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THE   ANNOTATED   CONSTITUTION 

OF   THE 

AUSTRALIAN    COMMONWEALTH. 


N^ 


ANNOTATED    CONSTITUTION 

OF  THE 

AUSTRALIAN  COMMONWEALTH 


BY 


(S^t)  JOHN  QUICK  LL.D. 


OF   THE    VICTORIAS    BAB,  ONE   OF   THE   REPRESENTATIVES 
OF    VICTORIA    IX    THE    NATIONAL   AUSTRALASIAS    CONVENTION    1897-8 

AND 

ROBERT  RANDOLPH  GARRAN  M.A. 

OF   THK    NEW    SOUTH    WALES   BAR,    AUTHOR   OF    "'THE   COMING   COMMONWEALTH* 


SYDNEY  MELBOURNE 

ANGUS  &  ROBERTSON  MELVILLE  &  MULLEN 

LONDON :  THE  AUSTRALIAN  BOOK   COMPANY 

38     WEST    SMITHFIELD    E.C. 
1901 


SIDNEY 

Websdale,  Shoosmith  &  Co.,   Printers, 
117  Clarence  Street. 


v^ 


TO 

THE  PEOPLE  OF  AUSTRALIA 

THIS  BOOK  IS  DEDICATKD 
BY  THE  AITHORS 


Digitized  by  tine  Internet  Archive 

in  2007  with  funding  from 

IVIicrosoft  Corporation 


http://www.archive.org/details/annotatedconstitOOquicuoft 


PEEFACE. 


The  preliminary  part  of  this  work  is  a  historical  introduc- 
tion and  guide  to  the  study  of  the  Constitution  of  the 
Australian  Commonwealth.  This  is  followed  by  analytical, 
legal,  and  political  commentaries  on  the  Constitution,  for  the 
use  of  those  who  seek  a  special  and  comprehensive  acquaintance 
with  its  provisions. 

Our  chief  aim  has  been  a  practical  one.  Clear  as  is  the 
language  of  the  Constitution,  it  cannot  be  fully  understood 
without  the  study  of  a  large  correlated  literature. 

The  Federation  of  the  Australian  colonies  has  occupied 
the  best  energies  of  the  statesmen  and  the  people  of  Australia 
for  many  years ;  and  this  Constitution  is  the  outcome  of 
exhaustive  debates,  heated  controversies,  and  careful  com- 
promises. It  is  an  adaptation  of  the  principles  of  British  and 
colonial  government  to  the  federal  system.  Its  language  and 
ideas  are  drawn,  partly  from  the  model  of  all  modern  govern- 
ments, the  British  Constitution  itself ;  partly  from  the  colonial 
Constitutions  based  on  the  British  model  ;  partly  from  the 
Federal  Constitution  of  the  United  States  of  America  ;  and 
partly  from  the  semi-federal  Constitution  of  the  Dominion  of 
Canada ;  with  such  modifications  as  were  suggested  by  the 
circumstances  and  needs  of  the  Australian  people. 

The  Constitution  of  the  Commonwealth,  therefore,  is  not 
an  isolated  document.  It  has  been  built  on  traditional 
foundations.  Its  roots  penetrate  deep  into  the  past.  It 
embodies  the  best  achievements  of  political  progress,  and 
realizes  the  latest  attainable  ideals  of  liberty.  It  represents 
the  aspirations  of  the  Australian  people  in  the  direction  of 
nationhood,  so  far  as  is  consistent  and  in  harmony  with  the 
solidarity  of  the  Empire. 

Such  an  instrument  of  government  must  needs  be  rich  in 
historical  associations,  and  many  of  its  derivative  enactments 


PREFACE. 


are  necessarily  intertwined  with  the  course  of  constitutional 
development  and  interpretation  in  kindred  systems  and 
communities.  There  is  hardly  a  phrase  in  it  without  a  history, 
or  without  analogy  with  a  phrase  which  in  some  other 
Constitution  has  been  the  subject  of  exhaustive  arguments  and 
judicial  decisions.  The  Commentaries  of  the  great  American 
jurists,  and  the  numerous  judgments  on  constitutional 
questions  given  by  the  Supreme  Court  of  the  United  States 
during  the  last  century,  are  full  of  profound  reasoning  which 
is  applicable  to  the  words  of  this  Constitution.  Many 
decisions  of  the  Supreme  Courts  of  Canada  and  the  Australian 
colonies  upon  constitutional  questions,  and  reviews  of  them 
by  the  Privy  Council,  are  of  great  value  in  the  elucidation  of 
the  Constitution  of  the  Commonwealth.  There  is  thus  an 
immense  store  of  material  for  comparative  study. 

The  actual  history  of  the  Constitution  is  traced  generally 
in  Part  IV.  of  the  Historical  Introduction,  and  in  detail  in  the 
Historical  Notes  appended  to  each  clause,  section,  or  sub- 
section. But  its  study  involves  many  other  aspects.  Its 
character  as  a  colonial  Constitution  demands  a  review  of  the 
history  and  principles  of  colonization,  which  are  shortly  dealt 
with  in  Parts  I.  and  II.  of  the  Historical  Introduction.  As 
an  Australian  Constitution,  it  is  intimately  associated  with 
the  story  of  the  constitutional  development  of  the  Australian 
colonies,  which  is  traced  in  Part  III.  of  the  Historical 
Introduction.  As  a  Constitution  on  the  British  model,  it 
requires  some  knowledge  of  British  constitutional  law  and 
history,  the  outlines  of  which  are  sketched  in  the  notes  to  the 
Preamble  and  elsewhere.  And  as  a  Federal  Constitution, 
light  is  thrown  upon  it  by  the  American,  Canadian,  Swiss, 
and  German  Constitutions.  Wherever  comparison  was 
thought  useful,  the  corresponding  provisions  of  those  Consti- 
tutions have  been  set  out  in  small  type  immediately  after  each 
section. 

We  are  fully  sensible  of  the  difficulty  of  attempting  to 
expound  a  Constitution  before  it  has  been  the  subject  of 
practical  working  or  judicial  exposition.  It  is  impossible  to 
foretell  where  the  real  difficulties  will  be  found,  or  how  they 


PREFACE. 


will  be  met.  The  experience  of  other  countries  is  a  guide, 
but  not  an  infallible  guide ;  and  the  development  of  the 
Constitution  of  the  Commonwealth  must  assuredly  follow  lines 
of  its  own.  We  have,  however,  endeavoured,  from  the  vast 
and  scattered  materials  bearing  on  the  subject,  to  produce  a 
work  which  we  hope  will  facilitate  the  interpretation  of,  and 
foster  an  affection  for,  the  Constitution.  We  trust  that  by  the 
orderly  arrangement  of  historical  matter,  by  the  minute  and 
impartial  analysis  of  every  fundamental  word,  phrase,  and 
enactment  of  the  Constitution,  and  by  the  provision  made  for 
the  comparative  study  of  other  Constitutions,  with  their 
wealth  of  associated  precedents,  the  work  may  prove  of 
assistance,  not  only  to  students  of  constitutional  history  and 
political  science,  but  also  to  those  who,  in  the  active  fields  of 
law,  politics,  or  commerce,  have  a  practical  interest  in  the 
working  of  the  new  federal  institutions  of  Australia. 

For  valuable  assistance  to  the  study  and  exposition  of  the 
Constitution  of  the  Commonwealth,  we  desire  to  express  our 
acknowledgments  and  obligations  to  the  following  works  : — 

Sir  Thos.  Erskine  May  :  ParliameHtary  Practice. 

Walter  Bagebot :  The  English  Constitution. 

Dr.  E.  Heam  :  The  Gotemment  of  England. 

Professor  E.  Jenks  :   The  Government  of  Victoria. 

Professor  A.  V.  Dice}' :  The  Law  of  the  Constitution. 

Sir  Richard  ChaflFey  Baker,  M.L.C.  :  Manual  for  the  Use  of  the  Convention  of 

1891 ;  and  Pamphlets. 
Kent's  Commentaries  on  the  Constitution  oj  the  United  States. 
Storey's  Commentaries  on  the  Constitution  of  the  United  States. 
George  Bancroft :  Formation  of  the  Constitution  of  the  United  Stales. 
Dr.  John  W.  Burgess  :  Political  Science  and  Constitutional  Law. 
A.  J.  Baker  (Iowa) :  Annotated  Constitution  of  the  United  States. 
Dr.  J.  A.  Poraeroy  :  Constitutional  Law  of  the  United  States. 
Dr.  H.  Von  Hoist  :  Constitutional  Lata  of  the  United  States. 
John  Fiske  :  The  Critical  Period  of  American  History. 
Roger  Foster  :  Commentaries  on  the  Constitution  of  the  United  States. 
Dr.  Thomas  M.  Cooley :  Constitutional  Limitations  and  Constitutional  Laic  oi 

the  United  States. 
E.    P.    Prentice   and  J.    G.    Egan  :    Commerce    Clause    of  the   United   States 

Constitution. 
James  Bryce  :  The  American  Commonwealth. 
Carl  E,  Boyd  :  Cases  on  American  Constitutional  Law. 
Alpheus  Tofld  :  Parliamentary  Government  in  the  British  Colonies. 
Goldwin  Smith  :  Canada  and  the  Canadian  Question. 
Gerald  John  Wheeler  :  Confederation  Law  of  Canada. 
A.  H.  F.  Lefro}' :  Legi.4ative  Power  in  Canada. 


PREFACE. 


For  information  as  to  the  progress  of  Federation   and 
constitutional  orovernment  in  South  Australia  we  are  indebted 

o 

to  Sir  Richard  C.  Baker,  and  for  similar  materials  in  the  case 
of  Tasmania  to  the  Hon.  Nicholas  J.  Brown,  M.H.A. 
Professor  Morris,  of  the  University  of  Melbourne,  kindly 
revised  the  sketch  of  ancient  colonies  and  modern  coloniza- 
tion down  to  Magellan's  great  voyage.  We  have  to  thank 
Mr.  Francis  Walsh,  Parliamentary  Librarian  of  New  South 
Wales,  Mr.  R.  Church,  Parliamentary  Librarian  of  Victoria, 
Mr.  G.  W.  Waddell,  Librarian  of  the  Supreme  Court  of  New 
South  Wales,  and  Mr.  John  Schutt,  Librarian  of  the  Supreme 
Court  of  Victoria,  for  courteous  facilities  afforded  and  assist- 
ance given  in  referring  to  original  reports  and  authorities. 

J.  Q. 
R.  R.  Gr. 
7th  Dec,  1900. 


-^  I 


TABLE   OF  CONTENTS. 

PAGE. 

PREFACE         ^-ii. 

TABLE  OF  IMPERIAL  STATUTES  CITED xiu. 

TABLE  OF  CASES  CITED  xix. 


HISTORICAL  INTRODUCTION. 

Part      L— AXCIENT  COLONIES 

(1)  Hellenic  City  SUtes         1 

(2)  Roman  Colonise     ...                     ...                     ...         ...         ...         ...         ...  4 

Pakt    II. -modern  COLONIZATION 

(1)  In  America,  Africa  and  Asia      ...         ...         ...         ...                     ...         ...  6 

(2)  In  Australasia       ...         ...                    ..          ...         ...         ...         ...  23 

Part  III.— COLONIAL  GOVERNMENT  IN  Ai;STRALlA 

(1)  New  South  Wales 35 

(2)  Victoria       ...                     ...                    ...         ...         ...          ..         ...         ...  51 

(3)  Tasmania     ...                    ...         ...                                ...                    ...  58 

(4)  South  Australia                 ...         . .                                 ...                     ...  62 

(5)  Western  Australia                       ...         ..                      ...         ...         ...         ..  67 

(6)  Queensland...         ...         ...                     ...                                           ...         ...  72 

(7)  New  Zealand          . .          ...                    ...                     ...         ...         ...         ...  75 

Part  IV.— THE  FEDERAL  MOVEMENT  IN  AUSTRALIA 

(1)  The  Germ  of  Federation 79 

(2)  Earl  Grejf^s  Schemes        81 

(3)  The  Constitutional  Committees  of  1853           90 

(4)  Australian  Efforts,  1854-1863        92 

(5)  The  Tariff  Question,  1855-1880 100 

(6)  The  Federal  Council        • 109 

(7)  The  Commonwealth  Bill  of  1891            115 

(8)  The  Fate  of  the  Commonwealth  Bill  of  1891 143 

(9j  The  Popular  Movement  ...         ...         ...         ...         ...         ...         ...         ...  150 

(10)  Adelaide  Session  of  the  Convention,  1897       ...         -■•          ..  165 

(11)  Consideration  by  the  Legislatures        ...         ...                                 ...         ...  182 

(12)  The  Sydney  Session  of  the  Convention,  1897                        ...         ...         ...  187 

(13)  The  Melbourne  Session  of  the  Convention,  1 898       ..           .          ...         ...  194 

(14)  The  Referendum  of  1898 206 

(15)  Events  in  New  South  Wales      213 


TABLE  OF  CONTENTS. 


(16)  The  Premiers' Conference,  1899  

(17)  Adoption  of  the  Constitution,  1899      

(18)  Enactment  of  the  Constitution,  1900 

LIST  OF  MEMBERS  OF  CONVENTIONS.  CONFERENCES,  &c. 
COMMONWEALTH  OF  AUSTRALIA  CONSTITUTION  ACT     .. 


COMMENTARIES  ON  THE  CONSTITUTION 

TITLE 

PREAMBLE    

COVERING  CLAUSES       

Chapter         L-THE  PARLIAMENT 

Part      I. — General 

Part    II. — The  Senate 

Part  III. — The  House  of  Representatives 
Part  IV.  —Both  Houses  of  The  Parliament 
Part    V.— Powers  of  The  Parliament 

Chapter       IL— THE  EXECUTIVE  GOVERNMENT 

Chapter     IIL— THE  JUDICATURE 

Chapter      IV.— FINANCE  AND  TRADE      ... 

Chapter       V.— THE  STATES    ...        

Chapter     VL— NEW  STATES 

Chaiter    VII.— miscellaneous 

CuAiTER  VIIL— ALTERATION  OF  THE  CONSTITUTION 
ALPHABETICAL  SUBJECT  INDEX 


PAGE. 

.  218 
.  221 

.  228 

.  253 
.  262 


281 
282 

311 

383 
384 
411 
445 
483 
508 
699 
719 
811 
927 
967 
978 
985 

997 


TABLE  OF  IMPERIAL  STATUTES 

CITED  LN  THIS  WORK. 

PAGE. 

21  Hen.       111.  (1236-7)  Confirmation  of  Charters         383 

3  Edw.  I.  (1272)  First  mention  of  Parliament      383 

15  Eclw.  II.  (1322)  First  recognition  of  Parliament  by  Crown     302 

4  Edw.  111.(1.330)0.14.     Yearly  Parliament  411 

25  Edw.  III.   (1352)  st.  5.  c.  13.     Coinage      573 

36  Edw.  III.  (1362)  c.  10.     Yearly  Parliament         411 

4  Hen.  IV.  (1402)  c.  1.     Confirmation  of  Charters             303 

7  Hen.  IV.  (1405)  c.  15.     Election  of  Knights  of  Shires 307 

9  Hen.  IV.  (1407)  Confirmation  of  Charters  :  Statute  of  Gloucester     307 

1  Hen.  V.  (1413)  c.  1.     Parlianientarj-  elections — residence      477 

8  Hen.        VI.  (1429)  c.  7.     House  of  Commons  (electors)     307 

10  Hen.       VI.  (1432)  c.  2.     House  of  Commons  (electors) 307 

23  Hen.        VI.  (1444-5)  c.  14,     House  of  Commons  (electors)  307 

32  Hen.    VIII.  (1540)  c.  16.     Aliens        600 

34  and  35  Hen.  VIII.  (1542-3)  c.  4.     Bankruptcy        586 

35  Hen.    VIII.  (1543-4)  c.  3.     King's  style        298 

43  Eliz.  (1601)  c.  2.     Poor  relief 321 

21  Ja.  I.  (1623)  c.  3.     Patent         596,  597 

3  Cha.  I.  (1627)  c.  1.     Petition  of  Right 316,318 

16  Cha.  I.   (1640)  c.  1.     Yearly  Parliament  411 

c.  10.     Star  Chamber  ;  Privy  Council  ...  318,  502,  751 

12  Cha.  II.  (1660)  Restoration  Parliament 406 

16  Cha.  II.   (1664)  c.  1^     Triennial  Parliaments      ...  411 

29  Cha.         II.  (1677)  c.  3^     Statute  of  Frauds  322,558 

31  Cha.         II.  (1679)  c.  2.     Habeas  Corpus      318,  5<>2 

1  Will,  and  Mary  (1688)  Convention  declared  a  Parliament...         ...         ...         ...     406 

c.  21.     Lords  Commissioners  of  Great  Seal      ...         ...     480 

Sess.  2.  c.  2.     Bill  of  Rights  316,318,323 

6  and  7  Will,  and  Mary  (1694)  c.  2.  Parliament— Triennial  Act    ...  411,  462 

7  and  8  Will   III.  (1696)  c.  3.     Treason  3-50 

c.  15.     Parliament— Demise  of  Crown     ...  ...         ...     462 

c.  22.     Plantations— validity  of  laws       ...         ...  1,  ^^7 

c.  25.     Infant:   Parliament ...     476 

12  and  13  WilL  HI.  (1700)  c.  2.     Act  of  Settlement        317,  318,  324,  478,  728,  731,  733 

1  Anne  (1702)  c.    2.     Demise  of  Crown  462 

c.    8.     Commissioners  to  negotiate  union  with  Scotland    ...     296 

6  Anne  (1707)  c.  11.     Union  of  England  and  Scotland         298 

c.  41.     Demise  of  Crown.     Pension  Place-holders     462,  493,  494 

8  Anne  (1709)  c.  21.     Copyright  593 

10  Anne  (17U)r,c.  31.     House  of  Commons  electors — clergj-  ...         ...         ...     304 

1  Geo.  I.  St.  2  (17U)j|c.    4.  Naturalization     ...                     478 

|,|c.  38.  Parliament— Septennial  Act 462 

4  Geo.            I.  (17liVc.  11.  Transportation  to  American  Colonies            29 

6  Geo.            I.   (171B1JC.    5.  Dependency  of  Ireland  on  Great  Britain      ...  299 


TABLE  OF  IMPERIAL  STATUTES. 


4  Geo. 
8  Geo. 
18  Geo. 
1  Geo. 
6  Geo. 
6  Geo. 

11  Geo. 

13  Geo. 

14  Geo. 


II. 

II. 

II. 
III. 
III. 
III. 

III. 
III. 
III. 


18  Geo.   III. 


22  Geo. 


23  Geo. 

24  Geo. 
27  Geo. 


III. 


III. 
III. 
III. 


III. 
III. 
III. 


31  Geo. 

33  (Jeo. 

37  (ieo. 

39  and  40  Geo. 

54  Geo.   Ill, 

59  Geo.   Ill 

1  and  2  Geo.  IV 


3  Geo. 

4  Geo. 
9  Geo. 


10  Geo. 
1  Will 


IV. 
IV. 
IV. 


IV. 
IV. 


c.  21. 
c.  13. 
c.  18. 
c.  23. 
c.  12. 


1731) 
1735) 
1745) 
1760) 
1765) 
1766)  c.  11. 

c.  12. 

c.  42. 

c.  21. 

c.  58. 

c.  83. 

c.  12. 


1770) 
1773) 
1774) 

1778) 

1782) 


British  Subject    ... 

Copyright  Engravings  ... 

House  of  Commons  Electors — clergy  , 

Commissions  and  salaries  of  Judges 

Stamp  Tax  (America)    ... 

Repeal  of  Stamp  Tax  (America) 

Declaratory  of  right  to  tax  the  colonies 

Grenville  Act ;  Election  Petitions 

British  Subject    ... 

Residence  in  constituency 

Canada — Quebec  Act 

Colonial  Charter— Declaration   that   Great 

will  not  tax  th(3  colonies     ... 
Contractors  :  House  of  Commons 


45. 
c.  53. 

c.  75.  Patent  Offices  in  Colonies 

1783)  c.  28.  Ireland      

1784)  c.  56.  Transportation    .. 
1787)  c.    2.  New  South  Wales  Foundation 

c.  13.  Consolidated  Fund 

c.  38.  Designing  and  printing  of  linens 

1791)  c.  31.  Canada  Upper  and  Lower 

1793)  c.  13.  Act  of  Parliament — Commencement  . 

1797)  c.  97.  Treaty  with  United  States       

III.  (1800)  c.  67.     Union  of  Great  Britain  and  Ireland 

1813)  c.  15.  (Recovery  of  debts  in  N.S.W.) 

1819)  c.  12.  "  Sturges  Bourne's  Act  "—Poor  Rates 

c.  114.  Duties  in  New  South  Wales     

(1821)  c.  8.     Duties  in  New  South  Wales 


Repeal  of  Act  for  securing  dependency  of  Ireland  ...     299 

730,  733 
...  299 
29,35 
...  35 
...  812 
593,  598 
22,  310,  512 
...  331 
...  769 
...  299 
...  348 
284 
...  36 
...  36 
...      36 


PAGE. 

478,  599 
...  593 
...  304 
...  728 
...  21 
...  22 
...  22 
...  496 
478,  599 
...  477 
...  511 
Britain 

318,  348 
...  493 


1822)  c.  96.     Duties  in  New  South  Wales     

1823)  c.  96.     Justice  in  New  South  Wales  and  Van  Diemen's  Land  36,  59 
1828)  c.  61.     Public  Houses      ...         281 

c.  8.3.     Government  of  New  South  Wales  and  Van  Diemen's 

Land 37,59,344,366,462,512,808 

22.     Western  Australia  -  Foundation         33,68,512 


1829)  c. 
1830-1) 


Sand  4  Will.  IV.  (1833) 


4.     (Demise  of  Crown) 
c.  20.     (Lower  Canada— validity  of  laws) 
2  and  3  Will.  IV.  (1832)  c.  4.5.     Reform  Ast -England 

Hou-so  of  Commons  (offices)— Speaker 
Statute  of  Limitations 

Judicial  Committee 330, 

Plantations— vali<lity  of  laws 
Bank  of  England  :  Bank  Note 
South  Australia— Foundation 
Recovery  of  Debts— Ireland 

Oaths 

Copyright  (lectures) 
M  u  u  ici  pal  Corporations 
Patents 

c.  59.     International  Copyright 

c.  60.     South  Au.stralia 

c.  38.     Election  Petitions  .  

c.  67.     Patents 


4  and  5  Will 

5  and  6  WiU 


IV. 
IV. 


(1834) 
(18,35) 


c.  105. 
0.  27. 
c.  41. 
0.  59. 
c.  98. 
c.  95. 
0.  55. 
c.  62. 
c.  66. 
c.  76. 
c.  83. 


1  and    2  Vic.  (1838) 

2  and    3  Vic.  (1839) 


...  462 
...     348 

298,  307,  308 
...  480 
...     462 

730,  751,  766 
...  348 
..  575 
63,  352,  374 
...  322 
...  348 
...  593 
...  475 
...  596 
...  593 
...  352 
...  496 
...     597 


TABLE  OF  IMPERIAL  STATUTES. 


XV. 


3  and  4  Vic. 

(1840) 

c.  9. 
c.  35. 
c.  62. 

c.  105. 

4  and  5  -Vic. 

(1841) 

c.  13. 

5  and  6  Vic. 

(1842) 

c.  45. 
0.  61. 
c.  76. 

c.  100. 

6  and  7  Vic. 

(1843) 

c.  34. 
c.  38. 
c.  73. 
c.  94. 

7  and  8  Vic. 

(1844) 

c,  12, 
c.  66. 
c.  69. 
c.  74. 

8  and  9  Vic. 

(1845) 

c.  20. 
c.  109. 

9  and  10  Vic. 

(1846) 

0.77. 
c.  93. 
c.  103. 

10  and  11  Vic. 

(1847) 

c.  95. 

1 1  and  12  Vic. 

(1848) 

c.  12. 
c.  42. 

12  and  13  Vic. 

(1848-9)  c  95. 

c.  96. 

13  and  14  Vic. 

(1850) 

c.  21. 
c.  59. 

14  and  15  Vic. 

(1851) 

c.  83. 
c.  99. 
c.  100. 

15  and  16  Vic. 

(1852) 

c.  12. 
c.  72. 
c.  83. 

16  and  17  Vic. 

(1853) 

c.  48. 

17  and  18  Vic. 

(1854) 

c.  31. 
c.  104. 
c.  125. 

18  and  19  Vic. 

(1855) 

c.  54. 

c.  55. 
c.  56. 

c.  84. 

20  and  21  Vic. 

(1857) 

c.  3. 

21  and  22  Vic. 

(1858) 

c.  70. 

22  and  23  Vic. 

(1859) 

c.  12. 

23  and  24  Vic. 

(1860) 

c.  34. 
c.  122. 

Publication  of  Parliamentary  papers 503 

Canada — Union  of  Upper  and  Lower 23,512 

To  Separate  Islands  (New  Zealand)  from  New  South 

Wales 75,  344,  512 

Recovery  of  Debts — Ireland      ...         ...         ...         ...     322 

Loan  to  South  Australia...         ...         ...         ...         ...     352 

Copyright 301,  348,  349,  594,  595,  600,  602 

South  Australia  :  Crown  Colony  64,352 

New  South  Wales  :  Representative  Legislature — Van 

Diemen's  Land,  .38,  52.  53,  59,  60,  72,  74,   344, 

375,  385,  512,  688,  689,  690,  691,  692,  694,  976 
CopjTight  of  Designs       ...         ...         ...         ...         ...     598 

Fugitive  Offenders  618,619 

Judiciail  Committee  ...         ...  ..         ...         ...     330 

Solicitors 809 

Foreign  Jurisdiction        ...         ...         ...         ...         ...     618 

Copyright— International  ...         ...         ...        594,  770 

Aliens  and  Naturalization  ...         ...  478,  600,  601 

Judicial  Committee         330,  741,  743 

AssenttoBills— N.S.W.  and  V.D.L 690 

Railway  Clauses  Consolidation 905,  90S,  910 

Wagers       ...         ...         ...         ...         ...         ...         ...     558 

House  of  Commons  (officers)      ...     480 

(Lord  Campbell's  Act  — Death  by  Accident) 281 

New  Zealand  Government         ..         ...         ...  76 

Copyright  (colonial)         49,594 

Treason — Felony  ...         ...         ..  ...         ...         ...     492 

Justices  of  the  Peace        ...         ...  .  ...         •■•     618 

Judgments  — Ireland     ...         ...         ..  ...         ...     322 

Offences  on  the  high  seas         ...         ...     358 

Abbreviation  of  language  in  Acts  of  Parliament     ...     475 
Australian  Colonies  Act  (N.S.  W.,  S.A  ,  V.D.L.,  Vic, 

W.A.),  40,  52,  53.  56,  60,  61,  64,  65,   68,  72,  74, 

88,  90,  104,  344,  .352,  385,  512,  690,  888,  976 


Judicial  Committee 

Evidence 

Criminal  Procedure 

Copyright  (international) 

New  Zealand — Constitution 

Patents 

Coin,  Colonies 

Railway  and  Canal  Traffic 

Merchant  Shipping 

Common  Law  Procedure 


330 

348 

808 

59.3,  594 

76 

597 

49 

896,  906-10,  912 
...49,355,  359 
781 


New  South  Wales— Constitution,  44,  72,  463,  504, 

512,  690,  889,  976 
Victoria— Constitution  45,  46,  57,  463,  504,  512,  690,  704 
Australia — Crown  Lands  Sale    ...         ...         ...  ■•       61 


House  of  Commons  (offices)  —Deputy  Speaker 

Transportation  :  Cessation 

Cop vright  of  Designs 

Evidence     ... 

Petitions  of  Right 

Homicide:  Sea 


4S0 
61 
598 
3J8 
805 
49 


xvi.  TABLE  OP  IMPERIAL  STATUTES. 


24  and  25  Vic. 

(1861;  c.  44. 

c.  134. 

25  and  26  Vic. 

(1862)  c.  63. 

c  89. 

26  and  27  Vic. 

,  (1863)  c.  24. 

27  and  28  Vic. 

(1864)  c.  24. 

28  and  29  Vic. 

(1865)  c.  14. 

c.  63. 

c.  64. 

29  and  30  Vic. 

(1866)  c.  19. 

c.  74. 

30  and  31  Vic. 

(1867)  c.  3. 

c.  45. 

c.  102. 

c.  124. 

31  Vic. 

(1868)  c.  29. 

31  and  32  Vic. 

(1868)  c.  72. 

c.  105. 

e.  125. 

32  and  33  Vic. 

(1869)  c.  11. 

c.  15. 

c.  43. 

c.  55. 

c.  71. 

33  and  34  Vic. 

(1870)  c.  10. 

c.  14. 

c.  23. 

c.  52, 

c.  91. 

c.  102. 

34  and  35  Vic. 

(1871)  c.  28. 

35  and  36  Vic. 

(1872)  c.  19. 

36  and  37  Vic. 

(1873)  c.  22. 

c.  48. 

c.  60. 

c.  66. 

c.  88. 

38  and  39  Vic. 

(1873)  c.  38. 

c.  51. 

c.  53. 

c.  77. 

39  and  40  Vic. 

(1876)  c.  59. 

c.  80. 

40  and  41  Vic. 

(1877)  c.  47. 

41  and  42  Vic. 

(1878)  c.  67. 

c.  73. 

42  and  43  Vic. 

(1879)  c.  75. 

43  and  44  Vic. 

(1880)  c.  9. 

South  Australia  and  Queensland  Boundaries 

62,  374,  375,  976 
Bankruptcy  ...         ...         ...         ...         ...  .      592 

Merchant  Shipping  ...  .  ...         ...        355,359 

Companies 322,  591,  605 

Vice-Admiralty  Courts .         400,798 

Naval  Prize  797 

Colonial  Naval  Defence  ...         ...         ...         ...  49,  695 

Colonial  Laws  Validity  ...  50,  229,  230,  232,  2.35,  236,  241, 
245,  296,  318,  347-352,  364,  631,  650,  736 

Marriage     ...         ...         ...         ...  50 

Parliament — Oath  ...         ...         ...         ...         ...     488 

Reservation  of  Customs  Bills    ...         ...         ...         ...40,59 

British  North  America  Act       ...        23,  291,  294,  335,  347, 

349,  509,  544,  705,  720,  798,  832  (&c.,  see  Index) 

Vice-Admiralty  Courts  Amendment   ...         ...         400,798 

Demise  of  Crown — Representation  of   the  People  of 

England         298,308,462,463 

124.   (Merchant  Shipping)        358 

(Medical  Practitioners— Colonies)        ...  ...         ...     350 

Promissory  Oaths...         ...         ...         ...         ..  .      488 

Hudson's  Bay  Company ..  ...  ...         ...         ...     350 

Election  Petitions  ...  496 

Merchant  Shipping  ...         ...  ...         ...  50,  358 

House  of  Commons — Pensions ...  ...         ...         ...     493 

Diplomatic  Salaries  ...         ...         ...         ...         ...     493 

Municipal  Corporation  (Elections)  475 

Bankruptcy  ...  ..  ...     592 

Coinage       573,575 

Alien  :  British  Subject  and  Naturalization  ...         50,  478, 

491,  600,  601,  603 

Felony  492 

Extradition  50,  635,  636,  770 

Clerg3^  :  House  of  Commons — Disabilities      304 

Naturalization — Oaths    ...         ...         ...         ...  491 

(British  North  America— Amending)  ...  350,  514,  973 

Pacific  Islands       6.37 

Australian  Colonies  Duties         .50, 

106,  .393,  399,  691,  697-8 

Regulation  of  Railways 896-7,910 

Extradition  769 

Judicature 769 

Slave  Tratle  797 

Canada — Privileges  506 

Pacific  Islands       637 

Canada  :  Copyright         ...  595,694 

(Judicature)  322 

Appellate  Jurisdiction 751 

Merchant  Shipping  50 

South  African  Union  114 

Foreign  Jurisdiction        618 

Territorial  Waters  Jurisdiction  .359 

Election  Petitions...  ..         ...         ...  ...     496 

Greenwich  Time 332 


TABLE  OF  IMPERIAL  STATUTES. 


44  and  45  Vic. 

(1881)  c.  3. 

c.  58. 

c.  68. 

c.  69. 

45  and  46  Vic. 

(1882)  c.  50. 

c.  76. 

46  and  47  Vic. 

(1883)  c.  51. 

c.  52. 

c.  57. 

48  Vic. 

(1884)  c.  3. 

48  and  49  Vic. 

(1885)  c.  23. 

c.  60. 

c.  63. 

49  and  50  Vic. 

(1886)  c.  33. 

c.  37. 

50  and  51  Vic. 

(1887)  c.  70. 

51  and  52  Vic. 

(1888)  c.  25. 

c.  32. 

c.  41. 

c.  46. 

c.  50. 

.52  and  53  Vic. 

(1889)  c.  63. 

53  and  54  Vic. 

(1890)  c.  9. 

c.  26. 

c.  27. 

57  and  58  Vic. 

(1894)  c.  60. 

58  and  59  Vic. 

(1895)  c.  34. 

c.  44. 

m  and  64  Vic. 

(1900)  c.  12. 

PAGE. 

Judicial  Committee         330,751 

Army  Act,  1881 51,117 

House  of  Commons — Election  Petitions  ...         ...     496 

Fugitive  OfiFenders  619,696 

Municipal  Corporations...  ...  ...         ...  .      476 

Merchant  Shipping  51,360 

Corrupt  and  Illegal  Practices  Prevention       ...         ...     497 

Bankruptcy  ..        322,592 

Patents,  Designs,  and  Trade  Marks    ..  ...        597,  598 

Representation  of  the  People     ...         ...         ...        298,  308 

Redistribution  of  Seats 298,308 

Australasia— Federal  Council   ..      230,  263,  311,  345,  362, 

363,  376-7,  570,  613,  614,  629 

Patents       ...         ...         ...         ...         ...  ...     597 

Copyright 594,  596 

Patents,  Designs,  and  Trade  Marks    ...         ...         ...     598 

Judicial  Committee         ...         ...         ...         ...        330,  751 

Railway  and  Canal  Traffic  745,  896-7,  906,  908-10 


Imperial  Defence — Australia     ... 

Local  Government 

Declaration  :  Oath 

Patents,  Designs,  and  Trade  Marks 

Acts  of  Parliament — Interpretation 


117,562 

475 

488 

598 

.230,  322,  .332,  352, 
362,  475,  777,  792-3 

51 

71 

400,  696,  797-9 


Merchant  Shipping  

Western  Australia  :    Constitution 

Colonial  Courts  of  Admiralty    ... 

Merchant  Shipping  ...  49,50,51,229,230,232, 

301,  355,  357,  358,  3.59,  360,  .362,  569,  651 

Colonial  Boundaries         263,311,378-9,640,975 

Judicial  Committee  Amendment         244,751 

Commonwealth  of  Australia  Constitution        249,  262,  281 


1^> 


TABLE  OF  CASES 

CITED  IN  THIS  WORK. 

Note  ok  American'  Reports. — The  first  90  volumes  of  the  reports  of  the  Supreme 
Court  of  the  United  States  are  cited  by  the  names  of  the  different  reporters  (Dallas, 
Cranch,  Wheaton,  Peters,  Howard,  Black,  Wallace).  From  vol.  91  they  are  known  as 
the  United  States  Reports  (cited  thus  : — "  176  U.S.").  The  early  reports  of  the  Federal 
Circuit  Courts  are  cited  by  the  names  of  the  reporters,  but  since  1880  they  are  all 
contained  in  the  Federal  Reporter  (cited  "Fed.  Rep."). 

Selected  cases  from  the  American  State  Courts  down  to  1869  are  collected  in  the 
"American  Decisions"  (100  vols.);  from  1870  to  1887,  in  the  "American  Reports" 
(60  vols.);  and  from  1888  to  the  present  time  in  the  "American  State  Reports." 
Under  the  national  reporter  s\'stem,  the  decisions  of  the  highest  courts  of  the  different 
States  are  now  contained  in  the  following  group  of  reports  : — Atlantic  Reporter, 
North-eastern  Reporter,  North-western  Reporter,  Pacific  Reporter,  Southern  Reporter, 
South-eastern  Reporter,  South-western  Reporter. 


FAGK. 

Abercrombie  v.  Dupuis  (jurisdiction — residence),  1  Cranch  (U.S.)  343  ...         ...  777 

Ableman  v.  Booth  (suits  by  and  against  United  States),  21  How.  (U.S.)  506  ...  773 
Ackman  r.  Town  of  Moncton  (provincial  tax  on  federal  employees),  24  N. 

Bruns.  103     ...         ...         ...         ...         ...          .          ...         ...         ...         ...  553,  554 

Addington  r.  Cann  (Crown,  when  bound  by  legislation),  3  Atk.  154     ...         ...  322 

Add vston  Pipe  and  Steel  Co.  v.  United  States  ( commerce —monopolies),  175 

U.S.  211        538-9 

Ah  Toy  V.  Musgrove  (see  Chung  Toy  I'.  Musgrove) 

Albany  Bridge  Case  (interstate  rivers  — federal  control),  2  Wall.  (U.S.)  403  ...  886 

Allan,  Exp.  :  ;e  Victoria  Steam  Nav.  Board,  7  V.L.R.  248  («cc  Victoria  Steam 

Nav.  Board,  He) 

Allan  V.  Pratt  (Privy  Council — special  leave  to  appeal),  13  App.  Ca.  780        ...  761 
Allen  V.  Hanson  (winding-up  foreign  companies),  16  Quebec  L.R.  85  ;  and  18 

S.C.R.  (Can.)667 591,606 

Almy  V.  California  (inter-state  commerce — State  tax  on  bills  of  lading),  24 

How.  (U.S.)  169      847 

American  Insurance  Co.  «'.  Canter  (territories — government),  1  Pet.  (U.S.)  511  972 

American  Publishing  Co.  v.  Fisher  (trial  by  jury),  166  U.S.  464             .           ...  810 

Amory  v.  Amory  (jurisdiction — citizens  of  different  States),  95  U.S.  186         ...  777 

Anderson,  Re  (habeas  corpus — jurisdiction  of  Queen's  Bench),  30  L.J.Q.B.  129  781 

v.  Dunn  (legal  tender— construction),  6  Wheat.  (U.S.)  204  ...         ..  575,  652 

Antelope,  The  (jurisdiction — penal  laws  of  States),  10  Wheat.  (U.S.)  66         ...  778 
Armour  Packing  Co.  v.  Snyder  (police  power -oleomargarine),  84  Fed.  Rep. 

136 851 

Armstrong  v.  Carson  (action  on  a  judgment),  2  Dall.  (U.S.)  302              .           ...  963 

Ash  V.  Abdy  (construction— statute),  3  Swans.  664            ...         ...  365 

Ashbury  v.  Ellis  (civil  process — service)  (1893),  App.  Cas.  339  ...         616 

Ashby  I'.  White  (franchise).  Smith's  L.  Cas.  Vol.  I.  268  ...         ...         ...         ...  471,  756 

Asher  r.  Texas  (State  tax  on  inter-state  commerce),  128  U.S.  129         847,  858 

Attorney-General  v.  Bradlaugh  (parliamentary  oath),  14  Q.B.D.  667 488 

V.  Great  Ea.stern  Ry.  Co.  (marginal  note'i,  11  Ch.  D.  449    ...  282 

V.  Powis  (preamble)    1  Kav  186  ;  2  Eq.  R.  566          285 

r.  Sillem  (creation  of  right  of  appeal),  10  H.L.C.  720          ...  746 

r.  Weymouth  (title— statute),  Ambl.  23          281 

for    Canada   v.    Attorney -General  of    Ontario    (pardoning 

power),  3  Ont.  App.  6  ;  19  Ont.  Rep.  6 390,702,930,983 

Attomev-General  for  Canada  v.  Flint  ( Vice-Admiralty  Courts — power  to  vest 

jurisdiction),  3  S.C.  (Nov.  Scot.)  453;  16  S.C.R.  (Can.)  707            709,  803 


TABLE  OF  CASES. 


PAGE. 

Attorney-General  of  New   South   Wales  v.    Rennie   (payment  of  members) 

(1896),  App.  Cas.  376        500 

Attorney-General  of  Ontario  v.  Attorney-General  of  Canada  (assignment  for 

creditors)  (1894),  App.  Cas.  189 588,591 

Attorney-General  of  Ontario  v.  Attorney-General  for  Canada  (Liquor  Prohi- 
bition) (1896),  App.  Cas.  348 513,  516,  547,  548 

Attorney-General  of  Quebec  v.  Murray,  25  Lower  Can.  Jur.  208                       ..  761 

of  Queensland  v.  Gibbon  (non-attendance — parliament),  12 

App.  Cas.  442          442,482 

Austin  V.  Boston  Aldermen  (statutes  unconstitutional  in  part),  7  Wall.  (U.S.) 

694 796 

Australian  Smelting  Co.   v.  Brit.  Broken   Hill  Propr.    Co.  (appeal  to  Privy 

Council),  23  V.1..R.  643,  20  A.L.T.  46 738 

Ayers,  i?e  (jurisdiction — suit  against  State),  123  U.S.  443           ...         ...         ...  774 

Baiz,  ^e  (jurisdiction-proof  of),  135  U.S.  403        772 

Baker  v.  City  of  Portland  (Chinese  labour-  restrictive  law)  (U.S.),  L.T.  18th 

Oct.,  1879,  p.  403.- Todd,  Gov.  in  Col.  2nd  ed.  p.  196         628 

Baldwin  j?.  Bank  of  Newbury  (State  insolvency  laws),  1  Wall.  (U.S.)  234       ...  587 

V.  Franks  (statute  unconstitutional  in  part),  120  U.S.  678       ...         ...  796 

V.  Hale  (bankruptcy,  discharge  by  State  law),  1  Wall.  (U.S.)  223  587 

Bank  of  Australasia  v.  Nias  (civil  process— service),  16  Q.B.  717           ...         ...  616 

of  Toronto  v.   Lambe  (federal  corporations — taxation),  12  App.  Cas.  575 

547,  553,  554 

of  United  States  v.  Devaux  (jurisdiction— corporation  -  not  a  citizen),  5 

Cranch.  (U.S.)61 777 

Banks  r.  Orrell  (civil  process — service),  4  V.L.R.  (L.)  219          ...         ...         ...  614 

Banks,  The  v.  Mayor  (federal  certificates  to  creditors  subject  to  State  taxation), 

7  Wall.  (U.S.)  16 949 

Bank  Tax  Case  (federal  stock  exempt  from  State  taxation),  2  Wall.  (U.S.)  200  559,  949 

Barbier  v.  Connolly  (State  regulation  of  laundries)  113  U.S.  27             ..           ...  853 

Barney  v.  Baltimore  (jurisdiction — resident  ot  territory),  6  Wall.   (U.S.)  280  777 

V.  McCreery  (qualification  of  members — laws),  CI.  and  Hall  (U.S.)  176  440,  475 

Barque  (/7iw.sa7i,  The  (commerce -navigation),  2  Story  (U.S.)  455          ...         ...  540 

BaiTon  r.  Baltimore  (trial  by  jury),  7  Pet.  (U.S.)  243       808 

r.  Burnside  (corporations— conditions  of  doing  business),  121  U.S.  186 

Barrow V.  Wadkin  (alien),  24  Beav.  1            ...                     ...         ...         ...         ...  600 

—      r.  Wadkin  (statute — punctuation),  24  Beav.  327             282 

Barry,  Re  (federal  jurisdiction— common  law  offences),  136  U.S.  597 787,  788 

Bartemeyer  v.  Iowa  (police  power— breweries).  14  Wall.  (U.S.)  26        853 

Barton  v.  Taylor  (parliamentary  privilege),  1 1  App.  Cas.  197 504 

Bauman  ».  Ross  (just  compensation),  167  U.S.  548            641 

Baxendale  r.    ilastern  Counties  R.  Co.    (reasonable  rate — common  law),  27 

L.J.C.P.  1.37            ... 916 

V.  Great  Western  R.  Co.  (delivery  charges — undue  preference),  28 

L.J.C.P.  69  ...         ..          ..            ^                   .„         ...         ...  908 

Great  Western  R.  Co.  (delivery  charges  -  undue  preference),  28 


L.J.C.P.  81 908 

Beadell  v.  Eastern  Counties  R.  Co.  (railway  cab-stand— undue  preference),  26 

L.J.C.P.  2.50           „         ...         ...  907 

Beadon  r.  King  (construction-statute),  22  L.J.  Ch.  Ill             365 

Beal  r.  Ford  (residence),  3  C.  P.  D.  78 776 

lieflard, /fc  (precedence  of  .Judges),  7  Moo.  P. C.  23                     ...  727 

lieers  v.  Arkansas  (jurisdiction— suit  against  State),  20  How.  (U.S.)  527        ...  774 

Belanger  v.  Caron  (plea  of  unconstitutionality),  5  Quebec  L.R.  25        693 

Bell  ?•.  Holtby  (construction -statute),  L.R.  15  Eq.  178 364 

Bell  Telephone  Co.,  /^e  (patent— tribunal),  7  Ont.  Reps.  605       598 

Bentley  r.  Rotherhani  Local  Hoard  (title  -statute),  4  Ch.  1).  588         281 

Beresford-Hope  r.  Lady  Sandhurst  (election— women),  23  Q.B.D.  79 475 

Bethell  t>.  Hihlvard  (marriage -domicile),  38  Ch.  D.  220              608 

Bingham  »;.  CatKit  (jurisdiction— residence  of  parties),  3  Dall.  (U.S.)  382       ...  777 

Hirtwhistle  r.  Vardill  (marriage— domicile— title  of  statute),  7  CI.  and  Fin.  895  281 
Blake  p.  McClung  (corfMiration  not  citizen),  172  U.S.  239           ..          ..          ...     777,961 

f-  -Midland  Ry.  Co.  (title— statute),  18  Q.B.  93     ...         ...          '..         ...  281 

Blanchard  v.  Sprague  (patent    terms  and  conditions),  2  Story  (U.S.)  164      ...  597 

Bledsoe's  Cawj  (resignation  of  Senators),  CI.  and  Hall  (U.S.)  869         442 

Boom  Co.  f.  Patterson  (resumption -compensation  -jurisdiction),  98  U.S.  403  785 

Borgmeyer  V.  Idler  (construction  of  treaty),  159  U.S.  408          770 


TABLE  OF  CASES. 


PAGE. 

Bowman  v.  Chicago,  &c.,  R.  Co.  (police  power— inter-state  free  trade).  125 

U.S.  465         518,  528,  536,  537,  848,  851,  856 

V.  Farnell,  7  N.S.W.  L.R.  I  (see  Famell  v.  Bowman) 

Boyer,  ^xjff.  (artificial  stream — federal  control),  109  U.S.  629      ..         ...           ..  883 

Boynton  v.  Blaine,  139  U.S.  306  (see  U.S.  ex  rel.  Boynton  v.  Blaine) 

Bradfield  r.  Roberts  (establishment  of  religion),  175  U.S.  291    ...         ...         ...  953 

Brashear  r.  Mason  (mandamus  to  federal  officer),  6  How.  (U.S.)  92                  ...  782 

BreuU,  Exp.,  re  Bowie  (residence -defined),  16  Ch.  D.  484         960 

Bridge  Co.  v.  United  States  (federal  control  of  bridges),  105  U.S.  470  ...517,  641,  884,  970 
Brig  Wilson,  The  v.  United  States  (commerce  includes  conveyance),  1  Brock. 

(U.S.)  423 515,540,873 

Brimmer  v.  Rebman  (commerce — State  cannot  prohibit  importation),  138  U.S. 

78        851,853,944 

Briscoe  v.  Bank  of  Kentucky  (legal  tender — construction),  11  Pet.  (U.S.)  257  575 
Briton   Medical  Life  Ass.,  lie  (federal  power     foreign  insurance),   12    Ont. 

Reps.  441       592,  606 

Broder  v.  Water  Co.  (riparian  rights —reasonable  use).  101  U.S.  274    ...         ...  890 

Broderick's  Executor  v.  Magraw  (legal  tender),  8  Wall.  (U.S.)  639       575 

Brook,  i?e  (service  of  civil  process),  33  L.J.  C.  P.  246         ..         ...         ...         ...  614 

17.  Brook  (marriage—deceased  wife's  sister),  9  H.L.  Cas.  193     ...         ...  609 

Brown  v.  Houston  (State  tax  on  exports),  114  U.S   622  ...      845,  846,  848,  855,  856,  943 

V.  Maryland  (State  tax  on  imports),  12  Wheat.  (U.S.)  419 

286,  515,  520,  524-5.  527,  528,  537.  539,  846,  943-4,  959 
Brownsville  Commissioners  v.  League  (mandamus  to  federal  officer),  129  U.S. 

493      782 

Bryant  v.  Reading  (appeal — "final  and  conclusive  "),  17  Q.B.D.  128 746 

Buchanan  v.  Rucker  (civil  process — ser\nce),  9  East  192  ...         ...         ...         ...  616 

Buckley  v.  Edwards  (appointment  of  Judges)  (1892),  App.  Ca.  387      727,  729 

Buffington  v.  Day,  11  Wall.  (U.S.)  113  (see  Collector  v.  Day). 

Burdett  v.  Abbot  (Parliamentary  privilege —contempt),  5  Dow  165  ;  14  East  1  502 

Buron  i>.  Denman  (Act  of  State),  2  Exch.  167          709 

Burrow-Giles  Litho.  Co.  v.  Sarony  (copyright  in  works  of  art).  111  U.S.  53   ...  596 

Caird  r.  Sime  (copyright),  12  App.  Cas.  326            593 

Caldwell  t'.  Van  Vlissengen  (patents),  21  L.J.  Ch.  97        597 

Caledonian  R.  Co.  v.  North  British  R.   Co.   (construction — statute),  6  App. 

Cas.  114        365 

Calhoun  v.  Lanaux  (federal  jurisdiction — how  far  exclusive),  127  U.S.  6.34     ...  803 
California  v.  Central  Pacific  R.   Co.   (Federal  power  to  construct  railways — 

State  tax  on  federal  franchise),  127  U.S.  1       516,  518,  520",  541,  552,  847 

Californian  Fig  Syrup  Co. 's  trade  mark  (1888),  40  Ch.  D.  620 599 

CaUender,  Sykes  and  Co.  v.  Colonial  Sec.   of  Lagos  (application  of  English 

bankruptcy  law)  (1891),  App.  Ca   460 592 

Calvin's  Case  (natural-born  subject),  7  Coke's  Reps   1      ...          478,599 

Canada  Sugar   Refinery  Co.    v.    The  Queen   (importation — when    complete) 

(1898),  App.  Ca.  735          859 

Canadian  Pacific  Nav.  Co.  v.  Vancouver  City  (quarantine),  2  Brit.  Colu.  Rep. 

193     568 

Cannon  v.  New  Orleans  (wharfage  charge— State  law),  20  Wall.  (U.S.)  577     ..  5.36,  858 

Capital  Traction  Co.  y.  Hof  (trial  by  jury),  174  U.S.  1     810 

Cardwell  i'.  Bridge  Co.  (navigable  river— bridge),  113  U.S.  205 858,  885 

Carew,  Exp.  (leave  to  appeal— criminal  case)  (1897),  App.  Ca.  719       752 

Carnatica  (Nabob  of)  v.  East  India  Co.  (judicial  and  political  powers),   1  Ves. 

J.  371;  2  »d.  56       723 

Cameali7.Banks(jurisdiction—citizensof  different  States),  10  Wheat.  (U.S.)  181  777 
Carpenter  v.    Pennsylvania   (pardoning  power — Federal  bankruptcy  laws — 

Constitution— construction),  17  How.  (U.S.)  456       -  587 

Carpenters'  Co.  v.  Hay  ward  (questions  of  fact  and  law),  1  Dougl.  374 744 

Carter  v.  Molson  (Privy  Council— special  leave  to  appeal),  8  App.  Ca.  530       ..  761 

Carter  Medicine  Co. 's  Trade  Mark  (1892),  3  Ch.  472         599 

Cartledge  v.  Cartledge  (custody  of  children),  31  L.J.  Mat.  85 611 

Chavasse,  ^a:  par^e,  re  Grazebrook  (proclamation),  34  L.J.  Bky.  17      331 

Cherokee  Nation  v.  Southern  Kansas  R.   Co.   (railway  construction — federal 

authority— compensation),  135  U.S.  641                        ..          ..  520,  541,  641,  874,  921 
Chicago  and  Alton  R.  Co.  v.  Wiggrins  Ferry  Co.  (judicial  notice  of  State  laws), 

119  U.S.  615            ...          ..         746 

Chicago  and  Grand  Trunk  R.  Co.  v.   Wellman  (validity  of  statute— friendly 

suit),  143  U.S.  339 767 


TABLE  OF  CASES. 


PAGK. 

Chicago  Burlington,  &c.,   R.   Co.   v.   Iowa  (railroads— State  regulation),    94 

U  S  155        •••    •■■        •••    •••    ••    •••    •••    ■••     ^^"^ 

Chinese  (American)  Exclusion  Case,  130  U.S.  581 ..  ...     628,769 

Chinese  (Brit.  Columbia)  Tax  Case,  Todd  Pari  Gov.  Col.  2nd  ed.  pp.  194  and  557  62/ 

Chisholm  v.  Georgia  (jurisdiction -suits  against  States),  2  Dall.  (U.S.)  419 

286,  336,  774,  806 

Christmas  v.  Russell  (State  judgments  conclusive),  5  Wall.  (U.S.)  290 963 

Christy,  Exp.  (prohibition  to  inferior  court),  3  How.  (U.S.)  292  783 

Chunc   Toy   v.    Muserove   (aliens— exclusion),   14  V.L.R.   349;   (1891)  App. 

(fas.  272  .  390,  391,  600,  624,  b26,  708,  710 

Church  of  the  Holy  Trinity  v.   United  States  (Sunday— Christian  religion), 

143  U.S.  457  ...         •••        289,290,952 

Chy  Lung  v.  Freeman  (State  tax  on  foreign  passengers),  92  U.S.  275 623,  855 

Cincinnati,  &c.,   R.  Co.   v.  Inter-state  C.C.  (objects  of  Inter-state  Commerce 

Act — commission  an  executive  body),  162  U.S.  184  ...  898,  900,  911,  915 

Cissel  V.  McDonald  (inhabitant  of  federal  territory— status),  16  Blatch.  (U.S.) 

150     659 

Citizens'    Ins.    Compy.    v.    Parsons    (insurance    contracts— provincial    law), 

7  App.  Cas.  96       544,547,583,585 

Civil  Rights  Cases  (judicial  power— to  declare  laws  invalid),  109  U.S.  3        ...  792 

Claflin  v.  Houseman  (federal  jurisdiction— how  far  exclusive),  93  U.S.  130     ...  .  803 

Clark  V.  Barnard  (jurisdiction — suit  against  State),  108  U.S.  436  ...         ...  774 

Clarke  and  the  Union  Fire  Ins.  Co.,  Jie  (winding-up— federal  control),  14  Ont. 

Reps.  618       591 

Clarke's  Design,  ^e  (trade  marks)  (1896),  2  Ch.  38 598 

Clarke,  ii/a;  7>ar<e  (unconstitutional  law — Aa6fias),  100  U.S.  399  ..         ...         ...  470 

Clarkson  v.  Ontai'io  Bank  (assignment  for  creditors),  15  Ont.  App.  Reps.  166  591 

Claydon  v.  Green  (marginal  note),  L.R.  3  C.P.  511  ...         ...         281 

Clayton  v.  Utah  (federal  territories— operation  of  laws),  132  U.S.  632 972 

Clegg  V.  Grand  Trunk  R.  Co.  (federal  corporations— powers),  10  Ont.  Reps. 

708     ...         579 

Clinton  Bridge  (the  federal  control  of  bridges),  10  Wall.  (U.S.)  454     ...        517,  858,  884 
Clough  V.  Curtis  (territorial  courts— constitutionality),  134  U.S.  361   ...         ...  382 

Clyde   Nav.    Trustees  v.  Adamson  (Crown  property  exempt  from  taxation), 

4McQ.  H.L.  931 322 

Clyde  Nav.  Trustees  v.  Laird  (statute — construction),  8  App.  Cas.  658  ..  365 

Coal  Co.  V,   Blatchford  (jurisdiction — citizens  of  different  States),  11  Wall. 

(U.S.)  172 777 

Coe  V.  Errol  (commerce— when  it  begins),  116  U.S.  517 519,  539,  846,  904 

Cohens  v.   Virginia  (jurisdiction— suits  against  States — "arising  under  the 

Constitution"),  6  Wheat.  (U.S.)  264 429,575,658,773,790,806 

Cole  r.  Cunningham  (State  records— faith  and  credit),  133  U.S.  107     962,963 

Collector  V.  Day  (federal  tax  on  salary  of  State  officer),  11  Wall.  (U.S.)  113 

551   555  734  950 
Collett  V.  Collett  (naturalization— State  law),  2  Dall.  (U.S.)  294  ...      '  ...  '        '601 

Collingwood  r.  Pace  (natural-born  subject),  1  Vent.  413 478 

Collins  V.  New  Hampshire  (police  power— prohibition  of  sale),  171  U.S.  30    ...  851 

V.  Welch  (construction— statute),  5  C.P.D.  27       364 

Collins  Co.  V.  Brown  (alien— trade  marks),  3  Jur.  (N.S.)  929  J 600 

I'.  Reeves  (alien— trademarks),  4  Jur.  (N.S.)  865     600 

Colorado  Central  Mining  Co.  v.  Turck  (original  jurisdiction),  150  U.S.  138    ...  785 

Colson  r.  I^ewis  (jurisdiction— grants  of  different  States),  2  Wheat.  (U.S.)  377  801 

Commercial  Bank  of  India,  Re  (British  corporation — winding-up  in  colony), 

L.R.  eEq.  517        ..         ...  ..  605 

Commercial  Bank  of  South  Australia,  Re  (winding-up),  33  Ch.  D.  174  ...  606 

Commonwealth  r.  Smith  (validity  of  law),  4  Binney  (Penns.)  123        796 

Connell  v.  Neill  and  Co   (service 'out  of  jurisdiction— British  subject),  7  W.N. 

(N.S.W.)6 •"        615 

Conner  V.  Elliott  (federal  privileges  and  immunities),  18  How.  (U.S.)  691     ...  960 

Cook  V.   Peimsylvania  (inter-state  commerce— State  tax  on  auctioneers),  97 

U.S.  5(56 847,857 

Cooley  r.  Port  Wardens  (pilots— state  control),  12  How.  (U.S.)  299 

^        ,  515,  516,  523,  629-30,  540,  657,  853,  858,  873 

Coomlxir  r.  Berks  Justices  (title— statute),  9  Q.B.D.  17 281 

Copeman  r.  (;allant  (preamble),  1   P.  Wms.  317 285 

Corfield  v.  Coryell  (commerce defined— incidents),  4  Wash.  (U.S. )  C.C.  371     516,  616,  959 
Corson  r.  Maryland  (interstate  commerce- State  licenses),  120  U.S.  502       ...  847 


TABLE  OF  CASES. 


CotS  V.  Watson  (provincial  tax  on  assets  in  insolTency),  3  Quebec  L.   Reps. 

157 ;  2  Cartwright  .343       553 

Covington  and  Cincinnati  Bridge  Co.  v.  Kentucky  (inter-stat«  railway  rates), 

154  U.S.  204 521 

Cowan  V.  Milbourn  (Christian  religion),  L.R.  2  Ex.  234 951 

Cox,  Exp.  (mandamus  to  officer  of  Crown),  14S.C.R.  (N.S.W.)  287 782 

Crandall  v.  Nevada  (State  tax  on  passengers),  6  Wall.  (U.S.)  35  ...        529,  958,  959 

Craufurd  r.  Att. -Gen.  (Crown — bankruptcy),  7  Price  2    ...         ...         ...         ...  321 

Crutcher  v.  Kentucky  (foreign  express  companv — State  licence),  141  U.S.  47  847 

Cucktield  Burial  Board,  Jte  (Crown— when  bound),  24  L.J.  Ch.  585      321 

Gushing  i*.  Dupuy  (federal  insolvency  law— appeal  to  Pri\'y  Council — *'  final "), 

5  App.  Cas.  409       588,  589,  746,  747,  760,  761 

Cuvillier  »'.  Aylwin  (prerogative  of  appeal),  2  Knap  72    ...  ..  746,761 

Daniel  Ball,  The  (inter-state  commerce —beginning  and  duration — navigable 

waters),  10  Wall.  (U.S.)  557        515,517,519,882 

D'Arcy  r.  Ketchum  (State  judgment — when  conclusive),  11  How.  (U.S.)  165  963 

Davis  V.  Beason  \biganiy  and  polygamy),  133  (U.S.)  .3.33 939,  953 

V.  Packard  (ambassadors — "  matters  affecting'"'),  7  Pet.  275      ...         ...  771 

r.  Regina  (appeal  from  State  courts  to  Pri\-y  Council),  1  Vic.  R.  Eq.  33  738 

Dean  v.   Dawson  (appeal  from  State  comls  to  Privv  Council),  9  N.S.W. L.R. 

Eq.  27  .'        738 

Debs,  Ee  (enforcement  of  executive  power  by  injunction),  158  U.S.  564         ...  965 

Decatur  v.  Paulding  (mandamus  to  federal  officer),  14  Pet.  497 782 

Deeming,  jLxp.  (leave  to  appeal— criminal  case)  (1892)  App.  Ca.  422 752 

De  Geer  v.  Stone  (natural-born  subject),  22  Ch.  D.  243    ..  478 

Delahoyd,  Se  (process  civil,  defined),  11  Ir.  Ch.  R.  404 616 

Delondre  r.  Shaw  (copyright  -  foreigner),  2  Sim.  237        594 

Denaby  Main  CoUiervCo.  v.  Manchester  R.  Co.  (group  rates — equality  clause — 

undue  preference),  13  Q.B.D.  674;  147rf.  209  ;  11  App.  Ca.  97  "74.5,  906,  908-9,  921 
Denton  v.  Manners  (common  law— when  altered  bv  statute),  27  L.  J.  Ch.  199, 

623      .: .365 

Devine  v.  HoUoway  (Cro\vn— demise j,  9  Week.  Rep.  642  462,  463 

Dewhurst  v.  Coulthard  (judiciary— extra-judicial  opinions),  3  Dall.  (U.S.)  409  766 

DiU,  Ke  (parliamentary  pri\'ilege),  1  W.  and  W.  (L.)  (Vic.)  171  505 

V.  Murphv  (parliamentary  privilege),  1  W.  and  W.  (L.)  (Vic.)  342;  1 

Moo.  P.C.  (N.S.)487         505 

Dillett,  Be  (leave  to  appeal  -criminal  case),  12  App.  Ca.  4.59     752 

Dobbins  v.  Erie  County  (State  tax  on  federal  employee),  16  Pet.  (U.S.)  435 

551   552  553   554  949 
Doe  d.  Bywater  r.  Brandling  (preamble),  6  L..J.  (O.S.)  K.B   162  ...     '    ...  '        '  285 

Duroure  r.  .Jones  (natural-born  subject),  4  Term  Rep.  300         478 

Doggett  v.  Railroad  Co.  (federal  corporation— sinking  fund),  99  U.S.  700       ...  382 

Doherty  r   AUman  (judicial  discretion),  3  App.  Ca   728 759 

Donald  v.  Scott  (imported  and  domestic  liquor  -  discrimination),  67  Fed.  Rep. 

(U.S.)  854;  165  U.S.  58 947 

Donaldson  1-.  Beckett  (copyright),  4  Burr.  2408      593 

Dooley  r.  Smith  (legal  tender),  13  Wall.  (U.S.)  604  575 

Dover  r.  Maestaer  (prerogative  of  pardon),  5  Esp.    92      .         ...  630 

Downham  v.  Alexandria  Council  (State  tax  on  business).  10  WalL  (U.S.)  173  856 

Doyle  V.  Continental  Insurance  Co.  (insurance),  94  U  S.  .535      583 

f.  Falconer  (parliamentary  pri\nlege),  L.R.  1  P.C   328 504 

Dred  Scott  v.  Sandford  (citizenship     jurisdiction),  19  How.  (U.S.)  393 

286,  470,  602,  784,  956 
Dubuque,  &c.,  R.  Co.  v.  Richmond,  19  Wall.  (U.S.)  584  (see  Railroad  Co.  v. 

Richmond) 

Ducat  V.  Chicago  (corporations -inter-state  rights),  10  Wall.  (U.S.)  410         ...  961 

Duncan  v.  Darst  (State  insolvency  law— discharge),  1  How.  (U.S.)  301  ..  587 

Durousseau  v.  United  States  (federal  jurisdiction),  6  Cranch  (U.S.)  307  ...  738 

Dynes  r   Hoover  (naval  and  military  law).  20  How.  (US.)  65 564 

Eastern  Counties  Ry.  Co.  r.  Marriage  (heading— statute),  9  H.L.  Cas.  32      ...  281 
Edwards'  Case  (resignation  of  members —notice  to  State  Governor),  CI.  and 

Hall>U.S.)92         437 

Edye  v.  Robertson,  112  U.S.  580  (•see  Head  Monev  Cases)  

Eilenbecker  v.  District  Court  (trial  by  jury),  134  U.S.  31  808 

Eldridge  v.  Trezevant  (federal  control  of  navigable  waters).  160  U  S.  452       ...  883 

Electors  v.  Bailey  (inhabitant -definition),  CI.  and  Hall  (U.S.)  411       477 

AVtza  A'et^A,  The  (navigation  and  shipping),  3  Queb.  L.R.  143 874 


TABLE  OF  CASES. 


PAGE. 

Elkanv.  Do  La  Juvenay  (extra-territorial  service),  22  A. L.T.  34          ...         ...  615 

Ellis  V.  McHenry  (bankruptcy- international),  L.R.  6  C.P.  228            592 

Elphinstone  v.  Bedreechund  (treaty — municipal  rights),  1  Knapp  316  ...         ...  769 

Emanuel  v.  Constable  (preamble),  3  Russ.  4^36        ...         ...         ...         ...         ...  285 

Embrey  v.  Owen  (riparian  rights — reasonable  use),  6  Exch.  353...         ...         ...  892 

Emert  V.  Missouri  (State  tax  on  sales),  156  U.S.  296        ...         ...         ...         ...  848 

Ervine's  Appeal  (legislative  power),  11  Penn.  St.  256  ;  55  Amer.  Dec.  499  ...  721 
Escanaba  Co.  v.  Chicago  (commerce —river  wholly  within  a  State — federal 

control— bridges),  107  U.S.  678 531,534,852,883 

Evans  t?.  Eaton  (copyright),  3  Wheat.  (U.S.)  454 597 

V.  Hiidon  (Provincial  tax  on  salary  of  federal  employee),  22  Lower  Can. 

Jur.  268 ;  2  Cartwright  346          553 

Evershed  v.  London  and  N.W.R.  Co.  (competitive  rates — gratuitous  cartage — 

undue  preference),  2  Q.B.D.  254,  3  id.  134,  3  App.  Ca.  1029  906,  908 

Exchange,  The  v.  McFaddon  (federal  power  to  exclude  aliens),  7  Cranch  (U.S.) 

116      564,628 

Exchange  Bank  of  Canada  v.  Regina  (Crown — priority  of  creditors),  11  App. 

Cas.  157        322 

Falkland  Islands  Co.  v.  Regina  (prerogative  of  appeal),  1  Moo.  P.C.N. S.  299  750 

i''a»ia.  The  (operation  of  treaty),  5  Rob.  Adm.  106            ...         ...         ...         ...  769 

Fargo  V.  Michigan  (inter-state  commerce  defined— State  tax),  121  U.S.  230  ...  517,  847 
Farnell  v.  Bowman  (liability  of  Crown  for  tort),  7  N.S.W.L.R.  1 ;  12  App.  Ca. 

643 805 

Fenton  v.  Hampton  (parliamentary  privilege),  11  Moo.  P.C.  347           ...         ...  604 

V.  Livingstone  (marriage — lex  loci  contractus)  3  McQ.  H. L.  497            ...  609 

Fertilizing  Co.  v.  Hyde  Park  (police  powers— noxious  trades),  97  U.S.  659     ...  853 

Ficklen  v.  Shelby  Taxing  District  (State  tax  on  business),  145  U.S.  1 849 

Firebrace  ?;.  Firebrace  (divorce— jurisdiction),  47  L.J.  Prob.  41 ...  611 

Fletcher  17.  Peck  (validity  of  laws),  6  Cranch  87 796 

V.  Rhode  Island,  5  How.  (U.S.)  (see  License  Cases) 

FongYue  Ting  t'.  United  States  (treaty),  149  U.S.  698 769 

Ford  V.  London  and  S.W.R.  Co.  (special  rates  to  carriers — undue  preference), 

60  L.J.Q.B.  130       906 

Forsyth  v.  United  States  (government  of  territories),  9  How.  (U.S.)  571         ...  972 

Foster  v.  Davenport  (commercial  marine — federal  control),  22  How.  (U.S.)  244  542 

V.  Kansas  (police  power— breweries),  112  U.S.  201           853 

V.  Neilson  (treaty-law  of  the  land),  2  Pet.  (U.S.)  253 769 

V.  Port  Wardens  (survey  of  trading  vessels— State  law),  94  U.S.  246  ...  943 

Fowler  v.  Lindsey  (controversies  between  States),  3  Dall.  411 774 

Fox  V.  Ohio  (currency  law — offences),  5  How.  (U.S.)  410 573 

Franconia,  The  :  Reg.  v.  Keyn,  45  L.J.M.C.  17  ;  2  Exch.  D.  63  (see  Regina  v. 

Keyn) 
Fredericton,  City  of  v.  The  Queen  (Provincial  control  over  liquor  traffic),  19 

N.  Bmns,  (3  Pugs,  and  Burb.)  139 ;  3  S.C.R.  (Can.)  505     349,  543,  545 

Freight  Tax  Case  (see  State  Freight  Tax  Case) 

Freme  w.  Clement  (construction -statute),  44  L.T.  399 365 

Garden  Gully,  &c.,   Co.    v.   McLister   (appeal  from   State  courts   to   Privy 

Council),  1  App.  Ca.  39     738 

Garland,  Ex  parte  (oath— religion— State  laws),  4  Wall.  (U.S.)  333                 ...  953 

Gamett, /^e  (extent  of  maritime  pc>wer),  141  U.S.  1          874 

Gartoii   V.    Bristol,   &c.,  R.  Co.   (facility  to  carrier— undue  preference),   28 

L.J.C.P.  306 _         ..         ...  908 

Garton  v.  Great  Western  R.  Co.    (delivery  charges  -  undue  preference),   28 

L.J.C.P.  158            908 

Gas«ios  v.  Ballon  (alien— naturalized— status),  6  Pet.  (U.S.)  761           602 

Geddes,  Exp.,  Re  Mowat  (sequestration— relation  back),  1  Glyn  and  J.  414  ...  692 

Goer  V.  Connecticut  (commorce— game  laws),  161  U.S.  519         854 

Oenevtee  Chief,  The,  v.  Fitzhugh  (admiralty  jurisdiction),  12  How.  (U.S.)  443  800 

(Georgia  r.  Stanton  (judicial  power— political  question),  6  Wall.  (U.S.)  50  ...  723 
Gibbons  r.  Ogdon  (commerce  defined  ;  Constitution— construction),  9  Wheat. 

(U.S.)  1         515,  516,  521-4,  525,  628,  536,  538,  578,  657,  796,  796,  904 

Gibson,  Exp.  (mandamus  tfj  officer  of  Crown),  2  N.S.W.  L.R.  202        782 

— r.  United  States  (federal  control  of  navigable  watei-s),  166  U.S.  269  ...  883 

Oilman  v.  Lockwofxl  (bankruptcy— discharge  by  State  laws),  4  Wall.  (U.S. )  409  687 
— — -  V.  Philadelphia  (commerce-bridge),  3  Wall.  (U.S.)  713...  631-2,  540,  852,  858 
Gleich,  i?e  (N./.)  (extra-territorial  jurisdiction),  Todd,   Pari.  Gov.  Col.  2nd 

''^-  303 618,  619,  630 


TABLE  OF  CASES. 


Gloucester  Ferry  Co.  v.  Pennsylvania  (State  tax  on  inter-state  ferry  company), 

114  U.S.  196            515,  534-6,  846,  852,  853,  855,  873,  885 

Goodwin  v.  Caraleigh  Phosphate  and  Fertilizer  Works  (inspection  laws),   119 

X.  Carolina  (U.S.)  120       _ 944 

Gordon,  £xp.  (prohibition  to  inferior  court),  1  Black  (U.S.)  503           783 

Gorely,  Exp.,  re  Barker  (preamble  to  section),  34  L.J.  (B.)  1     ...           .  285 

Gosse't  V.  Howard  (Parliamentary  privilege — contempt),  10  Q.B.  359 502 

Gov. -Gen.  of  Dominion  v.  Four  Pro^^nces  (Canadian  Liquor  License  Acts- 
validity),  Wheeler,  C.C.  144 ...         ...         ...  547 

Graham,  Exp.  (prohibition  to  inferior  court).  10  Wall.  (U.S  )  541         783 

Grand  Junction  R.  Co.,   Re  (incorporation  of  companies),   45  Upper  Can. 

Q.B.  302       579 

Great  Western  R.  Co,  v.  Sutton  (special  rates  to  carriers— undue  preference), 

L.R.  4HL.  226      906 

Green,  i?e  (mandamus  to  federal  officers),  141  U.S.  325 • 778 

1-.  Regina  (common  law— when  altered  by  statute),  1  App.  Cas.  513  365 

V.  Van  Buskirk  (State  judgment— faith  and  credit),  7  V>  all.  (U.S.)  139  963 

Green  Bay  and  Mississippi  Co.  v.  Patten  Paper  Co.  (federal  control  of  navigable 

waters),  172  U.S.  58,  173  U.S.  179        ...         ...  884 

Grimes  v.  Eddy  (police  power— exclusion  of  infected  cattle),  126  Missouri  168  851 
Guckenheimer'r.  Sellers  (State  tax  on  imports — original  package),  81  Fed. 

Rep.  (U.S.)  997       846 

Gulf,  Colorado,  and  Santa  Fe  R.  Co.   v.  Hefley  (inconsistency  of  laws),  158 

U.S.  98         939 

Guyr.  Baltimore  (wharfage — inter-state  free  trade),  100  US.  434       532,  857 

Habeas  Corpus  Cases,  100  U.S.  371  {see  Siebold,  Exp.) 

Haggin  V.  Comptoir  D'Escompte  de  Paris  (foreign  corporation),  23  Q.B.D.  519  605 

Hall  V.  London  Brighton,  &c.,  R.  Co.  (railway  rates),  15  Q.B.D.  505 905 

Halton  r.  Cove  (preamble),  1  B.  and  Ad.  538          284 

Hamilton  r.  Vicksburg,  &;c.,  R.  Co.  (bridge— na\ngation),  119  U.S.  280          ^..  858,  885 

Hammersmith  and  City  R.  Co.  v.  Brand  (heading  — statute),  L.R.  4  H.L.   171  281 

Hampton  v.  McConner( faith  and  credit),  3  Wheat.  (U.S.)  234 963 

Hanley  I?.  Donoghue  (faith  and  credit),  116  U.S.  1            ...           .          ...         ...  962 

Hans  V.  Louisiana  (jurisdiction — suit  against  State),  134  U.S.  1            774 

Harding  r.  WilUams  (preamble),  14  Ch.  D.  197      285 

Harman  r.  Chicago  (inter-state  commerce— State  licence),  147  U.S.  396        847,  849,  852 
Harris  v.  Cockermouth,  &c.,  R.  Co.  (competition — undue  preference),  27  L.J. 

C.P.  162        907 

Harris  f.  Hardeman  (State  judgment — faith  and  credit),  14  How.   (U.S.)  334  963 

Harvey  v.  Famie  (marriage — lex  loci  contractus),  8  App.  Cas.  43           ...         ...  609 

Hatch't;.  Willamette  Iron  Bridge  Co.   (federal  control  over  bridge),  6  Fed. 

Rep.  .326       525 

Haybum's  Case  (extra-judicial opinions),  2  Dall.  (U.S.),  409       ...         ...         ...  766 

Hays  V.  Pacific  Mail  Steamship  Co.  (State  tax  on  vessels),  17  How.  (U.S.)  596  858 
Head  Money  Cases  (taxation  of  alien  immigrants — treaties),  112  U.S.  580 

426,  520,  542,  550,  557,  769 

Becla  Foundry  Co.  r.  Walker  (trade  mark),  14  App.  Cas.  550 598 

Henderson  v.  Major  of  New  York  (State  tax  on  foreign  passengers),  92  U.S. 

259 623,847,853,855,876 

Hepburn  r.  Griswold  (legal  tender),  8  Wall.  (U.S.)  603 575,581 

Hill  t;,  Thompson  (patent),  2  xVIoore  224       ^     597 

V.  United  States  (suits  against  United  States),  9  How.  (U.S.)  .386 773,  806 

Hillimore  v.  Colbourne  (provincial  tax  on  federal  employee),  32  Can.  Law.  J. 

Reps.  N.S.  201        553 

Hine,  The,  v.  Trevor  (admiralty  jurisdiction),  4  Wall.  (U.S.)  555         800 

Hitz,  i?a:/).  (jurisdiction — proof  of),  111  U.S.  766  ...                      -■         ...         ...  772 

Hodge  V.  The  Queen  (provincial  control  over  liquor  traffic),  9  App.  Cas.  117...  509,  546 

Hoge's  Case  (election  laws),  CI.  and  Hall  (U.S.)  135        427 

Holbom  Union  v.  Chertsey  Union  (residence),  54  L..LM.C.  53 -477 

Holmes  1-.  Jennison  (extradition).  14  Pet.  iU.S).  540 ...  620,6.35 

Home   Insurance   Co.  v.    New  York   (State  tax   on  federal  bonds— invalid), 

134  U.S.  594          ..  5.59 

Hope  Insurance   Co.  v,   Boardman  (jurisdiction — corporation  not  a  citizen), 

5Cranch(U.S.)57 777 

Homer  r.  United  States  (treaty),  143  U.S.  570      ...  769 

Houston    V.    Moore    (naval    and    military   power — concurrent    jurisdiction), 

5  Wheat.  (U.S.)  1 565,  80a 


TABLE  or  CASES. 


Howe  Machine  Co.  v.  Gage,  100  U.S.  675  (see  Machine  Co.  r.  Gage) 

Huber  v.  Reily  (State  control  over  sufiFrage),  53  Penns.  State  Reps.  112  ...  468 

Hudson's  Trade  Marks  (18S6),  32  Ch.  D.  311  599 

Hunter  r.  Nockolds  (title— statute),  19  L.J.  Ch.  177        281 

Huse  V.  Glover  (commerce — improvement  of  rivers),  119  U.S.  543        ...        540,  850,.  885 
Huson  V.  South  Norwich  (provincial  control  over  liquor  traflSc),  24  S.C.R. 

(Can.)  146 513 

Hvlton  V.  United  States  (direct  taxes  defined),  3  Dall.  (U.S.)  171         550 

Illinois  V.  Illinois  C.  R.  Co  ,  146  U.S.  387  {see  State  v.  Illinois  C.R.  Co.) 
Inman  S.   S.  Co.   v.  Tinker  (inter-state  commerce  —  State  wharfage  tax),  94 

U.S.  238        847,854 

Insurance  Co.  v.  Massachusetts,  10  Wall.  (U.S.)  566  (see  Liverpool  Insurance 

Co.  V.  Massachusetts) 
Insurance  Co.  v.  Morse,  20  Wall.  (U.S.)  445  (see  Liverpool  Insurance  Co.  v. 

Morse) 
Inter-State  Commerce  Commission  v.   Alabama  Midland  R   Co.  (commission 

may  not  prescribe  rates),  168  U.S    144 521,745,898,912 

Inter-State  Commerce  Commission  v.  Baltimore  and  Ohio  Co.  (power  of  the 

commission — wholesale  rate — undue  preference),  145  U.S.  263         521,  905,  911,  914 
Inter-State    Commerce    Commission    v.    Brimson   (power  of   commission   to 

summon  witnesses),  154  U.S.  447         521,898,903 

Inter-State    Commerce    Commission  v.    Cincinnati,   &c.,    R.    Co.    (powers  of 

commission— unduly  low  rates),  167  U.S   479 898,900,912,916 

Intor-State   Commerce   Commission  v.    Detroit   Grand    Haven,    &c.,    R.  Co. 

(competition — undue  preference),  167  U.S.  633  ...         ...         ...         ...     .         912 

Iron  Clay  Brick  Manuf.  Co.,  Rf  (bankruptcy — winding  up— provincial  laws — 

validity),  19  Ont.  Keps.   113         589 

Isaacson  v.  Durant  (aliens).  17  Q.B.D.  54     ...         ...         ..  ...         ...         ...  478 

Jackson,  Ex  parte  (post offices— lotteries — federal  power),  96  U.S.  727  ...  560 

Jeflerys  f.  Boosey  (copyright),  4  H  L.  Cas.  815      ...         ...         ...         ...         ...  593 

Johnston  v.    Minister   of  St.   Andrew's   Church,    Montreal  (appeal  to  Privy 

Council— "  final"),  3  App.  Ca.  159        746,747,752 

Jolly  V.    Terre   Haute  Draw-bridge  Co.   (vessels  carrying  federal  commerce, 

protected),  6  McL.  (U.S  )  237 541 

Jones  t'.  lyeague  (jurisdiction — resident  of  State),  18  How.  (U.S.)  76 777 

Juilliard  V.  Greenman  (legal  tender— construction),  110  U.S.  421         ...        559,575,581 
Junction  R.  Co.,  i?e,  45  Upper  Can.  Q  B.R.  (see  Grand  Junction  R.  Co.,  Re) 
Kaufi'man  Milling  Co    v.   Missouri  Pacific    R   Co.  (federal  power  to  regulate 

inter-state  carriage),  2  Inter-state  Com.  Reps.  400 521 

Kearnsr.  Cord wainers  Co.  (preamble),  28  L.J.  C. P.  285 285 

Kelley  V.  Rhoads  (State  control  over  depasturing  cattle,  51  Pac.  Rep.  Wyo. 

(U.S.)  593 ...  519 

Kempe's  Lessee  v.  Kennedy. (inferior  courts),  5  Cranch  (U.S.)  185        726 

Kemlall  v.  United  States  (suits  against  United  States),  12  Pet.  (U.S.)  524     ...     773,  806 
Kennedy  v.   Purcell  (disputed  election— appeal   to  Privy  Council),   Wheeler 

C.C.,314       '.':  ..         .: 497,498 

Kennett  v.  Chambers  (judicial  power— political  question),  14  How.  (U.S.)  38  723 

Kenrick  V.  Lawrence  (title— statute),  25  Q.B.D.  99  ...  281 

Kentucky  v.  Dennison  (inter-state  extradition — political  question),  24  How. 

(U.S.)  66       , ^      620,775 

Kentucky  Bridge  Co.  v.  Lfmisville,  Ac. ,  Co.  (Inter-State  Commission— execu- 
tive power),  37  Fed.  Rep.  (U.S.)  567    898 

Kidd  V.  Pearson  (production  not  commerce — sale  of  alcohol — State  regulation 

—valid),  128  U.S.  1  :.         ...     518,855 

Kielley  v.  Carson  (colonial  legislature— prerogative— parliamentary  privilege), 

4  M.X..  P.C.  63        ...  .  ...  ..*       ...   *^     ^^..,      ^.:.     309,504 

KillxMim  ».  Thomp.son  (qualification  of  members),  103  U.S.  168  382,475 

Killam,  Re  (Provincial  insolvency  laws— validity),  14  Canada  L.J.  (N.S.)  242  589 
Kimmish  v.  Ball  (pr)lice  power— importation  of  diseased  cattle  -  State  law- 
valid),  129  U.S.  217           853,857,960 

King,  'Ihe  (see  Rex) 

Kinney  v.   Dudman  (federal  bankruptcy  and  insolvency  laws),  2  Russ.  and 

ChcR.,  Nova  Scotia  Reps.  19  589 

Klein,  Re  (bankruptcy  and  insolvency— federal  control),  i  How.  (U.S.)  277  ...  587 

Kold  r.  United  States  (eminent  domain),  91  U.S.  367       367,640 

Koj)M  V.  Regina  (leave  to  apy)eal— criminal  case)  (1894),  App.  Cas.  650  ...  752 

Krefft,  Exp.  (mandamus  to  officer  of  Crown),  14  S.C.R.  (N.S.  W.)  446  ...  782 


TABLE  OF  CASES. 


PAGE. 

Lake  Shore  and  Michigan  R.  Co.  v.  Ohio  (navigable  waters),  165  U.S.  365     ...  882 

Lamplugh  i\  Norton  (construction — statute),  22  Q.B.D.  452       ...         ...         ...  364 

Lanmans  Case  (Senators — vacancy),  CI.  and  Hall  (U.S.)  871       ...  4.37 

Lanz  V.  Randalls  (foreigaer — right  to  vote — citizenship),  4  Dill.  (U.S.)  425    ...  602 

Lapierre  1/.  Mcintosh  (alien— disability),  8  L.J.Q.B.  112 600 

Latless  r.  Holmes  (commencement  of  Act),  4  T.R.  660     ...         ...           .            ..  331 

Lautour  v.  Teesdale  (marriage — Cauon  law),  2  Marsh.  243          ...         ...         ...  609 

Leather  Cloth  Co.  v.  American  Leather  Cloth  Co.  (trade  mark),  IIH.  L.  Cas. 

523      598 

Lees  V.  Summersgill  (preamble),  17  Ves.  508           ..         ...  285 

Legal  Tender  Cases  (construction  of  constitution),  12  Wall.  (U.S.)  457           575,  581,  796 

Legal  Tender  Case,  110  U.S.  421  (see  Juilliard  r.  Greenman) 

Leisv  I'.  Hardin  (State  tax  on  imported  goods— invalid),  135  U.S.  100 

515,  518,  528,  530,  537-8,  846,  848,  850,  851,  853,  943,  946 

Leloup  i\  Port  of  Mobile  (inter-state  telegrams — State  licenses),  127  U.S.  640  541,  847 
Lempriere  r.   New  Pinnacle  Group   S.M.    Co.   (service  out  of  jurisdiction   - 

British  subject),  21  A.  LT.  182 615 

Lenoir  v.  Ritchie  (appointment  of  Queen's  counsel),  3  S.C.R.  (Can.)  575        ...  693 
Leprohon  v.  City  of  Ottawa  (Pro\incial  tax  on  federal  oflBcer),  2  Ont.  App. 

Rep.  522      ...          .          •  551,  553.  554,  555,  949 

Letellier's  Case  (removal  of  Lieutenant-Governor),  Todd,  Pari.   Gov.  in  Col. 

(2nd  Ed.)  p.  612      732 

Lewis  I-.  Graham  (residence  defined),  20  Q.B.D.  780         960 

License  Cases  (liquor),  5  How.  (U.S.)  504 517,  518,  527-8.  538,  602 

License  Tax  Cases  (police  power),  5  Wall.  (U.S.)  462        ...         ...         ...         ...  555,850 

Lindsay  v.  Cundy  (interpretation  clause),  1  Q  B.D.  348   ...         ...         ...         ...  365 

Ling  Sing  v.  Washburn  (Chinese — discriminating  laws),  20  Calif.  Reps  534  ...  628 

Lionberger  r.  Rouse  (State  tax  on  shares  in  national  banks),  9  Wall.  (U.S.)  468  949 
Liquor  Prohibition  Case  (Canada)  (1896;,  App.  Ca.  348  (see  Attorney-General 

of  Ontario  v.  Att.  (Jen.  for  Canada) 
Lithographic  Co.  v.  Sarony,  111  U.  S.  53  {see  Burrow-Giles  Litho.  Co.  r.  Sarony ) 
Liverpool  Insurance  Co.  i".  Massachusetts  (insurance  business  is  not  commerce), 

10  Wall.  (U.S.)  566            583,853 

Liverpool  Insurance  Co    v.  Morse  (removal  of  causes  from  State  to  federal 

courts),  20  Wall   (U.S.)  445         959 

Loan  Association  v    Topeka  (taxation — power  of  States),  20  WalL  (U.S.)  655  990 

Logan  V.  Courtown  (construction — statute),  20  L.J.  Ch.  347       ...         ...         ...  364 

London  and   N.W.R  Co.  v.  Evershed,  3  Q.B.D.  134  (see  Evershed  v.  London 

andN.W.R.  Co.) i         

London  Corp.  c.  Att.-(]len.  (Crown— when  bound),  1  H.L.  Cas.  439      ...         ...  321 

Lopez  r.  Burslem  (parliament — foreigners),  4  Moo.  P.C.  300      ...         ...         ...  355 

Lord  r.  Steamship  Co.  (commercial  marine — internal  commerce),  102  U.S.  541  518,  855 

Lotlawanna,  The  (lien  on  vessels — State  and  federal  LawK  21  Wall.  (U.S.)  588  540,  874 

Loughborough  v.  Blake  (operation  of  federal  laws),  5  Wheat.  (U.S.)  317        551,  658,  941 

Louisiana  r.  Jumel  (jurisdiction — suits  against  public  officers),  107  U.S.  711  775 

V.  Texas  (controversies  between  States),  176  U.S.  1     ...         ...         ...  775 

Louisville,  &c  ,  R.  Co.  v.  Behlmer  (discrimination — competition),  175  U.S.  648  912 
r.  Letson  (jurisdiction— corporation  an  inhabitant),  2 

How.  (U.S.)  497      777 

Low  r    Routledge  (see  Routledge  v.  Low) 

Lubbock  r.  Potts  (colony — plantation).  7  Ea.st  449 36 

L' Union  St.  Jacques  de  Montreal  i'.  Belisle  (bankruptcy  laws — provincial  ^nd 

federal  powers),  L.R.  6  P.C  31 588,589,590,693 

Luther  v.  Borden  (judicial  power — political  question),  7  How.  (U.S.)  1 

565,  722,  792,  927,  964 
Lyall  V.  Jardine  (Privy  Council — special  leave  to  appeal),  7  Moo.   P.C.N  S. 

116;  LR.  3  PC.  .318         761 

Lyon  t7.  Morris  (appeal — "  final  and  conclusive"),  19  Q.B.D.  139          ...  746 
McAllister,  A'e  (State  tax  on  imports — original  package),  51  Fed.  Rep.  (U.S.) 

282      846 

McCall  v.  California  (inter-state  commerce — State  license),  136  U.S.  104        ...  847,  857 
McClanaghan  r.   St.  Ann's  M.B   Soc.  (voluntary  liquidation  not  insolvency), 

24Lower  Can.  Jur.  162  ;  2  Cart  Wright  237  ' 589 

McCormick  v.  Sullivant  (Inferior  Courts),  10  Wheat.  (U  S.)  192           726 

McCready  v.  Virginia  (fisheries — beds  of  tide  waters),  94  U  S.  391       961,  970 

McCuUoch    V.    Maryland    (construction    of    Constitution— federal    power    to 

establish  national  bank),  4  Wheat.  (U.S.)  316 

286,  551,  552,  553,  554,  555,  577,  652,  875,  949 


xxviii.  TABLE  OF  CASES. 


PAGE. 

McCullough  V.  Brown  (South  Carolina  dispensary  laws),  41  South  Carolina  220  947 

McElmoyle  v.  Cohen  (inter-state  enforcement  of  judgments),  13  Pet.  (U.S. )  312  963^ 

McGregor  v.  Cone  (State  tax  on  imports— original  package),  TSN.W.  Rep.  1041  846 

Machine  Co.  v.  Gage  (commerce — State  tax  on  peddlers),  100  U.S,  675  ...  849 

Mackenzie,  Exp.  (mandamus  to  officer  of  Crown),  6  S.C.R.  (N.S.  W.),  306     ...  782 
Macleod  v.   Att.-Gen.   of  New  South   Wales    (extra-territorial    jurisdiction) 

(1891),  App.  Cas  455         355 

McLeod  V.  McGuirk  (Federal  insolvency  laws),  15  N.  Bruns.  Rep.  (2  Pugs.)  248  689 
V.  Wright  (Federal  insolvency  laws),  17  N.  Bruns.  Rep.  (1  Pugs,  and 

Burb.)68  589- 

McNab  w.  Robertson  (waters  of  rivers — percolating  water)  (1897),  App.  Cas.  129  893 

MeNiel,  £"3;  paWe  (pilots— State  regulations),  13  Wall.  (U.S.)  236        641 

McNutt  V.  Bland  (jurisdiction — citizens  of  different  States),  2  How.   (U.S.)  9  777 

Magner  r.  People  (commerce  — game  laws),  97  Illinois  33...         ...         ...         ...  854 

Maine  v.  Grand  Trunk  R.  Co.  (commerce — State  tax  on  receipts),  142  U.S.  217  849 

Mallinson  v.  Mallinson  (custody  of  children),  35  L  J.  Mat.  84   ...         ...         ...  612 

Mann.  /?e  (bankruptcy),  13  V.L.R   590        592 

Mansfield,  &c.,  R.  Co.  v.  Swan  (federal  jurisdiction — consent  of  parties),   111 

U.S.  379       785 

Mansion  House  Assoc,  v.  London  and  S.  W.R.  Co.  (home  and  foreign  merchan- 
dise—undue  preference)  (1895),  1  Q.B.  927      910,922 

Marbury  v.  Madison  (judicial  power  to  declare  laws  invalid — mandamus  to 

federal  officers),  1  Cranch  (U.S.)  137      756,778-9,781,791 

Maritime  Bank  of  Canada  f.  New  Brunswick  Receiver-General  (Crown  — pre- 
rogative in  Dominion  and  in  Provinces)  (1892),  App.  Cas.  437         .  ...     798,  931 

Marks,  Exp.  (treaty— interpretation  of),  15  N.S.  W.  L.R.  179;    10  W.N.  224  770 

Marois,  i?e  (prerogative  of  appeal).  15  Moo.  P. C.  189       ...         ...         ...         ...  747 

Marriott  v.  London  and  N.  W.R.  Co.  (railway  omnibus— undue  preference),  26 

L  J.  C.P.  154  907 

Marshall  r.  Murgatroyd  (ship  on  high  seas),  L.R.  6  Q.B.  31       357 

Martin  v.  Hunter's  Lessee  (construction— judicial  power),  1  Wheat.  U.S.  304 

286,  511,  575,  651,  723,  765,  802" 

v.Mott  (military  power),  12  Wheat.  (U.S.)  19      565 

Marye   v.  Baltimore   and  Ohio  R.  Co.    (inter-state  commerce — State   tax  on 

property),  127  U.S.  117 849 

Mason  v.  Armitage  (preamble),  13  Ves.  25 285 

Matheson  Brothers,  Limited,  Be  (winding-up — foreign  company),  27  Ch.  D. 

225     ...         605 

Maxwell  V.  Dow  (trial  by  jury),  176  U.S.  £81         810 

Maynard  v.  Hill  (territories— government— divorce  laws),  125  U.S.  190  ...  972 

Mayor,  The,  v.  Cooper  (federal  jurisdiction),  6  Wall.  (U.S.)  247  ...         ...  802 

Medway  Navig.  Co.  v.  Romney  (riparian  rights— reasonable  use),  9  C.B.N.S. 

575 892 

Memphis,  &c.,  R.  Co.  v.  Alabama  (jurisdiction — citizenship  of  corporation), 

107  U.S.  581 ...         777 

Mercer's  Case  (resignation  of  members),  CI.  and  Hail  (U.S.)  44 437 

Merchants'  Bank  of  Canada  v.  Smith  (commerce— banking),  8  Ont.  App.  15  ; 

8  S.C.R.  (Can.)  512  ...  578 

Merchants'  Bank  of  Halifax  v.  Gillespie  (winding-up  foreign   corporations), 

10  S.C.R.  (Canada)  312 349,591,592,606 

Merchants'  National  Bank  v.  United  States,  101  U.S.  1  (see  National  Bank  v. 

Unite<l  States) 

Merrill  r.  Sherburne  (legislative  power),  1  New  Hamp.  199  ;  8  Amer.  Dec.  52  721 
Mersey  Docks  v.  Cameron  (Crown  property  exempt  from  taxation),  11  H.L. 

Cas.  443         321 

Metcalfr.  Watertown  (original  jurisdiction),  128  iil.S.  586         ...         ...         ...  785 

Metropijlitan  R.R.  Co.  v.  District  of  Columbia  (federal  territory— government) 


Middlesex  (Sheriff),  Case  of  (parliamentary  privilege— contempt),  11  A.  andE. 


659 

....  502 

Mirlland  Ry.  Co.  v.  Ambergate,  &c.,  Ry.  Co.  (interpretation  clause),  10  Hare 

359      ...         ...         ...         ...         ...         ._  _  3gg 

Millar  r.  Taylor  (copyright),  4  Burr.  2.303   ...         ...         ...         .'.         ...         ...  593 

Miller  I'.    Mayor  of  New    York   (commerce -navigation-obstruction),    109 

x,u    ^   ^^^   ^■■\       516,517,531,640,884 

Miller  r.  Race  (bank  note),  1  Burr.  452        575 

Wills  r.  Durycc  (proof  of  judicial  record),  7  Cranch  (U.S.)  481  ".  ...  963 


TABLE  OF  CASES. 


Milnor  t;.  New  Jersey  R.  Co.  (State  canals,  highways,  bridges),  cited  Baker, 

Annot.  Const.  25 ...  '      542 

Miner  v.  Gilraour  (riparian  rights — reasonable  use),  12  Moo.  P.C.  131 892 

Minnesota  v.  Barber  (police  power — inspection  of  animals  before  slaughter), 

136  U.S.  313 536-7,848,857,944 

Minor  r.  Happersett  (citizen),  21  WalL  (U.S.)  162  ^..  776 

Mississippi  r.  Johnson  (judicial  power — political  question),  4  Wall.  (U.S.)  475  723 

Mitchell  I'   County  Commissioners  (federal  notes  exempt  from  State  taxation), 

91  US.  206 ...         ...         559 

Mitchell  I".  Harmony  (military  power — wrong  committed  in  foreign  country — 

jurisdiction),  13' How.  (U.S.)  115  642 

Mobile  V.  Kimball  (commerce — navigable  streams — State  tolls),  102  U.S.  691 

518,  532,  540,  541,  849,  852,  885 
Modee   Kaikhooscrow   Hormusjee    v.    Cooverbhaee   (prerogative  of  appeal), 

6  Moo   Ind.  A  pp.  448  747 

^lonongahela  Na\ig.  Co.  v.  United  States  (na\'igable  streams — federal  power), 

148  U.S.  312  8.^2.  88.3,  885 

3/o7i^e//o,  The  (navigable  waters),  11  Wall.  (U.S.)  411      540,882 

JLToJt^cWo,  The  (navigable  waters),  20  Wall.  (U.S.)  4:i0      882,883 

Montreal  ^Mayor)  v.  Brown  (creation  of  right  of  appeal),  2  App.  Ca.  168        ...  746 

Montreal  v.   Ecclesiastiques  de  St.  Sulpice  (Privy  Council — special  leave  to 

appeal),  14  App.  Ca.  660  ..  ...         --  ...         ...  753 

Moore  v.  AJmerican  Transportation  Co.  (internal  commerce),  24  How.  (US.)  1  855 

Moran  v.  New  Orleans  (inter-state  commerce — State  licenses),  112  U.S.  69    ..'.  847 

Morgan  v.  Parham  (State  tax  on  vessels),  16  WalL  (U.S.)  471    ...         ...         ...  858 

[Morgan's   Steamship   Co.   v.   Louisiana  Board  of   Health   (quarantine  — State 

fees),  118  U.S.  455 567,850,857 

Mormon  Church  v.  United  States,  136  U.S.  1  {see  Roraney  v.  United  States) 

Morrill  v.  Wisconsin  (State  tax  on  peddlers),  cited  Baker,  Annot.  Const.  28  ...  857 

Morrison  v.  Springer  (federal  suffrage — State  regulation),  15  Iowa  Reps.  (U.S.) 

345      468 

MostjTi  V.  Fabrigas  (Colonial  Governor— liability  for  wrongs),  1  Cowp.  161    ...  391 

Munn  V.  Illinois  (storage  of  grain — State  regulation),  94  U.S.  113  533,  852,  857,  876 

Murphv  v.  Ram.sev  (fe<leral  territories — government),  114  U.S.  15        ...         ...  973 

1  r.  Ryan  (fishery),  Ir.  Reps.  2  C.L.  143      568 

Musgrave  v.  Pulido  (Colonial  Governor— authoritj-).  5  App.  Cas.  102  ...         ...  391 

Musgrove  r.*  Chung  Toj-  (we  Chung  To\'  v.  Musgrove) 

Myers  v.  Baltimore  Commissioners  (State  tax  on  imported  property),  35  Atl. 

Rep.  144        848 

Nash%ille,   &c  ,   R.    Co.   v.    Alabama  (commerce— license    fees    for    railroad 

employees).  128  U.S.  96 850,857 

Nathan  r.  Louisiana  (State  tax  on  money — brokers — valid),  8  How.  (U.S.)  73 

516,517,856 
National  Bank  v.  Kentucky  (federal  securities  exempt  from  State  taxation  ; 

(State  tax  on  shares  in  national  banks),  9  Wall.  (U.S.)  353  ...         ...         ...     555,  949 

National  Bank  r.  United  States  (federal  power  to  tax  bank  established  by 

State  laws),  101  U.S.  1      555 

National  Bank  v.  Yankton  County  (federal  territories — government),  101  U.S. 

129 972,  973 

National  Starch,  &c. .  Co   r.  Munn's  Maizena  Co.   (treatj'— interpretation  of), 

13N.S.VV.L.R   Eq    101 770 

Neal  1-.  Delaware  (federal  power  to  prevent  electoral  discriminations),   103 

U.S.  370        468,623 

Neilson  v.  Garza  (inspection  laws),  2  Woods  (U.S  )  287  ...         ...         ...  944 

Newby  r.  Van  Oppen  (foreign  corporation  doing  business  in  British  posses- 
sion), L.R.  7  Q.B.  293       605 

New  Hampshire  v.  Louisiana  (jurisdiction  — controversies  between  States),  108 

U.S.  76  774 

Newland  r.  Marsh  (legislative  power),  19  Illinois  383       ...         ...         ...         ...  721 

New  Orleans  f.  De  Armas  (treaty— "arising  under"),  9  Pet.  (U.S.)  224         ...  770 

V.  Winter  (jurisdiction — resident  of  territory),  1  Wheat.  (U.S.)  91  777 

Waterworks  Co.  r.   Tammany  Waterworks  Co.  (police  power — 

private  property  taken  for  public  use),  14  Fed.  Rep.  (U.S.)  194     642 

Newport,   &c..   Bridge  Co.  r.  United  States,  105  US.  470  {see  Bridge  Co.  r. 

United  States) 
Newry  r.  Great  Northern  R.  Co.  <group  rates — imdue  preference),  7  Ry.  and 

Can.  Traf.  Cas.  184 908 


TABLE  OF  CASES. 


New  York  (and  see  People  of  New  York) 

New  York  v.  Louisiana  (jurisdiction — controversies  between  States),  108  U.S. 

76       774,775 

New  York  v.  Miln  (commerce— reports — ship  mastei-s),  11  Pet.  (U.S.)  102 

526-7,  529,  657 
New  York  Board  of  Trade  v.  Pennsylvania  R.  Co.  (federal  power  to  regulate 

rates  of  carriage),  .*]  Inter-State  Com.  Rep.  417  ...         ...         ...  ...  521 

Nicholson  v.  Great  Western  R.  Co.  (preference  not  necessarily  unreasonable), 

'      28L.J.C.P   89        907,914 

Norfolk  and  Western  R.   Co.  v.  Pennsylvania  (inter-state  commerce — State 

tax  on  railway  company),  136  U.S.  114..  ...         ...         ...         ...         ...     847,857 

North  Lonsdale  Iron  Co.  v.  Fumess  R  Co.  (group  rates — undue  preference), 

60L.J.Q.B.  419       90S 

Norton  v.   Shelby  County  (laws  in  excess  of  legislative  power  are  void),  118 

U.S.  425        346,  939 

Norwich  Railroad  Co.  v.  Johnson,   15  Wall.  (U.S.)  195  (see  Railroad  Co.  v. 

Johnson) 

Nuth  v.  Tamplin  (construction— statute),  8  Q.B.D.  247 364 

Ogden  r.  Saunders  (bankruptcy — State  laws),  12  Wheat,  (U.S. )  213 587 

Olcott  V.  Supervisors  (railway — eminent  domain),  16  Wall.  (U.S.)  678  ...  641 

Oriental  Bank  Corporation,  Re  (Crown— priority),  28  Ch.  D.  643  322 

Ormerod  v.  Todmorden  Joint  Stock  Mill  Co.  (riparian  rights — reasonable  use), 

11  Q.B.D.  155  892 

Osborn  v.   Bank  of  the  United  States  (State  tax  on  branch  of  federal  bank).  9 

Wheat.  (U.S.)  738 552,  602,  772,  773,  875,  949 

Osborne  v.  Mobile  (concurrent  legislative  power  of  States),  16  Wall.  (U.S.)  479  856 

Otto  1?.  Linford  (patent),  46  L.T.  35 597 

Ouachita  Packet  Co.  ^^  Aiken  (wharfage  rates),  121  U.S.  444    ..  532 

Owen,  Exp.   (provincial  tax  on  federal  officer),  20  N.  Bruns.   Rep.  (4  Pugs. 

andBurb.)487        553 

Owings  V.  Norwood's  Lessee   (treaty — "arising  under"),  5  Cranch  (U.S.)  344  770 

Ox  lade  V.    Eastern    Counties   R.  Co.    (special  rate — undue    preference),    26 

L.J.C.P.  129  907 

Pace  r.  Burgess  (commerce — State  stamp  fee),  92  U.S.  372        519,849 

Pacific  Mail  Steamship  Co.  v.  Joliffe,  2  Wall.  (U.S.)  450  («ee  Steamship  Co. 

V.  JoliflFe) 
Pacific  Railroad  Co.  v.  Peniston  (State  tax  on  corporation),  18  Wall.  (U.S.)  5 

552,  554,  655 
Packet  Co.  r.  Keokuk  (wharfage  rates— State  control),  95  U.S.  80  ...  536,  796,  850 
Palmer   r.    Cuyahoga   Co.    (navigable   streams — obstructions — improvement), 

3McL.  (U.S.)226 541 

Palmer  v.    London   and  S.W.R.    Co.    (undue  preference— question    of  fact), 

L.R.  1  C.P  588      ...         745,909,915 

Panter  r.  Attorney-General  (commencement  of  Act),  6  Bro.  Cas.  Pari.  486  ...  331 

Parker  I'.  Overman  (tax  bill— machinery  clauses),  18  How.  (U.S.)  137  ...  66» 

Parsons    v.    Chicago    and    N.W.R.    Co.    (local    and   through    rates- undue 

preference),  l(i7  U.S.  447  ..  912 

Passenger  Cases  (State  tax  on  alien  passengers),  7  How.  (U.S.)  283 

516,  518,  520,  528-9.  855,  877 
Patapsco  Guano  Co.  v.  North  Carolina  Board  of  Agriculture,  171  U.S.  345    ...  944 

Patterson  r.  Gaslight  Coke  Co.  (patent),  2  Ch   I).  812 597 

t'-  Kentucky  (police  powers— explosives),  97  U.S.  501  850,851 

Paul   V.    Virginia  (insurance  is  not  commerce— State  license   fee),  8  Wall. 

(U.S.)  1H8 ...        583,849,961 

Pawlet  (Town   of)   v.    Clark   (jurisdiction -land   claimed    under    grants    of 

different  States),  9  Cranch  (U.S.)  292  801 

Peacock  w.  Bell  (inferior  court.s— jurisdiction),  1  Saund.  73        726 

Pearce  V.  Scotchcr  (fishery),  9  Q.B.I).  162 569 

Peete  v.  Morgan  (State  tax  on  foreign  vessel— quarantine),  i9  Wall.  (U.S.) 

581      85» 

Peik  V.  Chicago  and  N.W.R.  Co,  (inter-state  railroad— minimum  rate),  94 

„      U.S.  H}4        856,857 

Peirce  v.  New  Hampshire.  5  How.    (U.S.)  .)04  (.see  License  Ca.ses) 

Pembina  Mining  Co.  v.  Pennsylvania  (commerce -State  license  fee  on  foreign 

corporation),  125  U.S.  181  849,856 

Ptnniman's  Case  (statute  unconstitutional  in  part),  103  U.S.  714        ...         ...  796- 

Pennoyer  w,  Neff  (service  of  process),  95  U,S.  714 96:i 


TABLE  OF  CASES. 


PAGE. 

Pennsylvania  v.   Wheeling  Bridge  Co.  (commerce — navigable  river — bridged, 

13  How.  (U.S.)  518  526,530-1,032,540,886 

Pennsylvania  v.  Wheeling   Bridge  Co.  (commerce — navigable  river — federal 

power),  18  How.  (U. 8.)  ■421 ...  517,531,852,878 

Pensacola  Tel.   Co.  v.   Western   Union  Tel.  Co.  (electric  telegraph  an  agency 

of  commerce),  96  U.S.  1 518,534,541,560 

People  V.  Compagnie  Generale  Transatlantique  (inspection  laws— State  tax  on 

foreign  passengers),  107  U.S.  59  ..         ...  ...         847,  855,  944 

People  r.  Edye  (inspection  laws — purpose),  11  Daley  (U.S  )  132  944 

People    f.    Hawkins   (commerce — labelling   convict-made   imports\  31   N.Y. 

Suppl.   115    ..  ...         ...         ...         ...         ...         ...         ...         ...         ...  851 

People   V.    Raymond  (discriminatory  legislation  against   Chinese),   34  Calif. 

'Rep.  (U.S.)   492     628 

People  of  New  York  v.  Commrs.  of  Taxes,  2  Wall.  (U.S.)  200  (see  Bank  Tax 

Case) 
Permoli  v.  First  Miinicipalitv  (religious  liberty  dependent  on  State  laws), 

3  How.  (U.S.)  589  ..         ". 953,970 

Pervear  v.  Commonwealth  (original  package),  5  Wall.  (U.S  )  475  ...         ...  555 

Philadelphia  Steamship  Co.  v.  Pennsylvania  ^commerce — tranportation — Stat« 

tax  on  receipts),  122  U.S.  3C6     ..  ...        517,849,856 

Philip  V.  Philip  (access  to  children),  41  L.J.  Prob.  89      612 

Philipps  I'.  Rees  (construction  -  statute),  24  Q.B.D.  17 365 

Phillips  V.  Eyre  (Crown— colonial  legislature^privileges),  L.R.  6  Q.B.  1       309,  310,  355 
Phipps  w.  London  and  N.W.R.   Co.   (competitive  rates  -  undue  preference  — 

question  of  fact)  (1892),  2  Q.B.  229        745,906,907,908-10,915,916,918 

Pickard  i'.  Pullman  Car  Co.  (tax  on  inter-state  commerce),  117  L'.S.  34  ...     846,  856 

Pisani  r.  Lawson  (alien— libel     right  to  sue),  6  Bing.  N.C.  90 600 

Pittsburg  Coal  Co.  v.  Bates  iState  tax  on  sales),  156  U.S.  577 848 

Plumley  v.  Massachusetts  (police  power— sale  of  oleomargarine),  155  U.S.  461  851 

Polgla.ss  r.  Oliver  (legal  tender),  2  Crompt.  and  Jar    15 .  ...  575 

Pollard  V.  Hagan  (federal  territory— government),  3  How.  (U.S.)  212 658,  970 

Pollock  V.  Farmers'  Loan  and  Trust  Co.  (direct  taxes  requiring  apportionment), 

157  U.S.  429  ;  and  158  U.S.  601 549,556 

Pound  r.  Turck  (dam  across  navigable  stream),  95  US.  459       ...  525,  532,  858,  885 

Powell  r.  Pennsylvania  (police  power— sale  of  oleomargarine),  127  U.S.  678  ...  850 

Presser  o.  Illinois  (right  to  bear  arms),  116  U  S.  252  564,  796 

Preston  v.  Finley  (State  tax  to  exclude  obscene  paper),  72  Fed.  Rep.  (U.S.)  850    518,  851 
Prigg  V.  Pennsylvania  (Constitution — construction     implied  powers),   16  Pet. 

(U.S.)  539 652,  796 

Prince  v.  Gagnon  (Privy  Council  -  special  leave  to  appeal),  8  App.  Ca.  103    ...  753 

Provident  Institution  i\  Massachusetts  (federal  securities  exempt  from  State 

taxation),  6  Wall.  (U.S.)  611       559,949 

Provincial  Fisheries,  /le  ( regulation  of  fisheries),  26  S.C.R.  (Can.)  444  ...  569 

Pullman's  Palace  Car  Co.  v.  Pennsylvania  (inter-state  commerce — State  tax  on 

railroad  stock),  141  U.S.  18         849 

Pumpelly  v.  Green  Bay  Co.  (eminent  domain — compensation),  13  Wall.  (U.S.) 

166      641,642 

Queen,  The  (see  Regina) 

Quirt  V.  The  Queen  (winding-up  ;  private  bill  legislation),  19  S.C.R  (Can.)  510  590 

Rahrer,  i?e  (Federal  and  State  laws— harbour  dues),  140  U.S.  545        853,946 

Railroad  Co.  v.  Baldwin  (federal  power  to  authorize  railway  construction),  103 

U.S   426        ...         ...  972 

Railroad  Co.  v.  Fuller  (posting  railway  rates— State  law),   17  Wall.  (U.S.)  560  856 

Railroad  Co    v.    Husen  (police  power— State  law  restricting  importation  of 

cattle),  95  U.S.  465'  518,533,847,857 

Railroad  Co.  1-.  Johnson  (legal  tender),  15  Wall  (U.S.)  195         575 

Raih-oad  Co.   r.   Peniston,   18    Wall.    (US.)   5  (nee  Pacific   Railroad  Co.    v. 

Peniston) 
Railroad  Co.   r.  Richmond  (commerce — bridges  across  navigable  rivers),   19 

WaU.  (U.S.)584      541,856 

Railroad  Co.  r.  Tennessee  (jurisdiction— suit  against  State),  101  U.S.  337      ...  774 

Railroad  Co.    (Morgan  L.  and  T.)  r.   Board  of  Health  (inspection  laws),  36 

Louisiana  Annu.  666  ...         ...         ...         ...         ...         ...         ...         ...  944 

Railroad  Companies  v.  Schutte  (statute  unconstitutional  in  part),  103  U.S.  118  796 

Railway  Co.  v.  Ramsey  (federal  jurisdiction -admission),  22  Wall.  (U.S.)  322  785 

Ralston  I'.  Smith  (patent),  11  H.L.  Cas.  223 597 

Ransome  v.  Eastern  Counties  R.  Co.    (competitive  rates — undue  preference), 

26L.J.C.P.  91         907 


TABLE  OF  CASES. 


Ransome  v.   Eastern   Counties  R.  Co.    (group  rates -undue  preference),  27 

L.J.C.P.  166            907 

Ransome   r.    Eastern    Counties    R.    Co.    (trainload— undue    preference),    29 

L.J.C.P.  329            908 

Ratclifff.  Ratcliff  (divorce-domicile),  29  L.J.  Mat.  171 611 

Ray  V.  McMackin  (inter-colonial  extradition),  1  V.L.R.  (L.)  274  ...        355,  617,  630 

Reade  w.  Conquest  (copyright).  30  L.J.C.P.  209 593 

Reading  Railroad  Co.  v.  Pennsylvania  (see  State  Freight  Tax  Co. ) 

Reed  V.  Cosden  (election  returns),  Cl.  and  Hall  (U.S.)  353  438,440,475 

Regina  v.  Amer  (justice  in  territories),  42  Upper  Canada  Q.B.  391        973,  983 

V.  Anderson  (British  ship— offences  on  board),  L.R.  1  C.C.  161             ...  358 

V.  Armstrong  (British  ship — offences  on  board),  13  Cox,  C.C.  185        ...  358 

V.  Bay  ley  (Crown— when  bound),  4  Ir.  Eq.  R.  142           321 


V.  Bortrand  (prerogative  of  appeal),  L.R.  1  P.C.  520      ...         ...         ...     750,  752 

V.  Boiler  Explos.  Act  Commr-s.   (interpretation  clause)   (1891),  1  Q.B. 

703 365 

Regina  v.  Bowell  (Provincial  tax  on  federal  officer),  4  Brit.  Columbia  Reps. 

498      553 

Regina  «.  Brierly  (extra-territorial  laws),  14  Ont.  Reps.  525      ...         ...         ...  602 

V.  Burah  (plenary  legislative  power),  3  App.  Cas.  889     ..          509 

V.  Call,  Ex  parte  Murphy  (extra-territorial  jurisdiction),  7  V.L.R.  (L.) 

113     354,614,618 

Regina  v.  Carr  (British  ship — offences  on  board),  10  Q.B. D.  76 ...  358 

V.  Chapman  (fraud  upon  public  officer),  18  L.  J.M.C.  152           809 

V.  College  of  Physicians  (meaning  of  "exclusive"),  44  Upper  Can.  Q.B. 

564     350,  656 

Regina  z'.  Cruise  (Crown — priority),  2  Ir.  Ch.  R.  65          ...         ...         ...         ...  322 

1).  Dudley  (British  ship — offences  on  board),  14  Q.B, D.  273       358 

V.   Fredericton  (City),   19  N.   Bruns.    (3   Pugs,  and   Burb.)    139   (see 

Fredericton  City  v.  the  Queen) 

Regina  t'.  Hall  (misdemeanour)  (1891),  1  Q.B.  747 470 

V.  Hertford  College  (construction  of  statutes — extrinsic   evidence),   3 

Q.B.D.  693 796 

Regina  u,  Keyn  (Territorial  waters).  2  Exch.  D.  63  ...         355,  359 

V.  King's  County  Justices  (Liquor  Licenses — provincial  control),  15  N. 

Bruns.  (2  Pugs.). 535  542,544 

Regina  w.  Lancaster  (bribery  of  public  officer),  16  Cox  737           ...         ...         ...  809 

V.  Leslie  (British  ship — oflences  on  board),  8  Cox,  C.C,  269       358 

V.  Local  Government  Board  (prohibition  to  public  bodies),  10  Q.B.D.  309  783 

V.  London  (Bishop),  (Construction— Statute),  24  Q.B.D.  213     365 

V.  Lopez  (British  ship  -  foreigner  on  board),  27  L.J.  M.C.  48     ..           ...  358 

V.  Lords  Commissioners  of  Treasury  (mandamus  to  officers  of  Crown), 

L.R.  7Q.B.  387 781 

Regina V.  Mallow  Union  (Title— Statute),  12  Ir.  C. L.R.  35         365 

i>.  Most 'Construction— Statute)  7  Q.B.D.  244       365 

V.  Pearce  (Interiiretation  clause),  5  Q.B.D.  386      366 

V.  Powell  (no  mandamus  to  sovereign),  1  Q.B.  352              ..         ...         ...  781 

w.  Robertson  (Fisheries),  6  8. C.R.  (Can.)  52           569 

V.  Sattler  (British  ship— foreigner  on  board),  27  L.J.  M.C.  48 358 

r.  Slator  (indictment— information),  8  Q.B.D.  267           808 

V.  Taylor  (exclusive  legislative  power),  .36  Upper  Can.  Q.B.  183           ...  349 

V.  Walker  (misdemeanour — common  law),  L.R.  10  Q.B.  .355       470 

V.  Wellington   County,   (Insolvency    laws— provincial    and   federal — 

conflict),  17  Ont.  Reps.  615          591 

Regina  I'.  Williams  (liability  of  Crown  for  tort),  9  App   Ca.  418            805 

V.  VVim»)ledon  Local  Board  (Construction— Statute),  8  Q.B.D.  459      ...  365 

V.  Wing  Chong  (Chinese  License  Case),  1  Brit.  Col.  Rep.,  Part  II.,  p. 

150  ;  Wheeler,  C.C.  122 628 

Renaud,  Exp.  (Imperial  legislative  control  over  colonies),  14  N.  Bruns.  273  ; 

1  Cart.  445 349 

Rex  V.  Cowle  (mandamus- jurisdiction  of  Court  of  King's  Bench),  2  Burr.  834  781 

V.  Fuller  (procuring  base  coin).  Russ.  and  Ry.  308 809 

V.  Johnson  (Preamble),  29  St.  Tr.  .303 285 

V.  North  Curry  Inhabitants  (Residence  defined),  4  Barn,  and  Cres,  959  ...  960 

V.  Robinson  (Preamble),  2  East  P.C.  1113       285 

V.  Sainsbury  (breach  of  sUtute— indictable  offence),  4  T.R.  451    ...         ...  810 

V.  Button  (possession  of  coining  tools),  1  East  P.C.  172        809 


TABLE  OF  CASES.  xxxiii. 


Rex  p.  Wilkes  (Judicial  discretion),  4  Burr.  2539 759 

«.  Williams  (Title— Statute),  1  W.  BL  93       ...         ...          -          ...  281 

Re^-nolds  r.  Stockton  (State  judgment — when  enforced  in  other  States),  140 

*  U.S.  254                   963 

Reynolds  v.  United  Sutes  (Territorial  Court  -  polygamy),  98  U.S.  145          ...  953 
Rhode  Island  v.  Massachusetts  (construction— exceptions  to  a  grant— juris- 
diction), 12  Pet.  (U.S.)  6.57          •;        578,775,796 

Rhodes  r.  Iowa  (State  liquor  law— The  Wilaon  Act — operation),  170  U.S.  412  947 

Rhymney  R.  Co.  r.  Rhymney  Iron  Co.  (undue  preference),  25  Q.B.D.  146    ...  921 
Richards'  Case  (election  returns — certified — qualification),  CI.  and  Hall  (U.S.) 

95       438,440,475 

Richards  r.  Butcher  (trademark)  (1891),  2  Ch.  522         598 

V.  McBride  (construction  of  statutes— extrinsic  evidence),  8  Q.B.D. 

119 ._.  ^       796 

Riel  r.  The  Queen  (justice  in  territories),  10  App.  Cas.  675       350,  514,  973 

Ringfret  r.  Pope  (quarantine).  12  Quebec  L.  Reps.  303  ...         ...         ...         ...  567 

Robb  V.  Connolly  (extradition  -"  officer  of  the  United  States"),  111  U.S.  624  620,  784 
Robbins   v    Shelbv  Taxing  District   (Stat«  tax  on  commercisil   travellers — 

invalid).  120  U.S.  489       517,519,847 

Roberts  r.  Reilly  lextradition — inter-state — conditions),  116  U.S.  80 620 

c.  United  States  (mandamus  to  public  officer),  176  U.S.  221  ...         ...  782 

Robertson,   Exp.  :  Re  Oovemor-General    of  N.S.W.    (removal  of  judges), 

11  Moo.  P.C.  288 730 

Robertson  r.  Pickrell  (faith  and  credit),  109  U.S.  608 963 

Robinson  r.    Barton-Eccles  Local  Board  (interpretation  clause),  8  App.  Cas. 

798 366 

Robinson  r,   Campbell  (common  law — federal  jurisdiction),  3  Wheat.  (U.S.) 

212 788 

Romney  ».  United  States  (federal  territories — government),  136  U.S.  1         ...  972,  973 

Rooke's  Case  (judicial  discretion),  5  Coke  Rep.  100a       ...         ...         ...  759 

Rothes  V   Kirkcaldj'  Waterworks  (construction — statute),  7  App.  Cas.  694  .  .  365 

Rouanet,  Exp.  (treaty— interpretation  of),  15  N.S.  W.L.R.  269  ;  11  W.N.  55  770 
Routledge  r.  Low  (copyright — colonies — aliens),  L.R.  1  Ch.  42  ;  3  H.  L.  100 

348,  594,  595,  6U0,  602,  958 
Ruggles   1-.   Manistee   River  Improvement  Co.  (commerce— improvement  of 

river),  123  U.S.  297          532 

Russell  V.  The  Queen  (federal  control  over  liquor  traffic),  7  App.  Cas.  829     ...  512,  545 

Ryall  V.  Kenealy  (influx  of  criminals),  6  W.W.  and  aB.  (Vic.)  193     630 

Ryan  r.  Carter  (inter-state  privileges  and  immunities),  93  U.S.  78      ...         ...  960 

Ryder  f.  Ryder  (custody  of  children),  30  L.  J.  Mat.  44 612 

St.  Louis  r.  McCo}-  (police  powers— quarantine),  18  Missouri  238        854 

r.  Telegraph  Co.  (reasonableness  of  wharfage  rates),  1.39  U.S.  463  ...  854 

p.    Wiggins  Ferrj'  Co.  (vessels — when  not  taxable  by  a  State),  11 

Wall.  (U.S.  423) 847,  854 

Salkeld  f.  Johnson  (statute -title),  2  Exch.  256 281,284 

Sandhurst  (Lady)  r.  Beresford  Hope  («e  Beresford  Hope  v.  Sandhurst) 
Sands  r.  Manistee  Improvement  Co    (river  whoUv  within  a  State),  improve- 
ment), 123  U.S.  288  ' 532.  .540.  850,  885 

Sa\-ings  and  Loan  Assoc,  v.  Topeka,  20  Wall.  (U.S.)  655  [see  Loan  Association 

V.  Topeka) 

Scholey  r.  Rew  (federal  succession  tax),  23  Wall.  (U.S.)  331      556 

Schollenberger  r.   Pennsj'lvania  (State  tax  on   imports — original   package — 

oleomargarine),  171  U.S.  1           ...                    846,851 

Scott  r.  Donald,  165  U.S.  .58  [see  Donald  c.  Scott) 

Searl  v.  Lake  County  School  District  (just  compensation),  133  U.S.  553  641 

Severn  v.  The  Queen  (brewers'  licenses^provincial control),  2  S.C.R.  (Can.)  70  544,  547 

Shaw  r.  Gould  (divorce— legitimacv),  37  L  J.  Ch   433      611 

F.  Ruddin  (title— statute),  9* Ir.  C.L.R.  214 281 

Sherlock  r.  Ailing  (marine  torts),  93  U.S.  99          542 

Shively  r.  Bowlby  (federal  control  of  na\ngable  waters),  152  U.S.  1     883 

Siebold.  Eocp.  (imprisonment  under  unconstitutional  law — habeas  corpus),  100 

U  S.  .371        470,  471,  472,  965 

Simpson  r.  Fogo  (civil  process  -  service),  32  L.J.  Ch.  349           616 

Sinclairs  Divorce  Bill  (divorce— domicile)  (1897),  App.. Cas  469           611 

Sinking  Fund  Cases,  99  U.S.  700  {see  Doggett  r.  Railroad  Co.) 

Sinnot  r.  Davenport  (commercial  marine — federal  control).  22  How.  (U.S.)  227  542 

Slaughter  House  Cases  (privileges  and  immunities  of  federal  citizenship),  16 

WaU.  (U.S.)36       850,961 


xxxiv.  TABLE  OF  CASES. 


Slingsby's  Case  (suspension  of  judges),  3  Swanst.  178       733 

Smiles  v.  Belford  (copyright  in  colonies),  1  Ont.  App.  Reps.  436           ;i49,  5fl5 

Smith,  Ji-xw.  (federal  jurisdiction).  94  U.S.  455      784 

V.  Goldie  (patent— tribunal),  9  S.C.R.  (Can  )  46 598 

V.   Merchants'  Bank,  8  Ont.  App.  Reps,  15  (see  Merchants'  Bank  of 

Canada  v.  Smith) 

Smyth  V.  Ames  (State  regulation  of  internal  commerce),  169  U.S.  466           520,  874,  921 
Society  for  Savings  v.  Coite  <State  tax  on  federal  corporation),  6  Wall   (U.S.) 

594     -  949 

Soon  Hing  v.  Crowley  (regulation  of  Chinese  labour),  113  U.S.  703     623,  853 

Sottomayoru.  De  Barros  (marriage — domicile),  3  Prob.  D.  1      ...                    ...  609 

South  Carolina  v.  Georgia  (federal  control  over  navigable  waters),  93  U.S.  4 

516,  540,  878,  883 

Southey  r.  Sherwood  (copyright),  2  Mer.  435        593 

Spaulding  v.  Mead  (qualification  of  members),  CI.  and  Hall  (U.S.)  157          438,  440,  475 
Speaker  of  the  Leg.  Ass.  (Vic.)  v.  Glass  (parliamentary  privilege),  L.R.  3  P.C. 

560     506 

Spraigue  v.  Thompson  (pilotage  compulsory — State  regulation),  118  U.S.  90  541,  796 

Spratt  V.  Spratt  (custody  of  children),  1  Sw   and  Tr.  215           ...         ...         ...  612 

Springville  u.  Thomas  (trial  by  jury),  166  U.S.  707           ...         ...         ...         ...  810 

State  V.  Engle  (Goods  in  transit  not  subject  to  State  taxation),  34  New  Jersey 

L.  435           519 

State  f.  Illinois  Central  R.  Co.  (navigable  waters — obstruction),  146  U.S.  387  885 

V.  Rhodes  (Liquor  law — State  control — the  Wilson  Act)  90  Iowa  (U.S.) 

496 946 

State  V.  Steamship  Constitution  (Police  power— exclusion  of  immigrants),  42 

Calif.  578  ;  10  Amer.  Rep.  303 853 

State  Freight  Tax  Case  (State  tax  on  freight  passing  through- invalid)  15 

Wall.  (U.S.)  232     ...         516,532,796,846,848,855 

State  Tax  on  Railway  Gross  Receipts  Case  (Inter-state  commerce)  15  Wall. 

(U.S.)  284      ■        542,849,855 

State  Tonnage  Tax  Cases,  12  Wall.  (U.S.)  204       858,944 

Stead  V.  Course  (Power  to  tax  includes  means  to  enforce)  4  Uranch^U.S.)  403  668 
Steamship  Co.  v.  Joliffe  (Pilots— State  control  subject  to  federal  law -State 

portdues),  2WalL  (U.S.)450 541,853 

Steamship  Co  u.  Port   Wardens  (Pilotage -compulsory  — State  regulation),  6 

Wall.  (U.S.)  31 641,847,854 

Steamship  Co,  v.  Tugman  (jurisdiction    citizenship  of  corpoi-ation),  106  U.S. 

118 ...        777 

Stepney  Election  Petition,  Be  {see  Isaacson  v.  Durant) 

Stevenson  v.  The  Queen  (Customs  duties  coUeotioB  -  resolution  of  Assembly), 

2W.W.  anda'B.  (L.)(Vic.)143             506,859 

Stillman  v.  White  Rock  Manuf.  Co.  (boundary  breams  -  riparian  law),  3  Wood 

and  M.  (U.S.)  5.38 889 

Stockdale  v.  Hansard  (Parliamentary  privilege),  9  Ad.  and  El.  1          503 

.Stockton  V.  Baltimore  R,  Co    (federal  control  of  navigable  waters),  32  F«d. 

Rep.  (U.S.)  9          „ 883 

Stoutenburgh  v.  Hennick  (Federal  territory— governm«it—Stat«  tax  on  com- 
mercial travellers),  129  U.S.  141  „ 658,847,941 

Straudert).  West  Virginia  (trial  by  jury),  100  U.S.  303 810 

Strawbridge  r.  Curtiss  (jurisdiction  -  c-itizens  of  different  States^,  3  Cra»ch 

(US.)  267 ...        777 

SturgcB  V.  Crowninshield  (Bankruptcy— State  law— Uniform),  4  Wlieat.  (U.8.) 

122 427,557,587 

Sturtevants  v.  Alton  City  (Post  Offices— federal  pow*!-),  3  McL.  <U-S.)  393  ...  560 

Supervisors  v.  Stanley  (statute  unconstitutional  in  part),  105  U.S.  305           ...  796 

Sussex  Peerage  Case  (Preamble  -  construction),  1 1  O.  and  Firm  85                 ...  285,  364 

Sutton  V.  Sutton  (Preamble  -  Marginal  note),  22  Ch.  1).  511       .. 285 

Swan,  .ffe  (Judicial  power— independence),  150  U.S.  637 382 

Swanton  t»,  (ioold  (construction  of  statute),  9  Ir.C. L.R.  234 ...  365 

Tai  Singjp.  Macguire  (sovereignty  of  British  Pari.),  1  Brit.  Uol.  (Irvng)  107...  350 

Tarble  s  Case  (Naval  and  Military  power).  13  Wall.  (U.S.)  397 564 

Taylor,  i?c  (Judicial  discretion),  4  Ch.  D.  157        759 

— V.  Barton,  6  N.S.W.  L.R.  1  ;  11  App.  Ca.  1«7  t«ec  Bartciii  v.  Taylor) 

Telegraph  Co.  v.  Texas  (State  tax  on  interstate  commerce),  105  U.S.  460 

.      r  541,846,848,855 

Temple,  Axp.  (Witness— privilege),  2  Ves.  and  B.  *ll 321 


TABLE  OF  CASES. 


PAGE. 

Tennant  f .  Union  Bank  of  Cana<la  (Banking— warehouse  receipts)  (1894)  App. 

Cas  31  .•••     578,597 

Tennessee  r.  Davis  (jurisdiction— civil,  criminal,   »nd  territorial — "  arising 

under  the  laws''),  100  U.S.  257 3^' "?I 

Tennessee  v.  Pullman  Southern  Car  Co.  (State  t^Ls  on  cars),  117  U.S.  51         ...  856 

Texas  v.  White  (once  a  State  always  a  State),  7  Wall.  U.S.  7tH>  ...        293,  370,  ft29 

Texas  and  Pacific  R.  Co.  v.  Inter-State  Commerce  Commission  (wholesale  rate 

— undue  preference — objects  of  Inter-State  Commerce  Act),  162  U.S.  197 

745,  898,  900,  905,  911-2,  914,  915 
Texas  and  Pacific  R.  Co.  v.  Inter-State  Transportation  Co.  (na\igable  watere — 

obstruction),  155  U.S.  585  •■■     884,886 

Theberge  v.   Laudry  (controverted  provincial    election    law — prerogative  of 

appeal),  2  App."  Cas.  102 497,498,747,761 

Thompson  r.  Utah  (trial  by  jury),  170  U  S.  343      810 

V.  Whitman  (State  judgments— faith  and  credit),  18  Wall.  (U.S.)  457  963 

Thomson  r.  Union  Pacific  R  R.  Co.  (State  tax  on  railway  employed  by  Federal 

Government),  9  Wall.  (U.S.)  579  552,554 

Thormann  v.  Frame  (judgment — faith  and  credit),  176  U.S.  350  ...  ..  963 

Thurlow  t,-.  Ma-ssachusetts  (State  control  over  liquor  tratfic),  5  How.  (U.S.)  586 

(and  «ee  License  Cases)      ...         ...         ...         ...         ...         ...  542 

Tiernan  r.  Rinker  (inter-state  commerc-e— State  licenses),  102  U.S.  123         847,  848,  856 

Tomlinson  ».  Bullock  (time  in  statute),  4  Q.B.D.  230       331 

Toronto  (City)  r.  Virgo  (regulation  and  prohibition  distinguished)  (1896)  App. 

Cas.  88  548 

Trade  Mark  Cases  (statute  uncoastitutional  in  part),  100  U.S.  582       796 

Train  r.  Boston  Disinfectant  Co.  (police  powers — quarantine),  144  ^ass.  523  ; 

.jQAmer.  Rep.   113 ^ 854 

Transportation  Co.  i\  Fitzhugh  (admiralty  jurisdiction),  1  Black  (U.S.)  574  ...  800 
V.  Parkersburg  (wharfage  rates — State  regulation),  107  U.S. 

691      536,850,853 

Transportation  Co.  r.  Wheeling  (State  tax  on  vessels),  99  U.S.  273     ...         ...  858 

Trumbull's  Case  (Senators— qualification),  1  Cong.  El.  Cas.  (U.S.) 618 440,  475 

Tua  {-.  Carriere  (bankruptcy — State  la w^s),  117  U.S.  201  ...         ...         ...         ...  587 

Turner  r.  Maryland  (inspection  and  branding — State  stamp  fee),  107  U.S.  38  ..  849,  944 
Turney  r.  Marshall  (qualification  of  members),  1  Cong.  El.  Cas.  (U.S.)  167  ...  440,  475 
Turpin  c.  Burgess  (State  stamp  fee — export  stamp  on  goods),  117  U.S.  504    539,  846,  849 

Tj'ler,  T^e  (judicial  power —independence),  149  U.S.  164  ...  .  382 

Union  Bank  v.  Tuttle  (insolvencv  in  one  colon}' — effect  in  another),  15  V.  L.R. 

258 '        592 

Union  Collierj'  Co.  of  Brit.  Columbia  i;.   Bryden   (Chinese  — in  mines),  (1899) 

App.  Ca.  580  603 

Union  Pacific  R.  Co.  v.  Peniston,  18  Wall.  (U.S.)  5  («ce  Pacific  Railroad  Co.  r. 

Peniston) 
Union  Steamship  Co.  of  N.Z.  v.  Melbourne  Harbour  Trust  (statute — headings), 

9App.  Ca.  365        281 

United  States  v.  Angell  (Federal  tax  on  employments),  11  Fed.  Rep.  (U.S.)  34  556 

«'.  Arjona  (Coinage  and  currency— offences),   120  U.S.  479         ...  573 

r.  Bainbridge  (Naval  and  military  power),  1  Mason  (U  S.)  71    ...  564 

V.  Bellingham  Bay  Boom  Co.  (Navigation -rivers),  176  U.S.  211  883 

ex  rel.  Boynton  v.   Blaine  (mandamus  to  United  States),    139 

U.S   306        ...  782 

United  States  v.    Britton  (federal  jurisdiction — common  law  offences^,   108 

U.S.  199        787 

United   States  v.    Coolidge   (federal  jurisdiction — common  law   offences),    1 

Gallison  (U.S.)  488  ;  1  Wheat.  415  786,787 

United  States  v.  Cornell  (Offences  in  federal  territory— federal  jurisdiction), 

2  Mason  (US)  91   ...  660 

United  States  r.   Cruikshank   (Implied   powers — conspiring   to  prevent   free 

exercise  of  federal  rights),  92  U  S   542 652 

United  States  r.  Curtis  (trial  by  jury),  4  Mason  (U.S.)  2.32         808 

e-r  rel.    Dunlap   v.    Black   (mandamus    to  federal   oflHcer),    128 

U.S.  40  782 

United   States   v.    Eaton   (federal  jurisdiction— common  law    offences),    144 

_  U.S.  677       787 

United  States  o.  Fisher  (incidental  and  implied  federal  powers),  2  Craoch 

(U.S.)  358 ..         ...         652 

United  States  v.  Forty-three  Gallons  of  Whisky  (treaty— law  of  the  land),  93 

U.S.  1S8        ...         ;..      ^ ...  769 


TABLE  OF  cases; 


PAGE. 

United  States  v.  Gale  (federal  suffrage — protection),  109  U.S.  65           470 

V.  Gay,  163  U.S.  427  {See  United  States  v.  Realty  Co.) 

V.  ex  rel.  Goodrich  v.  Guthrie  (mandamus  to  federal  officer),  17 

How.  (U.S.)284       782 

United  States  v.  Great  Falls  Manufg.  Co.  (Private  property  taken  for  federal 

purposes),  112  U.S.  645 642 

United  States  v.  Harris  (Implied  powers    conspiracy  to  deprive  citizens  of 

legal  rights),  106  U.S.  629            796,961 

United  States  v.  Hartwell  ("  officer  of  the  United  States"),  6  Wall.  (U.S.)  385  784 
V.  Hudson  and  Goodwin  (jurisdiction  over  common  law  offences), 

7Cranch(U.S.)32              786,787 

United  States  t;.  Jones  (eminent  domain),  109  U.S.  513    ...         ..          ...  640,641 

V.  Lee  (jurisdiction — suits  against  federal  officers),  106  U.S.  196  773 

V.  Marigold  (Currency  offences — implied  federal  powers),  9  How. 

(US.)  560 573  574,652,796 

United  States  r.  Maurice  (jurisdiction— suits  by  and  against  United  States), 

2  Brock  (U.S.)  109 ...  773 

United  States  v.  Ortega  (Minister —case  "  affecting),  11  Wheat.  (U.S.)  468    ...  771 

V.  Rauscher  (treaty— law  of  the  land),  119  U.S.  407       769 

r.  Realty  Co   (Federal  appropriating  power),  163  U.S.  427       ...  666 

ex  rel.   Redfield  v.    Windom  (mandamus  to  federal  officer),  137 

U.S.  636        782 

United  States  v.  Reese  (rights  and  immunities — coustruction),  92  U.S.  214     468,  472,  796 

-       V.  Rhodes  (naval  and  military  power),  1  Abb.  (U.S.)  28            ...  564 

".  Rio  Grande  Damandlrrig.  Co.  (river  navigation — irrigation), 

51  Pac.  R.  674         880,890 

United  States  v.  Rio  Grande  Dam  andlrrig.  Co.  (river  navigation— irrigation), 

174  U.S.  690  881,882,883,884,888,891,894 

United  States  v.  Russell  (eminent  domain-  compensation),  13  Wall.  (U  S.)  623  642 

V.  Singer  (federal  excise  tax),  15  Wall.  (U.S.)  Ill ^o'o 

V.  Tappan  (taxes  and  imposts),  11  Wheat.  (U.S.)  419     ...         ...  550 

V.  Van  Buskirk  (federal  excise  tax),  15  Wall  (U.S.)  123           ...  556 

Williams  (federal  territory — judicial  authoritj'),  4  Cranch, 


C.C.  (U.S.)393       ...                  - ()59 

United  States  v.   Wilson  (bankruptcy— discharge    by    State  law— efTect),   8 

Wheat.  (U.S.)  253             587 

United  States  v.  Worrall  (federal  jurisdiction— common  law  offences),  2  Dall. 

(U.S.)  384     '       785 

Unity  V.  Barrage  (statute  unconstitutional  in  part),  103  U.S.  447         796 

Uriah  Tracey,  Taft's  Election  Cases  3           437 

Valin  V.  Langlois  (disputed  election — Privy  Council — special  leave  to  appeal) 

5App.  Las.  115      ...         497,752 

Van  Allen  v.  Assessors  (delegation  of  power  —  State  tax  on  shares  in  national 

bank),  3  Wall.  (U.S.)  573 949 

Vance  v.  Vandercook  Co.  (State  liquor  laws— the  Wilson  Act),  170  U.S.  438...  947 

Van  Wyck  i>.  Knevals  (railways  in  territories),  106  U.S  360     972 

Veazie  v.  Moor  (river  wholly  within  a  State— improvement),  14  How.  (U.S  )  568  540 

"      ■    "     •        "          .^   ^      .                                          5^3 

282 

...  ,  1  jurisdiction), 

7V.L.R.  (L.)248 355,360 

Vidal  17.  (Jirard's  Executors  (Christian  religion  recognized  bv  courts),  2  How. 

(U.S.)  127 *'...         ...^       ...  ^     ...         951 

Virginia,  Exp  (discriminating  legislation— invalid),  100  U.S.  339       623 

Virginia    v.    West  Virginia  (jurisdiction— disputed  boundaries)     11    "Wall. 

(U.S.)  39      ... *^ 775 

Virginia  Coupon  Cases  (statute  unconstitutional  in  part),  114  U.S.  269          ...  796 

Voiulit  ».  Wright  (inspection  laws— discrimination),  141  U.S.  62         944 

Wabash,  St   Louis  and  Pacific  R.  Co.  v.  Illinois  (State  regulation  of  extra- 
state  railway  rates— void),  118  U.S.  557  516,  520,  856,  857,  904 

Waldeni'.  Skinner  (jurisdiction— citizens  of  different  states),  101  U.S.  577   ...  777 

Walker  r.  New  Mexico  and  S.P.R.  Co.  (trial  by  jury),  165  U.S.  593 810 

Wall's  Case  (alien— disability),  6  Moo.  P  C.  216 600 

Wallace  and  Co.  Exp.  (customs  duties  collection— resolution  of  Assembly), 

13N.S.W.L.R   1 •;  859 

Walling  V.  Michigan  (State  licenses  to  sell  imported  liquor),  116  U.S.  446 

519,  846,  847,  856 


TABLE  OF  CASES. 


PAGE. 

Want  r.  Moss  (injunction -jurisdiction),  12  N.S.W.L.R.  Eq,  101        783 

Ward  V.  Marj'land  (inter-state  privileges  and  immunities),  12  Wall.  (U.S.)  418  960 

Ware  r.  Hylton  (treaty  -  enforced  by  legislation),  3  Dall.  (US.)  199 .^36 

Waring  v.  Clarke  (admiralty  jurisdiction),  5  How.  (U.S.)  441    ...         ...         ...  800 

Waterhouse  v.  Gilbert  (appeal — "  final  and  conclusive" ),  15  Q.B.D.  569        ...  746 

Wayman  r.  Southard  (judicial  power),  10  Wheat.  (U.S.)  1        ...         ...         ...  719 

Welton  V.  Missouri  (State  peddler  tax — when  invalid),  91  U.S.  275 

515,  518,  520,  532-3,  847,  856,  857 
Western   Union  Tel.    Co.  ?■.  Alabama  State  Board  (telegraphic   mes.'>agcs  — 

inter-state  commerce),  132  U.S.  472      ...         ...         ...         ...         .  .        516,518,541 

Western  Union  Tel.   Co.  v.   Massachusetts  (intcr-state  commerce — State  tax 

on  property),  125  U.S.  5.30          849 

Western  Union  Tel.   Co.    r.    Pendleton  (telegraphic   messages— inter-state), 

122  U.S.  347            515,541 

Western   Union  Tel.   Co.    v.   Taggart   (inter-state  commerce— State  tax  on 

property),  163  U.S.  1        849 

Western  Union  Tel.  Co.  v.  Texas,  105  U.S.  460  {see  Telegraph  Co.  v.  Texas) 

West  Ham  Overseers  v.  lies  (preamble),  8  A  pp.  Cas.  386           ...         ..          ...  284 

Westminster  Bank,   Be  (House  of  Lortls  may  submit  questions  to  judges), 

2  CI.  and  Fin.  191 766 

Weston  V.   Charleston  City  (State  tax  on  federal  stock  — void),  2  Pet  (U.S.) 

449 559,  949 

We\-mouth  Corporation  v.  Nugent  (Crown  prerogatives),  34  L.J.  M.C.  81     ...  321 

Wheaton  r.  Peters  (no  federal  common  law),  8  Pet   (U.S.)  591  ...         ..          ...  593,  785 

Wheeling   Bridge  Case,  18  How.  (U.S  )  421  {see  Pennsylvania  r.  Wheeling 

Bridge) 
White's  Bank  r.  Smith  (regulation  of  ships — commerce),  7  Wall.  (U.S.)  646 

518,  540,  874 

Whitney  v.  Robertson  (treaty— law  of  the  land),  124  US.  190 769 

Wiggins  Ferrv  Co.   r.   E^ast  St.   Louis  (ferries  over  navigable  streams),  107 

U.S.  .365" ...         852,856 

Willamette  Iron  Bridge  Co.   v.   Hatch  (river  wholly  within  a  State — State 

and  federal  power),  125  U.S.  1    ...         ...         ...         ...         ...          -          ...  540,541 

Willard  r.  Presbury  (federal  territory— improvements),  14  WalL  (U.S.)  676...  659 

V.  Tayloe  ("legal  tender),  8  Wall.  (U.S.)  557         575,  581 

Williams  »'   Peyton  (|X)wer  to  tax — means  to  enforce),  4  Wheat.  (U.S.)  77    ...  668 
Willson  o.  Blackbirfl  Creek  Marsh  Co.  (commerce — na^^gation — obstruction — 

police  power),  2  Pet.  (U.S.)  245  ...                    516,  525-6,  527,  531,  852,  885 

Wilson  r.  Crossfield  (fishery),  1  Times  L.R.  601 569 

Wilts   and  Berks  Canal  Co.  i'.  Swindon  Waterworks  Co.   (riparian  rights — 

reasonable  use),  L.  K  9  Ch.  451 892,894 

Wind  V.  Her  (State  tax  on  imports  -original  package),  93  Iowa  316     ...         ...  846 

Windsor,    Town   of   r.    Commercial    Bank   of    Windsor   (Pro\incial    tax   on 

Dominion  notes),  3  R.  and  G.  (Nova  Scotia)  420         554 

Winn  V.  Mossman  (preamble),  L  R.  4  Exch.  292    ...         ...         ...         ...  284 

Winona  and  St.  Peter  Co   v.  Blake  (railroads— State  regulation),  94  U.S.  180  857 

Wiscart  y.  Dauch^-  (jurisdiction  of  federal  courts),  3  Dall.  (U.S.)  321  ...         ...  738 

Wisconsin  v.  Duluth  (navigable  rivers— federal  authorit}'  to  improve),  96  U.S. 

379 852,883 

Wisconsin  v.  Pelican  Ins.  Co.  (federal  jurisdiction — suits  bv  States),  127  U.S. 

265      '      ...518,775,777,778,963 

Withers  v.  Buckle}-  (navigable  waters— shores  and  soil),  20  How.  (U.S.)  84  ..  532,  970 

Withipole's  Case  (indictment  includes  inquisition),  Cro.  Car.  134          808 

Wong  Yung  Quy,  Be  (corpse  not  property),  6  Sawj'.  (U.S.)  442  518 
Woodrufi"  V.   Parham   (imports  and  exports    State  tax   on  auction  sales),  8 

Wall.  (U.S.)  123     ...  845,943 

WooUey  r.  Ironstone   Hill   Lead  Co.    (appeal   from   State  courts   to   Privy 

Council),  1  V.L.R.  Eq.  237          738 

Worcester  v.  Georgia  (national  and  fedei-al  principles),  6  Pet.  (U.S.)  515        ...  336 

Works  V   Junction  Railroad  (bridges  over  navigable  rivers),  5  McL.  (U.S.)  425  541 

Worms,  Exp.  (treaty— extradition),  221xiwer  Can  Jur.  109  ;  2Cartwright  315  770 

Yarbrough,  Ex  parte  (protection  of  federal  voters),  110  U.S.  651          471 

Yelverton  r.  Yelverton  (divorc-e — domicile),  1  Sw.  and  Tr.  574 611 

Yick  Wo  I'.  Hopkins  (discriminating  legislation  against  particular  races),    118 

U.S  356        ...         ...         ...                    ...         ...         ...         ...         ...         ...  622,  623 

ZoUverein,  The  (British  ship — laws),  1  Sw.  Adm.  96         ..          355 


^1^ 


By  the  QUEEN. 

A  PROCLAMATION. 

YlC'TOKIA    R. 

XXTHFiKEAS  by  an  Act  of  Parliament  passed  in  the 
^  Sixty-third  and  Sixty-fourth  Years  of  Our  Reign 
intituled,  *'An  Act  to  constitute  the  Commonwealth  of 
Australia"  it  is  enacted  that  it  shall  be  lawful  for  the  Queen, 
with  tiie  advice  of  the  Privy  Council,  to  declare  by 
Proclamation,  that,  on  and  after  a  day  therein  appointed, 
not  being  later  than  One  Year  after  the  passing  of  this  Act, 
the  people  <)f  New  South  Wales,  Victoria,  South  Australia, 
Queensland,  and  Tasmania,  and  also,  if  Her  Majesty  is 
satisfied  that  the  people  of  Western  Australia  have  agreed 
thereto,  ol  Western  Australia,  shall  be  united  in  a  Federal 
ConimoHwealth  under  the  name  of  the  Commonwealth  of 
Australia. 

And  whereas  We  are  satisfied  that  the  |>eot»le  of 
Western  Australia  have  agreed  thereto  accordingly. 

We  therefore,  by  and  with  the  advice  of  Our  Privy 
Council,  have  thought  fit  to  issue  this  Our  Boyal  Proclama- 
tion, and  We  do  hereby  declare  that  on  and  after  the  First 
day  of  January  One  thousand  nine  hundred  and  one,  the 
people  of  New  South  Wales,  Victoria,  South  Australia, 
Quee7island ,  Tasmania,  and  Western  Australia  shall  be 
united  in  a  Federal  Commonwealth  under  the  name  of  the 
Commonwealth  of  Australia. 

Given  at  Our  Court  at  Balmoral  this  Seventeenth  day 
of  September,  in  the  Year  of  our  Lord  One 
thousand  nine  hundred,  and  in  the  Sixty-fourth 
Year  of  Our  Reign. 

God  Save  the  Queen. 


ERRATA. 


PAGE. 

50,  line  17.     For  "  30  Vic.  c.  11,  s.  38,"  read  "  32  and  33  Vic.  c.  11,  s.  8  " 
213,  line  9,     For  "  10,000  "  read  "  80,000." 

298,  line  15  from  bottom.     For  "  48  Vic.  No.  3  "  read  "  48  and  49  Vic.  c.  23." 
318,  line  11.     For  "  (1640)  16  Char.  I.  c.  10"  read  "  (1679)  31  Char.  II.  c.  2." 
322,  line  8.     For  "  3  and  4  Will.  4"  "  read  5  and  6  Will.  IV." 
548,  line  3  from  bottom.     For  "  import "  read  "  export." 
949,  line  23  from  bottom.     For  "  Bank  Tax  Cases,"  read  "  Van  Allen  v.  Assessors  " 


ADDENDUM. 


New  Ministry  in  Victoria. — On  the  loth  November,  1900,  in  consequence  of  a 
no-confidence  vote  by  the  newly-elected  Legislative  Assembly  in  Victoria.  Mr.  Allan 
McLean  tendered  the  resignation  of  his  Ministry  (see  p.  .374,  injra),  which  was  accepted. 
Sir  George  Turner  formed  a  new  administration,  consisting  of  the  following  members, 
who  were  sworn  in  on  19th  November  :- Premier,  Treasurer,  and  Commissioner  of 
Customs,  the  Right  Hon.  Sir  George  Turner,  P.C.,  G.C.M.G.  ;  Attorney-General,  the 
Hon.  I.  A.  Isaacs  ;  Chief  Secretary  and  Minister  of  Labour,  the  Hon.  A.  .J.  Peacock  ; 
Minister  of  Public  W^orks  and  Railways,  the  Hon.  W.  A.  Trenwith  ;  Minister  of 
Agriculture,  the  Hon.  J.  Morrissey  ;  Minister  of  Lands,  the  Hon.  D.  J.  Duggan  ;  Minister 
of  Mines  and  Water  Supply,  the  Hon.  J.  B.  Burton  ;  Postmaster-General  and  Minister 
of  Public  Instruction,  the  Hon.  W.  Gurr ;  Solicitor- General,  the  Hon.  A.  Wynne, 
M.L.C.  ;  Minister  of  Defence  and  Health,  the  Hon.  W.  McCuUoch,  M.L.C.  :  Ministers 
without  portfolio,  the  Hon.  E.  J.  Crooke,  M.L.C,  the  Hon.  P.  Phillips,  M.L.C.,  the 
Hon.  S.  Gillott,  M.L.A.,  the  Hon.  R.  McGregor,  M.L.A. 


HISTORICAL    INTRODUCTION. 


P^RT    I. 
ANCIENT    COLONIES. 


(1)    HELLENIC    CITY-STATES. 


Colonies  and  Plantations. — The  terms  "Colouy"  and ''Planta- 
tion "  were  originally  applied  to  English  settlements  abroad,  or  small 
communities  of  English  subjects  established  in  foreign  parts,  princi- 
pally for  the  purpose  of  raising  produce.  They  were  never  extended 
to  English  dominions  in  Europe,  such  as  Dunkirk,  Toulon,  and  Calais, 
whilst  those  places  belonged  to  the  kingdom,  nor  were  they,  nor  are 
they  at  the  present  time  used  in  reference  to  Jersey  or  Guernsey,  or 
other  islands  in  the  English  Channel.  For  some  years  the  terms 
colony  and  plantation  were  used  indiscriminately.  In  the  reign  of 
Charles  11.  "  Colony  "  came  into  general  use,  to  denote  the  relation  of 
dependence  in  which  American  Plantations  stood  to  the  Crown.  A 
colony  then  came  to  mean  a  plantation  which  had  a  Governor  and 
civil  establishment  subordinate  to  the  mother  country.  In  the  statute 
7  and  8  William  III.  c.  22,  declaring  void  Colonial  Laws  repugnant 
to  English  Law  applicable  to  the  colonies,  and  in  the  Navigation  Acts 
afterwards  passed,  the  two  names  are  used  without  distinction. — 
Petersdorff's  Abridgment,  vol.  V.,  p.  540. 

In  connection  with  a  new  instrument  of  Government  Avhich  marks 
the  transition  from  the  colonial  system  planted  in  Australia  over  one 
hundred  3'ears  ago  to  a  new  order  of  thing's,  a  higfher  and  more 
complex  political  organization,  a  larger  measure  of  self-government, 
and  a  more  matured  social  development,  it  will  be  fitting  to  draw 
attention  to  the  origin  and  growth  of  British  colonies,  and  to  some  of 
their  leading  characteristics  and  achievements,  and  to  compare  them 
with  the  colonies  of  antiquity  with  which  they  in  some  respects  agree, 
but  from  which  they  in  more  respects  differ.  They  agree  in  having, 
like  the  older  types,  sprung  from  a  parent  stock,  but  they  differ 
materially  in  the  circumstances  and  motives  which  led  to  their 
establishment,  in  their  primary  structure,  and  in  their  relations  with 
the  mother  country,  as  well  as  in  their  career  and  progress. 

Greek  Colonies. — Various  tribes  and  divisions,  of  which  the 
ancient  Hellenic  race  was  composed,  participated  in  the  settlements 
known  as  Greek  colonies.  The  causes  which  led  to  these  migra- 
tions were  the  pressure  of  population  on  the  means  of  subsistence 
within  the  narrow  limits  of  crowded  cities  ;  internal  dissensions  conse- 
1 


HISTORICAL  INTRODUCTION. 


quent  on  class  domination  and  party  faction  ;  and  a  love  for  maritime 
exploration  and  discovery. 

Among  the  first  recorded  of  these  settlements  were  the  Ionian 
colonies.  After  the  death  of  Codrus  (b.c,  1100,  according  to  the 
early  legends  of  Greek  history),  Ionian  adventurers  sailing  eastward 
and  northward  from  Attica,  established  themselves  in  that  part  of 
Asia  Minor  along  the  shores  of  the  ^gean  sea  from  Phocaea  to 
Miletus.  Twelve  cities  were  built,  the  principal  of  which  were 
Ephesus  and  Miletus.  They  were  severally  independent  of  the  States 
from  which  their  founders  had  emigrated,  but  they  formed  a  mutual 
association  for  common  purposes  known  as  the  Ionic  Confederacy. 
From  this  new  centre  expeditions  went  forth  and  planted  commercial 
emporiums  on  the  shores  of  the  Black  Sea,  including  one  from  Miletus 
which  established  Sinope,  the  greatest  and  most  important  of  the 
colonial  stations  fronting  the  Euxine.  Trebezus  (Trebizond)  was 
afterwards  settled  from  Sinope. 

Whilst  the  lonians  were  thus  engaged,  another  body  of  Greeks, 
^olians,  proceeding  from  Thessaly  and  Boeotia,  founded  ^olian 
colonies  on  the  northern  islands  of  the  ^gean  sea,  and  on  the 
northern  part  of  the  Avestern  coast  of  Asia  Minor.  They  also  were 
united  in  a  confederacy  of  twelve  cities,  called  the  ^olian  Con- 
federacy, the  chief  of  which  were  Lesbos  and  Tenedos. 

In  like  manner  the  Dorians,  another  Hellenic  tribe,  settled  in  the 
southern  islands  and  in  the  southern  part  of  the  western  coast  of 
Asia  Minor.  Six  of  these  cities  formed  themselves  into  the  Dorian 
Confederacy.  In  658  B.C.,  Greek  emigrants  from  Megara  established 
a  colony  at  Byzantium,  commanding  an  entrance  to  the  Euxine,  which 
grew  into  an  important  centre,  and  in  after  ages  became  Constanti- 
nople. The  Dorians  and  other  Greeks  sailing  along  the  Mediterranean 
westward  and  southward  from  their  central  home  reached  Sicily, 
Italy,  Gaul  (South  France),  and  even  Africa;  planting  in  Sicily, 
Syracuse  and  Agrigentum,  two  of  the  most  splendid  cities  of  the 
ancient  world;  in  the  forked  peninsula  of  Italy,  cities  such  as 
Tarentuni,  Sybaris,  Croton,  Metapontum,  Ehegium,  Cumje,  and 
Neapolis  (Naples),  in  which  Greek  civilization  became  so  advanced 
and  the  colonists  so  numerous  that  Lower  Italy  was  known  as  Grtecia 
Magna  or  Great  Greece ;  in  the  south  of  Gaul,  Massilia  (Marseilles), 
whicli  for  centuries  was  one  of  the  most  important  commercial  centres 
of  the  Meditei-ranean ;  and  on  the  northern  shore  of  Africa,  between 
the  Nile  and  Carthage,  Cyrene,  occupying  a  fine  maritime  situation 
wliich  developed  into  a  city  rivalling  the  Phoenician  capital  in  wealth 
and  splendour. 

The  very  name  "  Apoikia,"  by  which  these  primitive  communities 
were  known,  indicated  their  true  character  and  origin.  A  Greek 
colony  was  not  a  mere  plantation  retaining  its  connection  with  the 
parent  state  from  which  its  pioneers  had  emigrated ;  it  was  literally  a 
going-away-from-home,  a  parting,  a  complete  separation.  These 
colonial  groups  went  away  from  their  old  city-states,  like  swarms 
from  old  hives,  to  cluster  in  new  hives,  to  cultivate  new  lands,  to 
found  new  cities,  to  establish  new  centres  of  trade  and  commerce. 
Following,  in  their  tiny  ships,  the  ebbs  and  flows  of  the  great  tidal 


ANCIENT   COLONIES. 


sea,  they,  for  the  most  part,  clung  to  its  coastal  regions.  They 
explored  what  was  to  them  a  new  world  of  strange  waters,  and  here 
and  there  on  the  narrow  fringes  of  the  seaboard  they  made  camps 
which  grew  into  towns  and  bustling  cities,  pulsating  with  new  life 
and  new  energy.  The  situations  selected  afforded  convenient  sites 
within  communication,  by  sea,  with  their  ancient  seats,  and  at  the 
same  time  they  were  accessible  to  an  avenue  of  retreat  from  the 
invasions  of  barbarous  hordes,  should  they  emerge  from  the  interior. 

Greek  colonization  was  not  promoted  by  state-aid  or  state- 
patronage.  It  was  in  some  instances  prosecuted  in  spite  of  the 
opposition  of  Greek  cities,  from  which  the  migrating  swarms  went 
forth.  From  small  beginnings  these  insignificant  groups,  whilst  pre- 
serving the  laws,  customs,  and  institutions  of  their  mother-cities, 
which  they  regarded  with  respect  and  reverence,  grew  in  power, 
influence,  and  importance,  and  became  autonomous  political  com- 
munities. With  one  or  two  exceptions  each  of  them  enjoyed  the 
unfettered  right  of  self-government.  Until  they  became  subject  to 
local  despots,  or  were  crushed  by  foreign  conquest,  the  people  of  each 
colony  exercised  perfect  freedom  in  the  management  of  their  own 
affairs ;  they  appointed  their  own  leaders  and  magistrates,  and,  even 
in  their  foreign  relations,  they  were  independent  of  their  mother-city ; 
they  could  declare  war  and  make  peace  with  her  public  enemies.  In 
every  respect,  therefore,  these  small  Greek  societies  were  free  and 
sovereign  commonwealths,  having  the  obligation  to  maintain  that 
freedom  and  sovereignty  against  external  attacks,  by  their  own  prowess 
and  with  their  own  resources.  They  owed  no  allegiance  to  any 
distant  hereditary  king,  nor  were  they  under  subjection  to  any 
political  state  except  their  own.  The  mother-cities  from  which  they 
had  migrated  regarded  them  as  emancipated  children  over  whom  they 
exercised  no  direct  authority  or  jurisdiction ;  guaranteed  them  favours 
and  assistance  in  times  of  difficulty  and  danger,  and  expected  nothing 
in  return  except  filial  respect  and  gratitude. 

In  the  course  of  time  some  of  these  Greek  colonies  equalled  if 
they  did  not  surpass  the  mother-cities  in  wealth,  population,  art, 
philosophy  and  poetry,  and  in  all  the  achievements  of  culture  and 
civilized  life.  The  only  ties  tending  to  draw  them  together  in  sym- 
pathy were  those  of  common  language,  common  religion  and  common 
blood ;  vital  forces  which  seldom  fail  to  yield  tremendous  results  in 
the  history  of  mankind.  This  community  of  sentiment  led  in  some 
instances  to  something  like  a  federal  union  between  the  original  states 
and  their  colonial  offshoots  ;  such  as  the  defensive  league  between 
Imperial  Athens  and  the  powerful  Ionian  cities  of  the  JEgean  sea  and 
Asian  shore,  known  as  the  Confederation  of  Delos. — Adam  Smith's 
Wealth  of  Nations,  pp.  249,  252,  454.  Conversations  Lexicon,  vol. 
VI.,  p.  768. 

"  The  Greek  colonist,  citizen  of  a  city,  planted  a  city.  Severed 
from  his  native  city,  severed  perhaps  by  such  a  world  of  waters  as 
that  which  parts  Euboia  from  Sicily  or  by  such  a  wider  world  of 
waters  as  parts  Phokaia  from  Gaul,  he  could  no  longer  remain  a 
citizen  of  his  own  city ;  he  could  no  longer  discharge  the  duties  of 
citizenship  on  a  distant  spot ;    he  could  no  longer  join  in  the  debates 


HISTORICAL  INTRODUCTION 


of  the  old  agore ;  he  could  no  longer  join  in  the  worship  of  the  old 
temple ;  but  he  must  still  have  some  agore  and  some  temple ;  he  must 
still  have  a  city  to  dwell  in,  a  city  in  which  still  to  dwell  the  life  of  a 
free  Greek,  when  he  could  no  longer  live  that  life  in  the  city  of  his 
birth.  So  he  planted  a  city,  a  free  city,  a  city  that  knew  no  lord, 
that  knew  no  ruling  city,  a  city  furnished  from  the  first  with  all  that 
was  needed  for  the  life  of  a  Greek  commonwealth,  a  city  free  and 
independent  from  its  birth.  And  he  dAvelled  in  the  new  city  as  he 
once  dwelled  in  the  old ;  he  gave  himself  to  .make  the  new  worthy  of 
the  old,  the  daughter  worthy  of  the  mother.  But  did  he  thereby 
deem  that  he  had  ceased  to  be  a  Greek  ?  Did  he  deem  that  he 
had  severed  himself  from  Greece  ?  Did  he  even  deem  that  he 
had  broken  off  from  all  duty  and  fellowship  towards  the  city 
from  whence  he  had  set  forth  ?  No ;  dw^ell  where  he  might,  the 
Greek  remained  a  Greek  ;  wherever  he  went  he  carried  Hellas  with 
him ;  in  Asia,  in  Libya,  in  Sicily,  in  Italy,  in  Gaul,  far  away  by  the 
pillars  that  guarded  the  mouth  of  Ocean,  far  away  in  the  inmost 
recesses  of  the  Inhospitable  Sea,  wherever  he  trod,  a  new  Hellas,  if 
we  will,  a  Greater  Hellas,  sprang  into  being ;  on  those  new  shores  of 
Hellas  he  kept  his  old  Hellenic  heart,  his  old  Hellenic  fellowship  ;  he 
still  kept  the  tongue  and  customs  of  his  folk ;  he  ciave  to  the  gods  of 
his  folk ;  he  could  go  to  the  old  land  and  consult  their  oracles,  he  could 
claim  his  place  in  their  sacred  games,  as  freely  as  if  he  still  dwelled 
by  the  banks  of  the  Spartan  Eurotas  or  under  the  shadow  of  the  holy 
rock  of  Athens.  And  how  fared  he  towards  the  city  of  his  birth, 
the  metropolis,  the  mother-city  of  his  new  home,  the  birthplace  and 
ci-adle  of  himself  and  his  fellow-citizens  of  his  new  city  ?  Political 
tie  none  remained ;  no  such  tie  could  remain  among  a  system  of  cities. 
Parent  and  child  were  on  the  political  side  necessarily  parted ;  the 
colonist  could  exercise  no  political  rights  in  the  mother-city,  nor  did 
the  mother-city  put  forward  any  claim  to  be  lady  and  mistress  of  her 
distant  daughter.  Still  the  love,  the  reverence,  due  to  a  parent  was 
never  lacking.  The  tie  of  memory,  the  tie  of  kindred,  the  tie  of 
religion,  were  themselves  so  strong  that  no  tie  of  political  allegiance 
was  needed  to  make  them  stronger.  The  sacred  fire  on  the  hearth  of 
the  new  city  was  kindled  from  the  hearth  of  its  mother;  the  parent 
was  honoured  with  fitting  honours,  her  gods  were  honoured  with 
fitting  offerings;  her  citizens  were  welcomed  as  elder  brethren  when 
they  visited  the  younger  city.  And  when  the  child  itself  became  a 
parent,  when  the  new  city  itself  sent  forth  its  colonies,  the  mother- 
city  of  all  was  prayed  to  share  in  the  work  and  to  send  forth  elder 
brethren  of  her  own  stock  to  be  leaders  in  the  enterprise  of  her 
children." — Freeman's  Greater  Greece  and  Greater  Britain,  pp.  26-29. 

(2)  ROMAN  COLONIC. 

Roman  Colonies. — The  Roman  system  of  colonization  differed 
materially  from  the  autonomous  settlements  of  the  Greeks.  A 
"  Colony,"  as  its  derivation  from  the  Latin  "  Colonia  "  denotes,  was 
originally  a  plantation  of  coloni,  or  farmers,  under  the  protection  of 
the  central  government ;  it  was  not  an  apoikia  or  a  separate  state. 


ANCIENT   COLONIES.  5 


Roman  colonies  "svere  established  by  the  Roman  government  as  a 
matter  of  national  policy,  and  for  political  and  military  considerations. 
In  the  early  history  of  the  Republic,  as  the  Romans  gradually  sub- 
jugated the  various  Italian  races  with  whom  they  came  into  contact, 
lands  of  the  conquered  people  were  divided  among  Roman  citizens, 
who  were  distributed  in  groups  under  military  protection. 

AVhen  the  Etruscans  were  finally  vanquished,  numerous  military 
garrisons,  which  developed  into  colonies,  were  founded  in  various 
parts  of  Etruria.  The  national  character  of  the  surviving  Etruscans 
was  in  that  way  gradually  destroyed,  and  they  were  ultimately 
Romanised.  Florentia,  one  of  the  towns  of  Etruria,  thus  became  a 
leading  Roman  colony;  its  greatness  under  the  name  of  Florence 
dates  from  the  Middle  Ages.  So  when  the  Samnites  were  finally 
conquered  Samnium  was  laid  waste  and  most  of  the  inhabitants  were 
sold  into  slavery ;  their  places  were  supplied  by  Roman  citizens 
clamouring  for  land.  After  the  conquest  of  Cis- Alpine  Gaul,  Yenetia 
became  a  Roman  dominion  ;  military  stations  were  formed,  and  the 
land  was  divided  among  the  victors,  as  in  the  case  of  Etruria  and 
Samnium.  When  Trans  Alpine  Gaul  was  brought  under  the  Roman 
yoke  it  was  divided  into  four  provinces,  in  each  of  which  was 
established  a  military  colony.  The  name  and  identity  of  one  of  them, 
Lugdunum,  situated  at  the  confluence  of  the  Rhone  and  Saone,  still 
survives  in  the  name  of  Lyons.  Similarly  the  name  and  identity  of 
another,  Colonia  Agrippina,  on  the  Rhine,  settled  by  the  Emperor 
Claudian,  is  preserved  in  the  modern  city  of  Cologne. 

For  over  three  hundred  years  Britain,  like  Gaul,  was  subjected 
to  the  dominion  of  the  Roman  Empire.  At  the  maturity  of  Roman 
occupation  (304  A.D.)  there  were  five  divisions  or  provinces.  Each 
of  these  provinces  had  a  separate  local  ruler,  subject  to  the  Governor- 
General  of  Britain,  who  was  appointed  by  the  Emperor  under  the  title 
of  Prefect.  This  Prefect  exercised  all  but  sovereign  authority,  ha^'ing 
supreme  military  and  judicial  power.  Under  the  Prefect  was  a  Pro- 
curator or  Qutestor,  who  levied  taxes  and  administered  the  revenue. 
The  chief  military  and  civil  power  of  the  Roman  Government  was 
centralised  in  about  one  hundred  cities  ;  the  principal  being  London, 
Colchester,  Bath,  Gloucester,  Chester,  Lincoln,  and  Chesterfield.  Most 
of  these  were  built  on  lands  which  the  Emperor  had  granted  to  the 
veterans  of  the  conquering  legions.  The  descendants  of  these 
warriors  formed  the  greater  part  of  the  population  of  the  cities.  The 
ten  largest  cities  enjoyed  a  special  privilege,  called  the  Jics  Latii,  an 
incomplete  citizenship,  which  conferred  on  them  the  right  to  elect 
their  own  magistrates.  The  inferior  ones,  called  Stipendiaries,  were 
governed  by  ofiicers  under  the  Prefect's  authority,  and  paid  tribute 
to  the  Emperor. — Cassell's  History  of  England,  Vol.  L,  p.  19. 


HISTORICAL  INTRODUCTION. 


F-A.RT    IT. 
MODERN    COLONIZATION 


(1)  IN  AMERICA,  AFRICA  AND  ASIA. 


Spanish  and  Portuguese  Colonies. — It  was  a  great  day  in  the 
world's  history  when  Christopher  Columbus,  a  Genoese  pilot,  set  sail 
from  Spain  with  a  small  fleet  of  three  vessels  bound  on  that  memor- 
able voyage  which  resulted  in  the  discovery  of  America,  and  in  the 
opening  of  new  regions  for  the  industrial  activity  and  enterprise  of 
civilized  man.  After  years  of  endeavour  he  had  convinced  Ferdinand 
and  Isabella  of  Spain  that  the  realms  of  Indian  wealth  and  treasure 
could  be  reached  by  sailing  in  the  direction  of  the  setting  sun  ;  that, 
the  earth  being  round,  the  countries  of  the  east  could  be  attained  by 
sailing  to  the  west,  so  that  communication  could  be  established  over 
the  whole  world  across  the  sublime  highway  of  the  ocean.  Bold 
mariner  was  he,  indeed,  in  that  age,  when  the  lamp  of  science  burnt 
dimly,  to  gaze  across  the  wild  Avaves  of  the  Atlantic,  and,  beyond  its 
primeval  darkness,  to  see  the  light  of  promise  with  its  glimmering 
rays  leading  on  to  modern  civilization.  How  transported  with  delight 
he  was  when,  after  tossing  about  in  strange  seas  for  twenty-one  days, 
without  sight  of  land,  he  saw  grass  floating  on  the  waves,  and  birds 
appeared  on  the  western  horizon  as  the  gentle  messengers  of  a  harbour 
of  safety.  It  was  on  the  night  of  the  12tli  October,  1492,  that 
Columbus  from  the  deck  of  his  vessel  descried  a  dim  light  flickering 
across  the  waves ;  and  at  2  o'clock  in  the  morning  a  cannon  shot  from 
the  Pinta  announced  that  a  sailor  had  discovered  land. 

That  light  was  a  spark  that  has  since  illuminated  the  whole  world, 
and  the  cannon  shot  will  be  heard  echoing  through  all  time.  To 
Christopher  Columbus  is  due  the  immortal  honour  of  having  discovered 
the  continent  of  America.  He  was  the  first  of  a  long  line  of  maritime 
pioneers  and  discoverers  who  lifted  the  curtain  of  the  trackless  deep — 
who  ploughed  their  way  from  sea  to  sea,  from  ocean  to  ocean,  from 
continent  to  continent,  until  the  great  work  of  circumnavigating  the 
globe,  so  daringly  begun,  was  duly  accomplished. 

The  second  great  voyage  which  largely  assisted  to  expand  the 
dominion  of  European  civilization  was  that  performed  six  years  after 
the  discovery  of  America,  by  Vasco  da  Gama,  a  Portuguese  navigator. 
To  that  distinguished  man  was  entrusted  the  execution  of  the  project 
of  sailing  from  Portugal  to  India  round  the  continent  of  Africa.  It 
may  seem  strange  that  both  the  expedition  of  Columbus  and  that  of 
Vasco  da  Gama  were  launched  for  the  purpose  of  reaching  India. 
But  the  fact  is  that  the  nearest  and  safest  route  to  the  riches  of  Cathay 
and  the  trade  of  India  was,  to  the  commercial  nations  of  the  south- 
west of  Europe,  a  problem  of  vital  importance;  they  wished  to  com- 
pete with  Venice  and  Genoa,  which  long  enjoyed  the  monopoly  of 
that  trade  by  way  of  eastern  caravan  routes.     Hence  it  was  that  the 


MODERN   COLONIZATION. 


Portuguese  were  endeavouring  to  explore  the  western  coast  of  Africa, 
with  a  view  to  reaching  India  by  passing  round  its  most  southern 
promontory,  many  years  before  Cokimbus  conceived  the  daring  idea 
of  sailing  westward  to  India,  in  essaying  which  he  was  stopped  by  the 
Isthmus  of  Panama. 

The  Cape  of  Good  Hope  was  discovered  by  Bartholomew  Diaz  in 
1486.  It  was  doubled  by  Vasco  da  Gama's  fleet  in  November,  1497, 
and  subsequently  he  arrived  at  Calicut,  on  the  Malabar  coast  of  India, 
the  goal  of  his  enterprise,  where  he  established  a  trading  station 
which  marked  the  beginning  of  the  European  conquest  of  India.  In 
comparing  the  achievements  of  Columbus  and  Da  Gama  as  pioneers 
of  oceanic  exploration,  it  may  be  noted  that  whilst  Columbus  crossed 
a  wild  waste  of  waters,  upon  which  man  had  never  previously 
ventured,  Da  Gama,  in  circumnavigating  Africa,  followed  the  track  of 
Pharoah  Necho,  an  Egyptian  king,  whose  ships  had  sailed  round 
Africa  more  than  2,000  years  before.  But,  for  supreme  grandeur,  no 
exploit  in  the  history  of  the  human  race  is  equal  to  the  voyage  of 
Fernando  Magellan,  a  Portuguese  mariner,  who  inaugurated  an 
expedition  which  first  sailed  round  the  world,  demonstrating  beyond 
all  doubt  the  rotundity  of  our  planet,  and  leading  the  way  to  the 
discovery  of  new  islands  and  a  new  continent  in  the  Southern  Hemi- 
sphere. In  September  of  the  year  1519  Magellan  was  entrusted  by 
Charles  Y.  of  Spain  with  the  command  of  a  fleet  of  five  ships  fitted 
out  for  the  purpose  of  exploring  the  southern  seas.  Magellan 
succeeded  in  discovering  the  famous  straits  which  bear  his  name, 
running  between  the  southern  headland  of  South  America  and  Terra- 
del-Fuego;  thence  he  passed  into  the  broad  expanse  of  the  Pacific 
Ocean,  to  which  he  gave  its  present  name.  Continuing  his  voyage, 
he  sailed  on,  and  on,  month  after  month,  undergoing  pi'ivations  and 
encountering  perils,  until  at  last,  in  the  year  1521,  he  arrived  at  the 
Philippine  Islands,  north  of  Australia,  where  he  was  killed  in  a 
skirmish  with  the  natives.  His  vessel,  conveying  his  records,  charts 
and  observations,  was  brought  back  to  Spain  by  way  of  the  Cape  of 
Good  Hope.  The  circumnavigation  of  the  globe  was  thus  completed 
after  a  three  years'  voyage  of  unparalleled  difliculty  and  danger;  the 
saddest  event  of  the  expedition  being  the  loss  of  its  intrepid  com- 
mander before  he  had  seen  the  accomplishment  of  his  world-wide 
enterprise.  It  must  be  admitted  that  this  voyage  was  the  most 
triumphant  in  the  whole  record  of  navigation,  ancient  or  modern. 
It  was  Magellan  who  burst  through  the  gates  of  the  American 
continent ;  it  was  he  who  first  navigated  the  majestic  Pacific,  with  its 
numerous  islands  and  its  mighty  highway  from  America  to  the  Indian 
Ocean,  preparing  the  way  for  much  that  was  to  follow  in  the  fulness 
of  time.  Well  has  Dr.  Draper  written  of  Magellan — "  He  impressed 
his  name  on  earth  and  sky ;  on  the  straits  connecting  two  oceans, 
and  on  clouds  of  starry  worlds  seen  in  the  southern  sky." — The 
Intellectual  Development' of  Europe,  Vol.  II.,  p.  169. 

Pioneers  of  Modern  Colonization. — Christopher  Columbus,  Vasco 
da  Gama  and  Fernando  Magellan  were  the  first  great  pioneers  of 
modern  colonization  to  whom  reference  must  necessarily  be  made  in 
any   account   of  the   beginning  and  expansion  of   England's  empire 


HISTORICAL  INTRODUCTION. 


beyond  the  seas  ;  for,  although  theii-  expeditions  and  discoveries  were 
conducted  in  the  interests  and  at  the  expense  and  direction  o£  Spain 
and  Portugal,  the  time  came  when  England  obtained  possession  of  most 
of  the  countries  which  they  added  to  the  inheritance  of  civilized  man. 
They  prepared  the  way  for  Sir  Francis  Drake's  circumnavigation  of 
the  earth  in  1578,  and  for  James  Cook's  voyage  in  1769-70.  The 
nation  and  the  generation  who  sow  the  seed  of  progress  do  not 
always  gather  in  the  harvest,  but  sooner  or  later  the  human  race,  as 
a  whole,  enjoys  and  profits  by  what  has  been  planted  "  with  the 
blood  and  tears  of  a  few."  So  it  was  in  the  case  of  those  renowned 
navigators.  Where  now  is  the  colonial  empire  of  Spain  ?  Nothing 
remains;  her  provinces  were  lost  in  the  hurricane  of  revolution  and 
conquest.  Where  is  now  the  colonial  empire  of  Portugal  ?  Not  an 
island  of  any  consequence  remains  to  speak  of  departed  fame. 

To  England  fell  the  greatest  and  richest  share  of  the  glorious 
result  of  those  three  great  voyages  which  "  broke  the  night  of  ages ; " 
which  ushered  in  modern  times  with  all  their  bustling  activity ;  which 
directed  the  course  of  civilization  from  the  east  to  the  west — from 
rivers  such  as  the  Nile,  the  Tiber,  the  Euphrates,  the  Danube  and  the 
Rhine,  and  from  inland  seas,  such  as  the  Black,  the  Baltic  and  the 
Mediterranean,  to  the  broad  Atlantic  and  the  far-reaching  stretches 
of  the  Pacific  Ocean.  From  that  time  the  nations  of  the  Medi- 
terranean were  destined  no  longer  to  monopolize  the  commerce  of  the 
world.  Egypt  ceased  to  be  the  avenue  to  India ;  Europe  was  startled 
by  the  intelligence  brought  in  quick  succession  from  the  new  world, 
and  an  impetus  of  an  unprecedented  character  was  given  to  the  spirit 
of  adventure  and  discovery.  Then  began  the  mighty  race  for  slices 
of  the  new  world.  England,  of  the  sixteenth  century,  was  not 
behindhand  ;  she  now  began  to  lead  the  vanguard  of  nations  in  that 
grand  struggle.     See  Seeley's  "Growth  of  British  Policy." 

In  many  respects  the  English  at  that  time  were  peculiarly 
qualified  for  the  work  to  be  done.  For  over  a  thousand  years  the 
people  of  the  island  had  been  going  through  various  stages  of 
preparation  and  apprenticeship  calculated  to  fit  them  for  the  arts  of 
navigation  and  colonization.  In  the  first  place,  England  itself  had 
been  for  many  centuries  a  colony  belonging  to  different  and  successive 
nations.  The  Phoenicians,  the  Romans,  the  Danes,  the  Saxons  and 
the  Normans,  had,  in  successive  periods,  planted  colonies  in  British 
soil,  which  left  enduring  traces  in  the  country  and  in  the  character  of 
the  inhabitants.     Then,  again,  the  main  element  of  the  amalgamated 

Population  of  Britain  was  composed  of  a  sea-faring  people,  having 
abits  and  instincts  which  attached  them  to  the  sea  and  its 
associations.  Under  these  cii'cumstances  it  is  hardly  surprising  to  see 
the  English  come  to  the  front  in  this  remarkable  epoch  of  geo- 
graphical discovery  and  maritime  enterprise. 

North  American  Discoveries. — Four  years  after  Columbus  had 
discovered  America,  and  whilst  Vasco  da  Gama  was  preparing  to 
circumnavigate  Africa,  John  Cabot,  a  Venetian  pilot,  with  his  son, 
Sebastian,  a  native  of  Bristol,  obtained  from  King  Henry  VII.  letters 
patent  authorizing  them  to  proceed  on  a  voyage  of  exploration 
towards   the  north-west,  in  order,  if  possible,  to  find,  conquer  and 


MODERN   COLONIZATION. 


settle  unknown  lands  for  the  English  crown.  The  King  supplied  one 
ship,  and  the  merchants  of  Bristol  and  London  placed  a  few  smaller 
ones  at  their  disposal,  and  with  this  meagre  fleet  ihe  Cabots,  father 
and  son,  sailed  forth  on  their  dangerous  enterprise.  The  result  of 
this  and  succeeding  voyages  made  by  John  and  Sebastian  Cabot  were 
most  momentous ;  they  laid  the  foundation  of  England's  trans-Atlantic 
colonial  empire.  In  June,  1497,  they  reached  the  coast  of  Newfound- 
land, or,  as  some  think,  of  Labrador.  Afterwards  they  sailed 
southwards  along  the  eastern  coast  of  the  American  continent  as  far 
as  Cape  Florida,  near  the  Gulf  of  Mexico.  They  were  the  first 
Europeans  who  sighted  and  surveyed  the  coastline  of  the  vast 
territory  which  was  subsequently  occupied  by  the  thirteen  original 
colonies,  and  which  now  belongs  to  the  United  States  Republic.  The 
discoveries  of  the  Cabots  gave  England  an  international  claim  to  the 
whole  of  North  America,  and  that  claim,  although  allowed  to  remain 
dormant  for  nearly  a  century,  was  eventually  asserted  in  an  emphatic 
and  practical  manner. 

The  Spanish  devoted  their  energies  and  resources  to  the  conquest 
of  Central  America,  and  a  part  of  South  America,  together  with  the 
adjacent  islands  known  as  the  West  Indies,  whilst  the  Portuguese 
took  possession  of  Brazil ;  but  neither  of  these  nations  explored  or 
asserted  a  right  to  North  America.  Whilst  the  Spaniards  and  Portu- 
guese were  plundering  and  enslaving  the  defenceless  natives  of  the 
south,  committing  unspeakable  outrages,  and  spreading  unutterable 
ruin  wherever  the  lust  of  gold  induced  them  to  extend  their  devasta- 
ting sway,  the  English  by  slow  and  cautious  steps  explored  the 
apparently  poor  and  inhospitable  coast  of  North  America.  Many 
disasters  and  failures  delayed  the  work  of  settlement.  For  many 
years  after  the  Cabots,  expeditions  were  sent  across  the  Atlantic  by 
English  enterprise,  for  the  purpose  of  finding  what  Columbus  failed 
to  discover — a  north-west  passage  to  India.  At  last  these  attempts 
were  for  the  time  given  up ;  the  route  of  Yasco  da  Gama  round  the 
Cape  of  Good  Hope  was  resorted  to,  and  trading  factories  were 
established  on  the  shores  of  the  Indian  Peninsula,  which  were  the 
feeble  beginnings  of  our  Indian  empire. 

First  English  Colonies  in  America. — After  John  and  Sebastian 
Cabot,  Sir  Humphrey  Gilbert  and  Sir  Walter  Raleigh  were  two  of 
the  most  famous  pioneers  of  English  colonization  in  North  America. 
Sir  Humphrey  Gilbert,  an  English  navigator  and  maritime  discoverer, 
obtained  from  Queen  Elizabeth,  in  1578,  a  patent  empowering  him  ta 
discover  and  colonize  any  unsettled  lands  which  he  might  reach. 
This  was  the  first  charter  granted  by  an  English  monarch  to  found 
colonies.  Two  expressions  from  this  remarkable  instrument  may  be 
quoted :  He  was  to  take  possession  of  "  all  remote  and  barbarous 
lands "  and  to  govern  them,  subject  to  the  proviso  that  "  all  who 
settled  there  should  have  and  enjoy  all  the  privileges  of  free  citizens 
and  natives  of  England."  In  his  first  voyage,  in  pursuance  of  this 
authority,  he  sailed  for  Newfoundland,  but  returned  home  unsuccess- 
ful. He  sailed  again  in  1583,  landed  on  the  shores  of  Newfoundland, 
took  possession  of  the  harbour  of  St.  Johns,  and  shortly  afterwards 
lost  his  life  in  a  storm  whilst  exploring  the  coast.     In  1585  Sir  Walter 


10  HISTORICAL  INTRODUCTION. 

Raleigh,  one  of  the  most  brilliant  figures  in  the  reign  of  Queen 
Elizabeth,  promulgated  a  scheme  for  the  settlement  of  those  parts  of 
North  America  not  appropriated  by  Christian  powers.  Through  his 
great  influence  with  the  Queen  he  obtained  an  extensive  patent  for 
that  purpose,  and  by  the  assistance  of  wealthy  friends  and  relatives 
two  ships  were  fitted  out  for  the  expedition.  It  is  interesting  to 
observe  that  one  of  the  clauses  of  Raleigh's  first  patent,  like  that  of 
Sir  Humphrey  Gilbert,  provided  that  the  English  subjects  who 
accompanied  him  should  have  a  guai'antee  of  the  ''  continuance  and 
enjoyment  of  all  the  rights  which  they  enjoyed  at  home."  It  was  a 
maxim  of  the  common  law  that,  if  an  uninhabited  country  were  dis- 
covered and  peopled  by  English  subjects,  they  were  supposed  to 
possess  themselves  of  it  for  the  benefit  of  their  sovereign,  and  that 
such  of  the  laws  of  England  as  were  applicable  and  necessary  to  their 
situation  and  the  conditions  of  an  infant  colony  were  immediately  in 
force ;  that  wherever  an  Englishman  went  he  carried  with  him  as 
much  of  English  law  and  liberty  as  the  nature  of  his  circumstances 
required. — Petersdorff's  Abridgment,  vol.  Y.,  p.  540.  Thus  earl}^ 
was  it  recognised  that  Englishmen  carried  their  political  birthright 
with  them  over  the  broad  surface  of  the  earth ;  that  the  charters  of 
freedom  for  which  their  ancestors  fought  were  not  left  behind,  but 
accompanied  them  to  their  new  homes  beyond  the  sea.  This  was  the 
fundamental  principle  of  English  colonization,  and  it  presents  a 
imarked  contrast  to  the  colonizing  systems  of  Spain,  Portugal  and 
France. 

In  this  expedition  Sir  Walter  Raleigh  founded  a  settlement  on 
Roanoke  Island,  in  what  is  now  North  Carolina.  A  few  years  pre- 
viously a  party  of  French  Huguenots  had  settled  at  Port  Royal,  in 
what  is  now  South  Carolina,  and  had  built  a  fort  which  they  called 
"  Arx  Carolina "  in  honour  of  Charles  IX.  of  France.  They  had, 
however,  been  murdered  by  the  Spaniards  from  the  adjoining  tei'ritory 
of  Florida.  Raleigh's  settlement  was  not  successful  and  was  soon 
broken  up.  His  vessels  brought  to  England  some  natural  productions 
which  proved  the  great  value  of  the  resources  of  the  country,  and 
another  expedition  was  sent  out  under  the  command  of  Sir  Richard 
•Grenville,  a  kinsman  of  Sir  Walter  Raleigh.  This  was  more  success-, 
ful,  and  resulted  in  the  foundation  of  the  colony  of  Virginia,  so  named 
in  honour  of  the  Virgin  Queen  Elizabeth.  It  was  the  first  and  greatest 
of  the  thirteen  colonies  established  under  the  protection  of  the  English 
flag.  It  is  said  that  to  Sir  Walter  Raleigh's  expedition  is  due  the 
introduction  of  the  potato  and  tobacco  plant  into  Europe.  In  these 
■early  attempts  at  colonization  failure  and  success  were  blended 
together,  and  it  was  not  until  about,  the  year  1606,  in  the  reign  of 
James  I.,  that  anything  like  safe  and  permanent  settlement  was 
•effected  in  these  strange  and  distant  regions. 

England's  struggle  with  Spain  had  been  long  and  deadly,  but  it 
ended  with  the  defeat  of  the  Spanish  Armada  in  the  year  1588. 
England  became  mistress  of  the  sea,  having  only  the  Dutch  as 
powerful  rivals ;  and  thus  there  were  no  longer  serious  dangers  in 
•the  way  of  maritime  discovery  and  adventure. 

The   reign   of  the  Stuarts,  disastrous  as  it  was  to   themselves, 


MODERN   COLONIZATION.  11 

prolific  as  it  was  in  civil  war  and  revolution  at  home,  was  above  all 
things  distinguished  by  the  growth  and  expansion  of  England's  first 
colonial  empire  in  Xorth  America.  Herein  can  be  seen  the  vitality 
and  energy  of  the  people  of  whom  we  are  the  descendants,  and  whose 
political  birthright  we  now  enjoy  with  the  fullest  measure  of  freedom. 
During  the  tyrannical  government  of  Charles  I.,  the  disorder  and 
uncertainty  of  the  Commonwealth  under  Cromwell,  and  the  perse- 
cution and  proscription  of  the  Restoration  under  Charles  II., 
thousands  of  Englishmen  and  Englishwomen  fled  from  their  land  to 
seek  for  liberty  and  safety  in  the  wilds  of  Xorth  America,  and  these 
were  the  pioneers  of  that  great  development  of  emigration  and 
colonization  which  paved  the  way  for  the  establishment  of  a  greater 
Britain  in  the  new  world.  And  here  one  general  remark  must  be 
made  as  to  the  character  of  these  momentous  movements  to  which  is 
mainly  owing  the  stability  and  success  of  the  early  colonies  of 
America.  These  colonies  were  founded  by  private  enterprise,  not 
with  the  assistance,  but  only  with  the  official  sanction  of  the  Crown. 
This  will  be  best  understood  by  a  brief  reference  to  examples. 

In  the  year  1606,  the  year  in  which  Torres  passed  through  the 
straits,  which  now  bear  iiis  name,  and  sighted  the  Australian  coast, 
two  companies  were  formed  for  the  purpose  of  colonizing  America — 
the  London  Company  and  the  Plymouth  Company.  To  the  London 
Company  was  assigned  by  King  James  I.  South  Virginia,  which 
extended  from  Cape  Fear  to  the  Potomac  River;  to  the  Plymouth 
Company  was  granted  Xorth  Virginia,  which  extended  from  the 
Hudson  River  to  Xewfoundland.  The  country  between  the  Hudson 
and  Potomac  was  declared  neutral  territory.  This  division  of 
Virsrinia,  Xorth  and  South,  included  nearly  the  whole  of  the  eastern 
fringe  of  Xorth  America,  but  that  divisional  nomenclature  was  not 
long  maintained.  The  London  Company  was  the  first  in  the  field, 
and  began  the  work  of  colonization  in  a  practical  manner,  though  at 
first  with  limited  success.  It  was  followed  by  the  Plymouth  Company, 
which  also  proceeded  to  distribute  grants  of  land  to  actual  settlers. 
The  title  of  each  of  these  companies  was  a  charter  from  the  Crown. 
The  charter  of  the  Loudon  Company  contained  provision  for  the 
creation  of  governing  councils  ;  one  in  London,  appointed  by  the 
King,  having  power  to  appoint  a  colonial  council,  endowed  with  the 
absolute  power  of  Government.  The  soil  was  vested  in  the  Company 
by  grant  from  the  Crown.  There  was  no  mention  made  of  repre- 
sentative assemblies  in  either  charter,  but  each  contained  a  clause 
somewhat  similar  to  that  of  Raleigh's  first  patent,  to  the  effect  that 
"  all  British  subjects  who  shall  go  and  inhabit  within  the  said  colony 
and  plantation,  and  their  children  and  posterity,  which  shall  happen 
to  be  born  within  the  limit  thereof,  shall  have  and  enjoy  all  the 
liberties,  franchises,  and  immunities  of  free  denizens  and  natural 
subjects  within  any  of  our  dominions,  to  all  intents  and  purposes,  as 
if  they  had  been  abiding  and  born  within  their  own  realms  of  England 
or  in  any  of  our  other  dominions."  This  contained  the  germ  from 
which  afterwards  sprang  the  system  of  representative  self-government 
in  the  American  colonies.  In  none  of  the  charters,  with  the 
exception  of  that  of  Jamaica,  to  which  allusion  will  presently  be  made. 


12  HISTORICAL  INTRODUCTION 

was  there  an  express  grant  of  representative  government,  but  the  right 
was  asserted  as  inherent  to  and  necessarily  a  part  of  those  liberties, 
franchises,  and  immunities  granted  in  the  charters. 

In  1607  Thomas  Gates  and  Company  sent  out,  under  the  leader- 
ship of  Christopher  Newport,  three  ships  containing  105  emigrants, 
who  were  landed  at  Chesapeake  Bay;  and  on  the  13th  May  of  that 
year  the  Commonwealth  of  Virginia  was  established  by  the  building 
of  Jamestown  on  the  James  River,  which  was  so  named  in  honour  of 
the  King.  This  party  consisted  of  gentlemen  of  fortune,  labourers, 
and  other  persons  of  no  occupation,  and  without  families,  who  were 
picked  up  in  London.  The  friendly  Indians  sold  them  land  and  pro- 
visions, and  they  struggled  along,  clearing  the  wilderness  and 
attempting  to  cultivate  the  soil.  Owing  to  misgovernment  and 
internal  dissensions  the  infant  colony  was  several  times  on  the  verge 
of  starvation  and  dissolution.  In  1609  the  London  Company  super- 
seded Gates'  Company  in  the  management  of  the  colony  and  sent  out 
Captain  John  Smith,  who  by  his  prudence  and  good  counsel  saved  the 
struggling  community  from  destruction.  It  was  next  reinforced  by 
fresh  arrivals  from  England  under  the  direction  of  Lord  Delaware. 
By  this  time  the  permanent  establishment  of  the  new  settlement  was 
assured.  Gradually  a  liberal  element  began  to  prevail  in  the  manage- 
ment of  the  London  Company,  and  in  1619  the  first  representative 
p,ssembly  came  into  existence.  In  the  quaint  language  of  an  old 
chi'onicle,  "a  House  of  Burgesses  broke  out  in  that  year."  The 
charter  of  James  I.  contained  no  provision  for  the  creation  of  such  an 
institution  as  "a  House  of  Burgesses;  "  nevertheless  that  House  was 
legally  acknowledged  by  the  Government  of  the  mother  country  as 
being  in  strict  accordance  with  the  principles  of  Sir  Walter  Raleigh's 
patent,  and  with  the  general  scope  of  the  clause  of  the  Company's 
charter. 

In  the  same  year  which  saw  the  forerunner  and  type  of  all 
American  assemblies,  convicts  were  sent  out  to  the  colonies  from 
England,  and  negro  slaves  were  introduced  by  the  Dutch.  The 
element  of  convictism  and  slavery  did  not  spread  to  any  very  large 
extent  in  the  early  history  of  America,  but  they  afterwards  became 
the  plague  spot  of  England's  colonial  empire.  The  practice  of  negro 
slavery  and  the  transportation  of  convicts  was  first  introduced  by  the 
Portuguese  and  the  Spaniards.  And  the  system  was  too  readily 
followed  by  other  nations. 

In  1624,  the  London  Company  surrendered  its  charter  to  the 
Crown,  but  the  House  of  Burgesses  elected  by  the  people  survived  the 
surrender  of  the  charter,  and  maintained  the  power  of  legislation  and 
taxation,  subject  to  the  veto  of  the  Governor.  We  have  referred  to 
the  preliminary  history  of  Virginia  at  some  length,  because  it  was  the 
earliest  settled,  and  the  largest,  richest,  and  most  populous  of  all  the 
original  thirteen  states.  It  was  afEectionately  called  the  "  old 
Dominion,"  and  also  the  "mother  of  Presidents,"  because  four  out  of 
live  Presidents  who  ruled  the  Republic  up  to  the  year  1824  were 
natives  of  Virginia.  It  was  the  birthplace  of  George  Washington, 
Thomas  Jefferson,  Richard  Henry  Lee,  and  Patrick  Henry,  who 
became  the  leaders  of  the  revolution. 


MODERN   COLONIZATION.  13 

Before  passing  from  Virginia,  reference  should  be  made  to  four 
other  colonies  adjacent  to  it  which  were  carved  out  of  the  original 
grant  of  territory  to  the  London  Company.  In  1623,  Sir  George 
Calvert,  afterwards  the  first  Lord  Baltimore,  received  a  grant  of  land 
forming  part  of  Virginia  from  Charles  I.  for  the  purpose  of  forming  a 
proprietary  colony.  It  was  called  Maryland  by  way  of  compliment  to 
Queen  Henrietta  Maria.  The  first  Lord  Baltimore  died  before  the 
letters  patent  were  sealed,  but  the  second  Lord  Baltimore  carried  out 
the  scheme  in  1632.  The  Baltimores  were  Eoman  Catholics,  and 
Maryland  was  settled  by  Catholic  gentry  and  others  belonging  to  that 
Church,  who  were  driven  from  England  during  the  fierce  persecutions 
of  these  times.  Maryland  became  the  "land  of  sanctuary ,''  and 
claimed  the  proud  distinction  of  being  a  refuge  for  the  toleration  of 
all  religious  denominations.  Its  form  of  administration  was  by  a 
Governor  having  a  patent  right  to  veto  acts  of  the  legislature,  which 
consisted  of  an  [Jpper  House  nominated  by  him,  and  a  Lower  House 
elected  by  the  people.  The  colony,  according  to  the  patent,  belonged 
to  the  proprietors,  who  nominated  an  administrative  council  and 
granted  governmental  privnleges,  for  which  they  received  certain 
consideration. 

In  1662  the  southern  part  of  Virginia  was  granted  as  a  proprietary 
colony  to  Lord  Clarendon  and  others  by  Chai'les  II.  under  the  name 
of  "  Carolina."  Its  early  population  consisted  for  the  most  part  of 
emigrants  from  Virginia.  The  young  colony  obtained  a  representative 
assembly  in  1667,  but  its  form  of  government  was  similar  to  that  of 
the  proprietary  colony  of  Maryland.  However,  in  1717  the  pro- 
prietors surrendered  their  patent  to  the  Crown,  and  Carolina  became 
a  royal  colony  by  purchase.  In  1729,  Carolina  was  divided  into  two 
separate  and  independent  districts.  North  and  South  Carolina,  which 
afterwards  became  two  of  the  most  important  states  of  the  union. 

Georgia,  which  was  organised  into  a  colony  in  1732,  was  the  fifth 
distinct  settlement  carved  out  of  the  Virginia  foundation. 

Passing  now  to  the  northern  group  of  colonies  which  were  formed 
out  of  the  territory  assigned  to  the  Plymouth  Company,  we  find  a 
record  of  progress  and  cultivation  of  the  soil  proceeding  in  the  teeth 
of  trials  and  obstacles  as  extraordinary  as  those  experienced  in  the 
history  of  Virginia  and  its  offshoots  in  the  south.  Under  the  direction 
and  with  the  license  of  the  Plymouth  Company,  a  settlement  was, 
during  the  year  1620,  formed  at  Massachusetts  Bay  by  the  famous 
and  heroic  "  Pilgrim  Fathers,"  who  were  compelled  to  leave  England 
on  account  of  the  persecution  to  which  they  were  subjected  for  their 
non-conformity  to  the  Church  of  England.  The  sailed  from  South- 
ampton for  America  to  the  number  of  102  persons,  in  the  Mayfloicer, 
a  little  vessel  of  160  tons  burden,  and  landed  on  21st  December,  1620, 
at  a  place  which  they  named  New  Plymouth,  where  they  long  had  a 
desperate  struggle  for  existence  owing  to  the  coldness  of  the  climate, 
the  poverty  of  their  circumstances,  and  attacks  by  the  Indians.  They 
were  afterwards  joined  by  a  society  of  Puritans,  who  also  sought 
refuge  there  from  the  ecclesiastical  policy  of  Charles  I.  Massachusetts 
became  the  centre  and  leader  of  four  important  colonies  which  in  a 
few  years  sprang  into  existence  in  the  North,   between   the   Hudson 


U  HISTOEICAL  INTRODUCTION. 


River  and  Newfoundland.  They  were  known  as  the  New  England 
Colonies,  New  England  being  the  designation  applied  to  the  whole  of 
that  region  by  Captain  John  Smith,  who  explored  the  coast  in  the 
year  1614. 

Settlers  went  to  the  south  of  Massachusetts,  and  formed  the 
colonies  of  Connecticut  and  Rhode  Island,  which  received  separate 
charters  from  the  Crown.  A  fishing  village  to  the  north  of  Massa- 
chusetts, established  under  a  grant  of  land  to  one  John  Mason,  became 
the  nucleus  of  the  colony  of  New  Hampshire. 

Such  were  the  four  important  plantations  formed  out  of  New  Eng- 
land, the  territory  of  the  Plymouth  Company.  The  Plymouth  Company 
finally  surrendered  its  charter,  and  Massachusetts  received  an  inde- 
pendent charter  from  Charles  I.  in  1629,  whilst  Connecticut  and 
Rhode  Island  received  separate  charters  from  Charles  II.  in  1662. 
These  were  the  famous  New  England  colonies,  in  which  there  was  a 
larger  measure  of  political  freedom  and  local  self-government  than 
in  any  of  the  North  American  plantations.  They  were  chartered 
colonies,  in  which  the  sovereign  parted  with  his  rights  and  preroga- 
tives either  wholly  or  in  part  to  the  settlers,  who  elected  their  own 
representative  assemblies,  having  the  power  of  legislation  without 
appeal  to  the  Crown,  there  being  no  royal  governor  or  royal  agent 
within  the  colonies.  They  elected  their  own  governors,  as  well  as 
their  Parliamentary  representatives  in  the  Upper  and  Lower  Houses. 
The  Home  Government  did  not  interfere  with  them  in  any  way. 
They  were,  in  fact,  simple  democracies,  if  not  veritable  republics,  the 
highest  achievement  in  the  way  of  political  organisation,  and  the 
nearest  approach  to  independent  states  attained  by  any  of  the  thirteen 
colonies  before  the  revolution.  The  only  terms  and  conditions  under 
which  these  colonies  held  their  charters  of  colonization  were,  first, 
allegiance  to  the  Crown,  and,  secondly,  that  one-fifth  of  the  gold  and 
silver  found  within  their  jurisdiction  should  be  paid  to  the  King.  In 
the  year  1665,  only  40  years  after  the  foundation  of  Massachusetts, 
and  100  years  before  the  Declaration  of  Independence,  we  find  the 
people  of  that  settlement  asserting  that  they  did  not  regard  themselves 
as  subject  to  England,  and  maintaining  that  as  long  as  they  paid  one- 
fifth  of  all  the  gold  and  silver  according  to  the  terms  of  their  charter 
"  they  were  not  obliged  to  the  king,  but  by  civility."  These  advanced 
ideas  of  colonial  independence  and  autonomy  received  a  startling 
development  and  a  determined  assertion  during  the  subsequent  con- 
flict with  England,  for  it  was  in  Massachusetts  that  the  battles  of 
Lexington  and  Bunker's  Hill  were  fought. 

We  have  now  referred  to  two  groups  of  colonies,  that  of  Virginia 
and  that  of  Massachusetts,  which  are  described  as  the  original  foun- 
dations of  British  colonization  in  North  America.  There  remains  a 
third  group,  which  grew  up  in  the  neutral  zone  between  the  Potomac 
and  the  Hudson  rivers,  between  Virginia  and  New  England.  Whilst 
settlement  was  proceeding  in  the  vast  country  to  the  north  and  the 
south,  this  central  territory  was  explored  by  the  Dutch,  who  established 
a  trading  station  at  Manhattan,  the  site  of  the  present  city  of  New 
York.  The  Dutch  Government  assigned  this  locality  to  the  Dutch 
West  India  Company.     It  was  named  New  Netherlands,  and  the  town 


MODERN   COLONIZATION.  15 

which  sprang  into  existence  at  the  mouth  of  the  Hudson,  a  river 
discovered  by  Henry  Hudson,  an  Englishman  in  the  service  of  the 
Dutch,  was  called  New  Amsterdam.  The  Dutch,  however,  had  a  very 
precarious  title  and  tenure  of  this  country,  and  they  were  soon 
cleared  out  of  North  America.  After  the  restoration  of  Charles  II. 
in  1660,  England  and  Holland  went  to  war,  and  a  fatal  blow  was 
struck  at  the  colonial  possessions  of  the  Dutch.  An  English  fleet 
under  Colonel  Nichols  proceeded  to  New  Amsterdam  and  conquered 
it,  driving  out  the  Dutch,  and  converting  it  into  an  English  settle- 
ment. It  was  granted  as  a  proprietary  colony  by  Charles  II.  to  his 
brother,  the  Duke  of  York,  after  whom  it  received  the  name  of  New 
York.  The  Duke  granted  a  part  of  the  territory  of  New  York  to  Lord 
John  Berkeley  and  Sir  George  Carteret,  who  formed  out  of  it  the 
colony  of  New  Jersey. 

In  1681,  the  square  tract  of  country  to  the  west  of  New  Jersey 
was  granted  by  Charles  II.  to  William  Penn,  the  celebrated  English 
Quaker  and  philanthropist,  in  satisfaction  of  a  monetary  claim  against 
the  Crown.  Here  arose  another  proprietary  colony  under  the  never- 
to-be-forgotten  name  of  Pennsylvania.  Penn  had  been  unjustly 
persecuted  for  his  religious  faith ;  and  his  great  desire  was  to 
establish  a  home  for  himself  and  his  co-religionists  in  the  distant 
wilderness  of  the  west  where  they  might  enjoy  religious  and  political 
liberty ;  where  they  might  preach  and  practice  according  to  their 
convictions  in  peace  and  quietness.  Penn  planned  and  named  the 
great  city  of  Philadelphia,  and  framed  a  liberal  constitution  for  the 
young  settlement,  which  became  what  Maryland  was  to  the  Catholics, 
and  New  England  to  the  Puritans — a  refuge  and  a  sanctuary  for  the 
persecuted  brethren,  hunted  out  of  their  native  land.  Penn  also- 
purchased  from  the  Duke  of  York  a  small  strip  of  New  York  territory 
which  was  added  to  Pennsylvania  until  the  revolution,  w^hen  it  was 
erected  into  a  separate  State  called  Delaware. 

Classification  of  the  Original  Colonies. — Having  sketched  the 
thirteen  original  provinces  of  North  America  we  are  now  in  a  position 
to  consider  generally  their  peculiar  distribution  and  classification. 
First,  as  regards  their  location ;  the  southern  group  consisted  of  five — 
Virginia,  Maryland,  North  Carolina,  South  Carolina  and  Georgia  ; 
the  northern  group  consisted  of  four — Massachusetts,  New  Hampshire, 
Connecticut  and  Rhode  Island  ;  the  central  group  consisted  of  four — 
New  York,  New  Jersey,  Pennsylvania  and  Delaware. 

The  political  constitutions,  or  forms  of  government  of  these 
colonies  comprised  three  classes.  First  came  the  royalist  colony  of 
Virginia,  which  was  always  subject  to  the  influence  of  the  Crown 
more  than  in  any  other,  even  from  the  first,  when  the  Executive 
Government  was  vested  in  a  prerogative-created  Council.  Virginia 
became  a  thoroughly  royalist  colony  in  1620,  when  the  London 
Company  decided  to  surrender  its  charter  to  the  Crown.  So  New 
York,  which  began  as  a  proprietary  colony,  was  converted  into  a 
royalist  colony  when  its  proprietor,  the  Duke  of  York,  became  King 
as  James  II.  Virginia  may  be  regarded  as  the  type  and  model  of 
modern  colonies,  in  which  representative  and  responsible  government 


16  HISTORICAL  INTRODUCTION. 


is  the  prevailing  system,  with  a  Governor  appointed  by  the  Crown  as 
the  agent  of  the  sovereign  to  watch  imperial  interests. 

The  proprietary  colonies  were  Maryland,  New  Hampshire,  Penn- 
sylvania, Delaware,  Carolina,  New  Jersey,  Georgia,  and,  in  its  early 
career,  New  York.  In  this  class  of  colonies  the  soil  Avas  granted  to 
and  vested  in  certain  proprietors  or  companies,  who  exercised  the 
governmental  powers  which,  in  royalist  colonies,  were  enjoyed  by  the 
king;  they  appointed  administrative  Councils  to  conduct  public 
business;  and  sometimes  they  nominated  their  Governors,  who  had  by 
charter  the  right  of  veto  on  the  legislation  of  the  colonial  assemblies. 
This  plan  of  colonization,  which  may  be  compared  to  that  adopted  by 
the  East  India  Company,  was  found  not  to  work  satisfactorily  as  the 
population  increased,  and  as  conflicts  between  private  and  public 
interests  arose.  In  time  the  proprietors  became  tired  of  continual 
quarrels  and  dissensions  with  the  colonists,  and  one  by  one  they  either 
surrendered  or  lost  their  charters,  until  by  degrees  all  the  colonies 
assumed  the  royalist  form  of  government,  with  the, exception  of  two. 
The  chartered,  colonies  were  Massachusetts,  Connecticut  and 
Rhode  Island,  in  which,  by  their  original  title  deeds  from  the  Crown, 
the  people  had  the  right  of  choosing  their  own  Governors,  their  own 
magistrates,  and  their  own  representatives,  to  make,  interpret,  and 
administer  their  own  laws.  They  could  repeal  and  abrogate  the 
common  law  of  England,  except  the  general  law  of  allegiance  and 
dependence,  without  the  danger  of  a  veto  by  the  Home  Government. 
They  could  also  repeal  and  abrogate  the  statute  law  of  England, 
except  such  Acts  as  were  expressly  applicable  to  the  whole  empire. 
Massachusetts,  however,  lost  its  charter  in  consequence  of  proceedings 
taken  against  it  in  England  by  Charles  II.  After  that  it  became  a 
quasi-royalist  colony.  At  the  time  of  the  revolution  in  1770,  Con- 
necticut and  Rhode  Island  were  the  only  chartered  colonies.  It  may 
be  observed  that  the  chartered  colonies  had  a  much  larger  instalment 
of  constitutional  liberty  and  local  independence  than  any  existing 
dependency  of  the  British  Crown. 

Speaking  generally  of  this  survey  of  the  political  organization  of 
the  early  North-American  settlements,  it  is  to  be  remarked  that  in 
their  matured  history  they  had  local  autonomy,  self-government,  self- 
taxation,  and  political  equality,  and  that  there  was  no  State  Church 
and  no  official  aristocracy  to  become  an  incubus  or  a  source  of  strife 
and  bitterness.  The  transplanted  institutions  and  franchises  of  the 
old  country  took  root  and  flourished  in  the  new  country  under  the 
guidance  and  protection  of  bold  and  hardy  bands  of  pioneers,  who 
laid  the  foundations  of  a  mighty  Anglo-Saxon  empire  along  the  coast 
of  the  Atlantic.  They  carried  with  them  the  traditions  and  charters 
of  their  ancestors ;  Magna  Charta,  the  Petition  of  Rights  and  the 
Bill  of  Rights  formed  a  part  of  their  political  inheritance  as  much  as 
those  muniments  of  title  were  the  birthright  of  those  of  their  fellow 
countrymen  whom  they  left  behind  them. 

We  are  now  in  a  position  to  notice  the  truth  and  importance  of 
the  statement  with  which  this  account  of  the  American  colonies  was 
introduced.  They  were  established  not  by  Government  agency, 
assistance  or  direction,  but   by  private  adventurers,  who  left  their 


MODERN   COLONIZATION.  17 

native  land  in  search  of  that  freedom  denied  them  at  home.  The 
Anglican  Cavaliers  of  Virginia,  the  Puritans  of  New  England,  the 
Quakers  of  Pennsylvania  and  the  Catholics  of  Maryland  emigrated 
from  the  land  of  their  forefathers,  and  fought  their  way  in  the 
waste  wilderness  of  the  new  world  in  order  that  they  might  escape 
political  proscription  and  religious  persecution ;  that  they  might 
establish  hearths,  homes  and  hamlets  where  they  would  be  far  away 
from  tyranny,  spoliation  and  martyrdom.  In  other  words,  these 
colonies  were  places  of  refuge  from  the  fierce  political  and  ecclesi- 
astical domination  which  prevailed  in  England  in  the  seventeenth 
century,  during  the  reigns  of  James  I.  and  Charles  I.,  the  Protect- 
orate, and  the  Restoration  under  Charles  II.  and  James  II. 

West  Indian  Colonies. — Leaving  the  thirteen  provinces  of  the 
mainland,  let  us  now  glance  at  the  progress  of  English  colonization  in 
other  parts  of  the  globe  during  the  later  half  of  the  seventeenth 
century.  Barbadoes  is  the  oldest  discovered  British  colony  in  the 
West  Indies.  It  was  taken  possession  of  in  1605,  when  a  party  of 
roving  Englishmen  planted  a  cross  on  the  island,  and  inscribed  the 
words  "James,  King  of  England;"  but  no  actual  settlement  was 
effected  on  it  until  1624,  when  a  patent  for  the  island  was  granted  to 
the  Earl  of  Carlisle,  as  sole  proprietor.  A  large  number  of  royalists 
emigrated  to  Barbadoes  during  the  civil  war  between  Charles  I.  and 
his  Parliament,  and  it  became  a  prosperous  and  populous  sugar- 
producing  colony.  Bermuda,  another  of  the  earliest  West  India 
plantations,  was  colonized  from  Virginia  and  England  shortly  after 
1609.  Jamaica,  the  largest  and  wealthiest  of  our  West  Indian  pos- 
sessions, was  taken  from  the  Dutch  by  an  expedition  sent  out  by 
Oliver  Cromwell  during  his  protectorate  in  the  year  1655.  Charles  II., 
after  the  restoration  of  1660,  sent  a  Governor  to  Jamaica,  and 
provided  for  the  creation  of  an  elective  Council  to  legislate  for  the 
colony.  This  has  been  described  as  the  first  representative  colonial 
Constitution  granted  by  the  Crown  of  England  to  any  of  its  posses- 
sions and  plantations  abroad;  for  it  will  be  remembered  that  there 
was  no  express  grant  of  elective  assemblies  by  the  Crown  to  any  of 
the  American  colonies.  In  the  eighteenth  century  Jamaica  became 
the  greatest  sugar-producing  country  in  the  world,  but  it  afterwards 
declined  through  the  exhaustion  of  the  soil  and  the  competition  of 
new  sugar  countries. 

Canadian  Colonies. — Glancing  northward  of  the  New  England 
colonies,  we  come  to  Newfoundland,  which  was  discovered  by 
Cabot  in  1497  ;  but  England  had  a  very  doubtful  title  and  precarious 
possession  of  that  territory  up  to  the  end  of  the  sixteenth  century,  as 
it  was  claimed  by  powerful  and  persistent  French  rivals.  Newfound- 
land was  not  permanently  settled  by  English  emigrants  until  1624, 
fourteen  years  after  the  planting  of  Bermuda.  Though  it  was  not 
that  part  of  the  American  soil  which  was  first  settled  from  England, 
Newfoundland  claims  to  be  the  earliest  of  existing  British  colonies 
from  the  fact  that  it  was  first  discovered ;  and  in  the  Colonial  Confer- 
ence held  in  London,  in  1887,  the  representatives  of  Newfoundland 
were  held  entitled  to  the  precedence  attached  to  seniority. 

At  the  time  when  Newfoundland  was  first  colonized.  Nova  Scotia, 


18  HISTORICAL   INTRODUCTION. 

New  Brunswick  and  Canada  belonged  to  France  by  priority  of  occu- 
pation. Although  the  coast  of  Canada  was  discovered  by  Sebastian 
Cabot  in  1497,  its  interior  was  not  explored  by  Europeans  until  1541, 
when  Jacques  Cartier,  a  French  navigator,  sailed  up  that  great  arm  of 
the  sea  which  penetrates  into  the  lake  country,  to  which  he  gave  the 
name  of  the  River  St.  Lawrence.  Jacques  Cartier  founded  the  first 
settlement  at  St.  Croix's  Harbour,  but  little  progress  was  made  for 
nearly  100  years.  In  1603,  Samuel  Champlain,  a  French  naval  officer 
and  marine  explorer,  was  commissioned  to  initiate  colonizing  establish- 
ments in  the  New  World,  and  he  is  justly  celebrated  as  the  pioneer  of 
French  exploration  in  North  America.  In  his  first  voyage  Champlain 
ascended  the  St.  Lawrence  to  the  part  where  Jacques  Cartier  had 
been  stopped.  In  his  second  voyage  he  visited  the  coast  of  Nova 
Scotia.  In  his  third  expedition,  in  1608,  he  fixed  the  site  of  the  town 
of  Quebec  on  the  heights  of  Abraham,  overlooking  the  St.  Lawrence, 
and  he  also  ventured  as  far  as  Lake  Ontario  and  Lake  Champlain,  to 
which  he  gave  his  name.  Quebec  was  founded  and  French  settle- 
ment began  in  Canada  a  few  years  before  the  voyage  of  the  Mayflower, 
The  French  possessions  were  gradually  extended  westward  and  south- 
ward from  the  St.  Lawrence  to  the  Mississippi,  and  down  that  river  to 
its  mouth.  The  whole  of  the  country  at  the  back  or  westward  of  the 
thirteen  states  of  America,  the  Hinterland,  including  the  valley  of 
Ohio  and  all  Canada,  was  in  the  beginning  of  the  eighteenth  century 
claimed  by  France,  which  contended  that  the  Alleghanies  were  the 
western  limits  of  the  British  dominions. 

British  Possessions  in  India. — Before  proceeding  to  show  how 
France  lost  that  vast  colonial  empire,  we  may  draw  attention  to  the 
march  of  British  influence  and  the  planting  of  British  trading  stations 
in  Africa  and  Asia.  After  many  fruitless  attempts  to  find  a  north- 
west passage  to  East  India,  English  merchants,  traders  and  adven- 
turers adopted  the  route  discovered  by  Vasco  da  Gama,  and  sent  their 
vessels  to  India  by  the  Cape  of  Good  Hope.  In  1585,  Queen 
Elizabeth  granted  a  patent  to  a  company  to  trade  to  Gambia,  on  the 
West  Coast  of  Africa,  but  no  settlement  of  any  consequence  was 
effected  in  that  region  until  1625.  In  its  subsequent  history  Gambia 
became  a  notorious  centre  of  the  slave  trade. 

In  December,  1600,  Queen  Elizabeth  granted  a  charter  to  a  com- 
pany formed  for  the  purpose  of  carrying  on  a  trade  with  countries 
beyond  the  Cape  and  the  Straits  of  Magellan.  This  company,  which 
was  the  beginning  of  the  famous  East  India  Company,  established  a 
few  trading  factories  in  India,  but  their  commerce  was  for  many  years 
very  meagre.  By  the  end  of  the  eighteenth  century  the  progress  of 
the  East  India  Company  in  the  Peninsula  of  Hindostan  had  not 
advanced  beyond  the  factory  stage.  The  Company  were  simply 
leaseholders  under  the  great  Indian  Princes,  by  whose  leave  they 
established  trading  stations  in  various  localities  along  the  sea  coast. 
In  the  struggle  for  commercial  ascendancy  the  East  Indian  Company 
had  to  contend  with  powerful  rivalry  from  the  French  and  the  Dutch. 
But  the  Company,  which  was  incorporated  by  Royal  Charter  and 
vested  with  sovereign  powers  by  the  Crown,  ultimately  became  master 
of  the  whole  of  India.     The  history  of  its  struggles  and  final  triumph 


MODERN   COLONIZATION.  19 

in  laying  the  foundation  of  the  British  Empire  in  India  is  one  of  the 
most  romantic  and  extraordinary  in  the  whole  record  of  colonization 
and  conquest.     These  momentous  events  must  be  briefly  summarised, 

Madras,  the  present  capital  of  the  presidency  of  that  name, 
situated  on  the  Coromandel  (south-east)  coast,  was  founded  in  1639 
by  the  Company,  who  obtained  from  the  Rajah  of  Chandgerry  a  grant 
of  a  piece  of  land  for  the  erection  of  a  town  and  fort.  Fort  St. 
George,  built  in  this  district,  was  the  first  place  where  the  British 
obtained  a  permanent  footing.  Madras  soon  grew  into  a  flourishing 
city  and  became  the  central  station  of  the  Company  along  the 
Coromandel  Coast. 

Bombay  is,  next  to  Madras,  the  oldest  British  possession  in  India. 
It  was  granted  to  the  Portuguese  by  an  Indian  chief  in  1530,  ceded 
by  Portugal  to  England  in  1661,  and  transferred  to  the  East  Indian 
Company  by  King  Charles  II.  in  1668. 

The  first  factory  established  by  the  Company  in  Bengal  was 
built  on  the  HoogJy  in  1664.  The  Company's  representative,  Job 
Charnock,  was  driven  thence  in  1686,  and  in  1690  he  founded  another 
settlement  on  the  Hoogly,  which  expanded  into  the  town  of  Calcutta. 
The  site  of  the  settlement  was  granted  to  the  Company  by  the  Nabob 
of  Bengal,  and  the  grant  was  confirmed  by  the  Emperor  Aurengzebe, 
the  last  of  the  Moguls.  Fort  William  was  built  at  Calcutta  in  1699, 
and  it  was  so  named  after  William  III. 

Such  were  the  early  and  humble  beginnings  of  the  British  East 
India  Company.  After  the  death  of  Aurengzebe,  in  1  707,  the  native 
princes  who  owed  feudal  allegiance  to  the  Mogul  Empire  began  to 
quarrel  among  themselves,  and  the  French  and  English  interfered  to 
quell  the  disturbances.  It  was  then  evident  that  the  political 
organization  of  India  was  thoroughly  rotten,  and  that  only  a  strong 
arm  was  required  to  conquer  and  possess  the  whole  country,  and 
reduce  the  native  princes  to  subjection.  Then  began  the  great  con- 
test between  the  French  and  British  in  India  for  the  ascendancy  and 
empire.  At  first  the  French  maintained  their  superiority,  but  in  the 
end  they  were  defeated  and  driven  out  of  India  by  the  Company's 
forces,  and  the  victory  of  Lord  Clive  at  the  Battle  of  Plassy  on  26th 
June,  1756,  established  the  exclusive  sovereignty  and  supremacy  of 
the  British  in  India. 

South  African  Colonies. — The  Cape  of  Good  Hope  was  first 
discovered  in  modern  times  by  Bartholomew  Diaz  in  the  year  1486-7. 
The  heavy  seas  which  rolled  along  the  coast  prevented  him  from 
landing,  and  hence  he  named  it  the  ''Cabo  doz  tormentos,"  the  "Cape 
of  Storms,"  but  King  John  II.  of  Portugal  altered  the  name  to  "  Cabo 
da  Bona  Esperanza,"  the  Cape  of  Good  Hope.  Yasco  da  Gama  doubled 
the  Cape  a  few  years  afterwards  on  his  voyage  to  India.  The  Portu- 
guese, however,  never  formed  any  permanent  establishment  there. 
The  Dutch  took  possession  of  it  in  1650,  and  it  became  a  powerful 
station  for  them  in  their  journeys  to  and  from  their  trading  factories 
in  India  and  Batavia.  It  was  captured  by  the  British  in  1795,  was 
restored  to  Holland  at  the  Peace  of  Amiens  in  1802,  and  was  again 
captured  in  1806.  At  the  Congress  of  Vienna,  in  August,  1814,  the 
Dutch  colonies  at  the  Cape  of   Good   Hope,   and  in   South  America, 


-20  HISTORICAL   INTRODUCTION. 

were  ceded  by  the  Netherlands  Government  to  Great  Britain,  six 
millions  sterling  being  paid  as  part  consideration  for  the  transfer. 
On  11th  March,  1853,  Cape  Colony  was  granted  a  Representative 
Legislature,  composed  of  two  elective  chambers,  followed  in  1872  by 
the  concession  of  Responsible  Government.  Between  1861  and  1870, 
British  Kaffraria  was  added  to  the  colony,  and  in  1880  Fingoland  and 
Griqualand  West  were  similarly  incorporated.  In  1894  and  1895, 
West  Pondoland  and  British  Bechuanaland  became  part  of  the  same 
growing  Dominion.  Dutch  farmers  or  Boers,  who  left  the  colony 
shortly  after  1835,  established  the  Republics  known  as  the  Orange 
Free  State  and  the  Transvaal. 

In  May,  1843,  Natal,  where  the  Boers  were  prevented  from 
forming  a  republic,  was  proclaimed  a  British  settlement  and  remained 
a  part  of  Cape  Colony  until  1856,  when  it  became  a  separate  colony 
under  a  Royal  Charter,  authorized  by  statute,  with  a  Governor  and  a 
Legislative  Council  partly  elective  and  partly  nominated.  In  1 893,  a 
new  Constitution,  embodying  a  bi-cameral  legislature  and  accompanied 
by  Responsible  Government,  was  granted.  In  1897,  Zululaud  was 
made  a  province  of  Natal. 

Through  the  enterprising  operations  of  the  British  South  Africa 
Company,  led  by  Mr.  Cecil  Rhodes,  the  vast  regions  south  of  the 
Zambesi,  known  as  Southern  Rhodesia,  formerly  Mashonaland  and 
Matabeleland,  and  north  of  the  Zambesi  known  as  Northern  Rhodesia, 
including  Nyassaland,  have  been,  since  1888,  added  to  the  Empire. 
They  are  destined  in  course  of  time  to  be  partitioned  into  a  group  of 
self-governing  colonies. 

Conquest  op  Canada. — From  this  survey  of  the  progress  of  the 
British  flag  in  Asia  and  Africa,  we  return  to  our  review  of  the  march 
of  events  in  the  New  World  during  the  eighteenth  century.  The 
Seven  Years  War  with  France,  which  terminated  in  the  Peace  of  Paris, 
1762,  left  Great  Britain  the  first  State  in  the  world,  with  the  equivocal 
reputation  of  the  "  Tyrant  of  the  Seas."  It  was  in  this  war  that  she 
completely  established  her  supremacy  on  the  ocean,  which  she  first 
began  to  assert  upon  the  defeat  of  the  Spanish  Armada.  It  was  in 
this  war,  so  vigorously  prosecuted  by  the  first  William  Pitt,  after- 
wards Lord  Chatham,  that  England  obtained  possession  of  the  whole 
of  North  America,  and  drove  the  French  out  of  Canada  as  they  had 
been  driven  out  of  India.  The  story  of  the  invasion  of  Quebec  by  a 
British  expedition  sent  up  the  St.  Lawrence  under  the  command  of 
General  Wolfe,  the  scaling  of  the  Heights  of  Abraham  by  our  troops 
in  the  dead  of  night,  the  fierce  battle  which  followed  on  the  plateau, 
the  gallant  defence  of  the  French  under  General  Montcalm,  the 
victory  of  the  attacking  party,  and  the  death  of  both  noble  and 
heroic  commanders  in  the  midst  of  the  fight,  is  one  of  the  most 
thrilling  in  the  whole  range  of  naval  and  military  history.  This 
event  was  followed  by  the  surrender  of  all  Canada  to  the  British,  and 
the  French  power  in  that  quarter  of  the  globe  was  thus  absolutely 
annihilated.  But  France  had  her  revenge  on  Great  Britain  at  a  later 
date,  when  she  assisted  the  American  colonies  in  their  revolt  against 
the  mother  country. 


MODERN   COLONIZATION.  21 

Loss  OF  THE  American  Colonies. — To  those  coloniee  we  must 
now  once  more  refer^  and  see  how  it  came  about  that  Britain  lost  the 
brightest  jeweJ  in  the  crown  of  a  thousand  years.  During  the  first 
half  of  the  eighteenth  century  the  American  colonies  along  the 
eastern  coast  of  what  is  now  the  territory  of  the  United  States  made 
enormous  progress  in  settlement  and  internal  prosperity.  Neglected 
and  uncared  for  in  the  early  years  of  struggle,  they  sprang  into 
importance  and  commanded  attention  from  the  people  and  govern- 
ment of  England  when  their  trade  increased  and  their  resources  were 
developed.  Whilst  they  enjoyed  the  amplest  measure  of  local 
autonomy  and  local  self-government,  there  was  one  serious  exception 
and  limitation  to  their  legislative  power.  The  Home  Government 
claimed  the  right  of  regulating  their  external  trade  and  commerce. 
Their  export  and  imr»ort  trade  was  watched  with  jealousy,  and  hedged 
about  with  hampering  restrictions.  They  could  not  amend  or  repeal 
the  slightest  fiscal  regulations,  however  obnoxious  or  oppressive. 
Apart  from  this,  they  had  absolute  freedom  and  independence  ;  but  in 
matters  of  trade,  the  British  Parliament  asserted  its  supremacy.  The 
Navigation  Laws  passed  during  the  Commonwealth  under  Cromwell, 
and  mainly  directed  against  the  Dutch,  with  a  view  to  ruin  Dutch 
commerce,  and  the  Dutch  mercantile  marine,  were  the  basis  of  the 
colonial  policy  which  subsequently  pressed  so  heavily  on  the  colonies. 
The  main  provisions  of  these  laws  were  that  no  commodities  of  Asia, 
Africa,  or  America  could  be  imported  into  Great  Britain  or  her 
colonies  except  in  British  ships.  This  restricted  the  markets  of  the 
colonies,  as  they  could  not  trade  directly  with  other  nations.  On  the 
other  hand,  Great  Britain  imposed  high  protective  duties  on  the  goods 
of  foreign  countries  in  favour  of  her  colonies.  Then  there  was  a 
restriction  on  the  manufacture  of  their  raw  products  by  the  colonies 
and  on  the  direct  importation  of  the  goods  of  foreign  countries.  This 
constituted  what  is  called  the  old  "  colonial  system,"  which  was  at  the 
root  of  the  quarrel  and  the  war  which  led  to  American  separation. 

We  are  now  brought  down  to  the  reign  of  George  III.,  a  period 
well  described  as  "  the  most  eventful  in  the  history  of  the  human 
race,"  marked  by  two  thrilling  tragedies — the  War  of  American  Inde- 
pendence and  the  French  Revolution.  It  was  in  the  year  1764,  that 
George  Grenville,  the  Chancellor  of  the  Exchequer,  nicknamed  "  The 
Gentle  Shepherd,"  induced  the  House  of  Commons  to  take  the  fatal 
step  of  attempting  to  draw  a  revenue  from  America  by  the  taxation 
of  the  colonies.  By  the  Stamp  Act,  5  Geo.  III.  c.  12,  he  secured  the 
imposition  of  duties  on  certain  commodities  imported  into  America 
from  other  European  colonies,  and  also  stamp  duties  similar  to  those 
contained  in  our  own  Stamp  Acts.  This  was  a  violation  of  the  funda- 
mental principle  of  Constitutional  Government — that  there  should  be 
"  no  taxation  without  representation." 

The  news  was  received  in  America  with  indignation,  and  with  a 
stern  determination  to  resist.     Virgfinia  took  the   lead  in  orsranizinsr 

-rrr 

confederate  resistance.  In  the  House  of  Burgesses  at  Williamsburg, 
Patrick  Henry  spoke  against  the  Stamp  Act  with  burning  eloquence. 
"  Cjesar  had  his  Brutus,'^  he  cried,  "Charles  I.  had  his  Oliver  Crom- 
well, and  George  III. "     "Treason!     Treason!"  interposed  the 


22  HISTORICAL  INTRODUCTION. 


Speaker.  "And  George  III.  may  profit  by  their  example,"  replied 
Patrick  Henry.  "The  torch  of  confederate  opposition  'was  carried 
through  every  colony  like  a  fiery  cross." — Casseirs  History  of  Eng- 
land, vol.  v.,  pp.  58-71. 

In  October,  1765,  the  first  Congress  of  Delegates  was  held  in 
New  York,  at  which  resolutions  were  adopted,  denying  the  right  of 
the  mother-country  to  tax  the  colonies  without  representation.  The 
Stamp  Act  was  repealed  in  the  following  yeai',  by  the  Act  6  Geo.  III. 
c.  11,  but  the  British  Parliament  carefully  avoided  any  appearance  of 
a  surrender  of  its  rights.  Indeed,  it  passed  a  Declaratory  Act  (6 
Geo.  III.  c.  12)  affirming  the  subordination  of  the  colonies  and  the 
supreme  authority  of  the  Crown  and  Parliament  of  Great  Britain. 
The  mad  policy  inaugurated  by  George  Grenville  was  followed,  in 
1767,  by  his  successor,  Charles  Townshend,  who  as  Chancellor  of  the 
Exchequer  proposed  the  reduction  of  the  Land  Tax  to  relieve  the 
country  gentlemen,  and,  in  order  to  make  up  the  resulting  deficiency 
in  the  revenue,  determined  to  impose  new  taxes  on  goods  imported 
into  America,  including  tea.  This  scheme  was  carried  in  the  Commons 
with  the  utmost  indifference,  and  with  hardly  any  debate.  These 
Customs  duties  rekindled  the  fires  of  revolution  in  the  colonies.  The 
Republican  party  increased  in  power  and  influence.  Non-importation 
societies  were  formed.  Resistance  and  rebellion  were  openly  advo- 
cated. The  storm  gathered  in  every  quarter,  and  at  last  broke  out  in 
the  seizure  and  destruction  of  several  cargoes  of  dutiable  tea  in 
Boston  Harbour.  The  Declaration  of  Independence  was  signed  by 
the  representatives  of  the  thirteen  colonies  on  the  4th  July,  1776. 
The  die  was  cast,  and  the  great  American  catastrophe  was  brought 
about  by  the  ruinous  policy  of  "  an  infatuated  King,  a  stone-blind 
Cabinet  and  a  corrupt  Parliament."  The  battle  of  Bunker's  Hill,  the 
surrender  of  General  Burgoyne's  army  at  Saratoga,  the  surrender  of 
Lord  Cornwallis'  army  at  Yorktown,  the  mismanagement  of  British 
generals,  the  bravery  of  British  soldiers,  the  pluck  and  patriotism 
of  the  colonial  forces  under  George  Washington,  the  recognition  of 
the  Independence  of  America  in  1783,  and  the  adoption  of  the  federal 
constitution  in  1787,  are  stirring  events  which  can  be  only  alluded  to 
here  for  the  purpose  of  urging  a  closer  study. — Cassell's  History  of 
England,  Vol.  V.,  pp.  71-100. 

Britain's  Second  Colonial  Empire. — During  one  of  the  exciting 
debates  which  took  place  in  the  British  Parliament  on  the  subject  of 
the  American  War,  Lord  Shelburne  exclaimed,  "  When  the  Inde- 
pendence of  America  is  admitted,  the  sun  of  England  will  have  set  for 
ever."  That  prediction  was  doomed  to  be  falsified.  No  doubt  the 
loss  of  her  American  colonies  was  a  fearful  blow  to  the  Britain  of  1783. 
But  the  world  was  wide,  and  colonization  was  still  young.  Canada,  a 
vast  tract  of  country  extending  from  the  Atlantic  to  the  Pacific 
Ocean,  still  belonged  to  Britain.  Many  loyalists  fled  from  the  southern 
colonies  during  the  revolutionary  wars  and  commenced  the  foundation 
of  new  settlements  in  Canada,  which  promised  to  be  as  great  in  wealth 
and  population  as  some  of  the  colonies  that  were  lost. 

In  1791,  by  the  Act  31  Geo.  III.  c.  31,  Canada  was  divided  into 
two  provinces,  Upper  Canada,  afterwards  Ontario,  and  Lower  Canada, 


MODERN  COLOXIZATION.  23 

afterwards  Quebec.  In  each  province  representative  institutions  were 
established,  but  the  Executive  was  vested  exclusively  in  the  Crown. 
This  system  lasted  until  1840,  when  the  Canada  Union  Act,  3  and  4 
Vict.  c.  35,  was  passed.  (R.  R.  Garran,  The  Coming  Common- 
wealth, p.  81.)  Under  this  Act  the  two  provinces  were  united 
in  one  Constitution.  A  new  Parliament,  consisting  of  a  Legislative 
Council,  nominated  by  the  Crown,  and  a  Legislative  Assembly,  elected  by 
the  qualified  inhabitants,  coupled  with  Responsible  Government,  was 
constituted  for  the  United  Provinces.  The  new  machinery  of  govern- 
ment was  brought  into  operation  under  the  Governor-Generalship  of 
Mr.  C.  Powlett  Thompson  (afterwards  Lord  Sydenham)  on  30th  June, 
1841.  By  the  British  North  America  Act,  1867  (30  and  31  Vict.c.  3) 
the  two  Canadas,  Nova  Scotia  and  Xew  Brunswick,  were  federally 
united  in  one  Dominion  by  the  name  of  Canada.  The  new  Constitu- 
tion was  proclaimed  on  the  1st  July,  1867,  Lord  Monck  being 
Governor-General.  The  new  province  of  Manitoba  joined  the  Union 
in  1870,  British  Columbia  and  Vancouver  Island  in  1871,  and  Prince 
Edward  Island  in  1873.  Newfoundland  is  the  only  British  colony  in 
North  America  which  has  not  joined  the  Dominion. 

The  southern  hemisphere  was  destined  to  present  to  Great  Britain 
a  new  Colonial  Empire  to  replace  the  one  that  was  lost.  The  same 
year,  during  which  the  Americans  were  welded  "  into  a  more  perfect 
union"  by  their  federal  constitution  of  1787,  saw  Captain  Arthur 
Phillip,  with  the  "  first  fleet,"  on  his  way  to  the  Southern  Ocean  in 
order  to  establish  a  settlement  on  the  eastern  shores  of  Australia, 
which  had  just  been  discovered  and  explored  by  Captain  Cook. 


(2)  IN  AUSTRALASIA. 


From  Magellan  to  Cook. — No  one  man,  no  one  nation,  can 
exclusively  claim  the  honour  of  having  discovered  Australia.  Justice 
demands  the  acknowledgment  that  many  brave  mariners  and  the 
Governments  of  several  pioneering  and  exploring  countries  assisted  in 
the  gradual  unfolding  of  the  situation  and  outlines  of  the  great  con- 
tinent. See  Barton,  ''History  of  New  South  Wales,"  Vol.  I.,  pp.  25-39. 
In  his  interesting  work,  "  The  Discovery  of  Australia "  (1895)  Mr. 
George  CoUingridge  (Sydney)  propounds  the  thesis  that  either 
Spaniards  or  Portuguese  discovered  and  charted  the  continent  as 
early  as  1508.  He  publishes  a  copy  of  what  purports  to  be  a  French 
map  of  the  world  by  Oronce  Fine,  dated  1531,  in  which  "Terra 
Australis  "  is  represented  as  forming  part  of  an  extensive  ant-arctic 
land,  and  another,  dated  1546,  in  which  it  is  described  as  Java-la- 
Grande,  with  a  small  channel  dividing  it  from  the  true  Java.  In  an 
article  in  the  Geographical  Journal,  October,  1899,  Mr.  George 
Heawood  expresses  the  opinion  that  there  is  no  authentic  evidence 
that  Australia  was  discovered  before  1606.  A  number  of  events  and 
incidents  have,  however,  been  commonly  associated  with  the  history 
of  Australian  discovery  prior  to  1606  ;  these  cannot  be  passed  over 
or  disregarded ;  they  may  be  here  mentioned  with  the  observation 
that  the  evidence  on  which  thev  are  based  is  vagme. 


24  HISTORICAL  INTRODUCTION. 

It  is  said  by  some  writers  that  in  1527  a  Portuguese  mariner 
named  Menezis  penetrated  the  Southern  Ocean  and  touched  at  a 
group  of  rocky  islands  to  which  he  gave  the  name  of  Abrolhos,  and 
which  may  now  be  seen  marked  on  the  map,  lying  to  the  westward  of 
Champion  Bay,  Western  Australia.  (Australian  Hand  Book,  1897, 
p.  363.)  From  maps  and  documents  in  the  British  Museum  and  the 
War  Office  of  Paris,  it  would  appear  that  a  Provencal  navigator, 
named  Gillaume  le  Testu,  a  native  of  the  French  city  of  Grasse,  dis- 
covered some  portion  of  the  Australian  continent  in  the  year  1531. 
Early  in  the  year  1542  an  expedition  was  despatched  from  Spain 
under  the  command  of  Luis  Lopez  do  Yillalobos  to  follow  up  the 
voyage  of  Magellan  in  the  Pacific  Ocean.  He  took  possession  of  the 
Philippines  for  Spain,  and  coasted  along  a  large  island  to  which  he 
gave  the  7iame  of  New  Guinea,  and  which  was  then  thought  to  be  a 
part  of  the  Great  Unknown  Southern  Land,  which  Ptolemy,  the 
geographer,  supposed  to  exist  south  of  the  Indian  Ocean.  The  next 
record  is  that  in  1598,  a  Portuguese  mariner  named  Houtman  reached 
the  Abrolhos,  with  which  his  name  became  associated.  In  1605, 
Pedro  de  Quiros  was  despatched  by  the  Court  of  Spain  to  the  South 
Sea  in  command  of  a  fleet  of  three  vessels.  On  April  20th,  1606,  he 
discovered  one  of  the  islands  of  the  New  Hebrides,  which  he  believed 
formed  part  of  the  Southern  Continent,  and  to  which  he  gave  the 
name  of  "  La  Austrialia  del  Espiritu  Santo."  In  a  memorial  to 
Philip  III.  of  Spain  (the  head  of  the  house  of  Austria)  de  Quiros 
explained  that  he  had  named  it  "  for  the  happy  memory  of  your 
Majesty  and  for  the  sake  of  the  name  of  Austria,  because  on  your 
bii'thday  I  took  possession  of  it." — Collingridge,  Discovery  of  Aus- 
tralia, p.  248.  One  of  his  ships,  commanded  by  Luis  Vaez  de  Torres, 
became  separated  from  the  rest,  and  sailing  westward  he  saw  land 
which  he  believed  to  be  the  eastern  extremity  of  New  Guinea.  He 
skirted  along  its  southern  coast  and  saw  land  to  the  south  as  he  pro- 
ceeded westward  and  passed  through  those  straits  which  now  bear  his 
name.  Torres  was  probably  the  European  who  first  caught  sight 
of  the  continent,  afterwards  to  be  known  as  Australia.  The  stories 
with  respect  to  Menezis  and  Houtman  are  unsatisfactory. — Story  of 
Geographical  Discovery,  Joseph  Jacobs  (1899),  p.  158. 

Other  Avriters  have,  however,  claimed  for  Dutch  mariners  the 
credit  of  being  the  first  Europeans  to  sail  in  Australian  waters. 
Wliilst  the  Spaniards  and  Portuguese  were  engaged  in  exploring  the 
South  Seas  the  Dutch  were  not  idle.  From  Batavia,  the  central 
station  of  their  Indian  trade,  they  sent  out  ships  in  search  of  islands 
and  commerce.  On  18th  November,  1605,  the  Dutch  despatched  the 
ship  Duyfhen  (Dove)  from  Bantam  in  Java,  to  explore  New  Guinea. 
It  is  claimed  for  the  Duyfhen  that  she  skirted  the  west  and  south 
coast  of  New  Guinea  for  nearly  one  thousand  miles,  sighted  Cape 
York,  touched  the  eastern  shore  of  the  great  indentation,  afterwards 
known  as  Carpentaria;  and  that  some  of  her  crew  landed  on  the 
shores  of  the  Gulf  and  were  killed  by  the  natives.  "  The  exact  dates 
of  the  respective  discoveries  of  Torres  and  the  commander  of  the 
Duyfhen  cannot  now  be  ascertained;  but  as  the  Dutch  vessel  had 
arrived  in  the  island  of  Banda,  on  her  return  to  Bantam,  in  the  month 


MO])ERN   COLONIZATION.  25 

of  June,  1606,  while  the  letter  of  Torres,  communicating  an  account 
of  his  vovage  to  the  Spanish  Admiralty,  is  dated  at  Manilla,  in  the 
month  of  August  following,  Captain  Flinders  conjectures,  with  everj 
appearance  of  probability,  that  the  honour  of  the  discovery  of 
Australia  is  due  to  the  Dutch,  and  that  it  must  have  taken  place  in 
the  month  of  March,  1606,  a  few  months  before  the  discovery  of 
Torres."— Lang's  History  of  New  South  Wales  (1875),  p.  3. 

Eeferring  to  the  conflicting  claims  for  the  honour  of  the  dis- 
covery of  Australia,  Dr.  Lang  wrote  : — ^'  Whether  these  allegations, 
however,  are  well  founded  or  not,  we  have  to  console  ourselves,  as 
Britons,  with  the  comfortable  reflection  that,  while  neither  the  French 
nor  the  Dutch,  neither  the  Spaniard  nor  the  Portuguese,  ever  made 
any  account  of  their  alleged  discoveries,  we,  the  only  practical  people 
in  the  lot,  have  already,  by  following  and  settling  in  the  track  of  our 
own  great  navigator.  Captain  Cook,  founded  a  whole  series  of  noble 
empires  of  the  future  in  the  Great  South  Land." — History  of  New 
South  Wales  (1875),  p.  4. 

Many  Dutch  navigators  explored  the  west  and  southern  coast  line 
of  the  supposed  continent  during  the  seventeenth  century,  and  left 
behind  them  lasting  evidences  of  their  visits,  in  the  shape  of  names 
of  islands,  capes,  and  bays,  which  now  figure  prominently  on  the  map 
of  Australia.  The  first  authentic  discovery  of  any  part  of  the  west 
coast  of  the  continent  is  said  to  have  been  made  by  Captain  Dirk 
Hartog,  who  sailed  from  Amsterdam,  in  the  Endraaght  (Concord),  in 
1616.  To  the  laud  en  the  west  coast  near  the  25th  parallel,  which  he 
visited,  he  gave  the  name  of  his  vessel :  Endraaght^s  Land.  To  one 
of  the  islands  off  the  main  coast  he  gave  his  own  name.  Dirk  Hartog, 
and  to  another  the  name  of  Dorre,  one  of  his  sailors.  The  bay 
adjoining  the  island  was  afterwards  named  by  Dampier  Shark's  Bay. 
In  1619  Captain  Jan  Edel  visited  that  part  of  the  coast  south  of 
Endraaght's  Land.  The  south-west  cape  was  rounded  by  Dutch 
mariners  in  1622,  and  received  the  name  of  the  vessel,  '^Leeuwin" 
(Lioness),  in  which  the  discovery  was  made.  In  1627  Captain  Van 
Pieter  de  Xuyts  in  the  Guide  Zeepaert  (Golden  Serpent)  cruised  along 
a  considerable  part  of  the  south  coast  of  the  continent,  which  he 
called  Nuyts  Land.  Captain  Pieter  Carpenter,  an  oflBcer  in  the 
service  of  the  Dutch  East  India  Company,  in  1627,  explored  and  gave 
his  name  to  the  Gulf  of  Carpentaria.  In  1628-9  Captain  Pelsart,  in 
command  of  the  Batavin,  was  wrecked  on  the  west  coast  at  the  spot 
known  as  Houtman's  Abrolhos.  The  most  important  discovery  made 
by  the  Dutch  navigators,  in  the  seventeenth  century,  was  that  of  Abel 
Janssen  Tasman.  In  1642,  Anthony  Van  Diemen,  the  Dutch  Governor- 
General  of  Xetherlands  India,  organized  an  expedition  to  explore  the 
coast  of  Australia,  which  had  been  sighted  by  so  many  Dutch  adven- 
turers, but  which  still  remained  a  terra  incognita.  Tasman  was  placed 
in  command.  He  sailed  from  Batavia  on  16th  August,  1642,  proceed- 
ing southward  until  he  almost  reached  the  44th  parallel.  On  24th 
November,  1642,  land  was  seen,  to  which  he  gave  the  name  of  Van 
Diemen's  Land.  The  land  first  seen  by  Tasman  is  supposed  to  have 
been  Point  Hibbs.  He  saw  and  named  Storm  Bay  ;  discovered  and 
named  Maria  Island,  and  then  sailed  eastward.     On   18th  December 


26  HISTORICAL  INTRODUCTION. 

he  discovered  land,  which  he  called  Staaten  Land,  but  which  after- 
wards acquired  the  name  of  New  Zealand;  he  anchored  in  a  bay  in 
the  Strait,  between  the  North  and  Middle  Islands.  He  then  sailed 
northward,  passed  and  named  Cape  Maria  Van  Diemen,  and  made  for 
the  tropics,  where  he  discovered  the  Tonga  Islands.  Had  Tasman 
sailed  from  Van  Diemen's  Land  northward  instead  of  eastward,  he 
would  have  anticipated  Cook^s  discovery  of  eastern  Australia  by  one 
hundred  years.  In  1664,  the  country,  whose  leading  outlines  were 
yet  dimly  understood,  was  named  New  Holland  by  the  States-General, 
and  the  discoveries  of  Tasman  were  proudly  inscribed  on  the  map  of 
the  world,  cut  in  stone  upon  the  New  Staathaus  in  Amsterdam. 

In  1683,  William  Dampier,  one  of  a  company  of  bold  buccaneers, 
started  off  on  a  voyage  round  the  world.  After  passing  through 
many  wild  adventures,  Dampier  obtained  the  command  of  a  vessel 
called  the  Cygnet,  in  which  he  reached  the  Philippines,  and  thence  he 
proceeded  on  a  voyage  to  New  Holland.  He  reached  the  west  coast 
in  latitude  16°  50'  on  4th  January,  1688.  In  his  narrative  he  said  : 
*'New  Holland  is  a  very  large  tract  of  land.  It  is  not  yet  determined 
whether  it  is  an  island  or  a  main  continent,  but  I  am  certain  that  it 
joins  neither  Asia,  Africa  or  America."  Dampier  returned  to 
England  on  2nd  September,  1691.  In  1699,  King  William  III. 
organized  an  expedition  for  the  discovery  of  unknown  lands. 
Dampier  was  placed  in  command,  the  name  of  the  ship  in  which  he 
sailed  being  the  Roebuck.  He  reached  the  coast  of  New  Holland  on 
4th  July,  1699,  and  on  the  1st  August  his  ship  struck  the  Abrolhos 
rooks,  but  escaped  being  wrecked.  A  harbour  was  found,  which 
proved  to  be  that  of  Dirk  Hartog,  who  had  anchored  there  in  1616. 
To  this  harbour  Dampier  gave  the  name  of  Shark's  Bay.  Afterwards 
Dampier  sailed  northward,  passing  in  his  course  the  archipelago  which 
now  bears  his  name.  The  coastline  traced  by  him  was  apparently 
sterile  and  inhospitable.  Dampier  was  the  first  Englishman  who 
landed  on  the  shores  of  New  Holland.  By  some  historians  he  has 
been  styled  the  "prince  of  voyagers'' and  "the  Cook  of  a  former 
age."  European  writers  like  Humboldt  have  borne  testimony  to  his 
bravery,  his  skill,  and  his  genius  as  a  mariner,  and  to  the  value  and 
accuracy  of  his  reports  concerning  his  discoveries. — Blair's  History  of 
Australia  (1879),  pp.  29-34. 

The  only  voyage  of  consequence  between  Dampier's  time  and 
that  of  Cook  was  one  by  Willem  de  Vlamingh,  a  Dutch  navigator, 
who,  in  1699,  was  ordered  by  his  Government  to  search  for  the  Dutch 
ship  Bidderschap,  which  was  lost  in  1684.  In  his  search  along  the 
west  coast,  in  the  Geeliruk,  Vlamingh  discovered  and  entered  Swan 
River. 

Cook's  Discoveries. — To  Captain  James  Cook,  one  of  Britain's 
bravest  and  most  illustrious  mariners,  was  reserved  the  immortal  fame 
of  commencing  and  completing  a  voyage  of  discovery  next  in  import- 
ance to  those  of  Columbus  and  Magellan,  by  which  he  solved  the 
problem  of  the  Great  Southern  Continent,  discovered  and  explored 
the  eastern  shores  of  Australia — or  New  Holland,  as  it  was  then 
called — and  took  possession  of  it  in  the  name  of  the  British  Crown. 
The  immediate  occasion  and  motive  of  Cook's  first  voyage  was  not  a 


MODERN   COLOXIZATIOX.  27 

thirst  for  gold  or  empire  on  the  part  of  the  British  Government,  but 
the  conduct  of  a  scientific  expedition  to  the  island  of  Otaheite,  now 
called  Tahiti,  in  the  South  Sea,  for  the  purpose  of  observing  the 
transit  of  the  planet  Venus  across  the  sun's  disc.  On  26th  August, 
1768,  Captain  Cook  sailed  from  Plymouth  in  the  Endeavour,  a  barque 
of  360  tons,  originally  built  for  the  coal  trade.  The  barque  was 
victualled  for  an  eighteen  months'  voyage.  Among  those  on  board 
were  Mr.  (afterwards  Sir)  Joseph  Banks,  President  of  the  Royal 
Society ;  Mr.  Charles  Green,  Assistant  Astronomer ;  Dr.  Solander,  a 
Swedish  Botanist ;  Zackary  Hicks,  lieutenant ;  Robert  Molineux, 
master ;  Charles  Gierke,  mate ;  John  Guthrey,  boatswain ;  Stephen 
Forwood,  gunner ;  John  Satterly,  carpenter ;  William  B.  Monkhouse, 
surgeon ;  Richard  Orton,  clerk.  Cook's  instructions  were  to  sail  to 
Otaheite,  and  after  the  completion  of  the  astronomical  observations 
to  proceed  south  as  far  as  the  40th  parallel — with  a  view  to  ascertain- 
ing the  existence  of  the  supposed  "  Terra  Australis,"  or  Great  Southern 
Continent  (quite  distinct  from  Xew  Holland)  which  geographers 
believed  to  exist  in  polar  regions — and  then  to  steer  westward  until 
lie  reached  New  Zealand,  after  which  he  was  to  return  to  England. 

The  transit  of  Venus  having  been  successfully  observed,  Cook 
and  his  party  left  Otaheite  in  the  Endeavour  on  13th  July,  1769.  He 
reached  a  latitude  of  40°  12'  without  finding  the  imaginary  continent, 
and  then  proceeded  westward.  After  a  run  of  about  sixty-eight  days, 
a  lad  on  board  the  Endeavour,  named  Nicholas  Young,  saw  land  from 
the  masthead,  which  afterwards  proved  to  be  the  south-west  point  of 
Poverty  Bay,  New  Zealand.  That  was  on  6th  October,  1769.  Various 
parts  of  the  island  were  visited,  and  on  10th  November,  1769,  Cook 
took  formal  possession  of  the  country  in  the  name  of  King  George  III. 
Having  circumnavigated  New  Zealand  and  passed  through  the  Straits 
which  now  bear  his  name,  Cook,  on  31st  March,  1770,  sailed  from 
Cape  Farewell  towards  the  west,  his  plan  being  to  steer  westward 
until  he  should  reach  the  east  coast  of  New  Holland,  and  then  to 
follow  the  direction  of  that  coast  northward.  On  18th  April, 
Lieutenant  Hicks  caught  sight  of  a  projection  of  land  which  was 
named  after  him.  Point  Hicks.  The  name  was  subsequently  changed 
to  Cape  Everard  ;  it  is  situated  between  Cape  Howe  and  the  entrance 
to  the  Snowy  River.  Proceeding  northward,  on  28th  April,  a  bay 
was  discovered  and  entered,  and  a  landing  effected.  The  name  given 
to  it  at  the  time — as  appears  from  Cook's  private  log — was  "  Sting-ray 
Harbour;"  and  its  present  name  of  Botany  Bay,  obviously  suggested 
by  Banks'  botanical  discoveries,  appears  for  the  first  time  in  Dr. 
Hawkesworth's  embellished  narrative  of  Cook's  voyages.  See  His- 
torical Records  of  N.S.W.,  Vol.  I.,  p.  161.  During  his  stay  in  Botany 
Bay  Cook  caused  the  British  flag  to  be  displayed  on  the  shore ;  and 
the  ship's  name  and  the  date  of  his  visit  were  inscribed  on  one  of  the 
trees  near  the  watering  place.  On  6th  May,  1770,  the  Endeavour 
resumed  her  voyage  northward,  and  at  noon  on  the  same  day  Cook 
observed  an  opening  in  the  coast  which  he  called  "Port  Jackson," 
probably  in  honour  of  Mr.  (afterwards  Sir)  George  Jackson,  one  of 
the  Secretaries  of  the  Admiralty.  See  Historical  Records  of  N.S.W., 
Vol.  I.,  pp.  170-2. 


28  HISTORICAL  INTRODUCTION. 

In  the  voyage  northward  all  the  prominent  features  of  the  coast 
were  noted  and  named,  including-  Smoky  Cape,  Port  Macquarie, 
Moreton  Bay,  Cape  Capricorn,  and  other  bays  and  capes.  After 
skirting  the  dangerous  coast  for  a  distance  of  about  thirteen  hundred 
miles,  the  Endeavour  narrowly  escaped  shipwreck  by  striking  some 
coral  rocks.  On  21st  October,  1770,  Cape  York  was  reached.  The 
coast  was  followed  in  order  to  determine  whether  there  was  a  passage 
between  New  Holland  and  New  Guinea.  A  channel  having  been 
found,  it  was  named  Endeavour  Straits — a  name  which  has  since  been 
dropped  in  favour  of  Torres,  the  intrepid  Portuguese  who  is  supposed 
to  have  first  sailed  through.  Cook  landed  and  took  formal  possession 
of  the  whole  country  along  which  he  had  coasted.  Cook's  log,  as 
"  written  up  "  by  Hawkesworth,  contains  the  following  entry  : — "  I 
once  more  hoisted  PJnglish  colours,  and  though  I  had  already  taken 
possession  of  several  parts,  I  now  took  possession  of  the  whole  eastern 
coast  in  right  of  His  Majesty  King  Greorge  III.,  by  the  name  of  New 
South  Wales,  with  all  the  bays,  harbours,  rivers  and  islands  situated 
upon  it ;  we  then  fired  three  volleys  of  small  arms,  which  were 
answered  by  the  same  number  from  the  ship.  Having  performed  this 
ceremony  upon  the  island  we  called  it  Possession  Island." — Hawkes- 
worth, Voyages,  Vol.  III.,  p.  616. 

Legend  has  it  that  Cook  gave  this  name  to  the  country  owing  to 
a  fancied  resemblance  to  the  Welsh  coast  about  Swansea.  It  is  re- 
markable, however,  that  neither  his  official  log  nOr  his  private  log,  nor 
any  of  the  journals  of  the  ship's  company,  mentions  the  name  of  New 
South  Wales.  It  seems  either  to  have  been  an  after-thought,  or  to 
have  originated  with  Hawkesworth.-  See  Historical  Records  of 
N.S.W.,  Vol.  I.,  pp.  169-70. 

The  first  voyage  of  the  Endeavour,  and  Cook's  discoveries,  con- 
stitute a  story  full  of  thrilling  interest  to  Australians.  His  heroic 
services  and  his  great  work  have  not  yet  been  adequately  recognized 
by  those  of  the  British  race  who  now  possess  and  enjoy  the  glorious 
heritage,  the  Australian  continent,  which  he  helped  so  materially  to 
bequeath  to  them.  Whilst  we  are  now  celebrating  the  establishment 
of  the  Australian  Commonwealth,  and  rejoicing  at  the  beginning  of 
a  new  era  of  national  life  which  shall  give  us  a  more  exalted  citizen- 
ship, and  a  wider  patriotism,  let  us  not  forget  James  Cook  and  his 
courageous  comrades,  who  in  a  frail  barque  of  360  tons  dared  the 
storms  of  two  oceans  in  search  of  new  homes  for  the  unborn 
millions  of  the  British  race.  All  honour  to  the  name  of  Captain 
Cook  ! 

Cook's  second  great  voyage  was  commenced  on  13th  July,  1772, 
in  the  Resolution,  462  tons  burthen ;  he  was  accompanied  by  Captain 
Tobias  Furneaux,  in  the  Adventure,  336  tons.  The  object  was  to 
make  further  search  for  the  supposed  Southern  Continent  of  the 
geographers.  In  this  voyage  Cook  and  Furneaux  directed  their 
course  towards  the  South  Pole,  and  penetrated  beyond  the  Antarctic 
circle.  On  8th  February,  1773,  the  two  vessels  became  separated. 
Cook  then  directed  his  course  to  Queen  Charlotte's  Sound,  New 
Zealand,  the  appointed  rendezvous.  Captain  Furneaux  followed  a 
more  northerly  course,  coasted  along  the  southern  and  eastern  shores 


jNrODERN   COLONIZATION.  29 


of  Van  Diemen's  Land,  and  met  Cook  at  Queen  Charlotte's  Sound. 
Subsequently  Cook  cruised  in  the  Pacific,  visited  and  named  the 
New  Hebrides  group,  landed  on  and  named  Xew  Caledonia,  dis- 
covered and  named  Norfolk  Island.  He  returned  to  England  on  30th 
July,  1775,  after  an  absence  of  over  three  years,  having  conclusively 
proved  that  no  Polar  Continent  existed  in  navigable  seas.  See 
Historical  Records  of  N.S.W.,  Vol.  I.,  pp.  333,  380. 

In  1776  Cook  commenced  his  third  and  last  voyage.  On  this 
occasion  he  was  again  in  command  of  the  Besolution,  and  was 
accompanied  by  Captain  Clarke,  in  the  Discovery,  300  tons.  On  26th 
January,  1777,  he  arrived  off  the  coast  of  Yan  Diemen's  Land  and 
anchored  in  Adventure  Bay,  which  had  been  so  named  by  Captain 
Furneaux.  On  30th  January  the  Resolution  and  Discovery  left  Yan 
Diemen's  Land  and  sailed  for  New  Zealand.  Thence  they  left  for 
the  Society  Islands.  Cook's  tragic  death  took  place  at  Hawaii,  one 
of  the  Sandwich  Islands,  on  14th  February,  1779.  His  work  was 
done.  Australia,  Tasmania  and  New  Zealand  were  by  his  labours 
for  ever  secured  to  the  inheritance  of  the  British  people. 

Projects  for  Settlement. — The  project  of  a  settlement  on  the  east 
coast  of  New  Holland  seems  to  have  been  due  to  the  enthusiastic  reports 
of  Sir  Joseph  Banks  as  to  the  fertility  and  capacity  of  the  country. 
Before  a  Committee  of  the  House  of  Commons,  appointed  in  1779  to 
enquire  into  the  question  of  transportation,  he  gave  evidence  that  if  it 
were  thought  expedient  to  establish  a  penal  settlement  in  a  distant  land, 
"  the  place  which  appeared  to  him  best  adapted  for  such  a  purpose  was 
Botany  Bay,  on  the  coast  of  New  Holland." — Barton,  History  of 
N.S.W.,  Yol.  I.,  p.  xlv.  The  Committee,  without  recommending  any 
particular  locality,  reported  in  favour  of  establishing  a  convict  colony 
in  some  distant  part  of  the  globe. 

The  existing  laws,  however,  only  authorized  transportation  to  the 
colonies  and  plantations  of  North  America  (see  the  Act  4  George  I. 
c.  11) ;  and  as  the  independence  of  the  American  colonies  Jiad  now  been 
recognized,  further  legislation  was  necessary.  Accordingly  in  1784 
the  Act  was  passed  under  which  the  first  settlement  of  Australia  took 
place,  and  which  is  dealt  with  in  Part  III.  of  this  introduction. 

Mention  may  here  be  made  of  a  proposal  by  an  Englishman, 
James  Maria  Matra,  to  establish  in  New  South  Wales  a  free  settle- 
ment for  the  American  loyalists  who  had  suffered  for  their  allegiance 
to  the  Crown  during  the  war,  and  who  might  wish  to  remain  under 
the  British  flag.  This  plan,  though  it  received  the  hearty  support 
of  Sir  Joseph  Banks,  was  not  favourably  received  by  the  Government, 
and  New  South  Wales  thus  missed  the  opportunity  of  being  founded 
as  a  free  and  settled  colony. — Barton,  History  of  N.S.W.,  Yol  I., 
pp.  1-10. 

From  Cook  to  Flixders. — On  20th  January,  1788,  Captain  Arthur 
Phillip  arrived  at  Botany  Bay  with  "  the  First  Fleet,"  consisting  of 
His  Majesty's  frigate  Siriiis,  in  command  of  Captain  John  Hunter, 
accompanied  by  one  armed  tender,  three  store  ships,  and  six  trans- 
ports, conveying  six  hundred  male  and  two  hundred  female  prisoners, 
a  guard  consisting  of  one  Major  Commandant,  three  captains  of 
marines,  twelve  sub-lieutenants,  twenty-four  non-commissioned  officers. 


30  HISTORICAL  INTRODUCTION. 

and  one  hundred  and  sixty-eight  privates.  There  were  also  among 
them  forty-two  women,  wives  of  the  marines,  together  with  their 
children.  It  was  found  that  Botany  Bay  was  not  suitable  for  the 
proposed  settlement.  The  ships  remained  in  the  harbour  whilst 
Captain  Phillip  sailed  along  the  coast  in  a  boat  for  the  purpose  of 
examining  the  opening  recorded  by  Captain  Cook,  and  by  him  named 
Port  Jackson.  It  was  found  to  be  a  noble  and  beautiful  harbour. 
In  one  of  its  many  bays  a  site  suitable  for  a  settlement  was  selected, 
and  named  ''Sydney  Cove"  in  honour  of  Viscount  Sydney,  one  of 
the  members  of  Pitt's  administration.  Eeturning  to  Botany  Bay, 
Captain  Phillip  proceeded  to  make  arrangements  to  send  the  ships 
around  to  Sydney  Cove.  Meanwhile  two  ships,  flying  the  French 
colours,  appeared  on  the  scene.  They  proved  to  be  the  French 
exploring  vessels  Boussole .  and  Astrolabe,  under  the  command  of 
La  Perouse ;  they  came  there  for  wood  and  water.  After  delivering 
to  Captain  Phillip  despatches  to  be  forwarded  to  the  French  Govern- 
ment, La  Perouse  sailed  away  across  the  Pacific,  and  was  never  again 
seen  or  heard  of,  but  in  1826  traces  of  his  wrecked  ship  were  found 
on  the  island  of  Vanikoro,  near  the  Fijis.  On  26th  January  the 
fleet  sailed  into  Port  Jackson.  The  people  were  disembarked  at 
Sydney  Cove.  The  British  colours  were  hoisted.  The  Eoyal  Pro- 
clamation and  Commission  constituting  the  colony  of  New  South 
Wales  were  read.  A  salute  was  fired.  The  work  begun  by  Cook 
was  about  to  bear  its  fruit  in  the  shape  of  Australian  settlement 
and  colonization. 

In  April,  1791,  George  Vancouver,  an  English  navigator,  who 
accompanied  Captain  Cook  on  his  second  and  third  voyages,  made 
a  careful  survey  of  the  south-west  coast  of  Australia,  in  the  course 
of  which  he  inspected  a  harbour  which  he  named  King  George's 
Sound  in  honour  of  the  reigning  sovereign. 

In  1792,  a  French  expedition,  under  Admiral  Bruni  D'Entre- 
casteaux  in  the  Recherche,  accompanied  by  Captain  Huon  Kermadec 
in  the  Eftperance,  discovered  Recherche  Archipelago  and  Bsperance 
Bay,  W.A.,  and  then  visited  the  coast  of  Van  Diemen's  Land,  in 
search  of  the  lost  La  Perouse.  They  passed  through  the  channel 
bearing  the  name  of  the  Admiral,  and  sailed  up  the  Huon  and  the 
Derwent. 

In  1795  Captain  John  Hunter  arrived  in  New  South  Wales,  in 
the  Reliance,  to  commence  his  duties  as  Governor  in  succession  to 
Captain  Phillip.  There  came  with  him  two  young  men  whose  names 
have  become  honoured  by  their  association  with  memorable  events 
in  connection  with  Australian  maritime  discoveries — Matthew  Flinders, 
midshipman,  and  George  Bass,  surgeon.  They  afterwards  took  a 
leading  part  in  exploring  previously  unknown  tracts  in  Australian 
waters,  and  in  solving  geographical  problems  of  great  importance. 
On  3rd  December,  1797,  whilst  Flinders  was  engaged  on  a  surveying 
voyage  at  Furneaux's  Islands,  Bass,  obtaining  from  the  Governor  the 
use  of  a  whaleboat,  a  crew  of  six  men,  and  provisions  for  six  weeks, 
started  from  Sydney,  cleared  the  heads  and  sailed  southwards; 
explored  the  coast,  discovered  Twofold  Bay,  passed  southward 
beyond  the  great  projection  of  land,  now  called  Wilson's  Promontory, 


MODERN   COLONIZATION.  31 

and  then  proceeded  further  westward  until  he  discovered  the  harbour 
now  known  as  Western  Port.  He  had  entered  the  channel  which 
runs  between  Van  Diemen's  Land  and  Australia,  though  he  was  not 
certain  of  its  continuity.  In  October,  1798,  Flinders,  associated  with 
Bass,  sailed  from  Sydney  in  a  small  decked  vessel  named  the 
Norfolk,  25  tons;  made  for  Van  Diemen's  Land;  steered  along  its 
northern  coast;  discovered  and  entered  Tamar  heads  and  anchored 
in  Port  Dalrymple ;  rounded  the  north-west  headland  (Cape  Grim) 
and  eventually  circumnavigated  the  island,  for  the  first  time  deter- 
mining its  insularity.  The  name  of  Bass  is  immortalized  in  the 
Straits,  to  which,  on  the  recommendation  of  Flinders,  it  was  given. 
In  1799,  Flinders  was  sent  by  Governor  Hunter  to  explore  the 
coastline  north  of  Port  Jackson.  In  the  sloop  Norfolk  he  proceeded 
along  the  coast,  examined  Moreton  Bay  and  afterwards  went  as  far 
as  Hervey's  Bay. 

On  17th  March,  1800,  Lieutenant  James  Grant  was  sent  from 
England,  in  command  of  the  surveying  ship  Lady  Nelson,  60  tons, 
for  the  purpose  of  exploring  the  southern  coast  of  Xew  Holland. 
On  rounding  the  West  Australian  cape,  he  shaped  his  course  to 
reach  Sydney  through  the  Straits  discovered  by  Bass  and  Flinders, 
instead  of  proceeding  via  Van  Diemen's  Land.  On  3rd  December, 
1800,  Grant  sighted  a  part  of  the  coast  of  South  Australia,  to  which 
he  gave  the  name  of  Cape  Northumberland.  He  also  sighted  and 
named  other  points,  including  Cape  Bridgewater  and  Cape  Otway. 
The  Lady  Nelson  was  the  first  ship  to  pass  through  Bass  Straits 
from  the  westward.  Afterwards  Grant,  in  the  Lady  Nelson,  surveyed 
the  coast  between  Wilson's  Promontory  and  Western  Port.  Lieu- 
tenant Murray  succeeded  Grant  in  command  of  the  Lady  Nelson. 
On  12th  November,  1801,  Murray  started  from  Sydney  for  the  pur- 
pose of  prosecuting  a  more  minute  exploration  along  the  south  coast. 
This  voyage  resulted  in  the  discovery  of  an  opening  between 
Western  Port  and  Cape  Otway  ;  it  was  first  seen  on  5th  January, 
1802,  but  owing  to  unfavourable  weather  it  could  not  be  entered 
for  several  weeks.  It  was  first  inspected  in  a  launch,  by  Mr. 
Bowen,  the  mate  of  the  Lady  Nelson,  who  entered  it  on  1st 
February.  The  Lady  Nelson  was  then  brought  round  from  Western 
Port,  and  on  15th  February  passed  through  the  narrow  channel. 
This  proved  the  gateway  to  what  Murray  described  as  "a  noble 
harbour,"  which  he  named  Port  King,  but  the  name  was  afterwards 
changed  to  Port  Phillip,  in  honour  of  the  first  Governor  of  New 
South  Wales. 

At  about  this  time  Flinders  was  on  his  way  back  from  England 
in  the  flagship  Livestigator,  334  tons.  He  reached  Cape  Leeuwin 
on  7th  December,  1801;  entered  King  George's  Sound;  surveyed 
the  coast  eastward;  discovered  and  named  Fowler's  Bay,  Smoky 
Bay,  Streaky  Bay,  Port  Lincoln,  Spenser's  Gulf,  Hardwick  Bay, 
Point  Marsden,  Nepean  Bay,  the  Gulf  of  St.  Vincent,  Yorke  Penin- 
sula, Mount  Lofty,  Kangaroo  Island,  and  Backstairs  Passage.  At 
Encounter  Bay  he  came  across  Commodore  Baudin,  in  command  of 
the  French  ship  Geographe. 

In  1801  a  French  expedition  commenced  an  exploration  of  the 


32  HISTORICAL  INTRODUCTEOK 

Australian  coast  which  has  left  enduring  traces  of  its  investigatioiis 
on  the  map  of  the  continent.  It  consisted  of  three  ships — the 
Geographe,  the  Naturaliste,  and  the  Casurina.  It  was  under  the 
command  of  Commodore  Baudin  and  his  first  lieutenant,  M.  Freycinet. 
They  appeared  to  have  examined  a  part  of  the  west  coast  of  the 
continent,  and  also  the  eastern  coast  of  Van  Diemen's  Land,  where 
they  were  engaged  so  long  that  Flinders,  in  the  Investigator,  had 
almost  completed  his  survey  of  the  southern  coast  when  Baudin 
proceeded  to  explore  from  the  east  to  westward.  Referring  to  the 
meeting  of  Flinders  and  Baudin,  Mr.  David  Blair  wrote  :  "  Flinders 
subsequently  found  that  the  French,  by  the  orders  of  the  Emperor 
Napoleon,  claimed  all  the  south  coast  as  their  discovery,  and  had 
named  the  various  points  along  it  by  the  names  of  the  emperor  and 
his  courtiers.  They  even  gave  the  whole  territory  the  name  of 
Napoleon  Land.  The  officers  of  the  Geographe  knew  well  that  all 
this  was  done  without  warrant,  for  one  of  them — M.  Freycinet,  first 
lieutenant  to  Captain  Baudin — said  afterwards  to  Flinders  at  Sydney 
Government  House:  *  Captain,  if  we  had  not  been  kept  so  long 
picking  up  shells  and  catching  butterflies  in  Van  Diemen's  Land, 
you  would  not  have  discovered  the  south  coast  before  us.^  It  is 
but  justice  to  the  French  people  to  say  that  all  idea  of  appropriating 
Flinders's  discoveries  has  long  since  been  abandoned  by  them." — ■ 
Blair's  History  of  Australia,  p.  115. 

Flinders  proceeded  on  his  voyage  eastward,  and  on  reaching 
Cape  Otway  he  proceeded  to  explore  the  great  indentation  which 
Grant  had  reported.  Flinders  then  discovered  the  opening  within 
which  was  situated  Port  Phillip,  which  he  entered  on  27th  April, 
1802,  without  having  any  knowledge  of  its  having  been  previously 
(15th  February,  1802)  entered  by  Lieutenant  Murray.  "  Strangely 
enough,"  wrote  Dr.  Lang,  "  Port  Phillip  was  afterwards  discovered, 
on  30th  March  of  the  same  year,  by  Captain  Baudin,  of  the  French 
expedition;  and  again,  on  the  27th  April  following — all  indepen- 
dently— by  Captain  Flinders;  but  the  honour  of  the  discovery  is 
unquestionably  due  to  Lieutenant  Murray,  who  had  preceded 
Captain  Baudin  six  weeks  and  Captain  Flinders  ten." — History  of 
New  South  Wales,  p.  82.  After  quitting  Port  Phillip,  Flinders 
proceeded  on  his  journey  to  Sydney,  which  he  reached  on  9th  May, 
1802.  On  his  arrival  there,  he  found  the  French  ship  Naturaliste 
in  the  harbour,  to  the  commander  of  which,  Captain  Hamlin,  he 
showed  his  charts  of  the  coast  between  Cape  Nuyts  and  Encounter 
Bay. — Blair's  History  of  Australia,  p.  116. 

In  1802,  Governor  King  despatched  Surveyor-general  Grimes 
in  the  Cumberland  to  examine  Port  Phillip  and  to  warn  off  Com- 
modore Baudin,  who  was  known  to  be  in  the  neighbourhood,  with 
the  Geographe  and  the  Naturaliste,  and  meditating  annexation  of 
the  south  coast  for  the  French  Government.  Grimes  fell  in  with 
Baudin  on  8th  December  at  King's  Island.  Grimes  delivered  his 
despatches  to  Baudin,  and  after  exploring  King's  Island  he  entered 
Port  Phillip  and  proceeded  to  examine  its  coast  line.  On  2nd  Feb- 
ruary, 1803,  he  ascended  the  Yarra.  He  was  the  first  white  man 
who  trod  the  destined  site  of  the  city  of  Melbourne. 


MODERN   COLONIZATION.  33 

The  Name  "Acstralia." — The  continent  of  Australia  was  not 
yet  known  by  that  name.  It  was  usually  described,  either  by  the 
old  name,  "  Terra  Australis/'  given  by  the  geographers,  or  by  the 
Dutch  designation  of  "  New  Holland."  In  1606  de  Quiros  gave  to 
an  island  in  the  New  Hebrides,  which  he  believed  to  be  part  of  the 
Great  Southern  Continent,  the  name  of  "  La  Austrialia  del  Espiritu 
Santo"  (seep.  24  supra).  De3rosses,  in  his  Histoire  des  Navigations 
aux  Terres  Australes  (1756),  coined  the  name  *' Austral- Asia "  to 
describe  the  islands  in  a  part  of  the  South  Pacific.  The  word 
^"^  Australia "  seems  to  have  been  first  used  by  Dalrymple,  in  his 
Collection  of  Yoyages  in  the  South  Pacific,  published  in  1770,  when 
Cook  was  actually  in  Australian  waters.  Dalrymple,  however, 
applied  the  name,  not  to  New  Holland  alone,  but  to  "  all  the  lands 
and  islands  to  the  westward  of  South  America."  The  application  of 
the  word  "  Australia "  to  the  Continent  seems  to  have  been  first 
suggested  by  Matthew  Flinders  in  1814,  and  in  about  1820  it  came 
into  general  use. — Barton,  History  of  N.S.W.,  vol.  1,  pp.  86-93. 
In  1829  it  first  appeared  in  the  Imperial  Statute  Book  in  the 
Act  10  Geo.  lY.  c.  22,  which  made  legal  provision  for  the 
settlement  of  ''Western  Australia,  on  the  western  coast  of  New 
Holland." 

Greater  Britain. — The  limits  of  our  space  will  not  permit  us 
to  trace  the  progress  of  exploration  and  settlement  along  the  shores 
and  through  the  interior  of  Australia  during  the  first  century  of  its 
history.  We  can  only  present  a  brief  sketch  of  the  beginning  and 
gradual  development  of  Provincial  Government  in  each  colony 
leading  up  to  the  movement  in  favour  of  federal  union.  We  bring 
to  a  close  our  review  of  the  progress  of  British  colonization  with  a 
few  general  observations  on  the  relations  of  British  colonies  to  the 
empire  of  which  they  form  a  part.  The  people  of  Australia  are  in 
the  undisputed  enjoyment  and  possession  of  one  of  the  fairest 
countries  beneath  the  sun,  with  all  the  rights  and  privileges  of  free 
institutions,  political  equality  and  local  self-government.  They  are 
now  entering  upon  that  higher  act  of  political  union,  at  all  times 
contemplated,  with  the  inestimable  advantage  of  forming  an  integral 
part  of  the  British  Empire.  That  Empire  is  much  vaster  in 
dominion,  much  richer  and  more  populous  than  when  Great  Britain 
lost  the  United  States.  "  The  sun  of  England "  has  not  set  for 
ever.  It  shines  brighter  than  ever ;  brighter  by  reason  of  the  pass- 
ing away  of  political  darkness,  misgovernment,  corruption,  and 
despotism;  brighter  by  reason  of  the  enlightened  views  of  her 
statesmen  and  the  enfranchisement  of  her  toiling  masses ;  brighter 
by  reason  of  the  democratic  constitutions  which  have  been  granted 
to  her  colonies  and  dependencies  in  all  parts  of  the  earth.  The  red 
line  of  British  frontier  has  been  creeping  in  advance  of  all  the 
other  national  colours  on  the  map ;  stretching  into  distant  "  regions 
Caesar  never  knew."  But  in  all  this  the  policy  of  the  nation  has 
been  colonization,  not  conquest ;  the  planting  of  people  on  the  soil, 
and  enabling  them  to  build  homes  for  themselves  and  reclaim  the 
wilderness  from  the  savage  for  their  own  benefit  and  the  comforts 
and  delights  of  existence ;    not    for   the   glorification    of   princes,  or 


34  HISTORICAL  INTRODUCTION. 

the  enrichment  of  families  in  Europe,  as  was  the  case  in  the 
Spanish  and  French  systems. 

Consider  for  a  moment  the  vast  magnitude,  the  enormous 
wealth,  and  the  surprising  population  of  the  British  Empire  at  the 
present  time.  There  are  about  56  colonies  and  dependencies  recog- 
nizing the  sovereignty  of  the  Queen.  The  area  at  home  and  abroad 
amounts  to  11,712,171  square  miles;  the  coast  line  of  this  area 
exceeds  in  length  the  entire  circumference  of  the  earth,  being 
28,500  miles;  the  total  annual  public  revenue  of  Great  Britain  and 
her  colonies  and  her  dependencies  for  the  year  1897-8  was 
£256,452,167;  the  annual  value  of  exports  £515,730,000,  and  im- 
ports £746,407,484 ;  the  population  was  385,280,140.  Such  is  the 
majestic  fabric  of  the  British  Empire  of  to-day,  of  which  Daniel 
Webster,  the  American  orator,  said  so  long  ago  as  May,  1834,  that 
she  was  the  '^  power  which  dotted  the  surface  of  the  whole  globe 
with  her  possessions  and  military  ^iposts,  whose  morning  drum-beat, 
following  the  sun  and  keeping  company  with  the  hours,  circles  the 
earth  with  one  continuous  and  unbroken  strain  of  the  martial  airs 
of  England.'^ 

From  the  contemplation  of  these  facts  we  can,  to  some  extent, 
realise  the  greatness  of  the  birth-right  which  has  descended  to  us 
through  the  labours,  the  enterprise,  the  patriotism,  and  the  sacrifices 
of  the  pioneers  of  British  colonization,  and  the  builders  of  the 
British  Empire. 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  35 

F^RT   III. 
COLONIAL    GOVERNMENT    IN    AUSTRALIA. 


(1)  NEW  SOUTH  WALES. 


Earliest  Statutory  Authority. — In  1784  the  Imperial  Parlia- 
ment passed  the  statute,  24  Geo.  III.  c.  56,  intituled  "  An  Act  for 
the  effectual  transportation  of  felons  and  other  offenders,  and  to 
authorize  the  removal  of  prisoners  in  certain  cases,  and  for  other 
purposes  therein  mentioned."  This  law  empowered  the  King,  with 
the  advice  of  the  Privy  Council,  to  appoint  places  to  which  felons 
might  be  transferred.  By  an  Order  in  Council  bearing  date  6th 
December,  1786,  His  Majesty's  "territory  of  New  South  Wales 
situated  on  the  east  part  of  New  Holland  "  was  appointed  a  place 
for  the  reception  of  persons  within  the  meaning  of  the  Act. 

By  letters  patent  and  commission  dated  2nd  April,  1787,  Captain 
Arthur  Phillip  was  appointed  Governor  and  Vice-Admiral  of  the 
territory.  It  was  declared  that  the  limits  of  his  authority  extended 
"  From  the  north  cape  or  northern  extremity  of  the  coast  called 
Cape  York,  in  latitude  of  10°  37'  south,  to  the  south  cape  or  southern 
extremity  of  the  coast  in  latitude  of  43"  39'  south,  and  inland  to  the 
westward  as  far  as  135"  east  longitude,  reckoning  from  the  meridian 
of  Greenwich ;  including  all  the  islands  adjacent  in  the  Pacific 
Ocean  within  the  latitudes  aforesaid."  The  western  or  inland 
boundary  was  afterwards  (1827)  extended  to  the  129tli  meridian. 
The  Governor  was  empowered  to  make  orders  for  the  good  govern- 
ment of  the  settlement.  In  the  shape  of  ordinances,  he  created 
offences  and  crimes  previously  unknown  to  the  law;  he  made  regu- 
lations; he  modified  tlie  application  of  the  law  of  England  in  matters 
relating  to  police,  tolls,  and  convict  labour.  His  legislative  powers 
were  assumed  to  be  founded  on  and  justified  by  the  prerogatives  of 
the  Crown.  There  is  now  reasonable  ground  for  entertaining  a 
doubt  whether  the  Crown  had  authority  to  delegate  such  a  power  to 
the  Governor. — Mr.  Commissioner  Bigge's  Report  (1823),  p.  10; 
Bentham's  Plea  for  the  Constitution,  IV.,  p.  255-60;  Webb's  Imperial 
Law,  p.  25. 

The  Judicial  authority  necessary  for  the  government  of  the  new 
settlement  was  derived  partly  from  statute  and  partly  from  preroga- 
tive, similarly  assumed  to  exist.  The  Act  27  Geo.  III.  c.  2,  intituled 
"An  Act  to  enable  His  Majesty  to  establish  a  Court  of  Criminal 
Jurisdiction  on  the  eastern  coast  of  New  South  Wales  and  the  parts 
adjacent  thereto,"  authorized  the  Crown  by  letters  patent  to  erect 
a  criminal  court  for  the  trial  and  punishment  of  treasons,  felonies, 
and  misdemeanours.  This  court,  which  was  similar  in  its  constitution 
to  a  court  of  Admiralty  in  its  criminal  jurisdiction,  was  composed  of 
a  Judge-Advocate  and  six  naval  or  military  officers  to  be  selected 
by  the   Governor.       There   was   thus   ample   statutory   authority  for 


36  HISTORICAL  INTRODUCTION. 

the  administration  of  criminal  law  according  to  a  procedure  suitable 
enough,  perhaps,  for  a  penal  settlement,  but  not  for  a  free  com- 
munity. There  was  no  statutory  authority  whatever  for  the  creation 
of  civil  courts.  The  Imperial  authorities  seem  to  have  considered 
that  the  Crown,  in  the  exercise  of  its  prerogative,  could  constitute 
civil  courts.  By  letters  patent,  dated  2nd  April,  1787,  the  Crown 
created  a  court  of  civil  jurisdiction  having  power  to  deal  in  a  sum- 
mary way  with  personal  actions  and  probate  and  administration 
proceedings  "according  to  the  law  of  England."  The  civil  court 
was  presided  over  by  the  Judge-Advocate  and  two  inhabitants  of 
the  settlement,  appointed  by  the  Governor.  This  civil  procedure 
continued 'in  operation  until  4th  February,  1814,  when  fresh  letters 
patent  were  issued,  formulating  a  new  plan  of  administration,  by 
which  the  civil  and  criminal  jurisdictions,  previously  united  in  the 
Judge-Advocate,  were  separated.  A  primary  civil  court,  presided 
over  by  the  Judge- Advocate  and  two  inhabitants  appointed  by  the 
Governor,  was  established  and  endowed  with  jurisdiction  in  personal 
actions  in  which  the  amount  involved  did  nob  exceed  £50.  A 
Supreme  Court,  presided  over  by  a  Judge  and  two  magistrates,  was 
erected  and  clothed  with  jurisdiction  in  personal  actions  in  which  the 
amount  involved  exceeded  £50,  and  with  general  jurisdiction  in 
equity,  probate,  and  administration  matters.  Eminent  jurists  are 
now  of  opinion  that  these  civil  courts  were  established  by  the  Crown 
without  any  constitutional  authority.  The  legislative  power  exercised 
by  the  Governor  is  also  believed  to  have  been  equally  unconstitu- 
tional.— Webb's  Imperial  Law,  p.  24. 

The  Governor  was  endowed  with  almost  absolute  power.  His 
rule  was  a  despotism,  tempered  by  his  own  discretion  and  by  the 
knowledge  that  he  was  liable  to  be  called  to  account  by  the  Imperial 
authorities  for  any  maladministration.  His  oath  of  office  principally 
required  him  to  olsserve  the  law  relating  to  trade  and  plantations. — 
Jenks'  Government  of  Victoria,  p.  11.  Such  was  the  legal  authority 
under  which,  on  26th  January,  1788,  a  penal  settlement  was  estab- 
lished and  for  many  years  afterwards  maintained  at  Sydney  Cove. 
It  was  not  at  first  intended  to  be  a  colony  or  plantation  within  the 
ordinary  meaning  of  those  terms,  viz.,  for  the  purpose  of  trade  and 
cultivation. — Clarke's  Colonial  Law,  p.  I.  Lubbock  v.  Potts^  7  East 
449.     Webb's  Imperial  Law,  p.  12. 

By  the  Acts  59  Geo.  III.  c.  114,  1  and  2  Geo.  IV.  c.  8,  and 
3  Geo.  IV.  c.  96,  the  Governor  of  New  South  Wales  was  given 
limited  powers  to  impose  local  taxation  in  the  shape  of  Customs 
duties  on  spirits,  tobacco  and  other  goods  imported  into  the  colony. 

A  Rudimentary  Charter. — The  temporary  Act  4  Geo.  IV.  c.  96 
(1823),  which  became  law  during  the  governorship  of  Sir  Thomas 
Brisbane,  was  the  first  legislation  passed  by  the  Imperial  Parliament 
conferring  anything  like  the  rudiments  of  local  self-government  on 
the  New  South  Wales  community.  It  was  intituled  "An  Act  to  pro- 
vide until  the  1st  day  of  July,  1827,  and  until  the  end  of  the  next 
session  of  Parliament,  for  the  better  administration  of  justice  in  New 
South  Wales  and  Van  Diemen's  Land,  and  for  the  more  effectual 
government  thereof ;"  but  it  went  a  little  beyond  its  title.     The  old 


COLONIAL  GOVERNMENT  IN   AUSTRALIA.  37 

Military  Courts  of  1787  were  abolished,  and  a  Supreme  Court  and 
Court  of  Appeal,  on  something  like  the  English  model,  were  authorized 
to  be  erected.  The  Crown  was  empowered  to  create,  by  warrant,  a 
Council  consisting  of  from  five  to  seven  persons  charged  with  certain 
legislative  powers  of  a  limited  character.  They  were  to  be  appointed 
during  the  pleasure  of  the  Crown  ;  they  could  advise  but  not  overrule 
the  Governor  in  matters  of  legislation,  and  all  laws  and  ordinances 
passed  with  their  approval  were  required  to  be  laid  before  the  British 
Parliament.  On  1 7th  May,  1824,  a  charter  of  Justice,  bearing  date 
13th  October,  1823,  was  promulgated,  creating  the  Supreme  Court  of 
New  South  Wales,  and  appointing  Francis  Forbes,  Esq.,  to  be  the  first 
Chief  Justice.  On  1st  December,  1823,  five  persons  were  appointed 
members  of  the  Council,  consisting  of  the  principal  Grovernment 
officials,  viz.,  the  Lieutenant-Governor,  the  Chief  Justice,  the  Colonial 
Secretary,  the  Principal  Surgeon,  and  the  Surveyor-General  for  the 
time  being.  On  17th  July,  1825,  the  Council  was  re-constituted  and 
increased  to  its  full  number  of  members,  including  three  private 
persons,  residents  of  the  colony. 

Up  to  the  passing  of  the  Act  4  Geo.  lY.  c.  96  (1823),  Van 
Diemen's  Land  was  a  dependency  of  New  South  Wales.  By  sec.  24 
of  that  Act  the  Crown  was  authorized  to  proclaim  Van  Diemen's  Land 
a  separate  colony  independent  of  New  South  Wales.  The  history  of 
New  South  Wales  and  Van  Diemen's  Land  (afterwards  Tasmania),  as 
constitutional  colonies,  begins  with  the  Act  4  Geo.  IV.  c.  96,  which 
was  their  first  charter  of  Government. 

The  Act  9  Geo.  IV.  c.  83  (25th  July,  1828),  intituled  ''  An  Act 
for  the  Administration  of  Justice  in  New  South  Wales  and  Van 
Diemen's  Land,  and  for  the  effectual  government  thereof,"  was  the 
second  constitutional  charter  of  Australia.  It  was  passed  during  the 
governorship  of  Lieutenant-General  Sir  Ralph  Darling.  It  re-enacted 
the  main  provisions  of  the  temporary  measure  and  made  better  pro- 
vision for  the  administration  of  justice.  The  civil  and  criminal  juris- 
dictions of  the  courts  were  amended  and  improved,  power  being  given 
to  the  respective  Legislative  Councils  to  introduce  trial  by  jury  in  all 
criminal  cases.  It  contained  the  well-known  section  (24),  which 
enacts  "  That  all  laws  and  statutes  in  force  within  the  realm  of  Eng- 
land at  the  time  of  the  passing  of  this  Act  (not  being  inconsistent 
herewith,  or  with  any  charter,  or  letters  patent,  or  Order  in  Council, 
which  may  be  issued  in  pursuance  hereof),  shall  be  applied  in  the 
administration  of  justice,  in  the  courts  of  New  South  Wales  and  Van 
Diemen's  Land  respectively,  so  far  as  the  same  can  be  applied  within 
the  said  colonies ;  and  as  often  as  any  doubt  shall  arise  as  to  the 
application  of  any  such  laws  or  statutes  in  the  said  colonies  respectively, 
it  shall  be  lawful  for  the  Governors  of  the  said  colonies  respectively, 
by  and  with  the  advice  of  the  Legislative  Councils  of  the  said  colonies 
respectively,  by  ordinances  to  be  by  them  for  that  purpose  made,  to 
declare  whether  such  laws  or  statutes  shall  be  deemed  to  extend  to 
such  colonies,  and  to  be  in  force  within  the  same,  or  to  make  and 
establish  such  limitations  and  modifications  of  any  such  laws  and 
statutes  within  the  said  colonies  respectively,  as  may  be  deemed 
expedient  in  that  behalf." 


38  HISTORICAL  INTRODUCTION. 

Another  interesting  and  important  section  of  this  Act  was  sec. 
20,  in  which  it  was  recited  that  "it  may  be  necessary  to  make  laws 
and  ordinances  for  the  welfare  and  good  government  of  the  said 
colonies  of  New  South  Wales  and  Van  Diemen's  Land,  and  the 
dependencies  thereof,  the  occasions  of  which  cannot  be  foreseen, 
nor  without  much  delay  and  inconvenience  provided  for,  without 
entrusting  that  authority  for  a  certain  time,  and  under  proper 
restrictions,  to  persons  resident  there."  It  was  also  recited  that  "it 
is  not  at  present  expedient  to  call  a  Legislative  Assembly  in 
either  of  the  said  colonies."  It  then  proceeded  to  enact  "  That  it 
shall  and  may  be  lawful  for  His  Majesty,  his  Heirs  and  Successors, 
by  warrants  under  his  or  their  sign  manual,  to  constitute  and 
appoint  in  New  South  Wales  and  Van  Diemen's  Land  respectively,  a 
Council,  to  consist  of  such  persons  resident  in  the  said  colonies 
respectively,  not  exceeding  fifteen  nor  less  than  ten,  as  His  Majesty, 
his  Heirs  and  Successors,  shall  be  pleased  to  nominate." 

The  Governors  of  the  colonies  of  New  South  Wales  and  Van 
Diemen's  Land,  with  the  advice  of  the  Legislative  Councils  so 
created,  were  authorized  "to  make  laws  and  ordinances  for  the 
peace,  welfare,  and  good  government  of  the  said  colonies  respectively, 
such  laws  and  ordinances  not  being  repugnant  to  this  Act,  or  to  any 
charter  or  letters  patent  or  Order  in  Council  which  may  be  issued 
in  pursuance  hereof,  or  to  the  laws  of  England."  This  included 
certain  limited  powers  of  levying  customs  and  excise  taxation  for 
local  purposes,  but  it  conveyed  no  control  over  the  waste  lands  of 
the  Crown.  No  proposed  law  could  be  passed  by  either  of  these 
Councils  unless  it  was  first  laid  before  such  Council  by  the  Governor 
of  the  colony.  The  members  of  these  legislative  bodies  held  their 
seats  at  the  pleasure  of  the  Crown,  and  they  had  no  control  over 
the  administration,  which  was  exclusively  vested  in  the  Governor. 

At  this  time  the  official  staff  of  the  New  South  Wales  Govern- 
ment consisted  of  a  Chief  Justice,  an  Archdeacon,  a  Colonial  Secretary, 
an  Attorney-General,  a  Collector  of  Customs,  an  Auditor-General,  a 
Principal  Surgeon,  and  a  Surveyor-General.  These  appointments 
were  made  by  the  Imperial  Government,  During  this  period  Ave 
find  some  of  the  earliest  traces  of  a  colonial  Executive  Council,  a 
body  which  subsequently  acquired  in  the  Australian  colonies  a  position 
analagous  to  that  of  the  Privy  Council  in  England.  In  the  Commis- 
sion appointing  Sir  Richard  Bourke  Governor  of  New  South  Wales 
{25th  June,  1831),  he  was  authorized  to  nominate  an  Executive 
Council.  This  Council  consisted  of  such  of  the  leading  government 
officials  as  the  Governor  thought  fit  to  consult  with  in  matters  of 
local  administration. — Jenks'  Government  of  Victoria,  p.  17. 

First  Reprksentative  Legislature. — The  third  important  charter 
regulating  the  Government  of  New  South  Wales  was  5  and  6  Vic. 
c.  76  (30th  July,  1842),  passed  during  the  Governorship  of  Sir  George 
Gipps.  It  was  intituled  "  An  Act  for  the  Government  of  New  South 
Wales  and  Van  Diemen's  Land,"  but  it  principally  concerned,  and 
was  for  the  benefit  of,  New  South  Wales.  The  Legislative  Councils 
established  by  previous  Acts  were  purely  nominee  and  irresponsible 
bodies.     This  Act  established,  for  the  first  time  in  Australia,  a  legis- 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  39 

lature  partly,  but  not  wholly,  representative  in  its  character.  It  was 
enacted  that  there  should  be  within  the  colony  of  Xew  South  Wales 
a  Leo-islative  Council  to  consist  of  36  members,  12  of  whom  were  to 
be  appointed  by  Her  Majesty  and  24  elected  by  the  inhabitants  of 
the  colony.  The  Governor  with  the  advice  and  consent  of  the  Coun- 
cil was  authorized  to  make  laws  for  the  peace,  welfare  and  good 
government  of  the  colony,  including  the  power  to  impose  duties  of 
customs,  provided  that  such  laws  were  not  to  be  repugnant  to  the 
law  of  England ;  nor  were  they  to  interfere  with  the  sale  or  appro- 
priation of  lands  belonging  to  the  Crown  or  with  the  revenue  arising 
from  the  same.  Bills  imposing  duties  of  customs  had  to  be  reserved 
for  the  Queen's  assent.  The  Council  was  to  be  presided  over  by  a 
Speaker  elected  by  itself.  There  was  to  be  a  session  of  the  Council 
once  every  year,  and  every  Council  was  to  continue  for  five  years 
from  the  day  of  the  return  of  the  writs  and  no  longer,  subject  to 
be  sooner  dissolved  by  the  Governor.  Power  was  given  to  the 
Governor  to  establish,  by  letters  patent,  district  Councils  for  the 
purpose  of  carrying  on  local  government  in  such  counties  or  other 
divisions  of  the  colony  as  he  might  deem  fit.  Elective  members  of 
the  Council  were  required  to  be  the  o\vners  of  freehold  land  of  the 
clear  annual  value  of  £100,  or  of  the  capital  value  of  £2,000.  They 
had  to  be  chosen  by  the  votes  of  electors  being  owners  of  freehold 
land  of  the  clear  capital  value  of  £200,  or  householders  occupying 
dwellings  of  the  clear  annual  value  of  £20.  This  Act  also  contained 
provisions  relating  to  the  giving  or  withholding  by  the  Governor  of 
the  Royal  assent  to  Bills  passed  by  the  Council,  the  disallowance  of 
Bills  assented  to  by  the  Governor,  and  the  assent  to  Bills  reserved 
by  the  Governor,  and  enacting  that  the  Queen,  by  the  advice  of  the 
Privy  Council,  or  through  one  of  her  principal  Secretaries 
of  State,  might  convey  instructions  to  the  Governor  for  his  guid- 
ance. 

This  Act  did  not  grant  to  New  South  Wales  the  system  known 
as  Responsible  Government.  The  Governor  was  still  his  own  prime 
minister,  and  the  heads  of  the  Departments  and  other  public  officers 
still  continued  to  receive  and  hold  their  appointments  from  the 
Crown  ;  their  tenure  of  office  depended,  not  on  their  possession  of 
the  confidence  of  the  Legislative  Council,  but  on  the  pleasure  of  the 
Crown  represented  by  the  Governor.  Although  it  was  only  a  half 
measure  and  an  instalment  of  political  freedom,  it  marked  the  dawn 
of  a  new  system.  It  contained  the  feeble  germs  of  Representative 
Government,  whence  has  since  sprung  the  splendid  fabric  of  the 
Parliamentary  institutions  in  Australia.  It  was  the  first  concession 
made  by  enlightened  British  statesmen  to  the  growing  wealth  and 
importance  of  the  Australasian  colonies.  Limited  as  were  the  pro- 
visions of  this  Constitutional  Act,  meagre  as  were  the  liberties  con- 
ferred, it  was  nevertheless  drawn  on  lines  capable  of  development 
and  expansion  with  the  growing  wants  and  aspirations  of  the  young 
community.  The  Council  was  built  partly  on  the  representative 
principle,  and  the  qualified  electors  of  the  colony  had  the  predomi- 
nant power  of  .constituting  twenty-four  members,  as  against  twelve 
nominated  by  the  Crown.      The    new    Council    was    opened    by    Sir 


40  HISTORICAL  INTRODUCTION. 

George  Gipps  on  1st  August,  1843,  and  among  the  electire  members 
were — William  Charles  Wentworth  and  William  Bland,  for  the  city 
of  Sydney;  John  Danmore  Lang,  Charles  Nicholson,  Thomas  Walker, 
among  the  members  for  the  District  of  Port  Phillip  (now  Victoria)  ; 
Charles  Cowper,  Richard  Windeyer,  George  Robert  Nichols. 

The  next  important  charter  of  Representative  Government  in 
Australia  was  13  and  14  Vic.  c.  59  (5th  August,  1850)  intituled 
"  An  Act  for  the  better  government  of  Her  Majesty's  Australian 
colonies,"  and  commouly  known  as  the  Australian  Colonies  Govern- 
ment Act.  The  Bill,  of  which  this  Act  was  the  outcome,  was  first 
introduced  into  the  House  of  Commons  in  June,  1849.  The  two  main 
objects  of  the  Act  were  the  separation  of  the  Port  Phillip  District 
from  New  South  Wales,  and  the  establishment  in  all  the  colonies  of 
an  improved  system  of  Provincial  Government.  The  Legislative 
Council,  erected  in  New  South  Wales  by  the  Act  of  1842,  was  not 
materially  disturbed.  Its  powers  were  in  some  respects  increased, 
and  the  franchise  on  which  its  representative  members  were  elected 
was  liberalized. 

The  Governor  and  Legislative  Council  of  New  South  Wales 
were  empowered  to  increase  the  number  of  members  of  that  body, 
subject  to  the  condition  that  one-third  of  its  members  were  to  be 
nominated  by  Her  Majesty  and  the  remaining  members  to  be  elected 
by  the  inhabitants  of  the  colony.  The  property  qualification  of . 
electors  was  reduced  in  the  case  of  freeholders  from  £200  to  £100, 
capital  value,  and  in  the  case  of  occupiers  of  dwellings  from  £20  to 
£10  per  annum.  The  qualification  of  members  remained  as  under 
the  Act  of  1842. 

Two  new  powers  were  conferred  on  the  Governor  and  Legislative 
Council  by  this  Act,  which  they  did  not  possess  by  the  Act  of  1842. 
The  Governor,  with  the  advice  of  the  Council,  was  authorized  to 
impose  and  levy  duties  of  Customs  on  the  importation  of  goods, 
wares  and  merchandise  imported  into  the  colony  from  any  part  of 
the  world,  subject  to  the  limitation  that  no  differential  duties  could 
be  imposed  (sec.  27).  There  was  no  provision  requiring  Customs 
Bills  to  be  reserved  for  the  Queen's  assent ;  and  all  doubts  whether 
such  reservation  was  still  necessary  were  afterwards  removed  by  the 
declaratory  Act  29  and  30  Vic.  c,  74.  Power  was  given  to  the 
Governor  and  Legislative  Council,  in  common  with  the  Governors  and 
Legislative  Councils  of  .the  other  Australian  colonies,  to  alter  the 
qualifications  of  electors  and  of  members  as  fixed  by  the  Act,  or  to 
establish,  instead  of  the  Legislative  Council,  a  Council  and  a  House 
of  Representatives,  or  other  separate  legislative  Houses,  to  be  ap- 
pointed or  elected  by  such  persons  and  in  such  manner  as  should  be 
determined,  and  to  vest  in  such  Houses  the  powers  and  functions  of 
the  old  Legislative  Council,  provided  that  such  Bill  should  be  reserved 
for  the  signification  of  the  Queen's  pleasure  (sec.  32).  The  Council 
was  still  unable  to  pass  laws  repugnant  to  the  law  of  England  or 
relating  to  the  sale  and  appropriation  of  the  waste  lands  of  the  Crown, 
which  continued  to  be  dealt  with  under  Imperial  Legislation  (sec.  14). 
The  Act  13  and  14  Vic.  c.  59  was  forwarded  by  Earl  Grey  to 
Governor  Fitzroy,  accompanied  by  a  despatch  dated  30th   August, 


COLONIAL  GOYERNMENT  IN  AUSTRALIA.  41 

1850,  in  which  the  Secretary  ot  State  explained  the  views  of  the 
Home  Government.     The  Act  reached  the  colony  on  11th  January, 

1851,  and  was  immediately  proclaimed.  In  June  following  Governor 
Fitzroy  received  a  commission  under  the  Great  Seal  appointing  him 
Captain-General  and  Governor-General  of  all  Her  Majesty's  Aus- 
tralian possessions;  a  commission  appointing  him  Governor  of  New 
South  Wales ;  and  three  separate  commissions  appointing  him 
Governor  of  the  colonies  of  Van  Diemen's  Land,  South  Australia  and 
Victoria  respectively ;  also  commissions  for  the  appointment  of  Lieu- 
tenant-Governors of  Van  Diemen's  Land,  South  Australia  and  Victoria, 
together  with  warrants  delegating  to  the  Governor  of  Xew  South 
Wales  and  the  Lieutenant-Governors  of  the  other  colonies  the  power 
to  nominate  non-elective  members  of  their  respective  Legislative 
Councils.     Each  commission  was  accompanied  by  royal  instructions. 

On  8th  April,  1851,  the  Legislative  Council  of  New  South  Wales, 
under  the  leadership  of  Mr.  W.  C.  Wentworth,  adopted  a  report  of 
its  select  committee,  which  protested  against  the  new  Constitution 
Act  on  the  grounds  that  it  did  not  place  the  control  of  all  revenue 
and  taxation  entirely  in  the  hands  of  the  Colonial  Legislature  ;  that 
all  offices  of  trust  and  emolument  should  be  filled  by  the  Governor 
and  Executive  Council,  unfettered  by  instructions  from  the  Secretary 
of  State  for  the  Colonies  ;  and  that  plenary  powers  of  legislation 
should  be  conferred  on  the  Colonial  Legislature.  It  concluded  by 
"  solemnly  protesting  against  these  wrongs,  and  declaring  and  insist- 
ing on  these  our  undoubted  rights ;  we  leave  the  redress  of  the  one 
and  the  assertion  of  the  other  to  the  people  whom  we  represent  and 
the  legislature  which  shall  follow  us." — Tregarthen's  Australian 
Commonwealth  (1893),  p.  139. 

An  Electoral  Bill  for  New  South  Wales  was  passed  increasinor 
the  number  of  members  of  the  Council  from  36  to  54,  of  whom  36 
were  to  be  elective  members  and  18  nominee  members.  An  Elec- 
toral Bill  for  Victoria  was  passed  providing  that  the  Legislative 
Council  of  that  colony  should  consist  of  30  members,  10  nominated 
by  the  Crown  and  20  elective. 

Demand  for  Responsible  Government. — A  new  election  of  the 
Legislative  Council  of  New  South  Wales,  on  the  liberalized  fran- 
chise, then  took  place.  The  newly-constituted  Council  affirmed  the 
opinion  of  its  predecessor  and  passed  a  resolution  that  it  was  "pre- 
pared upon  the  surrender  to  the  Colonial  Legislature  of  the  entire 
management  of  all  our  revenues,  territorial  as  well  as  general,  in 
which  we  include  mines  of  every  description,  and  upon  the  estab- 
lishment of  a  constitution  similar  in  its  outline  to  that  of  Canada, 
to  assume  and  provide  for  the  whole  cost  of  our  internal  govern- 
ment, whether  civil  or  military."  In  a  despatch  addressed  to 
Governor  Fitzroy,  dated  15th  December,  1852,  Sir  John  Fakington, 
the  Secretary  for  the  Colonies,  stated  that  Her  Majesty's  Govern- 
ment had  been  greatly  influenced  by  the  considerations  arising  from 
the  extraordinary  discoveries  of  gold  in  the  Australian  colonies, 
which  had  imparted  new  and  unforeseen  features  to  their  political 
and  social  conditions.  Such  a  state  of  affairs  had  no  parallel  in 
history,  and  in  all  human  probability  there  would  be  an  advance  in 


42  HISTORICAL  INTRODUCTION. 

the  population,  wealth  and  material  prosperity,  with  a  rapidity  un- 
precedented. Her  Majesty's  Government  had  further  observed  with 
satisfaction  the  general  order  and  good  conduct  which  distinguished 
the  behaviour  of  the  multitudes  attracted  to  the  gold  deposits,  and 
they  were  also  bound  to  recognize  the  firmness  and  good  judgment 
of  the  local  authorities.  With  this  evidence  before  them  Her  Majesty's 
Government  could  not  but  feel  that,  whilst  it  was  more  urgently 
necessary  than  before  to  place  the  full  power  of  self-government  in 
the  hands  of  the  colonies,  it  was  equally  plain  that  the  extraordinary 
increase  in  wealth  and  prosperity  testified  to  their  fitness  to  regulate 
their  own  affairs.  In  reply,  therefore,  to  the  desire  expressed  by 
the  Legislative  Council  of  New  South  Wales  in  favour  of  a  Consti- 
tution similar  in  its  outlines  to  that  of  Canada,  it  was  the  wish  of 
Her  Majesty's  Government  that  there  should  be  established,  in  each 
colony,  a  new  legislature  on  the  basis  of  an  Elective  House  and  a 
Legislative  Council  nominated  by  the  Crown  or  appointed  subject  to 
the  approval  of  the  Crown.  Upon  the  receipt  of  such  a  constitutional 
enactment,  framed  by  the  existing  Councils,  with  civil  lists  for  the 
payment  of  salaries  of  permanent  oJSicers  attached,  the  Imperial 
Government  would  undertake  forthwith  to  propose  to  Parliament  such 
measures  as  would  be  necessary  to  carry  into  effect  the  entire  arrange- 
ment, viz.  : — (1)  By  the  repeal  of  the  Land  Sale  Act,  under  which  the 
sale  of  lands  was  vested  m  the  Imperial  authorities,  and  could  not  be 
regulated  by  colonial  legislatures ;  and  (2)  by  the  requisite  alteration 
in  the  Constitutional  Act  of  1850  with  the  schedules  annexed  thereto. 
It  was  added  that  the  civil  lists  should  provide  permanent  appropria- 
tion for  the  maintenance  of  the  salaries  of  the  principal  officers  of 
Government,  such  as  the  Governor,  heads  of  departments,  judges,  &c. 
"  It  is  my  wish,"  concluded  Sir  John  Pakington,  "  that  the  change 
should  be  speedily  and  satisfactorily  effected." 

The  New  Constitution. — On  the  receipt  of  Sir  John  Pakington's 
despatch  a  committee  was  appointed  by  the  Council  to  draft  a  Consti- 
tution. Of  that  committee  Wentworth  was  one  of  the  leading  spirits. 
By  the  terms  of  the  Enabling  Act  13  and  14  Vic.  c.  59  s.  32,  the 
Governor,  with  the  advice  of  the  Legislative  Council,  had  been 
authorized  to  establish  in  the  colony,  instead  of  the  Legislative  Coun- 
cil, a  Council  and  a  House  of  Representatives,  or  other  separate 
Legislative  Houses,  to  consist  of  such  members  to  be  appointed  or 
elected  by  such  persons  and  in  such  manner  as  might  be  determined, 
and  to  vest  in  such  Houses  the.  powers  and  functions  of  the  Legislative 
Council  for  which  the  same  were  substituted.  The  Select  Committee 
appointed  to  frame  a  new  Constitution  were  not  contented  to  establish 
a  bi-cameral  legislature  capable  of  exercising  only  the  powers  and 
functions  of  the  old  Council.  They  considered  it  necessary  that  the 
new  legislature  should  have  " increased  powers  and  functions;"  and 
the  Bill  drafted  by  them  was  designed  to  confer  on  the  new  legislature 
increased  powers  and  functions.  In  so  doing  the  framers  of  the  Con- 
stitution acted  in  excess  of  the  authority  conferred  by  section  32,  and 
they  ran  the  risk  of  the  Royal  assent  being  refused.  This  was  what 
actually  occurred  to  the  first  Constitution  framed  by  the  Legislative 
Council   of   South   Australia.     Nevertheless  the  leaders  of  political 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  43 

thought  in  Xew  South  Wales,  believing  that  the  measure  of  power 
granted  by  the  Constitutional  Act  of  1850  was  not  sufficient  to  meet 
the  requirements  of  the  colony,  proposed  that  the  new  legislature 
should  have  an  express  and  enlarged  grant  of  powers  and  functions, 
without  reference  to  the  limitations  of  the  Act  of  1850. 

The  opening  section  of  the  Bill  provided  that  there  should  be, 
m  place  of  the  Legislative  Council  then  subsisting,  a  Legislative 
Council  and  a  Legislative  Assembly,  and  that  Her  Majesty  should 
have  the  power,  by  and  with  the  advice  and  consent  of  the  said 
Council  and  Assembly,  to  make  laws  for  the  "  peace,  welfare  and 
good  government  of  the  said  colony  in  all  cases  whatsoever.^'  Mem- 
bers of  the  Legislative  Council  were  to  be  nominated  by  the  Governor 
with  the  advice  of  the  Executive  Council.  The  first  nominees  were 
to  hold  their  seats  for  five  years  only,  but  subsequent  nominees  were 
to  be  appointed  for  life.  The  members  of  the  Assembly  were  to  be 
chosen  by  the  electors  upon  the  franchise  prescribed  in  the  Bill. 
Section  45  specially  enabled  the  legislature  so  constituted  to  impose 
and  levy  duties  of  Customs.  Section  47  provided  that  all  revenue 
should  form  a  consolidated  fund  to  be  appropriated  by  the  legisla- 
ture in  the  manner  directed.  Two  other  sections  conferred  power  to 
amend  the  Constitution,  subject  to  certain  conditions;  another  section 
declared  that,  subject  to  provisions  therein  contained,  the  legislature 
could  make  laws  regulating  the  sale  and  disposition  of  the  waste 
lands  of  the  Crown.  The  final  section  stipulated  that  the  Bill  should 
not  have  any  force  or  effect  until  inconsistent  Imperial  Acts  were 
repealed  and  the  entire  management  and  control  of  the  waste  lands 
of  the  colony  were  vested  in  the  proposed  legislature.  These  grants 
of  powers  may  be  thus  summarized  : — 

1.  To   make  laws  in  and  for   New    South  Wales  in  all  cases 

whatsoever. 

2.  To  impose  taxation,  including  duties  of  Customs. 

3.  To  appropriate  revenue. 

4.  To  legislate  concerning  the  waste  lands  of  the  Crown. 

5.  To  amend  the  Constitution   of   the  Council   and  Assembly 

subject  to  certain  conditions. 
Accompanying  these  grants  there  were  certain  restrictions : — 

1.  That  duties  were  not   to   be    levied    on    supplies    for    Her 

Majesty's  land  and  sea  forces. 

2.  That   no   fiscal  and  commercial  laws   should  be  passed  in- 

consistent with  treaties  concluded  by  Her  Majesty  with 
any  foreign  power. 

3.  That  no  differential  or  preferential  duties  of  Customs  should 

be  imposed. 

4.  That  all  Bills  for    appropriating    any    part    of    the    public 

revenue  or  for  imposing  any  new  rate,  tax  or  impost 
should  originate  in  the  Legislative  Assembly. 

5.  That  it  should  not  be  lawful  for  the  Assembly  to  originate 

or  pass  any  vote,  resolution  or  Bill  for  the  appropriation 
of  any  part  of  the  "consolidated  revenue  fund  to  any  pur- 
pose which  should  not  have  been  first  recommended  by  a 
message  of  the  Governor  to  the  said  Assembly. 


44  HISTORICAL  INTRODUCTION. 

The  Bill  contained  provisions  relating  to  electoral  matters ;  re- 
specting the  assent  of  the  Governor  to  Bills,  and  the  disallowance  of 
Bills  by  Her  Majesty ;  also  respecting  the  boundaries  of  the  Aus- 
tralian colonies.  Another  section  of  some  significance  was  one  which 
provided  that  the  appointment  to  all  public  ofiices,  whether  salaried 
or  not,  should  be  vested  in  the  Governor,  with  the  advice  of  the 
Executive  Council,  "  with  the  exception  of  the  appointments  of  the 
officers  liable  to  retire  from  office  on  political  grounds  as  hereinafter 
mentioned,  which  appointments  shall  be  vested  in  the  Governor 
alone."— Sec.  37. 

On  21st  December,  1853,  the  new  Constitution  was  adopted  by 
the  Council  and  transmitted  to  the  Secretary  of  State  for  the 
Colonies.  As  it  contained  provisions  in  excess  of  the  power  con- 
ferred by  13  and  14  Vic.  c,  59  s.  32,  the  Bill  could  not  receive  the 
Royal  assent.  It  was  decided  by  the  Imperial  Government  to  strike 
out  the  clauses  relating  to  the  reservation  and  disallowance  of  Bills. 
In  that  amended  shape  it  was  made  a  schedule  to  a  Bill  introduced 
into  the  Imperial  Parliament,  entituled  "A  Bill  to  enable  Her 
Majesty  to  assent  to  a  Bill,  as  amended,  by  the  legislature  of  New 
South  Wales  to  confer  a  Constitution  on  New  South  Wales  and  to 
grant  a  civil  list  to  Her  Majesty.^'  Section  2  of  this  Bill  conferred 
on  the  Parliament  of  New  South  Wales  the  entire  management  and 
control  of  the  waste  lands  of  the  Crown;  section  3  preserved  the 
provisions  of  former  Acts  respecting  the  allowance  and  disallowance 
of  Bills ;  section  4  preserved  to  the  Parliament  of  New  South  Wales 
the  power  to  make  laws  amending  the  Constitution,  subject  to  the 
provisions  contained  therein;  section  5  declared  that  the  whole  water- 
course of  the  river  Murray  from  its  source  to  the  eastern  boundary  of 
South  Australia  should  be  deemed  to  be  within  the  territory  of  New 
South  Wales.  In  this  shape  the  Bill  was  passed  by  the  Imperial 
Parliament  and  received  the  Royal  assent  on  16th  July,  1855.  Its 
number  is  18  and  19  Vic.  c.  54,  and  it  is  now  known  as  the  New 
South  Wales  Constitution  Statute,  whilst  the  Act  contained  in  the 
Schedule  is  known  as  the  New  South  Wales  Constitution  Act. 

The  Act  conferring  a  Constitution  on  Victoria  was  assented  to  on 
the  same  day.  These  Acts  were  transmitted  to  the  respective  colonies, 
accompanied  by  explanatory  despatches  from  the  Secretary  of  State, 
Lord  John  Russell,  in  which  the  Governors  were  instructed  as  to  the 
introduction  of  Responsible  Government. 

Responsible  Government. — "That  great  change  in  our  colonial 
system  which  is  known  as  the  introduction  of  Responsible  Govern- 
ment was,"  wrote  Dr.  Hearn,  "  effected  solely  by  a  despatch  from  a 
Secretary  of  State.  This  despatch  did  not  even  affect  the  legal  tenure 
of  colonial  offices ;  it  merely  described  the  circumstances  in  which  the 
Crown  would  exercise  its  right  of  displacing  at  its  pleasure  certain 
classes  of  its  servants.  In  the  body  of  the  Act,  for  example,  which 
conferred  upon  Victoria  its  present  form  of  government "  (and  these 
remarks  apply  equally  to  the  New  South  Wales  Act)  ''the  words 
Responsible  Minister,  or  any  equivalent  terms,  never  once  occur. 
Were  it  not  for  a  marginal  note,  which  forms  no  portion  of  the  Act, 
not  even  a  hint  would  be  given  by  this  statute  of  the  important 


COLONIAL  GOVERNMENT    IN  AUSTRALIA.  45 


changes  Avhicli  it  was  intended  to  effect." — Hearn's  Government  of 
England,  pp.  8-9. 

Sir  Richard  G.  Baker,  President  of  the  Legislative  Council  of 
South  Australia,  has  expressed  a  similar  opinion  as  to  the  method  and 
circumstances  in  which  Responsible  Government  was  introduced  into 
the  colonies.  "  It  is  evident,"  he  writes,  "  that  the  enormous  power 
exercised  by  the  Ministry  rests  on  a  very  small  legal  basis,  and  it  is 
curious  to  note  that  this  system  of  Responsible  Ministry,  that  is,  of 
advisers,  theoretically  responsible  to  the  Governor  and  constitutionally 
and  practically  responsible  to  the  Parliament,  was  introduced  into 
Australia  simply  in  pursuance  of  a  few  words  contained  in  a  despatch 
of  Sir  R.  Peel  to  one  of  our  colonial  Governors,  and  that  it  was 
originally  introduced  into  Canada  simply  in  pursuance  of  a  conversa- 
tion between  Sir  Francis  Head  and  a  Secretary  of  State  for  the 
Colonies." — Notes  on  the  Constitution  of  South  Australia,  "  Adelaide 
and  Vicinity,"  p.  27. 

The  theory  maintained  by  Dr.  Heam,  and  by  Sir  Richard  Baker, 
has  not  been  concurred  in  by  all  the  leading  constitutional  authorities. 
Mr.  George  Higinbotham  (afterwards  Chief  Justice  of  Victoria)  held 
the  view,  duringf  his  official  career  as  Attornev-General  of  Victoria, 
that  the  existence  of  Responsible  Government  in  a  constitutional 
colony  was  dependent,  not  upon  instructions  to  the  Governor,  but  on 
the  statute  law  under  which  the  Constitution  was  established  in  such 
colony.  These  principles  he  afterwards  affirmed  judicially  in  the 
great  constitutional  case  of  Ah  Toy  r.  Musgrove  (1888),  14  V.L.R.  p. 
349.  In  his  opinion  the  Imperial  statute  law  was  the  sole  source  of  the 
public  rights  of  every  dependency  of  the  British  Crown  possessing 
powers  of  internal  self-government.  Those  rights  could  not  be  legally 
derived  from  the  commission  and  instructions  issued  by  the  Crown  to 
successive  Governors  of  a  colony.  The  commission  and  instructions 
were  issued  to  the  Governor  by  Her  Majesty  on  the  advice  of  her 
Imperial  Ministers,  and  the  powers  and  commands  contained  in  those 
instruments  were  as  revocable  as  they  were  grantable  by  the 
Sovereign. — Id.  p.  379.  It  was  in  the  Constitution  Acts  and  other 
Imperial  legislation  applicable  to  the  colonies  that  the  system  of 
Executive  administration,  generally  described  as  Responsible  Govern- 
ment, could  alone  be  found.  The  increased  powers  of  legislation 
conveyed  to  New  South  Wales,  Victoria,  and  the  other  colonies,  in 
and  by  their  Constitution  Acts,  necessitated  the  far  greater  change 
introduced  by  the  same  Acts  into  the  system  of  government  by  the 
application  to  the  enlarged  functions  of  government  of  the  new  prin- 
ciple of  Ministerial  responsibility.  Mr.  Higinbotham  did  not  acquiesce 
in  the  contention  of  Dr.  Hearn  and  other  learned  constitutional  jurists, 
that  Responsible  Government  could  not  be  found  in  the  Constitution 
Acts  of  such  colonies  as  New  South  "Wales  and  Victoria.  On  the 
contrary,  he  was  able  to  find  in  those  constitutional  charters  abundant 
evidences  of  the  intention  of  their  framers,  ratified  by  the  Imperial 
Parliament,  to  establish  such  a  plan  of  Executive  Government. 

It  was  true  thnt  in  those  Constitutions  the  Cabinet  was  not 
mentioned;  that  the  expression  "Responsible  Ministers"  occurred 
only  in  the  marginal  note — which  formed  no  part  of  the  law — annexed 


46  HISTORICAL  INTRODUCTION. 

to  one  of  the  sections  of  the  Victorian  Constitution  (sec.  18) ;  that 
mention  was  made  of  the  Executive  Council^  but  nothing'  Avas  said 
about  its  legal  constitution  or  personal  composition;  that  the  nature 
of  Responsible  Government  was  nowhere  described ;  that  the  extent 
of  its  application  was  nowhere  expressly  declared.  But  the  Chief 
Justice  considered  that  in  sec.  37  of  the  Constitution  Act  of  Victoria, 
which  was  drawn  on  exactly  the  same  lines  as  sec.  37  of  the  Constitu- 
tion Act  of  New  South  Wales,  there  were  provisions  which  assumed, 
if  they  did  not  originate,  the  operation  of  some  plan  of  Ministerial 
Government.  Both  those  sections  declared  that  ''The  appointment 
of  all  public  oflfices  hereafter  to  become  vacant  or  to  be  created, 
whether  such  offices  be  salaried  or  not,  shall  be  vested  in  the  Governor 
with  the  advice  of  the  Executive  Council,  with  the  exception  of  the 
appointments  of  the  officers  liable  to  retire  from  office  on  political 
grounds,  as  hereinafter  mentioned,  which  appointments  shall  be 
vested  in  the  Governor  alone."  The  Constitution  Acts  of  South 
Australia,  Queensland,  and  Western  Australia  contained  substantially 
similar  sections.  But  sec.  18  of  the  Constitution  Act  of  Victoria,  and 
sec.  32  of  the  Constitution  Act  of  South  Australia — amended  and 
enlarged  by  subsequent  legislation — contained  provisions  which  caused 
those  Constitutions  to  go  much  further  in  the  direction  of  express 
recognition  and  actual  introduction  than  anything  in  the  Constitution 
of  New  South  Wales.  Those  sections  enacted  that  a  certain  number 
of  the  officers  of  the  Governments  in  those  colonies,  for  the  time 
being,  should  be  members  of  the  Parliaments  created  by  the  new  Con- 
stitutions. The  requirement  of  the  presence  in  Parliament  of  a  certain 
number  of  Ministers  in  charge  of  public  departments  has  been  gener- 
ally looked  upon  as  one  of  the  leading  features  of  Responsible  Govern- 
ment ;  their  presence  in  the  parliamentary  arena  brings  them  into 
personal  contact  and  direct  communication  with  the  representatives  of 
the  people,  who  may  there  interrogate  them  on  questions  of  public 
interest  and  express  their  approval  or  disapproval  of  the  manner  in 
which  those  Ministers  conduct  the  government  of  the  country. 

"  These  provisions  most  plainly,  in  my  opinion,  though  indirectly, 
give  adequate  expression  to  an  intention  of  the  Legislative  Council 
that  the  principle  of  Responsible  Government  should  be  established 
by  law.  In  contrast  with  this  power  of  appointment  of  responsible 
officers  which  is  vested  '  in  the  Governor  alone,'  all  other  powers  and 
functions  are  vested  either  in  the  Governor,  or  in  the  Governor  and 
Executive  Council  (sees.  49,  51,  and  53),  or  in  the  Governor  with  the 
advice  of  the  Executive  Council  (sec.  37).  The  provisions  in  these 
last-mentioned  sections  appear  to  apply  to  cases  where,  in  addition  to 
the  advice,  assistance,  and  approval  of  the  responsible  Ministers,  the 
nature  of  the  power  to  be  exercised  seems  to  require  that  that  exercise 
should  be  formally  recorded  or  publicly  announced.  There  is  no 
indication  in  the  Act  that  it  was  designed  to  create  a  single  power  or 
function  in  the  Governor,  except  the  power  of  appointing  his  Ministers, 
as  a  personal  power  to  be  exercised  on  his  own  individual  judgment 
or  discretion,  or  otherwise  than  in  accordance  with  the  advice  of  those 
whom  he  selects  to  advise  and  carry  into  act  and  operation  the  consti- 
tutional exercise  of  the  powers  given  to  him  by  the  statute  law  as  the 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  47 

appointee  and  representative  of  the  Crown.  The  Imperial  Government 
has  never,  I  believe,  even  in  the  boldest  of  its  attempts  to  interfere 
illegally  with  the  Victorian  Constitution,  suggested  that  the  Governor 
ought  to  exercise  any  of  his  statutory  powers  without  receiving  the 
advice  of  Her  Majesty's  Government  for  Victoria.  It  has  only 
asserted  for  itself  the  right  to  disregard  that  advice,  and  to  order  the 
Governor,  as  its  officer,  to  act  in  defiance  of  it.  I  think  that  the  rule 
of  responsibility  applies  to  every  one  (if  to  any)  of  the  powers  of  the 
Crown  created  by  Statute  in  the  Crown's  representative,  the  Governor, 
and  that  none  of  them  can  be  lawfully  exercised  except  through  and 
by  the  advice,  or  with  the  knowledge  and  approval,  of  the  responsible 
Ministers  appointed  by  the  Governor.  What  are  those  powers  ? 
Some  of  them  are  merely  formal,  and  their  exercise  and  the  approval 
of  Ministers  would  ordinarily  be  a  matter  of  course  (see  sees.  8  and 
32).  Others  are  of  a  very  different  nature.  Thus  the  appoint- 
ment to  public  offices  (sec.  37),  including  the  general  control  of  the 
Public  Service,  is  a  power  not  only  of  the  highest  importance,  but  of 
a  very  large  scope.  Again,  the  power  of  convening  and  proroguing 
Parliament  and  of  dissolving  the  Legislative  Assembly  (sec.  28)  is  one 
of  large  significance,  and  the  exercise  of  it,  undisturbed  by  any 
external  influence,  by  the  Ministers  whom  the  Governor  is  pleased  to 
retain  in  the  service  of  the  Crown  as  his  advisers,  is  a  matter  of 
moment  to  the  whole  community  as  well  as  to  political  parties  and  the 
movements  of  opinion  in  Parliament.  Sections  57  and  58  indicate,  in 
my  opinion,  more  clearly  than  all  the  others  the  intended  scope  and 
the  legal  and  actual  extent  of  the  principle  of  Responsible  Govern- 
ment established  by  the  Constitution  Act.  It  is  from  the  powers  of 
the  Crown  express  and  necessarily  to  be  implied  from  these  sections 
as  well  as  from  the  powers  of  control  over  the  Public  Service,  granted 
by  sec.  37,  that  all  the  ordinary  general  functions  of  Responsible 
Government  spring.  From  these  powers  the  legal  existence  and  the 
rightful  exercise  of  those  functions  may,  and,  in  my  opinion,  must  be 
inferred.  It  has  been  seen  that  the  Legislature  obtained  by  the  Act 
not  only  the  right  to  dispose  by  legislation  of  the  waste  lands  of  the 
Crown,  but  also  the  control,  for  the  use  and  benefit  of  the  people  of 
Victoria,  by  means  of  appropriations  for  specific  purposes,  of  all  the 
consolidated  revenues  derived  from  that  and  all  other  sources.  This 
power  covers,  directly  and  indirectly,  the  whole  field  of  Parliamentary 
action  outside  the  field  of  general  legislation." — Per  Higinbotham, 
C.J.,  Ah  Toy  V.  Musgrove,  14  V.L.R.,  392-4. 

On  22nd  May,  1856,  the  first  Parliament  of  Xew  South  Wales 
under  the  new  Constitution  was  opened  by  Sir  William  T.  Denison. 
The  first  Responsible  Ministry  was  composed  of  Mr.  (afterwards  Sir) 
Stuart  Alexander  Donaldson,  Colonial  Secretary  and  Premier;  Mr. 
Thomas  Holt,  Treasurer;  Mr.  (afterwards  Sir)  William  Montagu 
Manning,  Attorney-General ;  Mr.  J.  B.  Darvall,  Solicitor-General ; 
Mr.  George  R.  Nichols,  Auditor-General;  and  Mr.  W.  C.  Mayne, 
Representative  of  the  Government  in  the  Legislative  Council. 

Amexdment  op  the  New  Coxstitctiok. — The  power  conferred  on 
the  Parliament  of  New  South  Wales  to  alter  the  Constitution  has  not 
been  very  extensively  exercised.     The  first  amendment  was  made  in 


48  HISTORICAL  INTRODUCTION. 


1857,  when  a  Bill  was  passed  to  repeal  so  much  of  the  Constitution 
Act  as  required  the  concurrence  of  unusual  majorities  in  the  passing 
of  Bills  to  alter  the  constitution  of  the  Council  or  the  number  and 
apportionment  of  members  of  the  Assembly.  By  section  15  of  the 
Constitution  the  Legislature  was  authorized  to  alter  the  electoral 
districts  and  the  electoral  divisions  of  the  Assembly,  and  to  alter  the 
apportionment  of  Representatives,  provided  that  such  alterations  were 
passed  by  a  majority  of  the  Council  and  by  two-thirds  of  the  members 
of  the  Assembly.  By  section  36  the  legislature  was  authorized  to 
alter  the  law  concerning  the  Legislative  Council  and  to  provide  for 
the  nomination  or  election  of  another  Council,  subject  to  the  condition 
that  such  alteration  was  passed  with  the  concurrence  of  two-thirds  of 
the  members  of  the  Council  and  of  the  Assembly  respectively.  By 
the  Act  20  Vic.  No.  10,  reserved  on  20th  January,  1857,  proclaimed 
on  19th  October,  1857,  these  unusual  majorities  were  abolished,  so 
that  it  is  now  competent  for  the  Parliament  of  New  South  Wales  to 
pass  Bills  to  amend  the  Constitution  in  the  same  manner  and  by  the 
same  majorities  of  members  as  other  laws  for  the  good  government  of 
the  colony,  pi-ovided  that  such  Bills  must  be  reserved  for  the  signifi- 
cation of  the  Queen's  pleasure.  By  the  Act  22  Vic.  No.  20  (N.S.W.) 
section  20  of  the  Constitution  Act,  disqualifying  ministers  of  religion 
from  becoming  members  of  Parliament — an  inhibition  notoriously 
directed  against  the  late  Dr.  Lang — was  repealed.  By  the  same  Act 
the  number  of  members  of  the  Assembly  was  increased  and  the 
qualification  of  the  electors  was  lowered.  By  the  Act  37  Vic.  No.  7 
(N.S.W.)  the  clause  in  the  Constitution  Act  providing  that  the 
Assembly  should  continue  for  five  years  from  the  date  of  the  return 
of  the  writs,  subject  to  be  sooner  dissolved  by  the  Governor,  was 
repealed,  and  it  was  enacted  that  every  future  Assembly  of  New 
South  Wales  should  continue  for  three  years  from  the  day  of  the 
return  of  the  writs  subject  to  be  sooner  dissolved  by  the  Governor. 

Reforms. — The  structure  and  composition  of  the  Legislative 
Council  of  New  South  Wales,  as  established  by  the  Constitution  Act, 
have  not  since  been  altered ;  except  that  by  the  Constitution  Act 
Amendment  Act  of  1890  (54  Vic.  No.  1)  the  quorum  was  reduced  from 
one-third  to  one-fourth  of  the  members.  There  is  no  legal  limit  to  the 
number  of  its  members,  but  its  average  numerical  strength  is  about  65. 
The  qualifications  of  members  are :  male;  21  years;  natural  born  or 
naturalized  subject.  The  tenure  of  ofiice  is  for  life,  or  until  resigna- 
tion, or  forfeiture  by  absence  or  other  disability.  There  are  now  125 
members  of  the  Legislative  Assembly,  each  representing  a  single 
electorate.  The  suffrage  is  manhood ;  every  natural  born  or  naturalized 
male  subject,  resident  twelve  months  in  the  colony  and  three  months 
in  an  electoral  district,  being  entitled  to  an  elector's  right  for  the 
district.  No  elector  can  have  more  than  one  vote.  Every  holder  of 
an  elector's  right  is  qualified  as  a  candidate.  Members  of  the 
Assembly  receive  £300  a  year  each  ;  members  of  the  Council  are 
unpaid. 

Enlarged  Leqislative  Powers. — Under  the  provisions  of  Imperial 
Acts  applicable  to  the  colonies  the  legislative  powers  and  functions  of 
the  Parliament  of  New  South  Wales,  like  those  of  the  Parliaments  of 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  49 

the  other  Australian  colonies^  are  much  larger  than  they  appear  on 
the  face  of  the  constitutional  instruments.  The  Acts  so  applicable 
may  be  considered  as  contributory  charters  of  self-government  in 
Australia ;  among  tliem  may  be  mentioned  the  following  : — 

1.  Enabling  the  legislature  of  any  British  possession  to  make 

provision  for  securing  to  British  authors  protection  within 
such  possession,  and  in  such  case  authorizing  Her  Majesty 
to  declare  by  Order  in  Council  that  so  long  as  such  pro- 
vision continues  in  force  the  prohibitions  contained  in  the 
Copyright  Act,  5  and  6  Vic.  c.  45,  are  suspended  as  regards 
such  colonv  or  possession. — Colonial  Copvright  Act,  1847j 
10  and  11  Vic.  c.  95. 

2.  Enabling  the  legislature   of  any  British  possession  to  pass 

laws  for  the  punishment  of  offences  relating  to  the 
coinage. — Coinage  Offences  (Colonies)  Act,  1851 ;  16  and 
17  Vic.  c.  48,  s.  4. 

3.  Enabling  the  legislature  of  any  British  possession  to  apply 

or  adapt  to  any  British  ship,  registered  in  such  possession, 
any  of  the  provisions  of  the  Merchant  Shipping  Acts 
"  which  do  not  otherwise  so  apply,"  and  providing  that 
such  law  shall  have  effect  throughout  Her  Majesty's 
dominions. — 17  and  18  Vic.  c.  104,  s,  288;  re-enacted  in 
the  Merchant  Shipping  Act,  1894,  57  and  58  Vic.  c.  60, 
s.  264. 

4.  Authorizing  the  legislature    of   any   British   possession   to 

repeal  any  provision  of  the  Merchant  Shipping  Acts 
(other  than  parts  thereof  which  relate  to  emigrant  ships) 
relating  to  ships  registered  in  that  possession. — 17  and  18 
Vic.  c.  104,  s.  547 ;  re-enacted  in  the  Merchant  Shipping 
Act,  1894,  57  and  58  Vic.  c.  60,  s.  735. 

5.  Enabling  the  legislature   of  any  British  possession  to  make 

laws  for  the  trial  and  punishment  of  offences  committed 
within  such  possession,  but  resulting  in  death  on  the  sea, 
or  beyond  the  limits  of  such  possession. — Admiralty 
Offences  (Colonial)  Act,  23  and  24  Vic.  c.  122  (28th 
August,  1860). 

6.  Empowering  the   legislative   authority  of  any  colony,  with 

the  approval  of  Her  Majesty  in  Council,  to  make  laws  for 
providing  and  maintaining  vessels  of  war,  and  for  raising 
and  maintaining  seamen  for  the  naval  defence  of  the 
colony,  and  for  enforcing  order  and  discipline  among 
the  men  and  officers  whilst  ashoi-e  or  afloat  within  the 
limits  of  the  colony. — Colonial  Naval  Defence  Act,  28 
and  29  Vic.  c.   14,  s.  3.   (7th  April,   1865). 

7.  Repealing  the  old  common  law  doctrine  that  colonial  legis- 

latures could  not  pass  any  law  repugnant  to  the  law  of 
England,  and  enacting  that  no  colonial  law  shall  be  void 
or  inoperative  on  the  ground  of  repugnancy  to  the  law 
of  England,  unless  the  same  be  repugnant  to  some  Act  of 
the    Imperial    Parliament    applicable    to    the    colonies. — 


50  HISTORICAL  INTRODUCTION. 

Colonial  Laws  Validity  Act,  28  and  29  Vic.  c.  63  (29th 
Jure,  1865). 

8.  Declaring  the  validity,  throughout  the  empire,  of  laws  made 

by  the  legislature  of  any  British  possession  establishing 
the  legality  of  marriages  contracted  in  any  such  posses- 
sion, provided  that  at  the  time  of  such  marriage  both  of 
the  parties  thereto  were,  according  to  the  law  of  England, 
competent  to  contract  the  same. — Colonial  Marriages  Act, 
28  and  29  Vic.  c.  64  (29th  June,  1865). 

9.  Removing  doubts   as  to  the   necessity  of  reserving  for  the 

Queen's  assent  Bills  passed  by  Australian  legislatures, 
altering  or  repealing  laws  for  the  imposition  of  duties  of 
customs.— 29  and  30  Vic.  c.  74  (6th  August,  1866). 

10.  Enabling  the  legislature  of  any  British  possession  to  provide 

for  the  examination  of,  and  to  grant  certificates  of  compe- 
tency to,  persons  intending  to  act  as  master,  mate  or 
engineer  on  board  British  ships. — 30  Vic.  c.  11,  s.  38; 
re-enacted  in  the  Merchant  Shipping  Act,  1894,  57  and  58 
Vic.  c.  60,  s.  102. 

11.  Authorizing   the    legislature   of    any  British   possession   to 

regulate  the  coasting  trade  of  that  possession,  subject  to 
the  condition  that  all  British  ships  shall  be  treated  in 
exactly  the  same  manner  as  ships  of  the  possession,  and 
subject  to  Her  Majesty's  treaty  obligations,  with  respect 
to  ships  of  foreign  states. — 32  and  33  Vic.  c.  11,  s.  4;  re- 
enacted  in  the  Merchant  Shipping  Act,  1894,  57  and  58 
Vic.  c.  60,  s.  736. 

12.  Confirming  the  Acts  of  legislatures  of  British  possessions  in 

imparting  the  privileges  of  naturalization  to  aliens  within 
the  limits  of  such  possessions. — Naturalization  Act,  33  and 
34  Vic.  c.  14,  s.  16  (12th  May,  1870). 

13.  Authorizing    the   legislature   of    any  British    possession   to 

make  provision  for  carrying  into  effect  the  Imperial  law 
relating  to  surrender  of  fugitive  criminals,  from  foreign 
countries,  suspected  to  be  in  such  British  possession. — 
Extradition  Act,  33  and  34  Vic.  c.  52,  s.  18  (9th  August, 
1870). 

14.  Enabling  the  Parliaments  of  the  Australian  colonies  to  pass 

laws  imposing  preferential  and  differential  duties  on  goods, 
wares  and  merchandise,  the  produce  of  the  Australian 
colonies. — Australian  Colonies  Duties  Act,  36  and  37  Vic. 
c.  22  (26th  May,  1873). 

15.  Enacting  that  where  the  legislature  of  any  British  possession 

provides  for  the  survey  of  and  grants  certificates  for 
passenger  steamers  to  the  satisfaction  of  the  Board  of 
Trade,  such  certificates  are  to  be  .in  force  as  if  granted 
under  the  Imperial  Act. — 39  and  40  Vic.  c.  80,  s.  17;  re- 
enacted  in  the  Merchant  Shipping  Act,  1894,  57  and  58 
Vic.  c.  60,  s.  280. 

16.  Enacting  that  where  any  force  of  volunteers,  or  of  militia, 

or  any  other  force,  is  raised  in  a  colony,  any  law  of  the 


COLOXTAL  GOVERNMENT  IN  AUSTRALIA.  51 

colony  may  extend  to  the  officers,  non-commissioned 
officers,  and  men  belonging  to  such  force,  whether  within 
or  without  the  limits  of  the  colony ;  and  that  where  any 
such  force  is  serving  with  Her  Majesty's  regular  forces, 
then  so  far  as  the  law  of  the  colony  has  not  provided  for 
the  government  and  discipline  of  such  force,  the  Imperial 
law  shall  apply. — Armv  Act,  1881  ;  44  and  45  Vic.  c.  58, 
s.  177. 

17.  Authorizing   the   legislature    in    any  British   possession  to 

constitute  courts  to  make  enquiries  into  charges  of  incom- 
petency or  misconduct  on  the  part  of  masters,  mates  or 
engineers  of  ships,  or  as  to  shipwrecks  or  other  casualties 
affecting  ships,  in  cases  occurring  within  or  outside  the 
limits  of  such  possessions. — 45  and  46  Vic.  c.  76;  re-enacted 
in  the  Merchant  Shipping  Act,  1894,  57  and  58  Vic.  c.  60, 
s.  478. 

18.  Enacting  that  where  the  legislature  of  any  British  possession 

provides  for  the  fixing  and  certifying  of  load  lines  on 
British  ships  registered  therein,  and  such  provision  is 
satisfactory  to  Her  Majesty,  certificates  given  thereunder 
shall  be  as  effective  as  if  given  under  the  Imperial  Act. — 
53  Vic.  c.  9,  s.  3;  re-enacted  in  the  Merchant  Shipping 
Act,  1894,  57  and  58  Vic.  c.  60,  s.  444. 


(2)  VICTORIA. 


FoDXDATiox. — On  5th  January,  1802,  Lieutenant  Murray,  in  com- 
mand of  the  Lady  Nelson,  whilst  exploring  the  great  indentation  in 
the  southern  coast  reported  by  Lieutenant  Grant,  discovered  the 
heads  leading  into  an  expanse  of  inland  water,  to  which  he  gave  the 
name  of  Port  King,  in  honour  of  Governor  King,  but  which  the 
Governor  afterwards  altered  to  Port  Phillip,  as  a  compliment  to  his 
predecessor,  the  founder  of  the  Sydney  settlement.  On  9th  March, 
"  the  united  colours  of  Great  Britain  and  Ireland  "  were  hoisted  on 
the  ship  and  on  the  shores  of  the  port,  a  volley  was  fired,  and  the 
place  was  taken  possession  of  in  the  name  of  King  George  III.  On 
20th  January,  1803,  Mr.  Charles  Grimes,  Surveyor-General  of  New 
South  Wales,  entered  the  port  in  the  Cumherland,  explored  the  coast 
line,  and  ascended  the  Yarra  as  far  as  Dight's  Falls  (Studley  Park). 
During  the  same  year  Lieutenant-Colonel  David  Collins  was  sent  from 
England  to  Port  Phillip  in  charge  of  an  expedition,  consisting  in  all 
of  400  souls,  with  instructions  to  establish  a  penal  settlement  on  the 
shores  of  the  port.  The  first  ship  of  the  expedition,  the  Ocean,  arrived 
on  7th  October,  and  the  second,  the  Calcutta,  on  11th  October. 
Collins  was  not  satisfied  with  the  place,  and  on  27th  January,  1804, 
with  the  consent  of  the  Sydney  Government,  he  abandoned  the 
attempt  to  form  a  settlement  at  Port  Phillip,  and  removed  his  charges 
to  Sullivan's  Cove,  on  the  Derwent,  Tasmania. 


52  HISTORICAL  INTRODUCTION. 


The  Port  Phillip  District  was  first  reached  overland  from  Sydney 
by  Hume  and  Hovell,  in  1824.  In  November,  1834,  Messrs.  Edward 
and  Francis  Henty  established  a  pastoral  station  at  Portland.  They 
are  considered  to  have  been  the  pioneer  settlers  of  the  southern  part 
of  the  continent.  In  1835,  an  association  was  formed  in  Van  Diemen's 
Land  to  colonize  Port  Phillip.  On  31st  May,  1835,  John  Batman 
sailed  up  the  Yarra.  In  the  same  year  John  Pascoe  Fawkner  followed. 
A  settlement  was  formed  on  the  banks  of  the  Yarra,  On  29th  Sep- 
tember, 1837,  Captain  William  Lonsdale  arrived  at  Port  Phillip, 
being  appointed  to  act  as  Resident  Magistrate  ;  with  him  was  Captain 
Hobson,  after  whom  Hobson's  Bay  was  named.  Captain  Lonsdale 
selected  the  site  on  which  was  built  a  town  that  afterwards  grew  into  the 
city  of  Melbourne.  On  1st  October,  1839,  Mr.  Charles  Joseph  La  Trobe 
became  the  head  of  the  Port  Phillip  community  under  the  title  of 
Superintendent,  a  post  which  he  occupied  for  fifteen  years ;  Captain 
Lonsdale  acted  as  secretary  to  the  local  Government. 

In  1840,  the  territory  of  New  South  Wales  was,  for  all  purposes 
connected  with  the  disposal  of  Crown  lands,  divided  into  three  dis- 
tricts, known  respectively  as  the  North  District,  the  Middle  or  Sydney 
District,  and  the  Southern  or  Port  Phillip  District.  The  first  of  these 
Districts  practically  comprised  all  the  lands  north  of  latitude  32°,  but 
it  was  expressly  noted  that  its  northern  limits  were  not  yet  fixed. 
The  second  comprised  nineteen  counties,  bounded  on  the  north  by  the 
southern  boundary  of  the  first  District  and  on  the  south  by  the 
southern  boundaries  of  the  counties  of  St.  Vincent  and  Murray,  "  and 
thence  by  the  rivers  Murrumbidgee  and  Murray  to  the  eastern 
boundary  of  the  Province  of  South  Australia."  The  third,  or  Port 
Phillip  District,  included  all  the  lands  to  the  south  of  the  southern 
boundary  of  the  Sydney  District. — Jenks'  Gov.  of  Vict.,  p.  40. 

By  the  Act  5  and  6  Vic.  c.  76  (30th  July,  1842)  New  South 
Wales  was  granted  a  Legislative  Council  consisting  of  30  members, 
12  of  whom  were  to  be  appointed  by  Her  Majesty,  and  18  to  be  elected 
by  the  -qualified  inhabitants  of  the  colony,  the  old  Council  was 
authorized  to  divide  the  colony  into  electoral  districts  for  the  return 
of  elective  members,  but  the  Imperial  Act  specially  provided  that  the 
District  of  Port  Phillip,  the  town  of  Sydney,  and  the  town  of  Mel- 
bourne should  be  electoral  districts  ;  that  the  district  of  Port  Phillip 
should  return  at  least  five  members,  the  town  of  Sydney  two  members, 
and  the  town  of  Melbourne  one  member,  and  that  for  the  purpose  of 
the  Act,  the  northern  and  north-eastern  boundary  of  the  Port  Phillip 
District  should  be  a  "  straight  line  drawn  from  Cape  Howe  to  the 
nearest  source  of  the  river  Murray,  and  thence  the  course  of  that 
river  to  the  eastern  boundary  of  the  Province  of  South  Australia." 
It  was  by  this  Act  that  the  colony  of  Victoria,  afterwards  to  be 
created,  lost  the  Murrumbidgee  as  its  northern  boundary. 

Separation.— By  the  Act  13  and  14  Vic.  c.  59  (5th  August,  1850), 
intituled  "  An  Act  for  the  better  Government  of  Her  Majesty's  Aus- 
tralian colonies,"  it  was  provided  ''  that  after  such  provisions  as  here- 
inafter mentioned  shall  have  been  made  by  the  Governor  and  Council 
of  New  South  Wales,  and  upon  the  issuing  of  the  writs  for  the  first 
election  in  pursuance  thereof,  as  hereinafter  mentioned,  the  territories 


COLONIAL  GOVERN^MENT  IN  AUSTRALIA.  53 

now  comprised  within  the  said  District  of  Port  Phillip,  incltiding-  the 
town  of  Melbourne,  and  bounded  on  the  north  and  north-east  by  a 
straight  line  drawn  from  Cape  Howe  to  the  nearest  source  of  the 
river  Murray,  and  thence  by  the  course  of  that  river  to  the  eastern 
boundary  of  the  colony  of  South  Australia,  shall  be  separated  from 
the  colony  of  New  South  Wales,  and  shall  cease  to  return  members  to 
the  Legislative  Council  of  such  colony,  and  shall  be  erected  into  and 
thenceforth  form  a  separate  colony,  to  be  known  and  designated  as 
the  colony  of  Victoria."  The  Legislative  Council  of  New  South 
Wales  was  empowered  to  determine  the  number  of  members  of  which 
the  Legislative  Council  of  Victoria  should  consist.  It  was  also 
authorized  to  pass  an  Electoral  Act  fixing  the  electoral  districts  for 
which  the  elective  members  should  be  returned. 

The  powers  and  functions  of  the  Victorian  Legislative  Council 
were,  by  this  Constitutional  Act,  similar  to  those  of  the  re-organized 
Legislative  Council  of  New  South  Wales  and  the  newly  constructed 
Councils  of  Van  Diemen's  Land  and  South  Australia,  viz.,  (1)  to  make 
laws  for  the  peace,  order,  and  good  government  of  the  colony;  (2)  to 
impose  taxation,  including  the  imposition  of  customs  duties;  (3)  to 
appropriate  to  the  public  service  the  whole  of  the  public  revenue 
arising  from  taxes,  duties,  rates,  and  imposts.  Her  Majesty  was 
authorized  by  letters  patent  to  appoint  a  Court  of  Judicature  to  be 
styled  ''  the  Supreme  Court  of  the  Colony  of  Victoria."  The  restric- 
tions on  the  powers  and  functions  of  the  Legislative  Council  of  Vic- 
toria were  similar  to  those  of  the  Councils  of  New  South  Wales,  Van 
Diemen's  Land,  and  South  Australia,  viz.,  (1)  that  no  such  law  should 
be  repugnant  to  the  law  of  England;  (2)  that  no  such  law  should 
interfere  with  the  sale  and  appropriation  of  the  waste  lands  of  the 
Crown  within  the  colony ;  (3)  that  no  customs  duties  of  a  differential 
character  should  be  imposed ;  (4)  that  it  should  not  be  lawful  for  the 
Council  to  pass  any  Bill  appropriating  to  the  public  service  any  sura 
of  money  for  any  purpose  unless  the  Governor  should  have  previously 
recommended  that  provision  for  such  appropriation  be  made. 

The  qualitications  of  electors  and  of  elective  members  of  the  pro- 
posed Legislative  Council  of  Victoria  were  to  be  the  same  as  those  of 
the  electors  and  elective  members  of  the  Legislative  Council  of  New 
South  Wales,  under  the  Act  5  and  6  Vic.  c.  76,  as  amended  by  13  and 
14  Vic.  c.  59. 

This  Act  was  proclaimed  on  11th  January,  1851.  The  old  Legis- 
lative Council  of  New  South  Wales  met  on  28th  March  for  the 
purpose  of  making  electoral  and  judicial  arrangements  required  to 
bring  the  new  Act  into  force  in  Victoria.  Two  Acts  were  passed 
specially  concerning  Victoria.  The  first  was  14  Vic.  No.  45  (N.S.W.), 
which  provided  that  "all  justices  of  the  peace,  and  other  oflicials 
holding  office  or  commonly  resident  within  the  Port  Phillip  District  at 
the  passing  of  the  Act,  shall  continue  to  act  as  though  the  Separation 
Statute  had  not  been  passed,  until  removed  or  re-appointed  by  the 
Gi-overnment  of  Victoria."  The  other  Act  was  14  Vic.  No.  47 
(N.S.W.),  which  provided  that  '"'the  Legislative  Council  of  Victoria 
shall  consist  of  30  members,  10  nominee  and  20  elective." 

These    arrangements    having    been    made,    the    old    Legislative 


54  HISTORICAL  INTRODUCTION. 


Council  of  New  South  Wales  was  dissolved  and  re-elected  on  the 
lower  franchise.  On  1st  July,  1851,  the  writs  for  the  election  of  20 
elective  members  of  the  Legislative  Council  of  Victoria  were  issued. 
On  15th  July  Mr.  La  Trobe  announced  his  appointment  as  Lieutenant- 
Governor  of  the  colony.  In  this  manner  the  colony  of  Victoria  was 
called  into  existence  and  received  the  first  pulsation  of  autonomous 
political  life. 

Political  Peogress. — The  Act  of  1850,  by  the  liberality  of  its 
provisions  in  creating  so  many  new  Australian  Constitutions,  as  well 
as  giving  scope  and  room  for  the  development  of  the  best  energies  of 
the  young  Commonwealth,  was  a  recognition,  on  the  part  of  the 
Imperial  Government  and  Parliament,  of  the  success  of  the  experi- 
mental legislation  in  British  North  America  in  1840,  and  in  the 
senior  settlement  of  Australia  in  1842.  In  one  particular  the  Act  of 
1850  contained  a  very  large  and  important  grant  of  power  to  the 
newly-created  legislatures.  By  section  32,  it  was  lawful  for  the 
Governors  and  Legislative  Councils  of  New  South  Wales,  Victoria, 
Van  Diemen's  Land,  South  Australia,  and  Western  Australia  respec- 
tively to  amend  the  provisions  or  laws  for  the  time  being  in  force, 
under  the  Act  or  otherwise,  concerning  the  election  of  elective 
members  of  such  Legislative  Councils  respectively,  or  the  qualification 
of  electors  and  elective  members  of  the  same ;  or  to  establish  in  the 
said  colonies  respectively,  instead  of  the  Legislative  Council,  a 
Council  and  a  House  of  Representatives,  or  other  separate  Legislative 
Houses.  The  only  proviso  to  this  power  was  that  such  bills  should 
be  reserved  for  the  signification  of  Her  Majesty's  pleasure.  It  was 
under  this  section  that  a  few  years  afterwards  the  present  Constitu- 
tion Act  of  Victoria  was  drawn  up  and  sent  to  the  Imperial  Govern- 
ment for  ratification  by  the  British  Parliament.  This  was,  indeed, 
an  important  concession.  It  was  the  first  grant  of  power  to  the 
Australian  colonists  to  alter  the  form  and  structure  of  their  Constitu- 
tions, subject  to  Imperial  control.  Thus  were  continued  the  founda- 
tions of  Parliamentary  Institutions  in  Australia,  commenced  by  the 
Act  of  1842.  They  were  truly  miniature  legislatures  to  start  with, 
but  it  was  certain  that  their  progress  and  development  would  be 
guided  by  the  natural  laws  of  growth  and  evolution;  and  time  has 
demonstrated  the  elasticity  and  vitality  of  the  transplanted  political 
system  of  the  mother  country. 

The  new  Legislative  Council  of  Victoria,  partly  nominated  and 
partly  elected,  was  convened  for  the  despatch  of  business  on  11th 
November,  1851.  The  official  members  were  : — Mr.  W.  Lonsdale, 
Colonial  Secretary;  Mr.  (afterwards  Sir)  W.  F.  Stawell,  Attorney- 
General  ;  Mr.  (afterwards  Sir)  Redmond  Barry,  Solicitor-General ; 
Mr.  C.  H.  Ebden,  Auditor-General;  and  Mr.  R.  W.  Pohlman,  Chair- 
man of  the  Court  of  Requests.  Mr.  J.  F.  Palmer  was  elected  Speaker. 
In  his  inaugural  speech  to  the  Council  the  Lieutenant-Governor 
said  : — "  In  now  formally  opening  this  first  session,  I  would  offer  to 
you,  and  through  you,  to  the  inhabitants  of  the  colony  at  large,  my 
most  hearty  congratulations  upon  the  event  which,  after  much  delay, 
has  at  length  crowned  your  wishes.  Under  the  provisions  of  the 
recent  Imperial  Act,  and  Her  Majesty's  favour,  you  meet  here  to-day 


COLONIAL  GO\rERNMENT  IN  AUSTRALIA.  55 

as  the  representatives  of  the  people  of  an  independent  colony  of  tlie 
British  Empire,  with  power  to  watch  over  the  general  interests  and 
to  control  your  own  affairs,  which  has  hitherto  been,  from  circum- 
stances, in  a  great  measure  denied  to  you ;  and  it  is  my  earnest 
prayer  to  God  that  you  may  be  endowed  with  wisdom  and  prudence, 
which  are  requisite  for  the  due  discharge  of  the  important  duties 
entrusted  to  you/' 

The  Xew  Constitution'. — The  next  important  stage  in  the 
constitutional  history  of  Australia  was  that  which  was  consummated 
by  the  attainment  of  complete  local  legislative  independence  coupled 
with  complete  local  Executive  authority.  The  Legislative  Councils, 
partly  nominated  and  partly  elected,  together  with  the  system  of 
personal  government,  were  doomed  to  be  swept  away,  and  to  give 
place  to  a  more  perfect  type  of  legislature,  and  to  a  responsible 
administration  according  to  the  British  model.  The  discovery  of 
gold,  which  was  announced  to  the  world  a  few  months  after  the 
separation  of  Victoria  from  New  South  Wales,  soon  began  to 
attract  a  large  and  ever-increasing  population  to  the  shores  of 
Australia,  and  new  and  exciting  events  followed  one  another  in 
rapid  succession.  The  legislature  of  New  South  Wales  took  the 
lead  in  the  movement  for  an  extension  of  Constitutional  power, 
and  the  Home  Government  promptly  and  willingly  agreed  to  grant 
the  reform  of  the  Constitution  asked  for. 

Reference  has  been  made  to,  and  an  extract  given  from.  Sir  -John 
Pakington's  despatch  to  the  Governor  of  New  South  Wales  promising 
to  give  effect  to  the  wishes  of  the  Legislative  Council  of  New  South 
Wales,  that  a  Constitution  resembling  that  of  Canada,  based  on  a  bi- 
cameral legislature,  should  be  adopted,  and  suggesting  that  the 
Legislative  Council  should  proceed  to  frame  one.  A  similar  despatch, 
dated  18th  January,  1853,  offering  the  same  concessions,  was  received 
by  the  Lieutenant-Governor  of  Victoria.  The  Victorian  Legislative 
Council  appointed  a  select  committee  of  twelve  members,  chosen  by 
ballot,  to  consider  and  report  on  the  best  form  of  government  for  the 
colony.  The  committee  subsequently  brought  up  a  report  accompanied 
by  a  Draft  Bill.  On  25th  January,  1854,  the  Bill  was  read  a  second 
time,  committed  and  reported.  On  24th  March  it  was  passed,  and  on 
the  28th  it  was  reserved  for  the  Queen's  assent. 

The  Constitution,  so  sent  to  England,  proposed  to  create  a  bi- 
cameral legislature,  consisting  of  a  Legislative  Council,  to  be  com- 
posed of  30  members,  elected  by  qualified  voters,  and  a  Legislative 
Assembly,  consisting  of  double  that  number,  elected  on  a  more  liberal 
franchise.  The  Queen,  with  the  advice  and  consent  of  this  legislature, 
was  authorized  "  to  make  laws  in  and  for  Victoria  in  all  cases  whatso- 
ever;"  to  impose  and  levy  duties  of  Customs;  to  appropriate  public 
revenue  for  specific  purposes.  All  Bills  for  appropriating  any  part 
of  the  revenue  or  imposing  any  duty,  rate,  tax,  rent,  return,  or  impost, 
were  required  to  originate  in  the  Assembly  and  could  be  passed  or 
rejected  but  not  altered  by  the  Council.  The  Assembly  could  not 
originate  any  vote,  resolution,  or  Bill  for  the  appropriation  of  the 
consolidated  revenue  for  any  purpose  which  should  not  have  been  first 
recommended  by  a  message  of  the  Governor  to  the  Assembly.     The 


56  HISTORICAL  INTRODUCTION. 

appointment  to  public  offices  was  to  be  vested  in  the  Governor  with 
the  advice  of  the  Executive  Council,  excepting  in  the  case  of  officers 
liable  to  retire  on  political  grounds,  whose  appointment  was  vested  "in 
the  Governor  alone."  Sec.  37.  See  p.  46,  supra.  The  Bill  also  con- 
tained clauses  similar  to  those  of  the  New  South  Wales  Bill,  relating  to 
the  assent  of  the  Governor  to  Bills  and  Her  Majesty^s  power  to  disallow 
the  same ;  relating  to  boundaries  of  the  Australian  colonies ;  and  provid- 
'ng  that  it  should  not  come  into  force  until  the  control  of  the  sale  and 
appropi'iation  of  the  waste  lands  of  the  Crown  within  the  colony 
thould  be  vested  in  the  legislature  to  be  created.  The  legislature  was 
authorized  to  amend  the  Constitution,  subject  to  the  condition  that 
Bills  altering  the  Constitution  of  the  two  Houses  should  be  passed  by 
an  absolute  majority  in  each  House  and  should  be  reserved  for  the 
Queen's  assent. 

The  Constitution,  so  drawn,  granted  powers  to  the  proposed  bi- 
cameral legislature  in  excess  of  the  authority  conferred  by  13  and  14 
Vic.  c.  59.  In  this  respect  the  Select  Committee  of  the  Victorian  Council 
were  influenced  by  the  same  political  considerations  as  the  Select 
Committee  of  the  New  South  Wales  Council.  They  wished  to  secure 
under  the  new  Constitution  "  other  and  additional  powers  and 
functions  "  beyond  those  vested  in  the  old  Council.  In  so  doing  they 
ran  the  same  risk  of  having  the  Royal  assent  withheld.  In  fact  it 
was  known  that,  owing  to  the  excess  of  powers  proposed  to  be  granted 
by  the  Constitution,  the  Royal  assent  could  not  be  legally  given,  and 
that  fresh  Imperial  legislation  would  be  required  in  order  to  legalize 
the  Constitution.  The  powers  and  functions  granted  by  the  Bill 
were  : — 

1.  To  make  laws  in  and  for  Victoria  in  all  cases  whatsoever. 

2.  To  impose  taxation,  including  duties  of  customs. 

3.  To  appropriate  revenue. 

4.  To  legislate  concei*ning  the  waste  lands  of  the  Crown. 

5.  To  amend  the  Constitution  of  the  Council  and  Assembly, 

subject  to  certain  conditions. 
Accompanying  these  grants  were  several  restrictions  and  other 
provisions  relating  to  electoral  matters  similar  to  those  embodied  in 
the  New  South  Wales  Bill.  As  the  Bill  contained  matters  in  excess 
of  the  powers  conferred  by  the  Enabling  Act,  the  law  officers  of  the 
Crown  advised  that  it  was  not  competent  for  Her  Majesty  to  assent  to 
the  Bill  without  the  authority  of  Parliament.  In  order  to  enable  that 
assent  to  be  given,  a  Bill  was  brought  into  Parliament,  to  which  the 
proposed  Constitution  was  added  as  Schedule  A ;  amended,  however, 
by  the  omission  of  clauses  relating  to  the  assent  of  the  Governor  to 
Bills,  Her  Majesty's  power  to  disallow  Bills,  and  respecting  the  boun- 
daries of  the  Australian  colonies.  It  was  intituled  "  A  Bill  to  enable 
Her  Majesty  to  assent  to  a  Bill,  as  amended,  by  the  legislature  of 
Victoria  to  establish  a  Constitution  in  and  for  Victoria."  Section  1 
enabled  Her  Majesty  to  assent  to  the  Bill.  Section  2  repealed 
Imperial  Acts  inconsistent  with  the  Constitution,  and  vested  the  entire 
management  and  control  of  the  waste  lands  of  the  Crown  in  the  new 
legislature.  The  provisions  of  former  Acts  relating  to  the  disallow- 
ance of  Bills  were  preserved.     The  new  legislature  was  authorized  to 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  57 

repeal  or  alter  all  or  any  of  the  provisions  of  the  reserved  Bill  snbject 
to  the  conditions  therein  prescribed. 

Responsible  Goverxment. — The  Bill  was  passed  and  assented  to 
on  16th  July,  1855;  it  is  known  as  the  Victorian  Constitution  Statute; 
whilst  the  Act  contained  in  the  Schedule  is  known  as  the  A^ictorian 
Constitution  Act.  The  new  Constitution  was  proclaimed  on  23rd 
November,  1855.  The  first  Responsible  Government  was  composed 
of  Mr.  AV.  C.  Haines,  Chief  Secretary;  Mr.  (afterwards  Sir)  W.  F. 
Stawell,  Attorney-General ;  Mr.  (afterwards  Sir)  C.  Siaden,  Treasurer; 
Mr.  C.  Pasley,  Commissioner  of  Public  Works;  Mr.  H.  C.  E.  Childers, 
Commissioner  of  Trade  and  Customs;  Mr.  (afterwards  Sir)  A.  Clarke, 
Surveyor-General ;  and  Mr.  (afterwards  Sir)  R.  Molesworth,  Solicitor- 
General;  Mr.  (afterwards  Sir)  Wm.  H.  F.  Mitchell  (without  ofl&ce). 
The  Ministers  were  all  returned  to  seats  in  the  first  elections  for  the 
Legislative  Assembly,  which  took  place  in  the  spring  of  1856;  they 
met  the  new  Parliament  as  a  Cabinet,  and  resigned  on  the  passing  of 
an  unfavourable  resolution  upon  the  subject  of  the  Estimates,  in 
March,  1859.  Mr.  (afterwards  Sir)  John  O'Shanassy,  the  mover  of 
the  resolution,  was  then,  in  accordance  with  Cabinet  practice,  invited 
to  form  a  Ministry. — Jenks'  Gov.  of  Victoria,  p.  215. 

Enlarged  Legislative  Powers. — The  Constitution  of  Victoria, 
like  that  of  the  other  Australian  colonies,  was  subsequently  enlarged 
and  impi'oved  by  further  grants  of  power,  contained  in  Imperial  Acts 
applicable  to  the  colonies,  of  which  a  summary  has  been  given,  under 
the  heading  of  "Xew  South  Wales,"  pp.  49-51,  tftipra. 

Reforms. — By  the  Legislative  Council  (Reform)  Act,  1881  (45 
Vic.  No.  702),  the  number  of  members  of  the  Council  was  increased 
from  30  to  41 ;  and  by  the  Act  52  Vic.  Xo.  995,  passed  in  1888,  the 
number  was  increased  to  48,  distributed  among  the  fourteen  provinces. 
The  term  of  membership  has  been  reduced  from  ten  years  to  six  years, 
and  the  qualification  of  members  and  electors  has  been  lowered. 
Members  of  the  Council  must  be  of  the  full  age  of  30  years,  natural 
born  or  naturalized  subjects,  and  possessed  of  freehold  property  in 
Victoria  of  the  annual  value  of  £100.  Electors  of  the  Council  must 
be  adult  males,  natural  born  or  naturalized  subjects,  and  possessed  of 
a  qualification  either  (1)  as  freeholders  or  mortgagors  in  possession  of 
land  of  the  annual  value  of  £10,  or  leaseholders  to  the  annual  value 
of  £25;  or  (2)  as  graduates,  members  of  the  learned  professions,  or  mili- 
tary or  naval  officers.  No  property  qualification  is  required  for  mem- 
bership of  the  Assembly ;  members  of  that  House  are  paid  at  the  rate 
of  £300  per  annum  for  their  services.  The  franchise  for  the  Assembly 
is  manhood;  every  natural-born  or  naturalized  male  subject  of  the 
age  of  21  years,  if  resident  for  12  months  in  Victoria  and  for  one 
month  in  an  electoral  district,  is  entitled  to  be  enrolled  as  a  voter  for 
that  district.  Every  such  person  is  also  entitled  to  vote  in  every 
electoral  district  in  which  he  is  seised  in  fee  of  lands  worth  £50,  or  of 
the  annual  value  of  £5,  or  in  which  his  name  is  entered  on  a  municipal 
roll  as  a  ratepayer.  By  the  Act  22  Vic.  No.  89  (1859),  the  duration 
of  the  Assembly  was  reduced  from  five  years  to  three  years.  The 
number  of  members  of  the  Assembly  has  been  increased  from  60  to  95. 

Constitutional  Struggles. — Since  the  adoption  of  the  Victorian 


58  HISTORICAL  INTRODUCTION. 

Constitution  it  has  been  subjected  to  some  severe  strains,  consequent 
on  disputes  between  the  two  Houses  respecting  their  powers  in 
matters  of  taxation  and  appropriation.  During  those  controversies 
questions  of  great  Constitutional  importance  were  raised  and  dis- 
cussed. Among  these  may  be  mentioned  the  action  of  the  Assembly 
in  tacking  the  proposed  new  tariff  to  the  annual  Appropriation  Bill  in 
1865;  its  rejection  by  the  Council  and  the  consequent  deadlock;  the 
insertion  of  the  proposed  grant  to  Lady  Darling  in  the  Annual  Appro- 
priation Bill  in  1867;  its  rejection  by  the  Council  and  consequent 
deadlock ;  the  insertion  of  provision  for  payment  of  members  in  the 
annual  Appropriation  Bill  of  1877  ;  its  rejection  by  the  Council  and  the 
consequent  deadlock,  leading  to  ^' Black  Wednesday '^  dismissals;  the 
Victorian  delegation  to  England  in  October,  1878,  and  Sir  Michael 
Hicks-Beach's  despatch  of  3rd  May,  1879.  In  that  famous  despatch 
the  Colonial  Secretary  said  : — 

"  I  observe  that  the  address  of  the  Legislative  Assembly  of  Feb- 
ruary 14th,  1878,  dwells  almost  exclusively  on  the  necessity  of 
securing  to  that  House  sufficient  financial  control  to  enable  adequate 
supplies  to  be  provided  for  the  public  service,  and  it  is  prominently 
ui'ged  in  Mr.  Berry's  letter  of  February  26th,  in  proof  of  the  necessity 
for  finding  some  solution  of  the  present  constitutional  difficulty,  that 
'  scarcely  a  year  passes  but  it  becomes  a  question  whether  the  supplies 
necessary  for  the  Queen's  service  will  be  granted.'  But  this  difficulty 
would  not  arise  if  the  two  Houses  of  Victoria  were  guided  in  this 
matter,  as  in  others,  by  the  practice  of  the  Imperial  Parliament,  the 
Council  following  the  practice  of  the  House  of  Lords,  and  the 
Assembly  that  of  the  House  of  Commons.  The  Assembly,  like  the 
House  of  Commons,  would  claim  and  in  practice  exercise  the  right  of 
granting  aids  and  supplies  to  the  Crown,  of  limiting  the  matter, 
manner,  measure,  and  time  of  such  grants,  and  of  so  framing  the  Bills 
of  Supply  that  these  rights  should  be  maintained  inviolate ;  and  as  it 
would  refrain  from  annexing  to  a  Bill  of  Aid  and  Supply  any  clause 
or  clauses  of  a  nature  foreign  to  or  different  from  the  matter  of  such 
a  Bill,  so  the  Council  would  refrain  from  any  steps  so  injurious  to  the 
public  service  as  the  rejection  of  an  Appropriation  Bill." — Todd,  Par. 
Gov.  Col.,  2nd  Ed.,  p.  746. 


(3)  TASMANIA. 


Foundation. — This  island,  which  down  to  the  year  1853  was 
known  as  Van  Diemen's  Land,  was,  until  its  circumnavigation  by 
Flinders  and  Bass  in  1798,  thought  to  be  connected  with  the  main- 
laud.  In  1803,  in  consequence  of  the  presence  of  French  exploring 
vessels  in  Australian  water.s,  an  apprehension  was  felt  that  the  French 
meditated  the  annexation  of  unoccupied  territory  along  the  Australian 
coast.  In  order  to  remove  any  impression  that  Van  Diemen's  Land 
was  unclaimed  by  the  British  nation,  the  Sydney  Government  decided 
to  formally  take  possession  of  it.  Accordingly  Governor  King  despatched 
Lieutenant  John  Bowen  to  the  Derwent  in  charge  of  the  Albion  and 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  59 

the  Lady  Nelson,  which  conveved  a  number  of  soldiers  and  prisoners 
thither  to  form  the  nucleus  of  a  settlement.  The  pioneering  party 
anchored  off  Risdon  Cove  on  the  left  bank  of  the  Derwent  on  12th 
September,  1803.  In  1804,  Colonel  David  Collins  abandoned  an 
attempt  to  form  a  settlement  on  the  shores  of  Port  Phillip,  and 
removed  with  his  charges  to  the  Derwent.  Not  approving  of  the  site 
chosen  at  Risdon  Cove  by  Bowen,  he  selected  another  one  on  the 
south  bank  of  the  Derwent,  known  as  Sullivan's  Cove,  which  in  after 
years  grew  into  the  city  of  Hobart,  so  named  after  Lord  Hobart,  the 
Secretary  of  State  for  the  colonies.  In  1804,  Collins  superseded  Bowen 
as  commandant  of  the  Derwent  settlement.  In  the  same  year  Colonel 
Patterson,  by  direction  of  Governor  King,  planted  a  camp  at  George 
Town  on  the  Tamar,  but  it  was  subsequently  removed  to  a  better 
situation  at  York  Town,  and  eventually  to  the  present  site  of  Launces- 
ton.  In  1805,  it  was  decided  to  abandon  the  prison  settlement  on 
Norfolk  Island,  and  some  of  the  free  colonists  were  transferred  to  the 
Derwent,  where  "  New  Norfolk  "  was  founded. 

Separation. — By  Section  44  of  the  Act  4  Geo.  lY.  c.  96  (19th 
July,  1823),  intituled  ''An  Act  to  provide  .  .  .  for  the  better 
administration  of  Justice  in  New  South  AYales  and  Yan  Diemen^s 
Land,"  the  Crown  was  empowered  to  constitute  and  erect  the  island 
of  Yan  Diemen's  Land  into  a  separate  colony  independent  of  New 
South  Wales.  On  the  13th  October,  1823,  a  charter  of  Justice  was 
issued  by  the  Crown  instituting  a  Supreme  Court  for  Yan  Diemen's 
Land.  Mr.  John  Lewis  Pedder  became  the  first  Chief  Justice  of  the 
colony.  The  Court  was  opened  for  business  on  24th  May,  1824. 
Pursuant  to  an  Order  in  Council  dated  14th  June,  1825,  the  separation 
and  independence  of  Yan  Diemen's  Land  were  proclaimed.  The  new 
colony  then  received  a  Lieutenant-Governor,  an  Executive  Council, 
and  a  Legislative  Council  of  its  own.  The  Governor  of  New  South 
Wales  was  entitled  the  "  Captain-General  and  Governor-in-Chief  "  of 
the  eastern  part  of  the  continent,  and  the  Lieutenant-Governor  of 
Yan  Diemen's  Land  exercised  all  the  powers  and  functions  of  Governor 
when  the  Governor  of  New  South  Wales  was  not  present  on  the 
Island.  The  Executive  Council  consisted  of  the  Lieutenant-Governor, 
the  Chief  Justice,  the  Colonial  Secretary,  the  Colonial  Treasurer,  and 
the  Chief  Military  Officer.  The  Legislative  Council  consisted  of  seven 
members  nominated  by  His  Majesty,  its  functions,  under  sec.  24  of 
the  Imperial  Act,  being  to  make  laws  and  ordinances  for  the  peace, 
welfare  and  good  government  of  the  colony,  provided  that  such  laws 
were  not  repugnant  to  the  law  of  England. 

By  the  Act  9  Geo.  lY.  c.  83  (28th  July,  1828),  the  Crown  was 
authorized  to  re-model  and  improve  the  Supreme  Courts  of  New  South 
Wales  and  Yan  Diemen's  Land.  The  remaining  sections  of  the  Act 
providing  for  the  constitution,  appointment,  and  powers  of  the  Legis- 
lative Councils  in  and  for  both  colonies,  and  providing  for  the  intro- 
duction and  operation  of  "  all  laws  and  statutes  in  force  within  the 
realm  of  England,"  were  made  applicable  alike  to  New  South  Wales 
and  Yan  Diemen's  Land.     See  "  New  South  Wales,"  pp.  37-8,  supra. 

The  Act  5  and  6  Yic.  c.  76  (30th  July,  1842),  intituled  "An  Act 
for  the  Government  of  New  South  Wales  and  Yan  Diemen's  Land," 


60  HISTORICAL  INTRODUCTION. 


created  a  new  Legislative  Council  for  New  South  Wales^  but  it  did 
not  do  so  for  Van  Diemen's  Land.  The  whole  of  the  provisions  of 
that  Actj  with  several  minor  exceptions,  were  confined  to  New  South 
Wales. 

First  Eepresentative  Legislature. — For  their  first  instalment  of 
the  Representative  System  of  Government,  the  people  of  the  southern 
island  had  to  wait  till  the  passing  of  that  important  Act  13  and  14 
Vic.  c.  59  (1850),  intituled  "  An  Act  for  the  better  government  of  Her 
Majesty's  Australian  colonies."  By  section  7  of  this  Act,  it  was  pro- 
vided that  the  legislature  already  existing  in  Van  Diemen's  Land, 
under  the  Act  of  1828,  might  establish  within  the  colony  a  Legislative 
Council,  to  consist  of  not  more  than  24  members,  of  whom  one- third 
should  be  nominated  by  Her  Majesty  and  the  remainder  elected  by 
the  inhabitants  of  the  colony.  Upon  the  issue  of  the  writs  for  the 
election  of  the  new  Legislative  Council,  all  prior  legislation  relating 
to  the  constitution,  appointment  and  powers  of  the  old  Legislative 
Council  should  be  repealed.  The  Governor  of  Van  Diemen's  Land, 
with  the  advice  and  consent  of  the  new  Legislative  Council  so  estab- 
lished, had  authority  to  make  laws  for  the  peace,  welfare  and  good 
government  of  the  colony;  to  appropriate  to  the  public  service  the 
whole  of  the  revenue  arising  within  the  colony  from  taxes,  duties, 
rates  and  imposts,  and  to  impose  duties  of  customs.  The  Council, 
however,  could  not  pass  any  laws  repugnant  to  the  law  of  England, 
or  interfere  in  any  manner  with  the  sale  or  appropriation  of  the  waste 
lands  of  the  Crown ;  nor  could  it  pass  any  Bill  appropriating  to  the 
public  service  any  sum  of  money,  unless  the  Governor  first  recom- 
mended that  provision  for  the  appropriation  should  be  made  (sec.  14) . 

Section  7  of  this  Act  was  an  enabling  section,  valuable  in  its 
immediate  grant  of  power,  but  especially  valuable  as  a  precedent, 
showing  the  inclination  of  the  Imperial  Government  to  entrust  the 
people  of  the  colonies  not  only  with  representative  institutions,  but 
also  with  the  power  of  drafting  their  own  constitutional  instruments. 
The  old  Council  of  1828  was  to  establish  the  new  Council  and  make 
arrangements  for  dividing  the  colony  into  convenient  electoral  dis- 
tricts. The  qualifications  of  members  and  of  electors  for  the  new 
Council  were  made  similar  to  those  of  the  members  and  electors  of 
the  Legislative  Council  of  New  South  Wales,  under  5  and  6  Vic.  c.  76 
as  amended  by  13  and  14  Vic.  c.  59. 

The  New  Constitution. — During  the  governorship  of  Sir  William 
Denison,  the  new  Legislative  Council  of  Van  Diemen's  Land,  in 
the  exercise  of  power  conferred  by  13  and  14  Vic.  c.  59  s.  32, 
proceeded  to  draft  a  Constitution  "for  the  establishment  of  the 
Parliament  of  Van  Diemen's  Land."  It  was  proposed  that  the 
new  Parliament  should  consist  of  a  Legislative  Council  and  a  House 
of  A.ssembly  in  place  of  the  existing  Council.  The  Council  was  to 
consist  of  15  members,  elected  by  the  qualified  voters  of  the  colony. 
The  House  of  Assembly  was  to  consist  of  30  members  elected  on  a 
more  popular  franchise  than  that  of  the  Council.  Bills  for  appropri- 
ating any  part  of  the  revenue,  or  imposing  any  tax,  rate,  duty,  or 
impost,  were  required  to  originate  in  the  Assembly,  and  the  Assembly 
could  not  originate  or  pass  any  vote,  resolution,  or  Bill  for  the  appro- 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  61 

priation  of  any  part  of  the  public  revenue  for  any  purpose  which 
should  not  have  been  first  recommended  by  the  Governor  to  the  House. 

The  Bill  so  drawn  did  not,  on  its  face,  disclose  the  powers  and 
functions  of  the  proposed  bi-cameral  legislature.  For  those  powers 
and  functions  reference  has  to  be  made  to  sec.  14  of  the  Act  13  and 
14  Vic.  c.  59,  which  defines  the  powers  and  functions  of  the  Legisla- 
tive Council  created  under  that  Act.  The  bi-cameral  legislature 
created  to  replace  that  Council  could,  under  sec.  32,  exercise  only 
"  the  powers  and  functions  of  the  Legislative  Council  for  which  the 
same  may  be  substituted."  Xo  law-making  power  was  ever  given  to 
this  bi-cameral  legislature,  except  by  reference,  and  to  this  day  the 
laws  of  Tasmania  are  made  in  pursuance  of  the  powers  given  by  the 
original  Enabling  Act  (13  and  14  Vic.  c,  59),  and  not  by  the  so-called 
Constitution.  In  fact  it  is  not  a  Constitution ;  it  is  a  graft  on,  or  a 
development  of  a  pre-existing  Constitution,  viz.,  the  Enabling  Act  13 
and  14  Vic.  c.  59,  sees.  7,  14,  and  32.  See  Notes  on  the  Constitution 
of  South  Australia  by  the  Hon.  Sir  R.  C.  Baker,  p.  10. 

Eesponsible  Government. — The  Bill  so  drawn,  and  called  "  the 
Constitution,"  was  passed  by  the  Legislative  Council  on  31st  March, 
1 854,  and  was  reserved  by  the  Lieutenant-Governor  for  the  significa- 
tion of  Her  Majesty's  pleasure.  It  was  assented  to  and  proclaimed 
on  24th  October,  1856,  and  the  first  Parliament  was  opened  on  2nd 
December,  1856.  Sir  Henry  Edward  Fox  Young  was  appointed  the 
first  Governor-in-Chief  of  the  colony  under  the  new  system  of  Respon- 
sible Government.  The  first  Responsible  ]\Iinistry  was  composed  of 
Mr.  William  T.  X.  Champ,  Colonial  Secretary  and  Premier ;  Mr.  T. 
D.  Chapman,  Colonial  Treasurer ;  Mr.  F.  Smith,  Attorney-General ; 
Mr.  J.  W.  Rogers,  Solicitor-General ;  Mr.  H.  F.  Anstey,  Secretary  for 
Lands  and  Works ;  Mr.  W.  E.  Nairn  (without  ofiice) . 

Enlarged  Legislative  Powers. — At  about  the  same  time  an 
Imperial  Act  was  passed  (18  and  19  Vic.  c.  56)  authorizing  the  legis- 
lature of  each  of  the  Australian  colonies  to  sell,  dispose  of,  and  legis- 
late concerning  the  waste  lands  of  the  Crown  in  the  colony.  In  1865 
the  Colonial  Laws  Validity  Act  (28  and  29  Vic.  c.  63)  removed  the 
common  law  restriction  which  prevented  colonial  legislatures  from 
passing  any  law  repugnant  to  the  law  of  England.  In  1875  the  pro- 
hibition contained  in  the  Act  13  and  14  Vic.  c.  59,  preventing  colonial 
legislatures  from  passing  any  law  providing  for  the  imposition  of 
differential  duties,  was  by  the  Australian  Colonies  Duties  Act  (36  and 
37  Vic.  c.  22)  abolished,  as  far  as  intercolonial  duties  were  concerned. 
Other  Imperial  Acts  applicable  to  the  colonies  and  enlarging  the 
powers  of  the  Parliament  of  Tasmania,  in  common  with  those  of  the 
other  Australian  Parliaments,  are  specified  under  the  heading  of 
"New  South  Wales,"  pp.  49-51,  supra. 

Change  of  Name. — In  the  year  1853,  on  the  acquiescence  of  the 
Imperial  Government  in  the  cessation  of  transportation  (finally 
abolished  in  1857  by  20  and  21  Vic.  c.  3),  the  name  "Tasmania"  was 
generally  and  voluntarily  adopted  instead  of  Van  Diemen's  Land.  A 
despatch  from  the  Duke  of  Newcastle,  g^^■^ng  the  approval  of  the 
Colonial  Office  to  the  change,  was  published  in  the  Gazette  of  3rd 
May  of  that  year.     But  it  was  not  until  an  Act,  19  Vic.  No.  17,  was 


62  HISTORICAL  INTRODUCTION. 

passed  in  December,  1855,  that  the  change  was  legalized.  This  is 
intituled  "  An  Act  to  obviate  any  doubts  which  might  otherwise  arise 
from  the  change  in  the  name  of  the  colony  of  Van  Diemen's  Land  to 
Tasmania,"  and  it  came  into  operation  on  1st  January,  1856. 

Reforms. — There  are  at  present  18  members  of  the  Legislative 
Council  of  Tasmania.  The  qualifications  of  members  of  the  Council 
are  :  male  ;  30  years  ;  natural  born  or  naturalized  subjects  ;  resident 
three  years  in  the  colony.  The  tenure  is  six  years  ;  one-sixth  of  the 
members  retiring  each  year.  The  qualifications  of  electors  for  the 
Council  are  :  male  ;  21  years  ;  natural  born  or  naturalized  subjects, 
possessed  of  freehold  estate  of  the  annual  value  of  £15  or  leasehold 
estate  of  the  annual  value  of  £30 ;  or  University  graduates,  barristers, 
solicitors,  or  medical  pi'actitioners.  The  qualifications  of  electors  of 
the  House  of  Assembly,  of  which  there  are  37  members,  are  :  male ; 
21  years;  natural  born  or  naturalized  subjects;  owners  or  occupiers 
of  property  whose  names  appear  on  an  assessment  roll  in  the  district 
for  which  the  vote  is  claimed  or  who  are  in  receipt  of  an  income  of 
£40  per  annum,  and  who  have  continuously  resided  in  the  district  for 
over  twelve  months.  In  the  city  districts  of  Hobart  and  Launceston 
a  modification  of  the  Hare  system  of  preferential  voting  is  in  force. 
Members  of  both  Houses  receive  £100  per  year  each. 

In  Tasmania  the  elective  Legislative  Council  has  claimed  absolute 
equality  of  power  with  the  Legislative  Assembly,  except  in  the 
origination  of  Money  Votes.  Not  only  has  it  claimed,  but  it  has  been 
permitted,  to  amend  Tax  Bills,  Supply  Bills,  and  even  Bills  for  the 
appropriation  of  Supplies  for  the  annual  services  of  the  Government. 


(4)  SOUTH  AUSTRALIA. 


First  Statutory  Authority. — This  province  originally  comprised 
that  part  of  the  colony  of  New  South  Wales  lying  between  the 
meridians  of  132°  and  141°  of  east  longitude,  bounded  on  the  south 
by  the  Southern  Ocean,  and  on  the  north  by  26°  parallel  of  south 
latitude.  By  the  Act  24  and  25  Vic.  c.  44,  a  strip  of  territory,  com- 
prising 80,000  square  miles,  lying  between  South  Australia  and 
Western  Australia,  called  "no  man's  land,"  was  on  10th  October, 
1861,  added  to  the  province,  thus  extending  its  western  limits  to 
129°  east  longitude,  the  former  western  boundary  of  New  South 
Wales.  On  6th  July,  1863,  the  vast  tract  of  country  known  as  the 
Northern  Territory,  formerly  a  part  of  New  South  Wales,  was,  by 
letters  patent,  added  to  the  province. 

In  1829,  Mr.  Edward  Gibbon  Wakefield  published  a  pamphlet 
under  the  title  of  "  A  Letter  from  vSydney,"  in  which  he  propounded 
a  new  system  of  colonization,  the  essence  of  which  was  that  the  Crown 
should  sell  the  waste  lands  of  Australia  at  substantial  prices  for  cash 
and  apply  the  proceeds  to  the  promotion  of  immigration  and  the 
making  of  roads.  In  1831,  a  company  was  formed  in  England  with 
the  object  of  promoting  systematic  colonization  in  South  Australia  on 
the  lines  laid  down  by  Mr.  Wakefield.     Objection  was  taken  to  giving 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  63 

legislative  power  to  an  irresponsible  company,  and  the  scheme  fell 
through.  Amended  proposals  were  afterwards  submitted  to  the 
Imperial  Government,  and  on  15th  August,  1834,  the  Act  4  and  b 
Will.  IV.  c.  95  was  passed,  intituled  "  An  Act  to  empower  His 
Majestv  to  erect  South  Australia  into  a  British  possession  or  province, 
and  to  provide  for  the  colonization  thereof."  This  Act  enabled  His 
Majesty,  with  the  advice  of  the  Privy  Council,  to  erect  and  establish 
South  Australia  into  a  British  province  and  to  authorize  and  empower 
one  or  more  persons  resident  in  the  province  to  make,  ordain,  and 
establish  such  laws,  institutions,  and  ordinances,  to  impose  such 
duties  and  taxes,  and  to  appoint  such  officers  and  to  constitute  such 
courts  as  might  be  necessary  for  the  peace,  order,  and  good  govern- 
ment of  the  people  of  the  province.  It  also  empowered  the  King, 
with  the  advice  of  the  Privy  Council,  to  appoint  colonization  com- 
missioners, who  were  to  have  the  control  of  the  Crown  lands.  Power  was 
given  to  make  orders  and  regulations  for  the  survey  and  sale  of  the 
lands,  and  to  employ  portion  of  the  money  so  derived  in  conducting 
the  immigration  of  labourers  from  Great  Britain.  In  the  exercise  of 
these  powers  the  province  was  erected  and  established,  and  a  Governor, 
a  Judge,  seven  Commissioners,  and  other  officials  were  appointed. 
The  Governor,  with  the  concurrence  of  the  Chief  Justice,  the  Colonial 
Secretary,  and  the  Advocate-General,  or  two  of  them,  was  authorized 
to  make  laws  and  impose  taxes. 

Captain  (afterwards  Admiral  Sir)  John  K.  H.  Hindmarsh,  R.N., 
was  appointed  the  first  Governor;  Colonel  Light,  Surveyor-General; 
Colonel  Torrens,  Chairman  of  the  Commission  in  England ;  Mr.  (after- 
wards Sir)  James  Hurtle  Fisher,  Resident  Commissioner;  Colonel 
Goudge,  Colonial  Secretary ;  Sir  J.  W.  JefFcott,  Judge ;  Mr.  Charles 
Mann,  Advocate-General ;  Captain  Thomas  Lipson,  Naval  Officer ; 
Mr.  George  Stevenson,  Governor's  Secretary  and  Clerk  of  Council. 

The  first  ship  despatched  to  South  Australia  by  the  Commissioners 
was  the  Cygnet,  which  in  July,  1836,  arrived  at  Kangaroo  Island, 
where  there  was  a  small  whaling  station.  Among  the  passengers 
was  Mr.  (afterwards  Sir)  George  Strickland  Kingston,  who  was  one 
of  a  party  of  survey  officers.  The  ships  Duke  of  York  and  Lady  Mary 
Pelham,  conveying  immigrants,  sailed  in  February,  1836,  and  arrived 
at  Kangaroo  Island  in  August  following.  Shortly  afterwards  the 
Rapid  arrived  with  an  additional  survey  party  under  Colonel  Light. 
Xot  satisfied  with  Kangaroo  Island,  he  searched  along  the  main  land 
for  a  site  suitable  for  the  settlement.  A  tract  on  the  Torrens  Eiver 
was  eventually  selected  at  a  suitable  spot.  It  was  called  Adelaide  in 
honour  of  the  Queen  of  William  IV.  On  28th  December,  1836, 
Governor  Hindmarsh  arrived  in  the  Bufalo.  He  issued  a  proclama- 
tion at  Glenelg,  announcing  the  establishment  of  the  Government. 
Thus  began  colonization  in  South  Australia. 

A  Crown  Coloxt. — In  May,  1841,  the  settlement  being  in  con- 
siderable financial  difficulties,  Governor  Gawler  was  recalled,  being 
succeeded  by  Captain  (afterwards  Sir)  George  Grey.  The  British 
Government  decided  to  lend  the  colony  sufficient  money  to  pay  its 
debts,  to  re-model  the  system  of  government  and  to  abolish  the 
colonization    commission.      South   Australia   then   became  a  Crown 


64  HISTORICAL   INTRODUCTION. 

colony.  In  1842  the  Act  5  and  6  Vic.  c.  61  was  passed,  intituled 
"  An  Act  to  provide  for  the  better  government  of  South  Australia." 
Her  Majesty  was  empowered  to  constitute  a  nominated  Legislative 
Council  consisting  of  the  Governor  and  seven  other  persons  resident 
therein,  with  power  to  make  laws  for  the  government  of  the  colony. 

That  system  of  government  continued  in  force  until  the  inaugu- 
ration of  a  new  scheme  under  the  Constitutional  Act,  13  and  14  Vic. 
c.  59  (5th  August,  1850),  already  referred  to.  Section  7  of  that  Act 
authorized  the  legislature,  then  by  law  established  in  South  Australia, 
to  establish  a  Legislative.  Council  consisting  of  not  more  than  24 
members,  of  whom  one-third  were  to  be  appointed  by  Her  Majesty, 
and  the  remainder  were  to  be  elected  by  the  qualified  inhabitants. 
Section  14  gave  the  Governor,  with  the  advice  and  consent  of  this 
Legislative  Council,  power  to  make  laws  for  the  peace,  Avelfare,  and 
good  government  of  the  province,  and  to  appropriate  to  the  public 
service  the  Avhole  of  the  revenue  arising  from  taxes,  duties,  rates,  and 
imposts,  provided  that  no  such  law  should  be  repugnant  to  the  law  of 
England,  or  interfere  with  the  sale  or  appropriation  of  the  waste  lands 
of  the  Crown.  The  qualifications  of  members  and  electors  of  the 
new  Council  were  to  be  tlie  same  as  those  of  the  members  and  electors 
of  the  Legislative  Council  of  New  South  Wales,  under  the  Act  5  and 
6  Vic.  c.  76,  as  amended  by  13  and  14  Vic.  c.  59.  The  Council  could 
not  pass  any  law  appropriating  to  the  public  service  any  sum  of 
money  unless  the  Governor  should  first  recommend  to  the  Council 
that  provision  should  be  made  for  such  appropriation.  On  21st  July, 
1851,  the  Legislative  Council,  consisting  of  24  members,  was 
constituted. 

The  New  Constitution. — In  1853  the  Legislative  Council  of 
South  Australia,  in  pursuance  of  the  power  conferred  by  sec.  32  of 
the  Act  13  and  14  Vic.  c.  59,  passed  a  Bill  to  establish  a  bi-cameral 
legislature  for  South  Australia,  consisting  of  a  Legislative  Council  of 
not  less  than  12  members  to  be  nominated  by  the  Crown,  and  a  House 
of  Assembly  of  36  members  to  be  elected  by  the  inhabitants.  The 
qualifications  of  electors  and  members  were  defined  in  the  Bill,  which, 
inter  alia,  contained  a  provision  limiting  the  right  of  the  Crown  in  the 
disallowance  of  Bills.  The  Bill  was  passed  by  the  Council  and 
reserved  for  the  Queen's  assent,  which  was  refused  on  the  ground 
that  its  provision  limiting  the  Crown's  right  of  disallowance  of  Bills 
was  in  excess  of  the  power  conferred  in  sec.  32. 

On  15th  August,  1855,  the  old  Council  of  1851  was  dissolved  by 
proclamation,  and  a  new  Council  was  duly  constituted,  partly  by 
election  and  partly  by  nomination.  In  the  meantime  a  copy  of  the 
Constitution  which  had  been  passed  by  the  Tasmanian  Legislative 
Council  was  forwarded  by  the  Secretary  of  State  for  the  Colonies  to 
the  Governor,  Sir  Richard  Graves  McDonnell,  with  an  intimation  that 
a  Bill  drawn  on  similar  lines  would  be  sanctioned.  A  second  Bill  to 
create  a  bi-cameral  legislature  for  South  Australia  was  then  introduced 
into  the  newly-constituted  Council.  It  provided  for  the  creation  of 
two  elective  Houses  to  take  the  place  of  the  Council  created  by  the 
Act  13  and  14  Vic.  c.  59.  This  Bill  was  to  be  called  a  Constitution 
Act.     Like  its  Tasmanian  model,  however,  it  conferred  no  law-making 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  65 

power  on  the  bi-cameral  legislature,  except  by  reference.  In  order 
to  ascertain  the  principal  legislative  powers  and  functions  of  the  Par- 
liament of  Soutb  Australia,  reference  has  to  be  made  to  the  Act  13 
and  14  Yic.  c.  59,  defining  the  legislative  powers  and  functions  of  the 
Council  for  which  it  was  substituted. 

According  to  that  Act  the  Parliament  was  authorized  to  make 
laws  for  the  peace,  order,  and  good  government  of  South  Australia; 
to  raise  revenue  by  various  methods  of  taxation,  including  the  impo- 
sition of  duties  of  customs,  and  to  appropriate  the  public  revenue  for 
public  purposes.  By  the  proposed  new  Constitution  all  Bills  for 
appropriating  any  part  of  the  revenue  of  the  province,  or  for  imposing, 
altering,  or  repealing  any  rate,  tax,  duty,  or  impost,  were  required  to 
originate  in  the  House  of  Assembly.  Neither  House  could  pass  any 
vote,  resolution,  or  Bill  for  the  appropriation  of  any  part  of  the 
revenue  for  any  purpose,  unless  the  Governor  should  have  first  recom- 
mended to  the  House  of  Assembly  that  provision  should  be  made  for 
such  appropriation.  The  appointment  to  all  public  offices  under  the 
Government  of  the  province  was  vested  in  the  Governor,  with  the 
advice  and  consent  of  the  Executive  Council,  except  the  appointment 
of  certain  political  officers,  required  to  be  members  of  Parliament, 
whose  appointment  and  dismissal  was  vested  in  the  Governor  alone. 
After  the  first  general  election  no  person  could  hold  the  office  of  Chief 
Secretary,  Attorney-General,  Treasurer,  Commissioner  of  Crown 
Lands,  or  Commissioner  of  Works,  for  any  period  longer  than  three 
months,  unless  he  were  a  member  of  the  Council  or  of  the  House  of 
Assembly.  This  Bill,  though  described  as  a  Constitution,  was  in  fact 
not  a  Constitution,  but,  like  that  of  Tasmania,  a  graft  on,  or  a  develop- 
ment of  a  pre-existing  Constitution. — Sir  R.  C.  Baker,  Notes  on  the 
Constitution  of  South  Australia,  "  Adelaide  and  Vicinity,"  p.  10.  It 
was  passed  by  the  Council  on  4th  January,  1856,  and  was  reserved  by 
the  Governor  for  the  signification  of  the  Queen's  pleasure.  It 
received  the  Royal  assent,  and  was  proclaimed  on  24th  October,  1856. 

ExLAKGED  Legislative  Powers. — At  about  the  time  when  the  Bill 
received  the  Royal  assent,  the  Imperial  Act  (18  and  19  Vic.  c.  56) 
w:is  passed,  authorizing  the  legislature  of  each  of  the  Australian 
colonies  to  sell,  dispose  of,  and  legislate  concerning  the  waste  lands  of 
the  Crown  in  the  colony.  In  1865,  the  Colonial  Laws  Validity  Act 
(28  and  29  Vic.  c.  63)  removed  the  common  law  restriction  which 
prevented  colonial  legislatures  from  passing  any  law  repugnant  to  the 
law  of  England.  In  1873,  the  prohibition  contained  in  the  Act  13 
and  14  Vic.  c.  59,  preventing  colonial  legislatures  from  passing  any 
law  providing  for  the  imposition  of  differential  duties,  was  by  the  Aus- 
tralian Colonies  Duties  Act  (36  and  37  Vic.  c.  22)  abolished  as  far  as 
intercolonial  duties  were  concerned.  A  list  of  other  Imperial  Acts 
enlarging  the  powers  of  the  Parliament  of  South  Australia,  in  common 
with  those  of  the  Parliaments  of  the  other  Australian  colonies,  will  be 
found  under  the  heading  of  "  New  South  Wales,"  pp.  49-51,  supra. 

Responstblk  Government. — The  election  of  members  of  the  two 
new  Houses  took  place  in  March,  1857.  The  first  session  of  the  new 
Parliament  commenced  on  22nd  April,  1857,  during  the  Governorship 
of  Sir  Richard   Graves  McDonnell.     The  first  Responsible  Ministry 


66  HISTORICAL  INTRODUCTION. 

was  formed  by  Mr.  B.  T.  Finnis,  Chief  Secretary,  and  his  colleagues 
were  Mr.  R.  D.  Hanson,  Attorney-General ;  Colonel  E.  E.  Torrens, 
Treasurer ;  Mr.  C.  Bonney,  Commissioner  of  Crown  Lands  and  Immi- 
gration ;  and  Captain  A.  H.  Freeling,  Commissioner  of  Public  Works, 
succeeded  by  Mr.  (afterwards  Sir)  Samuel  Davenport.  Mr.  James 
Hurtle  Fisher  was  appointed  President  of  the  Council ;  and  Mr- 
George  Strickland  Kingston  first  Speaker  of  the  House  of  Assembly. 

Eblations  op  the  Two  Houses. — In  1857,  a  dispute  arose  between 
the  two  Houses  of  the  South  Australian  Parliament  as  to  their 
respective  powers  in  dealing  with  Money  Bills.  A  Bill  to  repeal 
certain  duties  of  tonnage  was  passed  by  the  Assembly  and  sent  to  the 
Council.  The  Council  amended  it  as  it  would  an  ordinary  Bill.  Th& 
Bill  as  amended  was  sent  back  to  the  Assembly,  which  raised  a  ques- 
tion of  privilege.  The  Assembly  contended  that  the  Council  had  no 
right  to  modify  any  Money  Bill,  but  that  it  could  only  either  pass  or 
reject  such  a  Bill.  The  Council  replied  that  it  had  an  undoubted 
right  to  amend  all  Bills  whatsoever  sent  up  to  it  by  the  Assembly. 
The  dispute  was  eventually  settled  by  a  compromise,  commonly  called 
*' the  Compact  of  1857,"  which  was  adopted  by  resolutions  of  both 
Houses.  This  "  Compact "  defines  those  Bills,  which  the  Council 
cannot  amend  in  the  ordinary  way,  as  being  "  all  Bills  the  object  of 
which  shall  be  to  raise  money,  whether  by  way  of  loan  or  otherwise,. 
or  to  warrant  the  expenditure  of  any  portion  of  the  same,"  and  pro- 
vides "  that  it  shall  be  competent  for  the  Council  to  suggest  any 
alteration  in  any  such  Bills,  except  that  portion  of  the  Appropriation 
Bill  which  provides  for  the  ordinary  annual  expenses  of  the  Govern- 
ment." 

In  1881,  an  Act  to  amend  the  Constitution  of  South  Australia 
(No.  236)  was  passed,  which  provided  that  "  Whenever  any  Bill  for 
any  Act  shall  have  been  passed  by  the  House  of  Assembly  during  any 
session  of  Parliament,  and  the  same  Bill,  or  a  similar  Bill  with  sub- 
stantially the  same  objects  and  having  the  same  title,  shall  have  been 
passed  by  the  House  of  Assembly  during  the  next  ensuing  Parliament, 
a  general  election  of  the  House  of  Assembly  having  taken  place 
between  such  two  Parliaments,  the  second  and  third  reading  of  such 
Bill  having  been  passed  in  the  second  instance  by  an  absolute  majority 
of  the  whole  number  of  members  of  the  said  House  of  Assembly,  and 
both  such  Bills  shall  have  been  rejected  by,  or  fail  to  become  law  iu 
consequence  of  any  amendments  made  therein  by  the  Legislative 
Council,  it  shall  be  lawful  for,  but  not  obligatory  upon,  the  Governor 
of  the  said  province,  by  proclamation  to  be  published  in  the  Govern- 
ment Gazette,  to  dissolve  the  Legislative  Council  and  House  of 
Assembly,  and  thereupon  all  members  of  both  Houses  of  Parliament 
shall  vacate  their  seats,  and  members  shall  be  elected  to  supply  the 
vacancies  so  created;  or  for  the  Governor  to  issue  writs  for  the 
election  of  one,  or  not  more  than  two,  new  members  for  each  district 
of  the  Legislative  Council :  Provided  always  that  no  vacancy,  whether 
by  death,  resignation,  or  any  other  cause,  shall  be  filled  up  while  the 
total  number  of  members  shall  be  24  or  more ;"  and  that  "  in  the 
event  of  the  Council  being  dissolved,  six  members  shall  be  elected  for 
each    of  the   said    districts,  and  the  names  of    such    members    shall 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  67 

be  placed  on  the  roll  of  members  for  the  said  districts  in  the 
order  provided  for  in  Section  12  of  this  Act,  and  thereafter  the  several 
periodical  retirements  of  members  referred  to  in  Sections  8  and  13  of 
this  Act  shall  date  from  the  daj  of  their  election.'^  Hitherto  no 
double  dissolution  has  taken  place  under  this  section. 

Reforms. — Bv  the  Constitution  Amendment  Act,  1894  (Xo.  613, 
assented  to  in  1895),  the  South  Australian  Parliament  granted  to 
women  possessing  the  necessary  qualification  the  right  to  vote  for 
members  of  both  Houses  of  Parliament. 

The  Legislative  Council  of  South  Australia  at  present  is  com- 
posed of  24  members  who  are  theoretically  elected  for  nine  years. 
Every  three  years  eight  members  whose  names  stand  first  on  the  roll 
retire  and  are  eligible  for  re-election.  The  qualifications  of  members 
of  the  Council  are :  male ;  30  years ;  natural-born  or  naturalized 
subjects ;  resident  in  the  Province  for  three  years  if  natural-born, 
and  five  years  if  naturalized  ;  no  property  qualification.  The  quali- 
fications of  electors  for  the  Council  are  :  adults ;  natural-born  or 
naturalized  subjects ;  ownership  of  freehold  property  of  the  clear  value 
of  £50 ;  or  ownership  of  leasehold  estate  of  the  clear  annual  value  of 
£20;  or  occupation  of  a  dwelling  house  of  the  clear  annual  value  of 
£25.  The  Assembly  consists  of  54  members,  elected  for  a  period  of 
three  years,  subject  to  be  sooner  dissolved  by  the  Governor.  They, 
as  well  as  members  of  the  Council,  are  entitled  to  £200  per  year  each 
for  their  services.  Manhood  suffrage  for  Assembly  elections  was 
adopted  in  185(3 ;  and  in  1895  the  franchise  was  extended  to  women. 
Under  the  Electoral  Code,  1896,  all  British  subjects  of  the  age  of  21 
years,  inhabitants  of  South  Australia,  who  have  been  registered  upon 
any  Assembly  roll  for  six  months,  may  vote  for  members  of  the  Assem- 
bly. There  is  no  plural  voting ;  and  provision  is  made  for  absent 
electors  to  poll  their  votes. 


(.5)   WESTERN   AUSTRALIA. 


First  Statutory  Authority. — During  the  French  scare  of  1826, 
when  the  French  were  suspected  of  designs  to  annex  unoccupied 
portions  of  the  Australian  continent,  Governor  Ralph  Darling  des- 
patched from  Sydney  a  detachment  of  the  39th  Regiment  with  a 
number  of  convicts,  in  all  seventy-five  persons,  in  command  of  Major 
Lockyer,  to  occupy  King  George's  Sound,  with  a  view  to  taking 
possession  of  the  western  part  of  the  continent.  In  1827-8,  Captain 
James  Stirling,  in  H.M.S.  Success,  surveyed  the  coast  from  King 
George's  Sound  to  Swan  River,  and  being  favourably  impressed  with 
its  suitability  for  settlement,  he  recommended  the  formation  of  a 
colony  there.  In  1829,  Captain  Fremantle,  in  H.M.S.  Challenger, 
was  sent  to  do  pioneering  work ;  he  hoisted  the  British  flag  on  a  spot 
near  the  mouth  of  Swan  River,  which  now  bears  his  name.  On 
1st  June,  1829,  Captain  (afterwards  Sir)  James  Stirling  arrived  at 
Swan  River  in  the  Parmelia,  with  800  intending  settlers,  from  which 
date  the  history  of  the  colony  commences.  Captain  Stirling  was  the 
first  Lieutenant-Governor,  and  the  ofl&cials  associated  with  him  were : — 


68  HISTORICAL  INTRODUCTION. 

Mr.  Peter  Brown,  Colonial  Secretary;  Lieutenant  J.  S.  Howe,  R.N., 
Surveyor ;  Mr.  C.  Sutherland,  Assistant-Surveyor ;  Mr.  H.  Morgan, 
Storekeeper ;  Mr.  W.  Shilton,  Clerk  to  the  Secretary ;  Mr.  J.  Drum- 
mond.  Agriculturist;  and  the  Rev.  J.  B.  Wittenoom,  first  colonial 
Chaplain. 

In  the  same  year  the  first  Imperial  Act  applicable  to  Western 
Australia  was  passed,  viz.,  10  Geo.  IV.  c.  22.  It  was  intituled  "An 
Act  to  provide  until  the  31st  day  of  December,  1834,  for  the  govern- 
ment of  His  Majesty's  settlements  in  Western  Australia,  on  the 
western  coast  of  New  Holland."  It  will  be  noticed  that  the  name 
"  Australia,"  first  suggested  for  the  continent  in  1814  by  Matthew 
Flinders,  is  here  used  and  for  the  first  time  sanctioned  by  an  Imperial 
Act.  See  p.  33,  supra.  By  that  Act  the  King,  with  the  advice  of 
the  Privy  Council,  was  empowered  to  make,  ordain,  and  to  authorize 
any  three  or  more  persons  resident  within  the  settlements,  to  make, 
ordain,  and  constitute  laws,  institutions,  and  ordinances  for  the 
peace,  order,  and  good  government  of  His  Majesty's  subjects  and 
others  within  the  settlements. 

In  1831  Captain  Stirling  was  appointed  "  Governor  and  Comman- 
der-in-Chief of  His  Majesty's  settlements  on  the  west  coast  of 
Australia,"  and,  by  letters  patent.  Vice- Admiral,  with  authority  from 
Cape  Londonderry  (lat.  13°  44'  S.)  to  West  Cape  Howe,  in  lat.  35°  8' 
S.,  and  from  Dirk  Hartog  Island  (long.  112°  52'  E.)  to  long.  129°  E. 
He  was  authorized  to  appoint  an  Executive  Council,  to  provide  for 
the  defence  of  the  colony,  to  institute  local  government  and  dispose 
of  the  land  according  to  British  law.  The  members  of  the  first 
Council  were  : — Colonial  Secretary  and  Military  Commander,  Captain 
Irwin ;  Surveyor-General  and  Advocate-General,  Mr.  G.  F.  Moore : 
Commissioner  of  Civil  Courts  and  Chairman  of  Sessions,  Mr.  W.  H. 
Mackie;  Resident  Magistrates,  Mr.  G.  Leake,  Mr.  H.  Whitfield, 
Colonel  J.  Molloy,  and  Sir  R.  Spenser.  Under  the  Act  of  George  IV., 
a  Legislative  Council  was  formed  consisting  of  members  of  the  Execu- 
tive Council  and  two  nominated  members,  the  Governor  being  Presi- 
dent and  Mr.  (afterwards  Sir)  Luke  S.  Leake  Speaker.  In  1839  Mr. 
John  Hutt  succeeded  Captain  Stirling  as  Governor.  For  fifty  years 
the  history  of  the  colony  was  uneventful  except  for  the  explorations 
of  Major  Warburton,  Mr.  Ernest  Giles,  and  Mr.  (afterwards  Sir)  John 
Forrest. 

A  Representative  Legislature. — By  the  Act  13  and  14  Vic.  c.  59 
(5th  August,  1850)  sec.  9,  it  was  enacted  "that  upon  the  presentation 
of  a  petition  signed  by  not  less  than  one-third  in  number  of  the  house- 
holders within  the  colony  of  AVestern  Australia,  praying  that  a  Legis- 
lative Council  according  to  the  provisions  of  this  Act  be  established 
within  such  colony,  and  that  provision  be  made  for  charging  upon  the 
revenue  of  such  colony  all  such  part  of  the  expenses  of  the  civil 
establishment  thereof  as  may  have  been  previously  defrayed  by  Par- 
liamentary grants,  it  shall  be  lawful  f9r  the  persons  authorized^  and 
empowered  to  make,  ordain,  and  establish  laws  or  ordinances  for  the 
government  of  the  said  colony,  by  any  law  or  ordinance  to  be  made 
for  that  purpose,  subject  to  the  conditions  and  restrictions  to  which 
laws  or  ordinances  made  by  such  persons  are  now  subject,  to  establish 


COLONIAL  GOVERX^FENT  IN  AUSTRALIA.  69 

a  Legislative  Council  within  such  colony,  to  consist  of  such  number  of 
members  as  thej  shall  think  fit,  and  such  number  of  the  members  of 
such  Council  as  is  equal  to  one-third  part  of  the  whole  number  of 
members  of  such  Council,  or,  if  such  number  be  not  exactly  divisible 
by  three,  one-third  of  the  next  greater  number  which  is  divisible  by 
three,  shall  be  appointed  by  Her  Majesty,  and  the  remaining  members 
of  the  Council  shall  be  elected  by  the  inhabitants  of  the  said  colony." 
Under  this  Act  Western  Australia,  in  1870,  was  granted  a  Legislative 
Council  consisting  of  26  members,  nine  of  whom  were  nominated  and 
17  were  elected. 

Responsible  Goverxmext  Sought. — Three  years  after  the  grant 
of  this  instalment  of  Representative  Institutions  a  movement  was 
commenced  in  Western  Australia  in  favour  of  Responsible  Government 
as  it  existed  in  the  Eastern  colonies.  Earl  Kimberley,  in  reply  to  the 
first  application,  said :  "  Her  Majesty's  Government  would  not  be 
disposed  to  resist  any  widespread  and  sustained  desire  which  might 
prevail  in  the  colony  for  Responsible  Government."  In  1874  a  draft 
of  a  Constitution  Bill  was  sent  to  the  Secretary  of  State  for  the 
Colonies,  who,  however,  decided  that  the  colom^  was  not  yet  ready  for 
the  change.  On  9th  April,  1884,  the  Governor,  Sir  Napier  Broome, 
reported  that  though  he  saw  no  valid  reason  for  withholding  free 
institutions  from  the  colony,  after  its  inhabitants  should  have  expressed 
a  general  and  decided  wish  to  take  upon  themselves  the  burden  and 
responsibility  of  that  form  of  government,  he  was  strongly  of  opinion 
that,  until  such  a  wish  was  expressed,  which  certainly  it  had  not  been 
as  yet,  it  would  be  a  mistake  to  make  such  a  great  and  irretrievable 
change.  He  also  said  that  Western  Australia  must  be  separated  into 
two  parts,  and  that  the  northern  portion,  above  the  26th  degree  of  lati- 
tude, should  remain  for  the  present  a  Crown  colony.  On  6th  July, 
1887,  the  Legislative  Council  of  Western  Australia  (1)  affirmed  the 
desirability  of  the  concession  of  self-government,  but  (2)  protested 
against  the  division  of  the  colony.  On  12th  July,  1887,  the  Governor 
reported  that  having  carefully  considered  the  whole  matter,  he 
strongly  supported  both  the  first  and  second  of  the  resolutions,  and 
gave  his  reasons  why  he  had  changed  his  opinion  in  respect  to  the 
suggested  division  of  the  colony  in  his  despatch  of  three  years  pre- 
vious, but  added  that  it  was  only  a  matter  of  time  when  Western 
Australia  would  be  separated  into  two  or  more  colonies. 

In  a  despatch,  dated  December,  1887,  the  Secretary  of  State 
intimated  that  Her  Majesty's  Government  favoured  the  view  that,  in 
any  new  constitutional  scheme,  the  colony  should  be  divided  at  about 
latitude  26'  (or  in  the  neighbourhood  of  the  Murchison  River)  ;  that 
it  should  be  lawful  for  the  legislature  of  Western  Australia  to  regu- 
late, by  Act  passed  in  the  usual  way,  the  sale,  letting,  and  other  dis- 
posal of  the  waste  lands  of  the  Crown  south  of  that  line,  and  the 
disposal  of  proceeds  arising  therefrom ;  and  that  all  the  regulations 
affecting  the  sale,  letting,  disposal  and  occupation  of  waste  lands  of 
the  Crown  in  the  territory  north  of  that  line  should  remain  under  the 
control  of  Her  Majesty's  Government,  the  proceeds  of  all  land  sales 
being  invested  at  intei-est,  to  form  a  fund  of  which  the  principal 
would  be  reserved  for  the  benefit  of  anj'  colony  or  colonies,  which 


70  HISTORICAL   INTRODUCTION. 

niiglit  thereafter  be  created  in  such  northern  territory,  except  so  far 
as  it  might  from  time  to  time  be  expended  for  the  special  advance- 
ment of  the  district  in  which  it  was  raised. 

Peepaeation  of  a  New  Constitution. — In  1889,  the  Legislative 
Council  was  dissolved  and  a  general  election  took  place,  the  principal 
question  being  the  introduction  of  Eesponsible  Government.  The 
new  Council  passed  a  resolution,  without  dissent,  in  favour  of  the 
proposed  change.  A  new  Constitution  was  then  drafted  by  the 
Council.  It  provided  for  the  creation  of  a  bi-cameral  legislature, 
composed  of  an  elective  Upper  House  of  lb  members,  and  an  elective 
Lower  House  of  30  members.  To  this  legislature  it  was  proposed  to 
give  powers  and  functions  similar  to  those  vested  in  the  legislatures 
of  the  eastern  colonies,  including  the  disposition  of  the  waste  lands  of 
the  Crown.  It  Avas  further  provided  that,  notwithstanding  anything 
in  the  Constitution,  Her  Majesty  might  divide  the  colony  of  Western 
Australia  by  separating  therefrom  any  portion  thereof,  and  either 
erect  the  same  or  any  part  thereof  into  a  separate  colony  or  colonies, 
or  subdivide  any  colony  so  erected,  or  re-unite  to  the  colony  of  Western 
Australia  any  part  of  any  colony  so  created.  The  sum  of  £5,000  per 
year  was  appropriated  for  the  benefit  of  the  aboriginal  natives  within 
the  colony,  to  be  expended  in  providing  them  with  food  and  clothing 
and  in  promoting  their  education.  Pensions  were  provided  for  Sir 
Malcolm  Fraser,  Colonial  Secretary;  Mr.  Charles N.  Warton,  Attorney- 
General;  Mr.  A.  O'Grady  Lefroy,  Colonial  Treasurer;  and  Mr.  John 
Forrest,  Surveyor-General  and  Commissioner  of  Crown  Lands,  upon 
their  retirement  from  oflBce  on  political  grounds. 

The  Bill  was  forwarded  to  the  Secretary  of  State  for  the  Colonies, 
who,  on  31st  August,  1888,  returned  it  with  suggested  amendments — 
the  principal  being  that  the  members  of  the  Council  should  be 
nominated,  instead  of  elected.  The  Legislative  Council  agreed  to 
accept  the  proposed  amendments,  subject  to  the  provision  that  after 
the  expiration  of  six  years,  or  as  soon  as  the  colony  acquired  a  popula- 
tion of  60,000,  the  Upper  House  should  be  constituted  by  election, 
instead  of  nomination.  The  Bill  was  passed  and  reserved  on  29th 
April,  1889.  This  compromise  was  accepted  by  the  Secretary  of  State 
for  the  Colonies,  Lord  Knutsford,  and  on  11th  July,  1889,  he  moved 
the  second  reading  of  a  Bill  to  enable  Her  Majesty  to  assent  to  a  Bill  for 
conferring  a  Constitution  on  Western  Australia.  One  of  the  grounds 
suggested,  as  justifying  the  change,  was  that  it  was  desirable  that  all 
the  colonies  on  the  Australian  continent  should,  as  soon  as  practicable, 
be  placed  on  the  same  footing.  Until  there  was  uniformit}'  of  govern- 
ment, there  could  be  little  chance  of  any  system  of  federation,  to 
which  he  looked  forward  as  a  change  which  would  largely  tend  to 
increase  the  wealth  and  strength  of  the  colonies.  The  Bill  Avas  passed 
by  the  House  of  Lords,  but  it  encountered  strong  opposition  in  the 
House  of  Commons,  where  the  principal  objection  raised  was  the  in- 
advisability  of  handing  over  such  a  vast  area  of  country,  viz.,  978,000 
square  miles,  to  a  Government  responsible  to  only  a  small  population, 
not  exceeding  40,000  inhabitants.  On  the  26th  August  the  Bill  was 
withdrawn. 

Responsible    Government. — In  the  next  session  of  Parliament, 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  71 


however,  the  Bill  received  the  concurrence  of  both  Houses.  It 
became  law  on  the  25th  July,  1890;  the  new  Constitution  was  pro- 
claimed on  21st  October,  1890.  It  is  embodied  in  the  Imperial  Act, 
o3  and  54  Vic.  c.  26.  The  first  Kesponsible  Ministry  was  composed 
of  Sir  John  Forrest,  Colonial  Treasurer  and  Premier ;  Mr.  Geo.  Shen- 
ton.  Colonial  Secretary  (succeeded  by  Mr.  Stephen  Hy.  Parker) ;  Mr. 
Edward  Home  Wittenoom,  Minister  of  Mines;  Mr.  Stephen  Burt, 
Q.C.,  Attorney-General  (succeeded  by  Mr.  R.  VT.  Pennefather) ;  Mr. 
William  Edward  Marmion,  Commissioner  of  Crown  Lands  (succeeded 
by  Mr.  Alexander  Robert  Richardson) ;  Mr.  Harry  Whittall  Venn, 
Commissioner  of  Railways  and  Public  Works. 

Reforms. — On  18th  July,  1893,  the  population  of  the  colony 
being  then  beyond  60,000,  the  le^slature  of  Western  Australia  passed 
an  Act,  57  Vic.  Xo.  14,  to  amend  the  Constitution,  abolishing  the 
nominee  Council  and  substituting  one  elected  by  the  qualified  inhabi- 
tants of  the  colony. 

In  the  session  of  1899  a  "Constitution  Acts  Amendment  Act" 
was  passed  by  both  Houses  of  the  West  Australian  Parliament,  and 
reserved  on  16th  December  for  the  Royal  assent.  This  Act,  when 
assented  to,  will  introduce  several  important  changes.  Besides  con- 
solidating previous  Constitution  Amendment  Acts,  it  increases  the 
numbers  of  both  Houses,  extends  the  franchise  for  both  Houses  to 
women,  reduces  the  period  of  residence  in  the  colony  necessary  in 
order  to  qualify  as  an  elector,  and  reduces  the  duration  of  the 
Assembly  to  three  years  from  the  date  of  its  first  meeting.  The 
Legislative  Council  is  to  consist  of  30  members,  returned  by  10  elec- 
toral provinces.  Under  this  Act  the  qualifications  of  Councillors  are : 
— Male ;  30  years ;  a  British  subject,  either  natural-born  and  resident 
in  the  colony  two  years,  or  naturalized  and  resident  for  five  years. 
Every  adult  person,  being  a  natural-bom  or  naturalized  British  sub- 
ject, resident  six  months  in  the  colony,  is  entitled  to  be  registered  as 
a  Council  elector  in  every  Province  in  which  he  or  she  has  a  freehold 
qualification  of  £100  capital  value,  a  household  or  leasehold  qualifica- 
tion of  £25  a  year,  or  a  Crown  lease  or  license  of  £10  a  year.  For 
membership  of  the  Assembly,  of  which  there  are  to  be  50  members, 
the  qualifications  are :  male ;  21  years ;  a  British  subject,  either 
natural-born  and  resident  in  the  colony  for  one  year,  or  naturalized 
for  five  years  and  resident  two  years.  Every  adult  person,  being  a 
natui*al-bom  or  naturalized  British  subject,  is  entitled  to  be  regis- 
tered as  a  voter  if  he  or  she  has  resided  in  the  colony  for 
six  months,  and  is  entitled  to  vote  after  being  registered  for  six 
months;  and  is  also  entitled  to  a  property  vote  in  every  district  in 
which  he  or  she  has  a  freehold  qualification  of  £50  capital  value,  a 
leasehold  or  household  qualification  of  £]  0  a  year,  or  a  Crown  lease  or 
license  of  £5  a  year. 


72  HISTORICAL  INTRODUCTION. 


(6)  QUEENSLAND. 


Foundation. — In  1823  Lieutenant  Oxley^  the  Surveyor-General 
of  New  South  Wales,  was  directed  by  Sir  Thomas  Brisbane,  Goveruor 
of  New  South  Wales,  to  inspect  Port  Bowen,  Port  Curtis,  and  More- 
ton  Bay,  in  order  to  ascertain  which,  if  any  of  them,  was  suitable  for 
the  establishment  of  a  new  penal  settlement.  In  the  course  of  his 
explorations  he  discovered  a  large  river  flowing  into  Moreton  Bay, 
which  he  named  the  Brisbane,  and  explored  for  the  distance  of  fifty 
miles.  He  was  so  satisfied  with  the  country  that  he  reported  in  favour 
of  the  establishment  of  a  penal  depot  on  the  banks  of  the  Brisbane. 
In  September,  1824,  in  company  with  Lieutenant  Miller,  who  was  in 
charge  of  a  detachment  of  the  40th  regiment,  Oxley  returned  to  the 
Brisbane  River  and  formed  the  nucleus  of  a  prison  settlement,  com- 
prising thirty  convicts,  near  the  present  site  of  the  city  of  Brisbane. 
In  the  following  year  the  Brisbane  River  was  further  examined  by 
Major  Lockyer  of  the  57th  regiment;  Captain  Miller  was  the  first 
Commandant.  In  1839  it  was  determined  to  abandon  Moreton  Bay 
as  a  penal  settlement.  Sir  George  Gipps  laid  out  the  plan  of  Brisbane 
in  1841.  On  the  4th  May,  1842,  free  settlement  commenced;  in  the 
same  year  Captain  J.  C.  Wickham  was  appointed  Police  Magistrate 
and  afterwards  Government  Resident. 

Provision  for  Separation. — The  Act  5  and  6  Vic.  c.  76  (30th 
July,  1842)  empowered  Her  Majesty,  by  letters  patent,  to  separate 
from  New  South  Wales  any  part  of  the  territory  of  that  colony  lying^ 
to  the  northward  of  26°  south  latitude,  and  to  erect  such  territory  into 
a  separate  colony  or  colonies.  It  was  subsequently  found  that  the 
26th  parallel  was  not  far  enough  south  to  meet  the  requirements  of  a 
new^  colony,  and  by  the  Act  13  and  14  Vic.  c.  59  s.  34  it  was  declared 
that  upon  the  petition  of  the  inhabitant  householders  of  that  part  of 
the  territory  of  New  South  Wales  lying  to  the  northward  of  the  30^ 
of  south  latitude.  Her  Majesty  might  detach  such  territory  from  the 
colony  of  New  South  Wales  and  erect  it  into  a  separate  colony  or 
colonies.  By  the  Constitution  Statute  and  Act  of  New  South  Wales, 
18  and  19  Vic.  c.  54  (16th  Jul}',  1855),  the  power  previously'  granted 
to  alter  the  northern  boundary  of  New  South  Wales  was  distinctly 
preserved,  and  Her  Majesty  was  authorized,  by  letters  patent,  to  ei-ect 
into  a  separate  colony  or  colonies  any  territory  which  might  be  so 
separated  from  New  South  Wales.  It  was  further  enacted  that  Her 
Majesty,  by  such  letters  patent  or  by  Order  in  Council,  might  make 
provision  for  the  government  of  any  such  new  colony,  and  for  the 
establishment  of  a  legislature  therein,  in  manner  as  nearly  resembling 
the  form  of  government  and  legislature  establi.shed  in  New  South 
Wales  as  the  circumstances  of  the  new  colony  would  permit. 

In  1843,  the  Moreton  Bay  settlers  found  themselves  included  in  a 
large  electoral  district  constituted  under  the  Act  5  and  6  Vic.  c.  76 
for  the  purpose  of  returning  representative  members  to  the  new 
Legislative  Council  of  New  South  Wales.  In  1851,  Moreton  Bay  was 
made  a  separate  electoral  district,  and  was  assigned  one  elective 
member  in  the  Council  of  New  South  Wales;  in  1853,  it  was  assigned 


COLONIAL  GOVERNMENT  IN  AUSTRALIA.  73 

an  additional  member.  When  the  new  Constitution  of  New  South 
Wales  came  into  force  in  1856  the  Moreton  Bay  district  was  divided 
into  eight  electorates,  returning  nine  members  to  the  Legislative 
Assembly  of  New  South  Wales. 

Sepakation. — Petitions  in  favour  of  separation  from  the  parent 
colony  were  signed  and  forwarded  to  the  Imperial  Government  so 
early  as  the  year  1851.  It  was  not  until  1859  that  it  was  decided  to 
grant  a  separation.  On  6th  June,  1859,  letters  patent  were  issued 
erecting  the  Moreton  Bay  district  into  a  separate  colony,  under  the 
name  of  Queensland,  and  appointing  Sir  George  Ferguson  Bowen  to 
be  Captain-General  and  Governor-in-Chief  thereof.  The  boundary 
of  the  new  colony  was  defined  as  a  line  commencing  on  the  seacoast 
at  Point  Danger,  in  latitude  about  28°  8'  south,  running  westward 
alone  the  Macpherson  and  Dividing  Ranges  and  the  Dumaresq  River, 
to  the  Mclntyre  River,  thence  by  the  29th  parallel  of  S.  latitude  to 
the  141st  meridian  of  E.  longitude ;  on  the  west,  the  141st  meridian 
of  longitude  from  the  29th  to  the  26th  parallel,  and  thence  the  138th 
meridian  north  to  the  Gulf  of  Carpentaria,  together  with  all  the 
adjacent  islands,  their  members  and  appurtenances  in  the  Pacific 
Ocean.  The  Governor  was  authorized  to  appoint  an  Executive 
Council  to  advise  and  assist  him  in  the  government  of  Queensland. 
The  Constitution  of  Queensland  was  embodied  in  an  Order  in  Council 
bearing  the  same  date  as  the  letters  patent. 

The  Constitution. — The  Order  in  Council  provided  that  there 
should  be  within  the  colony  of  Queensland  a  Legislative  Council  and 
a  Legislative  Assembly,  with  the  advice  and  consent  of  which  Her 
Majesty  should  have  power  to  make  laws  for  the  peace,  welfare,  and 
good  government  of  the  colony  in  all  cases  whatsoever.  The  Legis- 
lative Council  was  to  be  composed  of  persons  appointed  by  the 
Governor,  subject  to  the  proviso  that  not  less  than  four-fifths  of  the 
members  so  appointed  should  consist  of  persons  not  holding  any  office 
of  emolument  under  the  Crown  except  as  naval  or  military  officers. 
The  members  of  the  Council  were  to  hold  their  seats  for  the  term  of 
their  natural  lives.  The  Legislative  Assembly  was  to  consist  of 
members  elected  by  the  qualified  inhabitants  of  the  colony.  The 
Assembly  was  to  continue  for  five  years  from  the  day  of  the  return 
of  the  writs  for  choosing  the  same,  subject,  however,  to  be  sooner 
dissolved  by  the  Governor. 

The  powers  and  functions  granted  to  this  legislature  were  sub- 
stantially the  same  as  those  granted  to  New  South  Wales,  Victoria, 
South  Australia,  and  Tasmania,  and  similar  restrictions  were  imposed. 
With  reference  to  the  relative  powers  of  the  two  Houses  in  financial 
matters,  the  Council  could  not  originate  any  Bills  for  appropriating 
any  part  of  the  public  revenue,  or  for  imposing  any  new  rate,  tax,  or 
impost.  The  Assembly  could  not  originate  or  pass  any  vote,  resolu- 
tion, or  Bill  for  appropriation  of  any  part  of  the  public  revenue  to 
any  purpose  which  should  not  have  been  first  recommended  by  a 
message  from  the  Governor. 

The  formation  of  the  new  colony  was  proclaimed  in  the  London 
Gazette  on  3rd  June,  1859  ;  Sir  George  Bowen  arrived  in  Brisbane  on 
10th  December,  1859.      The  Order  in  Council  was  published  in  the 


74  HISTORICAL   INTRODUCTION. 

Queensland  Government  Gazette  on  29tli  December,  1859.  The  first 
Parliament  under  the  new  Constitution  was  convened  for  the  despatch 
of  business  on  29th  May,  1859.  The  first  Responsible  Ministry  was 
composed  of  the  Hon.  Robert  George  Wyndham  Herbert,  Colonial 
Secretary;  Mr.  Ratcliffe  Pring,  Attorney-General;  Mr.  Robert  Ramsay 
McKenzie,  Colonial  Treasurer;  Mr.  Maurice  Charles  O'Connell,  with- 
out portfolio.  The  Act  24  and  25  Vic.  c.  44  (22nd  July,  1861)  was 
passed  to  validate  and  effectuate  the  Order  in  Council  establishing  the 
Government  of  Queensland,  and  to  remove  all  doubts  as  to  the  legality 
of  arrangements  made  by  the  Crown  upon  the  erection  of  Queensland 
into  a  separate  colony.  On  28th  December,  1867,  the  Queensland 
legislature  passed  an  Act  to  consolidate  the  law  relating  to  the  Con- 
stitution of  the  colony.  The  Act  begins  with  a  long  recital,  referring 
to  the  Order  in  Council  ordaining  the  Constitution  ;  the  Act  5  and  6 
Vic.  c.  76,  relating  to  the  Royal  assent  to  Bills,  the  disallowance  of 
Bills  reserved,  and  the  Governor's  conformity  to  instructions;  and  the 
Act  13  and  14  Vic.  c.  59,  relating  to  the  reservation  of  Bills.  It  then 
proceeds  to  re-enact  the  Order  in  Council,  in  the  shape  of  a  local 
statute,  in  which  is  embodied,  in  addition  to  the  Order  in  Council,  all 
the  constitutional  law  of  the  colony  passed  up  to  that  date. 

Relations  op  the  Two  Houses. — In  1 885  a  dispute  arose  between 
the  two  branches  of  the  legislature  with  reference  to  their  relative 
rights  and  powers  concerning  money  Bills.  The  two  Houses  had 
agreed  to  the  following  joint  standing  order :  "  In  all  cases,  not 
herein  provided  for,  having  reference  to  the  joint  action  of  both 
Houses  of  Parliament,  resort  will  be  had  to  the  rules,  powers,  and 
practice  of  the  Imperial  Parliament."  The  folloAving  questions  were 
referred  to  the  Judicial  Committee  of  the  Privy  Council  for  their 
detei'mination  : — (1)  Whether  the  Constitution  Act,  1 867,  confers  on 
the  Legislative  Council  powers  co-ordinate  with  those  of  the  Legisla- 
tive Assembly  in  the  amendment  of  Bills,  including  money  Bills  ?  (2) 
Whether  the  claims  of  the  Legislative  Assembly  as  set  forth  in  its 
message  of  12th  November,  1885,  are  Avell  founded?  The  answer  of 
the  Privy  Council  was  as  follows: — "Their  Lordships  agree  humbly 
to  report  to  your  Majesty  that  the  first  of  these  questions  should  be 
answered  in  the  negative,  and  the  second  in  the  affirmative." 

Reforms. — The  number  of  members  of  the  Legislative  Council  of 
Queensland  is  about  41 ;  their  qualifications  and  tenure  being  the 
same  as  those  of  the  members  of  the  Legislative  Council  of  New  South 
Wales.  The  duration  of  the  Legislative  Assembly  was,  in  1890, 
reduced  to  three  years.  There  are  72  members  of  the  Assembly, 
returned  by  61  electorates;  they  are  entitled  to  payment  of  £300  a 
year  each  for  their  services.  Every  person  qualified  to  vote  at  the 
election  of  members  of  tho  Assembly  is  qualified  to  be  a  member 
thereof.  The  qualifications  of  electors  are:  male;  21  years;  natural- 
born  or  naturalized  subjects ;  resident  in  an  electoral  district  for  six 
months.  Owners  of  freehold  estate  of  the  clear  value  of  £100,  or  £10 
leaseholders,  have  the  right  to  vote  in  every  district  in  which  the  pro- 
perty is  situated. 


COLONIAL  GOVERNMEXT   IN  AUSTRALIA.  75 


(7)   NEW  ZEALAND. 


FocNDATiox. — In  1823,  New  Zealand  was  under  the  nominal 
protection  of  the  Government  of  New  South  Wales^  and  the  juris- 
diction of  the  Supreme  Court  of  that  c-olony  was  extended  to  embrace 
the  crude  groups  of  settlements  which  were  gradually  being  formed 
along  the  coasts  of  the  islands.  In  1826,  Captain  Herd  ari-ired  at 
Hauraki  Gulf  with  sixty  settlers,  but  he  had  to  abandon  the  attempt 
to  settle  on  account  of  the  hostility  of  the  natives.  In  1831,  thirteen 
chiefs  appealed  to  the  English  Government  for  protection  against 
traders  and  others  with  whom  they  had  come  into  conflict.  Accord- 
ingly, in  1833,  Mr.  James  Busby  was  appointed  Resident  at  the  Bay 
of  Islands,  and  shortly  afterwards  Lieutenant  McDonell,  R.X.,  was 
appointed  to  act  in  a  similar  capacity  at  Hokianga.  European 
population  continued  to  increase  at  the  Bay  of  Islands  until  1837, 
Avhen  the  Government  of  New  South  Wales  despatched  Captain 
Hobson  to  enquire  into  the  lawless  state  of  affairs  at  Kororareka,  the 
main  settlement.  No  action  was  taken  to  establish  a  government  in 
any  part  of  New  Zealand  until  1839,  when  the  New  Zealand  Com- 
pany sent  a  colonizing  expedition,  under  the  command  of  Colonel 
William  Wakefield,  to  Port  Nicholson,  where  he  took  possession  in 
the  name  of  the  company,  fired  a  royal  salute,  and  hoisted  "  the  New 
Zealand  flag."  Other  adventurers  subsequently  arrived  at  the  same 
locality  and  the  town  of  Wellington  was  founded. 

The  Queen's  Sovereignty. — This  action  of  a  private  company 
forced  the  hands  of  the  Imperial  Government,  and  it  was  then  decided 
to  annex  the  islands  to  New  South  Wales.  Letters  patent  were 
prepared  extending  the  jurisdiction  of  New  South  Wales  so  as  to 
include  New  Zealand,  and  Capttiin  Hobson  was  appointed  Lieutenant- 
Governor  under  Sir  George  Gipps,  the  Governor  of  New  South 
Wales.  Captain  Hobson  proceeded  to  the  Bay  of  Islands,  and 
Kororareka,  wdiich  he  named  Russell,  became  the  seat  of  government. 
Captain  Hobson  convened  a  conference  of  native  chiefs  and  British 
subjects,  at  which  he  read  his  commission  and  a  proclamation,  assert- 
ing the  Queen's  authority  in  the  islands  and  declaring  that  transac- 
tions in  land  which  had  not  received  confirmation  by  the  Government 
would  be  considered  illegal.  Subsequently  Captain  Hobson  entered 
into  negotiations  with  the  native  chiefs  of  the  north  island,  resulting 
in  the  Treaty  of  Waitangi  being  signed  by  a  number  of  chiefs, 
ceding  the  sovereignty  of  New  Zealand  to  Great  Britain  ;  and  in  con- 
sideration thereof  they  were  guaranteed  the  preservation  of  their 
proprietary  interests  in  the  soil,  subject  to  the  condition  that  the 
Crown  was  to  have  the  right  of  pre-emption — that  is  the  first  right  of 
purchase — of  all  Maori  lands.  On  21st  May,  1840,  the  sovereignty 
of  the  Queen  over  the  islands  was  proclaimed. 

Seiakatiox. — By  the  Act  3  and  4  Tic.  c.  62  (7tli  August,  1840), 
Her  Majesty  was  empowered  to  erect  into  a  separate  colony  or  colonies 
any  islands  comprised  within  the  colony  of  New  South  Wales.  By 
letters  patent  bearing  date  ICth  November,  1840,  Her  Majesty  erected 
the  islands  of  New  Zealand  into  a  separate   colony,   independent   of 


76  HISTORICAL   INTRODUCTION. 

New  South  Wales,  and  the  Governor  and  certain  other  residents 
of  the  colony  were  appointed  a  Legislative  Council  with  power  to  make 
laws  for  the  peace,  order,  and  good  government  thereof.  The  new 
colony  was  proclaimed  on  3rd  May,  1841.  Captain  Hobson  was  the 
first  Governor  of  New  Zealand,  a  post  which  he  occupied  until  his 
death  in  1842.  He  was  succeeded  by  Captain  (afterwards  Admiral) 
R.  Fitzroy.  The  seat  of  government  was,  on  account  of  outrages 
by  the  natives,  removed  from  Russell  to  Auckland.  Governor  Fitzroy 
was  succeeded  in  1845  by  Captain  (afterwards  Sir  George)  Grey. 

In  1846  an  Act  for  the  Government  of  New  Zealand  (9  and  10  Vic. 
c.  103)  Avas  passed  by  the  Imperial  Parliament.  This  Act  contained 
a  scheme  for  the  division  of  the  colony  into  two  provinces,  one  styled 
New  Ulster,  comprising  almost  the  whole  of  the  northern  island ;  and 
the  other  New  Munster,  comprising  the  middle  and  southern  islands ; 
each  province  having  a  separate  Lieutenant-Governor,  and  a  separate 
Executive  Council  charged  with  the  administration  of  local  affairs. 
For  the  whole  of  the  colony  there  was  to  be  a  Governor-in-Chief  and 
a  Legislative  Council  having  power  to  make  laws  of  general  applica- 
tion. This  plan  of  government,  however,  did  not  work  satisfactorily, 
and  the  operation  of  the  Act  was  suspended.  The  movement  in 
favour  of  Representative  and  Responsible  Government  made  consider- 
able progress  during  Governor  Grey's  tei'm  of  office.  In  1851  he 
recommended  the  Imperial  Government  to  pass  an  amending  law 
granting  a  new  Constitution  in  place  of  that  embodied  in  the  suspended 
Act. 

The  New  Constitution. — On  30th  June,  1852,  the  Act  15  and  IG 
Vic.  c.  72  came  into  force  in  New  Zealand,  under  which  a  system  of 
provincial  and  general  government  was  inaugurated.  Six  provinces 
were  established,  viz.,  Auckland,  Canterbury,  New  Plymouth,  Nelson, 
Otago,  and  Wellington,  the  number  being  subsequently  increased  to 
nine.  Each  province  was  to  be  ruled  by  a  Superintendent  and  a  pro- 
vincial Council.  The  Superintendent  was  to  be  elected  by  the  qualified 
inhabitants  of  each  province  voting  as  one  body ;  each  Council  was  to 
consist  of  not  less  than  nine  members  elected  by  the  qualified  inhabi- 
tants of  its  province  voting  in  districts.  The  Superintendent,  with 
the  advice  and  consent  of  the  Council  of  each  province,  was  empowered 
to  make  all  such  laws  and  ordinances  as  might  be  required  for  the 
peace,  order,  and  good  government  of  the  province,  provided  that  the 
same  were  not  repugnant  to  the  law  of  England,  or  to  the  law  of  the 
colony  otherwise  enacted.  Generally  speaking  the  powers  and  func- 
tions of  the  Councils  were  of  a  local  and  municipal  character.  The 
Superintendent  could,  according  to  his  discretion,  assent  to  a  Bill 
passed  by  the  Council  of  his  province,  or  he  could  withhold  his  assent 
or  reserve  the  Bill  for  the  signification  of  the  Governor's  pleasure. 

The  Act  further  provided  that  there  should  be  within  the  colony 
of  New  Zealand  a  General  Assembly,  to  consist  of  the  Governor,  a 
Legislative  Council,  and  a  House  of  Representatives.  Members  of 
the  Council,  of  whom  there  were  to  be  not  less  than  10,  were  to  be 
appointed  by  the  Queen ;  they  wei-e  to  hold  their  seats  for  life,  sub- 
ject to  resignation,  forfeiture  for  non-attendance,  and  other  disabilities. 
The  House  of  Representatives  was  to  consist  of  not  less  than  24  nor 


COLONIAL  GOVERNMENT  IX  AUSTRALIA.  77 

more  than  42  members^,  elected  by  the  qualified  inhabitants  of  the 
colony.  Each  House  of  Representatives  was  to  continue  in  existence 
for  five  years,  unless  sooner  dissolved  by  the  Governor.  The  General 
Assembly  was  to  have  power  to  make  laws  for  the  peace,  order,  and 
^ood  government  of  New  Zealand,  provided  that  no  such  laws  should 
be  repugnant  to  the  law  of  Eugland,  and  that  Bills  passed  by  the 
General  Assembly  should  control  and  supersede  any  law  or  ordinance 
in  any  way  repugnant  thereto  passed  by  the  provincial  councils. 
Under  subsequent  Imperial  legislation  the  powers  and  functions  of 
the  General  Assembly  of  New  Zealand  were,  in  common  with  those  of 
the  Parliaments  of  Australia,  greatly  enlarged. 

Sir  George  Grey  was,  on  13th  September,  1852,  appointed 
Governor  of  the  colony  under  the  new  Constitution;  he,  however, 
was  appointed  Governor  of  Cape  Colony  before  the  arrangements 
were  completed  for  the  inauguration  of  the  new  Representative 
system.  To  Colonel  Wynyard,  the  officer  commanding  the  Imperial 
troops,  was  assigned  the  important  task  of  bringing  the  new  machinery 
of  government  into  operation. 

Responsible  Goverxmext. — The  first  session  of  the  General 
Assembly  was  opened  at  Auckland  on  25th  May,  1854.  Great  dis- 
satisfaction was  expressed  when  it  was  found  there  was  no  provision 
in  the  Constitution,  or  in  the  Governor's  instructions,  for  the  introduc- 
tion of  Responsible  Government.  The  official  members  of  the  old 
Executive  Council  continued  to  hold  office,  although  none  of  them 
were  members  of  the  new  Parliament,  which  had  no  control  of  the 
Executive  except  by  the  refusal  of  supplies.  The  Constitution  did 
not  make  it  obligatory  that  official  members  of  the  Executive  Council 
should  be  members  of  the  legislature.  The  Governor  infonned  the 
House  of  Representatives  that  he  had  no  power  to  supersede  the  Exe- 
cutive Council  which  was  in  existence  before  the  Constitution  was 
passed.  During  the  first  three  months  of  the  session  no  business  was 
done  by  the  new  Parliament.  The  Governor  then  sent  a  message 
informing  the  Parliament  that  he  would  urge  the  Imperial  Govern- 
ment to  amend  the  Constitution  by  making  provision  for  the  appoint- 
ment of  Responsible  Ministers.  The  Parliament  was  then  prorogued 
for  a  fortnight.  In  the  meantime  four  members  of  the  House  of 
Representatives  were  made  members  of  the  Executive  Council.  Upon 
the  re-opening  of  Parliament  an  amendment  to  the  Address-in-Reply 
was  carried,  in  the  House  of  Representatives,  by  22  votes  to  4,  declar- 
ing that  the  House  had  no  confidence  in  a  mixed  Executive  consisting 
partly  of  members  of  Parliament  and  partly  of  Government  officials. 
The  four  new  ministers  then  resigned.  As  the  result  of  the  action  of 
the  House  of  Representatives  the  Governor  subsequently  received 
authority  from  the  Imperial  Government  to  appoint  Responsible 
Ministers,  subject  to  the  condition  that  the  official  members  of  the  old 
Executive  Council  were  to  be  granted  pensions  to  which  they  were 
entitled  by  Imperial  regulations. 

In  September,  1855,  Colonel  Gore  Browne  became  Governor  of 
New  Zealand,  and  in  his  first  message  to  the  General  Assembly  he 
communicated  the  desire  of  Her  Majesty's  Government  that  the  colony- 
should  enjoy  "the  fullest  measure  of  self-government  which  is  con 


78  HISTORICAL  INTRODUCTION. 

sistent  with  its  allegiance  to  the  British  Crown/'  and  that  accordingly 
he  would,  as  speedily  as  possible,  "  carry  out  in  its  integrity  the  prin- 
ciple of  ministerial  responsibility,  being  convinced  that  any  other 
arrangements  would  be  ineffective  to  preserve  the  harmony  between 
the  legislative  and  executive  branches  of  the  government,  which  is  so 
essential  to  the  successful  conduct  of  public  affairs/^  In  April,  1856, 
the  Governor  commenced  negotiations  with  one  of  the  leaders  of  the 
House  of  Representatives  for  the  formation  of  his  first  Government, 
with  the  result  that  the  Bell-Sewell  Ministry  took  office,  which  they 
held  from  7th  May  to  20th  May,  1856;  they  were  succeeded  by  the 
Fox  Ministry,  which  held  office  fi'om  20th  May  to  2nd  June,  1856, 
which  was  followed  by  the  Stafford  Ministry,  holding  ofl&ce  from  2nd 
June,  1856,  to  12th  July,  1861. 

The  system  of  Provincial  Government  remained  in  force  as  an 
integral  part  of  the  Constitution  until  the  1st  November,  1876,  when 
it  was  abolished  by  an  Act  of  the  General  Assembly,  and  most  of  the 
powers  and  functions  previously  exercised  by  Superintendents  and 
Councils  were  vested  in  municipal  institutions  of  the  ordinary  type. 
In  1865  the  seat  of  Government  was,  by  an  Act  of  the  General 
Assembly,  removed  from  Auckland,  and,  on  the  recommendation  of 
certain  commissioners,  appointed  by  the  Australian  Governors  at  the 
request  of  the  General  Assembly,  Wellington  became  the  capital. 

Reforms. — The  Constitution  of  the  Legislative  Council  was  altered 
by  an  Act  which  came  into  operation  on  17th  September,  1891;  under 
which  all  members  added  subsequently  to  that  date  were  appointed 
for  the  limited  period  of  seven  years  instead  of  for  life.  They  are, 
however,  eligible  for  re-appointment.  Members  of  the  Council  are 
paid  £150  per  year  for  their  services.  For  membership  of  the  House 
of  Representatives  no  property  qualification  is  required,  and  every 
adult  person  whose  name  is  properly  registered  is  entitled  to  vote  at 
the  election  of  members  of  the  House.  The  House  consists  of  74 
members,  including  four  Maori  representatives,  who  are  paid  at  the 
rate  of  £240  per  year.  Its  duration  from  the  return  of  the  writs  was, 
in  1879,  reduced  from  five  years  to  three  years,  subject  to  being 
sooner  dissolved  by  the  Governor. 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA. 

THE    FEDERAL    MOVEMENT    IN    AUSTRALIA. 

(1)  THE  GER:N[  of  FEDERATION. 


The  Beginnings  op  Sepaeation. — Early  Australian  history,  natur- 
ally enough,  is  a  history  of  isolation;  of  the  separate  progress  of  widely 
distant  coast  settlements,  and  their  endeavours  to  become  self-sufficient 
and  to  obtain  independent  self-governing  institutions.  As  we  have 
already  seen,  Xew  South  Wales  once  comprised  (nominally)  the  whole 
of  the  continent  of  Australia  east  of  the  129th  meridian  (the  present 
eastern  boundary  of  "Western  Australia),  together  with  the  "adjacent 
islands,"  and  Tasmania.  But  for  many  years  it  meant  little  more 
than  the  settlement  at  Sydney.  Hobart  was  founded  in  1803,  and 
Moreton  Bay  in  1824,  both  being  administered  from  Sydney.  The 
first  actual  separation  was  in  1825,  when  Van  Diemen's  Land  was 
erected  into  a  separate  colony.  Western  Australia  in  1829,  and 
South  x\ustralia  in  1836,  were  also  founded  as  separate  colonies.  The 
mainland  of  Australia  was  thus  parcelled  out  into  three  great 
divisions,  while  the  island  of  Van  Diemen's  Land  formed  a  fourth. 
The  Port  Phillip  settlement,  definitely  colonized  in  1836,  and  the 
Moreton  Bay  settlement,  continued  to  form  part  of  Xew  South  Wales. 
In  1839  Xew  Zealand  was  also  proclaimed  a  dependency  of  Xew  South 
Wales;  but  in  1841  it  was  proclaimed  as  a  separate  colony. 

Intercolonial  Reciprocity  Attempted. — The  actual  isolation  of 
these  settlements  prevented  any  need  of  union  being  felt ;  and  the 
settlers  were  too  absorbed  in  their  daily  needs  to  give  much  attention 
to  the  political  wants  of  the  future.  Xevertheless  some  early  attempts 
were  made  to  secure  reciprocal  freetrade  between  the  colonies — 
attempts  which  were  unfortunately  thwarted  by  unsympathetic  Secre- 
taries of  State.  All  the  colonies  imposed  import  duties  for  purposesji 
of  revenue;  and  as  trade  developed,  these  duties  began  to  wear  a  pro-  ' 
tective  aspect.  For  many  years  after  the  separation  of  Van  Diemen's 
Land  it  was  the  practice  in  Xew  South  Wales — contrary  to  the  strict 
letter  of  the  law — to  admit  imports  from  Van  Diemen's  Land  free, 
though  levying  duties  on  similar  goods  from  elsewhere;  whilst  Van 
Diemen's  Land  reciprocated  by  inserting  in  her  Customs  Duties  Acts 
an  exemption  in  favour  of  imports  from  Xew  South  Wales.  The 
separation  of  Xew  Zealand  made  the  need  of  intercolonial  freetrade 
more  apparent ;  and  in  1 842  the  Legislative  Council  of  Xew  South. 
Wales  passed  an  Act  to  permit  goods  the  produce  or  manufacture 
of  Xew  Zealand  or  Van  Diemen's  Land  to  be  imported  free  of 
duty.  In  debate  the  Collector  of  Customs  suggested  that,  to  prevent 
jealousy,  the  exemption  should  be  extended  to  South  Australia 
also,  though  the  trade  with  that  colony  was  as  yet  inconsiderable. 
The  suggestion,  however,  was  not  adopted.     In  fact  South  Australia. 


80  HISTORICAL  INTRODUCTION. 

as  tlie  pet  colony  of  the  Colonial  Office^  was  not  regarded  with  too 
much  favour  in  New  South  Wales. 

This  attempt  to  introduce  an  instalment  of  intercolonial  freetrade 
was  frustrated  by  the  disallowance  of  the  Act.  Lord  •Stanley,  the 
Secretary  of  State  for  the  Colonies,  first  sent  a  circular  despatch, 
dated  28th  June,  1843,  to  the  Governors  of  all  the  colonies,  dealing 
generally  with  the  subject  of  differential  duties.  He  took  the  ground 
that  a  policy  of  discrimination  would  involve  the  commercial  treaties 
and  the  foreign  relations  of  Great  Britain,  and  could  not  be  satisfac- 
torily dealt  with  except  by  the  Home  Government;  and  stated  roundly 
that  "Her  Majesty's  Government  decidedly  object  in  principle  to  the 
,  assumption  by  the  colonial  legislatures  of  the  office  of  imposing 
differential  duties  on  goods  imported  into  the  respective  colonies." 
In  a  subsequent  despatch  to  the  Governor  of  New  South  Wales, 
announcing  the  disallowance  of  the  Act,  Lord  Stanley  further 
objected  to  the  principle  of  differential  duties  on  the  ground  that  they 
would  lead  to  retaliation,  and  to  a  system  of  protection  and 
preferences. 

Governor  Fitzroy's  Suggestion. — Intercolonial  barriers  were 
thus  allowed  to  grow  up,  and  the  fiscal  policies  of  the  colonies 
gradually  drifted  apart.  In  1843,  we  find  the  Legislative  Council  of 
New  South  Wales  carrying,  on  the  motion  of  Mr.  Richard  Windeyer, 
a  resolution  asking  for  the  disallowance  of  certain  Acts  of  the 
Legislature  of  Van  Diemen's  Land,  imposing  a  duty  on  tobacco  and 
coal  imported  from  New  South  Wales.  And  in  1846  the  Legislative 
Council  of  Van  Diemen's  Land  passed  an  Act  abolishing  the  exemp- 
tion of  imports  from  New  South  Wales,  and  thus  subjecting  them  to 
an  ad  valorem  duty  of  15  per  cent.  This  step  was  taken  ostensibly  to 
comply  with  Lord  Stanley's  wishes  ;  but  really  (according  to  Sir  John 
Eardley  Wilmot,  the  Governor  of  Van  Diemen's  Land)  to  secure 
protection  to  the  local  farmers.  Once  more,  on  Mr.  Windeyer's 
motion,  the  Legislative  Council  of  New  South  Wales  protested,  asking 
that  the  Act  should  be  disallowed ;  and  Governor  Fitzroy,  in  a 
despatch  dated  29th  September,  1846,  forwarding  this  resolution  to 
the  Colonial  Office,  made  the  first  recorded  suggestion  of  the  need  of 
some  central  intercolonial  authority — a  suggestion  which  we  may 
may  shrewdly  suspect  to  have  been  inspired  by  his  Colonial  Secretary, 
Mr.  E.  Deas-Thomson.  He  wrote  : — "  I  feel  much  diffidence  in 
offering  an  opinion  so  soon  after  my  arrival  in  this  part  of  the  world ; 
but  it  appears  to  me  that,  considering  its  distance  from  Home,  and 
the  time  that  must  elapse  before  the  decision  of  Her  Majesty's 
Government  upon  measures  passed  by  the  Legislatures  of  these 
colonies  can  be  obtained,  it  would  be  very  advantageous  to  their 
interests  if  some  superior  functionary  were  to  be  appointed,  to  whom 
all  measures  adopted  by  the  local  Legislatures,  affecting  the  geiieral 
interests  of  the  mother  country,  the  Australian  colonies,  or  their  inter- 
colonial trade,  should  be  submitted  by  the  officers  administering  the 
several  Governments,  before  their  own  assent  is  given  to  them." 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  81 


(2)  EARL  GREY'S  SCHEMES. 


Earl  Geey's  Despatch. — Meanwhile  the  agitation  for  the 
separation  of  the  Port  Phillip  district,  and  for  more  completely 
representative  institutions,  was  going  on  ;  and  Lord  John  Russell's 
administration  had  begun,  with  Earl  Grev  as  Secretary  of  State  for 
the  Colonies.  Earl  Grey,  in  his  famous  despatch  of  31st  July,  1847, 
announced  his  Government's  intention  to  bring  in  a  Bill  to  erect  the 
southern  part  of  Xew  South  Wales  into  a  separate  colony,  to  be 
called  Victoria.  Incidentally,  he  foreshadowed  some  changes  in  the 
Constitution  of  Xew  South  Wales.  He  proposed  to  establish  a 
Legislature  of  two  Houses  instead  of  one,  and  made  the  startling 
suggestion  that  the  House  of  Assembly  should  be  elected  by  District 
Councils,  or  municipal  bodies,  instead  of  directly  by  the  people.  But 
to  us  to-day  the  most  interesting  part  of  his  constitutional  scheme 
was  that  which  at  the  time  received  the  least  attention — the  idea, 
previously  hinted  at  by  Governor  Fitzroy,  of  a  General  Assembly  to 
deal  with  matters  of  common  Australian  interest.  We  must  give 
Earl  Grey  credit  for  recognizing  that  besides  municipal  and  provincial 
interests  on  the  one  hand,  which  would  be  the  care  of  the  local 
Legislatures,  and  Imperial  interests  on  the  other  hand,  which  would 
be  the  care  of  the  Imperial  Government,  there  must  be  general 
Australian  interests  which  would  need  to  be  regulated  by  a  central 
Australian  authority.  He  wrote  accordingly  the  first  recorded  state- 
ment of  the  case  for  Australian  union  : — 

"  The  principle  ot  local  self-government  (like  every  other 
political  principle)  must,  when  reduced  to  practice,  be  qualified  by 
many  other  principles  which  must  operate  simultaneously  with  it. 
To  regulate  such  afEairs  with  reference  to  any  one  isolated  rule  or 
maxim  would,  of  course,  be  an  idle  and  ineffectual  attempt.  For 
example,  it  is  necessary  that,  while  providing  for  the  local  manage- 
ment of  local  interests,  we  should  not  omit  to  provide  for  a  central 
management  of  all  such  interests  as  are  not  local.  Thus,  questions 
co-extensive  in  their  bearing  with  the  interests  of  the  Empire  at 
large  are  the  appropriate  province  of  Parliament. 

"  But  there  are  questions  which,  though  local  as  it  respects  the 
British  possessions  in  Australia  collectively,  are  not  merely  local  as  it 
respects  any  one  of  those  possessions.  Considered  as  members  of  the 
same  Empire,  those  colonies  have  many  common  interests,  the 
regulation  of  which,  in  some  uniform  manner  and  by  some  single 
authority,  may  be  essential  to  the  welfare  of  them  all.  Yet  in  some 
cases  such  interests  may  be  more  promptly,  effectively,  and  satis- 
factorily decided  by  some  authority  within  Australia  itself  than  by 
the  more  remote,  the  less  accessible,  and  in  truth  the  less  competent 
authority  of  Parliament." 

And  in  due  course  he  went  on  to  outline  his  project  for  union : — 

"  Some  method  will  also  be  devised  for  enabling  the  various 
legislatures  of  the  several  Australian  colonies  to  co-operate  with  each 
other  in  the  enactment  of  such  laws  as  may  be  necessary  for 
regulating  the    interests   common    to  those  possessions  collectively. 


82  HISTORICAL  INTRODUCTION. 

sucli,  for  example,  are  the  imposition  of  duties  of  import  and  export, 
the  conveyance  of  letters,  and  the  formation  of  roads,  railways,  or 
other  internal  communications  traversing   any  two  or  more   of  such 

colonies The  subject  of  your  own  despatch  of  the  29th 

September,  1846,  viz.,  the  imposition  of  discriminating  duties,  in  any 
Australian  colony,  on  goods,  the  growth,  produce,  or  manufacture  of 
any  other  Australian  colony,  will  also  be  adverted  to,  and  provided 
for,  in  that  part  of  the  contemplated  Act  of  Parliament  whicb  will 
relate  to  the  creation  of  a  central  legislative  authority  for  the  whole 
of  the  Australian  colonies." 

Eeception  op  the  Despatch. — This  despatch  was  greeted  in  New 
South  Wales  with  a  storm  of  indignation.  The  colonists  resented  the 
idea  of  constitutional  changes  as  to  which  they  had  not  been  consulted, 
and  were  especially  alarmed  at  the  suggestion  of  indirect  election, 
which  would  take  away  the  instalment  of  representative  institutions 
which  they  had  lately  won.  Public  meetings  were  held  everywhere 
to  express  "  apprehension  and  dismay  "  at  the  proposed  changes,  and 
to  protest  against  any  change  about  which  the  people  of  the  colony 
had  not  been  consulted.  But  amidst  all  this  uproar  very  little  was- 
said  about  the  federal  proposal.  When  mentioned  at  all,  it  was 
usually  in  a  tone  of  mild  approval — as  being  unobjectionable,  and 
possibly  even  useful,  but  of  little  immediate  importance. 

In  May,  1848,  Mr.  William  Charles  Wentworth  brought  before 
the  Legislative  Council  of  New  South  Wales  a  set  of  resolutions 
affirming  that  the  separation  of  Port  Phillip  might  be  effected  without 
any  material  change  in  the  Constitution  of  New  South.  Wales,  and 
protesting  generally  against  Earl  Grey's  proposals.  One  of  these 
resolutions  Avas  "That  the  only  useful  amendment  in  our  present  Con- 
stitution suggested  in  the  despatch  is  the  proposition  relative  to  a 
Congress  from  the  various  colonial  legislatures  in  the  Australian 
colonies,  with  power  to  pass  laws  on  intercolonial  questions;  that  such 
a  Congress,  if  not  too  numerous,  might  be  got  together  for  short 
periods  at  certain  intervals."  A  set  of  resolutions  framed  by  a  Com- 
mittee of  the  Council  was  ultimately  substituted,  and  these  were  con- 
sidered in  Committee.  One  of  them,  which  was  passed  "almost 
without  remark,"  declared  "That  this  Council  cannot  acquiesce  in  any 
plan  of  an  intercolonial  Congress,  in  which  the  superior  wealth  and 
population  of  New  South  Wales,  as  compared  with  the  other  colonies 
of  the  Australian  group,  both  individually  and  collectively,  shall  not 
be  fully  recognized  as  the  basis  of  representation."  These  resolutions, 
however,  never  got  beyond  the  Committee  stage.  Mr.  Edward  Deas- 
Thomson,  Mr.  Robert.  Lowe  (afterwards  Viscount  Sherbrooke),  and 
■  others,  wished  to  express  approval  of  the  proposal  for  a  two-chambered 
legislature;  and  in  spite  of  the  protests  of  Wentworth,  who  com- 
plained that  this  introduced  a  debatable  detail  into  a  question  of 
constitutional  principle,  they  succeeded  in  carrying  it.  On  this  rock 
the  Council  split.  On  Wentworth's  motion,  the  resolutions  were 
shelved  by  leave  being  obtained  to  sit  again  that  day  six  months. 
Consequently,  though  the  wish  to  protest  was  unanimous,  no  protest 
was  ever  made  by  the  Council. 

The  "apprehension  and  dismay,"  however,  had  their  effect.     In  a. 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  83 

despatch  of  3ist  July,  18-iS,  Earl  Grey  disclaimed  any  wish  to  impose 
unwelcome  constitutional  changes  on  the  colonies.  The  project  of 
making  District  Councils  serve  as  constituencies  to  the  Legislature 
would  be  given  up ;  and  the  division  of  the  Legislature  into  two 
Houses  would  be  left  for  the  colonists  themselves  to  effect  whenever 
they  wished.  The  idea  of  an  intercolonial  Legislature,  however,  was 
adhered  to.  Earl  Grey  pointed  out  that  communication  by  land 
between  New  South  Wales  and  Port  Phillip  was  already  completely 
established;  that  the  trade  of  Port  Phillip  with  South  Australia  was 
becoming  not  inconsiderable ;  and  that  the  intercourse  would  yearly 
increase.  If  these  portions  of  Australia  were  under  independent 
legislatures,  tariff  differences  would  inevitably  grow  up.  The  extreme 
inconvenience  of  this  would  necessitate  some  means  of  providing  for 
a  uniform  commercial  policy,  in  order  to  give  free  scope  for  the 
development  of  their  resources  and  their  trade.  How  this  could  best 
be  done  was  a  question  of  some  difficulty,  which  he  reserved  for  more 
mature  consideration. 

Committee  of  the  Privy  Council. — The  details  of  Earl  Grey's 
scheme  were  soon  forthcoming.  In  1849  a  Committee  of  the  Privy 
Council — the  Committee  on  Trade  and  Plantations — was  commissioned 
to  enquire  into  the  constitutional  changes  which  it  might  be  advisable 
to  make  in  the  Government  of  the  Australian  colonies.  (For  the 
nature  and  history  of  this  Committee,  see  Jenks'  Government  of 
Victoria,  p.  3.)  The  Committee  brought  up  a  report  in  which  it 
recommended  that  the  southern  part  of  Xew  South  Wales  should  be 
established  as  a  separate  colony,  to  be  called  Victoria ;  that  each  of 
the  colonies  of  Xew  South  Wales,  Victoria,  South  Australia,  and  Van 
Diemen's  Land  should  have  a  legislature  of  one  House,  of  whose 
members  one-third  were  to  be  nominated  by  the  Crown,  and  two-thirds 
elected;  and  that  the  Legislature  of  each  colony  should  be  empowered 
to  alter  its  own  Constitution.  On  the  subject  of  a  uniform  tariff  and 
a  federal  legislature  the  Committee  reported  as  follows  : — 

"  There  yet  remains  a  question  of  considerable  difficulty.  By  far 
the  larger  part  of  the  revenue  of  the  Australian  colonies  is  derived 
from  duties  on  customs.  But  if,  when  Victoria  shall  have  been 
separated  from  New  South  Wales,  each  province  shall  be  authorized 
to  impose  duties  according  to  its  own  wants,  it  is  scarcely  possible  but 
that  in  process  of  time  differences  should  arise  between  the  rates  of 
duty  imposed  upon  the  same  articles  in  the  one  and  in  the  other  of 
them.  There  is  already  such  a  difference  in  the  tariffs  of  South  Aus- 
tralia and  New  South  Wales,  and  although,  until  of  late,  this  has  been 
productive  of  little  inconvenience,  yet  with  the  increase  of  settlers  on 
either  side  of  the  imaginary  line  dividing  them,  it  will  become  more 
and  more  serious.  The  division  of  New  South  Wales  into  two  colonies 
would  further  aggravate  this  inconvenience,  if  the  change  should  lead 
to  the  introduction  of  three  entirely  distinct  tariffs,  and  to  the  conse- 
quent necessity  for  imposing  restrictions  and  securities  on  the  import 
and  export  of  goods  between  them.  So  great  indeed  would  be  the 
evil,  and  such  the  obstruction  of  the  intercolonial  trade,  and  so  great 
the  check  to  the  development  of  the  resources  of  each  of  these 
colonies,  that  it  seems  to  us  necessary  that  th6re  should  be  one  tariff 


84  HISTORICAL  INTRODUCTION. 

common  to  them  all,  so  that  goods  might  be  carried  from  the  one  into 
the  other  with  the  same  absolute  freedom  as  between  any  two  adjacent 
counties  in  England. 

'*  We  are  further  of  opinion  that  the  same  tariff  should  be  estab- 
lished in  Van  Diemen's  Land  also,  because  the  intercourse  between 
that  island  and  the  neighbouring  colonies  in  New  Holland  has  arisen 
to  a  great  importance  and  extent,  and  has  an  obvious  tendency  to 
increase.  Yet  fiscal  regulations  on  either  side  of  the  intervening 
strait  must  of  necessity  check,  and  might  perhaps  to  a  great  extent 
destroy,  that  beneficial  trade. 

"  If  the  duties  were  uniform,  it  is  obvious  there  need  be  no 
restrictions  whatever  imposed  upon  the  import  or  export  of  goods 
between  the  respective  colonies,  and  no  motive  for  importing  into  one 
goods  liable  to  duty  which  were  destined  for  consumption  in  another; 
and  it  may  safely  be  calculated  that  each  would  receive  the  proportion 
of  revenue  to  which  it  would  be  justly  entitled,  or  at  all  events  that 
there  would  be  no  departure  from  this  to  an  extent  of  any  practical 
importance. 

"Hence  it  seems  to  us  that  a  uniformity  in  the  rate  of  duties 
should  be  secured, 

"  For  this  purpose  we  recommend  that  a  uniform  tariff  should  be 
established  by  the  authority  of  Parliament,  but  that  it  should  not  take 
effect  until  twelve  months  had  elapsed  from  the  promulgation  in  the 
several  colonies  of  the  proposed  Act  of  Parliament.  That  interval 
would  afford  time  for  making  any  financial  arrangements  which  the 
contemplated  change  might  require  in  any  of  them,  and  by  adopting 
the  existing  tariff  of  New  South  Wales  (with  some  modifications,  to 
adapt  it  to  existing  circumstances)  as  the  general  tariff  for  Australia, 
we  apprehend  that  there  would  be  no  risk  of  imposing  upon  the 
inhabitants  of  these  colonies  a  table  of  duties  unsuited  to  their  actual 
wants.  We  should  not,  however,  be  prepared  to  offer  this  recommen- 
dation, unless  we  proposed  at  the  same  time  to  provide  for  making 
any  alteration  in  this  general  tariff  which  time  and  experience  may 
dictate,  and  this  we  think  can  only  be  done  by  creating  some 
authority  competent  to  act  for  all  those  colonies  jointly.  . 

"  For  this  purpose  we  propose  that  one  of  the  Governors  of  the 
Australian  colonies  should  always  hold  from  Your  Majesty  a  com- 
mission constituting  him  the  Governor-General  of  Australia.  We 
think  that  he  should  be  authorized  to  convene  a  body  to  be  called  the 
General  Assembly  of  Australia,  at  any  time  and  at  any  place  within 
Your  Majesty's  Australian  dominions  which  he  might  see  fit  to 
appoint  for  the  purpose.  But  we  are  of  opinion  that  the  first 
convocation  of  that  body  should  be  postponed  until  the  Governor- 
General  should  have  received  from  two  or  more  of  the  Australian 
legislatures  addresses  requesting  him  to  exercise  that  power. 

"  We  recommend  that  the  General  Assembly  should  consist  of 
the  Governor-General,  and  of  a  single  House,  to  be  called  the  House 
of  Delegates.  The  House  of  Delegates  should  be  composed  of  not 
less  than  20  nor  of  more  than  30  members.  They  should  be  elected 
by  the  legislatures  of  the  different  Australian  colonies.  We  subjoin 
a  schedule  explanatory  of  the  composition  of  this  body,  that  is,  of 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  85 

the  total  number  of  delegates,  and  of  the  proportions  in  which  each 
colony  should  contribute  to  that  number. 

"  We  think  that  Your  Majesty  should  be  authorized  to  establish 
provisionally,  and  in  the  first  instance,  all  the  rules  necessary  for  the 
election  of  the  delegates,  and  for  the  conduct  of  the  business  of  the 
General  Assembly,  but  that  it  should  be  competent  for  that  body  to 
supersede  any  such  rules  and  to  -substitute  others,  which  substituted 
rules  should  not,  however,  take  effect  until  they  had  received  Your 
Majesty's  sanction. 

"  We  propose  that  the  General  Assembly  should  also  have  the 
power  of  making  laws  for  the  alteration  of  the  number  of  delegates, 
or  for  the  improvement  in  any  other  respect  of  its  own  constitution. 
But  we  think  that  no  such  law  should  come  into  operation  until  it  had 
actually  been  confirmed  by  Your  Majesty. 

"  We  propose  to  limit  the  range  of  the  legislative  authority  of  the 
General  Assembly  to  the  ten  topics  which  we  proceed  to  enumerate. 
These  are  : — 

1.  The  imposition  of  duties  upon  imports  and  exports. 

2.  The  conveyance  of  letters. 

3.  The   formation  of  roads,   canals,  or  railways,  traversing  any 

two  or  more  of  such  colonies. 

4.  The  erection  and  maintenance  of  beacons  and  lighthouses. 

5.  The  imposition  of  dues  or  other  charges  on  shipping  in  every 

port  or  harbour. 

6.  The  establishment  of  a  General  Supreme  Court,  to  be  a  Court 

of  original  jurisdiction  or  a  Court  of  Appeal  for  any  of  the 
inferior  Courts  of  the  separate  provinces. 

7.  The  determining  of  the  extent  of  the  jurisdiction,  and  the 

forms  and  manner  of  proceeding  of  such  Supreme  Court. 

8.  The  regulation  of  weights  and  measures. 

9.  The  enactment  of  laws  affecting   all  the  colonies  represented 

in  the   General    Assembly,  on   any  subject  not  specifically 
mentioned  in  the  preceding   list,  but   on  which  the  General 
Assembly  should  be  desired  to  legislate  by  addresses  for  that 
purpose   presented    to    them    from    the    Legislatures  of   all 
those  colonies. 
10.  The  appropriation  to  any  of  the  preceding  objects  of  such 
sums  as  may  be  necessary,  by  an  equal  percentage  from  the 
revenue  received  in  all  the  Australian   colonies,  in  virtue  of 
any  enactments  of  the  General  Assembly  of  Australia. 
"  By   these  means   we   apprehend  that   many  important  objects 
would  be  accomplished  which  would  otherwise  be  unattainable,  and 
by  the  qualification  which  we  have  proposed,  effectual  security  would, 
we  think,  be  taken  against  the  otherwise  danger  of  establishing  a 
central  legislature  in  opposition  to  the  wishes  of  the  separate  legis- 
latures,   or  in  such   a  manner  as  to  induce   collisions  of    authority 
between  them.     The  proceedings  also  of  the   Legislative  Council  of 
New   South   Wales,   with  refei-ence  to   the  proposed  changes  in  the 
Constitution,  lead  us  to  infer  that  the  necessity  of  creating  some  such 
general  authority  for  the  Australian  colonies   begins  to  be   seriously 
felt." 


86  HISTORICAL  INTRODUCTION. 

The  schedule  referred  to  was  as  follows  : — 

"Each  colony  to  send  two  members,  and  each  to  send  one 
additional  member  for  every  15,000  of  the  population  according  to 
the  latest  census  before  the  convening  of  the  House. 

"  On  the  present  population  the  numbers  would  be  as  follows  : — 


Population  by  last 

Number  of 

Census. 

Members. 

New  South  Wales 

155,000 

12 

Victoria  ... 

33,000 

4 

Van  Diemen's  Land  (de- 

ducting convicts)    . . . 

46,000 

5 

South  Australia , 

31,000 

4 

265,000  25 

The  Australian  Colonies  Government  Bill.^ — This  report  was 
adopted  by  the  Privy  Council,  and  Earl  Grey  forwarded  it  to  the 
Governors  of  the  three  colonies  with  a  despatch  dated  24th  May, 
1849,  in  which  he  announced  that  a  Bill,  passed  in  strict  accordance 
with  the  recommendations  of  the  Committee,  would  be  introduced 
forthwith  into  Parliament.  This  was  done ;  and  the  "  Bill  for  the 
Better  Government  of  the  Australian  Colonies,"  as  first  introduced  in 
1849,  not  only  provided  for  the  separation  of  Victoria,  and  for  the 
establishment  of  a  General  Assembly  on  the  lines  of  the  report,  but 
actually  prescribed,  and  set  out  in  a  schedule,  a  uniform  tariff  for 
the  four  colonies  of  New  South  Wales,  Victoria,  Van  Diemen's  Land, 
and  South  Australia. 

The  colonies,  however,  did  not  take  kindly  to  Earl  Grey's  well- 
meant  constitutional  schemes  and  "  didactic  despatches."  The 
Legislature  of  New  South  Wales,  strangely  enough,  held  its  peace 
altogether,  after  the  shelving  of  the  discussion  mentioned  above. 
But  the  Legislative  Council  of  South  Australia,  on  15th  December, 
passed  a  resolution  condemning  the  proposed  General  Assembly  for 
the  following  reasons  : — 

1.  There  is  a  great  dissimilarity  in  the  pursuits   and  interests  of 

the  several  provinces. 

2.  The  overwhelming  preponderance    that    the    larger    colonies 

would  have  in  the  Assembly  would   be  greatly  injurious  to 
the  lesser. 

3.  The  Council  cannot  see  any  point  upon  which  benefit  would 

accrue  to  any  of  the  provinces  by  the  establishment  of  such 

an  Assembly. 
This  opinion  was  endorsed  by  a  public  meeting  held  in  Adelaide 
on  21st  December  to  protest  against  the  proposed  constitutional 
changes.  And  from  Tasmania  Governor  Denison,  in  a  despatch  of 
28th  December,  though  agreeing  that  "  an  absolute  and  unrestricted 
freedom  of  intercourse  is  most  advantageous,"  expressed  a  fear  that 
the  proposed  uniform  tlariff  would  operate  injuriously  on  the  revenue 
of  his  colony. 

Nor  was  the  reception  of  the  scheme  in  England  more  favourable. 
The  Parliamentary  Agent  for  New  South  Wales,  Mr.  Francis  Scott, 
included  the  proposed  General  Assembly  in  a  sweeping  disparagement 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  87 

of  the  whole  scheme  (see  despatch  published  in  the  Sydney  Morning 
Herald,  26th  Xoverrber,  1850) ;  whilst  a  writer  in  the  Spectator  (9th 
May,  1850;  reprinted  in  the  Sydney  Morning  Herald,  30th  October) 
waxed  sarcastic  over  the  presumption  of  Downing-street  in  venturing 
to  frame  a  tariff  to  suit  all  the  Australian  colonies.  The  Bill  was 
dropped  for  the  session;  and  in  a  despatch  of  18th  August,  1850, 
Earl  Grey  wrote  that  it  would  be  reintroduced  as  soon  as  Parliament 
reassembled,  but  with  one  important  modification.  The  provision  for 
'•'  a  uniform  tariff  to  be  established  bj  the  Act  itself,  and  unalterable 
except  by  the  General  Assembly  when  convoked,"  would  be  omitted. 
He  emphasized  the  importance  of  intercolonial  f reetrade,  but  admitted 
that  "enquiry  and  discussion  have  rendered  it  evident  that  the  pro- 
posed uniformity  could  not  be  carried  into  practical  effect  without  a 
variety  of  subsidiary  arrangements  which  could  only  be  well  con- 
sidered and  matured  on  the  spot." 

The  Bill,  therefore,  when  reintroduced  in  1850,  did  not  impose  a 
uniform  tariff,  but  merely  empowered  the  General  Assembly  to  frame 
one.  The  scheme  was  also  modified  in  other  respects.  The  General 
Assembly  was  only  to  take  effect  as  to  such  colonies  as  should  signify 
their  desire  for  its  establishment.  And  one  remarkable  addition  was 
made  to  the  list  of  its  powers  by  enabling  it  to  make  laws  "for  selling, 
demising,  granting  licenses  for  the  occupation  of,  and  otherwise  dis- 
.  posing  of,  waste  lands  of  the  Crown  in  the  colonies  represented  in 
such  General  Assembly,  and  for  appropriation  of  money  to  arise  from 
the  disposition." 

Both  in  the  Commons  and  in  the  Lords  the  federal  clauses  were 
critically  discussed,  and  the  debates  are  interesting  because  they  show 
a  keen  appreciation  of  the  importance  of  the  question.  Both  sides 
of  the  argument  were  well  represented.  On  the  one  hand,  the  advan- 
tages of  uniform  legislation  were  urged;  on  the  other,  the  measure 
was  denounced  as  "republican,"  and  as  a  step  towards  a  declaration 
of  independence.  It  was  objected  that  the  large  colonies  would  over- 
whelm the  small — to  meet  which  argument  the  basis  of  representation 
was  altered  in  Committee  by  increasing  the  element  of  equality,  at  the 
expense  of  the  proportional  element ;  that  is  to  say,  by  allowing  each 
colony  four  members,  and  an  additional  one  for  every  20,000  of  popu- 
lation. And  then  it  was  objected  that  the  small  colonies  would 
dominate  the  large.  The  weightiest  arguments  against  the  clauses, 
however,  were  that  they  were  not  asked  for,  and  indeed  were  pro- 
tested against,  by  the  colonies,  and  that  the  scheme  was  premature. 
Eai'l  Grey  contended  that  these  objections  were  met  by  the  provision 
which  left  each  colony  free  to  join  the  General  Assembly  or  not ;  and 
he  claimed  that  within  a  few  years  such  an  Assembly  would  probably 
be  found  desirable,  though  he  admitted  that  it  was  not  likely  to  be 
established  at  once.  The  clauses  were  carried  in  Committee  in  both 
Houses;  but  the  opposition  which  they  had  aroused  ultimately  induced 
the  Government  to  abandon  them  before  the  Bill  became  law.  The 
separation  of  Victoria,  and  the  establishment  of  the  new  Constitutions, 
were  accordingly  effected  without  any  provision  for  an  intercolonial 
legislature. 

Despatch  Accompanying  Constitution. — When  sendinsr  out  the 


88  HISTORICAL  INTRODUCTION. 

new  Constitutional  Act  (13  and  14  Vic.  c.  59),  Earl  Grey  wrote  as 
follows  of  the  federal  clauses  : — 

"  24.  The  clauses  giving  power  for  the  establishment,  under  cer- 
tain circumstances,  of  a  General  Assembly  for  two  or  more  of  the 
colonies  were  omitted  from  the  Bill  in  its  progress  through  the  House 
of  Lords.  This  omission  was  not  assented  to  by  Her  Majesty's 
Government  in  consequence  of  any  change  of  opinion  as  to  the 
importance  of  the  suggestions  on  this  point  which  are  contained  in 
the  report  of  the  Committee  of  the  Privy  Council.  But  it  was  found 
on  examination  that  the  clauses  in  question  were  liable  to  practical 
objections,  to  obviate  which  it  would  have  been  necessary  to  introduce, 
amendments  entering  into  details  of  legislation  which  there  were  no 
means  of  satisfactorily  arranging  without  further  communication  with 
the  colonies. 

"  25.  Her  Majesty's  Government  have  been  the  less  reluctant  to 
abandon,  for  the  present,  this  portion  of  the  measure  which  they  pro- 
posed, inasmuch  as  even  in  New  South  Wales  it  appeared,  as  far  as 
they  could  collect  the  opinion  which  prevails  on  the  subject,  not  to  be 
regarded  as  of  immediate  importance,  while  in  the  other  colonies 
objections  had  been  expressed  to  the  creation  of  any  such  authority. 

"26.  I  am  not,  however,  the  less  persuaded  that  the  want  of 
some  such  central  authority  to  regulate  matters  of  common  importance 
to  the  Australian  colonies  will  be  felt,  and  probably  at  a  very  early 
period ;  but  when  this  want  is  so  felt,  it  will  of  itself  suggest  the 
means  by  which  it  may  be  met.  The  several  legislatures  will,  it  is 
true,  be  unable  at  once  to  give  the  necessary  authority  to  a  General 
Assembly,  because  the  legislative  power  of  each  is  confined  of 
necessity  within  its  territorial  limits;  but  if  two  or  more  of  these 
legislatures  should  find  that  there  are  objects  of  common  interest  for 
which  it  is  expedient  to  create  such  an  authority,  they  will  have  it  in 
their  power,  if  they  can  settle  the  terms  of  an  arrangement  for  the 
purpose,  to  pass  Acts  for  giving  effect  to  it,  with  clauses  suspending 
their  operation  until  Parliament  shall  have  supplied  the  authority  that 
is  wanting.  By  such  Acts  the  extent  and  objects  of  the  powers  which 
they  are  prepared  to  delegate  to  such  a  body  might  be  defined  and 
limited  with  precision,  and  there  can  be  little  doubt  that  Parliament, 
when  applied  to  in  order  to  give  effect  to  an  arrangement  so  agreed 
upon,  would  readily  consent  to  do  so."  (Despatch,  30th  August, 
1850;  N.S.W.  Votes  and  Proc,  1851,  p.  37.) 

Reasons  op  Failure. — It  is  matter  for  regret  that  this  opportu- 
nity was  missed  of  sliding,  from  the  first,  into  some  form  of  federal 
union;  but  Earl  Grey's  scheme  was  foredoomed  to  failure.  In  the 
first  place,  it  was  unfortunate  in  its  author.  The  colonists,  struggling 
for  self-governing  institutions,  had  many  grievances  against  the 
Colonial  Office;  and  Earl  Grey,  in  particular,  had  made  himself 
intensely  unpopular  by  his  well-meant,  though  injudicious,  attempts 
to  remodel  their  institutions.  Consequently  the  merits  of  this  par- 
ticular proposal  hardly  received  due  recognition.  But  apart  from 
this,  it  is  probable  that  the  colonies,  though  recognizing  the  absti-act 
advantages  of  a  partial  union,  Avould  have  rebelled  against  any  con- 
crete proposal  that  could   have  been   submitted.     Each  colony  was 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  89 

chiefly  beut  on  securing  absolute  power  to  manage  its  own  affairs,  and 
the  importance  of  union  was  rather  future  than  present.  The  whole 
ineffectual  episode,  however,  is  interesting  for  two  reasons.  In  the 
first  place,  it  showed  that  a  satisfactory  scheme  of  Australian  union 
must  be  worked  out  in  Australia,  not  in  England.  And  in  the  second 
place,  the  different  criticisms  made  upon  the  scheme  in  the  different 
colonies  afford  an  instructive  parallel  with  the  anti-federal  objections 
of  our  own  time,  and  show  that  the  real  difiiculties  of  the  problem 
were  inherent  from  the  first.  Then,  as  now,  Tasmania  was  more 
dependent  than  New  South  Wales  upon  a  revenue  tariff.  Then,  as 
now.  New  South  Wales  claimed  predominance,  and  the  smaller 
colonies  feared  being  swallowed  up.  By  constructing  the  General 
Assembly  on  a  basis  intermediate  between  equal  representation  and 
proportional  representation.  Earl  Grey  had  done  the  best  he  could  with 
a  single  Chamber ;  but  to  be  effectual,  each  basis  required  a  separate 
Chamber,  and  probably  a  two-chambered  Federal  Legislature  would 
have  been  out  of  the  question  at  that  time.  The  Home  Government 
can  hardly  be  blamed  for  deciding  that  the  problem  was  one  which 
they  could  not  solve,  but  which  the  colonies  must  be  left  to  work  out 
for  themselves. 

The  Governor-General. — Earl  Grey,  however,  did  not  give  up 
his  federal  idea  altogether.  The  establishment  of  a  Federal  Legisla- 
ture was  unavoidably  postponed;  but  something  like  a  Federal 
Executive  could  be  created  without  statutory  authority.  Accordingly 
Earl  Grey  sent  out  to  Sir  Charles  Fitzroy,  the  Governor  of  New  South 
Wales,  four  separate  Commissions  appointing  him  Governor  of  New 
South  Wales,  Van  Diemen's  Land,  South  Australia,  and  Victoria 
respectively  ;  and  also  another  Commission  appointing  him  "Governor- 
General  of  all  Her  Majesty's  Australian  possessions,  including  the 
colony  of  Western  Australia."  The  Queen's  representatives  in  the 
three  colonies  of  Van  Diemen's  Land,  South  Australia,  and  Victoria 
were  given  the  title  of  "  Lieutenant-Governors "  (Jeuks'  Govern- 
ment of  Victoria,  p.  155).  In  an  accompanying  despatch,  dated  3rd 
January,  1851,  it  was  explained  that  the  Governor-General  was  not 
expected  to  interfere  with  matters  affecting  merely  the  internal 
administration  of  the  other  colonies.  But  the  expanding  interests 
and  increasing  relations  of  the  colonies  with  each  other  would  require 
concert  on  a  variety  of  subjects,  and  the  Governor  of  the  mother 
colony  ought  to  have  a  general  authority  to  superintend  the  initiation 
and  foster  the  completion  of  measures  calculated  to  promote  the 
common  welfare.  The  Lieutenant-Governors  would  be  instructed  to 
communicate  with  the  Governor-General  as  to  all  measures  affecting 
intercolonial  interests,  and  to  be  guided  by  his  judgment  on  all  such 
matters.  Especially,  as  the  relations  of  Victoria  with  Xew  South 
W  ales  would  necessarily  be  intimate,  there  should  be  no  alteration  of 
the  import  duties  of  either  colony  without  previous  communication 
between  them.  If  any  necessity  should  arise  for  the  Governor- 
General  to  visit  any  of  the  colonies  of  Van  Diemen's  Land,  South 
Australia,  or  Victoria,  he  would,  by  virtue  of  his  commission  as 
Governor  of  such  colony,  supersede  the  Lieutenant-Governor,  and 
assume  the  Govei'nment  during  his  stay  (Pari.  Papers,  1851,  xxxv.,  40). 


90  HISTORICAL  INTRODUCTION. 

The  Governor  of  New  South  Wales  was  thus  constituted  a  sort 
of  advisory  over-lord  of  the  whole  of  Australia ;  and  was  also 
empowered  in  an  emergency  to  exercise  the  functions  of  Governor  of 
any  of  the  three  colonies  of  Van  Diemen's  Land,  South  Australia 
and  Victoria.  In  other  words,  a  kind  of  Federal  Executive  was,  in 
name  at  least,  actually  constituted.  But  without  a  Federal  Legisla- 
ture the  Governor-Generalship  was  little  more  than  an  empty  title. 
The  visiting  power  was  never  used  at  all — and  indeed  was  never 
meant  to  be  used  except  in  some  unforeseen  emergency.  When  Sir 
Charles  Fitzroy's  term  ended,  the  system  of  giving  the  Governor  of 
New  South  Wales  separate  Commissions  as  Governor  of  the  other 
colonies  was  dropped,  and  the  Lieutenant-Governors  were  raised  to 
the  rank  of  full-blown  Governors.  The  title  of  Governor-General 
continued  to  be  borne  by  the  Governor  of  New  South  Wales  until  the 
Governorship  of  Sir  John  Young  in  1861,  but  it  seems  to  have  had 
little  practical  value.  The  only  notable  occasion  on  which  the 
Governor-General  concerned  himself  with  intercolonial  interests  was 
when  Sir  W.  Denison  (then  Governor  of  New  South  Wales) 
endeavoured  in  1855  to  secure  harmony  between  the  tariffs  of  New 
South  Wales  and  Victoria.  Shortly  afterwards  responsible  govern- 
ment was  inaugurated  in  both  colonies,  and  the  Commission  of 
Governor-General  fell  into  disuse.  Its  last  shred  of  utility  was,  of 
course,  gone  when  the  several  Governors  ceased  to  have  active 
control  of  the  administration. 


(.3)  THE  CONSTITUTIONAL  COMMITTEES  OF  1853. 


Meanwhile  suggestions  for  federal  union  had  come  from  states- 
men in  both  New  South  Wales  and  Victoria.  The  colonists  had  been 
deeply  disappointed  with  the  Constitutions  of  1850  (13  and  14  Vic. 
c.  59),  and  continued  to  agitate  for  the  grant  of  responsible  govern- 
ment similar  to  that  which  had  been  conceded  to  the  Canadian 
provinces  between  1841  and  1848.  The  Legislatures  began  by 
"  Remonstrances,"  but  soon  proceeded  to  the  more  practical  work  of 
framing  the  desired  Constitutions  for  themselves,  according  to  the 
powers  recently  conferred  on  them. 

Wentworth's  Constitutional  Committee. — In  New  South  Wales, 
a  Select  Committee  of  the  Legislative  Council  was  appointed  in  1853, 
on  Wentworth's  motion,  to  prepare  a  new  Constitution.  On  28th 
July  it  brought  up  its  report,  with  a  draft  Constitution  Bill  annexed. 
The  Bill  itself  contained  no  federal  provision ;  but  the  report 
concluded  with  the  following  recommendation: — 

"  One  of  the  more  prominent  legislative  measures  required  by 
this  colony,  and  the  colonies  of  the  Australian  group  generally,  is  the 
establishment  at  once  of  a  General  Assembly,  to  make  laws  in  relation 
to  the  intercolonial  questions  that  have  arisen,  or  may  hereafter  arise, 
among  them.  The  questions  which  would  claim  the  exercise  of  such 
a  jurisdiction  appear  to  be  as  follows  : — • 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  91 

1.  Intercolonial  tariffs^  and  coasting  trade. 

2.  Railways,  roads,  canals,  &c.,  running  through  any  two   of  the 

colonies. 

3.  Beacons  and  lighthouses  on  the  coast. 

4.  Intercolonial  penal  settlements. 

5.  Intercolonial  gold  regulations. 

6.  Postage  between  the  said  colonies. 

7.  A  general  Court  of  Appeal  from  the  courts  of  such  colonies. 

8.  A   power   to    legislate   on   all  other   subjects  which    may   be 

submitted    to    them    by    addresses    from    the    Legislative 
Councils   and   Assemblies    of   the    other    colonies;  and   to 
appropriate  to  any  of  the  above  objects  the  necessary  sums 
of  money,  to  be  raised  by  a  percentage   on  the  revenues  of 
all  the  colonies  interested. 
"  As  it  might  excite  jealousy  if  a  jurisdiction  of  this  importance 
were  to  be  incorporated  in  the  Act  of  Parliament,  which  has  unavoid- 
ably  become    a  necessary   part    of    the   measures   for   conferring  a 
Constitution  on  this  colony,  in   consequence   of  the  defective  powers 
given    by   Parliament  to   the    Legislative    Council,    your    Committee 
confine  themselves  to  the  suggestion  that  the  establishment  of  such  a 
body  has  become  indispensable,  and  ought  no  longer  to  be  delayed ; 
and  to  the   expression  of  a  hope  that  the  Minister  for  the  Colonies 
will  at  once  see  the  expediency  of  introducing  into   Parliament,  with 
as  little  delay  as  possible,  a  Bill  for  this  express  object." 

In  this  suggestion  nothing  was  definite  except  the  list  of  federal 
subjects.  There  was  no  hint  of  an  opinion  as  to  the  shape  which  the 
Assembly  ought  to  take ;  and  we  must  suppose  either  that  the 
Committee  had  not  considered  the  matter,  or  that  they  were  satisfied 
with  the  scheme  already  proposed  by  the  Home  Government.  One 
thing  is  clear;  however,  that  Wentworth  himself  did  not  at  that  time 
contemplate  a  real  national  unity  for  Australia,  or  indeed  anything 
more  than  a  General  Assembly  to  secure  uniform  legislation  on  a  few 
matters  of  common  interest.  In  the  course  of  the  debate  on  the 
Constitution,  he  took  occasion  to  ridicule  the  scheme  propounded  by 
Dr.  Lang  of  a  "  great  federation  of  all  the  colonies  of  Australia,  of 
New  South  Wales,  Victoria,  Tasmania,  and  South  Australia ;  each 
State  to  have  a  separate  local  government  and  sending  members  to 
Congress  to  form  a  great  central  government."  These. words,  accord- 
ing to  the  report,  were  greeted  by  the  House  with  "shouts  of 
laughter" — directed  in  part,  no  doubt,  at  Dr.  Lang's  republican 
ideas  of  "  cutting  the  painter."  An  elaborate  scheme  of  Federation 
would  cei-tainly  have  been  premature;  but  to  a  prophetic  eye  it  need 
have  had  nothing  of  the  ridiculous. 

Victorian  Constitutional  Committee. — ^The  Committee  appointed 
in  Victoria  in  September,  1853,  to  draft  a  new  Constitution  for  that 
colony,  also  dealt  with  the  question,  but  in  an  even  vaguer  wav.  Its 
report  contained  these  passages  : — 

"  From  the  great  extent  of  Australia,  and  the  widely  differing 
circumstances  of  its  several  colonies,  your  Committee  do  not  think 
it  essential  for  local  legislation  that  uniformity  of  institutions  should 


92  HISTORICAL  INTRODUCTION. 


prevail.  They  have  followed,  as  far  as  principle  permitted,  the  Bills 
proposed  in  New  South  Wales  and  South  Australia.     .     .     . 

"  But  they  do  feel  most  strongly  that  there  are  questions  of  such 
vital  intercolonial  interest  that  provision  should  be  made  for  occasion- 
ally convoking  a  General  Assembly  for  legislating  on  such  questions 
as  may  be  submitted  to  it  by  the  Act  of  any  Legislature  of  one  of  the 
Australian  colonies." 

This  report  was  dated  9th  December,  1853,  when  the  report  of 
Wentworth's  Committee  had  been  available  for  some  five  months; 
but  in  place  of  Wentworth's  list  of  eight  subjects,  it  only  proposed  to 
give  the  General  Assembly  power  to  legislate  on  questions  "  submitted 
to  it "  by  the  legislatures. 

Lord  John  Russell's  Reply. — The  Home  Government,  however, 
in  enacting  the  Constitutions,  did  not  think  proper  to  make  any  pro- 
vision for  a  General  Assembly.  The  Constitution  Acts  (18  and  19 
Vic.  c.  54  and  c.  55)  were  passed  in  1855,  and  in  the  despatch  accom- 
panying them  to  Australia  Lord  John  Russell,  then  Secretary  of  State 
for  the  Colonies  in  Lord  Palmerston's  Ministry,  wrote  : — "  I  need 
scarcely  say  that  the  question  of  introducing  into  the  measures  lately 
laid  before  Parliament  clauses  to  establish  a  federal  union  of  the 
Australian  colonies  for  purposes  of  common  interest  has  been  very 
seriously  weighed  by  Her  Majesty's  Government;  but  they  have  been 
led  to  the  conclusion  that  the  present  is  not  a  proper  opportunity  for 
such  enactment,  although  they  will  give  the  fullest  consideration  to 
any  propositions  on  the  subject  which  may  emanate  in  concurrence 
from  the  respective  legislatures." 

There  is  no  reason  to  suppose  that  Lord  John  Russell  had  changed 
his  opinion  as  to  the  desirableness  of  a  federal  union;  but  Earl  Grey's 
adventures  had  taught  him  that  devising  colonial  constitutions,  even 
with  the  best  intentions  in  the  world,  was  thankless  work  for  an 
English  statesman.  Two  of  the  Australian  colonies  had  expressed 
opinions  in  favour  of  a  General  Assembly,  but  there  had  been  no  con- 
currence— and  indeed  no  conference — on  the  subject  between  the 
colonies,  and  no  definite  scheme  was  before  him.  The  colonies  had, 
by  dint  of  much  remonstrance,  obtained  recognition  of  the  right  to 
frame  their  own  constitutions;  and  the  Home  Government  naturally 
preferred  to  await  more  definite  propositions. 


(4)  AUSTRALIAN  EFFORTS,  1854-1863. 


In  its  next  stage  the  movement  began  to  take  a  more  definite 
shape.  Already  in  1852  Dr.  Lang  had  propounded  an  elaborate 
scheme  of  federation  on  the  American  plan  ("Freedom  and  Indepen- 
dence for  the  Golden  Land.s  of  Australia  ") ;  but  his  bellicose  tone  and 
his  clamour  for  separation  from  the  mother-country  robbed  him  of 
influence.  In  1854  a  series  of  thoughtful  letters  in  the  Sydney  Morn- 
ing Herald,  over  the  signature  of  "  John  Adams,"  dealt  convincingly 
with  the  need  of  union,  and  discussed  many  of  the  details.  The 
writer  of  these  letters  was  the  Rev.  John  West,  then  residing  in  Tas- 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  93 

mania,  but  afterwards  editor  of  tlie  Sydney  Morning  Herald.  Two 
years  later  the  Herald  returned  to  the  theme,  discussed  the  difficulties 
and  the  advantages,  and  recommended  that  the  Home  Government 
should  take  action  by  passing  a  law  enabling  the  colonies  to  establish 
a  federation.  (Leading  article,  23rd  October,  1856.  In  Wentworth's 
Memorial  the  article  is  wrongly  attributed  to  the  Melbourne  Argxis.) 
And  in  the  following  week,  on  29th  October,  1856,  Deas-Thomson, 
who  had  for  many  years  been  Colonial  Secretary  under  the  old  official 
system,  and  who  then  represented  the  Parker  Government  in  the 
Upper  House,  spoke  hopefully  in  the  House  of  the  near  probability 
of  some  federal  arrangement.  There  were  seven  great  questions,  he 
said,  which  ought  to  be  submitted  to  a  representative  Federal 
Assembly ;  namely,  a  uniform  tariff,  the  land  system,  the  management 
of  the  goldfields,  postal  communication,  intercolonial  railways,  inter- 
colonial telegraphs,  and  coast  lighthouses. 

Wextworth's  Memorial. — These  hints  were  not  lost  upon  Went- 
worth,  who  was  then  living  in  England,  and  whose  farewell  words 
when  leaving  Australia  in  1854  had  been; — " Whatever  may  be  my 
destiny,  believe  me  that  my  latest  prayer  shall  be  for  the  happiness 
and  prosperity  of  the  people  of  Australia,  and  for  its  rapid  expansion 
into  a  nation,  which  shall  rule  supreme  in  the  southern  world." 
{Sydney  Morning  Herald,  21st  Mai'ch,  1854.)  He  lost  no  time  in 
showing  not  only  that  these  words  were  sincere,  but  that  his  convic- 
tions of  the  importance  of  Australian  union  were  deepening.  He  pre- 
pared a  Memorial  to  Mr.  Henr)-^  Labouchere,  Secretary  of  State  for 
the  Colonies,  and  also  the  draft  of  a  short  Enabling  Bill;  and  at  a 
meeting  of  the  "  General  Association  for  the  Australian  Colonies,"  held 
in  London  on  31st  March,  1857,  with  Went  worth  himself  in  the  chair, 
the  Memorial  and  the  Draft  Bill  were  adopted.  For  the  Memorial 
and  correspondence  see  Votes  and  Proc,  Leg.  Ass.  of  X.S.W.,  1857, 
i.  383. 

The  Memorial  emphasized  the  need  of  a  Federal  Assembly,  and 
the  inconvenience  resulting  from  the  want  of  it,  and  illustrated  the 
"  clumsy  contrivances  "  that  had  to  be  resorted  to  where  intercolonial 
action  was  necessary.  It  was  "  not  to  be  wondered  at  that  a  strong 
feeling  of  discontent  should  be  growing  up  among  the  inhabitants  of 
these  colonies ;  from  their  being  compelled  to  resort  to  such  indirect, 
tedious,  and  illegal  expedients  in  substitution  of  that  federal  authority 
without  which  their  several  Constitutions  must  continue  incomplete 
as  regards  all  measures  and  undertakings  which  require  the  joint 
action  and  co-operation  of  any  two  or  more  of  them."  It  referred  to 
Earl  Grey's  scheme,  to  the  report  of  the  Constitutional  Committee,  to 
Deas-Tliomson's  recent  speech,  and  to  other  indications  of  opinion, 
and  besought  the  Government  to  anticipate  graver  inconveniences  by 
taking  action  at  one.  A  Federal  Assembly  could  only  originate  in  an 
Imperial  Act  of  Parliament,  which  might  either  constitute  such  a 
body  directly,  or  give  to  the  Legislatures  of  any  two  or  more  colonies 
a  permissive  power  to  form  a  federation  themselves.  The  latter 
course — the  passing  of  a  permissive  Act — was  what  the  Memorialists 
thought  "  the  most  desirable,  if  not  the  only  course  which  can  now  be 
adopted."     They  expressed  the  opinion  that  "  a  complete  equality  of 


94  HISTORICAL  INTRODUCTION. 

representation,  as  between  all  the  Australian  colonies,  should  be 
insisted  upon,  without  reference  to  the  extent  of  their  population." 
They  also  suggested  that  to  prevent  jealousy  the  Federal  Assembly 
might,  in  the  first  instance,  be  "  perambulatory." 

The  Bill  which  was  subjoined,  and  which  contained  only  five 
short  clauses,  was  merely  an  "  Enabling  Bill,"  with  a  few  constitutional 
outlines  thrown  in.  It  empowered  any  two  or  more  of  the  Legislatures 
of  JSTew  South  Wales,  Victoria,  South  Australia,  and  Tasmania,  to 
send  four  persons  to  form  a  Convention  "  for  the  purpose  of  creating 
a  Federal  Assembly."  The  only  rules  laid  down  by  the  Act  for  the 
constitution  of  the  Assembly  were — (1)  that  when  created  it  should 
have  power  to  amend  its  OAvn  constitution ;  (2)  the  extent  of  its  legis- 
lative powers  was  defined,  practically  on  the  basis  of  Deas-Thomson^s 
speech;  (3)  the  Federal  Assembly  should  be  summoned  by  the 
Governor-Greneral  (or  Senior  Governor),  audits  Acts  were  to  be  subject 
to  the  Royal  assent ;  (4)  the  Federal  Assembly  was  to  appoint  its  own 
president,  and  fix  its  own  expenses  and  the  salaries  of  its  officers; 
(5)  the  necessary  expenses,  were  to  be  apportioned  by  the  Federal 
Assembly  among  the  several  colonies,  and  were  to  be  provided  for  by 
the  several  Legislatures;  (6)  any  colony  which  did  not  join  at  the 
outset  might  afterwards  join  the  Federation,  and  have  the  right  of 
sending  the  same  number  of  representatives  as  should  be  fixed  for  all 
the  other  colonies. 

It  is  to  be  noticed  that  this  Bill,  whilst  it  provided  for  equal 
representation  in  the  preliminary  Convention,  did  not  expressly  bind 
the  Convention  to  establish  equal  representation  in  the  Federal 
Assembly ;  though  the  provision  as  to  the  representation  of  colonies 
which  might  afterAvards  join  seemed  to  contemplate  equal  representa- 
tion. It  is  also  to  be  noticed  that  the  Convention  was  empowered 
actually  to  establish  a  Federal  Assembly,  without  further  reference 
to  the  Imperial  Parliament ;  and  in  the  constitution  of  that  Assembly 
it  was  to  have  a  free  hand,  subject  only  to  the  conditions  already 
mentioned.  The  use  of  the  term  "  Federal  Assembly "  in  place  of 
"  General  Assembly  "  marks  a  distinct  stage  in  advance,  as  showing 
that  the  national  aspect  was  becoming  more  prominent.  The  scope 
of  the  legislative  power  of  the  Assembly  was  also  enlarged,  being 
defined  to  extend  to  tariffs,  lighthouses,  gauges  of  connecting  rail- 
ways, navigation  of  connecting  rivers,  intercolonial  telegraphs  and 
postage,  the  upset  or  minimum  price  of  land,  management  of  the  gold- 
fields,  coinage,  weights  and  measures,  defence,  a  court  of  appeal, 
penal  settlements,  and  any  other  matter  which  might  be  submitted  to 
it.  On  the  other  hand  it  was  not  to  have  any  power  of  raising 
revenue  for  itself,  but  was  to  rely  on  contributions  levied  from  the 
Legislatures  of  the  colonies. 

This  notable  scheme  met  with  a  discouraging  reception  from 
Labouchere,  who,  in  acknowledging  the  Memorial,  admitted  the 
inconvenience  arising  from  the  want  of  means  of  joint  action,  but  said 
that  after  weighing  the  reasons  for  and  against  the  scheme,  he  had 
"arrived  at  the  decided  opinion  that  Her  Majesty's  Government 
would  not  in  reality  promote  the  object  of  the  Memorialists  by  intro- 
ducing such  a  measure  as  that  of  which  the  outlines  are  given  in  the 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  95 

Memorial,  notwitLstandiug  its  purely  permissive  character."'  He 
thought  that  the  colonies  would  uot  consent  to  entrust  such  large 
powers  to  an  Assembly  thus  constituted,  or  to  be  bound  by  federal 
laws  imposing  taxation  or  involving  appropriation ;  and  even  if  they 
did  consent  to  establish  such  a  system,  the  result  would  probably  be 
dissension  and  discontent.  He  would  not  think  himself  warranted  in 
making  such  a  proposal — merely  permissive  though  it  was — unless  he 
were  himself  satisfied  that  it  was  founded  on  just  and  constitutional 
principles,  and  also  that  it  was  likely  to  be  acceptable  to  the  colonies 
concerned.  He  promised,  however,  to  send  copies  of  the  correspon- 
dence to  the  several  Governors,  and  to  give  his  best  attention  to  any 
suggestion  which  he  might  receive  from  the  colonies  in  reply ;  and 
meantime  he  hoped  that  even  if  a  federal  scheme  should  prove 
impracticable  and  premature,  much  might  be  done  by  negotiation  and 
concerted  legislation. 

Under  the  circumstances,  Wentworth  could  do  nothing  but  express 
his  regret  at  the  delay  which  the  reference  to  the  Governors  would 
cause,  and  his  hope  that  the  reference  would  be  made  as  soon  as 
possible,  that  the  opinions  of  the  several  Legislatures  might  be 
obtained. 

Disappointing  as  Labouchere's  decision  may  have  seemed,  the 
justness  of  his  criticisms  can  to-day  hardly  be  disputed.  There  were 
very  slight  indications  that  the  colonies  asked  for  a  General  Assembly 
at  all — merely  the  reports  of  a  couple  of  committees,  the  opinions  of 
one  or  two  statesmen,  and  some  newspaper  extracts.  And  there  were 
no  indications  at  all  that  the  basis  outlined  in  the  Bill  had  any 
sanction  from  Australia.  Nor  is  it  certain  that  the  colonies  would 
have  taken  advantage  of  the  Act  if  passed.  In  view  of  the  extent  to 
which  colonial  rights  of  self-government  had  already  been  conceded, 
postponement  for  further  consideration  by  the  colonies  was  no  more 
than  prudent. 

ViCTORiAX  Select  Committee. — Meanwhile  the  question  of  union 
was  already  being  considered  in  Australia.  In  Jaiiuary,  1857,  Mr. 
(afterwards  Sir)  Charles  Gavan  Duffy,  who  had  recently  arrived  in 
Victoria,  obtained  the  appointment  of  a  Select  Committee  of  the  Legis- 
lative Assembly  of  that  colony  "to  enquire  into  and  report  npon  the 
necessity  of  a  federal  union  of  the  Australasian  colonies  for  legislative 
purposes,  and  the  best  means  of  accomplishing  such  an  union  if 
necessary."  The  Committee  held  five  sittings,  at  only  two  of  which 
a  quorum  was  obtained — either  from  a  want  of  interest  in  the  ques- 
tion, or  perhaps,  as  Mr.  Rusden  suggests  in  his  History  of  Australia, 
from  a  suspicion  that  Mr.  Duffy,  like  Dr.  Lang,  was  aiming  at  a 
separation  from  the  mother-country.  Its  report,  which  is  a  most 
interesting  one,  was  not  brought  up  till  September.  The  Committee 
were  unanimous  as  to  the  ultimate  necessity  of  a  federal  union.  As 
to  the  time  of  accomplishing  it  they  differed;  but  they  were  aU 
agreed  that  it  was  "not  too  soon  to  invite  a  mutual  understanding  on 
the  subject,"  and  they  added  that  "  most  of  us  conceive  that  the  time 
for  union  is  come." 

On  the  best  means  of  originating  the  union  they  were  also 
unanimous.     No  single  colony  ought  to  dictate  the  programme  of 


96  H[STORTCAL  INTRODUCTION. 

union ;  the  delicate  and  important  questions  involved  could  be  solved 
only  by  a  conference  of  delegates  from  all  the  colonies.  The  course 
they  recommended,  therefore,  was  "  that  such  a  Conference  be  imme- 
diately invited."  As  to  the  form  which  the  union  should  take,  they 
expressed  no  opinion  at  all ;  but  they  went  on  to  state,  in  the  form  of 
queries,  some  of  the  questions  which  the  Conference  would  have  to 
face :  whether  there  should  be  "  merely  a  Consultative  Council 
authorized  to  frame  propositions  for  the  sanction  of  the  State  Legis- 
latures, or  a  Federal  Executive  and  Assembly  with  supreme  power  on 
national  and  intercolonial  questions,  or  some  compromise  between 
these  extremes;"  whether  the  Federal  Legislature  should  consist  of 
one  or  two  branches ;  whether  it  was  to  have  the  power  of  taxation, 
or  only  of  assessment  on  the  several  states ;  where  the  federal  body 
should  sit,  or  whether  it  should  be  rotatory,  and  so  forth. 

With  regard  to  the  Conference,  they  recommended  specifically 
that  each  Legislature  should  send  three  delegates,  two  of  whom  might 
be  members  of  Assembly  and  one  member  of  Council ;  and  that  the 
Conference  be  empowered  to  frame  a  plan  of  federation  to  be  after- 
wards submitted  for  approval,  either  to  the  Legislatures  or  directly 
to  the  people,  or  to  both,  and  to  receive  final  legislative  sanction. 
The  report  concluded  with  the  remark — apparently  aimed  at  Went- 
worth^s  Memorial — that  "your  Committee  are  fully  convinced  that  a 
negotiation  demanding  so  much  caution  and  forbearance,  so  much 
foresight  and  experience,  must  originate  in  the  mutual  action  of  the 
colonies,  and  cannot  safely  be  relegated  even  to  the  Imperial 
Legislature." 

The  recommendations  of  the  Committee  were  shortly  afterwards 
adopted  by  both  Houses  of  the  Victorian  Parliament,  and  were  trans- 
mitted to  the  other  colonies. 

New  South  Wales  Select  Committee. — In  August  of  the  same 
year  (1857)  Deas-Thomson  had  obtained  a  Select  Committee  of  the 
Legislative  Council  of  New  South  Wales,  "  to  consider  and  report  on 
the  expediency  of  establishing  a  Federal  Legislature  invested  with 
the  necessary  power  to  discuss  and  determine  all  questions  of  an 
intercolonial  character  arising  in  the  Australian  colonies  generally, 
and  to  suggest  the  manner  in  which  the  object  can  be  best  obtained." 
This  Committee  began  their  proceedings  by  agreeing  that  it  was 
expedient  to  establisla  a  Federal  Assembly,  and  then  went  on  to  sketch 
out  a  scheme.  They  had  before  them  Wentworth^s  Memorial,  and 
followed  in  the  main  his  suggestions.  The  initiative  was  taken  by  Sir 
W.  W.  Burton,  an  ex- judge  of  the  Supreme  Court,  on  whose  motion 
it  was  resolved  that  the  Federal  Assembly  should  consist  of  delegates 
chosen  by  the  several  Legislatures ;  that  each  colony  should  be  repre- 
sented by  an  equal  number  of  delegates,  namely,  four;  and  that  the 
Assembly  should  have  power  to  legislate  on  all  intercolonial  subjects 
which  might  be  submitted  to  it  hy  the  Legislatures  of  two  or  more 
colonies  interested,  ''and  on  no  other  subject.^'  This  last  was  the 
only  substantial  point  on  which  the  Committee's  scheme  differed  from 
Wentworth's.  Deas-Thomson  then  brought  up  a  series  of  resolutions 
taken  almost  bodily  from  Wentworth's  Bill — to  which  the  Committee 
acknowledged  their  obligations — and  these  were  carried.     The  Cora- 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  97 

mittee  had  evidently  intended  to  embody  this  scheme  in  their  report ; 
but  at  this  stage  they  received  the  report  of  the  Victorian  Select  Com- 
mittee, and  determined  to  fall  into  line  with  it. 

Their  report,  which  was  brought  up  in  October,  stated  that  the 
Committee  had  become  forcibly  impressed  with  the  expediency  of 
adopting  some  comprehensive  measure  for  a  Federal  Assembly  at  as 
early  a  date  as  possible.  They  recognized  the  difficulties  of  suggesting 
a  measure  acceptable  to  all  the  colonies,  but  conceiyed  that  these 
difficulties  would  rather  increase  than  diminish  with  delay.  They 
were  confident  that  when  the  advantages  were  considered,  there  would 
be  such  a  concurrence  of  opinion  as  would  lead  to  the  adoption  of 
some  safe  and  practicable  measure.  They  had  no  hesitation  in 
recommending  immediate  action,  in  the  firm  belief  that  the  Federal 
Union  of  the  Australian  colonies  would  contribute  more  effectually  to 
their  general  prosperity  and  advancement  than  any  other  measure 
that  could  be  devised. 

They  pointed  out  that  the  matter  could  not  be  definitely  settled 
without  Imperial  legislation,  "  to  which  there  would,  of  course,  be  no 
objection  if  the  general  principles  of  the  measure  were  previously 
agreed  upon" — a  phrase  which  indicates  their  acquiescence  in  Labou- 
chere's  reply  to  Wentworth.  They  also  referred  to  that  reply  "as 
establishing  the  fact  that  no  measure  providing  for  federal  union  will 
be  adopted  unless  initiated  and  recommended  by  the  colonies  them- 
selves." 

They  heartily  endorsed  the  Victorian  proposition  of  a  Conference, 
which  they  unanimously  recommended  to  the  House.  They  explained 
that  before  receiving  the  Victorian  report  they  had  made  some  pro- 
gress in  drawing  up  the  outlines  of  a  scheme,  and  they  referred  to 
these  proceedings,  not  with  the  intention  of  dictating  their  views,  but 
in  the  hope  of  assisting  the  delegates,  if  appointed. 

Finally,  they  expressed  a  decided  opinion  that  the  matter  could 
no  longer  be  postponed  without  the  danger  of  creating  serious 
antagonism  and  jealousy,  which  would  embarrass,  if  not  entirely 
prevent,  its  future  settlement  on  a  satisfactory  basis.  Accordingly, 
they  urged  that  the  concurrence  of  the  Assembly  be  invited,  and 
further  steps  taken  without  delay. 

The  Committee  were  evidently  in  earnest;  and  had  they  been 
well  backed  up,  union  might  have  been  achieved.  Unfortunately, 
however,  other  influences  were  at  work.  During  the  deliberations  of 
the  Committee,  the  Parker  Government,  of  which  Deas-Tliomson  was 
a  member,  had  been  replaced  by  the  Cowper  administration,  with  Mr. 
(afterwards  Sir)  James  Martin  as  Attorney-General  and  the  dominat- 
ing personality  of  the  Cabinet.  Neither  Cowper  nor  Martin  cared 
anything  for  federal  union ;  and  the  colony,  in  the  exercise  of  newly- 
won  responsible  government,  was  engrossed  in  such  questions  as  the 
franchise,  the  reform  of  the  Upper  House,  and  the  land  question. 
Moreover  the  rivalry  between  New  South  Wales  and  Victoria  was 
already  leading  to  jealousy  and  bad  feeling.  The  stream  of  immigra- 
tion to  the  goldfields  had  suddenly  given  Victoria  the  lead  in 
population;  and  Duffy's  overtures  were  received  with  suspicion,  as 
part   of    a    scheme    of     Victorian    aggrandisement.      Deas-Thomson 


7 


98  HTSTORTCAL  INTRODUCTIOK 

succeeded  in  securing  the  adoption  of  his  report  by  the  Council^  which 
then  sent  a  message  to  the  Assembly,  asking  its  concurrence  in  joint 
resolutions.  Joint  resolutions,  based  on  the  Victorian  recommenda- 
tions, were  agreed  to  in  conference,  and  their  consideration  by  the 
Assembly  was  fixed  for  18th  December;  but  on  17th  December  the 
Cowper  Government  was  defeated  on  a  Crown  Lands  Bill,  and  a 
dissolution  followed.  On  the  reassembling  of  Parliament  in  March, 
1858,  the  federal  question  was  shelved.  The  Governor's  speech 
announced  that  ''  the  question  of  a  Federal  Legislature  is  still  under 
discussion  by  the  Legislatures  of  the  neighbouring  colonies,  but  I  am 
of  opinion  that  the  consideration  of  this  subject  may,  without  incon- 
venience, be  deferred  to  future  consideration."  This  announcement 
was  received  without  protest.  In  the  Address-in-Reply,  the  Assembly 
agreed  that  the  discussion  "may,  under  existing  circumstances,  be 
deferred/'  whilst  the  Council  resolved  more  emphatically  that  it 
^'must,  under  existing  circumstances,  be  deferred.^'  No  hint  was 
given  of  what  the  "circumstances"  were;  but  they  doubtless  com- 
prised suspicion  of  Victoria,  and  an  engrossing  interest  in  domestic 
legislation.  Deas-Thomson  seems  to  have  resigned  himself  to  the 
inevitable. 

South  Australian  Select  Committees. — In  South  Australia,  Select 
Committees  of  each  House  were  appointed  in  1857  to  consider  the 
question  of  federal  union,  and  in  November  they  brought  up  reports 
couched  in  identical  terms.  They  were  of  opinion  that  under  existing 
circumstances  the  formation  of  a  Federal  Legislature  would  be  pre- 
mature, but  that  nevertheless  there  were  so  many  topics  in  which  the 
colonies  had  a  common  interest,  and  in  which  uniform  legislation 
would  be  desirable,  that  it  was  expedient  to  adopt  some  measures  to 
secure  these  objects.  They  mentioned,  as  subjects  which  might  be 
added  to  Wentworth's  list,  the  following : — Patents  and  copyrights, 
law  of  insolvency,  professional  qualifications,  uniform  time  of  meeting 
of  Parliaments.  With  a  view  to  the  discussion  of  the  question,  they 
adopted  the  Victorian  suggestion  that  a  Conference  should  be  held; 
but  they  recommended  that  it  should  not  be  authorized  to  bind  the 
Legislature,  but  only  to  discuss  and  report.  These  recommendations 
were  adopted  by  both  houses,  and  delegates  were  appointed  to  repre- 
sent South  Australia  at  any  Conference  which  might  be  held. 

Other  Proceedings. — Notwithstanding  the  backwardness  of  New 
South  Wales,  Mr.  Duffy  kept  up  his  exertions,  and  in  December,  1857, 
obtained  a  second  Select  Committee  of  the  Victorian  Assembly,  which 
in  the  following  February  brought  up  a  progress  report,  urging 
that  delegates  should  be  appointed  to  meet  the  delegates  from  other 
colonies.  This  report  was  adopted  by  both  Houses.  Shortly  after- 
wards the  Tasmanian  Parliament  took  the  question  up.  The  House 
of  Assembly  resolved  "  That  in  the  event  of  the  Conference  of  dele- 
gates from  the  Australian  colonies  assembling  previously  to  the  next 
meeting  of  Parliament,  it  will  be  expedient  that  this  colony  should  be 
represented  at  such  Conference."  The  Council  concurred,  and  dele- 
gates were  appointed,  to  act  in  such  capacity  only  until  the  next 
session. 

In  January,  1860,  Mr.  Duffy  obtained  a  third  Select  Committee, 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  99 

which  in  February  brought  up  a  progress  report  recommending  a 
renewal  of  negotiations  with  New  South  Wales,  South  Australia,  and 
Tasmania,  for  a  Conference  on  the  subject  of  Federal  Union.  It  was 
pointed  out  that  the  two  latter  colonies,  when  a  Conference  was  first 
proposed,  had  promptly  acceded;  and  "  though  an  objection  originated 
with  Xew  South  Wales  Avhich  retarded  any  joint  action,"  there  was 
reason  to  believe  that  it  was  of  a  temporary  nature,  and  had  dis- 
appeared before  the  urgency  with  which  the  question  was  invested  by 
the  necessity  of  a  united  defence  of  Australia  in  case  of  war.  The 
disappearance  of  the  "  temporary  objection "  in  New  South  Wales  is 
presumably  an  allusion  to  the  downfall  of  the  Cowper  Ministry ;  and 
Mr.  Duffy's  renewed  invitation  seems  to  have  been  inspired  by  the 
hope  that  Mr.  William  Forster,  the  new  Premier  of  Xew  South  Wales, 
would  be  more  favourable.  But  he  was  once  more  disappointed.  The 
resolutions  were  forwarded  to  the  other  colonies,  and  the  Governments 
of  South  Australia  and  Tasmania  promised  to  give  the  matter  atten- 
tion. But  Xew  South  Wales  took  no  steps  whatever.  Dr.  Lang, 
indeed,  in  the  Legislative  Assembly,  obtained  Select  Committees  in 
two  consecutive  sessions  to  consider  the  question ;  but  though  the 
Committees  met  and  deliberated,  no  report  was  brought  up. 

Ql'eexslaxd. — In  1859  the  Moreton  Bay  district  was  severed  from 
New  South  Wales  and  became  the  new  colony  of  Queensland.  The 
Victorian  Government  accordingh^  included  Queensland  in  their  last 
invitation.  The  Colonial  Secretary  of  that  colony,  Mr.  (afterwards 
Sir)  R.  G.  W.  Herbert,  in  reply,  stated  that  his  Executive  Council 
approved  of  the  Conference,  as  a  means  of  ascertaining  the  views  of 
the  colonies,  and  determining  how  far  a  federal  union  would  be  either 
practicable  or  expedient.  On  both  these  points  the  Council,  with  the 
information  before  them,  entertained  serious  doubts.  Without  wishing 
to  prejudge  the  question,  they  saw  grave  obstacles  to  the  creation  of 
a  central  authority  which  might  "  tend  to  limit  the  complete  indepen- 
dence of  the  scattered  communities  peopling  this  continent,"  or  inter- 
fere with  their  direct  relations  with  the  mother-country.  At  the  same 
time,  they  were  alive  to  the  importance  of  uniform  legislation  on 
certain  subjects,  and  were  willing  to  discuss  the  matter  in  Conference. 
Queensland,  in  short,  was  not  enamoured  of  the  federal  idea. 
She  was  enjoying  her  new  isolation,  and  looked  on  federation  as  a 
kind  of  re-annexation.  "  Complete  independence  "  was  her  ideal  for 
the  moment. 

Failuke  of  Federal  Proposals. — For  the  time,  therefore,  the 
project  of  a  federal  union  failed.  That  there  was  no  Conference  on  the 
subject  was  due  to  the  backwardness  of  Xew  South  Wales ;  but  even 
had  a  Conference  been  held,  it  is  more  than  doubtful  whether  there 
would  have  been  any  practical  result.  In  no  colony  was  there  any 
general  enthusiasm,  or  even  interest,  in  the  subject;  though  in  all 
there  were  a  few  far-siofhted  statesmen  who  recosrnized  the  essential 
unity  of  Australia.  Even  in  Victoria,  whose  statesmen  showed  the 
most  eagerness  for  union,  there  was  nothing  approaching  a  real 
federal  movement.  Local  politics,  and  the  development  of  local 
institutions,  engrossed  the  attention  of  the  people;  and  probably  no 
colony  would  have  been  prepared  to  accept  the  compromises  and  the 


100  HISTORICAL  INTRODUCTION. 

partial  sacrifice  of  local  independence  which  a  federal  union  would 
have  involved.  The  best  justification  of  the  inaction  of  the  Imperial 
Grovernment  is  the  want  of  interest  shown  by  the  colonies  themselves. 


(5)  THE  TARIFF  QUESTION,  1855-1880. 

Though  Federation  proved  unattainable  for  the  time,  continued 
efforts  were  made  to  mitigate  the  evils  arising  from  conflicting  tariffs 
and  intercolonial  duties.  These  constituted  the  chief  practical  incon- 
venience of  disunion;  and  there  were  many  attempts  to  establish 
border  treaties,  commercial  reciprocity,  intercolonial  freetrade,  or 
customs  unions.  To  take  up  the  story  of  these  it  is  necessary  to  go 
back  a  few  years. 

Tariff  Differences. — We  have  seen  (p.  79,  supra)  how  the 
tariffs  of  the  colonies  drifted  apart  from  the  first.  In  August,  1852, 
shortly  after  the  separation  of  Victoria,  Deas-Thomson  succeeded  in 
greatly  simplifying  the  tariff  of  New  South  Wales  by  restricting  it  to 
a  very  few  articles — chiefly  stimulants,  narcotics,  tea,  coffee,  and 
sugar.  In  the  same  month  an  almost  identical  tariff  was  established 
in  Victoria.  South  Australia  and  Tasmania,  however,  retained  longer 
lists  of  dutiable  articles;  and  so  early  as  1854  Victoria  began  to 
increase  her  duties.  Deas-Thomson,  however,  still  hoped  to  see 
uniformity  established  ;  and  in  September,  1855 — on  the  eve  of  the 
establishment  of  Responsible  Government — the  Governor-General,  Sir 
W.  Denison  (presumably  at  Deas-Thomson's  suggestion),  sent  a 
message  to  the  Legislative  Council  recommending  the  assimilation  of 
the  New  South  Wales  tariff  to  that  of  Victoria.  (Notes  and  Proc, 
Leg.  Ass.  of  N.S.W.,  1855,  i.  233.)  He  pointed  out  the  objections 
which  existed  to  the  maintenance  of  custom-houses  on  the  Murray 
border,  and  to  differences  between  the  tariffs  of  the  two  colonies.  At 
the  time  of  separation  an  attempt  had  been  made  to  provide  against 
these  difficulties  by  creating  a  General  Assembly;  but  this  attempt 
had  failed.  The  result  had  been  the  adoption  of  different  tariffs  in  the 
two  colonies,  and  as  a  corollary  the  establishment  of  custom-houses  on 
the  common  border.  That  system,  if  continued,  would  lead  to  great 
annoyance;  and  he  had  suggested  to  Sir  Charles  Hotham,  the 
Governor  of  Victoria,  that  it  would  be  desirable  for  the  Governments 
of  the  two  colonies  to  agree  not  to  levy  any  duties  on  goods  passing 
by  land  from  one  colony  to  the  other.  The  difference  between  the 
tariffs  of  the  two  colonies  would,  however,  throw  difficulties  in  the 
way  of  such  an  agreement;  and  seeing  that  the  state  of  the  revenue 
in  New  South  Wales  required  a  revision  of  the  tariff,  he  suggested 
that  it  was  a  favourable  opportunity  to  bring  the  two  tariffs  into 
harmony  by  adopting  the  Victorian  tariff.  In  his  letter  to  Sir  Charles 
Hotham,  Sir  William  Denison  expressed  his  expectation  that,  when 
uniformity  was  once  secured,  future  modifications  of  the  respective 
tariffs  would  be  discussed  between  the  two  Governments. 

The  Council,  however,  did  not  altogether  accept  this  advice,  and 
modified  the  Governor-General's  tariff;  but  the  tariff  as  finally 
adopted  was  still  a  rough  approximation  to  that  of  Victoria. 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  101 

Murray  Ccstoms  Treaties. — Two  kinds  of  traffic  had  to  be  dealt 
with  in  connection  with  the  collection  of  customs  on  the  Murray. 
First,  there  was  the  traffic  across  the  river  between  the  colonies  of 
New  South  Wales  and  Victoria.  Then  there  was  the  traffic  up  and 
down  the  river,  which,  when  the  navigability  of  the  Murray  had  once 
been  established,  soon  became  considerable,  and  which  involved  the 
three  colonies  of  New  South  Wales,  Victoria,  and  South  Australia. 
Immediately  after  the  adoption  of  the  Xew  South  Wales  tariff  of  1855, 
an  asrreement  was  made  between  the  Governments  of  Xew  South 
Wales,  Victoria,  and  South  Australia,  that  no  duties  should  be  collected 
on  goods  crossing  the  Murray,  and  that  duties  on  goods  carried  up  the 
Murray  from  South  Australia,  for  consumption  in  New  South  Wales 
or  Victoria,  should  be  collected  by  the  South  Australian  Government 
according  to  the  South  Australian  tariff,  the  proceeds  being  divided 
equally  between  New  South  Wales  and  Victoria.  These  arrangements 
were  validated  by  statute  in  each  colony.  (In  Victoria,  by  the 
Customs  Regulation  Act,  1854,  17  Vic.  No.  17 ;  in  New  South  Wales 
by  the  Murray  Customs  Duties  Act,  1855,  19  Vic.  No.  21;  in  South 
Australia  by  the  Murray  Customs  Act,  1856,  No.  6.)  Accordingly,  on 
1st  November,  1855,  trade  between  New  South  Wales  and  Victoria, 
across  the  river  Murray,  became  fi*ee.  At  that  time  the  balance  of 
trade  was  with  New  South  Wales,  and  the  freedom  of  the  Murray  was 
conceded  by  Victoria  at  the  request  of  New  South  Wales.  Dissatis- 
faction, however,  soon  arose.  New  South  Wales  complained  that  by 
the  adoption  of  the  South  Australian  tariff  on  Murray-borne  goods 
she  was  losing  revenue — especially  on  tobacco.  Victoria  complained 
that  equal  distribution  of  the  duties  collected  by  South  Australia  was 
not  fair,  seeing  that  most  of  the  Murray-borne  goods  were  for  con- 
sumption in  Victoria.  In  1857,  after  much  correspondence  (Votes 
and  Proc,  LA.  of  N.S.W.,  1862,  ii.  647),  during  which  an  assimilation 
of  tariffs  was  unsuccessfully  mooted,  a  new  arrangement  was  made,  by 
which  the  New  South  Wales  tariff  was  adopted  as  that  which  the 
Government  of  South  Australia  should  levy  on  Murray-borne  goods. 
This  arrangement  was  sanctioned  in  New  South  Wales  by  the  Eiver 
Murray  Customs  Act,  1857,  and  in  South  Australia  by  the  Murray 
Customs  Act,  1857,  No.  2,  and  remained  in  force  until  1864. 

Uniform  Tariff  Proposals. — In  March,  1862,  the  Colonial  Secre- 
tary of  South  Australia  opened  a  correspondence  with  the  other 
colonies  on  the  subject  of  the  desirability  of  a  uniform  tariff  in  all  the 
colonies.  (Votes  and  Proc,  Leg.  Ass.  of  N.S.W.,  1862,  ii.  647.)  He 
expressed  the  opinion  that,  until  the  means  of  communication  im- 
proved, complete  Federation  would  be  impossible.  Meanwhile,  as  one 
step  towards  union,  his  Government  intended  to  seek  legislative 
authority  for  admitting  free  of  duty  the  produce  of  any  colony  which 
made  a  reciprocal  concession  ;  and  he  suggested  an  intercolonial  Con- 
ference at  Melbourne  to  consider  the  question  of  a  uniform  tariff.  The 
proposal  was  favourably  received.  Mr.  Duffy,  still  intent  on  a  Federal 
Union,  promptly  obtained  a  fourth  Select  Committee,  which  brought 
up  a  report  urging  that  the  Conference  on  a  uniform  tariff  would 
afford  a  favourable  opportunity  to  consider  the  larger  question  of 
Australian  Federation.     This  report  was  adopted  by  both  Houses  of 


102  HISTORICAL  INTRODUCTION. 

the  Victorian  Parliament,  but  met  with  no  response  from  the  other 
colonies.  The  Conference,  after  some  delay,  met  at  Melbourne  in 
March,  1863,  being  attended  by  three  delegates  from  each  of  the 
colonies  of  New  South  Wales,  Victoria,  South  Australia,  and  Tasmania. 
The  subject  of  Federation  was  not  considered  at  all ;  the  Conference 
reporting  that  "  although  the  question  has,  during  some  years, 
occupied  the  attention  of  several  of  the  Legislatures,  the  delegates 
had  no  instructions  in  the  matter,  and  it  did  not  seem  probable  that 
its  discussion  at  present  would  be  attended  with  any  benefit."  Several 
subjects  of  intercolonial  administration  and  legislation  were  dealt 
with  ;  but  the  most  important  part  of  the  business  was  the  discussion 
of  the  question  of  a  uniform  tariff,  intercolonial  freetrade,  and  the  fair 
distribution  of  the  customs  duties. 

The  Conference  resolved  that  it  was  "  desirable  to  settle  the  basis 
of  a  uniform  tariff  for  the  Australian  colonies,  and  also  for  Tasmania." 
They  agreed  that  the  ad  valorem  mode  of  levying  duties  was  open  to 
so  many  objections  that  it  ought  not  to  be  resorted  to ;  and  they 
framed  a  tariff,  the  adoption  of  which  they  undertook  to  urge  upon 
their  respective  Parliaments.  They  also  gave  it  as  their  opinion  that 
the  tariff  which  had  been  agreed  upon,  after  the  fullest  deliberation, 
ought  not  to  be  altered  by  any  one  colony,  nor  without  consideration 
at  a  future  Conference. 

Then  came  the  question  of  intercolonial  duties  and  their  distribu- 
tion. On  this  point  the  Conference  resolved  that  "  customs  duties 
ought  to  be  paid  to  the  revenues  of  those  colonies  by  whose  population 
the  dutiable  articles  were  consumed."  The  strict  fulfilment  of  this 
would  have  involved  the  maintenance  of  the  objectionable  border 
custom-houses;  so  they  added  a  resolution  to  the  effect  that  the 
colonies  of  New  South  Wales,  Victoria,  and  South  Australia  ought  to 
co-operate  to  secure  to  each  the  revenue  to  which  it  was  legally 
entitled,  either  by  distribution  of  the  revenue  in  proportion  to  popula- 
tion, or  by  some  other  mode  which  might  be  considered  equitable  and 
practicable. 

New  South  Wales  and  Victoria,  however,  failed  to  agree  on  any 
^'equitable  mode"  of  distributing  the  revenue.  Cowper,  for  New  South 
Wales,  offered  to  accept  any  one  of  three  methods:  either  (1)  divi- 
sion according  to  population;  or  (2)  keeping  entries  of  border  imports 
and  making  periodical  settlements  between  the  Governments;  or  (3) 
payment  of  a  fixed  annual  sum  to  New  South  Wales,  estimated  on  the 
excess  of  revenue  lost  by  New  South  Wales,  as  compared  with  Vic- 
toria, by  the  freedom  of  the  border.  None  of  these  propositions, 
however,  satisfied  the  Victorian  Premier,  Mr.  (afterwards  Sir)  James 
McCulloch,  who  "  failed  to  discover  any  equitable  grounds  for  disturb- 
ing the  existing  arrangement  entered  into  at  the  instance  of  the 
Government  of  New  South  Wales."  The  "existing  arrangement" 
was  the  freedom  of  the  border  without  any  adjustment  of  accounts. 
This  did  not  suit  New  South  Wales.  The  claim  of  that  colony  to 
receive  the  revenue  on  imports  consumed  in  the  colony  arose  from  the 
fact  that  the  balance  of  intercolonial  trade  was  at  that  time  with 
Victoria.  As  Victoria  definitely  rejected  all  the'  terms  proposed,  the 
New  South  Wales  Government  put  an  end  to  the  "  existing  arrange- 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  103 

ment/'  and  on  19th  September,  1864,  began  to  collect  duties  on  the 
Murray,  having  previously  passed  an  Act  (7  Tic.  No.  24)  to  remove 
doubts  as  to  the  legality  of  this  course. 

In  April,  1865,  at  the  instance  of  Xew  South  Wales,  a  Conference 
was  held  at  Sydney  between  representatives  of  the  two  colonies  to 
reconsider  the  matter.  (Votes  and  Proc,  L.A.  of  N.S.W.,  1865,  i.  675). 
As  a  result  a  new  agreement  was  entered  into,  by  which  on  1st  Sep- 
tember, 1865,  the  Murray  border  again  became  free,  subject  to  a 
yearly  payment  of  a  fixed  sum  by  Victoria  to  Xew  South  Wales.  The 
duties  on  Murray-borne  goods  from  South  Australia  were  to  be  col- 
lected by  Victoria,  according  to  the  Victorian  tariff.  This  agreement 
was  revised  in  1867,  and  expired  on  1st  Februarv,  1872.  (Votes  and 
Proc,  L.A.  of  X.S.W.,  1867-8,  ii.  305;  N.S.W.'Act,  31  Vic.  No.  1.) 
At  the  Conference  of  1873  a  new  agreement  was  entered  into ;  but 
Victoria  retired  from  it  on  31st  January,  1873,  owing  to  the  abolition, 
under  the  Parkes  Administration,  of  the  Xew  South  Wales  ad 
valorem  duties  which  had  been  imposed  by  the  Cowper  Administration 
seven  years  previously.  Since  that  date  all  attempts  at  agreement 
have  failed,  owing  to  the  great  difference  between  the  tariffs  of  the 
two  colonies,  and  duties  have  been  collected  on  the  border.  For 
attempts  at  a  similar  agreement  with  Queensland,  see  X.S.AV.  Act,  25 
Vic.  Xo.  20;  Votes  and  Proc,  L.A.  of  X.S.W.,  1871-2,  i.  873.  In 
1876  an  Act  was  passed  in  Xew  South  Wales  (Border  Duties  Conven- 
tion Act)  to  authorize  Conventions  with  any  of  the  adjoining  colonies, 
but  without  any  definite  result. 

IxTERCOLONiAL  CoNFEREXCEs,  1863-1880. — During  the  whole  of  this 
period  Intercolonial  Conferences  were  resorted  to,  with  varying 
success,  as  the  only  available  method  of  securing  uniform  legislation 
and  concerted  administration  on  subjects  of  common  concern.  A 
certain  amount  of  joint  action  was  thus  secured  with  respect  to  such 
matters  as  lighthouses,  ocean  postal  services,  telegraphic  communication 
with  Europe,  alien  immigration,  defence,  and  so  forth.  Most  of  these 
Conferences  had  no  direct  bearing  on  the  question  of  Federation, 
except  to  show  the  utter  inadequacy  of  this  method  of  dealing  ^Wth 
intercolonial  questions.  (See  G.  B.  Barton,  Historical  Sketch  of  Aus- 
tralian Federation,  pp.  12-14.) 

One  of  these  Conferences,  which  was  held  at  Melbourne  in  March, 
1867,  is  of  special  interest,  as  it  brings  Mr.  (afterwards  Sir)  Henry 
Parkes — then  Colonial  Secretary  of  Xew  South  Wales  in  the  second 
Martin  administration — into  prominent  notice  as  an  advocate  of 
Federation.  The  Conference  met  to  discuss  the  question  of  postal 
communication  with  Europe,  the  Imperial  Government  having  offered 
to  pay  half  the  subsidy  for  a  steam  postal  service  between  Point  de 
Galle  (in  Ceylon)  and  Australia.  The  Conference,  however,  had 
larger  ideas ;  it  passed  resolutions  in  favour  of  establishing  a  fort- 
nightly service  by  three  routes — Torres  Straits,  Suez,  and  Panama — 
the  colonies  undertaking  to  pay  half  the  necessary  subsidy.  A 
memorial  to  the  Queen  was  drawn  up,  and  it  was  resolved  that  a 
Federal  Council  should  be  established  to  carry  the  resolutions  into 
effect.    Mr.  Parkes  addressed  to  the  Conference  these  notable  words: — 

'^  I  think  the  time  has  arrived  when  these   colonies  should  be 


104  HISTORICAL  INTRODUCTION. 

united  by  some  federal  bond  of  connection.  I  think  it  must  be  mani- 
fest, to  all  thoughtful  men,  that  there  are  questions  projecting'  them- 
selves upon  our  attention,  which  cannot  be  satisfactorily  dealt  with  by 
any  one  of  the  individual  Governments.  I  regard  this  occasion,  there- 
fore, with  great  interest,  because  I  believe  it  will  inevitably  lead  to  a 
more  permanent  federal  understanding.  I  do  not  mean  to  say  that, 
when  you  leave  this  room  to-night,  you  will  see  a  new  constellation  of 
six  stars  in  the  heavens.  I  do  not  startle  your  imagination,  by  asking 
you  to  look  for  the  footprints  of  six  young  giants  in  the  morning  dew, 
when  the  night  rolls  away ;  but  this  I  feel  certain  of,  that  the  mother- 
country  will  regard  this  congress  of  the  colonies  just  in  the  same  light 
as  a  father  and  mother  may  view  the  conduct  of  their  children  when 
they  first  observe  those  children  beginning  to  look  out  for  homes  and 
connections  for  themselves.  I  am  quite  sure  that  the  report  of  this 
meeting  in  your  city  of  Melbourne,  little  as  it  may  be  thought  of  here, 
will  make  a  profound  impression  upon  the  minds  of  thoughtful  states- 
men in  England.  They  will  see  that,  for  the  first  time,  these  offshoots 
of  Empire  in  the  Southern  Hemisphere  can  unite,  and  that,  in  their 
union,  they  are  backed  by  nearly  2,000,000  souls."-^-Melbourne  Argus, 
18th  March,  1867. 

A  Bill  to  establish  the  proposed  Federal  Council  was  shortly 
afterwards  introduced  by  Mr.  Parkes  in  the  Legislative  Assembly  of 
New  South  Wales.  This  Bill,  to  which  the  resolutions  of  the  Confer- 
ence were  annexed  in  the  schedule,  was  carried  through  both  Houses, 
and  reserved  for  the  Royal  assent.  It  was,  however,  shelved  by  tha 
Home  Government.  The  Duke  of  Buckingham,  then  Secretary  for 
State,  informed  the  Governor  of  New  South  Wales,  in  a  despatch 
dated  5th  January,  1868,  that  if  the  resolutions  in  the  schedule  had 
received  Imperial  assent,  or  had  continued  to  command  the  assent  of 
the  colonies,  or  if  the  Act  had  created  a  Federal  Council  to  deal 
generally  with  postal  communication  or  any  other  subject  of  inter- 
colonial interest,  he  would  have  recommended  that  it  be  assented  to ; 
but  as  the  powers  of  the  Council  wei-e  confined  to  a  definite  scheme, 
to  the  details  of  which  Her  Majesty^s  Government  could  not  agree,  he 
was  unable  to  submit  it  to  the  Queen. — Votes  and  Proc,  Leg.  Ass.  of 
N.S.W.,  1868-9,  i.  535. 

Commercial  Fedbkation. — Besides  the  border  treaties,  continued 
efforts  were  made  to  secure  some  more  comprehensive  scheme  of 
customs  union  or  commercial  reciprocity.  The  Constitutions  of  all 
the  Australasian  colonies,  except  New  Zealand,  contained  a  prohibition 
— originating  in  the  Australian  Colonies  Government  Act  of  1850  (13 
and  14  Vic.  c.  59,  sec.  31) — against  any  duties  upon  imports  from 
"  any  particular  country  or  place  "  which  were  not  equally  imposed 
on  imports  from  "  all  other  countries  and  places  whatsoever."  These 
prohibitions  stood  in  the  way  of  colonial  legislation  for  reciprocity ; 
and  in  1866  the  P]xecutive  Council  of  New  South  Wales  adopted  a 
minute  asking  for  their  repeal  so  far  as  to  allow  free  importation  from 
any  one  colony.  (See  despatch  from  Sir  John  Young  to  the  Secretary 
for  State,  21st  December,  1866;  Votes  and  Proc,  L.A.  of  N.S.W., 
1868-9,  ii.  109.)  Lord  Buckingham,  the  Secretary  of  State  for  the 
Colonies,  replied  in  a  despatch  of  7th  January,  1868,  that  the  Home 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  105 

Government  would  gladly  aid  the  establishment  of  a  Customs  Union 
embracing  all  the  adjacent  colonies,  aud  providing  for  a  uniform 
tariff,  intercolonial  freetrade,  and  an  equal  division  of  the  customs 
duties ;  they  might  even  consider  any  partial  relaxation  of  the  existing 
rule ;  but  they  could  not  propose  the  repeal  of  the  clause  which  pre- 
vented differential  duties.  That  would  enable  the  colonies  to 
discriminate  against  foreign  nations,  and  even  against  the  mother- 
country,  and  might  seriously  embarrass  treaty  relations.  Thereupon 
the  Government  of  New  Zealand  proposed  an  intercolonial  Conference 
to  consider  the  question  of  a  Customs  Union.  In  1870  Tasmania 
renewed  the  proposal;  and  a  Conference  was  accordingly  held  at 
Melbourne,  in  June  and  July,  1870,  between  delegates  from  New 
South  Wales,  Victoria,  South  Australia,  and  Tasmania,  at  which  the 
most  important  question  considered  was  the  establishment  of  a 
Customs  Union,  with  a  uniform  tariff  and  intercolonial  freetrade. 
(Votes  and  Proc,  L.A.  of  N.S.W.,  i.  583.) 

This  time  the  uniform  tariff  was  the  stumbling-block.  All  the 
colonies  agreed  that  a  uniform  tariff  was  desirable ;  but  when  they 
proceeded  to  frame  such  a  tariff,  the  fiscal  policies  of  New  South 
Wales  and  Victoria  proved  irreconcilable.  The  Victorian  delegates 
(Messrs.  J.  G.  Francis  and  James  McCulloch)  absolutely  declined  to 
surrender  the  principle,  recognized  by  the  Victorian  tariff,  of  dis- 
criminating between  raw  materials  and  manufactured  goods.  The 
New  South  Whales  delegates  (Messrs.  Charles  Cowper  and  Saul 
Samuel)  declined  to  consider  any  proposition  to  amend  their  tariff 
in  the  direction  of  such  a  principle.  On  articles  subject  to  a  '•'  fixed  " 
duty — such  as  spirits,  wines,  beer,  tobacco,  tea,  &c. — an  agreement 
could  probably  have  been  arrived  at ;  but  the  determination  of  each 
colony  to  adhere  to  its  fiscal  principles  made  a  Customs  Union  between 
them  impossible. 

An  effort  was  then  made  to  patch  up  an  agreement  between 
Victoria,  South  Australia,  and  Tasmania;  but  here  again  insuperable 
difficulties  disclosed  themselves.  With  a  Customs  Union  of  all  the 
colonies,  Victoria  had  been  willing  to  agree  to  intercolonial  freetrade 
and  the  distribution  of  revenue  on  a  population  basis.  But  with 
New  South  Wales  standing  out,  Victoria  considered  that  "  the  pros- 
pective advantages  were  diminished,"  and  offered  very  different  terms 
— namely,  that  distribution  should  be  governed  by  contribution,  that 
the  Victorian  tariff  should  be  accepted  as  the  common  basis,  and  that 
the  Victorian  Parliament  should  retain  the  power  to  alter  the  tariff. 
The  other  colonies  promptly  rejected  this  proposal,  and  all  hope  of  a 
Customs  Union  fell  through. 

The  Conference  reported,  however,  that  though  they  had  not 
arrived  at  a  definite  conclusion,  they  had  a  deep  conviction  of  the 
importance  of  the  question;  and  they  prepared  a  memorial  to  the 
Home  Government  praying  for  the  removal  of  the  existing  restrictions 
on  intercolonial  commercial  treaties. 

On  31st  July,  1871,  Lord  Kimberley,  the  Secretary  of  State  for 
the  Colonies,  sent  a  circular  despatch  to  the  several  Governors  on  the 
subject  of  colonial  tariffs.  (Votes  and  Proc,  L.A.  of  N.S.W.,  1871-2, 
i.  845.)     He   had  received  despatches  from  several  of  the  Governors, 


106  HISTORICAL  INTRODUCTION. 

intimating  a  desire  for  reciprocal  agreements,  and  had  received 
reserved  Bills  from  New  Zealand  and  Tasmariia  dealing  with  the 
subject.  Like  the  Duke  of  Buckingham,  he  objected  to  conceding  a 
general  power  to  make  reciprocal  arrangements,  but  was  favourable 
to  a  Customs  Union  with  a  uniform  tariff.  He  cited  the  British  treaty 
with  the  German  Zollverein,  to  show  that  differential  duties  in  the 
colonies  would  infringe  the  treaty  obligations  of  the  Empire. 

Thereupon  a  further  Conference  was  held  at  Melbourne  in  Sep- 
tember, 1871,  at  which  New  South  Wales,  Victoria,  South  Australia, 
Queensland,  and  Tasmania  were  represented.  Lord  Kimberley's 
despatch  was  discussed,  and  some  very  plainly -worded  resolutions 
were  passed,  claiming  that  the  colonies  had  a  right  to  enter  into 
arrangements  for  reciprocity,  that  no  Imperial  treaty  should  limit 
this  right,  and  that  Imperial  interference  with  colonial  fiscal  policies 
should  absolutely  cease.  Lord  Kimberley  replied  in  a  lengthy  des- 
patch of  19th  April,  1872,  in  which  he  invited  a  ^'friendly  discussion" 
of  the  whole  question.  He  argued  that  compliance  with  the  request 
would  involve  not  only  the  repeal  of  the  prohibition  in  the  various 
Constitutions,  but  also  the  exclusion  of  the  colonies  from  future 
commercial  treaties  containing  stipulations  against  differential  duties. 
(Votes  and  Proc,  L.A.  of  N.S.W.,  1872,  i.  1015.) 

Finally,  a  Conference,  convened  by  Sir  Henry  Parkes,  was  held 
at  Sydney  in  January  and  February,  1873,  at  which  all  the  seven 
colonies  were  represented.  With  regard  to  intercolonial  reciprocity, 
it  was  resolved  to  urge  on  Lord  Kimberley  the  claims  of  the  colonies, 
and  to  adopt  a  memorial  to  the  Home  Grovernment  for  the  removal  of 
the  restrictions  which  prevented  the  colonies  agreeing  to  admit  the 
products  of  any  colony  into  any  other  colony  free  of  duty.  As  to  a 
Customs  Union,  it  was  resolved  by  a  majority  of  one  that  such  a 
union  would  be  desirable,  on  the  understanding  that  customs  duties 
ought  only  to  be  levied  for  purposes  of  revenue,  and  not  for 
purposes  of  protection.  (Votes  and  Proc,  L.A.  of  N.S.W.,  1872-3, 
i.  1161.) 

Lord  Kimberley,  though  he  maintained  his  own  opinion,  yielded 
to  these  repeated  demands  of  the  colonies,  and  introduced  the  Austra- 
lian Colonies  Duties  Bill  of  1873,  which  was  passed,  though  Earl  Grey 
and  others  opposed  it  as  a  step  to  commercial  disunion.  It  merely 
provides  that  the  legislature  of  any  of  the  Australian  colonies  shall, 
for  the  pui'pose  of  carrying  into  effect  any  agreement  with  any  other 
of  such  colonies,  have  full  power  to  make  laws  for  the  remission  or 
imposition  of  import  duties  on  articles  imported  from  such  other 
colonies. 

The  colonies  thus  obtained  full  statutory  powers  to  enter  into 
arrangements  for  reciprocity,  but  the  power  was  never  used.  The 
constitutional  obstacle  was  removed,  but  the  practical  difficulties  in 
the  way  of  any  customs  union,  short  of  the  establishment  of  a  Federal 
Parliament,  remained. 

Victorian  Royal  Commission,  1870. — After  the  failure  of  Deas- 
Thomson's  and  Duffy's  Select  Committees,  very  little  was  heard  of  any 
real  proposal  for  Federation  until  1870,  when  Mr.  Duffy  made  a  final 
effort.     He  secured   the   appointment,  on  31st  August,  of  a  Royal 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA  107 

Commission  "  to  consider  and  report  upon  the  necessity  of  a  Federal 
Union  of  the  Australian  colonies  for  legislative  purposes,  and  the  best 
means  of  accomplishing  such  a  union."  On  3rd  October  the  Commission 
brought  up  a  "  first  report."  As  usual,  there  was  unanimity  as  to  the 
advantages  of  a  Federal  Union.  As  to  the  means  of  effecting  a  union, 
it  was  recognized  that  the  form  of  union  must  be  left  to  be  decided 
by  an  accredited  intercolonial  Conference,  and  by  the  several  legisla- 
tures. Opinion  in  the  colonies  seemed  to  be  divided  between  a 
Constitution  like  that  of  the  recently  created  Canadian  Dominion  on 
the  one  hand,  or  a  mere  Federal  Council  on  the  other.  But  they 
thought  that  a  preliminary  step,  as  to  which  there  would  probably  be 
little  difference  of  opinion,  would  be  a  permissive  Imperial  Act, 
authorizing  the  Queen  to  establish  a  Federal  Union  of  any  colonies 
which  should  agree  upon  terms.  They  thought  that  the  best  means 
of  accomplishing  a  union  was  to  remove,  by  such  an  Act,  all  legal 
impediments  to  it,  and  leave  the  colonies  to  determine,  by  negotiation 
among  themselves,  how  and  when  they  would  avail  themselves  of  the 
opportunity.  They  proposed  to  frame,  and  print  with  their  second 
report,  a  Bill  of  this  kind  for  transmission  to  the  Imperial  Parliament. 
Then  followed  some  rather  startling  suggestions  as  to  granting  the 
colonies  "  sovereign  rights  "  of  making  treaties,  and  remaining  neutral 
in  time  of  war — suggestions  to  which  some  of  the  delegates  declined 
to  subscribe.  Neither  the  promised  "second  report"  nor  the  proposed 
Bill  were  ever  issued;  and  though  the  above  report  was  circulated, 
no  further  steps  were  taken. 

Conference  of  1880-1. — A  distinct  stage  in  the  Federal  move- 
ment is  marked  by  a  Conference  which  met  at  Melbourne  in  November 
and  December,  1880,  and  afterwards  at  Sydnev  in  the  following 
January.  (Votes  and  Proc,  L.A.  of  N.S.W.,  1881,  i.  329.)  At  its 
first  meeting  only  the  three  colonies  of  New  South  Wales,  Victoria, 
and  South  Australia  were  represented.  Sir  Henry  Parkes  submitted 
the  "basis  of  a  possible  agreement  as  to  customs  duties."  Briefly,  it 
was  to  the  effect  that  uniform  duties  of  customs  and  excise  should  be 
levied  on  spirits,  tobacco,  and  beer — such  duties  to  be  fixed,  for  the 
most  part,  at  the  highest  rates  then  prevailing;  that  no  customs  duties 
should  be  levied  except  at  the  seaports ;  and  that  balances  should  be 
adjusted  between  the  Governments  on  the  basis  of  the  intercolonial 
trade  statistics  of  1878-80.  He  declared  that  New  South  Wales  was 
prepared  to  sign  a  Convention  for  three  or  five  years  on  such  a  basis. 
The  restriction  of  uniformity  to  the  articles  mentioned,  of  course, 
shirked  the  burning  question  of  freetrade  and  protection.  Mr.  (after- 
wards Sir)  Graham  Beny,  for  Victoria,  maintained  that  the  only 
satisfactory  solution  of  the  border  question  was  a  completely  uniform 
tariff — more  than  hinting,  however,  that  the  tariff  must  be  mainly  that 
of  Victoria.  The  matter  was  discussed,  and  postponed  to  the  Sydney 
session. 

Resolutions  were  also  passed,  at  the  instance  of  Sir  Henry  Parkes, 
affirming  (1)  that  the  time  had  arrived  when  a  Federal  Council  should 
be  created  to  deal  with  intercolonial  matters;  (2)  that  such  Council 
might  be  constituted,  with  limited  powers,  by  Acts  of  the  several 
Parliaments,  each  colony  having  an  equal  number  of  representatives : 


108  HISTORICAL  INTRODUCTION. 

(3)  that  the  control  of  each  colony  over  its  own  revenue  should  be 
preserved  intact ;  and  (4)  that  New  South  Wales  should  be  requested 
to  prepare  the  necessary  Bill,  to  be  submitted  to  the  Conference  at  its 
next  meeting. 

The  Sydney  session  in  January  was  joined  by  delegates  from  all 
the  seven  colonies.  The  proposal  of  a  uniform  tariff  ended  with  a 
mere  recommendation  that  a  joint  commission  should  be  appointed  to 
frame  a  common  tariff^  and  that  the  number  of  commissioners  from 
each  colony  should  be — Victoria^  three ;  New  South  Wales,  New  Zea- 
land, South  Australia,  and  Queensland,  two  each;  Tasmania  and 
Western  Australia,  one  each.  No  such  commission  was  ever  appointed, 
so  that  the  proposal,  like  every  other  proposal  for  a  uniform  tariff, 
ended  in  talk. 

The  scheme  for  a  Federal  Council  got  a  little  further.  Sir  Henry 
Parkes  brought  up  the  promised  Bill,  together  with  the  following 
interesting  memorandum:  "In  respect  to  the  Federal  Council  Bill 
now  submitted,  the  following  positions  are  assumed  as  hardly  open  to 
debate  : — 

"1.  That  the  time  is  not  come  for  the  construction  of  a  Federal 
Constitution,  with  an  Australian  Federal  Parliament. 

"  2.  That  the  time  is  come  when  a  number  of  matters  of  much 
concern  to  all  the  colonies,  might  be  dealt  with  more 
effectually  by  some  federal  authority  than  by  the  colonies 
separately. 

"  3.  That  an  organization  which  would  lead  men  to  think  in  the 
direction  of  federation,  and  accustom  the  public  mind  to 
federal  ideas,  would  be  the  best  preparation  for  the  foun- 
dation of  Federal  Government. 

"The  Bill  has  been  prepared  to  carry  out  the  idea  of  a  mixed 
body,  partly  legislative  and  partly  administrative,  as  the  forerunner 
of  a  more  matured  system  of  Federal  Government.  Care  has  been 
taken  throughout  to  give  effective  power  to  the  proposed  Federal 
Council  within  prescribed  limits,  without  impairing  the  authority 
of  the  colonies  represented  in  that  body. 

"No  attempt  has  been  made  to  constitute  the  proposed  council 
on  any  historical  model,  but  the  object  has  been  to  meet  the  circum- 
stances of  the  present  Australian  situation,  and  to  pave  the  way  to  a 
complete  federal  organization  hereafter." 

This  memorandum,  and  Sir  Henry  Parkes'  previous  resolutions, 
define  very  clearly  his  federal  policy  at  that  time.  The  main  obstacle 
to  complete  Federation  was  the  difference  in  fiscal  policy  between 
New  South  Wales  and  Victoria.  Victorian  statesmen  would  not 
listen  to  any  uniform  tariff  proposal  except  on  the  basis  of 
protection ;  New  South  Wales  statesmen  were  equally  determined  to 
maintain  f  reetrade ;  and  neither  were  willing  to  entrust  the  question 
to  the  free  decision  of  a  Federal  Legislature.  Neither  a  simple 
customs  union,  nor  a  Federation  involving  a  customs  union,  was  for 
the  time  attainable.  Sir  Henry  Parkes  behoved  that  a  time  would 
come  when  the  people  of  both  colonies  would  place  Federation  above 
the  fiscal  question,  and  would  be  ready  to  entrust  the  settlement  of 
that  question  to  their  joint  representatives ;  but  meanwhile  the  only 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  109 

form  of  Federation  possible  would  be  one  which  left  the  fiscal  question 
out  altogether.  He  believed  that  such  a  preliminary  union  would 
prepare  the  way  for  a  more  complete  Federation. 

The  correctness  of  Sir  Henry  Parkes'  judgment^  that  the  time  was 
not  come  for  a  more  complete  Federation,  was  strikingly  shown  in  the 
Conference  itself.  An  apple  of  discord  was  thrown  into  the  discussion 
by  Mr.  Graham  Berry,  who  made  the  startling  proposition  that,  as  the 
Council  would  need  revenue  of  some  kind,  the  revenues  arising  from 
the  sale  and  occupation  of  public  lands  should  be  transferred  to  it. 
This  suggestion  received  no  support  except  from  the  Victorian 
delegates.  It  was  presumably  intended  to  prove,  by  a  reductio  ad 
absurdujn,  the  uselessness  and  impracticability  of  a  Federation  which 
did  not  control  the  customs  revenue. 

A  motion,  that  the  Conference  should  agree  to  the  Bill,  and 
recommend  it  to  the  legislatures,  was  then  put,  and  resulted  in  an 
equal  division.  New  South  Wales,  South  Australia,  and  Tasmania 
voted  for  it ;  Victoria,  Queensland,  and  Xew  Zealand  against :  whilst 
the  West  Australian  delegates  did  not  vote  at  all.  The  proposal  for 
a  Federal  Council  had,  therefore,  to  be  abandoned. 

The  only  federal  institution  as  to  which  the  Conference  could 
agree  was  an  Australian  Court  of  Appeal.  A  Bill  for  this  purpose 
was  framed  and  approved,  and  a  resolution  was  passed  recommending 
the  Legislatures  to  memorialize  the  Home  Government  with  a  view  to 
Imperial  legislation  on  the  subject.  But  recommendation  is  one  thing, 
and  action  another ;  nothing  further  was  done. 


(6)  THE    FEDERAL   COUNCIL. 


EvEXTS  OP  1883. — Up  to  the  year  1883  every  proposal  for  any 
kind  of  Federation — complete  or  partial — had  failed  altogether. 
Some  small  degree  of  uniform  legislation  had  been  attained  by  con- 
ference ;  some  temporary  border  treaties  had  been  entered  into 
between  individual  colonies  ;  but  no  basis  had  been  agreed  on  for  any 
form  of  political  union.  But  the  events  of  1883  helped  to  draw  closer 
the  bonds  between  the  colonies,  and  to  emphasize  the  need  of  joint 
action. 

In  June,  1883,  the  last  section  of  the  railway  line  between  Sydney 
and  Melbourne  was  completed,  and  the  long-delayed  junction  between 
the  railway  systems  of  the  two  colonies  was  thus  effected  at  the 
Murray  River.  A  banquet  held  at  Albury  on  that  occasion,  and 
attended  by  the  Governors  of  both  colonies  and  by  many  prominent 
statesmen,  affords  an  interesting  historical  record  of  the  after-dinner 
views  of  prominent  men  on  the  subject  of  Federation,  The  union  of 
railways  irresistibly  suggested  the  greater  political  union ;  but  most 
of  the  speakers  spoke  of  Federation  as  a  "  far-off  divine  event " 
rather  than  as  a  practical  policy.  The  Governors,  of  course,  welcomed 
the  joining  of  hands  across  the  Murray  as  a  step  towards  Federation. 
The  speakers  from  the  mother-colony  did  not  respond  very  heartily. 
Sir  John  Robertson,  in  a  characteristic  speech,  alluded  to  a  "  some- 


110  HISTORICAL  INTRODUCTION. 

thing  called  Federation,"  said  that  Victoria  had  separated  of  her  own 
free  will,  and  invited  her  to  return  as  a  repentant  child  to  her  mother. 
Mr.  (afterwards  Sir)  Alexander  Stuart,  the  JSTew  South  Wales  Premier, 
expressed  his  belief  in  slow  development,  and  did  not  think  that 
Federation  could  be  "precipitated  in  a  moment."  Mr.  James  Service, 
the  Victorian  Premier,  was  the  most  ardent  federalist  of  the  gathering. 
"We  want  Federation"  he  said,  "and  we  want  it  now.  I  have 
been  now  30  years  almost  in  public  life,  and  I  decline  to  subscribe  to 
the  doctrine  that  I  am  to  die  before  I  see  the  grand  Federation  of  the 
colonies.  There  is  no  earthly  reason  for  its  being  delayed.  We 
imagine  there  are  supreme  difficulties  in  the  way,  but  I  believe  they 
will  crumble  into  dust;  and  I  take  this  opportunity  of  telling  my 
friend,  the  Premier  of  New  South  Wales,  that  we  intend  to  test  the 
question."  Other  Victorian  speakers  were  less  definite.  Mr.  Duncan 
Gillies  said  that  a  customs  union  must  precede  any  other  kind  of 
Federation ;  whilst  Mr.  Graham  Berry,  though  announcing  that 
Victoria  was  "  quite  ready  to  unite,"  stipulated  that  Victorian 
manufacturing  industries  must  be  considered.  In  a  word,  every  one 
was  willing  to  federate;  but  Sir  John  Eobertson's  idea  of  Federation 
was  the  re-annexation  of  Victoria,  Mr.  Berry's  idea  was  union  under 
the  Victorian  tarii?,  and  most  of  the  others  regarded  it  as  a  topic  of 
after-dinner  oratory  rather  than  a  matter  of  practical  politics. 

But  Avhilst  the  development  of  intercolonial  relations  was  deepen- 
ing the  conviction  that  union  was  needed,  the  real  motive  power — the 
stimulus  to  an  active  public  interest — came  from  outside.  Hitherto 
Australia  had  regarded  foreign  complications  as  antipodean  matters 
which  did  not  much  concern  her;  but  the  external  need  of  union  was 
brought  home  to  all  the  colonies  by  the  increased  activity  of  foreign 
Powers  in  the  Pacific.  In  1883  rumours  became  current  of  intended 
annexations  by  France  and  Germany.  The  Germans  were  credited 
with  designs  on  New  Guinea;  and  to  forestall  them  Sir  Thomas 
Mcllwraith,  Premier  of  Queensland,  sent  a  magistrate  to  that  island 
in  April  to  take  possession  in  the  name  of  the  Queen.  His  action, 
though  generally  approved  in  the  colonies,  was  disavowed  by  the 
Home  Government.  The  French,  moreover,  were  openly  coveting 
the  New  Hebrides,  and  were  reported  to  be  arranging  to  transport  to 
New  Caledonia  a  large  number  of  recidivutes,  or  habitual  criminals. 

In  this  emergency  the  colonies  found  that  disunion  hampered 
them  in  making  proper  representations  to  the  Imperial  Government, 
and  weakened  the  effect  of  what  representations  they  made.  Here 
was  a  practical  and  convincing  argument  for  Federation;  and  it  was 
made  the  most  of.  The  Executive  Council  of  Queensland,  on  17th 
July,  1883,  resolved  that  the  Home  Government  should  be  invited  to 
move  in  the  direction  of  a  federal  union.  What  was  Avanted,  however, 
was  not  Imperial  action,  but  Australian  action ;  and  Mr.  James 
Service — true  to  his  promise  at  the  Albury  banquet — took  the  more 
practical  step  of  urging  an  intercolonial  conference.  Accordingly, 
on  28th  November,  a  "Convention"  met  in  Sydney,  at  which  the 
seven  colonies  were  represented,  and  also  Fiji. 

Mr.  Service  immediately  submitted  a  set  of  resolutions  urging 
the  annexation  of,  or  a  protectorate  over,  East  New  Guinea  and  the 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA  111 

West  Pacific  Islands  from  the  equator  to  the  New  Hebrides,  in  order 
to  prevent  them  falling  into  the  hands  of  foreign  powers ;  aflSrming 
that  the  colonies  were  willing  to  bear  a  share  of  the  cost ;  protesting 
against  the  French  recidiviste  proposals  ;  and  concluding  with  the 
following  resolution : — "  That,  in  view  of  the  foregoing  resolutions, 
and  of  the  many  subjects  of  pressing  importance  on  which  the 
colonies,  though  of  one  mind,  are  unable  to  obtain  united  action 
owing  to  the  absence  of  some  common  authority,  the  time  has  now 
arrived  for  drawing  closer  the  ties  which  bind  the  colonies  to  each 
other  by  the  establishment  of  a  Federal  Union  in  regard  to  such 
matters  as  this  Convention  shall  specifically  determine/' 

It  is  certain  that  Mr.  Service  had  in  his  mind  the  establishment 
of  a  real  federal  Government.  The  other  delegates,  however,  were 
not  prepared  to  go  to  this  length ;  and  Mr.  (afterwards  Sir)  Samuel 
Grifiith,  Premier  of  Queensland,  submitted  the  following  resolution  in 
favour  of  a  Federal  Council : — 

"  That  it  is  desirable  that  a  Federal  Australasian  Council  should 
be  created  for  the  purpose  of  dealing  with  the  following  matters ; — 

"  1.  The  marine  defences  of  Australasia,  beyond  territorial  limits. 

"  2.  Matters  affecting  the  relations  of  Australasia  with  the  islands 
of  the  Pacific. 

"  3.  The  prevention  of  the  influx  of  criminals. 

"  4.  The  regulation  of  quarantine. 

"  5.  Such  other  matters  of  general  Australasian  interest  as  may 
be  referred  to  it  by  Her  Majesty  or  by  any  of  the  Austra- 
lian Legislatures." 

Mr.  Griffith's  resolution  was  adopted,  and  on  3rd  December  a 
Committee  was  appointed,  with  Mr.  William  Bede  Dalley  (then 
Attorney-General  of  New  South  Wales  in  the  Stuart  Ministry)  as 
chairman.  The  following  day  the  Committee  brought  up  its  report, 
together  with  a  "  Bill  to  establish  a  Federal  Council  of  Australasia," 
of  which  Mr.  Griffith  was  the  draftsman.  The  Bill  was  somewhat 
altered  in  Committee,  the  powers  of  the  Federal  Council  (partly  in 
consequence  of  outside  criticism)  being  considerably  reduced.  The 
Bill  provided  for  a  Federal  Council,  and  was  to  affect  only  those 
colonies  whose  legislatures  passed  Acts  adopting  it.  It  was  not  to 
come  into  force  until  four  colonies  at  least  had  passed  such  adopting 
Acts.  Each  colony  was  to  have  two  representatives,  except  Crown 
colonies,  which  were  to  have  one  each ;  and  the  mode  of  their  appoint- 
ment in  each  colony  was  left  to  the  legislature.  The  first  session  was 
to  be  at  Hobart,  and  subsequent  sessions  wherever  the  Council  itself 
should  decide. 

The  Council  was  to  be  a  legislature  merely,  with  no  executive 
powers,  and  no  control  over  revenue  or  expenditure.  And  even  its 
legislative  powers  were  very  scanty.  The  matters  over  which  it  was 
given  an  independent  legislative  authority  were  only  seven.  Foremost 
of  these  were  "  the  relations  of  Australasia  with  the  islands  of  the 
Pacific,"  and  "prevention  of  the  influx  of  criminals" — the  two  burn- 
ing questions  which  had  led  up  to  the  Convention.  The  others  related 
to  fisheries  in  Australasian  waters  outside  territorial  limits,  the  service 
of  civil  process  beyond  the  limits  of  a  colony,  the  enforcement  of  judg- 


112  HISTORICAL  INTRODUCTION. 

ments  and  of  criminal  process  beyond  the  limits  of  a  colony,  the 
extradition  of  oifenders,  and  the  custody  of  offenders  on  Government 
ships  beyond  territorial  limits.  Those  were  the  only  matters  on  which 
the  Council  could  legislate  of  its  own  motion.  But  there  was  a  second 
list  of  matters  which  the  legislatures  of  two  or  more  colonies  mi-ght 
refer  to  the  Council,  and  on  which  the  Council  might  then  legislate, 
but  only  so  as  to  affect  the  referring  or  adopting  colonies.  This  list 
of  matters,  as  to  which  the  Council  could  only  legislate  by  request, 
comprised  defence,  quarantine,  patents  and  copyright,  bills  of  exchange 
and  promissory  notes,  weights  and  measures,  recognition  of  marriage 
and  divorce,  naturalization,  status  of  corporations,  and  "  any  other 
matter  of  general  Australasian  interest  with  respect  to  which  the 
legislatures  of  the  several  colonies  can  legislate  within  their  own 
limits,  and  as  to  which  it  is  deemed  desirable  that  there  should  be  a 
law  of  general  application.'^  All  laws  of  the  Council  were  to  be  pre- 
sented, for  the  Royal  assent,  to  the  Governor  of  the  colony  in  which 
the  Council  was  sitting. 

The  Bill  was  adopted  by  the  Convention  in  the  following  resolu- 
tion : — "  That  this  Convention,  recognizing  that  the  time  has  not  yet 
arrived  at  which  a  complete  federal  union  of  the  Australasian  colonies 
can  be  attained,  but  considering  that  there  are  many  matters  of 
general  interest  with  respect  to  which  united  action  would  be  advan- 
tageous, adopts  the  accompanying  draft  Bill  for  the  Constitution  of  a 
Federal  Council,  as  defining  the  matters  upon  which  such  united  action 
is  both  desirable  and  practicable  at  the  present  time,  and  as  embody- 
ing the  provisions  best  adapted  to  secure  that  object,  so  far  as  it  is 
now  capable  of  attainment."  A  resolution  was  also  passed  pledging 
the  Governments  of  the  several  colonies  to  invite  their  Legislatures  to 
pass  addresses  to  the  Queen  praying  for  legislation  on  the  lines  of  the 
Draft  Bill. 

Meanwhile  the  proceedings  of  the  Convention,  and  the  Constitu- 
tion of  the  proposed  Federal  Council,  were  being  severely  criticised  in 
the  Sydney  press,  and  also  in  the  New  South  Wales  Parliament.  The 
Convention  had  sat  with  closed  doors ;  and  it  seems  that  at  one  time, 
in  its  zeal  for  prompt  action,  it  had  contemplated  asking  the  Home 
Government  to  pass  the  Bill  at  once,  without  reference  to  the  Legisla- 
tures. Even  the  agreement  arrived  at  only  gave  the  Legislatures  the 
option  of  accepting  or  rejecting  the  scheme  as  it  stood,  and  gave  them 
no  voice  in  deciding  its  details.  There  was  a  strong  feeling  in  Sydney 
against  making  so  important  a  constitutional  change  with  so  little  con- 
sideration ;  and  the  Bill  itself  was  objected  to  because  the  Council,  to 
which  power  was  given  to  override  the  local  Legislatures,  was  merely 
a  small,  peripatetic,  and  more  or  less  irresponsible  body  of  delegates. 
Objection  was  made,  in  fact,  to  handing  over  powers  of  federal  legis- 
lation to  any  less  important  and  less  representative  a  body  than  a  real 
Federal  Parliament.  y^ 

In  July  and  August,  1884,  addresses  to  the  Crown,  praying  for 
the  enactment  of  the  Federal  Council  Bill,  were  passed  by  the  Legis- 
latures of  Victoria,  Tasmania,  Queensland,  Western  Australia,  and  Fiji. 
New  South  Wales  and  New  Zealand,  however,  stood  aloof.  In  New 
South  Wales  the  Government  pleaded  the  pressure  of  more  important 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  113 

business  for  not  dealing  promptly  with  the  matter.  In  the  Legislative 
Assembly,  on  25th  March,  a  resolution  had  been  carried,  at  the 
instance  of  Mr.  L.  F.  Hejdon,  affirming  that  no  Federal  Council  Bill 
should  be  enacted  by  the  Imperial  Parliament  until  it  had  been  sub- 
mitted to  the  Leofislature  of  New  South  Wales.  In  the  Legislative 
Council,  in  July,  there  had  been  considerable  debate  on  resolutions 
moved  by  the  Hon.  John  Stewart,  protesting  against  any  annexation 
of  New  Guinea  as  an  unjustifiable  interference  with  the  liberty  of  the 
natives,  and  affirming  that  "any  attempt  to  establish  a  Federal 
Government,  having  legislative  jurisdiction  over  two  or  more  colonies, 
is  not  at  present  necessary  or  desirable."  The  resolutions  were 
eventually  shelved  by  the  "previous  question."  On  7th  August,  in 
consequence  of  telegraphic  news  from  London  that  the  Federal  Council 
Bill  was  likely  to  be  proceeded  with  shortly,  Sir  Alexander  Stuart,  the 
Premier  of  New  South  Wales,  telegraphed  to  the  Agent-General  that 
such  action  would  be  premature  until  the  Parliament  of  New  South 
Wales  had  expressed  an  opinion.  Political  opinion  in  New  South 
Wales  was  very  much  divided,  and  the  attitude  of  the  Government  was 
consistently  cautious  and  non-committal.  At  last,  on  30th  October, 
the  resolutions  were  brought  before  both  Houses — in  the  Assembly 
by  the  Treasurer,  Mr.  (afterwards  Sir)  George  R.  Dibbs,  and  in  the 
Council  by  Mr.  W.  B.  Dalley.  In  the  Council  the  resolutions  were 
carried  by  13  votes  to  9 ;  in  the  Assembly  they  were  defeated  by  one 
vote.  Sir  John  Robertson  and  others  frankly  opposed  union  on  the 
ground  of  mistrust  of  the  other  colonies ;  but  the  most  general  objec- 
tion was  that  the  scheme  was  premature,  ill-conceived,  and  ineffective. 
The  speech  to  which  the  most  interest  attaches  was  that  of  Sir  Henry 
Parkes.  He  had  taken  no  part  in  the  proceedings  of  the  "  Conven- 
tion," having  been  on  a  trip  to  England  from  early  in  1883  until 
August,  1884.  Since  1881,  however,  he  had  entirely  changed  his 
views  as  to  the  desirability  of  a  Federal  Council ;  and  in  his  speech  in 
opposition  to  the  proposal  he  explained  his  position.  His  scheme  of 
1881  had  been  tentative,  and  avowedly  designed  to  awaken  interest 
in  the  question  of  Federation.  He  had  long  since  given  it  up  as 
impracticable.  Federation  had  since  become  a  living  national  ques- 
tion, and  the  proposed  scheme  for  a  Federal  Council,  besides  being 
unauthorized  in  its  origin,  was  incurably  defective.  The  Council 
would  be  a  "  ricketty  body,"  composed  of  a  very  few  members,  and 
unfit  to  be  entrusted  with  the  power  of  overriding  the  local  Parlia- 
ments. It  would  not  only  cause  dissatisfaction  and  conflict,  but  it 
would  "  impede  the  way  for  a  sure  and  solid  Federation." 

"  Is  it  not  better,"  he  said,  "  to  let  the  idea  of  Federation  mature,  to 
grow  in  men's  minds,  until  the  time  comes  when  we  can  have  a  solid, 
enduring  Federation  ?  No  good  object  can  be  served  by  creating  a 
body  such  as  this  Council.  It  will  add  to  our  strife,  it  will  add  to  our 
dissatisfaction  with  the  working  of  our  institutions,  it  will  lead  to 
endless  complications,  and  it  must  result,  at  a  very  early  stage,  in  an 
entire  breakdown.  It  has  not  any  inherent  power,  the  Legislatures 
of  these  free  countries  will  never  give  it  inherent  power,  and  it  can 
never  exist  for  any  useful  purpose.  Considering  the  proud  position  in 
which  we  stand  now — as  free  as  any  country  in  the  world,  with  power 


lU  HISTORICAL  INTRODUCTION. 

to  govern  ourselves  and  maintain  an  attitude  which  commands  the 
respect  of  great  nations — we  had  better  avoid  joining  in  making  a 
spectacle  before  the  world  which  would  cover  us  with  ridicule."  (See 
also  Parkes'  ''Fifty  Years  in  the  Making  of  Australian  History," 
p.  503.) 

New  South  Wales  and  New  Zealand,  therefore,  stood  out  of  the 
Federal  Council  scheme.  Nevertheless  the  Home  Government,  acting 
on  the  addresses  passed  in  the  other  colonies,  decided  to  carry  it 
through;  and  on  23rd  April,  1885,  the  Earl  of  Derby  introduced  the 
Bill,  somewhat  apologetically,  in  the  House  of  Lords.  He  admitted 
that  it  was  a  rudimentary  and  imperfect  measure,  but  it  was  what  the 
colonies  had  asked  for,  and  would  make  a  beginning.  A  good  deal 
hung  on  whether  New  South  Wales  would  come  into  the  union  or  not, 
but  he  hoped  that  the  objections  of  the  Legislature  would  not  be 
permanent.  A  real  Federation  was  impossible  for  a  time,  owing  to 
the  difference  of  fiscal  policy ;  the  colonists  themselves  did  not  wish 
it,  and  did  not  think  themselves  ripe  for  it. 

The  Bill  thus  introduced  differed  in  a  few  respects  from  the  Bill 
adopted  by  the  "  Convention."  In  the  first  place,  a  provision  was 
inserted  giving  any  colony  the  power  to  secede  from  the  Council. 
This  was  done  in  the  hope  that  New  South  Wales  might  thereby  be 
induced  to  join,  one  of  the  objections  of  that  colony  being  the  irre- 
vocableness  of  the  compact.  Next,  power  was  given  to  the  Queen,  at 
the  request  of  the  colonies,  to  increase  the  number  of  members  of  the 
Council.  It  was  hoped  that  this  might  lead  to  the  gradual  expansion 
and  development  of  federal  institutions.  Lastly,  the  Council  was 
given  an  additional  power  to  legislate  on  any  matter  which,  at  the 
request  of  the  colonial  legislatures,  the  Queen  should  think  fit  to  refer 
to  it.  The  Home  Government  had  further  suggested  a  clause  dealing 
with  the  question  of  expenditure  involved  in  the  action  of  the  Council; 
but  this  was  so  strongly  objected  to  by  the  colonial  Governments  that 
it  was  dropped,  and  in  matters  involving  expenditure  the  Council  was 
left  powerless  to  do  anything  but  advise  or  recommend. 

The  Bill  passed  through  the  British  Parliament  with  very  little 
debate.  In  the  Lords  it  was  supported  by  the  Earl  of  Carnarvon, 
who  had  actively  promoted  the  Canadian  Union  in  1867,  and  had 
endeavoured  to  secure  a  similar  result  among  the  South  African 
colonies  and  States  by  the  abortive  "  South  African  Union  Act, 
1877."  In  the  Commons,  it  was  opposed  by  Sir  George  Campbell  on 
the  ground  that  the  colonies  would  do  better  by  developing  their  own 
territory  than  by  meddling  with  the  islands  of  the  Pacific;  and  it  was 
severely  criticised  by  Mr.  James  Bryce,  who  regarded  it  as  "  a  very 
scanty,  fragmentary,  and  imperfect  sketch  of  a  Federal  Constitution," 
which  did  not  seem  to  have  been  satisfactorily  discussed  in  the 
colonies. 

The  Federal  Council  of  Australasia  Act,  1885,  became  law  on 
14th  August.  Between  September  and  December  in  the  same  year 
the  five  colonies  of  Western  Australia,  Fiji,  Queensland,  Tasmania, 
and  Victoria,  in  that  order,  passed  adopting  Acts ;  and  all  those 
colonies  sent  representatives  to  the  first  meeting  of  the  Federal 
Council,    which    was   held    at    Hobart    from    25th    January    to    5th 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  115 

February,  1886.  It  began  in  a  business-iike  way  by  passing  an 
Interpretation  Act,  to  govern  the  interpretation  of  federal  statutes, 
and  an  Evidence  Act  to  prescribe  the  mode  of  proving  them  in  Court. 
It  then  began  its  substantive  legislative  work  by  passing  Acts  for  the 
intercolonial  service  of  civil  process  and  enforcement  of  judgments. 
At  its  second  session,  in  January,  1888,  it  passed  an  Act  to  regulate 
the  Queensland  Pearl-shell  and  Beche-de-mer  fisheries  beyond  terri- 
torial limits ;  and  at  its  third  session  in  1889  it  passed  a  similar  Act 
with  respect  to  A\  est  Australian  fisheries.  Meanwhile,  in  December, 
1888,  South  Australia  passed  an  adopting  Act  agreeing  to  join  the 
Council  for  a  period  of  two  years.  From  1891  to  1899  it  met  in 
alternate  years,  but  did  little  to  justify  its  existence ;  a  fact  which  its 
friends  ascribed  to  the  aloofness  of  Xew  South  Wales.  Possibly  if 
New  South  Wales  had  joined,  there  might  have  been  a  few  more 
federal  statutes  passed ;  but  the  powers  of  the  Council  were  too  scanty 
to  enable  it  to  be  of  any  great  service. 

Fiji,  though  not  withdrawing  fi'om  the  Council,  was  never  repre- 
sented after  the  first  meeting.  In  1892  Mr.  F.  W.  Holder,  Premier 
of  South  Australia,  introduced  a  Bill  to  enable  his  colony  to  re-enter 
the  Federal  Council ;  but  it  was  rejected  by  the  Upper  House.  The 
new  movement  for  a  national  Convention  had  already  made  it  clear 
that  the  road  to  Australian  Federation  lay  in  another  direction. 
Efforts,  however,  were  still  made  to  extend  the  sphere  of  the  Council's 
work.  Acts  referring  different  matters  to  the  Council  were  passed  in 
some  of  the  colonies,  but  without  practical  result.  In  1893,  also,  the 
Legislatures  of  all  the  colonies  represented  requested  the  Queen  to 
increase  the  number  of  membere ;  and  accordingly,  by  Order-in- 
Council  of  3rd  March,  1894,  it  was  directed  that  each  colony  (except- 
ing Crown  colonies)  should  have  five  representatives.  But  all  efforts 
to  galvanize  the  Council  into  life  were  unavailing;  and  in  January, 
1899,  it  met  at  Melbourne  for  the  last  time. 


(7)  THE   COMMONWEALTH  BILL  OF   1891. 


Federal  Defence. — The  great  effort  at  Federation  which  led  to 
the  framing  of  the  Commonwealth  Bill  of  1891  had  for  its  immediate 
stimulus  the  recognized  need  of  a  national  system  of  defence.  The 
history  of  the  new  movement  may,  therefore,  be  appropriately  intro- 
duced with  a  brief  review  of  the  attempts  to  deal  with  this  subject. 

The  question  of  colonial  defence  began  to  assume  prominence  in 
1878.  In  the  previous  year  Lord  Carnarvon  (Secretary  of  State  for 
the  Colonies)  had  commissioned  Lieutenant-General  Sir  W.  D.  Jervois 
to  report  upon  the  defences  of  the  Australian  colonies — a  task  which 
he  carried  out  with  the  assistance  of  Lieutenant-Colonel  Sir  Peter 
Scratchley.  As  a  result,  the  several  colonies  re-organized  and  increased 
their  military  forces,  and  devoted  large  sums  to  harbour  defences  and 
fortifications.  The  naval  defence  of  Australia,  and  of  Australian 
trade,  was.  still  left  almost  wholly  to  the  Imperial  Government ; 
though  Yctoria  established  a  small  navy  for  the   defence   of  Port 


116  HISTORICAL   INTRODUCTIOK 

Phillip,   and  New   South  Wales   spent  considerable   sums  upon   the 
naval  station  at  Sydney. 

At  the  Intercolonial  Conference  held  in  Sydney  in  1881  (seep.  107, 
supra)  it  was  resolved  that  the  xiustralian  squadron  ought  to  be 
increased  and  ought  to  be  the  sole  charge  of  the  Imperial  Government ; 
the  colonies  on  their  part  undertaking  their  own  land  defences.  The 
Home  Government,  however,  thought  that  Australia  ought  to  contri- 
bute towards  the  naval  defence  of  her  own  trade;  and  a  lloyal  Com- 
mission which  had  been  appointed  in  England  in  1879,  with  Lord 
Carnarvon  as  chairman,  "  to  enquire  into  the  defence  of  British 
possessions  and  commerce  abroad,"  endorsed  this  view  in  its  second 
report,  dated  23rd  March,  1882.  In  1885  Admiral  Sir  George  Tryon 
was  appointed  to  the  command  of  the  Australian  station,  with  instruc- 
tions to  discuss  the  matter;  and  owing  to  his  negotiations  some 
approach  was  made  to  an  understanding.  At  the  Colonial  Conference 
held  in  London  in  April  and  May,  1887,  presided  over  by  Sir  Henry 
Holland,  and  attended  by  representatives  from  all  the  British  posses- 
sions, the  basis  of  an  agreement  was  settled,  subject  to  ratification  by 
the  Australian  Parliaments, 

This  agreement  provided  for  an  auxiliary  fleet  to  be  equipped  and 
maintained  at  the  joint  expense  of  Great  Britain  and  the  colonies.  No 
reduction  was  to  take  place  in  the  normal  strength  of  the  Imperial 
fleet  on  the  Australian  station.  The  auxiliary  fleet  was  to  consist  of 
five  fast  cruisers  and  two  torpedo  gunboats  of  the  Archer  (improved 
type)  and  Rattlesnake  classes;  of  which  three  cruisers  and  one  gun- 
boat were  to  be  kept  always  in  commission,  and  the  remainder  held  in 
reserve  in  Australasian  ports.  Great  Britain  was  to  pay  the  first  cost 
of  these  vessels,  and  the  colonies  were  to  pay  interest  at  five  per  cent. 
on  the  first  cost  to  a  sum  not  exceeding  £35,000,  and  also  the  actual 
cost  of  maintenance,  not  exceeding  £91,000,  making  a  total  of  £126,000 
a  year,  which  was  to  be  contributed  by  the  colonies  on  a  population 
basis.  The  fleet  was  to  be  under  the  control  of  the  Naval  Commander- 
in-Chief  on  the  Australian  Naval  Station,  and  was  to  be  retained 
within  the  limits  of  the  station,  which  is  bounded  as  follows : — 

(N.)  On  the  north,  from  the  meridian  of  95"^  E.  long,  by  the 
parallel  of  10°  S.  lat.  to  the  meridian  of  ISO""  B.  long. ; 
thence  northward  on  that  meridian  to  the  parallel  of  2*^  N. 
lat.,  and  thence  on  that  parallel  to  the  meridian  of  136°  E. 
long.;  thence  northward  to  12*^  N.  lat.,  and  along  that 
parallel  to  160°  W.  long. 

(W.)   On  the  west  by  the  meridian  of  95°  E.  long. 

(S.)   On  the  South  by  the  Antarctic  circle. 

(B.)  On  the  east  by  the  meridian  of  160°  W.  long. 
.  In  peace  or  war,  the  ships  were  not  to  be  employed  beyond  those 
limits  without  the  consent  of  the  colonial  Governments.     The  agree- 
ment was  to  be  for  ten  years,  and  only  terminable,  after  that  time,  by 
a  two  years'  notice. 

This  agreement  was  ratified,  within  a  few  months,  by  ''  Austral- 
asian Naval  Force  Acts,"  passed  in  the  colonies  of  Victoria,  South 
Australia,  New  South  Wales,  Tasmania,  New  Zealand,  and  Western 
Australia.     The  Queensland  Parliament  at  first  declined  to  ratify,  but 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  117 

eventually   came  into  line  with  the  other   colonies   by  passing    the 
Australasian  Xaval  Force  Act,  1891.     The  Imperial  Parliament  made 
provision  for  its  share  of  the  expenditure  by  the  Imperial    Defence 
Act,   1888   (51    and  52  Vic.  c.  32).     The   auxiliary  fleet  arrived   at" 
Sydney  on  5th  September,  1891. 

With  respect  to  naval  defence,  therefore,  some  degree  of  federal 
action  had  been  attained ;  but  with  regard  to  military  defence  it  was 
otherwise.  Each  colony  had  a  separate  military  force,  consisting  chiefly 
of  partially  paid  or  unpaid  volunteers,  with  a  small  permanent  force. 
There  was  no  uniformity  of  organization  or  equipment,  and  no  co- 
operation. The  (Imperial)  Army  Act,  1881  (44  and  45  Vic.  c.  58, 
s.  177),  provided  that  "  where  any  force  of  volunteers  or  of  militia,  or 
any  other  force,  is  raised  in  India  or  a  colony,  any  law  of  India  or  the 
colony  may  extend  to  the  officers,  non-commissioned  officers,  and  men 
belonging  to  such  force,  whether  within  or  without  the  limits  of  India 
or  the  colony."  There  was  some  doubt,  however,  whether  this  section 
was  sufficient  to  authorize  the  employment  of  the  troops  of  one  colony 
in  another  colony.  See  remarks  by  Sir  Samuel  Griffith,  Proceedings 
of  the  Colonial  Conference  of  1887,  pp.  294,  438-40. 

The  Colonial  Conference  of  1887  suggested  that  an  Imperial 
officer  should  be  appointed  to  report  on  the  defences  of  the  Australian 
colonies.  In  1889  Major-General  Sir  J.  Bevan  Edwards  was  commis- 
sioned by  the  Home  Government  to  inspect  the  military  forces  and 
defences  of  the  Australian  colonies,  and  to  report  on  them.  He 
accordingly  made  separate  reports  (dated  9th  October,  1889)  in  respect 
of  each  colony,  to  which  he  attached  a  memorandum  containing  pro- 
positions for  the  re-organization  of  the  forces  of  all  the  colonies.  The 
points  on  which  he  laid  stress  were  : — 

(1.)  The  federation  of  the  forces  of  all  the  Australian  colonies. 

(2.)   The  appointment  of  an  Imperial  officer,  to  advise  and  inspect 
in  peace,  and  to  command  in  war. 

(3.)   A    uniform   system  of   organization  and  armament,  and    a 
common  Defence  Act. 

(4.)   Amalgamation  of  the  permanent  forces  into  a  fortress  corps. 

(5.)   A  federal  military  college  for  the  education  of  officers. 

(6.)   The  extension  of  the  rifle  clubs. 

(7.)   A  uniform  gauge  for  railways. 

(8.)   A  federal  small-arms  manufactory,  gun-wharf,  and  ordnance 
store. 

Sir  Henry  Parkes. — Earlier  in  1889  Sir  Henry  Parkes,  in  a 
confidential  correspondence  with  Mr.  Duncan  Gillies,  Premier  of  Vic- 
toria, had  suggested  the  creation  of  a  Federal  Parliament  and  Execu- 
tive. In  reply,  Mr.  Gillies  had  expressed  the  fear  that  the  fiscal 
difficulty  was  insuperable  at  present,  and  had  urged  the  claims  of  the 
Federal  Council  as  the  first  step  towards  union. 

On  receipt  of  Major-General  Edwards'  memorandum,  Sir  Henry 
Parkes,  on  15th  October,  telegraphed  to  the  other  Premiers  suggesting 
a  consultation  on  the  sutDJect.  On  the  22nd  Mr  Gillies  telegraphed  a 
reply  to  the  effect  that  a  mere  Conference  would  probably  be  barren 
of  results,  as  the  local  Parliaments  had  no  power  to  frame  the 
necessary  federal   legislation.     He    pointed   out    that    the   necessary 


118  HISTORICAL  INTRODUCTION. 

Imperial  authority  was  already  provided  by  the  Federal  Council  Act, 
which  enabled  the  Federal  Council,  upon  a  reference  by  the  local 
Parliaments,  to  legislate  as  to  "  g-eneral  defences."  He  therefore 
urged  that  Sir  Henry  Parkes  should  recommend  his  Parliament  to 
give  in  its  adhesion  to  the  Federal  Council. 

This  suggestion  did  not  meet  Sir  Henry  Parkes'  approval.  He 
had  been  watching  the  signs  of  the  times,  and  had  come  to  the  con- 
clusion that  the  popular  sentiment  was  now  ripe  for  a  definite  federal 
movement,  at  the  head  of  which  he  resolved  to  place  himself.  At  the 
time  he  was  on  a  short  visit  to  Brisbane,  where  he  had  been  in  consul- 
tation with,  and  had  received  encouragement  from,  the  leading  men 
of  both  political  parties ;  and  on  his  return  journey  he  was  no  sooner 
within  the  territory  of  New  South  Wales  than  he  opened  out,  at  Ten- 
terfield,  with  his  famous  speech  of  24th  October.  He  seized  the 
opportunity  of  Major-General  Edwards'  I'eport  to  emphasize  the 
necessity  of  federal  defence.  For  this  purpose  the  Federal  Council 
would  be  altogether  inadequate,  because  it  had  no  executive  power, 
and  it  was  not  directly  representative.  Nor  would  it  be  enough  to 
ask  the  Imperial  Parliament  to  pass  an  Act  authorizing  the  troops  of 
the  colonies  to  unite  in  one  federal  army  under  Imperial  control. 
What  was  wanted  was  a  strong  central  executive,  under  the  control 
of  the  Australian  people. 

He  believed  that  federal  defence  was  necessary  to  the  security  of 
the  colonies;  and  "feeling  this,  and  seeing  no  other  means  of  attain- 
ing the  end,  it  seemed  to  him  that  the  time  was  close  at  hand  when 
they  ought  to  set  about  creating  a  great  national  Government  for  all 
Australia.  .  .  .  As  to  the  steps  which  should  be  taken  to  bring 
this  about,  a  conference  of  the  Governments  had  been  pointed  to,  but 
they  must  take  broader  views  in  the  initiation  of  the  movement  than 
had  been  taken  hitherto ;  they  must  appoint  a  Convention  of  leading 
men  from  all  the  colonies — delegates  appointed  by  the  authority  of 
Parliament  who  would  fully  represent  the  opinion  of  the  different 
Parliaments  of  the  colonies.  This  Convention  would  have  to  devise 
the  Constitution  which  would  be  necessary  for  bringing  into  existence 
a  Federal  Government  with  a  Federal  Parliament  for  the  conduct  of 
national  business." 

Having  thus  set  the  ball  rolling,  Sir  Henry  Parkes,  on  30th 
October,  wrote  to  Mr.  Gillies,  reiterating  his  views  as  to  the  Federal 
Council,  and  making  a  definite  proposition  for  the  summoning  of  a 
Convention.  "  Believing  that  the  time  is  ripe  for  consolidating  the 
Australias  into  one,  this  Government  respectfully  invites  you  to  join 
in  taking  the  first  great  step — namely,  to  appoint  representatives  of 
Victoria  to  a  National  Convention  for  the  purpose  of  devising  and 
reporting  upon  an  adequate  scheme  of  Federal  Government."  He 
suggested  that,  in  order  to  avoid  any  sense  of  inequality  in  debate  or 
any  party  complexion,  the  number  from  each  colony  should  be  the 
same,  and  should  be  equally  chosen  from  both  sides  in  political  life ; 
and  he  further  suggested  six  members  from  each  colony  as  a  con- 
venient number.  The  form  of  union  he  had  in  mind  is  best  described 
in  his  own  words  : — "  The  scheme  of  federal  government,  it  is  assumed, 
would  necessarily  follow  close  upon  the  type  of  the  Dominion  Govern- 


THE  FEDERAL  MOVEMENT  I:N'  AUSTRALIA.  119 

ment  of  Canada.  It  would  provide  for  the  appointment  of  a  Governor- 
General,  for  the  creation  of  an  Australian  Pm-y  Council,  and  a  Parlia- 
ment consisting  of  a  Senate  and  a  House  of  Commons.  In  the  work 
of  the  Convention,  no  doubt,  the  rich  stores  of  political  knowledge 
which  were  collected  by  the  framers  of  the  Constitution  of  the  United 
States  would  be  largely  resorted  to,  as  well  as  the  vast  accumulations 
of  learning  on  cognate  subjects  since  that  time."  Copies  of  this 
despatch  were  also  forwarded  to  all  the  other  Australian  Premiers, 
with  requests  for  their  concurrence. 

Mr.  Gillies,  however,  was  still  diffident  as  to  the  immediate 
practicability  of  a  full-blown  Federal  Government.  That  the  matter 
might  be  fully  considered,  yet  without  altogether  passing  over  the 
Federal  Council,  he  proposed  to  Sir  Henry  Parkes,  in  a  letter  of  13th 
Xovember,  that  instead  of  a  Parliamentary  Convention  the  represen- 
tatives of  the  various  colonies  to  the  Federal  Council  should  meet 
representatives  from  New  South  Wales  to  discuss  and,  if  deemed 
necessary,  to  devise  and  report  upon  a  scheme  of  Federation.  He 
also  suggested  that,  as  the  adoption  of  any  .such  scheme  would  take 
time,  New  South  Wales  might  advantageously  join  the  Federal 
Council  in  the  meantime.  The  most  pressing  problems  of  defence 
could  be  dealt  with  by  mere  federal  legislation,  such  as  the  Council 
could  effect,  without  the  need  of  any  executive  authority.  The  other 
Premiers  wrote  in  much  the  same  strain ;  and  on  28th  November  Sir 
Henry  Parkes  replied  to  Mr.  Gillies  consenting  to  "  an  informal  meet- 
ing of  the  colonies  for  the  purposes  of  preliminary  consultation." 

Melbourne  Coxferexce  of  1890. — Accordingly  a  Conference  met 
in  Melbourne  on  6th  February,  1890,  at  which  the  seven  colonies 
were  represented  by  the  following  delegates,  accredited  by  their 
respective  Governments : — New  South  Wales,  Sir  Henry  Parkes 
Premier)  and  Mr.  William  McMillan  (Colonial  Treasurer) ;  Victoria, 
^Ir.  Duncan  Gillies  (Premier)  and  Mr.  Alfred  Deakin  (Chief  Secre- 
tary) ;  Queensland,  Sir  Samuel  Walker  Griffith  (Leader  of  Opposition) 
and  Mr.  John  Murtagh  Macrossan  (Colonial  Secretary) ;  South  Aus- 
tralia, Dr.  (afterwards  Sir)  John  Alexander  Cockburn  (Premier)  and 
Mr.  Thomas  Playford  (Leader  of  Opposition) ;  Tasmania,  Mr.  Andrew 
Inglis  Clark  (Attorney-General)  and  Mr.  Bolton  Stafford  Bird 
(Treasurer)  ;  Western  Australia,  Sir  James  George  Lee  Steere 
(Speaker) ;  New  Zealand,  Captain  William  Russell  Russell  (Colonial 
Secretary)  and  Sir  John  Hall.  Mr.  Geo.  H.  Jenkins,  C.M.G ,  Clerk  of 
the  Parliament  (Victoria),  acted  as  clerk  of  the  Conference. 

At  a  banquet  held  in  celebration  of  the  assembling  of  the  Con- 
ference, two  famous  phrases  originated.  Mr.  James  Service,  proposing 
the  toast  of  "  A  United  Australasia,"  spoke  of  the  tariff'  question  as 
"  the  lion  in  the  path,"  which  federalists  must  either  slay  or  be  slain 
by ;  and  Sir  Henry  Parkes,  in  responding,  made  his  historic  uttei-ance, 
"  The  crimson  thread  of  kinship  runs  through  us  all." 

It  was  recognized  from  the  first  that  the  Conference  was  only 
preliminary  to  a  more  representative  and  a  more  fully  authorized 
gathering.  Mr.  Duncan  Gillies  was  elected  President  of  the  Confer- 
ence, and  the  course  of  procedure  adopted  was  to  frame  resolutions  in 
committee  and  to  admit  the   pablic  to  the  ensuing   debates.     The 


120  HISTORICAL  INTRODUCTION. 

principal  debate,  which  occupied  four  out  of  the  seven  sitting  days  of 
the  Conference,  was  on  a  motion  by  Sir  Henry  Parkes : — "  That,  in 
the  opinion  of  this  Conference,  the  best  interests  and  the  present  and 
future  prosperity  of  the  Australian  colonies  will  be  promoted  by  an 
early  union  under  the  Crown,  and  while  fully  recognizing  the  valuable 
services  of  the  Convention  of  1883  in  founding  the  Federal  Council,  it 
declares  its  opinion  that  the  seven  years  which  have  since  elapsed 
have  developed  the  national  life  of  Australia  in  population,  in  wealth, 
in  the  discovery  of  resources,  and  in  self-governing  capacity  to  an 
extent  which  justifies  the  higher  act,  at  all  times  contemplated,  of  the 
union  of  the  colonies,  under  one  legislative  and  executive  government, 
on  principles  just  to  the  several  colonies/' 

This  resolution  met  with  no  opposition.  Everyone  recognized 
the  need  of  a  Federal  Executive,  and  admitted  the  insufficiency  of  the 
Federal  Council.  The  "  lion  in  the  path  "  was  made  light  of,  most  of 
the  delegates  sharing  Sir  Henry  Parkes'  confident  belief  that  the 
colonies  would  be  willing  to  entrust  the  tariff  question  to  the  free 
decision  of  the  Australian  people;  whilst  Sir  Samuel  Griffith  contended 
that  a  federal  tariff,  though  desirable,  was  not  absolutely  essential, 
and  that  Federation  without  intercolonial  freetrade  would  be  better 
than  no  Federation  at  all.  Mr.  Playford  expressed  himself  dis- 
appointed at  Sir  Henry  Parkes'  '^bald  resolution,"  and  would  have 
liked  a  series  of  resolutions  indicating  the  proposed  constitution  in 
outline.  He  also  introduced  "  one  or  two  notes  of  discord  "  by  ques- 
tioning the  federal  motives  of  Victoria,  and  the  federal  sincerity  of 
New  South  Wales.  Sir  James  Lee  Steere  also  asked  for  more 
practical  detail,  and  complained  that  "  this  motion  was  a  kind  of  blank 
shot  fired  across  our  bows  by  Sir  Henry  Parkes  to  make  us  show  our 
colours."  He  doubted  whether  Western  Australia  could  afford  to 
sacrifice  her  provincial  tariff,  and  he  advocated  a  very  limited  Federa- 
tion, by  a  process  of  development  out  of  the  Federal  Council.  The 
other  delegates  heartily  supported  the  motion,  though  some  of  them 
still  hoped  that,  pending  the  achievement  of  a  national  Federation, 
New  South  Wales  would  join  the  Federal  Council.  Sir  Henry  Parkes 
replied  in  an  eloquent  speech,  in  which  he  defined,  for  himself  and  his 
colony,  the  high  national  standpoint  from  which  he  always  looked,  and 
tried  to  urge  others  to  look,  at  this  great  question.  "  The  main  object 
for  which,  representing  New  South  Wales,  I  stand  here,  is  to  say  that 
we  desire  to  enter  upon  this  work  of  Federation  without  making  any 
condition  to  the  advantage  of  ourselves,  without  any  stipulation  what- 
ever, with  a  perfect  preparedness  to  leave  the  proposed  Convention 
free  to  devise  its  own  scheme,  and  if  a  central  Parliament  comes  into 
existence,  with  a  perfect  reliance  upon  its  justice,  upon  its  wisdom, 
and  upon  its  honour.  I  think  I  know  the  people  of  New  South  Wales 
sufficiently  to  speak  in  their  name;  and  I  think  I  can  answer  for  it 
that  an  overwhelming  majority  of  my  countrymen  in  that  colony  will 
approve  of  the  grand  step  being  taken  of  uniting  all  the  colonies 
under  one  form  of  beneficent  government,  and  under  one  national 
flag."^ 

The  debate  was  closed  by  Mr.  Duncan  Gillies,  the  President,  who 
was  now  beginning  to  take  a  more  hopeful  view  of  the  prospects — 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  121 


''lions"  not  withstanding.  "  Xow  there  is  no  one  who  is  more  anxious  to 
see  a  great  Federation — a  Federation  complete  in  the  largest  sense — 
than  I  ani ;  but  I  confess  that  I  see  great  difficulties — not  insuperable, 
but  great  difficulties — in  the  way  of  bringing  about  this  Federation, 
and  I  am  very  much  afraid  that  even  when  delegates  are  appointed 

to  the  Convention  our  troubles  will  only  have  just   begun 

And  when  we  meet,  as  I  hope  we  shall  shortly  meet,  in  Convention,  I 
believe  we  shall  be  able,  in  thrashing  out  the  whole  of  these  questions, 
to  come  to  a  solution  that  ^^all  be  satisfactory  to  the  whole  of  our  Par- 
liaments. In  fact,  on  the  subject  of  the  tariff,  I  feel  perfectly  confi- 
dent that,  if  we  are  not  able  at  once  to  level  the  barriers  between  the 
colonies  so  far  as  customs  duties  are  concerned,  we  shall  be  able  to 
arrive  at  some  modification  which  will  be  satisfactory  to  all,  and  that 
modification  may  be  a  very  reasonable  one."  Sir  Henry  Parkes' 
resolution  was  then  unanimously  agreed  to,  as  were  also  the  three 
following  resolutions : — 

"  2.  That  to  the  union  of  the  Australian  colonies  contemplated  by 
the  foregroinof  resolution,  the  remoter  Australasian  colonies 

DO  ' 

shall  be  entitled  to  admission  at  such  times  and  on  such 
conditions  as  may  be  hereafter  agreed  upon. 
"  3.  That  the  members  of  the  Conference  should  take  such  steps 
as  may  be  necessary  to  induce  the  Legislatures  of  their 
respective  colonies  to  appoint,  during  the  present  year, 
delegates  to  a  National  Australasian  Convention,  empowered 
to  consider  and  report  upon  an  adequate  scheme  for  a 
Federal  Constitution. 
"  4.  That  the  Convention  should  consist  of  not  more  than  seven 
members  from  each  of  the  self-governing  colonies,  and  not 
more  than  four  members  from  each  of  the  Crown  colonies." 
It  was  also  agi'eed  that  the  Premier  of  Victoria  should  convene 
the    Convention,    and    arrange,    after    consultation    with    the    other 
Premiers,  the  time  and  place  of  meeting. 

Mr.  Deakin  then  moved  a  further  resolution,  affirming  that  as  the 
adoption  of  a  Federal  Constitution  must  take  some  time,  and  united 
action  for  defence  and  other  purposes  was  a  matter  of  urgency,  "  it  is 
advisable  that  the  Federal  Council  be  employed  for  such  purposes  so 
far  as  its  powers  will  permit,  and  with  such  an  extension  of  its  powers 
as  may  be  decided  upon,  and  that  all  the  colonies  should  be  repre- 
sented on  the  Council."  This  was,  of  course,  an  invitation  for  New 
South  Wales  and  New  Zealand  to  reconsider  their  attitude  with  regard 
to  the  Federal  Council,  and  join  that  tentative  body  pending  the 
adoption  of  a  Federal  Constitution.  He  thought  that  this  would  not 
only  confer  immediately  the  benefits  of  a  partial  union,  but  would  also 
facilitate  and  hasten  a  more  complete  union.  "  If  the  two  outstanding 
colonies,"  he  said,  "  would  only  seek  to  induce  their  Parliaments  to 
enter  temporarily  into  the  Federal  Council,  and  wed  with  us  from 
to-day,  instead  of  putting  off  our  marriage  for  two  or  three  years, 
they  would  give  striking  evidence  of  the  strength  of  the  federal 
spirit."  The  representatives  of  the  two  truant  colonies,  however, 
declined  to  entertain  the  proposal  for  two  reasons : — First,  that  they 
believed  public  opinion  in  those  colonies  to  be  against  entering  the 


122  HISTORICAL   INTRODUCTION. 

Federal  Council ;  and  next,  that  if  the  motion  were  carried,  there  was 
danger  that  the  lesser  issue  would  overshadow  the  greater — or,  as 
Captain  Russell  put  it,  it  was  possible  that  if  they  were  satisfied  to  go 
into  "  the  shanty  of  the  Federal  Council,  they  might  never  enter  the 
palatial  mansion  of  a  Dominion  Governor."  At  the  suggestion  of 
several  delegates,  Mr.  Deakin  withdrew  the  motion.  The  proceedings 
closed  with  an  address  to  the  Queen,  informing  Her  Majesty  of  the 
resolutions  arrived  at. 

Resolutions  op  the  Paeliaments. — The  Conference  having  thus 
recommended  a  National  Convention,  the  next  step  was  to  obtain  the 
requisite  Parliamentary  action.  New  South  Wales  led  the  way.  On 
7th  May,  Sir  Henry  Parkes  introduced  in  the  Legislative  Assembly  a 
series  of  resolutions,  affirming  the  concurrence  of  the  House  in  the 
resolutions  of  the  Conference,  appointing  four  members  to  act  with 
three  members  of  the  Legislative  Council  as  delegates  to  a  National 
Convention  to  frame  a  Federal  Constitution,  and  requiring  "  that  the 
Constitution,  as  adopted  by  the  Convention,  be  submitted  as  soon  as 
possible  for  the  approval  of  the  Parliament  of  this  colony."  On  the 
same  day  similar  resolutions  were  introduced  by  Mr.  W.  H.  Suttor  in 
the  Legislative  Council.  In  both  Houses  a  protracted  debate  followed, 
extending,  with  many  adjournments,  over  several  months.  In  the 
Assembly  Mr.  Greorge  R.  Dibbs,  the  leader  of  the  Opposition,  opposed 
them  strongly,  announcing  himself  as  in  favour  of  an  ultimate  "  com- 
plete union  "  of  Australia  as  an  independent  nation,  but  condemning 
the  scheme  outlined  by  Sir  Henry  Parkes.  Mr.  J.  H.  Want  also 
opposed  the  whole  scheme  as  being  a  fashionable  fad.  Mr.  Gr.  H. 
Reid,  while  admitting  the  advantages  of  Federation,  was  not  prepai-ed 
to  sacrifice  the  freetrade  policy  of  the  colony,  and  suggested  an  amend- 
ment to  make  it  clear  that  when  the  Constitution  was  drafted  it  should 
be  submitted  to  Parliament,  not  merely  for  approval  or  disapproval  as 
a  whole,  but  for  consideration  in  detail.  Mr.  T.  M.  Slattery  moved  an 
amendment  recommending  a  "mutual  system  of  defence,"  and  joint 
action  on  a  basis  somewhat  similar  to  that  of  the  Federal  Council, 
with  the  addition  of  a  general  Court  of  Appeal ;  but  this  was  defeated 
by  an  overwhelming  vote  of  92  against  10.  The  resolutions  were 
finally  agreed  to,  on  the  voices,  on  10th  September.  Some  discussion 
occurred  over  the  delegates  nominated  by  Sir  Henry  Parkes,  inasmuch 
as  Mr.  Dibbs,  though  opposed  to  the  scheme,  claimed  a  right  to  be 
nominated.  The  question  was  settled  by  balloting  for  the  delegates. 
In  the  Council,  the  resolutions  were  not  finally  passed  until  the  8th 
October.  The  whole  discussion,  in  both  Houses,  showed  a  general 
passive  assent  to  the  general  principle  of  Federation,  coupled,  however, 
with  very  divergent  views  as  to  the  basis  of  union,  considerable 
jealousy  and  mistrust  of  the  other  colonies,  and  a  disinclination  on  the 
part  of  many  members  to  any  compromise  on  the  tariff  and  other  vital 
questions.  Theoretical  federalists  were  many,  but  earnest  federalists 
were  few ;  a,nd  there  was  as  yet  no  popular  impetus  behind  the  move- 
ment— nothing  more  than  a  vague  intellectual  and  sentimental  assent 
to  the  principle. 

In  Victoria  the  matter  was  much  more  expeditiously  dealt  with. 
Resolutions  similar  to  those  carried  in  New  South  Wales  were  intro- 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  123 

duced  in  the  Legislative  Assembly  by  Mr.  Grillies  on  lOtli  June,  and 
carried  on  the  same  day.  An  amendment  moved  by  Sir  Bryan 
O'Loghlen,  demanding  a  definite  outline  of  the  proposed  scheme  of 
Federation  before  the  House  concurred  in  the  resolutions,  received 
little  support.  In  the  Legislative  Council,  the  resolutions  were  intro- 
duced by  Mr.  (afterwards  Sir)  H.  Cuthbert  on  1st  July,  and  carried 
on  2nd  July.  Five  delegates  were  appointed  by  the  Assembly,  and 
two  by  the  Council,  the  Council  carrying  a  resolution  regretting  that 
its  right  to  a  larger  representation  had  not  been  recognized. 

In  the  South  Australian  Assembly,  the  resolutions  were  moved 
by  Dr.  Cockburn  (Premier)  in  the  Assembly  on  26th  June,  were 
supported  by  Mr.  Thomas  Play  ford  (Leader  of  Opposition),  and 
carried  after  considerable  debate  on  22ud  July.  In  the  Council  they 
were  moved  by  Mr.  J.  H.  Gordon  on  24th  June,  and  carried  on  2nd 
July.  Five  delegates  were  appointed  by  the  Assembly  and  two  by 
the  Council. 

In  Tasmania,  the  resolutions  were  moved  in  the  House  of  Assembly 
by  Mr.  B.  S.  Bird  (Colonial  Treasurer)  on  3rd  July,  and  passed  on  the 
following  day.  They  were  then  concurred  in  by  the  Council,  and 
delegates  elected — four  by  the  Assembly,  two  by  the  Council,  and  one 
by  both  Houses  together. 

In  Queensland,  the  resolutions  were  moved  in  the  Assembly  by 
Mr  B.  D.  Morehead  (Premier)  on  9th  July,  and  carried  on  the  15th. 
In  the  Council,  they  were  moved  by  Mr.  A.  J.  Thynne,  on  23rd  July, 
and  carried  on  6th  August.  Five  delegates  were  appointed  by  the 
Assembly  and  two  by  the  Council. 

In  New  Zealand,  Federation  was  a  matter  of  remote  interest,  and 
in  spite  of  repeated  inquiries  by  Sir  George  Grey  as  to  the  intentions 
of  the  Government,  nothing  was  done  till  6th  September,  when 
Captain  Russell  introduced  the  resolutions  in  the  House  of  Represen- 
tatives, with  an  addendum  "  that  the  delegates  so  appointed  shall  not 
be  authorized  to  bind  this  colony  in  any  way."  The  debate  showed  a 
friendly  but  non-committal  interest  in  the  question,  the  balancing 
considerations  being  the  Australasian  trade  of  the  colony  on  the  one 
hand,  and  its  foreign  trade  on  the  other.  The  resolutions  were 
carried  on  the  12th  September,  and  on  the  15th  were  moved  and 
carried  in  the  Council.  Two  delegates  were  appointed  by  the  House 
of  Representatives  and  one  by  the  Council. 

In  Western  Australia  nothing  was  done  until  the  23rd  February, 
1891,  when  the  Federal  Convention  was  on  the  point  of  meeting. 
The  resolutions  were  then  moved  and  carried  in  both  Houses  on  the 
same  day,  and  seven  delegates  were  appointed — five  members  of  the 
Assembly  and  two  of  the  Council. 

The  Sydney  Convention  of  1891. — The  first  National  Australasian 
Convention,  "  empowered  to  consider  and  report  upon  an  adequate 
scheme  for  a  Federal  Constitution,"  was  duly  convened  at  Sydney  on 
the  2nd  March,  1891.    The  delegates  from  the  several  colonies  were  : — 

New  South  Wales  :  Sir  Henry  Parkes  (Premier),  Mr.  AY.  McMillan 
(Treasurer),  Sir  J.  P.  Abbott  (Speaker),  Mr.  G.  R.  Dibbs  (Leader  of 
Opposition),  Mr.  W.  H.  Suttor  (Vice-President  of  Executive  Council), 
Mr.  Edmund  Barton,  and  Sir  Patrick  Jennings. 


124  HISTORICAL  INTRODUCTION. 


Victoria :  Mr.  Alfred  Deakin  (ex-Chief  Secretary),  Mr.  James 
Munro  (Premier),  Lieuteuant-Oolonel  W.  Collard  Smith,  Mr.  H.  J. 
Wrixon  (ex- Attorney-General),  Mr.  Duncan  Gillies  (ex- Premier),  Mr. 
H.  Cuthbert  (ex-Minister  of  Justice),  and  Mr.  Nicholas  Fitzgerald. 

Queensland  :  Mr.  J.  M.  Macrossan  (ex-Colonial  Secretary),  Mr. 
John  Donaldson  (ex-Colonial  Treasurer),  Sir  S.  W.  Griffith  (Premier), 
Sir  Thomas  Mcllwraith  (Treasurer),  Mr.  A.  Eutledge,  Mr.  A.  J. 
Thynne  (ex-Mini ster  for  Justice),  and  Mr.  Thomas  Macdonald- 
Patersou. 

South  Australia :  Mr.  Richard  Chaffey  Baker,  Mr.  John  H. 
Gordon  (ex-Minister  of  Education),  Sir  John  C.  Bray  (Chief  Secre- 
tary), Dr.  John  A.  Cockburn  (ex-Premier),  Sir  John  W.  Downer,  Mr. 
Charles  C.  Kingston,  and  Mr.  Thomas  Playford  (Premier). 

Tasmania  :  Mr.  William  Moore  (President  of  Legislative  Council), 
Mr.  Adye  Douglas  (ex-Premier),  Mr.  A.  Inglis  Clark  (Attorney- 
General),  Mr.  W.  H.  Burgess,  Mr.  Nicholas  J.  Brown  (Speaker),  Mr. 
Bolton  S.  Bird  (Treasurer),  and  Mr.  Philip  0.  Fysh  (Premier). 

Western  Australia :  Mr,  John  Forrest  (Premier),  Mr.  W.  E. 
Marmion  (Commissioner  of  Crown  Lands),  Sir  James  G.  Lee  Steere 
(Speaker),  Mr.  John  A.  Wright,  Mr.  John  W.  Hackett,  Mr.  Alexander 
Forrest,  and  Mr.  W.  T.  Loton. 

New  Zealand  :  Sir  George  Grey,  Captain  W.  R.  Russell,  and  Sir 
Harry  A.  Atkinson  (Premier). 

In  each  colony  the  delegates  had  been  chosen  from  both  sides  of 
political  life;  so  that,  although  in  three  colonies  (Victoria,  Queensland 
and  South  Australia)  there  had  been  a  change  of  Ministry  since  the 
appointment  of  delegates,  yet  the  Premier  of  each  colony  was  among 
its  representatives.  Of  the  other  delegates,  nine  were  ex-Premiers, 
whilst  nearly  all  either  were  or  had  been  Ministers  of  the  Crown. 

The  first  business  done  by  the  Convention  was  to  appoint  Sir 
Henry  Parkes  as  President — an  honour  accorded  to  him  as  being  not 
only  the  Premier  of  the  colony  where  the  Convention  sat,  but  also 
"the  immediate  author  of  the  present  movement."  Sir  Samuel 
Griffith  was  appointed  Vice-President.  Mr.  Frederick  William 
Webb,  Clerk  of  the  Legislative  Assembly  of  New  South  Wales,  was 
appointed  Secretary  to  the  Convention.  The  question  of  the  admis- 
sion of  the  press  and  public  was  then  dealt  with.  The  general  feel- 
ing was  that  the  debates,  whether  in  Convention  or  in  Committee  of 
the  Whole,  ought  to  be  public ;  and  it  was  resolved  "  that  the  press 
and  public  be  admitted,  unless  otherwise  ordered,  during  the  sittings 
of  the  Convention,  on  the  order  of  the  President.^' 

Parkes'  Resolutions. — Before  entering  on  the  task  of  drafting  a 
constitution,  the  Convention  proceeded  to  debate  at  length  a  series  of 
resolutions  proposed  by  Sir  Henry  Parkes,  with  the  object  of  obtain- 
ing a  preliminary  interchange  of  ideas,  and  of  laying  down  a  few 
guiding  principles.  The  discussion  of  these  resolutions,  first  in  a 
general  debate,  and  then  in  Committee,  occupied  eleven  sitting  days, 
and  fills  more  than  half  of  the  printed  debates  of  the  Convention. 
These  resolutions  enunciated  a  few  essential  federal  principles,  and 
outlined  the  basis  of  a  federal  legislature,  judiciary,  and  executive ; 
the  text  of  them,  as  introduced,  being  as  follows : — 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  125 

"  That  in  order  to  establish  and  secure  an  enduring  foundation 
for  the  structure  of  a  federal  government,  the  principles  embodied  in 
the  resolutions  following  be  agreed  to  : — 

"  1.  That  the  powers  and  privileges   and  territorial  rights  of  the 
several    existing  colonies  shall  remain    intact,    except    in 
respect    to   such  surrenders  as  may   be  agreed    upon    as 
necessary  and  incidental  to  the  power  and  authority  of  the 
National  Federal  Government. 
"  2.  That   the    trade    and   intercourse    between    the    federated 
colonies,  whether  by  means  of  land  carriage   or   coastal 
navigation,  shall  be  absolutely  free. 
"  3.  That  the  power  and  authority  to  impose  customs  duties  shall 
be   exclusively  lodged   in    the    Federal    Government    and 
Parliament,    subject    to    such    disposal    of    the    revenues 
thence  derived  as  shall  be  agreed  upon. 
"4.  That  the  military  and  naval  defence  of  Australia  shall  be 

entrusted  to  federal  forces,  under  one  command. 
"  Subject  to  these  and  other  necessary  provisions,  this  Conven- 
tion approves  of  the  framing  of  a  federal  constitution,   which  shall 
establish  : — 

"1.  A  parliament,  to  consist  of  a  senate  and  a  house  of  repre- 
sentatives, the  former  consisting  of  an  equal  number  of 
members  from  each  province,  to  be  elected  by  a  system 
which  shall  provide  for  the  retirement  of  one-third  of  the 
members  every  years,  so  securing  to  the  body  itself 

a  perpetual  existence  combined  with  definite  responsibility 
to  the  electors,  the  latter  to  be  elected  by  districts  formed 
on  a  population  basis,  and  to  possess  the  sole  power  of 
originating  and  amending  all  bills  appropriating  revenue 
or  imposing  taxation. 
"2.  A  judiciary,   consisting  of  a  federal  supreme   court,  which 
shall    constitute    a   high    court    of   appeal   for    Australia, 
under   the    direct     authority    of    the    Sovereign,    whose 
decisions,  as  such,  shall  be  final. 
"  3.  An  executive,   consisting  of   a  governor-general    and    such 
persons   as  may  from   time  to   time  be   appointed  as  his 
advisers,  such   persons  sitting  in   Parliament,  and   whose 
term   of    office  shall   depend    upon   their   possessing   the 
confidence  of  the  house  of  representatives,  expressed  by 
the  support  of  the  majority." 
The  first  draft  of  these  resolutions  had  been  framed  by  Sir  Henry 
Parkes    before    the    Convention   met,    and  submitted  by  him  to  an 
informal  meeting  of  the  New  South  Wales  delegates.     (See  Parkes' 
Fifty  Years  in  the  Making  of  Australian   History,  pp.   603-6.)      This 
original  draft  differed  in  several  important  respects   from  the  resolu- 
tions as  moved.     The  clause  as  to  the  reservation  of  the  "  powers  and 
privileges  and  territorial  rights  "  of  the  colonies  was  absent  from  the 
original  draft ;  but  there  was  a  clause  providing  for  a  federal  High 
Commission  to  devise  ''  an  equitable  scheme  for  the  distribution  of  the 
public  lands,  and  the  satisfying  of  existing  territorial  rights,"  such 
scheme  keeping  in  view  both  the   necessary  strength  of  the  National 


126  HISTORICAL  INTRODUCTION. 

Government  and  the  just  claims  of  the  respective  provinces.  This 
High  Commission  was  to  be  appointed  by  at  least  a  two-thirds 
majority  of  the  colonies,  and  was  to  report  within  two  years;  the 
final  settlement  to  be  made  by  a  federal  law,  approved  by  a  majority 
of  the  provincial  Parliaments.  In  drafting  this  clause,  Sir  Henry 
Parkes  had  in  view  the  vast  unoccupied  areas  in  North  Queensland, 
the  Northern  Territory  of  South  Australia,  and  Western  Australia ; 
but  his  colleagues  urged  that  any  mention  of  the  public  lands  would 
be  inadvisable,  and  he  deferred  to  their  opinion.  The  first  draft 
moreover  provided  for  the  disposal  of  customs  revenues  not  merely 
"  as  shall  be  agreed  upon,"  but  "  as  shall  be  approved  by  the  Federal 
and  Provincial  Parliaments."  The  clause  as  to  defence  provided  for 
the  raising  of  bodies  of  Militia  or  Volunteers  by  the  Federal  Parlia- 
ment. As  to  the  Senate,  the  retirement  of  members  was  to  be 
"one-third  every  seven  years."  The  provision  that  the  House  of 
Representatives  was  to  "  possess  the  sole  power  of  originating  and 
amending  all  Bills  appropriating  revenue  or  imposing  taxation  "  was 
absent ;  as  were  also  the  words  requiring  that  the  members  of  the 
federal  executive  should  sit  in  Parliament.  And  lastly,  the  federal 
Supreme  Court  was  to  consist  of  "  not  fewer  than  ten  judges."  The 
resolutions  as  submitted  were  therefore  the  President's  own  draft,  as 
amended  after  consultation  with  his  colleagues.  He  proposed  them, 
not  as  embodying  his  final  convictions,  but  as  a  ground-work  of 
debate,  and  as  expressing  an  outline  of  the  required  Constitution  as 
it  existed  in  his  own  mind.  They  were  based,  beyond  all  doubt,  on  a 
comparative  study  of  the  Constitutions  of  the  United  States  and 
Canada.  The  fundamental  principles  of  union  thus  laid  down  were 
— intercolonial  freetrade,  a  federal  tariff,  federal  defence,  and  the 
reservation  of  provincial  rights  in  provincial  matters ;  whilst  the 
essential  features  of  the  proposed  national  machinery  were — a 
complete  national  government,  with  legislative,  judicial,  and  executive 
departments  ;  a  legislature  of  two  chambers,  representing  respectively 
the  States  and  the  nation ;  and  a  system  of  responsible  government. 

Sir  Henry  Parkes  prefaced  his  exposition  of  these  resolutions  by  an 
appeal  to  the  Convention  to  enter  upon  the  work  "  in  a  broad  federal 
spirit."  "  We  cannot  hope  for  any  just  conclusion — we  cannot  hope 
reasonably  for  any  amount  of  valid  success — unless  we  lose  sight,  to  a 
large  extent,  of  the  local  interests  which  we  represent  at  the  same  time 
as  we  represent  the  great  cause.  There  can  be  no  Federation  if  we 
should  happen,  any  of  us,  to  insist  upon  conditions  which  stand  in  the 

way  of  Federation It  does  seem  to  me  in  the  highest 

degree  necessary  that  we  should  approach  the  general  question  in  the 
most  federal  spirit  that  we  can  call  to  our  support." 

In  the  general  discussion  which  followed,  most  of  the  delegates 
took  part.  As  to  the  greater  part  of  the  resolutions  there  was 
practical  unanimity.  The  discussion  turned  mainly  on  the  powers  of 
J  the  two  Houses,  and  their  relation  to  the  executive.  Sir  Samuel 
Griffith  began  by  arguing  that  the  double  principle  of  representation 
logically  involved  the  proposition  that  every  federal  law  should  receive 
the  assent  of  a  majority  of  the  people  and  a  majority  of  the  States. 
The  Senate  ought  to  have  an  absolute  power  of  veto,  and  to  refuse  it 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  127 

the  power  of  amending  money  bills  was  to  refuse  it  the  power  of 
"  veto  in  detail "  as  to  those  Bills.  He  admitted  that  the  principle  of 
two  co-ordinate  Houses  was  new  in  conjunction  with  responsible 
government,  and  thought  that  the  Constitution  should  be  elastic 
enough  to  allow  the  problem  of  the  responsibility  of  Ministers  to  Par- 
liament to  work  out  its  own  development.  The  Senate's  power  to 
amend  money  bills  was  supported  by  the  representatives  of  all  the 
smaller  colonies,  but  was  vehemently  opposed  by  the  Victorian  dele- 
gates (with  the  exception  of  the  veteran  Legislative  Councillor,  Mr. 
Nicholas  Fitzgerald).  The  New  South  Wales  representatives  were 
divided  on  the  subject.  In  Victoria — which,  curiously  enough,  was 
the  only  colony  whose  Constitution  expressly  forebade  the  Upper 
House  to  amend  money  bills — there  had  been  serious  deadlocks  on 
financial  matters,  and  the  financial  predominance  of  the  Lower  House 
was  a  prominent  article  of  political  faith.  Mr.  Deakin,  however, 
admitted  that  the  degree  of  power  Avhich  might  be  entrusted  to  the 
Senate  would  depend  largely  on  the  mode  of  election  adopted;  and 
Mr.  Cuthbert  threw  out  the  idea  that  the  matter  might  be  compro- 
mised by  the  South  Australian  method  of  allowing  the  Senate  to 
"  suggest "  amendments.  The  problem  of  responsible  government 
with  a  strong  Senate  was  discussed,  and  Mr.  Hackett  propounded  the 
dilemma  that  "either  responsible  government  would  kill  federation, 
or  federation  would  kill  responsible  government."  Mr.  Munro  raised 
the  difl&culty  that  the  Senate's  power  of  absolute  veto  meant  power  for 
the  minority  to  rule.  Mr.  Deakin  objected  to  the  veto  being  extended 
to  all  kinds  of  legislation,  whether  State-rights  were  involved  or  not  ; 
and  Mr.  Barton  pointed  out  that  State-interests  as  well  as  State- 
rights  were  involved.  In  fact,  all  the  elements  of  the  subsequent  dis- 
cussions on  "  State-rights  "  and  "  majority  rule  "  were  present  at  the 
outset — except  that  there  was  no  suggestion  as  yet  of  constituting  the 
Senate  in  any  other  way  than  by  equal  representation. 

The  fiscal  question  was  also  prominent  in  the  debate.  Some  of 
the  Victorians  suggested  a  "  guarantee  "  against  ruthless  interference 
^vith  the  vested  interests  created  by  their  protective  policy.  They  asked 
that  it  should  be  made  clear  that  intercolonial  freetrade  was  not  to 
come  about  until  the  federal  tariff  was  in  force,  and  further  suggested 
that  for  the  first  few  years  it  should  not  be  possible  to  reduce  existing 
duties  too  suddenly.  The  latter  suggestion,  however,  was  somewhat 
satirically  criticised  by  the  representatives  of  other  colonies,  and  was 
not  pressed.  The  general  feeling  was  that  the  fiscal  policy  of 
Australia  must  be  absolutely  entrusted  to  the  Federal  Parliament. 

One  or  two  other  elements  of  discord  obtruded  themselves  during 
the  debate.  Sir  George  Grey,  following  the  precedent  of  the  original 
Constitution  of  New  Zealand,  proposed  to  place  no  limits  on  the 
legislative  scope  of  the  Federal  Parliament — thus  reducing  the  State 
legislatures  to  subordinate  bodies ;  he  also  advocated  the  election  of 
the  Governor-General  by  the  people,  and  believed  it  to  be  "  the  duty 
of  the  Convention"  to  give  the  electors  of  each  State  full  power  to 
reform  their  own  Constitutions — an  end  which  should  be  achieved  by 
the  simple  process  of  gi^ang  them  elective  Governors  and  elective 
Legislative  Councils.     This  proposal  to  meddle  with  the  State  Consti- 


128  HISTORICAL  INTRODUCTION. 

tutions  received  no  support  at  all.  Mr.  Dibbs  next  threw  into  the 
Convention  the  "bombshell"  of  the  federal  capital — a  bombshell 
which,  however,  failed  altogether  to  explode. 

The  Resolutions  in  Committee  — The  Convention  then,  on  13th 
March,  went  into  Committee  of  the  Whole  to  consider  the  resolutions 
in  detail.  Some  discussion  took  place  on  the  advisability  of  amplify- 
ing the  resolutions  for  the  better  guidance  of  those  who  might  be 
appointed  to  draft  a  Bill.  On  Mr.  Deakin's  motion,  the  paragraph 
vesting  exclusively  in  the  Federal  Parliament  the  power  to  impose 
customs  duties  was  extended  to  duties  of  excise,  but  with  the  limitation 
— designed  to  prevent  the  unfair  treatment  of  the  products  of  any 
colony — that  such  duties  should  only  be  imposed  "upon  goods  the 
subject  of  customs  duties."  On  Mr.  Gordon's  motion,  the  paragraph 
was  further  extended  to  include  the  offering  of  bounties. 

But  the  main  debate,  extending  over  two  days,  was  on  the  power 
of  the  Senate  with  regard  to  money  bills.  This  was  the  critical 
question  which  divided  the  Convention,  and  as  to  which  the  watch- 
word of  "  compromise "  was  not  at  first  listened  to.  Sir  Henry 
Parkes'  resolution  proposed  to  give  the  House  of  Representatives 
"the  sole  power  of  originating  and  amending  all  Bills  appropriating 
revenue  or  imposing  taxation."  The  smaller  States,  however,  claimed 
for  the  Senate  "co-equal  powers,"  with  the  sole  exception  of  initiating 
money  Bills ;  they  asked  for  full  powers  of  amendment  and  rejection 
— of  "veto  in  detail"  and  "veto  in  bulk."  An  amendment  by  Sir 
John  Downer,  to  strike  out  the  words  "and  amending,"  was  agreed 
to,  by  way  of  preliminary,  not  as  deciding  the  question,  but  as  leaving 
it  open  for  discussion.  The  real  battle  then  took  place  on  two 
amendments :  one  by  Sir  John  Downer,  giving  the  Senate  "  the  power 
of  rejecting  in  whole  or  in  part  any  of  such  last-mentioned  Bills;" 
the  other  by  Mr.  Wrixon,  providing  (1)  that  the  powers  of  the 
Houses  should  be  equal  except  with  regard  to  money  Bills,  which  the 
Senate  should  be  entitled  to  affirm  or  reject,  but  not  to  amend ;  and 
(2)  that  it  should  be  unlawful  to  "tack"  anything  to  the  annual 
appropriation  Bill.  Sir  John  Downer's  amendment  represented  prac- 
tically the  extreme  claims  of  the  small  States ;  Mr.  Wrixon's  that  of 
the  large  States,  with  the  provision  against  "  tacking"  thrown  in  as  a 
concession.  The  debate  became  warm ;  neither  side  seemed  inclined 
to  give  way,  aud  hints  were  thrown  out  that  the  delegates  might  as 
well  "  pack  up  their  portmanteaux."  At  last,  however,  the  "  spirit 
of  compromise"  was  successfully  appealed  to;  and  though  no  basis  of 
compromise  could  as  yet  be  found,  it  was  agreed  not  to  press  the 
matter  to  a  vDte  at  that  stage,  but  to  withdraw  both  amendments  and 
let  the  decision  stand  over. 

The  resolution  dealing  with  the  executive  was  amended  by  leaving 
out  the  words  which  provided  that  Ministers  should  sit  in  Parliament, 
and  that  their  term  of  office  should  depend  on  the  confidence  of  the 
House  of  Representatives,  it  was  not  deemed  advisable  to  stereotype 
the  conventional  rules  of  responsible  government  in  this  way.  Sir 
Samuel  Griffith  thought  it  ought  to  be  distinctly  provided,  as  in  the 
Constitutions  of  the  colonies,  that  Ministers  "may"  sit  in  Parliament; 
but  it  was  decided  to  leave  the  whole  question  open  till  a  later  stage. 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  129 

The  judiciary  resolution  was  amended  by  omitting  the  provision 
that  the  decisions  of  the  Supreme  Court  should  be  final,  and  this 
question  also  was  left  open.  On  Mr.  Barton's  motion,  a  resolution 
was  added  to  forbid  the  subdivision  or  amalgamation  of  States  without 
the  consent  of  the  Legislatures  of  the  States  concerned.  Sir  George 
Orey  moved  a  resolution  to  allow  the  people  of  each  State  "to  adopt, 
by  the  vote  of  a  majority  of  voters,  their  own  forms  of  State  Consti- 
tution." This  was  objected  to,  as  being  an  interference  with  the 
States.  It  was  agreed,  however,  that  the  States  ought  not  to  have  to 
go  to  the  Imperial  Government  for  power  to  change  their  Constitu- 
tions, and  it  was  resolved  "that  provision  should  be  made  in  the 
Federal  Constitution  which  will  enable  each  State  to  make  such 
amendments  in  its  Constitution  as  may  be  necessary  for  the  purposes 
of  the  Federation."  The  resolutions,  as  amended,  were  then 
reported  and  agreed  to. 

Appointment  of  Committees. — So  far,  the  formal  result  of  the 
Convention's  work  was  merely  a  few  resolutions,  dealing  with  matters 
of  general  principle,  and  no  decision  had  been  reached  upon  any  of 
the  critical  questions.  The  discussion,  however,  had  pretty  well 
tested  the  feelings  of  the  Convention,  and  the  time  was  now  ripe  to 
formulate  the  details  of  a  complete  scheme  in  the  shape  of  a  Bill. 
Accordingly,  on  18th  March,  resolutions  were  passed  for  the  appoint- 
ment of  three  Committees ;  one,  consisting  of  three  members  from 
each  delegation,  to  consider  constitutional  machinery ;  a  second,  con- 
sisting of  one  member  from  each  delegation,  to  consider  finance, 
taxation,  and  trade  regulation  ;  and  a  third,  consisting  of  one  member 
from  each  delegation,  to  deal  ^vith  the  judiciary.  The  two  latter 
Committees  were  to  report  to  the  Constitutional  Committee,  which 
was  to  prepare  and  submit  to  the  Convention  a  Bill  for  the  establish- 
ment of  a  Federal  Constitution.  The  different  delegations  made  their 
own  nominations  to  these  Committees,  which  were  composed  as 
follows : — 

Constitutional  Committee :  Sir  H.  Parkes,  Mr.  Barton,  Mr. 
Gillies,  Mr.  Deakin,  Sir  Samuel  Griffith,  Mr.  Thynne,  Mr.  Playford, 
Sir  John  Downer,  Mr.  Clark,  Mr.  Douglas,  Sir  Geo.  Grey,  Captain 
Eussell,  Mr.  John  Forrest,  Sir  James  Lee-Steere. 

Finance  Committee :  Mr.  McMillan,  Mr.  Munro,  Sir  Thomas 
Mcllwraith,  Sir  John  Bray,  Mr.  Burgess,  Sir  Harry  Atkinson,  Mr. 
Marmion . 

Judiciary  Committee  :  Mr.  Dibbs,  Mr.  Wrixon,  Mr.  Rutledge,  Mr. 
Kingston,  Mr.  Clark,  Sir  Harry  Atkinson,  Mr.  Hackett. 

These  Committees  set  to  work  on  19th  March,  and  in  the  course 
of  the  next  twelve  days  was  framed  the  first  draft  of  a  Bill  to  constitute 
the  Commonwealth  of  Australia.     The  framing  of  that  Bill  marks  an 
epoch  in  the  history  of  the  movement.     In  those  few  days  Federation  I 
came  down  from  the  clouds  to  the  earth ;  it  changed  from  a  dream  \ 
to  a  tangible  reality.      The  idea  was  once  for  all  crystallized  into  a  / 
practical    scheme,  complete  in   all    its   details.     As  to   many  of   the 
details,  and  even  many  of  the  principles,  there  was  still  to  be  keen 
and  protracted  dispute ;    but  with  their  definition  the  era  of  vague 
generalities  ended,  and  the  era  of  close  criticism  began. 


130  HISTORICAL  INTRODUCTION. 

So  important  was  the  work  of  the  Convention,  and  so  great  was 
its  influence  in  the  development  of  the  Constitution,  that  it  is 
necessary  to  review  the  material  which  the  Convention  had  at  their 
disposal.  First  of  all,  they  had  the  Constitution  Acts  of  the  several 
colonies — all  drawn  from  the  common  model  of  the  British  Constitu- 
tion, but  all  differing  from  it  and  from  one  another  in  many  important 
respects.  Then  they  had  their  own  experience,  as  practical  politicians, 
of  the  working  of  those  Constitutions,  and  a  close  familiarity  with 
their  merits  and  defects.  As  some  guide  to  the  form  of  union  needed, 
they  had  the  various  reports  and  debates  which  made  up  the  history 
of  the  federal  movement  in  Australia — a  history  in  whose  more  recent 
stages  many  of  the  delegates  had  been  actors.  As  a  warning  of  faults 
to  avoid,  they  had  the  example  of  the  weak  and  impotent  Federal 
Council — just  as  the  Philadelphia  Convention  of  1787  had  the  example 
of  the  earlier  confederation.  Lastly,  as  models  of  fedei-al  government, 
they  had  the  constitutions  of  the  United  States  of  America  and  the 
Dominion  of  Canada — and,  in  a  less  degree,  of  the  Swiss  Eepublic — 
together  with  all  the  critical,  historical,  philosophical,  and  constitu- 
tional literature  on  the  subject  of  federal  systems  and  institutions. 
They  were  better  equipped  than  the  framers  of  the  American  consti- 
tution by  the  variety  of  federal  examples  available  to  them,  and  by  a 
whole  century's  advance  in  political  science.  The  Convention 
numbered  many  constitutional  students  who  had  deeply  interested 
themselv^es  in  the  subject — among  whom  may  be  specially  mentioned 
Sir  Samuel  Grrifiith  of  Queensland,  Sir  Henry  Parkes  and  Mr.  Barton 
of  Xew  South  Wales,  Mr.  Deakin  and  Mr.  Wrixon  of  Victoria,  Mr. 
E.  C.  Baker  and  Mr.  Kingston  of  South  Australia,  and  Mr.  Inglis 
Clark  of  Tasmania.  Mr.  Baker  had  prepared  a  "Manual  of  Refer- 
ence to  Authorities "  for  the  use  of  the  Convention ;  whilst  Mr. 
Clark  had  prepared  an  entire  draft  Constitution. 

The  deliberations  of  the  Committee  were  private.  The  last  stage 
in  the  process  of  drafting  was  completed  on  board  the  S.S.  Lucinda, 
on  the  Hawkesbury  River,  from  27th  to  29th  March,  by  a  sub-com- 
mittee consisting  of  Sir  Samuel  Griffith,  Mr.  Kingston,  Mr.  Barton, 
and  Mr.  Inglis  Clark.  On  31st  March  Sir  Samuel  Griffith,  who  had 
been  appointed  Chairman  of  the  Constitutional  Committee,  and  who 
had  the  chief  hand  in  the  actual  drafting  of  the  Bill,  brought  up  the 
Report  of  that  Committee,  together  with  a  draft  Bill  to  constitute  the 
Conimonwealth  of  Australia.  The  reports  of  the  Finance  and 
Judiciary  Committees  were  also  appended. 

The  real  work  of  the  Convention  was  now  practically  finished  ; 
for  although  the  subsequent  discussion  in  Committee  occupies  nearly 
half  the  printed  volume  of  debates,  not  half  a  dozen  substantial 
amendments  were  made.  Indeed,  with  the  single  exception  that  the 
mode  of  distributing  the  surplus  was  readjusted,  the  Bill  as  it  came 
from  the  draftsmen  was,  with  a  few  verbal  and  minor  alterations, 
adopted  in  its  entirety.  A  good  number  of  amendments  were  moved  ; 
but  so  well  had  the  Constitutional  Committee  gauged  the  sense  of  the 
Convention  that  these  were  nearly  all  defeated.  Only  21  divisions 
were  taken  in  all ;  and  of  these  only  three  resulted  in  favour  of  a 
modification. 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  131 


The  framework  of  the  Bill  was  on  the  lines  which  have  since 
become  familiar  by  being  adopted  in  all  the  subsequent  stages  of  the 
movement.  It  was  cast  in  the  shape  of  a  Bill  for  submission  to  the 
Imperial  Parliament — the  few  clauses  dealing  with  the  establishment 
of  the  Federation  being  placed  first  by  themselves,  and  the  Federal 
Constitution  itself  following  as  a  separate  document.  The  Constitution 
provided  for  the  machinery  of  a  complete  central  government,  with  a 
federal  legislature,  executive,  and  judiciary.  In  the  matter  of  nomen- 
clature, the  only  novelty  was  the  use  of  the  word  "  Commonwealth," 
which  was  at  first  adopted  provisionally  for  want  of  a  better,  but 
which  was  so  apt  and  descriptive,  so  simple  and  dignified,  that  it  came 
to  stay.  It  is  not  too  much  to  say  that  this  grand  old  word,  rich  in 
meaning  and  tradition,  and  intimately  associated  with  the  literature 
and  history  of  the  English  people,  did  more  to  arrest  the  public  atten- 
tion and  kindle  the  public  imagination  than  any  other  word  in  the 
English  language  could  have  done.  For  a  little  while,  indeed,  it 
jarred  upon  some  ears  with  a  slight  revolutionary  echo,  owing  to 
association  with  Cromwell's  Protectorate;  but  its  older  and  deeper 
meaning  soon  prevailed,  and  it  stands  to-day  for  the  type  and  the  ideal 
of  Australian  nationhood.  For  the  component  members  of  the  union, 
the  word  "States"  was  preferred  to  either  "provinces  "  or  "colonies;" 
and  for  the  two  Houses  of  the  Federal  Parliament  the  words  "Senate'' 
and  ''House  of  Representatives" — sanctioned  by  the  usages  of  more 
than  one  English-speaking  community — were  adopted. 

The  ^Lkis  Compromises. — The  serious  "  lions  in  the  path  "  were 
of  course  the  differences  of  population,  and  the  differences  of  fiscal 
policy;  and  accordingly'  the  chief  issues  in  the  Convention  were  (1) 
between  large  States  and  small  States,  and  (2)  between  a  high-tariff 
policy  and  a  low-tariff  policy. 

As  regards  the  former  question,  the  necessity  of  equal  represen- 
tation of  States  in  the  Senate  was  conceded  from  the  outset,  and  Sir 
Henry  Parkes,  in  his  preliminary  resolutions,  had  voluntarily  offered 
it.  This  concession  was  made,  however,  subject  to  the  definite  and 
unequivocal  condition  that  the  House  of  Representatives  should  have 
the  predominating  voice  in  finance  and  in  the  control  of  the  executive. 
"  I  offered  voluntarily,  as  far  as  I  was  individually  concerned,"  he  had 
said  (Convention  Debates,  1891,  p.  448),  "an  equal  representation  to 
Western  Australia  as  either  Victoria  or  New  South  Wales  would  have 
in  the  Senate.  But  I  stipulated  that  that  power  which  is  held  by  the 
House  of  Commons  should  be  held  by  the  House  of  Representatives — 
that  is  in  as  effective  a  way  as  the  words  of  a  written  resolution  could 
prescribe."  But  some  of  the  colonies,  not  content  with  equal  represen- 
tation in  the  Senate,  had  claimed  equal  power  for  the  Senate,  and 
rotmd  these  two  standards  the  real  battle  of  the  Convention  was 
fought.  The  draft  Bill  embodied  what  was  subsequently  referred  to 
as  the  "compromise  of  1891."  The  Senate  was  given  equal  power 
with  the  House  of  Representatives,  except  that  Appropriation  Bills  and 
Taxation  Bills  were  to  originate  in  the  House  of  Representatives 
alone ;  and  that  the  Senate  was  forbidden  to  amend  Taxation  Bills  or 
Bills  "appropriating  the  necessary  supplies  for  the  ordinary  annual 
services  of  the  Government,"  or  to  amend  any  Bill  "  in  such  a  manner 


132  HISTORICAL  INTRODUCTION. 

as  to  increase  any  proposed  charge  or  burden  on  the  people."  As 
some  compensation  for  these  restrictions,  the  Senate  was  given,  with 
respect  to  Bills  which  it  might  not  amend,  a  power  to  suggest  amend- 
ments. That  is  to  say,  the  Senate  might  at  any  stage  return  any  such 
Bill  to  the  House  of  Representatives  "  with  a  message  requesting  the 
omission  or  amendment  of  any  items  or  provisions  therein."  As  a 
furthef  compensation,  and  as  a  guarantee  to  the  Senate  of  some 
measure  of  "  veto  in  detail,"  Taxation  Bills  were  to  deal  with  taxation 
only,  and  with  only  one  kind  of  taxation;  and  no  extraordinary 
appropriations  were  to  be  tacked  to  the  ordinary  Appropriation  Bill. 
As  regards  the  responsibility  of  the  executive,  Sir  Henry  Parkes' 
original  proposition  requiring  Ministers  to  sit  in  Parliament  and  to 
hold  office  subject  to  their  "  possessing  the  confidence  of  the  House  of 
Representatives,  expressed  by  the  support  of  the  majority,"  was  not 
adopted ;  but  responsible  government  was  indicated  by  the  provisions 
that  there  should  be  a  "Federal  Executive  Council"  to  advise  the 
Governor-General,  and  that  the  chief  heads  of  departments  should 
hold  office  during  the  Governor-General's  pleasure,  should  be  capable 
of  sitting  in  either  House  of  Parliament,  and  should  be  members  of 
the  Federal  Executive  Council.  The  intention  was  (to  quote  Sir 
Samuel  Griffith's  words  of  a  later  date)  "  so  to  frame  the  Constitution 
that  responsible  government  may — not  that  it  must — find  a  place  in 
it." 

The  compromise  with  regard  to  the  tariff  was  of  a  different  kind. 
It  was  obviously  out  of  the  question  for  the  Convention  to  frame  a 
tariff,  or  even  to  fix  the  principles  on  which  the  Federal  Parliament 
should  frame  a  tariif.  Yet  the  Yictorians  were  anxious  for  some 
''guarantee"  that  their  manufacturing  interests  should  not  be  injured 
by  a  sudden  reversal  of  their  protectionist  policy ;  whilst  the  freetrade 
majority  of  New  South  Wales  were  equally  afraid  that  their  fiscal 
faith  would  not  be  shared  by  the  Federal  Parliament.  .  Sir  Henry 
Parkes  had  always  taken  the  high  federal  ground  that  the  fiscal  ques- 
tion must  be  left  unreservedly  and  unconditionally  to  the  Australian 
people  to  decide  for  themselves.  He  placed  Federation  above  any 
fiscal  policy,  and  claimed  that  the  other  colonies  should  do  the  same. 
Vested  interests — whether  they  were  the  interests  of  manufacturers 
or  the  interests  of  importers  and  consumers — must  be  entrusted  on 
both  sides  to  the  good  faith  of  the  Parliament  and  people  whom  they 
were  about  to  create.  This  settlement,  which  was  the  only  one 
possible,  was  embodied  in  the  draft  Bill.  The  Federal  Parliament 
was  given  full  powers  of  raising  money,  not  only  by  customs  and 
excise,  but  by  every  other  mode  of  taxation;  and  the  only  conditions 
imposed  upon  this  power  were  that  federal  taxation  must  be  uniform 
in  all  the  colonies,  and  that,  on  the  adoption  of  a  uniform  tariff,  trade 
between  the  colonies  should  be  free.  Until  the  adoption  of  a  federal 
tariff,  the  provincial  tariffs  were  to  remain,  not  only  as  against  the 
outside  world,  but  as  between  the  States;  and  after  that  event  the 
power  to  impose  customs  and  excise  was  to  be  vested  exclusively  in 
the  Federal  Parliament,  though  the  States  were  to  retain  concurrent 
powers  of  raising  money  by  every  other  mode  of  taxation. 

Other  Provisions. — For  the  rest,  the  Bill  will  be  best  described, 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  133 

not  bj  a  complete  summary  of  its  provisions,  but  by  reference  to  its 
main  points  of  difference  from  the  Constitution  as  now  enacted. 

Federal  Parliament. — The  Senators  were  to  be  elected  by  the 
Parliaments  of  the  several  States.  The  number  from  each  State  was 
fixed  at  eight ;  and  equal  representation  was  conceded,  not  only  to 
original  States,  but  to  all  the  existing  colonies.  In  the  House  of 
Representatives,  each  State  was  to  have  one  member  for  every  30,000 
of  its  people;  but  this  quota  was  alterable  by  Parliament.  Each  State 
was  to  have  a  minimum  of  four  representatives.  There  was  no  ratio 
fixed  between  the  number  of  members  of  the  two  Houses ;  the  size  of 
the  Senate  depending  upon  the  number  of  States,  whilst  the  size  of 
the  House  of  Representatives  would  depend  upon  the  quota  fixed  by 
the  Constitution  or  by  Parliament.  Each  State  was  to  determine  its 
own  electoral  divisions,  and  was  to  elect  its  members  upon  its  o^ti 
provincial  franchise.  Plural  voting  was  not  prohibited,  and  the 
Federal  Parliament  was  not  empowered  to  frame  a  uniform  franchise. 
There  was  no  express  provision  for  the  settlement  of  deadlocks  between 
the  two  Houses. 

The  legislative  powers  of  the  Federal  Parliament  were  substan- 
tially the  same  as  at  present,  with  the  following  exceptions  : — Astro- 
nomical and  meteorological  observations,  insurance,  invalid  and  old 
age  pensions,  conciliation  and  arbitration,  and  the  acquisition  of  pro- 
perty for  public  purposes,  were  not  included.  In  the  "banking" 
sub-clause  there  was  no  exception  of  State  banking.  The  river 
question  was  only  represented  by  a  power  to  legislate  as  to  "river 
navigation  with  respect  to  the  common  purposes  of  two  or  more 
States,  or  of  the  Commonwealth."  There  was  no  clause  pro%nding  for 
the  acquisition  of  State  railways,  or  railway  construction  and  exten- 
sion ;  but  the  power  to  make  laws  for  the  control  of  railways  "  with 
respect  to  transport  for  the  purposes  of  the  Commonwealth  "  was  not 
limited,  as  it  now  is,  to  "naval  and  military  purposes." 

Federal  Supreme  Court. — The  Federal  Supreme  Court  was  not 
established  by  the  Constitution  itself,  but  was  left  to  be  established  by 
the  Federal  Parliament.  The  form  of  the  judiciary  clauses  was  some- 
what different  from  what  it  is  now ;  but  the  only  important  difference 
of  substance  was  with  regard  to  appeals.  Not  only  was  the  Supreme 
Court  given  a  general  jurisdiction  to  hear  appeals  from  the  Supreme 
Courts  of  the  States,  but  Parliament  was  empowered  to  abolish,  in 
part  or  in  whole,  the  existing  right  of  appeal  from  the  State  Courts 
direct  to  the  Privy  Council.  The  judgment  of  the  Supreme  Court  was 
made  final  in  all  cases ;  except  that  the  Queen  might,  "  in  any  case  in 
which  the  public  interests  of  the  Commonwealth,  or  of  any  State,  or  of 
any  other  part  of  the  Queen's  dominions  are  concerned,"  grant  leave 
to  appeal  to  the  Privy  Council. 

Finance. — With  regard  to  finance,  the  question  which  gave  the 
Committees  the  most  trouble  was  the  basis  of  apportionment  of  surplus 
revenue  among  the  States.  It  was  recognized  that  the  customs 
revenue  must  be  collected  by  the  Commonwealth;  but  as  it  was  decided 
that  the  Commonwealth  was  not,  at  the  outset,  to  be  saddled  with  the 
public  debts  of  the  States,  it  was  soon  seen  that  only  a  fraction  of  the 
revenue  would  be  needed  for  federal  expenditure,  whilst  the  States 


13+  HISTORICAL   INTRODUCTION. 

would  require  much  of  it  to  meet  their  own  expenditure.  "  The  great 
difficulty"  (said  Sir  Samuel  Griffith  in  introducing  the  Bill) — "'and  it 
IS  a  difficulty  peculiar  to  this  Constitution,  so  far  as  I  have  any  know- 
ledge— is  that  the  customs  revenue  of  the  colonies  in  all  cases  forms  a 
very  large  share  of  the  means  of  meeting  the  expenses  of  government; 
and  as  we  should  take  over  only  a  very  small  part  of  the  expenditure, 
the  Commonwealth  would  start  with  an  enormous  annual  surplus  of 
many  millions,  which  it  could  not  retain  or  expend,  but  must  return  to 
the  different  States.  That  is  a  difficulty  almost  as  great  as  the  difficulty 
of  making  a  levy  upon  the  different  States  as  States.  It  is  a  great 
difficulty,  but  we  have  to  face  it,  and  the  question  is,  what  is  to  be 
done  ?"  (Conv.  Deb.,  Syd.,  1891,  p.  528.)  Should  revenue  be  credited 
to  the  several  States  in  proportion  to  their  populations,  or  in  propor- 
tion to  their  contributions  ?  Should  expenditure  be  charged  against 
the  several  States  in  proportion  to  their  populations,  or  on  the  basis 
of  services  rendered  ?  So  far  as  revenue  was  concerned,  the  popula- 
tion basis  of  adjustment  seemed  the  most  federal,  but  not  the  most 
fair.  Statistics  showed  that  the  consumption  of  dutiable  articles 
varied  greatly  in  the  different  colonies,  and  it  was  anticipated  that 
even  under  a  uniform  tariff  considerable  differences  might  continue. 
The  contribution  basis  seemed  fairer,  but  less  federal;  and  it  was 
open  to  the  objection  that  with  intercolonial  freedom  of  trade  it  would 
be  difficult  to  ascertain  accurately  what  share  of  dutiable  articles  was 
consumed  in  each  State. 

Here,  at  the  outset,  was  the  whole  financial  difficulty  which  was 
afterwards  to  cause  so  much  trouble.  The  recommendation  of  the 
Finance  Committee  had  been  as  follows  : — "  That  after  a  uniform  tariff 
has  come  into  operation,  the  surplus  revenue  may  fairly  be  distributed 
amongst  the  various  colonies  according  to  population;  but  as  the 
duties  contributed  by  the  various  colonies  are  so  unequal,  it  would  be 
unfair  at  the  present  time  to  distribute  the  surplus  on  this  basis;  it  is, 
therefore,  recommended  that  the  revenue  from  customs  and  excise  be 
devoted,  first,  to  the  payment  of  all  expenditure  authorized  by  the 
Federal  Grovernment,  such  expenditure  to  be  charged  to  the  several 
colonies  according  to  population ;  the  balance  to  be  returned  to  the 
colonies  in  such  a  way  that  the  amount  paid  by  each  colony  for  such 
federal  expenditure,  added  to  the  amount  returned,  shall  be,  as  nearly 
as  can  be  ascertained,  the  total  amount  contributed  by  each  colony  on 
the  dutiable  articles  consumed."  (It  seems  that  the  resolution  had 
originally  run  "that  some  time  after,"  &c.;  but  the  words  "some  time" 
were  eventually  omitted.     See  Conv.  Deb.,  Syd.,  1891,  p.  814.) 

In  other  words,  the  Committee  recommended  that  the  federal 
expenditure,  both  before  and  after  the  uniform  tariff,  should  be 
charged  against  the  colonies  in  proportion  to  population.  The  revenue, 
however,  was  to  be  credited  differently  for  the  two  periods.  As  long 
as  the  provincial  tariffs  remained  in  force,  each  State  was  to  get  back 
the  amount  of  its  contribution,  subject  to  a  deduction  of  its  population 
share  of  the  federal  expenditure.  But  as  soon  as  the  uniform  tariff 
came  into  force,  and  the  border  custom-houses  disappeared,  the 
"contribution"  basis  was  to  be  done  away  with,  and  population  was 
to  be  the  basis  for  distributing  revenue  as  well  as  for  charging 
expenditure. 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  135 

The  Constitutional  Committee,  however,  in  framing  the  Bill, 
departed  altogether  from  these  recommendations.  They  provided 
that  the  federal  revenue,  both  before  and  after  the  uniform  tariff, 
should  be  applied  in  the  first  instance  to  paying  the  federal  expendi- 
ture, and  the  surplus  should  be  returned  to  the  several  States  "in 
proportion  to  the  amount  of  revenue  raised  therein  respectively," 
subject  to  certain  provisions  that  taxes  should  be  "  taken  to  be 
collected  "  in  the  State  where  the  dutiable  articles  were  consumed ; 
or,  in  the  case  of  direct  taxation,  where  the  taxable  property  was 
situated.  In  other  words,  they  cut  the  "  population "  basis  out 
altogether,  and  made  "contribution"  the  basis,  not  only  for  distri- 
buting the  surplus,  but  also  for  charging  expenditure — and  after  as 
well  as  before  the  uniform  tariff. 

Trade  and  Commerce. — As  to  trade  and  commerce,  the  only  pro- 
visions explanatory  of  the  federal  power  (in  addition  to  the  clause  as 
to  "  river  navigation "  already  mentioned)  were  two  short  clauses ; 
one,  copied  from  the  United  States  Constitution  (Art.  I.,  sec.  ix.,  5), 
forbidding  any  preference  to  be  given  to  the  ports  of  one  State  over 
those  of  another;  and  the  other  empowering  the  Federal  Parliament 
to  annul  State  laws  derosratinor  from  freedom  of  inter-state  trade. 
The  questions  of  preferential  railway  rates,  and  of  the  possible  conflict- 
ing claims  of  river  navigation  and  irrigation,  were  as  yet  only  vaguely 
recognized  as  difficulties,  and  no  attempt  was  made  to  define  the  basis 
of  a  settlement. 

Federal  Capital. — The  federal  capital  was  left  to  be  determined 
by  the  Federal  Parliament ;  and  until  such  determination,  the  Parlia- 
ment was  to  meet  at  such  place  as  should  be  appointed  by  a  majority 
of  the  Grovernors — or,  if  they  were  equally  divided,  by  the  Governor- 
General. 

Amendment. — The  mode  prescribed  for  the  amendment  of  the 
Constitution  introduced  the  American  principle  of  ratification  by 
elected  State  Conventions — not,  as  now  provided,  by  the  electors 
directly.  Any  law  for  amendment  was  first  to  be  passed  by  an  abso- 
lute majority  of  both  Federal  Houses,  and  then  submitted  to  Conven- 
tions chosen  in  each  State  on  the  Parliamentary  franchise;  and  if 
approved  by  Conventions  of  a  majority  of  the  States,  it  was  to  become 
law,  subject  to  the  Queen's  power  of  disallowance. 

Summary. — The  foregoing  sketch  shows  that  in  the  first  draft  of 
1891  the  whole  foundation  and  framework  of  the  present  Constitution 
■was  contained.  Its  general  characteristics,  as  compared  with  the 
Constitution  as  it  now  stands,  may  be  summed  up  in  a  few  words.  In 
the  first  place — as  is  natural  in  a  first  draft — it  followed  more  closely, 
in  substance  and  in  language,  the  literary  models — American,  Cana- 
dian, and  Australian — which  were  available  to  the  Convention.  In 
the  next  place,  it  was  in  some  few  respects  less  essentially  democratic 
in  its  basis — a  circumstance  which  is  also  natural,  in  view  both  of  the 
continuous  development  of  democratic  ideas,  and  of  the  more 
completely  popular  impulse  of  the  later  stages  of  the  federal  move- 
ment. And  lastly,  it  was  less  definite  and  less  elaborate  in  its  treat- 
ment of  some  of  the  vexed  problems — problems  which  had  not  yet 
been  the  subject  of  exhaustive  discussion,  and  some  of  which  had  only 


136  HISTORICAL  INTRODUCTION. 


been  mooted  in  vague  and  general  terms.  The  peculiarities  of  our 
railway  development,  the  unique  characteristics  of  our  river  S3''stem, 
the  special  difficulties  arising  out  of  our  tariif  policies  and  require- 
ments, had  not  yet  been  adequately  studied. 

The  constitutional  problem  of  reconciling  the  representation  of 
State  interests  with  British  principles  of  legislation  and  finance — of 
bringing  into  harmony  the  conflicting  elements  of  State  rights  and 
interests  on  the  one  hand,  and  of  national  rights  and  interests  on  the 
other — in  short,  of  securing  responsible  government,  legislative  finality, 
and  the  general  predominance  of  the  House  of  Representatives,  with- 
out "  killing  Federalism,"  was  as  yet  incompletely  solved.  All  these 
things  were  inevitable  at  the  first  attempt  to  grapple  practically  with 
the  question.  But  in  spite  of  imperfections,  the  first  draft  stands  as  a 
convincing  monument  of  the  wisdom,  the  statesmanlike  ability,  and 
the  patriotism  of  its  f ramers.  In  those  few  days  they  laid  down  the 
main  lines  from  which  the  movement  has  never  since  wavered.  On 
2nd  March,  1891,  Australian  Federation  was  a  misty  abstraction;  on 
31st  March  it  had  definite  outlines  and  a  practical  policy. 

Commonwealth  Bill  in  Committee. — The  Bill  was  brought  up  by 
the  Constitutional  Committee  on  31st  March,  and  a  short  "second 
reading  "  debate  took  place  on  Sir  Samuel  Griffith's  motion  to  refer  it 
to  Committee  of  the  Whole.  The  Convention  was  anxious  to  get  to 
close  quarters  with  the  Bill,  and  the  only  members  who  followed  Sir 
Samuel  Griffith  in  the  general  debate  were  Mr.  Wrixon,  Mr.  Baker, 
and  Mr.  Inglis  Clark.  Mr.  Wrixon's  speech  was  specially  remarkable 
for  its  almost  prophetic  insight  into  the  modifications  that  would  be 
necessary  before  the  Bill  could  be  wholly  acceptable;  reading  his 
criticisms,  it  is  hard  to  believe  that  they  bear  so  early  a  date  as  1891. 

The  motion  to  go  into  Committee  was  passed,  and  from  1st  to  8th 
April  the  Convention  was  occupied  with  the  discussion  of  the  clauses 
of  the  Bill.  The  debates  of  those  days  are  interesting,  as  being  the 
first  discussion  in  public  of  the  details  of  the  proposed  Constitution. 
The  amendments  carried  were  few,  and  in  most  cases  unimpoi'tant ; 
but  a  good  deal  of  light  is  thrown  on  the  views  of  the  Convention  by 
some  of  the  proposals  that  were  rejected — and  also  by  the  lack  of 
debate  on  some  questions  which  afterwards  assumed  prominence. 

The  word  "Commonwealth,"  though  somewhat  apologetically 
supported,  was  retained  on  division  by  a  large  majority ;  none  of  the 
alternative  suggestions — such  as  "  Federated  States,"  "  Federation," 
"United  Australia" — finding  many  friends.  An  amendment  moved 
by  the  veteran  democrat,  Sir  George  Grey,  for  the  purpose  of  provid- 
ing that  the  Governor-General  should  be  elected  by  the  Australian 
people,  was  sympathetically  received,  but  summarily  dealt  with ;  and 
a  tentative  amendment  by  Mr.  Baker,  to  define  in  a  schedule  some  of 
the  powers  and  functions  pf  the  Governor-General,  was  withdrawn 
after  a  short  debate  on  the  question  of  ministerial  responsibility. 

Election  of  Senators. — In  place  of  the  provision  for  the  election 
of  Senators  by  the  State  Parliaments,  Mr.  Kingston  proposed  to  leave 
each  State  free  to  elect  its  own  Senators  in  its  own  way.  He  argued 
that  uniformity  was  not  attained  by  the  clause  as  it  stood,  because  the 
various  Upper  Houses,  which  would  share  in  the  election,  were  not 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  137 

uniformly  constituted.  If  uniformity  were  the  all-important  thing,  he 
would  have  preferred  to  prescribe  direct  election  by  the  people  in 
large  constituencies ;  but  the  chief  consideration  was  to  satisfy  the 
several  States.  The  proposal,  however,  was  negatived  by  a  large 
majority.  The  Convention  felt  that  a  want  of  homogeneity  in  the 
Senate  would  be  undesirable ;  and  as  the  alternative  system  of  uniform 
election  by  the  people  did  not  as  yet  find  enough  favour  to  be  worth 
proposing,  the  American  plan  was  adhered  to. 

Federal  Franchise. — The  franchise  for  the  House  of  Representa- 
tives was  the  subject  of  two  unsuccessful  amendments,  for  which  the 
hour  was  not  yet  ripe.  Dr.  Cockburn  moved  an  amendment  to  forbid 
property  qualifications,  and  to  give  each  elector  a  vote  only  for  one 
electorate — in  other  words,  to  embody  the  principles  of  manhood 
suffrage  and  "  one  man  one  vote."  And  Mr.  Barton  moved  an  amend- 
ment to  allow  the  Parliament  to  prescribe  a  uniform  federal  franchise. 
"  It  does  seem  to  me,"  he  said,  "  that  if  you  are  going  to  trust  the 
Parliament  of  the  Commonwealth  at  all,  you  must  trust  it  to  fix  its 
own  franchise."  Both  these  amendments,  though  they  received  some 
support,  met  with  much  opposition.  The  suggestion  that  either  the 
Federal  Constitution  or  the  Federal  Parliament  should  meddle  with 
the  franchise — though  only  for  federal  purposes — was  criticized  as  an 
invasion  of  State  rights ;  and  though  this  argument  was  answered,  it 
prevailed.  Mr.  Gillies  appealed  to  the  Convention  to  "  abandon  these 
fads,"  for  which  there  was  no  practical  necessity,  and  which  would 
throw  difficulties  in  the  way  of  Federation.  Mr.  Barton's  amendment 
was  put  first  and  negatived  without  di>asion;  and  Dr.  Cockburn's  was 
then  defeated  on  division  by  28  votes  to  9. 

Trade  and  Commerce. — The  clause  defining  the  powers  of  the 
Federal  Parliament  opened  up  several  questions  of  which  more  was 
afterwards  to  be  heard.  On  the  "  trade  and  commerce  "  sub-clause, 
Mr.  Gordon — confessedly  with  an  eye  to  South  Australian  interests  in 
the  Broken  Hill  trade — asked  whether  the  power  to  regulate  trade 
and  commerce  gave  any  authority  to  regulate  railway  rates  on  inter- 
colonial lines.  Mr.  Clark  argued  that  the  American  interpretation 
showed  that  the  clause  implied  considerable  power  of  control;  but  Mr. 
Gordon  asked  that  the  powers  intended  should  be  definitely  given, 
and  announced  his  intention  of  framing  a  sub-clause  for  the  purpose. 
Sir  Samuel  Griffith  feared  there  was  no  middle  course  between  grivingr 
the  Commonwealth  complete  "  control  of  railway  tariffs,"  and  leaving 
the  States  to  do  as  they  liked;  and  said  that  the  only  federal  control 
which  the  Constitutional  Committee  had  seen  fit  to  recommend  was 
contained  in  the  clause  empowering  the  Federal  Parliament  to  annul 
State  laws  "  having  the  effect  of  derogating  from  freedom  of  trade  or 
commerce"  between  the  States.  Mr.  Donaldson  sugrorested  that  the 
real  solution  both  of  the  "differential  rates"  problem  and  of  the 
"  distribution  of  surplus  "  problem  was  to  federate  the  debts  and  rail- 
ways. The  discussion  was  merely  a  preliminary  one,  and  no  amend- 
ment was  proposed  in  the  sub-clause ;  but  shortly  afterwards  Mr. 
Gordon  proposed  a  new  sub-clause  giving  the  Federal  Parliament 
power  to  regulate  railway  traffic  and  traffic  charges  where  required 
*'  for  freedom  of   trade   and  commerce,  and  to   prevent   any  undue 


138  HISTORICAL  INTRODUCTION. 

preference  to  any  particular  locality  within  the  Commonwealth,  or  to 
any  description  of  traffic.'^  These  words  were  criticized  as  being  much 
too  wide,  and  as  giving  the  Federal  Parliament  excessive  powers  of 
interfering  with  State  railway  management.  It  was  argued  that  so 
lono-  as  the  States  retained  the  financial  responsibility  over  the  rail- 
ways, they  must  retain  full  control  except  so  far  as  their  action  might 
interfere  with  the  federal  principle.  Mr.  Deakin  pointed  out  that 
rates  which  "  derogated  from  freedom  of  trade  "  were  already  pro- 
hibited ;  and  Mr.  McMillan  argued  that  differential  rates  which  did 
not  so  derogate  might  be  perfectly  legitimate.  There  was  a  general 
agreement  that  some  kinds  of  differential  rates  should  be  prohibited, 
but  no  satisfactory  clause  could  be  suggested ;  so  Mr.  Gordon's 
amendment  was  negatived.  A  similar  fate  befell  a  clause  proposed  by 
Mr.  Clark  to  prevent  "  discriminating  rates  "  which  gave  a  preference 
to  any  locality,  or  any  description  of  traffic  ;  and  the  "  trade  and  com- 
merce "  power  was  left  unexplained,  save  for  the  "  derogation  "  clause. 
Rivers. — The  river  question  also  raised  some  debate.  The  Finance 
and  Trade  Committee — foreseeing  that  federal  control  might  be  needed 
for  other  purposes  than  navigation — had  recommended  a  federal  legis- 
lative power  as  to  "  Intercolonial  rivers  and  the  navigation  thereof;" 
but  the  Constitutional  Committee  had  cut  this  power  down  to  "  River 
navigation  with  respect  to  the  common  purposes  of  two  or  more 
States."  Mr.  McMillan  argued  that  federal  powers  with  regard  to 
the  use  of  the  water  for  irrigation  and  conservation  should  be  added ; 
and  accordingly  Sir  Samuel  Griffith  moved  tentatively  to  insert  the 
words  "  and  conservation  of  water."  This  was  objected  to  as  affecting 
property  and  riparian  rights ;  though  on  the  other  hand  it  was  argued 
tsy  Mr.  Deakin  that  powers  of  conservation  for  the  purpose  of  main- 
taining and  improving  navigability  were  conferred  by  the  clause  as  it 
stood.  Discussion  showed  that  the  question  was  too  difficult  to  be 
dealt  with  off-hand,  and  the  amendment  was  withdrawn. 

Powers  of  Senate. — The  chief  debate,  however,  was  on  the  vexed 
question  of  the  powers  of  the  Senate.  When  the  clause  embodying 
the  Committee's  compromise  on  this  matter  was  reached,  Mr.  Baker  at 
once  raised  the  whole  question  by  submitting  an  amendment  for  the 
purpose  of  giving  the  Senate  absolutely  co-equal  powers  with  the 
House  of  Representatives.  Dr.  Cockburn  supported  him,  on  the  broad 
ground  that  "  the  principle  of  Federation  "  required,  not  merely  equal 
representation  in  the  Senate,  but  the  equal  power  of  both  Houses ; 
and  that  centralization  was  incompatible  with,  and  State-rights  were 
essential  to,  a  real  democracy.  This  doctrine  was  upheld,  more  or 
less,  by  most  of  the  representatives  of  the  small  States ;  whilst,  apart 
altogether  from  the  question  of  State-rights,  the  principle  of  a  strong 
Upper  House  was  favoured  by  the  more  Conservative  representatives, 
not  only  of  the  small  States,  but  of  New  South  Wales  as  well.  Both 
these  aspects  were  vigorously  combated  by  the  solid  phalanx  of 
Victorian  representatives,  by  Sir  Henry  Parkes  and  others  for  New 
South  Wales,  and  by  Mr.  Playford  for  South  Australia.  Mr.  Deakin 
denounced  the  combination  of  "  reactionary  radicals  and  iconoclastic 
conservatives  "  who  would  place  an  absolute  veto  in  the  path  of  the 
people.     Mr.  Munro  warned  the  Convention  that  the  clause  as  it  stood 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  139 


was  the  utmost  limit  of  compromise  which  Victoi-ia  would  accept. 
Adherence  to  the  compromise  reached  was  urged  bj  Sir  Samuel 
Griffith  for  Queensland,  by  Mr.  Bird  for  Tasmania,  by  Mr.  Playford 
and  Mr.  Kingston  for  South  Australia,  by  Mr.  Hackett  for  Western 
Australia.  From  large  States  and  small  States  alike  came  the  appeal 
"keep  to  the  compromise;"  and  the  amendment  was  defeated  on 
division  by  22  votes  to  16.  Mr.  McMillan  then  moved  an  amendment 
with  the  object  of  giving  the  Senate  full  power  to  amend,  in  the  first 
instance,  all  Bills  except  Appropriation  Bills ;  but  forbidding  it  to 
amend  Taxation  Bills  a  second  time.     This  also  was  rejected. 

Mr.  Wrixon,  however,  feared  that  even  the  power  of  suggestion 
might  lead  to  deadlocks ;  and  to  guard  against  this  he  put  forward 
an  embryo  "  deadlock  provision,"  to  the  effect  that  if  a  "  suggestion  " 
of  the  Senate  were  declined  by  the  House  of  Representatives,  the 
Senate  might  request  a  joint  meeting  of  the  two  Houses,  at  which  a 
majority  should  decide.  It  should  be  noticed  that  this  proposition 
was  fundamentally  different  from  the  joint  sitting  as  now  embodied  in 
the  Constitution.  It  was  only  available  to  deal  with  suggestions  by 
the  Senate — the  precise  subject  which  a  joint  sitting  is  now  forbidden 
to  consider.  The  suggestion  failed  to  find  favour  with  the  friends  of 
either  House.  It  was  criticized  as  dangerous  and  "  mechanical,"  and 
was  negatived  with  little  debate. 

Besponsible  Government. — With  regard  to  the  Executive  Govern- 
ment, the  only  debate  of  importance  arose  on  the  question  of  the  best 
words  in  which  to  suggest  the  responsibility  of  Ministers.  The  Bill 
as  drafted  provided  that  the  chief  departmental  heads  should  be 
members  of  the  Federal  Executive  Council ;  to  which  Mr.  Wrixon 
proposed  to  add,  "  and  responsible  Ministers  of  the  Crown,"  The 
word  "  responsible,"  however,  was  criticized  as  being  of  uncertain 
meaning;  and  on  Sir  Samuel  Griffith's  suggestion  the  phrase  "  the 
Queen's  Ministers  of  State  for  the  Commonwealth  "  was  adopted. 

Finance. — The  finance  clauses  gave  rise,  not  only  to  an  important 
debate,  but  to  some  important  alterations.  The  "  contribution  "  basis 
of  apportioning  expenditure  and  revenue  came  in  for  severe  criticism, 
and  the  members  of  the  Finance  Committee  wanted  an  explanation  of 
the  reasons  why  their  recommendation  had  been  departed  from.  So 
far  as  expenditure  was  concerned,  no  satisfactory  explanation  was 
forthcoming,  except  that  Sir  Samuel  Griffith  and  some  others  seemed 
to  think  there  would  be  some  inconsistency  in  charging  expenditure 
against  the  several  States  on  a  different  basis  from  that  on  which 
revenue  was  credited.  This  idea,  however,  was  demolished  by  Sir 
Thomas  Mcllwraith,  on  whose  motion  an  amendment  was  carried  pro- 
viding that  federal  expenditure,  from  the  outset,  should  be  borne  by 
the  several  States  in  proportion  to  population.  The  apportionment  of 
revenue  caused  more  difficulty.  Sir  John  Bray  objected  to  the  "  con- 
tribution "  basis,  as  requiring  an  account  to  be  kept  of  the  ultimate 
destination  of  dutiable  goods,  and  argued  that  as  soon  as  a  federal 
tariff  was  adopted,  revenue  ought  to  be  credited  on  the  basis  of  popu- 
lation. "  We  ought  to  assume  "  he  said  "  that  any  uniform  customs 
tariff  that  bears  fairly  on  the  inhabitants  of  Australia  will  result  in  the 
inhabitants  of  each  colony  paying  the  same  per  head  pro  rata  as  the 


140  HISTORICAL  INTRODUCTION. 


inhabitants  of  Australia  generally  pay."  Sir  Thomas  Mcllwraith  and 
Sir  Samuel  Griffith  were  prepared  to  admit  that  there  might  ultimately 
be  an  approximation  to  equality,  but  argued  that  for  many  years  to 
come  there  would  be  inequality  of  contribution,  and  that  meanwhile 
the  population  basis  would  be  unfair.  Mr.  McMillan  agreed  that 
there  would  be  some  inequality  of  incidence,  but  was  inclined  never- 
theless to  favour  the  population  basis  as  being  the  most  federal. 
However,  he  suggested  a  compromise ;  to  leave  the  contribution  basis 
in  force,  after  the  adoption  of  a  federal  tariff,  until  the  Federal 
Parliament  should  decide  to  alter  it.  This  suggestion  found  favour 
and  was  adopted.  The  Convention  recognized  that  the  Federal 
Parliament,  with  experience  of  the  working  of  a  federal  tariff,  would 
have  a  solid  foundation  to  build  upon,  which  was  lacking  to  the  Con- 
vention. Some  figures  had  indeed  been  prepared  by  the  statisticians 
as  an  estimate  of  what  each  colony  would  contribute  under  different 
tariffs — the  Victorian  tariff  being  taken  as  the  basis  of  one  estimate, 
and  an  "  imaginary  tariff  "  of  fixed  duties  on  narcotics  and  stimulants, 
with  an  all  round  ad  valorem  duty  of  13  per  cent,  on  other  imports,  as 
the  basis  of  another.  These  figures  had  been  before  the  Finance  Com- 
mittee, but  were  not  printed  with  its  report ;  and  they  were  the  cause 
of  some  skirmishing  in  the  Convention,  being  alluded  to  by  their 
friends  as  the  "  suppressed  tables  "  and  by  their  critics  as  "  imaginary 
tariffs."  In  fact  the  battle  of  statistical  forecasts,  which  was  after- 
wards to  be  the  fiercest  fight  of  all,  had  its  small  beginnings  in  this 
debate. 

But  though  the  problem  of  the  distribution  of  the  federal  surplus, 
had  been  thus  dealt  with,  the  Convention  was  awake  to  the  difficulties 
and  dangers  which  might  arise  from  the  fact  that  the  revenues  con- 
trolled by  the  federal  government  would  be  immensely  greater  than 
the  liabilities  imposed  upon  it.  Some  need  was  felt  of  a  "  guarantee  " 
that  this  surplus  revenue  would  not  be  wastefully  expended,  but  would 
be  applied  to  the  necessary  purposes  of  the  State  Governments.  Any 
such  guarantee  must  be  based  on  one  of  two  principles — either  an 
obligation  on  the  Commonwealth  to  return  some  part  of  its  revenue  ta 
the  States,  or  an  obligation  to  take  over  some  of  the  liabilities  of  the 
States.  The  former  plan  was  not  mooted  at  all  in  1891  ;  but  the 
latter  one  came  up  in  the  shape  of  a  proposal  by  Sir  John  Bray  to 
make  the  Commonwealth  liable  for  the  existing  public  debts  of  the 
States — each  State  being  in  turn  liable  for  the  amount  (if  any)  by 
which  its  debt  exceeded  a  fixed  sum  per  head  of  its  population. 
There  was  a  disposition  on  the  part  of  the  Convention,  however,  to 
think  that  this  was  going  too  far.  Some  of  the  delegates  thought  that 
the  debts  ought  not  to  be  handed  over  without  the  "  assets "  which 
they  represented ;  and  though  Mr.  Bird  pointed  out  that  the  federal 
revenue  powers  were  a  sufficient  asset,  the  argument  that  the  debts 
ought  not  to  be  separated  from  the  reproductive  works  in  which  they 
were  sunk  carried  great  weight.  But  over  and  above  this,  the  pro- 
posal was  unpalatable  to  New  South  Wales  for  a  reason  which  was 
only  hinted  at,  but  which  probably  was  the  deciding  factor.  To  saddle 
the  Commonwealth  with  the  interest  on  the  public  debts  would 
practically  have  meant  imposing  on  the  Federal  Parliament  the   duty 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  141 

of  raising  a  large  amount  through  the  Customs,  and  would  have  placed 
the  freetrade  party  at  a  disadvantage  in  federal  politics.  It  was  seen 
that  the  amendment  touched  on  dangerous  ground,  and  it  was  accord- 
ingly negatived  without  division. 

State  Governors. — The  clauses  relating  to  the  Governors  of  States 
gave  some  trouble,  and  showed  a  marked  difference  of  opinion.  The 
clause  providing  that  communications  between  the  State  Governors 
and  the  Queen  should  be  made  through  the  Governor-General  was  on 
the  one  hand  approved  as  a  necessary  consequence  of  the  unity  of 
Australia  as  regards  the  outside  world ;  it  was  objected  to  on  the 
other  hand  as  a  wanton  interference  with  matters  of  purely  State  con- 
cern. On  division,  the  clause  was  carried  by  a  small  majority.  The 
clause  providing  that  "  in  each  State  of  the  Commonwealth  there 
shall  be  a  Governor  "  was  criticized  as  an  unnecessarv  and  inadvisable 
dictation  to  the  States.  Sir  Samuel  Griffith  had  no  definite  apology 
for  the  clause,  except  the  somewhat  unsatisfactory  suggestion  that  it 
indicated  that  the  States  were  sovereign ;  however,  it  was  retained. 
Finally,  the  clause  giving  the  Parliament  of  each  State  power  to 
determine  the  mode  of  appointment  of  its  Governor,  and  his  tenure  of 
office,  was  objected  to  as  another  unnecessary  interference  ^vath  the 
State  Constitutions,  and  supported  on  the  other  hand  as  being  merely 
the  gift  of  a  discretionary  power.  On  division,  the  clause  was  carried 
by  a  majority  of  one. 

Amendment. — In  the  clause  dealing  with  the  amendment  of  the 
Constitution,  several  members  pointed  out  that  the  provision  for 
ratification  by  "  Conventions  of  a  majority  of  the  States "  gave  a 
second  veto  to  the  States,  but  none  to  the  people  as  a  whole.  Sir 
Samuel  Griffith  admitted  the  force  of  the  argument,  and  proposed  to 
add  a  requirement  that  the  people  of  the  affirming  States  must  contain 
a  majority  of  the  people  of  the  Commonwealth.  Mr.  Playford  pointed 
out  that  this  was  a  clumsy  contrivance,  and  that  the  whole  difficulty 
arose  from  the  false  principle  of  taking  the  voice  of  the  people  in- 
directly through  Conventions  instead  of  directly  at  the  polls.  He 
advocated  the  Swiss  plan  of  a  referendum,  requiring  the  assent  of  a 
majority  of  the  people,  and  separate  majorities  in  more  than  half  the 
States.  This  view  was  supported  by  Dr.  Cockburn  and  Mr.  Deakin ; 
but  an  amendment  to  that  effect  moved  by  Dr.  Cockburn  was  defeated 
by  a  large  majority,  and  Sir  Samuel  Griffith's  suggestion  was  adopted. 

The  Committee  stage  ended  with  Mr.  Dibbs'  "bomb-shell" — an 
amendment  providing  that  the  site  of  the  federal  capital,  instead  of 
being  left  for  the  Federal  Parliament  to  determine,  should  be  fixed  at 
Sydney.  This  was  promptly  rejected  by  26  votes  to  4 — Mr.  Dibbs 
alone,  of  the  New  South  Wales  deleofation,  voting"  for  it :  and  the  Bill 
was  reported  with  amendments. 

Adoption  of  the  Bill. — A  short  debate  then  followed  on  a  motion 
by  Sir  Samuel  Griffith  that  the  Bill  as  reported  from  the  Committee 
be  adopted  by  the  Convention.  The  debate  showed  that,  on  the 
whole,  the  Convention  were  satisfied  with  their  work.  Sir  Henry 
Parkes  thought  it  "  a  wise,  temperate,  and  successful  compromise,'* 
and  ventured  upon  the  prophecy  that  all  the  colonies  would  accept  it. 
At  the  same  time,  he  warned  his  hearers  of  the  opposition  to  be  ex- 


142  HISTORICAL  INTRODUCTION^. 

pected  from  opponents  of  Federation  outside  the  Convention.  "We 
may  be  sure/^  he  said,  "that  the  Bill  will  meet  with  perhaps  virulent 
opposition.  We  know  with  what  violence  of  feeling,  with  what 
violence  of  expression,  every  great  work  at  every  period  of  history  has 
been  assailed  by  those  who  were  opposed  to  it,  and  still  more  by  those 
who  assailed  it  for  no  reason  at  all,  and  under  no  guidance  that  could 
be  intelligible,"  He  reminded  them  that  already  they  had  been 
accused  of  "giving  away  the  liberties  of  New  South  Wales,"  of 
"  giving  the  lands,"  of  "  giving  up  the  control  of  the  inland  rivers  ;  " 
and  similar  accusations  would  probably  be  made  against  the  repre- 
sentatives of  the  other  colonies.  But  in  spite  of  the  "  anathemas 
hurled  at  us  by  certain  people  out  of  doors,"  and  based  either  upon 
ignorance  or  upon  wilful  misrepresentation,  he  expressed  his  firm 
belief  that  the  Bill  would  be  ratified.  And  even  assuming  the  con- 
trary— assuming  that  the  day  of  Federation  had  not  yet  come — "  it 
cannot,"  he  said,  "  be  far  off ;  and  whenever  the  time  comes,  this 
admirably-drawn  Bill,  so  clear,  so  instinct  with  a  spirit  of  well- 
ordered  liberty,  so  instinct  with  a  true  appreciation  of  stable  and 
sober  laws,  so  pervaded  by  the  very  spirit  of  toleration  and 
mutual  consideration — come  whenever  that  time  may,  this  Bill  must 
be  in  the  foundation  of  the  edifice  of  federal  liberty.  It  can  never  be 
forgotten,  it  can  never  be  depreciated,  it  can  never  be  made  less  than 
it  is  to-day ;  and  supposing  another  Constitution  should  be  framed  by 
other  men,  to  a  very  large  extent  the  provisions  of  this  Bill  must  be 
embodied  in  that  Constitution,  so  that  this  Convention  has  breathed 
into  this  Bill  the  breath  of  an  immortal  life."  Other  delegates  spoke 
more  critically,  but  no  less  hopefully.  Mr.  Baker  and  Dr.  Cockburn, 
from  the  small  State  point  of  view,  regarded  the  Bill  less  cheerfully. 
Sir  John  Downer  feared  that  the  powers  of  the  Senate  were  defined 
in  words  which  were  designedly  ambiguous,  and  would  lead  to  discord. 
Sir  George  Grey  lamented  that  plural  voting  was  not  abolished.  But 
doubts  and  fears  were  over-borne  by  the  general  chorus  of  satisfaction. 
Nearly  every  member  was  prepared,  on  the  whole,  to  accept  the  Bill 
as  it  stood,  as  a  good  Constitution  and  a  fair  compromise  ;  and  it  was 
adopted  by  the  Convention  Avithout  division. 

Thk  Mode  of  Submission. — The  draft  Constitution  having  been 
passed,  the  next  thing  to  consider  was  what  steps  should  be  taken  to 
secure  its  acceptance  by  the  several  colonies.  Sir  George  Grey  had 
already,  immediately  the  Committee  stage  was  over,  moved  a  resolution 
that  it  should  be  "  submitted  to  and  adopted  by  a  majority  of  a 
plebiscite  of  the  people  of  Australia."  This  had  been  objected  to  as 
inconsistent  with  the  idea  of  a  voluntary  acceptance  by  each  individual 
colony,  and  Sir  George  had  accepted  an  amendment  providing  for  a 
plebiscite  in  each  separate  colony ;  but  the  motion  as  amended  was 
rejected.  As  soon  as  the  Convention  had  adopted  the  Constitution, 
Sir  Samuel  Griffith  moved  "  That  this  Convention  recommends  that 
provision  be  made  by  the  Parliaments  of  the  several  colonies  for  sub- 
mitting for  the  approval  of  the  people  of  the  colonies  respectively  the 
Constitution  of  the  Commonwealth  of  Australia  as  passed  by  this 
Convention."  He  argued — and  the  Convention  as  a  whole  agreed 
with  him — that  it  was  not  for  them  to  dictate  to  the  colonies  the 


THE  FEDERAL  I^tOVEMENT  IN  AUSTRATJA.  Uu 

manner  in  which  they  should  accept  the  Constitution ;  all  they  could 
do  was  to  refer  that  question  to  the  several  Parliaments.  The  ques- 
tion arose,  however,  whether  the  Constitution  ought  to  be  submitted 
to  some  ratifying  body  to  accept  or  reject  as  a  whole,  or  whether 
opportunity  ought  to  be  allowed  for  further  reconsideration  of  its  pro- 
visions. Most  of  the  members  were  very  averse  to  any  re-opening  of 
the  decisions  arrived  at  by  the  Convention.  The  work  of  the  Con- 
vention had  involved  compromise  and  concession,  and  they  feared 
that  to  allow  each  colony  to  pick  it  to  pieces  in  its  own  interests,  and 
undo  all  that  had  been  done,  would  lead  to  endless  confusion  and 
delay.  A  few  voices,  however,  were  raised  to  urge  them  to  "hasten 
slowly."  Sir  John  Bray  suggested  consideration  in  detail  by  the 
Parliaments,  and  a  second  Convention,  if  necessary,  to  harmonize 
differences.  To  prevent  the  colonies  from  thinking  that  the  Bill  was 
being  "crammed  down  their  throats"  he  moved  to  substitute  "con- 
sideration "  for  "  approval."  Mr.  AYrixon  supported  the  amendment, 
arguing  that  "  this  subject  comes  down  on  the  people  from  above," 
and  that  a  few  years'  delay  was  nothing  compared  with  the  importance 
of  thorough  consideration.  The  amendment,  however,  only  secured, 
seven  supporters,  and  Sir  Samuel  Griffith's  resolution  was  carried. 
It  was  followed  by  a  further  resolution  recommending  that  as  soon  as 
the  Constitution  were  adopted  by  three  colonies,  the  Home  Government 
should  be  requested  to  take  steps  to  establish  it  in  respect  of  those 
colonies.  After  some  complimentary  resolutions.  Sir  Henry  Parkes, 
on  9th  April,  1891,  declared  the  Convention  dissolved. 


(8)   THE   FATE  OF  THE  COMMONWEALTH   BILL  OF   1891. 


Reception  of  the  Bill. — The  framing  of  the  Commonwealth  Bill 
marked  a  notable  advance  in  the  movement.  In  place  of  vague 
abstractions,  federationists  had  now  a  definite  rallying  ground,  anti- 
federationists  a  definite  line  of  attack.  Advocacy  and  criticism 
became  at  once  more  direct,  more  circumstantial,  more  practical.  The 
text  of  the  Bill  itself  obtained  a  wide  circulation,  and  was  studied 
and  preached  upon  by  politicians  of  every  class  and  type,  by  the 
metropolitan  and  provincial  press,  by  debating  societies,  and  political 
associations.  An  annotated  edition,  in  pamphlet  form,  by  Mr.  G.  B. 
Barton,  was  issued  from  the  Government  Printing  Office  of  New 
South  Wales:  and  the  idea  of  Federation  besran  to  assume  a  definite 
shape  in  the  minds  of  the  people  as  a  whole.  Federation  had  long 
been  in  the  air ;  it  now  came  down  to  the  earth.  It  had  long  been 
dreamed  of,  and  sung  of,  as  a  destiny  one  day  to  be  realized ;  it  now 
could  be  examined  and  analyzed  as  a  practical  political  scheme. 

There  can  be  no  doubt  that  many  members  of  the  Convention 
had  hoped  that  the  work  of  construction  was  complete,  and  that  the 
Bill  as  it  stood  might  be  adopted  without  delay  as  the  Federal  Consti- 
tution of  Australia.  But  they  were  doomed  to  disappointment.  It 
soon  became  clear  that  neither  the  Parliaments  nor  the  people  would 
accept  the  work  of  the  Convention  as  final.     The  Parliaments,  natur- 


144  HISTORICAL  INTRODUCTION. 

ally  enough,  resented  the  idea  that  a  constitutional  change  of  such 
vast  importance  should  be  effected  without  their  having  any  voice  in 
the  details  of  the  scheme.  And  in  the  minds  of  many  of  the  people 
there  was  a  vague  feeling  of  distrust  of  the  Constitution,  as  the  work 
of  a  body  somewhat  conservative  in  composition,  only  indirectly  repre- 
sentative of  the  people,  and  entrusted  with  no  very  definite  or  detailed 
mandate  even  by  the  Parliaments  which  created  it.  The  consequence 
was  that  while  the  Bill  received  unstinted  praise  in  some  quarters,  it 
was  subjected  to  unsparing  criticism  in  others. 

One  circumstance  in  particular  swelled  the  chorus  of  discontent, 
especially  in  New  South  Wales — the  colony  which  was  thenceforth  to 
be  the  main  battle-field  of  the  movement.  The  "new  democracy" 
was  just  then  trying  its  wings.  In  1891  the  Labour  Party  made  its 
first  appearance  in  the  Parliament  of  New  South  Wales,  with  great 
zeal  for  reform,  with  constitutional  theories  of  its  own,  but  with  scanty 
political  experience.  To  this  party  and  its  constituents  the  draft  Con- 
stitution seemed  to  bristle  with  imaginary  dangers.  It  conferred 
"  enormous  powers "  on  the  Governor-Greneral ;  it  was  steeped  in 
"  Imperialism  ;  "  it  meant  the  crushing  of  the  workers  by  a  "  military 
despotism."  These  unreal  terrors  had  much  to  do  with  the  want  of 
enthusiasm  for  Federation  displayed  at  that  stage  by  the  Labour 
Party  and  its  adherents. 

Of  course,  however,  there  were  other  and  less  flimsy  grounds  of 
opposition.  The  Constitution  was  a  compromise,  with  the  faults  as 
well  as  the  merits  of  a  compromise;  the  federal  principles  it  contained 
were  new  to  Australia,  and  their  application  to  neAv  circumstances 
gave  room  for  much  difference  of  opinion.  In  the  large  colonies,  the 
composition  and  powers  of  the  Senate  were  especially  criticized. 
Equal  representation,  the  poAver  to  suggest  amendments  in  money 
bills,  the  absence  of  any  provision  for  solving  deadlocks,  were  in  turn 
condemned  and  defended.  The  inadequacy  of  the  financial  provisions 
— the  possibility  that,  under  the  trade  and  commerce  power,  trade 
might  be  unfairly  diverted  from  one  colony  to  another — the  risk  that 
the  federal  tariff  might  be  too  protective,  or  not  protective  enough — 
these  and  many  other  questions  of  constitutional  principle  and  pro- 
vincial interest  were  raised  and  debated. 

Delay  in  New  South  Wales. — New  South  Wales  was  expected 
to  take  the  lead  in  dealing  with  the  Bill;  and  when  Parliament 
opened  on  19th  May,  the  Governor's  speech  announced  that  no  time 
would  be  lost  in  submitting  a  resolution  for  that  purpose.  On  the 
same  day  Sir  Henry  Parkes  gave  notice  of  the  following  resolutions: — 

"  That  this  House  reaffirms  its  opinion  in  favour  of  the  Federation 
of  the  Australian  colonies,  and  taking  into  consideration  all  the  cir- 
cumstances of  the  constitution  of  the  National  Convention  which  met 
in  Sydney  in  March  last,  as  a  duly  authorized  body  appointed  by  all 
the  Parliaments  of  Australia,  and  having  due  regard  for  the  diflEiculties 
and  the  necessity  for  compromise  in  reconciling  conflicting  interests 
and  coming  to  a  common  ground  of  agreement,  it  hereby  approves  of 
the  scheme  for  an  adequate  Federal  Constitution  embodied  in  the 
draft  Bill  of  the  Convention.  But  it  reserves  to  itself  the  right  to 
propose  amendments,  to  be  fully  set  forth  by  the  proposer  in  each  case 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  145 

in  a  schedule,  and  to  be  fully  considered,  if  deemed  advisable,  by 
another  Convention  similarly  constituted,  and  in  like  manner  repre- 
senting all  the  colonies. 

"  2.  That  this  House  is  further  of  opinion  that  the  question,  as 
dealt  with  by  this  Parliament,  should  be  submitted  to  the  people  in 
their  electoral  capacity  for  final  approval." 

The  somewhat  elaborate  and  argumentative  form  of  these  resolu- 
tions, and  the  haste  to  give  notice  of  them  before  the  debate  on  the 
Address  in  Eeply,  were  strategic  devices  to  answer  in  advance  the 
expected  attack.  The  attack  came  from  Mr.  G.  H.  Reid,  who  moved 
an  amendment  on  the  address,  to  the  effect  that  the  House  recognized 
the  distinguished  ability  and  zealous  labours  of  the  Convention,  and 
was  desirous  of  federal  union  "on  principles  just  to  the  several 
colonies,"  but  affirmed  that  the  Bill  was  not  just  "in  some  important 
respects,  two  of  which  we  desire  to  indicate,  namely  : — (1)  The  powers 
over  revenue,  taxation,  and  expenditure  conferred  on  the  proposed 
Senate ;  (2)  the  rejection  by  the  Convention,  and  the  omission  from 
the  Bill,  of  responsible  government  as  a  necessary  part  of  the  Consti- 
tution." The  amendment  also  complained  that  the  federal  power  of 
legislative  interference  with  the  general  commercial  management  of 
the  railway  and  river  systems,  without  any  provision  for  assuming 
obligations  in  respect  of  them,  was  not  founded  upon  just  principles. 
In  the  course  of  his  speech,  Mr.  Reid  laid  great  stress  on  the  danger 
to  which  the  freetrade  policy  of  New  South  Wales  would  be  exposed 
by  Federation.  He  compared  New  South  Wales  to  a  teetotaler  who 
contemplated  keeping  house  with  five  drunkards.  "  I  will  not  put  my 
principle  of  freetrade,"  he  said,  "  in  the  power  of  the  Victorian  pro- 
tectionists." He  resented  any  attempt  to  "  cram  this  Bill  down  the 
throats  of  Parliament,"  but  at  the  same  time  expressed  himself  ready 
to  accept  the  right  kind  of  Bill.  The  amendment  was  negatived  on 
division  by  a  substantial  majority. 

Sir  Henry  Parkes,  however,  was  not  destined  to  move  the  reso- 
lutions of  which  he  had  griven  notice.  The  House  was  within  eight 
months  of  expiry  by  effluxion  of  time,  and  the  Ministry  were  anxious, 
for  obvious  political  reasons,  not  to  neglect  "urgent  local  legislation" 
for  the  sake  of  what  their  opponents  termed  the  "fad"  of  Federa- 
tion. Then  came  a  motion  of  censure,  resulting  in  an  equal  division ; 
and  on  6th  June  the  Assembly  was  dissolved. 

The  new  Parliament  met  in  July,  with  the  new  element — the 
Labour  Party — some  30  strong  in  a  House  of  141.  The  new  party 
cared  little  for  Federation,  and  less  for  the  Convention  Bill ;  they  were 
elected  to  secure  "urgent  provincial  legislation"  in  the  interests  of 
their  fellow-workers.  They  supported  the  Government;  and  the 
Government  on  its  part  consented  to  place  Federation  third  on  the 
programme — where  it  remained  until  the  defeat  and  resignation  of  the 
Ministry  in  October.  Some  weeks  previously  to  this  event,  a  debate 
had  occurred  which  throws  some  light  on  the  attitude  of  the  New 
South  Wales  Assembly  at  that  time  towards  Federation.  Mr.  Henry 
Copeland,  on  1  st  September,  moved  a  resolution  in  favour  of  a  pro- 
tective tariff.  Mr.  Barton  moved  an  amendment  to  the  effect  that 
inasmuch  as  the  anticipated  federal  union  would  bring  about  a  common 

10 


146  HISTORICAL  INTRODUCTION. 

fiscal  policy  for  all  Australia,  and  as  meanwhile  the  co-operation  of  all 
parties  was  necessary  in  securing  urgent  legislation,  "the  financial 
requirements  of  the  colony,  rather  than  the  rigid  doctrines  of  any 
system  of  political  economy,  should  regulate  the  mode  of  raising 
any  further  revenue  through  the  Customs."  During  the  debate,  the 
labour  party  reiterated  their  demand  for  "useful  legislation,"  and  did 
not  commit  themselves  to  any  particular  federal  views  ;  though  they 
would  support  Federation  on  their  own  lines.  Mr.  Reid  expressed 
himself  confident  that  Federation  would  not  come  soon,  "  because 
the  position  taken  by  several  of  the  smaller  colonies,  on  certain 
points,  is  so  firm,  that  the  inevitable  amendments  that  will  be  effected 
in  this  House,  and  which  have  already  to  some  extent  been  effected  in 
Victoria,  will  put  off  any  agreement  on  the  subject  for  a  long  time  to 
come."  Though  there  was  actually  a  majority  of  protectionists  in 
the  House,  the  direct  protectionist  vote  could  not  be  carried.  Sincere 
Federalists  on  both  sides  of  the  House  were  prepared  to  forego  the 
fiscal  fight  for  the  sake  of  Federation  ;  the  greater  part  of  the  labour 
party  were  prepared  to  do  the  same  for  the  sake  of  social  legislation; 
so  that  the  two  new  issues  of  Federation  and  Labour  combined,  for  the 
time  being,  to  keep  the  fiscal  issue  in  check.  In  the  end,  Mr.  Barton's 
amendment  to  the  resolution  was  carried,  and  the  resolution  as 
amended  was  then  defeated. 

Victoria. — Meanwhile  the  Parliaments  of  Victoria,  South  Aus- 
tralia, and  Tasmania  had  attempted  to  make  some  progress  with  the 
discussion  of  the  Commonwealth  Bill.  On  30th  June,  Mr.  Munro,  in 
the  Victorian  Assembly,  moved  a  resolution  "That  this  House 
approves  generally  of  "  the  Bill ;  it  being  understood  that  there  would 
be  an  opportunity  afterwards  for  consideration  in  detail.  The  general 
debate  extended  over  eight  sitting  days,  and  showed  the  House  on  the 
whole  to  be  distinctly  favourable,  though  there  was  a  determined 
section  of  critics  led  by  Sir  Bryan  O'Loghlen,  who  were  for  insisting 
on  the  principle  of  "  one  man  one  vote  "  as  a  condition  precedent,  and 
complained  bitterly  of  the  excessive  powers  of  the  Senate.  The  manu- 
facturing interests  had  long  been  eager  for  Federation,  for  the  sake  of 
wider  markets,  and  were  prepared  to  take  their  chance  with  the  com- 
petition of  the  other  colonies ;  but  the  farming  and  agricultural 
interests,  though  not  anti-federal,  were  always  fighting  for  more  pro- 
tection against  intercolonial  produce,  and  especially  for  an  increase  of 
the  stock-tax.  The  resolution  having  been  carried,  the  discussion  in 
Committee  began  on  21st  July,  and  lasted  until  27th  August,  extend- 
ing over  nine  sitting  days.  Many  amendments  were  proposed — mostly 
by  Sir  Bryan  O'Loghlen — but  few  were  carried.  The  most  notable 
amendment  made  was  the  striking  out  of  the  Senate's  power  to 
suggest  amendments  in  money  bills ;  a  proceeding  Avhich  was  partly 
a  protest  against  the  claims  of  the  Victorian  Upper  House.  The  right 
of  the  Lower  House  to  sole  financial  control  had  long  been  a  promi- 
nent article  of  liberal  faith  in  Victoria ;  for  curiously  enough  that 
colony — the  only  one  in  which  the  Constitution  expressly  forbids  the 
Legislative  Council  to  amend  Appropriation  or  Tax  Bills — has  seen  the 
most  serious  "  deadlocks  "  that  have  occurred  in  Australia.  Another 
instructive  feature  of  the  debate  was  the  strong  opposition  shown,  by 


THE  FEDERAL  MOVE^[ENT  IN  AUSTRALIA.  147 

the  representatives  of  Victorian  farming  interests,  to  the  admission  of 
Xew  Zealand  within  the  magic  circle  of  the  Commonwealth.  An 
amendment  to  substitute  "  Australian "  for  "  Australasian,"  and 
another  to  omit  "New  Zealand"  from  the  number  of  States  entitled 
to  adopt  the  Constitution,  were  narrowly  defeated ;  but  later  on  an 
amendment  was  carried  to  except  New  Zealand  from  the  colonies 
which  might  be  subsequently  admitted  as  "  New  States." 

In  the  Legislative  Council  of  Victoria,  the  general  resolution  was 
moved  by  Mr.  Cuthbert  on  8th  July,  and  carried  after  a  three  nights' 
debate.  The  Council  then  waited  for  the  Assembly,  and  between  29th 
September  and  21st  October,  with  only  four  sittings,  it  dealt  with  the 
Bill  and  with  the  Assembly's  amendments.  It  restored  the  power  of 
suggestion,  which  the  Assembly  had  struck  out ;  and  it  forwarded  to 
the  Assembly  a  message  which  was  never  considered. 

South  Australia. — The  South  Australian  Assembly  began  the 
consideration  of  the  Bill  simultaneously  with  the  Victorian  Assembly. 
Mr.  Playford,  on  30th  June,  moved  a  resolution  approving  generally 
of  the  Bill,  and  of  a  second  Convention,  if  necessary.  While  New 
South  Wales  remained  passive,  there  was  no  hurry,  and  the  debate 
proceeded  slowly.  The  six  nights  which  it  occupied  were  spread  out 
over  nearly  three  months ;  and  a  fragmentary  consideration  in  Com- 
mittee, begun  on  29th  September,  was  not  quite  finished  when  the 
Assembly  prorogued  on  19th  December.  The  two  chief  amendments 
made  were  for  the  election  of  Senators  by  the  people,  and  for  the 
submission  of  constitutional  amendments  to  a  referendum  in  each 
colony,  instead  of  to  a  Convention. 

In  the  Legislative  Council  the  debate  was  even  more  leisurely. 
The  resolution  was  moved  by  Mr.  AY.  Copley  on  7th  July,  debated  on 
nine  evenings,  and  carried  on  8th  September,  The  following  week  its 
consideration  in  Committee  got  as  far  as  the  omission  of  the  word 
"Commonwealth" — for  which,  however,  no  substitute  could  be  agreed 
on.  Then  the  Council  decided  to  wait  for  the  Assembly — with  the 
result  that  nothing  more  was  done  that  session.  Next  year,  however, 
the  discussion  was  resumed,  in  a  somewhat  perfunctory  way,  and  in 
December,  1892,  the  Bill  was  reported  with  amendments. 

Tasmania. — Tasmania,  too,  made  some  effort  to  deal  with  the 
question,  but  on  rather  different  lines.  There  it  was  proposed  to  ask 
the  Houses  to  consider  the  Bill  first,  and  then  to  remit  it  to  the  con- 
sideration of  a  provincial  Convention  elected  by  the  voters  of  Tas- 
mania. Accordingly  in  July  a  "Commonwealth  of  Australia  Bill "  was 
introduced  by  the  Attorney-General  (Mr.  A.  Inglis  Clark)  providing 
for  50  representatives  being  elected,  upon  the  House  of  Assembly 
rolls,  to  consider  the  Bill.  The  draft  Constitution  was  also  considered 
by  the  House  in  Committee,  and  the  amendments  made  were  attached 
to  Mr.  Clark's  Bill,  which  was  passed  and  sent  to  the  Council.  It 
there  reached  its  second  reading,  but  after  several  adjournments  it 
was  ultimately  shelved,  on  the  ground  that  Tasmania's  part  in  the 
matter  was  to  follow,  not  to  lead. 

New  South  Wales. — The  Parliaments  of  three  colonies  had  thus 
found  time  to  deal  partially,  if  somewhat  perfunctorily,  with  the 
matter;  but  neither  Queensland,  Western  Australia,  nor  New  Zealand 


148  HISTORICAL  INTRODUCTION. 

had  taken  any  steps  at  all.  The  two  latter  colonies  took  little  interest 
in  the  matter ;  and  indeed  in  New  Zealand  an  abstract  motion  by  Sir 
George  Grey  on  the  subject  of  Federation,  but  having  no  direct 
reference  to  the  Convention  Bill,  was  unceremoniously  counted  out.  In 
Queensland,  however,  the  Chief  Secretary,  Sir  Samuel  Griffith, 
announced  his  readiness,  and  that  of  his  colony,  to  follow  the  lead  of 
New  South  Wales.  All  Australia,  in  fact,  was  waiting  for  New 
South  Wales ;  and  we  must  now  direct  our  attention  once  more  to  the 
course  of  events  in  that  colony. 

The  retirement  from  office,  in  October,  1891,  of  Sir  Henry  Parkes, 
the  recognized  leader  of  the  movement,  left  but  a  slender  prospect  of 
immediate  action  being  taken  by  the  New  South  Wales  Parliament. 
Mr.  Eeid,  and  a  large  section  of  the  freetraders,  put  freetrade  before 
Federation  ;  the  labour  party  put  social  questions  before  Federation. 
Mr.  G.  R.  Dibbs,  the  new  Premier,  was  no  friend  of  the  Common- 
wealth Bill ;  nor  were  most  of  his  colleagues.  Mr.  Barton,  however, 
who  Avas  already  recognized  as  Sir  Henry  Parkes'  federal  lieutenant — 
though  in  provincial  party  politics  they  Avere  on  opposite  sides — 
accepted  the  Attorney-Generalship  in  the  new  Ministry,  on  the 
understanding  that  he  was  to  have  a  free  hand  in  dealing  with 
Federation.  Mr.  R.  E.  O'Connor,  also  an  earnest  federalist,  took  the 
portfolio  of  Minister  of  Justice,  with  a  seat  in  the  Upper  House.  Mr. 
Barton,  at  the  general  election  and  also  at  his  re-election  as  Minister, 
laid  down  his  federal  programme  clearly,  on  the  following  lines  : — 
(1)  The  draft  Constitution  to  be  fully  debated ;  (2)  Parliament  to 
specify  its  amendments ;  (3)  the  Bill  and  desired  amendments  to  be 
laid  before  a  second  Convention ;  (4)  the  Bill  as  amended  by  the 
second  Convention  to  be  submitted  to  each  Parliament ;  and  (5)  to  be 
finally  submitted  to  the  people,  each  man  to  have  only  one  vote. 

But  Mr.  Barton  had  a  difficult  task.  He  was  surrounded  by 
unsympathetic  colleagues  in  an  unsympathetic  House.  The  Parlia- 
ment was  interested  in  "  urgent  local  legislation  " — notably  the  tariff 
and  the  Electoral  Bill — and  was  not  keenly  interested  in  Federation. 
Though  the  general  feeling  of  the  community  was  supposed  to  be 
federal,  no  active  political  pressure  was  as  yet  being  brought  to  bear 
on  members  by  their  constituencies.  On  21st  December  Mr.  Andrew 
Kelly,  a  labour  member,  moved  a  resolution  in  the  Assembly  ''That 
no  system  for  the  federation  of  the  colonies  will  be  acceptable  to  this 
House  until  the  electoral  system  provides  for  the  principle  of  one  man 
one  vote  at  the  election  for  members  of  the  House  of  Representatives." 
After  half  an  hour's  debate,  in  a  thin  House,  this  was  carried. 

Early  in  1892  Sir  Henry  Parkes  wrote  a  letter  to  Mr.  Dibbs, 
informing  him  that  he  would  propose  an  entirely  new  course  for  deal- 
ing with  Federation,  "  founded  upon  the  proceedings  of  the  thirteen 
original  States  of  the  American  union."  He  seems  to  have  lost  faith  in 
the  possibility  of  carrying  Federation  through  by  Parliamentary  action 
alone;  and  accordingly,  in  March,  1892,  he  moved  the  adjournment 
of  the  House  to  discuss  "  the  movement  in  favour  of  Federation,  and 
the  most  expedient  course  to  be  pursued  in  bringing  it  to  a  successful 
conclusion."  He  reviewed  the  movement,  complained  bitterly  of  the 
tactics  of  opponents,  dealt  with  the  causes  of  delay,  and  affirmed  that 


THE  FEDERAL  MOVE:NrENT  IN  AUSTRALIA.  149 

Parliament  was  a  very  unfit  body  to  deal  with  the  question,  because  it 
was  elected  for  other  purposes.     Finally  he  unfolded  his  new  plan  : — 

"  Now,  if  my  contention  be  at  all  sustainable,  that  Parliament  is 
not  elected  to  deal  with  this  question,  but  that  on  the  contrary  it 
ought  to  be  elected  to  deal  with  quite  different  questions,  we  are 
driven  to  enquire  what  steps  should  be  taken ;  and  though  we  may  be 
excused  from  our  inexperience  in  not  adopting  this  step  at  an  earlier 
stage,  still  it  seems  to  me  to  be  the  only  step  that  can  be  taken,  if  we 
are  in  earnest  in  desiring  to  bring  this  great  question  of  the  union  of 
the  colonies  to  a  successful  issue — that  is,  for  the  people  themselves, 
the  electors  who  sent  us  into  this  Assembly,  the  electors  themselves 
throughout  the  colonies,  to  elect  another  Convention  to  revise  the 
draft  Constitution  of  the  late  Convention,  and  to  frame  a  new  Bill,  if 
in  their  wisdom  they  think  proper  to  do  so." 

Mr.  Barton,  however,  favoured  adhering  to  the  lines  already  laid 
down  of  Parliamentary  discussion  and  a  second  Parliamentary  Conven- 
tion. Shortly  afterwards,  on  23rd  November — notwithstanding  pro- 
tests from  those  whose  chief  desire  was  "urgent  legislation" — he 
introduced  the  federal  resolutions,  re-affirming  the  principle  of 
Federation,  approving  the  main  principles  of  the  Commonwealth  Bill, 
and  expressing  the  opinion  that  the  Bill  should  be  dealt  with  in  Com- 
mittee, and  the  amendments  of  the  several  Parliaments  remitted  to  a 
second  Convention,  similarly  appointed  and  reporting  to  the  Parlia- 
ments, and  that  the  question  of  final  adoption  should  be  submitted  to 
the  electors. 

The  debate  which  followed  was  somewhat  languid.  Mr.  J.  H. 
Want  moved  an  amendment,  limiting  the  resolutions  to  an  affirmance 
of  the  principle  of  Federation,  and  the  desirability  of  discussing  the 
Bill  in  Committee.  Mr.  Reid  announced  that  he  now  took  a  more 
sanguine  view  of  the  prospects  of  Federation ;  and  that  the  general 
movement,  in  Australia  and  elsewhere,  in  favour  of  freetrade,  encour- 
aged "  a  more  rational  and  better  idea  that  my  principles  will  not  be 
sacrificed."  His  objections  to  the  Commonwealth  Bill,  however, 
remained  as  strong  as  ever.  The  debate  was  interrupted  by  a  motion 
of  censure,  but  was  resumed  on  11th  January,  1893.  Mr.  Kelly  again 
moved  his  amendment  that  no  Federation  would  be  acceptable  that 
did  not  provide  for  "one  man  one  vote ;"  but  the  absurdity  of  dictat- 
ing conditions  was  pointed  out,  and  the  amendment  was  negatived. 
An  attempt  was  made  to  shelve  the  question,  on  the  two  grounds  of 
"urgent  legislation"  and  the  wickedness  of  the  Bill;  but  this  also 
failed,  and  the  resolutions  were  carried.  Circumstances  again  con- 
spired to  delay  the  consideration  in  Committee,  but  this  was  promised 
for  the  following  session. 

In  the  Legislative  Council,  after  several  postponements,  Mr.  R. 
E.  O'Connor  on  17th  May  moved  the  same  resolutions.  His  speech 
was  noteworthy  for  a  suggestion  in  regard  to  "  deadlocks  " — that  if  a 
Bill  granting  supplies  were  thrown  out  by  the  Senate  in  one  session, 
and  the  disagreement  continued  in  the  next  session,  the  two  Houses 
should  sit  together,  and  some  specified  majority  of  the  joint  sitting 
should  decide  the  matter  finally.  The  resolutions  were  carried,  but, 
the  end  of  the  session  being  near,  the  consideration  of  the  Bill  in 
Committee  had  to  stand  over. 


150  HISTORICAL   INTRODUCTION 

In  September  Parliament  Avas  again  convened,  and  on  12th 
October  Mr.  Barton  moved  that  the  House  go  into  Committee  to  con- 
sider the  Bill.  Mr.  Arthur  Rae,  a  labour  member,  moved  an  amend- 
ment to  the  effect  that  Federation  would  "  do  nothing  to  meet  those 
social  and  industrial  problems  so  urgently  pressing  for  solution,"  and 
that  the  draft  Constitution  was  "  of  too  rigid  a  character  to  suit  the 
progressive  spirit  of  Australian  democracy,  and  should  not  be  pro- 
ceeded with  without  a  special  mandate  from  the  people  of  New  South 
Wales."  Sir  Henry  Parkes  moved  the  adjournment  of  the  debate, 
and  it  was  never  again  reached.  In  the  Council  the  first  few  clauses 
were  actually  discussed  in  Committee  during  November  and  December, 
but  in  a  very  desultory  way ;  and  little  progress  had  been  made  when 
a  prorogation  intervened.  A  few  days  later  both  Mr.  Barton  and  Mr. 
O'Connor  resigned  their  portfolios,  owing  to  a  resolution  passed  in  the 
Assembly  criticizing  their  action  in  accepting  briefs  against  the 
Railway  Commissioners  ;  and  all  hope  of  Parliamentary  action  was  for 
the  time  at  an  end.  In  short,  the  Parliamentary  process  of  dealing 
with  the  Commonwealth  Bill  had  broken  down  hopelessly. 


(9)   THE   POPULAR   MOVEMENT. 


G-ROWTH  OP  Federal  Sentiment. — Sir  John  Robertson's  boast  that 
"  Federation  is  as  dead  as  Julius  Csesar,"  was  coming  to  be  a  favourite 
saying  of  anti-federalists ;  but  as  a  matter  of  fact  the  fedei^al  spirit 
was  only  just  beginning  to  awaken.  The  Commonwealth  Bill,  though 
neglected  by  the  Parliaments,  had  helped  to  educate  the  people. 
Since  1891,  public  interest  in  the  question  of  Federation  had  been 
steadily  gaining  ground;  from  1892  onwards  it  began  to  advance 
rapidly,  as  a  result  of  the  collapse  of  the  "  land  boom,"  the  financial 
panic,  and  the  resulting  commercial  depression.  The  crisis  showed 
plainly  that  the  prosperity  of  each  colony  was  bound  up  in  that  of  the 
others;  that  disaster  to  one  meant  loss  to  all;  and  that  strength  lay 
in  co-operation.  These  considerations  helped  to  break  down  the  spirit 
of  isolation  and  mutual  jealousy  which  prosperity  had  fostered,  and  to 
emphasize  the  dangers  of  disunion. 

Moreover,  bad  times  helped  the  cause  of  Federation  in  another 
way.  The  general  stagnation  of  trade  set  every  one  enquiring  for  him- 
self into  the  causes  which  clogged  the  wheels;  and  the  folly  of  inter- 
provincial  barriers  became  increasingly  apparent.  Federation  began 
to  appeal  to  the  pocket  as  well  as  to  the  heart ;  and  the  people  began 
to  wake  up  to  the  fact  that  the  "fad  of  Federation,"  with  which 
politicians  and  Parliaments  had  been  dallying  so  long,  meant  the 
salvation  of  Australia. 

Australian  Natives'  Association. — It  had  long  become  apparent 
that  the  Parliaments  would  accomplish  little  without  a  stimulus  from 
their  constituents;  and  the  conviction  grew  that  federalists  must 
create  a  public  organization,  with  the  twofold  object  of  demonstrating 
to  the  Parliaments  the  strength  of  the  federal  sentiment,  and  of 
further  solidifying  and  educating  that  sentiment.     For  the  chief  share 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  151 

in  the  initiation  of  that  moyementj  credit  must  be  given  to  the  Aus- 
tralian Natives^  Association — an  organization  which,  though  less 
extensive  in  the  other  colonies,  had  in  Victoria  attained  an  extra- 
ordinary development,  and  represented  the  bulk  of  the  political 
activity  and  enthusiasm  of  the  younger  generation.  This  Association, 
which  was  not  only  a  power  in  politics,  but  also  a  political  training 
school  of  the  greatest  value,  had  always  been  unswerving  in  its  zeal 
for  Federation ;  and  it  was  natural  that  the  impulse  for  organization 
should  spring  from  it.  Under  the  leadership  of  such  able  successive 
Presidents  as  Mr.  A.  J.  Peacock  (1885-1886),  Mr.  T.  J.  Conneliv  (1887), 
Mr.  J.  L.  Purves,  Q.C.  (1888-1889),  Mr.  D.  J.  Wheal  (1890),  Mr.  G. 
H.  Wise  (1891),  this  Association  had  helped  to  develop  the  federal 
sentiment  widely  throughout  the  colony,  and  was  persistent  in  its 
agitation  for  definite  action.  At  the  end  of  January,  1890,  a  few  days 
before  the  sitting  of  the  Federal  Conference  convened  by  Sir  Henry 
Parkes,  a  federal  demonstration  under  the  auspices  of  the  Association 
Avas  held  in  Melbourne.  It  was  composed  of  delegates  from  its 
branches  in  all  the  colonies.  This  gathering,  which  is  regarded  by 
the  Association  with  just  pride,  was  presided  over  by  Sir  John  Bray, 
of  South  Australia.  Great  enthusiasm  and  an  intelligent  interest  in 
the  cause  of  Australian  union  were  displayed,  and  the  following  reso- 
lations  formulating  the  basis  of  a  Federal  Constitution  were  passed: — 

1.  That   the    time  has  now  arrived  for  the   Federation  of   the 

Australian  colonies. 

2.  That  a  Federal  Legislature  should  be  established,  to  consist  of 

a  Governor-General  and  two  Houses  of  Parliament. 

3.  That  the  members  of  one   House   should   be  elected  by  the 

Legislatures,  and  those  of  the  other  House  by  the  people  of 
the  several  colonies. 

4.  That  in  one  House  each  colony  should  be  represented  by  an 

equal  number  of  members. 

5.  That   the  Federal   Legislature   should   be  empowered  to  deal 

with  national  matters,  including: — (1)  General  defences;   (2) 
Federal  Court  of  Appeal;   (3)  relations  of  Australia  with  the 
islands  of  the  Pacific ;    (4)  naturalization ;    (5)  uniform  cus- 
toms duties,  after  a  date  to  be  agreed  upon  by  the  Legisla- 
tures of  the   several   colonies;    (6)   railways;    (7)   post  and 
telegraph;    (8)  the  public  debt;    (9)  federal  revenue;    (10) 
the  division  of  any  colony;    (11)  marriage  and  divorce  laws; 
(12)  insolvency;   (13)  quarantine  regulations;    (14)  coinage; 
(15)  patents,  copyrights,  and  trade  marks;    (16)  all  legisla- 
tion affecting  provincial  affairs  should  be  left  to  the  Parlia- 
ment of  each  colony. 
FEDEaATiox  Leagues. — In  March,  1893,  at  the  annual  conference 
of  the  Australian  Natives'  Association,  held  at  Kyneton,  the  dissatis- 
faction with  Parliamentary  dallying  found  vent,  and  it  was  recognized 
that  active  popular  organization  was  needed  to  impress  the  provincial 
Parliaments  with  the  necessity  for  action.     As  the  outcome  of  the 
Kyneton  Conference,  a  deputation  waited  upon  Mr.  Barton  to  urge 
hira  to  form  a  central  Federation  League  in  Sydney. 

Mr.  Barton  himself  had  already  been  moving  in  the  same  direc- 


152  HISTORICAL  INTRODUCTION. 

tion.  Though  he  had  been  unable  to  do  much  in  Parliament,  he  had 
endeavoured  by  a  series  of  public  meetings  in  different  parts  of  the 
colony  to  keep  the  Federal  lamp  alight.  In  December,  1892,  he  had 
visited  Corowa  and  Albury  on  this  mission,  and  had  assured  the  folk 
on  both  sides  of  the  Border  that  a  Federal  League,  on  strictly  non- 
party lines,  would  greatly  strengthen  the  hands  of  federalists  in 
Sydney  and  Melbourne.  The  advice  was  acted  upon;  in  January, 
1893,  Corowa  and  Albury  each  formed  an  "Australian  Federation 
League;"  and  by  the  end  of  May  there  were  15  branches  of  the 
League  in  the  valley  of  the  Murray.  But  the  need  was  still  felt  of  a 
central  organization  to  keep  all  the  colonies  in  touch  ;  and  accordingly 
in  June  Mr.  Barton  convened  a  preliminary  meeting  of  federalists,  at 
which  it  was  resolved  to  form  an  Australasian  Federation  League  in 
Sydney ;  and  at  a  public  meeting  in  the  Town  Hall  on  3rd  July,  tha 
League  was  formed.  Its  auspices  were  not  at  first  very  favourable. 
Sir  Henry  Parkes  stood  aloof.  He  claimed  that  the  idea  of  forming 
Federal  Leagfues  had  originated  with  himself,  and  was  afterwards 
appropriated  by  others  who  ignored  his  right  to  leadership  (speech 
at  Liverpool,  N.S.W.,  reported  Sydney  Morning  Herald,  30th  July, 
1893).  A  meeting  of  the  freetrade  party,  called  by  Mr.  G.  H.  Reid, 
seemed  suspicious  of  the  new  League,  and  resolved  that  in  the  then 
state  of  party  politics  no  alliances  could  be  formed  even  on  the  ques- 
tion of  Federation,  but  that  individual  members  of  the  party  should 
be  left  free  to  use  their  own  discretion.  Opposition  also  turned  up  in 
another  quarter ;  the  members  of  the  "  Democratic  Social  Federation  " 
made  a  determined  but  unsuccessful  effort  to  capture  the  Town  Hall 
meeting,  and  to  pass  resolutions  in  favour  of  an  Austi-alian  Republic. 

However,  the  League  was  duly  formed,  with  a  Constitution 
which  pledged  it  "to  advance  the  cause  of  Australian  Federation  by 
an  organization  of  citizens  owning  no  class  distinction  or  party  in- 
fluence, and  using  its  best  energies  to  assist  Parliamentary  action, 
from  whatever  source  proceeding,  calculated  to  further  the  common 
aim  of  Australian  patriotism."  It  did  not  commit  itself  to  any  par- 
ticular scheme  of  Federation,  but  advocated  "  the  Federal  Union  of 
Australasia  on  such  lines  as  may  be  constitutionally  approved  by  all 
the  colonies  concerned  after  further  deliberation  and  report  by 
assembled  representatives  of  each."  The  League  never  had  a  sen- 
sational history,  but  thenceforward  to  the  end  of  the  fight  it  shows  a 
record  of  steady  organizing  and  educating  work.  It  formed  a  nucleus 
for  an  active  body  of  earnest  federalists  in  Sydney,  and  a  connecting 
link  between  the  country  leagues,  which  began  to  spring  up  in  num- 
bers, especially  in  the  border  districts.  This  result  was  largely  due 
to  the  indefatigable  work  of  Mr.  Edward  Dowling,  who  from  first  to 
last  was  principal  honorary  secretary  to  the  League.  The  example 
spread.  At  the  end  of  1893  and  the  beginning  of  1894,  leagues  were 
formed  in  Melbourne,  Bendigo,  Ballarat,  Echuca  and  other  Victorian 
towns.  In  August,  1895,  a  league  was  formed  at  Adelaide;  in  July, 
1898,  one  was  inaugurated  in  Brisbane,  and  in  July,  1899,  one  was 
formed  in  Auckland. 

Corowa  Conference,  1893. — In  the  new  movement  the  Border 
Leagues  at  once  began  to  take  an  active  part.     The  policy  of  hostile 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  153 


tariffs  and  commercial  isolation  doubtless  affected  the  great  cities  in 
an  equal  degree ;  but  to  the  dwellers  near  the  border  the  disadvan- 
tages were  more  direct  and  more  obvious.  The  Border  Leagues, 
therefore,  were  among  the  most  active  missionaries  in  the  movement; 
and  on  their  invitation  a  Conference  was  held  at  Corowa,  on  31st  July 
and  1st  August,  1893,  to  which  representatives  from  trading  and 
commercial  bodies.  Federation  Leagues,  branches  of  the  Australian 
Natives'  Association,  and  kindred  associations  on  both  sides  of  the 
Murray,  were  invited.  The  Sydney  League  sent  two  delegates,  all  the 
Border  Leagues  were  represented,  and  representatives  from  various 
Vjranches  of  the  Australian  Natives'  Association — especially  on  the 
Victorian  side — mustered  in  force.  The  usual  resolutions  expressing 
the  urgent  need  for  Federation  were  proposed  and  warmly  supported, 
and  united  organization  were  resolved  upon ;  but  as  the  proceedings 
drew  to  a  close  it  was  felt  that  something  more  was  required.  Of 
enthusiastic  speaking  there  was  no  end;  the  demand  was  now  made 
for  some  definite  and  practical  basis  of  action.  To  meet  this.  Dr.  John 
Quick,  a  representative  of  the  Bendigo  branch  of  the  A.N.A.,  proposed 
a  resolution  which  marked  a  new  epoch  and  initiated  a  new  mode  of 
dealing  with  the  question  : — "  That  in  the  opinion  of  this  Conference 
the  Legislature  of  each  Australasian  colony  should  pass  an  Act  pro- 
viding for  the  election  of  representatives  to  attend  a  statutory  Con- 
vention or  Congress  to  consider  and  adopt  a  Bill  to  establish  a  Federal 
Constitution  for  Australia,  and  upon  the  adoption  of  such  Bill  or 
measure  it  be  submitted  by  some  process  of  referendum  to  the  verdict 
of  each  colony."  This  resolution  was  carried  unanimously,  and  was 
the  achievement  which  makes  the  Corowa  Conference  historically 
important. 

Dr.  Quick  did  not  leave  the  resolution  to  its  fate,  but,  upon  his 
return  to  Bendigo,  elaborated  it  into  a  definite  scheme.  He  framed 
an  "Australian  Federal  Congress  Bill,"  which  he  submitted  to  the 
Bendigo  League,  and  which  was  discussed  and  adopted  by  that  body 
and  was  published  on  1st  January,  1894.  This  Bill  in  its  main  features 
became  the  basis  of  the  Enabling  Acts  which  were  afterwards  passed 
in  all  the  colonies,  and  by  means  of  which  the  cause  of  Australian 
union  was  ultimately  brought  to  a  successful  issue.  It  purported  to 
*'  provide  for  the  representation  of  Victoria  at  an  Australasian  Con- 
gress legally  created  to  frame  a  Constitution  for  the  Federation  of  the 
Australasian  colonies,  and  further  to  provide  for  the  reference  of  such 
Constitution  when  framed  to  the  vote  of  the  people,"  and  was  designed 
as  the  model  for  a  series  of  Acts  to  be  passed,  in  substantially  uniform 
shape,  in  all  the  colonies.  The  procedure  which  such  a  series  of  Acts 
would  have  laid  down  is  shortly  this  :  — 

(1.)  That  each  colony  should  elect,  on  its  Parliamentary  franchise, 
ten  representatives  to  a  Federal  Congress. 

(2.)  That  the  Congress  should  frame  a  Federal  Constitution. 

(3.)  That,  on  a  day  to  be  arranged  between  the  Governments,  the 
Federal  Constitution  should  be  referred  to  the  electors  of 
each  colony  for  acceptance  or  rejection. 

(4.)  That  if  the  Constitution  were  accepted  by  majorities  in  two 
or  more  colonies,  it  should  be  forwarded  to  the  Imperial 
Government  to  be  passed  into  law. 


154  HISTORICAL  INTRODUCTION. 

The  novel  and  all-important  element  in  this  proposal  was  the  idea 
of  mapping  out  the  whole  process  in  advance  by  Acts  of  Parliament — 
of  making  statutory  provision  for  the  last  step  before  the  first  step 
was  taken.  Hitherto,  each  successive  step  in  the  framing  of  a  Con- 
stitution had  been  left  dependent  on  the  concurrence  of  all  the  Parlia- 
ments or  all  the  Governments  for  the  time  being  ;  with  the  result  that 
every  hitch,  every  discouragement,  had  led  to  delay,  and  all  the  zeal 
and  labour  expended  on  the  Commonwealth  Bill  of  1891  seemed  in 
danger  of  being  lost,  and  the  prospect  of  bringing  the  question  to  a 
final  issue  was  as  remote  as  ever.  But  here  was  a  scheme  which, 
when  once  launched,  would  ensure  the  framing  of  a  Constitution  and 
its  submission  to  the  people.  Every  step  in  the  process  would  thus  be 
invested,  in  the  minds  of  the  people,  with  a  seriousness  and  importance 
otherwise  unattainable.  Those  who  had  jested  at  the  Convention  of 
1891  as  a  body  of  men  engaged  in  the  amiable  and  amusing  task  of 
drawing  up  a  Constitution  for  the  waste-paper  basket  would  have  to 
admit  that  there  was  something  serious  about  a  Constitution  which, 
when  framed,  the  Government  would  be  obliged  by  law  to  submit  to 
the  electors  for  their  acceptance  or  rejection. 

Another  feature  of  the  scheme,  equally  important,  but  not  abso- 
lutely new,  was  the  principle  of  the  direct  popular  initiative  in  the 
election  of  the  Congress  or  Convention.  The  two  things  now  wanted 
were  popular  interest  in  the  framing  of  a  Constitution,  and  popular 
confidence  in  the  Constitution  when  framed ;  and  the  best  guarantee 
of  both  these  things  was  that  the  people  should  be  asked  to  choose  for 
themselves  the  men  to  Avhom  the  task  was  to  be  entrusted.  The 
adherents  of  the  Parliamentary  system  had  thought  that  the 
people  would  be  less  likely  than  the  Parliaments  to  select  men  who 
by  ability  and  training  were  most  suited  for  the  work  of  Constitution- 
making  ;  but  they  had  forgotten  that  more  important  even  than  the 
j)ersonnel  of  the  Convention  was  the  public  confidence  in  the  Con- 
vention. The  result  showed  that  the  chosen  representatives  of  the 
people  were  for  the  most  part  those  who  would  have  been  the  chosen 
representatives  of  the  Parliaments  ;  but  from  the  fact  of  their  election 
by  the  people  they  had  a  power,  and  they  enjoyed  a  confidence,  which 
election  by  the  Parliaments  could  never  have  given  them. 

But  though  Dr.  Quick's  scheme  meant  a  new  start,  it  did  not 
mean  that  the  work  already  done  was  to  be  wasted.  It  was  intended 
to  supersede,  not  the  Commonwealth  Bill,  but  the  process  of  dealing 
with  that  Bill ;  not  the  work  of  the  Sydney  Convention,  but  the 
abortive  attempts  to  complete  that  work.  The  assembling  of  a  second 
convention — the  expediency  of  having  it  elected  by  the  people — the 
necessity  of  a  final  referendum — had  already  been  suggested  in  con- 
nection with  the  Bill  of  1891.  What  had  not  hitherto  been  suggested 
was  that  all  these  steps  should  first  be  pre-ordained  by  Enabling  Acts 
in  all  the  colonies. 

The  new  proposals  at  once  attracted  attention.  They  were 
favourably  noticed  in  the  press,  they  were  discussed  and  reported 
upon  by  Federation  Leagues  and  kindred  bodies ;  they  were  ex- 
pounded by  the  framer  himself  at  meetings  at  various  places.  In 
January,  1894,  he  came  to  Sydney,  and  explained  his  scheme  to  a 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  155 

meeting  of  the  Central  League,  which  referred  it  to  a  Select  Com- 
raittee  for  consideration  and  report.  This  Committee  presented  its 
report  at  a  meeting  of  the  League  held  on  15th  March,  when  the 
report  was  unanimously  adopted.  The  report  heartily  endorsed  the 
idea  of  mapping  out  the  programme  by  Enabling  Bills  in  all  the 
colonies,  but  suggested  a  modification  in  the  process  of  framing  the 
Constitution — namely,  that  each  colony  should  first  elect,  on  its  Par- 
liamentary suffrage,  a  provincial  Convention  to  formulate  its  own  ideas 
of  a  scheme  of  Federation,  and  that  these  schemes  should  then  be 
submitted  to  a  Federal  Convention,  elected  by  the  Parliaments,  which 
should  frame  a  Federal  Constitution  in  which  the  views  of  the  several 
colonies  should  as  far  as  practicable  be  harmonized.  It  was  feared 
that  the  attempt  to  strike  off  a  Federal  Constitution  at  one  sitting, 
Avithout  consulting  the  separate  colonies  except  for  the  final  vote  on 
the  completed  Constitution,  might  fail  to  secure  adequate  adjustment 
of  conflicting  interests,  and  thus  lead  to  the  rejection  of  the  Constitu- 
tion at  the  polls. 

DiBBs'  Unification  Scheme. — At  this  stage  an  interlude  occurred 
in  the  shape  of  an  alternative  scheme  of  union,  drawn  up  by  Sir 
George  Dibbs,  the  Premier  of  New  South  Wales.  He  had  always 
been  a  severe  critic  of  the  Commonwealth  Bill ;  and  on  22nd  Mav, 
1894,  in  a  speech  to  his  constituents  at  Tam worth,  he  propounded  a 
scheme  of  complete  unification.  This  scheme  was  immediately  con- 
demned by  Sir  Henry  Parkes  and  Mr.  Barton,  and  by  the  federalist 
press,  as  being  impracticable ;  but  Sir  George  Dibbs  shortly  afterwards 
formulated  it  in  a  letter  dated  12th  June  to  Sir  James  Patterson, 
Premier  of  Victoria,  in  which  he  announced  that  the  consideration  he 
had  given  to  the  federal  question  since  the  Convention  of  1891,  but 
"  more  especially  since  the  fiasco  of  the  banking  crisis  found  us  so 
injuriously  divided,"  had  led  him  to  the  conclusion  "  that  it  would  be 
easier  first  to  completely  unify  the  interests  of  the  two  great  colonies 
of  Victoria  and  New  South  VV^ales,  and  then  to  attract  neighbouring 
colonies  within  the  sphere  of  our  extended  influence."  He  set  out  his 
objections  to  the  Commonwealth  Bill ;  it  leant  too  much  to  American 
ideas,  too  little  to  Canadian ;  it  involved  tlie  expense  of  State  and 
Federal  establishments ; ."  its  financial  provisions  were  unfair  and 
unworkable  ;  equal  representation  in  the  Senate  was  absurd.  On  the 
other  hand,  it  secured  no  federal  control  over  public  debts,  railways, 
or  land  revenues,  and  would  tend  to  perpetuate  existing  rivalries. 
"  How  far  more  beneficial  in  every  way ;  how  far  more  likely  to 
extend  our  revenues  and  minimise  our  expenditures ;  how  far  more 
impressive  to  the  outside  world  and  to  our  creditors  in  England, 
would  be  a  complete  pooling  of  our  debts,  our  railways,  our  national 
establishments  generally.  We  are  none  of  us  so  badly  off  that  we 
cannot  be  permitted  to  meet  each  other  on  equal  terms.  lu  such  a 
partnership  New  South  Wales  would  not  be  disposed  to  say  to  her 
neighbours,  '  Your  debts  are  more  burdensome,  your  railways  and 
lands  less  productive  than  ours.'  We  would  give  to  the  United 
Government  that  prestige  and  supreme  control  which  is  almost  entirely 
denied  under  the  Commonwealth  scheme,  wherein  the  Federal  Legis- 
latui-e  would  be  numerically  and  structurally  wholly  overshadowed  by 


156  HISTORICAL  INTRODUCTION. 


the  provincial  Governments  ;  and  without  haggling  over  the  items,  we 
would  be  prepared  to  hand  over  our  Custom-houses,  post  offices,  and 
other  necessary  establishments  for  the  common  good,  provided  others 
did  the  same."  That  there  must  be  local  governments  in  the  provinces 
he  admitted ;  but  he  would  confine  these  local  governments,  "  as  in 
Canada,"  within  subordinate  limits,  and  to  strictly  local  purposes. 
He  practically  admitted  that  the  other  colonies  could  not  be  induced 
to  join  such  a  union  at  the  outset ;  but  he  submitted  the  following 
draft  outline  of  a  scheme  for  the  consideration  of  the  people  of  the 
two  colonies  of  New  South  Wales  and  Victoria  : — 

"  Unification  of  New  South   Wales  and  Victoria  as  a  preliminary 
to  complete  Australian   Union. 

"  Union  for  all  national  purposes  to  be  complete  as  under : — 
(1.)   One  Viceroy,  or  Governor. 
(2.)   One  Parliament  of  two  Chambers. 
(3.)   One  Customs  tariff. 
(4.)  One  scale  of  excise  duties. 
(5.)   One  joint  debt. 
(6.)   One  railway  management. 
(7.)   One  land  revenue   and  one  land  law.     Until  the  laws  are 

consolidated,  existing  regulations  to  hold  good. 
(8.)   One  Defence  Administration. 
(9.)   One  postal  and  telegraph  administration. 
(10.)  Provincial  Government,  with  wide  local  powers. 
(11.)   Surplus  revenue  of  the  Supreme  Government  to  be  appor- 
tioned to  the   Provinces — partly  on  a  population  basis, 
partly  on  an  occupied  mileage  area  basis. 
(12.)   Certain    departments  of  the  Public  Service  removed  from 
political  influence  may  have  their  headquarters  in  Mel- 
bourne, others  in  Sydney. 
(13.)  One  High  Commissioner's  establishment  in  London,  repre- 
senting the  whole. 
(14.)   One  Supreme  Court. 

(15.)  Title,  '  The  United  Colonies.'  Afterwards,  when  South 
Australia  and  Queensland  come  in,  the  title  to  be  '  The 
Dominion  of  Australia.'  " 
This  letter  evoked  merely  a  non-committal  reply  from  Sir  James 
Patterson,  but  it  was  printed  and  circulated,  and  found  a  certain 
number  of  adherents.  Unification — assuming  it  to  be  practicable — 
does  undeniably  present  certain  advantages  over  Federation,  and  has 
always,  in  the  minds  of  many  people,  seemed  a  preferable  form  of 
Government.  Sir  George  Dibbs,  of  course,  was  not  the  first  apostle  of 
unification — an  idea  which  really  meant  little  more  than  undoing  the 
work  of  separation  and  re-establishing  the  earlier  complete  unity. 
Sir  John  Robertson — a  typical  New  South  Wales  anti-federalist — had 
always  expressed  his  willingness  to  welcome  Victoria  back  as  a 
"repentant  child;"  and  there  is  reason  to  believe  that  even  Sir 
Henry  Parkes,  at  the  very  outset  of  his  career,  had  some  leaning  to  a 
complete  amalgamation.  He  had  soon  convinced  himself,  however, 
that  a  federal  union  was  the  only  form  of  union  to  which  the  assent  of 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  157 

the  Australian  colonies  could  possibly  be  secured.  The  history  of  the 
colonies  as  self-governing  communities  had  given  rise  to  local  senti- 
ments and  local  patriotisms ;  their  several  free  institutions  were  the 
results  of  long  and  arduous  political  struggles;  and  any  attempt  to 
abolish  the  constitutions  of  the  colonies  entirely,  to  overthrow  their 
existing  Parliaments  and  their  existing  local  independence,  would  be 
an  impossible  task.  Nor,  if  possible,  is  it  clear  that  it  would  be 
desirable ;  for  unification  has  its  disadvantages  as  well  as  its  advan- 
tages. The  immense  areas  of  the  different  colonies,  and  their 
climatic  and  industrial  conditions,  make  the  preservation  of  their 
individuality  highly  important ;  whilst  they  also  afford  a  strong  argu- 
ment against  entrusting  unlimited  powers  to  a  central  government 
which,  in  the  nature  of  things,  cannot  have  complete  knowledge  of, 
nor  complete  sympathy  with,  all  the  different  local  requirements  of 
the  different  colonies. 

Much  that  Sir  George  Dibbs  said  about  the  omissions  of  the 
Commonwealth  Bill  and  the  desirableness  of  federating  the  railways 
and  the  debts,  had  a  great  deal  of  force.  Still,  this  was  criticism 
which  did  not  involve  the  federal  principle  of  the  Bill,  but  merely  the 
extent  of  federal  control.  The  shortcomings  which  he  mentioned 
were  curable  without  any  departure  from  the  federal  principle,  and 
have  indeed  for  the  most  part  been  cured  by  the  subsequent  elabora- 
tion of  the  Bill. 

One  serious  blemish  of  the  Dibbs  scheme  was  that  it  deliberately 
contemplated  dividing  Australia  into  two  sections — the  large  States 
and  the  small  States — and  denying  to  the  latter  any  voice  in  the  form 
of  the  union.  New  South  Wales  and  Victoria  were  to  frame  the 
Constitution,  and  the  other  colonies  were  to  accept  the  terms  dictated, 
or  stay  outside.  The  impossibility  of  getting  them  willingly  to  con- 
sent to  practical  annexation  was  apparent ;  but  whether — if  the  initial 
difficulty  of  amalgamating  the  two  large  colonies  had  been  surmounted 
— the  others  could  ever  have  been  forced  in,  is  highly  doubtful.  The 
irritation  which  such  an  attempt  would  have  caused  would  have  been, 
to  say  the  least  of  it,  an  unfavourable  auspice  for  union. 

The  unification  idea  has  undoubtedly  had  some  influence  on  the 
structure  of  the  Constitution  as  it  stands  to-day  j  but  not  enough  to 
satisfy  the  extreme  unificationists,  whose  weight,  curiously  enough, 
has  chiefly  been  thrown  into  the  anti-federal  scale.  Sir  George  Dibbs^ 
scheme  has  been  more  or  less  prominent,  throughout  the  whole  history 
of  the  movement,  as  a  counterblast  to  the  panegyrists  of  the  Federal 
Constitution.  It  has  afforded  an  opportunity  to  assert  that  the 
federalists  are  only  half  and  half  unionists — are  in  fact  the  "  real  pro- 
vincialists " — and  that  the  real  unionists  are  those  who  preach  an 
impracticable  unification.  But  it  has  never  been  an  active  mission  on 
its  own  account  and  for  its  own  sake. 

The  Reid  Ministry. — On  2nd  August,  1894,  after  a  general  elec- 
tion, the  Dibbs  Government  resigned,  and  next  day  the  Reid  Adminis- 
tration came  into  office.  Mr.  Reid  immediately  placed  Federation  on 
his  programme,  and  in  his  manifesto  to  the  electors  of  King  Division 
declared  that  his  Government  would  ''lose  no  time  in  restoring  the 
subject  of  Australian  Federation  to  its  rightful  position  of  commanding 


158  HISTORICAL  INTRODUCTION. 

importance  and  urgency."  He  soon  announced  that  he  was  in  favour 
of  a  new  Convention  elected  by  the  people  of  all  the  colonies,  and  he 
communicated  with  the  other  Premiers  with  a  view  to  a  preliminary 
conference.  Federation,  however,  did  not  occupy  the  first  place  in 
the  list.  Matters  of  local  legislation,  and  particularly  the  question 
with  which  the  Ministerial  party  were  most  closely  associated — the 
repeal  of  the  Dibbs  duties  and  the  substitution  of  a  purely  freetrade 
tariff,  with  land  and  income  taxes — took  precedence.  On  12th  No- 
vember the  Premier  was  waited  upon  by  a  deputation  from  the 
Federation  League,  which  placed  before  him  Dr.  Quick's  scheme  and 
the  League's  report  upon  it.  He  received  them  favourably,  and 
declared  himself  deeply  impressed  with  the  merits  of  the  two  schemes; 
but  said  that  as  the  procedure  to  be  adopted  was  to  be  discussed  with 
his  brother  Premiers,  and  must  be  the  result  of  joint  deliberations,  he 
could  not  at  that  stage  commit  himself  to  a  definite  course. 

Next  day  Sir  Henry  Parkes  moved  in  the  Assembly  the  follow- 
ing resolution  : — "  That  in  view  of  the  rapid  growth  of  Australia  in 
the  elements  of  national  life,  and  the  number  of  questions  arising  out 
of  that  growth  which  can  only  be  dealt  with  adequately  by  a  national 
Legislature,  it  is  in  the  highest  sense  desirable  that  Parliament, 
without  loss  of  time,  should  resume  the  consideration  of  the  Federation 
of  these  colonies  under  one  national  Government.^'  He  emphasized 
the  fact  that  this  motion  had  no  relation  to  any  party,  or  to  an}^ 
personal  feeling — though  he  hinted  that  there  was  somebody  of  whom 
he  strongly  disapproved.  In  a  dignified  and  statesmanlike  speech  he 
urged  the  importance  of  prompt  action,  but  oracularly  refrained  from 
any  definite  proposal.  He  deprecated,  however,  throwing  aside  the 
Convention  of  1891,  and  starting  afresh  with  any  less  representative 
body ;  and  he  insisted  that  every  step  must  be  made  in  concurrence 
with  all  the  other  colonies — words  which  excluded  the  Dibbs  scheme, 
but  which  left  his  attitude  with  regard  to  the  Enabling  Bill  process  in 
doubt.  Mr.  Reid,  in  reply,  reiterated  the  views  he  had  expressed  to 
the  deputation.  The  debate  disclosed  little  opposition,  but  not  very 
much  enthusiasm ;  speakers  from  the  labour  party  especially  main- 
taining that  other  matters  were  more  urgent.  The  resolution  was 
carried,  after  several  hours'  debate,  by  55  votes  to  10 — the  noes 
mostly  consisting  of  labour  members. 

The  Premiers'  Conference. — The  Conference  of  Premiers  met  at 
Hobart,  on  29th  January,  1895,  the  Premiers  present  being  Mr.  Reid 
(New  South  Wales),  Mr.  (afterwards  Sir)  George  Turner  (Victoria), 
Mr.  (afterwards  Sir)  Hugh  M.  Nelson  (Queensland),  Mr.  C.  C. 
Kingston  (South  Australia),  Sir  Edward  Braddon  (Tasmania),  and 
Sir  John  Forrest  (Western  Australia).  The  following  resolutions, 
submitted  by  Mr.  Reid,  were  carried  : — 

(1.)  That  this  Conference  regards  Federation  as  the  great  and 

pressing  question  of  Australasian  politics. 
(2.)  That  a  Convention,  consisting  of  ten  representatives  from 

each  colony,  directly  chosen  by  the  electors,  be  charged 

with  the  duty  of  framing  a  Federal  Constitution. 
(3.)  That  the  Constitution  so  framed  be  submitted  to  the  electors 

for  acceptance  or  rejection  by  a  direct  vote. 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  loij 

(4.)  That  such  Constitution,  if  accepted  by  the  electors  of  three 
or  more  colonies,  be  transmitted  to  the  Queen  bj  an 
Address  from  the  Parliaments  of  those  colonies  praying 
for  the  necessary  legislative  enactment. 
(5.)  That  a  Bill  be  submitted  to  the  Parliament  of  each  colony 
for  the  purpose  of  giying  effect  to  the  foregoing  resolutions. 
(6.)  That  Messrs.  Turner  and  Kingston  be  requested  to  prepare  a 

draft  Bill  for  the  consideration  of  this  Conference. 
Except  for  Mr.  Xelson  and  Sir  John  Forrest,  these  resolutions 
^vere  carried  unanimously.  Mr.  Xelson  agreed  to  everything  except 
the  proposal  that  the  Constitution  should  be  submitted  for  the 
approval  of  the  electors  of  each  colony ;  he  thought  that  the  approval 
of  the  colonies  "should  be  obtained  in  such  manner  as  each  colony 
may  prescribe  in  the  Act  authorizing  such  Convention."  Sir  John 
Forrest  appended  the  following  statement : — "  "While  agreeing  that 
Federation  is  the  great  and  pressing  question  of  Australasian  politics, 
I  am  opposed  to  the  procedure  proposed  to  be  adopted,  and  I  am  of 
opinion  (1)  that  the  draft  Commonwealth  Bill  of  1891  should  be  first 
considered  by  the  Parliaments  of  the  respective  colonies;  (2)  that 
any  amendments  made  by  the  several  Parliaments  should  be  referred 
to  a  second  Convention  to  be  appointed  by  the  several  Parliaments 
after  a  general  election,  and  that  the  Bill,  as  approved  by  this  second 
Convention,  be  final,  and  be  submitted  for  the  necessary  Imperial 
legislation." 

Mr.  Kingston  would  have  preferred  to  begin  with  an  Imperial 
Federal  Enabling  Act  which  would  enable  the  colonies,  without 
further  Imperial  legislation,  to  adopt  any  Constitution  framed  as 
above,  subject  only  to  the  Koyal  assent.  He  did  not,  however,  think 
that  this  view  ought  to  prevent  South  Australians  co-operation  in  the 
scheme  proposed. 

On  6th  February  the  draft  Bill  prepared  by  Mr.  Turner  and  Mr. 
Kingston  was  "  considered,  amended,  and  agreed  to  as  the  draft  of  a 
type  of  Bill  suitable  for  giving  effect  to  the  resolutions  of  the  Confer- 
ence." Mr.  Reid  intimated  that  "so  soon  as  practicable  after  the  re- 
assembling of  the  New  South  Wales  Parliament  his  Government  would 
introduce  a  measure  providing  for  the  chief  objects  of  the  Bill  as 
defined  in  the  draft."  Messrs.  Turner,  Kingston,  Nelson,  and  Sir 
Edward  Braddon  intimated  that  as  soon  as  New  South  "\V^ales  had 
passed  the  Bill  they  would  follow  suit — Mr.  Nelson,  however,  reserving 
the  right  to  dispense  with,  the  direct  reference  to  the  electors.  Sir 
John  Forrest  was  not  present,  and  was  not  committed  in  any  way. 

The  draft  Bill  framed  by  the  Conference  provided  in  detail  for 
the  procedure  outlined  by  the  resolutions;  and  it  embodied  one  very 
important  amplification  of  them.  It  provided  that  the  Convention, 
after  framing  a  draft  Constitution,  should  adjourn  for  a  period  of  not 
less  than  30  and  not  more  than  60  days ;  and  that  it  should  then  re- 
assemble, reconsider  the  Constitution  with  any  amendments  that 
might  be  proposed,  and  finally  adopt  it  with  any  amendments  that 
might  be  agreed  to.  This  provision  obviated  the  objections  which  the 
Sydney  league  had  made  to  Dr.  Quick's  scheme.  It  gave  time  for 
reflection  and  reconsideration;  it  gave  an  opportunity  for  the  several 


160  HISTORICAL  INTRODUCTION. 


colonies,  through  their  legislatures  or  otherwise,  to  formulate  their 
criticisms  and  objections;  and  it  thus  ensured  a  more  thorough 
threshing  out  of  all  questions  of  conflicting  interest.  The  Premiers' 
plan  thus  followed  in  the  main  the  outlines  of  Dr.  Quick's  proposal. 

The  merits  of  this  scheme  were  obvious  and  notable.  It  avoided 
all  the  great  defects  of  the  process  of  1891.  It  secured  popular 
interest,  by  providing  that  the  members  of  the  Convention  should  be 
elected  by  the  people  themselves,  and  that  the  Constitution  should  be 
submitted  to  the  people  themselves  for  acceptance.  It  conciliated  the 
Parliaments  by  giving  them  a  voice  in  initiating  the  process,  a  voice 
in  criticizing  the  Constitution  before  its  completion,  and  a  voice  in 
requesting  the  enactment  of  the  Constitution  after  acceptance.  In 
other  words,  whilst  necessarily  assigning  to  a  single  body,  representa- 
tive of  all  the  colonies,  the  task  of  framing  the  Constitution  in  the 
first  instance  and  finally  revising  it,  it  ensured  that  both  the  peoples 
and  the  Parliaments  of  the  several  colonies  should  be  consulted  at 
every  stage — in  initiation,  in  delibei'ation,  and  in  adoption.  And 
lastly,  by  making  statutory  provision  in  advance  for  every  step  of  the 
process,  it  ensured  that  the  matter  once  begun  should  be  brought  to 
an  issue.  No  fuller  security  could  have  been  given  that  the  Constitu- 
tion would  be  based  upon  the  will  of  the  people  and  of  the  people's 
representatives. 

The  Enabling  Acts. — There  was  not  even  yet  an  end  of  all 
delays.  The  fiscal  legislation  of  the  Reid  Government  involved  a 
dispute  between  the  Houses,  a  dissolution,  and  a  general  election.  In 
December,  1895,  however,  the  new  policy  was  carried  into  effect,  and 
Acts  imposing  taxes  on  the  unimproved  value  of  land  and  upon 
incomes  were  passed,  as  well  as  a  Customs  Duties  Act,  which  repealed 
the  Dibbs  duties  of  1891,  and  substituted  an  extremely  freetrade 
tariff.  This  fiscal  system  had  afterwards  an  important  bearing  on 
the  criticisms  directed  against  the  financial  provisions  of  the  Federal 
Constitution. 

Meanwhile  in  October  an  Enabling  Bill  had  been  introduced, 
following  for  the  most  part  the  lines  of  the  Premiers'  draft  Bill. 
The  only  alteration  of  importance  was  that  the  interval  between  the 
two  sittings  of  the  Convention  was  increased  to  "  not  less  than  60  and 
not  more  than  120  days,"  with  the  object  of  allowing  ample  time  for 
Parliamentary  discussion  of  the  Constitution.  On  the  motion  to 
introduce  the  B511,  Mr.  Henry  Copeland  moved  an  amendment  to  the 
effect  that  the  proper  basis  for  advancing  the  federal  movement  was 
the  consideration  of  the  Commonwealth  Bill  of  1891  by  means  of  the 
procedure  laid  down  by  the  Convention.  This  proposal  however 
received  little  support,  and  was  defeated  on  division  by  59  votes  to  7. 
On  the  second  reading,  Mr.  McMillan  opposed  the  principle  of  a  Con- 
vention elected  by  the  people,  arguing  that  the  selection  of  a  suitable 
combination  of  trained  men  would  be  better  performed  by  Parlia- 
ment J  and  he  moved  an  amendment  to  refer  the  question  to  a  Select 
Committee.  This  also  was  defeated,  and  the  second  reading  was 
carried  on  division  by  62  votes  to  5. 

In  Committee,  an  amendment  was  moved  by  Mr.  A.  B.  Pidding- 
ton  to  provide  for  the  selection  of  the  representatives  by  a  college  of 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  161 

federal  electors ;  but  this  found  no  favour,  and  was  negatived.  Mr. 
W.  M.  Hughes  (a  labour  member)  moved  an  amendment  to  provide 
that  the  several  colonies,  instead  of  being  represented  equally  in  the 
Convention,  should  be  represented  in  proportion  to  population ;  but 
with  a  maximum  of  ten  and  a  minimum  of  five  representatives. 
This  caused  considerable  debate ;  it  being  argued  on  the  one  side  that 
the  Convention  could  not  represent  the  people  of  Australia  fairly 
unless  it  represented  them  proportionately,  and  pointed  out  on  the 
other  that  the  Convention  did  not  purport  to  represent  the  people  of 
Australia,  but  only  the  peoples  of  the  colonies  gathered  together  to 
confer  on  equal  terms.  Ultimately  the  amendment  was  negatived  on 
division  by  45  votes  to  26,  the  minority  consisting  for  the  most  part 
of  labour  members.  On  the  question  of  the  acceptance  of  the  Con- 
stitution by  a  majority  of  the  voters,  it  was  argued  that  there  ought 
to  be  some  provision  to  prevent  the  Bill  being  accepted  if  the  number 
of  votes  polled  was  not  large  enough  to  be  representative.  An 
amendment  requiring  a  total  poll  of  one-third  of  the  electors  was 
defeated  by  S6  votes  to  17;  another  requiring  a  total  poll  of  one- 
fourth  of  the  electors  was  defeated  by  34  votes  to  14  ;  but  subse- 
quently Mr.  Reid  agreed  to  an  amendment  requiring  50,000  affirmative 
votes. 

On  11th  December,  the  Bill  was  debated  in  the  Legislative 
Council.  Considerable  opposition  was  manifested,  but  no  division  was 
taken  on  the  Bill,  which  was  passed  with  unimportant  amendments, 
and  received  the  royal  assent  on  23rd  December. 

There  can  be  no  doubt  that  the  Enabling  Bill  would  have 
encountered  more  serious  opposition  in  both  Houses  had  the  opponents 
of  Federation  realized  the  importance  of  the  step  that  was  bein^ 
taken.  They  misjudged  the  vitality  of  the  movement,  and  did  not 
anticipate  the  stimulating  effect  of  placing  it  on  a  popular  basis. 
They  expected  that  the  new  Convention,  if  it  ever  met,  would  be  as 
futile  as  the  last  had  apparently  been  ;  and  they  trusted,  in  the  last 
resort,  to  be  able  to  secure  the  rejection  of  any  Constitution  which 
did  not  satisfy  what  they  believed  would  be  the  demands  of  Xew 
South  Wales.  They  thought  that  Federation  could  be  trifled  with 
again  as  it  had  been  in  the  past ;  and  did  not  foresee  the  irresistible 
momentum  which  the  federal  cause  would  gather,  or  the  completeness 
with  which  it  was  about  to  sweep  away  minor  issues,  and  leap  to  the 
front  as  the  first  great  practical  question  of  Australian  politics. 

Xew  South  Wales  having  redeemed  her  pledge  and  led  the  way, 
other  colonies  were  not  slow  to  follow.  South  Australia,  under  Mr. 
Kingston's  leadership,  took  action  as  soon  as  it  was  clear  that  Xew 
South  Wales  was  in  earnest,  and  dealt  with  the  Enabling  Bill  so 
promptly  that  it  became  law  on  20th  December — three  days  in  advance 
of  the  mother  colony.  The  only  substantial  variation  in  the  South 
Australian  Bill  was  that  no  minimum  vote  was  required  for  the 
acceptance  of  the  Constitution.  The  Tasmanian  Bill,  introduced  by 
Sir  Edward  Braddon,  came  next,  and  was  passed  on  10th  January, 
1896.  It  required  for  acceptance  of  the  Constitution  a  minimum 
affirmative  vote  of  6000 — representing  about  the  same  proportion  of 
voters  as  the  Xew  South  Wales  minimum.     In  Victoria,  an  Enabling 


162  HISTORICAL  INTRODUCTION. 

Act  had  been  introduced  by  Sir  George  Turner  in  December,  and  had 
passed  the  Assembly  almost  without  opposition,  the  division  on  the 
second  reading  being  71  to  4.  In  the  Council  an  amendment  was 
made  which  the  Assembly  regarded  as  infringing  its  money  powers, 
and  which  resulted  in  a  temporary  deadlock.  In  February,  however, 
a  second  Bill  was  introduced,  which  became  law  on  7th  March,  1896. 
It  required  a  minimum  affirmative  vote  of  50,000. 

Queensland  and  Western  Australia  were  now  being  waited  for. 
But  Sir  Hugh  Nelson,  the  Queensland  Premier,  had  meanwhile  dis- 
covered difficulties  in  the  way  of  passing  a  Bill  in  the  form  agreed 
upon.  Queensland  was  tripartite  in  interest,  the  North  and  the  Centre 
being  arrayed  against  the  South  in  their  demand  to  be  erected  into 
separate  colonies.  This  question  of  separation  became  interwoven 
with  the  question  of  Federation.  The  North  and  the  Centre  looked 
forward  to  Federation,  not  only  for  its  own  sake,  but  also  as  a  step 
towards  subdivision ;  whilst  Brisbane  and  the  South  feared  that  their 
trade  would  suffer  from  open  competition  with  New  South  Wales  and 
its  metropolis.  Each  of  the  three  divisions  preferred  to  have  separate 
representation  in  the  Convention  rather  than  to  trust  to  the  chances 
of  a  single  electorate.  Moreover,  the  Government  and  a  large  section 
of  the  Parliament  favoured  Parliamentary  rather  than  direct  election. 
Sir  Hugh  Nelson  accordingly  provided  in  his  Bill  that  the  Queensland 
representatives  should  be  elected  by  the  members  of  the  Legislative 
Assembly,  grouped  according  to  the  three  great  districts.  The 
Premiers  of  the  four  colonies  which  had  substantially  adopted  the 
model  Bill  joined  in  a  remonstrance  against  this  departure  from  the 
Hobart  understanding;  but  without  avail.  Sir  Hugh  Nelson  pro- 
ceeded with  the  Bill,  but  somewhat  half-heartedly,  without  committing 
himself  to  the  whole  of  the  process,  and  reserving  to  the  Parliament 
the  right  to  send  the  Constitution  to  the  people  or  not,  as  it  pleased. 
He  made  no  profession  of  being  an  ardent  federalist,  but  argued  that 
it  could  do  no  harm  to  have  a  voice  in  framing  the  Constitution,  which 
they  would  afterwards  be  free  to  accept  or  reject.  On  the  motion  for 
the  second  reading,  Mr.  G.  S.  Curtis  moved  an  amendment  affirming 
that  no  Enabling  Bill  would  be  acceptable  which  did  not  provide  for 
the  election  of  representatives  by  direct  popular  vote.  This  was  nega- 
tived by  36  votes  to  26,  and  the  Bill  passed  the  Assembly  in  July, 
1896.  But  in  the  Council  it  was  not  unnaturally  claimed  that  if  the 
election  was  to  be  Parliamentary,  both  Houses  should  take  part  in  it; 
and  accordingly  the  Bill  was  returned  to  the  Assembly  amended  to 
that  effect.  The  Assembly,  however,  denied  the  representative 
character  of  a  nominee  House.  The  difference  between  the  Houses 
proved  irreconcilable;  and  in  November — though  Mr.  lleid  journeyed 
to  Brisbane  to  assist  a  settlement — the  Bill  was  laid  aside. 

Meanwhile  Western  Australia  had  decided  to  fall  partially  into  line 
with  the  movement,  and  had  on  27th  October,  1896,  passed  an  Enabling 
Act,  which,  however,  differed  in  important  respects  from  the  others. 
In  the  first  place,  the  federal  representatives  of  that  colony  were  to  be 
chosen,  not  by  the  people,  but  by  both  Houses  of  Parliament  sitting 
together.  And  in  the  next  place,  the  Constitution  as  framed  by  the 
Convention  was  only  to  be  submitted  to  the  people  "  if  approved  by 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  163 

Parliament."  The  Parliament  of  AV  estern  Australia,  therefore,  only 
gave  a  conditional  adherence  to  the  Enabling  process,  reserving  to 
itself  the  right  to  draw  back  before  the  final  stage. 

The  Bathurst  Convextiox. — A  symptom  of  awakening  public 
interest,  and  at  the  same  time  a  means  of  stimulating  that  interest, 
was  afforded  in  November,  1896,  by  a  "  People's  Federal  Convention  " 
held  at  Bathurst — an  unofficial  assemblage  to  which  delegates  were 
invited  from  leagues  and  organizations  of  all  kinds  throughout  Aus- 
tralia. The  Convention  numbered  nearly  200  representatives,  mostly 
from  Xew  South  Wales,  but  including  several  from  other  colonies. 
Its  aim  was  both  educative  and  deliberative  ;  and  its  chief  work  took 
the  form  of  a  detailed  discussion  of  the  Commonwealth  Bill  of  1891. 
Federation  was  just  then,  for  the  first  time,  a  question  in  which  the 
people  could  take  a  practical  and  responsible  interest,  because  on  the 
statute  book  of  four  colonies  were  Acts  requiring  the  people  first  to 
elect  representatives  to  frame  a  Constitution,  and  then  to  say  ''  Yes  " 
or  "  Xo  "  to  the  adoption  of  that  Constitution.  The  Bathurst  Con- 
vention was  opportune  ;  its  proceedings  were  reported  at  length  by 
the  press,  and  followed  with  interest  throughout  Australia.  The 
debates  not  only  showed  a  general  appreciation  of  the  federal  spirit, 
but  contributed  some  really  valuable  suggestions — particularly  in 
respect  of  the  difficult  question  of  finance.  But  perhaps  the  Con- 
vention did  best  service  in  helping  to  dissipate  the  atmosphere  of 
suspicion  which,  in  the  minds  of  a  section  of  the  people,  had  always 
hung  round  the  Commonwealth  Bill.  Vague  impressions  were  abroad 
that  the  Bill  was  a  compound  of  "  Toryism,"  "  Imperialism,"  "  Mili- 
tarism," and  other  unpopular  qualities ;  but  the  Bathurst  Convention, 
though  reflecting  every  shade  of  political  and  social  belief,  failed  to 
find  these  defects.  The  fact  that  the  Commonwealth  Bill  was  by 
general  consent  taken  as  the  basis  of  discussion,  and  that  it  came  so 
well  out  of  the  ordeal,  helped  to  establish  its  position  as  a  draft  Con- 
stitution which  must  be  the  basis  of  all  future  deliberations. 

The  Convextiox  Elections. — It  was  decided  to  wait  no  longer 
for  Queensland;  and  4th  March,  1897,  was  fixed  as  the  date  for  the 
election  of  federal  representatives  of  Xew  South  Wales,  Victoria, 
South  Australia,  and  Tasmania.  In  each  colony  the  election  was 
preceded  by  a  campaign  ;  though,  owing  to  the  large  size  of  the 
constituencies — each  colony  being  one  electorate  for  the  purpose — no 
thorough  canvass  was  possible,  and  printed  addresses  largely  took  the 
place  of  speeches. 

In  New  South  Wales  the  10  seats  were  contested  by  49  candi- 
dates. First  there  were  a  number  of  public  men  of  various  political 
faiths  and  constitutional  views,  but  who  may  all  be  classed  as  federalists. 
Cardinal  Moran,  Roman  Catholic  Archbishop  of  Sydney,  was  among 
the  candidates.  Then  there  were  the  "  Labour  Ten,"  a  bunch  chosen 
by  the  Political  Labour  League  of  New  South  Wales.  They  insisted 
on  a  Federal  Legislature  of  one  chamber,  elected  on  a  population 
basis  ;  a  federal  franchise  giving  "  one  man  one  vote ;"  payment  of 
members  of  the  Federal  Parliament ;  elective  Ministers  ;  the  Initiative 
and  the  Referendum.  On  these  terms  they  were  prepared  to  give  the 
Federal  Parliament  large  powers;  but  they  announced  that  "  on  any 


164  HISTORICAL  INTRODUCTION. 

other  conditions  we  are  opposed  to  Federation."  There  was  also  a 
bunch  of  five  gentlemen  nominated  by  the  "  Patriotic  League  of  New 
South  Wales/'  whose  patriotism  was  avowedly  provincial,  and  who 
styled  themselves  "  Prudent  Federalists."  They  wished  each  colony 
to  retain  its  provincial  tariff,  and  objected  to  the  Federal  Government 
having  any  taxing  powers,  except  by  way  of  a  levy  on  the  States. 
The  list  was  filled  up  by  a  few  comparatively  unknown  candidates,  of 
little  representative  importance. 

The  election  was  in  no  sense  a  party  fight ;  and  although  some 
organizations  put  forward  "  tickets,"  the  candidates  were  mostly  voted 
for  on  their  public  reputations.  The  result  was  a  triumph  for  the 
federalists,  the  ten  representatives  being  elected  in  the  following 
order: — Mr.  Edmund  Barton,  Q.O. ;  Hon.  G.  H.  Reid,  M.L.A. 
(Premier)  ;  Hon.  J.  H.  Carruthers,  M.L.A.  (Minister  for  Lands)  ;  Mr. 
W.  McMillan,  M.L.A.  (ex-Treasurer)  ;  Mr.  AY.  J.  Lyne,  M.L.A. 
(Leader  of  Opposition)  ;  Hon.  J.  N.  Brunker,  M.L.A.  (Chief  Secre- 
tary) ;  Hon.  R.  E.  O'Connor,  Q.C.,  M.L.C. ;  Hon.  Sir  J.  P.  Abbott, 
K.C.M.G.  (Speaker) ;  Mr.  J.  T.  Walker;  Mr.  B.  R.  Wise  (ex- Attorney- 
General)  . 

Each  voter  had  to  vote  for  10  candidates ;  and  the  number  of 
those  who  recorded  their  votes  was  139,850,  out  of  a  total  of  some 
260,000  electors — a  poll  not  quite  up  to  the  usual  standard  of  a  general 
election,  but  very  satisfactory  considering  the  unusual  conditions  of 
the  contest.  Mr.  Barton  headed  the  poll  with  a  magnificent  vote  of 
nearly  100,000,  and  the  lowest  elected  candidate  secured  some  53,000 
votes.  The  Labour  Party,  with  their  impossible  programme,  were 
very  low  in  the  list ;  though  their  leader,  Mr.  J.  S.  T.  McGowen,  polled 
some  40,000  votes,  and  would  doubtless  have  been  higher  but  for  the 
bold  attempt  of  his  "  bunch "  to  capture  the  Convention.  The 
"  Prudent  Federalists "  were  nowhere.  But  though  all  the  selected 
candidates  were  federalists,  it  cannot  be  said  that  the  election  disclosed 
any  definite  "  mandate  "  as  to  constitutional  principles. 

In  Victoria  29  candidates  were  nominated.  The  voting,  on  the 
whole,  was  more  on  party  lines  than  in  New  South  Wales — the 
''tickets"  of  the  Argus  and  the  Age,  the  two  daily  morning  news- 
papers of  Melbourne,  being  voted  extensively ;  yet  the  polling  was 
not  nearly  so  heavy — votes  being  recorded  by  only  99,108  electors  out 
of  some  238,000  on  the  rolls.  The  ten  representatives  were  elected  in 
the  following  order  : — Hon.  Sir  George  Turner,  K.C.M.G.,  M.L.A. 
(Premier);  Dr.  John  Quick  (ex-M.L.A.)  ;  Hon.  Alfred  Deakin,  M.L.A. 
(ex-Minister)  ;  Hon.  A.  J.  Peacock,  M.L.A.  (Chief  Secretary) ;  Hon. 
T,  A.  Isaacs,  M.L.A.  (Attorney-General)  ;  Mr.  W.  A.  Trenwith, 
M.L.A. ;  Hon.  Sir  Graham  Berry,  K.C.M.G.  (Speaker) ;  Hon.  Simon 
Fraser,  M.L.C;  Hon.  Sir  William  A.  Zeal,  K.C.M.G.  (President 
Legislative  Council)  ;  Mr.  H.  B.  Higgins,  M.L.A. 

In  South  Australia  there  were  33  candidates.  The  elected  repre- 
sentatives were  : — Hon.  C.  C.  Kingston,  Q.C.,  M.L.A.  (Premier)  ;  Hon. 
F.  W.  Holder,  M.L.A.  (Treasurer)  ;  Hon.  J.  A.  Cockburn,  M.L.A. 
(Minister  for  Education)  ;  Hon.  Sir  R.  C.  Baker,  K.C.M.G.  (President 
Legislative  Council)  ;  Hon.  J.  H.  Gordon,  M.L.C. ;  Mr.  J.  H.  Symon, 
Q.C.    (ex-Attorney-General)  ;    Hon.    Sir    John    W.    Downer,    Q.C., 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  165 

K.C.M.G.,  M.L.A.  (ex-Premier);  Mr.  P.  McM.  Glynn;  Hon.  J.  H. 
Howe,  M.L.A.  (ex-Minister) ;  Mr,  V.  L.  Solomon,  M.L.A. 

In  Tasmania  there  were  32  candidates ;  and  owing  to  the  com- 
paratively small  area  of  the  colony  a  larger  proportion  of  the  electors 
than  elsewhere  could  be  reached  by  public  meetings — a  circumstance 
which  contributed  much  to  the  federal  education  of  the  people.  The 
elected  representatives  were  : — Hon.  Sir  Philip  O.  Fvsh,  K.C.M.G., 
M.H.A.  (Treasurer)  ;  Hon.  Sir  Edward  N.  C.  Braddon,  K.C.M.G-., 
M.H.A.  (Premier) ;  Hon.  Henry  Dobson,  M.H.A.  (ex-Premier)  ;  Hon. 
John  Henry,  M.H.A.  (ex-Treasurer)  ;  Hon.  N.  E.  Lewis,  M.H.A.  (ex- 
Attorney-General)  ;  Hon.  Nicholas  J.  Brown,  M.H.A.  (Speaker)  ; 
Hon.  C.  H.  Grant,  M.L.C. ;  Hon.  Adye  Douglas  (President  Legislative 
Council) ;  Hon.  William  Moore,  M.L.C.  (Chief  Secretary) ;  Mr.  M.  J. 
Clarke,  M.H.A. 

The  first  meeting  of  the  Convention  was  fixed  for  22nd  March  ; 
and  on  12th  March,  almost  at  the  last  moment,  the  West  Australian 
Parliament  amended  its  Enabling  Act,  so  as  to  allow  the  more  speedy 
selection  of  the  representatives  of  that  colony.  Next  day  the  polling 
took  place,  the  members  of  both  Houses  electing  the  following  repre- 
sentatives : — Hon.  Sir  John  Forrest,  K.C.M.G.,  M.L.A.  (Premier)  ; 
Hon.  Sir  James  G.  Lee-Steere  (Speaker) ;  Mr.  George  Leake,  M.L.A. 
(Leader  of  Opposition)  ;  Hon.  F.  H.  Piesse,  M.L.A.  (Commissioner  of 
Railways)  ;  Hon.  J.  W.  Hackett,  M.L.C. ;  Mr.  W.  T.  Loton,  M.L.A.  ; 
Mr.  W.  H.  James,  M.L.A. ;  Mr.  A.  Y.  Hassell,  M.L.A. ;  Mr.  R.  F. 
ShoU,  M.L.A. ;  Hon.  J.  H.  Taylor,  M.L.C. 


(10)  ADELAIDE  SESSION  OF  THE  CONVENTION,  1897. 


The  first  meeting  of  the  Convention  took  place  at  Adelaide  on 
22nd  March,  1897 ;  though  the  West  Australian  representatives  did 
not  arrive  till  four  days  later.  Before  the  Convention  opened,  each 
delegation  met  to  consult,  and  then  all  the  members  held  a  private 
caucus  for  the  preliminary  discussion  of  methods  of  procedure.  The 
representatives  met  at  noon  in  the  House  of  Assembly  Chamber,  when 
the  Clerk  of  the  Parliaments  (Mr.  E.  G.  Blackmore)  read  the  procla- 
mation convening  the  Convention,  and  the  representatives  present 
signed  the  roll.  Mr.  Kingston,  as  Premier  of  the  colony  in  which  the 
Convention  was  held,  was  appointed  President,  and  Mr.  E.  G.  Black- 
more  Clerk  of  the  Convention. 

The  first  thing  to  decide  was  whether  the  Convention  should 
openly  take  the  Bill  of  1891  for  its  basis,  and  work  upon  that,  or 
should  proceed  to  originate  a  new  Constitution.  It  leaked  out  that 
the  caucus  had  decided  to  begin  by  discussing  general  resolutions, 
and  then  appoint  a  Committee  to  draft  a  Bill;  but  the  matter  was 
discussed  again  in  Convention.  Each  plan  had  its  advantages,  and 
opinion  was  divided.  It  was  obvious  that  any  new  draft  would  borrow 
largely  from  the  old,  and  some  of  the  members  thought  it  merely 
affectation,  as  weU  as  waste  of  time,  to  throw  aside  a  Bill  which 
admittedly  would  make  an  excellent  foundation.     But  the  argument 


166  HrSTORTCAL  INTRODUCTION. 

prevailed  that  the  Convention^  having  been  chosen  by  the  people  to 
"  frame  ^'  a  Constitution^  would  best  cany  out  its  mandate,  and  best 
earn  the  confidence  of  its  constituents,  by  beginning  at  the  beginning, 
I  and  not  formally  building  its  work  on  the  foundations,  however  excel- 
lent, laid  down  by  others. 

Federal  Eesolutions. — The  Convention  was  as  yet  "  a  Parliament 
without  an  Executive."  Sir  George  Turner  suggested  that  Mr. 
Barton  should  be  entrusted  with  the  task  of  drawing  up  preliminary 
resolutions;  and  at  a  further  suggestion  by  Mr.  Symon,  Mr.  Barton 
undertook  the  duties  of  "  Leader  of  the  Convention."  His  first  step 
was  to  move  a  series  of  resolutions  enunciating  a  few  leading  principles 
and  the  general  outlines  of  a  Constitution,  almost  exactly  in  the  form  of 
Parkes'  resolutions  of  1891.  One  new  feature,  however,  was  a  pre- 
liminary affirmation,  understood  to  have  been  suggested  by  Mr.  Wise, 
that  the  purpose  of  the  union  was  ''to  enlarge  the  powers  of  self- 
government  of  the  people  of  Australia."  The  debate  on  these  resolu- 
tions occupied  seven  sitting  days,  and  had  the  important  practical 
result  of  bringing  the  members  of  the  Convention  iuto  touch  with  one 
another,  and  of  making  known  their  different  views.  Mr.  Barton,  in 
an  admirable  speech,  appealed  to  the  Convention  to  approach  the 
question  with  an  open  mind  and  in  a  spirit  of  compromise ;  and 
explained  that  the  object  of  the  resolutions  was  to  have  a  preliminary 
debate  wide  enough  in  its  scope  to  bring  out  every  view  and  opinion 
on  the  main  issues,  and  yet  to  avoid,  at  this  stage,  any  final  judgment 
upon  non-essentials.  He  touched  upon  the  different  features  of  the 
resolutions,  in  a  non-contentious  way ;  but  thought  it  more  important 
for  the  new  members,  whose  opinions  were  not  on  record,  to  have  an 
opportunity  of  being  heard.  Sir  Richard  Baker  followed  with  a 
weighty  presentation  of  the  argument  for  giving  the  Senate  equal 
power  with  the  House  of  Representatives.  Responsible  Government 
was,  he  said,  inconsistent  with  true  Federation;  it  would  either  kill 
Federation  or  Federation  would  kill  it.  No  Government  could  carry 
on  if  it  needed  majorities  in  both  Chambers;  and  if  it  were  only 
responsible  to  one — if  one  Chamber  were  to  predominate — the  whole 
principle  of  Federation  would  be  gone.  Responsible  Government  had 
never  been  tried  in  a  Federation — for  Canada  was  none — and  was 
inconsistent  with  the  essential  conditions  of  Federation.  He  there- 
fore favoured  the  Swiss  form  of  Executive. 

Sir  George  Turner  set  the  example  of  giving  his  views  in  greater 
detail.  He  indicated  his  attitude  on  most  of  the  debatable  questions, 
and  from  then  onward  the  debate  spread  over  the  whole  ground 
covered  by  the  resolutions.  A  few  points  of  difference  began  to  loom 
up  and  assume  importance  from  the  first.  Foremost  among  these 
was  the  power  to  amend  money  Bills,  as  to  which  it  soon  became 
apparent  that  the  representatives  of  the  larger  and  the  smaller  colonies 
were  both  disinclined  to  compromise.  The  representatives  of  the  small 
colonies  stood  out  for  a  strong  Senate,  and  were  disposed  to  let  Re- 
sponsible Government  take  its  chance.  The  representatives  of  the 
large  colonies  either  denied  Sir  Richard  Baker's  premiss  that  two 
Houses  with  equal  powers  were  necessary  for  an  ideal  Federation, 
or  argued  that  the  ideal  must  be  sacrificed  to  practical  necessities. 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  167 

The  need  of  some  provision  for  deadlocks  was  forcibly  urged  by  the 
Victorians.  Both  a  joint  sitting  and  a  dissolution  of  the  Senate  were 
suggested,  but  the  preference  seemed  to  be  for  some  form  of  referen- 
dum— the  Victorian  Premier  and  his  Attorney-General,  Mr.  Isaacs, 
especially  favouring  a  dual  referendum  to  the  people  and  the  States. 
By  other  members,  every  deadlock  provision  was  objected  to  as 
destroying  the  Senate's  power  to  protect  State  interests.  The  financial 
question  was  debated  at  some  length — especially  by  Mr.  Holder,  Mr. 
McMillan,  Sir  Phillip  Fysh,  and  Mr.  Walker — but  rather  by  way  of 
stating:  the  difficulties  than  of  solving  them.  The  debate  closed  on 
31st  March,  when  Mr,  Barton  replied,  and  the  resolutions  were 
carried. 

Although  the  resolutions  were  practically  those  which  had  been 
debated  in  1891,  this  discussion  was  by  no  means  a  waste  of  time.  It 
showed  that  the  point  of  view  had  moved  onward  considerably  in  these 
six  years;  and  whilst  on  certain  matters — such  as  the  money  Bill 
question — which  had  been  thoroughly  threshed  out  in  the  former 
Convention,  there  was  little  new  light  to  be  had,  yet  on  matters  which 
had  previously  been  touched  slightly  or  not  at  all,  the  debates  showed 
a  preparedness  to  come  to  closer  quarters.  It  was  now  possible  to 
proceed  to  frame  a  new  Bill  on  lines  which  tbe  opinion  of  the  new 
Convention  seemed  to  suggest. 

Select  Committees. — The  next  step  was  to  frame  a  first  draft  of 
the  new  Bill ;  and  for  this  purpose  Mr.  Barton  moved  resolutions  for 
apportioning  all  the  members  of  the  Convention  among  three  Com- 
mittees. Committee  No.  1,  for  the  consideration  of  constitutional 
machinery  and  the  distribution  of  functions  and  powers,  was  to  consist 
of  four  members  from  each  delegation ;  Committee  Xo.  2,  for  the  con- 
sideration of  provisions  relating  to  finance,  taxation,  railways,  and 
trade  regulations,  of  three  members  from  each  delegation;  and  Com- 
mittee No.  3,  for  the  consideration  of  provisions  relating  to  the  estab- 
lishment of  a  federal  judiciary,  of  two  members  from  each  delegation; 
whilst  the  several  Premiers  were  to  be  ex  ojjicio  members  of  each 
Committee.  The  Finance  and  Judiciary  Committees  were  to  report 
to  the  Constitutional  Committee,  which  was  then  to  prepare  and 
submit  to  the  Convention  a  draft  Constitution  Bill.  The  various 
delegations  then  selected  their  members  for  the  different  Committees, 
which  were  formed  as  follows  : — 

Constitutional  Committee. — New  South  Wales :  Sir  Joseph 
Abbott,  Mr.  Barton,  Mr.  Carrutliers,  Mr.  O'Connor.  Victoria  :  Mr. 
Deakin,  Mr.  Isaacs,  Dr.  Quick,  Mr.  Trenwith.  South  Australia  :  Sir 
Richard  Baker,  Dr.  Cockburn,  Sir  John  Downer,  Mr.  Gordon.  2'a*- 
'mania :  Mr.  Brown,  Mr.  Douglas,  Mr.  Lewis,  Mr.  Moore.  Western 
Australia  :  Mr.  Hackett,  Mr.  Hassell,  Sir  James  Lee-Steere,  Mr.  Sholl. 

Finance  Committee. — New  South  Wales :  Mr.  Brunker,  Mr. 
Lyne,  Mr.  McMillan.  Victoria :  Sir  Graham  Berry,  Mr.  Fraser,  Sir 
William  Zeal.  South  Australia :  Mr.  Holder,  Mr.  Howe,  Mr.  Solo- 
mon. Tasmania  :  Sir  Phillip  Fysh,  Mr.  Grant,  Mr.  Henry.  Western 
Australia  :  Mr.  Loton,  Mr.  Piesse,  Mr.  Taylor. 

Judiciary  Committee. — New  South  Wales :  Mr.  AValker,  Mr. 
Wise.      Victoria  :   Mr,  Higgins,  Mr.  Peacock.      South  Australia  :    Mr. 


168  HISTORICAL  INTRODUCTION. 

Glynn,  Mr.  Symon.  Tasmania :  Mr.  Clarke,  Mr.  Dobson.  Western 
Australia  :  Mr.  James,  Mr.  Leake. 

The  Judiciary  Committee  finished  its  work  on  6th  April ;  in  the 
other  two  Committees  the  debates  were  somewhat  prolonged,  and  they 
did  not  finish  till  8th  April.  Then  a  Drafting  Committee,  appointed  by 
the  Constitutional  Committee,  and  consisting  of  Mr.  Barton,  Sir  John 
Downer,  and  Mr.  O'Connor,  prepared  a  Bill,  which  was  submitted  to 
the  Convention  on  12th  April. 

The  First  Adelaide  Draft. — Mr.  Barton,  who  was  chairman  of 
both  Constitutional  and  Drafting  Committees,  brought  the  Bill  up, 
and  on  the  motion  to  consider  it  in  Committee  he  explained  its  pro- 
visions categoricallv,  with  special  reference  to  the  points  in  which  it 
differed  from  the  Bill  of  1891.— Conv.  Deb.,  Adel.,  pp.  432-59. 

The  framework  and  form  of  the  Bill  followed  closely  the  Bill  of 
1891,  which  the  draftsmen  had  "  endeavoured  to  treat  as  reverently 
as  possible."  To  facilitate  reference,  however,  the  numeration  of 
clauses,  instead  of  beginning  afresh  with  every  chapter,  was  made 
consecutive  through  the  whole  Constitution.  The  chief  differences 
from  the  Bill  of  1891  were  as  follows  : — 

A  change  in  nomenclature  had  been  made  by  substituting  the 
more  expressive  and  more  accurate  term  "  States  Assembly "  for 
"  Senate."  As  to  the  constitution  of  the  States  Assembly,  the  im- 
portant change — previously  I'ecommended  by  the  Bathurst  Convention 
— had  been  made,  of  substituting,  for  election  by  the  Parliaments, 
direct  election  by  the  people  of  each  State  as  one  electorate.  The 
States  Assembly  was  to  be  composed  of  six  members  from  each  State. 

The  Parliament. — For  the  House  of  Representatives,  in  place  of 
the  quota  of  one  representative  for  every  30,000  people,  alterable  by 
Parliament,  there  was  a  provision  for  calculating  the  quota  in  such  a 
way  as  to  make  the  number  of  members  as  nearly  as  practicable  twice 
the  number  of  the  members  of  the  States  Assembly.  The  miiiimum 
of  representatives  to  which  any  State  should  be  entitled  was  raised 
from  four  to  five.  The  duration  of  the  House  of  Representatives  was 
extended  from  three  to  four  years;  and  the  salary  of  members  of  both 
Houses  was  reduced  from  £500  to  £400.  The  federal  franchise  in 
each  State  was,  "  until  the  Parliament  otherwise  provides,"  to  be  that 
of  the  State,  but  without  plural  voting.  The  power  thus  given  to  the 
Parliament  to  supersede  the  State  franchises  (at  federal  elections)  by 
a  federal  franchise  was  a  recognition,  which  the  Bill  of  1891  had. not 
contained,  that  the  national  franchise  was  a  matter  of  federal  concern. 
This  principle  was  emphasized  by  the  prohibition  of  plural  voting. 

The  legislative  powers  of  the  Parliament  were  somewhat  ex- 
tended. New  powers  were  given  to  make  laws  with  respect  to 
astronomical  and  meteorological  observations,  fisheries  in  intercolonial 
rivers,  insurance,  parental  rights  and  the  custody  and  guardianship  of 
infants.  The  sub-clause  giving  legislative  power  as  to  the  status  in 
the  Commonwealth  of  foreign  and  other  corporations  was  extended  to 
cover  the  general  subject  of  foreign  and  trading  corporations.  In 
place  of  the  sub-clause  as  to  river  navigation  with  respect  to  common 
purposes  was  a  new  provision  giving  the  Parliament  a  far  wider 
legislative    power   as    to    "  the  control  and  regulation  of   navigable 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  169 

streams  and  their  tributaries  within  the  Commonwealth,  and  the  use 
of  the  waters  thereof."  On  the  other  hand,  the  control  of  railways 
with  respect  to  "  transport  for  the  purposes  of  the  Commonwealth  " 
was,  to  prevent  misconception  as  to  the  extent  of  the  power  intended 
to  be  given,  defined  to  appl j  to  ''  military  purposes  "  only. 

Money  'Bills. — One  of  the  most  important  changes  of  all  was  in 
the  powers  of  the  Senate  to  amend  Money  Bills.  In  the  Constitu- 
tional Committee,  the  representatives  of  the  two  most  populous 
colonies  had  been  outvoted,  and  the  "  compromise  of  1891  "  had  been 
set  aside.  The  settlement  reached  in  1891  had  been  that  the  House 
of  Eepresentatives  should  have  the  sole  power  to  originate  bills 
appropriating  revenue  or  imposing  taxation,  and  that  the  Senate 
should  have  no  power  to  amend  Bills  imposing  taxation  or  appropriat- 
ing the  necessary  supplies  for  the  ordinary  annual  services,  but  might 
instead  suggest  amendments  in  such  Bills.  The  exclusive  originating 
power  of  the  House  of  Representatives  was  now  cut  down  to  Bills 
"  having  for  their  main  object "  the  appropriation  of  revenue  or  the 
imposition  of  taxation ;  and  the  provision  that  the  Senate  should  not 
amend  Bills  imposing  taxation  was  struck  out  altogether. 

Responsible  Government. — A  further  safeguard  was  introduced  to 
ensure  the  responsibility  of  Ministers  to  Parliament.  In  addition  to 
the  provision  that  Ministers  of  the  Commonwealth  should  be  capable 
of  sitting  in  Parliament,  it  was  expressly  provided — following  a  pro- 
vision of  the  Constitution  of  South  Australia — that  no  Minister  should 
hold  office  for  more  than  three  months  without  a  seat  in  Parliament. 

Judiciary. — The  judiciary  clauses,  though  rearranged,  were  not 
seriously  altered.  The  term  "The  High  Court  of  Australia"  was 
substituted  for  "The  Supreme  Court  of  Australia;"  and  the  High 
Court,  instead  of  being  left  to  the  Parliament  to  establish,  was  estab- 
lished by  the  Constitution  itself.  A  new  power  was  given  to  "  invest 
with  federal  jurisdiction  "  courts  other  than  those  established  by  the 
Commonwealth.  Under  the  Bill  of  1891,  the  Parliament  might  pro- 
vide that  appeals  which  had  previously  been  allowed  from  the  State 
Courts  to  the  Privy  Council  should  for  the  future  be  brought  to  the 
Supreme  Court  of  Australia  ;  the  new  Bill  went  further,  and  embodied 
this  transfer  of  appellate  jurisdiction  in  the  Constitution  itself. 

Finance. — The  financial  clauses  were  considerably  altered.  In  the 
first  place,  a  new  provision  was  inserted  requiring  uniform  customs 
duties  to  be  imposed  within  two  years  after  the  establishment  of  the 
Commonwealth.  As  regards  the  basis  of  distributing  the  surplus 
revenue  of  the  Commonwealth,  three  periods  must  be  distinguished  : — 
(1)  Before  the  imposition  of  uniform  duties;  (2)  for  five  years  after 
the  imposition  of  uniform  duties;  (3)  after  that  period.  For  these 
three  periods  the  basis  of  distribution  was  to  be  as  follows : — 

(1)  Before  the  imposition  of  uniform  duties  (that  is,  so  long  as 
the  provincial  tariffs  should  remain  in  force)  each  State  was  to  be 
credited  with  the  revenues  collected  in  it  from  customs  and  excise 
duties,  and  from  ''the  performance  of  the  services  and  the  exercise 
of  the  powers"  transferred  to  the  Commonwealth.  Each  State  was 
to  be  debited  with  the  expenditure  of  the  Commonwealth  in  respect  of 
these  duties,  services,  and  powers,  and  also  with  a  population  share  of 


170  HISTORICAL  INTRODUCTION. 


the  expenditure  of  the  Commonwealth  in  the  exercise  of  its  original 
powers.     The  balance  due  to  each  State  was  to  be  paid  monthly. 

(2)  During  the  first  five  years  after  the  imposition  of  uniform 
duties,  expenditure  was  to  be  charged  in  the  same  way,  and  revenue 
was  still  to  be  credited  to  each  State  on  the  basis  of  its  contributions. 
But  with  a  federal  tariff  and  intercolonial  freetrader  the  State  in  which 
customs  duty  was  paid  would  not  necessarily  be  the  State  in  which  the 
dutiable  article  was  consumed;  and  it  was  therefore  provided  that, 
notwithstanding  the  abolition  of  intercolonial  tariffs,  an  account  should 
be  kept  of  imported  dutiable  articles  passing  from  one  State  to 
another,  and  the  duty  chargeable  thereon  should  be  credited  to  the 
consuming  State,  and  not  to  the  State  in  which  the  duty  was  collected. 

(3)  After  that  period,  all  expenditure  was  to  be  charged,  and  all 
surplus  revenue  distributed  monthly,  in  proportion  to  population. 

The  differences  between  this  system  and  the  system  of  1891  were 
shortly  these  :  under  the  Bill  of  1891  all  expenditure  was  to  be 
charged  in  proportion  to  population,  there  being  no  distinction  be- 
tween expenditure  in  connection  with  transferred  services  and 
expenditure  in  connection  with  original  powers.  Moreover, 
under  the  Bill  of  1891  the  second  period,  instead  of  being  fixed  for 
five  years,  was  to  last  only  "  until  the  Parliament  otherwise  pre- 
scribes j^'  and  though  it  was  no  doubt  contemplated  that  Parliament 
would  ultimately  prescribe  the  population  basis,  it  was  not  imperatively 
required  to  do  so. 

Other  novel  provisions  of  great  importance  were  inserted,  in  the 
direction  of  guarantees  that  the  Commonwealth  should  be  economical 
in  expenditure,  and  should  return  to  the  States  a  substantial  share  of 
the  surplus  revenue.  A  clause  was  inserted  that  for  four  years  after 
the  establishment  of  the  Commonwealth  {i.e.,  practically  during  the 
prospective  life  of  the  first  Parliament)  the  total  yearly  expenditure 
of  the  Commonwealth  in  the  exercise  of  its  original  powei-s  and  its 
transferred  powers  respectively  should  not  exceed  certain  specified 
sums — which  at  this  stage  were  left  blank,  but  which  were  afterwards 
filled  in  by  the  figures  £300,000  for  original  powers,  and  £1,250,000 
for  transferred  powers.  (Con v.  Deb.,  Adel.,  pp.  1053-6.  The 
sum  of  £1,250,000  was  intended  to  represent,  not  gross  expenditure, 
but  the  excess  of  expenditure  over  revenue,  other  than  taxation 
revenue,  derived  from  the  transferred  services.)  This  provision 
had  been  suggested  in  the  Finance  Committee  by  Mr.  lieid  in 
order  to  indirectly  satisfy  the  demands  of  the  colonies  which 
required  a  guarantee  that  their  provincial  finances  would  not  be 
unduly  disturbed,  and  at  the  same  time  to  avoid  imposing  on  the 
Commonwealth  the  necessity — Avhich  would  have  been  very  obnoxious 
to  freetraders — of  raising  heavy  taxation  through  the  Customs.  The 
clause  was  supplemented  by  a  further  "  guarantee  "  that  during  the 
first  five  years  after  the  imposition  of  uniform  duties  the  aggregate 
amount  to  be  paid  to  the  States  for  any  year  should  not  be  less  than 
the  aggregate  amount  returned  to  them  during  the  year  last  preceding 
the  imposition  of  such  duties.  This  was  a  compromise  which,  with 
the  help  of  the  clause  limiting  federal  expenditure,  Mr.  lleid  and  his 
New  South  Wales  colleajfues  on  the  Finance  Committee  had  succeeded 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  171 

in  obtaining.  Some  of  the  other  colonies  had  required  the  guarantee 
to  be  for  each  State  individually,  instead  of  for  all  in  the  aggregate, 
which  would  have  thrown  a  far  heavier  obligation  on  the  Common- 
wealth ;  but  in  view  of  the  strong  objections  from  New  South  Wales 
the  lesser  guarantee  had  been  accepted. 

Equality  of  Trade. — In  the  clauses  dealing  with  equality  of  trade, 
the  prohibition  of  preferences  was  practically  the  same  as  before ;  but 
in  place  of  empowering  the  Parliament  to  annul  State  laws  derogating 
from  freedom  of  inter-State  trade,  the  new  Bill  contained  an  express 
provision  that  any  law  of  the  Commonwealth  or  a  State  which  had 
the  effect  of  derogating  from  such  fi-eedom  should  be  null  and  void. 
Parliament  was  also  empowered  to  establish  an  Inter-State  Commission 
to  maintain  and  execute,  upon  railways  and  inter-State  rivers,  the 
provisions  of  the  Constitution  relating  to  trade  and  commerce.  The 
members  of  the  Commission  were  to  be  appointed  in  the  same  way 
and  on  the  same  tenure  as  the  Justices  of  the  High  Court,  and  the 
Commission  was  to  have  such  necessary  powers  of  adjudication  and 
administration  as  the  Parliament  should  give  it :  but  with  the  im- 
portant limitation  that  it  was  to  have  no  powers  in  reference  to  any 
raihvay  rates  or  regulations  unless  they  were  "  preferential  in  effect 
and  made  and  used  for  the  purpose  of  drawing  traffic  to  that  railway 
from  the  railway  of  a  neighbouring  State."  This  was  the  first  definite 
form  of  words  proposed  for  the  difficult  purpose  of  forbidding  unfair 
competition  by  the  railways  of  the  several  States,  whilst  reserving  to 
each  State  the  control  and  general  management  of  its  own  railway 
system. 

State  Debts. — The  clause  empowering  the  Federal  Parliament,  with 
the  consent  of  the  States,  to  take  over  the  whole  or  part  of  the  debts 
of  the  States,  was  practically  the  same  as  in  the  Bill  of  1891 ;  though 
it  seems  that  some  members  of  the  Finance  Committee  interpreted 
their  instructions  to  the  Drafting  Committee  as  giving  the  power  to 
take  over  the  debts  without  such  consent. — Conv.  Deb.,  Adel.,  p.  453, 

State  Governors. — In  the  chapter  relating  to  "The  States,"  the 
clause  requiring  that  all  communications  by  the  Governors  of  the 
States  to  the  Queen  should  be  made  through  the  Governor-General 
was  omitted ;  as  was  also  the  clause  empowerinor  the  State  Parliaments 
to  determine  the  mode  of  appointment  of  the  Governors.  Both  these 
clauses  were  thought  to  be  an  unnecessary  interference  with  the  State 
Constitutions. 

Amendment. — Lastly,  an  important  change  was  made  in  the  mode 
proposed  for  amending  the  Constitution.  Every  amending  law  was 
first  to  be  passed,  as  before,  by  an  absolute  majority  of  each  House  of 
the  Parliament ;  but  it  was  then  to  be  submitted,  not  to  State  Conven- 
tions, but  to  the  electors  of  the  several  States,  and  was  not  to  be  pre- 
sented for  the  Royal  assent  unless  approved  by  the  electors  of  a 
majority  of  States,  and  unless  the  people  of  the  approving  States 
were  also  a  majority  of  the  people  of  the  Commonwealth. 

Mr.  Barton  haviug  expounded  the  draft  Bill,  and  explained  that 
it  represented  not  necessarilv  his  own  or  his  co-draftmen's  views,  but 
resolutions  of  the  several  Committees,  no  time  was  lost  in  general 
debate,  but  the   motion  to  go  into  Committee  was  carried,  and  Sir 


172  HISTORICAL  INTRODUCTION. 

Richard  Baker,  who  had  already  been  appointed  Chairman  of  Com- 
mittees,  took  the  chair  amidst  cheers. 

The  Bill  in  Committee. — Proceedings  in  Committee  opened  with 
a  motion  by  Sir  John  Forrest  to  postpone  all  clauses  up  to  clause  52 
in  order  that  the  Money  Bill  clauses  might  be  taken  first.  The  West 
Australian  delegates,  on  account  of  a  general  election  in  that  colony, 
would  have  to  leave  on  14th  April.  The  burning  question  of  the 
power  of  the  Senate  to  deal  with  Money  Bills  was  practically  a  battle 
between  New  South  Wales  and  Victoria  on  the  one  hand,  and  the 
three  less  populous  colonies  on  the  other.  As  the  Convention  was 
constituted,  the  latter  were  in  a  majority ;  in  the  Constitutional  Com- 
mittee they  had  gained  the  day,  and  they  could  do  so  again  in  Con- 
vention. But  with  the  West  Australian  delegates  absent,  the  tables 
would  probably  be  turned ;  hence  their  desire  to  settle  the  question  at 
once.  The  propriety  of  taking  this  course  had  already  been  discussed 
some  days  before,  when  it  had  become  clear  that  a  large  majority  of 
the  Convention  w^ould  support  Sir  John  Forrest's  motion,  and  it  was 
now  carried  with  but  little  protest. 

Money  Bill  Clauses. — Then,  on  13th  April,  commenced  the  last 
great  debate  on  the  Money  Bill  clauses — a  debate  which,  though  it 
occupied  but  two  days,  was  certainly  the  most  momentous  in  the  Con- 
vention's whole  history.  It  established  the  recognition  by  the  Con- 
vention of  the  fact  that  it  was  a  negotiating,  and  not  a  legislative, 
body ;  that  the  decision  of  a  majority  of  representatives  within  that 
Chamber  went  for  nothing  unless  it  were  a  decision  which  was  accept- 
able to  the  people  of  all  the  colonies.  Had  that  fact  and  its  conse- 
quences not  been  recognized,  the  present  prospects  of  Federation  must 
have  been  wrecked,  and  at  the  outset  there  seemed  some  danger  that 
this  might  happen.  Sir  John  Forrest,  for  the  small  States,  announced 
cheerfully  and  often  that  "we  have  a  majority;"  and  it  seemed  for  a 
time  that  the  equal  representation  of  the  colonies  in  the  Convention — 
a  necessary  principle  in  an  assemblage  of  contracting  States — would 
exercise  an  undue  influence  on  the  form  of  the  Constitution.  The 
recognition  of  the  fact  that  they  must  defer  to  the  wishes  of  majorities 
outside  marked  the  turning  point  of  the  Convention,  and  the  entry  of 
the  really  federal  spirit  of  compromise — a  spirit  which  thenceforward 
grew,  slowly  but  steadily,  through  all  the  sittings  of  the  Convention, 
and  spread  from  the  Convention  to  the  people. 

The  real  debate  began  with  an  amendment  by  Mr.  Reid  to  insert 
a  prohibition  against  the  Senate  amending  "  laws  imposing  taxation," 
and  thus  revert  to  the  "compromise  of  1891."  He  was  prepared  to 
give  the  Senate — "not  as  an  antiquated  power,  never  to  he  used, 
but  as  a  real  living  power  " — the  right  of  rejection ;  but  the  power  of 
moulding  finance  must  be  with  the  House  of  Representatives.  Sir 
George  Turner  followed,  and  said  emphatically  that  he  had  gone  a 
long  way  in  conceding  equal  representation  in  the  Senate,  and  that  to 
give  the  Senate  the  power  of  amending  taxation  Bills  was  a  proposition 
which  he  dare  not  submit  to  the  people  of  Victoria,  and  which,  if  he 
did  submit  it,  they  would  never  accept.  Sir  John  Downer,  on  the 
other  side,  argued  that  he  was  only  asking  for  terms  which  existed  in 
every  legitimate  Federation  in  the  world.     Mr.  Kingston  was  the  first 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  173 

to  stand  out  from  his  South  Australian  colleagues,  and  adhere  to  the 
"  compromise  of  1891,"  which  had  been  deliberately  arrived  at  after 
deep  consideration,  and  any  departure  from  which  would  imperil  the 
cause  of  Federation.  Mr.  McMillan,  on  the  other  hand,  differed  from 
his  New  South  Wales  colleagues,  on  the  ground  that  a  revising 
Chamber,  without  the  amending  power,  is  ineffectual.  With  these 
exceptions  the  ranks  of  the  opposing  colonies  seemed  unbroken,  till  ,5^ 
Mr.  Glynn  announced  that  as  a  representative,  and  not  a  delegate,  he 
deemed  it  his  duty  to  give  way.  Mr.  Carruthers  carried  the  war  into 
the  enemy's  camp,  proposed  to  deny  the  Senate  even  the  power  of 
suggesting  amendments,  and  withdrew  his  assent  to  equal  representa- 
tion in  the  Senate.  Later  on  Mr.  Henry,  the  last  speaker  of  the  day, 
announced  his  secession  from  the  fast  dwindling  majority,  and  thought 
that  he  could  support  Mr.  Keid's  amendment  without  emperilling  State 
rights.  Xevertheless,  had  the  vote  been  taken  that  evening,  the 
amendment  would  assuredly  have  been  defeated.  But  Mr.  Barton, 
thanks  to  a  pro^ddential  catarrh,  induced  the  Committee  to  report 
progress,  and  a  night's  reflection  turned  the  tide.  When  the  Conven- 
tion met  next  morning  the  battle  was  practically  won,  and  Mr.  Barton 
clinched  the  victory  by  a  forcible  appeal  to  the  representatives  of  the 
small  States  not  to  take  a  step  which  the  people  of  the  two  great 
colonies  would  regard  as  an  ultimatum,  and  which  would  inevitably 
imperil  the  chances  of  union.  Mr.  Kingston  supported  him,  and 
scored  a  palpable  hit  by  pointing  out  that  the  Parliament  of  South 
Australia,  when  dealing  in  Committee  with  the  Bill  of  1891,  had  raised 
no  objection  to  the  '"'  compromise,'^  and  that  there  had  never  been  any 
indication  that  the  people  disapproved  of  it.  Two  Tasmanians,  Mr. 
Brown  and  Mr.  Lewis,  in  the  interests  of  Federation,  declared  for  the 
amendment;  and  Mr.  McMillan,  for  the  same  reason,  determined  to 
vote  with  his  colleagues.  On  division,  Mr.  Eeid's  amendment  was 
carried  by  25  votes  to  23. 

The  Federal  Parliament. — The  name  "States  Assembly"  had 
already  been  rejected  in  favour  of  the  more  familiar  "Senate;"  and 
now  Mr.  Higgins  proposed  an  amendment  providing  that  each  State 
should  be  entitled  to  a  number  of  Senators  to  be  determined  by  a 
sliding  scale,  intermediate  between  equal  and  proportional  representa- 
tion. His  argument  was  that  "  State  rights  "  were  protected  by  the 
limitation  of  federal  powers  in  the  Constitution,  and  that  in  the  defined 
sphere  of  national  legislation  State  lines  ought  to  be  obliterated.  To 
this  it  was  replied  that  the  true  justification  of  equal  representation 
was,  not  that  it  was  a  theoretically  ideal  principle,  but  that  it  was  a 
matter  of  terms  and  conditions  between  equal  contracting  parties. 
The  amendment  was  defeated  by  32  votes  to  5.  Soon  afterwards  Mr. 
Solomon  proposed  a  similar  sliding  scale  for  the  House  of  Representa- 
tives, but  this  was  promptly  negatived. 

The  question  of  the  federal  franchise  raised  some  discussion. 
Mr.  Holder  first  proposed  an  amendment  to  give  every  adult  man  and 
woman  a  vote ;  but  this  was  criticized  as  being  a  rash  experiment,  and 
an  attempt  at  dictation  which  would  probably  be  resented  in  some  of 
the  colonies.  It  was  negatived  by  23  to  12.  He  then,  by  way  of 
compromise,  proposed  that  "no  elector  now  possessing  the  right  to 


174  HISTORICAL  INTRODUCTION. 

vote  shall  be  deprived  of  tliat  right  ^' — the  object  being  to  ensure  that 
the  Federal  Parliament,  if  it  should  exercise  its  powers  of  fixing  a 
federal  franchise,  should  not  disfranchise  the  women  of  South  Aus- 
tralia. This  was  strongly  opposed,  not  only  as  being  too  wide,  but 
also  as  preventing  the  Federal  Parliament  from  framing  a  uniform 
franchise  except  by  including  women's  suffrage.  Mr.  Holder  even- 
tually withdrew  this  in  favour  of  a  provision — drafted^  though  not 
approved,  by  Mr.  Barton — which  was  carried  on  division  by  18  votes 
to  15,  and  which  now  forms  sec.  41  of  the  Constitution.  In  effect,  it 
guarantees  to  every  State  elector  a  federal  vote;  so  that  the  Federal 
Parliament,  though  it  can  give  the  right  to  vote  at  federal  elections, 
cannot  withhold  that  right  from  any  elector  of  a  State. 

In  the '  legislative  powers  of  the  Federal  Parliament  several 
changes  were  made.  '^  Telephonic  and  other  like  services  "  were  added 
to  telegraphs  ;  but  an  amendment  by  Mr.  Holder,  to  limit  the  postal  and 
telegraphic  power  to  services  "  without  the  boundaries  of  the  Com- 
monwealth"— reserving  to  the  States  the  control  of  internal  and 
inter-State  services — was  defeated  by  30  votes  to  5.  The  power  as  to 
river  fisheries  was  omitted.  An  effort  by  Mr.  Higgins  to  insert  a  new 
sub-clause  dealing  with  "conciliation  and  arbitration  for  the  preven- 
tion and  settlement  of  industrial  disputes  extending  beyond  the  limits 
of  the  State  concerned"  was  negatived  by  22  votes  to  12. 

The  River  Question. — The  chief  debate  on  Legislative  powers  Avas 
in  connection  with  the  sub-clause,  inserted  by  the  Constitutional 
Committee,  "  The  control  and  regulation  of  navigable  streams  and 
their  tributaries  within  the  Commonwealth  and  the  use  of  the  waters 
thereof."  Mr.  Gordon,  who  was  responsible  for  the  sub-clause,  pro- 
posed to  cast  it  into  a  somewhat  less  sweeping  form  by  restricting  it 
to  the  Rivers  Murray,  Darling  and  Murrumbidgee,  and  their  tribu- 
taries. 

The  debate  which  followed,  and  which  was  only  preliminary  to  a 
keener  and  more  prolonged  debate  at  the  Melbourne  sitting,  needs  for 
its  explanation  a  short  statement  of  the  peculiarities  of  this  great 
river  system,  and  of  the  interests  of  the  several  colonies  in  it.  The 
one  great  river  system  of  Austi'alia  extends  through  four  colonies 
— Queensland,  New  South  Wales,  Yictoriai,  and  South  Australia.  Its 
watershed  embraces  almost  the  whole  of  New  South  Wales,  except 
the  narrow  strip  east  of  the  dividing  range  ;  whilst  some  of  the  sources 
of  the  Darling  are  in  Queensland,  and  some  of  the  sources  of  the 
Murray  are  in  Victoria.  The  lower  part  of  the  united  stream  runs 
for  some  hundreds  of  miles  through  South  Australia  to  the  sea.  Thus 
the  chief  catchment  area  is  in  New  South  Wales,  and  the  outfall  in 
South  Australia.  The  peculiarities  of  these  rivers,  and  the  causes 
which  affect  their  flow,  are  as  yet  very  imperfectly  understood.  Tiie 
Darling  is  intermittent ;  sometimes  a  broad  navigable  stream,  stretch- 
ing into  immense  backwaters  and  billabongs  ;  sometimes  a  mere  chain 
of  waterholes.  It  is  fed  by  the  irregular  tropical  rainfalls  of  Queens- 
land, and  by  the  lighter  and  still  more  uncertain  rains  of  New  South 
Wales.  The  Murray  has  a  more  reliable  source  in  the  snows  of  the 
Great  Divide,  and  is  generally  navigable  as  far  as  Echuca.  In  a 
country  of  vast  distances,  scanty  rainfall,  and  unlimited  thirst,  these 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  175 

rivers  are  of  immense  importance  both  as  highways  of  commerce  and 
as  channels  for  the  water  necessary  for  the  development  and  settle-  . 
ment    of  the  land ;    whilst  the  problem  of  their  best  utilization  for ) 
either  purpose  involves  vast  schemes  and  undertakings. 

Of  the  colonies  represented  in  the   Adelaide  debate,  Tasmania 
was  a  disinterested  onlooker,   Victoria   was   concerned   to   a  certain 
extent,  and  the  real  issue  was  between  South  Australia  as  claimant  i 
and  Xew  South  Wales  as  defendant.     South  Australia's  interest  was 
mainly  in  the  maintenance  and  improvement  of  a  navigable  highway 
of  the  utmost  importance  to  her  trade  with  Xew  South  Wales  and 
Victoria ;  whilst  New  South  Wales  was  impressed  with  the  supreme 
importance  of  the  waters  of  the  rivers  for  the  development   of  her 
territory.     Extensive  irrigation  works  in  Victoria,  and  great  conserva-  ' 
tion  schemes  in  New   South   Wales,   had   alarmed  South   Australia ;  ' 
there  had  been  much  correspondence  between  the  Governments  and 
a  Royal  Commission  in    Adelaide,    but    South    Australia's    claim    to 
definite  riparian  rights  had  not  received  much  recognition. 

Mr.  Gordon's  -contention  was  that  riparian  rights  between 
neighbouring  States  were  based  on  natural  justice,  and  recognized  by 
international  law;  and  that  the  great  river  system  of  Australia,  withf 
all  its  tributaries,  could  only  be  dealt  with  justly  by  federal  control. ' 
There  were  riparian  rights  between  States  as  well  as  between  indi- 
viduals, and  they  ought  to  be  defined  by  the  Federal  Parliament. 
Mr.  Carruthers,  the  New  South  Wales  Minister  for  Lands,  pointed 
out  that  the  Australian  rivers  were  unique,  and  English  riparian  laws 
utterly  inapplicable.  New  South  Wales  was  responsible  for  the 
settlement  of  territory,  and  could  never  be  persuaded  to  give  up  con- 
trol of  the  water.  Mr.  Gordon  protested  that  he  only  asked  for  "  a . 
tribunal ;"  but  Mr.  Deakin  pointed  out  that  there  were  no  settled ' 
principles  which  a  tribunal  could  apply,  and  urged  "  the  unwisdom  of 
endeavouring  to  include  in  the  Federal  Constitution  the  settlement  of 
a  problem  such  as  this — the  acquirement,  in  point  of  fact,  under  this 
Constitution  of  a  legal  right  where  at  present  no  legal  right  exists  or 
is  enforceable."  The  New  South  Wales  delegates  were  prepared  to 
grant  federal  control,  for  purposes  of  navigation,  of  rivers  forming  a 
boundary  between  States — practically,  that  is,  of  the  Murray ;  but 
they  protested  against  the  Federal  Government  being  able  to  impound 
waters  wholly  within  a  colony — against  New  South  Wales  being  made, 
in  Mr.  Reid's  phrase,  "  a  catchment  area  for  South  Australia."  Sir 
John  Downer  and  Mr.  Symon  were  prepared  to  accept  this,  and  Sir 
John  Downer  moved  an  amendment  to  make  the  sub-clause  apply 
only  to  "  rivers  running  through  or  on  the  boundaries  of  two  or  more 
States,  so  far  as  is  necessary  to  preserve  the  navigability  thereof." 
Mr.  Reid,  however,  objected  to  the  phrase  "  preserve  the  navigability," 
as  being  dangerous  and  ambiguous.  To  regulate  navigation  was 
one  thing,  to  "  preserve  navigability  "  another ;  and  in  the  case  of 
rivers  now  intermittently  navigable  might  mean  anything.  Sir  John 
Downer's  amendment  was  negatived  by  24  votes  to  10,  and  the  sub- 
clause was  then  negatived  by  25  votes  to  10. 

Mr.  Gordon  then  proposed  a  new  sub-clause,  "  The  control  of  the 
navigation  of  the  river  Murray,  and  the  use  of  the  waters  thereof." 


A< 


176  HISTORICAL  INTRODUCTION 

An  amendment  by  Mr.  O'Connor,  to  omit  the  words  relating  to  the 
use  of  the  waters,  was  negatived,  and  an  amendment  by  Mr.  Oar- 
ruthers  to  add  "  from  where  it  forms  the  boundary  between  Victoria 
and  New  South  Wales  to  the  sea/'  was  carried.  In  this  form  the 
sub-clause  was  agreed  to.  The  decision  of  the  Adelaide  Convention 
was  therefore  to  give  no  express  federal  control  of  rivers  generally, 
but  only  of  the  Murray  from  where  it  first  forms  an  inter-State 
boundary. 

Railways. — Doubts  had  already  been  expressed  whether  the  sub- 
clause empowering  the  Federal  Parliament  to  deal  with  matters 
referred  to  it  by  the  States  would  extend  to  the  taking  over  of  the 
railways ;  and  accordingly  on  re-consideration  sub-clauses  were  added 
by  Mr.  McMillan  to  allow  the  Commonwealth^  with  the  consent  of  a 
State,  to  take  over  the  railways  of  the  State  on  terms  arranged  be- 
tween them,  and  also  to  undertake  railway  construction  and  extension 
with  the  consent  of  the  States  concerned.  But  an  amendment  by 
Mr.  Walker,  to  include  the  railways  among  the  departments  taken 
over  at  the  outset,  was  negatived  by  18  to  12. 

The  Finance  Clauses. — In  the  financial  clauses  some  important 
amendments  were  made,  though  the  debates  were  short.  This  part  of 
the  Bill  was  reached  on  19th  April;  and  on  the  clause  dealing  with 
^  \-\  the  distribution  of  the  surplus,  Mr.  McMillan  explained  the  difficulties 
S  A^  which  the  Finance  Committee  had  had  to  meet.  These  difficulties 
°  arose  out  of  the  widely  different  fiscal  policies  of  the  colonies.  Three 
of  them  were,  in  different  degrees,  distinctly  protective;  Western 
Australia,  being  at  present  chiefly  engaged  in  the  mining  industry, 
was  in  the  abnormal  position  of  raising  nearly  all  her  revenue  through 
the  customs;  whilst  New  South  Wales  was  absolutely  freetrade. 
Until  the  imposition  of  the  uniform  tariff,  the  distribution  of  the 
surplus  would  be  chiefly  a  matter  of  book-keeping,  and  would  present 
no  special  difficulties.  The  question  was  how  to  introduce  the 
uniform  tariff  without  dislocating  the  finances  of  the  States.  If 
the  debts  were  taken  over,  or  if  an  equivalent  minimum  return  of 
surplus  to  the  States  were  guaranteed,  New  South  Wales  would  be 
placed  in  a  difficult  position,  because  this  would  practically  mean  dic- 
tating the  fiscal  policy  of  the  future.  In  any  case,  there  must  be  a 
federal  tariff  which  would  considerably  increase  customs  duties  for  the 
people  of  New  South  Wales ;  and  for  the  first  few  years,  till  trade  had 
time  to  adjust  itself,  New  South  Wales  would  pay  a  disproportionate 
amount  through  the  customs,  and  would  lose  heavily  by  a  per  capita 
system  of  distribution.  Therefore  the  Finance  Committee  had  been 
driven  to  adopt  for  five  years  "  this  detestable  system  of  book-keeping" 
— which,  though  perfectly  fair,  would  be  "a  great  nuisance."  He 
believed  that  the  only  way  was  to  leave  the  problem  of  distribution  to 
the  Federal  Parliament  as  "  the  great  negotiator." 

Mr.  Holder  followed,  and  developed  the  question  from  the  point  of 
view  of  the  small  States.  The  small  States  did  not  know  how,  without 
the  customs  revenue,  they  could  make  both  ends  meet ;  and  his  point 
was — "  while  we  would  like  from  the  point  of  view  of  the  Federal 
Treasurer  to  leave  him  free,  we  cannot  from  the  point  of  view  of  the 
States."      They  could  not  leave  the  Commonwealth  free  to  adopt  a 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  177 

purely  freetrade  tariff  which  would  destroy  the  customs  revenue  and 
ruin  the  States.  With  a  Senate  strong  enough  to  insist  on  the 
interests  of  the  small  States,  he  would  have  trusted  the  Federal  Par- 
liament; as  it  was,  he  preferred  to  tie  the  hands  of  the  Federal 
Treasurer  rather  than  risk  the  solvency  of  the  States.  He  believed 
that  ultimately  the  "per  capita  system  would  be  fair,  and  he  would  like 
meanwhile  to  see  some  plan  which  would  obviate  the  objectionable 
book-keeping.  As  to  the  "  guarantee  "  question,  he  objected  strongly 
to  the  clause  limiting  expenditure,  and  made  a  suggestion — which 
contained  the  germ  of  what  was  afterwards  known  as  the  ''Braddon 
clause  " — that  the  Commonwealth  should  return  to  the  States  a  fixed 
percentage,  say  70  per  cent.,  of  the  customs  revenue  collected. 

Sir  George  Turner  then  took  up  the  discussion,  and  objected  to 
Mr.  McMillan's  suggestion  as  simply  shelving  the  difficulty  and  giving 
out  to  all  Australia  that  it  was  insoluble.  To  secure  support  for  the 
Bill,  they  must  propound  something  definite.  There  must  be  a  fixed 
minimum  amount  to  be  returned.  He  would  like  to  see,  in  place  of 
the  guarantee  of  an  aggregate  amount,  a  guarantee  to  each  State  of 
an  amount  equal  to  what  it  received  before  the  uniform  tariff.  They 
might  fix  a  percentage  to  be  returned,  in  order  to  guard  against 
federal  extravagance,  and  fix  a  minimum  return,  in  order  to  guard 
against  an  insufficiency  of  federal  taxation.  As  to  the  basis  of  distri- 
bution, he  too  did  not  like  the  book-keeping,  and  would  welcome  some 
arrangement  to  dispense  with  it. 

Mr.  Reid  came  last,  and  argued  that  a  per  capita  basis  would,  for 
some  years,  mean  a  heavy  loss  to  Xew  South  Wales,  whilst  industry 
and  commerce  were  adjusting  themselves  to  the  new  conditions.  At 
the  same  time,  he  was  anxious  to  abolish  the  book-keeping  system  as 
soon  as  possible,  and  would  agree  to  a  sliding  scale,  ending  in  the 
per  capita  system  after  five  years.  He  objected  to  fixing  any  minimum 
return,  or  to  loading  the  Commonwealth  with  the  debts.  Xew  South 
Wales  was  prepared,  with  the  odds  against  her,  to  trust  the  fiscal 
question  to  the  Federal  Parliament ;  she  was  not  prepared  to  give  the 
Commonwealth  burdens  which  would  compel  a  high  tariff.  Mr.  Holder, 
Sir  George  Turner,  and  Mr.  Reid  having  expressed  a  willingness  to 
confer  in  order  to  devise  a  scheme  for  dispensing  with  the  book- 
keeping system,  Mr.  Barton  secured  the  postponement  of  the  financial 
clauses  in  order  that  the  Treasurers  might  consult  together  on  the 
subject. 

On  21st  April,  the  debate  was  resumed.  First  of  all  Sir  Philip 
Fysh  moved  an  amendment  providing  that  in  place  of  the  "  guarantee" 
to  the  States  of  an  aggregate  minimum,  there  should  be  a  guarantee 
to  each  individual  State  of  the  amount  it  received  before  the  unifonn 
tariff,  Mr.  Reid  opposed  this  stoutly  as  involving  a  gigantic  system 
of  taxation  for  the  purpose  of  meeting  the  possible  requirements  of 
one  small  State,  Sir  George  Turner,  who  had  previously  favoured 
this  plan,  admitted  the  force  of  the  Xew  South  Wales  arguments,  and 
the  amendment  was  negatived  on  the  voices. 

Then  Mr.  Reid  brought  up  the  proposal  of  the  Treasurers  for 
shortening  the  book-keeping  period.  This  wa«  based  on  a  sliding 
scale,  by  which  the  apportionment  of  revenue,  beginning  on  the  book- 

12 


178  HISTORICAL  INTRODUCTION. 

keeping  or  contribution  basis,  would  slide  in  five  years  to  a  per  cajnta 
basis.  Accounts  were  to  be  kept  on  the  borders  for  one  year  only 
after  the  imposition  of  a  uniform  tariff.  That  year  was  to  be  taken  as 
a  test  of  the  inequalities  of  contribution;  and  on  the  assumption  that 
those  inequalities  would  steadily  decrease,  and  would  disappear  in  five 
years,  it  was  provided  that  the  apportionment  of  revenue  should  scale 
down  in  five  years  from  the  basis  shown  by  the  test  year  to  a  per 
capita  basis. 

This  plan,  which  had  been  chiefly  worked  out  by  Mr.  Holder,  was 
strongly  recommended  to  the  Convention,  and  was  adopted  with  very 
little  discussion.  The  result  was  that  the  preliminary  basis,  for  the 
period  prior  to  the  uniform  tariff,  remained  unaltered;  the  final  basis, 
after  five  years  from  the  uniform  tariff,  also  remained  unaltered  (see 
p.  169,  supra);  but  for  the  intermediate  period,  instead  of  five  years' 
book-keeping  on  the  borders,  there  was  to  be  only  one  year's  book- 
keeping, followed  by  four  years'  scaling  down  from  the  contribution 
basis,  which  ruled  before  the  uniform  tariff,  to  the  per  capita  basis 
which  was  to  rule  ultimately. 

The  only  other  important  financial  discussion  was  in  connection 
with  taking  over  the  public  debts  of  the  States.  The  clause  as 
submitted  to  the  Convention  provided  that  the  Parliament  might,  with 
the  consent  of  any  State,  take  over  the  whole  or  any  part  of  the  public 
debt  of  the  State.  Sir  George  Turner,  with  most  of  the  Victorians, 
thought  it  ought  to  be  compulsory  to  take  over  all  the  debts ;  but  in 
view  of  Mr.  Reid's  strong  objection  to  this  course,  as  dictating  a  higli 
tariff,  he  did  not  press  this  proposition.  He  still  urged,  however,  that 
the  Parliament  ought  to  take  over  all  or  none,  and  ought  not  to  have 
the  power  of  favouring  some  States  in  preference  to  others.  The 
arguments  against  compulsory  federalization  of  debts  were  two  :— 
(1)  That  it  would  amount  to  a  permanent  endowment  of  the  States, 
and  would  thus  dictate  a  high  tariff  policy ;  (2)  that  it  would  make  a 
present  of  the  federal  credit  to  the  bond-holders,  and  prevent  the 
Federal  Treasurer  being  able  to  bargain  for  a  profitable  conversion 
before  maturity.  On  Sir  George  Turner's  motion,  the  words  requiring 
the  consent  of  the  States,  and  also  the  words  empowering  the  Parlia- 
ment to  take  over  "  any  part "  of  the  debt  of  a  State,  were  struck  out. 
In  order,  however,  to  giye  a  wider  discretion  to  the  Parliament  and  at 
the  same  time  prevent  unequal  treatment  of  the  States,  it  was  pro- 
vided that  a  "  ratable  proportion  "  of  the  several  debts,  on  a  popula- 
tion basis,  might  be  taken  over.  The  application  of  the  clause  was 
also  restricted  to  debts  "existing  at  the  establishment  of  the  Common- 
wealth." The  clause  as  passed,  therefore,  did  not  compel  the  taking 
over  of  the  debts,  but  empowered  the  Federal  Parliament,  at  its  own 
discretion,  to  take  over  the  debts  of  all  the  States  as  existing  at  the 
establishment  of  the  Commonwealth,  or  a  ratable  proportion  thereof. 

Railway  Rates. — A  someAvhat  indefinite  debate  took  place  on  the 
subject  of  preferential  rates.  On  the  clause  prohibiting  derogation 
from  freedom  of  inter-State  trade,  Mr.  Gordon  moved  an  amendment 
trying  to  define  with  some  minuteness  an  unfair  preference.  The  test 
by  which  he  proposed  to  determine  the  fairness  of  a  preferential  rate 
was  to  enquire  whether  or  not  the  trade  attracted  by  that  particular 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA  179 

rate  was  or  was  not  profitable ;  but  the  proposal  was  overwhelmed 
with  criticism  and  was  ultimately  withdrawn.  In  the  clause  dealing 
with  the  powers  of  the  Inter-State  Commission,  the  Victorians  ob- 
jected to  the  prohibition  of  preferential  rates  made  *'  for  the  purpose 
of  drawing  traffic  from  the  railway  of  a  neighbouring  State,"  on  the 
ground  that  it  was  one-sided,  and  tied  the  hands  of  Victoria  in  com- 
peting for  the  Riverina  trade,  whilst  it  left  Xew  South  Wales  free. 
The  problem  was  a  most  difficult  one,  involving  important  commercial 
and  political  interests.  Under  the  provincial  system,  each  colony  had 
reinforced  its  barrier  of  custom-houses  by  a  war  of  railway  rates  and 
railway  policies.  This  was  especially  the  case  between  Xew  South 
Wales  and  Victoria.  Each  colony  had  built  its  railway  lines  and 
arranged  its  rates  with  a  view  to  concentrating  as  much  trade  as 
possible  in  its  own  capital.  Xew  South  Wales,  having  an  immensely 
larger  area  than  Victoria,  had  tried  to  gather  into  Sydney  all  the 
trade  of  that  area,  and  had  built  octopus  railways  into  the  south- 
western or  "  Riverina  "  district — taking  care  not  to  extend  them  quite 
to  the  Victorian  border,  lest  some  of  the  trade  might  flow  the  wrong 
way.  A  large  area  of  Xew  South  Wales,  however,  is  geographically 
nearer  to  Melbourne  than  to  Sydney ;  and  Victoria  ran  numerous 
lines  to  the  border  in  order  to  tap  the  trade  of  these  outlying  dis- 
tricts of  Xew  South  Wales.  Then  began  a  system  of  frankly  com- 
petitive rates ;  Victoria  offering  special  reductions — in  some  cases 
amounting  to  66  per  cent. — to  goods  coming  from  across  the  border, 
while  Xew  South  Wales  endeavoured  to  retain  the  trade  by  prohibitive 
rates  for  produce  travelling  towards  Melbourne,  and  by  extremely 
tapering  long-distance  rates  for  produce  travelling  to  Sydney.  This 
''  cut-throat "  competition  between  the  two  railway  systems  was  more- 
over complicated  by  the  competition  of  both  with  river  steamers 
trading  to  South  Australia.  As  regards  the  "  long-haul  "  rates  in 
Xew  South  Wales,  there  was  also  the  difficulty  that  tapering  rates  for 
long  distances  are  required  by  the  soundest  principles  of  railway 
management ;  and  it  seemed  impossible  to  ascertain  the  precise  point 
at  which  it  could  be  said  that  a  differential  rate  became  preferential 
and  unfederal  in  character,  or  the  precise  degi'ee  of  tapering  which 
was  necessary  for  the  development  of  territory,  and  in  the  interests  of 
the  producer  and  the  carrier  alike.  The  only  obvious  test — that  of 
the  direct  profitableness  or  unprofitableness  of  the  rate  to  the  carrier 
— was  inapplicable  because  the  carrier,  being  the  Government,  had 
public  and  political  interests  which  might  justify  it  in  running  the 
railways  at  a  loss  for  the  public  benefit. 

This  war  of  railway  rates  had  resulted  in  considerable  bitterness 
between  the  colonies,  and  considerable  loss  to  the  railways  and  the 
public ;  and  everyone  was  agi-eed  that  the  Constitution  ought,  if 
possible,  to  contain  some  power  of  regulating  the  competition.  Sir 
George  Turner  and  his  colleagues,  however,  feared  that  the  particular 
provision  in  the  Bill  would  prevent  Victoria  from  competing  to  draw 
trade  from  beyond  her  boundary,  whilst  it  would  allow  Xew  South 
Wales  to  compete  to  retain  trade  within  her  boundary.  In  other 
words,  they  feared  that  it  recognized  the  right  of  each  colony  to 
charge  preferential  rates  with  a  view  to  drawinar  the  trade  from  its 


180  HISTOKICAL  INTRODUCTION. 

own  outlying  territory  to  its  own  ports ;  that  instead  of  being  miitual, 
it  was  anti-federal,  inasmuch  as  it  restricted  each  colony  to  its  own 
produce  ;  and  that  it  thus  favoured  the  long  distance  railways  of  New 
South  Wales  at  the  expense  of  the  short  distance  railways  of  Victoria. 
The  answer  on  behalf  of  New  South  Wales  was  that  the  clause  was 
mutual  so  far  as  inter-State  traffic  was  concerned,  and  that  the  Consti- 
tution ought  not  to  interfere  with  the  purely  internal  trade  of  a  State. 
The  arguments  may  be  summed  up  thus:  The  Victorians — and  with  them 
the  South  Australians — claimed  that  "■  trade  should  flow  in  its  natural 
channels."  The  New  South  Wales  representatives  did  not  dispute 
this  as  an  abstract  proposition,  but  objected  to  extending  the  federal 
control  to  any  trade  that  was  not  "  inter-State  trade/'  and  claimed  the 
right  of  each  State  to  control  its  internal  trade,  subject  only  to  the 
condition  that  freedom  of  trade  should  not  be  derogated  from.  There 
was  no  attempt  to  justify  the  policy  of  Victoria  in  carrying  New 
vSouth  Wales  goods  at  cheaper  rates  than  her  own,  nor  the  policy  of 
New  South  Wales  in  charging  prohibitive  rates  on  goods  destined  for 
Victoria.  The  real  question  as  to  which  opinion  was  divided  was 
whether  a  limit  ought  to  be  put  to  the  right  of  New  South  Wales  to 
taper  her  long-distance  rates.  Victoria  objected  to  giving  up  her  ad- 
mittedly anti-federal  weapon  unless  New  South  Wales  were  disarmed 
also ;  New  South  Wales  argued  that  her  tapering  long-distance  rates, 
though  they  might  indeed  be  used  as  an  anti-federal  weapon,  were  an 
essential  means  to  the  settlement  of  her  land  and  the  development  of 
her  resources.  No  definite  solution  of  the  difficulty  was  arrived  at; 
but  on  Sir  George  Turner's  motion  the  objectionable  limitation  was 
struck  out,  and  the  powers  of  the  Inter-State  Commission  were  left 
unhampered  by  any  definite  instructions. 

Amendment  of  the  Constitution. — In  the  clause  providing  for  the 
amendment  of  the  Constitution,  an  important  change  was  made.  In 
place  of  the  provision  requiring  (1)  that  the  electors  of  a  majority  of 
the  States  should  approve  the  proposed  law,  and  (2)  that  the  people 
of  the  States  so  approving  should  be  a  majority  of  the  Commonwealth, 
it  was  provided  that  the  law  should  be  approved  by  (1)  the  electors  of 
a  majority  of  the  States,  and  (2)  a  majority  of  all  the  electors  voting. 
A  difl&culty,  however,  arose  with  regard  to  the  women's  suffrage  in 
South  Australia,  which,  if  the  votes  in  the  different  States  were  added 
together,  would  give  double  influence  to  that  State  (assuming  that 
there  were  as  many  women  voters  as  men).  To  meet  this,  it  was  pro- 
vided that  the  votes  of  States  in  which  adult  suffrage  prevailed  should 
be  halved  before  being  added  to  the  others. 

Deadlocks. — The  question  of  the  insertion  of  a  clause  for  the 
solution  of  deadlocks  was  not  ignored.  During  the  sitting,  suggestions 
to  this  end  had  been  circulated  by  several  members;  one  by  Mr. 
O'Connor,  providing  for  a  joint  sitting  of  the  two  Houses ;  one  by  Mr. 
Carruthers  to  a  similar  effect;  one  by  the  Premier  and  Attorney- 
General  of  Victoria  providing  for  a  dual  referendum;  one  by  Mr. 
Wise,  providing  for  a  consecutive  dissolution,  first  of  the  House  of 
Representatives,  and  then  of  the  Senate;  and  one  by  Mr.  Higgins 
giving  the  Governor-General  a  general  power  to  dissolve  both  Houses. 
When  the  stage  was  reached  for  the  insertion  of  new  clauses,  Mr. 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  181 

Wise  moved  his  proposal  providing  that  if  the  House  of  Representa- 
tives should  pass  a  Bill  to  which  the  Senate  would  not  agree,  and  if 
the  Governor-General  should  on  that  account  dissolve  the  House  of 
Representatives,  and  if  after  the  dissolution  the  House  of  Representa- 
tives should  again  pass  the  Bill  and  the  Senate  again  disagree,  the 
Governoi'-General  might  dissolve  the  Senate.  He  pointed  out  that 
his  two  objects  were  (1)  to  preserve  the  independence  of  the  Senate  in 
all  matters  affecting  State  interests,  and  (2)  to  secure  the  dominance 
of  the  popular  vote  on  all  party  questions  which  did  not  place  the 
interests  of  one  group  of  States  against  those  of  another.  Mr.  Barton 
argued  that  deadlocks  had  in  fact  nearly  always  arisen  from  attempts 
to  "  tack  "  matters  of  general  legislation  on  to  a  money  Bill,  or  to  lump 
different  kinds  of  taxation  together  in  one  Bill ;  and  that  the  Consti- 
tution, by  prohibiting  this,  had  already  made,  adequate  provision 
against  deadlocks.  Mr.  O'Connor  had  also  come  round  to  this  opinion, 
and  preferred  to  leave  the  Bill  as  it  stood.  Mr.  Trenwith  disagreed 
with  this  view,  and  argued  that  though  the  deadlocks  due  to  "  tack- 
ing "  were  the  most  acute  and  striking,  there  were  frequent  "  dead- 
locks "  consisting  in  the  refusal  of  one  House  to  pass  matters  of 
progressive  legislation.  The  fact  is  that  in  this  debate  the  word 
deadlock  assumed  a  new  and  extended  meaning,  which,  in  subsequent 
discussion  of  the  question,  it  has  since  retained.  A  "  deadlock " 
originally  meant  a  disagreement  as  to  a  Money  Bill  or  some  vital 
measure,  the  failure  of  which  would  paralyze  the  machinery  of  Govern- 
ment; but  it  now  came  to  be  used — for  want  of  a  better  word — to 
describe  any  disagreement  between  the  Houses  on  any  matter  of  legis- 
lation. It  was  as  yet  by  no  means  generally  recognized  that  for 
"  deadlocks,"  in  this  wider  sense,  any  cure  was  necessary  or  desirable; 
and  fears  were  expressed  lest  a  clause  intended  to  cure  deadlocks 
should  in  fact  have  the  effect  of  creating  them. 

Mr.  Higgins  objected  to  Mr.  Wise's  proposal  because  it  enabled 
the  Senate,  without  risk  to  itself,  to  force  the  House  of  Representatives 
to  a  "penal  dissolution;"  and  he  moved  an  amendment  to  enable  both 
Houses  to  be  dissolved  together  in  the  first  instance.  This  amend- 
ment was  strongly  opposed,  especially  bv  the  representatives  of  the 
small  States,  who  thought  that  it  would  allow  undue  pressure  to  be 
brought  to  bear  on  the  Senate  by  the  Government  of  the  day.  Mr. 
Higgins'  amendment  was  defeated  by  24  votes  to  7,  and  the  original 
proposition  was  then  defeated  by  19  to  11. 

Mr.  Isaacs  then  moved  a  series  of  clauses  which  had  already  been 
circulated  by  Sir  George  Turner  and  himself.  They  applied  equally 
to  both  Houses,  and  provided  that  in  the  event  of  a  disagreement 
about  any  Bill,  the  House  in  which  the  Bill  originated  might  resolve 
'*  that  the  proposed  law  is  of  an  urgent  nature,"  and  might  transmit  it 
with  any  amendments  agreed  to  by  both  Houses  to  the  other  House 

j  for  further  consideration.  If  within  a  certain  time  it  were  not  passed 
by  the  latter  House,  the  oriofinatino:  House  migrht  resolve  that  it  be 

I  referred  to  the  direct  determination  of  the  people.  The  vote  was  to 
be  taken  in  each  State  separately,  and  if  the  Bill  was  afl&rmed  by  "  a 
majority  of  States  containing  also  a  majority  of  the  population  of  the 
Commonwealth,"  it  was  to  be  presented  for  the  Royal  assent  as  though 


182  HISTORICAL  INTRODUCTION. 

it  had  passed  both  Houses.  Mr.  Isaacs  claimed  that  this  scheme  gave 
ample  opportunities  for  reconciling  differences^  and  did  not  endanger 
either  the  independence  of  the  Houses  or  the  responsibility  of  the 
Ministry.  The  real  debate  had  taken  place  on  Mr.  Wise's  clause,  and 
the  new  proposal  was  at  once  negatived  by  18  votes  to  13. 

All  the  mechanical  devices  subsequently  discussed — the  joint 
sitting,  the  consecutive  or  simultaneous  dissolution  of  both  Houses, 
and  the  referendum — were  thus  placed  before  the  Convention  at  its 
Adelaide  sitting.  The  refusal  to  adopt  any  of  them  at  that  stage  was 
not  meant  as  a  final  decision,  but  rather  as  an  indication  that  the  Con- 
vention was  not  yet  satisfied  that  any  provision  was  necessary,  and  at 
all  events  was  not  prepared  to  commit  itself  to  any  of  the  numerous 
alternative  schemes.  The  whole  question  therefore  remained  open  for 
future  consideration. 

Adjournment. — The  Bill  was  reported  to  the  Convention  on  22nd 
April,  and  next  day  the  report  was  adopted.  In  the  ordinary  course 
of  events,  the  Convention  would  then  have  adjourned,  for  not  more 
than  120  days,  in  the  terms  of  the  Enabling  Acts;  but  here  a  difficulty 
had  arisen.  The  Premiers  were  all  about  to  visit  England  for  the 
Queen's  Diamond  Jubilee  celebrations,  and  it  was  practically  impossible 
to  hold  the  adjourned  sitting  before  September.  The  device  was 
therefore  adopted  of  moving  that  the  Convention  adjourn  till  5tli  May, 
and  that  ''  at  its  rising  on  that  day  it  do  fm^ther  adjourn  till  Thursday, 
2nd  September,  at  12  o'clock  noon."  Accordingly  on  5th  May — all 
the  visiting  delegates  ha.ving  long  since  departed — the  Acting-Presi- 
dent took  the  chair,  and,  having  solemnly  but  ineffectually  ordered 
the  bells  to  be  rung  for  a  quorum,  declared  that  the  Convention  stood 
adjourned  till  noon  on  2nd  September,  at  Parliament  House,  Sydney. 


(11)   CONSIDERATION   BY  THE   LEGISLATURES. 


The  next  step  under  the  Enabling  Acts  was  the  consideration  of 
the  Draft  Constitution  by  the  Legislatures  of  the  several  colonies, 
during  the  statutory  adjournment  of  the  Convention. 

New  South  Wales. — The  discussion  was  begun  by  the  Legis- 
lative Assembly  of  New  South  Wales  on  5th  May,  1898,  Mr. 
Carruthers,  in  the  Premier's  absence,  being  in  charge  of  the  measure. 
The  proceedings  began  with  a  protracted  general  debate,  of  a  some- 
what monotonous  character,  which  revealed  many  critics  of  the  Bill, 
but  few  friends.  The  points  most  forcibly  attacked  were  the  equal 
representation  of  States  in  the  Senate,  the  powers  of  the  Senate  with 
regard  to  Money  Bills,  and  the  financial  clauses  generally.  The 
financial  clauses  had  already  been  adversely  criticised  in  a  series  of 
articles  by  Mr.  R.  L.  Nash,  financial  editor  of  the  Sydney  Daily 
Telegraph.  The  gist  of  his  argument  was  that  Federation  under  the 
Bill  meant  added  burdens  and  no  savings ;  that  to  meet  the  new  ex- 
penditure and  the  remission  of  intercolonial  duties  there  would  have 
to  be  a  great  increase  of  duties  on  oversea  imports ;  that  in  Victoria, 
South  Australia,  and  Tasmania  there  was  practically  no  reserve  power 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA  183 

of  taxation  ;  and  consequently  that  Xew  South  Wales  would  have  to 
pay  the  whole  cost  of  Federation,  adopt  a  fiscal  policy  of  which  she 
disapproved,  and  submit  to  additional  taxation  to  the  amount  of 
£1,500,000 — of  which  possibly  £1,000,000  would  be  returned  to  her, 
to  be  spent  extravagantly.  His  conclusion  was  that  the  only  solution 
would  be  to  provide  for  savings  at  least  equal  to  the  added  expendi- 
ture, and  that  this  could  only  be  effected  by  the  federation  of  the 
debts  and  railways.  These  forecasts  had  been  based  to  some  extent 
on  a  set  of  calculations  placed  before  the  Convention  by  the  Govern- 
ment Statistician  of  Xew  South  Wales,  which  took  as  their  basis  the 
imports  of  the  several  colonies  under  their  existing  and  widely-differ- 
ing tariffs,  and  deduced  the  amounts  of  revenue  that  would  be  contri- 
buted by  each  colony,  assuming  the  imports  remained  the  same,  by 
applying  to  them  first  a  uniform  tariff  on  the  lines  of  the  Victorian 
tariff,  then  a  uniform  tariff  on  the  lines  of  the  South  Australian  tariff, 
and  so  on.  The  basic  assumption,  that  the  amount  of  imports  would 
not  be  affected  by  the  change  in  the  import  duties,  had  already  been 
attacked  in  the  Convention,  and  was  demolished  by  Mr.  Edward 
Pulsford  in  a  series  of  articles  in  the  Sydney  Morning  Herald,  which 
were  afterwards  laid  on  the  table  of  the  Convention  at  the  session. 
The  supporters  of  the  Bill  denied  that  the  estimated  contributions  of 
the  colonies,  thus  arrived  at,  were  even  approximately  correct.  They 
also  denied  the  assumptions  that  there  would  be  no  savings  under  the 
Bill,  and  that  the  other  colonies  were  already  taxed  to  the  uttermost ; 
and  maintained  that  when  the  necessary  coiTections  were  made  the 
groundwork  of  these  gloomy  predictions  Avas  cut  away.  The  argu- 
ments of  the  critics,  however,  carried  great  weight,  and  formed  the 
backbone  of  the  Parliamentary  opposition  to  the  Bill.  The  general 
debate  dragged  on  until  24th  June,  and  on  7th  Jidy  the  detailed  dis- 
cussion began. 

The  chief  amendments  suggested  by  the  Assembly  followed  the 
lines  already  indicated.  An  amendment  to  abolish  the  Senate  alto- 
gether received  little  support ;  but  the  principle  of  equal  representation 
was  negatived,  at  an  early  hour  in  the  morning,  by  a  decisive  vote  of 
59  to  4.  In  its  place  was  inserted  a  provision  for  proportional  repre- 
sentation, with  a  minimum  representation,  for  any  State,  of  three 
members.  The  exclusive  originating  power  of  the  House  of  Repre- 
sentatives was  extended  to  all  Appropriation  Bills,  irrespective  of 
their  "  main  object,"  and  the  power  of  the  Senate  to  suggest 
amendments  in  Money  Bills  was  struck  out.  The  limitation  of  fedei-al 
expenditure,  and  the  guarantee  of  the  return  of  a  minimum  aggregate 
surplus,  shared  the  same  fate  ;  and  the  elaborate  provisions  for  the 
distribution  of  the  surplus  were  replaced  by  a  clause  leaving  the 
whole  question  to  the  Federal  Parliament.  The  clauses  providing  for 
an  Inter-State  Commission,  and  for  taking  over  the  debts,  were  struck 
out.  A  sweeping  "  deadlock  "  clause  was  inserted,  providing  that 
either  House,  in  the  event  of  a  disagreement,  might  submit  the  dis' 
puted  measure  to  a  "  mass  referendum,"  at  which  a  majority  of  all 
the  electors  voting  should  decide.  Amendments  of  the  Constitution, 
after  having  been  passed  by  the  Parliament,  were  to  be  submitted  to 
a  similar  referendum,  without  regard  to  State  majorities. 


184  HISTORICAL  INTRODUCTION. 

In  the  Legislative  Council,  where  Mr.  Barton  had  charge  of  the 
Bill,  the  opposition  was  even  more  pronounced.  By  way  of  a  general 
protest  against  State  powers  in  the  Constitution,  and  an  affirmation 
of  a  more  complete  unification,  after  the  Canadian  model,  the  word 
" Commonwealth ''  was  replaced  by  Dominion,  and  the  word  "federal" 
was  ruthlessly  excised  throughout.  The  Assembly's  amendment  as  to 
Senate  representation  was  adopted;  but  the  Council,  with  an  eye  to 
the  dignity  of  Upper  Houses  in  general,  left  intact  the  poAver  of  the 
Senate  to  suggest  amendments  in  money  Bills.  The  destructive  atti- 
tude of  the  House,  however,  was  plainly  shown  in  connection  with  the 
fi,nancial  parts  of  the  Bill.  The  taxing  powei^s  of  the  Federal  Parlia- 
ment, through  the  customs  or  otherwise,  were  excised;  in  Chapter  IV. 
nearly  the  whole  of  the  financial  provisions  were  omitted,  leaving  the 
Bill  a  blank.  At  this,  Mr.  Barton  and  Mr.  O'Connor  disclaimed  all 
responsibility  for  the  proceedings,  and  left  the  Chamber;  but  the 
Council  protested  the  integrity  of  its  intentions,  and  went  on  with  its 
work  of  disappi'oval.  It  insisted  that  Sydney  should  be  the  federal 
capital ;  but  on  the  subject  of  deadlocks — true  to  the  traditions  of  an 
Upper  House — it  made  no  suggestion. 

Victoria. — Criticism  in  the  other  colonies  was  much  more  moder- 
ate. In  Victoria,  both  Houses  accepted  equal  representation  in  the 
Senate,  but  suggested  single-member  electorates  in  preference  to 
having  each  State  as  one  constituency.  The  money  bill  clauses,  even 
more  emphatically  than  in  New  South  Wales,  brought  out  the  par- 
ticular bias  of  each  Chamber.  The  Assembly  threw  out,  not  only  the 
Senate's  power  of  suggesting  amendments,  but  also  the  prohibitions 
against  tacking;  whilst  the  Council  went  so  far  as  to  claim  for  the 
Senate  the  full  power  of  amendment.  The  Assembly  struck  out  the 
plan  for  the  distribution  of  the  surplus,  and  objected  to  giving  the 
Federal  Parliament  exclusive  control  of  bounties;  but  otherwise  it 
accepted  the  financial  clauses.  The  Council  contented  itself  with  a 
general  resolution  "  That,  in  the  opinion  of  the  Legislative  Council  of 
Victoria,  the  finance  and  trade  proposals  of  the  Commonwealth  Bill 
require  further  enquiry  and  consideration."  The  Victorian  complaint, 
however,  was  precisely  the  opposite  to  that  of  New  South  Wales ;  the 
"guai-antee"  for  the  return  of  revenue  was  thought  insufficient,  and 
there  was  a  strong  feeling  in  favour  of  an  immediate  per  capita  distri- 
bution of  revenue.  The  Legislative  Council — like  that  of  New  South 
Wales — left  the  matter  of  deadlocks  alone;  but  the  Assembly  suggested 
three  distinct  schemes: — (a)  That  if  the  Senate  disagreed  with  a  Bill 
sent  up  by  the  other  House,  and  if  "  on  that  account "  the  House  of 
Representatives  were  dissolved,  and  if  the  Bill  were  again  sent  up  and 
disagreed  with,  the  Governor-General  might  dissolve  the  Senate ;  (6) 
that  if  the  Senate  disagreed  with  any  Bill  sent  up  to  it,  the  Governor- 
General  might  dissolve  both  Houses;  (c)  a  modification  of  the  Turner- 
Isaacs  Adelaide  proposition  for  a  dual  referendum,  the  two  majorities 
required  being  (1)  a  majority  of  the  electoral  districts  for  the  House 
of  Representatives,  and  (2)  a  majority  of  all  the  electors  voting.  With 
regard  to  the  amendment  of  the  Constitution,  the  Assembly  suggested 
that,  in  case  of  disagreement,  either  House  without  the  concurrence 
of  the  other  might  submit  an  amendment  to  the  electors;  and  also 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  185 

suggested  that  the  final  paragraph,  forbidding  certain  amendments 
without  the  consent  of  the  States  concerned,  should  be  omitted. 

South  Australia. — In  South  Australia  the  Assembly  carried  an 
amendment  for  the  election  of  federal  representatives  on  the  basis  of 
"  one  adult  one  vote."  The  Assembly  asked  for  the  federal  control  of 
rivers  to  be  extended  to  the  "  tributaries  "  of  the  Murray,  whilst  the 
Council  asked  for  its  extension  to  the  "  Darling,  Murray,  and  Mur- 
rumbidgee,"  specifically.  Both  Houses  decided  in  favour  of  giving 
power  to  the  Senate  to  amend  Money  Bills,  instead  of  the  mere  power 
of  suggestion.  The  Assembly  also  passed  an  amendment  providing 
for  the  election  of  Federal  Ministers  by  the  two  Houses  of  Pai-liament 
for  a  term  of  three  years,  subject  to  dismissal  by  the  vote  of  a  joint 
sitting.  The  Council  proposed  to  make  the  High  Court  consist  of  one 
Supreme  Court  Judge  from  each  State;  and  it  also  adopted  Mr. 
Gordon's  attempted  definition  of  a  preferential  rate.  Lastly,  the 
Assembly  adopted  a  deadlock  clause,  providing  that  if,  after  continued 
disagreement  upon  any  question,  either  House  resolved  that  the  ques- 
tion was  one  of  urgency,  the  Governor-General  might  grant  or  refuse 
either  a  dissolution  (apparently  of  both  Houses)  or  a  dual  referendum. 

Tasmania. — In  Tasmania  the  amendments  made  were  somewhat 
less  important.  With  regard  to  the  origination  of  Appropriation 
Bills,  the  House  of  Assembly  made  the  suggestion,  which  was  subse- 
quently adopted  by  the  Convention,  to  leave  out  the  somewhat  vague 
words  as  to  the  "  main  object  "  of  the  Bill,  and  to  substitute  a  proviso 
that  either  House  might  originate  appropriations  of  fines  or  penalties, 
or  fees  for  licenses  or  services.  This  secured  the  desired  result  of 
giving  the  Senate  power  with  regard  to  petty  incidental  appropriations, 
without  opening  debatable  questions  as  the  "  main  object  "  of  the 
Bill.  Both  Houses  were  in  favour  of  giving  the  Senate  power  to 
amend  Money  Bills.  Both  Houses  also  agreed  to  an  elaborate  scheme 
for  the  immediate  taking  over  of  the  debts  of  the  States,  making  the 
Commonwealth  chargeable  with  the  whole  interest  bill,  and  giving  it 
an  indemnity  against  each  State  for  interest  paid  in  respect  of  any 
excess  of  its  indebtedness,  on  a  per  capita  basis,  over  that  of  the  State 
whose  indebtedness  was  least.  The  Tasmanian  Parliament  did  not 
wish  for  the  insertion  of  any  deadlock  scheme ;  but  the  Assembly 
provisionally  suggested  a  scheme  "  for  use  in  the  event  of  the  Con- 
vention deciding  to  make  a  provision  to  evade  deadlocks,  but  not 
otherwise."  It  provided  that  in  the  event  of  a  disagreement,  followed 
by  a  dissolution  of  the  House  of  Representatives,  the  law  in  dispute, 
if  again  carried  by  a  four-sevenths  majority  of  the  House  of  Repre- 
sentatives, and  then  by  a  three-sevenths  majority  of  the  Senate, 
might  be  deemed  to  have  passed  both  Houses. 

Western  Australia. — The  West  Australian  Parliament  did  not 
meet  until  17th  August.  Its  consideration  of  the  Bill  was  short,  and 
its  amendments  were  few.  Both  Houses  claimed  for  the  Senate  the 
power  to  amend  taxation  bills.  In  respect  of  the  return  of  surplus 
revenue,  both  Houses  asked  for  a  guarantee,  not  in  the  aggregate 
merely,  but  to  each  individual  State,  and  struck  out  the  sliding  scale 
of  distribution  ;  whilst,  for  the  ultimate  basis  of  distribution,  the 
Assembly  rejected  the  per  capita  system  in  favour  of  a  return  in  pro- 


186  HISTORICAL  INTRODUCTION. 


portion  to  contributions.  The  Assembly  also  proposed  to  charge  the 
Commonwealth  with  a  proportion  of  the  debts,  on  the  basis,  not  of 
population,  but  of  adult  male  population.  Western  Australia  at 
present  numbers  an  abnormally  large  proportion  of  adult  males — a  fact 
which  goes  far  to  account  for  her  abnormally  high  revenue  from 
Customs  ;  and  it  was  argued  that  a  factor  which  had  so  potent  an 
influence  on  the  incidence  of  taxation  should  not  be  ignored  on  the 
other  side  of  the  ledger. 

Survey  of  the  Suggestions. — A  comparison  of  the  general  trend 
of  the  amendments  thus  suggested  in  the  five  colonies  is  most  interest- 
ing. The  main  lines  of  cleavage  on  constitutional  points  were  two. 
There  was  in  the  first  place  a  general  opposition  between  the  constitu- 
tional views  of  the  more  populous  colonies  on  the  one  hand,  and  the 
less  populous  colonies  on  the  other  hand;  the  former  inclining  towards 
the  absolute  supremacy  of  the  majority,  independent  of  State  boun- 
daries, and  the  latter  towards  some  degree  of  control  by  a  majority  of 
States.  There  was  also,  in  each  colony,  a  conservative  and  a  liberal 
yie^ — tl^e  former,  for  the  most  part,  represented  by  the  Legislative 
Council^  and  the  latter  by  the  Legislative  Assembly.  The  Conserva- 
tive, or  Upper  House,  sympathy  was  with  a  strong  Senate ;  and  hence 
— partly  by  accident,  and  partly  by  a  natural  association  of  ideas — 
the  Conservative  view  and  the  "particularist"  or  State  right  view 
tended  to  approximate,  though  their  aims  by  no  means  coincided; 
whilst  in  the  same  way  the  liberal  view  and  the  nationalist  view 
tended  also  to  approximate.  The  result  was  a  certain  blurring  of  the 
lines  of  State  cleavage.  Just  as  in  the  Convention  it  seldom  happened 
that  any  delegation  voted  solid,  so  in  the  Parliaments  it  seldom 
happened  that  the  two  Chambers  quite  agreed  on  their  most  important 
suggestions. 

But  besides  constitutional  differences,  such  as  those  with  regard 
to  money  bills  and  deadlocks,  there  were  also  differences  of  interest  or 
policy,  such  as  those  with  regard  to  the  river  question,  the  railway 
question,  or  the  tariff  question.  On  these  matters  the  issues  were 
far  more  clearly  cut  between  the  colonies  immediately  interested. 

On  the  whole,  as  to  constitutional  questions  and  commercial  ques- 
tions alike,  the  draft  constitution  held  a  pretty  fair  balance  between 
the  conflicting  views.  The  compromises  made  by  the  Convention 
were  re-opened  in  the  Parliaments  in  opposite  directions.  Thus  with 
regard  to  Money  Bills,  the  Legislative  Assemblies  of  New  South 
Wales  and  Victoria  wanted  to  give  the  Senate  less  power;  the  Legis- 
lative Councils  of  those  colonies  were  content  Avith  the  clauses  as  they 
stood;  whilst  the  Legislatures  of  the  other  colonies  wanted  to  give  the 
Senate  more  power.  These  different  amendments  represented  the 
divergent  views  which  the  Convention  had  endeavoured,  with  remark- 
able success,  to  reconcile. 

In  two  points,  however,  there  seemed  to  be  considerable  dissatis- 
faction with  the  Bill ;  in  respect  to  the  financial  clauses,  and  in  respect 
to  the  absence  of  a  "  deadlock  "  provision.  The  Adelaide  "  sliding 
scale  "  of  distribution  had  considerable  merit  as  an  attempt  to  bridge 
the  gulf  between  the  system  of  distribution  according  to  contributions, 
which   was  admittedly  necessary  to   begin  with,  and  the   system  of 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  187 

distribution  per  capita,  which  was  ultimately  desirable.  But  it  did 
not  please  New  South  Wales — to  meet  whose  objections  to  immediate 
per  capita  distribution  it  had  been  expressly  devised — nor  was  it 
approved  in  any  other  colony  except  South  Australia — whose 
Treasurer,  Mr.  Holder,  was  the  real  author  of  the  clause.  As  to  dead- 
locks, the  Legislative  Assemblies  of  three  colonies — NeAV  South  Wales, 
Victoria,  and  South  Australia — agreed  that  some  provision  was 
necessary,  though  they  differed  in  their  ideas  of  what  it  should  be. 
The  Assemblies  of  Western  Australia  and  Tasmania  did  not  want  any 
such  provision ;  nor  did  any  of  the  Legislative  Councils. 


(12)  THE  SYDNEY  SESSION  OF  THE  CONVENTION,  1897 


On  2nd  September  the  Convention  met  in  Sydney  to  reconsider 
the  draft  Constitution,  together  with  the  amendments  suggested  by 
the  Legislatures.  Some  hopes  had  been  held  out  that  Queensland 
would  be  represented  at  this  sitting,  but  they  were  disappointed.  In 
June  an  Enabling  Bill  had  been  introduced  in  the  Legislative 
Assembly  of  that  colony,  providing  that  representatives  elected  by 
the  Parliament  should  attend  the  Sydney  Convention,  on  condition 
that  the  draft  Constitution  should  be  reconsidered  clause  by  clause. 
Mr.  Thomas  Glassey,  leader  of  the  labour  party,  had  thereupon 
moved  a  resolution  similar  to  that  previously  moved  by  Mr.  Curtis, 
that  no  Bill  would  be  acceptable  which  did  not  provide  for  the  direct 
election  of  the  representatives ;  and  a  vote  having  been  taken  which 
amounted  to  a  defeat  of  the  Government  proposal,  the  Bill  was  with- 
drawn on  14th  July.  On  29th  July  Mr.  John  Leahy  moved  a 
resolution  affirming  the  desirability  of  Federation,  and  of  Queensland 
being  represented  at  the  Convention,  but  this  was  ultimately  dis- 
charged from  the  paper.  At  last,  on  9th  September,  while  the  Con- 
vention was  sitting,  Mr.  J.  V.  Chataway  moved  a  resolution,  which 
was  duly  carried,  asking  the  Convention  not  to  conclude  its  work  till 
Queensland  had  an  opportunity  of  being  represented.  Accordingly 
the  colonies  represented  at  the  Sydney  sitting  were  the  same  as  before. 
There  was  a  change  in  the  West  Australian  delegation,  the  Hons.  H . 
Briggs,  M.L.C.,  F.  C.  Crowder,  M.L.C.,  A.  H.  Henning,  M.L.C.,  and 
H.  W.  Venn,  M.L.C.,  taking  the  places  of  Messrs.  Piesse,  Loton, 
ShoU,  and  Taylor,  who  had  resigned  on  26th  August. 

The  business  of  the  Convention  involved  not  only  the  general 
reconsideration  of  the  whole  Bill  in  the  light  of  recent  discussion,  but 
also  the  consideration  of  some  286  amendments,  in  all,  suggested  by 
the  ten  Houses  of  Parliament.  The  chairman  (Sir  R.  C.  Baker) 
"wisely  decided  that  all  these  amendments  should  be  put  from  the 
chair,  and  voted  upon,  as  though  they  had  been  moved  by  a  repre- 
sentative ;  so  that  no  Parliament  could  say  that  its  suggestions  were 
slighted.  It  soon  proved,  however,  that  the  work  before  the  Conven- 
tion was  too  much  to  be  disposed  of  in  the  time  at  its  disposal.  A 
general  election  in  Victoria  was  impending,  which  would  call  the 
Victorian  representatives  away ;    and  it   became   clear  that  another 


188  HISTORICAL  INTRODUCTION. 

adjourninent  would  be  necessary.  In  order,  however,  to  settle  some 
of  the  most  important  questions,  it  was  decided  once  more  to  depart 
from  the  consecutive  order  of  dealing  with  the  clauses.  Most  of  the 
debate  at  Sydney  was  monopolized  by  four  great  questions :  the 
financial  problem,  the  basis  of  representation  in  the  Senate,  the  power 
of  the  Senate  with  regard  to  Money  Bills,  and  the  insertion  of  a  pro- 
vision for  deadlocks. 

The  Financial  Debate. — With  regard  to  the  financial  clauses, 
the  first  step  was  to  appoint  a  Finance  Committee,  consisting  of  the 
five  Treasurers  and  one  other  representative  from  each  delegation,  to 
report  upon  Chapter  TV.  of  the  Constitution.  Then  followed  a  general 
debate,  in  which  the  whole  financial  question  was  discussed  at  large. 
The  tenor. of  the  debate  was  critical  rather  than  constructive;  and 
though  no  conclusion  was  arrived  at,  the  difficulties  as  they  presented 
themselves  to  the  several  colonies  were  reviewed  at  length.  The 
great  central  difiiculty  was  to  formulate — while  the  nature  of  the 
federal  tariff,  and  its  operation,  were  still  unknown  quantities — some 
scheme  of  distributing  the  federal  surplus  which  would  not  only  be 
fair  in  itself,  but  would  guarantee  all  the  States  against  any  dislocation 
of  their  finances.  This  difficulty  arose  out  of  the  widely-difl^ering 
character  of  the  existing  tariffs  of  the  colonies,  and  the  differing 
degrees  of  their  dependence  on  customs  and  excise  revenue.  At  one 
end  of  the  scale  stood  New  South  Wales,  with  a  purely  freetrade 
tariff  and  a  large  land  revenue.  The  finances  of  that  colony,  under 
almost  any  system,  would  be  secure ;  what  she  feared  was,  not  a 
deficiency  of  revenue  for  provincial  purposes,  but  an  unduly  large 
increase  of  taxation  through  the  customs.  At  the  other  end  of  the 
scale  stood  Western  Australia,  with  a  large  unsettled  mining  popula- 
tion, and  relying  almost  entirely  on  customs  duties,  a  great  proportion 
of  which  were  collected  on  intercolonial  produce.  It  w^as  recognized 
that  her  abnormal  position  required  special  treatment,  and  that  no 
system  of  general  application  could  meet  her  needs.  Between  these 
extremes  were  the  other  three  colonies — all  relying  largely  on  customs 
and  excise,  and  all  unwilling  to  resort,  in  any  great  degree,  to  direct 
taxation.  The  customs  and  excise  revenues  surrendered  to  the 
Commonwealth  would  be  some  four  times  as  much  as  were  needed  for 
federal  expenditure ;  and  each  colony  wanted  some  guarantee  that  it 
would  get  back,  not  only  its  fair  share  of  what  it  contributed,  but  an 
amount  sufficient  to  balance  its  provincial  accounts.  The  two  pro- 
blems were  to  guarantee  that  there  would  be  a  large  surplus  to  dis- 
tribute, and  to  find  a  basis  of  distribution  which  would  meet  the  needs 
of  all  the  colonies. 

The  basis  of  distribution  provided  by  the  Adelaide  sliding  scale 
had  not  found  favour.  As  Mr.  Holder  said,  it  was  "a  child  of  misfor- 
tune— misfortune  in  that  it  was  laid  before  the  Convention  and 
accepted  [in  Adelaide]  on  the  faith  of  those  who  recommended  it; 
never  discussed,  never  explained — thrown  into  a  cold  world,  without 
anybody  to  be  father  to  it."  Mr.  Reid  admitted  its  good  points,  but 
recognized  that  it  had  not  inspired  public  confidence;  and,  in  common 
with  most  of  his  delegation,  fell  back  on  the  necessity  of  leaving  the 
whole  question  to  the  Federal  Parliament.     The  "unknown  quantity^' 


THE  FEDERAL  MOVEMENT  TN  AUSTRALIA.  189 

of  the  federal  tariff,  it  was  contended,  made  it  impossible  for  the 
Convention  to  solve  the  question ;  a  basis  of  experience  was  necessary. 
The  other  colonies  were  willing  to  "  trust  the  Federal  Parliament "  to 
a  certain  extent;  but  they  wanted  some  guarantee  of  their  State 
finances.  Methods  were  suggested  for  evading  the  difl&culty  by 
saddling  the  Commonwealth  with  some  of  the  obligations  of  the  States 
— for  instance,  in  respect  of  the  debts,  or  the  railways,  or  both — but 
all  these  plans,  as  Mr.  McMillan  pointed  out,  only  "  covered  up  "  the 
surplus,  and  did  not  get  rid  of  the  problem  of  apportionment.  The 
uncertainty  surrounding  the  whole  question  was  increased  by  the 
calculations  of  the  statisticians,  which  were  sometimes  treated  as 
reliable  forecasts,  and  sometimes — with  more  truth — as  deductions 
from  unreal  and  improbable  assumptions.  The  debate  threw  all  the 
difficulties  into  high  relief,  and  it  was  then  left  to  the  Finance  Com- 
mittee to  find  a  solution. 

Senate  Representation. — The  Senate  debate  took  place  upon  the 
New  South  Wales  suggestion  to  substitute  proportional  for  equal 
representation.  The  opponents  of  equal  representation  proved  to  be 
only  five  in  number.  It  must  be  noted,  however,  that  most  of  its 
supporters  justified  it,  not  so  much  on  the  abstract  principle  of  State 
equality,  but  as  a  concession  to  the  smaller  States,  necessary  to  secure 
their  assent  to  the  Constitution,  and  expedient  to  secure  the  fair  treat- 
ment of  local  interests.  This  view  of  equal  representation  in  the 
Senate,  as  based  not  on  abstract  logic  but  on  practical  compromise, 
was  emphasized  by  an  amendment  which  made  it  clear  that  the 
guarantee  of  equal  representation  was  given  only  to  "  original  States," 
and  was  not  extended  to  States  which  might  afterwards  enter  the 
union,  or  be  created  within  it  by  subdivision  or  otherwise.  It  is  also 
noteworthy  that  many  of  the  delegates  who  accepted  equal  represen- 
tation did  so  in  the  expectation,  and  on  the  understanding,  that  some 
provision  would  be  inserted  for  securing  the  due  subordination  of 
State  interests  to  national  interests.  The  debate  in  fact  pointed 
forward  to  the  adoption  of  a  deadlock  clause  which  would  place  some 
restriction  on  the  absolute  veto  of  the  Senate.  The  Convention 
explicitly  affirmed  the  principle  that  the  structure  of  the  Federal  Par- 
liament ought  to  ensure  due  consideration  to  State  interests ;  but  it 
explicitly  denied  the  doctrine  that  all  federal  legislation  must 
necessarily  receive  the  assent  of  a  majority  of  the  States. 

Money  Bill  Clauses. — In  the  Money  Bill  clauses  only  one  sub- 
stantial amendment  was  made.  The  vague  and  somewhat  sweeping 
power  of  the  Senate  to  originate  appropriation  Bills  whose  "main 
object "  was  not  the  appropriation  of  revenue  was  taken  away,  and  in 
its  place  was  inserted  the  Tasmanian  suggestion,  drafted  by  Mr.  Inglis 
Clark,  giving  the  Senate  power  to  originate  Bills  involving  incidentally 
the  appropriation  of  fines  or  fees.  This  provision  was  based  upon  a 
standing  order  of  the  House  of  Commons,  which  had  already  been 
adopted  by  the  Legislative  Assemblies  of  South  Australia  and  Tas- 
mania. The  amendment  of  the  Legislative  Council  of  Western  Aus- 
tralia, to  give  the  Senate  power  to  amend  taxation  Bills,  was  debated 
at  some  length,  but  was  defeated  by  28  votes  to  19. 

Deadlocks. — The  longest  and  most  important  debate  of  the 
Sydney  sitting  was  that  upon  deadlocks,  which  lasted  from  15th  to 


190  HISTORICAL  INTRODUCTION. 

21st  September.  On  this  question  several  distinct  suggestions  had 
been  made  by  the  Legislatures ;  and  the  clause  first  proposed  from 
the  Chair  was  that  suggested  by  the  Legislative  Assembly  of  New 
South  Wales,  providing  for  a  referendum  of  the  kind  spoken  of  at  the 
Convention  as  a  "mass"  or  "national"  referendum — a  referendum, 
that  is  to  say,  at  which  a  simple  majority  of  all  the  electors  voting 
should  decide.  The  discussion  began  by  a  general  debate  on  the 
whole  question.  (Conv.  Deb.,  Syd.,  pp.  541-79.)  Some  of  the  mem- 
bers had  thought  from  the  outset  that  some  provision  would  be 
necessary  to  prevent  serious  conflicts  between  the  Houses.  Others, 
who  thought  conflicts  would  be  infrequent,  nevertheless  agreed  that 
some  provision  in  the  nature  of  a  "  safety-valve  "  would  be  desirable ; 
and  some  who  had  previously  opposed  any  such  provision  were  now, 
upon  more  mature  consideration,  converts  to  this  view.  The  devices 
which  were  chiefly  discussed  at  the  outset  were  the  dissolution  of  both 
Houses,  either  consecutively  or  simultaneously,  and  the  referendum, 
either  national  or  dual.  Of  these,  all  except  the  national  referendum 
preserved  the  veto  power  of  a  majority  of  States,  and  therefore  failed 
to  provide  effectually  against  the  conflict  which  was  feared  from  the 
double  basis  of  representation.  They  safeguarded  State  interests, 
but  did  not  ensure  finality.  They  Avould  only  be  effectual  in  cases 
where  the  Senate's  constituents  either  differed  from  their  representa- 
tives, or  were  overborne  by  the  moral  weight  of  the  national  majority. 
This,  of  course,  from  the  point  of  view  of  the  small  colonies,  was  a 
strong  recommendation;  but  from  the  point  of  view  of  the  large 
colonies  it  meant  that  these  schemes  failed  in  their  chief  function ; 
that,  whenever  State  interests  and  national  interests  clashed,  the  dead- 
lock, so  far  from  being  cured,  would  be  intensified  by  being  transferred 
from  the  Parliaments  to  the  people.  On  the  other  hand  the  national 
referendum,  though  absolutely  final,  ignored  the  individual  States 
altogether,  and  was  objected  to  by  the  small  States  as  practically 
destroying  the  power  of  the  Senate  to  protect  their  interests. 

Some  compromise  was  needed  which  would  partially,  but  not 
fully,  recognize  State  individualities;  and  to  effect  this,  Mr.  Kingston 
and  Mr.  Reid  suggested  that  the  subjects  of  legislation  which  affected 
State  interests  might  be  defined,  and  the  dual  referendum  applied  to 
them,  whilst  the  national  referendum  should  be  applied  in  all  other 
cases.  It  was  soon  seen,  however,  that  no  definition  of  this  kind  could 
possibly  be  framed,  as  almost  every  conceivable  subject  of  legislation 
could  be  dealt  with  in  a  way  which  might  seriously  prejudice  State 
interests.     Some  other  principle  of  compromise  had  to  be  looked  for. 

The  Tasmanian  suggestion — which,  in  case  of  continued  dead- 
lock, enabled  a  four-sevenths  majority  of  the  House  of  I^epresenta- 
tives  to  override  a  four-sevenths  majority  of  the  Senate — was  not 
much  discussed ;  but  the  somewhat  similar  device  of  a  joint  sitting  of 
both  Houses,  which  had  previously  been  suggested  in  a  tentative 
way  by  Mr.  O'Connor,  Mr.  Reid  and  others,  was  now  revived  as  a 
possible  solution  of  the  difficulty.  It  was  not  favourably  received  by 
Sir  George  Turner  and  Mr.  Isaacs,  who  had  an  affection  for  the  refer- 
endum— even  the  dual  referendum,  if  no  other  were  attainable.  In 
fact — as  is  the  way  with   compromises — it   aroused  no    enthusiastic 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  191 

support  anywhere  ;  but  both  sides  looked  upon  it  as  a  possible  last 
resort  if  thev  could  get  no  better  terms.  The  dissolution  and  the 
referendum  continued  to  occupy  the  most  prominent  place  in  the 
debate ;  which  turned  a  good  deal  on  the  restrictions  and  safeguards 
which  ought  to  be  placed  on  both  these  devices  to  prevent  their  abuse. 
The  objections  raised  to  the  consecutive  dissolution,  first  of  the  House 
of  Representatives  and  then  of  the  Senate,  were :  first,  that  it  would 
enable  the  Senate,  without  immediate  risk  to  itself,  to  penalize  the 
other  House ;  next,  that  it  would  mean  that  the  two  sides  of  the 
question  would  be  put  to  the  people  at  different  times.  The  objection 
raised  to  the  simultaneous  dissolution  of  both  Houses  in  the  first 
instance  was  that  it  would  enable  the  Ministry  constantly  and  syste- 
matically to  bring  threats  and  pressure  to  bear  on  the  Senate.  And 
the  objection  raised  to  any  dissolution  of  the  Senate  at  all  was  that 
it  would  destroy  the  continuity  which  was  effected  by  the  principle  of 
rotation — an  objection  largely  met  by  the  reply  that  deadlocks  would 
undoubtedly  be  rare,  and  that  resort  to  the  deadlock  clause  would  be 
"the  medicine,  not  the  dailv  food,"  of  the  Constitution.  The  arsru- 
ment  against  the  referendum  was  that  it  would  weaken  Ministerial 
and  Parliamentary  responsibility ;  and  accordingly  many  of  those 
who  objected  strongly  to  its  use  as  a  first  step  were  inclined  to  view 
it  with  less  disfavour  if  it  were  preceded  by  the  responsible  step  of  a 
dissolution.  The  general  discussion  ended  with  a  test  vote  on  the 
first  word  of  the  proposed  clause,  which  resulted  in  a  decision,  by  30 
votes  to  15,  in  favour  of  a  deadlock  clause  of  some  kind.  Then  came 
the  question  of  the  choice  of  methods. 

The  first  amendment,  moved  by  Mr.  Symon,  was  to  the  effect 
that  if  the  Senate  should  disagree  with  any  Bill  passed  by  the  House 
of  Representatives,  and  if  "  on  that  account "  the  House  of  Repre- 
sentatives were  dissolved,  and  if  the  deadlock  still  continued,  the 
Grovernor-General  might  dissolve  both  Houses.  It  was  at  once  com- 
plained that  this  not  only  required  the  House  of  Representatives  to  be 
penalized  first,  but  also  involved  its  being  dissolved  twice  to  the 
Senate^s  once,  and  Mr.  Symon  accordingly  consented  to  deprive  the 
first  dissolution  of  the  House  of  Representatives  of  its  penal  char- 
acter by  omitting  the  words  '^  on  that  account,"  and  to  allow  the 
Senate  alone  to  be  dissolved  in  the  second  instance.  This  proposition 
for  a  consecutive  dissolution  was  strongly  opposed  by  the  representa- 
tives of  New  South  AVales  and  Victoria,  but  was  carried,  after  dis- 
cussion, by  27  votes  to  22 — the  division  practically  representing  the 
three  small  colonies  against  the  two  large  ones.  To  most  of  the 
representatives  of  the  latter  the  vote  was  very  unpalatable  ;  but  it 
had  to  be  accepted  for  the  time  being. 

Mr.  Lyne  then  moved  to  add  to  Mr.  Symon's  amendment  a  pro- 
vision that  if,  after  the  consecutive  dissolution,  the  deadlock  still 
continued,  the  measure  in  question  should  be  referred  to  a  national 
referendum.  But  Sir  George  Turner,  though  he  had  been  prepared 
to  allow  the  referendum  to  follow  a  simultaneous  dissolution,  would 
not  postpone  it  till  after  the  consecutive  dissolution  ;  and  he  accord- 
ingly moved  an  amendment  on  Mr.  Lyne's  proposition,  so  as  to  provide 
that  instead  of  a  dissolution,  there  might  be   a  referendum   (either 


192  HISTORICAL  INTRODUCTION. 

dual  or  national)  in  tlie  first  instance.  Mr.  Wise,  in  turn,  objected  to 
a  referendum  without  a  previous  dissolution,  and  accordingly  moved 
to  amend  Sir  George  Turner^s  amendment  by  inserting  a  simultaneous 
dissolution  before  the  referendum.  The  proceedings  were  getting 
rather  tangled,  and  to  simplify  matters  the  discussion  was  postponed, 
with  leave  to  the  Committee  to  reconsider  and  rescind  the  unsatisfac- 
tory vote  already  taken,  and  to  begin  afresh. 

The  Committee,  however,  did  not  take  advantage  of  this  leave, 
but  proceeded  to  discuss  the  series  of  amendments  thus  proposed.  A 
Avhole  day's  debate  followed  before  anj'  decision  was  come  to.  A  vote 
then  taken,  without  division,  on  the  first  word  of  Mr.  Lyne's  amend- 
ment, decided  that  whatever  new  machinery  was  added  should  be 
made  alternative  to,  and  not  consequent  upon,  Mr.  Symon's  consecu- 
tive dissolution.  The  result  was  that  Mr.  Symon's  provision  led  up  to 
nothing  further,  but  stood  by  itself  as  one  mode  of  securing  agree- 
ment; whilst  the  Convention,  not  satisfied  with  that  mode,  proceeded 
to  work  out  an  alternative  one. 

Mr.  Lyne's  amendment  was  now  out  of  the  way,  and  the  questions 
before  the  Convention  were  Sir  George  Turner's  proposition  for  a 
referendum,  and  Mr.  Wise's  amendment  for  preceding  this  with  a 
simultaneous  dissolution.  Mr.  Wise's  amendment  was  carried  by  25 
votes  to  22 — a  decision  that,  if  there  were  to  be  a  referendum  at  all, 
it  should  only  be  after  a  double  dissolution.  It  soon  became  evident, 
moreover,  that  though  the  friends  of  some  kind  of  referendum  were  in 
a  majority,  they  were  hopelessly  split  when  the  choice  had  to  be  made 
between  the  national  and  the  dual  referendum.  As  a  result,  the 
national  referendum  was  defeated  by  36  votes  to  18 — the  smaller 
colonies  voting  almost  solid  with  the  majority — and  the  dual  referen- 
dum was  next  defeated  by  27  votes  to  18. 

Mr.  Carruthers  then  came  to  the  rescue  with  a  proposition  that 
Mr.  Wise's  double  dissolution  should  be  followed  up  by  a  joint  sitting 
of  both  Houses,  at  which  a  three-fifths  majority  should  be  able  to 
carry  the  measure.  Though  no  one  waxed  enthusiastic  over  the  joint 
sitting  for  its  own  sake,  it  was  supported  as  being  on  the  whole  the 
best  compromise  that  the  Convention  would  agree  to.  It  was,  how- 
ever, strongly  opposed  by  Sir  George  Turner  and  Mr.  Isaacs  on  the 
one  hand,  and  some  of  the  friends  of  a  strong  Senate  on  the  other. 
Mr.  Kingston  moved  an  amendment  to  substitute,  in  place  of  the  joint 
sitting,  a  national  referendum  ''  in  the  case  of  national  questions,"  and 
a  dual  referendum  "when  State  interests  are  involved;"  but  the 
impossibility  of  defining  State  interests  was  apparent,  and  the  amend- 
ment was  negatived  by  30  to  11.  The  "three-fifths"  majority  at  the 
joint  sitting  caused  some  debate.  Mr.  Howe,  of  South  Australia, 
wanted  to  increase  it  to  "  two-thirds ; "  Mr.  Higgins,  of  Victoria,  to 
diminish  it  to  a  bare  majority.  A  proposition  to  omit  the  words 
"three-fifths"  was  defeated  by  28  votes  to  13 — Mr.  Reid  and  others, 
who  preferred  a  bare  majority,  not  caring  to  risk  the  loss  of  every- 
thing by  insisting.  Mr.  Carruthers'  amendment  was  then  carried  by 
29  votes  to  12. 

The  result  of  these  votes  was  that  Sir  George  Turner's  original 
proposition  for  a  referendum  was  overlaid  by  the  Wise-Carruthers 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  193 

amendment,  providing  for  a  simultaneous  dissolution  of  both  Houses, 
followed,  if  necessary,  by  a  joint  sitting.  The  question  that  this 
composite  proposition  stand  part  of  the  clause  was  carried  in  the 
affirmative  by  23  votes  to  13.  A  further  amendment  by  Mr. 
Carruthers,  to  allow  a  bare  majority  at  the  joint  sitting,  if  defeated,  to 
appeal  to  a  national  referendum,  was  rejected;  and  the  clause  was 
then  agreed  to.  The  Sydney  session  thus  resulted  in  two  deadlock 
schemes :  Mr.  Syraon's  consecutive  dissolution,  standing  by  itself  and 
leading  to  nothing  further ;  and  the  Wise-Carruthers  scheme  of  a 
double  dissolution  followed  by  a  joint  sitting.  The  latter  scheme 
represented  the  real  decision  of  the  Convention,  and  it  was  tacitly 
understood  that  Mr.  Symon's  consecutive  dissolution  was  supei^seded, 
and  would  be  subsequently  rescinded. 

The  necessity  for  the  departure  of  the  Victorian  delegates  brought 
the  proceedings  of  the  Sydney  session  to  a  close  before  more  than  half 
of  the  clauses  of  the  Constitution  had  been  considered;  and  on  24th 
September  the  Convention  adjourned,  to  meet  for  its  final  session  at 
Melbourne  on  20th  January,  1898. 

Queensland  and  New  South  Wales. — It  was  hoped  that  this 
adjournment  might  enable  Queensland,  even  at  the  eleventh  hour,  to 
take  part  in  the  proceedings  of  the  Convention ;  but  the  hope  was 
again  disappointed.  A  third  Enabling  Bill  was  indeed  introduced  in 
that  colony  in  November,  for  the  direct  election — at  last — of  Queensland 
representatives  by  the  whole  colony  as  one  constituency.  This  Bill 
was  again  wrecked  by  the  provincial  differences  of  the  three  great 
divisions  of  the  colony.  Mr.  Curtis  moved  the  withdrawal  of  the 
Bill  with  a  view  to  having  the  colony  divided  into  three  constituencies. 
He  succeeded  in  his  object  so  far  as  the  withdrawal  of  the  Bill  was 
concerned  ;  but  no  further  Bill  was  introduced.  Federalists  were  still 
too  divided  by  provincial  differences  to  make  headway  against 
opposition. 

In  New  South  Wales,  the  interval  between  the  Sydney  and 
Melbourne  sessions  was  marked  by  a  determined  effort  by  the  opponents 
of  the  Convention  scheme  to  prevent  its  ultimate  adoption  by  the 
people.  The  Parliament  of  New  South  Wales  contained  many  mem- 
bers who,  if  not  exactly  anti-federal,  were  at  least  strongly  opposed 
to  Federation  on  the  lines  which  commended  themselves  not,  only  to 
the  Convention,  but  to  most  of  the  zealous  advocates  of  Federation. 
They  had  allowed  the  Enabling  Bill  to  pass  without  much  protest, 
little  dreaming  of  the  strength  of  public  sentiment  by  which  the 
movement  so  started  would  be  supported  and  carried  to  a  conclusion ; 
and  they  now  rallied  for  a  last  Parliamentary  stand.  In  June,  a  Bill 
had  been  introduced  in  the  Assembly  by  Mr.  R.  H.  Levien,  a  private 
member,  to  amend  the  Enabling  Act  by  requiring  an  affirmative  vote, 
at  the  federal  referendum,  of  an  absolute  majority  of  all  the  electors 
on  the  roll.  As  the  roll  at  that  time  numbered  about  278,000 
electors,  this  meant  an  affirmative  vote  of  some  139,000 — an  impossible 
number  to  expect.  The  Bill  reached  its  second  reading  on  12th 
October,  when  it  was  found  that  though  few  members  were  willing  to 
go  so  far  as  to  require  an  absolute  majority,  many  would  vote  for  a 
substantial   increase    in   the    minimum    of    50,000   imposed    by   the 


194  HISTORICAL  INTRODUCTION. 

Enabling  Act.  Any  amendmeiit  of  the  Enabling  Act  at  this  stage 
Avas  denounced  by  the  most  prominent  federalists  in  the  House  as  a 
breach  of  faith  with  the  other  colonies ;  but  the  second  reading  was 
carried  by  47  votes  to  27,  and  in  Committee  an  amendment  was  carried 
requiring  a  minimum  affirmative  vote  of  80,000.  In  that  form  the 
Bill  was  passed  and  sent  to  the  Council,  where  it  was  intro- 
duced by  Sir  Julian  Salomons.  It  met  with  determined  opposition 
from  Mr.  Barton,  Mr.  O'Connor,  and  other  prominent  federalists,  who 
however  found  themselves  in  a  minority.  The  second  reading  was 
carried  by  21  to  17,  and  in  the  course  of  an  all-night  sitting,  notwith- 
standing gallant  resistance,  it  was  forced  through  Committee  with  the 
help  of  a  plentiful — and  in  that  Chamber,  unprecedented — use  of  the 
closure.     It  became  law  on  12th  December. 


(13)  THE  MELBOURNE  SESSION  OF  THE  CONVENTION,  1898. 


The  Melbourne  session,  extending  from  20th  January  to  17th 
March,  1898,  was  the  longest  and  most  important  of  all;  and  the 
necessity  of  coming  to  a  final  decision  on  all  points  invested  its 
deliberations  with  special  weight.  The  whole  Bill  received  thorough 
reconsideration  by  the  Convention,  and  thorough  revision  by  the 
Drafting  Committee.  The  passage  through  Committee  of  the  Whole, 
interrupted  in  Sydney,  was  completed — ending  with  the  finance  and 
trade  clauses,  on  which  the  Finance  Committee  had  meanwhile 
reported.  This  process  occupied  the  Convention  until  3rd  March, 
after  which  the  Bill  was  four  times  recommitted  for  the  consideration 
of  certain  clauses,  and  for  the  insertion  of  drafting  amendments,  before 
it  was  finally  adopted  by  the  Convention.  The  debates  which  stand 
out  from  the  others  as  being  of  pre-eminent  importance  were  those 
relating  to  rivers,  finance,  and  railway  rates. 

Rivers. — The  river  question  raised  the  first  long  debate,  whicl 
occupied  nearly  a  fortnight  of  the  time  of  the  Convention.  (Convi 
Deb.,  Melb.,  pp.  31-150,  376-642,  1947-90.)  It  began  upon  the 
suggestion  of  the  Legislative  Council  of  South  Australia,  to  extend  tc 
the  "  Darling,  Murrumbidgee,  and  Lachlan  "  the  sub-clause  empowers 
ing  the  Federal  Parliament  to  regulate  "  the  navigation  of  the  rivei 
Murray  and  the  use  of  the  waters  thereof."  The  South  Australiai 
claim,  at  first,  involved  federal  control  not  only  of  navigation,  but  of 
irrigation  and  water  conservation  as  well.  It  was  argued  that  the 
great  rivers  belonged,  not  to  one  colony,  but  to  all ;  that  they  wer€ 
essentially  national  in  character,  and  that  the  use  of  their  waters,  foil 
all  purposes,  could  only  be  effectually  dealt  with  by  the  federal 
authority.  As  regards  navigation.  South  Australia  undoubtedly  hac' 
the  best  of  the  argument,  and  no  serious  attempt  was  made  in  Mel- 
bourne to  confine  federal  control  of  navigation  to  boundary  rivers.  It 
was  also  admitted  that  the  navigation  power  ought  not  to  be  confinec' 
to  the  rivers  which  were  '' navigable  ^^  in  the  sense  laid  down  bj 
English  decisions,  as  being  subject  to  the  ebb  and  flow  of  the  tide,  but] 
ought  to  extend,  as  defined  by  cases  in  the  United  States,  to  rivera 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  195 

whicli  were  in  fact,  permanently  or  intermittently,  navigable  for 
purposes  of  trade  and  commerce.  But  it  was  pointed  out  that  irriga- 
tion and  conservation  were  not  subjects  handed  ov^er  to  the  Common- " 
■wealth,  and  therefore  that  the  "  use  of  the  wafers  "  for  these  purposes 
was  a  matter  in  which  the  States,  which  were  responsible  for  the 
settlement  and  cultivation  of  their  lands^  were  primarily  interested. 
This  the  South  Australian  representatives  were  soon  obliged  to 
concede,  though  they  maintained  that  there  were,  or  ought  to  be, 
riparian  rights  between  States  as  between  individuals,  and  that  these 
rights  ought  to  be  defined  by  federal  law.  The  debate  proceeded 
mainly,  however,  on  the  recognized  assumption  that  navigation — at 
least  inter-State  navigation — was  a  federal  power,  incident  to 
the  control  of  trade  and  commerce,  whilst  irrigation  and  con- 
servation were  State  powers  incident  to  the  control  and 
management  of  the  land.  The  difficulty  remained,  that  the 
two  powers  might_possibly__conflict.  Irrigation  and  conservation 
works  in  the  States,  if  uncontrolled  by  the  Commonwealth,  might 
destroy  the  navigability  of  the  rivers ;  whilst  navigation  regulations 
of  the  Commonwealth,  and  more  especially  works  for  maintaining  or 
improving  the  navigability  of  the  rivers,  might  seriously  interfere 
with  irrigation  and  conservation.  South  Australia  adjured  New  South 
"Wales  to  "trust  the  Federal  Parliament;"  New  South  Wales  replied 
that  she  was  prepared  to  trust  the  Federal  Parliament  in  federal 
matterSj  but  that  provincial  rights  ought  to  be  beyond  the  reach 
of  the  Federal  Parliament.  It  was  argued  very  strongly  that  both 
sides  were  fighting  a  shadow,  and  that  the  danger  of  conflict  was 
imaginary;  that  the  two  powers,  so  far  from  being  antagonistic,  would 
probably  mutually  benefit  each  other.  Neither  party,  however,  could 
be  wholly  satisfied  as  to  this ;  and  the  question  was  how  far  either 
power,  in  case  of  conflict,  ought  to  be  paramount.  Amendments 
inimmerable^  were  suggested,  with  a  view  to  giving  the  Federal 
Parliament  power  to  deal  with  the  "  maintenance  of  the  navigability," 
or  "  the  maintenance  and  improvement  of  the  navigability "  of  the 
rivers ;  whilst  the  New  South  Wales  representatives  contended  that 
the  clause  ought  to  be  restricted  to  the  "control  of  navigation." 
^'Navigability,"  they  objected,  was  such  an  uncertam  and  intermittent 
condition  in  the  Darling  that  it  was  impossible  to  define  what  its 
*' maintenance  "  meant ;  and  it  would  be  equally  impossible  to  decide 
whether  a  particular  irrigation  work  interfered  with  "  navigability  " 
or  not.  Moreover,  power  to  maintain — and  still  more  to  improve — 
navigability,  must,  in  order  to  be  effective,  deal  with  tributaries,  and 
control  the  use  of  the  water.  Irrigation  and  conservation,  they 
contended,  were  needed  for  production,  and  were  infinitely  more 
important  than  navigation,  which  was  only  needed  for  carriage. 
Accordingly,  they  objected  to  any  provision  which  made  navigation 
paramount,  and  cultivation  subservient.  To  meet  these  objections, 
various  limitations  were  suggested  by  way  of  preventing  interference 
with  a  "  reasonable  use  "  of  the  waters  for  irrigation,  or  of  requiring 
"  a  just  regard  to  the  necessities  of  water  conservation  and  irrigation." 
None  of  these  suggestions,  however,  satisfied  the  New  South  Wales 
representatives,  who  complained  that  they  were  being  asked,  in  the 


196  HISTORICAL  INTRODUCTION. 

name  of  Federation,  to  give  up  their  undoubted  rights  with  regard  to 
provincial  matters.  No  solution  seemed  ready,  and  Mr.  Barton 
secured  the  postponement  of  the  clause  in  order  that  the  delegations 
most  directly  concerned  might  thresh  the  matter  ouji  in  friendly 
conference. 

The  friendly  conference,  however^  was  unsuccessful,  and  the 
debate  re-commenced.  In  the  interval  Mr.  Carruthers,  the  New 
South  Wales  Minister  for  Lands,  had  procured  and  hung  in  the 
vestibule  a  large  map  showing  the  watershed  of  the  Murray  system; 
and  this  helped  the  representatives  of  Tasmania  and  Western  Aus- 
tralia, who  were  in  the  position  of  disinterested  umpires,  to  see  that 
the  objections  of  New  South  Wales  were  not  unfounded.  The  Con- 
vention began  to  hark  back  to  the  position  that,  after  all,  the  "  trade 
and  commerce  "  power,  together  with  the  power  to  regulate  "naviga- 
tion and  shipping,^^  gave  all  the  control  of  navigation  that  was 
necessary,  and  that  the  best  solution  would  be  to  follow  the  American 
example  and  attempt  no  detailed  definition.  A  number  of  amendments, 
on  the  lines  previously  foreshadowed,  were  proposed  and  negatived, 
and  eventually  the  whole  sub-clause  was  struck  out.  Attempts  were 
made  to  substitute  various  other  provisions  in  its  place ;  but  these 
were  all  rejected  in  turn,  and  the  "  navigation  "  power  was  left  unde- 
fined and  unfettered,  without  any  reference  to  rivers. 

New  South  Wales,  however,  was  not  yet  satisfied.  The  federal 
control  of  rivers  was  now  limited  to  navigation  ;  but  the  navigation 
power,  being  a  federal  power,  would  be  absolutely  paramount,  in  case 
of  conflict,  over  the  rights  of  the  States  to  use  the  water  for  any  other 
purpose.  Mr.  Eeid  and  Mr.  Carruthers  wanted  to  secure  the  rights 
of  irrigation  and  conservation,  which  they  regarded  as  of  paramount 
importance,  against  any  possible  interference  by  the  Federal  Par- 
liament. Accordingly,  after  the  second  re-committal  of  the  Bill, 
Mr.  Carruthers  moved  to  add  to  the  "  navigation  and  shipping " 
sub-clause  a  proviso  that  the  use  of  the  rivers  for  navigation  should 
be  subordinate  to  the  conservation  of  waters  within  any  State  to 
meet  the  requirements  of  its  people.  He  argued  that  without  some 
such  safeguard  no  one  could  safely  invest  money  in  conservation 
works  without  the  express  sanction  of  the  Federal  Parliament.  The 
South  Australians,  having  failed  to  secure  their  own  amendments, 
fougM  for  the  Bill  as  it  stood,  and  claimed  that  irrigation  must  not  be 
made  paramount  unless  some  just  basis  of  distribution  between 
riparian  States  were  recognized.  Finally  Mr.  Carruthers  withdrew 
his  amendment  in  favour  of  one  by  Mr.  Reid,  to  the  effect  that  the 
navigation  power  *'  shall  not  abridge  the  rights  of  a  State  or  its 
citizens  to  the  use  of  the  waters  of  rivers  for  conservation  and  irriga- 
tion." This,  it  was  claimed,  merely  protected  the  existing  rights  of 
New  South  Wales,  leaving  it  to  the  Court  to  say  what  those  rights 
'were.  The  South  Australian  argument,  however,  was  that,  whatever 
the  present  legal  rights  of  a  colony  might  be,  they  should  not  be  para- 
mount when  they  conflicted  with  the  reasonable  use  of  the  powers  of 
the  Commonwealth.  Several  previous  amendments  had  offered  to 
concede  to  the  States  the  "reasonable  use"  of  the  waters,  and  now 
Sir  John  Downer  proposed  to  insert  "  reasonable  "  before  "  use  "  in 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  197 

Mr,  Reid's  amendment.  Mr,  Reid  feared  that  the  indefinite  word 
''  reasonable  "  would  destroy  the  effect  of  the  provision  for  the  pre- 
servation of  rights ;  but  the  Convention  was  against  him,  and  the 
sub-clause  was  carried  with  Sir  John  Downer's  amendment.  Later,  it 
was  re-modelled  by  the  Drafting  Committee  into  a  separate  clause 
explanatory  of  the  "  trade  and  commerce  "  power. 

The  Financial  Clauses. — The  Finance  Committee  appointed  in 
Sydney  had  not,  during  the  Sydney  session,  found  much  time  for 
deliberation ;  but  during  the  early  part  of  the  Melbourne  session  they 
got  to  work,  and  framed  a  series  of  resolutions  which,  with  the  help 
of  the  Drafting  Committee,  were  shaped  into  clauses.  On  10th  Feb- 
ruary, when  the  first  consideration  of  the  whole  Bill,  except  Chap.  lY., 
had  been  completed,  the  Finance  Committee  brought  up  their  report. 
They  proposed  a  complete  reconstruction  of  the  financial  scheme  of 
the  Bill.  They  recommended  that  the  Adelaide  "  guarantees  "  of  a 
limited  expenditure  and  of  a  minimum  aggregate  return  of  surplus 
should  be  omitted.  They  submitted  a  new  clause  to  provide  against 
a  loss  of  revenue  which  it  was  feared  might  result  during  the  first  year 
of  the  tariff  if  merchants  "loaded  up  "  dutiable  goods  in  New  South 
Wales  in  anticipation  of  the  tariff,  in  the  hope  of  making  them  free  of 
the  Commonwealth  without  paying  duty.  The  new  clause  pro\'ided 
that  such  goods,  on  transportation  into  another  State  within  a  certain 
time  after  the  uniform  tariff,  should  pay  the  difference  between  the 
duty  chargeable  on  importation  under  the  uniform  tariff  and  the  duty 
they  had  already  paid. 

As  regards  the  period  before  the  uniform  tariff,  no  substantial 
change  was  made ;  but  after  the  uniform  tariff  it  was  proposed  to 
abolish  the  Adelaide  sliding-scale,  and  revert  to  the  despised  system 
of  book-keeping  "  for  five  years,  and  thereafter  until  the  Parliament 
otherwise  provides."  In  other  words,  they  harked  back,  practically, 
to  the  plan  of  1891,  ensuring  each  State  a  return  on  the  basis  of  its 
contributions  for  five  years,  and  leaving  the  ultimate  mode  of  distri- 
bution to  be  determined  by  the  Parliament,  after  five  years'  experience 
of  federal  conditions. 

To  meet  the  abnormal  position  of  Western  Australia,  a  clause 
was  suggested  to  provide  that  in  the  event  of  a  falling  off  in  the  pro- 
portional amount  collected  in  that  colony,  as  compared  with  the  rest 
of  the  Commonwealth,  the  deficiency  should  be  made  good  by  the 
Commonwealth. 

On  this  report  there  was  a  general  debate  of  two  days'  duration. 
(Conv.  Deb.,  Melb.,  pp.  774-895).  On  the  whole,  the  scheme  was 
received  with  general,  though  cautious,  approval,  as  the  best  that 
could  be  done  with  a  difficult  problem.  The  abolition  of  *'  guarantees," 
however,  was  strongly  objected  to  by  Sir  George  Turner  and  Mr. 
Isaacs  for  Victoria,  and  by  Sir  Edward  Braddon  and  others  for  Tas- 
mania. Mr.  Holder,  on  the  other  hand,  argued  that  an  express 
guarantee  was  unnecessary,  because  "  the  necessities  of  four  out  of 
five  States "  were  a  sufficient  guarantee  that  the  Parliament  would 
raise  its  revenue  and  limit  its  expenditure  to  meet  those  necessities. 
Some  of  the  Tasmanians  also  thought  that  their  colony  ought  to 
receive  special  terms  like  those  given  to  Western  Australia. 


198  HISTORICAL  INTRODUCTION. 

The  clauses  were  then  dealt  with  in  detail,  and  the  recommenda- 
tions of  the  Finance  Committee  were  substantially  accepted,  except  in 
respect  to  the  West  Austi-alian  clause.  It  was  pointed  out  that  any 
loss  of  revenue  which  that  colony  might  suffer  would  be  a  purely 
Treasury  loss,  owing  to  a  remission  of  taxation  to  the  West  Australian 
tax-payers ;  and  it  was  argued  that  this  loss  ought  to  be  made  up  by 
the  tax-payers  of  Western  Australia,  not  by  the  tax-payers  of  the 
other  colonies.  Western  Australia,  however,  was  not  yet  in  a  position 
to  raise  much  revenue  otherwise  than  through  the  customs ;  so  it  was 
finally  agreed  to  allow  her,  for  five  years,  to  impose  gradually 
diminishing  duties  on  intercolonial  imports.  This  would,  of  course, 
postpone  for  a  while  the  full  benefits  of  intercolonial  freetrade,  and 
was  not  very  welcome  to  South  Australia,  the  next-door  neighbour  of 
Western  Australia;  but  the  point  was  conceded  in  consideration  of 
the  abnormal  conditions  temporarily  existing  in  the  latter  colony. 

The  Adelaide  "  guarantees  '^  having  been  struck  out,  several 
alternative  kinds  of  guarantee  were  submitted,  but  without  success; 
and  when  the  Bill  was  reported  a  first  time  to  the  Convention  it 
contained  no  express  guarantee  whatever  as  to  the  return  of  surplus. 
This  position,  which  was  due  to  the  strenuous  objections  of  the  New 
South  Wales  delegates,  was  not  accepted  as  final  by  the  other 
colonies ;  and  after  the  third  recommittal  Sir  Edward  Braddon,  after 
consultation  with  others  of  the  same  mind,  brought  up  the  first  draft  of 
the  famous  Braddon  clause,  providing  that  out  of  the  net  customs  and 
excise  revenue  not  more  than  one-twentieth  should  be  spent  by  the 
Commonwealth  in  the  exercise  of  its  original  powers,  not  more  than 
four-twentieths  should  be  spent  upon  transferred  sei'vices,  and  the 
remaining  three-fourths  should  be  distributed  among  the  States.  The 
proposal  was  made  in  the  small  hours  of  the  morning,  towards  the 
close  of  the  sittings ;  it  had  been  in  print  for  some  days,  the  Conven- 
tion had  already  discussed  the  whole  question  fully,  and  it  was  carried, 
with  hardly  any  debate,  by  21  votes  to  18 — the  Victorians  and 
Tasmanians  voting  solid  with  the  '^Ayes,"  and  all  the  representatives 
of  New  South  Wales,  except  Mr.  Lyne,  with  the  "Noes." 

Next  day  it  was  reconsidered.  Mr.  Barton  made  an  effort  to 
limit  it  to  five  years,  in  which  he  was  backed  up  by  Mr.  Reid,  who 
reiterated  his  objections  to  any  guarantee  at  all,  but  admitted  that,  if 
there  must  be  a  guarantee,  this  was  the  least  objectionable  form  of  it 
that  he  had  seen.  Mr.  Holder  put  the  argument  for  the  clause  very 
clearly.  The  Federal  Treasurer  would  only  need,  for  federal  purposes, 
a  revenue  of  £1,500,000;  but  to  meet  the  needs  of  the  States,  he 
ought  to  raise  at  least  £6,000,000.  He  still  thought  that  the  best 
guarantee  was  the  necessities  of  the  States;  that  this  clause  only 
imposed  a  statutory  obligation  to  do  what  in  any  case  the  Parliament 
would  be  under  a  political  obligation  to  do.  Still,  he  pointed  out  the 
difficulty  of  satisfying  the  electors — upon  whose  acceptance  the  Con- 
stitution depended — without  plain  words  on  the  face  of  the  Constitu- 
tion ;  and  he  supported  the  clause  without  limitation.  Mr.  Barton's 
amendment  was  negatived;  and  the  clause  passed  with  an  amendment 
providing  that,  when  any  part  of  the  public  debts  was  taken  over, 
revenue  returnable  to  the  States  might  be  devoted  to  the  payment  of 


THE  FEDERAL  MOVEMENT  IN^  AUSTRALIA.  199 

interest .  The  clause  was  discussed  yet  once  again,  when  Sir  Edward 
Braddon  consented  to  simplify  it  by  omitting  the  distinction  between 
different  kinds  of  expenditure,  and  allowing  the  Commonwealth  to 
spend  one-fourth  of  the  net  receipts. 

The  financial  clauses,  as  finally  passed,  substantially  differed  from 
those  of  1891  in  one  respect  only — the  addition  of  the  "guarantee^' 
contained  in  the  Braddon  clause.  The  question  of  guarantees  to  the 
States  against  the  dislocation  of  their  finances  had  troubled  the  Con- 
vention from  the  very  first ;  the  problem  being  to  satisfy  Victoria, 
South  Australia,  Western  Australia,  and  Tasmania  on  this  point  with- 
out arousing  the  fears  of  New  South  Wales  that  a  high  tariff  would 
be  required.  In  the  latter  part  of  their  task — as  subsequent  events  in 
New  South  Wales  proved — the  Convention  did  not  altogether  succeed; 
for  it  was  upon  the  Braddon  clause  that  the  opponents  of  the  Bill  in 
l^ew  South  Wales  made  the  fiercest  and  most  effective  attack. 

Railway  Rates. — The  question  of  regulating  the  war  of  railway 
tariffs  caused  a  series  of  long  and  critical  debates,  owing  to  the  diffi- 
culty, in  the  first  place,  of  finding  any  satisfactory  definition  of  fair  or 
unfair  competition,  and  the  difficulty,  in  the  second  place,  of  securing 
harmony  between  the  apparently  conflicting  interests  of  the  rival  trade 
centres,  Sydney  and  Melbourne. 

To  begin  with,  Mr.  Barton  proposed  to  substitute,  for  the  prefer- 
ence clause  agreed  to  in  Adelaide,  a  clause  forbidding  both  the 
Commonwealth  and  the  States  to  make  any  law  or  regulation  of 
commerce  or  revenue  which  should  give  any  preference  to  one  State 
over  another.  This  was  at  once  objected  to  as  going  too  far. 
That  the  Commonwealth  should  give  no  preferences  was  admitted ; 
that  a  State  should  not  be  permitted  to  "  derogate  from  free- 
trade  "  by  trade  barriers  of  any  kind  was  also  admitted  ; 
but  that  a  State  should  be  forbidden  to  attract  trade  to  itself 
— to  compete  for  trade  by  increasing  the  facilities  for  it — was 
too  sweeping.  It  was  strongly  urged  that  the  aim  of  Federation  was 
to  remove  obstructions  to  trade,  not  to  paralyze  competition.  Mr. 
Higgins  denied  this,  and  argued  that  differential  rates  which  attracted 
trade,  though  they  did  not  interfere  with  freedom  of  trade,  interfered 
with  equality  of  trade,  and  were  therefore  unfederal.  He  proposed  to 
add  to  the  existing  clause  a  prohibition  against  rates  made  "  with  a 
view  of  attracting  trade  to  ports  of  one  State  against  ports  of  another 
State."  Mr.  Reid,  however,  replied  that  low  rates  were  used  for 
purposes  of  developing  territory,  as  well  as  for  attracting  trade,  and  it 
would  be  impossible  to  frame  words  which  would  allow  the  one,  and 
forbid  the  other.  It  would  be  disastrous  to  federalize  the  control  of 
railway  rates  unless  the  financial  responsibility  of  management  were 
also  federalized;  and  whilst  he  was  prepared  to  forbid  unduly  high 
rates,  he  favoured  an  express  provision  that  no  rates  should  be  invalid 
by  reason  of  being  unduly  low.  Such  rates  cut  no  throats ;  they 
benefited  the  producers ;  at  the  cost  of  the  State,  no  doubt — but  that 
was  the  State's  concern.  These  widely  differing  views  were  developed 
by  several  speakers,  but  without  any  satisfactory  compromise  being 
^'^^^^ssted ;  and  the  opinion  seemed  to  be  gaining  ground  that  there 
was  really  no  middle  course  between  the  complete  federation  of  the 
railways  on  the  one  hand,  or  unrestricted  competition  on  the  other. 


200  HISTORICAL  INTRODUCTION. 

yL'^  "  Mr.  Higgins'  amendment  was  negatived  by  24  to  18  ;  the  clause 
m  the  Bill  was  struck  out  Avithout  division ;  and  then  Mr.  Barton 
proposed  his  new  clause  in  a  modified  form,  limited  to  the  prohibition 
of  preferences  by  the  Commonwealth.  This  would  have  left  the 
States  free  to  charge  any  rates  which  did  not  come  within  the  category 
of  "  derogating  from  freedom  of  trade."  An  amendment  by  Sir  John 
Downer,  to  extend  the  prohibition  to  preferences  by  the  States,  was 
negatived;  and  then  Mr.  Higgins  moved  his  amendment  against  rates 
made  to  "attract  trade" — which  this  time  was  carried  by  18  votes 
to  15.  s^^"" 

This  decision  somewhat  alarmed  New  South  Wales,  and  a  wrangle 
followed  as  to  what  its  precise  eifect  would  be.  It  seemed  to  aim  at 
fixing  points  of  equidistance  between  Sydney  and  Melbourne  as  the 
"  watershed  "  of  traffic,  and  preventing  "  long-haul  "  rates  between 
Sydney  and  Eiverina.  The  New  South  Wales  contention  was  that 
this  would  make  waste  iron  of  the  New  South  Wales  lines  in  that 
^  direction,  and  Mr.  Eeid  promptly  moved  a  proviso  to  prevent  any 
^  interference  with  the  power  of  a  State  to  fix  its  railway  rates  so  as  to 
"secure  payment  of  working  expenses  and  interest  upon  the  cost  of 
construction."  The  Convention  was  now  in  something  of  a  tangle. 
Mr.  Eeid's  amendment  was  negatived  by  22  to  20 ;  but  it  was  decided 
to  postpone  the  clause  until  after  the  consideration  of  an  alternative 
suggestion  by  Sir  George  Turner. 

Sir  George  Turner's  proposition  was  that  Parliament  might  make 
laws  to  carry  out  the  trade  and  commerce  power  upon  railways,  "  and 
particularly  to  forbid  such  preferences  or  discriminations  as  it  may  deem 
to  be  undue  and  unreasonable,  or  to  be  unjust  to  any  State."  (Conv. 
Deb.,  Melb.,  p.  1372.)  The  first  part  of  this — the  purport  of  which  is 
now  embodied  in  sec.  98  of  the  Constitution — was  merely  declaratory 
of  the  application  of  the  trade  and  commerce  power  to  State  railways ; 
the  second  part  was  a  particular  interpretation  of  the  nature  of  the 
power,  and  was  meant  to  enable  the  Parliament  to  deal  with  all  unfair 
rates,  whether  too  high  or  too  low.  Its  phraseology  was  based  on  the 
•  English  Eailway  and  Canal  Traffic  Acts  and  the  American  Inter-State 
Commerce  Act.  The  objections  raised  on  the  part  of  New  South 
Wales  were  :  first,  that  it  purported  to  control  internal  commerce,  as 
well  as  inter-State  commerce  ;  next,  that  it  assigned  to  the  Parliament 
a  power  that  was  properly  judicial.  On  the  latter  point  there  was  an 
animated  debate.  Sir  Geoi-ge  Turner  and  Mr.  Isaacs  argued  that  the 
question  was  political  rather  than  judicial,  and  was  properly  entrusted 
to  the  Parliament ;  whilst  Mr.  Eeid  insisted  that  the  Parliament 
would  be  an  interested  tribunal  and  therefore  a  "  tainted  tribunal." 
However,  the  clause — with  the  omission  of  the  word  "particularly" 
— was  carried  by  25  votes  to  16. 

Mr.  Barton's  postponed  clause  was  now  re-considered,  and  Mr. 
Higgins'  amendment,  being  superseded  by  Sir  George  Turner's  clause, 
was  struck  out.  The  Turner  clause  was  taken  very  seriously  by  Mr. 
Barton,  Mr.  Eeid,  Mr.  O'Connor,  and  most  of  the  New  South  Wales 
representatives,  who  complained  that  it  meant  that  the  railway  rates 
of  New  South  Wales  in  the  competitive  area  were  to  be  fixed  to  suit 
the  interests  of  the  other  colonies.     To  counteract  it  Mr.   O'Connor 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  201 

moved  an  amendment  providing  that  no  rate  should  be  deemed 
unlawful  on  the  ground  that  it  was  undulj  low.  Afterwards,  to  make 
his  purpose  clear,  he  added  the  Avords  "  if  such  rate  is  imposed  for 
the  development  of  traffic  between  places  within  the  limits  of  the 
State."  The  debate  became  very  heated ;  Victoria  was  charged  with 
"  aggression  "  and  "  spoliation,"  whilst  New  South  Wales  was  accused 
of  wanting  low  rates,  not  for  the  sake  of  developing  her  territory  or 
benefiting  her  producers,  but  in  order  to  secure  a  monopoly  for  her 
own  railways.  The  Turner  clause  had  been  inserted  because  it  was 
feared  that  the  trade  and  commerce  clause  tied  Victoria's  hands,  and 
left  New  South  Wales  free.  Mr.  O'Connor's  amendment  was  moved 
because  it  was  feared  that  the  Turner  clause  left  New  South  Wales 
defenceless ;  and  Sir  George  Turner  complained  that  the  amendment 
undid  the  whole  effect  of  his  clause,  and  tied  Victoria's  hands  aofain. 
At  this  stage  Mr.  Grant  came  to  the  rescue  with  an  amendment — now 
practically  embodied  in  sec.  104  of  the  Constitution — to  the  effect 
that  there  should  be  no  interference  with  "  the  imposition  of  such 
railway  rates  by  any  State  as  may  be  necessary  for  the  development 
of  its  territory,  if  such  rates  apply  equally  to  goods  fi-om  other  States.'* 
This  would  empower  the  Parliament  to  prevent  rates  which  dis- 
criminated between  the  goods  of  different  States,  unduly  high  rates 
which  blocked  inter-State  traffic,  and  unduly  low  rates  whose 
purpose  was  not  development,  but  competition.  This  suggestion  was 
favourably  received  by  New  South  Wales ;  but  Sir  George  Turner 
and  Mr.  Isaacs  objected  that  it  would  throw  an  impossible  task  upon 
the  High  Court.  They  contended  that  the  proper  tribunal  to  deter- 
mine whether  a  rate  was  "  necessary  for  development "  was  the 
Parliament;  and  the  Victorian  Premier  moved  the  insertion  of  the 
words  "  in  the  opinion  of  the  Parliament."  It  seemed  that  the  whole 
dispute  was  to  be  re-opened ;  but  at  last  something  approaching 
harmony  was  restored  by  the  suggestion  to  leave  the  decision  to  the 
Inter-State  Commission — a  body  which  would  be  judicial  in  attitude, 
and  at  the  same  time  better  able  than  the  High  Court  to  investigate 
and  determine  the  questions  which  would  arise. 

The  whole  subject  was  now — after  three  days'  debate — ripe  for 
settlement ;  and  to  simplify  the  process  the  various  amendments  were 
withdrawn,  to  be  proposed  again  in  the  form  of  new  clauses.  Mr. 
Barton's  clause,  forbidding  the  Commonwealth  to  make  preferences, 
was  at  once  carried.  Mr.  Grant  then  proposed  his  clause  safeguarding 
rates  which  were  "  necessary  for  development."  Sir  Geoi'ge  Turner 
announced  himself  as  unable  to  accept  this  unless  Parliament  were 
made  the  judge  of  the  necessity,  and  he  moved  an  amendment  to  that 
effect ;  but  this  was  rejected  in  favour  of  an  amendment  by  Mr. 
Holder  to  make  the  Inter-State  Commission  the  judge  of  this  question. 
In  that  form  the  clause  was  carried  by  22  votes  to  21 — all  the  Vic- 
torian representatives,  except  Mr.  Higgins,  voting  against  it,  and  all 
the  New  South  Wales  representatives  voting  for  it.  This  division  was 
taken  to  involve,  consequentially,  the  substitution  of  the  Inter-State 
Commission  for  the  Parliament  in  the  Turner  clause. 

Mr.  Reid  then  proposed  a  clause  (now  substantially  embodied  in 
section  102  of  the  Constitution)   requiring  that   '*  due  consideration 


202  HISTORICAL  INTRODUCTION. 

shall  be  given  to  the  financial  responsibility  incurred  in  connection 
with  the  construction  and  working  expenses  of  State  railways."  This 
also  was  agreed  to^  and  the  settlement  was  complete. 

The  clauses  were  afterwards  recast  by  the  Drafting  Committee, 
and  on  the  second  recommittal  of  the  Bill  Sir  George  Turner  and  Mr. 
Isaacs  again  took  a  division  on  the  proposal  that  the  Parliament, 
instead  of  the  Inter-State  Commission,  should  be  the  judge  of  the 
fairness  of  a  rate ;  but  the  Convention  was  against  them  by  22  votes 
to  15. 

These  provisions  gave  important  and  responsible  duties  to  the 
Inter-State  Commission,  and  led  to  some  changes  in  its  constitution. 
Instead  of  merely  empowering  the  Parliament  to  constitute  an  Inter- 
State  Commission,  the  Convention  decided  to  provide  that  "there 
shall  be  an  Inter-State  Commission,"  and  to  restore  the  clauses  giving 
the  members  of  the  Commission  a  seven  years'  tenure,  subject  only  to 
removal  by  both  Houses  of  Parliament  in  the  way  prescribed  for 
Justices  of  the  Federal  Courts.  The  functions  of  the  Commission  were 
defined  as  being  "  the  execution  and  maintenance  within  the  Common- 
wealth of  the  provisions  of  this  Constitution  relating  to  trade  and 
commerce,  and  of  all  laws  made  thereunder."  For  this  purpose,  how- 
ever, it  was  only  to  have  "  such  powers  of  adjudication  and  adminis- 
tration as  the  Parliament  deems  necessary."  As  it  was  thus  contem- 
plated that  the  Commission  should  have  judicial  functions,  it  was 
deemed  necessary — in  order  to  preserve  the  unity  of  the  judicial 
system — to  allow  an  appeal  from  its  decisions  to  the  High  Court,  but 
"  on  questions  of  law  only." 

The  whole  intention  of  the  "  railway  rate  "  clauses  was  to  secure 
the  fullest  measure  of  trade  equality  that  was  consistent  with  the 
management  of  the  railways  by  the  States,  and  with  the  responsibilities 
of  the  States  in  connection  therewith.  This  was  secured  by  means  of 
a  triple  control  by  the  Federal  Parliament,  the  Inter-State  Commission, 
and  the  High  Court.  Preferences  and  discriminations  by  a  State — 
unlike  preferences  by  the  Commonwealth — are  not  directly  prohibited 
by  the  Constitution ;  but  the  Parliament  is  enabled,  under  its  trade 
and  commerce  power,  to  make  laws  prohibiting,  not  all  preferences 
and  discriminations,  but  preferences  and  discriminations  which  are 
undue  and  unreasonable,  or  unjust  to  any  State.  This  power,  how- 
ever, is  hedged  about  by  restrictions  intended  to  prevent  its  jfbuse  for 
political  purposes ;  notwithstanding  any  Parliamentary  prohibition,  no 
rate  can  be  prevented  without  the  independent  judgment  of  the  Inter- 
State  Commission  that  it  is  unfair ;  nor  even  then  can  it  be  prevented 
— unless  it  applies  unequally  to  the  goods  of  different  States — if  the 
Commission  deem  it  necessary  for  development.  Any  prohibition  of 
preferential  rates  must,  therefore,  first  be  declared  by  the  Parliament, 
and  cases  arising  under  any  such  prohibition  must  be  independently 
adjudicated  on  by  the  Inter-State  Commission ;  whilst  over  both 
Parliament  and  Commission  stands  the  Constitution,  and — as  the  final 
arbiter  and  interpreter  of  the  Constitution — the  High  Court. 

Deadlocks. — There  was  another  two  days'  debate  on  the  deadlock 
clause,  and  a  number  of  amendments  were  moved  which  re-opened 
the  whole  question.     The  first  paragraph  of  the  clause,  providing  for 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  203 

a  consecutive  dissolution,  was  dealt  with  fii-st.  Sir  John  Forrest, 
fearino'  that  the  provision  for  dissolving  the  Senate  would  place  that 
House  at  the  mercy  of  the  Executive,  proposed  to  substitute,  in  place 
of  the  dissolution  of  the  Senate,  a  joint  sitting  in  the  first  instance. 
This  was  negatived  by  28  to  15.  Mr.  Barton  proposed  to  omit  the 
first  paragraph  altogether,  according  to  the  understanding  at  Sydney  ; 
but  the  friends  of  the  "  consecutive  dissolution  "  were  detennined  to 
make  another  effort  to  carry  their  point,  and  the  paragraph — for  the 
present — was  retained  by  a  vote  of  28  to  17,  the  minority  being 
almost  wholly  composed  of  representatives  of  New  South  Wales  and 
Victoria. 

The  fight  between  the  consecutive  dissolution  and  the  simul- 
taneous dissolution  was  brought  to  an  issue  by  Mr.  Symon's  amend- 
ment to  strike  out  the  first  part  of  the  second  paragraph  (providing 
for  a  simultaneous  dissolution)  and  so  attach  the  joint  sitting  to  the 
consecutive  dissolution.  For  a  time  the  situation  looked  serious. 
The  last  division  indicated  that  the  smaller  States  preferred  the 
consecutive  to  the  simultaneous  dissolution,  and  there  was  a  prospect 
that  they  would  follow  up  their  victory  by  carrying  the  amendment. 
Sir  George  Turner  protested  that  if  this  were  done  the  chances  of 
carrying  the  Bill  in  Victoria  would  be  ruined  ;  and  Mr.  Reid  followed 
with  a  speech  which,  under  a  running  fire  of  interjections,  developed 
considerable  warmth.  At  this  stage  Mr.  Barton  secured  an  adjourn- 
ment for  dinner  and  calm  reflection ;  and  on  resuming  the  debate,  it 
turned  out  that  the  danger  was  imaginary — the  amendment  being 
negatived  by  28  votes  to  12. 

The  longest  debate  was  on  a  proposal  by  Mr.  Isaacs  to  substitute 
a  referendum  for  the  joint  sitting.  The  national  referendum  was,  of 
course,  his  ideal ;  but  he  preferred  the  dual  referendum  to  none  at 
all,  as  it  would  secure  the  voice  of  the  people — and  the  experience  of 
Switzerland  supported  the  view  that  the  voice  of  the  people  was 
never  likely  to  be  contradicted  by  the  voice  of  the  States.  A 
referendum,  he  contended,  was  the  only  satisfactory  solution.  Dis- 
solution of  the  Houses  was  admittedly  insufficient ;  and  the  joint 
sitting  was  objectionable  because  it  allowed  the  principle  of  equal 
representation  to  invade  the  House  of  Representatives,  introduced  a 
unicameral  body  as  final  arbiter,  and  would,  in  practice,  give  the 
Senate  a  decisive  veto.  Mr.  Wise  replied  with  a  powerful  attack  on 
the  proposed  application  of  the  referendum,  as  being  unsuited  to  the 
British  Parliamentary  system,  and  destructive  of  Responsible  Govern- 
ment. Mr.  Reid  and  Mr.  Isaacs  contended  that  these  arguments 
only  applied  to  a  referendum,  such  as  that  in  Switzerland,  by  way  of 
a  veto  on  the  Parliament ;  the  question  here  was  how  to  meet  the  case 
in  which  Parliamentary  institutions  broke  down.  Most  of  the  Vic- 
torians, half  of  the  South  Australians,  and  Mr.  Reid  and  Mr. 
Carruthers  from  New  South  Wales,  supported  the  amendment ;  but 
the  Convention  was  not  to  be  convinced,  and  it  was  defeated  by  30 
votes  to  15. 

An  amendment  by  Mr.  Higgins,  to  substitute  a  bare  majority  for 
three-fifths,  was  defeated  by  27  to  10.  The  clause  was  elaborated  in 
several  respects — especially  with  a  view  to  enabling  the  joint  sitting 


204  HISTORICAL  INTRODUCTION. 

to  consider  amendments  actually  made  by  either  House,  whilst  making 
it  clear  that  amendments  suggested  by  the  Senate  could  not  be  so 
considered,  and  that  therefore  the  joint  sitting  gave  the  Senate  no 
power  of  indirectly  amending  money  bills.  Finally,  Mr.  Symon 
agreed  that  the  isolated  provision  for  a  consecutive  dissolution  was  an 
excrescence,  and  ought  to  be  struck  out ;  and  this  was  done.  Sub- 
stantially, therefore,  the  Sydney  settlement  of  the  deadlock  question 
was  adhered  to. 

Other  Changes. — During  the  Melbourne  session  numerous 
amendments  of  considerable  constitutional  importance  were  made. 
The  legislative  authority  of  the  Commonwealth  was — after  several 
unsuccessful  attempts — at  last  extended,  on  Mr.  Howe's  motion,  to 
"  invalid  and  old-age  pensions ; "  and  power  was  also  given  to  make 
laws  for  the  acquisition  of  property  for  the  public  purposes  of  the 
Commonwealth.  The  provisions  as  to  Privy  Council  appeals  were 
considerably  altered.  To  meet  the  wishes  of  an  influential  section  of 
the  mercantile  community,  who  petitioned  in  favour  of  preserving  the 
right  of  appeal,  it  was  decided  not  to  interfere  with  the  existing  right 
of  appeal  direct  from  the  Supreme  Courts  of  the  States  to  the  Privy 
Council,  but  to  allow  an  alternative  right  of  appeal  to  the  High  Court. 
Where,  however,  the  appeal  was  made  to  the  High  Court,  its  decision 
was  to  be  final,  in  the  sense  that  there  was  no  further  appeal  as  a 
matter  of  right ;  and  in  matters  involving  the  interpretation  of  the 
Federal  Constitution,  or  of  a  State  Constitution,  no  appeal  was 
allowed,  even  as  a  matter  of  grace,  unless  the  public  interests  of  some 
other  part  of  the  Queen^s  dominions  were  concerned.  With  this 
exception,  there  might  be  an  appeal  from  the  High  Court  to  the  Privy 
Council  by  special  leave  of  the  Queen  in  Council ;  but  the  Federal 
Parliament  might  limit  the  matters  in  which  such  leave  could  be 
asked. 

The  suggestion  of  the  Legislative  Council  of  New  South  Wales, 
that  the  federal  capital  should  be  at  Sydney,  was  met  with  a  counter- 
suggestion  by  Sir  Edward  Braddon  in  favour  of  "  some  suitable  place 
in  Tasmania,"  whilst  Sir  George  Turner  and  Mr.  Symon  kept  up  the 
joke  by  suggesting  *'  St.  Kilda  "  and  "  Mt.  Gambler  "  respectively. 
It  was  felt  that  the  site  of  the  capital  ought  to  be  left  for  the  Aus- 
tralian Parliament  to  choose.  The  amendment  was  negatived  without 
division,  and  an  amendment  by  Mr.  Lyne,  to  provide  that  the  seat  of 
Government  should  be  in  New  South  Wales,  was  withdrawn  at  the 
suggestion  of  his  colleagues.  On  xthe  first  re-committal  of  the  Bill, 
however,  Mr.  Lyne  pressed  his  amendment  to  a  division,  in  which  he 
was  defeated  by  33  votes  to  5  ;  whereupon  Mr.  Peacock — to  show 
that  the  vote  was  not  an  expression  of  opinion  that  the  capital  ought 
to  be  in  Victoria — divided  the  Convention  on  the  question  that  the 
capital  should  be  in  Victoria — which  was  defeated  by  36  votes  to  3. 
A  proposition  by  Sir  George  Turner,  that  the  capital  should  be 
"  within  federal  territory,"  was  then  carried  by  32  votes  to  12. 

There  was  a  widespread  feeling  that  the  Constitution  ought  to 
contain  some  recognition  of  the  Deity.  At  Adelaide  numerous 
petitions  to  this  effect  had  been  received  from  various  religious  bodies, 
and  Mr.  Glynn  had  proposed  to  insert  in  the  preamble  a  declaration 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  205 

that  the  people  "  invoking  Divine  Providence  "  had  agreed  to  form  a 
Federal  Commonwealth.  A  majority  of  the  members  thought,  how- 
ever, that  the  insertion  of  such  words  might  offend  some  sections  of 
the  people,  and  that  the  Convention  ought  to  abstain  from  expressing, 
by  any  formula,  the  religious  sentiments  of  the  people.  In  deference 
to  this  feeling,  Mr.  Glynn  had  wished  to  withdraw  the  amendment; 
but  this  was  objected  to,  and  it  was  negatived  by  17  votes  to  11. 
Subsequently  nine  out  of  the  ten  Houses  of  Legislature  had  suggested 
the  insertion  of  some  words  of  recognition,  and  in  Melbourne  Mr. 
Glynn  proposed  to  insert  the  words  "  humbly  relying  upon  the  blessing 
of  Almighty  God,"  which  was  carried  without  division.  To  prevent 
any  implication  arising  from  these  words  that  the  Commonwealth  had 
an}^  power  to  impose  religious  observances,  or  require  religious  tests, 
Mr.  Higgins  afterwards  proposed  the  clause  which  now  stands  as  sec. 
116  of  the  Constitution. 

On  Saturday,  12th  March,  after  the  Bill  had  been  for  the  fourth 
time  reported  with  amendments,  the  Convention  adjourned  to  enable 
the  Drafting  Committee  to  revise  the  Bill.  The  Committee  worked 
assiduously,  thoroughly  revising  every  clause ;  and  on  Wednesday, 
IGth  March,  the  Bill  was  recommitted  a  last  time,  and  finally  adopted 
by  the  Convention. 

Xext  day  the  Convention  held  its  last  sitting.  A  motion  by  Mr. 
Barton,  inviting  the  Premiers  of  all  the  colonies  to  supply  copies  of 
the  Draft  Constitution  to  the  electors,  afforded  an  opportunity  for 
those  members  who  were  present  to  express  their  opinions  of  their 
work.  Mr.  Barton  and  Mr.  McMillan  for  New  South  Wales,  Mr. 
Deakin  and  Mr.  Trenwith  for  Victoria,  Sir  Richard  Baker,  Mr.  Holder 
and  Mr.  Glynn  for  South  Australia,  Sir  Edward  Braddon  for  Tasmania, 
all  expressed  themselves,  with  varying  degrees  of  enthusiasm,  as 
satisfied  with  the  Constitution  as  a  whole,  and  pledged  themselves  to 
its  support.  Mr.  Reid  had  already  left  for  home ;  so  had  the  West 
Australian  representatives.  Sir  George  Turner  was  ill;  but  his 
colleague,  Mr.  Isaacs,  spoke  for  both,  and  announced  that  though  they 
were  not  wholly  satisfied,  they  hoped  that  after  thorough  consideration 
they  would  be  able  to  recommend  the  Bill  to  Victoria.  And  in  putting 
the  motion,  Mr.  Kingston,  from  the  Chair,  declared  his  faith  in 
memorable  words : — 

"  It  seems  to  me  that  this  is  not  the  time  when  one  should  stand 
trembling  on  the  brink  of  a  distinct  declaration  as  to  future  policy  in 
connection  with  this  great  movement.  I  can  but  speak  for  myself 
alone ;  but  in  regard  to  this  Constitution,  I  say  unhesitatingly  that  I 
accept  it  gladly.  More,  I  welcome  it  as  the  most  magnificent  Consti- 
tution into  which  the  chosen  representatives  of  a  free  and  enlightened 
people  have  ever  breathed  the  life  of  popular  sentiment  and  national 
hope.  Mine  will  be  no  Laodicean  advocacy ;  but  with  such  ability  as 
I  may  possess,  and  with  the  fullest  enthusiasm  and  warmth  of  which 
my  nature  may  be  capable — with  my  whole  heart  and  strength — I 
pledge  myself  to  recommend  the  adoption  of  this  Constitution,  daring 
any  danger  and  delighting  in  any  sacrifice  which  may  be  necessitated 
by  unswerving  devotion  to  the  interests  of  the  Commonwealth  of 
Australia." 


206  HISTORICAL  INTRODUCTION. 

After  some  complimentary  resolutions,  the  proceedings  terminated 
with  cheers  for  the  Queen  and  for  Australia,  and  the  Australasian! 
National  Convention  of  1897-8  came  to  a  close. 


(14)  THE  REFERENDUM  OF  1898. 


In  accordance  with  the  requirements  of  the  Enabling  Acts,  the 
Draft  Constitution  was  forwarded  to  the  Governors  of  the  several 
colonies  by  the  President  of  the  Convention  and  by  the  representatives. 
From  the  rising  of  the  Convention  an  interval  of  eleven  weeks  elapsed 
before  the  popular  vote  was  taken  in  four  colonies — an  event  which  in 
New  South  Wales,  Victoria  and  Tasmania,  was  fixed  for  Friday,  3rd 
June,  and  in  South  Australia  for  4th  June.  Western  Australia  alone 
took  no  action,  but  awaited  the  result  of  the  vote  in  the  other  colonies. 
In  the  colonies  in  which  the  vote  was  to  be  taken,  copies  of  the  Draft 
Constitution  were  freely  distributed  to  the  electors.  In  New  South 
Wales  and  Tasmania,  the  Constitution  was  accompanied  by  an  official 
explanation  prepared  by  Mr.  R.  R.  Garran ;  in  Victoria  the  Melbourne 
Argus  published  an  unofficial  explanation  by  Dr.  Quick ;  and  in  South 
Australia  a  summary  of  its  provisions  was  circulated  by  the  Govern- 
ment. The  campaign  for  and  against  the  Constitution  began  promptly, 
and  was  vigorously  conducted  by  the  newspaper  press,  the  federal 
representatives  of  each  colony,  and  prominent  politicians  of  all  parties. 

New  South  Wales. — In  New  South  Wales  alone  was  the  opposi- 
tion really  formidable.  During  the  last  days  of  the  Convention, 
whilst  the  leading  champions  of  the  Bill  were  still  at  their  task  in 
Melbourne,  a  wave  of  opposition  had  swept  through  Sydney.  The 
first  opponent  in  the  field  was  the  Sydney  Daily  Telegraph,  which 
cast  its  whole  influence  against  the  Bill,  Mr.  J.  H.  Want  resigned 
his  position  in  the  Ministry  to  fight  the  Bill  with  a  free  hand  ;  whilst 
many  members  of  Parliament,  including  the  whole  of  the  labour 
party,  threw  their  influence  on  the  same  side,  and  a  strong  "  Anti- 
Convention  Bill  League  "  was  formed  with  head  quarters  in  Sydney. 
The  objections  which  were  made  to  the  Bill  may  be  classed  under 
three  heads — political,  financial,  and  provincial.  Criticism  of  the 
political  aspects  of  the  Constitution  was  concentrated  chiefly  on  the 
principle  of  equal  representation  in  the  Senate,  and  the  powers 
wielded  by  the  Senate — provisions  which,  it  was  argued,  would  stifle 
the  will  of  the  majority,  and  enable  the  small  States  to  rule  the  large. 
In  a  less  degree,  the  provision  for  amending  the  Constitution  was 
attacked,  as  making  amendment  practically  impossible,  and  imposing 
a  "  cast-iron  "  Constitution  for  all  time.  A  further  objection,  which 
consolidated  the  greater  part  of  the  Parliamentary  labour  party 
against  the  Bill,  was  the  rejection  of  the  Referendum — their  favourite 
political  institution — as  a  means  for  settling  deadlocks.  The  financial 
objections  were  that  the  Bill  necessitated  the  raising  of  an  enormous 
customs  revenue,  and  consequently  an  immense  increase  of  taxation 
in  New  South  Wales ;  that  under  the  federal  tariif  New  South  Wales 
would  contribute  an  undue  proportion  of  the   revenue,  and  that  after 


THE  FEDERAL  MOVEMENT  TX  AUSTRALIA.  207 

the  expiration  of  the  book-keeping  period  thei*e  was  every  proba- 
bility that  her  share  of  the  surplus  would  be  "  scrambled  for  "  by  the 
other  colonies,  to  meet  their  pressing  needs.  The  Braddon  clause, 
under  the  alliterative  nickname  of  the  "  Braddon  Blot,"  was  especially 
denounced ;  and  apart  from  the  strong  case  that  could  be  made  out 
against  it  on  its  merits,  it  was  made  the  subject  of  ingenious  mis- 
interpretation— such,  for  instance,  as  the  constantly  reiterated 
assertion  that  it  required  the  raising  of  "  four  times  as  mucli  taxation 
as  is  necessary." 

These  arguments,  moreover,  were  reinforced  by  others  which 
were  purely  provincial  and  anti-federal — though  seldom  avowedly  so. 
Distrust  of  Victoria,  and  the  other  colonies — an  alleged  "  conspiracy  " 
to  make  Melbourne  the  federal  capital,  to  annex  the  trade  of  Riverina, 
and  to  steal  the  rivers  of  Xew  South  Wales — formed  the  stock-in- 
trade  of  that  section  of  the  Anti-Bill  party  which  was  really  anti- 
federal,  and  which  appealed  rather  to  prejudice  than  to  reason.  The 
stronghold  of  this  section  was  in  Sydney.  What  may  be  called  the 
"  old  Sydney "  party  had  never  been  enthusiastic  for  Federation. 
The  intercolonial  jealousies  and  rivalries  of  a  generation  ago  had  left 
their  mark,  and  the  motives  of  the  other  colonies  were  objects  of 
suspicion.  It  was  thought  that  the  claims  of  Xew  South  Wales  as 
the  mother-colony,  and  of  Sydney  as  the  metropolis  of  Australia, 
had  not  been  duly  recognized,  and  in  fact  Xew  South  Wales  was 
looked  upon  as  the  destined  victim  of  scheming  neighbours.  Tiiese 
fears,  partly  a  survival  of  empty  prejudices,  were  in  part  also  do©  to 
a  short-sighted  view  of  the  trade  necessities  of  New  South  Wales. 
Historical  circumstances  which  it  is  unnecessary  to  recapitulate  had 
left  Xew  South  Wales  with  outlying  territories  southwards,  west- 
wards, and  northwards,  which  were  geographically  nearer  to 
Melbourne,  to  Adelaide  and  to  Brisbane  than  to  Sydney ;  and  many 
people  earnestly  believed  that  it  was  necessary  in  the  interests  of 
Sydney — and  tried  hard  to  believe  that  it  was  necessary  in  the 
interests  of  the  whole  of  New  South  Wales — to  keep  an  octopus  grip 
on  the  whole  trade  of  this  territory,  no  matter  at  what  inconvenience 
to  the  producers  and  cost  to  the  public.  The  doctrine  not  unreason- 
ably preached  by  Victoria  and  South  Australia,  that  "  trade  should 
flow  in  its  natural  channels,"  was  held  to  be  rank  heresy ;  and  no 
doubts  were  entfjrtained  that  the  merits  in  the  great  battle  of  railway 
rates  were  wholly  with  X^'ew  South  Wales.  Viewed  from  this  stand- 
point, the  carefully  contrived  compromises  as  to  railways  and  rivers 
seemed  to  be  a  traitorous  surrender  of  the  rights  and  privileges  of 
New  South  Wales,  and  were  denounced  accordingly  in  no  measured 
terms. 

The  "  Anti-Billites  "  were  first  in  the  field,  but  the  champions  of 
the  Constitution  were  not  long  in  following.  Mr.  Barton,  and  six  of 
his  fellow-representatives  at  the  Convention,  were  untiring  in 
advocacy :  federalists  from  the  freetrade  and  protectionist  parties 
alike  rallied  energetically ;  the  Federation  Leagues  throughout  the 
colony  helped  so  far  as  their  non-party  organization  enabled  them  to 
do  so ;  and  a  strong  campaigning  body,  called  the  New  South  Wales 
Federal  Association,  was  organized.     Of  the   Sydney  daily  press,  the 


208  HISTORICAL  INTRODUCTION. 

Morning  Herald  and  the  Evening  News  supported  the  Bill,  and  the 
great  majority  of  the  provincial  press  followed  suit. 

The  friends  of  the  Bill  had  the  advantage  in  debating  strength, 
and  had  all  the  weight  of  national  sentiment  on  their  side;  its  enemies 
had  provincial  prejudices  and  vested  interests  to  help  them,  and  had 
also  the  advantage,  which  the  critics  of  a  definite  and  detailed  piece 
of  legislation  always  have,  of  being  able  to  choose  innumerable  points 
of  attack,  and  challenge  the  federalists  to  justify  the  Bill  clause  by 
clause,  and  line  by  line.  The  issue  was  doubtful,  and  the  great 
question  was — on  which  side  would  Mr.  Reid  throw  his  great  influence 
and  his  unrivalled  powers  as  a  platform  speaker  ?  As  Premier  of  the 
leading  colony,  and  the  man  at  Avhose  invitation  the  process  of  framing 
the  Constitution  had  been  entered  upon,  he  had  a  heavy  responsibility; 
and  it  was  no  secret  that  he  was  not  wholly  satisfied  with  the  Bill. 

Mr.  Reid  kept  his  own  counsel  until  28th  March,  when  he 
addressed  a  vast  meeting  at  the  Sydney  Town  Hall.  He  analyzed  the 
Bill  from  beginning  to  end,  criticized  unsparingly  what  he  thought  to 
be  its  defects,  touched  more  lightly  on  its  merits,  and  ended  Avith  a 
dramatic  declaration  that,  in  spite  of  all  his  criticisms  and  objections, 
he  personally  could  not  be  "  a  deserter  to  the  cause ; "  that  he  would 
vote  for  the  Bill  himself — words  which  were  greeted  with  an  outburst 
of  enthusiasm — but  would  abstain  from  any  recommendation  to  the 
electors,  one  way  or  the  other.  Of  course,  he  was  claimed  b}*  both 
sides — the  "  Billites  "  pointing  to  his  vote,  and  the  "  Anti-Billites  *'  to 
his  arguments.  During  the  campaign  he  only  made  three  other 
speeches — at  Goulburn,  Bathurst  and  Newcastle;  and  though  he  still 
declined  to  oifer  advice,  his  influence  undoubtedly  was  cast  against 
the  Bill.  Subsequently  Mr.  Lyne  and  Mr.  Brunker  declared  against 
the  Bill. 

As  time  went  on,  the  points  of  attack  were  multiplied;  a  word 
here,  and  a  phrase  there,  were  culled  out  to  show  the  iniquity  of  the 
measure.  But  the  main  line  of  criticism  remained  the  same.  Equal 
representation  would  be  "the  death-knell  of  majority  rule;"  the 
"dead-lock  fraud ^'  would  be  utterly  ineffective;  the  Inter-State 
Commission  would  hand  over  the  railways  of  New  South  Wales  to  the 
other  colonies;  the  federal  capital  would  be  in  Victoria.  The  real 
strength  of  the  attack,  however,  was  directed  against  the  financial 
clauses.  It  was  here  that  Mr.  Reid's  criticisms  had  b^en  most  telling; 
and  rival  experts — Mr.  Edward  Pulsford  and  Mr.  Bruce  Smith  for  the 
Bill,  Mr.  R.  L.  Nash  and  Mr.  Coghlau  against  it — eng'aged  in  a  duel 
of  figures  which  made  the  bewildered  electors  ask  "  What  is  truth  ?  " 
The  Anti-Bill  statisticians  maintained  their  forecast  of  an  impossibly 
high  tariff,  and  heaped  ridicule  upon  the  unfortunate  "  Braddon  blot;" 
their  opponents  challenged  their  assumptions,  condemned  their  Fore- 
casts as  unreliable  guesswork,  and  maintained  that  the  Bill  did  not 
require  excessive  taxation.  The  undeniable  fact,  which  thie  freetraders 
had  to  face,  was  that  the  federal  tariff  would  be  framed  to  produce 
more  revenue  than  the  existing  tariff  of  New  South  \Wales — not 
because  the  Constitution  required  it,  but  because  the  pec^ple  of  Aus- 
tralia would  require  it;  and  this,  from  the  freetrade  a^.pect,  was  a 
point  scored  against  Federation.     At  last  the  Governmer|it  appointed 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  209 

a  Commission,  consisting  of  Mr.  J.  Russell  French  (a  banker  whose 
federal  views  were  unknown),  Dr.  MacLaurin  (a  strong  critic  of  the 
Bill),  and  Mr.  Bruce  Smith.  Witnesses  were  examined,  and  on  17th 
May  a  report  was  presented  which — like  Mr.  Reid's  speeches — was 
claimed  bj  both  sides  as  a  "triumph."  In  reality  it  told  against  the 
Bill ;  for,  though  it  did  not  bear  out  the  figures  of  the  extreme 
alarmists,  it  adopted  some  of  their  methods,  to  which  it  gave  a  semi- 
official authority. 

The  two  sides  were  thus  left  as  hopelessly  at  issue  as  before.  On 
one  point  only  was  there  no  substantial  dispute — that  the  new  ex- 
penditure for  federal  establishments  would  be  an  inconsiderable  item, 
which  might  be  set  down — after  allowing  a  liberal  margin — at 
£300,000  a  3'ear  for  all  the  colonies.  But  the  opponents  of  the  Bill 
proceeded  to  forecast  the  necessity  of  ruinous  taxation  by  the  follow- 
ing argument.  They  first  calculated  the  "  net  deficiency  "  which  each 
State  would  have  after  Federation,  supposing  no  customs  or  excise 
revenue  whatever  were  returned  by  the  Federal  Government.  This 
they  arrived  at  by  simply  subtracting  the  expenditure  of  which  the 
State  would  be  relieved  from  the  revenue  of  which  it  would  be 
deprived.  They  then  assumed  that  this  "  net  deficiency  "  of  each 
State  was  an  absolute  "  requirement "  of  the  State,  which  must  be 
made  up  to  it  by  the  Commonwealth  out  of  customs  and  excise 
revenue.  This  involved  the  assumption  that  the  federal  tariff  must 
be  screwed  up  to  meet  the  requirements  of  the  weakest  State ; 
because,  under  the  distribution  clauses,  each  State  could  only  get 
back  the  amount  of  its  own  contribution — or  rather,  the  balance  of  its 
contribution  after  deducting  its  share  of  the  federal  expenditure. 
They  then  *'  calculated  "  the  relative  percentages  which  each  State 
would  contribute  to  a  common  tariff.  The  first  of  these  calculations 
— made  for  the  Adelaide  Convention — was  based  frankly  on  the 
existing  import  figures  of  the  various  colonies  under  their  widely 
differing  tariffs ;  and  of  course  the  result  of  applying,  say,  the 
Victorian  protectionist  tariff  to  the  actual  imports  of  New  South 
Wales  under  a  freetrade  system  gave  a  startlingly  high  forecast  of 
the  contributions  for  the  latter  colony.  The  absurdity  of  the  assump- 
tion led  to  considerable  modifications  of  these  estimates  ;  but  it  was 
still  contended  that  New  South  Wales  would  contribute  an  abnormally 
high  percentage  of  revenue,  at  least  for  many  years.  The  conclusion 
of  this  elaborate  argument  was  that  a  tariff  high  enough  to  squeeze 
out  of  (say)  Tasmania  enough  revenue  for  her  wants  would  inflict  a 
huge  burden  of  utterly  unnecessary  taxation  upon  New  South  Wales; 
and  though  the  bulk  of  this  would  find  its  way  back  to  the  Treasurer 
of  New  South  Wales,  it  would  leave  him  with  the  demoralizing 
temptations  of  an  unmanageable  surplus.  In  this  argument — which 
was  waged  at  immense  length  in  the  newspapers — the  "  Braddon 
Blot"  had  no  place  whatever  ;  that  was  reserved  for  another  line  of 
attack. 

The  friends  of  the  Bill  replied  that  the  whole  argument  rested 
on  a  series  of  false  assumptions.  The  fixed  "  deficiencies "  were 
imaginary,  and  involved  the  impossible  task  of  foretelling  the  revenue 
and  expenditure  of  each  State  four  or  five  years  in  advance.     There 


210  HISTORICAL  INTRODUCTION. 

was  no  justification  for  assuming  that  the  States  could  not  diminish 
their  "  requirements  "  by  savings  in  expenditure ;  or  that  any  State 
which^  under  a  reasonable  federal  tariff,  had  a  provincial  deficiency, 
could  not  meet  it  by  provincial  taxation.  The  estimates  of  the  per- 
centage of  New  South  Wales  contributions  were  excessive,  and  the 
figures  were  unduly  swollen  by  refusing  to  take  into  account  the 
probable  savings  due  to  Federation,  whilst  loading  the  expenditure 
with  the  most  liberal  margins  for  contingencies.  In  short,  it  was 
argued  that  the  Commonwealth  would  have  a  perfectly  free  hand  in 
framing  a  tariff  ;  and  that  under  a  very  moderate  revenue  tariff  each 
State  would  be  left  in  a  perfectly  solvent  position.  It  was  not  denied 
that  New  South  Wales  would  be  submitted  to  some  additional  taxation 
through  the  customs ;  but  that  was  the  necessary  result  of  a  uniform 
tariff,  and  was  not  due  to  the  financial  scheme  of  the  Bill.  Moreover, 
the  favourable  position  of  New  South  Wales  as  regards  taxation  was 
not  due  to  superior  wealth,  but  to  the  fact  that  she  was  living  on 
capital  in  the  shape  of  the  revenue  from  the  alienation  of  land  ;  she 
was  not  at  present  taxed  up  to  her  real  requirements,  and  an  increase 
of  taxation  revenue  would  render  a  sounder  system  of  finance 
possible. 

Mr.  Nash  frankly  admitted  that  the  faults  of  which  he  complained 
were  inseparable  from  the  scheme  of  Federation  proposed,  and  he 
advocated,  as  the  only  solution,  a  system  which  would  include  the 
immediate  federation  of  railways  and  debts.  These  views,  however, 
were  not  popular  in  New  South  Wales,  and  most  of  the  critics,  while 
having  no  suggestions  of  their  own  to  offer,  tacitly  assumed  that  a 
better  way  was  available.  They  were  convinced  that  a  better  Bill 
could  be  "  fixed  up  in  half  an  hour  " — but  they  had  not  half  an  hour 
to  spare. 

The  progress  of  the  fight  showed  that  the  objectors  and  doubters 
were  in  great  force,  especially  in  and  near  the  metropolis.  Along  the 
borders,  and  especially  in  the  Riverina  district,  the  disadvantages  of 
disunion  were  so  apparent  that  criticism  had  less  weight,  and  there 
was  a  general  disposition  to  accept  with  enthusiasm  the  work  of  the 
Convention. 

Victoria. — In  Victoria,  the  fight  was  a  one-sided  affair  from  the 
outset.  This  fact — which  anti-federalists  in  the  mother-colony  ascribed 
to  an  eagerness  to  "loot  New  South  Wales ^' — was  really  due  to  quite 
different  causes.  In  the  first  place,  the  sentiment  of  nationality  was 
far  more  developed  and  better  organized  in  the  southern  colony.  The 
credit  of  this  was  chiefly  due  to  the  Australian  Natives'  Association — 
an  institution  which  had  received  its  chief  development  in  Victoria, 
and  which,  on  the  basis  of  a  mixed  friendly  society,  mutual  improve- 
ment society,  and  national  association,  extended  to  every  corner  of 
the  colony,  and  had  immense  power  by  reason  of  its  organization  and 
its  enthusiasm.  Founded  in  1871,  it  was  already  a  great  power  in 
politics,  and  a  recognized  ladder  to  a  Parliamentary  and  Ministerial 
career.  Federation  had  long  been  its  watchword;  it  had  urged 
Governments  to  action,  suggested  schemes  of  its  own,  and  lent 
encouragement  to  the  schemes  of  others.  It  had  produced  the 
Bendigo  scheme,  the  germ  of  the  Federal  Enabling  Acts  under  which 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  211 

the  Constitution  had  been  framed ;  it  had  contributed  three  represen- 
tatives to  the  Convention — Mr.  Deakin,  Mr.  Peacock,  and  Dr.  Quick. 
And  finally,  at  a  critical  juncture,  on  the  eve  of  the  adoption  of  the 
Constitution  by  the  Melbourne  Convention,  when  the  Age  advocated 
the  Fabian  policy  of  caution  and  delay,  and  when  the  Turner  Ministry, 
or  at  least  some  members  of  it,  seemed  to  hesitate,  the  Association  at 
its  annual  conference  held  at  Bendigo,  stimulated  by  the  inspiring 
eloquence  of  Mr.  A.  Deakin  and  Mr.  -J.  L.  Purves,  announced  its 
support  of  the  Bill  with  a  declaration  of  triumphant  enthusiasm  that 
left  no  doubt  as  to  the  result. 

Another  reason  for  the  comparative  weakness  of  the  opposition 
in  Victoria  was  that  the  financial  obstacles  were  less  than  in  New 
South  Wales.  New  South  Wales,  in  the  matter  of  customs  taxation, 
occupied  a  position  at  the  extreme  end  of  the  group ;  Victoria  was 
near  the  middle.  It  was  apparent  that  a  tarifE  of  approximately  the 
productiveness  of  the  Victorian  tariff  would  fairly  meet  the  needs  of 
the  Commonwealth;  and  though  that  productiveness  might  be 
attained  by  a  moderate  revenue  tariff  as  well  as  by  the  existing  pro- 
tective tariff  of  Victoria,  the  fears  of  producers  that  their  protection 
might  be  reduced  affected  few  pockets  as  compared  with  the  fears 
of  tax-payers  in  New  South  Wales  that  their  taxation  would  be 
increased. 

There  was,  nevertheless,  a  substantial  Anti-Bill  party  in  Victoria, 
led  by  Mr.  Higgins — the  only  one  of  the  ten  Victorian  representatives 
who  did  not  support  the  Bill.  His  objections  were  almost  wholly 
from  a  constitutional  standpoint,  and  were  directed  against  equal 
representation  in  the  Senate,  and  against  the  restrictions  upon  the 
amendment  of  the  Constitution.  He  was  supported  by  a  section  of 
the  labour  party,  which  was  however  hopelessly  divided — seeing  that 
Mr.  Trenwith,  the  ablest  and  most  influential  of  the  party's  leaders, 
was  warmly  advocating  the  Bill.  These  were  the  most  effective 
criticisms  used  against  the  Bill  in  the  metropolitan  centres ;  but  in 
the  country  districts  the  chief  concern  was  over  the  abolition  of  the 
stock  tax,  which  would  have  to  go  when  intercolonial  freetrade  began. 
The  farmers  had  an  unbounded  belief  in  the  extra  value  added  to 
their  land  and  stock  by  this  tax ;  and  Mr.  Allan  McLean,  its  chief 
apostle,  conducted  a  vigorous  campaign  agaiust  the  Bill. 

There  was  some  dissatisfaction  in  Victoria  with  the  "  railway 
rate  "  clauses,  which  the  Premier  and  Attorney-General  of  Victoria — 
in  spite  of  the  precisely  opposite  fears  expressed  in  New  South  Wales 
— feared  would  unfairly  hamper  Victorian  competition  for  the 
Riverina  trade,  whilst  leaving  New  South  Wales  free  to  do  as  she 
liked,  under  the  pretext  of  developing  her  territory  and  making  her 
railways  pay.  However,  after  a  report  from  Mr.  Mathieson,  the 
Commissioner  for  Railways,  which  went  to  show  that  the  revenue 
loss,  on  the  most  unfavourable  interpretation  of  the  Bill,  would  not 
be  considerable,  the  Victorian  Ministry  announced  their  unanimous 
support  of  the  Bill. 

A  few  vested  interests  felt  some  mild  alarm  about  bounties  and 
protective  duties.  The  clause  prohibiting  the  granting  of  bounties 
by  the   States,  except  with  the  consent  of  the   Federal  Parliament, 


212  HISTORICAL  INTRODUCTION. 

had  in  New  South  Wales  been  thought  to  hide  a  cunning  conspiracy 
to  enable  its  provisions  to  be  evaded,  and  Victorian  bounties  to  be 
perpetuated ;  in  Victoria  it  was  complained  of  as  a  death-blow  to  the 
few  bounty-assisted  industries  in  existence.  Nor  did  the  Victorian 
Anti-Billites  share  the  confidence  of  their  brethren  across  the  Murray 
that  the  federal  tariff  must  inevitably  be  protective ;  and  they  would 
fain  have  seen  some  guarantee  against  the  predominance  of  freetrade 
views  in  the  Commonwealth. 

All  these  arguments  were  overwhelmingly  answered  by  the 
federalists,  who,  strong  in  numbers,  in  debating  ability,  and  in 
enthusiasm,  swept  the  country  with  an  unbroken  series  of  campaign- 
ing triumphs.  Victoria  as  a  whole  had  confidence  in  the  Conven- 
tion, and  confidence  also  in  the  ability  of  the  Australian  people  to 
work  out  their  own  destiny  under  a  free  Constitution.  The  federal 
compromises  were  accepted  as  necessary  conditions  of  union,  and  the 
fears  of  the  Anti-Billites  were  outweighed  by  the  obvious  commercial 
advantages  of  Federation,  and  by  the  strong  sentiment  in  favour  of 
national  institutions.  The  Victorian  newspapers  almost  unanimously 
supported  the  Bill.  The  Argus,  the  Australasian,  and  the  Evening 
Herald  in  the  metropolis,  and  the  Bendign  Advertiser,  the  Bendigo 
Independent,  the  Bendigo  Evening  Mail,  the  Ballarat  Courier,  the 
Ballarat  Star,  the  Geelong  Advertiser,  the  Geelong  Times,  the  Gipps- 
land  Times,  and  other  country  journals  gave  the  Bill  powerful 
advocacy.  The  Age  and  the  Leader  were  not  opposed  to  federation, 
but  anxious  to  promote  the  improvement  of  the  Bill.  Although 
doubtful  and  critical  at  first,  the  Age  eventually,  in  consider- 
ation of  the  many  democratic  features  of  the  Constitution  render- 
ing it  moi'e  liberal  even  than  the  Constitution  of  Victoria,  recom- 
mended its  acceptance  with  the  hope  of  securing  its  reform  at  a 
later  stage. 

South  Australia. — In  South  Australia  all  the  federal  representa- 
tives united  in  an  appeal  to  the  electors  to  vote  for  the  Bill.  The 
chief  difficulties  that  had  to  be  met  were  the  fears  that  the  cost  would 
be  excessive,  and  that  the  rights  and  interests  of  the  less  populous 
States  would  be  unduly  subordinated  to  the  mass  vote  of  the  majority. 
But  the  argument  of  the  advantages  of  union,  and  especially  the 
benefits  arising  from  intercolonial  freetrade,  prevailed ;  and  the  issue 
was  never  really  in  doubt. 

Tasmania. — In  Ta/smania  there  was  widespread  dissatisfaction,  at 
the  outset,  with  the  provisions  limiting  the  powers  of  the  Senate, 
which  were  thought  to  endanger  the  interests  of  the  smaller  States; 
and  it  was  also  feared  that,  notwithstanding  the  Braddon  clause,  there 
were  not  sujQftcient  "  guarantees  "  that  the  surplus  returned  to  Tasmania 
would  enable  her  to  meet  her  provincial  obligations.  However,  the 
federal  representatives  threw  themselves  courageously  into  the  fight, 
and  their  efforts  were  rewarded  with  complete  success. 

The  Vote  op  the  People. — The  result  of  the  voting  in  the 
four  colonies  for  and  against  the  draft  Constitution  was  as 
follows : — 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA. 


213 


N.S.W. 

Victoria. 

j 

S.  Australia,  j 

Tasmania. 

Total. 

For         

Against... 

71,595 

66,228 

100,520 
22,009 

35,800 
17,320 

11,797 
2,716 

219,712 
108,363 

Majority  for  the^ 
Constitution  . . . ! 

5,367 

78,421 

1 

18,480 

1 

9,081 

111,349 

There  was  thus  a  majority  for  the  Bill  in  each  of  the  four  colonies. 
In  Victoria,  South  Australia,  and  Tasmania,  the  majorities  were 
decisive ;  but  in  New  South  Wales  not  onlv  was  the  majority  a  slender 
one,  but  the  total  affirmative  vote  fell  short  by  8,405  of  the  10,000 
minimum  required  by  the  Federation  Enabling  Act  Amendment  Act 
of  1897.  In  Xew  South  Wales,  therefore,  under  the  provisions  of  the 
Act,  the  barely  victorious  Bill  was  "  deemed  to  be  rejected " — the 
prescribed  effect  of  which  was  to  be  that  in  New  South  Wales  "  no 
further  action  shall  be  taken  pursuant  to  this  Act."  In  other  words, 
the  whole  statutory  process,  so  far  as  New  South  Wales  was  concerned, 
was  at  an  end. 


(15)  EVENTS  IN  NEW  SOUTH  WALES. 


The  Task  Resumed. — Had  the  federalists  in  New  South  Wales 
been  in  an  actual  minority,  the  discouragement  would  have  been 
serious ;  but  their  majority,  slender  as  it  was,  spurred  them  to  fresh 
exertions.  On  the  evening  of  3rd  June,  an  accidental  duplication  of 
some  of  the  telegraphic  returns  had  caused  the  coveted  80,000  to  be 
posted  at  the  Sydney  Morning  Herald  office,  and  for  a  few  minutes 
federalists  were  congratulating  themselves  on  having  won  the  battle. 
In  the  first  disappointment  of  the  awakening,  some  brave  words  were 
said  about  repealing  the  Act  requiring  an  80,000  minimum;  but 
calmer  judgment  showed  the  unwisdom  of  "  cramming  the  Bill  down 
the  throats "  of  a  minority,  many  of  whom  were  rather  fearful  than 
hostile.  It  was  clear  that  some  effort  must  be  made  to  secure  amend- 
ments which  would  dispel  the  fears  of  opponents,  and  diminish  the 
opposition ;  but  Mr.  Barton  and  his  following  wisely  held  their  hands 
until  Mr.  Reid,  as  Premier  of  the  colony,  should  open  negotiations. 

This  Mr.  Reid  promptly  did.  The  day  after  the  referendum  he 
telegraphed  to  the  other  Premiers  inviting  them  to  a  Conference  with 
a  view  of  amending  the  Bill  to  meet  the  wishes  of  New  South  Wales, 
and  suggesting  that  the  amendments,  when  agreed  upon,  should 
be  transmitted  ^\4th  the  draft  Constitution  to  the  Imperial  Govern- 
ment. The  Premiers  did  not  receive  this  suggestion  with  favour. 
Their  own  colonies  had  given  overwhelming  majorities  for  the  Bill, 
and  they  resented  the  idea  that,  at  the  instance  of  a  minority  in 
-New  South  Wales,  they  should  be  asked  to  reopen  the  question — 
especially    as    New    South    Wales   was    on    the    eve    of    a    general 


214  HISTORICAL  INTRODUCTION. 

election,  and  it  remained  to  be  seen  whetlier  that  colony  could 
not  yet  be  brought  into  line.  The  Premiers  of  South  Australia, 
Western  Australia,  and  Tasmania,  refused  point  blank  to  confer; 
whilst  Sir  George  Turner,  in  Victoria,  replied  diplomatically  that 
it  would  be  well  for  Mr.  Reid  to  intimate  what  amendments  he 
desired.  Mr.  T.  J.  Byrnes,  the  Premier  of  Queensland,  whom  Mr. 
Reid  had  also  consulted,  expressed  his  willingness  to  confer;  but  the 
attitude  of  the  other  Premiers  made  it  clear  that  nothing  could  be 
done  till  after  the  New  South  Wales  elections. 

The  expiring  Parliament  met  on  21st  June,  and  the  Governor's 
speech  disclosed  Mr.  Reid's  federal  programme.  After  reciting  the 
result  of  the  Referendum,  and  the  de  jure  rejection  of  the  draft  Con- 
stitution, the  speech  proceeded  : — 

"  The  Government  are  not  prepared,  however,  to  abandon  their 
efforts  to  arrive  at  a  satisfactory  removal  of  those  features  of  the  Bill 
which  have  prevented  the  people  of  this  country  from  voting  more 
largely  in  its  favour,  and  which  have  caused  so  many  thousands  of 
the  electors  to  vote  against  it. 

"My  advisers  are,  therefore,  anxiously  engaged  upon  the 
preparation  of  proposals  to  modify  the  Convention  Bill  in  certain 
respects.  These  will  shortly  be  submitted  in  clear  and  definite  tei*ms 
to  the  electors  of  New  South  Wales. 

"  They  will  include  : — 

1.  An  objection  to  the  principle   of  equal  representation  in  the 

Senate,  which,  if  not  altered,  must  be  accompanied  by  the 
removal  of  the  stipulation  requiring  that  a  majority  vote 
at  a  joint  sitting  of  both  Houses,  to  be  effective,  shall 
consist  of  three-fifths  of  the  members  present ;  or,  failing 
that,  the  principle  should  be  qualified  by  a  provision  for  a 
national  referendum  instead  of  a  joint  sitting. 

2.  Some  of  the  financial  provisions  to  be  recast,  and  the  Braddon 

clause  omitted  altogether, 

3.  Money  bills  not  to  be  amended  by  the  Senate. 

4.  The  same  protection  for  the  territorial  rights  of  each  State, 

as  there  is  for  the  representation  of  each  State  in  the 
federal  Parliament,  and  this  should  include  more  definite 
provisions  with  regard  to  inland  rivers. 

5.  Seat  of   Government — instead  of    the    proposal   in   the    Bill, 

adoption,  in  a  slightly  modified  form,  of  the  plan  followed 
in  the  Canadian  Constitution. 

6.  It  is  also  considered  that  the  appellate  jurisdiction  should  be 

remodelled." 
The  bulk  of  the  session,  which  only  lasted  three  weeks,  was  taken 
up,  m  both  Houses,  with  the  Address-in-Reply.  The  main  attack 
upon  the  Government  programme  came  from  Mr,  Barton  and  Mr, 
O'Connor  in  the  Legislative  Council.  They  objected  strongly  to  the 
demands  of  New  South  Wales  being  stated  in  the  form  of  an 
ultimatum  before  conference,  and  maintained  that  the  Government 
ought  to  go  untrammelled  into  conference,  and  negotiate  for  the  best 
terms  possible.  Moreover,  they  challenged  Mr.  Reid's  good  faith  in 
the  matter,  and  especially  pointed  to   the  fact  that  Mr.  Want — who 


i 


THE  FEDERAL  MOYEMENT  IN  AUSTRALIA.  215 


had  left  the  Ministry  to  lead  the  opposition  to  the  Bill,  and  whose 
criticisms  had  a  decidedly  anti-federal  complexion — had  since  the 
Referendum  been  readmitted  to  the  Ministry.  As  regards  amend- 
ment in  the  draft  Constitution,  they  took  this  position.  They  believed 
that  the  Bill  was  a  good  and  a  fair  one,  and  had  heartily  recommended 
it  for  acceptance.  With  some  of  the  provisions  they  had  never  been 
fully  in  accord,  but  they  had  loyally  accepted  the  whole  as  the  best 
■compromise  available.  It  now  appeared  that  a  large  minority  of  the 
people  were  dissatisfied  ;  and  they  recognized  not  only  that  an  effort 
must  be  made  to  secure  amendments  which  would  meet  the  chief 
objections  made,  but  also  that  the  result  of  the  vote — showing  as  it 
did  that  unless  some  amendments  were  made  it  would  be  difficult  to 
secure  the  adherence  of  New  South  Wales — made  concessions  possible 
which  previously  would  have  been  impossible.  Mr.  Barton  therefore 
approved  of  asking  for  reconsideration  of  the  Bill  with  a  view  to 
three  amendments — the  removal  of  the  three-fifths  majority  at  the 
joint  sitting,  the  omission  of  the  Braddon  clause,  and  the  location  of 
the  capital  m  New  South  Wales. 

The  General  Election. — Parliament  was  dissolved  on  8th  July, 
and  the  campaign  began  at  once.  Mr.  Reid  and  the  Ministerialists 
took  the  field  as  the  "  Liberal  Federal  Party,"  whilst  Mr.  Barton  led 
the  Opposition  on  behalf  of  the  "  National  Federal  Party."  Federa- 
tion thus  became,  for  the  first  time,  a  question  of  party  politics ;  and 
curiously  enough,  both  parties  seemed  to  be  fighting  for  substantially 
the  same  thing — the  draft  Constitution,  with  a  few  amendments. 
The  amendments  foreshadowed  by  Mr.  Barton  were  indeed  only  three, 
as  against  Mr.  Reid's  seven  ;  but  that  was  not  the  real  distinction 
between  the  parties.  The  real  difference  was  of  a  twofold  kind, 
involving  a  question  of  federal  attitude,  and  a  question  of  leadership. 
In  the  first  place,  Mr.  Reid  and  his  following  were  definitely  hostile  to 
the  Bill  as  it  stood,  and  demanded  substantial  amendments  as  a  con- 
dition of  its  acceptance.  Mr.  Barton  and  his  following  had  been,  and 
still  were,  ready  to  accept  the  Bill  as  it  stood ;  but  urged  amendments 
with  the  double  view  of  making  it  a  still  better  Bill  and  of  conciliating 
opposition.  Consequent  upon  this  difference  of  attitude,  the  Reid 
party  urged  that  Mr.  Reid  stood  for  the  interests  of  New  South 
Wales,  and  Mr.  Barton  for  those  of  the  other  colonies — that  Mr. 
Reid's  demands  would  meet  acceptance,  whilst  Mr.  Barton's  "  nego- 
tiations "  meant  surrender.  The  Barton  party  replied  that  no  agree- 
ment could  be  reached  by  a  policy  of  dictating  terms;  that  Mr. 
Barton,  as  a  persona  grata  to  the  other  colonies  and  the  trusted  leader 
of  the  federalists,  would  be  able  to  make  better  terms  than  Mr.  Reid ; 
and  that  the  interests  of  New  South  Wales,  as  well  as  those  of 
Australia,  would  be  safe  in  his  hands. 

The  main  issue,  however,  was  mixed  up  in  every  electorate,  not 
only  with  the  personal  claims  of  the  candidates,  but  with  the  old  lines 
of  party  cleavage.  The  "  fiscal  issue  "  was  indeed  supposed  to  be 
sunk ;  but  the  fact  that  in  the  Ministerial  party  freetraders  pre- 
ponderated, and  in  the  Opposition  party  protectionists,  showed  that 
the  allegiance  of  many  candidates  was  influenced  by  the  old  party  ties. 
The  same  thing  undoubtedly  held  true  of  the  electors,  and  stood  in 
the  way  of  a  "  straight  out  "  issue  on  the  federal  programme. 


216  HISTORICAL  INTRODUCTION. 

The  result  of  the  general  election,  which  took  place  on  27th 
July,  was  very  evenly  balanced.  Mr.  Reid  himself  defeated  Mr. 
Barton  in  the  King  Division  of  Sydney ;  but  his  previous  large  Par- 
liamentary majority  was  reduced  to  a  narrow  majority  of  about  four — 
including  the  labour  party — whilst  three  Ministers  lost  their  seats. 
But  though  neither  party  could  claim  a  triumph.  Federation  had 
undoubtedly  won  all  along  the  line.  The  preceding  Legislative 
Assembly,  though  not  avowedly  anti-federal,  was  so  trenchantly 
critical  of  the  whole  Commonwealth  scheme  as  to  be,  m  effect,  hostile 
to  Federation.  In  the  new  Assembly,  every  member  stood  pledged  to 
the  main  principles  of  the  draft  Constitution,  and  the  debatable 
points  were  narrowed  down  to  a  small  schedule  of  amendments.  The 
unanimity  was  perhaps  more  apparent  than  real.  Both  parties 
numbered  adherents  whose  federal  sentiment  was  little  more  than  a 
polite  concession  to  the  necessities  of  party  unity.  Still,  the  fact  that 
there  were  two  federal  parties  and  no  anti-federal  party — nor  even  an 
avowedly  anti-federal  candidate  for  election — showed  the  immense 
development  of  popular  feeling  in  New  South  Wales.  Federation 
may  be  said  to  have  been  assured  from  the  date  of  the  election. 

The  Federal  Resolutio^is. — Parliament  met  on  16th  August,  and 
after  the  adoption  of  the  Address-in- Reply,  Mr.  Reid  introduced  his 
federal  resolutions.  The  first  resolution  affirmed  the  desire  of  the 
House  that  "  steps  should  be  taken  without  delay,  in  conjunction  with 
the  other  colonies,  to  bring  about  the  completion  of  federal  union." 
The  second  resolution  affirmed  the  desire  of  the  House  ''that  the 
other  colonies  should  agree  to  reconsider  those  provisions  of  the  Bill 
most  generally  objected  to  in  New  South  Wales,^'  and  proceeded  to 
"  submit  for  the  consideration  of  the  other  colonies  "  the  following 
propositions  : — 

(a)  Representation  in  the  Senate. — That  if  equal  representation  be 
insisted  upon,  the  provision  for  a  three-fifths  majority  at  a 
joint  sitting  of  both  Houses  should  be  removed,  and  that  a 
simple  majority  should  decide;  or  that  the  provision  for  a 
joint  sitting  be  replaced  by  a  provision  for  a  national 
referendum. 

{b)  The  87th  clause,  known  as  the  Braddon  clause. — That  this 
clause  should  be  removed  from  the  Bill. 

(c)  I'he  capital  of  the  Commonwealth. — That  clause  124  should  be 

amended,  and  provision  made  in  the  Bill  for  the  establish- 
ment of  the  federal  capital  in  such  place  within  the 
boundaries  of  New  South  Wales  as  the  Federal  Parliament 
may  determine. 

(d)  The  boundaries  of  States. — That  better  provision  should  be 

made  against  the  alteration  of  the  boundaries  of  a  State 
without  its  own  consent — namely,  by  the  protection 
afforded  by  clause  127,  as  to  the  representation  of  States. 

(e)  Inland  rivers. — That  the  use  of  inland  rivers  for  purposes  of 

water  conservation  and  irrigation  should  be  more  clearly 
safeguarded. 


THE  FEDEKAL  MOVEMENT  IN  AUSTRALIA.  217 

(/)  Money  Bills. — That  there  should  be  a  uniform  practice  iu 
respect  to  such  Bills,  namely,  that  provided  in  the  case  of 
taxation  Bills  and  Bills  for  the  ordinary  annual  services  of 
the  Commonwealth. 

{g)  Judicial  appeals  from  States. — That  the  mode  of  appeal  from 
the  Supreme  Courts  of  the  States  should  be  made  uniform, 
namely,  the  appeal  should  either  be  to  the  Privy  Council 
or  to  the  High  Court,  but  not  as  at  present,  indiscrimi- 
nately to  either. 

The  third  resolution  dealt  with  the  financial  system  of  the  Bill, 
and  supplemented  the  suggestion  for  the  removal  of  the  Braddon 
clause  as  follows : — 

(3)  Although  prepared,  for  the  sake  of  union — if  it  be  placed  in 
other  respects  upon  a  fair  and  just  footing — to  accept  the 
financial  system  embodied  in  the  Bill,  with  the  one  excep- 
tion mentioned,  this  House  earnestly  invites  further 
inquiry  into,  and  a  more  thorough  consideration  of,  the 
financial  clauses,  regarding  as  evils  to  be  avoided  if  possible 
excessive  burdens  of  taxation,  a  prolonged  system  of  book- 
keeping, uncertainty  as  to  the  amount  of  surplus  to  be 
divided,  and  uncertainty  as  to  the  method  of  distributing 
it  among  the  States. 

It  was  recognized  on  all  hands  that  these  resolutions  were 
studiously  moderate  in  tone,  and  that  the  language  of  demand  had 
been  renounced  in  favour  of  the  language  of  request.  Nevertheless, 
Mr.  Barton  still  feared  that  the  difference  might  be  merely  one  of 
form,  and  that  under  the  velvet  paw  of  "  negotiation  "  might  lurk  the 
claw  of  dictation.  He  still  objected  to  the  requests  of  the  House  being 
embodied  in  a  "placard,"  and  thought  that  the  Government  ought 
merely  to  have  defined  its  policy  and  then  asked  the  House  for 
authority  to  confer.  However,  the  resolutions  were  debated  in  the 
House  and  in  Committee,  and  were  passed,  with  the  addition  of 
requests  for  the  consideration  of  the  two  following  propositions  (the 
first  moved  by  Mr.  J.  S.  T.  McGowen,  leader  of  the  Labour  Party, 
and  the  second  by  Mr.  Henry  Copeland)  : — 

(h)  The  alteration  of  the  Constitution. — That  clause  127  should 
be  altered  to  provide  : — 

1.  That  any  proposed  alteration   of  the  Constitution, 

approved  by  both  Houses  and  a  national 
referendum,  should  be  submitted  to  the 
Governor-General  for  the  Queen's  assent. 

2.  That,  where  a  proposed  alteration  has  been  affirmed 

in  two  succeeding  sessions  by  an  absolute 
majority  in  one  House,  but  rejected  by  the 
other,  such  proposed  alteration  should  be 
submitted  to  the  national  referendum. 


218  HISTORICAL  INTRODUCTION. 

3.  That,  respecting  proposed  alterations  transferring 
to    the    Commonwealth    any    of    the    powers 
retained  by  the  several   States   at  the  date  of 
their    acceptance    of    the    Constitution,    such 
alteration  should  not  take  effect  in  any  State 
unless  approved  by  a  majority  of  electors  in 
such  State  voting. 
(i)   Number  of  Senators. — That   the    number   of    Senators    from 
each  State  should  be  increased  from  six  to  not  less  than 
eight.     Twenty    Senators,    including    the    President    or 
Chairman  of  Committees,  to  constitute  a  quorum. 
In    the    Legislative    Council   the    same    resolutions,    with    Mr. 
McGowen^s  and   Mr.   Copeland's  propositions  attached,  were  moved 
by   Mr.  J.  H.  Want,  the  Attorney-General.     After  debate,  they  were 
passed  with  the  following  substantial  modifications: — (1)  The  sugges- 
tion of  a  national  referendum  as  an  alternative  to   a  joint  sitting  was 
struck  out.     (2)   The  proposition  that  the  federal  capital  should  be  in 
New  South  Wales  was — by   a  majority  of  one — amended  so    as   to 
require  that  the  capital  should  be   in   Sydney.      (3)  As   to  rivers,  the 
Council  asked  that  their  use   for  irrigation  and  conservation,  instead 
of  being  merely  "  more  clearly   safeguarded,"  should  be  "^  preserved 
for  their  respective  colonies."     In  Resolution  3,  the   declaration  that 
the  House  was  "  prepared  for  the  sake  of  union  to  accept  the  financial 
system    embodied   in    the    Bill"    was    struck   out.      Mr.    McGowen's 
proposal  for  the  alteration  of  the   Constitution   was  also   struck   out, 
and    replaced  by   a   resolution   objecting  to    the   plan   of  submitting 
alterations  of  the  Constitution  to   a  Referendum,  but  asking  that  any 
alteration  transferring  State  powers  to  the  Commonwealth  should  not 
take    effect   in  any   State  without  the  consent  of    both   Houses    of 
Parliament  of  that  State. 


(16)  THE  PREMIERS'  CONFERENCE,  1899. 


No  attempt  was  made  to  harmonize  the  resolutions  of  the  two 
Houses;  and  on  29th  January,  1899,  the  Premiers  of  all  the  six 
colonies  met  at  Melbourne,  at  Mr.  Reid's  request,  to  consider  the 
suggestions  made  by  New  South  Wales.  A  noteworthy  feature  of 
this  meeting  was  that  Queensland,  which  since  the  Hobart  Conference 
of  1895  had  stood  aloof  from  the  movement,  was  represented  by  its 
new  Premier,  Mr.  J.  R.  Dickson.  The  conference  was  held  behind 
closed  doors,  and  lasted  till  2nd  February,  when  a  unanimous  agree- 
ment was  arrived  at  which  all  the  Premiers  agreed  to  submit  to  their 
respective  Parliaments  for  reference  to  the  electors. 

The  Joint  Sitting. — The  first  request  of  New  South  Wales  was 
almost  wholly  complied  with.  The  requirement  of  a  three-fifths 
majority  at  a  joint  sitting  was  done  away  with ;  and  replaced,  not 
indeed  by  a  simple  majority,  but  by  "  an  absolute  majority  of  the 
total  number  of  the  members  of  both  Houses." 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  219 

The  Frs'A^'CiAL  Clauses. — The  financial  question  proved  the 
hardest  of  all  to  solve,  and  nearly  caused  a  break-up  of  the  Con- 
ference. Several  brand-new  financial  schemes  were  offered,  but  none 
of  them  met  with  general  acceptance,  and  the  Conference,  like  the 
Convention,  was  obliged  to  fall  back  on  the  scheme  in  the  Bill.  As 
to  the  Braddon  clause,  every  one  was  willing  to  let  it  go,  if  any 
substitute  could  be  found ;  but  every  cure  seemed  worse  than  the 
disease.     The  Conference  reported  as  follows  : — 

"  The  Premiers  have  given  full  consideration  to  the  objections 
which  have  been  urged  against  this  clause,  and  have  also  considered 
other  proposals  which  have  been  suggested  for  the  purpose  of  giving 
some  security  to  the  States  that  a  reasonable  amount  of  the  revenue 
collected  in  the  States  shall  be  returned  to  them,  while,  if  possible, 
avoiding  excessive  burdens  of  taxation,  a  prolonged  system  of  book- 
keeping, uncertainty  as  to  the  amount  of  the  surplus  to  be  divided, 
and  uncertainty  as  to  the  method  of  distributing  the  surplus  amongst 
the  States. 

"  The  Premiers  consider  that  all  the  other  proposals  are  open  to 
more  serious  objections  than  those  which  have  been  raised  against  the 
clause  as  it  appears  in  the  Bill;  but  with  a  view  of  meeting  the 
objections  as  far  as  possible,  consistently  with  the  safety  of  the 
States,  the  Premiers  are  of  opinion  that  the  operation  of  the  clause 
should  not  continue  after  a  period  of  ten  years  if  the  Parliament  then 
desires  to  repeal  or  alter  it ;  and  that,  in  addition,  power  should  be 
granted  to  the  Parliament  to  deal  with  any  exceptional  circumstances 
which  may  from  time  to  time  arise  in  the  financial  position  of  any  of 
the  States." 

To  give  effect  to  these  opinions,  they  limited  the  Braddon  clause 
to  "  a  period  of  ten  years  after  the  establishment  of  the  Common- 
wealth, and  thereafter  until  the  Parliament  otherwise  provides ;  "  and 
added  a  new  clause  (sec.  96)  empowering  the  Parliament,  during  the 
same  period,  to  grant  financial  assistance  to  any  State. 

Tbe  Federal  Capital. — With  regard  to  the  Federal  Capital,  the 
Conference  reported  thus  : — 

"  It  is  considered  that  the  fixing  of  the  site  of  the  capital  is  a 
question  which  might  well  be  left  to  the  Parliament  to  decide  ;  but  in 
view  of  the  strong  expression  of  opinion  in  relation  to  this  matter  in 
Xew  South  Wales,  the  Premiers  have  modified  the  clause,  so  that 
while  the  capital  cannot  be  fixed  at  Sydney,  or  in  its  neighbourhood, 
provision  is  made  in  the  Constitution  for  its  establishment  in  New 
South  Wales  at  a  reasonable  distance  from  that  city." 

Accordingly  the  request  of  Xew  South  Wales,  that  the  capital 
should  be  in  that  colony,  was  granted  ;  but  with  two  conditions  which 
Victoria  insisted  upon  :  (1)  that  it  should  not  be  within  100  miles  of 
Sydney;  (2)  that  the  Parliament  should  sit  at  Melbourne  until  it  met 
at  the  seat  of  Government. 

BouxDAEiES  OF  States. — The  protection  asked  for  by  Xew  South 
Wales  against  the  alteration  of  the  boundaries  of  any  State  without 
its  consent  was  given,  by  requiring  that  any  law  or  constitutional 
amendment  to  that  effect  should  be  submitted  to  the  electors  of  the 
State  affected,  and  should  require  the  assent  of  a  majority  of  those 
voting. 


220  HISTORICAL   INTRODUCTION. 

Alteration  op  the  Constitution.— With  regard  to  the  suggested 
amendments  in  the  mode  of  altering  the  Constitution^  the  Premiers 
reported  as  follows  : — 

"  The  Premiers  agree  that,  where  there  is  a  difference  of  opinion 
between  the  two  Houses  as  to  Avhether  the  people  should  have  the 
opportunity  of  deciding  if  any  alteration  should  be  made  in  the  pro- 
visions of  the  Constitution,  one  House  should  not  have  the  power  to 
prevent  the  question  being  decided  by  the  people.  They  have  there- 
fore endeavoured  to  provide  a  means  whereby,  after  full  discussion 
and  reasonable  delay,  the  matter  may  be  referred  from  either  House 
to  the  electors.  The  Premiers  are  unable  to  agree  that  the  decision 
should  rest  on  the  result  of  a  National  Referendum,  it  being  considered 
of  vital  importance  that  any  alteration  in  the  Constitution  which  the 
States  have  agreed  to  accept  should  only  be  made  if  a  majority  of  the 
electors  of  the  Commonwealth  and  also  a  majority  of  the  electors  in 
a  majority  of  the  States  determine  that  it  is  proper  to  make  such 
alteration." 

Accordingly  the  provision  was  inserted  which  enables  a  proposed 
law  for  the  alteration  of  the  Constitution,  if  twice  passed  by  either 
House  of  the  Federal  Parliament,  to  be  submitted  to  a  Referendum 
notwithstanding  the  dissent  of  the  other  House. 

Other  Suggestions. — As  to  Rivers,  Money  Bills,  and  Judicial 
Appeals,  the  Premiers  after  fully  considering  the  proposals  of  New 
South  Wales  did  not  find  it  practicable  to  recommend  any  alteration 
of  the  Bill ;  whilst  they  did  not  regard  as  desirable  the  proposed 
increase  in  the  number  of  Senators.  But  in  addition  to  the  amend- 
ments made  at  the  instance  of  New  South  Wales,  one  was  agreed  to 
at  the  instance  of  Queensland.  To  meet  the  peculiar  conditions  of 
that  colony,  it  was  provided  that  if  Queensland  joined  as  an  Original 
State,  the  Parliament  of  that  State  might,  pending  federal  legislation, 
divide  the  State  into  electorates  for  the  purposes  of  Senate  elections. 

Result  op  the  Conference. — As  a  result  of  the  Conference, 
therefore,  seven  amendments  were  made  in  the  Bill — six  at  the 
instance  of  New  South  Wales,  and  one  at  the  instance  of  Queensland. 
The  three  main  requests  of  New  South  Wales  had  each  been  met 
by  a  substantial  concession.  The  abolition  of  the  three-fifths 
majority  was  a  great  extension  of  the  actual,  as  well  as  the  moral, 
efficiency  of  the  deadlock  clause.  The  provision  as  to  the  capital 
prevented  the  possibility  of  the  permanent  seat  of  Government  being 
fixed  anywhere  but  in  New  South  Wales.  As  to  the  Braddon  clause 
— the  temporary  retention  of  which  was  a  general  surprise,  for  it  had 
few  friends — it  was  certainly  a  great  advantage  to  diminish  its  rigidity 
by  placing  it,  after  ten  years,  at  the  mercy  of  the  Parliament,  and 
thus  obviating  the  necessity  for  a  constitutional  amendment  if  its 
removal  should  prove  desirable. 


THE  FEDERAL  MOVEIMENT  IN  AUSTRALIA.  221 

(17)  ADOPTION  OF  THE  CONSTITUTION,  1899. 

The  Position  in  New  South  Wales. — A  welcome  piece  of  news 
to  federalists  was  Mr.  Eeid's  prompt  announcement  that  he  had  done 
with  doubt  and  indecision,  and  would  support  the  amended  Bill  with 
all  his  powers.  It  soon  became  evident,  however,  that  the  opposition 
in  New  South  Wales  would  be  strong.  The  Sydney  Daily  Telegraph, 
on  second  thoughts,  took  up  as  uncompromising  an  attitude  as  ever, 
and  the  opposing  forces  began  to  consolidate  themselves.  Their  cry 
was  that  the  "  demands  '*  of  New  South  Wales  had  been  trifled  with, 
and  that  the  Bill  was  in  substance  "the  same  old  Bill."  The  absolute 
majority  at  the  joint  sitting  was  denounced  as  being  little  if  any 
better  than  the  three-fifths  majority,  and  elaborate  calculations  were 
made  to  show  how  New  South  Wales  would  invariably  be  defeated  if 
most  of  her  representatives  absented  themselves.  The  "Braddon 
Blot "  was  the  subject  of  renewed  attack,  and  its  limitation  in  point  of 
time  was  made  light  of.  The  100  mile  limit  for  the  federal  capital 
was  complained  of  as  a  gross  insult  to  Sydney — the  corresponding 
"insult"  to  the  rest  of  Australia,  implied  in  the  demand  made  by 
New  South  AVales,  being  ignored.  The  provision  was  in  fact  a  most 
unfortunate  one,  because  it  aroused  fierce  opposition  in  the  metropolitan 
and  suburban  area — the  very  district  which  it  was  most  important  to 
conciliate.  In  particular  the  provision  for  the  temporary  meeting  of 
Parliament  in  Melbourne  was  attacked  as  hiding  a  deep  conspiracy  to 
establish  the  seat  of  Government  there  permanently,  and  it  was 
roundly  stated  that  Mr.  Reid  had  been  "outwitted"  by  the  cunning 
of  the  other  colonies.  The  real  fight,  however,  centred  round  the 
financial  clauses,  against  which  all  the  old  arguments  were  reiterated, 
but  with  greater  wealth  of  detail. 

The  Exablixg  Bill. — The  New  South  Wales  Parliament  met  on 
21st  February,  and  the  new  Enabling  Bill  was  at  once  introduced  in 
the  Assembly.  It  provided  for  the  submission  of  the  amended  Con- 
stitution to  a  Referendum,  at  which  a  simple  majority  was  to  decide ; 
and  it  allowed  any  holder  of  an  elector's  right  to  vote  at  any  polling- 
booth  in  the  colony,  whether  or  not  he  was  qualified  as  a  Parliamen- 
tary voter  for  any  electorate.  In  the  Assembly  no  difficulties  were 
met ;  even  the  malcontents  admitting  that  the  Constitution  must  be 
submitted  to  the  people,  and  reserving  their  hostility  for  the  present. 
In  Committee,  amendments  were  moved  to  make  acceptance  by  an 
"  absolute  majority "  of  all  the  electors  necessary ;  to  make  the 
inclusion  of  Queensland  a  condition  of  New  South  Wales  entering  the 
Federation;  and  to  take  an  alternative  referendum  on  the  Bill  as 
amended  by  the  Premiers,  and  on  the  Bill  "  as  amended  by  the  Legis- 
lative Assembly  of  New  South  Wales."  The  object  of  all  these 
amendments,  however,  was  too  apparent,  and  they  were  all  defeated 
by  overwhelming  majorities.  An  amendment  was  also  moved  to  defer 
the  referendum  for  three  months  after  the  passing  of  the  Bill ;  but 
this  was  withdrawn  on  the  Premier  undertaking  to  allow  an  interval 
of  six  weeks. 

The  Bill  passed  the  Assemblj''  without  amendment,  and  went  to 
the  Council,  where  it  met  with  a  very  different  reception.      A  large 


222  HISTORICAL  INTRODUCTION. 

petition  was  presented  against  the  Bill^  and  the  opposition  was  led  by 
Dr.  McLaurin  with  a  powerful  attack  on  the  financial  clauses,  which 
he  claimed  to  be  unworkable.  In  Committee,  three  vital  amendments 
were  passed  by  large  majorities;  one  to  defer  the  referendum  for 
three  months;  another  to  make  acceptance  by  one-third  of  all  the 
electors  necessary;  and  a  third  making  the  inclusion  of  Queensland  a 
condition  of  Federation.  To  these  amendments  the  Assembly  refused 
to  agree;  the  Council  insisted,  and  a  free  Conference  was  held,  but 
both  sides  were  unyielding,  and  on  30th  March  Parliament  was 
prorogued. 

The  Council  was  at  this  time  much  below  its  normal  strength, 
owing  to  deaths  and  resignations,  and  a  few  days  after  the  prorogation 
the  Governor,  on  the  advice  of  his  Ministers,  appointed  twelve  new 
members.  On  11th  April  Parliament  was  again  called  together,  and 
the  Enabling  Bill  was  again  passed  by  the  Assembly  and  sent  up  to 
the  Council.  The  hint  was  sufficient.  Only  one  amendment  was 
proposed,  to  require  an  interval  of  eight  weeks  before  the  referendum 
should  be  taken.  This  was  agreed  to  by  the  Assembly,  and  on  22nd 
April  the  Bill  was  assented  to. 

The  Second  Eeferendum. — The  20th  June,  1899,  was  the  day 
fixed  for  the  Referendum,  and  the  last  great  tight  began  at  once.  The 
federal  campaign  was  organized  by  the  United  Federal  Executive, 
formed  of  representatives  from  the  non-party  Australasian  Federation 
League,  from  the  New  South  Wales  Federal  Association,  which  had 
fought  the  last  battle  for  the  Bill,  and  from  the  Ministerial  and 
Opposition  parties  in  Parliament.  On  the  other  side,  the  Anti-Con- 
vention Bill  League  took  up  its  old  attitude.  Of  the  Sydney  daily 
press,  the  Telegraph  was  alone  in  its  opposition ;  the  Sydney  Morning 
Herald,  the  Evening  News,  and  the  Australian  Star  all  worked  zeal- 
ously for  Federation.  The  Sydney  Bulletin,  which — when  it  has  a 
positive  policy — is  a  great  power  throughout  Australia,  concentrated 
its  unrivalled  wealth  of  ridicule  against  the  opponents  of  the  Bill,  and 
the  suburban  and  provincial  press  were  almost  unanimous  on  the  same 
side.  Of  the  125  members  of  the  Legislative  Assembly,  some  86 
supported  the  Bill  with  varying  degrees  of  zeal ;  and  nine  of  the  New 
South  Wales  representatives  at  the  Convention  worked  earnestly  for 
it — Mr.  Lyne  alone  expressing  himself  still  dissatisfied. 

With  all  these  odds  against  them,  the  Anti-Bill  party  made  a 
gallant  fight.  Their  virtual  leader  was  Dr.  MacLaurin,  whose 
criticism  of  the  financial  clauses  undoubtedly  made  a  deep  impression  ; 
whilst  the  rank  and  file  of  the  party  made  onslaughts  upon  every 
joint  in  their  opponents'  armour,  and  devoted  themselves  especially 
to  stir  up  jealousy  in  the  metropolitan  area.  The  great  bulk  of  the 
Parliamentary  Labour  Party  still  yearned  for  the  national  referendum, 
and  opposed  the  Bill  consistently ;  though  at  the  polls  the  labour  vote 
was  fairly  evenly  divided.  The  heart  of  the  controversy,  however, 
was  the  financial  argument,  and  the  wiiole  country  seemed  plunged 
into  a  bewildering  maze  of  figures,  devoted  to  proving — and  disproving 
— that  the  Bill  would  involve  oppressive  and  unfair  taxation  in  New 
South  Wales.  Eight  days  before  the  vote  a  fillip  was  given  to  the 
cause  by  the  passing,  at  last,  of  a  Federal  Enabling  Bill  in  Queens- 


THE  FEDERAL  ISrOVEMENT  TN  AUSTRALIA. 


223 


land — the  colony  of  which  federalists  and  anti-federalists  alike  had 
always  spoken  as  the  "  natural  ally  "  of  New  South  Wales. 

The  result  of  the  polling"  was  a  decisive  victory  for  Federation 
by  a  majority  of  24,679  votes,  the  figures  in  the  city,  suburban,  and 
country  electorates  being  as  follows  : — 


Yes. 


No. 


City . . . 

Suburbs 

Country 


Total 


11,019 
24,475 
71,926 


10,546 
25,237 
46,958 


107,420 


82,741 


Taken  by  electorates,  the  vote  shows  79  electorates  for  the  Bill, 
and  46  against — or  a  majority  of  33  for  union. 

The  Southern  Colonies. — South  Australia  had  passed  the  new 
Enabling  Act  in  March,  and  seizing  the  opportunity  afforded  by  a 
general  election,  had  taken  the  vote  upon  the  amended  Bill  on  29th 
April,  when  the  verdict  of  the  previous  year  was,  without  much 
excitement,  reaffirmed  by  an  even  larger  majority  than  before — the 
voting  being  65,990  for  Federation,  and  17,053  against. 

Victoria  and  Tasmania,  as  soon  as  the  verdict  of  New  South 
Wales  was  known,  passed  Enabling  Acts  on  the  same  lines,  and  fixed 
27th  July,  1899,  as  Referendum  Day.  In  Victoria,  despite  the  weak- 
ness of  the  opposition,  federalists  determined  to  exhibit  their  strength, 
and  aroused  enthusiasm  to  such  a  pitch  that  a  great  muster  of  152,653 
votes  were  recorded  for  the  Bill,  and  only  9,805  against  it.  In 
Tasmania  also  the  majority  was  increased,  and  the  minority  reduced, 
the  figures  being  13,437  for  and  only  791  against  the  Bill. 

Queensland. — The  real  interest  now  centred  in  Queensland. 
The  Premier,  Mr.  Dickson,  ably  supported  by  his  colleague,  Mr.  R. 
Philp,  took  up  the  cause  with  enthusiasm.  The  Enabling  Bill,  pro- 
viding for  the  submission  of  the  amended  Constitution  to  a  referendum, 
and  for  its  subsequent  transmission,  by  address  of  both  Houses,  to  the 
Home  Government,  was  introduced  in  May.  It  was  nearly  wrecked 
at  the  outset  by  a  proposition  from  the  democratic  party  to  adopt  the 
principle  of  "  one  man  one  vote,"  without  restriction,  at  the  referen- 
dum. There  was  in  Queensland  a  "plural  vote" — electors  being 
entitled  to  vote  in  every  electorate  in  which  they  possessed  property 
of  an  annual  value  of  £10 — and  there  was  also  a  considerable  nomad 
population  not  registered  as  voters.  It  was  urged  that  every  man 
over  the  age  of  twenty-one  should  be  allowed  to  vote  wliether 
registered  as  a  voter  or  not.  This  the  Government  were  unable  to 
accept,  but  they  only  gained  their  point,  and  saved  the  Bill,  by  one 
vote.  They  afterwards  conciliated  opposition  by  affording  facilities 
for  a  revision  of  the  rolls  before  referendum  day. 

One  difficulty  to  be  faced  was  that  Queensland — though  it  had 
been  ably  repi-esented  at  the  1891   Convention,  whose  work  was  the 


224  HISTORICAL  INTRODUCTION. 

basis  of  the  draft  Constitution  now  presented — had,  through  the  fault 
of  its  politicians,  taken  no  part  (except  through  its  Premier,  Mr. 
Dickson,  at  the  Premiers'  Conference)  in  the  actual  framing  of  the 
Constitution.  A  natural  though  belated  desire  was  felt  to  have  a 
voice  in  the  details;  and  as  the  Constitution  was  appended  as  a 
schedule  to  the  Enabling  Bill  they  could,  technically,  make  amend- 
ments in  it.  An  attempt  to  do  so  was,  however,  thwarted  by  the 
leaders  of  all  parties,  who  pointed  out  the  futility  of  taking  a  vote  on 
anything  but  the  identical  Constitution  agreed  to  by  the  other  colonies; 
and  the  Bill  and  the  schedule  were  passed  through  both  Houses  with- 
out amendment,  and  became  law  on  19th  June — the  eve  of  the 
referendum  in  New  South  Wales.  The  vote  was  fixed  for  2nd 
September,  and  the  campaign  began. 

But  the  friends  of  Federation  had  to  face  great  difficulties.  The 
question  in  Queensland  was  comparatively  new,  and  the  Constitution 
came  definitely  before  the  people  for  the  first  time.  The  forces  of 
prejudice,  ignorance,  and  suspicion,  which  in  the  other  colonies  had 
gradup^lly  given  way  as  a  result  of  repeated  federal  campaigns,  had  to 
be  met  and  beaten  down  at  a  single  blow ;  the  principles  of  the  Con- 
stitution, which  in  the  other  colonies  had  been  expounded,  analyzed, 
attacked  and  defended,  discussed  in  public  and  in  private,  for  two  or 
three  years,  had  to  be  brought  home  to  the  people  in  the  space  of  a 
few  weeks.  The  friends  of  the  Bill  worked  zealously,  and  achieved 
wonders.  It  soon  became  clear  that  the  North  and  the  Centre  were 
the  federal  strongholds — federal  sentiment  being  there  aided  by  the 
hope  that  the  separation  of  those  districts  into  distinct  provinces,  so 
long  unsuccessfully  contended  for,  would  be  easier  after  Federation. 
The  one  clause  of  the  draft  Constitution  which  aroused  the  fears  of 
the  Separatist  federalists  was  clause  124,  providing  that  a  new  State 
might  be  formed  by  separation  of  territory  from  a  State,  "but  only 
with  the  consent  of  the  Parliament  thereof.'^  The  Separatists  were 
in  a  minority  in  the  Queensland  Parliament,  and  objected  to  the 
desires  of  an  overwhelming  majority  in  the  North  and  Centre  being 
thwarted  by  a  majority  in  the  South. 

In  Brisbane  and  throughout  the  southern  district  the  opposition 
to  the  Bill  was  very  strong.  Farmers,  merchants,  and  manufacturers 
feared  the  competition  of  their  New  South  Wales  neighbours  under  a 
system  of  intercolonial  f reetrade ;  and — while  the  anti-federalists  in 
New  South  Wales  hailed  Queensland  as  their  "natural  ally"  against 
the  southern  colonies — the  extreme  anti-federalists  of  Queensland 
turned  against  New  South  Wales  the  epithets  which  their  brethren  in 
New  South  Wales  had  hurled  against  Victoria.  Brisbane  feared  the 
competition  of  Sydney,  just  as  Sydney  had  feared  the  competition  of 
Melbourne;  and  federalists  had  a  hard  task  in  convincing  their 
opponents  that  the  benefits  of  free  intercourse  would  vastly  outweigh 
any  sacrifice  of  intercolonial  protection. 

In  Queensland,  therefore,  the  opposition  was  directed  against  a 
vital  principle  of  Federation,  and  was  undeniably  anti-federal.  The 
objection  was  not  to  this  Constitution  merely,  but  to  any  Federation 
worthy  of  the  name.  It  was  a  war  of  vested  interests  and  intercolonial 
protection  against  commercial  unity.     Minor  issues  were,  of  course, 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA. 


•225 


raised,  and  the  "Anti-Bill"  catchwords  of  the  other  colonies — however 
inapplicable — were  caught  up  and  scattered  broadcast.  The  cry  of 
"  increased  taxation  through  the  customs,'^  and  even  the  exact  figures 
of  "  22s.  6d.  per  head  increased  taxation,"  were  copied  from  Xew 
South  Wales  manifestoes  with  calm  indifference  to  the  fact  that  these 
forecasts  were  based  upon  the  existing  tariff  of  Xew  South  Wales — 
which  produced  about  30s.  per  head  less  than  that  of  Queensland. 
Equal  representation  in  the  Senate  was,  fi-om  the  Queensland  point  of 
view,  a  merit ;  but  it  was  largely  discounted  by  the  Money-Bill  and 
deadlock  clauses,  which  it  was  feared  would  lead  to  the  undue 
supremacy  of  the  larger  colonies. 

The  result  of  the  vote  was  a  victory  for  Federation  by  a  substan- 
tial majority  of  7,492 — the  figures  being  38,488  for  the  Bill,  and 
30,996  against.  In  the  Northern  district  there  was  an  overwhelming 
federalist  majority  of  8,993,  every  electorate  showing  a  majority  for 
the  Bill.  In  the  Centre,  there  was  a  majority  of  2,156,  eight  elector- 
ates being  favourable,  and  three  unfavourable.  Rockhampton,  the 
capital  of  the  centre,  polled  against  the  Bill — a  result  due,  not  to 
antagonism  to  Federation,  but  to  a  Separatist  fear  of  clause  124.  The 
Centre  and  Xorth  thus  gave  a  combined  federal  majority  of  11,149; 
but  this  was  unfortunately  reduced  by  an  anti-federal  majority  of  3,657 
in  the  South — the  metropolitan  electorates  being  all  against  the  Bill, 
and  the  rest  of  the  Southern  district  polling  slightly  in  its  favour. 

The  Total  Results. — The  voting  in  the  five  colonies  whose 
electors  had  accepted  the  draft  Constitution  was  as  follows : — 


New  South 
Wales. 

Victoria. 

Au's?^V   1  T— i- 

Queensland. 

Total. 

Yes 
Xo 

107,420 

82,741 

152,653 

9,805 

65,990  !    13,437  '    38,488 
17,053  I         791  j    30,996 

377,988 
141,386 

Majority  ... 

24,679 

142,848 

48,937      12,646        7,492 

236,602 

These  figures  are  a  striking  proof  of  the  extent  and  sincerity  of  the 
national  sentiment  throughout  the  whole  of  Eastern  Australia ;  and 
they  are  also  a  unique  testimony  to  the  high  political  capacity  of  the 
Australian  people.  Never  before  have  a  gi'oup  of  self-governing, 
practically  independent  communities,  without  external  pressure  or 
foreign  complications  of  any  kind,  deliberately  chosen  of  their  own 
free  will  to  put  aside  their  provincial  jealousies  and  come  together  as 
one  people,  from  a  simple  intellectual  and  sentimental  conviction  of 
the  folly  of  disunion  and  the  advantages  of  nationhood.  The  States 
of  America,  of  Switzerland,  of  Germany,  were  drawn  together  under 
the  shadow  of  war.  Even  the  Canadian  provinces  were  forced  to  unite 
by  the  neighbourhood  of  a  great  foreign  power.  But  the  Australian 
Commonwealth,  the  fifth  great  Federation  of  the  world,  came  into 
voluntary  being  through  a  deep  conviction  of  national  unity.  We 
may  well  be  proud  of  the  statesmen  who  constructed  a  Constitution 

15 


226  HISTORICAL  INTRODUCTION. 

which — whatever  may  be  its  faults  and  its  shortcomings — has  proved 
acceptable  to  a  large  majority  of  the  people  of  five  great  communities 
scattered  over  a  continent ;  and  proud  of  a  people  who,  without  the 
compulsion  of  war  or  the  fear  of  conquest,  have  succeeded  in  agreeing 
upon  the  terms  of  a  binding  and  indissoluble  Social  Compact. 

The  Addresses  to  the  Queen. — The  last  step  towards  the 
acceptance  of  the  draft  Constitution  by  the  five  colonies  was  taken  by 
the  Legislatures  in  passing  Addresses  to  the  Queen  praying  that  the 
Constitution  should  be  passed  into  law  by  the  Imperial  Parliament. 
In  the  three  southern  colonies — Victoria,  South  Australia,  and  Tas- 
mania— this  proceeding,  after  the  emphatic  vote  of  the  electors,  was 
little  more  than  a  matter  of  form ;  and  during  the  month  of  August 
both  Houses  of  Parliament  in  each  of  those  colonies  adopted  the 
Addresses  without  opposition  and  amid  general  congratulations. 

In  New  South  Wales  there  was  a  show  of  opposition,  but  only  by 
a  few  of  the  most  irreconcilable  critics.  Many  of  those  who  had 
opposed  the  Bill  had  been  influenced  by  misgivings  rather  than  by 
real  hostility,  and  accepted  the  verdict  of  the  people  loyally.  The 
Address  was  debated  at  length  in  the  Assembly,  but  an  amendment 
purporting  to  inform  the  Queen  that  82,000  of  her  loyal  and  dutiful 
subjects  had  voted  against  the  Bill,  and  that  "such  vote  was  not  a 
declaration  against  Federation,  but  against  the  adoption  of  any  Con- 
stitution which  could  not  be  amended  by  a  majority  of  the  Australian 
people/^  was  defeated  by  75  votes  to  22,  and  the  Address  was  then 
passed  on  the  voices.  In  the  Council  the  opposition  was  stronger. 
An  amendment,  moved  by  Mr.  C.  G.  Heydon,  to  declare  that  if  the 
Parliament  did  not  meet  at  the  Seat  of  Government  within  four  years, 
it  should  sit  in  alternate  years  at  Sydney  and  Melbourne,  was  prompted 
by  the  fear  that  the  sittings  of  the  Parliament  at  Melbourne  might 
become  permanent.  Federalists  recognized,  however,  that  it  was 
impossible  to  re-open  the  terms  of  union  at  this  stage,  and  the  amend- 
was  defeated  by  a  narrow  majority  of  four.  On  17th  August  the 
Address  itself  was  carried,  after  several  nights'  debate,  by  24  votes 
to  21. 

In  the  Queensland  Assembly  the  verdict  of  the  people  was  also 
loyally  accepted,  and  the  Address  was  passed,  on  4th  August,  by  57 
votes  to  9.  In  the  Council,  an  amendment  was  moved  to  declare  that 
the  Bill  had  been  carried  by  majorities  in  the  Centre  and  North  only  ; 
but  this  eifort  to  elevate  sectional  differences  over  the  decision  of  the 
whole  colony  failed,  and  the  Address  was  passed  by  16  votes  to  9. 

Western  Australia. — At  the  close  of  the  Convention,  Sir  John 
Forrest  had  seemed  prepared  to  recommend  Western  Australia  to 
adopt  the  Constitution  as  it  stood ;  but  his  attitude  subsequently 
became  less  favourable.  At  the  Premiers'  Conference,  1899,  it  is 
understood  that  he  asked,  unsuccessfully,  for  certain  concessions.  In 
July,  1899,  after  the  second  referendum  in  New  South  Wales,  the 
Constitution  was  for  the  first  time  submitted  to  the  Parliament  of 
Western  Australia,  and  was  referred  to  a  Select  Committee  of  the 
Legislative  Assembly.  On  19th  September  the  Committee  brought  up 
its  report,  declaring  its  opinion  that  before  Western  Australia  could 
safely  join  the   Commonwealth,  four  amendments  were  necessary  : — 


THE  FEDERAL  MOVEMENT  TN  AUSTRALIA.  227 


(L)   Enabling  the  colony  to   be  divided  into  electorates  for  the 

election  of  Senators ; 
(2.)  Empowering  the  Federal  Parliament   to  authorize  the  con- 
struction of  a  transcontinental  railway  ; 
(3.)  Allowing  Western  Australia,  for  five  years  after  the  adoption 
of  a  federal  tarifp,  to  impose  her  own  customs   duties  on 
intercolonial  and  other  imports ; 
(4.)   Exempting  Western  Australia,  for  the  same  period,  from  the 

jurisdiction  of  the  Inter-State  Commission. 
The  object  of  the  second  of  these  amendments  was  to  dispense 
with  the  necessity  of  the  consent  of  South  Australia  (under  sec.  51 — 
xxxiv.)  to  the  selection  of  the  route  and  the  construction  of  the  line 
within  that  colony.  The  five  years'  control  of  the  tariff  was  for  the 
double  purpose  of  securing  the  revenue  Aecessities  of  the  colony  and 
affording  temporary  protection  to  the  West  Australian  farmers,  and 
other  producers  of  foodstuffs. 

On  the  consideration  of  this  report  in  the  Legislative  Assembly, 
the  Government  proposed  to  submit  to  the  electors  both  the  Bill  as 
adopted  by  the  Premiers^  Conference  and  the  Bill  with  the  West 
Australian  amendments.  This  was  stoutly  opposed  by  federalists, 
who  were  confident  that  there  was  an  overwhelming  majority  of  the 
population,  especially  on  the  goldfields,  in  favour  of  tbe  Bill  as  it 
stood,  and  that  the  proposed  alternative  ballot  would  confuse  the 
issue.  In  Parliament,  however,  the  goldfields  were  very  scantily 
represented  as  compared  with  the  settled  districts;  and  though  Mr. 
Leake  moved  an  amendment  that  the  Bill  as  adopted  by  tbe  Premiers' 
Conference  should  alone  be  referred  to  the  people,  the  Government 
proposal  was  carried  by  the  House. 

In  the  Council  the  proceedings  were  hopelessly  tangled.  First  a 
proposal  by  Mr.  Matheson,  that  the  Bill  as  adopted  by  the  other 
colonies  should  be  referred  to  the  people,  was  negatived.  Then  a 
proposal  by  Mr.  Whitcombe,  that  it  was  undesirable  at  present  to 
submit  the  question  of  Federation  to  the  people  at  all,  was  also 
rejected.  The  Government's  proposal  to  submit  both  Bills  met  with 
the  same  fate ;  and  finally  a  proposal  by  Mr.  Hackett,  to  submit  only 
the  Bill  with  the  Committee's  amendments,  was  also  lost.  The  result 
was  that  the  submission  of  the  Bill  to  the  people  was  blocked 
altogether.  The  federalists  raised  the  cry  that  the  whole  fiasco  had 
been  planned  by  the  Government ;  and  an  agitation  was  promptly 
started  on  the  goldfields  for  separation  from  Western  Australia, 
under  the  power  reserved  by  the  Queen  in  the  Constitution  of  the 
colony. 

In  January,  1900,  Sir  John  Forrest,  with  a  view  to  securing 
assent  to  his  amendments,  visited  the  eastern  colonies  and  attended  a 
Conference  of  Premiers  at  Sydney.  He  finally  gave  up  three  of  the 
West  Australian  amendments,  but  stood  tirm  on  the  five  years'  liberty 
to  impose  intercolonial  customs  duties.  Had  the  matter  been  still  in 
the  stage  of  negotiation,  this  might  have  been  granted;  but  the 
diflBculty  was  that  the  Constitution  was  now  a  compact  upon  which 
the  people  of  the  accepting  colonies  had  set  the  seal  of  their  approval. 


228  HISTORICAL  INTRODUCTION. 

and  whose  alteration  the  Governments   of  those   colonies  were  unable 
to  countenance. 

New  Zealand, — New  Zealand^  alone  of  the  seven  Australasian 
colonies^  had,  since  the  Convention  of  1891,  taken  no  part  in  the 
process  of  framing  the  Federal  Constitution.  Following  the  example 
of  1891,  New  Zealand  is  mentioned  in  covering  clause  6  as  a 
possible  "  State/'  but  as  yet  she  has  taken  no  steps  to  adopt  the 
Constitution.  This  does  not  mean  that  New  Zealand  is  without 
interest  in  Australian  Federation.  The  progress  of  the  movement 
has  been  watched  by  that  colony  with  keen  attention ;  and  a  sub- 
stantial section  of  public  opinion  favours  the  adoption  of  the  Con- 
stitution. In  July,  1899,  a  Federation  League  was  formed  in  Auck- 
land; and  though  the  question  of  Federation  has  not  risen  to  the 
magnitude  of  a  party  issue,  it  has  been  much  discussed  by  politicians, 
by  the  press,  and  by  the  people.  For  the  most  part,  however, 
Federation  is  in  New  Zealand  not  so  much  a  national  as  a  commercial 
question.  Her  geographical  isolation  from  Australia  by  1,200  miles 
of  sea  is  a  factor  which  cannot  be  neglected,  though  it  may  be 
exaggerated.  At  the  same  time,  her  commercial  and  other  relations 
with  Australia  are  most  important ;  her  interests,  as  regards  defence 
and  external  affairs,  are  largely  identical ;  and  the  alternatives  either 
of  union  or  of  a  reciprocal  commercial  arrangement  with  the  Com- 
monwealth are  pressing  themselves  upon  the  attention  of  the  people 
of  New  Zealand. 


(18)  ENACTMENT  OF  THE  CONSTITUTION,  1900. 


On  22nd  December,  1899,  Mr.  Joseph  Chamberlain,  Secretary  of 
State  for  the  Colonies,  in  a  telegraphic  despatch  to  Earl  Beauchamp, 
Governor  of  New  South  Wales,  expressed  a  hope  that  a  delegation 
from  the  federating  colonies  would  visit  England  and  be  present 
when  the  Commonwealth  Bill  was  submitted  to  the  Imperial  Parlia- 
ment. This  invitation  was  considered  at  a  Conference  of  Premiers 
held  at  Sydney  from  24th  to  27th  January ;  and  it  was  arranged  that 
a  delegation  should  be  sent,  consisting  of  Mr.  Edmund  Barton 
(N.S.W.),  Mr.  Alfred  Deakin  (Victoria),  Mr.  J.  R.  Dickson  (Queens- 
land), Mr.  C.  C.  Kingston  (S.A.),  and  that  they  should  be  joined  in 
London  by  Sir  Philip  O.  Fysh  (Tasmania).  It  was  agreed  that  the 
delegation  should  represent  all  the  federating  colonies  in  unitedly 
urging  the  passage  of  the  Bill  through  the  Imperial  Parliament 
without  amendment,  and  in  explaining  any  legal  or  constitutional 
questions  that  might  arise.  The  Government  of  Western  Australia 
also  expressed  a  desire  to  be  represented,  and,  with  the  concurrence 
of  the  Secretary  of  State,  despatched  Mr.  S.  H.  Parker,  Q.C.,  as  a 
Delegate  from  that  colony. 

Imperial  Criticisms. — Towai-ds  the  middle  of  March,  1900,  the 
Australian  Delegates  arrived  in  London.  Mr.  Barton  was  appointed 
their  spokesman;  and  on  15th  March  they  had  their  first 
informal  conference  with  the  Secretary  of  State  for  the  Colonies  and 


THE  FEDERAL  MOVE^IENT  IX  AUSTRALIA.  229 

the  Crown  Law  Officers.  Mr.  Chamberlain  having  welcomed  the 
Delegates,  Sir  Richard  Webster,  Q.C.,  Attorney-General,  indicated 
the  provisions  of  the  Bill  which  the  Crown  Law  Officers  thought 
required  discussion  and  explanation,  and  perhaps  amendment.  The 
chief  objection  made  was  to  clause  74,  as  restricting  the  right  of 
appeal  to  the  Privy  Council. 

It  was  evident  from  the  outset  that,  whilst  the  Delegates  were 
anxious  to  secure  the  passage  of  the  Bill  without  amendment,  the 
Imperial  Government  were  equally  anxious  to  amend  certain  pro- 
visions which  seemed  to  them  to  affect  Imperial  interests.  The  only 
way  in  which  the  Imperial  Government  had  been  heard  in  connection 
with  the  framing  of  the  Bill  was  in  consultation  with  the  Australian 
Premiei-s  at  London  at  the  Diamond  Jubilee  celebrations  in  1897, 
when  certain  criticisms  had  been  made  on  the  Bill  as  drafted  at 
Adelaide.  Mr.  Chamberlain  had  subsequently  sent  Mr.  Reid  a 
confidential  memorandum  of  the  criticism  of  the  Crown  Law  Officers, 
which  included  an  objection  to  the  almost  total  abolition  of  Privy 
Council  appeals,  as  proposed  in  the  Adelaide  draft.  (See  Extract  from 
this  memorandum.  Pari.  Papers,  May,  1900.)  This  memorandum 
had  been  handed  by  Mr.  Reid  to  the  Drafting  Committee,  and 
had  led  to  several  amendments  being  made,  and  particularly  to  a 
considerable  modification  of  the  clause  relating  to  Privy  Council 
appeals.  The  Crown  Law  Officers,  however,  were  not  satisfied  with 
the  new  clause,  and  had  also  some  new  criticisms  to  offer. 

A  memorandum  of  the  amendments  suggested  by  the  Crown 
Law  Office  was  afterwards  handed  to  the  Delegates.  (House  of  Com. 
Pap.,  May,  1900,  p.  19.)  These  amendments,  only  five  in  number, 
were  wholly  confined  to  the  covering  clauses  of  the  Bill.  (1)  As 
regards  Privy  Council  appeals,  it  was  proposed  to  modify  the  effect 
of  clause  74  by  adding  to  covering  clause  5  a  declaration  that 
nothing  in  the  Act  or  the  Constitution  should  affect  any  prerogative 
of  the  Crown  to  grant  special  leave  of  appeal  to  Her  Majesty  in 
Council.  (2)  In  covering  clause  2,  the  words  "  This  Act  shall  bind 
the  Crown  ^'  were  proposed  to  be  omitted,  as  involving  an  unnecessary 
interference  with  the  prerogative.  (3)  In  covering  clause  5,  the 
provision  that  the  laws  of  the  Commonwealth  should  be  in  force  on 
British  ships  plying  between  ports  of  the  Commonwealth  was  pro- 
posed to  be  omitted  as  being  too  wide  and  involving  a  possible 
conflict  of  jurisdiction ;  whilst  it  was  thought  that  all  necessary 
powers  of  legislation  in  respect  of  the  coasting  trade  were  given  by 
sec.  736  of  the  Merchant  Shipping  Act,  1894  (see  p.  50,  siipra).  (4) 
It  was  proposed  to  declare,  in  covering  clause  5,  that  the  laws  of  the 
Commonwealth  were  "  colonial  laws "  within  the  meaning  of  the 
Colonial  Laws  Validity  Act,  1865  (28  and  29  Vic.  c.  63).  A  conten- 
tion had  been  raised  in  Canada  that  this  Act  was  not  fully  applicable 
to  laws  of  the  Dominion  (see  Lefroy,  Legisl.  Power  in  Canada, 
PP- -^^-8)  ;  and  the  Crown  Law  Officers  feared  that  in  Australia  a 
similar  contention  might  derive  some  support  from  the  definition  of 
"  colony  "  in  covering  clause  6.  (5)  It  was  proposed  that  the  Con- 
stitution, instead  of  being  appended  to  covering  clause  9,  should  be 
placed  as  a  schedule  to  tiie  Act. 


230  HISTORICAL  INTRODUCTION. 

Memorandum  of  the  Delegates. — Preliminary  to  a  further  inter- 
view with  the  Secretary  of  State  for  the  Colonies,  the  Delegates 
forwarded  to  him  a  Memorandum,  dated  23rd  March,  of  their  reasons 
for  urging  the  passage  of  the  Bill  in  the  form  in  which  it  had  been 
affirmed  by  the  people.  (House  of  Com.  Pap.,  May,  1900,  p. 
13).  In  defending  the  provisions  proposed  to  be  altered,  they  care- 
fully guarded  themselves  against  even  appearing  to  acquiesce  in  the 
suggestion  that  any  amendment  was  necessary.  They  called  attention 
to  the  recital  in  the  preamble  that  the  people  of  the  federating 
colonies  had  agreed  to  unite  in  a  federal  Commonwealth  "  under  the 
Constitution  hereby  established ;  "  and  argued  that  this  recital  would 
not  be  justified  if  the  Constitution  were  in  any  way  altered. 

In  answer  to  a  question  whether,  if  alterations  were  made,  it  was 
preferable  that  they  should  be  placed  in  the  covering  clauses  rather 
than  in  the  Constitution  itself,  the  Delegates  replied  that  though  this 
would,  in  appearance,  be  the  less  objectionable  method,  yet  any 
amendment  in  the  covering  clauses  which  altered  the  meaning  of  the 
Constitution  would  be  in  effect  an  alteration  of  the  Constitution,  and 
would  therefore  be  equally  objectionable. 

They  then  dealt  categorically  with  the  specific  amendments 
foreshadowed  by  the  Crown  Law  Officers.  As  regards  the  application 
of  the  Colonial  Laws  Validity  Act,  they  thought  that  the  meaning  of 
the  Bill  was  clear  without  the  proposed  amendment,  and  that  the 
definition  of  "  colony  "  in  covering  clause  6,  which  had  been  framed 
simply  for  the  purpose  of  clearly  including  South  Australia  in  the 
Bill,  could  not  exclude  the  definition  of  "  colony "  in  the  Colonial 
Laws  Validity  Act  from  applying  to  the  Commonwealth.  In  support 
of  this  view,  they  cited  the  definition  of  "  colony  "  in  the  (Imperial) 
Interpretation  Act,  1889  (52  and  53  Vic.  c.  63).  And  they  hinted  that, 
if  the  Imperial  Government  thought  that  any  doubt  was  raised  by 
the  definition  in  the  Bill,  it  would  be  better  to  omit  the  definition,  as 
being  unnecessary,  than  introduce  new  matter. 

With  regard  to  the  proposed  omission  of  the  provision  relating 
to  British  ships,  they  pointed  out  that  the  provision  was  much  more 
restricted  than  that  inserted,  at  the  instance  of  the  Imperial  Govern- 
ment, in  the  Federal  Council  Act  of  1885.  If  the  contention  were 
correct  that  the  matter  was  sufficiently  provided  for  by  the  Merchant 
Shipping  Act,  1894,  the  phrase  objected  to  was  at  the  worst  a  harmless 
redundancy.  But  the  expression  "  coasting  trade  "  in  that  Act  was 
not  defined,  and  might  be  taken  to  include  only  the  trade  of  vessels 
plying  within  the  "  three-mile "  territorial  limits.  Moreover,  the 
provision  removed  a  further  anomaly  by  protecting  a  vessel  which 
passes  from  the  territorial  waters  of  one  colony  into  those  of  another 
from  being  subjected  to  a  change  of  laws,  and  by  applying  the 
uniform  laws  of  the  Commonwealth  during  the  whole  passage  from 
one  port  of  the  Commonwealth  to  another.  The  power,  though  larger 
than  that  conceded  by  the  Merchant  Shipping  Act,  was  larger  only 
for  the  most  beneficial  purposes. 

To  the  amendment  relating  to  Privy  Council  appeals  they  objected 
as  substantially  altering,  and  in  great  part  nullifying,  clause  74  of  the 
Constitution.  They  entered  into  an  elaborate  defence  of  clause  74, 
pointing  out  that  it  was  not  as  far-reaching  as  was  supposed  in  some 


A 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  231 


quarters,  and  jastifying  the  demand  for  the  finality  of  the  judgments 
of  the  High  Court,  in  constitutional  eases,  by  the  argument  that  if 
the  Australians  were  fit  to  make  a  Constitution  for  themselves  they 
were  fit  also  to  interpret  that  Constitution.  The  concluding  sentence 
of  the  clause,  giving  the  Federal  Parliament  power  to  limit  the  right 
of  appeal,  only  conferred  on  the  Commonwealth  (they  argued)  a  right 
to  do  what  each  State  could  do  at  present,  subject  to  the  reservation 
of  the  Bill  as  affecting  the  prerogative ;  and  they  referred  to  the 
Instructions  to  Australian  Governors,  dated  July,  1892,  clause  viii., 
par.  7  (see  note,  §  56,  infra)  as  showing  that  the  framers  of  the 
Instructions  considered  that  the  colonies  had  full  legislative  powers  in 
matters  affecting  the  prerogative,  subject  to  reservation  for  the  royal 
assent.  The  last  sentence  of  the  clause,  therefore,  seemed  only  to 
<:onfer  on  the  Commonwealth  a  legislative  power  which  had  long  been 
possessed  by  each  of  the  States.  They  asked  the  Imperial  Govern- 
ment to  consider  whether  clause  74  was  of  such  a  nature  as  to  justify 
alarm,  and  whether  it  was  worth  while  to  incur  the  risk  of  serious 
dissatisfaction  in  Australia  for  the  sake  of  preserving  the  small  degree 
of  prerogative  affected. 

They  referred  to  the  generous  attitude  taken  by  the  Imperial 
Government  in  respect  of  the  Federal  Council  Bill  in  1885,  when  it 
had  been  recognized  that  it  would  be  inexpedient  to  make  any 
unavoidable  alterations  in  the  draft  submitted  from  Australia;  and 
they  concluded  with  an  eloquent  appeal  to  the  mother-country  to  place 
in  the  hands  of  the  Australian  colonies  the  trust  for  which  they  asked. 
This  memorandum  was  signed  by  the  Delegates  of  the  five  federating 
colonies. 

Mr.  Haldaxe's  Proposal. — At  this  stage  a  new  element  was 
introduced  into  the  appeal  question  by  a  proposal  from  Mr.  R.  B. 
Haldane,  Q.C.,  M.P.  Mr.  Haldane,  in  an  article  in  the  March  number 
of  the  Juridical  Review,  dwelt  on  the  confidence  felt  in  the  Privy 
Council  by  all  parts  of  the  Empire,  and  the  valuable  work  it  had  done 
in  reviewing  the  decisions  of  the  High  Court  of  Canada,  and  giving  a 
liberal  interpretation  to  the  powers  of  the  provinces  as  defined  in  the 
British  North  America  Act.  The  Commonwealth  Bill,  however,  pro- 
posed to  restrict  this  right  of  appeal,  and  he  contended  that  this  could 
only  be  averted  "by  making  our  Australasian  colonies  feel  that  we 
offer  them  the  finest  court  of  ultimate  appeal  that  the  Empire  can 
produce."  He  proposed  that  the  three  colonial  members  of  the  Privy 
Council  should  be  made  life  peers,  and  that  this  step  should  be 
followed  by  the  fusion  of  the  Judicial  Committee  of  the  Privy  Council 
with  the  House  of  Lords  in  its  judicial  capacity.  There  would  then 
be  one  great  Imperial  tribunal,  and  the  anomaly  of  having  one  court 
of  final  appeal  for  the  United  Kingdom,  and  another  for  the  depen- 
dencies, would  be  removed. 

Mr.  Haldane's  suggestion  attracted  much  notice  in  the  press,  and 
was  regarded  with  favour  by  the  Imperial  Government  and  the  Crown 
Law  officers. 

MEM0RA>fDUii  OP  Imperial  Objections. — In  answer  to  the  Memo- 
randum of  the  Delegates,  the  Imperial  Government  prepared  a  Memo- 
randum, dated   29th  March,  setting  forth  their  objections  to   some 


232  HISTORICAL  INTRODUCTION. 

provisions  of  the  Bill.  (House  of  Com.  Pap.,  May  1900,  p.  22.)  It 
stated  that  tliey  were  most  anxious  for  the  speedy  passage  of  the  Bill 
in  a  form  which  would  give  the  Australian  colonies  the  Federation 
which  they  desired ;  but,  at  the  same  time,  it  was  their  bounden  duty 
to  protect  the  interests  of  the  United  Kingdom  and  the  rest  of  the 
Empire.  The  points  of  difference  were  few,  and  involved  a  minimum 
of  alteration.  They  observed  that  the  Memorandum  of  the  Delegates 
abstained  from  discussing  any  of  the  proposed  alterations  on  their 
merits,  and  consisted  almost  wholly  of  an  appeal  to  the  Government 
to  accept  the  Bill  unaltered,  as  embodying  the  wishes  of  the  Austra- 
lian people.  They  felt  it  their  duty  to  place  on  record  some  of  the 
reasons  which  made  it  impossible  for  them  to  accede  to  this  request. 

In  the  first  place,  they  contended  that  the  distinction,  which  the 
Delegates  now  refused  to  recognize,  between  the  "  covering  clauses  " 
and  the  Constitution,  had  been  clearly  recognized  in  the  debates  of 
the  Convention,  and  that  the  Enabling  Acts  showed  that  the  agree- 
ment at  which  the  people  of  the  colonies  had  arrived  related  to  the 
"  Constitution  "  only  and  not  to  the  covering  clauses. 

As  to  the  application  of  the  Colonial  Laws  Validity  Act,  they 
cited  a  suggestion  by  Mr.  R.  E.  O'Connor  (Conv.  Deb.,  Syd.,  p.  252) 
that  the  Act  would  not  apply  to  the  laws  of  the  Commonwealth.  They 
contended  that  doubts  arose,  not  only  from  covering  clause  6,  but  also 
from  sub-sections  xxix.  and  xxxviii.  of  section  51 ;  and  they  added 
that  "in  the  absence  of  any  definition  or  limitation  of  the  privi- 
lege claimed  by  these  provisions  of  the  Constitution,  Her  Majesty's 
Government  would  fail  in  their  duty  if  they  left  any  room  for  doubt 
as  to  the  paramount  authority  of  Imperial  legislation." 

As  to  the  enforcement  of  the  laws  of  the  Commonwealth  on 
British  ships  trading  between  ports  of  the  Commonwealth,  they  said 
that  the  provision  in  the  Federal  Council  Act,  relied  on  by  the 
Delegates,  was  unduly  wide.  They  contended  that  the  power  to 
control  the  coasting  trade,  given  by  sec.  736  of  the  Merchant  Shipping 
Act,  1894,  was  not  confined  to  territorial  waters,  and  that  the  words 
"first  port  of  clearance"  and  "port  of  destination"  were  not  free 
from  ambiguity. 

As  to  Privy  Council  appeals,  they  thought  there  would  be 
uncertainty  as  to  the  definition  of  "  matters  involving  the  interpreta- 
tion of  the  Constitution"  and  "public  interests."  They  objected  to 
the  powers  given  to  the  Federal  Parliament  to  limit  the  prerogative, 
and  urged  that  the  establishment  of  two  final  courts  of  appeal  would 
introduce  confusion  and  uncertainty.  The  clause  seemed  to  have 
originated,  to  some  extent,  in  objections  to  the  present  constitution 
and  working  of  the  Judicial  Committee — which  however  had,  on  the 
■whole,  commanded  the  confidence  of  the  Empire.  But  the  time  was 
specially  inopportune  to  curtail  its  jurisdiction.  Proposals  were 
under  consideration  for  securing  a  permanent  and  effective  represen- 
tation of  the  colonies  on  the  Judicial  Committee,  and  for  amalgamating 
the  Judicial  Committee  with  the  House  of  Lords,  so  as  to  constitute  a 
Court  of  Appeal  from  the  whole  British  Empire.  It  would  be  unfor- 
tunate if  Australia  should  choose  this  moment  to  take  from  the 
Imperial  tribunal  the  determination  of  the  class  of  cases  of  greatest 

I 


THE  FEDERAL  MOVEMENT  TN  AUSTRALIA.  233 

importance  and  often  of  greatest  difficulty.  They  stated  at  some 
length  the  arguments  against  the  contention  for  the  finality  of  judg- 
ments of  the  High  Court,  and  concluded  by  saying : — "  The  reten- 
tion of  the  prerogative  to  allow  an  appeal  to  Her  Majesty  in 
Council  would  accomplish  the  great  desire  of  Her  Majesty's  subjects 
both  in  England  and  Australia,  that  the  bonds  which  now  unite  them 
may  be  strengthened  rather  than  severed,  and,  by  ensuring  uniform 
interpretation  of  the  law  throughout  the  Empire,  facilitate  that  unity 
of  action  for  the  common  interests  which  will  lead  to  a  real  Federation 
of  the  Empire.  The  object  of  everyone  at  present  should  be  to  draw 
closer  together  all  parts  of  the  Empire.  The  existence  of  the  right 
of  appeal,  subject  to  the  leave  of  the  Privy  Council,  has  been  a  link 
effectively  binding  together  every  part  of  Her  Majesty's  dominions; 
the  weakening  of  this  tie  would  seriously  lessen  the  value  of  even  so 
great  and  beneficent  a  result  as  the  Federation  of  Australia.  If  the 
Bill  were  passed  in  its  present  form,  while  it  would  mark  a  step  in 
advance  as  far  as  the  Federation  of  Australia  is  concerned,  it  would 
be  a  retrograde  measure  so  far  as  it  affects  the  larger  question  of 
Imperial  Federation." 

New  Zealand. — On  27th  March,  Mr.  W.  P.  Reeves,  the  Agent- 
General  for  New  Zealand,  informed  the  Colonial  Office  that  he  had  been 
appointed  a  Delegate  for  that  colony ;  and  on  30th  March  he  forwarded 
to  the  Colonial  Office  a  Memorandum  of  certain  amendments  desired 
by  New  Zealand.  (House  of  Com.  Pap.,  May  1900,  p.  29.)  These 
amendments,  three  in  number,  were  in  effect : — 

(1.)  That  New  Zealand  should  preserve  the  right  of  joining  the 
Commonwealth  at  any  time,  or  within  a  specified  time,  on 
the  same  terms  as  the  Original  States. 
(2.)  That  while  New  Zealand  remains  outside  the  Commonwealth, 
litigants  in  her  Higher  Courts,  though  reserving  the  right 
of  appeal  to  the  Privy  Council,  should  have  an  alternative 
right  of  appeal  to  the  High  Court. 
(3.)   That   the    Commonwealth    and    New    Zealand    should    be 
empowered  to  make  the  necessary  arrangements  for  joint 
naval  and  military  defence,  including  operations  outside 
their  own  boundaries,   and  for  that   purpose    to   form   a 
homogeneous  Australasian  force. 
In  support  of  the  first  amendment — the  request  for  an  '^open 
door" — Mr.    Reeves   urged   that   New   Zealand,   on   account    of   her 
geographical  distance  and  her  peculiar  circumstances,  ought  to  be 
given  a  longer  time  to  make  up  her  mind  than  had  been  necessary  in 
the  case  of  contiguous  colonies.     Though  New  Zealand  was  linked  to 
Australia  by  bonds  of  intercourse,  friendship,  and  sympathy,  she  had 
also  vital  and  separate  interests.     She  had  watched  the  federal  move- 
ment with  caution  and  reserve,  and    her  decision    needed   prudent 
deliberation.     To  forestall  a  possible  objection  that  his  demands  came 
too  late,  Mr.  Reeves  said  that  New  Zealand  had  been  unable  to  judge  of 
the  intentions   of   the  Australian  colonies  until  they  had  accepted  the 
Commonwealth  Bill;    and  as  the  leading  statesmen  of  Australia,  in 
response    to  a  request   by  the    Premier  of   Western  Australia,  had 


234  HISTORICAL  INTRODUCTION. 

refused  to  consider  any  further  amendments,  the  only  course  open  to 
Xew  Zealand  was  that  now  taken. 

Western  Australia. — On  the  same  day  Mr.  S.  H.  Parker,  the 
Delegate  for  Western  Australia,  forwarded  to  the  Colonial  Office  a 
Memorandum  of  the  amendment  asked  for  by  that  colony.  (House 
of  Com.  Pap.,  May,  1900,  p.  31).  Following  the  recommendation  of 
the  West  Australian  Select  Committee  (p.  226  supra)  he  asked  that 
clause  95  should  be  struck  out,  and  a  clause  substituted  empowering 
Western  Australia,  for  five  years  after  the  imposition  of  the  Federal 
tariff,  to  receive  the  same  customs  duties  as  were  in  force  at  the 
passing  of  the  Commonwealth  Act,  such  duties  to  be  collected  by  the 
Commonwealth.  He  announced  that  if  this  amendment  were  made, 
the  Government  of  Western  Australia  would  immediately  summon 
Parliament  in  order  to  pass  an  Act  to  refer  the  Commonwealth  Bill  to 
the  people,  and  would  use  their  utmost  endeavours  to  secure  its 
acceptance. 

Conference  at  the  Colonial  Office. — On  5th  April  there  was  a 
Conference  at  the  Colonial  Office,  at  which  Mr.  Chamberlain  presided, 
and  the  Delegates  from  all  the  seven  colonies  were  present  (House 
of  Com.  Pap.,  May,  1900,  p.  35).  Mr.  Chamberlain  first  asked  Mr. 
Parker  and  Mr.  Reeves  to  say  anything  which  they  might  wish  to 
add  to  their  respective  Memoranda.  Mr.  Parker  urged  that  the 
sliding  scale  in  the  Bill,  by  which  the  intercolonial  duties  of  Western 
Australia  would  be  annually  reduced  by  one-fifth,  was  not  a  sufficient 
protection  for  infant  industries,  and  particularly  for  agriculture,  and 
that  an  annual  alteration  of  duties  would  greatly  injure  and  disturb 
trade.  If  the  Bill  were  to  be  amended  at  all  by  the  Imperial  Legis- 
lature, he  did  not  see  why  the  West  Australian  amendment  should 
not  be  introduced.  The  argument  against  the  amendment  was  that  a 
further  referendum  would  be  necessary ;  and  if  there  must  be  a 
referendum  there  was  an  opportunity  for  this  amendment.  Questioned 
by  Mr.  Chamberlain,  he  admitted  that  a  referendum  would  cause  some 
delay,  and  that  he  could  not  ask  for  the  amendment  if  it  alone 
necessitated  a  referendum.  He  also  urged  that  if  his  amendment 
were  accepted,  a  further  amendment  would  be  necessary  to  enable 
Western  Australia,  within  a  certain  time,  to  be  admitted  as  an 
Original  State.  Cross-examined  by  Mr.  Kingston,  he  admitted  that 
there  was  a  strong  feeling  on  the  goldfields  in  favour  of  accepting  the 
Bill  without  amendment,  but  maintained  that  the  majority  of  the  pro- 
ducing population  were  against  it.  He  could  not  form  an  opinion 
whether  the  Bill  if  referred  to  the  people  would  be  accepted. 

Mr.  Reeves  expanded  the  arguments  of  his  Memorandum,  and 
said  that  while  the  attitude  of  New  Zealand  was  one  of  "  cautious 
examination,"  the  feeling  in  favour  of  Federation  was  growing. 
Asked  by  Mr.  Chamberlain  whether  two  of  his  suggestions — namely, 
the  appeal  to  the  High  Court  and  the  arrangements  for  mutual 
defence — were  not  rather  a  matter  for  subsequent  agreement  with 
the  Commonwealth  than  for  amendment  of  the  Bill,  he  merely  pointed 
to  other  special  provisions  in  the  Bill  relating  to  particular  colonies. 
He  suggested  seven  years  as  the  time  during  which  the  "open  door" 
should  be  allowed  to  New  Zealand.     As  to  the  question  of  delay,  he 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  235 

agreed  with  Mr.  Parker  that  if  the  Bill  were  to  be  amended  at  all 
these  amendments  could  be  put  in. 

From  remarks  made  by  Mr.  Chamberlain,  it  appears  that  though 
some  amendment  of  the  covering  clauses  was  contemplated  bj  the 
Imperial  Government,  no  decision  had  then  been  come  to  whether 
any  amendment  would  be  made  in  the  Constitution  itself. 

Mr.  Parker  and  Mr.  Reeves  then  withdrew,  and  the  remainder  of 
the  Conference  was  devoted  to  discussing,  with  the  Delegates  of  the 
five  federating  colonies,  the  different  points  at  issue.  The  Delegates 
seem  to  have  understood  that  the  amendments  relating  to  the  Colonial 
Laws  Validity  Act  and  to  British  ships  would  be  abandoned. 

At  midnight,  Mr.  Chamberlain  despatched  to  the  Governors  of 
the  five  colonies  a  telegram  announcing  the  result  of  the  Conference. 
He  disclaimed  any  intention  to  interfere  in  interests  exclusively 
Australian,  but  was  confident  that  the  Ministers  of  the  colonies 
would  give  full  weight  to  the  suggestions  of  the  Imperial  Govern- 
ment when  urged  on  behalf  of  the  United  Kingdom,  or  as  Trustees 
for  the  Empire  at  large.  The  Imperial  Government  would  have 
desired  amendment  as  to  various  questions  which  had  arisen,  but  were 
unwilling  to  risk  delaying  Federation  by  pressing  their  views ;  and 
the  operation  of  clause  74,  in  restricting  the  right  of  appeal  to  the 
Privy  Council,  was  now  practically  the  only  matter  in  issue.  The 
Imperial  objections  to  the  clause  were  set  out  substantially  as 
follows  : — 

(1.)  The  term  "public  interests  "is  vague,  and    would   lead   to 

increased  litigation. 
(2.)   A  most  important  link  of  Empire  would  be  seriously  im- 
paired,  and  the   consequences  would  be  far-reaching   in 
allowing   divergency    to  spring   up  where    uniformity   is 
most  desirable. 
(3.)   In  the  interests  of  Australia,  the  final  decision  in  important 
questions   as  to  boundaries  of  Federal   and  State  powers 
should  lie  with  the  highest  court  of  the   Empire,  beyond 
suspicion  of  local  bias. 
(4.)   Important  questions  as   to  the  operation  of  Commonwealth 
laws  on  British  shipping,  or  generally  as  to  whether  such 
laws  are  ultra  vires,  can  hardly  be  allowed  to  be  concluded 
by  the  High  Court. 
(5.)   Commonwealth  laws  on  fisheries,  &c.,  may  seriously  affect 

the  interests  of  other  parts  of  the  Empire. 
(6.)  Banks  and  other  institutions  having  large  interests  in  Aus- 
tralia are  strongly  against  the  limitation,  and  weighty 
representations  on  the  subject  have  been  made  to  the 
Imperial  Government. 
(7.)  The  actual  restriction,  and  the  power  claimed  to  make 
further  restriction,  equivalent  to  practical  abolition  of 
appeal,  are  specially  inopportune  when  a  Bill  is  under 
consideration  for  enhancing  the  dignity  and  efficiency  of 
the  Judicial  Committee  by  practically  amalgamating  it 
with  the  House  of  Lords,  and  providing  for  the  adequate 
and  permanent  representation  of  the  great  colonies  in  a, 
new  court. 


236  HISTORICAL   INTRODUCTION. 

For  these  and  other  reasons  tlie  Imperial  Government  felt  that 
they  must  press  for  the  amendment  of  clause  74,  but  they  wished  to 
effect  the  amendment  in  the  way  most  agreeable  to  Australian  senti- 
ment, and  so  as  to  avoid  if  possible  the  delay  and  expense  of  a 
further  referendum.  Several  suggestions  had  been  made,  but  the 
Delegates'  lack  of  instructions  prevented  their  discussing  the  form  of 
the  proposed  amendment. 

The  only  other  amendment  alluded  to  was  the  declaration  that 
the  Colonial  Laws  Validity  Act  applied  to  Acts  of  the  Commonwealth 
— a  declaration  which  the  Imperial  Government  still  regarded  as 
necessary.  Mr.  Chamberlain  earnestly  appealed  to  the  colonial 
governments  to  co-operate  with  him  in  securing  the  unopposed  passage 
of  a  Bill  which,  while  accepting  the  draft  Constitution  practically  in 
its  entirety,  would  take  account  of  the  above  considerations ;  and  he 
trusted  that  they  would  enlarge  the  instructions  to  their  Delegates, 
and  authorize  them  to  arrange  with  the  Imperial  Government  the 
speediest  and  best  method  of  securing  these  objects. 

On  the  same  date  Mr.  Chamberlain  telegraphed  to  the  Governors 
asking  whether  their  Ministers  would  consent  to  the  amendment 
desired  by  Western  Australia  being  inserted  in  the  covering  clauses. 

Premiers'  Conference. — On  receipt  of  these  telegrams  the  five 
Australian  Governments  decided  to  hold  a  conference  of  Premiers  to 
discuss  the  position.  Meanwhile,  on  16th  April,  Mr.  Chamberlain 
sent  a  further  telegram  stating  that  whilst  he  would  be  glad  to  learn 
that  the  Premiers  concurred  in  his  policy  of  amending  the  Bill,  what 
he  immediately  desired  was  that  the  Delegates  should  be  authorized 
to  consult  with  the  Imperial  Government  as  to  the  best  means  of 
effecting  the  alterations,  especially  with  a  view  to  avoiding,  if  possible, 
a  further  referendum.  The  responsibility  would  rest  with  the  Imperial 
Government,  but  they  were  anxious  to  avail  themselves  of  the  assist- 
ance of  the  Delegates.  On  17th  April  Mr.  Chamberlain,  at  the  request 
of  Mr.  Reeves,  sent  a  telegram  inviting  consideration  of  the  New 
Zealand  request  for  an  "  open  door  "  for  seven  years.  If  the  Premiers 
approved,  he  would  be  prepared  to  consider  the  amendment,  otherwise 
he  would  not  be  justified  in  making  it. 

The  Premiers'  Conference  sat  at  Melbourne  from  19th  to  21st 
April.  Neither  Mr.  Philp,  for  Queensland,  nor  Mr.  Lewis,  for 
Tasmania,  were  averse  to  the  alteration  of  clause  74 ;  but  ultimately 
the  following  resolution  was  asfreed  to  : — 

"  The  Premiers  of  New  South  Wales,  Victoria,  Queensland, 
South  Australia,  and  Tasmania,  in  conference  assembled,  having 
given  full  consideration  to  the  despatches  from  the  Secretary  of  State 
for  the  Colonies  respecting  suggested  amendments  in  the  Common- 
wealth Bill,  reply  : — 

"  (1.)  While  they  fully  recognize  the  feeling  of  the  Imperial 
Government  that  vigilance  on  their  part  is  essential  in  the  interests  of 
all  parts  of  the  Empire,  and  also  the  importance  of  securing  the 
inclusion  of  Western  Australia  in  the  Federation  from  the  first,  they 
cannot  forget  that  by  the  enabling  Acts  and  in  pursuance  of  them  (a) 
the  framing  of  the  Federal  Constitution  was  expressly  entrusted  to 
the  Convention  of  Representatives,  specially  elected  by  the  people  for 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  237 

the  purpose,  in  all  the  Colonies,  except  Queensland  and  "Western 
Australia,  and  that  the  final  acceptance  or  rejection  of  the  Constitution 
when  framed  was  also  remitted  to  the  people  ;  (6)  the  question  as  to 
appeals  was,  inter  alia,  considered  by  the  Convention  in  Adelaide, 
and  no  appeal  to  the  Privy  Council  was  allowed.  During  the  visit  of 
the  Premiers  to  England  at  the  Jubilee  the  matter  was  referred  to  by 
the  Secretary  of  State  for  the  Colonies,  who  urged  reconsideration. 
It  was  accordingly  reconsidered  at  the  meeting  of  the  Convention  in 
Melbourne,  and  resolved  in  the  opposite  direction  to  the  decision  in 
Adelaide.  Later,  the  matter  was  again  discussed,  and  the  compromise 
now  in  the  Bill  agreed  to.  It  was  yet  again  debated  in  the  Premiers' 
Conference  prior  to  the  last  referendum,  and  no  alteration  was  made 
in  the  form  of  the  Bill.  The  vote  was  then  taken  and  the  Bill  was 
adopted  by  a  large  majority  of  the  electors;  (c)  the  Commonwealth 
Bill  belongs  therefore  in  a  very  special  sense  to  the  people  of  Aus- 
tralia, whose  only  mandate  to  Governments  and  Parliaments  is  to  seek 
its  enactment  by  the  Imperial  Parliament  in  the  form  in  which  it  was 
adopted  by  the  people. 

"  (2.)  The  Premiers  believe  that  the  Appeal  Clause,  as  framed, 
could  not  work  injuriously  to  any  part  of  the  Empire,  although  the 
proposed  new  Court  of  Appeal  for  the  Empire  would  doubtless  present 
attractions  to  the  people  of  Australia. 

"  (3.)  The  only  alternatives  suggested  in  the  despatches  are  : — 
(1)  Amendment  of  the  Bill  and  (2)  postponement  of  its  consideration. 
Of  these  two  the  Premiers  do  not  hesitate  to  say  that  the  latter 
course  would  be  much  more  objectionable  to  Australians  generally 
even  than  the  former. 

"  (4.)  Without  disputing  the  constitutional  power  of  the  Imperial 
Parliament  to  amend  the  Bill  on  its  own  responsibility,  the  Premiers 
respectfully  urge  that  the  voice  of  the  Australian  people  given  on  the 
Bill  as  it  stands  should  receive  that  favourable  consideration  which 
such  a  weighty  referendum  demands.  The  Premiers  do  not  consider 
themselves  as  having  authority  to  accept  any  amendments.  They 
hope  that  the  colony  of  Western  Australia,  whose  representatives 
assisted  lo  frame  the  Bill  and  in  the  Convention  almost  unanimously 
agreed  to  clause  95,  may  be  urged  to  accept  it  as  it  stands.  They 
think  that  the  Bill  already  sufficiently  provides  for  the  admission  of 
New  Zealand." 

Westekx  Australia  and  New  Zealand. — On  27th  April,  Mr. 
Chamberlain  telegraphed  to  Sir  A.  C.  Onslow,  the  Acting-Governor 
of  Western  Austi-alia,  that  the  Premiers  had  declared  that  they 
had  no  authority  to  accept  amendments,  and  had  given  their  Delegates 
no  fresh  instructions.  He  therefore  could  not  press  the  matter 
further,  and  now  urged  West  Australian  Ministers  to  consider  whether 
they  should  not,  in  the  best  interests  of  that  colony  as  well  as  of 
Australia,  make  a  resolute  effort  to  bring  the  colonv  into  Federation 
at  once.  Western  Australia,  unless  she  joined  as  an  Original  State, 
could  only  enter  later  on  condition  of  complete  intercolonial  freetrade, 
and  would  thus  lose  the  temporary  protection  of  clause  95 ;  whilst,  in 
view  of  her  present  population,  she  might  find  it  difficult  to  secure 
such  large  representation  in  the  Federal  Parliament  as  she  would  get 


238  HISTORICAL   INTRODUCTION. 

as  an  Original  State.  He  also  asked  them  to  consider  the  effect  of  the 
agitation  of  the  Federalist  party,  especially  in  the  goldfields,  if  the 
colony  did  not  enter  as  an  Oi'iginal  State.  He  thought  it  of  the 
utmost  importance  to  the  future  of  Western  Australia  that  she  should 
join  at  once,  and  he  urged  that  they  should  immediately  summon  Par- 
liament and  take  steps  for  ascertaining  the  wishes  of  the  people.  If 
they  agreed  to  this  course,  a  clause  would  be  inserted  in  the  Bill 
providing  that,  if  the  people  intimated,  before  the  issue  of  the 
Queen^s  proclamation,  a  desire  to  be  included.  Western  Australia 
might  join  as  an  Original  State. 

To  this  the  Acting-Governor  replied,  on  2nd  May,  that  Parlia- 
ment had  been  summoned  for  17th  May,  when  an  Enabling  Bill  would 
be  introduced  by  the  Premier  providing  for  the  immediate  submission 
of  the  Commonwealth  Bill  to  the  people. 

On  28th  April  the  Colonial  Office  informed  Mr.  Peeves  that  the 
Premiers  at  the  Melbourne  Conference  had  decided  that  they  had  no 
authority  to  accept  any  amendments,  and  considered  that  the  Bill 
already  provided  sufficiently  for  the  admission  of  New  Zealand. 
Under  these  circumstances  he  did  not  feel  justified  in  further  pressing 
for  amendments  in  regard  to  a  question  which  appeared  to  be  one  to 
be  settled  by  the  Australian  colonies  without  Imperial  interference. 

The  Delegates'  Second  Memorandum. — In  some  quarters,  the 
Premiers' resolution  was  viewed  as  an  ''invitation"  to  the  Imperial 
Grovernment  to  amend  the  Bill.  The  Delegates  of  the  federating 
colonies — except  Queensland — made  haste  to  correct  this  impression. 
They  addressed  a  second  Memorandum  to  the  Colonial  Office,  dated 
27th  April.  (House  of  Com.  Pap.,  May,  1900,  p.  65.)  They  said  that 
the  one  remaining  amendment  suggested  by  the  Imperial  Govei^nment 
had  been  fully  considered  by  the  Premiers  in  Conference.  As  the 
Premiers  had  been  unable  to  accept  it,  or  to  withdi-aw,  enlarge,  or 
modify  the  instructions  to  the  Delegates,  it  continued  to  be  the 
common  duty  of  the  Delegates — each  of  whom  was  appointed  to 
represent  all  the  colonies — to  press  for  the  speedy  passage  of  the  Bill, 
as  prepared  by  the  instructions,  and  endorsed  by  the  votes,  of  the 
Australian  people.  In  firmly  preferring  this  request  with  all  possible 
respect,  they  deemed  it  desirable  to  offer  some  comment  on  the 
Colonial  Office  Memorandum  of  29th  March. 

The  substantial  issue  which  they  again  pressed  upon  the  attention 
of  Her  Majesty's  Government  was  that  the  Bill  as  prepared  was  an 
Australian  Constitution  in  a  double  sense — Australian  not  only  in 
origin,  but  by  the  deliberate  endorsement  of  Parliaments  and  peoples. 
Any  amendment,  not  both  absolutely  essential  and  incapable  of 
achievement  by  any  other  means  and  at  any  other  time,  was  to  be 
deprecated  as  destroying  the  character  of  the  measure,  and  re-opening 
numerous  issues  at  present  happily  and  conclusively  settled.  They 
again  drew  attention  to  the  phrase  in  the  preamble,  reciting  that  the 
people  of  the  colonies  had  agreed  to  federate  "under  the  Constitution 
hereby  established;"  and  urged  that  the  proposed  amendment  would 
at  once  vitiate  the  agreement,  and  render  this  solemn  declaration  a 
violation  of  the  facts. 

They  pointed  out  that  it  was  not  quite  accurate  to  say  that  the 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  239 

Enabling  Acts  referred  to  the  "  Constitution  "  only,  and  not  to  the 
covering  clauses.  Both  in  the  Enabling  Acts  and  in  the  Addresses 
the  "  Constitution  "  meant  the  whole  Bill — the  Acts  having  imposed 
on  the  Convention  the  duty  of  framing  a  Federal  Constitution  "  in 
the  form  of  a  Bill  for  enactment  by  the  Imperial  Parliament."  It 
was  true  that  there  were  ways  in  which  the  covering  clauses  might  be 
amended  without  changing  the  meaning  of  the  Constitution  itself; 
but  the  proposed  amendment  of  clause  74  was  not  of  this  character. 
It  had  never  been  admitted  that  such  an  alteration  would  preserve 
the  intercolonial  compact  of  the  electors. 

They  feared  that  the  amendment  of  clause  74  would  encourage 
the  persistent  opponents  of  the  Bill  to  renew  their  agitation.  A  fresh 
referendum  would  involve  expense,  delay,  and  vexation ;  and  if  a 
referendum  were  not  granted  it  would  be  truly  asserted  that  the  Bill 
no  longer  contained  the  compact  accepted  by  the  people.  In  either 
case,  the  initiation  of  the  Commonwealth  would  be  embittered  by  the 
introduction  of  issues  fruitful  in  strife. 

They  had  hitherto  forborne  to  dilate  on  the  disadvantages  of  the 
present  system  of  appeals  to  the  Privy  Council ;  for  not  only  were  the 
delay  and  expense  incapable  of  serious  dispute,  and  the  evils  patent 
which  were  inseparable  from  the  want  of  judicial  knowledge  of 
Australian  laws  and  conditions,  but  the  court  as  at  present  constituted 
was  not  attempted  to  be  defended.  Whether  its  proposed  recon- 
stitution  would  suffice  from  the  Australian  point  of  view  would 
depend  on  subsequent  Imperial  legislation.  When  Australia  had  at 
length,  after  infinite  pains,  formulated  a  scheme  which  satisfied 
Australian  requirements,  it  would  be  manifestly  unfair  to  postpone  its 
adoption  pending  the  consideration  of  a  measure  not  yet  prepared, 
and  which  might,  or  might  hot,  be  satisfactory. 

The  substantial  questions  were  : — (1)  whether  clause  74  dero- 
gates from  the  rights  of  other  parts  of  the  Empire  ;  and  (2)  even  if 
it  technically  appears  to  do  so,  whether  its  operation  would  injuriously 
affect  other  parts  of  the  Empire.  The  delegates  confessed  their 
inability  to  see  that  an  affirmative  answer  could  be  given  to  either 
question.  The  clause  expressly  preserved  the  rights — or,  in  its  own 
words,  the  "  public  interests  " — of  every  part  of  the  Queen's 
Dominions  outside  the  Federation.  If  the  words  "public  interests" 
had  no  technical  meaning,  they  must  be  construed  in  their  ordinary 
and  common-sense  signification,  which  was  sufficiently  definite. 

They  elaborated  the  arguments  for  the  final  interpretation  in 
Australia  of  the  Australian  Constitution.  The  capacity  and  integrity 
of  Australian  Judges  would  not  be  disputed.  The  contention  that 
clause  74  would  "  tend  to  destroy  uniformity  of  decision  on  constitu- 
tional questions"  was  untenable.  The  principles  of  interpretation  of 
statutes  were  so  well  understood  that  lack  of  uniformity  in  that 
regard  was  out  of  the  question  ;  and  in  their  application  to  the  words 
of  the  Australian  Constitution  the  question  of  uniformity  with 
decisions  given  on  (say)  the  Canadian  Constitution  would  not  arise. 
Uniformity  of  decision  as  to  Constitutions  of  different  design  would 
be  as  unattainable  as  it  was  undesirable.  Judicial  knowledge  of  local 
conditions  was  essential  to  true  interpretation. 


240  HISTORICAL  INTRODUCTION. 

To  the  contention  that  the  final  decision  in  Australia  of  a  few 
Australian  questions  would  weaken  a  ''  link  of  Empire/'  and  that 
uniform  interpretation  of  the  law  would  facilitate  that  unity  of  action 
which  would  lead  to  a  real  Federation  of  the  Empire,  the  Delegates 
replied  that  "  unity  of  action  "  and  "  uniform  interpretation  of  the 
law "  seemed  to  them  wholly  unrelated,  and  certain  to  remain  so. 
They  reflected  with  pride  that  there  were  sentiments  which  would 
constitute  eternal  links  of  Empire.  "  The  consciousness  of  kinship, 
the  consciousness  of  a  common  blood  and  a  common  sense  of  duty,  the 
pride  of  their  race  and  history — these  are  the  links  of  Empire ;  bands 
which  attach,  not  bonds  which  chafe.  When  the  Australian  fights 
for  the  Empire,  he  is  inspired  by  these  sentiments;  but  no  patriotism 
was  ever  inspired  or  sustained  by  the  thought  of  the  Privy  Oonncil," 

The  Delegates  assured  Her  Majesty's  Government  that  the 
proposed  amendment,  even  through  a  covering  clause,  could  not  fail 
to  be  distasteful  and  harassing  to  the  Australian  people.  "  If  they 
accepted  the  Constitution  with  such  an  amendment,  it  would  be 
because  they  were  made  to  choose  between  the  bowl  of  intervention 
and  the  dagger  of  delay." 

In  conclusion,  they  submitted  that  the  object  of  those  who  sought 
"  to  draw  closer  together  all  parts  of  the  Empire "  would  be  best 
served  in  Australia  by  never  permitting  its  Federation  to  be  placed  in 
even  apparent  opposition  to  "the  larger  question  of  Imperial 
Federation."  So  far  from  there  being  any  conflict  between  the  two, 
it  had  always  been  maintained  in  the  colonies  that  local  union  was  an 
essential  preliminary  to  any  practical  scheme  of  Imperial  co-operation. 
The  suggestion  that  they  were  antagonistic  was  therefore  to  be 
deprecated,  as  it  was  not  only  unjustified,  but  must  deal  a  serious 
blow  in  Australia  to  the  prospects  of  Imperial  Federation. 

"  The  Delegates  therefore  plead  most  earnestly  with  Her 
Majesty's  Government  that  effect  may  be  given  to  the  representations 
made  by  the  Australian  Premiers  in  their  recent  telegram.  That 
despatch  makes  it  clear  that  the  clause  as  it  stands  was  repeatedly 
considered  and  ratified  by  Convention,  Premiers,  and  people;  that 
the  electoral  adoption  of  the  Bill  is  a  mandate  to  Executives  and 
Legislatures  to  seek  its  enactment  in  the  form  which  the  people  gave 
it  by  their  representatives,  and  confirmed  by  their  votes ;  that  the 
Premiers  decline  to  accept  alterations,  because  that  course  is  un- 
authorized in  view  of  the  mandate,  and  would  therefore  be  improper; 
and  that  they  decline  to  authorize  others  to  do  on  their  behalf  that 
which  they  cannot  rightly  do  themselves.  This  request  implies  no 
questioning  of  the  trusteeship  of  Her  Majesty's  Government,  of  the 
wisdom  of  Parliament,  or  of  its  sovereign  power ;  but  often  it  has 
been  the  truest  wisdom  of  sovereignty  to  abstain  from  the  exei'cise  of 
its  power,  or  so  to  exercise  it  as  only  to  win  the  gratitude  of  those 
who  are  subject  to  its  authority." 

This  Memorandum  was  subscribed  by  the  Delegates  of  four  of 
the  federating  colonies ;  but  Mr.  Dickson,  the  Queensland  Delegate, 
refused  to  sign  it,  on  the  ground  that  to  continue  to  press  upon  the 
Imperial  Government  correspondence  which  might  lead  to  further 
arguments  would  invite  delay  in  presenting  the  Bill  to  Parliament, 


k 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  241 


with  a  possibility  of  imperilling  its  immediate  consideration.  In  a 
subsequent  Memorandum  to  the  Colonial  Office,  dated  5th  May,  Mr. 
Dickson  explained  that  a  further  reason  for  his  refusal  to  sign  was  "  a 
conviction  that  the  maintenance  of  plenary  appeal  to  the  Privy 
Council,  notwithstanding  the  provisions  ot  the  Bill,  is  regarded  with 
most  cordial  approval  by  every  loyal  subject — certainly  in  Queensland 
— and,  I  believe,  generally  throughout  Australia."  He  added  that 
since  their  arrival  in  London,  the  Delegates  had  had  the  honour  and 
immense  advantage  of  consultations  with  the  Attorney-General,  Sir 
Richard  Webster,  and  Sir  Robert  Finlay,  Solicitor-General,  who,  at 
interviews  and  in  the  reply  to  the  Delegates'  first  Memorandum,  had 
expressed  arguments  for  the  maintenance  of  full  appeal  which  seemed 
to  him  to  be  practically  unanswerable. 

Final  Imperial  Memoraxdum. — On  4th  May,  the  Imperial  Govern- 
ment addressed  a  final  Memorandum  to  the  Delegates.  They  said 
that  a  detailed  reply  to  the  Delegates'  arguments  would  merely 
involve  repetition  of  their  previous  Memorandum ;  but  there  were 
one  or  two  points  which  deserved  a  brief  comment.  First,  it  could 
not  fairly  be  contended  that  the  referendum  on  the  Bill  was  to  be 
taken  as  an  unqualified  and  considered  ratification  of  every  detail  of 
the  Constitution,  and  that  no  single  provision  could  be  altered  without 
contravening  the  decision  of  the  electors.  Next,  as  to  the  alleged 
disadvantages  attending  appeals  to  the  Privy  Council,  they  did  not 
believe  that  there  was  such  delay  and  expense  as  suggested,  and  were 
not  aware  of  any  patent  evils  arising  from  want  of  knowledge  of 
Australian  laws  and  conditions.  It  had  never  been  admitted,  nor 
could  it  be  justly  asserted,  that  the  Judicial  Committee  as  at  present 
constituted  was  incapable  of  defence.  They  referred  to  the  state- 
ment, in  their  first  Memorandum,  that  the  administration  of  justice 
by  the  Privy  Council  had,  on  the  whole,  been  such  as  to  command 
the  confidence  of  the  Empire.  This  statement  was  amply  justified  by 
the  history  of  that  Tribunal,  and  no  inference  to  the  contrary  could 
be  drawn  from  any  proposals  for  improving  its  constitution.  The 
excellent  work  which  it  had  done  in  deciding  the  difficult  and  delicate 
questions  arising  between  the  Dominion  and  the  Provinces  in  Canada 
was  in  itself  a  complete  refutation  of  such  an  idea.  The  proposed 
amendments  were  based  upon  no  distrust  of  the  people  of  Australia ; 
the  sole  desire  of  the  Government  was  that,  in  a  matter  which  affected 
the  whole  Empire,  the  Bill  should  be  passed  in  a  form  which  would 
be  best  alike  for  Australia  and  for  every  other  part  of  the  Queen's 
Dominions.  In  this  endeavour  they  confidently  hoped  for  the  co- 
operation and  support  of  the  Australian  people. 

Delegates'  Fln'al  Memoravdcm. — To  this  the  four  Delegates 
replied  briefly  with  yet  another  Memorandum  dated  8tli  May.  They 
agreed  that  no  useful  purpose  would  be  served  by  further  written 
discussion  of  the  proposed  amendments.  They  denied,  however,  that 
the  amendment  as  to  appeals  was  in  any  sense  "  a  detail  of  the 
Constitution."  It  had  been  treated  from  the  first,  on  both  sides,  as 
vital.  To  the  suggested  amendment  in  regard  to  the  Colonial  Laws 
^  alidity  Act  they  had  made  no  reference  in  their  second  Memorandum, 
as  they  had  understood  that  it  had  been  abandoned.     Without  re- 


242  HISTORICAL  INTRODUCTION. 

ceding  from  theii'  previous  opinion,  they  now  urged  that  such  an  Act 
ought  not  to  apply  to  great  self-governing  communities  like  the 
Dominion  and  the  Commonwealth,  whose  statutory  authority  should 
be  subordinate  only  to  that  of  the  Imperial  Parliament  when  exercised 
after  the  establishment  of  their  Constitutions  and  expressly  applied. 
They  trusted  that  even  now  the  Imperial  Government  might  be 
willing  to  provide  by  separate  legislation  for  this  and  any  other 
matter  they  might  consider  essential,  passing  the  Commonwealth  Bill 
without  amendment  as  desired  by  the  peoples.  Parliaments,  and 
Governments  of  the  colonies.  For  the  immediate  and  ultimate 
consequences  if  the  suggested  amendments  were  made  the  Delegates 
could  not  be  held  responsible.  If  they  had  been  outspoken  and 
tenacious  of  their  views,  the  sincerity  of  their  apprehensions  would,^ 
no  doubt,  be  accepted  as  sufficient  justification. 

Introduction  op  the  Bill. — On  14th  May,  Mr.  Chamberlain  intro- 
duced the  Commonwealth  Bill  into  the  House  of  Commons.  The  Bill 
as  introduced  differed  from  the  draft  of  the  Convention  in  the 
following  particulars  : — 

In  the  preamble,  the  words  "  and  under  the  Constitution  hereby 
established  "  were  omitted.  In  covering  clause  2,  the  words  ''  This 
Act  shall  bind  the  Crown "  were  omitted,  and  the  clause  conse- 
quentially amended  so  as  to  read  "The  provisions  of  this  Act  and 
of  the  Constitution  set  forth  in  the  schedule  to  this  Act,"  &c.  The 
blanks  in  the  preamble  and  in  covering  clause  3  were  filled  in,  and  in 
the  latter  clause  the  words  providing  for  the  admission  of  Western 
Australia  as  an  Original  State  were  inserted.  To  covering  clause  5 
the  following  words  were  added  : — "  Notwithstanding  anything  in  the 
Constitution  set  forth  in  the  schedule  to  this  Act,  the  prerogative  of  Her 
Majesty  to  grant  special  leave  to  appeal  to  Her  Majesty  in  Council  may 
be  exercised  with  respect  to  any  judgment  or  order  of  the  High  Court  of 
the  Commonwealth  or  of  the  Supreme  Court  of  any  State."  To  the 
definition  of  "  Commonwealth "  in  covering  clause  6  the  following 
words  were  added  : — "  and  the  laws  of  the  Commonwealth  shall  be 
colonial  laws  within  the  meaning  of  the  Colonial  Laws  Validity  Act, 
1865."  Covering  clause  9  was  altered  to  read  : — "  Subject  to  the 
foregoing  provisions,  the  Constitution  of  the  Commonwealth  shall  be 
as  set  forth  in  the  schedule  to  this  Act."  Before  the  Constitution  the 
word  "SCHEDULE"  was  inserted;  and  at  the  end  of  the  table  of 
divisions  of  the  Constitution  the  words  "The  Schedule'^  were  omitted. 

In  the  Constitution  itself,  the  blank  in  clause  26  was  filled  in, 
with  an  alternative  provision  in  the  event  of  Western  Australia  being 
an  Original  State.  In  clause  42,  the  words  "to  this  Constitution"^ 
were  added  after  "schedule."  Clause  74  was  omitted,  and  the  last 
paragraph  of  clause  78  was  placed  as  clause  74.  In  clause  95,  after 
"Western  Australia,"  the  words  ''if  that  State  be  an  Original  State" 
were  added.  In  clause  125,  the  words  "if  New  South  Wales  be  an 
Original  State  "  and  "  if  Victoria  be  an  Original  State  "  were  omitted, 
with  consequential  amendments.  At  the  end  of  the  Constitution,  the 
word  "  The  "  before  "  Schedule  "  was  omitted. 

In  introducing  the  Bill,  Mr.  Chamberlain  said,  to  a  crowded  and 
enthusiastic  House,  that  it  marked  an  era  in  the  history  of  Australia, 


THE  FEDERAL  MOVEMENT  IN   AUSTRALIA.  243 


and  a  great  and  important  step  towards  the  organization  of  the  British 
Empire.  This  Bill — the  result  of  the  careful  and  prolonged  labours 
of  the  ablest  statesmen  of  Australia — enabled  that  gi-eat  island  con- 
tinent to  enter  at  once  the  widening  circle  of  Euglish-speaking 
nations.  It  would  be  in  the  interests  of  Australia,  aud  also  of  the 
Empire,  rendering  the  relations  between  the  colonies  and  the  mother- 
land more  cordial,  more  frequent,  and  more  unrestricted.  "  Therefore 
we  all  of  us — independently  of  party — welcome  the  new  birth  of 
which  we  are  witnesses,  and  anticipate  for  these  great,  free,  and 
progressive  communities  a  future  even  more  prosperous  than  the  past, 
and  an  honourable  and  important  position  in  the  history  of  the 
Anglo-Saxon  race." 

He  then  briefly  sketched  the  history  of  the  movement,  and  lauded 
the  services  of  Sir  Henry  Parkes,  Sir  Samuel  Griflith,  and  Mr. 
Barton.  He  described  the  Bill  as  "  a  monument  of  legislative 
capacity."  Though  it  might  not  be  perfect,  yet,  considering  the 
magnitude  and  variety  of  the  interests  dealt  with,  no  praise  could  be 
too  high  for  those  whose  moderation,  patience,  skill,  mutual  considera- 
tion, and  patriotism,  had  been  able  to  produce  so  great  a  result. 

He  contrasted  the  Constitution  with  tliat  of  Canada,  and  briefly 
outlined  its  provisions.  The  Bill  had  been  prepared  by  the  Australian 
people ;  and  though  he  denied  altogether  that  Australia  regarded  the 
Imperial  Parliament  merely  as  a  court  for  the  registration  of  their 
decrees — though  he  was  convinced  that  the  Australian  people  would 
be  neither  offended  nor  insulted  at  the  alteration  of  a  word  or  even  a 
clause — he  did  think  that  they  expected  a  reasonable  regard  to  their 
opinion  whenever  it  had  been  conclusively  shown,  and  to  those  rights 
of  self-government  of  which  they  had  made  so  magnificent  a  use.  The 
principles  on  which  the  Imperial  Government  had  dealt  with  the  Bill 
were  these.  They  had  accepted  without  demur,  and  they  ask'  d  the 
House  to  accept,  every  word,  every  line,  every  clause,  which  dealt 
exclusively  with  the  interests  of  Australia.  But  where  the  Bill 
touched  the  interests  of  the  Empire  as  a  whole,  or  of  Her  Majesty's 
subjects  or  possessions  outside  Australia,  the  Imperial  Parliament 
occupied  a  position  of  trust  which  it  was  not  the  desire  of  the  Empire 
— nor,  he  believed,  of  Australia — that  they  should  fulfil  in  a  formal 
or  perf  unctoi-y  manner.  In  accordance  with  these  principles  they  had 
made  some  amendments  ;  but  they  had  refused — even  at  the  desire  of 
Western  Australia  aud  Xew  Zealand — to  make  amendments  where 
Imperial  interests  were  not  affected. 

With  regard  to  the  Colonial  Laws  Validity  Act,  he  proposed  to 
make  its  application  clear.  The  Delegates  had  recently  raised  a  new 
point — whether  the  Act  ought  to  apply  to  great  Commonwealths  like 
Australia  and  Canada.  He  admitted  that  this  was  a  perfectly  fair 
point  to  raise  ;  but  such  an  important  change  could  not  be  introduced 
without  mature  consideration,  and  consultation  with  both  Canada  and 
Australia.  He  thought  that  clause  74  of  the  draft  Bill  would  weaken 
a  link  of  Empire.  Ho  admitted  that  those  links  depended  entirely  on 
freewill  and  assent ;  but  before  agreeing  to  so  serious  a  change,  he 
wanted  to  be  quite  certain  that  it  had  behind  it  the  whole  force  of 
Australian  opinion.     The  resolutions  of  the  Premiers  did  not  indicate 


244  HISTORICAL  INTRODUCTION. 

that  there  would  be  any  strong  feeling  in  Australia  against  the 
amendments.  The  Governments  of  three  out  of  seven  colonies — 
Queensland,  Western  Australia,  and  New  Zealand — were  in  favour  of 
the  amendments ;  so  were  the  Chief  Justices  of  all  the  colonies,  and 
an  enormous  preponderance  of  the  newspapers  of  Australia. 

With  regard  to  the  reconstitution  of  the  Supreme  Court  of  the 
Empire,  he  admitted  that  the  tentative  provisions  of  the  Judicial  Com- 
mittee Amendment  Act,  1895,  for  the  appointment  of  Colonial  Judges 
to  the  Privy  Council,  had  not  been  satisfactory.  The  question  of 
constituting  a  new  Court  required  further  consideration ;  but,  mean- 
while, he  proposed  to  introduce  a  Bill  to  provide  for  the  appointment 
of  a  representative  from  each  great  colonial  possession  and  from 
India  to  the  Privy  Council ;  such  representatives  to  hold  office  for 
seven  years,  to  sit  during  that  time  as  Lords  of  Appeal,  to  receive 
from  the  Imperial  Exchequer  the  salary  of  Lords  of  Appeal,  and  to 
have  life  peerages. 

Sir  Kenry  Campbell-Bannerman,  leader  of  the  Opposition, 
expressed  regret  and  disappointment  that  the  Government  had  not 
felt  themselves  obliged  to  accept  the  Bill  in  its  entirety.  He  thought 
that  any  proposed  amendments  should  have  been  formulated  and 
submitted  to  Australia  at  an  earlier  stage,  and  that  Conferences  and 
Memoranda  in  the  Jubilee  Year  were  not  enough,  in  view  of  the  many 
subsequent  opportunities  for  intervention.  The  Government,  by 
reserving  action,  had  in  effect,  though  not  in  intention,  flouted 
Australia.  He  deprecated  the  conduct  of  the  Government  in  going 
behind  the  opinions  of  the  accredited  representatives  of  Australia. 

Mr.  George  Denison  Faber,  the  new  member  for  York,  spoke 
of  the  appeal  clauses  from  an  experience  of  nine  years  as  Registrar 
of  the  Privy  Council.  He  pointed  out  that  the  nominal  strength 
of  the  Privy  Council  was  greater  than  that  of  the  House  of 
Lords;  the  real  trouble  was  when  both  were  sitting.  He  opposed 
amalgamation,  but  thought  that  the  time  had  come  for  the  estab- 
lishment of  a  new  Court  altogether,  and  the  appointment  of  more 
paid  Judges.  Sir  Charles  Dilke  was  glad  that  the  substantial 
amendments  had  been  reduced  to  two,  and  thought  that  Mr. 
Chamberlain  had  failed  to  show  any  vital  necessity  for  amending  the 
Bill.  Mr.  Yicary  Gibbs  spoke  in  favour  of  the  amendments. 
Mr.  Haldane  saw  no  necessity  for  postponing  the  amalgamation  of 
the  Judicial  Committee  and  the  House  of  Lords  ;  and  urged  that 
so  long  as  the  jurisdiction  of  the  House  of  Lords  was  retained,  it 
would  be  impossible  to  preserve  the  status  of  the  Privy  Council. 
Whilst  there  were  two  tribunals,  one  was  starved  to  keep  up  the 
other,  and  judicial  strength  inevitably  gravitated  to  the  House  of 
Lords.  Mr.  Stanley  Leighton  agreed  that  the  objections  to  the 
present  constitution  of  the  Judicial  Committee  were  well  founded. 
The  first  reading  was  carried  on  the  voices,  with  cheers. 

The  First  Compromise. — In  spite  of  the  apparently  uncompro- 
mising attitude  of  the  Imperial  Government,  the  Delegates  did  not 
despair  of  securing  some  modification  of  the  proposed  amendment. 
They  had  failed  in  what  they  believed  to  be  their  mandate  to 
endeavour  to  secure  the  passage  of  the  Bill  without  amendment;  and 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  245 


when  the  amended  Bill  had  been  actuallv  introduced,  they  conceived 
that  the  position  was  altered,  and  that  they  were  authorized  to 
negotiate  with  a  view  to  securing  a  compromise.  The  publication  of 
the  Blue  Book,  containing  the  correspondence  between  the  Delegates 
aud  the  Imperial  Government,  had  greatly  increased  public  interest  in 
the  question ;  and  the  English  press,  whilst  generally  approving  the 
resolve  of  the  Govei'nment  to  protect  Imperial  interests,  showed  a 
marked  sympathy  with  the  aims  of  the  Delegates.  The  Delegates  had 
several  interviews  with  Mr.  Chamberlain  and  the  Crown  Law  Officers, 
who  met  them  cordially,  and  were  willing  to  concede  what  they  could, 
consistently  with  the  principle  of  reserving  the  right  of  appeal  to  the 
Privy  Council  where  interests  outside  Australia  were  affected.  At 
last,  on  19th  May,  Mr.  Chamberlain  offered  to  substitute  for  the  first 
paragraph  of  clause  74  the  following  words  : — 

"No  question,  howsoever  arising,  as  to  the  limits  inter  se  of  the 
constitutional  powers  of  the  Commonwealth  and  those  of  any  State 
or  States,  or  as  to  the  limits  inter  se  of  the  constitutional  powers  of 
any  two  or  more  States,  shall  be  capable  of  final  decision  except  by 
the  High  Court,  and  no  appeal  shall  be  permitted  to  the  Queen  in 
Council  from  any  decision  of  the  High  Court  on  any  such  question 
unless  by  the  consent  of  the  Executive  Government  or  Governments 
concerned,  to  be  signified  in  writing  by  the  Governor-General  in 
the  case  of  the  Commonwealth,  and  by  the  Governor  in  the  case  of 
any  State." 

The  second  paragraph  of  clause  74  was  unaltered,  except  that  to 
the  power  to  make  laws  limiting  the  right  of  appeal  was  added  a 
proviso  that  "  any  proposed  laws  containing  any  such  limitation  shall 
be  reserved  by  the  Governor-General  for  Her  Majesty's  pleasure." 
To  clause  73,  after  "  final  and  conclusive,"  it  was  proposed  to  add 
"  unless  the  Queen  grants  special  leave  to  appeal  in  accordance  with 
section  74." 

Tlie  object  of  this  provision  was  to  make  the  decision  of  the 
High  Court  final  on  questions  as  to  the  limits  of  Federal  and  State 
powers  inter  se,  unless  both  parties — or,  if  the  parties  were  private 
citizens,  the  Governments  whose  powers  were  affected — desired  an 
appeal.  The  Delegates,  at  their  own  request,  Avere  authorized  by 
their  Governments  to  secure  the  nearest  approach  possible  to  the 
original  Bill ;  and  as  this  was  offered  by  Mr.  Chamberlain  as  the 
utmost  limit  of  concession,  they  expressed  their  approval  of  it,  subject 
to  possible  verbal  improvements. 

Second  Reading  of  the  Bill. — On  21st  May,  Mr.  Chamberlain 
moved  the  second  reading  of  the  Bill  in  the  House  of  Commons. 
^Vith  regard  to  the  Colonial  Laws  Validity  Act,  he  announced  that 
after  further  discussion  with  the  Delegates,  the  Government  had 
decided  that  the  best  way  of  removing  doubts  would  be  to  omit  the 
definition  of  "colony"  in  covering  clause  6.  It  would  then  be 
unnecessary  to  make  any  further  amendment  in  this  respect.  With 
regard  to  Privy  Council  appeals,  he  reaffirmed  the  principle  of  non- 
interference with  purely  Australian  interests,  and  vigilance  for 
Imperial  interests.  He  pointed  out  that  clause  74  of  the  draft 
Constitution  recognized  this  distinction  by  making  an  exception  where 


246  HCSTORICAL  INTRODUCTION. 

"  the  public  interests  "  of  some  part  of  Her  Majesty's  dominions  out- 
side Australia  were  involved ;  but  the  distinction  did  not  go  far 
enough.  It  was  uncertain  whether  the  phrase  "  public  interests  " 
would  cover,  for  instance,  the  private  interests  of  investors,  or  of  any- 
body of  Her  Majesty's  subjects.  Moreover,  foreign  relations  were  of 
equal  importance  with  Imperial  relations.  The  proposals  of  the 
Imperial  Government  had  been  before  Australia  for  a  week,  and  had 
been  in  most  cases  favoui-ably  considered.  The  Delegates,  too,  finding 
it  impossible  to  carry  out  what  they  believed  to  be  their  mandate  to 
secure  the  passage  of  the  Bill  without  amendment,  had  been  most 
considerate,  and  he  had  now  arrived  at  an  absolute  agreement  with 
four  of  them.  He  then  read  and  explained  the  proposed  new  clause. 
With  regard  to  the  power  of  the  Federal  Parliament  to  limit  the  right 
of  appeal,  the  Delegates  had  pointed  out  to  him  that  a  similar  power 
was  inherent  in  the  Parliaments  of  the  Australian  colonies,  subject  to 
the  reservation  of  the  Bill  exercising  such  power.  Accordingly,  it  was 
proposed  to  grant  this  right  to  the  Commonwealth,  subject  to  an 
absolute  statutory  requirement  that  such  Bills  should  be  reserved. 

Mr.  Asquith,  for  the  Opposition,  expressed  his  gratification  at 
Mr.  Chamberlain's  announcement  of  a  settlement.  He  admitted  the 
trusteeship  of  the  Imperial  Parliament,  but  thought  that  the  danger 
of  clause  74  had  been  exaggerated  in  some  quarters.  Mr.  Henniker 
Heaton,  Mr.  Blake,  Mr.  James  Bryce,  and  Mr.  S.  Evans  joined  in  the 
congratulations.  The  Attorney-General  expressed  his  appreciation  of 
the  tone  of  the  debate,  which  was  concluded  by  Mr.  W.  Redmond  and 
Mr.  T.  M.  Healy  declaring,  on  behalf  of  Ireland,  their  envy  at  the 
rights  of  self-government  accorded  to  Australia.  The  Bill  was  then 
read  a  second  time  with  cheers,  and  taken  into  Committee  pro  forma. 

Australian  Criticisms. — In  Australia,  however,  the  suggested 
compromise  was  received,  first  with  hesitation,  and  then  with  distinct 
disapproval,  both  the  drafting  and  the  policy  of  the  new  clause  being 
condemned.  On  24th  May,  a  telegram  seems  to  have  been  sent  by 
the  Government  of  New  South  Wales  to  Mr.  Chamberlain,  indicating 
acceptance  of  the  arrangement  by  the  Premiers ;  but  a  study  of  the 
cabled  text  of  the  clause  changed  the  situation.  In  Queensland, 
Sir  Samuel  Griffith  pointed  out  that  the  provision  that  no  con- 
stitutional question  should  be  "capable  of  final  decision  except 
by  the  High  Court "  was  a  clumsy  and  inaccurate  mode  of  saying 
that  all  appeals  in  such  cases  should  be  brought  to  the  High 
Court  alone.  He  also  argued  that  this  would  be  a  restriction,  and 
not  an  extension,  of  the  right  of  appeal  to  the  Privy  Council  given 
by  the  original  clause — under  which  he  contended  that  appeals,  even 
in  constitutional  cases,  would  lie  from  the  State  Courts  direct  to  the 
Privy  Council.  This,  however,  was  not  the  generally  received  inter- 
pretation of  the  original  clause,  nor  was  it  the  intention  of  the 
Convention,  wliich  clearly  intended  that  the  prohibition  of  appeals  to 
the  Privy  Council  in  constitutional  matters  should  include  appeals 
from  the  vState  Courts  ;  (see  Historical  Note  to  sec.  74  infra).  But  his 
strongest  point  was  that  in  cases  between  private  suitors,  in  which  a 
constitutional  point  arose,  a  party's  right  of  appeal  ought  not  to  be 
made  dependent  on  the  consent  of  the   Executive   Government  of  his 


THE  FEDERAL  MOVEMENT   IN  AUSTRALIA.  247 

State  or  of  the  Commonwealth.  In  all  the  colonies  it  was  forcibly 
urged  that  the  interference  of  the  political  with  the  judicial  depart- 
ment would  be  fraught  with  danger.  Mr.  Philp  threatened  that,  if 
the  new  amendment  were  adhered  to,  he  would  demand  the  insertion 
of  a  clause  requiring  the  assent  of  the  Queensland  Parliament  before 
the  Bill  became  operative  in  that  colony.  In  South  Australia,  the 
Chief  Justice,  Sir  Samuel  Way,  commented  on  the  new  clause  as  being 
not  only  obscure,  but  dangerous,  novel,  and  unauthorized. 

Meanwhile,  to  remove  ambiguities  and  meet  some  of  the  criticisms 
from  Australia,  the  first  part  of  the  proposed  clause  was  redrafted  as 
follows : — 

"  Xo  question,  however  arising,  as  to  the  limits  inter  se  of  the 
constitutional  powers  of  the  Commonwealth  on  the  one  hand,  and 
those  of  any  State  or  States  on  the  other,  shall  be  capable  of  final 
decision  by  any  Court  other  than  the  High  Court,  except  that  an 
appeal  may  be  permitted  to  the  Queen  in  Council  from  any  decision  of 
the  High  Court  on  any  such  question  by  the  consent  of  the  Executive 
Governments  concerned,  whether  parties  or  not  to  the  litigation,  the 
consent  to  be  signified  by  the  Governor-General  in  the  case  of  the 
Commonwealth,  and  by  the  Governor  in  the  case  of  a  State." 

This  verbal  improvement,  however,  did  not  meet  the  main 
objections  to  the  proposed  clause  ;  and  on  14th  June  the  Premiers  of 
the  southern  colonies  sent  a  joint  telegram  to  Mr.  Chamberlain,  stating 
that  opinion  throughout  Australia  was  strongly  opposed  to  subjecting 
the  right  of  appeal  to  the  consent  of  the  Executive  Governments. 
They  urged  the  reconsideration  of  the  proposal  to  pass  the  Bill  with- 
out amendment.  If  that  was  impossible,  they  said  that  the  original 
proposal  to  preserve  the  prerogative  right  of  appeal  intact  would  be 
less  objectionable  than  the  new  proposal. 

The  Final  Compromise. — Sir  George  Turner,  in  an  interview, 
suggested  the  substitution  of  the  leave  of  the  High  Court  for  that  of 
the  Executive  Councils.  Mr.  Wise  and  Mr.  O'Connor  telegraphed  the 
same  suggestion  to  Mr.  Barton;  but  on  16th  June,  just  before  the 
arrival  of  this  telegram,  Mr.  Chamberlain,  in  consultation  with  the 
Delegates,  had  at  last  resolved  to  make  this  further  concession,  and 
to  offer  clause  74  in  the  form  in  which  it  now  stands  in  the  Constitution. 
This  was  gladly  accepted  by  the  Delegates,  including  Mr.  Dickson. 
The  Queensland  Government  withdrew  their  protest,  and  offered  no 
objection.  The  Government  of  Victoria  expressed  approval  of  the 
clause  as  altered ;  and  the  Government  of  South  Australia,  while  re- 
iterating their  inability  to  accept  any  amendment,  telegraphed  that 
they  did  not  anticipate  any  difficulty  from  the  amendment  now  pro- 
posed. The  Government  of  Western  Australia  telegraphed  that  the 
new  proposal  was  preferable  to  the  previous  one,  but  that  they  would 
have  preferred  an  appeal  as  a  right,  without  leave.  In  New  South 
Wales — the  only  colony  in  which  Parliament  was  then  sitting — the 
Government  submitted  to  both  Houses  a  resolution  affirming  that  the 
amendment  now  proposed  was  not  such  an  important  departure  from 
the  original  Bill  as  would  justify  any  action  which  would  further  delay 
Fedei-ation.  This  was  carried  without  division  in  the  Assembly  on 
21st  June,  and  in  the  Council  on  27th  June. 


248  HISTORICAL  INTRODUCTrON. 

The  Bill  in  Committee. — On  Monday,  18th  June,  the  discussion 
of  the  Bill  in  Committee  of  the  House  of  Commons  was  begun.  In 
covering  clause  5,  Mr.  Chamberlain  moved  the  omission  of  the  words 
which  had  been  inserted  to  save  the  prerogative  of  appeal  in  all  cases 
(see  p.  242,  supra).  He  suggested  that  as  some  of  the  verbal  amend- 
ments which  were  on  the  notice  paper  in  his  name  hinged  upon  the 
acceptance  of  clause  74  as  now  proposed,  this  Avould  be  the  best  time 
for  a  general  debate  on  the  subject  of  appeals.  He  described  the 
proposed  settlement  as  an  "  arrangement  "  rather  than  a  compromise, 
as  neither  party  gave  up  anything  to  which  they  attached  importance. 
The  Australian  objections  to  the  previous  proposal  had  been  (1)  that 
it  would  limit  the  right  of  appeal  from  the  State  courts  more  than 
was  done  by  the  original  Bill — it  being  thought  in  some  quarters  that 
the  original  Bill  did  not  prohibit  appeals  from  the  State  courts  to  the 
Privy  Council  in  constitutional  cases ;  (2)  that  it  introduced  the 
Executive  into  judicial  questions.  The  new  arrangement — in  connec- 
tion with  which  he  acknowledged  the  assistance  given  by  Sir  Samuel 
Griffith — met  these  objections,  and  satisfied  all  the  five  Delegates  ; 
though  no  reply  had  yet  been  received  from  their  Governments. 
Several  members  of  the  Opposition  complained  that  the  House  was 
placed  in  a  difficult  position  by  being  asked  to  debate  so  important  a 
clause  on  such  short  notice,  and  without  information  as  to  the  views 
of  the  Australian  Governments.  Eventually,  after  some  discussion, 
the  debate  was  adjourned  till  Thursday,  2 1  st  June. 

On  that  date  the  Committee  stage  was  resumed.  Mr.  Chamber- 
lain read  telegrams  announcing  that  the  Governments  of  Victoria, 
Queensland,  South  Australia,  and  Tasmania,  were  satisfied  with  the 
proposed  arrangement,  and  that  the  Parliament  of  New  South  Wales 
was  being  consulted,  and  would  probably  agree.  He  pointed  out  that 
the  right  of  appeal  to  the  Privy  Council  would  be  the  same  as  in 
Canada,  with  the  trifling  exception — which  he  was  almost  inclined  to 
think  an  improvement — that  in  certain  rare  cases  the  leave  to  appeal 
would  be  granted  by  the  High  Court  and  not  by  the  Privy  Council. 
Mr.  Haldane  and  Mr.  Bryce  thought  that  in  some  respects — and 
particularly  as  regards  cases  involving  the  public  interests  of  Imperial 
possessions  outside  the  Commonwealth — the  clause  in  the  original  Bill 
was  better  than  that  now  proposed ;  and  they  suggested  that  there 
would  be  some  ground  for  the  argument  that  in  constitutional  cases 
the  High  Court  was  co-ordinate  with,  and  not  subordinate  to,  the 
Privy  Council.  This  contention  was  answered  by  Sir  William  Anson 
and  by  the  Attorney-General,  Sir  IJobert  Finlay.  Mr.  Asquith 
admitted  that  as  the  colonies  had  assented  to  the  arrangement,  it 
should  be  carried  into  effect.  Mr.  Chamberlain's  amendment  to 
covering  clause  5  was  agreed  to. 

In  covering  clause  6,  the  reference  to  the  Colonial  Laws  Validity 
Act  was  omitted,  as  was  also  the  definition  "  Colony  shall  mean  any 
colony  or  province."  Covering  clause  9  was  restored  to  its  original 
form,  the  Constitution  being  thus  appended  to  the  clause,  instead  of 
forming  a  Schedule  to  the  Act. 

In  the  Constitution  itself,  the  original  last  paragraph  of  clause 
73  was  restored  to  its  position,  instead  of  standing  as  clause  74,  and 


THE  FEDERAL  MOVEMENT  IN  AUSTRALIA.  249 

the  new  clause  74  was  inserted  according  to  arrangement.  In  the 
Preamble,  the  words  "and  under  the  Constitution  hereby  established" 
Avere  restored.     The  Bill  was  then  reported  with  amendments. 

The  Bill  in  the  House  of  Lords. — In  the  House  of  Lords,  the 
Bill  was  read  a  first  time  on  26th  June.  The  second  reading  was 
moved  on  29th  June  by  the  Earl  of  Selborne,  Under-Secretary  for 
the  Colonies.  Earl  Carrington  accused  Mr.  Chamberlain  of  imprudence 
which  had  imperilled  the  Bill,  and  characterized  his  settlement  as  an 
unconditional  surrender.  The  Earl  of  Halsbury,  Lord  Chancellor, 
deprecated  this  as  a  partizan  attack  which  would  mar  the  harmony 
and  unanimity  of  the  Empire's  acceptance  of  the  Bill.  Lord  Davey 
thought  the  appeal  clause  was  not  a  happy  solution  of  the  difficulty, 
and  hoped  that  the  colonies  would  hereafter  modify  it.  The  Earl  of 
Jersey,  the  Earl  of  Kimberley,  Lord  James  of  Hereford,  Lord  Russell 
of  Killowen,  Viscount  Knutsford,  and  Lord  Brassey,  spoke  in  terms 
of  congratulation.  The  Bill  was  read  a  second  time  and  taken  into 
committee  j)ro  forma.  On  3rd  July,  it  was  carried  through  Committee 
without  amendment,  and  on  5th  July  it  was  read  a  third  time  and  passed. 

The  Royal  Assexi. — On  9th  July,  the  Queen  gave  her  assent  to 
the  Bill.  At  the  request  of  the  Delegates,  Her  Majesty  signed  the 
Commission,  declaring  her  assent  to  the  Bill,  in  duplicate,  and  gave 
Mr.  Barton  one  of  the  copies,  as  well  as  the  pen,  inkstand,  and  table 
used  by  Her  Majesty,  to  be  preserved  in  the  Federal  Parliament 
Buildings.  On  the  same  day,  in  the  House  of  Lords,  the  House  of 
Commons  having  been  summoned  to  the  bar,  the  Lords  Commissioners 
(the  Earl  of  Halsbury,  the  Earl  of  Hopetoun,  and  the  Earl  of  Kintore), 
announced  the  Royal  assent  to  the  Bill,  which  was  received  with  cheers. 

Adoptiox  by  Western  Australia. — On  17th  May — three  days  after 
the  introduction  of  the  Commonwealth  Bill  in  the  House  of  Commons — 
the  West  Australian  Parliament  met,  and  an  Enabling  Bill  was  at 
once  introduced.  It  was  on  the  lines  of  the  Enabling  Acts  passed  in 
the  other  colonies,  and  provided  for  the  submission  of  the  Constitution 
to  a  referendum  of  the  people  of  the  colony,  and  for  an  address  to  the 
Queen  in  the  event  of  the  vote  being  in  the  affirmative. 

On  23rd  May  Sir  John  Forrest  moved  the  second  reading,  and 
announced  that  he  would  vote  for  Federation,  though  he  did  not  see 
that  it  would  be  any  great  benefit  to  Western  Australia  for  some  time. 
The  Bill  as  introduced  provided  for  a  referendum  on  the  existing 
rolls;  but  during  the  debate  the  Government  consented  to  have  it 
taken  in  accordance  with  the  newly  extended  franchise  of  the  colony 
(see  p.  71  supra),  so  that  all  adults — men  and  women — who  had  been 
twelve  months  in  the  colony  should  be  entitled  to  vote. 

The  second  reading  was  carried  without  a  division  on  31st  May. 
In  the  Council  slight  amendments  were  made,  which  were  accepted 
by  the  Assembly.     On  13th  June  the  Bill  was  assented  to. 

The  referendum  was  fixed  for  31st  July,  and  the  campaign  for 
and  against  the  Constitution  began  at  once.  Sir  John  Forrest  fought 
hard  for  the  Bill,  though  some  of  his  colleagues  opposed  it.  The 
logical  and  sentimental  argument  for  the  completion  of  the  continental 
union  was  made  the  most  of.  The  ultimate  entry  of  Western 
Australia  into  the  Commonwealth  was  recognized  as  inevitable;  and 


■250 


HISTORICAL  INTRODUCTIOK 


it  was  forcibly  urged  that  even  if  the  immediate  benefits  of  Federation 
to  Westera  Australia  were  not  obvious,  her  interests  would  be  better 
secured  by  joining  the  union  at  the  outset,  and  helping  to  mould  the 
federal  policy,  than  by  standing  aloof.  The  strongest  argument  of 
the  opponents  was  that  a  federal  tariff  with  intercolonial  freetradt 
would  dislocate  the  finances  of  the  colony,  and  that  section  95,  allow- 
ing Western  Australia  to  retain  intercolonial  duties  on  a  diminishing 
scale  for  five  years,  was  inadequate  to  meet  the  difficulty.  This 
argument  was  assisted  by  appeals  to  intercolonial  jealousy  and  by 
vague  allusion  to  the  terrors  of  the  unknown.  The  stronghold  of  thr 
federal  party  was  on  the  goldfields,  where  the  population  was  largely 
recruited  from  the  other  colonies  ;  whilst  the  most  solid  opposition 
came  from  the  agricultural  interests,  which  dreaded  the  removal  of 
the  duties  on  intercolonial  produce. 

Though  federalists  were  confident  of  victory,  the  decisive  issue 
was  a  surprise.  The  result  of  the  poll  was  a  vote  of  44,800  for  the 
Constitution,  and  19,691  against,  leaving  an  affii-mative  majority  of 
25,109.      An  analysis  of  the  voting  gives  the  following  result : — 


— 

Yes, 

No. 

Majority. 

Metropolitan  ^Electorates 

Fremantle  Electorates        

<lokllields  Electorates         

Country  Electorates            

7,008 

4,687 

26,. 330 

6,775 

4,380 
3,141 

1,813 
10,357 

2,628 
1,546 
24,517 
(Min.  3,582) 

Total 

44,800 

19,691 

25,109 

On  21st  August,  both  Houses  of  the  Parliament  of  Western 
Australia  passed  addresses  to  the  Queen,  praying  that  Western 
Australia  might  be  included  as  an  Original  State  of  the  Common- 
wealth in  the  Proclamation  shortly  to  be  made. 

The  Royal  Proclamation. — The  issue  of  the  Queen's  Proclamation 
fixing  the  day  for  the  establishment  of  the  Commonwealth  had  been 
withheld  pending  the  issue  of  the  referendum  in  Western  Australia, 
in  order  to  enable  her  Majesty  to  be  "  satisfied  that  the  people  of 
Western  Australia  have  agreed  "  to  join  the  Commonwealth.  Mean- 
while some  telegraphic  communications  passed  between  the  Imperial 
and  Colonial  Governments  as  to  the  date  on  which  the  Commonwealth 
should  be  established.  The  prevailing  opinion  was  in  favour  of  the 
1st  January,  1901,  the  first  day  of  the  twentieth  century — a  dramati' 
and  siofnificant  date  for  the  birth  of  Australian  nationhood.  Th' 
.sentimental  argument  was  reinforced  by  the  practical  one  that  the  Isi 
January  was  the  beginning  of  a  financial  half-year  in  all  the  colonies. 
On  the  other  hand  there  was  some  advocacy  of  the  26th  January — 
the  anniversary  of  the  foundation  of  New  South  Wales  in  1788 — which 
was  celebrated  in  several  of  the  colonies  as  the  patriotic  festival  of 
the  year.  The  date  chosen  was  the  1st  January;  accordingly,  on  17th 
September,  1900,  the  Queen  signed  the  Proclamation  declaring  that  on 
and  after  the  first  day  of  January,  1901,  the  people  of  New  Soutli 
Wales,  Victoria,  South  Australia,  Queensland,  Tasmania,  and  Western 


THE  FEDERAL  MOVEMENT  IX  AUSTRALIA.  251 

Australia  should  be  united  in  a  Federal  Commonwealth  under  the 
name  of  the  Commonwealth  of  Australia. 

Thus  all  the  five  colonies  of  the  mainland  of  Australia,  and  also 
the  adjacent  island  of  Tasmania,  become  Original  States  of  the 
Commonwealth  which  is  to  be  inaugurated  on  the  first  day  of  the 
twentieth  century.  The  Commonwealth,  as  few  dared  to  hope  it 
would,  comes  into  existence  complete  from  the  first — "  a  nation  for 
a  continent,  and  a  continent  for  a  nation."  The  delays  at  which 
federalists  have  chafed  have  been  tedious,  and  perhaps  dangerous, 
but  they  have  been  providential ;  they  have  given  time  for  the  gradual 
but  sure  development  of  the  national  spirit  in  the  great  colonies  of 
Queenshind  and  Western  Australia,  and  have  prevented  the  establish- 
ment of  a  Commonwealth  of  Australia  with  half  the  continent  of 
Australia  left,  for  a  time,  outside. 

But  though  Australian  union  has  been  completed,  Australasian 
union  has  not.  New  Zealand — separated  from  Australia  by  1,200 
miles  of  sea,  and  correspondingly  more  self-contained  and  less  in 
touch  with  the  national  sentiment  of  Australia — has  not  yet  decided 
to  enter  the  Commonwealth.  The  choice  between  union  or  isolation, 
which  has  not  yet  been  directly  presented  to  the  people  of  New 
Zealand,  cannot  long  be  deferred.  On  19th  October,  1900,  a  reso- 
lution was  passed  by  the  New  Zealand  House  of  Representatives, 
on  Mr.  Seddon's  motion,  declaring  it  to  be  desirable  (a)  That  a  Royal 
Commission  should  be  appointed  to  inquire  into  and  report  upon  the 
desirability  or  otherwise  of  New  Zealand  becoming  a  State  of  the 
Commonwealth :  {h)  that  if  the  Commissioners  deem  Federation  for 
the  present  inadvisable  or  premature,  they  should  report  as  to  the 
establishment  of  a  reciprocal  treaty  between  the  Commonwealth  and 
New   Zealand,  and  indicate  the  lines  on  which  it   should  be  based  : 

(c)  that  the  Commissioners  entrusted  with  this  all-important  matter, 
affecting  the  national  life  and  well-being  of  New  Zealand,  should  be 
conversant  with  the  agricultural,  commercial,  and  industrial  interests 
of  the  colony,  and  be  otherwise  eminently  fitted  for  their  high  office : 

[d)  that  they  should  be  empowered  to  proceed  to  Australia  to  take 
evidence :  and  (e)  that  their  report  should  be  presented  to  the  New 
Zealand  Parliament  within  ten  days  of  the  opening  of  the  next  session. 

The  report  of  this  Commission  will  be  awaited  with  interest. 
Meanwhile  Mr.  Seddon's  "  Greater  New  Zealand  "  policy  (see  p.  639, 
infra)  indicates  that  he  is  endeavouring  to  secure  as  advantageous 
a  position  as  possible  for  a  commercial  treaty  with  the  Common- 
wealth, in  the  event  of  a  decision  adverse  to  immediate  union. 

Appointmext  op  the  Govern'or-Genekal. — On  14th  July  it  was 
officially  announced  that  the  first  Governor-General  of  the  Common- 
wealth of  Australia  would  be  the  Right  Honourable  the  Earl  of 
Hopetoun,  G.C.M.G.,  then  Lord  Chamberlain.  Lord  Hopetoun  was 
already  well  known  in  Australia,  having  been  Governor  of  Victoria 
from  1889  to  1895,  during  which  time  he  had  been  one  of  the  most 
popular,  although  one  of  the  youngest,  of  Australian  Governors,  and 
had  earned  the  reputation  of  a  tactful  and  capable  administrator,  and 
a  worthy  representative  of  the  Crown.  His  choice  as  the  first  holder 
of  the  high  and  honourable  office  of  Governor-Genei-al  of  the  Common- 
wealth gave  oreneral  satisfaction. 


252  HISTORICAL  INTRODUCTION. 

The  actual  appointment  of  the  Governor-General  could  not,  in 
accordance  with  clause  3  of  the  Commonwealth  Act,  be  made  until 
after  the  issue  of  the  Queen's  Proclamation  which  fixed  the  date  of 
the  establishment  of  the  Commonwealth.  On  21st  September  Lord 
Hopetoun  waited  upon  the  Queen  at  Balmoral  Castle,  when  Her 
Majesty  invested  him  with  the  knighthood  of  the  Order  of  the  Thistle. 
He  delivered  into  Her  Majesty's  hands  the  wand  and  badge  of  the 
Lord  Chamberlain  of  Her  Majesty's  Household,  and  received  the 
commission  of  his  appointment  as  Governor-Cireneral. 

Preparations  for  the  Inauguration. — Shortly  after  the  Royal 
Proclamation,  it  was  announced  that  the  inauguration  of  the  Common- 
wealth, on  the  1st  January,  1901,  would  take  place  in  Sydney.  The 
Parliaments  of  the  six  colonies  began  to  legislate,  under  the  authority 
of  clause  4  of  the  Commonwealth  Act,  and  sees.  9  and  29  of  the 
Constitution,  for  prescribing  the  method  of  choosing  senators,  deter- 
mining the  times  and  places  of  elections  of  senators,  and  determining 
the  electoral  divisions  for  the  House  of  Representatives  ;  with  such 
other  local  legislation  as  was  deemed  advisable  in  view  of  the 
approaching  change  in  the  political  condition  of  the  colonies. 

On  17th  September,  it  was  ofiicially  announced  that  the  Queen, 
on  the  recommendation  of  Lord  Salisbury,  had  assented  to  a  visit  by 
the  Duke  and  Duchess  of  York  to  Australia,  early  in  the  year  1901, 
when  the  Duke  of  York  would  be  commissioned  by  Her  Majesty  to 
open  the  first  session  of  the  Parliament  of  the  Commonwealth  in  her 
name.  Although  Her  Majesty  naturally  shrank  from  parting  from 
her  grandson  for  so  long  a  period,  she  fully  recognized  the  greatness 
of  the  occasion  which  would  bring  her  colonies  of  Australia  into 
federal  union,  and  desired  to  give  this  special  proof  of  her  interest  in 
all  that  concerned  the  welfare  of  her  Australian  subjects.  Her 
Majesty  wished  at  the  same  time  to  signify  her  sense  of  the  loyalty 
and  devotion  which  had  prompted  the  spontaneous  aid  so  liberall} 
offered  by  all  the  colonies  in  the  South  African  War,  and  of  the 
splendid  gallantry  of  her  colonial  troops. 

Conclusion. — During  the  past  century  the  foundations  of 
Australian  nationhood  have  been  laid ;  with  the  new  century  will 
begin  the  task  of  building  the  superstructure.  Political  barriers  have 
been  broken  down,  and  the  constitutional  compact  which,  politically 
speaking,  creates  the  Australian  people,  has  been  framed,  accepteil. 
and  established.  But  all  this  is  only  the  beginning.  The  new  national 
institutions  of  Australia  have  to  be  tested  in  the  fire  of  experience ; 
provincial  jealousies  have  to  be  obliterated;  national  sentiment  has 
to  be  consolidated ;  the  fields  of  national  legislation  and  national 
administration  have  to  be  occupied.  Australian  statesmanship  and 
patriotism,  which  have  proved  equal  to  the  task  of  constructing  tli<' 
Constitution,  and  of  creating  a  new  nation  within  the  Empire,  are  now 
face  to  face  with  the  greater  and  more  responsible  task  of  welding 
into  a  harmonious  whole  the  elements  of  national  unity,  and  of  guiding 
the  Australian  people  to  their  destiny — a  destiny  which,  it  may  br 
hoped,  will  always  be  linked  with  that  of  the  mighty  Empire  of  which 
they  form  a  part. 


LrST  OF  MEMBERS,  &c. 


253 


LIST    OF    MEMBERS    OF    FEDERAL    CONVENTIONS, 
CONFERENCES,    &c. 


Intercolonial    A.N.A.    Federation    Conference,    Melbourne, 

January,    1890. 


OFFICERS  : 


President. — Sir  John  C.  Bray,  K.C.M.G.,  Speaker  of  the  House  of  Assembly, 

South  Australia. 

Vice-Presidents. — Messrs.  G.  H.  Wise  and  B.  B.  NicoU,  M.P.. 

Secretaries. — Messrs.  F.  C.  Wainvrright,   W.   Burnet,   and  J,   W.   Hill. 


DELEGATES. 


Mr.  E.  Bowling 

Mr.  \V.  S.  Dowel,  M.P. 

Mr.  J.  W.  Hill 

Mr.  B.  B.  NicoU,  M.P. 


New   South   Wales. 


Mr.  Xinian  Melville,  M.P. 

Mr.  H.  Slatyer 

Mr.  R,  Thompson 

Mr,  J.  T.  Wilshire,  M.P. 


Sir  John  C.  Bray,  M.P. 
Mr.  H.  H.  Barrett 
Hon.  J.  C.  F.  Johnson,  M.P. 
Mr.  \V.  Burnet 


Mr.  W.  Maley 


South  Australia 

Mr.  S.  H.  Prior 
Mr.  W.  J.  Sowdeu 
Mr.  C.  Tucker 
Mr.   W.  H.  Wadey 

Western   Australia. 

Mr.  E.  p.  Nesbit 


Mr.  J.  Alls 


Mr.  T,  J.  Connelly 
ilr.  J.  C.  Bottomley 
Mr.  Field  Barrett 


Queensland. 
Mr.  J.  R.  Bradsliaw 

Victoria. 

Mr.  J.  W.  Larter 
Mr.  A.  J.  Peacock,  M.P. 
Mr  G.  H.  Wise 
Mr.  F.   C.  Wainwright 


Mr.  W.  V.  Brown 


254  LIST  OF  MEMBERS  OF 

AUSTRALIAN    NATIVES'    ASSOCIATION,    VICTORIA. 


List   of  Presidents    of  the   Board    of   Directors,  from   its 
inception  to  June,  1900 :— 


Mr, 

T.  O'Callaghan 

Melbourne 

1877  and  1878 

S.  Cadden 

Ballarat 

1879  and  1880 

M.  J.  Cahill 

Bendigo 

1881 

Wm.  Anderson 

Creswick 

1882 

R.  H.  Hart 

Stawell 

1883 

0.  E.  Wilson 

Ballarat 

1884 

A.  J.  Peacock,  M.L. A.... 

Creswick 

1885,  1886,  I89.S 

T.  J.  Connelly 

Bendigo 

1887 

J   L.  Piirves,  Q.C. 

Melbourne 

1888,  1889 

D.  J.  Wheal 

Ballarat 

1890     . 

G.  H.  Wise 

Sale 

1891 

J.  W.  Larter 

Ballarat 

1892 

G.  Fitzsimmons 

Prahran 

1894 

.J.  W.  Kirton,  M.L. A.  ... 

Ballarat 

1895 

J.  H.  Cook,  M.L. A.       ,.. 

Brunswick 

1896 

R.  F.  Toutcher,  M.L. A,.. 

Richmond 

1897 

Dr. 

C.  Carty  Salmon,  ML.  A. 

Avoca 

1898 

Mr, 

.  E.  E.  Roberts 

Flemingtoii 

1899 

,, 

Walter  Skelton 

DunoUy 

1900 

NATIONAL    AUSTRALASIAN    CONVENTION,    1891. 


OFFICERS  : 

President.— The  Honourable  Sir  Henry  Parkes,  G.C.M.G.,  M.L. A. 

Vice-President. — The  HonourableSir  Samuel  Walker  Griffith,  K.C.M.G.,  Q.C,  M.L  A 


DELEGATES. 


New   South  "Wales. 

The    Honourable   Sir    Henry   Parkes,  The   Honourable   William   Henry   Suttoi. 

G.C.M.G.,  M.L. A.  M.L.C. 

The  Honourable  William  McMillan,  M.L.  A.  The   Honourable   Edmund   Barton,    Q.C, 
The   Honourable  Joseph   Palmer  Abbott,  M.L  C. 

M.L.  A.  The     Honourable     Sir     Patrick    Alfred 
George  Richard  Uibbs,  Esquire,  M.L.A.  Jennings,  K.C.M.G.,  LL.D.,  M.L.C. 

New  Zealand. 
Sir  George  Grey,  K.C.B.  TheHonourableSir  Harry  Albert  Atkinson. 

Captain  William  Russell  Russell,  M.H.R.  K.C.M.G.,  M.L  C. 

Queensland. 

•The  Honourable  John  Murtagh  Macrossan,     The  Honourable  Sir  Thomas  Mcllwraitli, 

M.  L.  A .  K .  C.  M.  G. ,  LL.  1). ,  M .  L.  A. 

The  Honourable  John  Donaldson,  M.L.A.       The  Honourable  Arthur  Rutledge,  M.L.A 
The  Honourable  Sir  Samuel  Walker  Griffith,     The  Honourable  Andrew  Joseph^  ThjTinc. 
K.C.M.G.,  Q.C,  M.L.A.  M.L.C 

The  Honourable  Thomas  Macdonald-Paterson,  M.L.C. 


FEDERAL  COXYENTIOXS,  CONFERENCES,  i-c.     255 

South  Australia. 
me  Honourable  Richard  Chaffey  Baker,       John  Alexander  Ck>ckburn,  Esquire,  M.I)., 

C.W.(t.,ML.C.  M.H.A. 

The   Honourable   John   Hannah   Gordon,       The  Honourable  Sir  John  William  Downer, 

M.I^C.  K  C.M.G.,  Q.C.,  M  H.A. 

The    Honourable    Sir     John    Cox    Bray,      The  Honourable  Charles  Cameron  Kingston, 
K  C  M.G.,  M.H.A.  '  Q.C.,  M.H.A. 

The  Honourable  Thomas  Playford,  M.H.A. 

Tasmania. 

The  Honourable  William  Moore,  M.L.C.  The    Honourable    Nicholas    John    Brown, 

The  Honourable  Adye Douglas,  M.L.C.  M.H.A. 

The    Honourable    Andrew    Inglis    Clark,  The    Honourable    Bolton    i^tafiFord    Bird, 

M.H.A.  M.H.A. 

The  Honourable  William  Henry  Burgess.  The     Honourable    Philip    Oakley    Fysh, 

M.H.A.  M.L.C. 

Victoria. 

The  Honourable  Alfred  Deakin,  M.L.A.  The  Honourable  Henry  John  Wrixon,  Q.C. 

The  Honourable  .James  Munro,  M.L.A.  M.L.  A. 

The  Honourable  Lieutenant-Colonel  William     The  Honourable  Duncan  Gillies,  M.L.A. 
CoUard  Smith,  M.L.A.  The  Honourable  Henry  Cuthbert,  M.L.C. 

The  Honourable  Nicholas  Fitzgerald,  M.L  C.  fThe  Honourable  William  Shiels,  M.L.A. 

"Western  Australia. 
Ihe    Honourable  John   Forrest,   C.M.G.,       The    Honourable    John   Arthur    Wright. 

M.L.  A.  M.L.C. 

The  Honourable  William  Edward  Marmion,      The  Honourable  John  Winthrop  Hackett, 

M.L.A.  M.L.C. 

The  Honourable  Sir  James   George  Lee-      Alexander  Forrest,  Esquire,  M.L.A. 

Steere,  M.L.A.  William  Thorley  Loton,  Escjuire,  M.L.A. 

*  Decease  reported  Slst  March.         f  Actinjr  from  2nd  to  9th  March,  during  absence  of  Mr.  Wrixon. 


COROWA    FEDERATION    CONFERENCE. 

AUGUST,  1S93. 


OFFICERS  : 
Pkesidest.— Mr.  B.  B.  NicoU,  M.L. A. 
Vice-Presidents. — Messis.   J,   Wilkinson,  M.L.A.,  E.   J.   Gorman,  A.  Jameson,   and 

Dr.  Quick. 
Secretary.— Mr.  Edward  Wilson. 
Assistant  Secretary. — Mr.  E.  Lapthorne. 
Tbkascrer. — Mr.  A.  A.  Piggin. 
FiXAXCE  Committee.— Messrs.  G.  H.  Willis,  G.  H.  Smith,  C.  T.  Brewer. 


DELEGATES : 

Amott,  D.         ...  ...         ...  Federation  League,  Yarrawonga. 

Barker,  S.          ...  ...         ...  Protection  Liberal  and  Federation  League,  Melbourne. 

Barrett,  Herbert  Vice-President  Board  of  Directors  of  A.N.A.,  Victoria. 

Berryman,  (i.  H.  Federation  League,  Moama. 

Boyle,  A.  0.       ...  ...         ...  Federation  League,  Howlong. 

Brewer,  C.  T.    ...  ...  Federation  League,  Corowa. 

Bnd*)n,  H .        ...  ...         ...  Progress  Committee,  Germanton. 


256 


LIST  OF  MEMBERS  OF 


Bromfield,  H 

Brown,  A.  B.     ... 
Brown,  Andrew  U. 
Buckley,  Allan  K. 
Caniplin,  A. 
Chanter,  J.M.,  M.L.A. 

Church,  W.  R 

Clifton,  W.  A 

Cook,  James 
Cowderoy,  B.     ... 
Crockett,  M.  C.  M.     ... 
Dowling,  Edward 
Drummond,  W.  D. 
Easterby,  W.  H. 
Edmundson,  F.  W.      ... 
Garran,  R.  R.,  B.A.    ... 
(Torman,  D. 
Oorman,  E.  J.  ... 
Grondona,  C.  H. 
Haig,  Geo.  G.    ... 

Hallett,  C 

Hampson,  A.  J. 
Harricks,  F.  M. 
Hemmings,  R.  ... 
Holland,  James 
Hose,  Rev.  W.  Clarke 
Jameson,  A. 
Kilborn,  R. 
Lapthorne,  Ernest 
Lormer,  W.  J.  ... 

McGeoch,  R 

Maloney,  W.,  M.L.A. 
Miller,  John  J.  .. 

Mitchell,  P.  S 

Morris,  W.  A.  ...         ... 

Nicoll,  B.  B.,  M.L.A... 
O'Dwyer,  E.  D. 
O'Grady,  Charles 
O'SuUivan,  E.  W.,  M.L.A. 
Peacock,  A.  J.,  M.L.  A. 
Piggin,  Alex.  A. 

Piggin,  F.  C 

Pigott,  E.  F 

Prendergast.  G.  M. 
Quick,  John,  LL.D. 

Rain,  W 

Ross,  Alex. 
Ross,  John 
Russell,  Geo. 
Shields,  John  G. 
iSloane,  J.  A.  S. 

Smith,  G.  S 

Stretton,  D 


Federation  League,  Howlong. 
Progress  Committee,  Germanton. 
Federation  League,  Tocumwal. 
Federation  League,  Rutherglen. 
Federation  League,  Mulwala. 
Federation  League,  Koondrook  and  Barmah. 
Young  Victoria  Patriotic  League,  Melbourne. 
Federation  League,  Corowa. 

Protection  Liberal  and  Federation  League,  Melbourne- 
President  Chamber  of  Commerce,  Melbourne. 
Federation  League,  Yarrawonga. 
Hon.  Secretary  A.N. A.,  Sydney. 
Federation  League,  Berrigan. 
Federation  League,  Howlong. 
Federation  League,  Wodonga. 
Federation  League,  Sydney. 
Federation  League,  Savernake. 
Federation  League,  Berrigan. 
Chamber  of  Manufactures,  Melbourne. 
Federation  League,  Wahgunyah. 
Chamber  of  Commerce,  Melbourne. 
A.N. A.,  Bendigo. 

Young  Victorian  Patriotic  League,  Melbourne. 
A.N. A.,  Clifton  HiU. 
Federation  League,  Yarrowonga. 
Federation  League,  Corowa. 
Federation  League,  Deniliquin. 
Federation  League,  Rutherglen. 
Federation  League,  Berrigan. 

Protection  Liberal  and  Federation  League,  Melbourne. 
Federation  League,  Mulwala. 

Protection  Liberal  and  Federation  League,  Melbourne. 
Municipality,  Cootanmndra. 
Progress  Committee,  Tooma. 
Vice-President     Commercial     Travellers'    Association, 

Melbourne. 
President  A.N. A.,  Sydney. 
Federation  League,  Savernake. 
Federation  League,  Rutherglen. 
Federation  League,  Sydney. 
President  Board  of  Directors  A.N  A. 
Federation  League,  Corowa. 
Federation  League,  Corowa. 
Progi-ess  Association,  Cobrani. 
President  Progressive  Political  League,  Melbourne. 
A.N. A.,  Bendigo. 
A.N. A.,  No.  1  Branch,  Melbourne. 
Progress  Committee,  Germanton. 
Progress  Committee,  Germanton. 
A.N. A.,  Numurka. 
Federation  League,  Wodonga. 
Federation  League,  Mulwala. 
Federation  League,  Wahgunyah. 
Federation  League,  Echuca. 


FEDERAL  CONTENTIONS,  CONFERENCES,  &c 


•257 


Taylor,  H.,  D'E. 
Thomas,  0.  C.  ... 
Thorpe,  -Jas. 

Towel,  Dr 

Warner,  Jas. 

Whitaker.  T 

Whitford,  F.  P. 

\Vhitty,  H.  P 

Wilkinson,  J  ,  M  L.A. 

Willis.  Geo.  H 

Wilson,  Edw.  ... 
Young,  .J.  B 


Imperial  Federation  League,  Melbourne. 
Imperial  Federation  League,  Melbourne, 
Federation  League,  Wahgunvah. 
Federation  League,  Berrigan. 
Municipality,  Beechworth. 
Federation  League,  Albury. 
Federation  League,  Wahgunjah. 
Federation  League,  Tocumwal. 
Federation  League,  Albury. 
Federation  League,  Corowa. 
Federation  League,  Corowa. 
A.N. A.,  Bendigo. 


PEOPLE'S  FEDERAL  CONVENTION,  BATHURST,  1896. 


OFFICERS  : 

Presidkxt.— Thos.  A.  Machattie,  Esq.,  M.B. 

Vice-Presidents.— Edmund  Barton,  Esq.,  Q.C.  ;  The  Hon.  F.  B.  Suttor  ;  W.  P.  Bassett, 
Esq.,  M.D.,  Mayor  of  Bathurst ;  B.  B  NicoU,  Esq.,  President  A.N.A.,  Sydney; 
Lieut. -Col.  J.  G.  Da  vies.  Chairman  of  Committees,  Tasmania  ;  The  Hon.  R.  E. 
O'Connor,  Q  C  ,  M.L.C.  ;  The  Rev.  Professor  Gosman,  Victoria. 

HoxoRARY  Secretary.— The  Rev.  Arthur  J.  Webb. 

HoxoRARV  Assi.STAXT  SECRETARY. — G.  E.  Flannery,  Esq.,  B.A.,  LL.B. 

HosoRART  Treasuber.- H.  C.  Matthews,  Esq. 

Procedure  Committee. — The  President  (Dr.  Machattie),  the  Secretarj-  (the  Rev.  A.  J. 
Webb),  the  Right  Rev.  Dr.  Camidge,  the  Right  Rev.  Dr.  Byrne,  the  Right  Rev. 
Dean  Marriott,  the  Rev.  Father  Dowling,  Dr.  Hurst,  Dr.  Quick,  Mr.  G.  E.  Machat- 
tie, Mr.  M.  Meagher,  Mr.  A.  G.  Thompson,  Mr.  Wright,  the  Hon.  Sydney  Smith, 
M.P. 

DELEGATES  AND  INVITED  MEMBERS: 
Alcorn,  S.  A.,  B.  A.,  M.B.     East  Maitland      Armstrong,  J.  F.  ...     Forbes 


Archer,  Wm 

Balls,  G.C 

Barcla}-,  J.  B 

Barrett,  A.  C 

Barrj'.  G.  J 

Barton,  E  ,  M.A.,  Q.C... 

Bassett,  E.  P 

Bassett,  W.  P.,  M.D.    ... 

Batey,  Geo.  W 

Bavister,  Thos.,  M.P.     ... 
Bea\-i8,  Horace  Colin      . . . 
Becher   Rev.  R.  F.,  B.A. 
Bell,  Alexander   .. 
Bell,    Colonel,    United 
States  Consul 

Callander,  Wm 

Campbell,  Colin  H 
€anaway,  A.  P.,  B.A.    .. 


Burwood 

Sydney 

Wickham 

Goulburn 

North  Sydney 

Sydney 

Carcoar 

Bathm-st 

Greta 

Sydney 

Bathurst 

Bathurst 

Ballarat,  Vic. 

Sydney 

Cobram,  Vic. 
Echuca-  Moama 
Svdnev 


Beveridge,  John  ... 
Blythe,  Chas. 
Bond,  Robert  J.  . . . 
Bourke,  J. 
Boyd,  John 
Brave,  T.  A.,  B.A 
Brennan,  M. 

Brewer,  C.  T 

Brown,  E.  C 

BrowTi,  D.  R 

Buckland,  Thos 

Burns,  Wm. 

Bj-me,  Right  Rev.  Dr.  ... 

Byrne,  S.  A. 

Cohen,  Solomon  ... 

Conroy,  J.  M. 

Cook,  Hon.  Joseph,  M.P. 


Lithgow 

Seliastopol  Vic. 

Wickham 

Murrum  burrah 

Bathurst 

Waratah 

Sydney 

Corowa 

Eaglehawk 

Sydney 

Croydon 

Sydney 

Bathurst 

Sydney 

Cootamundra 

Sydney 

Sydney 


258 


LIST  OF  MEMBERS  OF 


Gary,  William 
Chanter,  J.  M.,  M.P.     ... 
Chippendall,  W. 
Christie,  George  ... 

Clapin,  A.  H 

Clark,  W.  

Clarke,  George  T. 
Cockburn,    Hon.    J.    A., 
M.l) 

Davies,    Lieutenant-Col., 

M.H.A.  ...      ■   ... 

Dickson,  S.  H 

Epps,  W 

Fielding,  Rev.  S.  G.       ... 
Finckernagel,  Wm. 
Flanagan,  P.  J.    ... 
Flannery,    G.    E.,    B.A., 
LL.B 

Gannon,  S.  H. 
Garran,  R.  R.,  B.A. 
Garrard,  Hon.  J.,  M.P... 
Gillies,  John,  M.P. 

Halliday,  C.  W.  B. 
Hammond,  A.  C. 
Hawthorne,  J.    S.,   M  '*. 
Hay,  Henry 

Hayes,  J,  W 

HefFernan,  Rev.  T.  J.     ... 
Higgins,  R.  M 

Ingle,  James 

James,  Wm. 

Jennings,  Sir  Patrick    . . . 

Jessep,  Thos.,  M.P. 

Kearney,  Simon  ... 

Kellett,  W.  F 

Kennard,  F.  H 

Kidd,  John 

Lane,  Henry 
Langwell,  H.  C.  ... 
Lee,  John,  junr.  .. 

Macdonnell,  H.  H. 
Machattie,  T.  A.,  M  B.... 
Machattie,  G.  E. 
Mackay,  J.  A.  K.,  M.P. 
Mackenzie,  A.  J. 
Mackenzie,  D. 
Macnamara,  H.,  junr.    ... 
McGeoch,  Robert 


Glebe 

Deniliqiiin 

Gympie,  Q. 

Strathfield 

Merew  ether 

Carcoar 

Sydney 

Adelaide,  S.A. 


Hobart,  Tas. 
Cootamundra 

Sydney 

Windsor 
Bingara 
Orange 

Sydney 


Cormack,  Donald 
Cowper,  Chas. 

Creer,  N.  Z 

CuUen,     W.     P.,     M.A. 

LL.D.,  M.L.C 
Curnow,  J.  H. 
Curry,  A.  


Dowell,  Wm.  S.  . 
Dowling,  E. 
Duffy,  Hon.  J.  G. 


Flood,  Captain  John 
Foster,  Frank  J. 
Fox,  Frank 
Freehill,  F.  B.,  M.A. 


Lithgow  Glover,  George     ... 

Sydney  Gorman,  E.  J. 

Sydney  Gosman,  Professor 
West  Maitland 


Warren 
Warringah 

Sydney 
Corowa 
Millthorpe 
Mt.  Victoria 
Braidwood 


Hills,  Samuel 
Hodge,  W.  F.       ... 
Hogg.  H.  R.,M.A. 
Hood,  J.  T. 
Howe,  George 
Hurley,  W.  F.,  M.P. 
Hurst,  Geo.,  M.B. 


Sebastopol,Vic.  Inglis,  James 

Eaglehawk,Vic.  Jones,  G.  E.  Russell 

Sydney  Jones,  L.  C.  Russell 
Sydney 


Orange 

Kite,  Wm. 

Mudgee 

Kitt,  Wm. 

Wellington 

Sydney 

Sydney 

Luland,  T.  J. 

Waratah 

Lyne,  W.  J.,  M.P. 

Bathurst 

Cooma 

Matthews,  W.  H. 

Bathurst 

Mawby,  H. 

Bathurst 

Meagher,  John     . . . 

Murrumburrah 

Meagher,  John  P. 

Sydney 

Melville,  Ninian  ... 

Young 

Meeks,  A.  W.      ... 

Glebe 

Millen,  E.  D.,  M.P. 

Mulwala 

Miller,  John  J.     ... 

Rookwood 

Sydnej^ 

Waratah 

Sydney 
Bendigo 
Merewether 


Sydney 
Sydney 
Melbourne 


Gj'mpie,  Q. 
Wattle  Fiat 
Sydney 
Sydney 

Aberdeen 
Berrigan 
Melbourne 


Sydney 
Hill  End 
Melbourne 
Fitzroy,  Vic. 
Seymour,  Vie. 
Wattle  Flat 
Bathurst 

Sydney 

Petersham 
Burwood 


Kelso 

War  burton, 
Vic. 

Wellington 
Sydney 

Cootamundra. 

Cowra 

Bathurst 

Wyalong  West 

Ashfield 

Sydney 

Bourke 

Cootamundra 


FEDERAL  CONVENTIONS,  CONFERENCES,  Ac. 


259 


McKenzie,  Hugh 

Echuca-  Muaraa 

Mills,  Henry         

Balmain 

McLaren,  \Y. 

Blayney 

Milne,  Alexander  M. 

Balmain 

McLennan,  Rev.  D. 

Berry 

Moore,  S.  W.,  M.P.       ... 

Bingara 

McXamara,  W   H. 

S\'dney 

Moran,    His    Eminence 

Magney,  Thos. 

WooUahra 

Cardinal         

Sydney 

Marriott,  Very  Rev. 

Dean 

Eathurst 

Morris,  Professor  E.  E. . . . 

Melbourne 

Martin,  James     ... 

Sydney 

Mailer,  Narcisse 

Dubbo 

Matthews,  H.  C. 

Bathurst 

NicoU,  B.  B. 

Sydney 

Xorton,  John 

Sydney 

Niven,  \V.  F. 

Ballarat,  Vic. 

Oakes,  Rev.  G.  S. 

Kelso 

O'Haran,  Dr. 

Sydney 

O'Connor,  Hon.  D. ,  M.  L.  C. 

Sydney 

O'Mara,  .John      

Stockton 

OConnor,    Hon.    R.    E., 

M.L.C Sydney 


ParnelL  E.  A.      ... 
Paul,  W.  H. 
Peacock,  R.  W.  ... 
Pilcher,  G.  de  V. 

Quick,  John,  LL.D. 


Kelso  Pinkstone,  Fred.  ...  Cootamundra 

Bathurst  Pryor,  Benjamin...         ...  Greta 

Perth,  N.S.W.  Purves,  .L  M.,  M.A.      ...  Sydney 

Orange  Pymont,  Alfred Hill  End 

Bendigo 


Rees,  Evan          

Stockton 

Rodgers,  .J.  S.     ... 

. . .     Newcastle 

Reid,    Hon.    G.    H., 

Rohner,  Wm. 

...     Cobrara,  Vic. 

Premier,  X.S.W.     ... 

Sydnej- 

Rolin.  Tom,  M.A. 

...     Sydney 

Reid,  A.  C 

Cowra 

Ross,  S.  A. 

. . .     Sj'dney 

Renehan,  J.  T 

Cootamundra 

Russart,  .Jacob     ... 

. . .     Blajmey 

Richardson,  J.  J. 

Goulburn 

Ryan,  James 

...     Wodonga,  Vic. 

Robson,  Thos 

Merewether 

See,  John,  M.P 

Sydney 

Smith,  W.  C.        .. 

. . .     Auburn 

Shackle,  A.           

Grenfell 

Spears,  J 

...     Granville 

Sharpe,  John        

Sebastopol 

Staflford,  A. 

...     Manilla 

Shute,  Richard 

Burwood 

Stephen,  Consett 

Croydon 

Simpson,  Robert... 

Merewether 

Stephen,  Wm. 

. . .     Sydney 

Skelton.  J.  0.  M. 

Sydney 

Stewart.  R.  W.   ... 

...     Hillston 

Small.  0.  W 

Auburn 

Stratton,  J.  T.     ... 

Cootamundra 

Smith,  Hon.  Sydney,  M.P. 

Sydney 

Struthers,  James 

. . .     Warren 

Smith,  Thos 

Newcastle 

Suttor,  Hon.  F.  B. 

. . .     Sydney 

Taylor,  J.  W.,  M.A.     ... 

Forlies 

Thiselton.  R.  G.  ... 

...     Brighton,  S.A. 

Taylor,  Rev.  W.  G.,  Pre- 

Thomas, F.  J.      ... 

...     Glen  Innes 

sident  Wesleyan  Con- 

Thompson, A.  G.... 

. . .     Bathurst 

ference 

Bathurst 

Tovey,  Rev.  S.   S.,   B.A.     Sydney 

Terry,  E 

Ryde 

Turner,  .John 

...     Prahran,  Vic. 

Upward,  John     

Ashfield 

Wade,  John         

Sydney 

West,  John  E.     ... 

. . .     Sydney 

Walker,  Arthur 

Paddington 

West,  T.  .L 

. . .     Paddington 

Walker,  J.  T 

Sydney 

Whitmee,  S. 

Millthorpe 

Warren,  W 

Sydney 

Wilkinson,  R.  B. 

. . .     Sydney 

Webb,  Rev.  Arthur  J.  ... 

Bathurst 

Williams,  E. 

. . .     Bathurst 

260 


LIST  OF  MEMBERS  OF 


Webb,   Hon.    Edmund, 

M.L.C 

Webb,  N.  A.,  LL.B.      . 

Weeden,  John     ... 
West,  John  


Young,  Rev.  (Janon 


Williamson,  John 

Bathurst  Wilson,  Charles  G. 

Port  Augusta,      Wilson,  Edward... 

S.A,  Windsor,  W.  H.... 

Tumut  Withers,  J.  W.    ... 


Sydney 

Armidale 

Corowa 

Granville 

Sydney 


Shepparton, 
Vic. 

Perth,  N.S.W. 


Wittenoom,  Hon.   E.  H.     Perth,  W.A. 


STATUTORY  FEDERAL  CONVENTION,  1897-8. 


OFFICERS : 
President. — The  Right  Honourable  Charles  C.  Kingston,  P.C,  Q.C,  M.H.A. 
Chaikman  of  Committee.— The  Honourable  Sir  Richard  C.  Baker,  K.C.M.G.,  M.L.C. 
Leader. — The  Honourable  Edmund  Barton,  Q.C,  M.L.C. 


REPRESENTATIVES. 


New  South  Wales. 


The  Honourable  Richard  Edward  O'Connor, 

M.L.C.,  Q.C. 
The  Honourable  Sir  Joseph  Palmer  Abbott, 

K.C.M.G.  (Speaker  Legislative 

Assembly). 
James  Thomas  Walker,  Esqiiire. 
Bernhard  Ringrose  Wise,  Esquire. 


Edmund  Barton,  Esquire,  M.L.C,  Q.C. 
The    Right   Honourable  George  Houstoun 

Reid,  P.C,  M.L.A.  (Premier). 
The  Honourable  Joseph  Hector  Cairuthers, 

M.L.A.  (Secretary  for  Lands). 
William  McMillan,  Esquire,  M.L.A. 
William  John  Lyne,  Esquire,  M.L.A. 
The    Honourable  James    Nixon    Brunker, 

M.L.A.  (Colonial  Secretary). 

South  Australia. 
The  Right  Honourable   Charles   Cameron     The    Honourable  John 

Kingston,  P.C,  Q.C,  M.H.A.  (Premier) 
The  Honourable  Frederick  William  Holder, 

M.H.A.  (Treasurer). 
The  Honourable  John  Alexander  Cock  burn, 

M.D.,  M.H.A.  (Minister  of  Education). 
The  Honourable  Sir  Richard  Chaffey  Baker, 

K.C.M.G.  (President  of  the  Legislative 

Council). 


Hannah    Gordon, 

M.L.C. 
Josiah  Henrj'  Symon,  Esquire,  Q  C. 
The  Honourable  Sir  John  William  Downer, 

Q.C,  K.C.M.G.,  M.H.A. 
Patrick  McMahon  Glynn,  Esquire,  B.A., 

LL.B. 
The  Honourable  James  Henderson  Howe. 
Vaiben  Lewis  Solomon,  Esquire,  M.H.A. 


Tasmania. 


The   Honourable  Sir  Philip  Oakley  Fysh, 

K.C.M.G..  M.H.A.  (Treasurer). 
The  Right  Honourable  Sir  Edward  Nicholas 

Coventry   Braddon,   P.O.,   K.C.M.G., 

M.H.A.  (Premier). 
The  Honourable  Henry  Dobson,  M.H.A. 
The  Honourable  Neil  Elliott  Lewis,  M.H.A. 
The    Honourable   Nicholas    John    Brown, 

M.H.A. 


The    Honourable    Charles    Henry    Grant, 

M.L.C. 
The  Honourable  Adye  Douglas  (President 

Legislative  Council). 
The   Honourable  William   Moore,   M.L.C. 

(Chief  Secretary). 
Matthew  John  Clarke,  Esquire,  M.H.A. 
The  Honourable  Jolm  Henry,  M.H.A. 


FEDERAL  CONVENTIONS,  CONFERENCES,  &c. 


261 


Victoria. 


The  Right  Honourable  Sir  George  Turner, 
P.C,  K.C.M.G.,  M.L.A.  (Premier). 

John  Quick.  Esquire,  LL.D. 

The  Honourable  Alfred  Deakin,  M.L.A. 

The  Honourable  Alexander  James  Peacock, 
M.L.  A.  (Chief  Secretary). 

The  Honourable  Isaac  Alfred  Isaacs, 
M .  L  A.  ( Attorney-G^eneral). 

William  Arthur  Trenwith, Esquire,  M.L.A. 

"Western 

The  Right  Honourable  Sir  John  Forrest, 
P.C,  K.C.M.G.,  M.L.A.  (Premier, 
Colonial  Secretary,  and  Colonial  Trea- 
surer). 

The  Honourable  Sir  James  George  Lee 
Steere,  Knight  (Speaker  l.iegislative 
Assembly). 

George  Leake,  Esquire,  M.L.A. 

The  Honourable  Frederick  Henry  Piesse, 
M.L.A.'  (Commissioner  of  Railways). 

The  Honourable  John  Winthrop  Hackett, 
M.L.C. 

William  Thorlej'  Loton,  Esquire,  M.L. A.* 


The     Honourable     Sir     Graham     Berry, 

K.C.M.G.     (Speaker  Legislative 

Assembl}'). 
The  Honourable  Simon  Fraser,  M.L.C. 
The  Honourable  Sir  William  Austin  Zeal, 

K.C.M.G.    f President   Legislative 

Council). 
Henry  Bournes  Higgins,  Esquire,  M.L  A. 

Australia. 
Walter  Hartwell  James,  Esquire,  M.L.A. 
Albert  Young  Hassell,  Esquire,  M.L.A. 
Robert  Frederick  ShoU,  Esquire,  M.L.A.* 
The    Honourable    John    Howard    Taylor, 

M.L.C.* 
The  Honourable  Henry  Briggs,  M.L.C.t 
The    Honourable    Frederick    Thomas 

Crowder.  M.L.C.t 
Tlie  Honourable  Andrew  Harriot  Henning, 

M.L.C.t 
The    Honourable    Harrj'    Whittal    Venn, 

M.L.C.t 


Resigned  "ieth  August,  189". 


t  From  26th  August,  1897. 


262  COMMONWEALTH  OF  AUSTRALIA     [63  &  64  Vict. 


4 


THE 


COMMONWEALTH  OF  AUSTRALIA 
CONSTITUTION  ACT. 


63  &  G4  VICT. 
CHAPTER    12. 

An  Act  to  constitute  the  Commonwealth  of  Austraha. 
..p.  1900.  [9th  July  1900.] 

WHEREAS  the  people  of  New  South  Wales,  Victoria,  South  Australia,  Queensland, 
and  Tasmania,  humbly  relying  on  the  blessing  of  Almighty  God,  have  agreed  to 
unite  in  one  indissoluble  Federal  Commonwealth  under  the  Crown  of  the  United 
Kingdom  of  Great  Britain  and  Ireland,  and  under  the  Constitution  hereby  established  : 

And  whereas  it  is  expedient  to  provide  for  the  admission  into  the  Commonwealth 
of  other  Australasian  Colonies  and  possessions  of  the  Queen  : 

Be  it  therefore  enacted  by  the  Queen's  Most  Excellent  Majesty,  by  and  with  the 
advice  and  consent  of  the  Lords  Spiritual  and  Temporal,  and  Commons,  in  this  present 
Parliament  assembled,  and  by  the  authority  of  the  same,  as  follows  : — 

t  title.  !•  This  Act  may  be  cited  as  The  Commonwealth  of  Australia  Constitution  Act. 

;o  extend  to         2.  The  provisions  of  this  Act  referring  to  the  Queen  shall  extend  to  Her  Majesty's 

»ssK)rs  ^  heirs  and  successors  in  the  sovereignty  of  the  United  Kingdom. 

lamation  of  3.  It  shall  be  lawful  for  the  Queen,  with  the  advice  of  the  Privy  Council,  to  declare 

monwealth.  ]jy  proclamation  that,  on  and  after  a  day  therein  appointed,  not  being  later  than  one 
year  after  the  passing  of  this  Act,  the  people  of  New  South  Wales,  Victoria,  South 
Australia,  Queensland,  and  Tasmania,  and  also,  if  Her  Majesty  is  satisfied  that  the 
people  of  Western  Australia  have  agreed  thereto,  of  Western  Australia,  shall  be  united 
in  a  Federal  Commonwealth  under  the  name  of  the  Commonwealth  of  Australia. 
But  the  Queen  may,  at  any  time  after  the  proclamation,  appoint  a  Governor-General  for 
the  Commonwealth. 

mencenient  4.  The  Commonwealth  shall  be  established,  and  the  Constitution  of  the  Common- 

wealth shall  take  efifect,  on  and  after  the  day  so  appointed.  But  the  Parliaments  of  the 
several  colonies  may  at  any  time  after  the  passing  of  this  Act  make  any  such  laws,  to 
come  into  operation  on  the  day  so  appointed,  as  they  might  have  made  if  the  Ccmstitu- 
tion  had  taken  eflfect  at  the  passing  of  this  Act. 
ation  of  the  5.  This  Act,  and  all  laws  made  by  the  Parliament  of  the  Commonwealth  under  the 
laws.  Constitution,   shall  be  binding  on  the  courts,  judges,  and  people  of  every  Stsite  and 

of  every  part  of  the  Commonwealth,  notwithstanding  anything  in  the  laws  of  any  State ; 
and  the  laws  of  the  Commonwealth  shall  be  in  force  on  all  British  ships,  the  Queen's 
ships  of  WHr  excepted,  whose  first  port  of  clearance  and  whose  port  of  destination  are  in 
the  Commonwealth. 

litions.  6.  "  The  CommonweAlth  "  shall  mean  the  Commonwealth  of  Australia  as  established 

under  this  Act. 

"  The  States  "  shall  mean  such  of  the  colonies  of  New  South  Wales,  New  Zealand, 
Queensland,  Tasmania,  Victoria,  Western  Australia,  and  South  Australia,  including  the 
northern  territory  of  South  Australia,  as  for  the  time  being  are  parts  of  the  Common- 
wealth, and  such  colonies  or  territories  as  may  be  a<lmitted  into  or  established  by  the 
Commonwealth  as  States  ;  and  each  of  such  parts  of  the  Commonwealth  shall  be  called 
•'a  State." 


Ch.  12.]  CONSTITUTION  ACT.  263 

A.D.  1900. 
"  Original  States  "  shall  mean  such  States  as  are  parts  of  the  Commonwealth  at  its 
establishment. 

7.  The  Federal  Council  of  Australasia  Act,  1885,  is  hereby  repealed,  but  so  as  not  to  Repeal  of 
atfect  any  laws  passed  by  the  Federal  Council  of  Australasia  and  in  force  at  the  estab-  _\ct. 

lishment  of  the  Commonwealth.  *^^^  ♦» ""«' 

c.  60. 
Any  such  law  may  be  repealed  as  to  any  State  by  the  Parliament  of  the  Common- 
wealth, or  as  to  any  colony  not  being  a  State  by  the  Parliament  thereof. 

8.  After  the  passing  of  this  Act  the  Colonial  Boundaries  Act,  1895,  shall  not  apply  Application  ol 
to  any  colony  which  becomes  a  State  of  the  Commonwealth  ;  but  the  Commonwealth  Boundaries  Ac 
shall  be  taken  to  be  a  self-governing  colony  for  the  purposes  of  that  Act.  5S  and  59  Vict 

9.  The  Constitution  of  the  Commonwealth  shall  be  as  follows  : —  Constitution. 

THE    CONSTITUTION. 

This  Constitution  is  divided  as  follows  : — 
CHAPTER         I.— THE  PARLIAMEXT  : 

Part         I. — General : 

Part        II. — The  Senate  : 

Part      III.  — The  House  of  Representatives  : 

Part      IV. — Both  Houses  of  the  Parliament : 

Part        V. — Powers  of  the  Parliament : 
CHAPTER        II.— THE  EXECUTIVE  GOVERNMENT  : 
CHAPTER      III.— THE  JUDICATURE  : 
CH.\PTER       IV —FINANCE  AND  TRADE  : 
CHAPTER        v.— THE  STATES: 
CHAPTER       VI.— NEW  STATES: 
CHAPTER    VII.— MISCELLANEOUS  : 

CHAPTER  VIII.— ALTERATION  OF  THE  CONSTITUTION 
THE  SCHEDULE. 


Chap.  I. 

CHAPTER   I.  tubParuamj 

The  Parliament.  p^' i 

GexKral. 
Part  I. — General. 


1.  The  legislative  power  of  the  Commonwealth  shall  be  vested  in  a  Federal  Parlia-  Legislative 
ment,  which  shall  consist  of  the  Queen,  a  Senate,  and  a  House  of  Representatives,  and  power, 
which  is  herein-after  called  "The  Parliament,"  or  "The  Parliament  of  the  Common- 
wealth." 

2.  A  Governor-General  appointed  by  the  Queen  shall  be  Her  Majesty's  representa-  Govemor- 
tive  in  the  Commonwealth,  and  shall  have  and  may  exercise  in  the  Commonwealth  cs^neral. 
•during  the  Queen's  pleasure,  but  subject  to  this  Constitution,  such  powers  and  functions 

of  the  Queen  as  Her  Majesty  may  be  pleased  to  assign  to  him. 

3.  There  shall  be  pajable  to  the  Queen  out  of  the  Consolidated  Revenue  fund  of  Salary  of 
the  Commonwealth,  for  the  salary  of  the  Governor-General,  an  annual  sum  which,  until  Qg^l^i*"^" 
the  Parliament  otherwise  provides,  shall  be  ten  thousand  pounds. 

The  salary  of  a  Governor-General  shall  not  be  altered  during  his  continuance  in 
•office. 

4.  The  provisions  of  this  Constitution  relating  to  the  Governor-General  extend  and  Provisions 
apply  to  the  Governor-General  for  the  time  being,  or  such  person  as  the  Queen  may  ^^]*grnor'* 
appoint  to  administer  the  Government  of  the  Commonwealth  ;  but  no  such  person  shall  General 
be  entitled  to  receive  any  salary  from  the  Commonwealth  in  respect  of  any  other  office 

during  his  administration  of  the  Government  of  the  Commonwealth. 

5.  The  Governor-General  may  appoint  such  times  for  holding  the  sessions  of  the  Sessions  of 
Parliament  as  he  thinks  fit,  and  may  also  from  time  to  time,  by  Proclamation  or  other-  p^ol^tiona 
^lae,   prorogue    the    Parliament,    and    may   in   like    manner    dissolve   the   House  of  ^^5501=  jj,,,, 
itepresentatives. 


264 


COMMONWEALTH  OF  AUSTRALIA     [63  &  64  Vict. 


A.D.   1900. 


Summoning^ 
Parliament. 


First  session. 


Yearly  session 
of  Parliament. 


Part  II. 
The  Senate. 


Qualification  of 
electors. 


Method  of 
election  of 
senators. 


Times  and 
places. 

Application  of 
State  laws. 


After  anj'  general  election  the  Parliament  shall  be  summoned  to  meet  not  later  than 
thirty  daj's  after  the  day  appointed  for  the  return  of  the  writs. 

The  Parliament  shall  be  summoned  to  meet  not  later  than  six  months  after  the 
establishment  of  the  Commonwealth 

6.  There  shall  be  a  session  of  the  Parliament  once  at  least  in  every  year,  so  that 
twelve  months  shall  not  intervene  between  the  last  sitting  of  the  Parliament  in  one 
session  and  its  first  sitting  in  the  next  session. 

Part  II. — Thk  Senate. 

7.  The  Senate  shall  be  composed  of  senators  for  each  State,  directly  chosen  by  the 
people  of  the  State,  voting,  until  the  Parliament  otherwise  provides,  as  one  electorate. 

But  until  the  Pai'liament  of  the  Commonwealth  otherwise  provides,  the  Parliament 
of  the  State  of  Queensland,  if  that  State  be  an  Original  State,  may  make  laws  dividing 
the  State  into  divisions  and  determining  the  number  of  senators  to  be  chosen  for  each 
division,  and  in  the  absence  of  such  provision  the  State  shall  be  one  electorate. 

Until  the  Parliament  otherwise  provides  there  shall  be  six  senators  for  each  Original 
State.  The  Parliament  may  make  laws  increasing  or  diminishing  the  number  of  senators 
for  each  State,  but  so  that  equal  representation  of  the  several  Original  States  shall  be 
maintained  and  that  no  Original  State  shall  have  less  than  six  senators. 

The  senators  shall  be  chosen  for  a  term  of  six  j-ears,  and  the  names  of  the  senators- 
chosen  for  each  State  shall  be  certified  by  the  Governor  to  the  Governor-General. 

8.  The  qualification  of  electors  of  senators  shall  be  in  each  State  that  which  is 
prescribed  by  this  Constitution,  or  by  the  Parliament,  as  the  qualification  for  electors 
of  members  of  the  House  of  Representatives  ;  but  in  the  choosing  of  senators  each 
elector  shall  vote  only  once. 

9.  The  Parliament  of  the  Commonwealth  may  make  laws  prescribing  the  method  of 
choosing  senators,  but  so  that  the  method  shall  be  uniform  for  all  the  States.  Subject 
to  any  such  law,  the  Parliament  of  each  State  may  make  laws  prescribing  the  method 
of  choosing  the  senators  for  that  State. 

The  Parliament  of  a  State  may  make  laws  for  determining  the  times  and  places  of 
elections  of  senators  for  the  State. 

10.  Until  the  Parliament  otherwise  provides,  but  subject  to  this  Constitution,  the 
laws  in  force  in  each  State,  for  the  time  being,  relating  to  elections  for  the  more 
numerous  House  of  the  Parliament  of  the  State  shall,  as  nearly  as  practicable,  apply  to 
elections  of  Senators  for  the  State. 


Failure  to  choose 
senators. 


Rotation  of 
senators. 


11.  The  Senate  maj'  proceed  to  the  despatch  of  business,  notwithstanding  the  failure 
of  any  State  to  provide  for  its  representation  in  the  Senate. 

Issue  of  writs.  12.  The  Governor  of  any  State  may  cause  writs  to  be  issued  for  elections  of  senators 

for  the  State.     In  case  of  the  dissolution  of  the  Senate  the  writs  shall  be  issued  within 
ten  days  from  the  proclamation  of  such  dissolution. 

13.  As  soon  as  may  be  after  the  Senate  first  meets,  and  after  each  first  meeting  of 
the  Senate  following  a  dissolution  thereof,  the  Senate  shall  divide  the  senators  chosen 
for  each  State  into  two  classes,  as  nearly  equal  in  number  as  practicable  ;  and  the  places 
of  the  senators  of  the  first  class  shall  become  vacant  at  the  expiration  of  the  third  year, 
and  the  places  of  tliose  of  the  second  class  at  the  expiration  of  the  sixth  year,  from  the 
beginning  of  their  term  of  service  ;  and  afterwards  the  places  of  senators  shall  become 
vacant  at  the  expiration  of  six  years  from  the  beginning  of  their  term  of  service. 

The  election  to  fill  vacant  places  shall  be  made  in  the  year  at  the  expiration  of 
which  the  places  are  to  become  vacant. 

For  the  purposes  of  this  section  the  term  of  service  of  a  senator  shall  be  taken  to 
begin  on  the  first  day  of  January  following  the  day  of  his  election,  except  in  the  cases 
of  the  first  election  and  of  the  election  next  after  any  dissolution  of  the  Senate,  when  it 
shall  be  taken  to  begin  on  the  first  day  of  January  preceding  the  day  of  his  election. 

14.  Whenever  the  number  of  senators  for  a  State  is  increased  or  dimini.shed,  the 
Parliament  of  the  Commonwealth  may  make  such  provision  for  the  vacating  of  the 
places  of  senators  for  the  State  as  it  deems  necessary  to  maintain  regularitj'  iu  the 
rotation. 

15.  If  the  place  of  a  senator  becomes  vacant  before  the  expiration  of  his  term  of 
service,  the  Houses  of  Parliament  of  the  State  for  which  he  was  chosen  shall,  sitting 
and  voting  together,  choose  a  penson  to  hold  the  place  until  the  expiration  of  the  term, 
or  until  the  election  of  a  successor  as  hereinafter  provided,  whichever  first  happens. 


Further 
provision  for 
rotation. 


Casual 
vacancies. 


A.D.  1900. 


Ch.  12]  CONSTITUTION  ACT.  265 

But  if  the  Houses  of  Parliament  of  the  Stat«  are  not  in  session  at  the  time  when  the 
vacancy  is  notifie<l,  the  Governor  of  the  State,  with  the  advice  of  the  Executive  Council 
thereof,  may  appoint  a  person  to  hold  the  place  until  the  expiration  of  fourteen  days 
after  the  beginning  of  the  next  session  of  the  Parliament  of  the  State,  or  until  the 
election  of  a  successor,  whichever  first  happens. 

At  the  next  general  election  of  members  of  the  House  of  Representatives,  or  at  the 
next  election  of  senators  for  ihe  State,  whichever  first  happens,  a  successor  shall,  if  the 
term  has  not  then  expired,  be  chosen  to  hold  the  place  from  the  date  of  his  election 
until  the  expiration  of  the  term. 

The  name  of  any  senator  so  chosen  or  appointed  shall  be  certified  by  the  Governor 
of  the  State  to  the  Governor-General. 

16.  The  qualifications  of  a  senator  shall  be  the  same  as   those  of  a  member  of  the  Qualifications  of 
House  of  Representatives.  senator. 

17.  The  Senate  shall,  before  proceeding  to  the  despatch  of  any  other  business.  Election  of 
choose  a  senator  to  be  the  President  of  the  Senate  ;  and  as  often  as  the  office  of  President  President, 
becomes  vacant  the  Senate  shall  again  choose  a  senator  to  be  the  President. 

The  President  shall  cease  to  hold  his  office  if  he  ceases  to  be  a  senator.  He  may  be 
removed  from  office  by  a  vote  of  the  Senate,  or  he  may  resign  his  office  or  his  seat  by 
writing  addressed  to  the  Governor-General. 

18.  Before  or  during  any  absence  of  the  President,  the  Senate  may  choose  a  senator  Absence  of 
to  perform  his  duties  in  his  absence.  Resident. 

19.  A  senator  may,  by  writing  addressed  to  the  President,  or  to  the  Governor-  Resignation  of 
General  if  there  is  no  President  or  if  the  President  is  absent  from  the  Commonwealth,  senator, 
resign  his  place,  which  thereupon  shall  become  vacant. 

20.  The  place  of  a  senator  shall  become  vacant  if  for  two  consecutive  months  of  any  Vacancy  by 
session  of  the  Parliament  he,  without  the  permission  of  the  Senate,  fails  to  attend  the  absence. 
Senate. 

2 1 .  Whenever  a  vacancy  happens  in  the  Senate,   the  President,  or  if  there  is  no  vacancy  to  be 
President  or  if  the  President  is  absent  from  the  Commonwealth  the  Governor-General,  notified, 
shall  notifj-  the  same  to  the  Governor  of  the  State  in  the  representation  of  which  the 

vacancy  has  happened. 

22.  Until  the  Parliament  otherwise  provides,  the  presence  of  at  least  one-third  of  Quorum, 
the  whole   number  of  the  senators  shall  be  necessary  to  constitute  a  meeting  of  the 
Senate  for  the  exercise  of  its  powers. 

23.  Questions  arismg  in  the  Senate  shall  be  determined  by  a  majority  of  votes,  and  Voting  in 
each  senator  shall  have  one  vote.     The  President  shall  in  all  cases  be  entitled  to  a  vote  ;  Senate, 
and  when  the  votes  are  equal  the  question  shall  pass  in  the  negative. 


Part  III. — Thk  House  of  Rkpresestatives. 


Part  III. 
HorsE  OP  Rbpre- 

8KSTATIVBS. 

24.  The  House  of  Representatives  shall  be  composed  of  members  directly  chosen  Constitution  of 
by  the  people  of  the   Commonwealth,  and  the  number  of  such   members   shall   be,  as  House  of  Repre- 
nearly  as  practicable,  twice  the  number  of  the  senators.  sentatives. 

The  number  of  members  chosen  in  the  several  States  shall  be  in  proportion  to  the 
respective  numbers  of  their  people,  and  shall,  until  the  Parliament  otherwise  provides, 
be  determined,  whenever  necessary,  in  the  following  manner  : — 

(i.)  A  quota  shall  be  ascertained  by  dividing  the  numljer  of  the  people  of  the 
Commonwealth,  as  shown  by  the  latest  statistics  of  the  Commonwealth, 
by  twice  the  number  of  the  senators : 
(ii.)  The  number  of  members  to  be  chosen  in  each  State  shall  be  determined  by 
di\iding  the  number  of  the  people  of  the  State,  as  shown  by  the  latest 
statistics  of  the  Commonwealth,  by  the  quota  ;  and  if  on  such  division 
there  is  a  remainder  greater  than  one-half  of  the  quota,  one  more  member 
shall  be  chosen  in  the  State. 
But  notwithstanding  anything  in  this  section,  five  members  at  least  shall  be  chosen 
in  each  Original  State. 

25.  For  the  purposes  of  the  last  section,  if  by  the  law  of  anj'  State  all  peraons  of  Provision  as  to 
Miy  race  are  disqualified  from  voting  at  elections  for  the  more  numerous  House  of  the  races  disqualified 
Parliament  of  the  State,  then,  in  reckoning  the  number  of  the  people  of  the  State  or  of  ^^°^  voting. 
the  Commonwealth,  persons  of  that  race  resident  in  that  State  shall  not  be  counted. 


266 


COMMONWEALTH  OF  AUSTRALIA     [63  &  64  Vict. 


A.D.  1900. 

Representatives  26.  Notwithstamling  anything  in  section  twenty-four,  the  number  of  members  to  be 

in  first  Parlia-      chosen  in  each  State  at  the  first  election  shall  be  as  follows  : — 

ment. 

New  South  Wales  ...         ...         ...         ...      twenty-three; 

Victoria    ...         ...         ...         ..  ...         ...      twenty; 

Queensland  ...         ...         ...  ..  ...      eight; 

South  Australia  ...  ...  ...  ...  ...       six; 

Tasmania...         ...         ...  ..  ...         ...      five; 

Provided   that   if  Western  Australia  is  an  Original   State,   the   numbers   shall   be  as 
follows : — 


New  South  Wales 
Victoria     ... 
Queensland 

South  Australia  ... 
Western  Australia 
Tasmania  ... 


twenty-six  ; 
twentj^-three  ; 
nine  ; 
seven  ; 
five ; 
five. 


Alteration  of 
number  of 
members. 
Duration  of 


Qualification  of 
electors. 


Application  of 
State  laws. 


27  Subject  to  this  Constitution,  the  Parliament  may  make  laws  for  increasing  or 
diminishing  the  number  of  the  members  of  the  House  of  Representatives. 

28.  Every  House  of  Representatives  shall  continue  for  three  years  from  the  first 
sentatives^^^*^^'  ™66ting  of  the  House,  and  no  longer,  but  may  be  sooner  dissolved  by  the  Governor- 
General. 

Electoral  29.   Until  the  Parliament  of  the  Commonwealth  otherwise  provides,  the  Parliament 

divisions.  of  any  State   may  make  laws   for  determining  the  divisions  in  each  State  for  which 

members  of  the  House  of  Representatives  may  be  chosen,  and  the  number  of  members 

to  be  chosen  for  each  division.     A  division  shall  not  be  formed  out  of  parts  of  different 

States. 

In  the  absence  of  other  provision,  each  State  shall  be  one  electorate. 

30.  Until  the  Parliament  otherwi.se  provides,  the  qualification  of  electors  of 
members  of  the  House  of  Representatives  shall  be  in  each  State  that  which  is  prescribed 
by  the  law  of  the  State  as  the  qualification  of  electors  of  the  more  numerous  House  of 
Parliament  of  the  State  ;  but  in  the  choosing  of  members  each  elector  shall  vote 
only  once. 

31.  Until  the  Parliament  otherwise  provides,  but  subject  to  this  Constitution,  the 
laws  in  force  in  each  State  for  the  time  being  relating  to  elections  for  the  more  numerous 
House  of  the  Parliament  of  the  State  shall,  as  nearly  as  practicable,  apply  to  elections 
in  the  State  of  members  of  the  House  of  Representatives. 

Writs  for  general  32    The  Governor-General  in  Council  may   cause  writs  to  be  issued  for  general 

election.  elections  of  members  of  the  House  of  Representatives. 

After  the  first  general  election,  the  writs  shall  be  issued  within  ten  days  from  the 

expiry  of    a   House   of  Representatives   or    from   the   proclamation   of    a    dissolution 

thereof. 

33.  Whenever  a  vacancy  happens  in  the  House  of  Representatives,  the  Speaker 
shall  issue  his  writ  for  the  election  of  a  new  member,  or  if  there  is  no  Speaker  or  if  he 
is  absent  from  the  Commonwealth  the  Governor-General  in  Council  may  issue 
the  writ. 

34.  Until  the  Parliament  otherwise  provides,  the  qualifications  of  a  member  of  the 
House  of  Representatives  shall  be  as  follows  :  — 

(i.)  He  must  be  of  the  full  age  of  twenty-one  years,  and  must  be  an  elector 
entitled  to  vote  at  the  election  of  members  of  the  House  of  Representa- 
tives, or  a  person  qualified  to  become  such  elector,  and  must  have  been 
for  three  years  at  the  least  a  resident  within  the  limits  of  the  Common- 
wealth as  existing  at  the  time  when  he  is  chosen  : 
(ii.)  He  must  be  a  subject  of  the  Queen,  either  natural-born  or  for  at  least  five 
years  naturalized  under  a  law  of  the  United  Kingdom,  or  of  a  Colony 
which  has  become  or  becomes  a  State,  or  of  the  Commonwealth,  or  of  a 
State. 

35.  The  House  of  Representatives  shall,  before  proceeding  to  the  despatch  of  any 
other  business,  choose  a  member  to  be  the  Speaker  of  the  House,  and  as  often  as  the 
office  of  Speaker  becomes  vacant  the  House  shall  again  choose  a  member  to  be  the 
Speaker. 

The  Speaker  shall  cease  to  hold  his  office  if  he  ceases  to  be  a  member.  He  may  be 
removed  from  office  by  a  vote  of  the  House,  or  he  may  resign  his  office  or  his  seat  by 
writing  addressed  to  the  Governor-General. 


Writs  for 
vacancie.s. 


Qualifications  of 
ntembers. 


Election  of 
Speaker. 


Ch.  12.]  CONSTITUTION  ACT.  267 

""^  A.D.  1900. 


3i).  Before  or  during  any  absence  of  tlie  Speaker,  the  House  of  Representatives  Absence  of 
niav  choose  a  member  to  perform  his  duties  in  his  absence.  Speaker. 

37.  A  member   may  by  writing  addressed  to  the  Speaker,   or   to  the   Governor-  Resigmation  of 
General  if  there  is  no  'Speaker  or  if  the  Speaker  is  absent  from  the  Commonwealth,  member, 
resign  his  place,  which  thereupon  shall  become  vacant. 

38.  The  place  of  a  member  shall  become  vacant  if  for  two  consecutive  months  of  ^^^^^y  ^y 
anv  session  of  the  Parliament  he,  without  the  permission  of  the  House,  fails  to  attend  *"^"^^- 
the  House. 

39.  Until  the  Parliament  otherwise  provides,  the  presence  of  at  least  one-third  of  Quorum, 
the  whole  number  of  the  members  of  the  House  of  Representatives  shall  be  necessary 

to  constitute  a  meeting  of  the  House  for  the  exercise  of  its  powers. 

40.  Questions  arising  in  the  House  of  Representatives  shall  be  determined  by  a  Voting  in  House 
majority  of  votes  other  than  that  of  the  Speaker.     The  Speaker  shall  not  vote  unless  the  j^j^gP""^^"' 
numbers  are  equal,  and  then  he  shall  have  a  casting  vote. 

Part  IV. 

Part  IV. -Both  Houses  of  the  Parliament.  t^p^uSt, 


41.  No  adult  person  who  has  or  acquires  a  right  to  vote  at  elections  for  the  more  Ri<;ht  of  electors 
numerous   House  of   the    Parliament  of  a   State  shall,    while  the  right  continues,   be  of  States, 
prevented  by  any  law  of  the  Commonwealth  from  voting  at  elections  for  either  House  of 

the  Parliament  of  the  Commonwealth 

42.  Every  senator  and  ever}'  member  of  the  House  of  Representatives  shall  before  Oath  or 
taking   his   seat   make  and   subscribe    before   the   Governor-General,    or  some   person  attirmation  of 
authorised  by  him,  an  oath  or  affirmation  of  allegiance  in  the  form  set  forth  in  the'^  e^ance. 
schedule  to  this  Constitution. 

43.  A  member  of  either  House  of  the  Parliament  shall  be  incapable  of  being  chosen  Member  of  one 
or  of  sitting  as  a  member  of  the  other  House.  House  ineligible 

°  for  other. 

44.  Any  person  who —  Disqualification. 

(i. )  Is  under  any  acknowledgment  of  allegiance,  obedience,  or  adherence  to  a 
foreign  power,  or  is  a  subject  or  a  citizen  or  entitled  to  the  rights  or 
privileges  of  a  subject  or  a  citizen  of  a  foreign  power  :  or 
(ii.)  Is  attainted  of  treason,  or  has  been  convicted  and  is  under  sentence,  or  subject 
to  be  sentenced,  for  an}'  offence  punishable  under  the  law  of  the 
Commonwealth  or  of  a  State  bj'  imprisonment  for  one  year  or  longer  :  or 
(iii. )  Is  an  undischarged  bankrupt  or  insolvent  :  or 

(iv. )  Holds  any  office  of  profit  under  the  Crown,  or  any  pension  payable  during  the 
pleasure  of  tlie  Crown  out  of  any  of  the  revenues  of  the  Commonwealth  : 
or 
(v.)  Has  an\'  direct  or  indirect  pecuniary  interest  in  any  agreement  with  the 
Public  Service  of  the  Commonwealth  otherwise  than  as  a  member  and  in 
common  witii  the  other  members  of  an  incorporated  company  consisting 
of  more  than  twenty-five  persons  : 
shall  be  incapable  of  being  chosen  or  of  sitting  as  a  senator  or  a  member  of  the  House 
of  Representatives. 

But  sub-section  iv.  does  not  apply  to  the  office  of  any  of  the  Queen's  Ministers  of 
State  for  the  Commonwealth,  or  of  any  of  the  Queen's  Ministers  for  a  State,  or  to  the 
receipt  of  pay,  half  pay,  or  a  pension  by  any  person  as  an  officer  or  member  of  the 
Queen's  navy  or  army,  or  to  the  receipt  of  pay  as  an  officer  or  member  of  the  naval  or 
military  forces  of  the  Commonwealth  by  any  person  whose  services  are  not  wholly 
employed  by  the  Commonwealth. 

45.  If  a  senator  or  member  of  the  House  of  Representatives —  Vacancy  on 

happening  of 
(i.)  Becomes  subject  to  any  of  the  disabilities  mentioned  in  the  last  preceding  disqualification 

section :  or 
(ii.)  Takes  the  benefit,  whether  by  a.ssignment,  composition,  or  otherwise,  of  any 

law  relating  to  bankrupt  or  insolvent  debtors  :  or 
(iii.)  Directly  or  indirectly  takes  or  agrees  to  take   any  fee  or  honorarium  for 
services  rendered  to  the  Commonwealth,  or  for  ser\*ices  rendered  in  the 
Parliament  to  any  person  or  btate  : 
his  place  shall  thereupon  become  vacant. 


268 


COMMONWEALTH  OF  AUSTRALIA      [63  &  «4  Vict. 


A.D.  1900. 

Penalty  for 
sitting  when 
disqualified. 


Disputed 

elections. 


Allowance  to 
members. 


Privileges,  &c. 
of  Houses. 


Rules  and 
orders. 


46.  Until  the  Parliament  otlierwise  provides,  any  person  declared  by  this  Constitu- 
tion to  be  incapable  of  sitting  as  a  senator  or  as  a  member  of  the  House  of  Representa- 
tives shall,  for  every  day  on  wliich  he  so  sits,  be  liable  to  pay  the  sum  of  one  hundred 
pounds  to  any  person  who  sues  for  it  in  any  court  of  competent  jurisdiction. 

47.  Until  the  Parliament  otherwise  provides,  any  question  respecting  the  qualifica- 
tion of  a  senator  or  of  a  member  of  the  House  of  Representatives,  or  respecting  a  vacancy 
in  either  House  of  the  Parliament,  and  any  question  of  a  disputed  election  to  either 
House,  shall  be  determined  by  the  House  in  which  the  question  arises. 

48.  Until  the  Parliament  otherwise  provides,  each  senator  and  each  member  of  the 
House  of  Representatives  shall  x'eceive  an  allowance  of  four  hundred  pounds  a  year,  to 
be  reckoned  from  the  day  on  which  he  takes  his  seat. 

49.  The  powers,  privileges,  and  immunities  of  the  Senate  and  of  the  House  of 
Representatives,  and  of  the  members  and  the  committees  of  each  House,  shall  be  such 
as  are  declared  by  the  Parliament,  and  until  declared  shall  be  those  of  the  Commons 
House  of  Parliament  of  the  United  Kingdom,  and  of  its  members  and  committees,  at  the 
establishment  of  the  Commonwealth. 

50.  Each  House  of  the  Parliament  may  make  rules  and  orders  with  respect  to — 

(i.)  The  mode  in  which  its  powers,  privileges,  and  immunities  may  be  exercised 
and  upheld  : 

(ii. )  The  order  and  conduct  of  its  business  and  proceedings  either  separately  or 
jointly  with  the  other  House. 


Part  V. 

Powers  of  thr 

Parliambnt. 


Part  V.— Powers  of  the  Parliament, 


Legislative  51.  The  Parliament  shall,  subject  to  this  Constitution,  have  power  to  make  laws  for 

powers  of  the       ^j^g  peace,  order,  and  good  government  of  the  Commonwealth,  with  respect  to  : — 

(i. )  Trade  and  commerce  with  other  countries,  and  among  the  States  : 

(ii. )  Taxation  ;  but  so  as  not  to  discriminate  between  States  or  parts  of  States  : 

(iii.)  Bounties  on  the  production  or  export  of  goods,  but  so  that  such  bounties 
shall  be  uniform  throughout  the  Commonwealth  : 

(iv. )  Borrowing  money  on  the  public  credit  of  the  Commonwealth  : 

(v.)  Postal,  telegraphic,  telephonic,  and  other  like  services  : 

(vi. )  The  naval  and  military  defence  of  the  Commonwealth  and  of  the  several 
States,  and  the  control  of  the  forces  to  execute  and  maintain  the  laws  of 
the  Commonwealth  : 

(vii. )  Lighthouses,  lightships,  beacons  and  buoys  : 

(viii. )  Astronomical  and  meteorological  observations  : 

(ix.)  Quarantine : 

(x.)  Fisheries  in  Australian  waters  beyond  territorial  limits  : 

(xi.)  Census  and  statistics  : 

(xii.)  Currency,  coinage,  and  legal  tender  : 

(xiii.)  Banking,  other  than  State  banking;  also  State  banking  extending  bej'ond 
the  limits  of  the  State  concerned,  the  incorporation  of  banks,  and  the 
issue  of  paper  money  : 

(xiv.)  Insurance,  other  than  State  insurance  ;  also  State  insurance  extending 
beyond  the  limits  of  the  State  concerned  : 

(xv.)  Weights  and  measures  : 

(xvi. )  Bills  of  exchange  and  promissory  notes  : 

(xvii.)  Bankruptcy  and  insolvency  : 

(xviii.)  Copyrights,  patents  of  inventions  and  designs,  and  trade  marks  : 

(xix. )  Naturalization  and  aliens  : 

(xx.)  Foreign  corporations,  and  trading  or  financial  corporations  formed  within 
the  limits  of  the  Commonwealth  : 


Ch.   12.] 


CONSTITUTION  ACT.  269 


A.D.  1900. 


(xxi.)  Marriage: 

(xxii.)  Divorce  and  uiatrinionial  causes;   and  in  relation  thereto,   parental  rights, 
and  the  custody  and  guardianship  of  infants  : 

(xxiii.)  Invalid  acd  old-age  pensions  : 

(xxiv. )  The  service  and  execution  throughout  the  Commonwrealth  of  the  civil  and 
criminal  process  and  the  judguients  of  the  courts  of  the  States  : 

(xxv.)  The  recognition  thi'oughout  the  Commonwealth  of  the  laws,  the  public  Acts 
and  records,  and  the  judicial  proceedings  of  the  States  : 

(xxvi.)  The  people  of  any  race,  other  than  the  aboriginal  race  in  any  State,  for 
whom  it  is  deeme<l  necessary  to  make  special  laws  : 

(xxvii.)  Immigration  and  emigration  : 

(xxviii.)  The  influx  of  criminals  : 

(xxix. )  External  affairs  : 

(xxx.)  The  relations  of  the  Commonwealth  with  the  islands  of  the  Pacific  : 

(xxxi.)  The  acquisition  of  property  on  just  terms  from  any  State  or  person  for  any 
purpose  in  respect  of  which  the  Parliament  has  power  to  make  laws : 

(xxxii.)  The  control  of  railways  with  respect  to  transport  for  the  naval  and  military 
purposes  of  the  Commonwealth  : 

ixxxiii. )  The  acquisition,  with  the  consent  of  a  State,  of  any  railways  of  the  State  on 
terms  arranged  Ijetween  the  Commonwealth  and  the  State  : 

(xxxiv.)  Railway  construction  and  extension  in  any  State  with  the  consent  of  that 
Sta'te  : 

(xxxv. )  Conciliation  and  arbitration  for  the  prevention  and  settlement  of  industrial 
disputes  extending  beyond  the  limits  of  any  one  State  : 

(xxxvi.)  Matters  in  respect  of  which  this  Constitution  makes  provision  until  the 
Parliament  otherwise  provides  : 

(xxxvii.)  Matters  referred  to  the  Parliament  of  the  Commonwealth  by  the  Parliament 
or  Parliaments  of  any  State  or  States,  but  so  that  the  law  shall  extend 
only  to  States  by  whose  Parliaments  the  matter  is  referred,  or  which 
afterwards  adopt  the  law  : 

(Kxxviii.)  The  exercise  within  the  Commonwealth,  at  the  request  or  with  the  concur- 
rence of  the  Parliaments  of  all  the  States  directly  concerned,  of  any 
power  which  can  at  the  establishment  ot  this  Constitution  be  exercised 
only  by  the  Parliament  of  the  United  Kingdom  or  by  the  Federal 
Council  of  Australasia  : 

(xxxix.)  ilatters  incidental  to  tlie  execution  of  any  power  vested  by  this  Constitution 
in  the  Parliament  or  in  either  House  tliereof,  or  in  the  Government  of 
the  Commonwealth,  or  in  the  Federal  Judicature,  or  in  any  department 
or  officer  of  the  Commonwealth. 

52.  The  Parliament  shall,  subject  to  this  Constitution,  have  exclusive  power  to  Exclusive 
make  laws  for  the  peace,  order,  and    good   government   of  the   Conmionwealth  with  powers  of  the 
respect  to—  Parliainent 

(i.)  The  seat  of  government  of  the  Commonwealth,  and  all  places  acquired  by 

the  Commonwealth  for  public  purposes  : 
(ii  )  Matters  relating  to  any  department  of  the  public   service    the  control   of 

which  is  by  this  Constitution  transferred  to  the  Executive  Government 

of  the  Commonwealth  : 
(iii  )  Other  matters  declared  by  this  Constitution  to  be  within  the  exclusive  power 

of  the  Parliament. 

5.3.  Proposed  laws  appropriating  revenue  or  moneys,  or  imposing  taxation,  shall  Powers  of  the 
not  originate  in  the  Senate.     But  a  proposed  law  sha'll  not  be  taken  to  appropriate  J^^l^  '°j 
revenue  or  moneys,  or  to  impose  taxation,  by  reason  only  of  its  containing  provisions  legislation, 
for  the  imposition   or  appropriation  of  fines  or  other  pecuniary  penalties,  or  for  the 
demand  or  pajment  or  appropriation  of  fees  for  licences,  or  fees  for  services  under  the 
proposed  law. 

The  Senate  may  not  amend  proposed  laws  imposing  taxation,  or  proposed  laws 
appropriating  revenue  or  moneys  for  the  ordinary  annual  services  of  the  Government. 


270 


COMMONWEALTH  OF  AUSTRALIA      [63  &  64  Vict. 


A.D.  1900. 


Appropriation 
Bills. 

Tax  Bills. 


Recommenda- 
tion of  money 
votes. 


Disagrreement 
between  the 
Houses. 


Royal  assent  to 
Bills. 


Recommen- 
dations by 
Governor- 
General. 

Disallowance  by 
the  Queen. 


Sig^nification  of 
Queen's  pleasure 
on  Bills  reserved. 


The  Senate  may  not  amend  any  proposed  law  so  as  to  increase  any  proposed  charge 
or  burden  on  the  people. 

The  Senate  may  at  any  stage  return  to  the  House  of  Representatives  any  proposed 
law  which  the  Senate  may  not  amend,  requesting,  by  message,  the  omission  or  amend- 
ment of  any  items  or  provisions  therein.  And  the  House  of  Representatives  may,  if  it 
tliinks  lit,  make  any  of  such  omissions  or  amendments,  with  or  without  modifications. 

Except  as  provided  in  this  section,  the  Senate  shall  have  equal  power  with  the 
House  of  Representatives  in  respect  of  all  proposed  laws. 

54.  The  proposed  law  which  appropriates  revenue  or  moneys  for  the  ordinary 
annual  services  of  the  Government  shall  deal  only  with  such  appropriation. 

55  Laws  imposing  taxation  shall  deal  only  with  the  imposition  of  taxation,  and 
any  provision  therein  dealing  with  any  other  matter  shall  be  of  no  effect. 

Laws  imposing  taxation,  except  laws  imposing  duties  of  customs  or  of  excise,  shall 
deal  with  one  subject  of  taxation  only  ;  but  laws  imposing  duties  of  customs  shall  deal 
with  duties  of  customs  only,  and  law  s  imposing  duties  of  excise  shall  deal  with  duties 
of  excise  only. 

56.  A  vote,  resolution,  or  proposed  law  for  the  appropriation  of  revenue  or  moneys 
shall  not  be  passed  unless  the  purpose  of  the  appropriation  has  in  the  same  session  been 
reconmiended  by  message  of  the  Governor-General  to  the  House  in  which  the  proposal 
originated. 

57.  If  the  House  of  Representatives  passes  any  proposed  law,  and  the  Senate 
rejects  or  fails  to  pass  it,  or  passes  it  with  amendments  to  which  the  House  of  Repre- 
sentatives will  not  agree,  and  if  after  an  interval  of  three  months  the  House  of 
Repi-esentatives,  in  the  same  or  the  next  session,  again  passes  the  proposed  law  witli  or 
without  any  amendments  which  have  been  made,  suggested,  or  agreed  to  by  the  Senate, 
and  the  Senate  rejects  or  fails  to  pass  it,  or  passes  it  with  amendments  to  which  the 
House  of  Representatives  Avill  not  agree,  the  (Governor-General  may  dissolve  the  Senate 
and  the  House  of  Representatives  simultaneously.  But  such  dissolution  shall  not  take 
place  witliin  six  months  before  the  date  of  the  expiry  of  the  House  of  Representatives 
by  effluxion  of  time. 

If  after  such  dissolution  the  House  of  Representatives  again  passes  the  proposed 
law,  with  or  without  any  amendments  which  have  been  made,  suggested,  or  agreed  to  b\' 
the  Senate,  and  the  Senate  rejects  or  fails  to  pass  it,  or  pas.ses  it  with  amendments 
to  which  the  House  of  Representatives  will  not  agree,  the  Governor-General  may 
convene  a  joint  sitting  of  the  members  of  the  Senate  and  of  the  House  of  Repre- 
sentatives. 

The  members  present  at  the  joint  sitting  maj-  deliberate  and  shall  vote  together 
upon  the  proposed  law  as  last  proposed  by  the  House  of  Representatives,  and  upon 
amendments,  if  any,  which  have  been  made  therein  by  one  House  and  not  agreed  to  by 
the  other,  and  any  such  amendments  which  are  affirmed  by  an  absolute  majority  of  the 
total  number  of  the  members  of  the  Senate  and  House  of  Representatives  shall  be  taken 
to  have  been  carried,  and  if  the  proposed  law,  with  the  amendments,  if  any,  so  carried 
is  affirmed  by  an  absolute  majority  of  the  total  number  of  the  members  of  the  Senate 
and  House  of  Representatives,  it  shall  be  taken  to  have  been  duly  passed  by  both 
Houses  of  the  Parliament,  and  shall  be  presented  to  the  Governor-General  for  the 
Queen's  assent. 

58.  When  a  proposed  law  passed  by  botli  Houses  of  the  Parliament  is  presented  to 
the  Governor-General  for  the  Queen's  assent,  he  shall  declare,  according  to  his  discretion* 
but  subject  to  this  Constitution,  that  he  assents  in  the  Queen's  name,  or  that  he  with- 
holds assent,  or  that  he  reserves  the  law  for  the  Queen's  pleasure. 

The  Governor-General  may  return  to  the  House  in  which  it  originated  any  proposed 
law  so  presented  to  iiim,  and  may  transmit  therewith  any  amendments  which  he  may 
recommend,  and  the  Houses  may  deal  with  the  recommendation. 

59.  The  Queen  may  disallow  any  law  within  one  year  from  the  Governor-General's 
assent,  and  .such  disallowance  on  being  made  known  by  the  Governor- General  by  speech 
or  message  to  each  of  the  Houses  of  the  Parliament,  or  by  Proclamation,  shall  annul  the 
law  from  the  day  when  the  disallowance  is  so  made  known. 

60.  A  proposed  law  reserved  for  the  Queen's  pleasure  shall  not  have  any  force  unless 
and  until  within  two  years  from  the  day  on  which  it  was  presented  to  the  Governor- 
General  for  the  Queen's  assent  the  Governor-General  makes  known,  by  speech  or 
message  to  each  of  the  Houses  of  the  Parliament,  or  bj'  Proclamation,  that  ic  lias 
received  the  Queen's  assent. 


I 


Ch.  12.]  CONSTITUTION  ACT.  271 

~  A.D    1900. 


CHAPTER   II. 

Chap.  II. 

The   Executive   Governnient.  govkInmb.nt. 


Gl.  The    executive    power  of   the  Commonwealth  is  vested  in   the  Queen  and  is  Executive 
exerciseable  In*  the  Ooveruor-General  as  the  Queen's  representative,  and  extends  to  the  power, 
execution  and  maintenance  of  this  Constitution,  and  of  the  laws  of  the  Commonwealth. 

62.  There  shall  be  a  Federal  Executive  Council  to  advise  the  Governor-General  in  Federal 
the  government  of  the  Commonwealth,  and  the  members  of  the  Council  shall  be  chosen  Executive 
and  summoned  by  the  Governor-General  and  sworn  as  Executive  Councillors,  and  shall      "" 
hold  office  during  his  pleasure. 

63.  The  provisions  of  this  Constitution  referring  to  the  Governor-General  in  Council  Provisions 
shall  be  construed  as  referring  to  the  Governor-General  acting  with  the  ad\ice  of  the  '^^""nncr  to 
Federal  Executive  Council.  General. 

64.  The  Governor-General  may  appoint  officers  to  administer  such  departments  of  Ministers  of 
State  of  the  Commonwealth  as  the  Governor-General  in  Council  may  establish.  State. 

Such  officers  shall  hold  office  during  the  pleasure  of  the  Governor-General.  Thej- 
shall  be  members  of  the  Federal  Executive  Council,  and  shall  be  the  Queen's  Ministers 
of  State  for  the  Commonwealth. 

After  the  iirst  general  election  no  Minister  of  State  shall  hold  office  for  a  longer  Ministers  to  sit 
period  than  three  months  unless  he  is  or  becomes  a  senator  or  a  member  of  the  House  of  i"  Parliament 
Representatives. 

65.  Until  the  Parliament  otherwise  provides,  the  Ministers  of  State  shall  not  exceed  Number  of 
seven  in  number,  and  shall  hold  such  offices  as  the  Parliament  prescribes,  or,  in  the  Ministers, 
absence  of  provision,  as  the  Governor-General  directs. 

66.  There  shall  be  payable  to  the  Queen,  out  of  the  Consolidated  Revenue  Fund  of  ^^"?^^°' 
the  Commonwealth,  for  the  salaries  of  the  Ministers  of  State,  an  annual  sum  which,  ^i"*®''*'^- 
until  the  Parliament  otherwise  provides,  shall  not  exceed  twelve  tliousaud  pounds  a 

year. 

67.  Until  the  Parliament  otherwise  pro^^des,  the  appointment  and  removal  of  all  Appointment  of 
other  officers  of  the  Executive  (lovernment  of  the  Commonwealth  shall  be  vested  in  the*^'^**  servants. 
Governor-General  in  Council,  unless  the  appointment  is  delegated  by  the  Governor- 
General  in  Council  or  by  a  law  of  the  Commonwealth  to  some  other  authority. 

68.  The  command  in  chief  of  the  naval  and  military  forces  of  the  Commonwealth  is  Command  of 
vested  in  the  Governor-General  as  the  Queen's  representative.  naval  and 

militar>-  forces. 

69.  On  a  date  or  dates  to  be  proclaimed  by  the  Governor-General  after  the  estab-  Transfer  of 
lishment  of  the  Commonwealth  the  following  departments  of  the  public  service  in  each  certain  depart- 
State  shall  become  transferred  to  the  Commonwealth  : —  ments. 

Posts,  telegraphs,  and  telephones  : 

Xaval  and  military  defence  : 

Lighthouses,  lightships,  beacons,  and  buoys : 

Quarantine. 

But  the  departments  of  customs  and  of  excise  in  each  State  shall  become  transferred 
to  the  Commonwealth  on  its  establishment. 

70.  In  respect  of  matters  which,  under  this  Constitution,  pa.'ss  to  the  Executive  Certain  powers 
Government  of  the  Commonwealth,  all  powers  and  functions  which  at  the  establishment  **' ®?^'^"°'^  ^** 
of  the  Commonwealth  are  vested  in  the  Governor  of  a  Colony,  or  in  the  Governor  of  a  General     "°*"^ 
Colony  with  the  advice  of  his  Executive  Council,  or  in  any  authority  of  a  Colony,  shall 

vest  in  the  Governor-General,  or  in  the  Governor-General  in  Council,  or  in  the  authority 
exercising  similar  powers  under  the  Commonwealth,  as  the  case  requires. 


272 


A.D.  1900. 


COMMONWEALTH  OF  AUSTRALIA      [63  &  64  Vict. 


Chap.  III. 
The  Judicature. 


CHAPTER  III. 

The  Judicature. 


Judicial  power 
and  Courts. 


Judges' 
appointment, 
tenure,  and 
remuneration. 


Appellate 
jurisdiction  of 
High  Court. 


Appeal  to 
Queen  in 
Council. 


Original 
jurisdiction  of 
High  Court 


71.  The  judicial  power  of  the  Commonwealth  shall  be  vested  in  a  Federal  Supreme 
Court,  to  be  called  the  High  Court  of  Australia,  and  in  such  other  federal  courts  as  the 
Parliament  creates,  and  in  such  other  courts  as  it  invests  with  federal  jurisdiction.  The 
High  Court  shall  consist  of  a  Chief  Justice,  and  so  many  other  Justices,  not  less  than 
two,  as  the  Parliament  prescribes. 

72.  The  Justices  of  the  High  Court  and  of  the  other  courts  created  by  the 
Parliament — 

(i. )  Shall  be  appointed  by  the  Governor-General  in  Council : 

(ii.)  Shall  not  be  removed   except  by  the   Governor-General  in  Council,  on   an 

address  from  both  Houses  of  the  Parliament  in  the  same  session,  praying 

for  such  removal  on  the  ground  of  proved  misbehaviour  or  incapacity : 

(iii.)  Shall    receive    such    remuneration   as    the    Parliament    may   fix  ;     but    the 

remuneration  shall  not  be  diminished  during  their  continuance  in  office. 

73.  The  High  Court  shall  liave  jurisdiction,  with  such  exceptions  and  subject  to 
such  regulations  as  the  Parliament  presci'ibes,  to  hear  and  determine  appeals  from  all 
judgments,  decrees,  orders,  and  sentences — 

(i.)  Of  an  J'  Justice  or  Justices  exercising  the  original  jurisdiction  of  the  High 

Court : 
(ii.)  Of  any  other  federal  court,  or  court  exercising  federal  jurisdiction  ;  or  of  the 
Supreme  Court  of  any  State,  or  of  any  other  court  of  any  State  from 
which  at  the  establishment  of  the  Commonwealth  an  appeal  lies  to  the 
Queen  in  Council  : 
(iii.)  Of  the  Inter-State  Commission,  but  as  to  questions  of  law  onlj- : 
and  the  judgment  of  the  High  Court  in  all  such  cases  shall  be  final  and  conclusive! 

But  no  exception  or  I'egulation  prescribed  by  the  Parliament  shall  prevent  the  High 
Court  from  hearing  and  determining  any  appeal  from  the  Supreme  Court  of  a  State  in 
any  matter  in  which  at  tlie  establishment  of  the  Commonwealth  an  appeal  lies  from  such 
Supreme  Court  to  the  Queen  in  Council. 

Until  the  Parliament  otherwise  provides,  the  conditions  of  and  restrictions  on 
appeals  to  the  Queen  in  Council  from  the  Supreme  Courts  of  the  several  States  shall  be 
applicable  to  appeals  from  them  to  the  High  Court. 

74  No  appeal  shall  be  permitted  to  the  Queen  in  Council  from  a  decision  of  the 
High  Court  upon  any  question,  howsoever  arising,  as  to  the  limits  inter  se  of  the  Consti- 
tutional powers  of  the  Commonwealth  and  those  of  any  State  or  States,  or  as  to  the 
limits  inter  se  of  the  Constitutional  powers  of  any  two  or  more  States,  unless  the  High 
Court  shall  certify  that  tlie  question  is  one  which  ought  to  be  determined  by  Her  Majesty 
in  Council. 

'J"he  High  Court  may  so  certify  if  satisfied  that  for  any  special  reason  the  certifi- 
cate should  be  granted,  and  thereupon  an  appeal  shall  lie  to  Her  Majesty  in  Council  on 
the  question  without  further  leave. 

Except  as  provided  in  this  section,  this  Constitution  shall  not  impair  any  right 
which  the  Queen  may  be  pleased  to  exercise  by  virtue  of  Her  Royal  prerogative  to 
grant  special  leave  of  appeal  from  the  High  Court  to  Her  Majesty  in  Council.  The  Par- 
liament may  make  laws  limiting  the  matters  in  which  such  leave  maj'  be  asked,  but 
proposed  laws  containing  any  such  limitation  shall  be  reserved  by  the  Governor-General 
for  Her  Majesty's  pleasure. 

75.  In  all  matters — 

(i.)  Arising  under  any  treaty  : 

(ii. )  Affecting  consuls  or  other  representatives  of  other  countries  : 
(iii.)  In  which  the  Commonwealth,  or  a  person  suing  or  being  sued  on  behalf  of  the 

Commonwealth,  is  a  party  : 
(iv.)  Between  States,  or  between  residents  of  different  States,  or  between  a  State 

and  a  resident  of  another  State  : 
(v.)  lu  which  a  writ  of  Mandamus  or  prohibition  or  an  injunction  is  sought  against 
an  officer  of  the  Commonwealth  : 
the  High  Court  shall  have  original  jurisdiction 


Ch.  12.]  CONSTITUTIOX  ACT.  273 

A.D.  1900. 


76.  The  Parliament  may  make  laws  conferring  original  jurisdiction  on  the  High  Additional 
Court  in  any  matter-  ^a^ction. 

(i.)  Arising  under  this  Constitution,  or  involving  its  interpretation  : 

(ii. )  Arising  under  any  laws  made  by  the  Parliament : 

(iii. )  Of  Admiralty  and  maritime  jurisdiction  : 

(iv.)  Relating  to  the  same  subject-matter  claimed  under  the  laws  of  different 
States. 

77.  With  respect  to  anv  of  the  matters  mentioned  in  the  last  two  sections   the  Power  to  define 
Parliament  may  make  laws—  jurisdiction. 

(i. )  Defining  the  jurisdiction  of  any  federal  court  other  than  the  High  Court : 

(ii.)  Defining  the  extent  to  which  the  jurisdiction  of  any  federal  court  shall  be 
exclusive  of  that  which  belongs  to  or  is  invested  in  the  courts  of  the 
States  : 

(iii  )  Investing  any  court  of  a  State  with  federal  jurisdiction. 

78.  The   Parliament   may    make   laws   conferring    rights   to   proceed    against   the  Proceedings 

Commonwealth  or  a  State  in  respect  of  matters  within  the  limits  of  the  judicial  power,  apmst 

•"^  '  •^  Commonwealth 

79.  The  federal  jurisdiction  of  any  court  may  be  exercised  by  such  number  of  judges  ^J  ^^f^- 
3s  the  Parliament  prescribes.  judges.'  ° 

80.  The  trial  on  indictment  of  any  offence  against  anj'  law  of  the  Commonwealth  Trial  ^y  jwy. 
shall  be  by  jury,  and  every  such  trial  shall  be  held  in  the  State  where  the  offence  was 
committed,  and  if  the  offence  was  not  committed  within  any  State  the  trial  shall  be 

held  at  such  place  or  places  as  the  Parliament  prescribes. 


CHAPTER    lY.  en.P,v 

FiSAXCB    .\SD 

Finance    and    Trade.  trade. 


81.  All  revenues  or  moneys  raised  or  received  by  the  Executive  Government  of  the  Consolidate<l 
Commonwealth  shall  form  one  Consolidated  Revenue  Fund,  to  be  appropriated  for  the  Revenue  FniuU 
purposes  of  the  Commonwealth  in  the  manner  and  subject  to  the  charges  and  liabilities 

imposed  by  this  Constitution. 

82.  The  costs,  charges,  and  expenses  incident  to  the  collection,  management,  and  E.xpenditure 
receipt  of  the  Consolidated  Revenue  Fund  shall  form  the  first  charge  thereon  ;  and  the  charged  thereon, 
revenue  of  the  Commonwealth  shall  in  the  first  instance  be  applied  to  the  payment  of 

the  expenditure  of  the  Commonwealth. 

83.  No  money  shall  be  drawn  from  the  Treasury  of  the  Commonwealth  except  Money  to  be 
nnder  appropriation  made  by  law.  appropriated  by 

But  until  the  expiration  of  one  month  after  the  first  meeting  of  the  Parliament  the 
Governor-General  in  Council  may  draw  from  the  Treasury  and  expend  such  moneys  as 
may  be  necessary  for  the  maintenance  of  anj'  department  transferred  to  the  Common- 
wealth and  for  the  holding  of  the  first  elections  for  the  Parliament. 

84.  When  any  department  of  the  public  serrice  of  a  State  becomes  transferred  to  Transfer  of 
the  Commonwealth,  all  officers  of  the  department  shall  become  subject  to  the  control  of  officers 
the  Executive  Government  of  the  Commonwealth. 

Any  such  officer  who  is  not  retained  in  the  service  of  the  Commonwealth  shall, 
unless  he  is  appointed  to  some  other  office  of  equal  emolument  in  the  public  service  of 
the  State,  be  entitled  to  receive  from  the  State  any  pension,  gratuity,  or  other  compen- 
aation,  payable  under  the  law  of  the  State  on  the  abolition  of  his  office. 

Any  such  officer  who  is  retained  in  the  service  of  the  Commonwealth  shall  preserve 
all  his  existing  and  accruing  rights,  and  shall  be  entitled  to  retire  from  office  at  the  time, 
and  on  the  pension  or  retiring  allowance,  which  would  be  permitted  by  the  law  of  the 
State  if  his  service  with  the  Commonwealth  were  a  continuation  of  his  service  with  the 
State.  Such  pension  or  retiring  allowance  shall  be  paid  to  him  by  the  Commonwealth  ; 
but  the  State  shall  pay  to  the  Commonwealth  a  part  thereof,  to  be  calculated  on  the 
proportion  which  his  term  of  service  with  the  State  bears  to  his  whole  term  of  service, 
•and  for  the  purpose  of  the  calculation  his  salary  shall  be  taken  to  be  that  paid  to  him  by 
the  State  at  the  time  of  the  transfer. 
18 


A.D.  1900. 


274  COMMONWEALTH  OF  AUSTRALIA     [63  &  64  Vict. 

Any  officer  who  is,  at  the  establishment  of  the  Commonwealth,  in  the  public  service 
of  a  State,  and  who  is,  by  consent  of  the  Governor  of  the  State  with  the  advice  of  the 
Executive  Council  thereof,  transferred  to  the  public  service  of  the  Commonwealth, 
shall  have  the  same  rights  as  if  he  had  been  an  officer  of  a  department  transferred  to  the 
Commonwealth  and  were  retained  in  the  service  of  the  Commonwealth. 

Transfer  of  85.   When  any  department  of  the  public  service  of  a  State  is  transferred  to  the 

property  of  Commonwealth- 

(i.)  All  property  of  the  State  of  any  kind,  used  exclusively  in  connexion  with 
the  department,  shall  become  vested  in  the  Commonwealth  ;  but,  in  the 
case  of  the  departments  controlling  customs  and  excise  and  bounties,  for 
such  time  only  as  the  Governor-General  in  Council  may  declare  to  be 
necessary  : 

(ii.)  The  Commonwealth  may  acquire  any  property  of  the  State,  of  any  kind 
used,  but  not  exclusively  used  in  connexion  with  the  department ;  the 
value  thereof  shall,  if  no  agreement  can  be  made,  be  ascertained  in,  as 
nearly  as  may  be,  the  manner  in  which  the  value  of  land,  or  of  an  interest 
in  land,  taken  by  the  State  for  public  purposes  is  ascertained  under  the 
law  of  the  State  in  force  at  the  establishment  of  the  Commonwealth  : 

(iii.)  The  Commonwealth  shall  compensate  the  State  for  the  value  of  any  property 
passing  to  the  Commonwealth  under  this  section  :  if  no  agreement  can 
be  made  as  to  the  mode  of  compensation,  it  shall  be  determined  under 
laws  to  be  made  by  the  Parliament: 

(iv. )  The  Commonwealth  shall,  at  the  date  of  the  transfer,  assume  the  current 
obligations  of  the  State  in  respect  of  the  department  transferred. 

86.  On  the  establishment  of  the  Commonwealth,  the  collection  and  control  of  duties 
of  customs  and  of  excise,  and  the  control  of  the  payment  of  bounties,  shall  pass  to  the 
Executive  Government  of  the  Commonwealth. 

87.  During  a  period  of  ten  years  after  the  establishment  of  the  Commonwealth 
and  thereafter  until  the  Parliament  otherwise  provides,  of  the  net  revenue  of  the 
Commonwealth  from  duties  of  customs  and  of  excise  not  more  than  one-fourth  shall 
be  applied  annually  by  the  Commonwealth  towards  its  expenditure. 

The  balance  shall,  in  accordance  with  this  Constitution,  be  paid  to  the  several 
States,  or  applied  towards  the  payment  of  interest  on  debts  of  the  several  States 
taken  over  by  the  Commonwealth. 

Uniform  duties  88.   Uniform  duties  of  customs  shall  be  imposed  within  two  years  after  the  estab- 

of  customs.         lishment  of  the  Commonwealth. 

Payment  to  89.   Until  the  imposition  of  uniform  duties  of  customs — 

States  before 

uniform  duties.  (i.)  The  Commonwealth  shall  credit  to  each  State  the  revenues  collected  therein 

by  the  Commonwealth. 

(ii.)  The  Commonwealth  shall  debit  to  each  State — 

(a)  the  expenditure  therein  of  the  Commonwealth  incurred  solely 
for  the  maintenance  or  continuance,  as  at  the  time  of  transfer, 
of  any  department  transferred  from  the  State  to  the  Common- 
wealth ; 

(b)  the  proportion  of  the  State,  according  to  the  number  of  its 
people,  in  the  other  expenditure  of  the  Commonwealth. 

(iii.)  The  Commonwealth  shall  pay  to  each  State  month  by  month  the  balance  (if 
any)  in  favour  of  the  State. 

Exclusive  power  90.  On  the  imposition  of  imiform  duties  of  customs  the  power  of  the  Parliament 

over  customs,      to  impose  duties  of  customs  and  of  excise,  and  to  grant  bounties  on  the  production  or 
?)ounties"'^  export  of  goods,  shall  become  exclusive. 

On  the  imposition  of  uniform  duties  of  customs  all  laws  of  the  several  States 
imposing  duties  of  customs  or  of  excise,  or  oflFering  bounties  on  the  production  or  export 
of  goods,  shall  cease  to  have  effect,  but  any  grant  of  or  agreement  for  any  such  bounty 
lawfully  made  by  or  under  the  authority  of  the  Government  of  any  State  shall  be  taken 
to  be  good  if  made  before  the  thirtieth  day  of  June,  one  thousand  eight  hundred  and 
ninety-eight,  and  not  otherwise. 

Exceptions  as  to  ^^-  Nothing   in   this  Constitution   prohibits  a  State  from  granting  any  aid   to  or 

bounties.  bounty  on  mining  for  gold,  silver,  or  other  metals,  nor  from  granting,  with  the  consent 

of  both  Houses  of  the  Parliament  of  the  Commonwealth  expressed  by  resolution,  any 

aid  to  or  bounty  on  the  production  or  export  of  goods. 


Ch.  12.]  CONSTITUTION  ACT.  275 

■       A.D.  IflOO, 


92.  On  the  imposition  of  uniform  duties  of  customs,  trade,  commerce,  aud  inter-  Trade  within  the 
course  among  the  States,  whether  by  means  of  internal  carriage  or  ocean  navigation.  Commonwealth 
shaU  be  absolutely  free.  '"  ^  "'^^■ 

But  notwithstanding  anything  in  this  Constitution,  goods  imported  before  the 
imposition  of  uniform  duties  of  customs  into  any  State,  or  into  any  Colony  which, 
whilst  the  goods  remain  therein,  becomes  a  State,  shall,  on  thence  passing  into  another 
State  within  two  years  after  the  imposition  of  such  duties,  be  liable  to  any  duty 
chargeable  on  the  importation  of  such  goods  into  the  Commonwealth,  less  any  duty  paid 
in  respect  of  the  goods  on  their  importation. 

93.  During  the  first  five  years  after  the  imposition  of  uniform  duties  of  customs,  Pa^Tiieut  to 
aud  thereafter  until  the  Parliament  otherwise  provides —  veai?after  ^^ 

(i.)  The  duties  of  customs  chargeable  on  goods  imported  into  a  State  and  after- uniform  tariffs, 
wards  passing  into  another  State  for  consumption,  and  the  duties  of 
excise  paid  on  goods  produced  or  manufactured  in  a  State  and  afterwards 
passing  into  another  State  for  consumption,  shall  be  taken  to  have  been 
collected  not  in  the  former  but  in  the  latter  State  : 
(ii.)  Subject  to  the  last  subsection,  the  Commonwealth  shall  credit  revenue,  debit 
expenditure,  and  pay  balances  to  the  several  States  as  prescriljed  for  the 
period  preceding  the  imposition  of  uniform  duties  of  customs. 

94.  After  five  years  from  the  imposition  of  uniform  duties  of  customs,  the  Parlia-  Distribution  ot 
nient    may  provide,   on   such   basis   as  it  deems  fair,  for  the  mouthly  payment  to  the  surplus, 
several  States  of  all  surplus  revenue  of  the  Commonwealth. 

95.  Notwithstanding  anything  in  this  Constitution,  the  Parliament  of  the  State  of  Customs  duties 
Western  Australia,  if  that  State  be  an  Original  State,  may,  during   the  first  five  years  °f  ^^estern 
after  the   imposition  of  uniform  duties  of  customs,  impose  duties  of  customs  on  goods    "^      '"' 
passing  into  that  State  and  not    originally   imported  from   beyond  the   limits  of  the 
Commonwealth  ;  and  such  duties  shall  be  collected  by  the  Commonwealth. 

But  any  duty  so  imposed  on  any  goods  shall  not  exceeil  during  the  first  of  such 
years  the  duty  chargeable  on  the  goods  under  the  law  of  Western  Australia  in  force  at 
the  imposition  of  imiform  duties,  and  shall  not  exceed  during  the  second,  third,  fourth, 
and  fifth  of  such  years  respectively,  four-fifths,  three-fifths,  two-fifths,  and  one-fifth  of 
such  latter  duty,  and  all  duties  imposed  under  this  section  shall  cease  at  the  expiration 
of  the  fifth  year  after  the  imposition  of  uniform  duties. 

If  at  any  time  during  the  five  years  the  duty  on  any  goods  under  this  section  is 
higher  than  the  duty  imposed  by  the  Commonwealth  on  the  importation  of  the  like 
goods,  then  such  higher  duty  shall  Ije  collected  on  the  goods  when  imported  into 
Western  Australia  from  beyond  the  limits  of  the  Commonwealth. 

96.  During  a  period  of  ten  years  after  the  establishment  of  the  Commonwealth  and  Financial 
thereafter  until  the  Parliament  otherwise  provides,  the  I'arliament  may  grant  financial  a.«sistance  to 
assistance  to  any  State  on  such  terms  and  conditions  as  the  Parliament  thinks  fit.  Sutes. 

97.  Until  the  Parliament  otherwise  provides,  the  laws  in  force  in  any  Colony  which  Audit, 
has  become  or  becomes  a  vState  with  respect  to  the  leceipt  of  revenue  and  the  expendi- 
ture of  money  on  account  of  the  (iovernment  of  the  Colony,  and  the  review  and  -audit 

of  such  receipt  and  expenditure,  shall  apply  to  the  receipt  of  levenue  and  the  expendi- 
ture of  money  on  account  of  the  Commonwealth  in  the  Slate  in  the  same  manner  as  if 
the  Commonwealth,  or  the  Government  or  an  ofticer  of  the  Commonwealth,  were 
mentioned  whenever  the  Colony,  or  the  Government  or  an  officer  of  the  Colony,  is 
mentioned. 

98.  The  power  of  the  Parliament  to  make  laws  with  respect  to  trade  aud  commerce  Trade  and  com- 
extends  to  navigation  and  shipping,  and  to  railways  the  property  of  any  State.  nieree  includes 

99.  The  Commonwealth  shall  not,  by  any  law  or  regulation  of  trade,  commerce,  or  S'*''^  railways, 
revenue,  give  preference  to  one  State  or  any  part  thereof  over  another  State  or  any  part  Commonwealth 
thereof.  nottofrfve 

preference. 

I'Xt.  The  Commonwealth  shall  not,  by  any  law  or  regulation  of  trade  or  commerce,  ^'or  abridge 
abridge  the  right  of  a  State  or  of  the  residents  therein  to  the  reasonable  use  of  the  ^^tlV"  "^ 
waters  of  rivers  for  conservation  or  irrigation. 

101.  There  shall  be  an  Inter-State  C'ommission,  with  such  powers  of  adjudication  Inter-State 
and  administration  as  the  Parliament  deems  necessary  for  the  execution  and  raainten-  Commission.     >j 
ance,  within  the  Commonwealth,  of  the  pro^^sions  of  this  Constitution  relating  to  trade 

and  commerce,  and  of  all  laws  made  thereunder. 

102.  The  Parliament  may  by  any  law  with  respect  to  trade  or  commerce  forbid,  as  Parliament 

to  railways,  any  preference  or  discrimination  by  any  State,  or  by  any  authority  consti-  ™*J'  ^o'bid  pre- 
tuted  under  a  State,  if  such  preference  or  discrimination  is  undue  and  unreasonable,  or  s^tate?^   "^ 


276 


COMMONWEALTH  OF  AUSTRALIA      [63  &  64  Vict. 


Commissioners' 
appointment, 
tenure,  and 
remuneration 


A  I).  1900. 

unjust  to  any  State  ;  due  regard  being  had  to  the  financial  responsibilities  incurred  bj' 
any  State  in  connexion  with  the  construction  and  maintenance  of  its  railways.  But 
no  preference  or  discrimination  shall,  within  the  meaning  of  this  section,  be  taken  to  be 
undue  and  unreasonable,  or  unjust  to  any  State,  unless  so  adjudged  by  the  Inter-State 
Commission. 

103.  The  members  of  the  Inter-State  Commission — 

(i. )  Shall  be  appointed  by  the  Governor-General  in  Council : 

(ii.)  Shall  liold  office  for  seven  years,  but  may  be  removed  within  that  time  bj'  the 
Governor-General  in  Council,  on  an  address  from  both  Houses  of  the 
Parliament  in  the  same  session  praying  for  such  removal  on  the  ground 
of  proved  misbehaviour  or  incapacity  : 
(iii. )  Shall  receive  such  remiineration  as  the  Parliament  may  fix  ;  but  such  re- 
muneration shall  not  be  diminished  during  their  continuance  in  office. 

Saving  of  certain  104.   Nothing  in  this  Constitution  shall  render  unlawful  any  rate  for  the  carriage  of 

rates.  goods  upon  a  railwaj^  the  property  of  a  State,  if  the  rate  is  deemed  by  the  Inter-State 

Commission  to  be  necessary  for  the  development  of  the  territory  of  the  State,  and  if 

the  rate  applies  equally  to  goods  within  the  State  and  to  goods  passing  into  the  State 

from  other  States. 


Taking  over 
public  debts  of 
States. 


105.  The  Parliament  may  take  over  from  the  States  their  public  debts  as  existing 
at  the  establishment  of  the  Commonwealth,  or  a  proportion  thereof  according  to  the 
respective  numbers  of  their  people  as  shown  by  the  latest  statistics  of  the  Common- 
wealth, and  may  convert,  renew,  or  consolidate  such  debts,  or  any  part  thereof;  and 
the  States  shall  indemnify  the  Commonwealth  in  respect  of  the  debts  taken  over, 
and  thereafter  the  interest  payable  in  respect  of  the  debts  shall  be  deducted  and 
retained  from  the  portions  of  the  surplus  revenue  of  the  Commonwealth  payable  to  the 
several  States,  or  if  such  surplus  is  insufficient,  or  if  there  is  no  surplus,  then  the 
deficiency  or  the  whole  amount  shall  be  paid  by  the  several  States. 


CHAPTER  Y. 

The   States. 

106.  The  Constitution  of  each  State  of  the  Commonwealth  shall,  subject  to  this 
Constitution,  continue  as  at  the  establishment  of  the  Commonwealth,  or  as  at  the 
admission  or  establishment  of  the  State,  as  the  case  may  be,  until  altered  in  accordance 
with  the  Constitution  of  the  State. 

107.  Every  power  of  the  Parliament  of  a  Colonj'  which  has  become  or  becomes  a 
State,  shall,  unless  it  is  by  this  Constitution  exclusively  vested  in  the  Parliament  of  the 
Commonwealtli  or  withdrawn  from  the  Parliament  of  the  State,  continue  as  at  the 
establishment  of  the  Commonwealth,  or  as  at  the  admission  or  establishment  of  the 
State,  as  the  case  may  be. 

108.  Every  law  in  force  in  a  Colony  which  has  become  or  becomes  a  State,  and 
relating  to  any  matter  within  the  powers  of  the  Parliament  of  the  Conmionwealth, 
shall,  subject  to  this  Constitution,  continue  in  force  in  the  State  ;  and,  until  provision 
is  made  in  that  behalf  by  the  Parliament  of  the  Commonwealth,  the  Parliament  of  the 
State  shall  have  such  powers  of  alteration  and  of  repeal  in  respect  of  any  such  law  as  the 
Parliament  of  the  Colony  had  until  the  Colony  became  a  State. 

109.  When  a  law  of  a  State  is  inconsistent  with  a  law  of  the  Commonwealth,  the 
latter  shall  prevail,  and  the  former  shall,  to  the  extent  of  the  inconsistency,  be  invalid. 

110.  The  provisions  of  this  Constitution  relating  to  the  Governor  of  a  State  extend 
and  apply  to  the  Governor  for  the  time  being  of  the  State,  or  other  chief  executive 
oflScer  or  administrator  of  the  government  of  the  State. 

111.  The  Parliament  of  a  State  may  surrender  any  part  of  the  State  to  the 
Commonwealtli  ;  and  upon  such  surrender,  and  the  acceptance  thereof  by  the  Common- 
wealth, such  part  of  the  State  shall  become  subject  to  the  exclusive  jurisdiction  of  the 
Commonwealth. 

States  may  levy  112.  After   uniform   duties  of  customs  have  been  imposed,  a  State  may  levy  on 

charges  for  imports  or  exports,  or  on  goods  passing  into  or  out  of  the  State,  such  charges  as  may  be 

mspection  laws,    necessary  for  executing  the  inspection  laws  of  the  State  ;   but  the  net  produce  of  all 

charges  so  levied  shall  be  for  the  use  of  the  Commonwealth  ;  and  any  such  inspection 

laws  may  be  anntiUed  by  the  Parliament  of  the  Commonwealth. 


Chap.  V. 
Tfib  States. 


Saving  of 
Constitutions 


Saving  of  Power 
of  Stale 
Parliaments. 


Saving  of  State 
laws. 


Inconsistency  of 
laws. 

Provisions 
referring  to 
Governor. 


States  may 

surrender 

territory. 


Ch.  12.]  CONSTITUTION  ACT.  277 

A.D.  1900 


113.  All  fermented,  distilled,  or  other  intoxicating  liquids  passing  into  any  State  or  Intoxicatiny 
remaining  therein  for  use,  consumption,  sale,  or  storage,  shall  be  subject  to  the  laws  of  Ufliuds- 
the  State  as  if  such  liquids  had  been  produced  in  the  Stat«. 

114.  A  State  shall  not,  without  the  consent  of  the  Parliament  of  the  Commonwealth,  States  may  not 
raise  or  maintain  any  naval  or  militarj-  force,  or  impose  any  tax  on  property  of  any  ^^JS^^' 
kind  belonging  to  the  Commonwealth,  nor  shall  the  Commonwealth  impose  any  tax  on  property  of 
property  of  an\'  kind  belonging  to  a  State.  Commonwealth 

»  ,1        J     -,  or  State. 

115.  A  State  shall  not  coin  money,  nor  make  anything  but  gold  and  silver  com  a  States  not  to 
legal  tender  in  payment  of  debts.  coin  money. 

116.  The  Commonwealth  shall  not  make  any  law  for  establishing  any  religion,  or  Commonwealth 
for  imposing  any  i-eligious  observance,  or  for  prohibiting  the  free  exercise  of  any  religion,  !lf  l^j^'lf  * 
and  no  religious  test  shall  be  required  as  a  qualification  for  any  office  or  public  trust  reh^wnT 
under  the  Commonwealth. 

117.  A  subject  of  the  Queen,  resident  in  any  State,  shall  not  be  subject  in  any  other  Rights  of 
State  to  any  disability  or  discrimination  which  would  not  be  equally  applicable  to  him  residents  in 
if  he  were  a  subject  of  the  Queen  resident  in  such  other  Stat€.  *  **' 

118.  Full  faith  and  credit  shall  be  given,  throughout  the  Commonwealth,  to  the  Recognition  nf 
laws,  the  public  Acts  and  records,  and  the  judicial  proceedings  of  everj-  State.  J^^^i  ^-  '>t 

119.  The  Commonwealth  shall  protect  every  State  against  invasion  and,  on  the  Protection  of 

application  of  the  Executive  Government  of  the  State,  against  domestic  >'iolence.  States  from 

^^  °  invasion  and 

120.  Every  State  shall  make  provision  for  the  detention  in  its  prisons  of  persons  ^'fljlj*' 
accusefl  or  convicted  of  oflFences  against  the  laws  of  the  Commonwealth,  and  for  the  offenders  ajrainst 
punishment  of  persons  convicted  of  such  offences,  and  the  Parliament  of  the  Common-  laws  of  the 
wealth  may  make  laws  to  give  effect  to  this  provision.  Commonwealth. 

CHAPTER   YI.  cuAP.vi. 

New  States.  >e*  statk. 


121.  The  Parliament  raaj-  admit  to  the  Commonwealth  or  establish  new  States,  and  New  States  may 
may  upon  such  admission  or  establishment  make  or  impose  such  terms  and  conditions,  ^»^.™'u'?'  "'' 
including  the  extent  of  representation  in  either  House  of  the  Parliament,  as  it  thinks  fit.  ^  *   ^ 

122.  The  Parliament  may  make  laws  for  the  government  of  any  territory  surrenderee!  Government  of 
by  any  State  to  and  accepted  by  the  Commonwealth,  or  of  any  territory  placed  by  the  territories. 
Queen  under  the  authority  of  and  accepted  by  the  Commonwealth,  or  otherwise  acquired 

by  the  Commonwealth,  and  may  allow  the  representation  of  such  territory  in  either 
House  of  the  Parliament  to  the  extent  and  on  the  terms  which  it  thinks  fit. 

123.  The  Parliament  of  the  Commonwealth  ma\',  with  the  consent  of  the  Parliament  Alteration  of 
of  a  State,  and  the  approval  of  the  majority  of  the  electors  of  the  State  voting  upon  the  li^iits  of  States, 
question,  increase,  diminish,  or  otherwise  alter  the  limits  of  the  State,  upon  such  terms 

and  conditions  as  may  be  agreed  on,  and  may,  with  the  like  consent,  make  provision 
respecting  the  effect  and  operation  of  any  increase  or  diminution  or  alteration  of  territory 
in  relation  to  any  State  affected. 

124.  A  new  State  may  be  formed  b}-  separation  of  territory  from  a  t'tate,  but  only  Formation  of 
with  the  consent  of  the  Parliament  thereof,  and  a  new  State  may  be  formed  by  the  °^^  States, 
union  of  two  or  more  States  or  parts  of  States,  but  only  with  the  consent  of  the  Parlia- 
ments of  the  States  affected. 

CHAPTER    YII.  Chap   m 

Miscellaneous.  M.scHLiax.ois 


125.  The  seat  of  Government  of  the  Commonwealth  shall  be  determined  by  the  Seat  of  Govem- 
Parliament,  and  shall  be  within  territory  which  shall  have  been  granted  to  or  acquired  n^'snt. 
^y  the  Commonwealth,  and  shall  be  vested  in  and  belong  to  the  Commonwealth,  and 
shall  be  in  the  State  of  New  South  Wales,  and  be  distant  not  less  than  one  hundred 
miles  from  Sydney. 

Such  territory  shall  contain  an  area  of  not  less  than  one  hundred  square  miles,  and 
such  portion  thereof  as  shall  consist  of  Crown  lands  shall  be  granted  to  the  Common- 
wealth without  an\-  payment  therefor. 

The  Parliament  shall  sit  at  Melbourne  imtil  it  meet  at  the  seat  of  Government. 


278    COMMONWEALTH  OF  AUSTRALIA  CONSTITUTION  ACT. 


A,D.  KWO. 


Power  to  Her  126.  The  Queen  may  authorise  the  Gov^ernor-General  to  appoint  any  person,  or  any 
aifthorise°  persons  jointly  or  severally,  to  be  his  deputy  or  deputies  within  any  part  of  the 
Governor-  Commonwealth,  and  in  that  capacity  to  exercise  during  the  pleasure  of  the  Governor- 
General  to  General  such  powers  and  functions  of  the  Governor-General  as  he  thinks  fit  to  assign  to 
appoint  such  deputy  or  deputies,  subject  to  anj'  limitations  expressed  or  directions  given  by  the 
epu  les.  Queen  ;  but  the  appointment  of  such  deputy  or  deputies  shall  not  afiect  the  exercise  by 
the  Governor-General  himself  of  any  power  or  function. 

Aborigines  not  127.  In  reckoning  the  numbers  of  the  people  of  the  Commonwealth,  or  of  a  State  or 

to  be  counted      other  part  of  the  Commonwealth,  aboriginal  natives  shall  not  be  counted. 

population 

Cap  VIII  CHAPTER   YIII. 

co^^mmoN'  Alteration  of  the  Constitution. 


Mode  of  altering  128.  This  Constitution  shall  not  be  altered  except  in  the  following  manner  : — 

The  proposed  law  for  the  alteration  thereof  must  be  passed  by  an  absolute  majority 
of  each  House  of  the  Parliament,  and  not  less  than  two  nor  more  than  six  months  after 
its  passage  througli  both  Houses  the  proposed  law  shall  be  submitted  in  each  State  to 
the  electors  qualified  to  vote  for  the  election  of  members  of  the  House  of  Representatives. 

But  if  either  House  passes  any  such  proposed  law  by  an  absolute  majority,  and  the 
other  House  rejects  or  fails  to  pass  it  or  passes  it  with  any  amendment  to  which  the 
first-mentioned  House  will  not  agree,  and  if  after  an  interval  of  three  months  the  first- 
mentioned  House  in  the  same  or  the  next  session  again  passes  the  proposed  law  by  an 
absolute  majority  with  or  without  any  amendment  which  has  been  made  or  agreed  to 
by  the  other  House,  and  such  other  House  rejects  or  fails  to  pass  it  or  passes  it  with 
any  amendment  to  which  the  first-mentioned  House  will  not  agree,  the  Governor- 
General  may  submit  the  proposed  law  as  last  proposed  by  the  first-mentioned  House, 
and  either  with  or  without  any  amendments  subsequently  agreed  to  by  both  Houses,  to 
the  electors  in  each  State  qualified  to  vote  for  the  election  of  the  House  of  Representa- 
tives. 

When  a  proposed  law  is  submitted  to  the  electors  the  vote  shall  be  taken  in  such 
manner  as  the  Parliament  prescribes.  But  until  the  qualification  of  electors  of  members 
of  the  House  of  Representatives  becomes  uniform  throughout  the  Commonwealth,  only 
one-half  the  electors  voting  for  and  against  the  proposed  law  shall  be  counted  in  any 
State  in  which  adult  sufi"rage  prevails. 

And  if  in  a  majority  of  the  States  a  majority  of  the  electors  voting  approve  the 
proposed  law,  and  if  a  majority  of  all  the  electors  voting  also  approve  the  proposed  law, 
it  shall  be  presented  to  the  Governor-General  for  the  Queen's  assent. 

No  alteration  diminishing  the  proportionate  representation  of  any  State  in  either 
House  of  the  Parliament,  or  the  minimum  number  of  representatives  of  a  State  in  the 
House  of  Representatives,  or  increasing,  diminishing,  or  otherwise  altering  the  limits  of 
the  State,  or  in  any  manner  aflfecting  the  provisions  of  the  Constitution  in  relation 
thereto,  shall  become  law  unless  the  majority  of  the  electors  voting  in  that  State 
approve  the  proposed  law. 


S0I3:E33DTJX..E3  . 


OATH. 


I,  A.B.,  do  swear  that  I  will  be  faithful  and  bear  true  allegiance  to  Her  Majesty 
Queen  Victoria,  Her  heirs  and  successors  according  to  law.     So  hklp  me  God  ! 

AFFIRMATION. 

I,  A.B.,  do  solemnly  and  sincerely  affirm  and  declare  that  I  will  be  faithful  and 
bear  true  allegiance  to  Her  Majesty  Queen  Victoria,  Her  heirs  and  successors  according 
to  law. 

(Note.  — The  name,  of  the  King  or  Queen  of  the  United  Kingdom  of  Great  Britain  and 
Ireland  for  the  tivie  being  is  to  be  substituted  Jrom  time  to  time.  J 


COMMENTARIES 


ON    THE 


CONSTITUTION 


OP   THE 


COMMONWEALTH  OF  AUSTRALIA. 


NOTE. 

In  these  Commentaries,  the  text  of  each  clause  of  the  Act  ancl 
each  section  of  the  Constitution  is  printed  in  large  type.  After  the 
several  clauses  and  sections  are  printed  in  small  type  the  corresponding 
provisions  of  other  Federal  Constitutions.  Then  follows  a  Historical 
Note  on  each  clause  and  section;  after  which  come  the  notes,  which 
are  numbered  consecutively  (with  the  sign  §)  throughout  the  Act  and 
Constitution. 

In  the  large-type  text  each  word  or  phrase  annotated  is  followed 
by  an  index  number  referring  to  the  corresponding  note.  At  the  top 
inner  corner  of  each  left-hand  page  there  is  a  reference  to  the  clause 
or  section  under  discussion;  and  at  the  top  inner  corner  of  each  right- 
hand  page  is  a  reference  to  the  number  of  the  note. 


§1]  TITLE.  281 

COjVOIEXT^JlRIES 

ox   THE 

CONSTITUTION    OF    THE    AUSTRALIAN 
COMMONWEALTH. 


An  Act^  to  constitute  the  Commonwealth  of  Australia. 

UsrreD  States. — Constitution  of  the  United  States.    (17th  September,  1787.)    [Title.] 
Ca.v.\da. — .\n  Act  for  the  union  of  Canada,  Xova  Scotia,  and  Kew  Brunswick,  and  the  Govern- 
ment thereof,  and  for  purposes  connected  therewith.    (29th  March,  1867).     [Title.] 
Gbrjiast.— The  Imperial  Constitution.    flSth  Januarj-,  1871).    [Title.] 
Switzerland. — Federal  Constitution  of  the  Swiss  Confederation     (29th  May,  1874).    [Title.] 

§  1.    "An  Act." 

Parts. — This  Act  may,  for  the  purpose  of  analysis  and  classification,  be  considered 
as  consisting  of  the  following  parts  :-(l)  Title,  (2)  Preamble,  (3)  Words  of  enacting 
authority,  (4)  The  Covering  Clauses  1  to  9,  (5)  The  Constitution  introduced  by 
Clause  9,  and  di\-ided  into  Chapters,  Headings,  Parts,  and  Sections,  (6)  The  Schedule, 
(7)  The  Marginal  Notes. 

Title.— The  title  of  a  Statute  forms  no  part  of  the  law,  and  in  strictness  ought  not 
to  be  taken  into  consideration  at  all.  No  more  argument  can  be  justly  built  upon  the 
title  prefixed  in  some  editions  of  the  Statutes  than  upon  the  marginal  notes  against  the 
several  sections-  per  Tindal,  C.J. ,  in  delivering  to  the  House  of  Lords  the  opinion  of 
the  consulted  Judges.     (Birtwistle  i-.  Vardill,  1839,  7  CI.  and  Finn.,  p.  929.) 

The  title  of  a  statute  is  no  part  of  the  law — per  Lord  Mansfield,  Rex  v.  Williams, 
1  W.  Bl.  95.  Per  Lord  Hard wicke,  Att.-Gen.  v.  Lord  Weymouth,  Ambl.  25.  Per 
Pollock,  C.B.,  Salkeld  v.  Johnson,  2  Exch.  283,  Digest  of'  English  Case  Law,  Vol. 
Xm.,  p.  1881. 

There  is  no  authority  for  saying  that  the  title  of  a  statute  may  be  used  where  there 
is  any  ambiguity  in  the  statute.     (Coomber  v.  Berks  Justices,  9  Q'.B.D.  33.    Id.) 

The  title  cannot  be  resorted  to  for  the  purpose  of  construing  the  provisions  of  the 
Act.     (Hunter  v.  Nockolds,  19  L.J.  Ch.  177.     Id.) 

"  The  title  of  a  statute  does  not  go  for  much  in  construing  it,  but  I  do  not  know 
that  it  is  to  be  absolutely  disregarded.  The  title  of  Lord  Campbell's  Act,  9  and  10  Vic.  c. 
93,  was  certainly  referred  to  as  not  without  significance  in  the  Court  of  Queen's  Bench  in 
Blake  v.  Midland  Rv.  Co.,  IS  Q.B.  93."  (Per  Wills,  J.,  in  Kenrick  r.  Lawrence, 
25Q.B.D.  99.     Id.)    ' 

If  there  is  in  the  provisions  of  an  Act  anything  admitting  of  a  doubt,  the  title  of 
the  Act  is  a  matter  proper  to  be  considered  in  the  interpretation  of  the  Act.  (Shaw  v. 
Ruddin,  9  Ir.  C.L.R.  214.     Id.) 

The  enacting  part  of  an  Act  is  not  to  be  controlled  by  the  title  or  recitals  unless  the 
enacting  part  is  ambiguous,  and  then  the  title  and  recitals  may  be  referred  to  for  the 
purpose  of  ascertaining  the  intention  of  the  legislature.  (Bentlev  r.  Rotherham  Local 
Board  ;  4  Ch.  D   588.     Id.) 

Headings. — The  headings  of  a  portion  of  a  statute  may  be  referred  to  in  order  to 
determine  the  sense  of  any  doubtful  expressions  in  sections  range<l  under  it.  (Hammer- 
smith and  City  Railway  Co.  r.  Brand,  L.R.  4  H.L.  171,  203  ;  but  see— per  Lord  Cairns, 
id.  p.  217.  Eastern  Counties  Rail.  Co.  v.  Marriage.  9  H.L.  Ca  32.  Union  Steamship 
Co.  of  N.Z.  V.  Melbourne  Harbour  Trust,  9  App.  Ca.  365.) 

Margikal  Notes. — The  marginal  notes  of  the  Act  and  the  Constitution  are  copious 
and  systematic  ;  yet  the  bulk  of  authority  would  seem  to  show  that  they  form  no 
portion  of  the  law.     In  Claydon  v.  Green,  L.R.  3  C.  P.  511,  Mr.  Justice  Willes  said  :— 

"  Something  has  been  said  about  the  marginal  note  in  section  4  of  9  Geo.  IV.  c.  61. 
I  wish  to  say  a  word  upon  that  subject.  It  appears  from  Blackstone's  Commentaries, 
VOL  L  p.  183,  that  formerly,  at  one  stage  of  the  Bill  in  Parliament  it  was  ordered  to  be 


282  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

engrossed  upon  one  or  more  rolls  of  parchment.  That  practice  seems  to  have  continued 
down  to  the  session  of  1849,  when  it  was  discontinued,  without,  however,  any  statute 
being  passed  to  warrant  it  (see  May's  Parliamentary  Practice,  3rd  ed.,  382).  Since 
that  time,  the  only  record  of  the  proceedings  of  Parliament  —the  important  proceedings 
•of  the  liighest  tribunal  of  the  Kingdom— is  to  be  found  in  the  copj'  printed  by  the 
Queen's  printer.  But  I  desire  to  record  my  conviction  that  this  change  in  the  mode  of 
recording  them  cannot  affect  the  rule  which  treated  the  title  of  the  Act,  the  marginal 
notes,  and  the  pimctuation,  not  as  forming  part  of  the  Act,  but  merely  as  temporanta 
€xpositio.  The  Act,  when  passed,  must  be  looked  at  just  as  if  it  were  still  entered  upon 
•a  roll,  which  it  may  be  again  if  Parliament  should  be  pleased  so  to  order  ;  in  which 
case  it  would  be  without  these  appendages,  which,  though  useful  as  a  guide  to  a  hasty 
inquirer,  ought  not  to  be  relied  upon  in  construing  an  Act  of  Parliament." 

Some  doubts  were  thrown  on  the  opinion  of  Mr.  Justice  Willes,  expressed  in  1868, 
by  a  contrary  view  taken  and  acted  upon  in  1 87G  by  Sir  George  Jessel,  Master  of  the 
Rolls,  who,  in  the  case  of  re  Venour's  Settled  Estates,  2  Ch.  D.  525,  said  : — "  This  view 
is  borne  out  by  the  marginal  note,  and  I  may  mention  that  the  marginal  notes  of  Acts 
now  appear  on  the  rolls  of  Parliament,  and  consequently  form  part  of  the  Acts,  and  in 
fact  are  so  clearly  so  that  I  have  known  them  to  be  the  subject  of  motion  and  amend- 
ment in  Parliament."  In  the  case  of  Attorney-General  v.  Great  Eastern  R.  Co.,  1879, 
11  Ch.  D.  449,  the  Master  of  the  Rolls  gave  expression  to  the  same  view.  When  this 
case  came  before  the  Court  of  Appeal,  consisting  of  James,  Bramwell,  Baggallay,  L.JJ., 
he  was  overruled,  and  the  law  was  finally  settled  that  marginal  notes  form  no  legal  part 
of  a  statute.  Per  James,  L.J.  :  "What  authority  has  the  Master  of  the  Rolls  for 
saying  that  the  courts  do  look  at  the  marginal  notes  ?"  Per  Bramwell,  L.J.  :  "  What 
would  happen  if  the  marginal  notes  differed  from  the  section,  which  is  a  possibility,  as 
is  shown  in  section  112  of  this  Act  ?  Does  the  marginal  note  repeal  the  section,  or  does 
the  section  repeal  the  marginal  note?"  Per  Baggallay,  L.J.  :  "I  never  knew  an 
-amendment  set  down  or  discussed  upon  the  marginal  note  to  a  clause.  The  House  of 
Commons  never  has  anything  to  do  with  the  amendment  of  the  marginal  note." 

Punctuation. — The  punctuation  is  no  part  of  an  Act  of  Parliament.  In  the  case 
of  Barrow  v.  Wadkin,  24  Beav.  327,  it  was  held  that  certain  words  in  an  Act  were  to  be 
read  "aliens"  duties,  customs,  and  impositions,"  not  as  they  were  printed,  "aliens, 
duties,  customs,  and  impositions." 


Preamble. 

Whereas^  the  people^  of  New  South  Wales,  Victoria, 
South  Australia,  Queensland,  and  Tasmania,  humbly  relying 
on  the  blessing  of  Almighty  God*,  have  agreed^  to  unite  in 
one  indissoluble  Federal  Commonwealth^  under  the  Crown^ 
of  the  United  Kinofdom  of  Great  Britain  and  Ireland^,  and 
under  the  Constitution^  hereby  established^"  : 

And  whereas  it  is  expedient  to  provide  for  the  admission 
into  the  Conamonwealth  of  other  Australasian  Colonies  and 
possessions  of  the  Queen  : 

Be  it  therefore  enacted  by  the  Queen's  Most  Excellent 
Majesty",  by  and  with  the  advice  and  consent  of  the  Lords 
SpirituaP^  and  Temporal",  and  Commons^*,  in  this  present 
Parliament  assembled,  and  by  the  authority  of  the  same^^  as 
follows  : — 


PREAMBLE.  283 


Declaration"  of  American  I.SDErESDKNCE.— We  therefore  the  representatives  of  the  United 
States  of  America  in  general  Congress  assembled,  appealing  to  the  Supreme  Judge  of  the 
World  for  the  rectitude  of  our  intentions,  do  in  the  name  and  by  the  authority  of  the  good 
people  of  these  colonies  solemnly  publish  and  declare  that  these  united  colonics  are  and  of 
right  ought  to  be  free  and  independent  States ;  that  they  are  absolved  from  all  allegiance 
to  the  British  Crown,  and  that  all  political  connection  between  them  and  the  state  of 
Great  Britain  is  and  ought  to  be  totally  dissolved  .  .  .  and  for  the  support  of  this 
declaration,  with  a  firm  reliance  on  the  protection  of  Divine  Providence,  we  mutually 
pledge  to  each  other  our  lives,  our  fortunes,  and  our  sacred  honour.     (4th  July,  1776.) 

Articles  of  Cosfederatiox. — And  whereas  it  hath  pleased  the  ^eat  Governor  of  the  World 
to  incline  the  hearts  of  the  Legislatures  we  respectively  represent  in  Congress,  to  approve 
of  and  to  authorize  us  to  ratify  the  said  articles  of  confederation  and  perpetual  union, 
know  ye,  that  we  the  undersigned  delegates,  by  virtue  of  the  power  and  authority  to  us 
given  for  that  purpose,  do  by  these  presents  in  the  name  and  in  behalf  of  our  respective 
constituents  fully  and  entirely  ratify  and  confirm  each  and  every  of  the  said  Articles  of 
Confederation  and  perpetual  union  and  all  and  singular  the  mattei-s  and  things  therein 
contained.     (9th  July,  177s  ;  ratified,  1781.) 

United  States  Constititiox. — We  the  people  of  the  United  States,  in  order  to  form  a  more 
perfect  union,  establish  justice,  ensure  domestic  tranquility,  provide  for  the  common 
defence,  promote  the  general  welfare,  and  secure  the  blessings  of  liberty  to  ourselves  and 
our  posterity,  do  ordain  and  establish  this  constitution  for  the  United  States  of  America. 
(Preamble,  went  into  operation  4th  March   1789.) 

British  North  America  Act. — Whereas  the  Provinces  of  Canada,  Nova  Scotia,  and  New 
Brunswick,  have  expressed  their  desire  to  be  federally  united  into  one  Dominion  under  the 
Crown  of  the  United  Kingdom  of  Great  Britain  and  Ireland,  with  a  constitution  similar 
in  principle  to  that  of  the  United  Kingdom.  And  whereas  such  a  union  would  conduce  to 
the  welfare  of  the  Provinces  and  promote  the  interests  of  the  British  Empire.  And 
whereas  on  the  establishment  of  the  union  b.v  authority  of  Parliament  it  is  expedient  not 
only  that  the  Constitution  of  the  Legislative"  authority  "in  the  Dominion  be  provided  for, 
but  also  that  the  nature  of  the  Executive  Government  therein  be  declared.  And  whereas  it 
is  expedient  that  provision  be  made  for  the  eventual  admission  into  the  union  of  other 
parts  of  British  North  America.     (Preamble,  'igth  March,  18(57.) 

Constitution  of  the  German  Empire.— The  Imperial  Constitution  for  the  protection  of  the 
territory  of  the  Confederation  and  of  the  laws  of  the  same  as  well  as  for  the  promotion  of 
the  welfare  of  the  German  people.     (Preamble,  18th  January,  1871.) 

Constitution  of  Switzerland.— In  the  name  of  Almighty  God.  The  Swiss  Confederation, 
desiring  to  confirm  the  alliance  of  the  Confederates,  to  maintain  and  to  promote  the 
unity,  strength  and  honour  of  the  Swiss  nation.  .  .  The  purpose  of  the  Confederation 
is  to  secure  the  independence  of  the  country  against  foreign  nations,  to  maintain  peace 
and  order  within,  to  protect  the  liberty  and  the  rights  of  the  Confederates  and  to  foster 
their  common  welfare.    (Preamble  and  Art.  2,  29th  May,  1874.) 

Historical  Note. — The  preamble  of  the  Commonwealth  Bill  of  1891  was  as 
follows : — 

"  Whereas  the  Australasian  colonies  of  [here  name  the  colonies  which  have  adopted 
the  Constitution^  have  by  [here  describe  the  mode  by  which  the  assent  of  the  colonies  has 
been  expressed]  agreed  to  unite  in  one  Federal  Commonwealth  under  the  Crown  of  the 
United  Kingdom  of  Great  Britain  and  Ireland,  and  under  the  Constitution  hereby 
established  :  And  whereas  it  is  expedient  to  make  provision  for  the  admission  into  the 
Commonwealth  of  other  Australasian  colonies  and  possessions  of  Her  Majesty." 

Under  the  Enabling  Acts  by  which  the  Convention  of  1897-8  was  constituted,  the 
mode  by  which  the  assent  of  the  colonies  was  to  be  expressed — namely,  by  the  vote  of 
the  people — was  already  determined  ;  and  accordingly  the  first  recital  in  the  preamble 
as  drawn  at  Adelaide  was  as  follows  : — 

"  Whereas  the  people  of  [here  name  the  colonies  vhich  have  adopted  the  Constitution\ 
have  agreed  to  form  one  indissoluble  Federal  Commonwealth  under  the  Crown  of  the 
United  Kingdom  of  Great  Britain  and  Ireland,  and  under  the  Constitution  hereby 
established :" 

In  Committee,  at  Mr.  Deakin's  suggestion,  the  word  "form"  was  omitted  and 
"unite  in"  substituted.  Several  largely-signed  petitions  had  been  received  praying 
that  there  should  be  some  recognition  of  (4od  in  the  Constitution  ;  and  Mr.  Glynn 
moved  to  insert  the  words  "invoking  Divine  Providence."  The  Convention,  however, 
felt  some  doubt  as  to  the  propriety  of  introducing  at  that  stage  any  religious  formula 
into  the  Constitution,  and  the  amendment  was  negatived  by  17  votes  to  11.  (Conv. 
Deb.,  Adel.,  pp.  1183-9.)  During  the  statutory  adjournment,  all  the  Legislative 
Chambers,  with  one  exception,  suggested  the  insertion  of  some  recognition  of  a  Divine 
Being.  The  Legislatures  of  New  South  Wales  and  South  Australia,  and  the  Legislative 
Council  of  Western  Australia,  suggested  the  words  "  acknowledging  Almighty  God  as 
the  Supreme  Ruler  of  the  Universe."  The  Legislature  of  Victoria  suggested  "  in 
reliance  upon  the  blessing  of  Almighty  God."     The  House  of  Assembly  of  Tasmania 


284  COMMENTARIES  ON  THE  CONSTITUTION.  iPreamble. 

suggested  "  duly  acknowledging  Almighty  God  as  the  Supreme  Kuler  of  the  Universe 
and  the  source  of  all  true  Government  "  The  Legislative  Assembly  of  Western 
Australia  suggested  "grateful  to  Almighty  God  for  their  freedom,  and  in  order  to 
secure  and  perpetuate  its  blessings."  Numerous  petitions  were  received  to  a  similar 
effect  ;  and  at  the  Melbourne  session  a  proposal  by  Mr.  Glynn  to  insert  the  words 
"humbly  relying  on  the  blessing  of  Almighty  God"  was  agreed  to.  (Conv.  Ueb., 
Melb.,  1732-41.) 

In  the  Bill  as  introduced  in  the  Imperial  Parliament,  the  names  of  the  five  colonies 
which  had  accepted  the  Bill  were  inserted  in  the  blank  left  for  that  purpose.  The 
words  "under  the  Constitution  hereby  established"  were  omitted,  owing  to  the  con- 
tention of  the  Delegates  that  the  alterations  then  proposed  by  the  Imperial  Government 
would  make  this  recital  inaccurate  ;  but  in  Committee  they  were  afterwards  restored 
(see  Historical  Introduction,  pp.  230,  238,  242,  249,  supra). 

§  2.    "Whereas." 

The  proper  function  of  a  preamble  is  to  explain  and  recite  certain  facts  which  are 
necessary  to  be  explained  and  recited,  before  the  enactments  contained  in  an  Act  of 
Parliament  can  be  understood.  A  preamble  may  be  used  for  other  reasons  :  to  limit  the 
scope  of  certain  expressions  or  to  explain  facts  or  introduce  definitions.  (Lord  Tliring, 
Practical  Legislation,  p.  36.)  The  preamble  has  been  said  to  be  a  good  means  to  find 
out  the  intention  of  a  statute,  and,  as  it  were,  a  key  to  the  understanding  of  it.  It 
usually  states,  or  professes  to  state,  the  general  object  and  meaning  of  the  Legislature 
in  passing  the  measure.  Hence  it  may  be  legitimately  consulted  for  the  purpose  of 
solving  an  ambiguity  or  fixing  the  connotation  of  words  which  may  possibly  have  more 
than  one  meaning,  or  determining  the  scope  or  limiting  the  effect  of  the  Act,  whenever 
the  enacting  parts  are,  in  any  of  these  respects,  open  to  doubt.  But  the  preamble  cannot 
either  restrict  or  extend  the  legislative  words,  wiien  the  language  is  plain  and  not  open 
to  doubt,  either  as  to  its  meaning  or  its  scope.  (Maxwell  on  the  Interpretation  of 
Statutes  [1875],  pp.  35-45.) 

In  the  case  of  Overseers  of  West  Ham  v.  lies  (1883),  8  App.  Cas.  p.  388,  Lord 
Blackburn  said  :  "  My  Lords,  in  this  case  the  whole  question  turns  upon  the  construction 
of  sect.  19  of  59  Geo.  III.  c.  12.  I  quite  agree  with  the  argument  which  has  been  addressed 
to  your  Lordships,  that  in  construing  an  Act  of  Parliament,  where  the  intention  of  the 
Legislature  is  declared  by  the  preamble,  we  are  to  give  effect  to  that  preamble  to  this 
extent,  namely,  that  it  shows  us  what  the  Legislature  ai'e  intending  ;  and  if  the  words 
of  enactment  have  a  meaning  which  does  not  go  beyond  that  preamble,  or  which  may 
come  up  to  the  preamble,  in  either  case  we  prefer  that  meaning  to  one  showing  an 
intention  of  the  Legislature  which  would  not  answer  the  purposes  of  the  preamble,  or 
which  would  go  beyond  them.     To  that  extent  only  is  the  preamble  material." 

Although  the  enacting  words  of  a  statute  are  not  necessarily  to  be  limited  or 
controlled  by  the  words  of  the  preamble,  but  in  many  instances  go  beyond  it,  yet,  on  a 
sound  construction  of  every  Act  of  Parliament,  the  words  in  the  enacting  part  must  be 
confined  to  that  which  is  the  plain  object  and  general  intention  of  the  Legislature  in 
passing  the  Act ;  and  the  preamble  affords  a  good  clue  to  discover  what  that  object  was. 
(Per  Lord  Tenterden,  C.J.,  in  Halton  v.  Cove,  1  B.  and  Ad.  538  ;  Salkeld  v.  Johnson,  2 
Exch.  283;  per  Kelly,  C.B.,  in  Winn  v.  Mossman,  L.R.  4  Ex.  300;  cited,  Broom's 
Legal  Maxims,  5th  ed.  p.  572.)  "The  only  rule  for  the  construction  of  Acts  of 
Parliament  is  that  they  should  be  construed  according  to  the  intent  of  the  Parliament 
which  passed  the  Act.  If  the  words  of  the  statute  are  in  themselves  precise  and 
unambiguous,  then  no  more  can  be  necessary  than  to  expound  the  words  in  their  natural 
and  ordinary  sense.  The  words  themselves  alone  do  in  such  case  best  declare  the  inten- 
tion of  the  lawgiver.  But  if  an}'  doubt  arises  from  the  terms  employed  by  the  Legisla- 
ture, it  has  always  been  held  a  safe  means  of  collecting  the  intention  to  call  in  aid  the 
ground  and  cause  of  making  the  statute,  and  to  have  recourse  to  the  preamble,  which 


$§2-3.]  PREA:MBLE.  285 

according  to  Chief  Justice  Dyer  (Plowd.  3t)9)  is  a  key  to  open  the  minds  of  the  makers 
of  the  Act  and  the  mischiefs  which  they  intended  to  redress."  (Per  Tindal,  C.J., 
delivering  the  opinion  of  the  Judges  in  tlie  Sussex  Peerage  Case,  11  CI.  and  Fin.  143  ; 
per  Buller,  J.,  in  K.  v.  Robinson,  2  East  P.C.  1113;  cited  R.  r.  Johnson,  29  St.  Tr. 
303  ;  Broom's  Legal  Maxims,  5th  ed.  573. 

It  is  a  general  rule,  in  the  construction  of  statutes,  that  the  preamble  may  extend, 
but  cannot  restrain,  the  effect  of  an  enacting  clause.  (Keams  r.  Cordwainers'  Co.,  28 
L.J.  C.P.  285  ;  D.E.C.L.  xiii.  p.  1882.) 

We  ought  not  to  restrict  a  section  in  an  Act  of  Parliament  by  the  preamble  or 
general  purview  of  the  Act  where  the  section  is  not  inconsistent  with  the  spirit  of  the 
Act.     (Sutton  tr.  Sutton,  22  Ch.  D.  521.    Id.) 

The  preamble  of  an  Act  of  Parliament  is  proper  to  explain  the  general  body  of  it. 
(Copeman  v.  Gallant,  1  P.  Wms.  317.     Id.) 

If  the  enacting  part  of  a  statute  will  bear  only  one  interpretation,  the  preamble 
shall  not  confine  it ;  but  if  it  is  doubtful,  the  preamble  may  be  applied  to  throw  light 
upon  it.     (Mason  r.  Armitage,  13  Yes.  36.     Id.) 

In  construing  an  Act  of  Parliament,  or  any  other  instrument,  the  court  is  at  liberty 
to  regard  the  state  of  the  law  at  the  time,  and  the  facts  which  the  preamble  or  recitals 
of  the  Act  of  instrument  prove  to  have  been  the  existing  circumstances  at  the  time  of 
its  preparation.     (Attorney-General  f.  Powis,  2  Eq.  R.  566.     Id   1883.) 

The  preamble  of  an  Act  of  Parliament,  though  it  may  assist  ambiguous  words,  can- 
not control  a  clear  and  express  enactment.     (Lees  v.  Summei-sgill,  17  Ves.  SOS.     Id.) 

But  it  may  serve  to  give  a  definite  and  qualified  meaning  to  indefinite  and  general 
terms.     (Emanuel  r.  Constable,  3  Russ.  43H,  overruling  Lees  i:  Sumraersgill.     Id.) 

In  construing  Acts,  the  court  must  take  into  consideration  not  only  the  language  of 
the  preamble,  or  any  particular  clause,  but  of  the  whole  Act ;  and  if,  in  some  of  the 
enacting  clauses,  expressions  are  to  be  found  of  more  extensive  import  than  in  others,  or 
than  in  the  preamble,  the  Court  will  give  effect  to  those  more  extensive  expressions,  if, 
upon  a  view  of  the  whole  Act,  it  appears  to  have  been  the  intention  of  the  Legislature 
that  they  should  have  effect.     (Doe  d.  Bywater  v.  Brandling,  6  L..J.  (o.s. )  K.B.  162.    Id.) 

The  effect  of  the  preamble  of  a  repealed  Act  was  considered  in  Harding  r.  Williams, 
1880,  14  Ch.  Div.  197.  The  effect  of  a  preamble  to  a  particular  section  of  an  Act  was 
oonsidered  in  ex  parte  Gorely,  re  Barker,  .34  L.J.  (B.)  1. 

§  3.    "The  People." 

The  opening  words  of  the  preamble  proclaim  that  the  Constitution  of  the  Common- 
wealth of  Australia  is  founded  on  the  will  of  the  people  whom  it  is  designed  to  unite  and 
',  govern.     Although  it  proceeds  from  the  people,  it  is  clothed  with  the  form  of  law  by  an 
'  Act  of  the  Imperial  Parliament  of  Great  Britain  and  Ireland,  the  Supreme  Sovereign 
Legislature  of  the  British  Empire.     The  legislative  supremacy  of  the  British  Parliament 
is,  according  to  Dicey  and  all  other  modern  jurists,  the  keystone  of  the  law  of  the  British 
Constitution.     John  Austin  holds  (Jurisprudence,  vol.  I.  pp.  251-255)  that  the  sovereign 
power  is  vested  in  the  King,  the  House  of  Lords,  and  the  House  of  Commons  or  electors. 
Referring  to  Austin's  definition,  Dicey  points  out  that  the  word  "sovereignty"  is  some- 
times employed  in  a  political  rather  than  in  a  strictly  legal  sense.    That  body  is  politically 
sovereign  or  supreme  in  a  State,  the  will  of  which  is  ultimately  obeyed  by  the  citizens 
of  the  State.     In  this  sense  of  the  word  the  electors  of  Great  Britain  may  be  said  to  be, 
I   together  with  the  Crown  ariti  the  Lords,  or  perhaps  in  strict  accuracy,  independently  of 
I   the  King  and  the  Peers,  to  be  the  body  in  which  the  political  sovereignty  is  vested. 
(Dicey,  Law  of  the  Constitution,  p.  67.) 

So^-EREiGNTY  OF  THE  People.— In  the  United  States  the  political  as  well  as  the 
legal  sovereignty  of  the  people  has  been  generally  recognized  ever  since  the  Declaration 
of  Independence.  John  Wilson,  one  of  the  framei-s  of  the  American  Constitution,  in 
addressing  the  Pennsylvania  State  Convention  in  exposition  and  defence  of  that 
instrument  said  : — 

"  When  I  had  the  honour  of  speaking  formerly  on  the  subject  I  stated  in  as  concise 
a  manner  as  possible  the  leading  ideas  that  occurred  to  me  to  ascertain  where  the 
supreme  and  sovereign  power  resides.  It  has  not  been,  nor  I  presume  will  be  denied 
that  somewhere  there  is,  and  of  necessitj'  must  be,  a  supreme  absolute  and  uncontrollable 
authority.  This  I  believe  may  justly  be  termed  the  sovereign  power  ;  for,  from  that 
.gentleman's  (Mr.  Findlay's)  account  of  the  matter  it  cannot  be  sovereign  unless  it  is 


286  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

supreme  ;  for,  saj'S  he,  a  subordinate  sovereignty  is  no  sovereignty  at  all.  I  had  the- 
honour  of  observing  that  if  the  question  was  asked  where  tlie  supreme  power  resided, 
different  answers  would  be  given  by  different  writers.  I  mentioned  that  Blackstone 
would  tell  you  that  in  Britain  it  is  lodged  in  the  British  Parliament ;  and  I  believe  there 
is  no  writer  on  this  subject  on  the  other  side  of  the  Atlantic  but  supposed  it  to  be  vested 
in  that  body.  I  stated  further  that  if  the  question  was  asked  of  some  politician  who 
had  not  considered  the  subject  with  sufficient  accuracy,  where  the  supreme  power  residefl 
in  our  Government,  he  would  answer  that  it  was  vested  in  the  State  Constitutions. 
This  opinion  approaches  near  the  truth,  but  does  not  reach  it,  for  the  truth  is  the 
supreme  absolute  and  uncontrollable  authority  remains  with  the  people.  I  mentioned 
also  that  the  prnctical  recognition  of  this  truth  was  reserved  for  the  honour  of  this 
country.  I  recollect  no  Constitution  founded  on  this  principle  ;  but  we  have  witnessed 
the  improvement  and  enjoy  the  happiness  of  seeing  it  carried  into  practice.  The  great 
and  penetrating  mind  of  Locke  seems  to  be  the  only  one  that  pointed  towards  even  the 
theory  of  this  great  truth."  (Elliot's  Debates  on  the  Federal  Constitution,  vol.  ii. , 
pp.  455,  456.)     Cited,  Roger  Foster's  Comment,  on  the  Constit.  (1895),  I.,  p.  107. 

The  Constitution  of  the  United  States  was  not  ordained  and  established  by  the 
States,  but,  as  the  preamble  declares,  by  "the  people  of  the  United  States."  It  was 
competent  for  the  people  to  invest  the  general  government  with  all  the  powers  which 
they  might  deem  proper  and  necessary  ;  to  extend  or  restrain  these  powers,  according 
to  their  own  good  pleasure,  and  to  give  them  a  jjaramount  and  supreme  authority. 
(Martin  v.  Hunter's  Lessee,  1  Wheat.  304-324;  Chisholm  v.  Georgia,  2  Dall.  419; 
Brown  v.  Maryland,  12  Wheat.  455.     Noted  in  Baker,  Annot.  Const.  (1891),  p.  1.) 

The  (government  of  the  American  Union  is  a  Government  of  the  people.  In  form 
and  in  substance  it  emanates  from  them.  Its  powers  are  granted  by  them  and  are  to  be 
exerci.sed  on  them  and  for  their  benefit.  (Per  Marshall,  C.J.,  McCulloch  v.  Maryland, 
4  Wheat.  316.     Id.) 

The  expressions  "  the  people  of  the  United  States  "  and  "  citizens  "  are  sj^nonymous 
and  mean  the  same  thing.  They  botli  describe  the  political  body  which  according  to 
American  institutions,  forms  the  sovereignty,  holds  the  power  and  conducts  the  Govern- 
ment through  its  representatives.  The  members  of  that  body  are  called  the  "  sovereign 
people,"  and  every  citizen  is  one  of  this  people  and  a  constituent  member  of  the 
sovereignty.     (Dred  Scott  v.  Sandford,  19  How.  393.     Id.) 

Affirmations  of  the  Preamble. — It  will  be  noticed  that  the  preamble  to  this 
Constitution  contains  no  less  than  eight  separate  and  distinct  affirmations  or  declarations, 
(i.)   The  agreement  of  the  people  of  Australia, 
(ii.)   Their  reliance  on  the  blessing  of  Almight3'  God. 
^^(iii.)  The  purpose  to  unite. 

(iv. )  The  character  of  the  Union—  indissoluble, 
/(v.)  The  form  of  the  Union — a  Federal  Commonwealth, 
(vi.)  The  dependence  of  the  Union— under  the  Crown, 
/(vii. )  The  government  of  the  Union — under  the  Constitution. 
,    (viii.)  The  expediency   of  provision  for  admission  of  other  Colonies  as  States. 
Of  the  above  eight  declaratory  parts  of  the  preamble  only  four,  viz.,  the  third, 
fifth,   seventh,  and  eighth,  find  legislative  expression    in    identifiable  clauses  to  be 
found  in  the  body  of  the  Act.      The  remaining  four  have,  therefore,  to  be  regarded 
as  promulgating  principles,  ideas,  or  sentiments  operating,  at  the  time  of  the  forma- 
tion of  the  instrument,  in  the  minds  of  its  framers,   and  by  them  imparted  to  and 
approved  by  the  people  to  Avhom  it  was  submitted.     These  principles  maj'  hereafter 
become  of  supreme  interest  and  importance  in  guiding  the  development  of  the  Consti- 
tution under  the  influence  of  Federal  Statesmen  and  Federal  Electors.     They  may  also 
be  of  valuable  service  and  potent  effect  in  the  Courts  of  the  Commonwealth,  aiding  in 
the  interpretation  of  words  and  phrases  which  may  now  appear  comparatively  clear, 
but  which,   in  time  to  come,  may  be  obscured  by  the  raising  of  unexpected  issues  and 
by  the  conflict  of  newly  evolved  opinions.      It  may  be  asked,  why  are  four  at  least  of 
these  momentous  declarations  to  be  found  only  in  the  preamble,  and  why  have  they  no 
corresponding  counterparts  in  the  corpus  of  the  Act  ?     Tlie  answer  is  obvious.     First 
as  to  the  agreement  of  the  people  ;  that  is  the  recital  of  a  historical  fact,  and  it  could 
not  therefore  be  reduced  to  the  form  in  which  a  section  of  an   Act  of  Parliament  i» 
generallj' cast,  viz. ,  that  of  a  command  coupled  with  a  sanction.     Then,  again,   their 
reliance  on  the   Divine  blessing  is  another  recital  of  fact,  incidental  to  the  primary 


§§3-4.] 


PREAMBLE.  287 


affirmation,  and  intioduced  in  a  participial  sentence  for  the  purpose  of  avoiding  the 
suspicion  of  ostentation  and  irreserence  ;  there  woidd,  indeed,  have  been  not  only  a 
technical  difficult}-,  but  an  absolute  impropriety  in  attempting  to  frame  a  clause  designed 
to  give  legislative  recognition  of  the  Deity.  The  indissolubility  of  the  Federal  Common- 
wealth is  affirmed  as  a  principle  :  the  efifect  of  that  affirmation  will  be  discussed  at  a 
later  stage.  The  declaration  that  the  Union  is  under  the  Crown  is  appropriate  and 
fimdamental  ;  this  also  will  be  discussed  at  a  later  stage. 

§  4.    "  Humbly  Relying  on  the  Blessing  of  Almighty  God." 

This  appeal  to  the  Deity  was  inserted  in  the  Constitution  at  the  suggestion  of  most 
of  the  Colonial  Legislative  Chambers,  and  in  response  to  numerous  and  largely  signed 
petitions  received  from  the  people  of  every  colony  represented  in  the  Federal  Conven- 
tion. When  the  expression  was  first  formulated,  towards  the  close  of  the  session  held 
in  Adelaide,  it  was  thought  advisable  to  postpone  the  final  determination  of  a  proposi- 
tion 80  delicate  and  significant  until  a  later  stage,  in  order  to  give  time  and  opportunity 
for  further  consideration  and  for  the  additional  manifestation  of  public  opinion  and 
sentiment.  In  the  interval  between  the  Adelaide  and  Sydney  sessions  of  the  Conven- 
tion, the  Legislative  Councils  and  Legislative  Assemblies  of  New  South  Wales, 
Victoria,  South  Australia,  and  Western  Australia,  and  the  House  of  Assembly  of 
Tasmania,  resolved  to  recommend  to  the  Convention  the  insertion  in  the  preamble  of 
appropriate  words  acknowledging  and  invoking  the  blessing  of  the  Supreme  Peing. 
During  the  session  held  in  Sydney,  as  well  as  in  the  last  session  held  in  Melbourne, 
supplementary  petitions  were  received  in  favour  of  insertion  of  words  of  the  foregoing 
import.  A  few  petitions  were  also  received  in  opposition  to  the  proposal.  Finalh-  the 
words  were  inserted  in  the  preamble  without  a  division,  but  not  without  protest  from 
several  members  of  the  Convention.  In  justification  of  the  insertion  of  the  words 
stress  was  laid  on  the  great  demonstration  of  public  opinion  in  their  favour,  as  expressed 
in  the  recommendations  of  the  Legislative  bodies  and  in  the  petitions  presented.  It 
was  also  pointed  out  that  such  an  allusion  was  not  without  precedent  in  other  notable 
instruments  of  Government,  such  as  the  American  Declaration  of  Independence,  the 
Articles  of  Confederation,  and  the  Swiss  Constitution.  The  views  for  and  against  are 
fully  expressed  in  the  following  extracts  : — 

"  The  foundations  of  our  national  edifice  are  being  laid  in  times  of  peace ;  the 
invisible  hand  of  Providence  is  in  the  tracing  of  our  plans.  Shoidd  we  not,  at  the  very 
inception  of  our  great  work,  give  some  outward  recognition  of  the  Divine  guidance  that 
we  feel  ?  This  spirit  of  reverence  for  the  Unseen  pervades  all  the  relations  of  our  civil 
life.  It  is  felt  in  the  forms  in  our  Courts  of  Justice,  in  the  language  of  our  statutes,  in 
the  oath  that  binds  the  Sovereign  to  the  observance  of  our  liberties,  in  the  recognition 
of  the  Sabbath  ;  in  the  rubrics  of  our  guilds  and  social  orders,  in  the  anthem,  through 
which  on  every  public  occasion  we  invocate  a  blessing  on  our  executive  head  ;  in  our 
domestic  observances,  in  the  offices  of  courtesy  at  our  meetings  and  partings,  and  in  the 
time-honoured  motto  of  the  nation.  Says  Burke  :  *  We  know,  and.  what  is  better, 
we  feel  inwardly  tliat  religion  is  the  basis  of  civil  society.'  The  ancients,  who  in  the 
edifices  of  the  mind  and  marble  have  left  us  such  noble  exemplars  for  our  guidance, 
invoked,  under  a  sense  of  its  all-pervading  power,  the  direction  of  the  Divine  mind. 
Pagans  though  thej'  were,  and  as  yet  but  seeing  dimlj-,  they  felt  that  the  breath  of  a 
Divine  Being,  'that  pure  breath  of  life,  that  spirit  of  man,' which  God  inspired- as 
Milton  says- was  the  life  of  their  establishments.  It  is  of  this  that  Cicero  speaks 
when  he  writes  of  that  great  elemental  law  at  the  back  of  all  human  ordinances,  that 
eternal  principle  which  governs  the  entire  universe,  wisely  commanding  what  is  right 
and  prohibiting  what  is  wrong,  and  which  he  calls  the  mind  of  God.  Right  through 
the  ages  we  find  this  universal  sense  of  Divine  inspiration-  this  feeling  that  a  wisdom 
beyond  that  of  man  shapes  the  destiny  of  states  ;  that  the  institutions  of  men  are  but 
the  imperfect  instruments  of  a  Divine  and  beneficent  energy,  helping  their  higher  aims. 
Should  not  we,  sir,  grant  the  prayer  ot  the  many  petitions  that  have  been  presented  to 
us,  by  recognizing  at  the  opening  of  our  great  future  our  dependence  upon  God  ? 
Should  we  not  fix  in  our  Constitution  the  elements  of  reverence  and  strength,  by 
expressing  our  share  of  the  universal  sense  that  a  Divine  idea  animates  all  our  higher 
objects,  and  that  the  guiding  hand  of  Providence  leads  our  wanderings  towards  the 
dawn  ?    In   doing  so  we  will  be   but   acting   on   what   a  great  statesman  called  '  the 


288  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

uniformly  considered  sense  of  mankind.'  It  was  from  a  consciousness  of  the  moral 
anarchy  of  the  world's  unguided  course  that  all  races  of  man  saw  in  their  various 
gradations  of  light  the  vision  of  an  eternal  Justice  behind  the  veil  of  things  whose 
intimations  kept  down  the  rebellious  hearts  of  earth's  children.  It  was  this  that  made 
them  consecrate  their  national  purposes  to  God  ;  that  their  hands  might  grow  strong 
and  their  minds  be  illuminated  by  the  grace  of  that  power  Divine  through  which  alone, 
as  Plato  says,  the  poet  sings  — 

'  We  give  like  children,  and  the  Almighty  plan 
Controls  the  forward  children  of  weak  man.' 

Under  a  sense  of  this  great  truth,  expressed  some  thousand  years  ago,  I  ask  you  to 
grant  the  prayer  of  these  petitions  :  to  grant  it  in  a  hope  that  the  Justice  we  wish  to 
execute  may  be  rendered  certain,  in  our  work,  and  our  union  abiding  and  fruitful  by 
the  blessing  of  the.  Supreme  Being." — Mr.  P.  M.  Glynn,  Conv.  Deb.,  Adel.,  1897, 
p.  1185-6. 

"  I  say  frankly  that  I  should  have  no  objection  to  the  insertion  of  words  of  this 
kind  in  the  preamble,  if  I  felt  that  in  the  Constitution  we  had  a  sufficient  safeguard 
against  the  passing  of  religious  laws  by  the  Commonwealth.  I  shall,  I  hope,  afterwards 
have  an  opportunity,  upon  the  reconsideration  of  the  measure,  to  bring  before  the 
Convention  a  clause  modified  to  meet  some  criticisms  which  have  been  made  on  this 
point,  and  if  I  succeed  in  getting  this  clause  passed  it  will  provide  this  safeguard.  1 
shall  have  an  opportvinity  then  of  explaining  how  exceedingly  important  it  is  to  have 
some  such  safeguard.  There  is  no  time  for  me  now  to  go  into  an  elaborate  history  of 
this  question  so  far  as  the  United  States  of  America  are  concerned.  I  have  investi- 
gated it  with  a  great  deal  of  care,  and  I  can  give  the  result  of  my  investigations  to 
honourable  members,  who,  I  hope,  will  not  believe  that  I  would  mislead  them  if  I  could 
help  doing  so  with  regard  to  the  effect  of  what  has  taken  place  there.  Because  thej' 
hacl  no  words  in  the  preamble  of  the  Constitution  of  the  United  States  to  the  effect  of 
those  which  the  honourable  member  (Mr.  Glynn)  wishes  to  insert.  Congress  was  unable 
to  pass  certain  legislation  in  the  direction  of  enforcing  religion.  There  was  a  struggle 
for  about  thirty  years  to  have  some  words  of  religious  import  inserted  in  the  preamble. 
That  struggle  failed  ;  but  in  1892  it  was  decided  by  the  Supreme  Court  that  the  people 
of  the  United  States  were  a  Christian  people.  .     .     That  decision  was  given  in 

March  or  February,  and  four  months  afterwards  it  was  enacted  by  Congress  that  the 
Chicago  Exhibition  should  be  closed  upon  Sundays,  simply  upon  the  ground  that  Sunday 
was  a  Christian  day.  The  argument  was  that  among  a  Christian  nation  you  should 
■enforce  Christian  observances.  .  .  .  There  is  nothing  in  the  Constitution  of  the 
United  .States  of  America,  even  indirectly,  suggesting  a  law  of  this  sort.  No  doubt 
the  State  of  Illinois  could  have  passed  such  a  law,  because  it  has  all  its  rights  reserved. 
But  there  was  nothing  in  the  Constitution  enabling  the  Congress  to  pass  a  law  for  the 
closing  of  the  Exhibition  on  Sunday.  As  soon  as  ever  those  parties  who  had  been 
working  for  the  purpose  of  getting  Sunday  legalized  throughout  the  United  States 
found  that  decision  given  in  February,  1892,  that  'this  is  n  Christian  nation,' tliey 
followed  it  up  quickly,  and  within  four  months  there  was  a  law  passed  for  the  closing  of 
the  Exhibition  on  Sunday.  ...  It  has  been  in  force  for  five  and  a  half  or  six  years, 
and  it  was  struggled  against,  as  my  honourable  friend  will  know.  There  was  a  strong 
monetary  interest  against  it,  but  I  will  say  frankly  that  I  was  not  aware  that  it  has 
been  held  to  be  constitutional.  I  understand  tliough  that  there  has  been  no  dispute 
among  the  legal  men  in  that  country  as  to  its  being  constitutional.  Honourable 
members  will  hardly  realize  how  far  the  inferential  powers  have  been  extended  in 
America.  I  should  have  tliought  it  obvious,  and  I  think  Mr.  Wise  will  agree  with  nie 
that  the  Congress  had  no  power  to  pass  a  law  of  that  sort.  ...  I  should  have 
thought  that  it  was  not  in  the  scope  of  Congress  to  pass  a  law,  no  matter  how  righteous, 
to  close  the  Exhibition  on  Sunday,  but  I  find,  on  looking  to  a  number  of  decisions  in 
the  United  States,  that  it  has  been  held  again  and  again  that,  because  of  certain 
expressions,  words,  and  phra.ses  used  in  the  Constitution,  inferential  powers  are  con- 
ferred upon  the  Congress  that  go  beyond  any  dreams  we  have  at  present.  I  know  that 
a  great  many  people  have  been  got  to  sign  petitions  in  favour  of  inserting  such 
religious  words  in  the  preamble  of  this  Bill  by  men  who  knew  the  course  of  the  struggle 
in  the  United  States,  but  who  have  not  told  the  people  what  the  course  of  tliat  struggle 
is,  and  what  the  motive  for  these  words  is.  I  think  the  people  of  Australia  ought  to 
have  been  told  frankly  wlien  they  were  asked  to  sign  these  petitions  what  the  liistory 
in  the  United  States  has  been  on  the  subject,  and  the  motive  with  which  tiiese  words 
have  been  proposed.  I  think  the  people  in  Aiistralia  are  as  reverential  as  any  people 
on  the  face  of  this  earth,  so  I  will  make  no  opposition  to  the  insertion  of  .seemlj'  and 
suitable  words,  provided  that  it  is  made  perfectly  clear  in  the  substantive  part  of  the 
Constitution  that  we  are  not  conferring  on  the  Commonwealth  a  power  to  pass  religious 
laws.     I  want  to  leave  that  as  a  reserved  power  to  the  State,  as  it  is  now.     Let  the 


j4.]  PREAMBLE.  289 

States  have  the  power.  I  will  not  interfere  with  the  individual  States  in  the  power 
they  have,  but  I  want  to  make  it  clear  that  in  inserting  these  religious  words  in  the 
preamble  of  the  Bill  we  are  not  by  inference  giving  a  power  to  impose  on  the  Federation 
of  Australia  anj-  religious  laws." — Mr.  H.  B.  Higgins,  Conv.  Deb.,  Melb.,  pp.  1734-5. 

The  case  referred  to  by  Mr.  Higgins  was  Church  of  the  Holy  Trinity  v.  United 
States,  143  U.S.,  p.  457.  It  came  before  the  Supreme  Court  of  the  United  States  on 
error  from  a  United  States  circuit  court.  The  question  involved  was  the  construction 
and  effect  of  the  federal  statute  of  26th  February,  1885,  prohibiting  the  importation 
and  migration  of  foreigners  and  aliens  under  agi-eement  to  perform  labour  in  the  United 
States.  (-23  Stat.  332  c.  164.)  The  Church  of  the  Holy  Trinity  was  duly  incorporated 
as  a  religious  society  under  the  laws  of  the  State  of  New  York.  E.  Walpole  Warren 
was,  prior  to  September,  1887,  an  alien  residing  in  England.  In  that  month  the  Church 
made  a  contract  with  him,  by  which  he  w  as  to  remove .  to  the  city  of  New  York  and 
enter  into  its  service  as  rector  and  pastor,  which  Warren  accordingly  did.  It  was 
elaimed  by  the  United  States  that  this  contract,  on  the  part  of  the  Church,  was  for- 
bidden by  the  federal  Act,  and  an  action  was  commenced  to  recover  the  penalty 
prescribed  by  that  Act.  The  Circuit  Court  held  that  the  contract  was  within  the 
prohibition  of  the  statute,  and  rendered  judgment  accordingly.  {.S6  Fed.  Rep.  303.) 
The  Church  appealed  to  the  Supreme  Court  of  the  United  States,  and  the  single  question 
presented  was,  whether  the  Circuit  Court  had  erred  in  giving  that  decision.  The 
■decision  of  the  Court  w^as  delivered  by  Mr.  Justice  Brewer  on  29th  February,  1892. 
The  Court  was  of  opinion  that  the  act  of  the  Corporation  was  within  the  letter  of  the 
prohibition ;  for  the  relation  of  rector  to  his  church  was  one  of  service,  and  implied 
labour  on  the  one  side  with  compensation  on  the  other.  Further,  as  noticed  by  the 
Circuit  Judge  in  his  opinion,  the  5th  section,  which  made  specific  exceptions,  among 
them  being  professional  actors,  artists,  lecturers,  singers,  and  domestic  servants, 
strengthened  the  idea  that  every  other  kind  of  labour  and  service  was  intended  to  be 
reached  by  the  first  section.  While  there  was  great  force  in  that  reasoning,  the  Court 
did  not  think  that  Congress  intended  to  denounce,  with  penalties,  a  transaction  like 
that  in  the  present  case.  It  was  a  familiar  rule,  that  a  thing  might  be  within  the  letter 
of  a  statute,  and  yet  not  be  within  the  statute,  because  not  within  the  spirit,  nor  within 
the  intention  of  its  makers.  The  Court  therefore  found  that  the  whole  of  the  Act,  the 
evil  which  was  intended  to  be  remedied,  the  circumstances  surrounding  the  appeal 
to  Congress,  the  reports  of  the  Committee  of  each  House,  all  concurred  in  affirming 
that  the  intent  of  Congress  was  simply  to  stay  the  influx  of  cheap  unskilled  labour. 

"  It  was  never  suggested  that  we  had  in  this  country  a  surplus  of  brain  toilers,  and 
least  of  all,  that  the  market  for  the  services  of  Christian  ministers  was  depressed  by 
foreign  competition.  Those  were  matters  to  which  the  attention  of  Congress,  or  of  the 
people,  was  not  directed.  So  far,  then,  as  the  eWl  which  was  sought  to  be  remedied 
interprets  the  statute,  it  also  guides  to  an  exclusion  of  this  contract  from  the  penalties 
of  the  Act.     .     .  But  beyond  all  these  matters,  no  purpose  of  action  against  religion 

can  be  imputed  to  any  legislation,  state  or  national ;  because,  this  is  a  religious  people. 
This  is  historically  true.  From  the  discovery  of  this  continent  to  the  present  hour, 
there  is  a  single  voice  making  this  affirmation.  The  Commission  to  Christopher 
Columbus,  prior  to  his  sail  westward,  is  from  'Ferdinand  and  Isabella,  by  the  Grace  of 
God,  King  and  Queen  of  Castile,  &c. ,'  and  recites  that  it  is  hoped  that  by  God's  assistance 

some  of  the  continents  and  islands  in  the  ocean  will  be  discovered,  &c The 

first  colonial  grant,  that  made  to  Sir  Walter  Raleigh,  in  1.584,  was  from  '  Elizabeth  by 
the  grace  of  God,  of  England,  France,  and  Ireland,  Queen.  Defender  of  the  Faith,'  &c. ; 
and  the  grant,  authorizing  him  to  enact  statutes  for  the  government  of  the  proposed 
colon}-,  provides  that  '  they  be  not  against  the  true  Christian  faith  now  professed  in  the 
Church  of  England.'  Coming  nearer  to  the  present  time.  The  Declaration  of  Indepen- 
dence recognizes  the  presence  of  the  DiN-ine  in  human  affairs,  in  these  words  :  '  We  hold 
these  truths  to  l)e  self-evident,  that  all  men  are  created  equal,  that  they  are  endowed  by 
their  Creator  with  certain  inalienable  Rights,  that  among  these  are  Life,  Liberty  and 
the  pursiiit  of  Happiness.'  'We  therefore,  the  Representatives  of  the  United  States  of 
America  in  general  Congress  assembled,  appealing  to  the  Supreme  Judge  of  the  world 
for  the  rectitude  of  our  intentions,  do,  in  the  Name  and  by  the  authority  of  the  Good 
People  of  these  colonies  solemnly  publish  and  declare,'  &c.,  '  and  for  the  support  of  the 
Declaration,  with  a  firm  reliance  on  the  Protection  of  Divine  Providence,  we  mutually 


290  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

pledge  to  each  other  our  Lives,  our  Fortunes,  and  onr  sacred  Honour.'  On  examination 
of  the  Constitutions  of  the  various  States  we  find  in  them  a  constant  recognition  of 
religious  obligations.  .  .  .  It  is  the  duty  of  the  Court,  under  those  cii-cumstances, 
to  say  that,  however  broad  the  language  of  the  statute  may  be,  the  Act,  although  within 
the  letter,  is  not  within  the  intention  of  the  legislature,  and  cannot  be  within  the 
statute."  (Per  Mr.  Justice  Brewer,  Church  of  the  Holy  Trinity  v.  United  States,  143 
U.S.  457.) 

On  25th  April,  1890,  Congress  passed  an  Act  to  provide  for  celebrating  the  four 
hundredth  anniversary  of  the  discovery  of  America  by  Christopher  Columbus,  bj'  holding 
in  the  city  of  Chicago,  in  the  State  of  Illinois,  an  International  Exposition  of  arts, 
industries,  manufactures,  and  products  of  the  soil,  mine,  and  sea.  A  Commission  was 
constituted  for  carrying  out  the  enterprise,  and  preliminary  arrangements  were  made. 
This  Act  was  passed  by  Congress  in  the  exercise  of  its  power  to  regulate  and  promote 
inter-state  and  foreign  commerce.  On  5th  August,  1892,  Congress  passed  an  Act  (ch. 
381,  1892)  in  furtherance  of  the  first-mentioned  Act.  It  recited  'that  it  was  enacted 
"  For  the  purpose  of  aiding  in  defraying  the  cost  of  completing  in  a  suitable  manner  the 
work  of  preparation  for  inaugurating  the  World's  Columbian  Exposition."  It  then 
proceeded  to  provide  that  there  should  be  coined,  at  the  mints,  five  million  half-dollar 
silver  pieces,  to  be  known  as  Columbian  half-dollars.  It  next  went  on  to  make  other 
provisions  and  arrangements  for  the  holding  of  the  Exposition.  Then  came  section  4, 
as  follows  : — 

"That  it  is  hereby  declared  that  all  appropriations  herein  made  for,  or  pertaining 
to,  the  World's  Columbian  Exposition  are  made  upon  the  condition  that  the  said 
Exposition  shall  not  be  opened  to  the  public  on  the  first  day  of  the  week,  commonly 
called  Sunday  ;  and  if  the  said  appropriations  be  accepted  by  the  corporation  of  the 
State  of  Illinois,  known  as  the  World's  Columbian  Exposition,  upon  that  condition,  it 
shall  be,  and  is  hereby,  made  the  duty  of  the  World's  Columbian  Commission,  created 
by  the  Act  of  Congress  of  April  twenty-fifth,  eighteen  hundred  and  ninety,  to  make  sucli 
rules  or  modification  of  the  rules  of  same  corporation  as  shall  require  the  closing  of  the 
Exposition  on  the  said  first  day  of  the  week  commonly  called  Sunday." 

The  amending  Act,  like  the  principal  Act,  was  passed  by  Congress  in  the  exercise  of 
its  power  over  trade  and  commerce.  In  the  debates  which  took  place  in  Congress 
during  the  passage  of  tlie  amending  Bill  no  reference  appears  to  have  been  made  to  any 
religious  aspect  of  the  proposed  closing  of  the  Exposition  on  Sundays,  or  to  the  case  of 
the  Church  of  the  Holy  Trinity  v.  United  States. 

§  5.    "Have  Agreed." 

These  words  make  distinct  and  emphatic  reference  to  the  consensus  of  the  people, 
arrived  at  through  the  procedure,  in  its  various  successive  stages,  prescribed  bj'  the 
substantially  similar  Enabling  Acts  adopted  by  the  Legislatures  of  the  concurring 
colonies.  In  four  of  the  colonies  Acts  were  passed  enabling  the  people  to  take  part 
in  the  framing  and  acceptance  or  rejection  of  a  Federal  Constitution  for  Australia. 
Through  those  Acts  the  people  agreed,  first,  to  send  representatives  to  a  Federal  Con- 
vention charged  with  the  duty  of  framing  for  Australia  a  Federal  Constitution  under  the 
Crown  in  the  form  of  a  Bill  for  enactment  by  the  Imperial  Parliament ;  and,  secondly, 
they  agreed  to  pronounce  their  judgment  upon  the  Constitution  at  a  referendum,  which 
in  each  colony  was  arranged  to  follow  the  Convention.  In  all  the  colonies  the 
Constitution  was  eventually  referred  to  the  people.  At  this  referendum  each 
voter  was  enabled  to  vote  by  ballot  "Yes"  or  "No"  on  the  question  asked 
in  the  ballot  paper,  "Are  you  in  favour  of  the  proposed  Federal  .Constitution?" 
In  this  manner  tliere  was  in  four  colonies  a  popular  initiative  and  finally  in  all 
the  colonies  a  popular  ratification  of  the  Constitution,  Mhich  is  thus  legally 
the  work,  as  it  will  be  for  all  time  the  heritage,  of  the  Australian  people.  This 
democratic  method  of  establishing  a  new  form  of  government  may  be  contrasted 
with  the  circumstances  and  conditions  under  which  other  Federal  Constitutions 
became  law. 

Unitkd  States. — "  It  was  well  said  by  John  Quincy  Adams  that  the  Constitution 
was  'extorted  from  the  grinding  necessity  of  a  reluctant  nation.'     It  was  accepted  by  a 


§5.] 


PREAMBLE.  291 


small  majority  as  the  only  alternative  to  disruption  and  anarchy.  Its  ratification  was 
the  success  of  the  men  who  were  interested  in  the  security  of  property,  the  maintenance 
of  order,  and  the  enforcement  of  obligations  against  those  who  desired  communism,  law- 
lessness, and  repudiation.  It  was  a  conflict  between  the  cities  and  backwoods,  between 
the  mountains  and  plains.  And  the  opposition  was  led  by  those  cliques  and  families 
who  had  learned  to  control  for  their  private  interests  the  State  patronage  of  which  the 
new  Government  must  necessarilj-  deprive  them.  .  .  Two  States  refused  to  agree  until 
after  it  had  gone  into  successful  operation,  and  the  rest  threatened  severe  retaliation  in 
order  to  compel  their  coalition.  Five  of  the  other  nine  ratified  with  expressions  of  dis- 
approval of  its  terms  and  a  demand  for  subsequent  amendments.  In  but  three  was  it 
adopted  without  a  struggle.  In  several,  success  was  only  obtained  bj'  the  application  of 
force,  threats,  or  stratagem.  In  Connecticut,  they  silencetl  with  tar  and  feathers  an 
anti- federalist  delegate  who  tried  to  talk  out  the  Convention.  A  majority  of  the  New 
Hampshire  delegates  were  determined  or  instructed  to  vote  against  ratification,  and  at 
the  first  session  the  federalists  considered  a  vote  for  an  adjournment  of  three  mouths  a.s 
a  victory.  At  the  second,  while  some  of  its  opponents  were  'detained'  at  dinner,  the 
Constitution  was  ratified  by  a  snap  vote  taken  at  sharp  one  o'clock.  The  Legislature  of 
Pennsylvania  obtained  a  quorum  to  call  the  State  Convention  by  the  unwilling  presence 
of  two  members  dragged  to  the  meeting  by  a  mob  who  prevented  their  leaving  the  house. 
In  the  State  of  New  York,  a  majority  of  the  Convention  was  anti-federal,  and  victor}' 
was  won  by  the  threat  of  Hamilton,  that  in  case  of  defeat  New  York,  Kings,  and  West- 
chester would  ratify  the  Constitution  as  an  independent  State,  and  leave  the  northern 
counties  alone  unprotected  from  foreign  enemies  without  any  outlet  for  their  commerce 
to  the  sea.  The  charge  was  believed,  if  not  proved,  that  the  federalists  prevented  the 
circulation  of  the  newspapers  of  the  opposition  with  the  mails.  And  in  Pennsylvania 
and  Maryland  they  suppressed,  by  purchase  and  boycott,  the  reports  of  the  debates  in 
the  State  Conventions."     (Foster's  Comment,  on  the  Constit.  I.  p.  5.) 

Canada. — "  Delegates,  comprising  the  leading  men  of  both  parties,  were  appointed, 
by  the  Governors  of  Canada,  Nova  Scotia,  New  BrunsM-ick,  and  Prince  Edward  Island 
at  the  instance  of  the  several  Legislatures.  They  met  and  drew  up  a  scheme  which, 
having  been  submitted  to  the  Legislatures,  was  afterwards  carried  to  London  ;  there 
finally  settled  with  the  Colonial  Office,  and  embodietl  bj-  the  Imperial  Parliament  in  the 
British  North  America  Act,  which  forms  the  instimment  of  confederation.  The  consent 
of  the  Canadian  Legislature  was  freely  and  fairly  given  by  a  large  majority.  That  of 
the  Legislature  of  New  Brunswick  was  only  obtained  bj-  heavy  pressure,  the  Colonial 
Office  assisting,  and  after  strong  resistance,  an  election  having  taken  place  at  which 
every  one  of  the  delegates  had  been  rejected  by  the  people.  That  of  the  Legislature  of 
Nova  Scotia  was  drawn  from  it,  in  defiance  of  the  declared  wishes  of  the  people  and  its 
breach  of  recent  pledges  by  \'igorous  use  of  personal  influence  with  the  members.  Mr. 
Howe,  the  patriot  leader  of  the  Province,  still  held  out  and  went  to  England,  threaten- 
ing recourse  to  ^-ioleuce  if  his  people  were  not  set  free  from  the  bondage  into  which,  by 
the  perfidy  of  their  representatives,  thej-  had  been  betrayed.  But  he  was  gained  over 
by  the  promise  of  office,  and  those  who  in  England  had  listened  to  his  patriot  thunders, 
and  had  moved  in  response  to  his  appeal,  heard  with  surprise  that  the  orator  had  taken 
his  seat  in  a  Federationist  Administration.  Prince  Edward  Island  bolted  outright, 
though  high  terms  were  ofiered  her  by  the  delegates,  and  at  the  time  could  not  be 
brought  back,  though  she  came  in  some  years  afterwards,  mollified  by  the  boon  of  a  local 
railway,  for  the  construction  of  wliich  the  Dominion  paid.  In  eflect.  Confederation  was 
carried  by  the  Canadian  Parliament,  led  by  the  politicians  of  British  and  French 
Canada,  M'hose  first  object  was  to  escape  from  their  deadlock,  with  the  help  of  the  Home 
Government,  and  of  the  Colonial  Governors  acting  under  its  direction.  The  debate  in 
the  Canadian  Parliament  fills  a  volume  of  one  thousand  and  thirty-two  pages.  A  good 
deal  of  it  is  mere  assertion  and  counter  assertion  as  to  the  probable  eflects  of  the 
measure,  political,  militarj-,  and  commercial.  One  speaker  gives  a  long  essay  on  the 
history  of  federation,  but  without  much  historical  discrimination.  Ahnost  the  only 
speech  which  has  interest  for  a  student  of  political  science  is  that  of  Mr.  Dunkin.  who, 
while  he  is  an  extreme  and  one-sided  opponent  of  the  measure,  tries  at  all  events  to 
forecast  the  workings  of  the  piojected  Constitution,  and  thus  takes  us  to  the  heart  of 
the  question,  whether  his  forecast  is  right  or  wrong.  Those  who  will  be  at  the  trouble 
of  toiling  through  the  volume,  however,  will,  it  is  believed,  see  plainly  enough  that 
whoever  may  lay  claim  to  the  parentage  of  confederation — and  upon  this  momentous 
question  there  has  been  much  controvei-sy — its  real  parent  was  Deadlock.  Legally  of 
course  Confederation  was  the  act  of  the  Imperial  Parliament,  which  had  full  power  to 
legislate  for  dependencies.  But  there  was  nothing  morally  to  prevent  the  submission  of 
the  plan  to  the  people  any  more  than  there  was  to  prevent  a  vote  of  the  Colonial  Legis- 
latures on  the  project.  The  framers  can  hardly  have  failed  to  see  how  much  the 
Constitution  would  gain  in  sacredness  by  being  the  act  of  the  whole  communitj'.  They 
must  have   known   what  was  the  source  of  the  veneration  with  which  the   American 


292  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

Constitution  is  regarded  by  the  people  of  the  United  States.  The  natural  inference  is 
that  the  politicians  were  not  sure  that  they  had  the  people  with  them.  They  were  sure 
that  in  some  of  the  provinces  they  had  it  not."  (Canada  and  the  Canadian  Question,  by 
Goldwin  Smith,  pp.  141-3.) 

§  6.    "  To  Unite  in  One  Indissoluble  Federal 
Commonwealth." 

All  the  words  included  in  this  expression,  except  "  Indissoluble,"  occur  in  the 
covering  clauses  of  the  Imperial  Act,  and  they  will  be  duly  noted  in  the  order  in  which 
they  appear  there.  "Indissoluble"  is  found  in  the  preamble  only  and  therefore 
demands  a  detailed  notice  at  this  stage.  A  brief  allusion  to  the  presence  of  the  word  in 
the  preamble  and  its  absence  from  the  bodj^  of  the  Act  has  already  been  made  (see 
note  §  3,  "Affirmations  of  the  preamble"),  but  it  is  now  necessarj^  to  enter  upon  a 
more  extended  discussion  and  explanation  of  the  principle  of  indissolubility. 

Nullification  and  Secession. — The  omission  from  the  Constitution  of  the  United 
States  of  an  express  declaration  of  the  permanence  and  indestructibility  of  the  Union 
led  to  the  promulgation  of  the  disastrous  doctrines  of  nullification  and  secession,  which 
were  not  finally  exploded  until  the  Civil  War  of  1862-4  forever  terminated  the  con- 
troversy. The  Kentucky  and  Virginia  Resolutions,  drafted  by  Jefferson  (1798),  and 
adopted  by  the  Legislatures  of  those  States,  in  protest  against  the  Alien  and  Sedition 
Laws  passed  by  the  Federal  Congress,  contained  the  germ  of  the  fatal  and  insidious 
contention  that  the  Union  was  merely  a  compact  among  the  States ;  that  the  States 
severally  had  the  right  to  resist  any  breach  of  the  compact,  and  to  pronounce  that  a 
Legislative  Act  of  the  Federal  Congress  in  excess  of  its  powers,  and  encroaching  on  the 
rights  of  the  States,  was  a  nullity  to  be  followed,  if  necessary,  by  resistance,  revolution, 
and  bloodshed. 

This  political  heresy  was  afterwards  (1828-33)  elaborated  by  Hayne  and  Calhoun, 
both  in  their  debates  with  Daniel  Webster,  and  in  a  series  of  addresses  formulating  their 
views  of  the  relations  which  the  States  and  the  general  Government  bore  to  each  other. 
In  October,  1832,  a  State  Convention  was  held  in  .South  Carolina,  at  which  it  was 
declared  and  ordained  by  the  people  of  the  State  that  the  several  Acts  of  Congress  pur- 
porting to  impose  duties  on  the  importation  of  foreign  commodities  were  unauthorized  by 
the  Constitution  of  the  United  States,  and  were,  therefore,  utterly  null  and  void.  This 
was  the  first  serious  experiment  in  nullification  bj^  any  State.  The  State  Legislature  of 
South  Carolina  followed  up  the  ordinances  of  the  State  Convention  by  passing  several 
Acts  intended  to  give  effect  to  the  declaration  of  nullification,  by  authorizing  the  citizens 
of  the  State  to  refuse  to  obey  the  Federal  law  which  had  been  declared  null  and  void. 
The  President  of  the  Repviblic,  General  Jackson,  issued  a  proclamation  to  the  people  of 
South  Cai'olina,  requiring  them  to  obey  the  Federal  law,  and  he  followed  up  his  procla- 
mation by  calling  out  the  Federal  troops.  Hayne,  the  Governor  of  the  State,  responded 
by  mustering  and  drilling  20,000  volunteers.  Jackson  is  said  to  have  sent  a  private 
message  to  Calhoun  threatening  that  he  would  hang  him  higher  than  Haman  if  nullifica- 
tion were  not  abandoned.  An  armed  conflict  between  the  State  and  the  Union  was  only 
averted  by  a  compromise,  according  to  which  Congress  passed  a  new  taritf  law  redressing 
some  of  the  grievances  complained  of  ;  and  the  controversj'  for  the  time  was  terminated. 

Each  side,  says  Foster  (Constitution,  I.  p.  154),  claimed  a  victory.  Calhoun's  policy 
had  been  successful,  and  the  result  encouraged  his  successors  when  they  put  to  the  test 
their  claim  to  the  right  of  secession  from  the  Union.  The  contest  was  resumed  in  a  more 
dangerous  shape  on  20th  December,  1860,  wlien  a  Convention  of  the  people  of  South 
Carolina  was  held,  at  which  an  ordinance  of  secession  was  adopted  in  the  following 
terms : — 

"  An  ordinance  to  dissolve  the  union  between  the  State  of  South  Carolina  and  other 
States  united  with  her  under  the  compact  entitled  '  The  Constitution  of  the  United 
States  of  America.'  We  the  people  of  the  State  of  South  Carolina  in  Convention 
assembled  do  declare  and  ordain  and  it  is  hereby  declared  and  ordained  that  the  Ordin- 


§  6  ]  PREAMBLE.  293 

ance  adopted  by  us  in  Convention  on  the  •23rd  of  May,  1788,  whereby  the  Constitution 
of  the  United  States  was  ratified,  and  also  all  other  Acts  and  part  of  Acts  of  the  Federal 
Constitution,  are  hereby  repealed,  and  the  Union  now  subsisting  between  South  Carolina 
and  other  States  under  the  name  of  the  United  States  of  America  is  hereby  dissolved."' 

This  ordinance  of  secession  was  followed  up  by  a  declaration  of  independence,  which 
alleged  that  the  Union  was  dissolved,  and  that  South  Carolina  had  resumed  her  position 
amongst  the  nations  of  the  world  as  a  free,  sovereign,  and  independent  State.  The 
example  of  South  Carolina  was  afterwards  followed  by  the  States  of  Mississippi,  Florida, 
Alabama,  Georgia,  Louisiana,  and  Texas.  A  Congress  of  seceding  States  was  held  at 
Montgomery,  Alabama,  at  which  a  provisional  Constitution  was  adopted  and  a  provi- 
sional Government  was  formed.  The  Confederate  Constitution  was  in  many  respects 
similar  to  that  of  the  United  States.  In  April,  1861,  the  provisional  Government  was 
called  upon  to  give  orders  relating  to  Fort  Sumter,  a  fortification  still  held  by  the  United 
States,  but  situatetl  within  the  territory  of  one  of  the  Confederate  States  ;  the  militia 
of  South  Carolina  were  directed  to  attack  the  fort,  and  the  Civil  war  began.  Four 
other  States,  Virginia,  North  Carolina,  Tennessee  and  Arkansas,  then  seceded  from  the 
Union  and  joined  the  Confederacj'.  During  the  progress  of  the  Civil  war  the  Provisional 
Constitution  was  for  a  considerable  time  unaltered,  but  in  February,  1862,  a  formal 
instrument  of  Government  was  adopted,  which  contained  a  few  deviations  from  the 
Constitution  of  the  United  States. 

•'The  trial  of  the  wager  of  battle  lasted  more  than  five  years.  The  dispute  as  to 
the  construction  of  the  Constitution  was  too  mighty  to  be  decided  in  a  Court  of  Justice. 
The  South  had  appealed  to  the  final  argument :  in  imitation  of  the  Gallic  Brennus,  she 
had  thrown  her  sword  into  the  scale.  To  her  surprise  the  North,  less  timid  than  the 
Romans,  followed  her  example,  and  the  weapon  of  the  latter  proved  the  heavier.  The 
result  determined  the  character  of  the  Constitution  for  all  time  and  compelled  the 
conquered  to  consent  to  amendments  which  eradicated  the  evil  (slavery)  that  had  been 
the  cause  of  the  fraternal  discord.  No  amendment  which  disclaimed  tlie  right  of 
secession  was  written  into  the  great  Charter  ;  pen  and  ink  were  not  needed  to  express 
what  had  been  stamped  upon  it  by  blood  and  iron."  (Foster,  Comment,  on  the  Constit. 
I.,  p.  185.) 

The  war  was  declared  ended  in  August,  1866.  Although  the  Federal  Constitution 
was  not  amended  bj'  the  insertion  of  a  new  clause  explicitly  stating  that  the  Union  was 
a  permanent  form  of  Government,  several  State  Constitutions,  including  those  of  seven 
of  the  rebellious  States,  were  amended  by  the  introduction  of  provisions  expressly 
repudiating  the  right  of  secession.  In  the  case  of  the  rebellious  States,  no  doubt,  the 
amendment  was  carried  through  the  pressure  and  coercion  of  the  victorious  army  of  the 
North  ;  but  it  was  also  adopted  in  several  new  States,  where  no  such  influence  pre- 
vailed. 

It  was  at  a  fearful  cost  that  the  principle  was  thus,  once  and  for  all,  placed  beyond  the 
region  of  doubt  that  the  United  States  form  a  perpetual  union  of  indestructible  States. 
This  view  received  direct  judicial  sanction  in  the  leading  case  of  Texas  v.  White,  7 
Wall.  700,  which  came  before  the  Supreme  Court  in  1868.  The  question  raised  in  that 
case  was  whether  the  State  of  Texas,  b^'  framing  in  Constitutional  Convention  the 
ordinance  of  secession,  and  by  passing  through  its  legislature  Acts  to  give  efiFect  to  such 
ordinance,  ceased  to  be  a  State  of  the  Union,  and  whether  its  citizens  ceased  to  be 
citizens  of  the  United  States. 

"  The  union  of  the  States  never  was  a  purely  artificial  and  arbitrary  relation.  .  . 
It  received  definite  form  and  character  and  sanction  by  the  Articles  of  Confederation. 
By  these  the  Union  was  solemnly  declared  to  be  'perpetual.'  And  when  these  Articles  were 
found  to  be  inadequate  to  the  exigencies  of  the  country  the  Constitution  was  ordained 
to  form  a  more  perfect  union.  It  is  difficult  to  convey  the  idea  of  indissoluble  unity 
more  clearly  than  by  these  words.  What  can  be  indissoluble  if  a  perpetual  union,  made 
more  perfect,  is  not  ?  But  the  perpetuity  and  indissolubility  of  the  Union  by  no  means 
implies  the  loss  of  distinct  and  individual  existence  or  of  the  right  of  seK-govemment 
by  the  States.  ...  It  may  be  not  unreasonably  said  that  the  preservation  of  the 
States  and  the  maintenance  of  their  governments  are  as  much  within  the  design  and  care 
of  the  Constitution  as  the  preservation  of  the  Union  ;  that  the  Constitution  in  all  its 
provisions  looks  to  an  indestructible  union  composed  of  indestructible  States.     When, 


294  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

therefore,  Texas  became  one  of  the  United  States  she  entered  into  an  indissoluble 
relation.  .  .  .  There  was  no  place  for  reconsideration  or  revocation  except  through 
revolution  or  through  the  consent  of  the  States.  Considered  therefore  as  transactions 
under  the  Constitution  the  ordinance  of  secession  adopted  by  the  Convention  and  ratified 
by  a  majority  of  the  citizens  of  Texas  was  absolutely  null  and  utterly  without  operation 
in  law.  The  obligations  of  the  State  as  a  member  of  the  Union  and  of  every  citizen  of 
the  State  as  a  citizen  of  the  United  States  remained  perfect  and  unimpaired.  The 
State  did  not  cease  to  be  a  State  nor  her  citizens  to  be  citizens  of  the  Union.''  (Per 
Chase,  C.J.,  in  Texas  v.  White,  7  Wall.  700.)     Boyd's  Const.  Cases,  p.  555. 

The  triumphant  Federalists  in  the  United  States  did  not  propose  any  amendment  of 
the  Constitution  to  remove  doubts  on  the  question  raised  by  lawyers  and  revolutionary 
publicists.  They  denied  that  there  was  any  doubt  as  to  the  perpetual  duration  of  the 
Union.  To  propose  an  amendment  declaring  it  indissoluble,  after  it  had  been  so  settled 
by  the  sword,  would  have  been  equal  to  an  admission  that  such  a  doubt  existed. 

Canada. — The  Constitution  of  Canada  does  not  contain  any  clause  declaring  the 
perpetuity  or  indissolubility  of  the  Dominion.  That  Constitution  is  embodied  in  an 
Imperial  Act,  and,  save  with  respect  to  certain  matters  of  detail  not  affecting  the  funda- 
mental features  of  the  scheme,  it  can  only  be  altered  by  the  Imperial  Parliament.  No 
general  power  to  amend  the  Constitution  has  been  granted  to  the  Parliament  and  people 
of  Canada.  Should  they  require  to  modifj*  any  constitutional  pro%nsion,  not  within  the 
jurisdiction  of  the  Dominion,  an  application  has  to  be  made  to  the  Imperial  Parliament 
to  effect  the  required  legislation.  Consequently,  the  Dominion  is  absolutely  indissoluble 
so  far  as  the  Parliament  and  people  of  Canada  are  concerned.  The  Imperial  Parliament, 
which  created  it,  could  at  any  time  dissolve  it.  No  clause  in  the  Imperial  Act  declaring 
the  Dominion  indissoluble  could  have  interfered  with  or  limited  the  supreme  sovereign 
power  by  which  the  Dominion  was  created.  Nothing  is  more  certain  than  that  "  a  Par- 
liament cannot  so  bind  its  successors,  by  the  terms  of  any  statute,  as  to  limit  the  discretion 
of  a  future  Parliament,  and  thereby  disable  the  Legislature  from  entire  freedom  of  action 
at  any  future  time,  when  it  might  be  needful  to  invoke  the  interposition  of  Parliament 
to  legislate  for  the  public  welfare."  (Todd,  Parliamentary' Government  in  the  British 
Colonies,  2nd  ed.  p.  24.3. ) 

These  considerations  explain  the  circumstance  that  the  Canadian  Constitution 
contains  no  reference  to  the  durability,  or  otherwise,  of  the  Dominion.  They  do  not 
-account  for  the  fact  that,  whilst  the  indissolubility  of  the  Commonwealth  is  not  affirmed 
by  any  clause  in  the  Imperial  Act,  it  is  recited  as  an  accepted  principle  in  the  preamble. 
Why  was  it  placed  in  the  preamble  ?  The  only  reason  which  can  be  suggested,  is  that 
the  Australian  Parliament  and  people  have  a  general  power  to  amend  the  Constitution, 
and  it  may  have  been  considered  wise  and  prudent  that,  coupled  with  a  right  so  great 
and  important,  there  should  be  a  reminder,  placed  in  the  fore-front  of  the  deed  of 
political  partnership  between  the  federating  colonies,  that  the  union,  scaled  by 
Imperial  Parliamentary  sanction,  was  intended  by  the  contracting  parties  to  be  a  lasting 
one,  and  that  no  alteration  should  be  suggested  or  attempted  inconsistent  with  the 
■continuity  of  the  Commonwealth  as  an  integral  part  of  the  British  Empire. 

§  7.    "Under  the  Crown." 

This  phrase  occurs  in  the  preamble,  and  is  not  repeated,  either  in  the  clauses 
■creating  the  Commonwealth  or  in  the  Constitution  itself.  It  corresponds  with  similai 
words  found  in  the  preamble  of  the  British  North  America  Act  (supra)  and  in  thi: 
Commonwealth  Bill  of  1891.  It  is  a  concrete  and  unequivocal  acknowledgment  of  a 
principle  which  pervades  the  whole  scheme  of  Government  ;  harmony  with  the  British 
Constitution  and  loyalty  to  the  Queen  as  the  visible  central  authority  uniting  the  Briiiali 
Empire  with  its  nmltitudinous  peoples  and  its  complex  divisions  of  political  power.  It 
has  been  introduced  rather  out  of  an  abundance  of  caution,  than  from  any  consideration 
that  its  omission  might  suggest  a  doubt  or  from  any  present  idea  of  actual  necessity. 


§  7.]  PREAMBLE.  295 

Some  years  ago  a  few  ardent  but  irresponsible  advocates  of  Austi-alian  federation 
indtilged  in  predictions  that  the  time  would  inevitably  come  when  Australia  would 
separate  from  the  mother  country  and  become  an  independent  Republic.  Those  ill- 
considered  utterances  caused,  at  the  time,  strong  expressions  of  disapproval  throughout 
the  colonies,  which  eflFectually  prevented  the  repetition  of  such  suggestions,  as  being 
beyond  the  arena  of  serious  contemplation  and  debate.  Throughout  the  political 
campaign  which  preceded  the  election  of  the  Federal  Convention,  not  a  solitary  public 
writer  or  speaker  seriously  discussed  the  possibility,  much  less  the  probability,  of 
separation. 

Hence  the  words,  "  Under  the  Crown,"  have  been  inserted  in  the  preamble  to  the 
Constitution,  not  as  a  protest  against  any  growing  sentiment  adverse  to  the  British 
connection,  but  partly  to  harmonize  it  with  the  Canadian  precedent  and  partly  because 
there  was  no  reason  for  departure  from  the  precedent  of  1891. 

In  explanation  of  the  appearance  of  the  words  in  the  preamble  and  their  non- 
repetition  in  any  of  the  enacting  clauses  or  sections,  it  may  be  mentioned  that  though 
the  words,  "  Under  the  Crown,"  are  introduced  in  the  shape  of  a  recital  of  an  apparently 
accepted  and  indisputable  fact  that  the  people  have  so  agreed,  and  not  in  the  shape  of  a 
command,  coupled  with  a  sanction,  yet  the  origin  of  the  Commonwealth  and  its  form  of 
government  shows  : — 

1.  That  it  has  been  established  by  the  concurrence  of  the  Queen. 

2.  That  the  Queen  is  an  essential  part  of  the  Federal  Parliament. 

3.  That  the  Queen  is  the  head  of  the  Federal  Executive. 

4.  That  the  Queen  is  to  be  represented  in  the  Commonwealth   by   a  Governor- 

General. 
These  provisions  are  stronger  than  any  formal  affirmation  in  the  preamble,  as  evidences 
and  guarantees  that  the  Commonwealth  is  an  integral  part  of  the  Empire  presided  over 
by  the  wearer  of  the  Triple  Crown  of  England,  Ireland,  and  Scotland — which,  let  us 
hope,  it  will  continue  to  be  so  as  long  as  that  Empire  endures.  Although  to  some 
extent  they  are  surplusage,  as  involving  a  recapitulation  of  what  is  otherwise  provided 
in  the  Constitution,  the  words,  "Under  the  Crown,"  standing  as  they  do  in  the 
preamble  to  the  Imperial  Act,  may  hereafter  be  of  service  in  answering  arguments  in 
favour  of  amending  the  Constitution  by  repealing  the  provisions  above  referred  to. 
Strictly  speaking,  such  amendments  might  be  proposed,  in  the  manner  pro\ided  by  the 
Constitution  ;  they  are  not  in  terms  prohibited  by  the  Constitution.  Should  they  be 
proposed,  however,  strong  arguments  against  their  constitutionality,  and  even  their 
legality,  would  be  available  in  the  words  of  the  preamble.  It  might  be  contended  with 
great  force  that  such  amendments  would  be  repugnant  to  the  preamble  ;  that  thej'  would 
at  least  involve  a  breach  of  one  of  the  cardinal  understandings  or  conventions  of  the 
Constitution,  and,  indeed,  the  argument  might  go  so  far  as  to  assert  that  they  would  be 
vltra  virtu  of  the  Constitution,  as  being  destructive  of  the  scheme  of  Union  under  the 
Crown  contemplated  in  the  preamble. 

On  the  other  hand,  it  would  be  urged  that  section   128  of  the  Constitution  defines 
the  procedure  by  which,  and  the  limits  within  which,  the  Constitution  may  be  altered  ; 
that  the  only  limitation  on  the  power  of  alteration  is  the  one  indicated  at  the  end  of  the 
section,  viz. : — That  no  alteration  diminishing  the  proportionate  representation  of  any 
State  in  either  House  of  the  Parliament  or  the  minimum  representation  of  a  State  in  the 
House  of  Representatives,  or  altering  the  limits  of  a  State,  shall  become  law,  unless  the 
majority  of  the  electors  voting  in  that  State  affirm  the  proposed  amendments.     That  is  | 
the  only  thing  like  an  exception  to,  or  a  restriction  on,  the  general  power  of  amendment  ( 
specified  in  the  Constitution,  and  it  might  afford  ground  for  the  contention  that  accord-  [ 
mg  to  the  rule  of  construction,  expressio  unius  exdusio  alteritis,  no  other  limitation  was  ! 
intended.     It  might  also  be  submitted  that  an  alteration  not  contrary  to  any  express 
provision  in  the  covering  clauses  would  be  quite  legal  even  though  it  were  inconsistent 
with  the  preamble,   and  even  though  it  were  contrary  to  the  obvious  intentions  of  the 


296  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

plan  of  Government  therein  contemplated.  It  might  be  added  that  the  preamble  could 
not  be  utilized  to  cnt  down  the  general  power  to  amend,  and  that  if  there  were  any  incon- 
fiistency  between  an  affirmation  in  the  preamble  and  the  power  to  amend,  conferred  by 
the  Constitution,  the  enacting  words  must  prevail. 

To  this  the  opponents  of  such  amendments  might  rejoin  bj'  drawing  attention  to  the 
Colonial  Laws  Validitj'  Act,  1865  ('28  and  29  Vic.  c.  63),  passed  to  remove  doubts  as  to 
the  validitj'  of  colonial  laws  ;  section  2  of  which  provndes  that  any  colonial  law,  repug- 
nant to  the  provisions  of  anj'  Act  of  Parliament  extending  to  the  C-olony  to  which  such 
law  may  relate,  shall,  to  the  extent  of  such  repugnancy,  but  not  otherwise,  be  absolutely 
void  and  inoperative.  An  amendment  of  the  Constitution  of  the  Commonwealth  would 
of  course  be  a  colonial  law  within  the  meaning  of  this  section. 

Probably  such  a  question  would  not  be  so  far  developed  by  legislative  action  as  to 
assume  a  form  capable  of  being  discussed  in  the  Federal  High  Court.  Even  if  any 
amendment,  to  the  effect  under  consideration,  were  carried  by  an  absolute  majority  in 
both  Houses  of  the  Federal  Parliament — even  if  it  were  approved  of  by  a  majoritj'  of 
the  electors  and  a  majoritj-  of  the  States— it  would  still  have  to  be  reserved  for  the 
Royal  assent.  It  is  not  likely  that  such  assent  would  be  given  without  the  authority'  of 
the  Imperial  Parliament.  If  that  Parliament,  which  created  the  Commonwealth  and 
the  Constitution  of  the  Commonwealth,  consented  to  a  form  of  legislative  and  executive 
government  which  ignored  the  Crown,  no  trouble  would  arise.  It  is  not  likely  that 
such  consent  would  either  be  asked  for  or  given,  except  in  a  combination  of  circum- 
stances and  a  revolution  of  ideas  and  sympathies  of  which  we  can  now  form  no  possible 
conception. 

§  8.    "  United  Kingdom  of  Great  Britain  and  Ireland." 

The  composite  nature  of  the  United  Kingdom  created  by  the  union  of  the  Crowns 
of  England,  Scotland,  and  Ireland,  presents  interesting  points  of  comparison  and  con- 
trast with  the  form  of  federal  union  established  bj-  the  Constitution  of  the  Common- 
wealth of  Australia.  The  United  Kingdom  is  ruled  by  a  single  sovereign  Parliament  ; 
but  the  identity  of  the  component  parts  is  by  no  means  wholly  lost,  as  will  appear  from 
a  brief  reference  to  the  Acts  of  Union. 

Union  of  England  and  Scotland. — Although  the  Crowns  of  England  and  Scotland 
were  united  upon  the  accession  of  James  VI.  of  Scotland  to  the  English  throne,  under 
the  title  of  James  I.,  in  1603,  the  two  countries  continued  separate  and  distinct  king- 
doms, subject  to  the  administration  of  two  different  executives  and  to  the  legislation  of 
two  independent  Parliaments,  for  over  one  hundred  years.  The  Union  of  the  two 
kingdoms  was,  for  many  years,  projected  and  discussed  before  the  proposal  assumed  a 
tangible  shape.  During  the  reigns  of  Charles  II.  and  James  II.,  Commissioners  were 
appointed  in  England  to  negotiate  with  Commissioners  similarlj-  appointed  in  Scotland 
in  order  to  settle  the  terms  of  the  Union,  but  no  agreement  was  then  arrived  at.  The 
realization  of  the  manifest  destiny  of  England  and  Scotland  was  resei-ved  for  the  reign 
of  Queen  Anne. 

By  the  Act  of  1  Anne  c.  8  (1702),  authority  was  given  for  the  appointment  of  a 
Commission  representing  England  to  meet  a  similar  Commission  representing  Scotland 
to  settle  the  Articles  for  the  Union  of  the  two  kingdoms.  The  Commissioners  met  at 
Whitehall  on  16th  April,  1706,  and  they  completed  their  labours  and  signed  the  treaty 
of  Union  on  22nd  July  following.  The  Treaty  consisted  of  25  Articles,  of  which  the 
leading  provisions  were  as  follows  : — 

The  Union. — That  on  1st  Maj-,  1707,  and  for  ever  afterwards,  the  kingdoms  of 
England  and  Scotland  should  be  united  into  one  kingdom  by  the  name  of 
Great  Britain  ;  that  the  succession  to  the  throne  of  Great  Britain  should  be 
vested  in  the  Princess  Sophia  and  her  heirs  according  to  the  Act  of  Settlement 

fassed  by  the  English  Parliament  for  that  purpose  ;  that  there  should  be  one 
arliament  for  the  whole  kingdom. 


§8.]  PREAMBLE.  297 

BiyhiJi  of  Subjects. — That  all  the  subjects  should  enjoy  the  same  rights,  immunities 
and  privileges  ;  have  the  same  allowances,  encouragements  and  drawbacks,  and 
be  under  the  same  regulations  and  restrictions  as  to  trade  and  commerce. 
Trade  and  Firuince. — That  Scotland  should  not  be  charged  with  temporary  duties 
on  certain  commodities  ;  that  the  sum  of  £398,103  should  be  granted  to  Scot- 
land as  equivalent  for  such  parts  of  the  customs  and  excise  charged  upon  that 
kingdom  in  consequence  of  the  tinion,  as  would  be  applicable  to  the  pa^inent 
of  the  debts  of  England,  according  to  the  proportions  which  the  customs  and 
excise  of  Scotland  bore  to  those  of  England  ;  that  as  the  revenues  of  Scotland 
should  increase,  a  fair  equivalent  should  be  allowed  for  such  proportion  of  the 
said  increase  as  should  be  applicable  to  payment  of  the  debts  of  England  ;  that 
the  sums  to  be  thus  paid  should  be  employed  in  reducing  the  coin  of  Scotland  to 
the  standard  and  value  of  the  English  coin,  in  pajing  off  the  capital,  stock 
and  interest  due  to  the  proprietors  of  the  African  Company  which  should 
immediately  be  dissolved,  in  discharging  all  the  public  debts  of  the  Kingdom 
of  Scotland,  in  promoting  and  encouraging  manufactures  and  fisheries  under 
the  direction  of  Commissioners  to  be  appointed  by  Her  Majesty  and  accotint- 
able  to  the  Parliament  of  Great  Britain. 
Public  Lair's. — That  laws  relating  to  public  right,  policy,  and  civil  government 
should  be  alike  throughout  the  whole  kingdom,  and  that  no  alteration  should 
be  made  in  laws  which  concerned  private  right  except  for  the  evident  benefit 
of  the  people  of  Scotland. 
Judicial  Syistem.  — The  Court  of  Session  and  all  other  courts  of  judicature  in  Scotland 
should  remain  as  constituted,  with  all  authority  and  privileges  as  before  the 
union,  subject  only  to  the  power  of  the  Parliament  of  the  United  Kingdom. 
Local  and  Municipal. — All  heritable  oflBces,  superiorities,  heritable  jurisdictions, 
offices  for  life,  and  jurisdictions  for  life,  should  remain  the  same  as  rights  and 
properties  ais  then  enjoyed  by  the  laws  of  Scotland.  The  rights  and  privileges 
of  the  royal  boroughs  in  Sc-otland  were  to  remain  imaltered. 
JReprenentafion  in  Imperial  Parliament. — Scotland  should  be  represented  in  Parlia- 
ment by  sixteen  peers  elected  from  Parliament  to  Parliament,  and  forty-five 
commoners  to  be  elected  in  a  manner  to  be  settled  by  the  Parliament  of  Scot- 
land before  its  dissolution.  All  peers  of  Scotland  and  the  successors  to  their 
honours  and  dignities  should  from  and  after  the  union  take  rank  and 
precedency  next  and  immediately  after  the  English  peers  of  the  like  orders 
and  degrees  at  the  time  of  the  union,  and  before  all  English  peers  of  the  like 
orders  and  degrees  as  should  be  created  after  the  union  ;  they  should  be  tried 
as  peers  of  Great  Britain,  and  enjoy  all  the  privileges  of  peers  of  England 
except  that  of  sitting  in  the  House  of  Lords  and  the  privileges  depending 
thereon,  and  particularly  the  right  of  sitting  upon  the  trials  of  peers. 
7Tu  Crown. — The  crown,  sceptre  and  sword  of  state,  the  records  of  Parliaments, 
and  all  other  records,  rolls  and  registers  whatsoever,  shoidd  still  remain  as 
they  were  in  Scotland. 
ExiMing  Laics. — All  laws  and  statutes  in  either  kingdom  inconsistent  with  these 
terms  of  union  should  cease  and  be  declared  void  by  the  Parliaments  of  the 
two  kingdoms.  The  standard  of  weights  and  measures  should  be  reduced  to 
that  of  England.  The  laws  relating  to  trades,  customs  and  excise  shoidd  be 
the  same  in  England  and  Scotland  ;  all  other  laws  in  Scotland  to  remain  in 
force  until  alterSi  by  the  Parliament  of  Great  Britain. 
Religion. — The  establishment  of  the  Presbyterian  religion  was  guaranteed  in  Scot- 
land, with  a  proviso  that  it  should  not  at  all  concern  the  established  religion 
of  England  ;  each  religion  was  in  its  respective  country  to  maintain  its 
j  acknowledged  ascendency.     It  was  further  provided  that  every  professor  of 

}  a  Scottish  University  should  acknowledge,  profess  and  subscribe  to  the  '  Con- 

fessions of  Faith  ; '    these  provisions  relating  to  religion  were  asserted  to  be 
fundamental  and  essential  conditions  of  the  union  in  all  time  coming. 
,  In  the  Scottish  Parliament,  October,  1706,  every  article  in  the  treaty  was  bitterly 

j  resisted,  but  eventualh-  it  was  carried  by  an  overwhelming  majority  of  votes,  with  but 
I  lew  alterations  of  any  consequence  ;  in  fact  the  only  additions  made  to  the  articles  in  the 
Scottish  Parliament  related  to  some  tri\ial  bounty  on  oats,  which  were  then  grown 
j  largely  in  Scotland  ;  to  regulations  relating  to  salted  meats  and  salted  fish,  and  to  the 
encouragement  of  the  herring  industry.  In  the  final  session  of  the  Scottish  Parliament 
an  Act  was  passed  to  regulate  the  election  of  16  peers  and  4o  commoners  to  represent 
Scotland  in  the  British  Parliament.  On  the  25th  March,  1707,  the  Scottish  Parliament 
roBe  never  to  reassemble. 


•298  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

On  28th  January,  1707,  the  English  Parliament  met  and  was  informed  by  the 
■Queen  that  the  Articles  of  Treaty  with  some  slight  modifications  had  been  adopted  by 
the  Scottish  Parliament.  The  terms  of  the  treaty  were  fiercely  resented  in  some 
quarters.  High  Churchmen  denounced  the  establishment  of  two  religions  ;  others  pro- 
tested against  the  financial  part  of  the  arrangement.  However,  a  Bill  ratifying  the 
treaty  was  passed  by  the  English  Parliament,  amid  vehement  protests  from  a  few,  but 
without  serious  opposition.  The  result  of  the  ratification  of  the  treaty  by  the  two 
Parliaments  was  the  establishment  of  the  one  Kingdom  of  Great  Britain  in  place  of  the 
two  Kingdoms  of  England  and  Scotland.  The  Parliament  of  England  and  the  Parlia- 
ment of  Scotland  both  ceased  to  exist,  and  the  Parliament  of  Great  Britain  took  their 
place.     (6  Anne  c.  1 1 . ) 

"  No  change  ever  took  place  under  more  violent  or  general  opposition,  none  in  which 
more  evils  and  calamities  were  prognosticated.  The  Scotch  believed  that  their  trade 
would  be  destroyed,  their  nation  oppressed,  and  their  country  altogether  ruined  through 
the  overwhelming  influence  of  England.  But  if  we  look  at  the  condition  of  Scotland 
now — at  the  increase  of  its  population,  the  increase  of  its  wealth  and  comfort,  the 
growth  of  its  towns,  the  extension  of  its  trade  and  manufactures— there  is  scarcely 
anything  so  striking  in  the  history  of  the  world  as  the  wonderful  advance  of  Scotland 
since  and  in  consequence  of  the  union.  If  we  look  at  the  vast  numbers  of  Scotch  who  have 
settled  in  England  and  in  all  the  colonies,  at  the  numbers  who  have  located  themselves  in 
eminent  places  in  the  literature,  law,  and  government  of  England,  how  wonderful  is  the 
contrast  betwixt  the  outcry  against  the  union  and  the  results  !  But  to  all  parts  of  the 
Empire  the  union  has  been  scarcely  less  beneficial  by  the  peace,  unity,  and  strength 
which  it  has  conferred,  and  by  the  infusion  of  Scotch  enterprise,  industry,  and  per- 
severance into  the  texture  of  the  English  character.  What  Defoe  says  of  the  treaty  is 
undoubtedly  true.  It  is  one  of  the  greatest  measures  and  most  ably-framed  which  ever 
distinguished  any  reign  or  country.  '  I  shall  not,'  says  that  great  writer,  '  descend  to 
encomiums  on  the  persons  of  these  treaters,  for  I  am  not  about  to  write  a  panegyric  here, 
but  an  impartial  and  unbiassed  history  of  fact,  but  since  the  gentlemen  have  been 
illtreated,  especially  in  Scotland  — charged  with  strange  things,  and  exposed  in  print  by 
some  who  had  nothing  but  their  aversion  of  the  treaty  to  move  them  to  maltreat  them, 
I  must  be  allowed  on  all  occasions  to  do  them  justice  in  the  process  of  this  story.  And 
I  must  own  that  generally  speaking,  they  were  persons  of  the  greatest  probity,  the  best 
characters,  and  tlie  stoutest  adherents  to  the  true  interests  of  their  country  :  so  their 
abilities  will  appear  in  every  step  taken  in  so  great  a  work  ;  the  bringing  it  to  so  good  a 
conclusion  and  that  in  so  little  time,  the  rendering  it  in  so  concise  a  form  and  so  fixing 
it  that  when  all  the  obstruction  imaginable  was  made  to  it  afterwards  in  the  I'arliament 
of  Scotland,  the  mountains  of  objections  that  first  aroused  the  world  proved  such  mole- 
hills, were  so  easily  removed,  raised  so  much  noise,  and  amounted  to  so  little  in  substance 
that,  after  all  was  granted  that  could  in  reason  be  demanded,  the  amendments  were  so 
few  and  of  so  little  weight,  that  there  was  not  one  thing  material  enough  to  obtain  a 
negative  in  the  English  Parliament.'"     (Cassell's  Hist,  of  Eng.,  IV.,  p.  225.) 

By  the  Reform  Act  of  1832  (2  and  3  Will.  IV.  c.  45)  the  number  of  Scotch  mem- 
bers in  the  House  of  Commons  was  increased  to  53  in  all,  and  by  the  Reform  Act  of 
1867  (30  and  31  Vic.  c.  102)  that  number  was  increased  to  60,  whilst  by  the  redistribution 
of  seats  in  1885  (48  Vic.  c.  3)  Scotland  was  allotted  12  additional  seats,  making  in  all  72 
members. 

Union  of  Great  Britain  and  Ireland. — In  the  reign  of  Henry  II.  (1172-3) 
Ireland  became  a  Dominion  or  Lordship  of  the  King  of  England,  who  was  styled 
^  Dominus  Hiheniice.'  Since  then  the  Crown  has  been  continuously  represented  in 
Ireland  by  an  Administrative  Official  under  the  varying  names  of  Chief  Governor, 
Justiciary,  Lord  Deputy  and  Lord  Lieutenant.  The  Lordship  of  Ireland  was  eventually 
converted  into  a  kingdom,  and  in  1542  the  King  of  England  became  King  of  Ireland  ; 
that  title  was  conferred  on  him  by  an  Irish  Act,  33  Henry  VIII,  Ir.  c.  I.,  and  was 
recognized  by  an  English  Act,  35  Henry  VIII.  c.  3.  From  that  period  the  Crown  of 
Ireland  became  inseparably  annexed  to  the  Crown  of  England. 

Ireland  may  be  deemed  to  have  had  legislative  assemblies  or  councils  similar  to 
those  in  England,  based  on  the  principle  of  elective  representation,  from  the  year  1295. 
Those  assemblies  or  councils  gradually  developed  into  a  Parliament,  composed,  according 
to  the  English  model,  of  a  House  of  Lords  and  a  House  of  Commons.     There  were,  how- 


^^8.]  PREAMBLE.  299 

ever,  several  serious  limitations  on  the  authority  of  the  Irish  Parliament ;  (I)  internal 
restraints  in  the  shape  of  the  Irish  Privy  Council,  and  restrictive  regulations  self-imposed 
by  the  Irish  Parliament,  under  the  dominating  influences  of  the  executive ;  and  (2) 
external  restraints  in  the  competing  authoritj-  of  the  English  Parliament.  In  10  Hen. 
VII.  (1495)  an  Act  was  passed  by  the  Irish  Parliament  called  "Poynings'  Law;"  taking 
its  name  from  Sir  Edward  Poynings,  the  Chief  Governor.  This  law  provided  that  no 
Parliament  should  be  convened  in  Ireland  until  the  causes  and  considerations  thereof, 
and  all  such  measures  as  were  proposed  to  be  introduced  and  all  such  Acts  as  were  pro- 
posed to  be  passed,  were  previously  certified  by  both  Houses  to  the  King,  and  the  King's 
license  for  the  holding  of  the  Parliament  M'as  issued  ;  and  only  such  business  as  was 
previously  approved  of  by  the  King  could  be  introduced  into  the  Parliament  and  dealt 
with  by  it  when  it  was  assembled.  This  greatly  contracted  the  authority  of  the  Irish 
Parliament,  and,  in  time,  nothing  was  left  to  it  but  the  power  to  reject  without  the 
power  to  initiate  or  amend  Bills. 

In  addition  to  this  internal  limitation,  the  Irish  Parliament  was  restrained,  in  its 
legislative  action,  bj-  a  claim  put  forward  by  the  English  Parliament  that  it  had  a  con- 
current, if  not  a  paramount,  jurisdiction  over,  and  right  to  legislate  for,  Ireland ;  it 
being  contended  that  the  authority  of  the  Irish  Parliament  was  not  exclusive  but 
secondary  and  subordinate.  In  the  reigns  of  Charles  II.,  William  III.,  and  Anne, 
several  statutes  were  passed  in  England  expressly  binding  Ireland,  such  as  the  Navnga- 
tion  Act,  the  Woollen  Act,  and  the  Tobacco  Act.  Despite  protests,  the  English  Parlia- 
ment continued  to  legislate  for  Ireland.  Especially  in  the  matter  of  foreign  trade,  the 
Parliament  of  England,  and  afterwards  the  Parliament  of  Great  Britain,  claimed  the 
right  to  legislate  for  the  whole  of  the  British  Isles,  and  at  length  the  Act  of  6  Geo.  I. 
c.  5  (1719)  was  passed,  declaring  that  Ireland  was  a  subordinate  kingdom,  and  that  the 
Parliament  of  Great  Britain  had  full  power  to  bind  the  people  of  Ireland.  In  17S2, 
however,  the  legislative  independence  of  the  Irish  Parliament  was  restored  by  three 
statutes.  (1)  By  22  Geo.  III.  c.  53  (1782),  the  Act  of  6  Geo.  I.  c.  5  was  repealed.  (2) 
By  23  Geo.  III.  c.  28  (1783),  the  right  of  the  Irish  people  to  be  bound  only  by  the  Acta 
of  the  Irish  Parliament  was  aflBrmed  in  these  words  : — "  The  right  claimed  by  the  people 
of  Ireland  to  be  bound  only  by  laws  enacted  by  His  Majesty  and  the  Parliament  of  that 
kingdom  in  all  cases  whatsoever,  and  to  have  all  actions  and  suits  instituted  in  that 
kingdom  decided  in  His  Majesty's  courts  there  finally  and  without  appeal  from  thence, 
is  established  and  ascertained  for  ever."  (3)  By  21  and  22  Geo.  III.  Ir.  c.  47  (1781),  the 
Crown  assented  to  a  modification  of  PojTiings'  Law,  and  thus  fieed  the  Irish  Parliament 
from  its  self-imposed  restraints,  and  from  the  control  of  the  Privy  CounciL 

After  1782,  as  before,  the  Irish  Parliament  had  no  control  of  the  Executive,  which 
was  vested  in  the  Lord-Lieutenant  and  his  Chief  Secretary,  who  were  nominated  by  the 
British  Government.  The  King,  as  King  of  Great  Britain,  acted  on  the  advice  of  his 
Ministers  ;  as  King  of  Ireland,  on  the  advice  of  the  Irish  Executive.  The  views  and 
interests  of  England  might  seriously  difler  from  those  of  Ireland  on  grave  questions,  such 
as  peace  and  war,  trade  and  commerce.  The  Irish  Parliament,  however,  whilst  it  had 
no  voice  in  such  great  issues,  could  not  be  forced  to  raise  men  or  money  to  carry  on  a 
war.  A  conspicuous  defect  of  such  a  complicated  distribution  of  sovereign  power  was 
that  it  was  unaccompanied  by  any  provisions  for  the  settlement  of  deadlocks  or  for 
j  reconciling  differences  that  might  arise  between  the  two  kingdoms. 

The  circumstances  that  led  up  to  the  passage  of  the  Act  of  Union  necessarily  belong 
to  the  political  history  of  Ireland.  By  the  Irish  Act,  4<)  Geo.  III.  Ir.  c.  38,  and  by  the 
British  Act,  39  and  40  Geo.  III.  c.  67  (1800)  the  Kingdoms  of  Great  Britain  and  Ireland 
became  united  into  one  Kingdom  under  the  name  of  the  L^nited  Kingdom  of  Great 
Britain  and  Ireland.  The  Parliaments  of  Great  Britain  and  of  Ireland  became  merged 
in  one  Imperial  Parliament  of  the  United  Kingdom.  Some  of  the  chief  Articles  of  this 
great  statute,  condensed  from  Tomlins'  Law  Dictionary,  may  be  reproduced  : — 


300  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

The  Union. — The  kingdoms  of  Great  Britain  and  Ireland  shall  after  1st  January, 
1801,  and  for  ever,  be  united  into  one  kingdom,  by  the  name  of  the  United 
Kingdom  of  Great  Britain  and  Ireland. — Art.  I. 

The  Crown. — The  succession  to  the  Crown  of  the  United  Kingdom  shall  continue 
limited  and  settled  in  the  same  manner  as  the  succession  to  the  Crown  of 
Great  Britain  and  Ireland  stands  limited  and  settled  according  to  the  existing 
laws,  and  to  the  Terms  of  Union  between  Great  Britain  and  Scotland. — 
Art.  II. 

The  Executive. — The  Act  of  Union  made  no  alteration  in  the  Constitution  of  the 
Irish  Executive,  which  still  consists  of  a  Lord  Lieutenant,  assisted  by  the 
Privy  Council  of  Ireland. — Art.  II. 

PaWiaw)e7ii.  — The  United  Kingdom  to  be  represented  in  one  Parliament.  Four 
Lords  Spiritual  of  Ireland,  by  rotation  of  Sessions,  viz. — One  of  the  four 
Archbishops,  and  three  of  the  eighteen  bishops,  and  28  Lords  Temporal  of 
Ireland  (elected  for  life,  by  the  Peers  of  Ireland),  shall  sit  in  the  House  of 
Lords  of  the  Parliament  of  the  United  Kingdom  ;  and  in  the  House  of 
Commons,  100  Commoners  ;  two  for  each  of  the  32  counties  in  Ireland  ;  two 
for  Dublin  ;  two  for  Cork  ;  one  for  Trinity  College,  Dublin  ;  and  one  for  each 
of  the  31  most  considerable  cities,  towns,  and  boroughs. — Arts.  III.-IV. 

EccleKiastical. — The  Churches  of  England  and  Ireland  shall  be  united  into  one 
Protestant  Episcopal  Church  to  be  called  "The  United  Church  of  England 
and  Ireland,"  according  to  the  doctrine,  worship,  discipline,  and  government 
of  the  Church  of  England.  The  Church  of  Scotland  to  remain  as  under  the 
Union  of  that  Kingdom. — Art.  V. 

Commerce. — The  subjects  of  Great  Britain  and  Ireland  shall  be  entitled  to  the 
same  privileges,  and  be  on  the  same  footing  as  to  encouragements  and 
bounties  on  the  like  articles,  the  growth,  produce,  or  manufacture  of  either 
country  respectively,  and  generally  in  respect  of  trade  and  navigation  in  the 
ports  and  places  in  the  United  Kingdom,  and  its  dependencies  ;  and  in  all 
foreign  treaties  Irish  subjects  shall  be  put  on  the  same  footing  as  subjects  of 
Great  Britain.  All  prohibitions  and  bounties  on  the  export  of  articles,  the 
growth,  produce,  or  manufacture  of  either  country  to  the  other,  shall  cease. 
All  articles,  the  growth,  produce  or  manufacture  of  either  country  (not 
enumerated  and  subjected  by  the  Act  to  specific  duties)  shall  be  imported 
into  each  country  from  the  other  free  of  duty,  except  countervailing  duties. 
For  20  years  from  the  Union  certain  articles  were  subjected  to  specified 
duties. 

National  Debt.—Hy  Article  VII.  it  was  provided  that  the  charge  of  the  separate 
national  debt  of  either  country  before  the  Union  should  continue  to  be 
separately  defrayed  by  the  respective  countries.— Art.  VII. 

Existing  Laws. — All  laws  in  force  at  the  time  of  the  Union,  and  all  courts,  cinl 
and  ecclesiastical,  within  the  respective  kingdoms,  shall  remain  as  established, 
subject  to  future  alterations  by  the  United  Parliament.  All  writs  of  error 
and  appeals  (determinable  in  the  House  of  Lords  of  either  kingdom)  shall  be 
decided  by  the  House  of  Lords  of  the  United  Kingdom.  The  Instance 
Court  of  Admiralty  in  Ireland  shall  continue,  with  appeals  to  the  delegates 
in  Chancery  there. — Art.  VII. 

§  9.    "Under  the  Constitution." 

I  The  words,  "Under  the  Constitution,"  imply  substantial  subjection.    The  Common- 

wealth is  a  political  community,  carved  out  of  the  British  empire  and  endowed  through 
I  its  Constitution  with  a  defined  quota  of  self-governing  powers.  Those  powers  are 
delegated  by  and  derived  from  the  British  Parliament,  and  they  are  to  be  held,  enjoyed, 
and  exercised  by  the  people  of  the  Commonwealth  in  the  manner  prescribed  by  the 
grant,  subject — (1)  to  the  supreme  British  Sovereignty  (under  the  Crown),  and  (2)  to 
^  the  Constitution  of  the  Commonwealth.  The  Commonwealth  is  consequently'  imder  a 
double  subjection.  It  is  subject  in  the  first  place  to  the  British  Parliament,  which,  as 
the  ultimate  sovereign  authority  of  the  Empire,  has  the  legal  power  to  legislate  for  the 
Commonwealth  as  a  part  of  the  Empire,  and  even  to  amend  or  repeal  the  Constitution 
of  the  Conmionwealth.  The  grant  of  a  Constitution  to  any  dependency  of  the  Empire  is, 
however,  a  practical  guarantee  that  no  Imperial  legislation  conflicting  with  such  grant 
will  be  passed  except  at  the  express  request  and  with  the  concui-rence  of  the  dependency. 


A 


^^§  9.11]  PREAMBLK 301 


On  a  few  subjects  ofspecially  Imperial  concern,  and  as  to  which  uniformity  of  regula- 
tion is  specially  important,  the  Imperial  Parliament  still  occasionally  legislates  for  all 
the  Queen's  Dominions  ;  see  for  instance  the  Copyright  Act,  1842  (5  and  6  Vic.  c.  45) ; 
parts  of  the  Merchant  Shipping  Act,  1894  (57  and  58  Vic.  c.  60)  and  the  Privy  Council 
Acts.  Such  legislation  when  expressly  extended  to  the  Colonies  will  be  as  binding  on  the 
Parliament  and  people  of  the  Commonwealth  as  is  the  Constitution  itself.  (See  Lefroy, 
Leg.  Power  in  Canada,  p.  208. )  In  the  second  place,  it  is  under  a  real  subjection  to  the 
Constitution,  as  a  living  central  forc-e,  continuously  in  action,  keeping  the  ruling  organs 
of  the  federated  community  within  the  respective  spheres  mapped  out  by  the  Consti- 
tution, and  checking  invasions  and  encroachments  beyond  the  limits  of  those  spheres. 
Not  only  the  Federal  Government,  but  the  Governments  of  the  States,  will  be  under  the 
Federal  Constitution  to  the  extent  to  which  the  Constitution  limits  their  powers,  and 
to  the  extent  to  which  the  power  of  amendment  may  be  exercised.  The  Constitution 
will  therefore  be  the  supreme  law  of  the  land  binding  the  people  of  the  Commonwealth, 
the  Federal  Parliament,  and  all  the  governing  agencies  and  instruments  of  the  Common- 
■wealth  to  the  extent  expressedy?' 

§  10.    "Hereby  Established.*" 

The  Commonwealth  is  not  established  and  the  Constitution  does  not  take  effect 
until  the  date  specified  in  the  Queen's  proclamation  issued  under  Clauses  3  and  4. 
This  proclamation  was  required  to  be  issued  within  one  year  after  the  passing  of  the  Act 
of  the  Imperial  Parliament. 

Be  it  therefore  enacted  by  the  Queen's  Most  Excellent 
Majesty/^  by  and  with  the  advice  and  consent  of  the  Lords 
Spiritual  and  Temporal/^  and  Commons/*  in  this  present 
Parliament  assembled,  and  by  the  authority  of  the  same/^  as 
follows  : — 

UsiTED  States.— We  the  People  of  the  United  States,  ...  do  ordain  and  establiA  this 
Constitution  for  the  United  States  of  America.    [Preamble.] 

Canada.— Be  it  therefore  enacted  and  declared  by  the  Queen's  Most  Excellent  Majesty,  by  and 
with  the  advice  and  consent  of  the  Lords  spiritual  and  temporal,  and  Commons,  in  this 
present  Parliament  assembled,  and  by  the  authority  of  the  same,  as  follows  : —    [Preamble.] 

Gbrxaxt. — His  Majesty,  the  King  of  Prussia,  in  the  name  oif  the  North  German  Confederation, 
His  Majesty  the  King  of  Bavaria,  His  Majesty  the  King  of  Wurtenburg,  His  Royal  Highness 
the  Grand'  Duke  of  Baden,  and  His  Royal  Highness  the  Grand  Duke  of  Hesse  and  by 
Rhine  for  those  parts  of  the  Grand  Duchy  of  Hesse  which  are  situated  south  of  the  Main, 
conclude  an  eternal  alliance.  .  .  This  Confederation  shall  bear  the  name  of  the  German 
Empire,  and  shall  have  the  following  Constitution  :—    [Preamble.] 

SwiTZEBLA.ND. — In  the  name  of  Almighty  God.    The  Swiss  Confederation,    .    .    has  adopted 

the  Federal  Constitution  following  :—    [Preamble.) 

§  11.    "  By  the  Queen's  Most  Excellent  Majesty .'^ 

The  enacting  words,  showing  the  Authority  by  which  the  Commonwealth  is  created, 
are  in  the  form  in  which  Acts  of  Parliament  have  been  framed  from  a  remote  period  of 
English  historj'.     According  to  the  theory-  of  the  Constitution  the  Queen  is  the  source  of 

.  law,  the  Queen  makes  new  laws,  the  Queen  alters  or  repeals  old  laws,  subject  only  to 
the  condition  that  this  supreme  power  must  be  exercised  in  Parliament  and  not  other- 

,  wise.  Every  Act  of  Parliament  bears  on  its  face  the  stamp  and  evidence  of  its  royal 
authority.     It  springs  from  the  Queen's  Most  Excellent   Majesty.     It  is  in  the  Crown, 

j  and  not  in  Parliament,  that  legislative  authority  is,  according  to  Constitutional  theory, 

I  directly  vested.  Parliament  is  the  body  assigned  by  law  to  advise  the  Crown  in  matters 
of  legislation,  and  the  Crown  could  not  legally  legislate  w  ithout  the  advice  and  consent 
of  Parliament.  "It  is,  however,  constitutionally  and  theoretically  true  that  the  legis- 
lative function  resides  in  Queen  Victoria  no  less  than  it  resided  in  William  the 
Conqueror.     The  conditions  and  limitations  under  which  that  power  is  exercisable  have 


302  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

indeed  been  profoundly  modified."  (Hearn's  Government  of  England,  p.  51.)  Several 
stages  in  the  history  of  the  Royal  legislative  function,  and  in  the  mode  of  its  initiation 
and  its  exercise,  may  be  summarized  : — 

Legislation  by  thk  King  in  Council. — In  the  earliest  periods  of  English  history  of 
which  we  have  any  authentic  records,  we  find  that  both  the  subjects  of  legislation  and 
the  mode  of  dealing  with  them  rested  entirely  with  the  King  and  his  Council  of 
immediate  advisers  and  great  men  ;  the  King  presiding  at  the  Council  in  person,  pre- 
paring and  presenting  the  matters  for  consideration,  and  sharing  in  the  deliberations  of 
the  Council.  From  time  immemorial  the  Crown  has  alwaj'S  been  assisted  by  a  con- 
sultative or  advisory  body  under  the  fluctuating  names  of  "  The  Michel  Synoth,"  or 
Great  Council;  "The  Michel  Gemot,"  or  Great  Meeting;  "The  Witena  Gemot,"  or 
Meeting  of  Wise  Men.  In  Latin  it  was  variously  styled  the  Commine  Concilium  Regni ; 
the  Magnum  Concilium ;  and  the  Curia  Begin  Magna.  Long  before  the  Norman 
conquest  all  matters  of  public  importance  Mere  debated  and  settled  by  the  King  in  the 
Great  Council  of  the  realm.  (Freeman's  Growth  of  the  English  Constitution,  pp.  40 
and  53.) 

This  practice  seems  to  have  been  universal  among  the  Northern  nations,  and  par- 
ticularly among  the  Teutonic  tribes,  in  whose  primitive  institutions,  as  described  by 
Tacitus,  there  can  be  discerned  the  germs  which  afterwards  expanded  into  the  elaborate 
mechanism  of  representative  and  parliamentary  government.  In  the  very  earliest 
accounts  of  these  tribes  we  find  the  community  generally  ruled  by  a  chief  or  prince  with 
the  advice  and  consent  of  the  assembled  nobles  and  people.  This  system  was  afterwards . 
carried  by  the  Germans  into  all  the  countries  of  Europe  which  they  over-ran  upon  the 
dissolution  of  the  Roman  Empire.  (Tomlin's  British  Law,  vol.  II.  [Parliament] ; 
Hearn's  Government  of  England,  p.  416.)  So  early  as  the  reigns  of  Ina,  King  of  the 
West  Saxons  ;  Offa,  King  of  the  Mercians  ;  Ethelbert,  King  of  Kent,  instances  occur  of 
the  meeting  of  such  a  Council  "to  consider  the  affairs  of  the  kingdom  and  to  advise  the 
king  to  make  new  lavs  as  well  as  to  mend  old  ones." 

After  the  union  of  the  several  realms  of  the  Heptarchy,  King  Alfred  ordained  for 
a  perpetual  usage,  that  these  Coimcils  should  meet  twice  in  the  year,  or  oftener,  if  need 
be,  to  treat  of  the  government  of  the  people  ;  "  how  they  should  keep  themselves  from 
sin,  should  live  in  quiet,  and  should  receive  right."  Our  succeeding  Saxon  and  Danish 
monarchs  frequently  held  councils  of  this  sort,  as  appears  from  their  respective  codes  of 
laws  ;  the  title  whereof  usually  speak  them  to  be  enacted,  either  by  the  King  with  the 
advice  of  his  Witena-gemot,  or  wise  men,  or  by  these  sages  with  advice  of  the  King,  or 
lastly,  by  both  together.  There  is  also  no  doubt  but  that  these  great  councils  were 
occasionally  held  under  the  first  princes  of  the  Norman  line.  Glanvil,  who  wrote  in  the 
reign  of  Henry  IL,  speaking  of  a  particular  amount  of  an  amercement  in  the  SheriflTs 
Court,  says,  "  It  had  never  yet  been  ascertained  by  the  General  Assizes  or  Assemblies, 
but  was  left  to  the  custom  of  particular  counties."  (Glanvil,  b.  9,  c.  10.)  Here  the 
general  assizes  are  spoken  of  as  a  meeting  well  known,  and  its  statutes  or  decisions  are 
put  in  a  manifest  contradistinction  to  custom,  or  the  common  law.— Tomlin's  B.L.  vol. 
IL  (Pari). 

Legislation  by  the  King  on  Petition. — The  "  Great  Council,"  whose  concurrence 
in  legislation  was  thus  required,  was  the  historical  original  of  the  House  of  Lords.  Long 
after  the  sole  right  of  the  Commons  to  grant  supplies  to  the  Crown  was  established, 
there  was  no  recognition  of  their  right  to  be  consulted  in  matters  of  general  legislation. 
The  "power  of  the  purse,"  however,  enabled  them  to  claim  legislation  for  the  redress  of 
grievances  ;  and  in  1309,  early  in  the  reign  of  Edward  II. ,  we  find  them  gianting  a  sub- 
sidy "upon  this  condition,  that  the  King  should  take  advice  and  grant  redress  upon 
certain  articles,  in  which  their  grievances  were  set  forth."  Thirteen  years  later  their 
right  to  concur  in  all  legislation  was  affirmed.  The  Act  of  15  Edward  II.  (1.322)  contains 
a  clause  w  hich  is  said  to  be  the  first  formal  recognition  of  our  present  legislative  system, 
viz.,  "  the  matters  which  are  to  be  established  for  the  estate  of  our  Lord  the  King  and 


§§  11-12.]  PREAMBLE.  303 

of  His  Heirs  and  for  the  estate  of  the  realm  and  of  the  people,  shall  be  treated,  accorded 
and  established  in  Parliaments  bj'  our  Lord  the  King  and  by  the  assent  of  prelates,  earls 
and  barons,  and  the  commonalty  of  the  realm,  according  as  it  hath  been  heretofore 
accustomed."  (Taswell-Langmead,  p.  269.)  Almost  all  the  Acts  passed  during  the 
reign  of  Edward  III.  (1327-1377)  express  in  some  shape  the  concurrence  of  the  Lords  and 
of  the  Commons.  At  the  same  time  they  were  the  laws  of  the  King,  made  by  the  King, 
at  the  request  of  or  on  the  petition  of  the  people  or  communities  of  the  people  with  the 
assent  of  the  Lords  "  for  the  common  benefit  of  the  people  of  the  realm."  (Heam's  Gov. 
of  Eng.  54. ) 

Legislatiox  by  the  King,  ox  Bill  Presented  by  Parliament. — The  third 
period  marks  the  transition  from  legislation  preceded  by  petition,  to  the  modem  form 
of  legislation  by  Bill,  presented  to  the  Crown  by  Parliament.  The  Commons,  dis- 
appointed at  the  frequent  neglect  of  their  petitions,  and  equalU*  aggrieved  by  the  fretiuent 
passage  of  laws,  not  according  to  the  terms  of  their  petitions,  adopted  a  new  expedient  ; 
they  submitted  for  the  Royal  assent  "  a  petition  containing  in  itself  the  form  of  a  bill." 
This  instrument,  which  contained  the  precise  provisions  that  they  desired,  was  the 
identical  document  on  which  the  Royal  fiat  was  placed.  No  room  was  thus  left  for 
fraud  or  misunderstanding.  But  an  unforeseen  and  remarkable  consequenc-e  followed. 
It  became  ditficult,  if  not  altogether  impossible,  for  the  Crown  to  amend  the  petition 
thus  presented.  When  a  request  was  made  in  so  precise  a  form,  nothing  remained  but 
either  to  assent  to  it  or  to  reject  it  as  a  whole.  Hence,  although  a  few  exceptions  occur 
tn  the  reign  of  Edward  IV.,  the  practice  was  established,  at  all  events  before  the 
accession  of  the  Tudors,  that  the  Royal  assent  should  be  given  to  or  withheld  from  the 
precise  advice  tendered  to  the  King  by  his  Parliament.     (Heam's  Gov.  of  Eng.  p.  59.) 

§  12.    ''  Of  the  Lords  Spiritual." 

One   of    the    oldest    Acts    in    which   this   expression   occurs   is   the   Statute   of  4 

Hen.  IV.  (1402),  which  begins  -"  To  the  honour  of  God  and  Holy  Church,  and  for  the 

common  wealth  and  profit  of  all  the  realm  of  England,  our  Lord  the  King,  by  the  assent 

of  the  Lords  Spiritual  and  Temporal,  and  at  the  special  instance  and  request  of  the 

Commons,  assembled  at  the  Parliament  holden  at  Westminster  the  morrow  after  the 

feast  of  St.  Michael,  the  fourth  year  of  his  reign,  hath  ordained  and  established  certain 

statutes  and  ordinances  by  the  manner  as  foUoweth."     (Stat.  Rev.  Etl.,  1870,  Vol.  I., 

p.  272.)    This  form  was  used  in  all  the  Acts  of  Henry  IV.     It  was  followed  in  the  Acts 

i  of  Henry  V.,  and  with  few  exceptions  it  became  the  regular  method  t)f  referring  to  the 

'  ecclesiastical  element  in  the  House  of  Lords.     This  reference  to  "Lords  Spiritual "'  has 

[led  to  the  impression,  in  the  minds  of  a  large  number  of  writers,  that  they  constitute 

I  one  of  three  estates  of  the  realm.     That  is  not  so.     The  Lords  Spiritual,  in  reality,  form 

a  component  part  of  the  House  of  Lords,  which  is,  as  a  whole,  only  one  of  the  estates. 

Another  equally  incorrect  assmnption,  frequently  met  with,  is  that  the  Crown  repre- 

!  sents  one  of  the  three  estates. 

The  Three  Estates. — Among  most  of  the  nations  of  Western  Europe,  it  was  in 
the  early  and  middle  ages  customary  to  consider  a  political  community  as  divided  into 
three  orders  or  estates.  In  England  it  was  generally  held  during  a  part  of  that  period 
that  the  nobility,  the  clergy,  and  the  commons,  constituted  the  three  states  of  which 
the  Parliamentary  Assembly  was  composed.  The  Crown  shared  in  the  sovereignty  with 
the  Parliamentary-  body,  but  it  was  not  an  estate. 

The  Clergy  .4.3  an  Estate. — When  William  the  Conqueror  assumed  the  Govern- 
ment of  England,  he  changed  the  spiritual  tenure  of  Frankalmoign  or  free  alms  under 
which  the  bishops,  mitred  abbots,  and  other  Spiritual  Lords  held  their  land,  in  Saxon 
times,  into  feudal  tenure  by  barony.  This  tenure  subjected  the  ecclesiastical  estate  to 
civil  charges,  pecuniary  claims,  assessments  and  aids  from  which  they  were  before 
exempt.     The  inferior  clergy  and  owners  of  religious  houses,  however,   continued   tr. 


304  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

hold  their  lands  on  Frankalmoign,  and  thus  free  from  liability  to  feudal  burdens  and 
taxation.  As  an  incident  of  their  right  to  the  enjoyment  of  a  succession  to  their 
baronies  and  of  their  consequent  liability  to  feudal  obligations,  the  bishops  and  abbots 
were  summoned  to  attend  the  sittings  of  the  King's  Great  Council  (Magnum  Concilium), 
which  afterwards  developed  into  the  House  of  Lords,  and  they  have  ever  since  been 
allowed  the  privilege  of  membership  of  that  order  under  the  name,  finally  recognized, 
of  the  "Lords  Spiritual."  The  Lords  Spiritual,  however,  never  constituted  an  estate 
or  assembly  of  the  clergy  as  a  whole.  The  parochial  clergy  and  owners  of  religious 
houses  being  legally  exempt  from  taxation,  and  protected  by  law  as  well  as  by  the 
sanctity  of  their  order,  the  King  could  not  tax  them  without  their  consent.  An 
expedient  was  therefore  adopted  for  the  purpose  of  obtaining  their  consent.  A  special 
assembly,  or  convocation,  was  organized  in  which  the  mass  of  the  clergy  could  be 
officially  represented  by  men  of  their  own  class,  and  of  their  own  selection,  charged  with 
the  duty  of  deciding  the  manner  and  measure  of  their  taxation  in  aid  of  the  King's 
revenue. 

In  the  "  Model  Parliament  "  of  1295  (23  Edw.  I.)  the  clergy  were  for  the  first  time 
represented  as  one  of  the  three  estates  in  a  really  national  Legislature.  In  the  Parlia- 
mentary writ  of  summons  served  on  every  bishop,  requiring  his  attendance  in  the  King's 
Great  Council,  he  was  "  premonished  "  to  cause  the  Dean  of  his  Cathedral  Church  and 
the  Archdeacon  of  his  Diocese  in  person,  and  the  chapter  and  the  parish  clergy  of  the 
Diocese,  by  their  proctors,  to  attend  the  Parliament  and  there  take  part  in  the  delibera- 
tions of  the  assembly  of  the  clergy.  This  command  to  the  bishops,  usually  known  from 
its  initial  word  as  the  "  Premunientes  Clause,"  was  first  issued  in  1295  ;  it  was  uniformlj' 
issued  after  1354,  and  it  was  generally  obeyed  by  the  formal  election  of  proctors  until 
the  Reformation  (Hen.  VIII.  1509-1547).     (Hearn's  Gov.  of  Eng.  p.  432.) 

The  inferior  clergy,  however,  though  always  summoned  under  the  writ  of  pre- 
munientes, seldom  attended.  They  preferred  to  keep  aloof  from  secular  legislation,  and 
to  tax  themselves  in  their  own  Convocation.  In  the  14th  century  their  attendance 
ceased  altogether ;  though  in  Convocation  they  still  formed  a  Legislative  Council,  by 
whose  advice  and  consent  alone,  without  that  of  the  growing  Commons,  Edward  III. 
and  Richard  II.  passed  laws,  on  ecclesiastical  matters,  to  bind  the  laity.  At  last,  in 
1664,  without  any  special  legislative  enactment,  the  practice  of  special  ecclesiastical 
taxation  ceased,  and  the  lower  clergy  merged  in  the  general  body  of  the  Commons. 
(Hallam,  Middle  Ages,  III.,  137  ;  Taswell-Langmead,  p  .250.)  Thus  the  clergy  ceased 
to  be  an  estate  of  the  realm,  and  now  there  are  only  two  estates,  namely,  the  Lords  and 
the  Commons,  forming  one  Parliament  in  which  the  clergy  are  represented  in  common 
with  the  rest  of  the  nation . 

At  common  law  the  clergy  were  not  qualified  to  vote  at  elections  for  the  House  of 
Commons,  nor  were  they  qualified  to  be  elected  members  of  that  House  ;  the  reason 
being  that  they  were  of  a  distinct  and  separate  estate,  and  that  one  estate  could  not  take 
part  in  the  political  deliberations  of  another.  By  the  Acts  of  10  Anne  c.  31,  and  18 
Geo.  II.  c.  18,  clergymen  who  are  not  members  of  the  House  of  Lords  have  been 
conceded  the  right  to  vote  ;  and  by  33  and  34  Vic.  c.  91  (1870)  clergymen  may,  by  deed, 
renounce  their  clerical  capacity  and  become  qualified  for  election  as  members  of  the 
House  of  Commons  and  other  jiublic  bodies. 

§  13.    "And  Temporal." 

The  Lords  Temporal  consist  of  all  the  peers  of  the  realm,  by  wliatever  title  of 
nobility  distinguished.  Bishops  are  not  peers  ;  they,  with  the  peers,  form  the  Lords  of 
Parliament  or  the  House  of  Lords  as  an  integrated  legislative  chamber.  The  origin  of 
this  body  has  been  traced  to  the  Great  Council  [Alaynum  Conciliuvi),  consisting  of  the 
nobles,  tenants-in-chief,  principal  landowners  and  prelates,  known  before  the  Norman 


■§§  13-14.] 


PREAMBLE.  305 


conquest  as  "  Witena-gemot,"  and  after  that  event  as  the  *'  Curia  BegU,"  which 
assembled  to  advise  the  King  in  matters  of  legislation  and  administration.  The 
peerage  of  the  present  day  is  the  descendant  of  the  old  Great  Council  of  the  King. 
{Heam's  Gov.  of  Eng.  p.  144.) 

The  House  of  Lords  now  consists  of  members  who  hold  their  seats  either — (1)  by 
hereditarj'  right,  (2)  by  the  creation  of  the  reigning  sovereign,  (3)  by  virtue  of  their 
office,  such  as  English  Bishops,  (4)  by  election  for  life,  such  as  Irish  peers,  of  whom 
there  are  twenty-eight,  (5)  by  election  for  the  duration  of  a  Parliament,  such  as  the 
Scotch  representative  peers,  of  whom  there  are  sixteen.  In  18.30,  the  number  of  peers 
on  the  roll  of  Parliament  was  401  ;  in  1899,  the  number  had  increased  to  591  ;  about 
two-thirds  of  the  hereditary  peerages  at  present  in  existence  were  created  daring  the 
present  century.     (Statesmen's  Year  Book,  1900,  p.  7.) 

§  14.     "  And  Commons." 

Okigin. — It  would  be  difficult  to  condense  into  a  brief  note  an  adequate  summary 
of  the  beginnings  of  that  great  and  renowned  parliamentary  assembly  whose  name  is 
thus  officially  given  in  the  Imperial  Act.  The  House  of  Commons  was  originally  the 
legislative  chamber  in  which  were  represented,  not  the  common  people  of  England,  nor 
the  English  churls,  nor  .the  English  plebeians,  as  those  expressions  are  generally  under- 
stood, but  the  various  communities  (Comrmmitates)  of  the  Kingdom.  Gommunitates 
meant  aggregations  of  persons  residing  in  the  same  neighbourliood,  entitled  to  the 
enjoyment  of  common  rights,  subject  to  common  duties  and  burdens,  having  common 
interests  ;  groups  of  population  organized  and  localized  ;  assemblages  of  pei"Sons  liable 
to  the  same  feudal  obligations,  and  occupying  the  same  relation  to  the  King.  Foremost 
in  numerical  strength  among  these  Commnnitates  were — (1)  the  communities  of  the 
counties,  which  included  the  knights  of  the  shires,  formerly  the  lesser  barons  and  lesser 
Crown  vassals  ;  and  (2)  the  communities  of  the  cities,  towns  and  boroughs,  including 
the  citizens  and  burgesses  thereof.  According  to  the  theory  of  the  Constitution,  even 
in  the  middle  ages,  the  maxim  prevailed  that  "what  touched  all  should  be  approved  by 
•all ;  "  that  no  change  should  be  made  in  a  law  affecting  any  class,  order  or  community, 
and  certainly  that  no  tax  could  be  imposed,  ^vithout  the  consent  of  the  group  of  persons 
immediately  concerned.  Hence  the  knights  of  the  shires,  when  they  became  differen- 
tiated from  the  greater  barons,  who  were  summoned  in  person  by  special  writ  to  attend 
the  Magnum  Concilium,  began  to  meet,  either  in  person  or  through  their  delegates,  in 
an  assembly  of  their  own,  to  vote  aids  to  the  Crown  and  petition  for  redress  of  griev- 
ances. Similarly,  the  cities  and  boroughs,  being  called  upon  by  the  ELing  to  grant  aids 
and  subsidies,  sent  delegates  to  represent  them  and  to  do  their  business  in  a  gathering 
■of  their  own. 

The  growth  of  these  two  middle  classes,  and  their  gradual  representation  for  the 
discharge  of  public  functions,  was  at  times  actually  encouraged  by  the  Crown  in  order 
to  facilitate  the  collection  of  revenue  or  to  coimterbalance  the  increasing  influence  of 
the  barons  and  prelates  ;  at  other  times  the  populai'  tendency  was  supported  by  the 
leaders  of  the  nobility,  in  order  to  gain  support  in  their  contests  against  the  Crown. 

Election  and  REPKESENTATioy. — "The  ideas  of  election  and  representation,  both 
aeparately  and  in  combination,  had  been  familiar  to  the  nation,  in  its  legal  and  fiscal 
system,  long  before  they  were  applied  to  the  Constitution  of  the  National  Parliament. 
The  English  Kingship  was  always  in  theory,  and  to  a  great  extent  in  practice,  elective. 
The  bishops  and  abbots  were  supposed  to  be  elected  by  the  clergy,  of  whom  they  were 
the  representatives.  In  the  local  courts  of  the  hundred  and  the  shire,  the  reeve  and 
four  men  attended  as  representatives  from  each  township  ;  and  the  twelve  assessors  of 
the  sheriff  represented  the  judicial  opinion  of  the  whole  shire."  (Taswell-Langmead, 
p.  229.)  It  must  be  remembered  that  the  national  Grovernment  was  a  mere  skeleton, 
whilst  county  government  was  highly  organized ;  so  that  the  extension  of  the  repre- 
sentative system  to  the  Parliament  meant  the  centralization  of  popular  institutions. 
20 


306  COMMENTARIES  ON  THE  CONSTITUTION.    [Preamble, 

The  Great  Council  was  not  a  representative,  but  a  constituent  body.  All  th& 
King's  immediate  tenants — both  the  greater  baroris  and  the  lesser  barons,  or  knights — 
had  a  right  to  attend.  This  right  is  expressly  recognized  by  Magna  Charta,  by  which 
the  King  promised,  when  calling  a  Council  for  the  granting  of  extraordinary  feudal  aids, 
to  summon  all  tenants-in-chief — the  greater  barons  (lay  and  spiritual)  individually,  and 
the  others  by  writs  addressed  to  the  sherifiF.  This  difference  in  the  mode  of  summons — 
which  had  existed  for  some  time  previously — marks  the  inferior  position  of  the  lesser 
barons,  or  knights.  As  a  matter  of  fact,  owing  to  the  difficulty  of  attendance,  their 
right  gradually  became  more  formal  than  real  ;  until  the  Great  Council  became  practi- 
cally an  assembly  of  the  greater  barons.     (Taswell-Langmead,  p.  226.) 

The  financial  necessities  of  the  Crown,  however,  required  that  the  knights  should 
attend,  in  person  or  by  deputy  ;  and  the  representative  system  already  existing  in  the 
counties  was  naturally  resorted  to  for  this  purpose.  The  first  instance  of  the  extension 
of  the  representative  system  to  the  National  Council  was  at  the  Council  of  St.  Albans, 
in  1213,  which  was  attended  not  only  by  the  bishops  and  barons,  but  also  by  the  reeve 
and  four  men  from  each  township  on  the  royal  demesne.  Four  instances  of  county 
representation,  by  writs  directing  the  sheriff  of  each  county  to  send  to  the  Council  a 
certain  number  of  "disci'eet  knights  of  the  shire,"  occur  before  Simon  de  Montfort's 
famous  Parliament  of  1265.     (Taswell-Langmead,  pp,  230-5.) 

The  knights  of  the  shire,  however,  representing  as  they  did  the  landed  gentry,  were 
only  a  portion  of  the  commonalty.  The  towns  had  already  risen  to  wealth,  liberty,  and 
importance  ;  and  the  representation  of  the  prosperous  and  progressive  class  of  burghers, 
was  necessary  as  a  basis  for  really  popular  institutions. 

To  Simon  de  Montf ort,  in  the  reign  of  Henry  III. ,  belongs  the  glorj'  of  taking  £u 
step  which  led  to  the  systematic  representation  of  the  boroughs  as  well  as  the  counties. 
In  December,  1264,  he  laid  the  foundations  of  the  House  of  Commons,  by  issuing  writs 
directing  the  sheriffs  to  return  not  only  two  knights  from  each  shire,  but  also  two 
citizens  from  each  city,  and  two  burgesses  from  each  borough.  (Hearn's  Govt,  of  Eng., 
p.  48.)  This  famous  Parliament  met  at  London  on  20th  January,  1265,  to  deal  not 
merely  with  the  granting  of  supplies,  but  with  the  business  of  the  nation  generally. 
(Gneist,  Eng.  Const.,  p.  270.) 

At  the  battle  of  Evesham,  which  took  place  shortly  afterwards,  Simon  de  Montfort 
was  killed  by  the  Royalist  troops,  and  the  party  of  the  barons  was  broken  up,  but  the 
precedents  established  during  his  triumphant  career  were  never  obliterated.  During 
this  period  the  county  freeholders  were,  for  the  first  time,  associated  with  the  mercantile 
and  trading  communitj',  in  a  body  which  was  destined  within  less  than  100  j-ears  to 
become  organized  in  strength  and  individuality,  and  to  assume  its  position  as  the  popular 
chamber  in  a  national  Parliamentary  system.  The  precedent  of  1265,  although  it  was 
not  regularly  followed  for  many  years  afterwards,  distinctly  foreshadows  the  dawning 
outlines  of  the  House  of  Commons. 

There  was  a  transition  period  of  30  years  before  Edward  I.'s  "  Model  Parliament" 
in  1295,  in  which  the  three  estates  were  represented,  and  which  sat  and  voted  in  three 
bodies — the  knights  sitting  with  the  greater  barons,  and  the  clergy  and  burgesses  sitting 
separately.  The  last  great  stage  in  the  evolution  of  the  House  of  Ccminions  was  tlie 
gradual  detachment  of  the  knights  from  the  greater  barons,  their  union  with  the 
burgesses,  and  the  consequent  division  of  Parliament  into  two  Houses  ;  the  House  of 
Lords  being  the  aristocratic  and  official  chamber,  and  the  House  of  Commons  the  repre- 
sentative chamber,  consisting,  as  it  does  to  this  dny,  of  representatives  of  the  shires  and 
representatives  of  the  boroughs.  The  exact  date  of  this  development  is  uncertain,  but 
it  was  certainly  complete  in  the  year  1347.  (Taswell-Langmead,  p.  262.)  During  the 
long  reign  of  Edward  III.  (1327-77)  the  power  of  the  Commons  was  consolidated,  and 
they  succeeded  in  establishing  the  three  great  principles  that  taxation  without  the 
conseftit  of  Parliament  is  illegal,  that  the  concurrence  of  both  Houses  i.s  necessary  for 


§  14.] 


PREAMBLE.  30' 


legislation,  and  that  the  Commons  have  a  right  to  inquire  into  abuses  of  administration. 
Two  events,  in  particular,  occurred  which  marked  the  complete  consolidation  of  the  once 
separate  communities,  b\^  their  representation  in  a  united  House,  as  well  as  by  the 
assimilation  and  unity  of  the  taxpayers  in  the  counties,  cities,  and  towns  ;  one  was  in 
51  Edw.  III.  (1378),  the  appointment  of  a  permanent  Speaker,  Sir  Thomas  Hungerford  ; 
and  the  other  was  the  imposition  of  a  poll-tax  on  every  adult  person  in  the  kingdom, 
except  beggars.     (Hearn's  Gov.  of  Eng.  432  ;  Gneist,  Eng.  Pari.,  171.) 

The  Statute  of  Gloitcester. — The  Act  9  Hen.  IV.  (1407)  contains  the  first 
authoritative  recognition  and  delimitation  of  the  several  functions  of  the  King,  Lords 
and  Commons,  and  establishes  the  principle  that  the  parliamentary  bodies  may  deliberate 
apart  from  the  King.  "  It  shall  be  lawful  for  the  Lords  to  treat  among  themselves,  in 
the  absence  of  the  King,  respecting  the  state  of  the  Realm,  and  about  the  necessary 
means  to  help.  And  in  like  manner  it  shall  be  lawful  for  the  Commons  to  advise  among 
themselves  in  respect  of  the  before-mentioned  state,  and  means,  &;c.  Saving  alwaj's  that 
the  Lords,  on  their  part,  shall  not  report  to  the  King  anj^  matter  resolved  on  by  the 
Commons,  and  assented  to  by  the  Lords,  before  the  Lords  and  Commons  have  come  to 
one  opinion  and  concurrence  in  such  matter,  and  then  in  the  wonted  way  and  form,  to 
wit,  through  the  mouth  of  the  Speaker."     (Gneist,  Eng.  Pari.,  p.  172.) 

Qualification  of  Electors. — Laws  relating  to  the  qualification  of  electors  are  first 
met  with  during  the  reigns  of  Henry  IV.  and  Henry  VI.  At  first  the  deputies  from  the 
counties  were  nominated  or  appointed  at  general  public  meetings,  held  in  connection 
with  the  County  Courts,  presided  over  and  conducted  by  sheriffs,  appointed  by  the 
King,  and  attended  by  all  free  men,  or  at  least  all  freeholders.  Proposals  were  put  to 
these  gatherings  and  carried  by  the  assent  and  acclamation  of  those  present,  "termed 
the  bystanders."  This  custom  is  said  to  have  been  a  survival  of  the  ancient  method  of 
doing  public  business,  followed  in  those  antique  German  assemblies  described  by  Tacitus, 
in  which  the  people  of  the  community  expressed  bj'  "acclamation"  their  approval  of 
propositions  submitted  by  their  leaders.  There  is  historical  evidence  that  during  the 
reigns  of  Edward  I.  and  Edward  II.  all  the  freeholders  of  the  counties,  without  regard 
to  the  tenure  or  value  of  their  lands,  were  accustomed  to  vote  at  such  meetings.  The 
writs  were  directed  to  the  sheriffs  to  hold  the  elections  in  "  full  county,"  when  all  the 
freeholders  were  in  duty^  bound  to  attend. 

By  7  Hen.  IV.  c.  15  (1405),  a  uniform  and  general  franchise  for  the  county  was 
distinctly  recognised  ;  "all  persons  present  at  the  County  Court,  as  well  as  suitors  duly 
summoned  for  any  cause  or  otherwise,"  were  required  to  attend  to  take  part  in  a  choice 
of  members,  and  to  contribute  towards  the  wages  of  the  chosen  representatives,  fixed  at 
48.  per  day. 

The  first  contraction  of  the  county  franchise  is  found  in  8  Hen.  VI.  c.  7  (1429), 
which  provided  "that  in  future  only  freeholders  of  40s.  income  shall  take  part  in  the 
elections."  Shortly  afterwards,  bj-  10  Hen.  VI.  c.  2.  it  was  provided  that  only  40s.  free- 
holders "  within  the  county  "  should  be  entitled  to  vote  at  county  elections.  By  23  Hen. 
VI.  c.  14,  it  was  enacted  "  that  only  notable  knights  and  notable  esquires  and  gentlemen 
of  the  count}-  are  to  be  elected,  who  might  become  knights  (consequently  possessed  of 
£20  income  from  land),  but  not  any  j-eomen  thereunder."  The  reasons  for  these  restric- 
tive laws  were  thus  stated  in  one  of  the  above  statutes  :  "  that  elections  of  the  delegates 
have  of  late  been  made  from  among  too  large  a  number  of  people  living  in  the  same  county, 
most  of  them  having  small  fortunes,  but  fancying  that  each  had  the  like  right  to  vote  as 
the  knights  and  esquires,  which  may  easily  occasion  murder  and  rebellion,  strife  and  dis- 
pute, between  the  gentlemen  and  the  rest  of  the  people,  if  measures  be  not  speedily 
taken  to  improve  this  state  of  things."     (Gneist,  Eng.  Pari.,  p.  176.) 

Those  limitations  in  the  county  franchise  lasted  down  to  the  Reform  Act  2  and  3  Wm. 
IV.  c.  45  (1832).  With  respect  to  the  franchise  for  cities,  towns,  and  boroughs,  some 
diflFerence  of  opinion  exists,  and  the  subject  is  somewhat  obscured  bj-  the  absence  of 


308  COMMENTARIES  ON  THE  CONSTITUTION.    [Preamble. 

definite  legislative  provisions.  The  right  to  take  part  in  elections  in  these  communities 
seems  to  have  depended  upon  charters,  writs,  customs,  and  municipal  constitutions,  in 
force  in  the  respective  places  vi^hich  had  the  right  of  returning  members.  It  is  believed 
bj'  competent  authorities  that  the  old  members  for  cities,  towns,  and  boroughs  were 
chosen  by  the  free  inhabitants  and  householders  of  those  localities  who  were  liable  to 
borough  rates  (scot  and  lot).  On  the  other  hand  f^ord  Holt  was  of  opinion  that  only 
those  were  burgesses  who  held  that  description  of  freehold  known  as  "burgage  tenure," 
the  original  tenure  under  which  freeholds  in  town,  ' '  formerly  parts  of  the  ancient 
demesne  of  the  Crown,"  were  held  ;  under  this  system  the  right  of  voting  was  annexed 
to  some  existing  tenement  or  house  or  to  some  spot  of  ground  upon  which  a  house  had 
stood  in  ancient  times.  But  it  seems  that,  whatever  was  the  original  qualification,  the 
control  of  elections  in  cities  and  towns  eventually  fell  into  the  hands  of  Municipal 
Corporations,  or  wealthy  landowners  ;  hence  the  origin  of  so-called  ' '  rotten 
boroughs."  The  question  as  to  who  were,  or  ought  to  be,  electors  in  boroughs, 
frequently  became  the  subject  of  debates  in  the  House  of  Commons.  In  22  Ja.  I.  a 
resolution  was  passed  to  the  effect  that,  where  there  was  no  charter  or  custom  to  the 
contrary,  the  election  in  boroughs  was  to  be  made  by  all  the  householders,  and  not  by 
the  freeholders  only.  The  defects,  abuses  and  anomalies  were  not  attacked  until  most 
of  them  were  swept  away  by  the  Reform  Act,  1832. 

By  the  Reform  Act,  1832  (2  and  3  Wm.  IV.  c.  45),  important  changes  were  made, 
both  in  the  qualifications  of  electors  and  in  the  delimitation  of  constituencies.  "  The 
number  of  English  county  constituencies  was  increased  from  52  to  82 ;  66  boroughs, 
containing  a  population  of  less  than  2,000  each,  were  totally  disfranchised,  and  31  other 
boroughs,  of  less  than  4,000  each,  were  required  to  send  one  representative  instead  of 
two.  On  the  other  hand,  22  new  boroughs  acquired  the  right  to  return  two  members, 
and  24  to  return  one  member.  In  Scotland  the  town  members  were  increased  from  13  to 
23 — making  53  in  all  ;  while  the  Irish  representatives  were  increased  from  100  to  103. 
The  next  great  change  in  the  constituency  of  the  House  of  Commons  was  made  by  the 
Reform  Act  of  1867-68  (30  and  31  Vic.  o.  102).  By  this  Act  England  and  Wales  were 
allotted  493  members,  and  Scotland  60,  while  the  number  for  Ireland  remained  unaltered, 
and  household  suffrage  was  conferred  on  boroughs  in  England  and  Scotland.  A  still 
greater  reform  was  efi'ected  by  the  Representation  of  the  People  Act,  1884  (48  A^ic. 
c.  3),  and  the  Redistribution  of  Seats  Act,  1885  (48  and  49  Vic.  c.  23).  The  former 
introduced  a  '  service  franchise,'  extending  to  householders  and  lodgers  in  counties  the 
suffrages  which  in  1867  had  been  conferred  upon  householders  and  lodgers  in  boroughs, 
and  placed  the  three  Kingdoms  on  a  footing  of  equality  as  regards  electoral  qualifica- 
tions ;  while  the  latter  made  a  new  division  of  the  United  Kingdom  into  county  and 
borough  constituencies,  and  raised  the  total  number  of  members  to  670,  England 
receiving  6  new  members,  and  Scotland  12."     (Statesmen's  Year  Book,  1900,  p.  7.) 

§  15.    "  And  by  the  Authority  of  the  Same." 

These  words  clearly  show  that,  although  on  the  face  of  the  Act  the  Queen  figures  as 
the  chief  legislator,  the  AuctoritaH  by  which  the  Constitution  has  been  created  is  blended 
and  conjoined  in  the  Queen  in  Parliament.  This  is  the  modern  practice  in  connection 
with  the  political  organization  of  colonies  and  in  the  grant  to  them  of  the  institutions  of 
self-government.  In  the  early  stages  of  English  and  British  colonization,  the  Crown, 
without  parliamentary  sanction,  expressed  or  implied,  but  in  the  exercise  of  its 
admitted  prerogative,  was  accustomed  to  grant  to  newly  settled,  ceded,  or  conquered 
provinces.  Patents  and  Charters,  containing  directly  or  indirectly  authority  to  establish 
local  Legislative  Assemblies  endowed  with  the  power  to  pass  laws  for  the  peace,  ortler 
and  good  government  of  such  countries  : — 

"On  obtaining  a  country,  or  colony,  the  Crown  has  sometimes  thought  fit,  by  par- 
ticular express  provisions  under  the  Great  Seal,  to  create  and  form  the  several  parts  of 
the  Constitution  of  a  new  Government ;  and  at  other  times  has  only  granted  general 


i 


§15.] 


PREAMBLE.  309 


powers  to  the  Governor  to  frame  such  a  Constitution,  as  he  should  think  fit,  with  the 
advice  of  a  Council,  consisting  of  a  certain  number  of  the  most  competent  inhabitants, 
subject  to  the  approbation  or  disallowance  of  the  Crown.  In  most  instances  there  are 
three  departments  forming  the  colonial  government,  each  of  which  deserves  attention. 
1st.  The  governor,  who  derives  power  from,  and  is  substantially  a  mere  servant  or 
deputy  of,  the  Crown,  appointed  by  commission  under  the  Great  Seal.  The  criterion 
for  his  rules  of  conduct  are  the  king's  instructions,  under  the  sign -manual.  2nd.  The 
colonial  councils,  which  derive  their  authority,  both  executive  and  legislative,  from  the 
king's  instructions  to  the  governor.  3rd.  The  representative  assemblies  chosen  by 
certain  classes  of  the  colonial  inhabitants.  The  right  of  granting  this  assembly  is 
vested  exclusively  in  the  Cro\vn,  subject  to  after  regulations  by  the  local  legislatures." 
(Petersdorff,  Vol.  v.  p.  543.) 

The  constitutional  right  of  the  Crown,  in  exercise  of  its  prerogatives,  to  grant 
Constitutions  to  colonies,  has  been  recognized  in  a  series  of  judicial  decisions,  some  of 
which  may  be  here  cited  in  iUustration  of  the  system  that  once  prevailed,  under  which 
the  English,  and  afterwards  the  British,  Parliament  enjoyed  no  share  in  the  organization 
and  management  of  colonial  settlements.  The  case  of  Kielley  v.  Carson  (1842),  4  Moore's 
Privy  Council  63,  7  Jurist  137,  turned  on  the  nature  and  constitution  of  the  House  of 
Assembly  of  Newfoundland,  established  in  1832  by  ^^^tue  of  a  commission  under  the 
sign-manual  of  King  William  IV.,  appointing  Sir  Thomas  Cochrane  Governor  of  the 
colony,  and  authorizing  him  to  convoke  a  Legislative  Assembly  ;  and  on  the  question 
whether  such  Assembly  had  been  granted  power,  or  possessed  inherent  power,  to  commit 
a  pei-son  to  gaol  for  contempt,  in  attempting  to  interfere  with  one  of  its  members  out  of 
doors.  Baron  Parke  (Lord  Wensleydale),  delivering  the  judgment  of  the  Judicial  Com- 
mittee, said  : — 

"To  such  a  colony  there  is  no  doubt  that  the  settlers  from  the  mother- country 
carried  with  them  such  portion  of  its  common  and  statute  law  as  was  applicable  to  their 
new  situation,  and  also  the  rights  and  immunities  of  British  subjects.  Their  descendants 
have  on  the  one  hand  the  same  laws  and  the  same  rights,  unless  they  have  been  altered 
by  Parliament ;  and,  on  the  other  hand,  the  Crown  passesses  the  same  prerogative  and 
the  same  powers  of  government  that  it  does  over  its  other  subjects  ;  nor  has  it  been  dis- 
puted in  the  argument  before  us.  and  therefore  we  consider  it  as  conceded,  that  the 
sovereign  had  not  merely  the  right  of  appointing  such  magistrates  and  establishing  such 
corporations  and  courts  of  justice  as  he  might  do  by  the  common  law  at  home,  but  also 
that  of  creating  a  local  Legislative  Assembly,  with  authority  subordinate  to  that  of 
Parliament,  but  supreme  within  the  limits  of  the  colony,  for  the  government  of  its 
inhabitants.  This  latter  power  was  exercised  by  the  Crown  in  favour  of  the  inliabitants 
of  Newfoundland  in  the  year  1832,  by  a  commission  under  the  Great  Seal,  with  accom- 
panying instructions  from  the  Secretary  of  State  for  the  Colonial  Department ;  and  the 
whole  question  resolves  itself  into  this,  whether  this  power  of  adjudication  upon  and 
committing  for  a  contempt  was  by  virtue  of  the  commission  and  the  instructions  legally 
given  to  the  new  Legislative  Assembly  of  Newfoundland  ;  for,  under  these  alone  can  it 
have  any  existence,  there  heing  no  usage  or  custom  to  support  the  exercise  of  any  power 
whatever.  In  order  to  determine  that  question,  we  must  first  consider  whether  the 
Crown  did  in  this  case  invest  the  local  legislature  with  such  privilege.  If  it  did,  a 
further  question  would  arise,  whether  it  had  a  power  to  do  so  by  law  If  that  power 
was  incident  as  an  essential  attribute  to  a  Legislative  Assembly  of  a  dependency  of  the 
British  Crown,  the  concession  on  both  sides,  that  the  Crown  had  a  right  to  establish 
such  an  assembly,  puts  an  end  to  the  case.  But  if  it  is  not  a  legal  incident,  then  it  was 
not  conferred  on  the  Colonial  Assembly  unless  the  Crown  had  authority  to  give  such  a 
power,  and  actually  did  give  it.  Their  Lordships  give  no  opinion  upon  the  important 
question  whether,  in  a  settled  country  such  as  Newfoundland,  the  Crown  could,  by  its 
prerogative,  besides  creating  the  Legislative  Assembly,  expressly  bestow  upon  it  an 
authority  not  incidental  to  it  of  committing  for  a  contempt,  an  authority  materially 
interfering  with  the  liberty  of  the  subject,  and  much  liable  to  abuse.  They  do  not  enter 
upon  that  question,  because  they  are  of  opinion,  upon  the  construction  of  the  commission, 
and  of  its  accompanying  document,  that  no  such  authority  was  meant  to  be  commuru- 
cated  to  the  Legislative  Assembly  of  Newfoundland  ;  and  if  it  did  not  pass  as  an  incident 
by  the  creation  of  such  a  body,  it  was  not  granted  at  all."     (7  Jurist,  p.  139.) 

In  the  case  of  Phillips  v.  Eyre  (1870),  L.R.  6  Q.B.,  p.  I,  the  plaintifi" sued  a  former 
Governor  of  Jamaica  to  recover  damages  for  assault  and  false  imprisonment,  alleged  to 
have  been  directed  h\  the  defendant  after  the  proclamation  of  martial  law  during  the 


310  COMMENTARIES  ON  THE  CONSTITUTION.  [Preamble. 

suppression  of  rebellion  in  the  Island.  The  defendant  pleaded  an  indemnity,  under  an 
Act  passed  by  the  Legislature  of  Jamaica,  and  assented  to  by  himself  on  behalf  of  the 
Crown,  after  the  rebellion  was  over,  legalizing  every  act  done  by  the  Governor  in  arrest- 
ing the  rebellion  by  force  of  arms.  The  Legislature  of  Jamaica,  at  that  time,  consisted 
of  a  Legislative  Council  and  Legislative  Assembly,  established  not  by  an  Imperial  Act, 
but  by  a  Commission  under  the  Great  Seal  accompanied  by  royal  instructions.  The 
•case  turned  on  the  power  of  the  Crown  to  create  such  a  Legislature  in  a  settled  colony. 
In  delivering  the  judgment  of  the  Court  of  Appeal,  Mr.  Justice  Willes  said : — 

"  Doubts  were  suggested  in  this  Court  upon  what  was  taken  for  granted  in  the  argu- 
ment and  judgment  in  the  Court  below,  namel3',  th6  power  of  the  Crown  to  create  a 
Legislative  Assembly  in  a  settled  colony.  Assuming,  but  by  no  means  affirming  that, 
as  contended  for  by  counsel  for  the  plaintiff,  the  colony  in  question,  though  originall}' 
conquered  from  the  Spaniards,  is  now  to  be  deemed  a  settled  as  distinguished  from  a  con- 
quered or  ceded  one,  we  consider  these  doubts  as  to  the  power  of  the  Crown  and  of  the 
local  Legislature  to  be  unfounded.  There  is  even  greater  reason  for  holding  sacred  the 
prerogative  of  the  Crown  to  constitute  a  local  Legislature  in  the  case  of  a  settled  colony, 
where  the  inhabitants  are  entitled  to  be  governed  by  English  law,  than  in  that  of  a 
conquered  colony,  where  it  is  only  by  grace  of  the  Crown  that  the  privilege  of  self- 
government  is  allowed  ;  though  where  once  allowed  it  cannot  be  recalled.  In  colonies 
distant  from  the  mother  country  to  which  writs  to  return  members  to  the  Imperial 
Parliament  do  not  run,  it  is  essential,  both  for  the  due  government  of  the  coinitry  in 
dealing  with  matters  best  understood  upon  the  spot,  and  with  emergencies  which  do  not 
admit  of  delay,  and  also  for  giving  subjects  there  resident  the  benefit  of  a  voice,  by 
their  representatives,  in  the  councils  by  which  they  are  taxed  and  governed,  that  the 
-Crown  should  have  the  power  of  creating  a  local  Parliament.  Accordingly',  it  is  certain 
that  the  Crown  has,  in  numerous  instances,  granted  charters  under  which  Houses  of 
Assembly  and  Legislative  Councils  have  been  established  for  the  gov^ernment  of  colonies, 
-whether  conquered  or  settled,  and  that  such  Councils  and  Assemblies  have,  from  time 
to  time,  made  laws  suited  to  the  'emergencies  of  the  colony,'  which,  of  course,  include 
all  measures  necessary  for  the  conservation  of  peace,  order,  and  allegiance  therein.  In 
effect,  the  inhabitants  have  been  allowed  to  reserve  the  power  of  self-government, 
through  their  representatives  in  the  colony  subject  to  the  approval  of  the  Crown  and 
the  control  of  the  Imperial  Legislature.  This  opinion  was  reflected  upon  in  the 
argument,  but  it  is  in  accordance  witii  just  principles  of  government,  with  the  law  laid 
down  by  the  text-writers,  including  Mr.  Justice  Blackstone  ;  and  it  has  now  been  drawn 
into  doubt  for  the  first  time.  We  are  satisfied  that  it  is  sound  law,  and  that  a  con- 
firmed act  of  the  local  Legislature  lawfully  constituted,  whether  in  a  settled  or 
conquered  colony,  has,  as  to  matters  within  its  competence  and  the  limits  of  its  juris- 
diction, the  operation  and  force  of  sovereign  legislation,  though  subject  to  be  controlled 
by  the  Imperial  Parliament."     (Per  Willes,  J.,  Phillips  v.  Eyre,  L.R.,  1  Q.B.,  p.  1.) 

"  The  first  important  deviation  from  this  rule  was  in  the  case  of  the  colony  of 
Quebec,  which  by  statute  of  1774  received  an  improved  form  of  local  government.  The 
precedent  was  followed,  in  the  year  1791,  by  Mr,  Pitt's  famous  Canada  Act,  which 
constituted  the  two  provinces  of  Quebec  and  Ontario.  It  has  been  declared  by  high 
authority  that  the  reason  for  the  introduction  of  Parliamentary  action  into  the  govern- 
ment of  Canada  was  the  desire  to  concede  to  the  Roman  Catholic  colonists  certain  rights 
inconsistent  with  the  severe  Conformity  statutes  then  existing,  and  with  which  tlie 
Crown  had  no  power  to  dispense.  But  the  application  of  the  principle  about  tiie  same 
time  to  the  government  of  India,  and,  soon  after,  to  Australian  affairs,  make  it  more 
probable  that  the  change  was  really  due  to  the  growing  extensions  of  Parliamentary 
influence  over  all  departments  of  State.  Be  this  as  it  may,  the  practice  of  the  present 
century  has  been,  whilst  leaving  to  conquered  acquisitions  as  nuich  as  possible  their 
previous  forms  of  government,  to  confer  local  Constitutions  by  Act  of  Parliament  upon 
possessions  acquired  by  settlement  The  covirse  of  proceeding  has  been  fairly  uniform. 
First,  there  has  been  a  purely  despotic  government,  when  the  colony  has  been  ruled  as  a 
military  position  by  a  Governor  and  a  handful  of  officials  appointed  by  the  Home 
Government.  Then  there  has  been  a  Constitution,  with  a  Legislative  Council,  partly 
-appointed  b}'^  the  Governor  and  partly  elective.  Of  tliis  Council  the  Crown  officials 
have  always  formed  part,  but  the  executive  has  been  unassailable  by  the  Legislr.ture, 
and  responsible  only  to  the  Colonial  Office  ;  possessions  in  these  two  stages  being 
technically  known  as  '  Crown  Colonies.'  In  the  third  stage,  there  have  generally  been 
two  Houses  of  Legislature,  both  elective,  or  one  elective  and  one  nominee,  and  tiie 
executive  has  consisted  of  officials  chosen  for  their  Parliamentarj'  position,  and  liable  to 
Uismissal,  like  ministers  in  England,  in  consequence  of  an  adverse  vote  of  Legislature. 
This  is  the  era  of  '  Responsible  Government.' "     (Jenks'  Gov.  of  Victoria,  pp.  10-11) 


§§15-17]  COVERING  CLAUSES.  311 

Short  Title. 

1.   This  Act^*^  may   be  cited  as   the  Commonwealth^^  of 
AustraHa  Constitution^^  Act. 

Historical  Note. — Clause  1  of  the  draft  Bill  framed  by  the  Sydney  CJonvention  of 
1S91,  and  usually  known  as  "The  Commonwealth  Bill  of  1891,"  declared  that  "This 
Act  shall  be  cited  as  The  Constitution  of  the  Commonwealth  of  Australia."  In  Com- 
mittee, Mr.  James  Munro  proposed  "Federated  States"  in  lieu  of  "Commonwealth." 
On  a  division,  however,  "  Commonwealth  "  was  retained  b\'  26  votes  to  13.  (Conv. 
Deb..  Syd.  [1891],  pp.  550-7.) 

At  the  Adelaide  Session  of  the  Convention  of  1S97,  the  clause  as  framed  in  1891  was 
adopted  verbatim.  In  Committee,  Mr.  Symon  proposed  to  omit  the  words  "  Common- 
wealth of,"  leaving  simply  "Australia  ;"  but  this  was  negatived.  Mr.  Walker  proposed 
to  substitute  "  Australasia  "  for  "Australia,"  but  this  also  was  negatived.  (Conv.  Deb., 
Adel. ,  pp.  616-9.)  At  the  Sydney  Session,  a  suggestion  by  the  Legislative  Coimcil  of 
New  South  Wales,  to  substitute  "Dominion"  for  "Commonwealth"  was  negatived. 
An  amendment  by  Mr.  Barton,  to  omit  "  The  Constitution  of  the  Commonwealth  of 
Australia,"  and  substitute  "  The  Commonwealth  of  Australia  Constitution  Act,"  was 
agreed  to,  in  order  to  distinguish  between  the  Act  as  a  whole  and  the  Constitution 
embodied  in  the  Act.     (Conv,  Deb.,  Syd.  [1897],  pp.  224-5.) 

§  16.    "  This  Act." 

OcTLiNES  OF  THE  AcT. — This  Act,  to  constitute  the  Commonwealth,  consists  of  nine 
clauses,  to  each  of  which  is  annexed  a  marginal  note.  The  marginal  notes,  as  already 
observed,  do  not  form  parts  of  the  Act  ;  they  are  provided  merely  as  brief  summaries. 
In  these  commentaries,  the  notes,  printed,  in  the  authorized  edition  of  the  Act,  at  the 
sides  or  against  the  Clauses  and  Sections,  will  be  found  placed  at  the  head  of  or  imme- 
diately over  each  Clause  or  Section.  Clause  1  gives  the  short  title  of  the  Act ;  Clause 
2  declares  that  it  binds  the  Crown  and  extends  to  the  Queen's  successors ;  Clause  3 
provides  that  the  Queen  may  issue  a  proclamation  appointing  a  day  when  the  people  of 
the  federating  colonies  shall  be  united  in  a  Federal  Commonwealth  ;  Clause  4  specifies 
when  the  Commonwealth  is  to  be  deemed  legally  established  ;  Clause  5  provides  for 
the  legal  operation  of  the  Act  and  of  the  laws  of  the  Commonwealth  ;  Clause  6 
defines  "Commonwealth,"  "States,  '  and  "Original  State  ;"  Clause  7  repeals  the  Federal 
Council  Act,  1^85;  Clause  8  applies  the  "Colonial  Boundaries  Act,  1895,"  to  the 
Oommonwealth  ;   Clause  9  contains  the  Constitution  of  the  Commonwealth. 

;5  17.    "  Commonwealth." 

SiGxiFiCAXCE  Of  THE  Term. — The  term  "Commonwealth,"  to  designate  the 
Australian  colonies,  lonited  in  a  Federal  Constitution,  was  first  proposed  by  the  Consti- 
tutional Committee  of  the  Federal  Convention  held  in  Sydney  in  1891.  The  suggestion 
emanated  from  Sir  Henry  Parkes,  then  Premier  of  Xew  South  Wales,  and  the  convener 
of  the  Convention,  in  which  it  was  eventually  adopted,  on  a  division,  by  a  substantial 
majority  of  votes.  The  same  name  was  accepted  by  the  Federal  Convention  of  1S97-S. 
In  both  Conventions  other  names  were  submitted  for  consideration,  such  as  "  United 
Australia,"  "Federated  Australia,"  "The  Australian  Dominion,"  "The  Federated 
otates  of  Australia,"  &c. ,  but  the  name  Commonwealth  was  generally  accepted,  the  only 
objections  raised  to  it  being  that  it  was  suggestive  of  republicanism,  owing  to  its  associa- 
tion with  the  Commonwealth  of  England,  under  Oliver  Cromwell's  Protectorate. 

According  to  the  derivation  of  the  term  from  "common"  and  "weal,"  or 
wealth  "  it  signified  common  well-being  or  common  good.  From  that  radical  connota- 
tion it  came  to  mean  the  body  politic,  or  the  whole  people  of  a  state.     Then  it  became 


312  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  l. 

synonymous  with  state,  realm,  community,  republic,  nation  ;  whilst  some  authorities 
have  described  it  as  synonymous  with  league,  alliance,  coalition,  confederacy,  and  con- 
federation. Webster  says  "  a  Commonwealth  is  a  State  consisting  of  a  certain  number 
of  men  united  by  compact,  or  tacit  agreement  under  one  form  of  government  and  one 
system  of  laws.  It  is  applied  more  appropriately  to  governments  which  are  considered 
free  or  popular,  but  rarely  or  improperly  to  absolute  governments.  Strictly,  it  means 
a  government  in  which  the  general  welfare  is  regarded  rather  than  the  welfare  of  any 
particular  class.'  (Webster's  Internat.  Dictionary.)  In  this  Act  the  word  is  used  ti' 
describe  the  new  political  community  created  by  the  union  of  the  people  and  of  the 
colonies  of  Australia.  Although  it  is  capable  of  conveying  the  idea  of  a  nation,  like  the 
American  Commonwealth,  it  does  not,  in  its  application  to  Australia,  aspire  to  convey 
that  meaning  except  in  a  restricted  and  potential  sense.  At  the  same  time  it  is  dis- 
tinctly intended  to  signify  that  the  newlj^- organized  political  society,  forming  a 
conspicuously  integral  part  of  the  British  empire,  is  entitled  to  a  more  dignified  status 
and  recognition  in  the  international  arena  than  that  assigned  to  the  most  distinguished 
of  the  colonies  or  to  the  most  powerful  of  the  provinces  out  of  which  it  has  been  con- 
structed. 

Numerous  passages  occur  in  the  works  of  Shakespeare  and  one  in  the  New  Testa- 
ment illustrative  of  the  early  use  of  the  word  in  the  general  sense  of  a  state  or 
community,  irrespective  of  any  special  form  of  government,  monarchical  or  republican. 
Thus  we  find  :  — 

JjESSiCA     .     .     and  he  saj's,  you  are  no  good  member  of  the  commonwealth. — 

"  Merchant  of  Venice,"  Act  III.  Sc.  V. 
Princess.  —  Here  comes  a  member  of  the  commonwealth.  — "  Love's  Labour  Lost," 

Act  IV.  Sc.  I. 
SICINIUS. — Your  Coriolanus,  sir,  is  not  much  missed, 

But  with  his  friends  :  the  commonwealth  doth  stand 
And  so  would  do  were  he  more  angry  at  it. — "Coriolanus,"  Act  IV. 
Sc.  VI. 
Akchb. — Let  us  on. 

And  publish  the  occasion  of  our  arms, 

The  commonwealth  is  sick  of  their  own  choice. — "King  Henry  IV." 
(Fart  IL),  Act  I.  Sc.  IIL 
Cant. — Hear  him  debate  of  commonwealth  affairs. 

You  would  say  it  hath  been  all  in  all  his  study. — "King  Henry  V.,' 
Act  I.  Sc.  I. 
King  Henry.— Uncles  of  Gloster  and  of  Winchester 

The  special  watchmen  of  our  English  weal. — "  King  Henry  VI." 
(PartL),  Act  IIL  Sc.  L 
King  Henry. — Believe  me,  lords,  my  tender  years  can  tell 
Civil  dissension  is  a  viperous  worm, 
That  gnaws  the  bowels  of  the  commonwealth. — Idem, 
3ed  Serv. — And  ere  that  we  will  suffer  such  a  prince. 
So  kind  a  father  of  the  common-weal, 
To  be  disgraced  by  an  inkhorn  mate. 
We,  and  our  wives  and  children,  all  will  fight, 
And  have  our  bodies  slaughtered  by  the  foe.  —  Idem. 
Apem. — If  thou  couldst  please  me  with  speaking  to  me,  thou  mightest  have  hit 
upon   it  here  :    the   Commonwealth   of  Athens  is   become  a  forest 
of  beasts.  —  "  Timon  of  Athens,"  Act  IV.  Sc.  III. 
That  at  that  time  ye  were  without  Christ,  being  aliens  from  the  commonwealth 
of  Israel,  and  strangers  from  the  covenants  of  promise,  having  no 
hope,  and  without  God  in  the  world. — Eph.  ii,  xii. 

The  word  commonwealth  was  used  and  applied  in  the  same  general  sense  by 
numerous  other  English  writers  in  the  16th  and  17th  centuries.  Lord  Bacon,  in  hw 
classical  essay  on  the  "  Advancement  of  Learning  "  (1597),  used  the  word  in  the  sense 
in  which  it  was  employed  by  Shakespeare: — "And  therefore  Aristotle  noteth  well, 


§17.] 


COVERING  CLAUSES.  31  a 


*  that  the  nature  of  every  thing  is  best  seen  in  his  smallest  portions'  And  for  that 
cause  he  inquireth  the  nature  of  a  commonwealth,  first  in  the  family,  and  the  simple 
conjugations  of  man  and  wife,  parent  and  child,  master  and  servant,  which  are  in  every 
cottage.  Even  so  likewise  the  nature  of  this  great  citj*  of  the  world,  and  the  policj' 
thereof,  must  be  first  sought  in  mean  concordances  and  small  portions."  (Bacon's 
Moral  and  Historical  Works  [Ward,  Lock,  and  Co.],  p.  57.)  "  Notwithstanding,  for  the 
more  public  part  of  government,  which  is  laws,  I  think  good  to  note  only  one  deficience  : 
which  is,  that  all  those  which  have  written  of  laws,  have  written  either  as  philosophers, 
or  as  lawyers,  and  none  as  statesmen.  As  for  the  philosophers,  they  make  imaginary 
laws  for  imaginary  commonwealths,  and  their  discourses  are  as  the  stars  which  give  little 
light,  because  they  are  so  high."  (Id.,  p.  147.)  In  Rawley's  original  preface  to  Bacon's 
unfinished  work,  "  The  New  Atlantis,"  it  is  stated  "  His  lordship  thought  also  in  this 
present  fable  to  have  composed  a  frame  of  laws,  or  the  best  state,  or  mould  of  a  common- 
wealth."    (Ward,  Lock,  and  Co.'s  Edition,  p.  297) 

During  the  same  period  the  kings  and  queens  of  England  frequently  used  the  word 
in  their  addresses  to  Parliament.  James  I.  described  himself  as  "  the  great  servant  of 
the  Commonwealth."     (G.  B.  Barton's  Notes  to  the  Draft  Bill,  1891  ) 

The  term  commonwealth  came  into  special  prominence  during  the  revolutionary 
period  of  English  history,  between  the  execution  of  Charles  I.  in  1649  and  the  Restora- 
tion of  1660.  On  19th  March,  1649,  Oliver  Cromwell's  Parliament  established  a 
republican  form  of  government,  in  the  following  Ordinance  : — "  Be  it  declared  and 
enacted  by  this  Parliament  and  by  the  authority  of  the  same  that  the  people  of  England, 
and  of  all  the  dominions  and  territories  thereunto  belonging,  are  and  shall  be  and  are 
hereby  constituted,  made,  established,  and  confirmed  to  be  a  Commonwealth  or  Free 
State,  and  shall  from  henceforth  be  governed  as  a  Commonwealth  and  a  Free  State  by 
the  supreme  authority  of  this  nation,  the  representatives  of  the  people  in  parliament, 
and  by  such  as  they  shall  constitute  officers  and  ministers  under  them  for  the  good  of 
the  people  and  without  any  king  or  House  of  Lords."  Even  during  the  existence  of 
Cromwell's  Protectorate,  philosophical  writers  continued  to  use  the  expression  in  its 
primary  general  sense  ;  thus  Hobbes  in  his  "Leviathan,"  published  in  1651,  wrote  : — 
"And  because  the  sovereignty  is  either  in  one  man,  or  in  an  assembly  of  more  than  one, 
it  is  manifest  there  can  be  but  three  kinds  of  Commonwealth.  When  the  represen- 
tatives of  the  people  is  one  man,  then  is  the  Commonwealth  a  monarchy ;  when  an 
assembly  of  all  that  will  come  together,  then  it  is  a  democracy,  or  popular  Common- 
wealth ;  when  an  assembly  of  a  part  only,  then  it  is  called  an  aristocracy."  (Molesworth's 
Ed.  of  Hobbes'  Works,  Vol.  III.,  p.  171.) 

John  Harrington,  in  his  treatise  on  Political  Government,  entitled  "The  Common- 
wealth of  Oceana,"  and  dedicated  to  the  Lord  Protector,  used  the  term  as  an  appropriate 
description  of  an  Ideal  State,  not  necessarily  a  republic.  After  Oliver  Cromwell's  death, 
John  Milton,  seeing  that  his  system  of  Government  was  likely  to  be  imperilled  by  the 
weak  administration  of  Richard  Cromwell,  and  belie\nng  that  his  advice  might  arrest 
the  threatened  reaction  towards  monarchy,  published,  in  the  early  part  of  1660,  several 
treatises,  including  one  on  "  A  Ready  and  Easy  Way  to  Establish  a  Free  Common- 
wealth," in  which  he  employed  the  word  in  a  republican  sense.  "A  Free  Common- 
wealth, without  single  person  or  House  of  Lords,  is  by  far  the  best  government,  if  it  can 
be  had.  Now  is  the  opportunity,  now  the  very  season,  wherein  we  may  obtain  a  free 
Commonwealth,  and  establish  it  for  ever  in  the  land,  without  difficulty  or  much  delay." 
(Cited  Barton's  Notes  to  the  Draft  Bill,  1891, p.  11.)  "But  the  inevitable  29th  May,  1660, 
came  and  Charles  II.  was  restored."     (Milton's  Works,  Gall  and  Inglis'  Ed.,  p.  12.) 

After  the  Restoration,  the  term  commonwealth  became  for  a  time  unpalatable  to^ 
the  bulk  of  English  society,  as  it  was  supposed  to  imply  a  republican  form  of  govern- 
ment.    In  his  work  on  Civil  Government,  published  after  the  Restoration,  John  Locke, 


su 


COMMENTARIES  ON  THE  CONSTITUTION. 


[CI.  1. 


the  philosopher,  ignored  the  association  of  the  word  with  Cromwell's  republic  and  used] 
it  in  its  primitive  sense  as  understood  by  Shakespeare,  Bacon,  Hobbes,  and  Harrington. 
"  By  the  same  Act,  therefore,  wliereby  any  one  unites  his  person,  which  was  beforej 
free,  to  any  Commonwealth,  by  the  same  he  unites  his  possessions,  which  were  before^ 
free,  to  it  also  ;  and  they  become,  both  of  person  and  possessions,  subject  to  the  govern-J 
ment  and  dominion  of  that  Commonwealth,  as  long  as  it  hath  a  being."  (Cited  Barton'aj 
Notes  on  the  Draft  Bill,  1891,  p.  10.) 

The  name  Commonwealth  has  since  been  frequently  applied  to  the  States  of  thel 
American  union.     The  Constitution  of  the  State  of  Pennsylvania  (1776)  framed  in  popular] 
Convention,  begins  thus  :  — "  We  the  Representatives  of  the  free  men  of  Pennsylvania 
.     .     .     do     .     .     .     ordain,  declare,  and  establish  the  following  declaration  of  rightsl 
and  frame  of  government  to  be  the  Constitution  of  thin  Commonwealth."     The  preamblesj 
of  the  Constitutions  of  the  States  of  Vermont  (1779)  and  Massachusetts  (1780)  are  in  the 
same  form.     Dr.  Burgess,  in  his  important  work  on  "  Political  Science  and  Constitutional 
Law,"   published    1890,    habitually    describes    the    so-called    American    "States" 
*' commonwealths,"  and  he  similarly  designates  the  so-called  German  "states"  (Vol.  I.,| 
pp.  201-10).     On  the  other  hand,   some  writers  have  used  the  name  as  applicable  to  and] 
descriptive  of  the  United  States  as  a  union  of  States.     Dr.  Bryce's  well-known  work  on 
the  American   Constitution   is   entitled   the    "American   Commonwealth,"  and  in  one 
passage   he  describes  the  union  as  "a  Commonwealth   of  Commonwealths."     (BryceJ 
American  Commonwealth,  1st  ed,,  Vol.  I.,  p.  12.) 


18.    "  Constitution." 


Definition. — A  Constitution  is  a  general  law  for  the  government  of  a  politic 
community,  unamendable  and  unrepealable,  except  in  the  manner  and  on  complianc 
with  the  conditions  prescribed  by  the  authority  which  created  it.     It  deals  with  the 
sovereign  power  of  Government  and  the  various  forms,  organs,  and  agencies  through 
which  that  power  is   brought  into  action  and    the   relations,   interdependence,   andl 
co-operation  of  those  forms,  organs,  and  agencies,  in  the  performance  of  the  work  oj^ 
government. 

A  General  Law. — First,  then,  a  Constitution  is  a  general  law  or  a  collection  of 
laws,  capable  of  effective  enforcement  and  binding  on  every  member  of  the  communityJ 
including  the  membei  s  of  the  Government  in  their  private  capacities.     It  is  a  law  whicb 
should  be  couched  in  wide  and  general  terms,  avoiding  minute  specifications  and  detail 
and  thus  leaving  room  for   "unpredictable  emergencies,"  and  possible  and  desirable 
developments.     In  the  history  of  a  Constitution  there  grow  in  association  with  it,  andl 
springing  from  its  generalities,  certain  customs  and  practices,  which  cannot  be  exactlj 
termed  laws,  strictly  so  called.     These  customs  and  practices  generally  relate  to  matter 
which,  by  the  letter  of  the  Constitution,  are  left  to  the  discretion  of  some  member  ot 
branch  of  the  sovereign  body.      In  time,  owing  to  political  influences  and  consideration 
these  discretionary  powers  are  exercised  in  a  certain  manner ;  and  hence  arise  what  have 
been  described  as  the  " understandings  and  conventions"  of  the  Constitution,  distin^j 
guishable  from  the  positive  law  of  the  Constitution.     The  essence  of  a  law  is  its  capacitj 
of  being  executed ;    it  implies  the  existence  of  a  force  able  to  command  obedience  and 
punish  disobedience.     As  such,  a  law  is  clearly  contrasted  with  a  mere  understAndir 
or  a  practice,  which  is  capable  of  variation  and  modification,  according  to  the  changii 
conditions  and  requirements  of  human  society.     A  Constitution  is  also  different  from 
social  compact  between  tlie  members  of  the  society  which  it  concerns  ;  if  it  were  a  met 
compact  it  could  be  repudiated  and  violated  at  the  caprice  of  any  faction  or  group 
within  the  society.     It  differs  equally  from  a  treaty  or  league  between  separate  and 
independent  states,  terminable  at  the  will  of  any  of  those  states. 


§  18.]  COVERING  CLAUSES.  315 

GovEKNMEXT. — Secondly,  the  law  of  the  Constitution  relates  to  the  exercise  of  that 
sovereign  power  of  Government  which  in  everj'  independent  political  community, 
occupying  a  defined  territorj',  is  vested  either  in  a  sovereign  monarch  or  in  a  sovereign 
body,  and  which  in  a  subordinate  political  community  exercising  delegated  sovereign 
powers  is  vested  in  subordinate  persons  or  botlies  (see  §  21,  *'  Sovereignty  ").  Even  an 
absolute  monarch  must  ordinarily  exercise  his  sovereign  prerogatives  according  to  certain 
well-understood  rules  and  formal  requisites,  recognized  by  his  predecessors  and  recom- 
mended by  his  counsellors.  These  rules  and  formalities,  if  compiled  and  classified, 
would  compose  the  rudimentary  "  understandings  and  conventions  "  of  a  monarchical 
constitution.  When  the  functions  of  government  are  divided  among  the  members  of  a 
body,  there  must  be  some  more  specific  rules  appropriating  certain  classes  of  work  to 
particular  members  of  the  governing  body,  determining  the  mode  of  appointment  and 
succession  of  those  members — such  as  Chief  Magistrate,  Legislators,  and  Judges — and 
the  manner  in  which  harmonious  action  may  be  maintained  in  the  combined  execution 
of  the  sovereign  power.  These  rules  would,  if  compiled  and  similarly  classified,  compose 
A  more  complex  constitution,  and  so  the  greater  the  division,  sub-division,  and  multi- 
plication of  governing  agencies,  and  the  greater  the  distribution  of  power,  the  more 
complex  and  elaborate  a  constitution  becomes.  Supreme  governing  power,  as  well  as 
subordinate  or  delegated  governing  power,  analyzed  and  classified,  may  be  resolved  into 
three  departments  or  divisions — (1)  The  making  and  promulgation  of  laws  prescribing 
the  functions  of  governing  agencies  and  regulating  the  legal  rights  and  duties  of  the 
people  within  the  jurisdiction  of  the  government  ;  (2)  the  administration  of  laws  ;  and 
(3)  the  interpretation  and  determination  of  laws  in  cases  where  doubts  arise  as  to  their 
meaning  or  intention.  In  simple  societies  these  three  functions  may  be  blended  in  one 
person,  or  one  body,  but  in  all  maturely  developed  States  they  become  differentiated, 
and  divided  amongst  separate  persons  or  separate  bodies  composing  the  sovereign 
authority  as  a  whole.  Hence  arises  the  well-known  tripartite  division  of  government 
into  the  Legislative  Department,  the  Executive  Department,  and  the  Judiciary  Depart- 
ment. All  constitutions  which  have  been  reduceil  to  and  expressed  in  the  shape  of 
written  instruments,  such  as  those  of  the  United  States,  Belgium,  France,  Germany,  and 
Switzerland,  recognize  this  principle  of  division  and  distribution  of  power.  The  same 
distribution,  indeed,  is  also  observed  in  the  Kritish  system  of  government,  the  Consti- 
tution of  which,  although  it  has  not  been  reduced  to  the  form  of  a  single  document 
or  Act  of  Parliament,  is  as  capable  of  being  gathered  from  numerous  Charters,  Bills, 
Proclamations,  Statutes,  legal  decisions,  and  official  documents,  extending  from  the 
time  of  King  Alfred  down  to  the  reign  of  Queen  Victoria,  as  the  Constitutions  of  the 
countries  referred  tO;  which  have  been,  in  fact,  largely  constructed  according  to  the 
British  model. 

At  the  time  when  the  American  Constitution  was  framed,  Montesquieu  was  the 
great  oracle  of  political  philosophy,  and  he  drew  special  attention  to  the  tripartite 
livision  of  political  power  as  existing  in  England.  "  Contrasting  the  private  as  well  as 
he  public  liberties  of  Englishmen  with  the  despotism  of  continental  Europe,  he  took 
the  Constitution  of  England  as  his  model,  and  ascribed  its  merits  to  the  division  of 
egislative,  executive,  and  judicial  functions,  which  he  discovered  in  it,  and  to  the 
system  of  cheeks  and  balances  whereby  its  ec|uilibrium  seemed  to  be  preserved  ;  no 
general  principle,  of  politics  laid  such  a  hold  on  the  constitution-makers  and  statesmen 
)f  America  as  the  dogma  that  the  separation  of  these  three  functions  is  essential  to 
reedora."  (Brjce's  Amer.  Comm.,  vol.  I.,  p.  26.)  This  tripartite  classification  does  not 
necessarily  imply  that  each  of  the  three  departments  of  government  is  independent  of 
he  others.  Each  of  the  three  is  endowed  with  a  defined  share  in  the  work  of  govem- 
nent,  but  they  are  all  parts  of  one  governing  machine  and  are  exercising  fractions  of  the 
^ogf^gS'te  of  sovereign  power  ;  each  acts  within  its  respective  legal  sphere,  but,  to  some 
!Xtent,  one  may  check  and  balance  the  other.  Thus  the  legislature  may  exercise  more 
>r  less  control  over  the  Executive.     The  Executive  may  advise,    lead,  or  for  a   time 


316  COMMENTARIES  ON  THE  CONSTITUTION.  [CL 


moderate  the  action  of  the  legislature,  as  is  done  in  the  British  system,  through 
the  agency  of  the  Cabinet.  In  every  well-designed  Constitution  the  Judiciary, 
once  appointed,  is  almost  absolutely  independent  of  the  influence  of  either  the 
Executive  or  the  Legislature  ;  but  the  primary  appointment  of  the  Judges  generally 
rests  with  the  Executive,  and  for  gross  misconduct  in  office  they  may  be  removed  by  the 
Executive  :  in  some  Constitutions  they  may  be  removed  by  the  Executive  at  the  request 
of  the  Legislature  without  any  particular  cause  assigned. 

KiGUTS,  Privilkbes,  and  Immdnities. — A  Constitution  not  only  deals  with  this, 
partition  and  dehmitation  of  governing  powers,  with  the  mode  in  which  those  powers 
are  exercised,  and  with  the  structure  of  the  governing  organs ;  it  generally  enumerates 
certain  cardinal  rules,  principles,  and  maxims  which  are  intended  to  be  the  indiciae  of 
public  policy  that  should  guide  or  bind  the  Executive  the  Legislature,  and  the  Judiciary 
Departments.  Thus  Magna  Charta,  the  Petition  of  Rights,  and  the  Bill  of  Rights, 
contain  declarations  of  rights,  privileges,  and  immunities,  which  are  said  to  be  the 
inalienable  birthright  and  heritage  of  every  British  subject,  protecting  his  liberty  from 
unlawful  impairment  and  his  property  from  spoliation.  These  declarations  undoubtedly 
bind  the  British  Executive  and  the  British  Judiciary  ;  they  may  guide  but  cannot  bind 
the  British  Parliament,  which  may  amend  or  repeal  them  at  an}^  time.  A  similar 
declaration  of  rights  has  been  inserted  in  the  Federal  Constitution  of  the  United  States. 
In  a  supreme  constitution  of  a  federal  character,  dealing  as  it  does  with  a  general  govern- 
ment and  with  provincial  governments,  with  States  as  well  as  with  individuals,  provisions, 
are  necessarily  inserted  for  the  preservation  not  only  of  individual  rights,  but  of  what  are 
known  as  "  State  Rights,"  against  invasion  and  encroachment  on  the  part  of  the  general 
government,  and  for  the  preservation  of  "National  Rights"  against  invasion  and 
encroachment  on  the  part  of  the  States.  In  the  American  Constitution,  as  in  the 
Constitution  of  the  Commonwealth,  these  declarations  bind  alike  the  Executive,  the 
Judiciary,  and  the  Legislature,  of  each  State,  as  well  as  those  of  the  general  government. 

A  Fundamental  Law. — Next,  the  word  Constitution  connotes  the  idea  of  a 
fundamental  law— a  law  of  higher  sanctity,  and  perhaps  of  greater  efficacy  and  authority, 
than  ordinary  legislation.  In  all  modern  written  Constitutions  there  is  a  tendency  to- 
establish  the  fundamental  character  of  the  instrument  upon  a  firm  legal  basis  by  making 
the  process  of  constitutional  amendment  more  difficult  and  more  complex  than  the 
process  of  ordinarj-  legislation,  and  tlius  to  affirm  the  principle  that  every  alteration  in 
the  fundamental  law  is  an  act  so  solemn  and  momentous  that  it  requires  compliance  with 
special  formalities  intended  to  prevent  hasty  and  ill-advised  changes,  to  ensure  the 
fullest  deliberation,  to  guard  against  surprises,  and  to  protect  the  rights  and  interests  of 
all  classes  of  the  community.  A  Constitution  which  thus  makes  the  process  of  its  own 
amendment  more  difficult  than  the  process  of  ordinary  legislation  is  what  Professor 
Dicey .  calls  a  "  rigid  "  Constitution.  The  degree  of  rigidity  may  vary  widely  ;  it  may 
consist  in  the  requirement  of  unusual  majorities  in  the  Legislature,  or  of  ratification  in 
a  certain  way  by  conventions,  or  by  the  electors,  or  it  may  involve  other  and  mon 
complicated  processes.  And  even  in  an  absolutely  flexible  Constitution  such  as  that  ol 
Great  Britain,  where  the  most  fundamental  law  can  legally  be  altered  or  repealed  as 
easily  as  the  most  trivial,  the  reverence  for  constitutional  usage  invests  the  laws  which 
form  the  main  fabric  of  the  Constitution  with  a  sanctity  which  makes  the  flexibility  less 
absolute,  in  practice,  than  it  seems. 

In  a  unitarian  or  consolidated  Constitution,  like  that  of  Great  Britain,  organic 
changes  may  be  efiected  with  greater  facility  and  safety  than  in  a  federal  Constitution 
such  as  that  of  the  United  States.  In  a  consolidated  State  there  may  therefore  be  one 
supreme  Legislature,  having  absolute  and  final  jurisdiction  over  all  matters,  inchuling 
the  Constitution  itself.  But  a  federal  Constitution  deals  with  the  conflicting  views  and 
interests  of  a  community  which  is  composed  of  a  number  of  States,  imited  under 
a  general  form  of  Government,  each  State  having  a  local  Constitution  and  local  governing 


i 


§18.] 


COVERING  CLAUSES.  317 


organs,  as  well  as  local  rights  guaranteed  by  the  supreme  Constitution.  In  such  a 
system  a  power  of  amendment  is  usually  placed  not  in  the  legislatures  of  the  several 
States  nor  solely  in  the  central  legislature  of  the  federal  community,  but  in  some  body, 
more  or  less  complex,  which  represents  both  the  nation  and  the  States. 

In  the  case  of  the  British  Constitution,  and  its  unitarian  form  of  government,  the 
British  Parliament  is  a  supreme  or  sovereign  legislature,  and  could,  at  any  time,  amend 
or  repeal  any  part  of  the  Constitution,  of  which  it  is  parth',  if  not  wholly,  the  author  and 
creator,  including  the  Bill  of  Rights.  The  Federal  Congress  of  the  United  States, 
however,  is  not  a  supreme  or  sovereign  legislature,  but  is  only  a  legislature  subordinate 
to  the  supreme  Constitution  created  by  the  people  of  the  United  States  and  exercising 
limited  and  specific  powers  assigned  to  it  by  that  supreme  Constitution.  Congress 
cannot  amend  that  Constitution  in  any  way  whatsoever.  Majorities  of  two-thirds  in 
both  the  Senate  and  the  House  of  Representatives  may  suggest  an  amendment ;  but  it 
would  not  become  law  until  it  were  ratified  by  majorities  of  the  federal  electors  in  three- 
fourths  of  the  States  acting  through  their  several  legislatures  or  conventions.  This  is 
one  of  the  fundamental  differences  between  a  unitarian  Constitution  and  a  Constitution 
of  a  federal  character.  As  a  practical  illustration  of  the  foregoing  definition  and 
exposition  of  a  Constitution,  the  following  outlines  of  two  typical  Constitutions,  one 
federal,  the  other  Unitarian,  are  submitted  :  — 

OUTLmES  OF  THE  BRITISH  COXSTITUTION. 
Part  I. 
Sovereignty. — Legally  vested  in  the  British  Parliament — ».e  ,  Queen,  Lords,  and 
Commons — with  a  strong  tendency  to  recognize  the  people  represented  by  a  majority  of 
the  electors  as  the  body  in  which  the  ultimate  political  sovereigntj'  resides  ;  to  be 
gathered  from  various  Charters,  Patents,  Writs,  Ordinances,  Statutes,  Acts,  Procla- 
mations, legal  decisions,  and  established  customs. 

Part  II. 
Go%^RNMEST.  — Powers  exercised  by  one  set  of  Executive,  Legislative,  and  Judicial 
Oepartments : — 

(1)  The  Executive  Department. — Presided  over  by  the  Queen,  acting  for  the  most 
part  on  the  advice  of  Ministers  of  State  responsible  to  Parliament.  (The 
Queen's  title— Act  of  Settlement,  12  and  13  Wm.  III.  c.  2.) 

(2)  The  Legislative  Department. — Power  vested  theoretically  in  the  Queen,  acting 
on  the  advice  and  with  the  consent  of  the  Lords  spiritual  and  temporal  amd 
the  Commons  ;  practically  in  the  Queen  in  Parliament.  The  Queen— Her 
part  in  the  convening,  proroguing,  dissolving  Parliament  ;  in  recommending 
legislation  ;  her  right  to  assent  to  or  disallow  Bills  passed  by  the  Lords  and 
Commons.  The  Lords  Spiritual  and  Temjioral — The  House  of  Lords,  com- 
posed of  (1)  hereditary  Peers,  '2)  Elective  Peers,  i.e.,  those  who  represent  the 
peerage  of  Ireland  and  Scotland,  and  (3)  peers  of  ofiice.  such  as  Bishops  of 
the  Church  of  England.  Power  of  the  House  of  Lords  theoretically  equal 
to  that  of  the  Commons  with  certain  exceptions,  such  as  control  of  the 
Executive  and  the  alteration  of  Money  Bills.  Title  of  the  House  of  Lords, 
immemorial  customs,  charters,  writs,  and  Acts  of  Parliament.  The  House 
of  Commons — Composed  of  Representatives  elected  by  the  people  according 
to  electoral  laws  passed  from  time  to  time.  Power  of  the  House  of  Commons 
in  the  initiation  of  legislation  unrestricted,  except  for  the  constitutional 
principle  that  it  may  not  originate  a  grant  of  money  or  a  tax  except  upon 
receipt  of  a  message  from  the  Crown  recommending  the  same.  Control  of 
Ministers.  Title  of  the  House  of  Commons — charters,  writs,  recognized  and 
ratified  by  Acts  of  Parliament. 


318  COMMENTARIES  ON  THE  CONSTITUTION.  [Ci.  i. 

(3)  Judicial  Department.— Vower  vested  in  the  Queen,  but  exercised  by  Judges 
appointed  by  the  Crown  during  good  behaviour,  but  subject  to  be  removed 
on  an  Address  from  both  Houses  of  Parliament.  Jurisdiction  -  to  interpret 
the  common  law  and  the  law  of  Parliament,  but  not  to  question  validity  of 
the  latter.  Securitj-  of  tenure— Act  of  Settlement,  12  and  13  Wm.  III.  c.  2, 
and  subsequent  legislation. 

Pakt  III. 
Rights,  Privileoes,  and  Immunities. — Contained  in  numerous  charters,  confirma- 
tions of  charters,  and  Acts  of  Parliament  assented  to  by  the  Crown  from  the  earliest 
period  of  English  history,  including  Magna  Charta(1215)  ;  the  Petition  of  Rights  (1627), 
3  Char.  I.  c.  1  ;  the  Habeas  Corpus  Act  (1640),  16  Char.  I.  c.  10  ;  the  Bill  of  Rights 
(1688),  1  Wm.  and  Mary  c.  2  ;  and  the  Act  of  Settlement  (1700),  12  and  13  Wm.  III. 
c.  2.  The  Bill  of  Rights  is  of  special  interest  as  declaring  that  certain  recited  rights  are 
"  the  true  ancient  and  indubitable  rights  and  liberties  of  the  people  to  be  firmly  and 
strictly  holden  and  observed  in  all  times  to  come." 

Part  IV. 
Colonies.— The  Acts  18  Geo.  III.,  c.  12,  and  28  and  29  Vic.  c.  63,  are  the  charters 
of  Colonial  Independence.  By  the  first  it  is  promised  that  the  British  Parliament  will 
not  impose  any  duty,  tax,  or  assessment  whatever,  payable  in  any  part  of  His  Majesty's 
colonies,  provinces,  plantations,  in  North  America  or  in  the  West  Indies.  The  latter 
Act  is  known  as  the  Colonial  Laws  Validity  Act,  1865,  and  provides  that  no  colonial 
law  shall  be  deemed  to  be  void  or  inoperative  on  the  ground  of  repugnancy  to  the  law  of 
England,  unless  it  is  repugnant  to  the  provisions  of  an  Imperial  Act  specially  applicable 
to  the  colony  in  which  such  colonial  law  was  passed. 

Part  V. 
Amendment. — No  limitation  upon  the  power  of  the  British  Parliament  to  alter  the 
Constitution  ;  it  may  legally  be  amended  by  the  ordinary  process  of  Legislation  ;  but 
the  House  of  Lords — the  last  stronghold  of  resistance  to  constitutional  innovation  — is 
imder  no  constitutional  obligation  to  yield  to  any  demand  of  the  House  of  Commons 
until  the  voice  of  that  House  has  been  confirmed  by  its  constituents  at  a  general 
election. 

OUTLINES  OF  THE  CONSTITUTION  OF  THE  UNITED  STATES. 

Part  I. 

Sovereignty. — Legally  vested  in  the  electors  of  the  States,  organized  within  the 
Constitution  as  the  amending  power. 

Part  II. 
Government. — Two   co-ordinate   sets   of   governing  organs,   national  and   State, 
acting  within  the  spheres  marked  out  for  them  by  the  Constitution.     Each  set  of  organs 
is  independent  of  the  other,  but  both  are  subject  to  the  common  sovereignty  : 

(a)  National  Government. — Can  only  act  within  the  sphere  of  powers  granted  to  it 
by  the  Constitution. 

(1)  National  Executive  Department. — Power  vested   in   the    President, 

chosen  under  the  Constitution  by  the  electors  of  the  States.  Some 
executive  acts  require  assent  of  Senate. 

(2)  National  Legislative  Department. — Power  vested  in  Congress  ;  House 

of  Representatives  elected  by  people  of  States  in  proportion  to 
population  ;  Senate  consisting  of  two  Senators  from  each 
State,  chosen  by  the  Legislature  of  the  State.  President  has  a 
veto,  which  may  be  overridden  by  a  two-thirds  majority  of  each 
House. 


§18.] 


COVERING  CLAUSES. 


311> 


(3)  National  Judicial  Department.  —  Power  vested  in  the  Supreme  Court 

of  the  United  States,  established  by  the  Constitution,  and  other 

federal  courts  established  by  Congress  under  powers  conferred  by 

the  Constitution. 

(6)  State  Governments. — Can  onlj'  act  within  the  residuary  sphere  of  powers  which 

are  neither  prohibited  to  the  State  Governments  nor  exclusively  given  to  the 

Federal  Government.     Within  that  sphere,  the  Government  of  each  State  is 

vested  in  the  electors  of  the  State  organized  within  the  Constitution  of  the 

State.     Subject  to  the  Federal  Constitution  and  the  Constitutions  of  the 

States  : — 

(1)  State  Executive  Departments. — Power    vested    in    State  Governors 

appointed  under  State  Constitutions. 

(2)  State  Legislative  Departments. — Power  vested  in  State  Legislatures, 

elected  under  State  Constitutions. 

(3)  State  Judicial  Departments. — Power  vested  in  State  Courts  established 

under  State  Constitutions. 

Part  III. 
Rights,  Privileges,  a>'d  Immfxities. — Defined  by  the  Constitution  as  amended 
from  time  to  time.     Subject  to  modification  by  the  sovereign  people,  but  seciire  against 
Federal  and  State  Governments. 

Part  IY. 
Amendment. — The  mode  of  amendment  by  the  sovereign  people  prescribed  by  the 
Constitution  requires  :  — (1)  Initiation  by  two-thirds  majority  in  each  House  of  Congress, 
or  (on  the  demand  of  the  Legislatures  of  two-thirds  of  the  States)  by  a  Constitutional 
Convention ;  (2)  ratification  by  Legislatures  or  Conventions  in  three-fourths  of  the 
States.  An  amendment  depriving  any  State  of  its  equal  representation  in  the  Senate 
[requires  the  coosent  of  that  State.  The  process  of  amendment  is  itself  subject  to 
{amendment  in  the  prescribed  mode. 

CONSPECTUS  OF  THE  BRITISH  CONSTITUTION. 
Sovereign  Parliament. 


Crown. 
(Titular  Sovereign. ) 


Lords.  Commons. 

(Representing  political 
Sovereign. ) 


(Executive.) 

(JROWN. 

Prfvy  Council. 
Cabinet. 


(Legislative.) 


( JudiciaL ) 

House  of  Lords. 

Crown  in  Council. 

Courts  Generally. 


3eneral  laws  for 
the  benefit  of 

'    subjects. 

{Rights,  liberties, 

I   immunities, 
prohibitions. 


Special  laws  for 
particular 
cases. 

Contracts. 

Torts. 

Crimes. 

Electoral 
franchise. 

Amendment. 


Municipal. 

Local 

Government. 


I 
Colonial  Constitutions 
Quasi -sovereign  Legislature. 

Governor.    Leg.  t'ouji.     Leg.  Ass. 


Colonial 
A  dministration. 
Governor. 
Executive 

Council. 

Cabinet. 


I  I 

Colonial  Colonial 

Legislation.  Judiciary. 
General 
and 
Provincial 

Laws. 

Municipal 

Government. 


320 


COMMENTARIES  ON  THE  CONSTITUTION. 


[CL  2. 


CONSPECTUS  OF  THE  UNITED  STATES  CONSTITUTION. 

Sovereign  Peoplk. 

f  — \ 

The  electors  of  three-fourths  of  the  States  acting  through 

their  respective  Legislatures  or  Conventions. 


Constitution 

OF   THE 

United  States. 


State  Governments- 
Electors  organized 
within  State 
Constitutions. 


State  Constitutions, 


State 
Executive. 


Rights  of  citizens     Mode  of  amend- 
and  States.  ing  Constitu- 

Liberties.  tion. 

Immunities. 
Prohibitions. 


Federal  Government. 


State 
Legislature. 


National  National  National 

Legislature.  Executive.  Judiciary. 

Congress.  President.  Federal 

I  Courts. 


State 
Judiciary. 


Senate  :  House  of  Re- 
presentatives. 


National 
Legislation. 


National 
Administration. 


Local  Laws. 

Municipal 

Government. 


Act  to  extend  to  the  Queen's  Successors. 

2.  The  provisions  of  this  Act  referring  to  the  Queen^'' 
shall  extend  to  Her  Majesty's  heirs  and  successors^"  in  the 
sovereignty^^  of  the  United  Kingdom, 

Canada.— The  provisions  of  this  Act  referring  to  Her  Majesty  the  Queen  extend  also  to  the 
Heirs  and  Successors  of  Her  Majesty,  Kings  and  Queens  of  the  United  Kingdom  of  Great 
Britain  and  Ireland. — British  North  America  Act,  1867,  sec.  2. 

HiSTOKiCAL  Note. — The  clause  as  originally  drawn  in  the  Sydney  Convention, 
1891,  was  taken  verbatim  from  the  Canadian  clause,  supra.  In  Committee,  on  Mr. 
Rutledge's  suggestion,  the  words  "in  the  sovereignty "  were  substituted  for  "Kings 
and  Queens."  (Conv.  Deb.,  Syd.  [1891],  p.  557.)  As  drawn  at  the  Adelaide  session, 
1897,  the  clause  ran  :— "  This  Act  shall  bind  the  Crown  and  the  Executive  officers  of  the 
Commonwealth,  and  its  provisions  referring  to  Her  Majesty  the  Queen  shall  extend,"  &c 
Mr.  Higgins  moved  the  omission  of  the  words  ' '  and  the  Executive  officers  of  the  Com- 
monwealth," and  this  was  agreed  to.  (Conv.  Deb.,  Adel.,  pp.  619-20.)  At  the  Sydney 
session,  there  was  a  short  discussion  on  the  words  "This  Act  shall  bind  the  Crown. 
(Conv.  Deb.,  Syd.  [1897],  pp.  225-7.)  At  the  Melbourne  session,  verbal  amendments 
were  made  before  the  first  report  and  after  the  fourth  report. 

In  England,  the  Crown  Law  officers  recommended  the  omission  of  the  words  "  This 
Act  shall  bind  the  Crown  "  (Pari.  Paper,  May,  1900,  p.  19).  In  the  Bill  as  introduced 
into  the  Imperial  Parliament  this  course  was  adopted,  and  the  clause  was  worded  "  The 
provisions  of  this  Act,  and  of  the  Constitution  att  forth  in  the  schedule  to  this  Act,"  etc  — 


18-19.1  COVERING  CLAUSES.  321 

the  Constitution  being  then  placed  as  a  "  schedule  "  to  the  Bill.  When  the  original 
I  form  of  clause  9  was  restored  in  Committee,  and  the  word  "  schedule  "  omitted,  the 
i   words  in  italics  became  inapplicable  ;  and  before  the  third  reading  they  were  omitted. 

I  §  19.    "Referring  to  the  Queen." 

\  Referen'CES  to  the  Qcekx.  — The  direct  references  to  the  Queen  in  the  Act  and 

I  Constitution  {elsewhere  than  in  the  enacting  words)  are  as  follows  :  — 

Preamble  (admission  of  other  possessions  of  the  Queen).  Clause  3  (Queen  may 
proclaim  Commonwealth,  &c.).  Clause  5  (Queeu's  ships  of  war).  Section  1  (Queen  in 
Federal  Parliament).  Section  2  (Governor-General  appointed  by  the  Queen).  Section 
34  (subject  of  the  Queen).  Section  44  (Queen's  Ministers  for  Commonwealth  or  State — 
oflScers  or  members  of  Queen's  navy  or  army).  Sections  57-60  (Queen's  assent  to  Bills). 
Section  61  (Executive  power  vested  in  Queen).  Section  64  (Queen's  Ministers  of  State). 
Section  66  (salaries  of  Ministers).  Sections  73-4  (Appeals  to  Queen-in-Council).  Section 
117  (subject  of  the  Queen).  Section  122  (territories).  Section  126  (Deputy  Govemor- 
■General).  Section  128  (Queen's  assent  to  constitutional  amendments).  Schedule  (oath 
of  allegiance). 

Besides  references  to  "  the  Queen,"  there  are  references  to  "the  Crown  "  (e.g.,  in 
the  Preamble  and  sec.  44) — a  term  which  in  English  law  is  usually  used  as  an  impersonal 
or  abstract  description  of  the  occupant  of  the  throne — commonly  called  the  sovereign— 
whether  King  or  Queen.  Sometimes  it  is  used  in  a  wider  and  more  popular  sense  as 
representing  the  majesty  and  sovereignty  of  the  nation  (see  note  on  "Sovereignty," 
§  21). 

Crown  xot  Bocxd  Unless  Named.— It  is  a  recognized  canon  in  the  construction 

of  Statute  law  that  in  any  case  where  the  Crown  would  be  ousted  of  an  existing  pre- 

••"irative,  it  is  not  bound,  affected,  or  reached  unless  named  therein  either  expressly  or 

necessary  implication.     It  is  presumed  that  the  legislature  does  not  intend  to  deprive 

e  Crown  of  any  right  of  property  unless  it  expresses  that  intention  in  explicit  terms 

'T  makes  the  inference  irresistible.     (Maxwell  on  Statutes,    p.    186 ;    Broom's   Legal 

Maxims  [6th  ed.],  p.  68. )     In  conformitj'  \vith  this  principle  it  has  been  held  that  the 

compulsory  clauses  of  Acts  authorizing  land  to  be  taken  for  railway  purposes  would  not 

apply  to  a  Crown  propertj',  because  they  were  not  made  so  applicable  in  express  terms 

•r  by  necessary  inference  ;  that,  it  being  a  prerogative  of  the  Crovm  not  to  pay  tolls  or 

rates  or  other  burthens  on  property,   the  Poor  Act  of  43  Elizabeth,  authorizing  the 

Imposition  of  poor  rates  on  every  inhabitant  or  occupier  of  property  in  the  parish,  did 

;  apply  to  the  Crown  or  to  its  direct  or  immediate  sen'ants  whose  occupation  is  for  the 

rposes  of  the  Crown  ;  re  Cuckfield  Board,  24  L.  J.  Ch.  583  ;  Mersey  Docks  v.  Cameron, 

H.L.  Cas.  443.  Numerous  Acts  of  Parliament  have  at  various  times  abolished 
.  ..e  writ  of  certiorari,  but  they  have  been  held  not  to  apply  to  the  C^o^m,  which  still 
jhad  its  remedy  by  the  prerogative  writ.  Where  a  local  Act  imposed  wharfage  dues,  for 
jthe  repairs  and  maintenance  of  a  harbour,  on  certain  articles,  including  stones,  and, 
jwithout  expressly  binding  the  Crown  to  make  such  payments,  exempted  it  from  liability 
jin  respect  of  coals  imported  for  the  use  of  the  royal  packets  and  from  a  toll  over  a 
Ibridge,  the  com-t  refused  to  infer  from  the  exemptions  an  intention  to  charge  the  Crown 
respect  of  any  other  goods.     (Weymouth  v.  Nugent,  34  L.J.,  M.C.  81.) 

The  rights  of  the  Crown  are  not  bari-ed  by  any  Statute  of  Limitations,  unless  it  is 
xpressly  named  therein  ;  and  this  rule  extends  to  cases  where  the  right  of  the  Crown 
>  merely  nominal.  (Reg.  r.  Bayley,  4  Ir.  Eq.  R.  142.)  Qiuere,  whether,  when  an  Act 
j)f  Parliament  transfers  jurisdiction  from  one  court  to  another,  or  grants  an  extension  of 
;he  jurisdiction  of  an  existing  court,  it  is  necessary,  in  order  to  make  the  Act  binding 
bn  the  Crown,  that  the  Crown  should  be  named  therein.  (London  Corporation  v.  Att.- 
pen.,  1  H.L.  Cas.  440  ;  Dig.  of  Eng.,  Case  Law  v.,  p.  7-8.) 

]  The  Crown  not  being  bound  by  the  Statutes  of  Bankruptcy,  the  protection  of  a 
Mokrupt  from  an  extent  is  limited  to  actual  attendance  upon  the  commissioners,  upon 
he  common-law  pri\-ilege  of  a  witness  or  party,  not  extending  through  the  intervals  of 
tdjoomment  by  the  statute.     {Ex  parte  Temple,  2  Ves.  and  B.  391  ;  Cranfurd  i?.  Att.- 


322  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.2. 

Oen.,  7  Price,  2.)  The  Bankruptcy  Act,  1883,  sec.  150,  enacting  that,  save  as  therein 
provided,  the  provisions  of  that  Act  relating  to  the  priorities  of  debts,  the  effect  of  a 
composition  or  scheme  of  arrangement,  and  the  effect  of  a  discharge,  sliall  bind  the 
Crown,  does  not  by  virtue  of  the  Judicature  Act,  1875,  s.  10,  operate  as  an  incorpora- 
tion, in  the  Companies  Act,  1862,  of  a  similar  provision  so  as.  in  a  winding-up,  to  bar 
the  Crown  of  its  prerogative  of  priority  of  payment  over  all  creditors.  {Re  Oriental 
Bank  Corporation,  28  Ch.  D.  643  ;  Dig.  of  Eng.  Case  Law  v.,  p.  8.) 

'J  he  Crown,  though  not  bound  by  3  and  4  Will.  4,  c.  55,  s.  31,  and  3  and  4  Vic, 
c.  105,  s.  20,  which  give  to  creditors  by  judgment  or  recognizance  a  right  to  have  a 
receiver  appointed  on  petition,  may  take  advantage  of  the  Acts,  but  is  not  bound  by  the 
restrictions  imposed  on  that  right  by  12  and  13  Vic,  c  95,  s.  10.  (Reg.  v.  Cruise,  2  Ir. 
Ch.  R.  65.)  The  Statute  of  Frauds  does  not  bind  the  Crown,  but  takes  place  only 
between  party  and  party,  for  the  king  is  nor  named.  Lord  Hardwicke,  however, 
doubted  this  doctrine.  (Addington  y.  Cann,  3  Atk.  154.)  Crown  property,  as  well  as 
property  devoted  to  or  made  subservient  to  the  Queen's  government,  is  exempt  from 
poor  rates,  but  property  held  upon  trust  to  create  or  to  improve  docks  and  harbours  in 
seaport  towns,  though  having  a  public  character,  and  though  devoted  to  public  purposes, 
is  nevertheless  subject  to  be  rated  to  the  relief  of  the  poor.  (Clyde  Navigation  Trustees 
V.  Adamson,  4  Macq.  H.L.  931  ;  Dig.  of  Eng.  Case  Law  v.,  p.  8.) 

The  Crown  is  bound  by  the  two  codes  of  Lower  Canada  ;  in  the  liquidation  of  a 
bank  it  can  claim  no  priority  of  payment  over  the  other  creditors  except  what  is  allowed 
by  these  codes.     (Exchange  Bank  of  Canada  v.  Regina,  11  App.  Cas.  157). 

The  Victorian  Crown  Liability  and  Remedies  Act,  1865  28  Vic.  No.  241),  does  not 
affect  the  prerogatives  of  the  Crown  when  suing  in  England.  {Re  Oriental  Bank  Co- 
operation, 28  Ch.  D.  643. ) 

It  was  to  prevent  the  operation  of  this  maxim — that  the  Crown  is  not  bound  by  a 
statute  unless  named  therein— that  the  Convention  inserted  the  words  "This  Act  shall 
bind  the' Crown. "  Compare  the  phrase  "This  Act  shall  be  binding  on  the  Crown" 
(Imperial)  Interpretation  Act,  1 889  (52  and  53  Vic.  c.  63,  sec.  30).  This  was  objected 
to  by  the  Imperial  Crown  Law  officers  as  possibly  affecting  not  only  the  prerogative 
right  of  the  Queen-in-Council  to  hear  appeals,  but  also  a  wide  range  of  other  pre- 
rogatives ;  and  the  words  were  consequently  omitted  (see  Historical  Note). 

Notwithstanding  the  omission  of  these  words,  there  are  many  provisions  of  the 
Constitution  which  affect  the  Crown  by  express  reference  or  by  necessary  implication. 
Not  only  the  words  "  the  Queen,"  "  the  Crown,"  "  the  Governor-General,"  but  also  the 
words  "the  Commonwealth,"  and  "a  State,"  occurring  frequently  throughout  the 
Constitution,  are  references  to  the  Crown  which  may  affect  the  prerogative  to  a  con- 
siderable extent.  It  is  therefore  advisable  to  discuss  the  nature  of  the  prerogative,  and 
the  chief  ways  in  which  it  may  be  affected  by  the  Constitution. 

Peerogatives. — These  are  the  residuary  fractions  and  remnants  of  the  sovereign 
power  which,  unimpaired  by  legislation  and  revolution,  remain  vested  in  the  Crown. 
They  are  the  products  and  survivals  of  the  Common  Law  and  are  not  the  creatures  of 
statutes.  Statute  law  tends  gradually  to  invade  and  diminish  the  domain  of  prerogative. 
Among  the  examples  of  prerogatives  the  following  may  be  enumerated  : — 

(1.)  The  exercise  of  the  ordinary  Executive  authority  by  the  Crown,  through 
Ministers  of  State  ;  subject  to  certain  legal  and  customary  restraints 
such  as  the  control  of  the  House  of  Commons  by  virtue  of  its  power  to 
refuse  supplies. 

(2.)  Dissolution  and  Prorogation  of  Parliament. 

(3.)  The  administration  of  Justice  in  the  name  of  the  Crown,  through  judges 
and  counsel  appointed  by  the  Crown. 

(4. )  The  pardon  of  offenders. 

(5.)  Command  of  the  Army  and  Navy. 

(6.)  Foreign  affairs  ;  peace  and  war. 

(7.)  Accrediting  and  receiving  Ambassadors. 

(8.)  Entering  into  treaties  with  foreign  nations. 

(9. )  Recognition  of  foreign  States. 
(10.)  Appropriating  prizes  of  war. 


§§  19--20.1 


COVERING  CLAUSES.  323 


(11.)  Sharing  legislation  ;  right  to  veto. 

(12. )  Allegiance  ;  right  of  the  CroT*Ti  to  the  allegiance  and  service  of  its  subjects. 

(13.)  Ecclesiastical  authority  with  respect  to  the  Church  of  England. 

(14.)  Control  over  titles,  honours,  precedence,  franchises,  &c.,   coining  money, 

superintendence  over  infants,  lunatics,  and  idiots. 
(15.)  Special  remedies  against  the   subject,    such   as   intrusion,    quo   tcarranto, 

distress,  escheat,  extent. 
(16.)  Lordship  of  the  soil. 
A  number  of  these  prerogatives  have  become  obsolete  through  desuetude,  although 
they  have  never  been  swept  away  b^*  Act  of  Parliament.     Others  of  them  have  been 
cat  doAivn  and  reduced  to  matters  of  form,  or  denuded  of  most  of  their  former   vigour 
and  activity. 

PKEROGATn'ES  LIMITED  BY  THE  CoxsTiTCTiox. — In  the  coursG  of  thcse  Notes 
attention  will  be  drawn  to  clauses  and  sections  which  apparently  contract  the  pre- 
rogatives of  the  Crown  ;  foremost  amongst  them  may  be  here  generally  indicated  four  of 
special  importance  : — 

(1.)  Section  1  of  the  Constitution,  providing  that  the  legislative  power  shall 
be  vested  in  a  Federal  Parliament  consisting  of  the  Queen,  the  Senate, 
and  the  House  of  Representatives. 
(2.)  Section  59,  restricting  the  period  within  which  the  Queen  may  disallow  laws 

assented  to  by  the  Governor-General. 
(3.)  Section  62,  creating  an  Executive  Council  to  advise  the  Governor-General 

as  the  Queen's  Representative. 
(4. )  Section  74,  limiting  the  right  of  appeal  to  the  Queen  in  Council. 
Prerogatives  Confirmed  by  the  Constitdtiox. — Certain  well-known  and  long- 
established  powers  of  the  Crown  instead  of  being  negatived  are  confirmed  by  the  Consti- 
tution, such  as : — 

(1.)  Section  5. — The  Governor-General  may  convene,  prorogue,  and  dissolve  the 

Federal  Parliament. 
(2.)  Section  62. — The  Governor-General  may  choose  and  summon  members  of 

the  Executive  Coimcil  to  advise  him. 
(3.)  Section  64. — The   Governor-General   may   appoint  officers   to  administer 
such   Departments  of  State  as  the   Govemor-Genei-al  in   Council  may 
establish. 
(4.)  Section  68. — The  Governor-General  shall  be  the  Commander-in-Chief  of  the 
naval  and  military  forces  of  the  Commonwealth. 
No  doubt  most  or  the  whole  of  these  and  other  powers  vested  in  the  Governor- 
General  will,  in  accordance  with  what  have  been  elsewhere  referretl  to  as  the   "Under- 
standings and  Conventions   of  the  Constitutions,"  §  18,    be  exercised  by  the  Queen's 
Representative  in  a  Constitutional  manner,   that  is,   on   the   advice    of    responsible 
Ministers.     (See  §  271,  "  Executive  Government.") 

§  20.    "  Her  Majesty's  Heirs  and  Successors.** 

The  Succession  to  the  Crown  was,  after  the  revolution  of  1688,  settled  by  the  Bill 
of  Rights,  I.  Wm.  and  Mary  (2nd  Sess.),  c.  2.  The  throne  being  declared  vacant  by 
the  abdication  of  James  II.,  the  Crown  was  settled  on  King  William  III.,  Prince  of 
Orange,  grandson  of  Charles  I.,  and  nephew  and  son-in-law  of  the  deposed  monarch,  and 
on  Queen  Mary,  eldest  daughter  of  James  II.  and  wife  of  William  UL,  for  their  joint 
lives  ;  then  on  the  survivor  of  them  ;  then  on  the  issue  of  Queen  Mary  ;  upon  failure  of 
such  issue  it  was  limited  to  Princess  Anne  of  Denmark,  King  James'  second  daughter, 
*nd  her  issue  ;  and  lastly,  on  the  failure  of  that,  to  the  issue  of  King  William.  Towards 
the  end  of  King  William's  reign,  when  it  became  probable  that  neither  he  nor  Princess 


324  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.  2. 

Anne  would  leave  issue  to  inherit  the  Crown,  it  became  necessary  to  make  other  legis- 
lative provision  for  the  succession,  which  was  done  by  12  and  13  William  III.  c.  2, 
commonly  known  as  the  Act  of  Settlement  (1702).  The  first  section  of  this  Act  declared 
that,  after  his  Majesty  King  William  III.  and  the  Princess  Anne  of  Denmark,  and  in 
default  of  issue  of  the  said  Princess  Anne  and  of  his  Majesty  respectively,  the  Princess 
Sophia,  Electress  of  Hanover,  grand-daughter  of  King  James  I.,  should  be  next  in 
succession  to  the  Imperial  Crown  and  dignity  "of  the  said  realm  of  England,  France, 
and  Ireland,  with  the  dominions  and  territories  thereunto  belonging,"  and  that  after  the 
decease  of  his  Majesty  William  III.  and  her  Royal  Highness  the  Princess  Anne, 
and  in  default  of  issue  of  the  Princess  Anne  and  of  his  Majesty  respectively,  the  Crown 
and  Regal  Government  of  the  *'  said  Kingdom  of  England,  France,  and  Ireland  and  of 
the  dominions  thereunto  belonging,  with  the  Royal  State  and  dignity  of  the  said  realm 
and  all  honours,  styles,  titles,  regalities,  prerogatives,  powers,  jurisdictions,  and 
authorities  to  the  same  belonging  and  appertaining,  shall  remain  and  continue  to  the 
said  Most  Excellent  Princess  Sophia  and  the  heirs  of  her  body  being  Protestants."  The 
fourth  and  last  section  of  the  Act  recites  that  "whereas  the  laws  of  England  are  the 
birthright  of  the  people  thereof,  and  all  the  Kings  and  Queens  v/ho  shall  ascend  the 
throne  of  this  realm  ought  to  administer  the  government  of  the  same  according  to  the 
said  laws,  and  all  their  officers  and  ministers  ought  to  serve  them  respectively  according 
to  the  same  ;  the  said  Lords  Spiritual  and  Temporal  and  Commons  do  therefore 
further  humbly  pray.  That  all  the  laws  and  statutes  of  this  realm  for  securing  the 
Established  Religion,  and  the  rights  and  liberties  of  the  people  thereof,  and  all  other 
laws  and  statutes  of  the  same  now  in  force,  may  be  ratified  and  confirmed  ;  and  the  same 
are  by  his  Majesty  by  and  with  the  advice  and  consent  of  the  said  Lords  Spiritual  and 
Temporal  and  Commons  and  by  the  authority  of  the  same  ratified  and  confirmed  accord- 
ingly." 

Both  William  III. ,  and  Queen  Anne  after  him,  died  without  leaviug  issue ;  the 
Princess  Sophia  predeceased  Queen  Anne.  The  inheritance,  tlierefore,  descended  to  her 
son  and  heir,  who  became  King  George  I.  From  him  it  descended  to  King  George  II., 
from  whom  it  descended  to  George  III.;  then  to  George  IV.,  who  was  succeeded  by  his 
brother,  William  IV. ;  and  after  him  it  descended  to  his  niece  Princess  Victoria,  our 
present  Gracious  Queen,  daughter  of  Edward,  Duke  of  Kent.  (Stephen's  Comment., 
vol,  2.  p.  451.) 

§  21.    "Sovereignty  of  the  United  Kingdom." 

Sovereignty. — A  clear  conception  of  the  meaning  of  "  sovereignty  "  is  the  key  to 
all  political  science.  The  relation  of  the  Commonwealth  to  the  Empire,  and  the  relation 
of  the  Federal  and  State  Governments  of  the  Commonwealth  to  one  another,  can  hardly 
be  appreciated  apart  from  a  sound  study  of  the  principle  of  sovereignty.  The  specu- 
lations of  such  philosophers  as  Hobbes,  Locke,  and  Rousseau,  the  learning  of  Blackstone 
and  Bentham,  the  critical  analysis  of  Austin,  the  historical  researches  of  Maine,  and  the 
labours  of  such  modern  writers  as  Holland,  Dicey,  Leslie  Stephen,  Burgess,  and  many 
others,  have  all  contributed,  from  many  sides,  to  throw  light  on  the  central  idea' which 
the  word  sovereignty  represents  ;  and  of  recent  years  the  interchange  of  thought 
between  English  and  American  writers,  and  a  comparative  study  of  their  widely 
diflFerent  institutions,  has  done  much  to  clear  away  doubts  and  difficulties.  In  this  work 
only  a  brief  note  can  be  devoted  to  this  vast  subject. 

Before  attempting  any  definition  of  sovereigntj-,  it  is  advisable  to  call  attention  to 
the  necessity  of  avoiding  confusion  between  three  distinct  uses  of  the  word  :— (I)  Legal 
sovereignty— as  when  we  speak  of  the  sovereignty  of  the  British  Parliament ;  (2) 
political  sovereignty— as  when  we  speak  of  the  sovereignty  of  the  people  ;  (3)  titular 
sovereignty — as  when  we  speak  of  the  sovereignty  of  the  Queen.  As  the  primary  mean- 
ing of  the  word  is  the  legal  one,  it  is  best  to  begin  from  that  standpoint. 


§  21.]  COVERING  CLAUSES.  325 

(1.)  Legal  SovEREicsTr. — Sovereignty,  then,  is  an  attribute,  and  the  most  essential 
attribute,  ot  a  State  —that  is,  of  an  independent  political  community.  It  is  defined  by 
Burgess  (Pol.  Science,  I.  52)  as  "original,  absolute,  unlimited,  universal  power  over  the 
individual  subject  and  over  all  associations  of  subjects."  The  legal  sovereign  is  that 
person,  or  determinate  bodj'  of  persons,  which  possesses,  in  a  State,  a  power  which  in 
point  of  law  is  absolute  and  unlimited.  Such  a  body  is  the  British  Parliament ;  such  a 
body  are  the  electors  of  the  United  States  organized  under  the  Constitutional  proxnsion 
for  the  amendment  of  the  Constitution.  Legally  speaking,  such  a  body  of  persons 
is  the  State  itself  ;   the  State  is  the  sovereign,  and  the  sovereign  is  the  Stat«. 

Corresponding  to  this  view  of  legal  sovereignty  as  power,  we  may  define  political 
sovereigntj'  as  the  will  which  lies  behind  the  power.  Political  sovereignty  is  thus  also 
an  attribute  of  the  State ;  it  is  the  corporate  will — or  what  Rousseau  called  the 
"  general  will  "—  of  the  community.  And  from  this  definition  of  political  sovereignty 
as  the  "  general  will "  of  the  community,  we  may  in  turn  deduce  legal  sovereignty  as 
the  legal  expression,  or  embodiment,  or  manifestation,  of  that  wilL 

Sovereignty,  therefore,  resides  in  the  State,  but  it  is  principally  manifested  through 
the  Government,  its  creature.  Every  competent  organ  of  government,  legislative, 
judicial,  or  executive — Parliaments,  courts,  constitutional  assemblies,  electorates  in  their 
legislative  capacity,  Kings,  Presidents,  Governors,  J^xecutive  Councils — are  organs 
through  which  the  sovereign  power  is  exercised.  In  one  sense  the  aggregate  of  these 
Ijodies  within  a  State,  as  exercising  the  sum-total  of  sovereign  power,  maj-  be  considered 
as  depositaries  of  sovereignty  ;  but  in  another  and  a  truer  sense  sovereignty  is  located  in 
the  ultimate  legislative  organ — the  supreme  organic  unity  which  in  the  last  resort  con- 
trols all  the  others. 

Can  sovereignty  be  legally  limited  ?    The  above   definitions  negative  the  possi- 
bility ;  but   they   are  not   universally   concurred  in.     The   historical   school  point  to 
communities  in  which  no  sovereign  can  be  discovered  ;  and  Dicey  (Law  of  the  Consti- 
tution, p.  135)  fails  to  see  why  it  should  be  inconceivable  that  the  framers  of  a  Consti- 
tion  should  have  deliberately  omitted  to  provide  means  of  altering  it.     Most  writers, 
wever,  agree  that  sovereignty  cannot  be  limited  even  by  a  direct  prohibition  in  the 
ndamental  instrument,  but  that  such  a  prohibition  is  inconsistent  with  the  very  concep- 
n  of  a  State,  and  must  be  disregarded.     (See  Burgess,    Pol.  Science,  I.  pp.  51-2  ;  W. 
.V.  Willoughby,  The  Xature  of  the  State,  p.  214.) 

True  political  science  seems  to  point  to  the  conclusion  that  sovereignty  is  incapable 

:  legal  limitation,  either  from  without  or  within.      A  sovereign  body  cannot  be  legally 

utroUed  by  another  body,  for  then  that  which  controls  would  be  sovereign.     Nor  can 

l)e  legallj-  controlled  by  a  prohibition,  express  or  implied,  in  a  written  document  ;  for 

I  lien  the  written  document  would  be  sovereign — though  it  can  have  neither  will  nor 

power.     Either  the  organization  which  framed  the  Constitution  can  be  legally  convoked 

again — in  which  case  it  is  the  sovereign  ;  or  it  cannot — in  which  case  its  prohibition, 

directed  against  the  State,  is  without  sanction  and  without  eflFect. 

As  sovereignty  is  incapable  of  legal  limitation  from  without,  so  it  is  unable  to  bind 
itself.  With  a  sovereign  there  is  no  such  thing  as  "  irrevocable  laws."  The  sovereign 
power  which  makes  a  law  can  alter  or  repeal  it.  It  is  true  that  sometimes  a  sovereigri 
body  may  pass  a  law  and  declare  it  to  be  so  sacred  and  organic  that  it  shall  last  for 
ever,  such  as  the  Act  for  the  union  of  England  and  Scotland.  Such  a  declaration  of 
intention  or  policy  would  have  great  weight  with,  but  could  not  legally  bind,  succeeding 
Parliaments.  As  a  matter  of  fact  that  Act  of  Union  has  already  been  amended  in  cer- 
tain particulars,  which  were  originalh"  declared  to  be  fundamental  and  unchangeable 
conditions  of  the  union.  So  the  Act  for  the  union  of  Great  Britain  and  Ireland  has  been 
amended  by  the  disesUblishment  of  the  Irish  Church. 

I        Influe.nces    on    Sovereignty. — But   although    there    can    be    no    legal    control    or 
pimitaticn  of  the  sovereign  authority,  there  are  many  practical  and  eflFective  influences 


326  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  2. 

at  work  in  every  well-ordered  society,  which  prevents  the  sovereign  power  from  being 
exercised  with  unrestricted,  reckless,  and  irresponsible  omnipotence,  and  which  tend  to 
chasten  and  temper,  if  not  curtail,  the  exercise  of  supreme  authority,  whether  it  be 
vested  in  an  absolute  monarch,  or  in  a  king  in  parliament,  or  in  a  complex  body  such  as 
a  three-fourth  majority  of  the  Legislatures  of  the  United  States.  Among  those 
influences  some  are  internal,  to  be  found  in  the  character,  organization,  and  historical 
antecedents  of  the  sovereign  person  or  body  ;  but  the  most  powerful  are  the  external 
surroundings  and  circumstances  which  guide  and  direct  the  mode  of  calling  into  action 
the  sovereign  will,  such  as  the  right  of  petition  for  redress  of  grievances  ;  the  right  of 
public  criticism  ;  the  right  of  the  public  to  combine  and  remonstrate  against  oppression 
and  wrong-doing,  and  above  all  the  knowledge  possessed  by  sovereign  rulers  that  if  they 
persist,  for  any  protracted  period,  in  attempting  to  govern  contrary  to  reason  and 
justice,  and  contrary  to  the  wishes,  interests,  and  instincts  of  the  bulk  of  their  people, 
they  will  lose  popular  support,  encounter  popular  resistance,  and  run  the  risk  of 
rebellion  and  revolution  ;  as  actually  happened  in  England  during  the  reign  of  James  II. 
These  moderating  forces,  proceeding  from  the  environments  of  a  sovereign,  or  of  a 
sovereign  body,  tend  no  doubt  to  reduce  the  dogma  of  unrestricted,  uncontrolled 
sovereignty  to  a  legal  fiction.  Legally  the  Sultan  of  Turkey  could  abolish  Mohammed- 
anism and  introduce  Christianity  into  his  dominions,  but  he  would  not  and  dare  not  do 
so.  Legally  the  Czar  of  Russia  could  revoke  the  edict  for  the  emancipation  of  the  serfs, 
but  he  would  not  and  dare  not  do  so.  Legally  the  Queen  in  the  British  Parliament 
could  tax  the  Colonies,  as  was  done  in  the  reign  of  George  III.,  but  they  would  not 
dream  of  such  a  policy,  much  less  attempt  it.  Similarly,  two-thirds  of  Congress  could 
propose,  and  three-fourths  of  the  legislatures  of  the  States  could  ratify,  a  constitutional 
law  re-establishing  slavery  in  America.  But  the  moral  influences  to  which  legal 
sovereignty  is  subject,  emanating  from  considerations  of  expediency,  justice,  and 
humanity,  would  frown  down  and  destroy  any  such  proposals. 

Formal  Restraints. — Important  among  the  internal  restraints  upon  sovereignty 
are  those  which  relate  to  the  legal  organization  and  structure  of  the  sovereign  body. 
Just  as  the  sovereign  body  may  be  restrained  by  its  moral  character  and  environments, 
so  it  may  be  restrained  by  its  legally  determined  structure  or  procedure.  Thus  there  is 
a  formal  restraint  on  the  sovereignty  of  the  British  Parliament  in  the  necessity  for  the 
concurrence  of  Queen,  Lords,  and  Commons.  There  is  a  formal,  and  most  effectual, 
restraint  on  the  sovereign  amending  power  of  the  United  States  in  the  requirement  of 
ratification  by  three-fourths  of  the  States.  There  is  a  formal  restraint  on  the  quasi- 
sovereignty  of  the  Commonwealth  in  the  requirement  of  ratification  by  a  majority  of 
the  people  and  also  by  a  majoritj'  of  the  States — and  also,  in  some  cases,  by  every  State 
affected.  These  formal  restraints  are,  strictly  speaking,  restraints  on  the  mo<le  of 
exercise  of  sovereignty,  not  on  the  sovereignty  itself.  Nevertheless,  they  may  attain 
any  degree  of  stringency,  from  requiring  the  concurrence  of  special  majorities,  to 
requiring  the  complete  unanimity  of  every  member  of  a  complex  body.  Thus  the  formal 
limitation  may  amount  practically  to  an  almost  absolute  prohibition  of  amendment ;  and 
the  sovereign  power  may  be,  as  the  American  sovereign  is,  "  a  despot  hard  to  rouse," 
**  a  monarch  who  slumbers  and  sleeps."  (Dicey,  Law  of  the  Constitution,  p.  187  ;  anii 
«ee  Sidgwick,  Elements  of  Politics,  Appendix. ) 

(2.)  Political  Sovereignty. — Political  sovereignty  has  been  incidentally  defined 
in  our  discussion  of  legal  sovereignty.  As  a  legal  conception,  a  sovereign  is  one  whose 
commands,  whether  just  or  unjust,  wise  or  unwise,  politic  or  impolitic,  the  courts  will 
enforce.  With  political  sovereignty  the  courts  have  nothing  to  do.  They  cannot 
recognize  the  "  general  will "  of  the  political  sovereign,  but  only  the  manifestation  of 
that  will  as  declared  by  the  legal  sovereign. 

"That  body  is  'politically'  sovereign  or  supreme  in  a  State  the  will  of  which  w 
ultimately  obeyed  by  the  citizens  of  the  State.  In  this  sense  of  the  word  the  electors 
of  Great  Britain  may  be  said  to  be,  together  with  the  Crown  and  the  Lords,  or  perhaps, 


4  21.]  COVERING  CLAUSES.  327 

in  strict  accuracy,  inrlependently  of  the  King  and  the  Peers,  the  body  in  which 
sovereign  power  is  vested.  For,  as  things  now  stand,  the  will  of  the  electorate,  and 
certainly  of  the  electorate  in  combination  with  the  Lords  and  the  Crown,  is  sure  ulti- 
mately to  prevail  on  all  subjects  to  be*  determined  by  the  British  Government.  The 
matter  indeed  may  be  carried  a  little  further,  and  we  may  assert  that  the  arrangements 
of  the  Constitution  are  now  such  as  to  ensure  that  the  will  of  the  electors  shall  by 
regular  and  constitutional  means  always  in  the  end  assert  itself  as  the  predominant 
influence  in  the  country.  But  this  is  a  political,  not  a  legal  fact  The  electors  can  in 
the  long  run  always  enforce  their  will.  But  the  Courts  will  take  no  notice  of  the  will 
of  the  electors."     (Dicey's  Law  of  the  Constitution,  p.  66.) 

"  Adopting  the  language  of  most  of  the  writers  who  have  treated  of  the  British 
Constitution,  1  commonly  suppose  that  the  present  parliament,  or  the  parliament  for 
the  time  being,  is  possessed  of  the  sovereignty  ;  or  I  commonl}-  suppose  that  the  King 
and  the  Lords,  with  the  members  of  the  Commons'  house,  form  a  tripartite  body  which 
is  sovereign  or  supreme.  But,  speaking  accurately,  the  members  of  the  Commons' 
house  are  merely  trustees  for  the  body  by  which  they  are  elected  and  appointed  ;  and, 
consefjuently,  the  sovereignty  always  resides  in  the  King  and  the  Peers,  with  the 
electoral  body  of  the  Commons.  That  a  trust  is  imposed  by  the  party  delegating,  and 
that  the  party  representing  engages  to  discharge  the  trust,  seems  to  be  imported  by  the 
correlative  expressions  '  delegation '  and  'representation.'  It  were  absurd  to  suppose 
that  the  delegating  empowers  the  representative  party  to  defeat  or  abandon  any  of  the 
purposes  for  which  the  latter  is  appointed  ;  to  suppose,  for  example,  that  the  Commons 
empower  their  representatives  in  Parliament  to  relinquish  their  share  iu  the  sovereignty 
the  King  and  the  Lords."     (Austin's  Jurisprudence,  vol.  L,  p.  25.3.) 

It  is  quite  true,  as  Dicey,  in  another  passage,  points  out,  that  no  English  judge  ever 
■needed,  or  under  the  present  Constitution  could  concede,  that  Parliament  in  any  legal 
-tiise  is  a  trustee  for  the  electors.      Equally,  as  a  matter  of  law,  some  jurists  have  eon- 
tended  that  the  Queen  is  the  supreme  administrator  and  supreme  legislator,  acting  by 
and  with  the  advice  of  ministers  in  matters  of  administration,  and  by  and  with  the 
advice  and  consent  of  Parliament  in  matters  of  legislation.     That  is  true  in  theory  and 
as  a  constitutional  form.     Legal  fictions  are  useful  and  potent  solvents  in  the  transfor- 
mation of  ideas.     The  legal  sovereignty  of  Parliament  is  undoubted  ;  but  the  sovereignty 
1  of  Parliament,   a  principle  of  transcendent  force  and  importance  which  superseded  the 
sovereignty  of  royalty,  is  in  reality,  if  not  in  name,  rapidly  tending  to  become  a  fiction, 
like  that  of  regal  sovereignty,  which  for  a  time  it  supplanted  ;  it  is  gradually  giving  way 
before  the  idea  of  the  sovereignty  of  the  electoral  body,  or  the  sovereignty  of  the  people 
represented  by  the  electors.     At  present  the  idea  of  political  sovereignty  is  prominent. 
Men  commonly  speak  to-da\'  in  the  language  of  politics,  rather  than  in  the  language  of 
jurisprudence.     And  the  tendency  to  confuse  legal  and  political  sovereignty  is  increased 
liy  the  fact  that  in  some  countries — for  instance,   Switzerland,   and  even  the  United 
States — the  two  are  to  a  great  extent  identical.      Wherever  the  ultimate  legal  sovereign 
-  not  a  representative,  but  a  constituent  body — wherever  the  people  themselves  enact 
e  supreme  law— the  political  sovereign  and  the  legal  sovereign  are  the  same.     For 
kI  or  for  evil,  the  movement  in  favour  of  the  Referendum — which  finds  a  place  in  this 
■institution  as  a  means  for  the  alteration  of  the  organic  law — tends  in  this  direction. 

13.)  Titular  Sovereignty.  — "This  term  is  used  to  designate  the  king,  or  queen. 

'  of  the  United  Kingdom  ;  often  also  iu  the  phrase   '  Our  Sovereign  Lord  the  King,'  or 

'      ,"!  Sovereign  Lady  the  Queen,'  in  Acts  of  Parliament  and  proclamations.     There  is 

nuplied  in  it  the  theorj^  that  the  king  is  the  possessor  of  sovereignty,  or  the  powers  of 

il)reme  government,  as  a  monarch,  in  the  strictest  sense  of  jurists  and  constitutional 

titers  ;  and  in  that  sense  it  has  long  ceased  to  be  a  correct  designation.     The  king  is 

I  neither 'sovereign '  nor  'monarch,'  but,  this  notwithstanding,  he  hardly  is  mentioned 

jottener  by   his  appropriate  title  of  'king'  than  by  those  inappropriate  and  affected 

names.'      (Austin's  Jurisprudence,  Campbell's  ed.,  N^ote,  p.  24'2.) 

Delegated  Sovereigxtv.— In  all  the  constitutional  Acts  passed  by  the  British 

I  Parliament  conferring  the  right  of  self-government  on  British  colonies,  it  is  expressed  or 

implied  that  the  sovereignty  is  vested  in  the  Queen.     This  form  of  expression  is  in 

I  accordance  with  traditional  theory  and  usage,  and  it  has  been  continued  as  a  matter  of 

courtesy,  notwithstanding  the  fact  that  the  form  is  at  variance  with  the  reality  and  the 

substance  ;  as  elsewhere  pointed  out  (Note,  §  11)  the  Queen  shares  with  the  Houses  of 


328  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.3. 

the  British  Parliament  in  the  sovereignty  of  the  British  Empire.     The  office  of  legis- 
lation, like  the  judicial  and  executive  functions  of  sovereignty,  may  be  delegated  by  the 
sovereign  principal  to  subordinate  persons  or  bodies,  such  as  colonial  governors  and] 
colonial  parliaments.      Within  the  limits  of  their  constitutional  Acts  and  charters,  sucl 
governors  and  parliaments  may  exercise  all  the  ordinary  authority  of  a  sovereign,  in  tt 
same  way  as  the  Queen  in  the  British  Parliament,   subject  only  to  the  same  mora 
checks  and  restraints  which  have  been  already  enumerated.     (Dicey,  Law  of  the  Consti- 
tution, p.  95.) 

The  constitutional  Acts  of  the  colonies  of  Great  Britain  are  illustrations  of  this-] 
delegation  of  sovereign  power.     Most  of  these  colonies  possess  Statutory  Constitutions,  i 
conferring  on  their  respective  legislatures,  together  with  the  Queen,  represented  by  a<| 
governor,  authoritj^  to  legislate  for  the  peace,  order,   and  welfare  of  the  people  withiaj 
their  respective  territories.     The  Constitution   of  the  Dominion  of    Canada  is  a  con- 
spicuous example  of  this  delegation.     The  Constitution  of  the  Australian  Commonwealth  i 
is  an  even  more  notable  instance  of  the  same  process.     But  colonies,  dominions,  or| 
commonwealths,  having  such  a  system  of  government,  substantially  free  and  practically 
independent,  are  still  subject  to  the  original  sovereign  body,  the  Queen  in  the  British ! 
Parliament.     That  power,   though  dormant,  is  not  extinguished  or  abandoned  by  the 
delegation.      There  is  merely   an  implied  compact   not  to  interfere   with  those   com- 
munities as  long  as  they  govern  themselves  according  to  the  terras  of  their  respective 
Constitutions.     (Markby's  Elements  of  Law,  pp.  3,  4,  20. ) 


Proclamation  of  Commonwealth. 

3.  It  shall  be  lawful  for  the  Queen,  with  the  advice  of] 
the  Privy  Council",  to  declare  by  Proclamation"*  that,  on  and 
after  a  day  therein   appointed^^,  not  being  later  than  one  year] 
after  the  passing  of  this   Acf^^   the  people   of  New  South 
Wales,  Victoria,  South  Australia,  Queensland,  and  Tasmania, 
and  also,    if  Her   Majesty  is    satisfied    that   the   people   of 
Western  Australia  have    agreed   thereto,  of   Western  Aus-' 
tralia,  shall  be  united^®   in  a   Federal  Commonwealth'^''  under 
the  name   of  the    Commonwealth    of  Australia.      But   the 
Queen   may,  at  any  time  after  the   Proclamation,  appoint  a 
Governor-GeneraP^  for  the  Commonwealth. 

Canada. — It  shall  be  lawful  for  the  Queen,  by  and  with  the  advice  of  Her  Majesty's  Most 
Honourable  Privy  Council,  to  declare  by  Proclamation  that,  on  and  after  a  day  therein 
appointed,  not  being  more  than  six  months  after  the  passing  of  this  Act,  the  Provinces  of 
Canada,  Nova  S,cotia,  and  New  Brunswick  shall  form  and  be  one  Dominion  under  the 
name  of  Canada  ;  and  on  and  after  that  day  those  three  Provinces  shall  form  and  be  one 
Dominion  under  that  name  accordingly.— B.N.  A.  Act,  sec.  3. 

Historical  NoTK.— Clause  3  of  the  Commonwealth  Bill  of  1891  was  as  follows:— 
"  It  shall  be  lawful  for  the  Queen,  by  and  with  the  advice  of  Her  Majesty's  Most 
Honourable  Privy  Council,  to  declare  by  Proclamation  that,  on  and  after  a  day  therein 
appointed,  not  being  later  than  six  months  after  the  passing  of  this  Act,  the  colonies  of 
[here  name  the  Colonies  ichich  have  adopted  the  ComstittUion]  .  .  .  shall  be  united  in  one 
Federal  Commonwealth  under  the  Constitution  hereby  established,  and  under  the  name 
of  the  Commonwealth  of  Australia  ;  and  on  and  after  that  day  the  said  colonies  shall  \» 
united  in  one  Federal  Commonwealth  under  that  name."  (Conv.  Deb.,  Syd.  [1>*91], 
p.  557.) 

At  the  Adelaide  Session,  the  clause  was  introduced  in  the  same  form,  except  that  it 
was  provided  that  the  colonies  "  shall  be  united  in  a  Federal  Constitution  under  the  nam^ 
of  the  Commonwealth  of  Australia,  and  on  and  after  that  day  the  Commonwealth  shall 
be  established  under  that  name."  On  the  motion  of  Mr.  Isaacs,  the  clause  was  amended 
to  read  that  "  the  people  of"  the  colonies  should  be  united.     A  further  amendment  by 


§§  21-22.]  COVERING  CLAUSES.  329 

Mr.  Isaacs  that  they  should  be  united  "  by  " — not  "  in  " — a  Federal  Constitution,  was 
negatived.  (Conv.  Deb.,  Adel.,  pp.  620-1.)  At  the  Sydney  session,  on  Mr.  O'Connor's 
motion,  "one  year"  was  substituted  for  "six  months."  (Conv.  Deb.,  Syd.  [1897], 
pp.  227-8.) 

At  the  Melbourne  session,  a  proposal  by  Mr.  Symon,  to  omit  "the  Commonwealth 
of,"  was  negatived  by  21  votes  to  19  (Conv.  Deb.,  Melb.,  pp.  1746-60)  ;  and  after  the 
second  report  the  same  amendment,  again  moved  by  Mr.  Symon,  was  negatived  by  25 
votes  to  18.  Mr.  Reid  proposed  to  add  words  enabling  the  Queen,  at  any  time  after  the 
proclamation,  to  appoint  a  Governor  General,  who  might,  before  the  Commonwealth  was 
established,  summon  members  of  the  Federal  Executive  Council  and  appoint  other 
necessary  officers  ;  but  !Mr.  Barton  thought  this  went  too  far,  and  suggested  the  words  : 
— "  The  Queen  may,  at  any  time  after  the  making  of  the  proclamation,  appoint  a 
Governor-General  for  the  Commonwealth."  This  was  agreed  to.  (Conv.  Deb.,  Melb., 
pp.  1920-2  )     Drafting  amendments  were  made  after  the  fourth  report. 

In  the  Imperial  Parliament,  the  names  of  the  federating  colonies  were  filled  in,  with 
the  provision  for  including  Western  Australia  in  the  Proclamation  if  the  Queen  were 
satisfied  that  the  people  of  Western  Australia  had  agreed  to  the  Constitution.  (See 
Bistorical  Introduction,  p.  242,  supra.) 

§  22.    "Privy  Council." 

This  body  was  originally  one  of  the  most  important  councils  of  the  Crown,  variously 
called  the  Concilium  Jiegin,  the  Ordinary  Council,  the  Continual  Council,  and  the  Secret 
or  Privy  Council  (Privatum  Concilium).  It  acquired  the  last-named  designation  during 
the  reign  of  Henry  VI.  (1422-1461;.  It  was  a  council  of  confidential  advisers,  who  were 
in  constant  attendance  upon  the  king  and  assisted  him  in  the  decision  of  all  questions  of 
public  policy  and  in  the  administration  of  the  business  of  the  kingdom.  It  represented 
the  unity  of  the  executive  government.  It  consisted  of  nobles  and  other  eminent 
j  persons  in  whom  the  king  had  confidence.  Sir  Edward  Coke  described  it  as  an  honour- 
able and  revered  assembly  of  the  king  (4  Institutes,  53).  Lord  Hale  described  it  as 
the  Concilium  in  concilio,  referring  to  the  fact  that  the  members  of  that  council,  being 
peers,  were  also  members  of  the  Magnum  Concilium  for  which,  in  consultation  with  the 
king,  they  prepared  the  business.  It  was  foreshadowed  in  the  reign  of  Henry  III.  and 
imed  a  definite  organization  during  the  long  period  covered  by  the  successive  reigns 
the  three  Edwards.  It  was  one  of  the  three  groups  into  which  the  Magnum  Concilium 
I  was  originally  divided  and  which  afterwards  became  fused  into  the  House  of  Lords. 
These  groups  were — (1)  The  Lords  Spiritual;  (2)  the  Lords  Temporal;  and  (3)  the 
official  and  bureaucratic  element  inimediately  associated  with  the  king  in  the  govern- 
ment of  the  realm.     (Gneist,  English  Const.,  pp.  349-351.) 

In  the  middle  ages  the  number  of  members  of  the  Privy  Council  was  limited  to 
jabout  fifteen.  During  the  reign  of  Henr}'  IV.  (1401)  the  Council  was  composed  of  nine 
(peers,    three    bishops,    six    knights   and   one   untitled   person.     During   the   reign   of 

i Charles  II.  (1660-1685)  the  number  of  members  had  so  increased  as  to  make  the  body 
unwieldly  "  and  unfit  for  the  secrecy  and  dispatch  which  are  necessarj-  in  many  great 
iffairs."  A  plan  of  reconstruction  proposed  by  Sir  William  Temple  was  adopted. 
According  to  this  the  number  of  Privy  Councillors  was  restricted  to  thirty,  of  whom 
if  teen  were  to  be  ministers  and  principal  officers  of  state,  and  the  remaining  fifteen 
nduded  ten  lords  and  five  commoners  chosen  by  the  king.  During  the  same  reign  the 
5erm  of  the  modern  Cabinet  appeared  in  the  custom  which  then  began  of  consulting 
>nly  a  select  or  confidential  committee  of  the  Council  in  reference  to  important  parlia- 
uentary  and  executive  business.  After  that  reign  the  numerical  strength  of  the  Privy 
council,  notwithstanding  Temple's  plan,  went  on  increasing.  At  the  present  time  there 
3  practically  no  limit  to  the  number  of  persons  who  may  be  appointed  members  of  the 
^ouuciL     There  are  now  more  than  200  Privy  Councillois  who  may  be  classified  as 


330  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.  3. 

follows  : — (1)  Members  of  the  Royal  Family  and  noblemen  of  the  highest  rank  ;  (2)  states- 
men who  hold  or  have  held  high  political  office  ;  (3)  the  Speaker  and  members  of  the 
diplomatic  service  who  have  attained  the  rank  of  ambassadors  ;  (4)  great  officers  of  state 
departments  on  their  retirement  after  long  and  distinguished  service  ;  (5)  the  Lord 
Chancellor  and  other  judges  of  the  superior  courts  ;  (6)  ecclesiastical  dignitaries  ;  (7)  the 
Commander-in-Chief  and  the  Master- General  of  the  Ordnances  ;  (8)  colonial  ministers 
who  have  rendered  conspicuous  service  to  the  Empire.  These  eminent  personages  are 
styled  collectively  "  The  Lords  and  others  of  Her  Majesty's  Most  Honourable  Privy 
Council,"  and  they  are  each  entitled  to  be  addressed  as  "  The  Right  Honourable."  In 
modern  practice  this  numerical  and  talented  complexity  of  the  Council  has  not  been 
found  inconvenient,  as  no  Privy  Councillors,  except  those  occupying  for  the  time  being 
official  positions,  political  or  judicial,  are  summoned  to  advise  the  Crown,  either  in 
matters  of  state  or  in  matters  of  law.     (Stephen's  Coram.,  4th  ed.,  vol.  2,  p.  467.) 

The  Political  Committee. — The  true  Privy  Council  of  the  present  day,  and  the 
one  referred  to  in  the  above  clause,  is  the  Cabinet.  The  Cabinet  has  been  defined  as  the 
political  committee  of  the  Privy  Council,  especially  oi'ganized  for  the  purpose  of 
advising  the  Crown,  directing  all  public  departments,  and  deciding  all  important 
questions  of  administration,  subject  only  to  the  approval  of  the  House  of  Commons. 
{Hearn's  Government  of  England,  p.  197. ) 

The  Judicial  Committee. — In  Colonial  causes  the  Privy  Council  had,  from  time 
immemorial,  both  original  and  appellate  jurisdiction. 

"  Whenever  a  question  arises  between  two  provinces  out  of  the  realm  as  concerning 
the  extent  of  their  charters  and  the  like,  the  King  in  his  Council  exercises  oriqmal, 
jurisdiction  therein,  upon  the  principles  of  feudal  sovereignty.  And  so,  likewise,  when 
any  person  claims  an  island  or  a  province,  in  the  nature  of  a  feudal  principality,  by 
grant  from  the  King  or  his  ancestors,  the  determination  of  that  right  belongs  to  the 
sovereign  in  council  ;  as  was  the  case  of  the  Earl  of  Derby,  with  regard  to  the  Isle  of 
Man,  in  the  reign  of  Queen  Elizabeth  ;  and  the  Earl  of  Cardigan  and  others,  as  repre- 
sentatives of  the  Duke  of  Montague,  with  relation  to  the  Island  of  St.  Vincent,  in  1764. 
And  to  the  same  supreme  tribunal  there  is,  besides,  in  causes  of  a  certain  amount,  au 
appeal  in  the  last  resort  from  the  sentence  of  every  court  of  justice  throughout  the 
colonies  and  dependencies  of  the  realm.  Practically,  however,  all  the  judicial  authority 
of  the  privy  council  is  now  exercised  by  a  committee  of  privy  councillors,  called  the 
Judicial  Committee  of  the  Privy  Council,  who  hear  the  allegations  and  proofs,  and  make 
their  report  to  Her  Majesty  in  council,  by  whom  the  judgment  is  finally  given." 
<Stephen's  Comm.,  4th  ed.,  vol.  2,  p.  470-1.) 

The  statutory  jurisdiction  of  the  Privy  Council  was  first  regulated  in  1833  by  the 
Act  3  and  4  William  IV.  c.  41,  passed  for  the  better  administration  of  justice  in  the 
judicial  branch  of  the  Council.  Under  that  law  the  Judicial  Committee  of  the  Council 
was  definitely  constituted.  This  tribunal  was  composed  of  the  Lord  President  for  the 
time  being  of  the  Council,  the  Lord  Chancellor,  and  such  Privy  Councillors  as  held  or 
had  held  office  as  Lord  Keeper  of  the  Great  Seal,  Chief  Justice  or  judge  of  the  Court  of 
Queen's  Bench  or  Common  Pleas,  Chief  Baron  or  Baron  of  the  Court  of  Exchequer,  the 
Master  of  the  Rolls,  the  Vice-Chancellor,  the  Judges  of  the  Prerogative  and  Admiralty 
Courts,  and  the  Chief  Judge  of  tlie  Court  in  Bankruptcy.  This  Act  was  amended  and 
extended  by  6  and  7  Vic.  c.  38  (1843) ;  7  and  8  Vie.  c.  69  (1844)  ;  14  and  15  Vic.  c.  83 
(1851)  ;  44  and  45  Vic.  c.  3  (1881) ;  50  and  51  Vic.  c.  70  (1887)  :  which  contain  a  variety 
of  regulations  prescribing  the  manner  of  conducting  appeals  from  the  colonies.  At 
common  law,  since  modified  by  statute,  the  Privy  Council  had  jurisdiction  to  entertain 
appeals  from  the  Lord  Chancellor  in  matters  of  lunacy  and  idiocy,  and  in  appeals  from 
the  ecclesiastical  and  maritime  courts,  and  in  matters  of  patent  and  copyriglit.  See 
note,  "  Appeal  to  Queen  in  Council,"  §  310,  injra. 

The  Erection  of  the  Commonwealth. — Three  distinct  stages  in  the  erection  of 
the  Commonwealth  are  contemplated  by  this  clause: — (1)  The  passing  of  the  Imperial 
Act,  (2)  the  issue  of  the  Queen's  proclamation  appointing  a  day  within  one  year  after 
the  passing  of  the  Act,  (3)  the  day  when  the  people  of  the  concurring  colonies  are 


-§§  23-25.] 


COVERING  CLAUSES.  331 


united.  These  events  and  successive  stages  are  not  chronologically  narrated  in  the 
clause.  It  will  be  conducive  to  clearness  to  consider  them  in  the  order  of  time  in  which 
they  occur. 

§  23.    "  The  Passing  of  this  Act." 

Before  the  Act  3.3  Geo.  III.  c.  13  (1793)  every  Act  in  which  no  particular  time  of 
commencement  was  specified  operated  and  took  effect  from  the  first  day  of  that  session 
of  Parliament  in  which  it  was  passed.  {Panter  r.  Attorney-General,  6  Brown's  Cases  in 
Parliament,  486.)  An  Act  which  was  to  take  eflfect  from  and  after  the  passing  of  the 
Act  operated  bj'  legal  relation  from  the  first  day  of  the  session.  (Latless  r.  Holmes, 
4  T.R.  660.)  But  now,  by  33  Geo.  III.  c.  13,  where  the  commencement  of  an  Act  is  not 
provided  for  in  the  Act,  the  date  endorsed  on  the  Act,  stating  when  it  has  passed  and 
received  the  Royal  assent,  is  the  date  of  its  commencement.  The  Royal  assent  maj-  be 
given  during  the  course  of  the  session,  in  which  the  two  Houses  of  Parliament  concur 
in  it,  or  at  the  end  of  the  session.  The  practice  is  to  endorse  on  the  first  page  of  the 
Act,  immediately  after  the  introductory  title,  the  date  of  the  Royal  assent.  The  Royal 
assent  to  an  Imperial  Act  is  given  by  the  Queen  in  person  or  by  commission  ;  if  by  com- 
mission it  is  only  given  to  such  bills  as  may  be  specified  in  the  schedule  thereto. 

This  Act  received  the  Royal  assent  on  9th  July,  1900,  which  day  is  therefore  the 
<late  of  "  the  passing  of  this  Act."  But,  although  that  date  marks  the  commencement 
of  the  Act,  the  Commonwealth  is  not  established,  nor  does  the  Constitution  take  effect, 
until  the  Queen  has  made  a  proclamation  under  the  Act  and  the  day  fixed  by  that  pro- 
clamation for  the  establishment  of  the  Commonwealth  has  arrived.  The  only  immediate 
consequences  of  the  passing  of  the  Act  were — (1)  That  the  Queen  in  Council  was 
empowered  to  issue  a  proclamation  appointing  a  day,  not  later  than  one  year  after  the 
passing  of  the  Act  for  the  establishment  of  the  Commonwealth  (see  §  24,  "  Procla- 
mation "),  and  (2)  that  the  Parliaments  of  the  several  colonies  might  proceed  to  pass 
preliminary  electoral  laws  and  to  make  arrangements  for  the  election  of  the  first  Federal 
Parliament.  In  the  Canadian  Constitution  it  is  expressly  provided  that  the  "  sub- 
sequent provisions  "  are  not  to  commence  or  have  affect  until  after  the  day  appointed  in 
the  Queen's  proclamation  for  the  establishment  of  the  union. 

§  24.     "Proclamation." 

A  royal  proclamation  is  a  formal  announcement  of  au  executive  Act ;  such  as  a 
nnmons  to  or  dissolution  or  prorogation  of  I'arliament ;  a  declaration  of  peace  or  war  ; 
!  admonition  to  the  people  to  keep  the  law  or  a  notification  of  enforcement  of  the  pro- 
\  isions  of  a  statute,  the  operation  of  which  is  left  to  the  discretion  of  the  Queen  in 
Council.  The  object  of  a  royal  proclamation  is  only  to  make  known  the  existing  law  or 
declare  its  enforcement ;  it  can  neither  make  or  unmake  the  law.  (Ex  p.  Chavasse,  re 
Grazebrook,  34  L.  J.  Bk.,  17  )  A  proclamation  is  a  resolution  of  the  Queen  in  Council, 
V.  hich,  as  we  have  alreadj'  seen,  means  the  Cabinet.  The  document  by  which  it  is  pro- 
mulgated passes  under  the  Great  Seal.  (Anson,  Law  and  Custom  of  the  Constitution, 
Vol.  II.,  p.  4.5.)     It  is  announced  through  the  official  Government  Gazette. 

The  proclamation  referred  to  in  this  clause  is  one  which  it  is  in  the  discretion  of  the 
'^•ueen,  acting  on  constitutional  advice,  to  issue  subject  only  to  the  condition  that  the 
'late  fixed  therein  must  be  not  later  than  one  year  after  the  passing  of  the  Act. 

§  25.    '*A  Day  therein  Appointed." 

Where  an  Imperial  Act  of  Parliament  is  expressed  to  come  into  operation  on  a  par- 
ticular day,  it  is  construed  as  coming  into  operation  immediately  on  the  expiration  of 
the  previous  day.  Thus  if  the  day  appointed  is  the  1st  January,  the  day  begins  at  mid- 
night, marking  the  end  of  31st  December.  (Tomlinson  v.  Bullock,  4  Q.B.D.  230.)  This 
principle  will  apply  to  the  daj-  appointed  in  the  Queen's  proclamation.     An  expression 


332  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.3. 

of  time  in  an  Impei'ial  Act,  in  the  case  of  Great  Britain,  means  Greenwich  mean  time 
Definition  of  Time  Act,  1880  (43  and  44  Vic,  c,  9) ;  Interpretation  Act,  1889  (52  and  53 
Vic,  c.  63).  On  the  day  appointed  by  the  proclamation,  the  following  events  are 
declared  to  happen,  viz.  : — 

(1.)  The  people  of  the  colonies  are  united. 

(2. )  The  Commonwealth  is  established. 

(3.)  The  Constitution  takes  effect. 

(4. )  The  electoral  and  other  procedure  laws  passed  by  the  Parliaments  of  the 
federating  colonies  between  ' '  the  passing  of  the  Act "  and  ' '  the  day 
appointed  "  come  into  operation. 

§  26.    "The  People  .  .  .  shall  be  United." 

The  formative  words  in  this  clause  are  more  forcible,  striking,  and  significant  than 
those  of  the  corresponding  parts  of  the  Constitutions  of  the  United  States  and  of 
Canada ;  they  indicate  the  fundamental  principle  of  the  whole  plan  of  government,  which 
is  neither  a  loose  confederacy  nor  a  complete  unification,  but  a  union  of  the  people  con- 
sidered as  citizens  of  various  communities  whose  individuality  remains  unimpaired, 
except  to  the  extent  to  which  they  make  transfers  to  the  Commonwealth.  In  the  Con- 
stitution of  the  United  States  a  union  of  the  people  of  the  States  is  referred  to  in  the 
preamble,  and  there  only,  in  the  form  of  a  recital  that  the  people  have  ordained  and 
established  the  Constitution  in  order  to  form  a  more  perfect  union.  In  the  body  of  the 
Constitution  it  is  nowhere  stated  that  the  people  of  the  States  are  or  shall  be  united. 
This  was  one  of  the  ambiguities  of  the  American  instrument  which  helped  to  give  rise  to 
the  doctrine  of  nullification  and  secession,  and,  at  last,  to  the  Civil  War.  (See  §  6, 
*'  Nullification  and  Secession.") 

In  the  Canadian  Constitution  nothing  is  said  about  the  union  of  the  people  ;  it  is 
provided  that  on  the  day  appointed  in  the  Queen's  proclamation  "  the  provinces  .  .  . 
shall  form  and  be  one  Dominion  ;"  the  people  are  ignored  ;  the  corporate  entities  of  the 
union  alone  are  specified  as  its  component  parts.  The  individual  human  units,  the  vital 
forces,  the  population  of  the  provinces,  are  not  even  remotely  alluded  to.  The  vague- 
ness of  one  and  the  deficiency  of  the  other  Constitution  have  not  been  allowed  to  dis- 
figure the  design  of  the  Constitution  of  the  Commonwealth.  The  union  of  the  people  of 
the  colonies  is  doubly  asserted  and  assured  ;  first  in  the  preamble,  where  it  is  recited 
that  "the  people  have  agreed  to  unite,"  and  secondly  in  this  clause,  in  which  it  is 
emphatically  stated  with  mandatory  force  that  on  the  day  appointed  they  "  shall  be 
united." 

Western  Australia  . — The  condition  necessary  for  the  establishment  of  Western 
Australia  as  an  Original  State— that  the  Queen  should  be  "satisfied  that  the  people  of 
Western  Australia  have  agreed  thereto  " — was  fulfilled  by  the  affirmative  vote  in  that 
colony  on  the  Constitution,  followed  by  addresses  to  the  Queen  passed  by  both  Houses  of 
the  West  Australian  Parliament.     (See  Historical  Introduction,  p.  2.50,  supra.) 

§  27.    "In  a  Federal  Commonwealth." 

The  word  "  federal"  occurs  fifteen  times  in  the  Act,  exclusive  of  references  to  the 
Federal  Council  of  Australasia  Act,  1885  : — 

(1.)  Federal  Commonwealth,  Preamble  and  Clause  3. 

(2.)  Federal  Parliament,  sec  1. 

(3.)  Federal  Executive  Council,  sees.  62,  63,  64. 

(4.)  Federal  Supreme  Court,  sec  71. 

(5.)  Federal  Courts,  sec.  71. 

(6.)  Federal  Court,  sees.  73 — ii.  ;  77— i.  and  ii. 

(7.)  Federal  Jurisdiction,  sees.  71,  73— ii.,  77-iii.,  and  79. 
The  Federal  idea,  therefore,  pervades  and  largely  dominates  the  structure  of  the 
newly-created  community,   its  parliamentary  executive  and    judiciary    departments. 


4  27.] 


V 

COVERING  CLAUSES.  333 


"Federal"  generally  means  "having  the  attributes  of  a  Federation."  By  nsage, 
however,  the  term  Federal  has  acquired  several  distinct  and  separate  meanings,  and  is 
capable  of  as  many  dififerent  applications.  In  this  Act,  for  example,  the  term  Federal 
is  used  first  in  the  preamble,  and  next  in  clause  3,  as  qualitative  of  the  Commonwealth, 
considered  as  a  political  community  or  state  ;  in  various  sections  of  the  Constitution  it 
is  employed  as  descriptive  of  the  organs  of  the  central  government.  This  use,  in  an 
Act  of  I'arliament,  of  one  term  in  reference  to  two  conceptions  so  entirely  dififerent  as 
state  and  government,  is  illustrative  of  the  evolution  of  ideas  associated  with  Federalism. 
In  the  history  of  Federation  the  word  seems  to  have  passed  through  several  distinct 
stages  or  phases,  each  characterized  by  a  peculiar  use  and  meaning.  At  the  present 
time  the  several  shades  of  thought  which  the  word,  according  to  usage  and  authority, 
is  capable  of  connoting  are  often  blended  and  confused.  These  meanings  may  be  here 
roughly  generalized  as  a  preliminary  to  a  separate  analvsis  : — 

(1.)  As  descriptive  of  a  union   of   States,   linked  together   in   one  political 

system. 
(2. )  As  descriptive  of  the  new  State  formed  by  such  a  union. 
(3. )  As  descriptive  of  a  dual  system  of  government,  central  and  provincial. 
(4. )  As  descriptive  of  the  central  governing  organs  in  such  a  dual  system  of 
government. 
The  first,  and  oldest,  of  these  meanings  directs  attention  emphatically  to  the  pre- 
aervation  of  the  identity  of  the  States  ;  the  second  implies  a  division  of  sovereignty — 
State  composed  of  States  ;  the  third  asserts  that  the  duality  is  a  matter  of  govern- 
ment, not  of  sovereignty  ;  whilst  the  fourth  asserts  nothing,  but  is  merely  a  convenient 
arm  of  nomenclature. 

(1.)  A  UxiON  OF  States. — The  primary  and  fundamental  meaning  of  a  federation 

Hfrom  the  LAtin  fiedus,  a  league,  a  treaty,  a  compact  ;  akin  to  fides,  faith)  is  its  capacity 

itid  intention  to  link  together  a  number  of  co-equal  societies  or  States,  so  as  to  form  one 

nion  political  system  and  to  regulate  and  co-ordinate  their  relations  to  one  another  ; 

:her  words  a  Federation  is  a  union  of  States,  subject  to  the  preservation  of  state 

ty  and  state  individuality  within  defined  limits.     Such  a  luiion  as  that  of  the  United 

es  called  into  existence  a  central  government  to  deal  with  the  general  affairs  of  the 

11,  but  there  was  some  discussion  and  doubt   among   publicists  whether,    as   its 

Itant,  it  established  a  new  State.     The  phrase  "  federal  union,"  or  the  abstract  noun 

lerition,"  described  the  bond  of  union  between  the   "United  States,"  but   was 

t;  as  to  whether  the  States  so  united  formed  a  single  composite  State.     It  was  con- 

it^d  that  the  union  fell  short  of  the  attributes  of  a  perfect  State  ;    that  the  original 

reignty  of  the  component  States  remained  unimpaired  except  to  the  extent  of  the 

er  transferred  to  the  union— a  doctrine  which  was  the  battle  ground  of  parties  in 

laerica  for  many  years  before  the  Civil  War.     This  was  the  sense  in  which  the  word 

lederal "  is  used  in  the  Federalist,  and  in  the  early  constitutional   history   of  the 

nited  States. 

(2.)  A  Federal  State. — In  a  secondary  sense,  the  word  "federal"  is  applied  to  ^ 

'  omposite  state,  or  political  community,  formed  by  a  federal  union  of  States.  It 
-  describes,  not  the  bond  of  union  between  the  federating  States,  but  the  new  State 
Iting  from  that  bond.  It  implies  that  the  union  has  created  a  new  State, 
lOut  destroying  the  old  States  ;  that  the  duality  is  in  the  essence  of  the  State  itself 
there  is  a  divided  sovereignty,  and  a  double  citizenship.  This  is  the  sense  in 
Inch  Freeman,  Dicey,  and  Bryce  speak  of  a  "Federal  State  ;"  and  it  is  the  sense  in 
aich  the  phrase  "a  Federal  Commonwealth"  is  used  in  this  section  and  in  the 
eamble.  The  word  "  Federation,"  which  was  primarily  s^Tionymous  with  the 
•stract  "federal  union,"  is  now  frequentlv  used  as  synonvm  for  the  concrete  "Federal 
ate." 

1    (3.)  A  Dcal  System  of  Government. — In  recent  years  it  has  been  argued  that 
e  word  "  federal "  is  inappropriately  and  inexactly  used  when  applied  to  a  State  or 


334  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.3. 

community  ;  that  there  is  no  such  thing  as  a  federal  State  ;  that  if  there  is  a  State  at  all 
it  must  be  a  national  State  ;  that  any  political  union  short  of  the  piincipal  attribute  of 
statehood  and  nationhood,  viz  :  sovereignty,  is  a  mere  Confederacy  ;  and  that  "  federal" 
can  only  be  legitimately  used  as  descriptive  of  the  partition  and  distribution  of  powers 
w  hich  is  peculiar  to  a  federal  system.  Federal,  it  is  said,  is  properly  applied  to  denote 
a  dual  but  co-ordinate  system  of  government,  under  one  Constitution  and  subject  to  a 
common  sovereignty,  in  which  one  State  employs  two  separate  and  largely  independent 
governmental  organizations  in  the  work  of  government ;  the  whole  governing  system, 
central  and  general,  as  well  as  provincial  and  local,  constituting  the  federal  government ; 
the  central  and  general  government  being  one  branch,  and  the  provincial  and  local 
governments  forming  the  other  branch  of  the  governing  organization.  (Burgess, 
Political  Sci.,  I.,  p.  79;  II.,  p.  18.)  Hence,  according  to  this  view,  the  expression 
"  Federal  Government "  means  not  the  central  and  general  government  alone,  not  the 
provincial  and  local  governments  alone,  but  the  governing  system,  central  and  general, 
as  well  as  provincial  and  local,  as  parts  of  one  whole  government  under  one  Constitution. 

(4.)  Ckmtkal  Government  of  a  Dual  System. — The  term  "federal"  is  often 
used  as  descriptive  of  the  organs  of  the  central  and  general  government,  such  as  the 
Federal  Parliament,  the  Federal  Executive,  and  the  Federal  Supreme  Court.  In  this 
sense  the  word  is  in  common  use  in  the  United  States  as  synonymous  with  national. 
This  use  of  the  word  has  no  important  bearing  on  federal  history  or  theory. 

Federal  and  Confederate. — But  in  whichever  of  the  above  meanings  the  adjec- 
tive "federal"  is  used,  in  modern  usage  it  is  distinguishaV)le  from  the  adjective 
"confederate."  "Federal"  is  used  of  a  type  of  union,  or  government,  or  State,  in 
which  the  general  and  local  governments  are  co-ordinate  within  their  respective  spheres, 
and  both  act  directly  on  the  citizens.  "  Confederate"  is  applied  to  a  type  of  union,  or 
government,  known  as  a  confederacy,  in  which  the  central  government  is  incomplete— 
usually  having  only  legislative  powers— and  its  laws  and  ordinances  are  directed  to  the 
States,  not  to  the  citizens.  Such  a  union  is  little  more  than  a  league  or  treaty  between 
independent  States,  and  does  not  create  a  new  State,  nor  even,  in  the  complete  sense  of 
the  word,  a  new  government  ;  but  merely  provides  a  representative  organization  for  the 
purpose  of  promulgating  decrees  and  making  requisitions  upon  the  members  of  the 
league.  It  has  no  power  to  enforce  its  decrees  or  requisitions.  This  was  the  funda- 
mental infirmity  of  the  Confederacy  of  the  United  States  which  existed  before  the 
adoption  of  the  Federal  Constitution. 

Federal  AND  National. — The  word  "  national "  is  frequently  used  in  contrast 
with  the  word  "  federal;"  but  the  distinction  between  the  two  varies  greatly  according 
to  the  meaning  in  which  the  word  "federal"  is  used.  A  discussion  of  the  two  worda 
may  be  best  introduced  by  a  reference  to  American  usage. 

United  States.— In  the  Convention  which  framed  the  Constitution  of  the  United 
States,  the  resolutions  adopted  after  full  discussion  showed  that  it  was  intended  to 
prepare  a  national  plan  of  union  and  a  national  plan  of  government.  In  order,  however, 
to  conciliate  opposition  and  to  avoid  arousing  the  prejudices  and  fears  of  small  States, 
the  use  of  the  word  "  national"  was  eschewed.  The  word  "  federal"  occurs  in  several 
of  the  constitutional  resolutions  adopted  by  the  Convention,  and  sucli  expressions  as 
"  perfect  union,"  "  within  this  union,"  "  laws  of  the  union,"  "  United  States,"  are  to 
be  found  in  the  Constitution  ;  yet  strange  to  say  the  word  "  federal  "  does  not  appear  in 
any  part  of  tlie  document,  although  it  is  generally  recognized  that  that  Constitution  w 
the  model  of  all  modern  federal  governments. 

From  its  adoption  until  the  great  Civil  War,  judicial,  political  and  academical 
writers  usually  abstained  from  employing  the  word  "  national "  and  substituted  font 
"  federal."  (Foster's  Commentaries,  vol.  I.,  p.  91.)  Since  the  Civil  War  the  expressioo 
"  National  Government  "  has  come  into  general  use  in  the  United  States  "  We  Btill 
ordinarily  speak  of  federal  practice  in  the  federal  courts.     But  as  appeal's  by  the  con- 


§27.]  COVERING  CLAUSES.  335^ 

gressional  resolution  quoted  at  the  beginning  of  this  section,  as  well  as  in  the  debates  in 
the  Convention,  the  phrase  '  federal '  is  not  inconsistent  with  '  national.' "     {Id.,  p.  92.) 

Gariada. — In  the  Preamble  to  the  British  North  America  Act,  1867,  it  is  recited 
1  that  the  provinces  have  expressed  their  desire  to  be  '•  federally  united  in  one  Dominion 
I  under  the  Crown."  This  is  the  only  pa.ssage  in  that  Constitution  in  which  there  is  any 
express  allusion  to  the  Federal  idea. 

DiFFEREN'T  Meaxixos. — The  words  "  federal  "  and  "  national,"  therefore,  may  be 
used  either  as  mutually  exclusive,  or  as  partially  overlapping.  The  firet  meaning  of 
"federal,"  given  above,  either  excludes  or  at  least  ignores  an}'  national  element  in 
federalism  ;  it  was  the  sense  in  which  the  word  was  used  b}'  the  authors  of  the  Federalist 
and  by  early  American  writers  before  the  trulj'  national  character  of  the  American 
Union  was  fully  recognized  and  avowed.  In  that  sense,  therefore,  "  federal "  denotes 
the  organic  relation  of  the  States  to  the  Union  ;  whilst  a  community  is  described  as 
national  in  so  far  as  its  tendency  is  to  unite  individuals  in  one  political  State,  and  as  its 
government  exercises  direct  power  over  individuals. 

On  the  other  hand,  the  second  and  third  meanings  recognize  a  national  element  in 
federalism  itself  ;  they  affirm  a  duality,  either  of  sovereign  power  or  of  government, 
and  recognize  that  national  organization  in  matters  of  national  concern  is  as  much  a 
jpart  of  federalism  as  provincial  organization  in  matters  of  provincial  concern.  This  is 
the  more  modern  scope  of  the  word,  and  accords  not  only  with  later  English  and 
American  usage,  but  with  current  usage  in  Australia.  In  this  sense,  the  word  national, 
when  used  in  contrast  with  federal,  refers  only  to  the  extension  of  the  national  element 
into  the  provincial  area.  In  order  to  make  clear  these  distinct  conceptions  of  the  scope 
of  federalism,  we  proceed  to  analyse  the  federal  and  national  elements  in  the  Constitu- 
tion, according  to  both  definitions  ;  first  adopting  the  primary  meaning  of  federal  as 

ribing  a   linking   together   of  States,    and  then  adopting   the   newer  meaning  as 

ribing  a  dual  system  of  government. 

(1.)  Federal  axd  National  Elemexts  :  Primary  Sexse. — Using   "federal"  in 

i)rimary  sense,  the  general   difference  between  the  federal  and  national  elements  of 

Constitution  of  the  Commonwealth   may   be  thus  defined.     Those   provisions  are 

lal  which  recognize  the  States  as  distinct  but  co-equal  societies,  uniting  them  as 

s  of,  but  not  completely  consolidated  and  absorbed  in,  the  Commonwealth  ;  which 

ird  the  people  as  inhabitants  of  States,    separate   and   independent,   within  their 

iiective   spheres;  which   guarantee   the   preservation   of   State   territory  and   State 

lutonomy  within  defined  limits  ;  which  undertake  to  protect  every  State  against  foreign 

ision  and  domestic  violence;  which  secui-e  certain  specific  political   rights  to  the 

tes  ;  which  impose  certain  obligations  and  prohibitions  on  the  States  ;  and  which 

tquire  the  assent  of  the  States,  considered  as  separate  entities,  to  all  the  legislation  of 

he  Commonwealth.      Those  provisions   are   national   which   unite   the   people  of  the 

commonwealth  as  individual  units  and  constitute  them  members  of  a  common  political 

;roup,    without  reference   to  the  State   in   which  they  reside  ;   which   secure  to   the 

esidents   of  all   the  States   equality   of   rights    without    disability   or   discrimination 

■hroughout  the  Commonwealth — or  what  in  America  is  called  a  "  common  citizenship  ;" 

vhich  regard   the  people  as   the   principal    source   of   supreme   authority   within   the 

i^ommouwealth   requiring  their  representation  in  a  special  legislative  chamber  charged 

rith  certain  dominant  powers ;   and  above  all   which  provide   that   the   laws  of   the 

commonwealth  shall  operate  directly  upon,   and  demand  personal  obedience  from,  the 

leople  in  their  personal  and  private  capacities,  and  which  provide  special  tribunals  main- 

'=>!ned  by  the  Commonwealth  for  the  interpretation  and  enforcement  of  its  laws. 

The  combined  operation  of  the  federal  and  national  principles  of  the  Constitution  is 
j'.luatvated  in  the  manner  in  which  it  was  prepared,  viz.,  by  a  Convention  in  which  the 
ieople  of  each  colony  were  et[ually  represented  ;  and  in  the  method  by  which  it  was 
fterwards  submitted  to  the  people  of  each  colony  for  ratification  or  rejection.     The 


\^ 


336  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.3. 

Federal  Convention  was  not  a  body  composed  of  delegates  elected  by  the  people  of 
Australia,  as  individuals,  forming  one  entire  community.  The  people  of  four  colonies, 
voting  as  provincial  citizens,  elected  their  representatives  to  the  Convention  to  take  part 
in  the  framing  of  the  Constitution.  The  people  of  six  colonies,  voting  as  provincial 
citizens,  subsequently  ratified  the  Constitution.  On  the  other  hand,  there  is,  in  part,  a 
recognition  of  the  national  principle,  by  the  Constitution  being  founded  on  the  will  of 
the  people,  and  not  on  the  mandate  of  the  provincial  legislatures.  The  manner  in  which 
the  Constitution  was  submitted  to  the  authority  of  the  people  is  strongly  suggestive  of 
a  consolidating  and  nationalizing  tendency.  (Wilson  in  the  Pennsylvania  Convention  ; 
Elliot's  Debates,  2nd  ed.,  vol.  II.,  p.  461.)  It  is  obvious  that  the  colonial  legislatures 
were  not  constitutionally  entitled  to  surrender  to  the  proposed  Commonwealth  part  of 
the  legislative  powers  vested  in  them  by  Imperial  Acts,  and  that  not  even  the  Imperial 
Parliament  would  be  disposed  to  revolutionize  the  Constitution  of  the  Australian 
colonies,  without  being  assured  by  the  strongest  possible  evidence  and  the  best  available 
demonstration,  that  the  people  of  those  colonies  had  freely  and  voluntarily  agreed  to  the 
reform  and  readjustment  of  the  system  under  which  they  had  lived  so  long. 

There  is,  at  the  same  time,  a  conspicuous  recognition  of  the  federal  principle  in  the 
fact  that  the  people  of  each  colony  voted  for  or  against  the  Constitution  as  provincial 
voters,  a  majority  being  required  in  each  colony  to  carry  the  Constitution  in  that 
colony.  As,  in  the  ratification  of  the  Constitution  of  the  United  States,  each  State  con- 
vention acted  and  claimed  to  act  only  for  and  in  the  name  of  the  people  of  that  State 
(Foster's  Commentaries,  vol.  I.,  p.  95)  ;  so,  in  the  ratification  of  the  Constitution  of  the 
Commonwealth,  there  was  an  independent  referendum  in  each  colony,  in  order  to  ascer- 
tain and  give  legal  voice  to  the  will  of  the  people  of  that  colony,  without  regard  to  the 
will  of  the  people  of  the  other  colonies.  The  Constitution  was,  therefore,  not  adopted 
'  by  the  people  of  the  Commonwealth,  that  was  to  be,  voting  en  masse  or  at  large  or  in 
I  their  aggregate  capacity,  but  by  the  people  of  the  future  States  voting  in  each  State  as 
I  inhabitants  thereof.  The  Constitution  was  framed  by  a  combined  power  exercised  by 
the  people  of  each  colony  ;  in  the  first  instance  through  their  representatives  in  the  Con- 
vention, limited  in  their  sanctions,  and  in  the  last  resort  by  the  people  of  each  colony 
voting  at  the  referendum  held  in  each  colony.  Had  the  Constitution  emanated  from  the 
people,  regardless  of  their  provincial  distribution,  and  had  the  colonies  been  referred  to 
and  used  merely  as  convenient  electoral  districts  by  which  the  public  expression  could 
be  ascertained,  the  popular  vote  throughout  the  union  would  have  been  the  only  rule  for 
its  adoption.  (Madison,  in  The  Federalist,  No.  xxxix.,  pp.  2.37  and  238;  Foster's 
Commentaries,  vol,  I.,  p.  106.)  If  a  general  vote  had  been  accepted  as  the  test,  the 
Constitution  would  have  been  triumphantly  adopted  on  .3rd  June,  1898,  when  the  voting 
was — 

Yks         216,332 

Noes       107,497 


Majority     108,835 

The  vote  of  the  people,  however,  was  limited  to  the  respective  States  in  which 
they  resided,  and  in  some  cases  artificial  statutory  majorities  were  required,  so  that 
there  was  an  expression  of  popular  suffrage  and  State  sanction  united  in  the  method  in 
which  the  adoption  of  the  Constitution  was  secured.  (See  the  judgment  of  Mr.  Justice 
McLean  in  Worcester  v.  Georgia,  6  Peters,  515-569  ;  see  also  Ware  v.  Hylton,  3  Dallas, 
199,  Chisholm  v.  Georgia,  2  Dallas,  419.) 

Federal  Stnicture  of  the  Commoninealth.  — The  Commonwealth  as  a  political  society 
has  been  created  by  the  union  of  the  States  and  the  people  thereof.  That  the  States 
arc  united  is  proved  by  the  words  in  clause  6,  which  provide  that  the  States  are  "part* 
of  the  Commonwealth  ;"  that  they  are  welded  into  the  very  structure  and  essence  of 
the  Commonwealth  ;  that  they  are  inseparable  from  it  and  as  enduring  and  indestructible 
as  the  Commonwealth  itself  ;  forming  the  buttress  and  support  of  the  entire  constitu 


M 


•§  27.] 


COVERING  CLAUSES.  337 


tional  fabric.  This  is  a  federal  feature  which  peculiarly  illustrates  the  original  and 
primary  meaning  of  the  term,  as  importing  a  corporate  union.  The  Commonwealth, 
however,  is  not  constituted  merely  by  a  union  of  States  ;  it  is  something  more  than 
that ;  it  is  also  a  union  of  people. 

Federal  Structure  of  the  Parliament. — As  the  Commonwealth  itself  is  partly 
federal  and  partly  national  in  its  structure,  so  also  is  its  central  legislative  organ  the 
Parliament.  Each  original  State  is  equally  represented  in  the  Senate  ;  the  right  of 
State  representation  is  embedded  in  the  Constitution  and  does  not  depend  on  inference 
or  implication.  The  Senate  derives  its  power  from  the  States,  as  political  and  co- 
ordinate societies,  represented  according  to  the  rule  of  equality.  (Madison,  in  The 
Federalist,  No.  xxxix.,  pp.  237-8.)  In  this  manner  the  States  become  interwoven 
and  inwrought  into  the  very  essence  and  substance  of  the  Commonwealth,  constituting 
the  corporate  units  of  the  partnership  as  distinguished  from  its  personal  units,  the 
people.  Thus  the  Commonwealth  is  buttressed  by  the  States  and  vitalized  by  the 
people. 

National  Structure  of  the  Parliament. — The  House  of  Representatives  is  the 
national  branch  of  the  Federal  Parliament,  in  which  the  people  of  the  Commonwealth 
are  represented  in  proportion  to  their  numbers.  This  great  Chamber  will  give  direct 
ixpression  and  force  to  the  national  principle.  As  such,  its  operation  and  tendency 
will  be  in  the  direction  of  unitication  and  consolidation  of  the  people  into  one  integrated 
hole,  irrespective  of  State  boundaries,  State  rights,  or  State  interests.  If  there  were 
Illy  two  chambers  in  which  the  people  were  represented  in  proportion  to  their  numbers, 
his  would  undoubtedly  have  tended  towards  the  establishment  of  a  unified  form  of 
jovemment,  in  which  the  States,  as  political  entities,  would  have  been  absolutely 
Ltnrecognized,  and  would  have  been  liable,  in  the  course  of  time,  to  effacenient.  The 
3(mvention  was  entrusted  with  no  such  duty  ;  under  the  Enabling  Acts,  by  which  it 
as  called  into  existence,  its  mandate  was  to  draft  a  Constitution  in  which  the  federal, 
I  well  as  the  national  elements,  were  recognized. 

State  Bights — Federal. — The  sections  which  guarantee  equal  representation  in  the 
imate  and  a  minimum  representation  in  the  House  of  Representatives  ;  which  enable 
im  Governors  of  States  to  issue  writs  for  the  election  of  Senators  and  to  certify  their 
slection  to  the  Governor-General  ;  which  require  the  Governor  of  a  State  concerned  to 
16  notified  of  vacancies  in  the  Senate  ;  which  continue  State  Constitutions  except  so  far 
they  are  inconsistent  with  the  Constitution  of  the  Commonwealth  and  its  laws  ; 
vhich  continue  the  power  of  State  Parliaments  except  to  the  extent  to  which  it  has 
\vilhdrawn  from  them  or  vested  in  the  Commonwealth  :  which  continue  State  laws 
■e  until  provisions  inconsistent  therewith  are  legally  made  by  the  Federal  Parlia- 
t ;  which  preserve  to  each  State  the  right  to  have  direct  c-ommunication  with  the 
Jueen  on  all  State  questions  ;  are  examples  of  State  rights  secured  by  pro^•isions  of  a 
ederal  character. 

State  InhlhitioHS — Federal, — Of  a  similarh'  Federal  character,  although  imposing 
.isabilities,  instead  of  confeixiug  rights,  are  various  sections  forbidding  the  States  from 
ranting  bonuses  and  bounties  for  trade  purposes  after  a  certain  time  ;  from  making 
ailvay  rates  which  operate  as  preferences  and  discriminations  ;  from  raising  or  main- 
aimng  naval  and  military  forces  ;  and  from  coining  monej*. 

Nationalism  in  the  Executive. — The  Executive  government  created  by  the  Swiss 
jOostitution  is  a  peculiar  bleud  of  the  federal  and  national  elements.  In  its  mode  of 
lection  by  the  Federal  Assembly,  composed  of  the  National  Council  and  Council  of 
tates,  sitting  and  voting  together  in  joint  session,  the  Swiss  executive  is  the  choice  of 
blended  body  in  which  the  majority  of  the  nation  is  likely  to  predominate  ;  but  the 
sstnction  that  not  more  than  one  member  of  the  executive  can  be  chosen  from  the 
«ne  canton  renders  the  executive  largely  federal  in  its  composition  and  spirit.  The 
xecutive  of  the  United  States  is  likewise  partly  fedei-al  and  partly  national  in  its 
22 


338  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.3. 

formation.  The  immediate  election  of  the  President  is  vested  in  the  people  ;  but  the 
people  do  not  vote  en  masse,  but  in  groups  as  States  ;  votes  are  allotted  to  them  in  a 
compound  ratio  which  considers  them  partly  as  distinct  and  co-equal  societies,  and 
partly  as  unequal  members  of  the  same  society.  In  a  certain  event  the  election  is  made 
by  that  branch  of  the  legislature  which  consists  of  the  National  representatives  ;  but  in 
so  choosing  the  President  the  votes  are  taken  by  States,  the  representation  from  each 
State  having  one  vote ;  in  this  way  they  again  act  as  so  many  distinct  and  co-equal 
bodies  politic.  It  thus  appears  that  the]executive  government  of  the  United  States  is  of 
a  mixed  character,  presenting  at  least  as  many  federal  as  national  features.  (Madison, 
in  The  Federalist,  No.  xxxix.,  pp.  237-8  ;  Foster's  Comm.,  I.,  p.  106.) 

The  Executive  of  the  Commonwealth  is,  in  the  Constitution,  styled  a  "Federal 
Executive."  There  is  reason  to  believe  that  the  word  federal  is  there  used  in  a  sense 
approximating  to  "  National,"  already  explained  as  one  of  the  several  meanings  of  the 
term.  In  the  appointment  and  composition  of  the  executive  of  the  Commonwealth  no 
hard  and  fast  rules  are  laid  down.  Nominally  the  ministers  of  the  Commonwealth  will 
be  chosen  and  appointed  by  the  Governor-General ;  but  his  choice  will  be,  in  practice, 
confined  to  those  statesmen  who  are  able  to  command  the  confidence  and  secure  the 
support  of  the  House  of  Representatives,  and  who  at  the  same  time  will  be  able  to 
maintain  the  harmony  and  co-operation  of  the  two  Houses  in  the  work  of  carrying  on 
the  business  of  the  country. 

Nationalism  in  the  Judicial  System. — The  Constitution  is  National  so  far  as  it 
makes  the  laws  of  the  Commonwealth  binding  on  the  people.  Courts  and  Judges  of 
every  State  ;  so  far  as  the  High  Court  has  jurisdiction  (sec.  73 — ii.)  to  hear  and  deter- 
mine appeals  from  State  courts  on  questions  of  State  laws  ;  so  far  as  the  High  Court 
has  original  jurisdiction  (sec.  75)  in  certain  classes  of  matters  ;  so  far  as  the  Parliament 
has  power  to  make  laws  (sec.  76)  conferring  original  jurisdiction  on  the  High  Court  in 
certain  other  classes  of  matters  ;  so  far  as  the  Federal  Parliament  has  power  (sec.  77 
iii.)  to  nationalize  State  courts  by  investing  them  with  Federal  jurisdiction. 
jt  Federalism  in  the  Judicial  System. — The  Constitution  is  federal  so  far  as  it  pre- 
serves the  operation  of  State  laws,  not  inconsistent  with  Conmionwealth  laws  ;  so  far  as 
the  State  courts  have  exclusively  original  and  primary  jurisdiction  to  entertain  matters 
in  which  State  laws  are  involved  ;  so  far  as  it  provides  that  the  trial,  on  indictment,  of 
an  ofTence  against  any  law  of  the  Commonwealth  shall  be  held  in  the  State  where  the 
offence  was  committed  (sec.  80). 

Amendment — Federal  and  National. — "If  we  try  the  Constitution  by  its  last 
relation  to  the  authority  by  which  amendments  are  to  be  made,  we  find  it  neither 
wholly  national  nor  wholly  federal.  Were  it  wholly  national,  the  supreme  and  ultimate 
authority  would  reside  in  the  majority  of  the  people  of  the  Union  ;  and  this  authority 
would  be  competent  at  all  times,  like  that  of  a  majority  of  every  national  society,  to 
alter  or  abolish  its  established  government.  Were  it  wholly  federal,  on  the  otlier  hand, 
the  concurrence  of  each  State  in  the  Union  would  be  essential  to  every  alteration  that 
would  be  binding  on  all.  The  mode  provided  by  the  plan  of  the  Convention  is  not 
founded  on  either  of  these  principles.  In  requiring  more  than  a  majority,  and  parti- 
cularly in  computing  the  proportion  by  States,  not  by  citizens,  it  departs  from  the 
national  and  advances  towards  the  federal  character  ;  in  rendering  the  concurrence  of 
less  than  the  whole  number  of  States  sufficient,  it  loses  again  the  federal  and  partakee 
of  the  national  character."  (Madison,  in  The  Federalist,  No.  xxxix.,  p.  237-8  r 
Foster's  Comm.,  I.,  p.  106.) 

Composite  Character  oj  the  Coiutitution. — In  the  primary  sense  of  the  worrt 
"  federal,"  therefore,  the  Constitution  of  the  Commonwealth  is  a  remarkable  compound 
of  the  federal  and  national  elements.  It  is  not  wholly  National,  it  is  not  wholly 
Federal,  but  a  compound  of  both.  In  the  sources  from  which  the  ordinary  powers  of 
government  are  drawn,  people  and  States,  it  is  partly  federal  and  partly  national ;  m 


§  27.]  COVERING  CLAUSES.  339 

the  operation  of  its  laws  on  individiiala  it  is  national  and  not  federal ;  in  the  appoint- 
ment and  tenure  of  its  Executive  it  is  national  and  not  federal ;  in  the  wide  jurisdiction 
of  its  judiciary  it  is  more  national  than  federal ;  in  its  guarantee  of  State  rights  it  is 
federal ;  in  its  imposition  of  disabilities  on  States  it  is  federal ;  and  finallj-  in  the 
authoritative  mode  of  carrying  amendments  bj'  requiring  a  majority  of  all  votes,  as  well 
as  majorities  of  the  people  voting  in  the  majority  of  States,  it  is  partly  federal  and 
partly  national.     (Madison,  in  The  Federalist,  No.  xxxix.  ;  Lodge's  ed.,  p.  239.) 

(2.)  Feder.al  and  Xatiosal  :  Newek  Sense. — We  may  now  analyse  the  federal 
and  national  elements  of  the  Constitution  in  the  more  modern  sense  ;  describing  as 
federal  those  features  in  which  the  structure  of  the  centi-al  organs  of  government,  and 
the  distribution  of  powers  between  the  central  and  local  governments,  recognize  the 
duality  of  national  and  provincial  interests  ;  and  describing  as  national  those  features  in 
which  this  duality  of  interest  is  not  recognized. 

Structure  of  the  Federal  Parliament. — The  structure  of  the  two  Houses  of  Parlia- 
ment is  completely  federal — the  House  of  Representatives  embodying  the  national  aspect, 
and  the  Senate  the  provincial  aspect,  of  the  federal  duality.  But  in  the  exclusive 
powers  of  the  House  of  Representatives  with  regard  to  the  initiation  and  amendment  of 
money  bills  there  is  a  predominating  national  element  ;  and  this  is  still  further 
emphasized  in  the  "deadlock  clause"  (sec.  57),  which  is  designed  to  ensure  that  a 
decisive  and  determined  majority  in  the  national  chamber  shall  be  able  to  overcome  the 
resistance  of  a  majority  in  the  pro\-incial  chamber. 

Structure  of  the  Federal  Executive  and  Judiciary. — The  other  two  departments 
show,  in  their  composition,  no  sign  of  the  federal  duality.  It  has  indeed  lieen  argued 
that  the  political  necessity  of  securing  the  assent  of  both  Houses  to  government  legis- 
lation will  place  the  Executive  practically  under  a  double  control ;  but  even  if  this  were 
~  >,  it  would  affect  legislative  policy  rather  than  the  execution  of  the  laws.  In  fact,  so 
f  as  the  structure  of  the  organs  of  government  goes,  the  federal  element  has  its  strong- 
liuld  in  the  legislative  organ.  In  the  making  of  laws,  even  within  the  sphere  entrusted 
to  the  national  legislature,  it  was  felt  that  pro^^ncial  interests  should  be  represented  ; 
but  the  execution  and  interpretation  of  those  laws,  when  made,  was  recognized  to  be  a 
national  matter  alone. 

Powers  of  the  Federal  Parliament. — It  is  in  the  distribution  of  legislative  powers 
Ijetween  the  Federal  Parliament  and  the  State  Parliaments  that  the  fundamentally 
federal  basis  of  the  Constitution  is  most  apparent  ;  yet  even  here  there  is  a  distinct  pre- 
dominance of  the  national  element.  Looking  down  the  sub-sections  of  sec.  51,  we  find 
tiiat  in  many  of  them  the  principle  of  duality  is  expressly  recognized,  and  the  exclusive 
(lumestic  jurisdiction  of  the  States  expressly  reserved.  For  instance,  the  trade  and 
commerce  power  is  confined  to  inter-State  and  foreign  trade  and  commerce,  and  it  is 
hedged  in  (Chap.  IV. )  with  a  number  of  minute  restrictions  to  prevent  injustice  or  dis- 
crimination as  between  States.  The  federal  power  of  imposing  taxation  and  granting 
junties  is  similiarly  hetlged  about  with  conditions  for  the  protection  of  the  States.  In 
>ub-sec.  X.,  the  power  over  fisheries  is  confined  to  waters  beyond  territorial  limits — the 
territorial  rights  of  the  States  being  thus  reserved.  In  sub-sees.  xiii.  and  xiv.,  the 
iKjwers  as  to  Banking  and  Insurance  also  contain  a  reservation  of  State  rights.  In 
-  lb- sec.  XXXV.,  power  to  deal  with  conciliation  and  arbitration  is  only  given  in  the 
Lase  of  inter-State  industrial  disputes,  and  so  on.  In  all  these  cases,  the  duality  of 
interest  is  recognized  in  the  verj-  gift  of  the  power  to  the  Federal  Parliament,  and  the 
distribution  of  power  is  thus  essentially  federal.  But  in  most  of  the  sub-sections  this 
nice  analysis  is  not  found.  The  advantages  of  uniform  legislation,  especially  in  matters 
relating  to  commerce,  have  prevailed  over  the  sentiment  of  local  independence  ;  and  we 
tiad  that  if  a  subject  has,  on  the  whole,  a  national  aspect,  it  is  handed  over  uncon- 
ditionally to  the  national  legislature.  Thus  posts  and  telegraphs,  defences,  quarantine, 
currency,  weights  and  measures,  bills  of  exchange  and  promissory  notes,  bankruptcy' 
and  insolvency,  copyrights,  patents,  and  trade-marks,  naturalization  and  aliens,  trading 


p' 


340  •  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  3. 

and  financial  corporations,  marriage  and  divorce,  and  other  subjects,  are  made  uncon- 
ditionally national.  No  State  reserves  any  rights  with  respect  to  its  internal  posts  and 
telegraphs,  or  of  marriages  between  its  own  citizens  ;  on  all  these  subjects  the  distinction 
between  internal  and  inter-State  jurisdiction  is  abolished.  These  subjects  are  not 
federalized,  but  nationalized — or  at  least,  the  power  to  nationalize  them  is  given  to  the 
Federal  Parliament. 

Power n  of  the   Federal  Executive. — The  executive  power  is  of  course  co-extensive 
with  the  legislative  power.     It  extends  to  the  execution  of  the  laws  made  bj-  the  Par- 
liament.    Consequently  it  combines  federal  and  national  features  in  exactly  the  same 
way. 
-^  Powers  of  (he  Federal  Judiciary. — The  original  jurisdiction  of  the  federal  courts  is 

based  entirely  on  the  dual  principle  of  distribution  of  powers.  It  embraces  at  the  outset 
five  classes  of  matters,  of  a  specially  federal  character,  and  can  onlj'  be  extended  by  the 
Parliament  to  four  other  classes  of  matters  of  a  federal  character.  In  all  other  matters 
the  original  jurisdiction  of  the  State  courts  is  exclusive. 

The  appellate  jurisdiction  of  the  Higli  Court,  on  the  other  hand,  is  completely 
national— and  is  in  fact  the  most  national  element  in  the  whole  Constitution.  It  extends 
— subject  only  to  partial  limitation  by  the  Federal  Parliament — to  cases  of  every 
description  decided  by  the  Supreme  Courts  of  the  States,  whether  of  federal  concern  or 
not.  The  High  Court  is,  in  fact,  not  a  federal  court  of  appeal,  but  a  national  court  of 
appeal. 

The  Amending  Poicer. — Lastly,  with  regard  to  the  power  of  amendment,  the  Con- 
stitution is  federal.  In  the  initiation  of  amendments  the  dual  principle  is  recognized  in 
the  power  given  to  either  House — the  House  representing  the  Nation,  or  the  House 
representing  the  States — to  submit  a  proposal  to  the  Referendum.  And  at  the 
Referendum,  the  dual  principle  is  further  recognized  by  the  power  of  veto  given  both  to 
a  majority  of  the  people  and  to  a  majority  of  the  States. 

Composite  Character  of  the  Constitution. — It  thus  appears  that  even  according  to 
the  more  modern  meaning  of  the  word  "federal" — which  recognizes  the  national  as 
well  as  the  provincial  elements  of  federalism — the  Constitution  maj'  be  described  as 
partly  federal  and  partly  national.  That  is  to  sa}',  it  contains  not  only  those  national 
elements  which  appertain  to  a  pure  Federation,  but  also  some  furtlier  national  elements 
which  appertain  rather  to  a  Unification.  This  is  especially  the  case  with  regard  to  the 
wide  extent  of  some  of  its  legislative  powers,  and  with  regard  to  the  unlimited  appellate 
jurisdiction  of  the  High  Court. 

The  EvoiiUTiON  of  Nationalism. — Whilst  the  life  of  the  Commonwealth  will 
begin  with  a  clear  diflferentiation  of  function  and  status,  as  between  it  and  its  corporate 
units,  the  States,  it  does  not  follow  that  the  outlines  and  objects  of  that  differentiation 
will  be  distinctly  and  permanently  preserved.  There  will  be,  at  tlie  outset,  a  clear 
demarcation  of  spheres,  a  clear  delimitation  of  powers  separating  the  Central  Govern- 
ment from  the  State  Governments  ;  but  the  initial  law  must  not  be  regarded  as  expressing 
a  relationship  as  unchanging  as  the  laws  of  the  Modes  and  Persians.  The  Constitution 
will  bo  capable  of  change  and  evolution,  arising  from  the  altered  conditions  of  the 
people  whom  it  is  designed  to  govern.  It  will  be  a  living  organism,  animated  and 
dominated  by  the  pulsations  of  vital  forces  inherent  in  every  community.  It  must  not 
be  considered  as  expressing  finality  in  form  or  principle.  If  it  attempted  to  restrict  the 
potentialities  of  future  growth  and  expansion,  it  would  stand  self-condemned,  as 
antagonistic  to  reason,  and  blind  to  the  lessons  and  experience  of  the  past.  It  does  not 
do  so.  For  some  years  the  national  principles  may  be  weak  or  dormant — the  occasion 
may  not  arise  to  call  them  into  marked  activity.  Nations  are  made  only  by  great 
occasions,  not  by  paper  constitutions.  But  the  energy  will  be  there,  and  in  the  fulnest 
of  time,  when  the  opportunity  comes,  the  nation  will  arise  like  a  bridegroom  coming 
forth  from  his  chamber,   like  a  strong  man  to   run   a  race.     This  change  will  not 


§27.1 


COVERING  CLAUSES.  341 


necessarily  imply  any  conflict  with  the  States,  because  the  people  of  the  States,  who 
are  also  the  people  of  the  nation,  will  throb  with  the  new  life,  and  will  be  disposed  to 
yield  to  the  irresistible  pressure  of  nationhood.  In  the  adaptability  of  the  Constitu- 
tion, and  (should  need  arise)  in  the  power  of  amending  the  Constitution — the  facilities 
for  which  are  far  greater  than  in  the  United  States— there  is  ample  room  for  the  growth 
and  development  of  such  tendencies  as  may  assert  themselves  in  the  present  or  the 
distant  future  of  the  Commonwealth.  The  Constitution  will  come  into  operation  under 
the  fair  and  well-distributed  influence  of  two  forces.  One  of  those  forces  will  be  the 
centralizing  attraction  of  the  Commonwealth,  and  its  tendency  to  detract  from  the 
power  and  dignity  of  its  corporate  units  the  States.  The  other  will  be  the  centrifuga  I 
disposition  of  the  States.  They  will  desire  to  retain  their  constitutional  status  unim- 
paired— to  assert  State  rights  and  State  interests  in  the  Senate — to  subordinate 
Commonwealth  policy,  and  restrict  encroachment  and  invasion  bj'  the  Central  Govern- 
ment on  the  provincial  spheres.  In  this  struggle  and  competition  for  supremacy  it 
would,  without  the  aid  and  enlightenment  of  experience  in  other  countries,  be  difficult  to 
conjecture  whether  in  the  end  the  State  or  tlie  national  principle  would  conquer. 
Securely  entrenched  in  the  Senate  behind  the  ramparts  of  equal  representation,  it 
might  be  argued  that  the  States  would  in  the  end  "boss"  the  Federal  legislative 
machine,  and  either  clog  it  altogether,  or  mould  its  decrees  to  suit  the  views  of  a  majority 
of  States,  regardless  of  the  interests  of  the  people  of  the  Commonwealth  as  a  whole. 

That,  however,  has  not  been  the  experience  of  the  Federal  Republic  of  the  United 
States  of  America,  from  which  we  have  copied  the  principle  of  equal  State  representa- 
tion and  the  recognition  of  the  States  as  integral  parts  of  the  Federal  Union.  Mr.  Bryce 
saj's  that — except  during  the  slaverj*  struggle,  when  the  Senate  happened  to  be  under 
the  control  of  the  slave-holders,  and  when  it  asserted  State  rights  and  State  sovereignty 
— the  Senate  has  never  been  the  stronghold  of  small  States,  for  American  politics  have 
never  turned  ou  the  antagonism  between  two  sets  of  Commonwealths,  but  rather  on  the 
conflicts  of  parties.  The  national  spirit  which  was  growing  as  a  silent  force,  after  a 
long  battle  with  the  doctrine  of  State  sovereignty,  eventually  emerged  safely  and  soared 
victoriously  over  all  opposition.  The  latent  ambiguity  in  that  Constitution  as  to 
whether  the  United  States  formed  a  compact  dissoluble  at  will,  or  whether  it  was  an 
indestructible  union  of  indestructible  States,  was  for  ever  swept  away  by  the  Civil  War  ; 
it  was  that  ambiguity  alone  which  gave  rise  to  the  doctrine  of  secession  and  nullification 
w hich  caused  the  war.  After  the  war  there  3et  remained  the  question  whether  the 
itional  element  would,  as  a  silent  force,  acting  without  any  express  amendment,  prove 
re  potent  and  assertive  than  the  State  element. 
A  few  years  before  1889,  when  Mr.  Bryce  published  his  book,  the  American 
Protestant-Episcopal  Church,  at  its  annual  Convention,  introduced,  among  the  short 
sentence  prayers,  one  suggested  by  an  eminent  New  England  divine,  in  these  words  :  — 
"0  Lord,  bless  our  nation."  Next  daj'  the  prayer  was  brought  up  for  re-consideration, 
when  so  many  objections  were  raised  by  the  laity  to  the  word  nation  as  importmg  a 
recognition  of  national  unity  that  it  was  dropped,  and  instead  there  were  adopted  the 
words,  "0  Lord,  bless  the  United  States."     (Amer.  Comm.,  I.,  p.  12.) 

The  True  Ideal  of  Federalism. — The  drift  of  the  development  of  the  American 
Constitution  is  indicated  in  the  following  extracts  from  an  essay  entitled  "  The  Ideal 
American  Commonwealth,"  written  by  Dr.  Burgess  and  published  in  the  "Political 
Science  Quarterly  Review,"  vol.  10:  — 

"  I  do  not  think  that  it  need  be  feared  that  the  doctrine  of  the  sovereignty  of  the 
yeral  states  will  again  seriously  threaten  this  development.  The  Civil  War  fixed  the 
pnnciple  of  our  polity,  that  the 'nation  alone  is  the  sovereign,  that  the  nation  alone  is 
the  real  state.  We  do  still  hear,  indeed,  the  phrase  '  sovereignty  of  the  states  within 
:heir  respective  spheres  :  '  but  this  only  signifies  that  we  have  not  yet  invented  the  new 
•°™'^of  expression  to  fit  the  new  order  of  things.  All  that  we  can  now  mean  by  the 
Md  phrase  is  :  that  realm  of  autonomv  reserved  to  the  states  by  the  sovereignty  of  the 
lation  declared  through  the  constitution  "  (pp.  408,  410). 


342  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  3. 

"  The  language  of  the  constitution  of  1787  may  be  construed,  and  I  think  should  be 
construed,  as  changing  a  confederacy  of  sovereignties  into  a  national  state  with  federal 
government,  that  is  with  a  system  of  government  in  which  the  powers  are  distributed 
by  the  national  constitution,  either  expressly  or  impliedly,  specifically  or  generally, 
between  two  sets  of  government  organs,  largely  independent  of  each  other.  Yet,  on 
the  other  hand,  it  may  be  construed  with  much  show  of  logic  as  having  simply  substi- 
tuted the  people  of  the  several  states  for  their  legislatures,  that  is  for  the  organic  bodies 
in  the  confederate  constitution  of  1781.  .  .  .  But  I  think  this  theory  is  now  wholly 
erroneous.  It  will  not  fit  facts  of  our  history  since  1860.  Those  facts  can  be  explained 
only  upon  the  theory  that  federalism  with  us  now  means  a  national  state,  with  two  sets 
of  governmental  organs,  largely  independent  of  each  other,  but  each  deriving  its 
powers  and  authorities  ultimately  from  a  common  source,  namely,  the  sovereignty  of 
the  nation.  And  this  conception  of  a  governmental  system  I  claim  to  be  purely  an 
American  product.  It  is,  however,  the  true  ideal  of  federalism,  and  all  other  nations 
must,  1  believe,  ultimately  come  to  it.  It  reconciles  the  imperialism  of  the  Romans, 
the  local  autonomy  of  the  Greeks,  and  the  individual  liberty  of  the  Teutons,  and 
preserves  what  is  genuine  and  enduring  in  each."     {Id.  416.) 

§  28.     "Appoint  a  Governor- General." 

"  Formerly  each  colonial  governor  was  appointed  by  special  letters-patent  under 
the  Great  Seal  which  defined  his  tenure  of  office  and  the  scope  of  his  powers  and  duties. 
As  the  preparation  and  issue  of  these  formal  and  authoritative  instruments  usually 
takes  considerable  time,  it  became  the  practice,  prior  to  the  year  1875,  to  issue  a  minor 
commission,  under  the  royal  sign-manual  and  signet,  to  a  newly  appointed  governor, 
empowering  him,  meanwhile,  to  act  under  the  commission  and  instructions  given  to  his 
predecessor  in  ofiice.  But  doubts  having  been  raised  in  certain  cases,  whether  these 
minor  commissions  effectually  authorized  the  holder  to  perform  all  the  duties  and 
functions  appertaining  to  his  office,  it  was  in  1875  deemed  expedient  by  Her  Majesty's 
government,  under  the  advice  of  the  law  officers  of  the  Crown,  to  issue,  on  behalf  of 
each  colony  of  the  empire,  letters-patent  constituting  permanently^  the  office  of  governor 
therein  ;  and  providing  that  all  future  incumbents  of  this  office  should  be  appointed  by 
special  commission  under  the  roj'al  sign-manual  and  signet  to  fulfil  the  duties  of  the 
same,  under  the  general  authority  and  directions  of  the  letters-patent  aforesaid,  and  of 
the  permanent  instructions  to  bo  issued  in  connection  therewith.  But,  before  intro- 
ducing this  change,  a  circular  despatch,  dated  October  20,  1875.  was  addressed  to  all 
colonial  governors,  enclosing  a  copy  of  the  proposed  new  forms,  and  inviting  suggestions 
to  be  submitted  by  the  governor,  after  consultation  with  his  responsible  ministers,  for 
such  alterations  as  might  appear  to  them  to  be  speciallj''  advisable  in  the  case  of  the 
particular  colony."     (Todd's  Parliamentary  Government  in  the  Colonies,  p.  77-8.) 

The  results  of  the  interchange  of  views  between  the  Colonial  Secretary,  Earl 
Carnarvon,  and  the  government  of  the  Dominion  of  Canada,  was  that  it  was  resolved  to 
make  a  considerable  modification  in  the  manner  of  constituting  the  office  of  the  Queen  s 
representative  in  British  Colonies  and  possessions,  and  in  the  manner  of  filling  the  office 
and  instructing  the  incumbent  of  the  office  in  the  method  of  discharging  his  duties.  It 
was  decided  to  constitute  the  office  in  each  colony  and  possession  by  letters-patent  under 
the  Great  Seal  of  the  United  Kingdom,  so  drawn  as  to  be  of  general  application  to 
future  incumbents  of  the  office  and  to  make  permanent  provision  for  the  execution  of  its 
duties.  Accompanying  the  letters-patent  instituting  the  office  there  was  to  be  a  code  of 
instructions  passed  under  the  royal  sign-manual  and  signet,  addressed  to  the  governor 
for  the  time  being  or  in  his  absence  to  the  officer  administering  the  government. 
Appointments  were  to  be  made  to  the  governoi-ship  as  vacancies  arose  by  a  conmiission 
under  the  roj'al  sign-manual  and  signet.  At  the  instance  of  the  Government  of  tlie 
Dominion,  alterations  were  made  in  the  instructions  accompanying  the  letters-patent 
constituting  the  office  of  Governor-General  of  Canada. 

The  principal  mandates  in  the  old  instructions  were  these: — (1)  Relating  to  the 
exercise  of  the  prerogative  of  mercy  by  the  Governor  with  or  without  the  advice  of  ni» 
ministers,  (2)  giving  directions  concerning  the  meetings  of  the  Executive  or  Privy 
Council,  (3)  authorizing  the  Governor  in  certain  contingencies  to  act  in  opposition  to  the 
advice  of  his  ministers,  and  (4)  prescribing  the  classes  of  Bills  to  be  reserved  for 
Imperial  consideration. 


^§  28-29.] 


COVERING  CLAUSES.  343 


The  new  practice  was  not  inaugurated  in  Canada,  nor  were  the  alterations  in  the 

'■'Ktructions  promulgated,  until  the  Marquis  of  Lome  was  appointed  to  the  office  of 

\  ernor-General  of  Canada,  in  succession  to  Lord  DufiFerin,  when  three  new  instru- 

iits  were  drawn  up,  viz.  : — Letters-patent,  dated  5th  October,  1878;   instructions 

'  •■aring  even  date  ;  and  Lord  Lome's  commission,  bearing  date  7th  October,  1878. 


Commencement  of  Act. 

4.  The  Commonwealth  shall  be  establishecP,  and  the 
Constitution  of  the  Commonwealth  shall  take  effect^,  on  and 
after  the  day  so  appointed.  But  the  Parliaments  of  the 
several  colonies  may  at  any  time  after  the  passing  of  this  Act 
make  any  such  laws^\  to  come  into  operation  on  the  day  so 
appointed,  as  they  might  have  made  if  the  Constitution  had 
taken  effect  at  the  passing  of  this  Act. 

UsiTKD  States.— The  Ratification  of  the  Conventions  of  nine  States  shall  be  sufficient  for  the 
establishment  of  this  Constitution  between  the  States  so  ratifnng  the  same. — Const., 
Art.  VII. 

Casada.— The  subsequent  Provisions  of  this  Act  shall,  unless  it  is  otherwise  expressed  or 
implied,  commence  and  have  effect  on  and  after  the  Union,  that  is  to  say,  on  and  after  the 
da}'  app)ointed  for  the  Union  taking  effect  in  the  Queen's  Proclamation  ;  and  in  the  same 
Provisions,  unless  it  is  otherwise  expressed  or  implied,  the  name  Canada  shall  be  taken  to 
mean  Canada  as  constituted  under  this  Act.  — B.N.A.  Act,  sec.  4. 

Historical  Note. — Clause  4  of  the  Commonwealth  Bill  of  1891  was  as  follows  : — 

'*  Unless  where  it  is  otherwise  expressed  or  implied,   this  Act  shall  commence  and 
'6  eflFect  on  and  from  the  day  so  appointed  in  the  Queen's  proclamation  ;  and  the  name 
i  iie  Commonwealth  of  Australia '  or  '  The  Commonwealth  '  shall  be  taken  to  mean  the 
inmonwealth  of  Australia  as  constituted  under  this  Act." 

This  clause,  with  the  omission  of  the  second  word  "  where,"  was  adopted  at  the 
'  lelaide  Session,  1897.  Air.  Carruthers  suggested  that  the  introductory  words  were 
-ue  ;  and  Mr.  Kingston  pi'oposed  to  substitute  "  Except  in  regard  to  section  3,  which 
d[  come  into  operation  at  the  passing  of  the  Act."  This  was  negatived.  {Conv. 
Ij.,  Adel.,  pp.  62 1-5.)  At  the  Sydney  Session,  following  the  suggestions  of  the  Legis- 
ares  of  New  South  Wales  and  Tasmania,  the  words  "  unless  it  is  othenv'ise  expressed 
implied,  this  Act  "  were  omitted,  and  the  words  "  The  Constitution  of  the  Common- 
ilth"  were  substituted.  A  provision  was  then  added  that  "The  Parliaments  of  the 
eral  colonies  may  at  any  time  after  the  passing  of  this  Act  make  any  such  laws,  to 
lie  into  operation  on  the  daj-  so  appointed,  as  they  might  have  made  if  the  Consti- 
ion  had  been'established  at  the  passing  of  this  Act."  (Conv.  Deb.,  Syd.  [1897],  pp. 
>-31.)  At  the  Melbourne  Session,  verbal  amendments  were  made  before  the  first 
lort  and  after  the  fourth  report. 

.§  29.    '« Shall  be  Established." 

Clause  3  says  that  the  people  of  the  Commonwealth  shall  be  united  on  and  after  the 

y  appointed  in  the  Queen's  Proclamation.     Clause  4  contains  a  detailed  enumeration 

1  elaboi-ation  of  the  legal  results  of  the  Union  so  accomplished.     The  first  immediate 

I  necessary   result  is  that  the   Commonwealth   is   established.     The   constitutional 

inition  of  the  Commonwealth  will  be  anahsed  later  on.     Meanwhile,  attention  maj' 

Irawn  to  the  significance  of  the  word  "  Established."     The  same  verb  is  used  in  the 

preamble  to  the  constitution  of  the  United  States,  where  it  is  recited  that  in  order  to 

form  a  more  perfect  union  the  people  "  do  ordain  and  establish  this  Constitution." 

The  word  "Established"  is  used  in  the  enacting  passages  of  several  State  Consti- 
tutions, such  as  those  of  Pennsylvania,  Vermont,  and  Massachusetts.  (See  §  17, 
"Commonwealth,"  supra.)    In  some  of  the  constitutional  Acts  passed  by  the  British 


344  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.  4, 

Parliament  authorizing  the  formation  of  colonies,  the  words  "erect"  and  "establish" 
are  used  as  synonymous  terms.  The  Act  9  Geo.  IV.  c.  83,  sec.  1  (1828),  provided  that 
it  should  be  lawful  for  the  King  by  charters  or  letters  patent  under  the  Great  Seal  to 
"erect  and  establish"  courts  of  judicature  in  New  South  Wales  and  Van  Uiemen's 
Land.  The  Act  3  and  4  Vic.  c.  62,  sec.  2  (1840),  authorized  the  Queen  by  letters  patent 
to  "  erect "  into  a  separate  colony  or  colonies  any  islands  being  dependencies  of  the 
colony  of  New  South  Wales  ;  and  by  section  3,  in  case  Her  Majesty  should  establish  any 
such  new  colony  or  colonies.  Legislative  Councils  might  be  "  established  "  therein. 

The  Act  5  and  6  Vic.  c.  76,  sec.  51,  enabled  the  Queen  by  letters  patent  to  erect 
into  a  separate  colony  or  colonies  any  territories  of  the  colony  of  New  South  Wale* 
lying  northward  of  26"  south  latitude.  By  section  34  of  13  and  14  Vic,  c.  59,  that  pro- 
vision was  amended  so  as  to  enable  the  Queen  to  detach  territories  of  New  South  Wales 
lying  northward  of  30°  of  south  latitude  and  to  "  erect  "  them  into  a  separate  colony  or 
colonies  or  to  include  the  same  in  any  colony  or  colonies  to  be  "  established"  under  3 
and  4  Vic.  c.  62,  sec.  2. 

In  the  first  section  of  the  notable  Act  13  and  14  Vic.  c.  59,  the  provision  occura 
that  the  territories  comprised  in  the  district  of  Port  Phillip  should  be  "erected"  inta 
and  thenceforth  form  a  separate  colony  to  be  known  as  the  colony  of  Victoria.  In  the 
second  section  of  rhe  same  Act  the  words  occur  "  that  upon  the  issuing  of  such  writs  for 
the  first  election  of  members  of  the  Legislative  Council  of  the  said  colony  of  Victoria 
such  colony  shall  be  deemed  to  be  established."  From  thesp  precedents  it  appears  that 
the  word  "Established"  is  the  one  commonly  used  to  denote  the  creation  of  a  new 
State  or  community. 

§  30.    ''  Shall  take  Effect." 

Another  consequence  and  necessary  incident  of  the  Union  is  that  the  Constitution 
shall  on  the  daj-  so  appointed  "take  effect  "  or  come  into  operation.  Here  we  reach  the 
third  and  final  stage  in  the  progress  of  political  organization  contemplated  by  the  Act. 
It  clearly  appears  that  the  Constitution  is  something  distinct  from  the  Commonwealth. 
The  Commonwealth  is  the  community  united  by  the  Imperial  Act.  The  Constitution 
provides  the  necessary  machinery  for  the  government  of  that  community  so  as  to  secure 
its  continuity,  safety  and  development.  The  provision  of  Clause  3  that  the  Queen  may 
appoint  a  Governor-General  for  the  Commonwealth  at  any  time  after  the  issue  of  the 
Pi'oclamation,  and  before  the  actual  establishment  of  the  Commonwealth  and  before  the 
Constitution  "  takes  effect,"  is  somewhat  incongruous  and  looks  like  an  inteipolation 
out  of  harmony  with  the  sequence  of  the  other  initiatory  stages.  It  enables  the  Queen 
to  appoint  a  Governor-General,  not  for  an  actual  existent  Commonwealth,  not  to  fill  an 
office  created  by  a  constitution  actually  in  force,  but  for  the  Commonwealth  that  is  to 
be,  and  in  order  to  fill  an  office  that  does  not  yet  exist. 

§  31.    '<  May  make  any  such  Laws." 

At  any  time  after  the  passing  of  the  Act,  and  therefore  before  as  well  as  after  the 
day  appointed  by  the  Proclamation,  the  Parliament  of  each  of  the  federating  colonies 
may  proceed  to  exercise  certain  powers  intended  by  the  Constitution  to  be  conferred 
upon  them.  The  Constitution,  by  which  these  powers  are  defined,  does  not  take  effect 
until  the  day  appointed  by  the  Proclamation.  In  anticipation  of  that  day  the  Act 
authorizes  the  Parliaments  to  exercise  the  powers  referred  to,  but  the  laws  when  passed 
in  the  exercise  of  those  powers  do  not  come  into  force  until  the  arrival  of  the  day 
appointed  by  the  Proclamation.  Turning  to  the  Constitution  we  find  that  the  laws 
referred  to  by  this  clause  comprise  the  following  :  — 

(1.)  Laws   prescribing   the  method  of  choosing  the   Senators  for  a  Stute. — 
Sec.  9. 


§  31.]  COVERING  CLAUSES.  345 

(2.)  Laws  for  determining  the  times  and  places  of  election  of  Senators  for  a 

SUte.— Sec.  10. 
3.)  Laws  for  determining  the  divisions  in  each  State  for  which  il  embers  of  the- 

House  of  Representatives  may  be  chosen,  and  the  number  of  Members  to 

be  chosen  for  each  division. — Sec.  29. 
(4  )  Laws  of  the  Parliament  of  Queensland  for  determining  the  divisions  in  that 

State  for  which  Senators  may  be  chosen,  and  the  number  of  Senators  to 

be  chosen  for  each  division.  — Sec.  7. 


Operation  of  the  Constitution  and  Laws. 

5.  This  Act^-,  and  all  laws**  made  by  the  Parliament  of 
the  Commonwealth  under  the  Constitution,  shall  be  binding 
on  the  courts,  judges,  and  people^  of  every  State  and  of 
every  part  of  the  Commonwealth^,  notwithstanding  anything 
in  the  laws  of  any  State^ ;  and  the  laws  of  the  Common- 
wealth^ shall  be  in  force  on  all  British  ships^,  the  Queen's 
ships  of  war  excepted*",  whose  first  port  of  clearance**  and 
whose  port  of  destination  are  in  the  Commonwealth. 

UxiTBD  States.— This  Constitution,  and  the  Laws  of  the  United  States  which  shall  be  made  in 
pursuance  thereof,  and  all  Treaties  made,  or  which  shall  be  made,  under  the  Authority  of 
the  I'niced  States,  shall  be  the  su)>reme  Law  of  the  Land  ;  and  the  Judsres  in  everj-  State 
shall  be  bound  thereby,  any  thing  in  the  Constitution  or  Laws  of  any  State  to  the  con- 
trary notwithstanding. — Const.,  Art.  VI.,  sec.  2. 

The  powers  not  delegated  to  the  United  States  by  the  Constitution,  nor  prohibited  bj- 
it  to  the  States,  are  reserved  to  the  States  respectively,  or  to  the  people. — Amendment  X. 

SwiTZKRLAXD.— The  Cantons  are  sovereign,  so  far  as  their  sovereigntj-  is  not  limited  by  the 
Federal  Constitution  :  and,  as  such,  they  exercise  all  the  rights  which  are  not  delegated  to 
the  federal  government.— Const.,  Art.  3. 

Germasv. —  .  .  and  the  laws  of  the  Empire  shall  take  precedence  of  those  of  each  indi^idual 
State.— Const.,  Art  2. 

Historical  Xote. — Clause  7  of  the  Commonwealth  Bill  of  1891  was  as  follows  :  — 

"  The  Constitution  established  by  this  Act,  and  all  laws  made  by  the  Parliament  of 
the  Commonwealth  in  pursuance  of  the  powers  conferred  by  the  Constitution,  and  all 
treaties  made  by  the  Commonwealth,  shall,  according  to  their  tenor,  be  binding  on  the 
courts,  judges,  aud  people  of  every  State,  and  of  every  part  of  the  Commonwealth,  any- 
thing in  the  laws  of  any  State  to  the  contrary  notwithstanding  ;  and  the  laws  and 
treaties  of  the  Commonwealth  shall  be  in  force  on  board  of  all  British  ships  whose  last 
oort  of  clearance  or  whose  port  of  destination  is  in  the  Commonwealth." 

This  clause  was  based  in  part  upon  sec.  20  of  the  Federal  Council  of  Australasia 
^ct,  1885  i48  and  49  Vic.  c.  60),  which  was  as  follows  :— 

"  All  Acts  of  the  Council,  on  being  assented  to  in  manner  hereinbefore  proWded, 
hall  have  the  force  of  law  in  all  Her  Majesty's  possessions  in  Australasia  in  respect  to 
vhich  this  Act  is  in  operation,  or  in  the  several  colonies  to  which  they  shall  extend,  as 
he  case  maj'  be,  and  on  board  of  all  British  ships,  other  than  Her  Majesty's  ships 
f  war,  whose  last  port  of  clearance  or  port  of  destination  is  in  any  such  possession  or 
olony.-' 

The  provision  as  to  British  ships  in  the  Federal  Council  Act  was  not  included  in  the 
tt  of  that  Act  framed  at  the   Sydney  Conference  in  1883,  but  was  inserted  by  the 
.perial  draftsmen. 

At  the  Sydney  Convention,  1891,  there  was  some  discussion  as  to  this  provision. 
nv.  Deb,  S>d.,  1891,  pp.  558-60.)  At  the  Adelaide  session,  1897,  the  clause  as 
pted  in  1891  was  introduced  verbatim.     The  provision  as  to  British  ships  was  again 

ussed.  It  was  thought  to  be  much  too  wide,  and  was  even  criticized  as  "sheer 
iseuse,"  but  being  sanctioned  by  the  Federal  Council  Act,  it  was  not  altered. 
•nv.  Deb.,  Adel.,  pp.  626-8.)     At  the  Sydney  session,  a  suggestion  by  the  Legislative 


346  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  5. 

Council  of  New  South  Wales,  to  omit  the  words  "  and  treaties  made  by  the  Common- 
wealth," was  agreed  to.  Mr.  Raid  moved  to  omit  the  whole  provision  as  to  British 
ships  ;  but  this  was  thought  to  be  going  too  far,  and  he  withdrew  it.  The  words  "and 
treaties"  were  omitted  ;  the  words  "  excepting  Her  Majesty's  ships  and  vessels  of  war" 
were  inserted  ;  and  the  final  words  were  altered  to  read  :  "  whose  first  port  of  clearance 
and  whose  port  of  destination  are  in  the  Commonwealth."  (Conv.  Deb.,  Syd.,  1897, 
pp.  239-53  )  At  the  Melbourne  session,  drafting  amendments  were  made  before  the  first 
report  and  after  tlie  fourth  report. 

When  tlie  Commonwealtli  Bill  was  first  under  the  consideration  of  the  Imperial 
Government  in  England,  it  was  proposed  by  the  Law  Officers  of  tlie  Crown  that  this 
clause  should  be  amended  by  omitting  the  words  "in  force  on  all  British  ships,  the 
Queen's  ships  of  war  excepted,  whose  first  port  of  clearance  and  whose  port  of  destina- 
tion are  in  the  Commonwealth,"  and  by  adding  the  words  :  "  and  the  Laws  of  the 
Commonwealth  shall  be  Colonial  laws  within  the  meaning  of  the  Colonial  Laws  Validity 
Act,  1865."  (See  House  of  Coms.  Pap.,  May,  1900,  p.  19;  Historical  Introduction, 
p.  229,  supra.)  In  the  Bill  as  introduced  into  tlie  House  of  Commons  the  clause  was 
restored  to  the  shape  in  which  it  was  originally  passed  by  the  Convention,  with  the 
addition  of  a  new  paragraph  relating  to  the  prerogative  of  appeal,  which  was  after- 
wards omitted  in  Committee.     (See  Historical  Introduction,  pp.  242,  248,  supra.) 

§  32.    "  This  Act." 

The  expression  "This  Act"  occurs  in  Clauses  1,  2,  3,  4,  5,  6,  and  8.  The  Act 
consists  of  Clauses  I  to  9  inclusive,  and  Clause  9  enacts  the  Constitution  ;  so  that  the 
Constitution  is  unquestionably  a  part  of  the  Act.  In  the  Commonwealth  Bill  as  intro- 
duced into  the  Imperial  Parliament,  the  Constitution  was,  at  the  suggestion  of  the 
Crown  Law  Officers,  annexed  as  a  schedule  to  the  Bill ;  but  in  Committee  the  original 
form  of  the  Bill  was  restored.  (See  Hist.  Note  to  Clause  2. )  In  the  construction  of  the 
words  "  This  Act"  the  question  will  ever  be  open  to  argument  as  to  whether  the  pre- 
amble is  part  of  the  Act  and  to  wliat  extent  it  may  be  used  to  explain,  enlarge,  or 
contract  the  meaning  of  words  in  the  Constitution.     (See  Note  §  2  "  Preamble.") 

§  33.    "And  all  Laws." 

No  difficulty  is  suggested  by  the  words,  "  and  all  laws  made  by  the  Parliament  of 
the  Commonwealth  under  the  Constitution."  The  words  "  under  the  Constitution  "  are 
words  of  limitation  and  qualification.  They  are  equivalent  to  the  words  in  the  corres- 
ponding section  of  the  Constitution  of  the  United  States  "in  pursuance  thereof." 
Supra.  Not  all  enactments  purporting  to  be  laws  made  by  the  Parliament  are  binding ; 
but  laws  made  under,  in  pursuance  of,  and  within  the  authority  conferred  by  tlie  Con- 
stitution, and  those  only,  are  binding  on  the  courts,  judges,  and  people.  A  law  in 
excess  of  the  authority  conferred  by  the  Constitution  is  no  law  ;  it  is  whoU}'  void  and 
inoperative ;  it  confers  no  rights,  it  imposes  no  duties ;  it  affords  no  protection. 
^Norton  v.  Shelby  County,  118  U.S.  425  ;  see  note  §  447  "  Power  of  the  Parliament  of  a 
Colony.")  The  Act  itself  is  binding  without  limitation  or  qualification  because  it  i« 
passed  by  the  sovereign  Parliament,  but  the  laws  passed  by  the  Parliament  of  the 
Commonwealth,  a  subordinate  Parliament,  must  be  within  the  limits  of  the  delegatiou 
of  powers  or  they  will  be  null  and  void.  To  be  valid  and  binding  they  must  be  withui 
the  domain  of  jurisdiction  mapped  out  and  delimited  in  express  terms,  or  by  necessary 
implication,  in  the  Constitution  itself.  What  is  not  so  granted  to  the  Parliament  of  the 
Commonwealth  is  denied  to  it.  What  is  not  so  granted  is  either  reserved  to  the  States, 
as  expressed  in  their  respective  Constitutions,  or  remains  vested  but  dormant  in  the 
people  of  the  Commonwealth.  The  possible  area  of  enlargement  of  Commonwealth 
power,  by  an  amendment  of  the  Constitution,  will  be  considered  under  Chapter  VIII. 

"  Every  legislative  assembly  existing  under  a  federal  constitution  is  merely  a.  sub- 
ordinate law-making  body,  whose  laws  are  of  the  nature  of  by-laws,  valid  whilst  within 
the  authority  conferred  upon  it  by  the  constitution,  but  invalid  or  unconstitutional  u 


-§33.] 


COVERING  CLAUSES.  347 


they  go  bejond  the  limits  of  such  authority.  There  is  an  apparent  absurdity  in  com- 
paring the  legislature  of  the  United  States  t(T  an  English  railway  company  or  a  school 
board,  but  the  comparison  is  just.  Congress  can,  within  the  limits  of  its  legal  powers, 
pass  laws  which  bind  every  man  throughout  the  United  States.  The  Great  Eastern 
Railway  Company  can,  in  like  manner,  pass  laws  which  bind  every  man  throughout  the 
Britishdominions.  A  law  passed  by  Congress  which  is  in  excess  of  its  legal  powers,  as 
contravening  the  Constitution,  is  invalid  ;  a  law  passed  by  the  Great  Eastern  Railway 
Company  in  excess  of  the  powers  given  by  Act  of  Parliament,  or,  in  other  words,  by  the 
legal  constitution  of  the  company,  is  also  invalid  ;  a  law  passed  by  Congress  is  called  an 
'  Act '  of  Congress,  and  if  ultra  vires  is  described  as  '  unconstitutional ;'  a  law  passed  by 
the  Great  Eastern  Railway  Company  is  called  a  '  by-law,'  and  if  ultra  vires  is  called,  not 
'unconstitutional,'  but  '  invalid.'  DiflFerences,  however,  of  words  must  not  conceal  from 
us  essential  similaritj'  in  things.  Acts  of  Congi-ess,  or  of  the  Legislative  Assembly  of 
New  York  or  of  Massnehusetts,  are  at  bottom  simply  '  by-laws,'  depending  for  their 
validity  upon  their  being  within  the  powers  given  to  Congress  or  to  the  State  legislatures 
by  the'Constitution.  The  bj'-laws  of  the  Great  Eastern  Railway  Companj',  imposing 
fines  upon  passengers  who  travel  over  their  line  without  a  ticket,  are  laws,  but  they  are 
laws  depending  for  their  validity  upon  their  being  within  the  powers  conferred  upon  the 
iipanv  by  Act  of  Parliament,  i.e.,  by  the  company's  constitution.  Congress  and  the 
'  at  Eastern  Railway  Company  are  in  truth  each  of  them  nothing  more  than  sub- 
iinate  law-making  bodies."  (Dicey's  Law  of  the  Constitution,  p.  137.) 
"  Every  Act  of  Congress,  and  every  Act  of  the  legislatures  of  the  States,  and  every 
part  of  the  Constitution  of  any  State,  which  are  repugnant  to  the  Constitution  of  the 
Lnited  States,  are  necessarih*  void.  This  is  a  clear  and  settled  principle  of  (our)  consti- 
tutional jurisprudence."     (Kent's  Commentaries,  I.,  p.  314.) 

"  The  legal  duty  therefore  of  every  judge,  whether  he  act  as  a  judge  of  the  State  of 
Xew  York  or  as  a  judge  of  the  Supreme  Court  of  the  United  States,  is  clear.  He  is 
md  to  treat  as  void  every  legislative  act,  whether  proceeding  from  Congress  or 
111  the  State  legislatures,  whicli  is  inconsistent  with  the  Constitution  of  the  United 
I  tes.  His  duty  is  as  clear  as  that  of  an  English  judge  called  upon  to  determine  the 
iidity  of  a  by-law  made  by  the  Great  Eastern  Railway  Company  or  anj- other  Railway 
lupany.  The  American  judge  must  in  giving  judgment  obey  the  terms  of  the  Con- 
tution,  just  as  his  English  brother  must  in  giving  judgment  obey  every  Act  of  Parlia- 
t-'Ut  bearing  on  the  case."     (Dicey,  Law  of  the  Constitution,  p.  146  ) 

In  Canada  the  Dominion  Parliament  has  power  to  make  laws  in  relation  to  all 
atters  not  coming  within  the  classes  of  subjects  exclusively  assigned  to  the  legislatures 
the  Provinces. 

"  There  exists,  however,  one  marked  distinction  in  principle  between  the  Consti- 
-ion  of  the  United  States  and  the  Constitution  of  the  Canadian  Dominion.  The 
nstitution  of  the  L^nited  States  in  substance  reserves  to  the  separate  States  all  powers 
t  expressly  conferred  upon  the  national  government.  The  Canadian  (Constitution  in 
istance  confers  upon  the  Dominion  government  all  powers  not  assigned  exclusively  to 
?  Provinces.  In  this  matter  the  Swiss  Constitution  follows  that  of  the  United  States." 
'I'-ey,  Law  of  the  Const.,  p.  I.IQ.) 

This  characteristic  of  the  Canadian  Constitution  tends  greatly  to  strengthen  the 
wer  of  the  Dominion  at  the  expense  of  the  Provinces,  and  so  helps,  in  common  with 
ler  features,  to  make  it  approximate  to  a  unitarian  rather  than  a  federal  form. 

The  Coloxial  Laws  Validitv  Act. — A  detailed  reference  may  be   here  appro- 

lately  made  to  a  subject  which  was  not  specifically  discussed  during  the  progress  of 

■  Commonwealth  Bill  through  the  Federal  Convention,  but  which  was  raised  by  the 

-iw  Officers  of  the   Imperial  Government  whilst  the  Bill  was  under  consideration  in 

I'.iigland,  namely,  the  applicability  of  the  Colonial  Laws  Validity  Act,  1865,  to  the  Con- 

itution  of  the  Commonwealth.     Can  the  Federal  Parliament,  legislating  in  reference  to 

ijects  assigned  to  it,  enact  laws  repugnant  to  Imperial  legislation  applicable  to  the 

lonies,  in  force  at  the  establishment  of  the  Commonwealth,  or  passed  subsequently  ? 

It  was  a  rule  of  common  law  that  a  colonial  legislature  was  subordinate  to  the 

jEnglish  and  afterwards  to  the  British  Parliament  ;  that  it  could  not  pass  laws  in  conflict 

with  the  laws  of  England  expressly  applicable  to  the  colonies.     This  rule  was  confirmed 

by  Statute.      It  was  declared  by  sec.  9  of  7  and  8  Wm.  III.  c.   22  (1696)  that  all  laws, 

H'-laws,  usages,  and  customs  which  should  be  in  practice  in  any  of  the  American  plan- 

tions,  repugnant  to  any  law  made  or  to  be  made  in  the  Kingdom,  "so  far  as  such  laws 


348  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  5. 

shall  relate  to  and  mention  the  said  plantations,"  were  null  and  void.  (Supra,  p.  l.> 
This  section  was  subsequently  re-enacted,  in  substantially  the  same  words,  by  3  and  4 
Wm.  IV.  c.  59,  sec.  56(183.3).  The  commissions  and  instructions  of  colonial  governors 
used  to  require  that  ordinances  passed  by  the  Governor  in  Council  should  not  be  repug- 
nant to  the  law  of  England. 

The  extent  of  this  prohibition  was  very  uncertain,  and  doubts  frequently  arose  as  to 
what  constituted  a  repugnancy.  See,  for  instance,  the  Imperial  Act,  1  Wm  IV.  c.  20 
(18,31)  passed  to  remove  doubts  which  had  arisen  in  Lower  Canada.  A  vague  limitation 
was  even  supposed  to  exist,  that  the  laws  of  a  Crown  colony  must  not  be  repugnant  to- 
the  common  law.  (See  Tarring,  Law  relating  to  Colonies,  •2nd  ed. ,  144  ;  Stephen,  Hist, 
of  Crim.  Law,  ii. ,  58. ) 

This  vague  and  sweeping  rule  of  invalidity  was  idtimately  superseded  by  the 
Colonial  Laws  Validity  Act,  28  and  29  Vic.  c.  63.  Sec.  2  of  that  Act  declares  that  any 
colonial  law  which  is  in  any  respect  repugnant  to  an  Act  of  the  Imperial  Parliament 
extending  to  the  colony  (which  is  defined  to  mean  "applicable  to  such  colony  by  the 
express  words  or  necessary  intendment  of  any  Act  of  Parliament")  or  repugnant  to  any 
order  or  regulation  made  under  any  such  Act,  shall  be  read  subject  to  such  Act,  order, 
or  regulation,  and  shall,  to  the  extent  of  such  repugnancy,  but  not  otherivue,  be  absolutely 
void.  Sec.  3  provides  that  no  colonial  law  shall  be  void  on  the  ground  of  repugnancy 
to  the  law  of  England  unless  it  is  repugnant  to  some  such  Act  of  Parliament,  order,  or 
regulation  as  aforesaid. 

When  this  Act  was  passed,  it  was  not  regarded  as  a  curtailment  of  legislative  power 
in  the  colonies  ;  it  took  away  no  power  previously  enjoyed  ;  it  was,  in  fact,  looked  upon 
as  one  of  the  charters  of  colonial  legislative  independence,  next  in  importance  to  the 
famous  Declaratory  Act,  18  Geo.  III.  c.  12,  in  which  the  British  Parliament,  profiting 
by  the  lessons  of  the  American  rebellion,  renounced  its  intention  to  again  tax  the 
colonies.  It  removed  all  doubts  as  to  the  powers  of  colonial  Legislatures  to  alter  or 
repeal  the  general  mass  of  English  law,  such  as  the  law  of  primogeniture,  inheritance. 
&c. ,  not  made  operative,  by  Statute,  throughout  the  Empire.  The  Colonial  Laws 
Validity  Act  was,  therefore,  an  enabling  Act,  not  a  restrictive  or  disabling  Act.  This 
proposition  may  be  best  illustrated  and  confirmed  by  a  reference  to  authorities. 

The  Imperial  Copyright  Act  5  and  C  Vic.  c.  45  (1842)  is  by  express  words  declared 
to  extend  "to  every  part  of  the  British  dominions."  In  the  celebrated  copyright  case 
of  Low  V  RoutledgCj  L.R.  1  Ch.  42  (1865),  it  was  contended  that  the  Imperial  Act  was 
not  in  force  in  Canada,  because  Canada  had  a  representative  Legislature  of  its  own,  and 
was  not  directly  governed  by  legislation  from  England  ;  that  consequent!}'  it  was  not 
included  in  the  general  words  of  the  Act.  This  contention  was  not  sustained.  In 
delivering  the  judgment  of  the  Court  of  Appeal,  Lord  Justice  Turner  said  the  Imperial 
Copyright  Act  was  in  force  in  Canada ;  and  consequently  rights  acquired  under  aa 
Imperial  Act  in  force  throughout  the  Empire  could  not  be  affected  by  the  law  of  a  colony 
inconsistent  therewith.  This  case  was  decided  in  1865,  before  the  passing  of  the 
Colonial  Laws  Validity  Act. 

Shortly  after  the  grant  of  a  new  constitution  and  responsible  government  to 
Victoria,  the  Parliament  of  that  colony  passed  an  Act,  No.  8,  to  amend  the  law  of 
evidence.  It  purported  to  repeal  the  provisions  of  tlie  Imperial  Acts,  54  Geo.  III.  c.  15, 
5  and  6  Will.  IV.  c.  62,  and  14  and  15  Vic.  c.  99,  s.  11,  so  far  as  they  applied  to  Victoria. 
The  Secretary  of  State  for  the  Colonies  afterwards  drew  attention  to  the  fact  that  it 
was  beyond  the  competence  of  a  colonial  Legislature  to  repeal  an  Imperial  Act  applicable 
to  the  colonies.  An  Act  was  then  passed  by  the  British  Parliament  repealing  the  Acts 
of  Geo.  III.  and  Will.  IV.  so  far  as  Victoria  was  concerned,  and  also  enabling  the  Legis- 
latures of  other  colonies  to  repeal  those  Acts  if  they  thought  proper,  (22  and  23  V  ic. 
c.  12.)  The  Victorian  Parliament  repealed  its  own  Act,  No.  8,  and  passed  a  new  one, 
in  which  it  was  recognized  and  declared  that  the  section  of  the  Act  14  and  15  Vic.  c. 


133]  COVERING  CLAUSES.  349 

99,   s.    11,   which   it  had   abortively  attempted  to  repeal,   was  in  force  in   Victoria. 
(Beam's  "  Government  of  England,"  2nd  ed.,  p.  597.) 

These  two  precedents  show  that  even  before  the  passing  of  the  Colonial  Laws 

:  Validity  Act  it  was  recognized  in  law  as  well  as  in  practice  that  a  colonial  Legislature 

<;ould  not  repeal  an  Imperial  Act  applicable  to  the  colonies,  whether  that  Act  was  in 

;  force  before  or  came  into  force  after  the  constitution  of  such  colonial  Legislature.     That 

I  Act  limits  rather  than  enlarges  the  doctrine  of  repugnancy  ;  it  enlarges  rather  than 

limits  the  power  of  colonial  Legislatures  (1)  by  repealing  the  common  law  rule  that 

!  €very  colonial  law  repugnant  to  English  law  is  void,  and  confining  nullity  for  repugnancy 

to  cases  where  statutes  are  expressly  intended  to  apply  to  the  colonies,  and  (2)  by 

restricting  the  nullity  to  the  inconsistent  provisions  only,  and  not  allowing  a  particular 

variance  to  invalidate  the  whole  colonial  Act. 

Attention  may  be  now  drawn  to  cases  which  have  occurred,  and  contentions  raised, 

since  the  passing  of  the  Validity  Act.     In  the  case  of  Smiles  v.  Belford  (1S77),  1  Ont. 

Appeals,  436,   the  author  of  the  well-known  work,   "Thrift,"  published  in  England, 

brought  a  suit  in  Canada  to  restrain  the  reprint  of  his  work  in  Canada.     The  work  had 

been  copyrighted  in  England  under  5  and  6  Vic.  c.  45  (1842),  which  we  have  seen  is  in 

force  throughout  the  British   dominions,  but  it  had_  not  been  copyrighted  in  Canada 

junder  the  Canadian  Copyright  Act  35  Vic.  c.  88.     It  was  argued  for  the  defendant  that 

fiT-  Canadian  Act  repealed  the   Imperial  Act,   notwithstanding    the    Colonial    Laws 

lity  Act.     Proudfoot,  V.C.,  overruled  this  contention.      In  the  Court   of  Appeal 

ario),  the  judges  were  iinanimous  in  the  opinion  that  the  Federal  Parliament  had 

luthoritj'  to  pass  any  law  opposed  to  statutes  which  the  Imperial  Parliament  had 

■f  applicable  to  the  whole  Empire. 

In  ex  parte  Renaud,  14  X.  Bruus.  273,  2  Cart.  447  (1873),  Chief  Justice  Ritchie  re- 
•-d  to  the  Colonial  Laws  Validity  Act  as  a  clear  statutory  recognition  of  the  supreme 
-lative  control  of  the  British  Parliament  over  colonial  Legislatures.     So  the  same 

led  judge  decided  in  the  City  of  Fredricton  v.  The  Queen,  3  S.C.R.  (Can.)  529 
^1)  that  the  power  of  legislation  conferred  on  the  Dominion  Parliament  and  the  pro- 

al  Legislatures,  respectively,  by  the  British  North  America  Act,  1867,  was  subject 
lie  sovereignty  of  the  British  Parliament. 

In  the  case  of  the  Merchants'  Bank  of  Halifax  v.  Gillespie,  10  S.C.R.  (Can.)  312 
^'>),  the  validity  of  the  Dominion  Winding-up  Act,  45  Vic.  c.  23,  which  was 
uently  in  conflict  with  the  Imperial  Joint  Stock  Acts  of  1862  and  1867,  was 
-idered.  Justices  Strong  and  Henr}'  expressed  the  opinion  that  the  Dominion  Act 
.1(1  have  been  ultra  vires  if  it  had  purported  to  deal  with  a  company  incorporated 
'T  English  laws,  thus  supporting  the  view  that  the  Dominion  Parliament  had  no 
aority  to  enact  laws  repugnant  to  an  Imperial  Act  extending  to  Canada,  whether 
1  Act  was  passed  before  or  after  the  creation  of  the  Dominion.  (Lefroj',  Leg.  Power, 
.  -210.) 

A  dictum  somewhat  in  conflict  with  these  decisions,  to  the  efiect  that  the  Parlia- 
nt  of  Canada  ha*!  power  to  pass   laws  repealing  Imperial  Acts   in  force  prior   to 

•ration  and  extending  to  the  colonies,  was  expressed  by  Draper,  C.  J.,  in  Regina  r. 

lor,  .36  Upper  Canada  Q.  B.  183  (1875).  But  the  opinion  of  that  learned  judge  was 
i-ed  on  the  special  wording  of  sec.  91  of  the  B.N.A.  Act,  which  gives  the  Dominion 
uliament  "exclusive  legislative  authority"  to  make  laws  in  certain  cases.  The  word 
exclusive  "  he  considered  as  meaning  exclusive  of  the  British  Parliament,  and  hence  it 
as  a  renunciation  of  its  right  to  legislate  in  matters  exclusively  assigned  to  the 
auadian  Parliament.  This  dictum,  it  will  be  noticed,  turns  Ion  the  word  "exclusive," 
hich  does  not  occur  in  sec.  51  of  the  Commonwealth  Bill,  defining  the  principal 
'wers  of  the  Federal  Parliament.  The  opinion  of  Draper,  C.J.,  was  seriously  doubted 
the  Ontario  Court  of  Appeal  in  the  later  case  of  Smiles  v.  Belford,  in  which  Moss,  J., 
id :  "I  believe  his  lordship  did  not  deliberatelj'  entertain  the  opinion  which  these 


350  COMMENTARIES  ON  THE  CONSTITUTION.  [Ci.6. 

expressions  have  been  taken  to  intend.  He  simply  threw  out  the  suggestion  in  tliat 
direction,  but  further  consideration  led  him  to  adopt  the  view  that  the  Act  did  not 
curtail  the  paramount  authority  of  the  Imperial  Parliament."  In  a  British  Columbia 
case,  Tai  8ing  v.  Macguire,  1  Brit.  Col.  (Irving),  p.  107  (1878^,  Gray,  J.,  said  :  "  It  was 
difficult  to  see  the  foundation  for  the  conclusion  arrived  at  by  Draper,  C.  J."  In  Regina 
V.  College  of  Physicians,  44  Upper  Can.  Q.  B  564,  1  Cart.,  p.  761  (1879),  the  Court  of 
Queen's  Bench  of  Ontario  held  that  the  British  Medical  Act  (1868)  applied  to  Canada, 
and  that  the  provincial  Legislatures  could  not  pass  a  law  repugnant  to  the  Imperial 
Act,  which  declared  that  any  person  registered  thereunder  as  a  duly  qualified  medical 
practitioner  should  be  entitled  to  register  and  practice  in  any  part  of  the  British 
dominions. 

The  Canadian  case,  Riel  v.  The  Queen,  10  App.  Ca.  675  (1885),  illustrates  the 
conditions  under  which  a  colonial  Legislature  may  alter  an  Imperial  Act  operative 
within  the  colony.  The  Amending  British  North  America  Act,  34  and  35  Vic.  c.  28- 
(1871),  authorized  the  Parliament  of  Canada  to  make  laws  for  the  administration,  peace, 
order  and  good  government  of  any  teri-itory  not  included  in  a  province.  In  the  exercise 
of  this  power  it  passed  the  Act  43  Vic.  No.  25,  providing,  inter  alia,  a  sunnnary 
procedure  for  the  trial  of  criminal  oifences,  including  treason,  committed  in  the  North- 
west Territory.  This  summary  trial  for  treason  was  alleged  to  be  inconsistent  with  the 
Act  7  and  8  Wm.  III.  c.  3  (1696)  and  the  Hudson's  Bay  Act,  31  and  32  Vic  c.  105 
(1868),  under  which  a  person  charged  in  the  territory  with  treason  was  entitled  to  trial 
bj'  a  judge  and  jury  of  twelve  men  with  a  right  of  challenging  thirty-five.  Riel  waa 
convicted  under  the  new  law.  He  applied  for  leave  to  appeal  to  the  Privy  Council,  on 
the  ground  that  the  Parliament  of  Canada  had  no  authority  to  abolish,  in  the  North- 
west Territory,  trial  by  jury  in  treason  cases,  and  that  the  local  Act  was  not  necessary 
for  the  peace,  order,  and  good  government  of  the  territory.  The  Privy  Council  held 
that  the  Canadian  Act  was  properlj^  passed  in  the  exercise  of  the  power  conferred  by 
the  Imperial  Act  of  1871,  and  that  the  words  of  that  statute  authorized  the  utmost 
discretion  of  enactment  for  the  object  aimed  at,  and  the  widest  departure  from  the 
criminal  procedure  as  known  in  England. 

On  the  27th  March,  1889,  during  a  debate  in  the  Canadian  Parliament  on  the  con- 
stitutionality of  the  Quebec  Jesuits  Bill,  Sir  John  Thompson,  Minister  of  Justice,  raised 
for  the  first  time,  in  the  political  arena,  the  doctrine  that  the  Canadian  Legislatures, 
federal  and  provincial,  had  legal  authority  to  repeal  or  amend  Imperial  Acts  passed  prior 
to  the  B.N. A.  Act,  1867,  and  relating  to  subjects  within  the  exclusive  jurisdiction  of 
those  Legislatures.  The  only  relevant  legal  authority  which  he  cited  in  support  of  the 
doctrine  was  that  of  Riel  v.  The  Queen,  sitpra.  A  reference  to  the  report  of  that  case 
shows  that  the  validity  of  the  Canadian  Act  was  affirmed  because  it  was  authorized  by 
the  special  and  expressed  terms  of  the  Imperial  Act  of  1871. 

Sir  John  Thompson  afterwards  renewed  the  same  contention  in  connection  with 
Canadian  Copj^right  Bills  ;  it  was  not  acquiesced  in,  but  strongly  objected  to  by  the 
Imperial  law  officers,  and  by  at  least  two  Secretaries  of  State.  (Lefroy,  Leg.  Power, 
p.  223.) 

The  result  of  this  review  of  authority  may  now  be  summed  up.  The  great  mass 
of  legal  decision  in  Canada  and  England,  and  official  opinion  in  England,  is  to  the  effect 
that  a  colonial  representative  legislature  cannot,  even  within  the  jurisdiction  assigned  ta 
it,  repeal  or  alter  an  Imperial  Act  operative  throughout  the  Empire,  whether  the  Act  i» 
in  force  before  or  passed  after  the  creation  of  the  colonial  Legislature  ;  to  enable  it  to 
amend  the  terms  of  Imperial  statutes  generally  in  force  it  must  have  special  and  express 
authority. 

These  were  the  principles  of  Constitutional  Government  which  were  no  doubt  kept 
in  view  by  the  framers  of  the  Commonwealth  Bill.  It  was  not  thought  necessary  to 
declare  that  the  Constitution  should  be  read  in  conjunction  with  tlit  Colonial  Law* 
Validity  Act.     It  was  assumed,  as  a  matter  of  course,  that  that  would  be  done. 


§33.] 


COVERING  CLAUSES.  351 


When  clause  5  was  under  consideration  in  the  Sydney  Convention  an  amendment, 
formulated  by  the  Legislative  Council  of  South  Australia,  was  submitted,  adding  the 
words  "  in  addition  to  the  laws  of  Great  Britain,"  and  making  the  last  part  of  the  clause 
to  read — "in  addition  to  the  laws  of  Great  Britain  the  laws  of  the  Commonwealth  shall 
be  in  force  on  all  British  ships."  The  amendment,  it  was  considered,  was  vague,  con- 
fusing, and  unnecessary.  Mr.  R.  E.  O'Connor  suggested  that  the  clause  might  be  made 
clearer  by  inserting  the  words  "  the  laws  of  the  Commonwealth  in  so  far  as  the  same  are 
not  repugnant  to  any  Imperial  Act  relating  to  shipping  or  navigation."  Mr.  Isaacs  sug- 
gested that  even  that  addition  was  unnecessary,  as  the  laws  of  the  Commonwealth  would 
be  subject  to  the  Imperial  laws  relating  to  repugnancy,  the  Imperial  laws  being  para- 
mount. Mr.  O'Connor  was  of  opinion  that  the  Colonial  Laws  Validity  Act  would  apply 
only  to  the  legislation  of  the  various  States,  and  that  "  it  would  not  apply  to  this  Act 
at  all;"  but  eventually  the  South  Australian  amendment  was  rejected,  and  Mr. 
O'Connor  did  not  press  his  suggestion.     (Con v.  Deb.,  Sydney,  p.  252.) 

When  the  Bill  was  sent  to  England  the  question  was  raised,  and  a  doubt  expressed 
by  the  Law  Officers  of  the  Crown  as  to  the  application  of  the  Colonial  Laws  Validity-  Act 
to  Acts  passed  by  the  Federal  Parliament.    In  support  of  the  doubt  attention  was  drawn 
to  Mr.  O'Connor's  dictum,  also  to  the  definition  of  "  colony"  and  "  colonial  legislature,'* 
L  as  given  in  sec.  1  of  the  Colonial  Laws  Validity  Act,  and  to  the  definition  of  "  colony  " 
as  given  in  Clause  6  of  the  Commonwealth  Bill.     The  Imperial   authorities  had  always 
held  that  the  Parliament  of  the  Dominion  of  Canada  was  "  a  colonial  legislature,''  as 
ilf-fined  by  the  said  Act ;  yet  it  was  now  submitted  that  the  definition  of  "colony  "  in 
Commonwealth  Bill  might  raise  a  doubt  whether   "the  Commonwealth"  was  a 
■lony  "  within  the  meaning  of  the  Colonial  Laws  Validity  Act,  and  consequently 
ther  laws  passed  by  the  Federal  Parliament  would  be  laws  passed  bj'  "a  Colonial 
-islature  "  as  defined  by  that  Act.      It  was,  therefore,  proposed  to  remove  doubts  by 
ing  a  paragraph  to  Clause  6  declaring  that  "the  laws  of  the  Commonwealth  shall 
lolonial  laws  within  the  meaning  of  the  Colonial  Laws  Validity  Act,  1865."     It  was 
nted  out  in  the  first  Imperial  Memorandum  that  Mr.  O'Connors  dictum  showed  that 
•e  was  room   for   misapprehension,    which   it  was   desirable    to   remove.      It   was 
'Ortant  in  the  interests  of  the  Commonwealth,  as  well  as  of  the  rest  of  the  Empire, 
"  .at  there  should  be  no  doubt  as  to  the  validity  of  Commonwealth  laws,  or  as  to  the 
premacy  of  Imperial  legislation.     The  Memorandum  proceeded  to  argue  that  there 
~   room   for  such  misapprehension  not  only  from  the  language  of  Clause  6  of  the 
taring  clauses,  but  also  from  sec.  51,  sub-sec.  xxxviii.,  of  the  Constitution,  which  con- 
ed on  the  Commonwealth  Parliament  "the  exercise  within  the  Commonwealth,  at 
.--  request  or  with  the  concurrence  of  the  Parliaments  of  all  the  States  directly  con- 
crned,  of  any  power  which  can  at  the  establishment  of  this  Constitution  be  exercised 
.>•  by  the  Parliament  of  the  L'nited  Kingdom  or  by  the  Federal  Council  of  Austra- 
a.'      Sub-sec.   xxix.  of  the  same  section  of  the  Constitution,  moreover,  empowered 
Commonwealth  Parliament  to  legislate  in  regard  to  "  external  afiairs,"  aiul,.  conse- 
ntly,  imder  these  pro\nsion3  it  might  be  claimed  that  the  Parliament  of  the  Common- 
ilth  had  power  to  pass  legislation  inconsistent  with  Imperial  legislation  dealing  with 
ii  subjects  as  those  dealt  with  by  the  Foreign  Enlistment  Act      The  responsibility  to 
ign  Powers  for  such  legislation  would  rest,  not  on  Australia,  but  on  the  Government 
-he  United  Kingdom,  as  representing  the  whole  Empire  ;  and  in  the  absence  of  any 
nnition  or  limitation  of  the  privilege  claimed  by  these  pro\'isions  for  the  Common- 
Uth  Parliament,  Her  Majesty's  Government  would  fail  in  their  duty  if  they  left  any 
m  for  doubt  as  to  the   paramount  authority  of  Imperial   legislation.     (See  House 
I  Com.  Pap.  May,  1900,  p.  23.) 

The  Australian  Delegates  miiintained  that  the  doubt  raised  by  the  Imperial  Law 
|>fficer8  was  unfounded,  and  that  there  was  no  necessity  for  any  amendment.  They 
kere  of  opinion  that  the  meaning  of  the  Bill  was  clear,  without  any  such  legislative 
jxplanation.     The  doubt  expressed  by  the  law  advisers  of  the  Crown  arose,  as  they 


352  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.  5. 

■explained,  from  the  presence  in  Clause  6  of  the  words  "Colony  shall  mean  anj- 
Colony  or  Province."  It  was  submitted  that  this  definition  was  framed  simply  for  the 
purpose  of  clearly  including  South  Australia  in  the  Bill,  and  could  in  no  wise  exclude 
the  definition  of  "  Colony  "  in  the  Colonial  Laws  Validity  Act  from  applying  to  the 
Commonwealth  in  relation  to  its  laws. 

"  The  definition  in  the  Commonwealth  Bill  arises  from  the  fact  that  South  Australia 
has  from  time  to  time  been  variouslj-  designated  in  leyislation  as  a  Colony  and  as  a 
Province.  For  instance,  in  the  Imperial  Statutes  4  and  5  Wm.  IV.  c.  95  and  1  and  "2 
Vic.  c.  t)0,  the  designation  is  '  Province  ;'  in  5  and  6  Vic.  c.  61  '  Colony  '  and  '  Province' 
•are  both  used  for  the  same  purpose.  In  4  and  5  Vic.  c.  13,  in  13  and  14  Vic.  c.  59,  and 
in  all  Imperial  Acts  relating  to  South  Australia  since  the  passage  bj^  the  local  Legislature 
of  the  Constitution  Act  (18  and  19  Vic.  No.  2)  the  term  'Colony'  is  used.  But  in  the 
Act  last  mentioned,  and  in  all  other  local  legislation  since  its  passage,  South  Australia 
has  imiformly  been  referred  to  as  a  '  Province.'  Apart  from  legislation,  the  Letters- 
patent,  Commissions  and  Instructions,  issued  in  connection  with  the  offices  of  Governor, 
Lieutenant-Governor,  and  Administrator  of  the  Government  for  South  Australia,  have 
all  employed  the  word  '  Colony  '  alone  to  designate  that  possession,  while  the  Regula- 
tions and  other  official  documents  under  or  in  consequence  of  local  Acts  have  as  regularly 
referred  to  South  Australia  as  a  'Province.'  It  was  merely  for  the  purpose  of  avoiding 
the  constant  repetition  of  the  distinction  between  the  words  '  Colony,'  as  applied  to  the 
other  states,  and  '  Province,'  as  applied  to  South  Australia,  that  the  definition  in 
•question  was  placed  in  the  Bill.  Inasmuch  as  Imperial  legislation  has  so  generally 
referred  to  South  Australia  as  a  Colony,  it  may  be  that  excessive  caution  has  been  used 
by  the  draughtsmen  in  this  instance.  If  after  this  explanation  any  doubt  i-eniains,  the 
Delegates  are  of  opinion  that  the  real  point  of  objection  is  in  the  definition  itself  as 
introducing  that  doubt,  and  if  the  definition  is  unnecessary  it  would  not  seem  to  V>o 
convenient  to  counteract  any  doubt  by  amendment  elsewhere  in  the  Bill.  The  Common- 
wealth appears  to  the  Delegates  to  be  clearlj^  a  '  Colony,'  and  the  Federal  Parliament  to 
be  a  '  Legislature '  within  the  meaning  of  the  Colonial  Laws  Validity  Act,  and  they 
cannot  think  that  the  larger  meaning  given  to  the  word  '  Colony  '  in  Clause  VI.  to  save 
words,  can  be  held  to  take  away  the  protection  of  the  Act  of  1865  from  any  law  passed 
by  the  Federal  Parliament.  But  the  Interpretation  Act  of  1889  (52  and  5i  Vic.  c.  63) 
might  itself  be  cited  in  support  of  the  same  contention.  That  Act  prescribes  that 
'  imless  the  contrary  intention  appears,  the  expression  "  Colony  "  in  any  Act  pa.sse<l 
since  the  1st  January,  1890,  is  to  mean  any  part  of  Her  Majesty's  Dominions,  exclusive 
of  the  British  Islands  and  of  British  India.'  The  Interpretation  Act  goes  on  to  require 
that  where  parts  of  such  Dominions  are  under  both  a  central  and  a  local  legislature,  all 
parts  under  the  Central  Legislature  shall,  for  the  purposes  of  the  definition,  be  deemed 
to  be  one  Colony.  It  might  be  ai'gued  that  this  definition  secures  the  application  of  the 
Validity  Act  to  Colonial  Statutes  passed  since  the  end  of  1889,  and  if  this  be  so  it  would 
be  strange  if  the  occurrence  in  Clause  6  of  the  few  words  quoted  were  held  to  deprive 
the  laws  of  the  Parliament  of  the  Commonwealth  of  Australia  of  the  same  protection. 
It  may  further  be  observed  that  the  Constitution  of  Canada  contains  no  words  similar 
to  those  proposed  to  be  here  inserted,  even  though  that  Constitution  was  enacted  prior 
to  1889  ;  yet  it  will  not  be  denied  that  the  Colonial  Laws  Validity  Act  applies  to 
Dominion  Statutes.  What  then  is  there  which  excludes  its  application  to  the  statutes 
of  the  Commonwealth?"     (See  House  Coms   Pap.  May,  1900,  pp.  14,  15.) 

On  the  question  whether,  if  an  amendment  were  made,  it  should  be  placed  in  the 
Covering  Clauses  or  in  the  Schedule,  the  Delegates  agreed  in  the  opinion  that  a  declara- 
tory enactment  of  this  kind  would  be  looked  for  rather  in  the  Covering  Clauses  tiian  in 
the  Schedule.  But  a  separate  enactment  appeared  to  be  a  better  vehicle  for  such  a 
■declaration  than  the  measure  itself. 

The  amendment  declaring  that  "  the  laws  of  the  Commonwealth  shall  be  Colonial 
laws  within  the  meaningof  the  Colonial  Laws  Validity  Act,  186'5,"  appeared  in  Clause  6 
of  the  Bill  introduced  into  the  House  of  Commons.  As  a  result  of  sub-sequent  negotia- 
tions, however,  the  Imperial  Government  decided  to  omit  these  words,  and  also  to  onut 
the  definition  of  "  colony,"  and  in  Conmiittee  this  was  done.  It  ma}'  be  assumed, 
therefore,  that  the  Crown  Law  Officers  were  satisfied  that  the  Colonial  Laws  Validity 
Act  is  applicable  to  the  Constitution  as  it  stands. 


34.] 


COVERING  CLAUSES.  353 


§  34.    ''  Shall  be  Binding  on  the  Courts,  Judges 
and  People." 

The  importance  of  these  words,  as  indicating  one  of  the  fundamental  principles  of 

'the  Constitution,  should  be  specially  not^d.     They  make  Clause  5  of  the  Commonwealth 

Constitution   Act   substantially   similar  in  scope  and  intention  to   article   VI.    sec.    2 

[if  the  Constitution  of    the  United  States,  supr-a.      Under  this  clause,   the  Act,  the 

Constitution,  and  laws  of  the  Commonwealth  made  in  pursuance  of  its  powers,  will  be 

i;he  supreme  law  of  the  land,  binding  on  the  Courts,  Judges,  and  people  of  every  State, 

iiotwithstanding  anything  to  the  contrary  in  the  laws  of  any  State.     The  latter  words 

Operate  as  a  rescission  of  all  State  laws  incompatible  with  the  Act,  with  the  Consti- 

jUtion,  and    with   such   laws   as   may   be   passed  by  the  Parliament  of  the  Common- 

tvealth  in  the  exercise  of  its  Constitutional  rights.     Therefore,  by  this  clause,  coupled 

jvith  sections  106  to  109,  all  the  laws  of  a  State,  constitutional  as  well  as  ordinary,  will 

>e  in  effect  repealed  so  far  as  they  are  repugnant  to  the  supreme  law.     All  the  laws  of 

^  rate,  so  far  as  not  inconsistent  with  the  supreme   law,  will  remain  in  force  until 

d  by  the  proper  authority. 

Ihe  preeminent  significance  of  this  direct  action  of  the  federal  laws  on  the  Courts, 

_  s,  and  people,  is  that  it  forms  a  distinctly  national  feature  of  the  Constitution  and 

'■ntiates  it  from  the  weakness  and  imperfection  of  a  confederate  system  of  govem- 

The  constitutional  value  of  these  words  will  be  better  appreciated  by  comparing 

constitution  with  the  Articles  of  Confederation  of  the  American  States  (1781),  from 

1  they  are  absent. 

Those  articles  established  a  league  of  States  organized  in  a  Congress  in  which  each 

had  an  equal  voice.     The  Congress  was  endowed  with  certain  legislative  powers, 

■  lacked  any  means  of  enforcing  obedience  to  its  mandates.     Xot  onlj-  was  there  no 

il  executive  or  judiciary  worthy  of  the  name,  but  the  laws  of  the  Congress  were 

ted  to  the  States  as  political  entities  and  not  to  private  individuals.     Congress 

j)uld  not  pass  a  single  law  binding  on  the  Courts,  Judges,  or  people  of  the  States.     It 

"Id  only  recommend  the  States  to  pass  local  Acts  giving  eflfect  to  its  laws  or  requisi- 

(Fiske,   Critical   Period   of  American   History,   p.    99.)      One  of  the  greatest 

Lutnphs  of  the  American  Constitution  (1787)  was  that  it  gave  expression  to  the  original 

|id  noble  conception  of  a  dual  sjstem  of  government  operating  at  one  and  the  same 

upon  the  same  individuals,  harmonious  with  each  other,  but  each  supreme  in  its 

.  sphere  (»(/.  239).     This  dual  system  gave  rise  to  two  groups  or  classes  of  laws — 

.ate  laws  and  Federal  laws — both  equally  binding  on  individuals  and  enforceable   by 

'•propriate  procedure.     Thereby  the  federal  principle  of  the  Union  of   States,  which 

'he  basis  of  the  Articles  of  Confederation,   was  preserved   and  conjoined  with  the 

■nal  principle  that  the  laws  of  the  Union  should  be  binding  on  the  people  of  the 

nion,  interpreted  by  the  judges  of  the  Union,  and  enforced  by  the  Executive  of  the 

aion. 

"  In  all  communities  there  must  be  one  supreme  power  and  one  only.  A  con- 
leracy  is  a  mere  compact,  resting  on  the  good  faith  of  the  parties  ;  a  national,  supreme 
niment  must  have  a  complete  and  compulsive  operation."  (Gouverneur  Morris,  in 
Federal  Convention,  30th  Alav,  1787.  Bancroft's  History  of  the  United  States, 
-',p.  1.5.) 

■ '  In  the  nature  of  things  punishment  cannot  be  executed  on  the  States  collectively  ; 
fore  such  a  government  is  necessary  as  can  operate  directly  on  individuals." 
rge  Mason,  id.,  p.  15.) 

"     he  difference  between  a  federal  and  a  national  government,  as  it  relates  to  the 

ation   of  the  government,   is  supposed  to  consist  in  this,   that  in  the  former  the 

> 'Ts  operate  on  the  political  bodies  composing  the  confederacy,  in  their  political 

',)acities  ;  in  the  latter,  on  the   individual  citizens   composing  the  nation,    in   their 

i|lividual  capacities."     (Madison,  in  The  Federalist,   xxxix.,  p.  2.37,   cited  Foster  on 

•    Constitution,  vol.  I.,  p.  106.) 

As  of  the  laws  of  Congress  and  the  Constitution  of  the  United  States,  so  of  the 
a  of  the  Federal  Parliament  and  the  Constitution  of  the  Commonwealth,  it  may  be 


T 


23 


354  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  5. 

said  that  their  authority  extends  over  the  whole  territory  of  the  Union,  acting  upon  the 
States  and  the  people  of  the  States.  Whilst  the  Federal  Government  is  limited  in  the 
number  of  its  powers,  within  the  scope  of  those  powers  it  is  supreme.  No  State 
Government  can  exclude  it  from  the  exercise  of  any  authority  conferred  upon  it  by  the 
Constitution,  obstruct  its  authorized  officers  against  its  will,  or  withhold  from  it  for  a 
moment  the  cognizance  of  any  subject  which  the  Constitution  has  committed  to  it. 
(Tennessee  v.  Davis,  100  U.S.  257.) 

§  35.    "  And  of  Every  Part  of  the  Commonwealth." 

Territorial  Limits. — The  Constitution  and  laws  of  the  Commonwealth  are  in 
force  within  the  territorial  limits  of  the  Commonwealth.  By  the  law  of  nations  the 
territorial  limits  of  a  country  are  allowed  to  extend  into  every  part  of  the  open  sea 
within  one  marine  l^gue  from  the  coast,  measured  from  low  water  mark.  This  coastal 
margin  is  called  "  territorial  waters,"  or  the  "  three-mile  limit."  (See  Note,  Territorial 
Waters,  infra.)  By  a  later  part  of  this  clause  the  Constitution  and  the  laws  of  the 
Commonwealth  are  conceded  an  extra-territorial  force  on  British  ships.  (See  Note, 
§  38  "British  Ships,") 

But  there  may  be  "parts  of  the  Commonwealth"  which  are  not  States.  The 
territorial  limits  of  the  Commonwealth  will  not  be  necessarily  co-terminous  with  the 
boundaries  of  the  States  and  their  territorial  waters  added  ;  they  will  also  embrace  any 
other  regions,  with  their  adjacent  territorial  waters,  which  for  the  time  Ijeing  may  not 
be  included  within  the  boundaries  of  a  State,  but  which  may  be  acquired  by  the  Com- 
monwealth in  any  of  the  ways  authorized  by  the  Constitution.  Thus  the  seat  of  govern- 
ment, when  determined  by  the  Parliament  and  made  federal  territory,  will  no  longer  be 
part  of  the  State  of  New  South  Wales,  but  will  be  a  part  of  the  Commonwealth. 
Again,  the  Queen  might  place  British  New  Guinea  under  the  control  of  the  Common- 
wealth ;  she  might  detach  a  part  of  the  vast  area  of  Western  Australia  from  that  State 
and  hand  it  over  to  the  Commonwealth  ;  she  might  do  the  same  with  the  Northern 
Territory  of  South  Australia  ;  Tasmania  might  agree  to  surrender  King's  Island  to  the 
Commonwealth.  Upon  acceptance  by  the  Commonwealth  in  each  of  these  cases,  the 
territory  so  surrendered  to  or  placed  under  the  authority  of  the  Commonwealth  would 
even  before  its  erection  into  a  State,  or  States,  become  a  part  of  the  Commonwealth,  and 
the  Constitution  and  laws  of  the  Commonwealth  would  be  as  binding  on  the  peopl» 
there  as  on  those  of  a  State. 

Extra-Territobial  Operation  of  Laws. — A  Colony,  Dominion,  or  Federation, 
under  the  British  Crown,  has  no  jurisdiction  to  make  laws  operative  beyond  its  terri 
toi'ial  limits,  unless  such  power  is  specially  granted  by  Imperial  Statute.  "  In  tliis 
respect  independent  States  are  in  the  same  position,  at  least  with  regard  to  the  subjects 
of  other  independent  States  and  their  property,  as  those  colonies  of  Great  Britain  which 
possess  plenary  powers  of  legislation  and  self-government.  Both  are  restricted  as  to 
acts  of  legislation  by  territorial  limits,  those  limits  being  fixed  in  the  one  case  by  an 
Imperial  Statute,  and  in  the  other  case  by  the  established  principles  of  international 
law.  The  first  of  the  three  celebrated  axioms  of  Huberus  lays  down  the  rule  for 
independent  States  in  distinct  terms  :  '  Leges  cujusqxie  imperii  vim  haheM  intra  terminon 
ejusdem  reipublicm  omnesque  ei  nubjectos  obligant,  nee  ultra.'  "  (Per  Higinbotham,  J.,  m 
Regina  v.  Call,  ex  p.  Murphy  [1881],  7  V.L.R.  [L.],  p.  121.) 

There  are  only  two  provisions  in  the  Constitution  Act  explicitly  relating  to  the 
extra-territorial  operation  of  laws.  The  first  is  in  Clause  5,  which  makes  the  law» 
of  the  Commonwealth  in  force  on  British  ships  vojaging  solely  between  ports  of  the 
Commonwealth  (see  Note,  §  38,  "British  ships");  the  second  is  in  sec.  51  x.,  which 
empowei's  the  Federal  Parliament  to  legislate  as  to  "  fisheries  in  Australian  watere 
beyond  territorial  limits."  The  legislative  powers  given  by  sec.  51 — xxix.,  as  to  "ex- 
ternal affairs,"  and  by  sec.  51 — xxxviii.,  as  to  powers  previously  exercisable  by  the 


135] 


COVERING  CLAUSES.  355 


Imperial  Parliament  or  by  the  Federal  Council,  do  not  necessarily  imply  extra-territorial 
operation,  and  it  is  therefore  submitted  that  they  do  not  sanction  any  such  operation. 
"  Xo  State  can  by  its  laws  directly  affect,  bind,  or  regulate  property  beyond  its 
own  territory,  or  control  persons  who  do  not  reside  within  it,  whether  they  be  native- 
born  subjects  or  not  ;  a  different  system,  which  would  recognize  in  each  State  the  power 
of  regulating  persons  or  things  beyond  its  territory,  would  exclude  the  equalitj'  of  rights 
among  different  States,  and  the  exclusive  sovereignty  which  belongs  to  each  of  them." 
(Felix,  Droit  International  Prive,  s.  10.) 

"  The  Legislature  of  a  colony  may  authoidze  the  exclusion  from  its  territory  of  a 
person  charged  with  an  offence  in  another  colony,  or  that  he  be  punished  unless  he  leaves 
the  territory,  or  his  detention  ;  but  it  cannot  authorize  the  sending  him  in  custody  out 
of  its  territory  into  another  colon}'."     (Ray  v.  McMackin,  1  V.L.R.  [L.],  p.  272.) 

"In  Phillips  r.  Eyre,  L.R.  6  Q.B.,  p.  1.,  it  was  distinctly  enunciated  that  the 
superior  Courts  in  England  will  regard  Acts  of  colonial  Legislatures  in  the  same  way  as 
they  regard  Acts  of  foreign  countries  legislating  vrith  respect  to  their  inhabitants  within 
the  limits  of  their  authority.  Any  attempt  to  exercise  jurisdiction  beyond  the  boundaries 
of  their  own  territory,  domestic  or  distant,  by  either  one  or  the  other,  is  treated  as 
being  beyond  the  powers  of  their  Legislatures."  (Per  Barrv,  J.,  in  Ray  v.  McMackin, 
1  V.L.R'.  [L.],  p.  •2S0.) 

"On  Dec.  17,  1869,  the  Secretary  of  State  for  the  Colonies  notified  the  Governor- 
General  of  Canada,  in  regard  to  certain  Acts  passed  by  the  Dominion  Parliament  in  the 
previous  session  of  Parliament,  that  Her  Majesty  would  not  be  advised  to  exercise  her 
power  of  disallowance  with  respect  thereto  ;  but  that  he  observed  that  the  third  section 
of  '  an  Act  respecting  perjury  '  assumed  to  affix  a  criminal  character  to  acts  committed 
beyond  the  limits  of  the  Dominion.     '  As  such  a  provision  is  beyond  the  legislative  power 
of  the  Canadian  Parliament,'  the   Colonial  Secretary  requested  the  Governor-General  to 
\  bring  this  point  to  the  notice  of  his  Ministers,  with  a  view  to  the  amendment  of  the  Act 
I  in  this  particular.     Accordingh-,  in  the  ensuing  session  of  the  Dominion  Parliament,  an 
;  Act  was  passed  to  correct  this  error."     (Todd,  Pari.  Gov.  in  the  Col.,  p.  145.) 

The  Criminal  Law  Amendment  Act,  1883,  sec.  54,  of  New  South  Wales,  enacts  that 

■  whosoever  being  married  marries  another  pei-son  during  the  life  of  the  former  husband 

1  or  wife,  wheresoever  such  second  mamage  takes  place,  shall  be  liable  to  penal  servitude 

I  for  seven  years :  "     It  was  held  by  the  Privy  Council  that  those  words  must  be  intended 

j  to  apply  to  persons  actually  within  the  jurisdiction  of  the  Legislature,  and  consequently 

that  the  Courts  of  the  colony  had  no  jurisdiction  to  try  the  appellant  for  the  offence  of 

bigamy  alleged  to  have  been  committed  in  the  United  States  of  America.     (Macleod  v. 

Att.-G'en.  for  New  South  Wales  [1891],  A.C.  455;  Digest  of  English  Case  Law,  vol.  3, 

p.  486. ) 

In  the  case  of  Re  Victoria  Steam  Na^^gation  Board,  ex  jmHe  Allan,  decided  by 
the  Full  Court  of  Victoria,  consisting  of  Stawell,  C..T.,  and  Stephen  and  Higinbotham, 
JJ.,  in  1881,  the  Court  (Higinlxttham.  J.,  dissenting)  were  of  the  opinion  that  the 
j  Passengers,  Harbours,  and  Navigation  Statute,  1865.  did  not  give  the  Steam  Navigation 
T5oard  any  jurisdiction  to  enquire  into  charges  of  incompetency  of  a  master,  occurring 
' 'ape  Jaffa  outside  Victorian  waters,  and  that  the  Imperial  .Merchant  Shipping  Act, 
•'4,  sec.  242,  sub-sec.  5,  and  Merchant  Shipping  Amendment  Act,  1862,  sec.  2^^,  did 
.not  confer  on  it  any  extra-territorial  jurisdiction.  The  summons  to  prohibit  the  enforce- 
jment  of  the  suspension  of  a  master's  certificate  was  allowed,  with  costs.  {Ex  parte 
Allen,-  V.LR  248,  3  A,L  T.,  p.  1.)  But  now  see  Merchant  Shipping  Act,  1894, 
478. 

The  British  Parliament,  being  a  sovereign  legislature,  may  pass  laws  binding  on  its 
nibjects  all  over  the  world  ;  but,  according  to  the  principles  of  international  law,  it 
)ught  not  to  legislate  for  foreigners  out  of  its  dominions  and  beyond  the  jurisdiction  of 
-he  Crown.  (Lopez  v.  Burslem,  4  Moo.  P.C,  300:  the  Zollverein,  1  Swab.  Adm.,  96.) 
rhe  British  Parliament  has  not,  according  to  the  principles  of  public  law,  any  authority 
X)  legislate  for  fereign  vessels  on  the  high  seas  or  for  foreigners  beyond  the  frontiers  of 
he  Empire.  (Reg.  v.  Keyn,  2  Ex.  D  220.)  Should  the  British  Parliament  in  violation 
»f  those  principles  attempt  to  render  foreigners  subject  to  its  laws  with  reference  to 
•ffences  committed  beyond  its  territorial  limits,  it  would  be  incumbent  on  the  Courts  of 
he  Empire  to  enforce  those  enactments,  leaving  it  to  the  Imperial  Government  to  settle 
he  question  of  international  law  with  the  governments  of  the  nations  concerned.  But 
he  laws  of  the  Commonwealth  being  those  of  a  subordinate  and  non-sovereign  legisla- 
nre  would  be  examinable  by  the  Courts,  and  if  it  appeared  that  they  purported  to  legis- 
»te  for  matters  outside  the  limits  of  the  Commonwealth  tliey  would  be  pronounced  ultra 
ires  and  null  and  void. 


356  COMMENTARIES  ON  THE  CONSTITUTION.  [ci.  5. 

Territorial  Waters. — Some  further  explanation  of  tlie  rule  of  the  "  three  mile 
limit "  by  Mr,  Hall  may  be  here  added  : — 

"  Of  the  marginal  seas,  and  enclosed  waters,  which  were  regarded  at  the  beginning 
of  the  present  century  as  being  susceptible  of  appropriation,  the  case  of  the  first  is  the 
simplest.  In  claiming  its  marginal  seas  as  property  a  state  is  able  to  satisfy  the 
condition  of  valid  appropriation,  because  a  narrow  belt  of  water  along  a  coast  can  be 
efJ'ectively  commanded  from  the  coast  itself  either  by  guns  or  by  means  of  a  coast-guai'd. 
In  fact  also  such  a  belt  is  always  appropriated,  because  states  reserve  to  their  own 
subjects  the  enjoj'ment  of  its  fisheries,  or,  in  other  words,  take  from  it  the  natural 
products  which  it  is  capable  of  yielding.  It  may  be  added  that,  unless  the  right  to 
exercise  control  were  admitted,  no  sufficient  security  would  exist  for  the  lives  and 
property  of  tlie  subjects  of  the  state  upon  land  ;  the}'  would  be  exposed  without  recog- 
nised means  of  redress  to  the  intended  or  accidental  effects  of  violence  directed  against 
themselves  or  other  persons  of  whose  nationality,  in  the  absence  of  a  right  to  pursue  and 
capture,  it  would  often  be  impossible  to  get  proof,  and  whose  state  consequently  could 
not  be  made  responsible  for  tlieir  deeds.  Accordingly,  on  the  assumption  that  any  part 
of  the  sea  is  susceptible  of  appropriation,  no  serious  question  can  arise  as  to  the  existence 
of  property  in  marginal  waters.  Their  precise  extent  however  is  not  so  certain. 
Generally  their  limit  is  fixed  at  a  marine  league  from  the  shore  ;  but  this  distance  was 
defined  by  the  supposed  range  of  a  gun  of  position,  and  the  effect  of  the  recent  increase 
in  the  power  of  artillery  has  not  yet  been  taken  into  consideration,  either  as  supplying 
a  new  measure  of  the  space  o\'er  which  control  may  be  efficiently  exercised,  or  as 
enlarging  that  within  which  acts  of  violence  way  be  dangerous  to  persons  and  property 
on  shore.  It  may  be  doubted,  in  view  of  the  very  diverse  opinions  which  liave  been 
held  until  lately  as  to  the  extent  to  which  marginal  seas  may  be  appropriated,  of  the 
lateness  of  the  time  at  which  much  more  extensive  claims  have  been  full}'  abandoned, 
and  of  the  absence  of  cases  in  which  the  breadth  of  territorial  water  has  come  into  inter- 
national question,  whether  the  three  mile  limit  has  ever  been  unequivocally  settled  ;  but, 
in  any  case,  as  it  has  been  determined,  if  determined  at  all,  upon  an  assumption  w  hich  has 
ceased  to  hold  good,  it  would  be  pedantry  to  adhere  to  the  rule  in  its  present  form  ;  and 
perhaps  it  may  be  said  without  improprietj'  that  a  state  has  the  right  to  extend  its 
territorial  waters  from  time  to  time  at  its  will  with  the  increased  range  of  guns ; 
though  it  would  undoubted]}'  be  more  satisfactory  that  an  arrangement  upon  the  subject 
should  be  come  to  by  common  agreement."     (Hall's  International  Law,  §  41.) 

"  Bluntschli  thinks  that,  considering  the  range  of  modei'n  artillery,  the  three- 
mile  zone  is  too  narrow.  Phillimore  and  Fiore  express  the  same  opinion,  but  think  that 
an  alteration  can  only  be  made  by  ti'eaty.  It  appears  to  have  been  suggested  by  the 
American  government  to  that  of  England  in  1864  that  territorial  waters  should  be  con- 
sidered to  extend  to  a  distance  of  five  miles  from  shore."     {Id.) 

§  36.    "  The  Laws  of  Any  State." 

The  laws  of  the  States  will  comprise  the  following  classes  : — 

(i.)  Imperial  Acts  relating  to  the  Constitution  and  government  of  the  colonies 

when  they  become  States  : 
(ii.)  Imperial  Acts  relating  to  matters  of  ordinary  legislation  expressly  applic- 
able to  the  colonies  when  they  become  States  : 
(iii.)  The  Common  law  so  far  as  applicable  and  not  modified  by  colonial  or 

State  legislation  : 
(iv.)  LaM's  of  the  realm  of  England  made  applicable  to  some  colonies  by  the 

general  terms  of  the  Act  of  9  George  IV.  c.  83,  and  not  since  repealed  or 

amended  by  colonial  legislation  : 
(v.)  Acts  relating  to  constitutional  matters  as  well  as  to  matters  of  ordinary 

legislation  passed  by  the  colonial  or  State  legislatures  in  the  exercise  of 

Statutory  authority  conferred  by  Imperial  law. 

All  these  laws  will  remain  in  full  force  and  effect  until  they  become  inconsistent 
with — (1)  The  Commonwealth  of  Australia  Constitution  Act,  or  (2)  some  Act  amend- 
ing the  Constitution,  or  (3)  laws  to  be  made  thereunder  by  the  Parliament  of  the 
Commonwealth.  By  the  Constitution  of  the  colonies  their  legislatures  have  power  to 
make  laws  in  and  for  those  colonies  respectively  in  all  cases  whatsoever.     When  tho«e 


g§  36-38.]  COVERING  CLAUSES.  357 

colonies  become  States  their  large  powers  will  by  degrees  be  considerably  cut  down, 
although  they  will  be  compensated  for  the  loss  of  direct  authority  by  their  representa- 
tion in  the  Federal  Parliament.  The  jurisdiction  of  that  Parliament  will  over-lap  and 
in  time  will  considerably  contract  the  realm  of  State  jurisdiction.  As  the  federal  legis- 
lation within  the  area  of  enumerated  powers  acquires  acti\-ity  and  increases  in  volume, 
the  State  laws  within  that  area  w  ill  be  gradually  displaced  by  federal  laws,  but  until 
they  are  so  displaced  through  repugnancy  they  will  retain  their  original  vitality  and  be 
binding  on  the  people  of  their  respective  States. 

§  37.    "  The  Laws  of  the  Commonwealth.* 

This  is  a  more  suitable  and  comprehensive  expression  than  the  one  which  appears  at 
the  beginning  of  this  clause,  \nz.,  "  this  Act  and  all  laws  made  by  the  Parliament  of  the 
Commonwealth."     The  laws  of  the  Commonwealth  will  consist  of  the  following  classes  : — 
(I.)  The  Commonwealth  of  Australia  Constitution  Act. 

(II.)  Alterations  of  the  Constitution  pursuant  to  the  provisions  of  Chapter  YIII. 
(III.)  Laws  made  by  the  Parliament  of  the  Commonwealth  under  the  Consti 
tution. 
It  will  be  noticed  that  the  second  group  of  laws  as  above  classified  will  not  be  laws 
made  bj'  the   Parliament  ;  they  may  be  laws  proposed  either  by  one  or  both  of  the 
Federal  Chambers,  subject  to  certain  conditions,  and  afterwards  approved  by  the  quali- 
fied electors  of  the  Commonwealth  and  assented  to  by  the  Governor-General  or  by  the 
Queen. 

§  38.    "British  Ships." 

The  rights,  duties,  and  liabilities  of  British  ships  M-hilst  at  home  or  abroad  have 
been  settled  by  a  long  series  of  legal  decisions  interpreting  and  enforcing  the  common 
law,  as  well  as  by  the  codified  pro\nsions  of  the  Merchant  Shipping  Act,  1894,  some  parts 
of  which  are  in  force  throughout  the  British  empire.  One  of  the  fundamental  principles 
ti  British  shipping  law  is  that  British  merchant  ships  sailing  upon  the  high  seas  are 
3onsidere<l  parts  of  the  territory  of  the  British  empire  and  come  within  the  rule  of  extra- 
Lerritoriality.  It  is  a  principle  of  the  Common  Law  and  of  the  law  of  nations  that  a 
5hip  on  the  high  seas  is  a  part  of  the  territory  of  the  State  to  which  she  belongs,  and 
herefore  an  English  ship  is  deemed  to  be  a  part  of  England.  (Per  Blackburn,  J., 
Marshall  v.  Murgatroyd,  L.R.  6  Q.B.  31.) 

Kliiber  says  "  that  upon  the  ocean  every  ship  is  considered  extra-territorial  in 
ad  to  all  foreign  nations.  A  merchant  vessel  ought  to  be  considered  as  a  floating 
ny  of  its  State."     (Droit  des  Gens,  part  2,  Tit.  1,  c.  2,  §  299.) 

Hall  and  other  writers  on  international  law  describe  Kliiber's  theory  as  a  fiction, 

they  all  agree  that  a  ship  at  sea  should  be  subject  to  the  jurisdiction  of  the  State 

•;r  whose  flag  she  sails  ;  that  such  a  doctrine  is  most  reasonable  and  advantageous  ; 

:  that  if  ships  were  amenable  to  no  tribunal  the  sea  would  become  a  place  where  every 

lie  might  be  committed  with  impunity.      (Twiss'  Law  of  Nations  in  Time  of  War, 

172.)      A   merchant   vessel  in  non-territorial  waters   is   therefore   subject   to    the 

•reignty  of  that  country  only  to  which  she  belongs,  and  all  acts  done  on  board  her 

.1st  on  such  waters  are  cognizable  only  by  the  courts  of  her  own  State  unless  they  be 

-  of  piracy.     This  rule  extends  to  cases  in  which,  after  a  crime  has  been  committed  by 

pon  a  native  of  a  country  other  than  that  to  which  the  ship  belongs,  she  enters  a 

of  that  State  with  the  criminal  on  board.     (Hall's  International  Law,  p.  186.)     In 

ign  territorial  waters,  however,  a  merchant  vessel  is  under  the  territorial  jurisdiction, 

^  its  officers  and  crew  are  subject  to  the  local  laws  prevailing  in  such  waters. 

Crimixal  Jurisdiction  on  the  High  Seas. — AU  persons  on  board  a  ship  are  within 

jie  jurisdiction  of  the  nation  whose  flag  the  ship  flies,   in  the  same  manner  as  if  they 

jere  within  the  territory  of  that  nation.     The  criminal  jurisdiction  of  the  Admiralty  of 


358  COMMENTARIES  ON  THE  CONSTIT QTION".  [Cl.  5. 

England  extends  over  British  ships,  not  only  on  the  high  seas,  but  also  on  rivers  below 
the  bridges  where  the  tide  ebbs  and  flows  and  where  great  ships  go,  though  at  a  spot 
where  the  municipal  authorities  of  a  foreign  country  might  exercise  concurrent 
jurisdiction  if  invoked.  (Per  Blackburn,  J.,  in  Reg.  v.  Anderson  [1886]  L.R.  1  C.C. 
161-4.)  There  will  be  jurisdiction  at  common  law  if  a  British  ship  be  on  the  high  seas, 
infra  primos  pontes,  or  in  a  tidal  river  where  great  ships  come  and  go.  (Reg.  i\ 
Armstrong  [1875]  1.3  Cox,  C.C.  185.)  The  ofiFence  need  not  be  consummated  or  wholly 
completed  on  board  such  ship  to  give  jurisdiction  (id.)  A  larceny  of  bonds  was 
committed  by  some  person  unknown  on  board  a  British  ocean-going  merchant  ship  lying 
in  an  open  river,  moored  to  the  quay  at  Rotterdam,  in  Holland,  at  a  distance  of  18  miles 
from  the  sea,  but  within  the  ebb  and  flow  of  the  tide.  A  person  who  afterwards  was 
found  in  England  in  possession  of  the  stolen  property  was  there  convicted  of  receiving 
the  bonds.  (Reg.  v.  Carr  [1882]  10  Q.B.D.  76.)  The  surviving  crew  of  an  English 
yacht,  cast  away  in  a  storm  on  the  high  seas,  who  were  obliged  to  take  to  an  open  boat, 
and  who  were,  they  alleged,  constrained  by  hunger  to  kill  and  eat  a  boy,  one  of  their 
number,  were  tried  in  England  and  found  guilty  of  murder.  (Reg.  v.  Dudley  [1884]  14 
Q.B.D.  273.)  A  hulk  retaining  the  general  appointments  of  a  ship  registered  as  a 
British  ship,  though  only  used  as  a  floating  warehouse,  is  a  British  ship.  (Reg.  v. 
Armstrong,  13  Cox,  C.C.  185.) 

Jurisdiction  of  Colonial  Courts.— The  jurisdiction  to  try  persons  for  offences 
committed  on  the  high  seas,  within  the  jurisdiction  of  the  Admiralty,  was  in  1849 
conferred  on  colonial  courts  by  the  Act  12  and  13  Vic.  c.  96,  sec,  1.  This  provides  that 
colonial  courts  should  have  the  same  jurisdiction  for  trying  such  offences,  and  should 
be  empowered  to  take  all  such  proceedings  for  bringing  persons  charged  therewith  to 
trial,  and  for  and  auxiliary  to  and  consequent  upon  the  trial,  as  by  the  law  of  the  colony 
might  have  been  taken  if  the  offence  had  been  committed  upon  any  waters  within  the 
limits  of  the  colony. 

Later  Imperial  Legislation.— By  the  Merchant  Shipping  Act,  1867  (30  and  31 
Vic.  c.  124,  s.  11.)  it  was  enacted  that  if  any  British  subject  commits  anj' offence  on 
board  any  British  ship,  or  on  board  any  foreign  ship  to  which  he  does  not  belong,  any 
court  of  justice  in  her  Majesty's  dominions  which  would  have  cognizance  of  such  offence, 
if  committed  on  board  a  British  sliip,  within  the  limits  of  the  ordinary  jurisdiction  of 
such  court,  shall  have  jurisdiction  to  hear  and  determine  the  case,  as  if  the  offence  had 
been  so  committed. 

The  Merchant  Shipping  Act,  1894,  sec.  686,  re-enacts  in  substance  the  provisions  of 
previous  legislation  giving  jurisdiction,  in  the  case  of  any  offence  committed  by  a  British 
subject  on  board  any  British  ship  on  the  high  seas,  or  in  any  foreign  port  or  hflrlxjur,  or 
by  a  person  not  a  British  suljject  on  board  any  British  ship  on  the  higii  seas,  to  any 
court  in  her  Majesty's  dominions  within  the  jurisdiction  of  which  that  person  is  found. 
Sec.  687  further  provides  that  all  offences  against  property  or  person  committed  at  any 
place,  either  ashore  or  afloat,  out  of  Her  Majesty's  dominions  by  any  master,  seaman  or 
apprentice  who  at  the  time  of  the  offence  is,  or  within  three  months  previously  has  been 
employed  in  any  British  ship,  shall  be  deemed  to  be  offences  of  the  same  nature  and 
liable  to  the  same  punishment  as  if  committed  within  the  jurisdiction  of  the  Admiralty  of 
England, 

Foreigners  on  British  Ships.— A  foreigner  who.  whilst  on  board  a  British  ship 
upon  the  high  seas,  commits  an  offence  against  British  law,  is  amenable  to  sucli  law,  anJ 
it  makes  no  difference  whether  he  has  gone  on  board  voluntarily  or  has  been  taken  and 
detained  there  against  his  will,     (Reg,  v.  Lopez  ;  Reg.  v.  Sattler,  27  L.J.  M.C.  48.) 

A  foreigner  was  convicted  of  manslaughter  on  board  a  British  ship  in  the  river 
Garonne,  in  France,  .35  miles  from  the  sea,  but  within  the  ebb  and  flow  of  the  tide. 
(Reg.  V.  Anderson,  L.  R.  1.  C.C,  161. )  A  foreigner  on  board  a  British  ship  is  entitled  to  the 
same  protection  as  if  he  were  on  English  soil.  (Reg.  v.  Leslie,  8  Cox,  C.C,  269;  ii9 
L.J.  M,C,  97.) 


38.] 


COVERING  CLAUSES.  359 


JnusDiCTiox  OVER  FOREIGN  Ships. — A  German  vessel,   under  the  command  and 

immediate  direction  of  a  German  subject,  collided  with  a  British  steamer  naWgating  the 

;  iglish  Channel  at  a  point  within  two  miles  and  a  half  from  Dover  Beach,  with  the 

suit  that  the  British  ship  sank  and  a  British  subject  on  board  was  drowned.     The 

iptain  of  the  German  ship  was  tried  and  found  guilty  of  manslaughter  at  the  Central 

:  iminal  Court.     It  was  held  by  the  majority  of  the  Court  of  Criminal  Appeal,  that  the 

ntral  Criminal  Court   had   no  jurisdiction   to  try   the   case.     (Reg.    i;.  Keyn,    The 

lanconia,  2  Ex.  D.  63  ;  46  L.J.,  M.C.  17.)    But  now  by  the  Territorial  Waters  Juris- 

tion  Act,    1878  (41   and  42  Tic.   c.  73  s.  2)  an  offence  committed  bj-  any  person, 

w  hether  a  British  subject  or  not,  on  the  open  sea,  within  the  territorial  waters  of  Her 

Majesty's  dominions,  is  an  ofiFence  within  the  jurisdiction  of  the  Admiral,  although  it 

ay  have  been  committed  on  board  or  by  means  of  a  foreign  ship,  and  the  person  who 

mmitted  such  ofiFence  may  be  arrested,  tried,  and  punished  accordingly.     By  s.  7  of 

13  Act  "  Territorial  waters  of  Her  Majesty's  dominions  "  means  any  part  of  the  open 

a  within  one  marine  league  of  the  coast  measured  from  low  water  mark. 

Ownership  of  British  Ships. — Under  the  provisions  of  the  Merchant  Shipping 

-  t,  1S94,  no  person  can  own  a  British  ship  except  a  natural  born  or  naturalized  subject 
:  the  Queen,  or  a  denizen  by  letters  of  Denization,  or  a  corporate  body  established 

ider  and  subject  to  the  law  of  some  part  of  the  British  dominions.  Every  such  ship 
ust  be  registered,  and  every  transfer  must  be  bj-  registered  bill  of  sale.  If  a  ship 
longing  to  British  subjects  be  not  registered  she  is  not  recognized  as  a  British  ship, 
:d  is  then  not  entitled  to  the  benefit  or  protection  enjoyed  by  British  ships,  or  to  sail 
ider  the  British  flag,  or  to  assume  the  British  national  character. 

British  Merchant  Ships  and  Colonial  Laws. — It  Mill  now  be  convenient  to 
insider  some  of  the  obligations  and  liabilities  of  British  merchant  ships  in  the  Terri- 
rial  waters,  under  the  law  as  it  existed  before,  and  under  the  law  as  it  will  be  after 
e  establishment  of  the  Commonwealth.  The  jurisdiction  of  colonial  legislatures  over 
litish  ships  whilst  within  the  colonial  ports,  harbours,  rivers  and  adjacent  territorial 
Iters,  extends  to  such  subjects  as  the  following  : — The  governance  and  preservation  of 
■rts,  the  regiUation  of  shipping  and  na\'igation,  the  mooring  of  vessels,  the  manage- 
ent  of  wharves  and  piers,  the  organization  of  marine  boards  and  of  courts  of  marine 
-'|uin,-,  pilots  and  pilotage,  lights  and  signals,  prevention  of  accidents  on  ships,  inspec- 
m  of  ships,  equipment  and  survej-  of  ships,  carriage  of  dangerous  goods,  storage  of 
rgoes,  misconduct  of  passengers,  misconduct  of  crew,  health  and  safety  of  passengers, 
nding  of  passengers,  investigations  respecting  casualties,  and  inquiries  into  complaints 
"  incompetency  and  misconduct  on  the  part  of  mariners. 

Colonial    Courts  to    Enforce    Imperlvl   Shipping    Laws.— Bj-  the   Merchant 
lipping  Act,  1854  (17  and  1 8  Vic.  c.  104)  and  by  the  amending  Merchant  Shipping  Act,  1862 

-  j  and  26  Vic.  c.  63)  legislation  was  adopted  in  order  to  increase  the  efficiency  of,  and 
large  the  supervision  over,  the  mercantile  marine  of  England.  Higher  qualifications 
r  mates  and  masters  were  exacted,  and  means  were  adopted  by  which  incompetency 
id  misc-onduct  might  be  promptly  brought  before  the  Board  of  Trade,  by  whom  certifi- 
-tes  to  mates  and  masters  were  issued.     It  was  further  provided  that  the  legislature  of 

y  British  possession  should  be  able  to  make  laws  for  the  appointment  of  a  court  or 
ibimal  to  inquire  into  charges  of  incompetency  or  misconduct  on  the  part  of  masters 
id  mates  of  ships,  and  to  canc-el  or  suspend  the  certificates  of  oflFenders  subject  to  the 
view  of  the  Board  of  Trade.  In  1865  the  Victorian  Parliament  passed  the  Passengers 
arbour  and  Navigation  Act,  sec.  77  of  which  enactetl  that  the  Steam  Navigation  Board 
lould  be  constituted  a  court  or  tribunal  authorized  to  exercise  such  powers  as  are 
entioned  in  or  conferred  by  the  242nd  section  of  the  Merchant  Shipping  Act,  1854,  and 
le  23rd  section  of  the  Merchant  Shipping  Act,  1862.  Similar  Boards  were  established 
>"  other  colonial  legislatures. 

The  extra-territorial  jurisdiction  of  Australian  courts  of  inquiry  created  by  local 
;,dslation    in  the  exercise  of  statutory   power  conferred  by  the  above  Imperial  Acts 


360  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

was  considered  in  the  case  of  Re  Victoria  Steam  Navigation  Board,  ex  parte  Allan, 
in  which  the  Supreme  Court  held  that  the  Victorian  Board  had  no  jurisdiction  to  deal 
with  a  master  holding  a  certificate  issued  by  the  Board  of  Trade,  on  a  charge  of  negligence 
resulting  in  a  collision  off  Cape  Jaffa,  South  Australia  ;  that  it  could  only  inquire  into 
miscondiict  which  had  taken  place  within  the  jurisdiction  of  the  Board,  viz.,  within  the 
territorial  waters  of  the  colony  in  which  the  Board  was  constituted  (3  A.L.T.  1,  7 
V.L.R.  [L]  248,  June,  1881).  In  consequence  of  this  decision  there  was  a  demand  for 
further  Imperial  legislation  enlarging  the  avithority  of  marine  boards,  and  in  August, 
1882,  the  Act  (45  and  46  Vic.  c.  76)  was  passed,  which  is  now  re-enacted  in  sec.  478  of 
the  Merchant  Shipping  Act,  1894  (57  and  58  Vic.  e.  60).  This  section  expressly 
empowers  the  legislature  of  any  British  possession  to  authorize  any  court  or  tribunal  to 
make  inquiries  as  to  shipwrecks  or  other  casualties  affecting  ships,  or  as  to  charges  of 
incompetency  or  misconduct  on  the  part  of  masters,  mates  or  engineers  of  ships,  in  the 
following  cases : — 

(a)  Where  a   shipwreck  or  casualty  occurs  to  a  British  ship  on  or  near  the 

coasts  of  the  British  possession  or  to  a  British  ship  in  the  course  of  a 
voyage  to  a  port  within  the  British  possession  : 

(b)  Where  a  shipwreck  or  casualty  occurs  in  any  part  of  the  world  to  a  British 

ship  registered  in  the  British  possession  : 

(c)  Where  some  of  the  crew  of  a  British  ship  which  have  been  wrecked  or  to 

which  a  casualty  has  occurred,  and  who  are  competent  witnesses  to  the 
facts,  are  found  in  the  British  possession  : 

(d)  Where  the  incompetency  or  misconduct  has  occurx'ed  on  board  a  British 

ship  on  or  near  the  coasts  of  the  British  possession,  or  on  board  a  British 
ship  in  the  course  of  a  voyage  to  a  port  within  the  British  possession  : 

(e)  Where  the  incompetency  or  misconduct  has  occurred  on  board  a  British  sliip 

registered  in  the  British  possession  : 
(/)  When  the  master,  mate,  or  engineer  of  a  British  ship  who  is  charged  with 
incompetency  or  misconduct  on  boai-d  that  British  ship  is  found  in  the 
British  possession. 

A  British  ship  during  its  voyage  on  the  high  seas  from  any  British  port  to  Australia 
was,  before  the  establishment  of  the  Commonwealth,  and  still  is,  subject  solely  to 
British  Civil  and  Criminal  Law.  Upon  its  entry  into  the  territorial  waters,  that  is  within 
the  three  mile  limit  of  any  colony,  say  Western  Australia,  it  still  remained  subject  to 
British  Merchant  Shipping  Acts,  but  in  addition  thereto  it  became  subject  to  the  local 
laws  of  Western  Australia,  Civil  and  Criminal,  including  local  navigation  and  shipping 
regulations,  so  far  as  those  laws  and  regulations  were  not  contrary  to  British  Merchant 
Shipping  Acts.  On  leaving  the  ports  of  Western  Australia  and  passing  beyond  the 
three  mile  limit,  the  British  ship  ceased  to  be  subject  to  West  Australian  laws,  and 
became  once  more  subject  only  to  Imperial  laws.  Upon  the  same  ship  entering  the 
territorial  waters  of  South  Australia  it,  in  like  manner,  came  under  the  local  laws  of 
South  Australia,  Civil  and  Criminal,  including  local  navigation  and  shipping  regulations, 
so  far  as  those  laws  and  regulations  were  not  repugnant  to  the  M  erchaut  Shipping  Acts. 
On  clearing  the  ports  of  Adelaide  and  resuming  its  voyage  on  the  high  seas,  the  British 
ship  again  came  and  continued  solely  under  British  laws  until  it  reached  the  Victorian 
waters,  where  it  once  more  came  under  local  laws  as  in  the  cases  of  the  other  colonies 
mentioned ;  and  so  on  from  one  Australian  port  to  another. 

Under  the  Constitution  of  the  Commonwealth  British  ships  will  still  be  under 
Imperial  shipping  laws,  and  local  shipping  laws  not  contrary  to  Imperial  laws,  but, 
instead  of  encountering  five  or  six  different  sets  of  local  laws  relating  to  navigation  and 
shipping  in  five  or  six  different  Australian  ports,  they  will— when  the  Federal  Parliament 
has  legislated  on  the  subject— find  onfe  uniform  federal  law  relating  to  navigation  and 
shipping  operating  in  every  port  within  the  limits  of  the  Commonwealth.  In  journeying 
along  the  high  seas  between  federal  ports,  and  outside  the  three  mile  limit,  British  slnps 
whose  first  port  of  clearance  is  outside  the  Commonwealth  will  not  be  subject  to 
Commonwealth  law,  but  will,  as  before,  remain  solely  under  British  law  ;  and  Biitiwi 


38-1 


COVERING  CLAUSES.  361 


-iiips  whose  port  of  destinatioD  is  oatside  the  Commonwealth  will  also  not  be  subject  to 
I  ommon wealth  law. 

The  Parliament  of  the  Commonwealth  has,  onder  sections  51  and  98  of  the  Constitution, 
power  to  make  laws  relating  to  navigation  and  shipping.     That  power  is  restricted  to 
making  laws   applicable   to   the  Commonwealth  and  operative  within  the  three-mile 
limit  all  round  the  ocean  boundary  of  the  Commonwealth.     In  order  to  make  a  Com- 
monwealth  law   applicable   to    and    operative    on    ships   going  from  one  part  of  the 
'  ommonwealth  to  another,  and  in  so  doing  passing  over  the  high  seas  outside  the  three 
:iiile  limit,  it  was  necessary  to  extend  the  power  given  by  section  98.     This  is  done  by 
lause  5  of  the  Act ;  without  which  the  laws  of  the  Commonwealth    would    only   be 
l)erative  within  the  three  mile  limit.     By  that  clause  the  laws  of  the  Commonwealth 
lie  in  force  on  British  ships  on  the  high  seas  outside  the  three  mile  limits  if  they  are  on 
voyage  which  both  begins  and  ends  within  the  Commonwealth.    (Mr.  R.  E.  O'Connor's 
peech  in  the   Legislative  Council  of  N.S.W.,  Parliamentarj'  Debates,  1897,  p.  3017. 
Mr.  E.  Barton's  speech  in  the  Legislative  Council,  X.S.W.,  id^m.,  p.  3081.) 

British  Ships  Within  the  Commonwealth. — Clause  5  provides  that  the  laws  of 

•  ae  Commonwealth  shall  be  in  force  on  all  British  merchant  ships  whose  first  port  of 

learance  and  whose  port  of  destination  are  within  the  Commonwealth.     There  are  two 

lasses  of  British  ships  which  come  within  the  meaning  of  this  clause  :  (1)  Intercolonial 

essels  exclusively  engaged  in  the  Australian  trade  ;  (2)  ocean  going  vessels  arriving  on 

lie  Australian  coast  and  temporarily  stajring  and  engaging  in  trade  between  the  ports  of 

ae  Commonwealth  ;    in   so   doing   beginning  and  completing   new  voyages.     For  the 

urposes  of  this   clause,   ships  which   come   within   the   conditions   specified   will   be 

jusidered  as  within  the  jurisdiction  of  the  Commonwealth  from  the  beginning  to  the 

nd  of  their  respective  voyages,  even  though  during  the  course  of  their  voyages  they 

travel  across  the  high  seas  hundreds  or  even  thousands  of  miles  beyond  the  limits  of  the 

Commonwealth.      The  first  port   of  clearance  of  a   ship  bound  by  the   laws  of  the 

Commonwealth  must  be  within  the  Commonwealth,  and  its  port  of  destination  must  be 

within  the  Commonwealth.     The  c-ombination  of  these  two  conditions  is  required  ;  they 

I  ark  the  beginning  and  end  of  a  continuous  voyage.     For  example,  a  steamer  starts- 

:iom  her  headquarters — say  Melbourne  ;  thence  she  proceeds  to  Tasmania,  thence  to 

New  Zealand,  thence  to  Samoa,  thence  to  Fiji,  thence  to  New  Caledonia,  thence  to 

Brisbane,  thence  to  Sj'dnej-,  thence  to  Melbourne.     Dming  the  whole  of  this  voyage  the 

-  a  ws  of  the  Commonwealth  would  be  in  force  in  such  a  vessel.     In  the  course  of  her 

lumey  she  would  traverse  regions  far  beyond  the  limits  of  the  Commonwealth  ;  yet  by 

he  application  and  extension  of  the  principle  of  extraterritoriality— described  by  some 

urists  as  a  fiction,  though  a  very  useful  one — the  ship  is  deemed  to  be  a  part  of  the 

'Commonwealth  floating  on  the  high  seas. 

If  it  be  asked  what  kinds  of  Commonwealth  laws  could  reasonably  be  brought  into 
peration  on  board  a  Commonwealth  ship  sailing  a  thousand  miles  away  from  Australia, 
attention  may  be  drawn  to  those  laws  relating  to  shipping  and  navigation  which  have 
litherto  been  within  the  competency  of  the  various  Australian  legislatures,  but  which 
ander  the  CommonMealth  will  be  vested  in  the  Federal  Parliament  Attention  may  be 
Jso  drawn  to  some  of  the  other  powers  conferred  on  the  Federal  Parliament,  such  as 
:hose  relating  to  trade  and  commerce,  weights  and  measures,  fisheries  beyond  territorial 
imits,  the  servic-e  and  execution  of  civil  and  criminal  process,  and  the  enforcement  of 
he  judgments  of  the  Com-ts  of  the  States  ;  also  immigration  and  emigration,  influx  of 
riminals,  external  affiairs,  the  relations  of  the  Commonwealth  with  the  isles  of  the 
I'acific,  and  the  naval  and  military  defences  of  the  Commonwealth.  It  might  be 
xtremelj-  ad^'isable,  and  in  fact  absolutely  necessary,  that  the  laws  of  the  Common- 
wealth, in  reference  to  matters  such  as  these,  should  follow  a  Commonwealth  ship  and 
i'perate  upon  it  wherever  it  went. 

j       Proposed  Imperial  Amesdmest. — When  the  Commonwealth  Bill  was  under  the 
onsideration  of  the  Imperial  Government  in  March,  1900,  the  Law  Officers  of  the  Crown 


362  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.6. 

proposed  the  omission  of  the  words  of  Clause  5,  "  in  force  ou  all  British  ships,  the 
Queen's  ships  of  war  excepted,  whose  first  port  of  clearance  and  whose  port  of  destina- 
tion are  in  the  Commonwealth."  (See  Historical  Introduction,  p.  229,  supra.)  It  was 
suggested  that  there  was  no  constitutional,  or  practical,  necessity  for  the  appearance  of 
those  words  in  the  Bill.  It  seemed  to  be  thought  that  all  that  was  desired  was  a  grant 
of  power  to  the  Commonwealth  to  control  the  coasting  trade.  This  power,  it  was  pointed 
out,  the  Federal  Parliament  would  have  under  section  736  of  the  Merchant  Shipping 
Act,  1894,  which  is  not  confined  in  its  operation  to  the  coasting  trade  while  in  terri- 
torial waters.  Moreover,  the  words,  "first  port  of  clearance"  and  "port  of  destina- 
tion" in  the  clause  in  question  were  not  free  from  ambiguity,  and  embarrassing  questions 
might  be  raised  as  to  the  law  applicable  to  a  ship  clearing  from  one  Australian  port  for 
another  after  coming  to  Australia  from  a  port  in  some  other  part  of  Her  Majesty's 
dominions. 

In  reply  to  this  objection  the  Australian  Delegates  drew  attention  to  section  20  of 
the  Federal  Council  Act,  1885  (see  supra).  It  was  observed  that  the  provision  of  Clause 
5  of  the  Draft  Bill  was  much  more  restricted  than  that  made  by  the  Act  of  1885.  Under 
the  present  measure  the  provision  was  made  to  apply  to  cases  in  which  a  British  ship 
begins  and  concludes  her  voyage  within  the  limits  of  the  Commonwealth.  But  section 
20  of  the  Federal  Council  Act  applied  to  every  British  ship  which  commenced  her 
voyage  in  any  one  of  the  colonies  concerned,  and  also  to  every  British  sliip  which  con- 
cluded her  voyage  in  any  one  of  them.  In  the  former  case  the  Federal  Council  Law 
would  apply  to  a  British  ship  on  the  whole  of  her  voyage  from  Australia  to  a  port  beyond 
the  Commonwealth  ;  in  the  latter  case  to  a  British  ship  on  the  whole  of  her  voyage  from 
any  point  beyond  the  Commonwealth  to  Australia.  In  the  present  measure,  so  wide  an 
application  was  not  for  a  moment  desired  to  be  given  to  any  law  of  the  Commonwealth  ; 
yet  it  was  now  sought  to  further  restrict,  in  the  hands  of  a  much  more  competent  legis- 
lature, a  power  which  15  years  ago  the  Imperial  Parliament  did  not  consider  too  wide 
for  a  much  inferior  body :  a  body  neither  elective  nor  bi-cameral,  and  lacking  both  a 
responsible  executive  and  a  Treasury.  Dealing  with  the  suggestion  that  the  matter  was 
sufficiently  provided  for  by  section  736  of  the  Merchant  Shipping  Act,  1894,  the 
Delegates  argued  that  if  that  view  were  correct  then  the  phrase  objected  to  was  at 
worst  a  redundancy  and  therefore  harmless.  Section  736  gave  power  to  the  Legislature 
of  any  English  possession  to  make  laws  regulating  its  coasting  trade  under  certain  con- 
ditions.  It  was  true  that  the  term  "  British  Possession,"  whether  as  defined  in  the  Act 
of  1869  or  in  the  Interpretation  Act  of  1889,  which  preceded  the  present  Merchant 
Shipping  Act,  would  include  such  a  Possession  as  the  Commonwealth  of  Australia,  which 
under  the  Interpretation  Act  would  be  deemed  to  be  one  British  Possession  including 
all  parts  under  the  Central  Legislature.  The  expression  "coasting  trade"  was  not 
defined  in  any  of  the  Acts  cited  ;  it  may  be  taken  to  include  the  trade  of  vessels  plying 
merely  between  the  ports  of  a  Possession  within  territorial  limits.  But  the  provision  ;n 
the  Commonwealth  Bill,  to  which  exception  had  been  taken,  would  apply  to  such  ships, 
on  a  voyage  solely  between  two  ports  of  the  Commonwealth,  even  outside  the  three- 
mile  territorial  limit ;  the  beneficial  effect  therefore  would  be,  that  a  vessel  on  such 
a  voyage  would  not  be  exposed  to  the  anomaly  of  being  subject  to  one  set  of  laws 
at  2f  miles  from  the  coast,  and  to  another  set  of  laws  at  3^  miles  from  the  coast. 
That  this  should  be  prevented  was  surely  not  too  much  to  ask.  Moreover,  the 
provision  in  the  Bill  removed  a  further  anomaly  by  protecting  a  vessel  which  passed 
from  the  territorial  waters  of  one  colony  into  those  of  another  from  being  subjected  to  a 
change  of  laws  in  that  very  operation,  and  by  applying  to  her  the  uniform  laws  of  tha 
Commonwealth  during  the  whole  of  her  passage  between  Commonwealth  porta. 
While,  then,  the  power  was  less  than  that  conceded  to  the  Federal  Council,  and 
never  abused,  it  was  larger  than  that  conceded  by  the  Merchant  Shipping  Act,  but 
larger  only  for  the  most  beneficial  purposes.  The  reasonableness  of  the  right  claimed 
appeared  the  more  clearly  when  it  was  considered  that  one  of  the  most  useful  purptJsM 
of  the  Constitution  was   the  facilitation    of    trade  between    the    several   colonies   to 


s  38-40.]  COVERING  CLAUSES.  363 

an  extent  not  hitherto  possible,  \rith  a  clear  tendency  towards  obliterating  in  i-espect 
(if  commerce  those  arbitrary  lines  between  colony  and  colony,  which  in  the  past 
luive  been  productive  of  so  much  friction  and  hindrance.  (House  of  Com.  Pap.,  May 
HMJO,  p.  15.) 

The  Colonial  Secretary,  in  answer  to  this  contention,  admitted  that  the  words  of 

tion  20  of  the  Federal  Council  Act  were  very  wide,  perhaps  unduly  so,  and  if  the 

wers  thereby  conferred  had  been  freely  exercised  he  thought  grave  difficulties  would 

rtainly  have  arisen.     The  analogy  of  the  Federal   Council  Act  was,  however,  in  his 

jiinion  incomplete,  inasmuch  as  it  was  contemplated   that  all  British  possessions  in 

Australia  might  be  represented  in  the   Federal  Council,  "  whereas  the  operation  of  this 

Bill  is  at  present  confined  to  five  Australian  colonies."     (See  House  Coms.  Pap.,  May, 

1900,  p.  24.) 

The  Imperial  Government,   however,  did  not  insist  in  the  proposed  omission  of  the 

wiirds  relating  to  British  ships.     Although  those  words  were  omitted  in  the  first  draft 

■  proposed  amendments  submitted  to  the  Delegates,  they  were    restored  in  the  Bill  as 

tually    introduced   in    the    House    of    Commons.      (See  House   Ck)ms.    Paps.,   May, 

19IJ0,  p.  19.) 

§  39.    "  First  Port  of  Clearance." 

If  a  British  vessel  began  a  voyage  from  any  port  outside  the  Commonwealth,  then 
e  port  whence  she  started  on  her  voyage  would  be  the  "First  Port  of  Clearance,"  and 
isec^uently  she  would  be  exempt  from  the  operation  of  the  clause.  If,  upon  the  comple- 
■11  of  that  voyage  by  disembarking  her  passengers  and  discharging  her  cargo,  she  were 
artered  to  carry  cargo  or  passengers  from  one  port  of  the  Commonwealth  to  another, 
r  first  port  of  clearance  on  the  new  voyage,  as  well  as  her  "  port  of  destination," 
luld  be  within  the  Commonwealth,  and  she  would  carry  Commonwealth  law  with  her 
>m  the  beginning  to  the  end  of  the  local  voyage. 

§  40.    "  The  Queen's  Ships  of  War." 

Public  ships  of  war  are  regarded  as  Boating  fortresses  representing  the  sovereignty 
id  independence  of  the  country  to  which  they  belong.  *'  A  ship  of  war  retains  its 
tional  character  with  all  its  incilental  privileges  and  immunities  in  whatever  waters 
niaj-  go,  but  if  members  of  the  crew  leave  the  ship  or  its  tenders,  or  its  boats,  they  are 
ible  to  the  territorial  jurisdiction  of  the  country  into  which  they  go.  Even  the 
ptain  is  not  considered  to  be  individually  exempt  in  respect  of  acts  not  done  in  his 
pacity  as  agent  of  his  State.  In  his  ship  he  is  protected;  he  has  entire  fi-eedom  of 
(vement ;  he  is  under  no  obligation  to  expose  himself  to  the  exercise  of  the  jurisdiction 
the  country  in  whose  ports,  harbours,  bays,  rivers,  or  other  territorial  waters  he  may 
id  himself  ;  if  he  voluntarily  does  so  he  may  be  fairly  expected  to  take  the  consequences 
his  acts."     (Hall's  International  Law  [1895],  p.  205.) 

Although  the  extra-territoriality  of  a  public  ship  does  not  extend  to  her  officers  and 
en  whilst  they  are  on  shore  in  a  foreign  country,  the  territorial  government  often 
■andons  cognizance  and  waives  the  punishment  of  oflFences  committed  by  a  public  ship's 
tnpanv  on  shore  to  the  government  to  which  the  ship  belongs.  (Rivier,  Principes  du 
•roit  des  Gens  [1896],  1.,  334-51.) 


Definitions**. 

6.  "The  Commonwealth"  shall  mean*'  the  Common- 
ealth  of  Australia  as  established  under  this  Act*^ 

"  The  States  "**  shall  mean  such  of  the  colonies*®  of  New 
outh  Wales,  New  Zealand,  Queensland,  Tasmania,  Victoria, 
''^estern  Australia,  and  South  Australia,  including  the 
j  orthern  Territory  of  South  Australia,  as  for  the  time  being 


364  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

are  parts  of  the  Commonwealth^^  and  such  colonies  or 
territories*'^  as  may  be  admitted  into  or  established  by  the 
Commonwealth  as  States ;  and  each  of  such  parts  of  tlie 
Commonwealth  shall  be  called  "  a  State." 

"  Original  States  "  shall  mean  such  States  as  are  parts  of 
the  Commonwealth  at  its  establishment. 

Historical  Note.  —  Clavise  5  of  the  Commonwealth  Bill  of  1891  was  as  follows  :  — 

"  The  term  '  The  States '  shall  be  taken  to  mean  such  of  the  existing  colonies  of 
New  South  Wales,  New  Zealand,  Queensland,  Tasmania,  Victoria,  Western  Australia, 
and  the  Province  of  South  Australia,  as  for  the  time  being  form  part  of  the  Common- 
wealth, and  such  other  States  as  may  hereafter  be  admitted  into  the  Commonwealth 
under  the  Constitution  thereof,  and  each  of  such  colonies  so  forming  part  of  the  Common- 
wealth shall  be  hereafter  designated  a  State." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  in  the  same 
words.  (Conv.  Deb.,  Adel. ,  pp.  625-6).  At  the  Sydney  session,  a  suggestion  made  by 
the  Legislative  Council  of  New  South  Wales  /where  it  had  been  originated  by  Mr.  R.  E. 
O'Connor)  to  define  "Original  States"  and  "New  States,"  was  discussed  ;  and  ulti- 
mately the  definition  of  "  Original  States  "  was  agreed  to.  On  Mr.  Solomon's  motion, 
the  words  "including  the  Northern  Territory  of  South  Australia"  were  agreed  to. 
(Conv.  Deb.,  Syd.  [1897]  pp.  231-9,  9S6-7.)  At  the  Melbourne  session,  drafting  amend- 
ments were  made  before  the  first  report ;  and  also  after  the  fourth  report,  when  the 
words  ' ' '  Colony '  shall  mean  any  colony  or  province  "  were  added. 

In  the  Bill  as  introduced  in  the  Imperial  Parliament,  the  following  words  were 
added  to  the  definition  of  Commonwealth  :  — "and  the  laws  of  the  Commonwealth  shall 
be  colonial  laws  within  the  meaning  of  the  Colonial  Laws  Validity  Act,  1865."  In 
Committee,  these  words  were  omitted,  and  the  words  "  '  Colony  '  shall  mean  anj'  colony 
or  province  " — which  it  was  thought  might  raise  a  doubt  as  to  the  application  of  the 
Colonial  Laws  Validity  Act — were  also  omitted.     (See  pp.  222-248,  .351-2,  supra.) 

§  41.     "  Definitions." 

The  definitions  in  the  Act  are  remarkably  few,  being  confined  to  the  words 
"  Commonwealth  "  and  "  State  " — both  old  English  words  which  receive  by  this  Act  a 
new  technical  application — and  the  phrase  "  Original  States."  Every  other  word  and 
phrase  of  the  Constitution  is  left  to  be  construed  from  its  natural  meaning  and  its 
context. 

It  is  safer  to  abstain  from  imposing,  with  regard  to  Acts  of  Parliament,  any  further 
canons  of  construction  than  those  applicable  to  all  documents.  (Lanipliigh  v.  Norton, 
22  Q.B.D.  452.)  When  a  doubt  arises  upon  the  construction  of  the  words  of  an  Act  of 
Parliament,  it  is  the  duty  of  the  Court  to  remove  the  doubt  by  deciding  it ;  and  when 
the  Court  has  given  its  decision,  the  point  can  no  longer  be  considered  doubtful.  (Bell 
V.  Holtby,  L.R.  15  Eq.  178.)  Acts  should  be  construed  according  to  the  intent  of 
Parliament.  If  the  words  of  the  statute  are  themselves  precise  and  unambiguous,  then 
no  more  can  be  necessary  than  to  expound  those  words  in  their  natural  and  ordinary 
sense.  The  words  themselves,  in  such  case,  best  declare  the  intention  of  the  legislature. 
(Sussex  Peerage,  11  Cl.  and  F.  86  ;  8  Jur.  793.)  The  Court  knows  nothing  of  the  inten- 
tion of  an  Act,  except  from  the  M'ords  in  wliich  it  is  expressed,  applied  to  the  facts 
existing  at  the  time.  (Logan  v.  Courtown,  '20  L  .T.  Ch.  347 ;  Digest  of  Eng.  Ca. 
L.,  xiii.,  p.  1888.)  Anyone  who  contends  that  a  section  of  an  Act  of  Parliament  is  not 
to  be  read  literally,  must  be  able  to  show  one  of  two  things,  either  that  (1)  there  is  some 
other  section  which  cuts  down  its  meaning,  or  else  (2)  that  the  section  itself  is  repugnant 
to  the  general  purview  of  the  Act.  (Nuth  v.  Tamplin,  8  Q.B.D.  253.  Id.  p.  1889.)  "  I 
prefer  to  adhere  to  the  golden  rule  of  construction  that  the  words  of  a  statute  are  to  be 
read  in  their  ordinary  sense,  imless  the  so  construing  them  will  lead  to  some  incongruity 
or  manifest  absurdity."  (Per  Grove,  J.,  Collins  t'.  Welch,  5  C.P.D.  at  p.  29.  Id.  p. 
1889.)     "  The  more  literal  consti-uction  of  a  section  of  a  statute  ought  not  to  prevail  if 


§§41-42.]  COVERING  CLAUSES.  365 

it  is  opposed  to  the  intentions  of  the  legislature  as  apparent  by  the  statute,  and^if  the 
words  are  sufficiently  flexible  to  admit  of  some  other  construction  by  which  that  intention 
will  be  better  effectuated."  (Per  Lord  Selborne.  L.C.,  Caledonian  R.  Co.  v.  North 
British  R.  Co.,  6  App.  Cas.  rJ2  ;  Id.  p.  1889.)  "  Xo  Court  is  entitled  to  depart  from 
the  intention  of  the  legislature  as  appearing  from  the  words  of  the  Act  because  it  is 
thought  unreasonable.  But  when  two  constructions  are  open,  the  Court  may  adopt  the 
more  reasonable  of  the  two."  (Per  Lord  Blackburn,  Rothes  v.  Kirkcaldy  Waterworks 
Commissioners,  7  App.  Cas.  702  ;  Id.  p.  1889.) 

"  If  Me  can  fairly  constnie  an  Act  so  as  to  carry  out  what  must  ob\'iously  have  been 
the  intention  of  the  legislature,  although  the  words  may  be  a  little  difficult  to  deal  with, 
and  although  they  may  possibly  admit  of  more  than  one  interpretation,  we  ought,  from 
those  general  considerations,  to  adopt  the  interpretation  which  will  make  the  law 
uniform,  and  will  reme<lv'  the  evil  which  prevailed  in  all  the  cases  to  which  the  law  can 
be  fairly  applied."     (Per  Jessel,  M.R.,  Freme  v.  Clement,  44  L.T   399,  id.  p.  1890  ) 

"In  order  to  constnie  an  Act  of  Parliament,  the  court  is  entitled  to  consider  the 
state  of  the  law  at  the  time  it  was  enacted."  (Per  Lord  Esher,  M.R.,  Philipps  v.  Rees, 
24Q.B.D.  17,  id.  p.  1892.) 

It  is  useless  to  enter  into  an  inquiry  with  regard  to  the  history  of  an  enactment, 
and  any  supposed  defect  in  former  legislation  on  the  subject  which  it  was  intended  to 
cure,  in  cases  where  the  words  of  an  enactment  are  clear.  It  is  only  material  to  enter 
into  such  inquiry  where  the  words  of  an  enactment  are  ambiguous  and  capable  of  two 
meanings,  in  order  to  determine  which  of  the  two  meanings  was  intended.  (Per  Lord 
Esher,  M.R.,  Reg  c.  London  [Bishop],  24  Q.B.D.  213.)  If  the  words  are  really  and 
fairly  doubtful,  then,  according  to  well-known  legal  principles  and  principles  of  common 
sense,  historical  investigation  may  be  used  for  the  purpose  of  clearing  away  the  doubt 
which  the  phraseology  of  the  statute  creates.  (Keg.  r.  Most,  7  Q.B  D.  251.)  The  court 
cannot  impute  to  the  legislature,  in  passing  statutes  confirming  titles  createfl  by  means 
of  parliamentary  powers,  ignorance  of  the  transactions  which  had  taken  place  in  exercise 
of  such  powers.     (Beadon  v.  King,  22  L.J.  Ch    111,  Dig.  of  Eng.  Ca.  L.  xiii.  p.  1S92.) 

It  is  the  most  natural  and  genuine  exposition  of  a  statute  to  construe  one  part  by 
another,  for  that  best  expresseth  the  meaning  of  the  makers,  and  this  exposition  is  ex 
visceribii-f  actus.  (Reg.  i'.  Mallow  Union,  12  Ir.  C.  L.R.  35.)  The  common  law  rights  of 
the  subject,  in  respect  of  the  enjoyment  of  his  property,  are  not  to  be  trenched  upon  by 
a  statute,  unless  such  intention  is  shown  by  clear  words  or  necessary  implication. 
Statutes  restrictive  of  the  common  law  receive  a  restrictive  construction.  (Ash  i:  Abdy, 
3  Swans.  634,  Dig.  of  Eng.  Ca.  L.  xiii.  p.  189.3.) 

In  construing  Acts  which  infringe  on  the  common  law,  the  state  of  the  law  before 
the  passing  of  the  Act  must  be  ascertained  to  determine  how  far  it  is  necessary  to  alter 
that  law,  in  order  to  carry  out  the  object  of  the  Act.  (Swanton  r.  Goold,  9  Ir.  C. L.R. 
234.)  A  right  to  demand  a  poll  is  a  common  law  incident  of  all  popular  elections,  and 
as  such  cannot  be  taken  away  by  mere  implication  which  is  not  necessary  for  the 
reasonable  construction  of  a  statute.  (Per  Brett,  L.J.,  Reg.  v.  Wimbledon  Local  Board, 
8  Q.B.D.  459.)  The  general  law  of  the  country  is  not  altere<l  or  controlled  by  partial 
legislation,  made  without  any  special  reference  to  it.  (Denton  v.  Manners,  27  L.  J.  Ch. 
199  ;  affirmed  27  L..J.  Ch.  623,  Dig  of  Eng   Ca.  L.  xiii.  p.  1893.) 

As  a  rule,  existing  customs  or  rights  are  not  to  be  taken  away  by  mere  general 
words  in  an  Act.  But,  without  words  especially  abrogating  them,  they  may  be 
abrogated  by  plain  directions  to  do  something  which  is  wholly  inconsistent  with  them. 
And  this  may  be  the  case  though  the  Act  is  a  private  Act,  and  though  the  particular 
custom  may  liave  been  confirmed,  years  before,  bv  a  verdict  in  a  court  of  law.  (Green 
V.  Reg.,  1  App   Cas.  51.3,  id.  p    1894.) 

"  When  there  are  ambiguous  expressions  in  an  Act  passetl  one  or  two  centuries  ago, 
it  may  be  legitimate  to  refer  to  the  construction  put  upon  these  expressions  throughout 
a  long  course  of  years,  bj'  the  unanimous  consent  of  all  parties  interested,  as  evidencing 
what  must  presumably  have  been  the  intention  of  the  legislature  at  that  remote  period. 
But  I  feel  bound  to  construe  a  recent  statute  according  to  its  own  terms,  when  these  are 
brought  into  controversy,  and  not  according  to  the  views  which  interested  parties  may 
have  hitherto  taken."  "(Per  Lord  Watson,  Clyde  Navigation  Tinistees  v.  Laird,  8  App. 
Ca«.  673,  id.  p.  1895.) 

§  42.    '« Shall  Mean." 

Au  interpretation  clause  is  a  modem  innovation,  and  frequently  does  a  great  deal  o 
harm.  (Lindsay  t;.  Cundy,  1  Q  B.D.  348;  Reg.  v.  Boiler  E.xplosion  Act  Commissioners, 
(1891),  1  Q.B.  703;  Dig   Eng.  Ca.  L.  Vol.  xiii.  p.  1886.) 

"But  for  the  interpretation  clause,  no  difficulty  as  to  the  construction  would  have 
arisen.  But  I  think  an  interpretation  clause  should  be  used  for  the  purpose  of 
interpreting  words  which  are  ambiguous  or  equivocal,  and  not  so  as  to  disturb  the 


366  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

meaning   of  such   as  are  plain."     (Reg.    v.   Pearce,   per  Lush,  J.,  5  Q.B.D.  386,  3S9  ; 
Robinson  r.  Barton -Eccles,  8  App.  (as.  798;  id.  1885.) 

An  intei-pretation  clause  in  an  Act  should  be  understood  to  define  the  meaning  of 
the  word  thereby  interpreted,  in  cases  as  to  which  there  is  nothing  else  in  the  Act 
opposed  to  or  inconsistent  with  that  interpretation.  (Midland  R.  Co  t'.  Ambergate,. 
Nottingham  and  Boston  and  Eastern  Junction  R.  Co.,  10  Hare,  359,  id.  p    1885  ) 

§  43.    "Commonwealth     ...    as  Established  Under 

this  Act." 

We  have  summarized  the  literary  history  of  the  name  Commonwealth.  (Note  §  17, 
supra.)  We  now  come  to  the  statutory  definition  of  the  term.  This  definition,  it  will' 
be  observed,  is  a  vague  and  technical  one  ;  the  dominant  words  being  "as  established 
under  this  Act."  For  the  true  nature  and  primary  meaning  of  the  expression,  the 
student  is  required  to  examine  the  first  six  clauses  of  the  Act,  which  deal  with  the 
establishment  of  the  new  community.  The  Commonwealth  is  not  in  any  way  defined  or 
explained  by  the  Constitution  itself  ;  that  deals  only  with  the  governing  organization  of 
the  Commonwealth. 

The  first  observation  to  be  made  is  that  the  Commonwealth  sliould  not  be  confounded 
with  the  Constitution  or  with  the  Government.  The  Commonwealth,  as  a  political 
entity  and  a  political  partnership,  is  outside  of  nnd  supreme  over  the  Constitution  ;  it  is 
outside  of  and  supreme  over  the  Government  provided  by  that  Constitution.  The 
Government  of  the  Commonwealth,  consisting  of  two  sets  of  legislative,  executive  and 
judicial  departments,  central  and  provincial,  does  not  constitute  the  community.  At  the 
back  of  the  Government  lies  the  amending  poM-er — the  quasi-sovereign  organization  of 
the  Commonwealth  within  the  Constitution  ;  at  the  back  of  the  Commonwealth  and  the 
Constitution  is  the  British  Parliament,  its  creator  and  guardian,  whose  legal  relationship- 
to  it  requires  that  the  Commonwealth  should  be  described,  not  as  an  absolutelj-  sovereign 
organization,  but  by  some  term  indicating  a  degree  of  subordination  to  that  bodj'. 
(Burgess,  Political  Sc,  I.,  p.  57.) 

The  Commonwealth  is  established  by  a  clause  in  the  Imperial  Act  which  could 
operate  antecedently  to  and  independently  of  the  Constitution  detailed  in  Clause  9,. 
and  of  the  machinery  and  procedure  therein  specified.  In  other  words,  the  Common- 
wealth is  the  legal  objective  realization  of  an  Australian  (2?ia«;-Federal  State  or  a  qua-ii- 
National  State,  using  those  phrases  in  a  senfe  to  be  hereafter  explained.  What,  then, 
are  the  essential  attributes  and  cliaracteristics  of  the  Commonwealth  "  as  established  by 
the  Act  ?  "  These  maj'  be  thus  summarized  :  —First,  its  population  basis  ;  secondly,  its 
territorial  basis;  thirdly,  its  federal  principle;  fourthly,  its  Imperial  lelationship  ; 
resulting  in  the  establishment  of  a  united  people,  upon  a  defined  territory,  organized  on 
a  federal  plan,  consistently  with  the  Imperial  connection,  legally  equipped  for  political 
action  and  development. 

(1.)  PopuIjATIon  Basls.— Clause  3,  illustrated  by  the  preamble  of  the  Act,  explicitly 
provides  that  on  the  daj'  appointed  by  the  Queen's  proclamation  the  people  of  the  con- 
curring colonies  shall  be  united  in  a  Federal  Commonwealth.  This  union  is  not  founded 
on  force  or  coercion,  but  on  a  consensus  of  opinion  induced  bj'  a  consciousness  of  common 
interests  and  mutual  benefit.  The  people  so  agreeing  had  all  the  elements  of  ethnic 
unity,  such  as  sameness  of  race,  language,  literature,  history,  custom,  faith  and  order  of 
life,  combined  with  the  contributing  influences  of  antecedent  intercourse  and  territorial 
neighbourhood.     (Burgess'  Political  Sc,  vol.  I.,  p.  2.) 

Hence  there  were,  co-existing  with  the  desire  for  union,  all  the  conditions  and 
requirements  essential  for  successful  and  harmonious  union.  These  people,  then,  for- 
merly living  under  separate  sj-stems  of  government  are,  by  Clause  3  of  the  Act,  declared 
to  be  united  in  a  Federal  Commonwealth,  and  by  Clause  4  the  Commonwealth  is  estab- 
lished. If  the  Act  had  given  no  further  explanation,  and  had  enumerated  no  other 
incidents  or  attributes  of  the  Commonwealth,  it  might  have  been  contended  that  the 


§43.]  COVERING  CLAUSES.  367 

Commonwealth  was  merely  a  personal  union  of  the  people  without  anj-  other  clement  of 
cohesion  and  organization  ;  but  all  doubt  on  that  point  is  removed  by  important  phrases 
which  occur  in  other  clauses. 

(2.)  Territorial  Basis. — In  Clause  5  a  distinction  is  draiJTi  between  the  people 
"  of  every  State  '  and  "  of  every  part  of  the  Commonwealth."  One  expression  relates  to 
human  beings,  as  residents  of  States,  whilst  the  other  eWdently  refers  to  land  or 
country  which  might  not  be  within  a  State,  but  might  nevertheless  be  within  the 
Commonwealth.  In  the  clause  now  under  re\new  the  States  are  defined  as  such  of  the 
colonies  as  form  the  union  and  become  "parts  of  the  Commonwealth."  In  the 
Imperial  Acts  erecting  the  colonies  they  are  described  as  territories  included  within 
certain  geographical  boundaries.  Hence,  if  the  colonies  are  parts  of  the  Commonwealth, 
their  teiTitories  are  by  the  terms  of  the  definition  *'  parts  of  the  Comnion wealth." 
These  woi-ds,  therefore,  clearly  show  that  the  Commonwealth  is  a  territorial  com- 
munity, having  the  right  to  conduct  its  governing  operations  in,  over,  and  through 
certain  territory,  and,  when  they  are  read  in  conjunction  with  certain  sections  of  the 
Constitution,  it  is  plain  that  the  Commonwealth  has  the  right  of  eminent  domain  which 
may  be  exercised  in  the  manner  prescribed  by  the  Constitution  throughout  its  confines, 
when  necessary  for  the  execution  and  enjoyment  of  the  powers  conferred  by  the  Consti- 
tution. (Kohl  V.  United  States,  91  CS.,  367.)  So  far  the  Commonwealth  '"established 
under  this  Act  "  is  a  united  people,  organized  within  a  united  territory  ;  the  people 
being  the  population  of  the  former  colonies,  and  the  territory  being  coincident  with  the 
territorial  limits  of  the  former  colonies  in  addition  to  such  other  territorj-  as  may  be 
added  to  the  Commonwealth  under  section  122.  Two  other  important  features  of  the 
Commonwealth  are,  however,  discoverable  in  the  actual  language  of  the  Act. 

(3.)  Federal  Fokm. — The  onlj-  word  in  the  Act  creating  the  Commonwealth  which 
is  at  all  suggestive  of  structural  design  or  functioiml  distribution  is  the  word  ''federal; "' 
it  occurs  once  in  the  preamble  and  once  in  the  clause  under  re%iew.  as  descriptive  of  the 
form  and  structure  of  the  new  community.  It  is  true  that  it  appears  in  several  passages 
in  the  constitution,  but  there  it  is  descriptive  of  the  central  governing  organs  of  the 
comraunit}-,  and  not  of  the  community  itself.  The  Commonwealth  is  declared  to  be  a 
Federal  Commonwealth.  The  original  and  fundamental  idea  implied  b\-  "federal"  and 
its  various  shades  of  meaning,  as  used  in  modem  political  literature,  have  been  already 
analysed.     (See  Note.  §  27,  "  Federal,"  supra.) 

(4.)  Imperial  Relationship.— By  the  preamble  the  Commonwealth  is  declared  to 
be  "  Under  the  Crown  ; "  it  is  constitutionally  a  subordinate,  and  not  an  independent 
Sovereign  communitj-,  or  state.  But  its  population  is  so  great,  its  territory  so  va-st,  the 
ob\'ious  scope  and  intention  of  the  scheme  of  union  are  so  comprehensive,  whilst  its 
political  organization  is  of  such  a  superior  type,  that  it  is  entitled  to  a  designation  which, 
whilst  not  conveying  the  idea  of  complete  sovereignty  and  independence,  will  serve  to 
distinguish  it  from  an  ordinary  provincial  society. 

Q CASi- Nation AL  Statk. — Burgess  contends  tiiat  there  is  no  such  thing  in  political 
scienc-e  as  a  "federal  State;"  that  this  adjective  is  applicable  only  to  the  organs  of 
government  and  the  distribution  and  division  of  governing  powers  ;  that  its  application 
to  the  State  itself  is  due  to  a  confusion  of  State  with  Government.  (Political  Sc,  vol.  I. 
p.  165.)  What  is  really  meant  by  such  expressions  as  "  Federal  State "  or  "  Federal 
Commonwealth,"  technically  inaccurate,  according  to  this  eminent  jurist,  is  a  National 
State,  with  a  federal  government — a  dual  system  of  government  under  common 
sovereignty.  Such  a  State  comprehends  a  population  previously  divided  into  a  group  of 
independent  States.  Certain  causes  have  contributed  to  a  union  of  this  gi'oup  of  States 
into  a  single  State,  and  the  new  State  has  constructed  a  government  for  the  general 
affairs  of  the  whole  State,  and  has  left  to  the  old  bodies,  whose  sovereignty  it  has 
destroyed,  certain  residuary  powers  of  government  to  be  exercised  by  them  so  long  as  the 
new  State  makes  no  other  disposition.  The  old  States  become  parts  of  the  Government 
in  the  new  States,  and  nothing  more.      (Political  Sc,   I.   79.)    Tlie  Commonwealth 


368  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

therefore,  may  be  said  to  possess  nearly  all,  but  not  quite  all,  the  characteristics  and 
features  of  a  national  State.  In  order  to  denote  its  subordinate  relation  as  an  integral 
part  of  the  British  Empire,  and  not  an  independent  sovereign  State,  some  qualifying 
adjective  or  particle  is  necessary,  such  as  "  semi "  or  "  quasi."  We  may  therefore  define 
the  Commonwealth,  established  by  this  Act,  as  a  q nasi -na,tiona\  State  (or  «emi-national 
State)  composed  of  a  homogeneous  and  related  people  of  ethnic  unity,  occupjnng  a  fixed 
territory  of  geographical  unity,  bound  together  by  a  common  Constitution,  and  organized 
by  that  Constitution  under  a  dual  system  of  provincial  and  central  government,  each 
supreme  within  its  own  sphere,  and  each  subject  to  the  common  Constitution. 

Secoxuary  Mbaxing  of  "  Commonwealth." — In  several  sections  of  the  Constitu- 
tion the  term  "  Commonwealth ''  is  used  inartistically  to  denote  the  Central  Govern- 
ment as  contrasted  with  the  Governments  of  the  States,  i.e.,  "  The  Legislative  Power  of 
the  Commonwealth,"  sec.  1  ;  "  the  Executive  Power  of  the  Commonwealth,"  sec.  61  ; 
"  the  Judicial  Power  of  the  Commonwealth,"  sec.  71.  These  expressions  refer  to  the 
Legislative,  Executive,  and  Judicial  Powers  granted  by  the  Constitution  to  the  various 
organs  of  the  Central  Government.  In  the  American  Constitution  the  term  "  United 
States"  is  sometimes  used  to  describe  the  Union  and  sometimes  to  denote  the  Central 
Government  of  the  Union.  These  are  instances  of  the  secondary  use  and  significance 
of  corresponding  terms  in  both  Constitutions.  The  secondary  use  and  meaning  of 
"  Commonwealth  "  must  be  distinguished  from  its  primary  and  proper  meaning  as 
defined  in  the  constructive  clauses  of  the  Imperial  Act. 

§  44.    "States." 

Various  Meanings. — We  will  first  consider  the  term  "  State"  as  popularly  under- 
stood in  English  speaking  communities,  without  reference  to  technical  or  external 
relations;  secondly,  "  State  "  in  its  international  significance;  thirdly,  "  State  "  in  its 
federal  significance  ;  and  finally,  "  Nation"  as  contrasted  with  "  State." 

Popular  Significance  — In  a  popular  sense  the  word  "State"  is  often  employed  to 
denote  the  governing  political  authority  of  a  country  as  distinguished  from  the  inhabi- 
tants thereof ;  the  mechanism  of  government ;  the  organism  of  government  as  opposed 
to  the  persons  who  have  to  submit  to  the  rule  of  the  goverinnent ;  the  central  govern- 
ment, in  contradistinction  to  the  local  governing  authorities  and  the  local  governing 
institutions.  Sometimes  it  is  specially  used  to  contrast  the  secular  and  political  with 
the  ecclesiastical  organization  of  a  country.     (Ency.  of  British  Law,  vol.  XL,  p.  710.) 

International  Significance. — "State"  has  a  technical  meaning  known  to  inter- 
national law,  according  to  which  it  is  an  organized  political  entity,  having  certain 
recognizable  predicates,  such  as  population,  territory,  independence  of  other  entities 
like  itself,  and  an  organized  system  of  self-government  enabling  it  to  determine  its  own 
internal  organization  and  development.  (Sheldon  Amos,  The  Science  of  Politics  (1883), 
p.  64.)  The  modern  notion  of  the  State  was  not  brought  into  clear  consciousness  till  a 
number  of  parallel  States  presented  themselves  side  by  side,  and  each  of  them  bj- 
enforcing  its  own  claim  against  the  others  manifested  to  itself  and  to  the  world  its  own 
personality,  independence  and  integral  unity.  [Id.)  For  the  purpose  of  comparison 
other  definitions  of  '*  State  "  are  here  appended. 

"  A  State  is  a  coUecti  ve  body  composed  of  a  multitude  of  individuals  united  for 
their  safety  and  convenience  and  intended  to  act  as  one  man.  Such  a  bodj'  can  be  only 
produced  by  a  political  union,  by  the  consent  of  all  persons  to  submit  their  own  private 
wills  to  the  will  of  one  man  or  of  one  or  more  assemblies  of  men  to  whom  the  supreme 
authority  is  entrusted,  and  this  will  of  that  one  man  or  one  or  more  assemblies  of  men 
is,  in  different  States,  according  to  their  different  constitutions  understood  to  be  law." 
(Blackstone's  Commentaries.  I.  52.) 

"  1  his  description  of  a  State,  it  will  be  observed,  omits  all  reference  to  territoriality 
and  independence  of  other  States  ;  as  such  it  is  deficient.  Further  it  is  only  applicable 
to  States  in  which  the  supreme  authority  is  entrusted  to  the  will  of  one  man,  or  one  or 
more  assemblies  of  men,  and  is  not  applicable  to  a  federation  in  which  the  ultimate 
power  is  reserved  to  the  people.  (Judge  Wilson's  Comments  on  Blackstone's  theory,  2 
Dallas,  458.) 


§44.] 


COVERING  CLAUSES.  369 


"For  all  the  purposes  of  international  law,  a  State  may  be  defined  to  be  a  people 
permanently  occupying  a  fixed  teiTitory,  bound  together  by  common  laws,  habits,  and 
customs  into  one  body  politic,  exercising,  through  the  medium  of  an  organized  Govern- 
ment, independent  sovereignty  and  control  over  all  persons  and  things  within  its 
boundaries,  capable  of  making  peace  and  war,  and  of  entering  into  international  relations 
with  other  communities."     (PhiUimore's  International  Law,  I  ,  p   81.) 

"  By  a  sovereign  State  we  mean  a  community,  or  number  of  persons  permanently 
organized  under  a  sovereign  Government  of  their  own  ;  and  by  a  sovereign  Government 
we  mean  a  Government,  however  constituted,  which  exercises  the  power  of  making  and 
enforcing  law  within  a  community,  and  is  not  itself  subject  to  any  superior  Government. 
These  two  factors,  the  one  positive,  the  other  negative,  the  exercise  of  power  and  the 
absence  of  superior  control,  compose  the  notion  of  sovereignty,  and  are  essential  to  it." 
(Montague  Bernard,  Neutrality  of  Great  Britain  during  the  American  Civil  War.) 

"  The  State  is  a  particular  portion  of  mankind  viewed  as  an  organized  unit,  and  its 
characteristics  are  the  comprehension  of  indiN^iduals  within  its  territory,  the  exclusive- 
ness  of  its  powers,  its  permanence  and  its  sovereignty,  that  is  its  absolute,  unlimited, 
and  univei'sal  power  over  individuals  who  are  its  subjects.  These  constitute  the  essence 
of  a  State."     (Burgess,  Political  Sc,  I.,  p.  51-2.) 

"  The  State  is  now  the  people  in  sovereign  organization.  This  is  an  immense 
advance  in  the  development  of  the  State.  It  is  the  beginning  of  the  modem  political 
era.  Under  its  educating  influence  the  consciousness  of  the  State  spreads  rapidly  to  the 
great  mass  of  the  population,  and  the  idea  of  the  State  becomes  completely  secularized 
and  popularized.  The  doctrine  that  the  people,  in  ultimate  sovereign  organization,  are 
the  State,  becomes  a  formulated  principle  of  the  schools,  and  of  political  science  and 
literature.  The  jurists  and  publicists,  and  the  moral  philosophers,  lead  in  the  evolution 
of  the  idea.  The  warriors  and  the  priests  are  assigned  to  the  second  place.  The 
.sovereign  people  turn  their  attention  to  the  perfecting  of  their  own  organization.  They 
lay  hands  upon  the  royal  power.  They  strip  it  of  its  apparent  sovereignty,  and  make  it 
purely  office.  If  it  accommodates  itself  to  the  position,  it  is  allowed  to  exist  ;  if  not,  it 
is  cast  aside.  At  last  the  State  knows  itself,  and  is  able  to  take  care  of  itself.  The 
fictions,  the  make-shifts,  the  temporary  supports,  have  done  their  work,  and  done  it 
successfully.  They  are  now  swept  away.  The  structure  stands  upon  its  own  foundation. 
The  State,  the  realization  of  the  universal  in  man,  in  sovereign  organization  over  the 
particular,  is  at  last  established — the  product  of  the  progressive  revelation  of  the  human 
reason  through  history."     (Burgess,  id.,  p.  66.) 

"  A  colony  is,  at  the  outset,  no  iState.  It  is  local  government,  with  perhaps  more 
or  less  of  local  autonomy.  It  may  grow  to  contain  in  itself  the  elements  to  form  a  State, 
and  may  become  a  State  by  revolution,  or  by  peaceable  severance  from  the  motherland  ; 
but  before  this,  there  is  one  simple  State,  and  after  it,  there  are  two  simple  States,  but 
at  no  time  is  there  a  compound  State.  If  the  motherland  should  so  extend  its  state 
organization  as  to  include  the  colony  as  active  participant  in  the  same,  the  state 
organization  would  still  be  simple  ;  it  would  only  be  widened.  A  larger  proportion  of 
the  population  of  such  a  State  would  be  thereby  introduced  into  the  sovereign  body. 
The  only  change  which  could  be  eflected  in  this  manner,  as  to  the  form  of  State,  would 
be  possibly  the  advance  from  monarchy  to  aristocracy,  from  aristocracy  to  democracy. 
Tue  sovereignty  would  not  be  divided  between  the  motherland  and  the  colony,  for  the 
sovereignty  is  and  must  be  a  unit.  It  must  be  wholly  in  the  motherland  or  wholly  in 
the  motherland  and  colony,  as  one  consolidated,  net  compounded,  organization."  (Bur- 
gess, id.,  p.  77-8.) 

Federal  Si'jnijicance. — The  term  "State"  has  also  a  special  meaning  applied  to  a 
federal  system.  In  federal  nomenclature  a  State  is  one  of  a  number  of  communities 
formerly  autonomous  and  self-governing,  such  as  the  States  of  America,  and  the  States  of 
Germany,  which  have  agreed  to  transfer  a  portion  of  their  political  power  to  a  union  of 
the  States,  in  the  governing  operations  of  which  they  retain  an  active  share.  Inter- 
nationally such  communities  have  no  status  as  States  ;  they  are  States  only  in  a  titular 
«ense.  "  The  old  States  become  parts  of  the  government  in  the  new  State,  and  nothing 
more.  It  is  no  longer  proper  to  call  them  States  at  all.  It  is  in  fact  only  a  title  of 
honour,  without  any  corresponding  substance."  (Burgess,  Political  Sc,  I.,  p.  80.)  They 
could,  with  equal  convenience  and  propriety,  be  designated  by  other  names,  such  as  the 
Provinces  of  Canada,  and  the  Cantons  of  Switzerland.  Blackstone's  definition,  and  all 
other  standard  definitions  of  a  State  would,  of  course,  be  quite  inapplicable  to  those 
communities  called  "  States  "  which  are  merely  parts  of  a  federal  or  national  State, 
using  those  terms  in  the  same  sense  previously  discussed.  A  "State,"  therefore,  in  the 
ordinary  sense  of  a  federal  constitution,  is  said  to  be  a  political  community  of  free 
•24 


370  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

citizens,  occupying  a  territory  of  defined  boundaries,  and  organized  with  other  sitnilar 
communities,  under  a  government  sanctioned  and  limited  by  a  written  constitution,  and 
established  by  the  consent  of  the  governed.  It  is  tlie  union  of  such  States,  under  a 
common  constitution,  that  forms  the  distinct  and  greater  political  unit  which  the 
American  constitution  designates  as  the  United  States.  (Texas  v.  White,  7  Wall.,  721  ) 
A  State  such  as  one  of  the  United  States  of  America  is  a  body  of  political  co-equals,  or 
units,  commonly  called  "  the  people,"  in  whom,  as  electors,  the  sovereign  and  uncon- 
trollable power  originally  resides,  and  whose  will,  as  expressed  and  proclaimed  by  them 
in  their  written  Constitution,  is  their  sole  organic  law  and  bond  of  political  existence. 
The  United  States  are  a  communit}'  of  such  States,  politicallj'  united  only  by  a  federal 
constitution  and  general  government  founded  therein.  (Bateman,  Political  and  Consti- 
tutional Law,  p.  21.) 

"  The  States  were  not  '  sovereigns'  in  the  sense  contended  for  by  some.  Thej^  did 
not  possess  the  peculiar  features  of  sovereignty — they  could  not  make  war,  nor  peace, 
nor  alliances,  nor  treaties.  Considering  them  as  political  beings,  they  were  dumb,  for 
they  could  not  speak  to  any  foreign  sovereign  whatever.  They  were  deaf,  for  they 
could  not  hear  any  proposition  from  such  sovereign.  They  had  not  even  the  organs  or 
faculties  of  defence  or  offence,  for  they  could  not  of  themselves  raise  troops,  or  equip 
vessels,  for  war.  On  the  other  side,  if  the  union  of  the  States  comprises  the  idea  of  a 
confederation,  it  comprises  that  also  of  consolidation.  A  union  of  the  States  is  a  union 
of  the  men  composing  them,  from  whence  a  national  character  results  to  the  whole. 
Congress  can  act  alone  without  the  States,  they  can  act  (and  their  acts  will  be  binding^ 
against  the  instructions  of  the  States.  It  they  declare  war,  war  is  de  jure  declared  ; 
captures  made  in  pursuance  of  it  are  lawful ;  no  acts  of  the  States  can  vary  the  situa- 
tion, or  prevent  the  judicial  consequences.  If  the  States,  therefore,  retained  some 
portion  of  their  sovereignty,  they  had  certainly  divested  themselves  of  essential  portions 
of  it.  If  they  formed  a  confederacy  in  some  respects,  they  formed  a  nation  in  others. 
The  Convention  could  clearly  deliberate  on  and  propose  any  alterations  that  Congress 
could  have  done  under  the  Federal  Articles.  And  could  not  Congress  propose,  by  virtue 
of  the  last  article,  a  change  in  any  article  whatever,  and  as  well  that  relating  to  the 
equalitj'  of  sufi'rage  as  any  other  ?  He  made  these  remarks  to  obviate  some  scruples 
which  had  been  expressed.  He  doubted  much  the  practicability  of  aimihilating  the 
States  ;  but  thought  that  much  of  their  power  ought  to  be  taken  from  them."  (Rufua 
King  in  the  Federal  Convention  1788  ;  Elliott's  Debates  2nd  ed.  V.,  pp.  212-213  ) 

''Some  contend  that  the  States  are  sovereign,  when  in  fact  they  are  only  political 
societies.  The  States  never  possessed  the  essential  rights  of  sovereignty.  Thej'  were 
always  vested  in  Congress.  Their  voting  as  States  in  Congress  is  no  evidence  of  their 
sovereignty.  The  State  of  Maryland  voted  by  counties.  Did  this  make  the  counties 
sovereign  ?  The  States,  at  present,  are  only  great  corporations,  having  the  power  of 
making  by  laws,  and  these  are  effectual  only  if  they  are  not  contradictory  to  the  general 
confederation."  (Madison  in  the  Federal  Convention  ;  Elliott's  Debates  2nd  ed.  I., 
p.  461.) 

A  great  controversy  went  on  in  America  for  many  years  as  to  whether  the  States, 
as  integrated  in  the  federal  constitution,  formed  a  union  of  independent  commonwealths 
acting  together  for  the  limited  purposes  of  general  government,  or  whether  they  formed 
a  single  sovereign  and  independent  political  State  composed  of  the  whole  mass  of  the 
American  people.  A  few  years  before  1889,  when  Mr.  Bryce  published  his  book,  the 
American  Protestant- Episcopal  Church  at  its  annual  Convention  introduced,  among  the 
short  sentence  prayers,  one  suggested  by  an  eminent  New  England  divine,  "  O  Lord, 
bless  our  nation."  Next  day  the  prayer  was  brought  up  for  reconsideration,  when  so 
many  objections  were  raised  by  the  laity  to  the  word  nation,  as  importing  a  recognition 
of  national  unity,  that  it  was  dropped,  and  instead  were  adopted  the  words,  "O  Lord, 
bless  the  United  States."     Referring  to  this  incident  Mr.  Bryce  says  : — 

"  But  it  is  only  the  expression,  on  its  sentimental  side,  of  the  most  striking  and 
pervading  characteristic  of  the  political  system  of  the  country,  the  existence  of  a  double 
government,  a  double  allegiance,  a  double  patriotism.  America  is  a  Commonwealth  of 
commonwealths,  a  Republic  of  republics,  a  State  which,  while  one.  is  nevertheless  com- 
posed of  other  States  even  more  essential  to  its  existence  than  it  is  to  theirs."  (The 
American  Commonwealth,  I.,  p.  1*2.) 

•*  The  acceptance  of  the  Constitution  of  1789  made  the  American  people  a  nation. 
It  turned  what  had  been  a  League  of  States  into  a  Fedeial  State,  by  giving  it  a  National 
Government,  with  tlircct  authority  over  all  citizens.     But  as  this  national  government 


§44.] 


COVERING  CLAUSES.  371 


was  not  to  supersede  the  governments  of  the  States,  the  problem  which  the  Constitu- 
tion-niakers  had  to  solve  was  two-fold.  They  had  to  create  a  central  government. 
They  had  also  to  determine  the  relations  of  this  central  government  to  the  States  as 
well  as  to  the  individual  citizen.  An  exposition  of  the  Constitution  and  criticism  of  its 
working  must  therefore  deal  with  it  in  these  two  aspects ;  as  a  sj'stem  of  national 
government  built  up  of  executive  powers  and  legislative  lx)dies,  like  the  monarchy  of 
England  or  the  republic  of  France,  and  as  a  Federal  S5'^stem  linking  together  and 
regulating  the  relations  of  a  number  of  commonwealths  which  are  for  certain  pui-poses, 
but  for  certain  purposes  only,  subordinatetl  to  it."     {Id.,  p.  29.  j 

"The  government  of  the  United  States  is  federal  government.  By  this  I  do  not 
mean  that  the  central  government  alone  is  a  federal  government.  It  is  time  that  this 
terra  is  generalh*  applied  to  it,  but  I  think  this  arises  from  the  mistaken  assumption 
that  it  is  the  government  of  a  JFederal  State.  I  think  I  have  shown  that  there  is  no  such 
thing  as  a  federal  State  ;  that,  in  what  is  usually  called  the  federal  system,  one  State 
employs  two  separate  and  largely  independent  governmental  organizations  in  the  work 
of  government.  What  I  mean,  therefore,  in  the  proposition  that  the  government  of  the 
United  States  is  federal  government,  is  that  the  whole  governmental  system  is  federal 
and  that  the  central  government  is  one  of  two  governmental  organizations  employed  by 
the  Stat«."     (Burgess,  Political  Sc.  IL,  p.  18.; 

A  Confederacy. — A  confederacy  is  not  a  State.  The  members  of  the  confederacy 
remain  separate  States.  The  confederacy  has  no  sovereignty  ;  it  is  merely  a  system  of 
government  founded  on  inter-state  treaty  dissolvable  at  will. 

Common WE.VLTH  and  States. — As  we  have  already  seen.  Dr.  Burgess  contends 
that  there  is  no  such  thing  as  a  federal  State.  A  federation,  he  says,  is  merely  a  dual 
system  of  government  under  a  common  sovereignty.  (Political  Sc,  I.,  p.  79.)  This 
definition  is  partly  in  conflict  with  that  of  Professor  Dicey,  who  recognizes  the  possibility 
of  a  federal  State,  which  he  defines  as  a  political  contrivance  intended  to  reconcile 
national  unity  and  power  with  the  maintenance  of  State  rights.  (Law  of  the  Constitu- 
tion, p.  131.)  It  does  not  agree  with  that  of  Mr.  Bryce,  who  in  the  foregoing  passage 
describes  the  United  States  as  a  Federal  State.     (American  Comm.,  p.  12.) 

From  this  conflict  of  literary  authority  we  turn  to  the  Imperial  Act  constituting  the 
Commonwealth,  where  we  find  it  described  as  a  Federal  Commonwealth,  and  we  may 
assume  that  the  expression  is  there  used  by  the  fraraers  in  either  the  first  or  the  second 
of  the  four  meanings  already  analysed  (see  Note,  §  No.  27,  "Federal,"  supra),  viz.,  as 
(1)  descriptive  of  a  union  of  States,,  linked  together  as  co-equal  societies,  forming  one 
political  system,  regulated  and  co-ordinated  in  their  relations  to  one  another  b\'  a 
common  Constitution  ;  or  (2)  as  descriptive  of  the  new  community-  formed  bj'  such 
union.     In  this  Act  the  term  "  States  "  is  used  as  descriptive  of  those  co-equal  societies. 

The  Commonwealth,  in  almost  every  feature,  answers  the  German  expression 
Bundfjiftaat  or  composite  State.  In  this  sense  it  may  be  described  as  a  single  State 
which  is  administered  by  a  dual  system  of  government — one  set  of  ruling  organs  dealing 
with  those  matters  common  to  the  whole  State  and  another  dealing  with  those  relating 
to  the  several  communities,  considered  as  separate  entities.  (R.  R.  Garran,  The  Coming 
Commonwealth,  p.  17.) 

Nation.  —As  an  abstract  definition,  a  Nation  may  be  described  as  a  population  of  ethnic 
unit}'  inhabiting  a  territory  of  geographic  unity.  By  ethnic  unity  is  meant  a  population 
having  a  common  language,  a  common  literature,  common  traditions  and  historj',  common 
customs,  and  a  common  consciousness  of  rights  and  wrongs.  By  geographic  unity  is  meant 
a  territory  separated  from  other  territory  by  natural  physical  boundaries.  The  nation,  as 
thus  defined,  is  the  nation  in  perfect  and  complete  existence,  and  this  is  hardly  as  yet 
anywhere  to  be  found.  (Burgess,  Political  Science,  I.,  p.  2.)  Where  geographic  and 
ethnic  unities  coincide,  or  ver}-  nearly  coincide,  the  nation  is  almost  sure  to  become  a 
State.  The  nation  must  pass  through  many  preliminarj-  stages  in  its  development  before 
it  reaches  the  maturity  of  a  political  State.     (Id.  p.  3. ) 

"  Not  all  nations,  however,  are  endowed  with  political  capacity  or  great  political 
impulse.  Frequently  the  national  genius  expends  itself  in  the  production  of  language, 
art,  or  religion  ;  frequently  it  shows  itself  too  feeble  to  bring  even  these  to  any  degree 
of  perfection.    The  highest  talent  for  political  organization  has  been  exhibited  by  tlie  Aryan 


372  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

nations,  and  by  these  unequally.  Those  of  them  remaining  in  the  Asiatic  home  have 
created  no  real  States  ;  and  the  European  branches  manifest  great  differences  of  capacity 
in  this  respect.  The  Celt,  for  instance,  has  shown  almost  none  ;  the  Greek  but  little, 
while  the  Teuton  really  dominates  the  world  by  his  superior  political  genius.  It  is 
therefore  not  to  be  assumed  that  every  nation  must  become  a  State.  The  political  sub- 
jection or  attachment  of  the  uupolitical  nations  to  those  possessing  political  endowment 
appears,  if  we  may  judge  from  history,  to  be  as  truly  a  part  of  the  course  of  the  world's 
civilization  as  is  the  national  organization  of  States.  I  do  not  think  that  Asia  and 
Africa  can  ever  receive  political  organization  in  any  other  way.  Of  course,  in  such  a 
state  of  things,  the  dominant  nation  should  spare,  as  far  as  possible,  the  language, 
literature,  art,  religion  and  innocent  cixstoms  of  the  subject  nation  ;  but  in  law  and 
politics  it  is  referred  wholly  to  its  own  consciousness  of  justice  and  expedience.  Lastly, 
a  nation  may  be  divided  into  two  or  more  States  on  account  of  territorial  separation  —  as 
for  example,  the  English  and  the  North  American,  the  Spanish -Portuguese  and  the  South 
American  and  one  of  the  results  of  this  division  will  be  the  development  of  new  and 
distinct  national  traits.  From  these  reflections,  I  trust  that  it  will  be  manifest  to  the 
mind  of  every  reader  how  very  important  it  is  to  distinguish  clearly  the  nation,  both  in 
word  and  idea,  from  the  State  ;  preserving  to  the  former  its  ethnic  signification,  and 
using  the  latter  exclusively  as  a  term  of  law  and  politics.  (Burgess,  Political  Sc,  I., 
pp.  3-4.) 

§  45.    "  Parts  of  the  Commonwealth." 

Territoriality  of  the  Commonwealth. — The  territorial  basis  of  the  Common- 
wealth has  been  already  briefly  referred  to.  The  above  words  so  clearly  and 
emphatically  establish  this  principle,  that  special  attention  should  be  drawn  to  them  at 
this  stage.  Grotius,  in  his  celebrated  treatise,  wrote  :  "  There  are  commonly  two  things 
which  are  subject  to  sovereignty  (Imperium);  first,  persons,  which  alone  sometimes 
suffice,  as  an  army  of  men,  women  and  children  seeking  new  plantations  ;  secondly, 
lands,  which  are  called  territory."  (De  Jure  Belli  et  Pace  II,  pp.  3  and  4.)  The  case 
contemplated  by  Grotius  as  presenting  the  possible  condition  of  a  non-tei'ritorial 
sovereignty  could  scarcely  occur  in  our  time.  It  would  be  difficult  to  recognize  the 
existence  of  a  State  without  its  undisputed  possession  of  a  defined  territory  ;  the  only 
approach  to  such  a  phenomenon  that  might  temporarily  arise  would  be  a  rebel  army 
wandering  from  place  to  place  and  recognized  as  a  belligerent,  which  is  tantamount  to 
being  recognized  as  a  State.  (Encyc.  of  the  Law  of  England,  Vol.  xi.  p.  710.)  This, 
however,  would  be  a  feeble  example  of  a  State.  It  would  have,  at  best,  a  precarious 
existence  ;  its  occupation  of  territory  w  ould  be  shifting,  luicei  tain,  and  undefined  ;  it 
would  lack  that  continuity,  cohesion,  and  recognition  which  are  the  essential  attributes 
of  a  State.  On  the  whole,  therefore,  the  dictum  of  this  distinguished  jurist,  whatever 
possible  application  it  might  have  had  in  his  time  (1583-1645),  may  be  regarded  as 
untenable  in  the  present  age,  in  which  territorial  occupation  is  looked  upon  as  one  of 
the  most  important  factors  of  the  constitution  of  a  true  State.  The  inevitable  tendency 
towards  the  establishment  of  territorial  sovereignt}%  as  an  advance  on  personal  and 
tribal  sovereignty,  is  an  historical  fact  of  great  significance.  It  is  thus  referred  to  by 
Sir  Henry  Maine  : — 

"From  the  moment  when  a  tribal  community  settles  down  finallj'  upon  a  definite 
space  of  land,  the  Land  begins  to  be  the  basis  of  society  in  place  of  Kinship.  The 
constitution  of  the  Family  through  actual  blood-relationship  is  of  course  an  observable 
fact,  but,  for  all  groups  of  men  larger  than  the  Family,  the  Land  on  which  they  live 
tends  to  become  the  bond  of  union  between  them  at  the  expense  of  Kinsliip,  ever  more 
and  more  vaguely  conceived.  V\  e  can  trace  the  development  of  idea  both  in  the  large 
and  now  extremely  miscellaneous  aggregations  of  men  combined  in  States  or  Political 
Communities,  and  also  in  the  smaller  aggregations  collected  in  Village-Communities  and 
Manors,  among  whom  landed  property  took  rise.  The  barbarian  invaders  of  the 
Western  Roman  Empire,  though  not  uninfluenced  by  former  settlements  in  older  homes, 
brought  back  to  Western  Europe  a  mass  of  tribal  i(\eas  which  the  Roman  dominion  had 
banished  from  it ;  but,  from  the  moment  of  their  final  occupation  of  definite  territories, 
a  transfoi-mation  of  these  ideas  began.  Some  years  ago  I  pointed  out  (Ancient  Law,  pp. 
103  et  neq.)  the  evidence  furnished  by  the  history  of  International  Law  that  the  notion 
of  territorial  sovereignty,  which  is  the  basis  of  the  International  system,  and  which  is 
inseparably  connected  with  dominion  over  a  definite  area  of  land,  very  slowly  substituted 


§§  45-46.  J 


COVERING  CLAUSES.  373 


itaelf  for  the  notion  of  tribal  sovereignty.  Clear  traces  of  the  change  are  to  be  seen  in 
the  official  style  of  kings  Of  our  own  kings.  King  John  was  the  first  who  always  called 
himself  King  of  England.  (Fi-eeman,  'Norman  Conquest,'  1.  82,  84.)  His  predecessors 
commonly  or  always  called  themselves  Kings  of  the  English.  The  style  of  the  king 
reflected  the  older  tribal  sovereignty  for  a  much  longer  time  in  France.  The  title  of 
King  of  France  may  no  doubt  have  come  into  use  in  the  vernacular  soon  after  the 
accession  of  the  dynasty  of  Capet,  but  it  is  an  impressive  fact  that,  even  at  the  time  of 
the  Massacre  of  St  Bartholomew,  the  Kings  of  France  were  still  in  Latin  Reges 
Francornm,  and  Henry  the  Fourth  only  abandoned  the  designation  because  it  could  not 
be  got  to  fit  in  conveniently  on  his  coins  with  the  title  of  King  of  Navarre,  the  purely 
feudal  and  territorial  principality  of  the  Bourbons.  (Freeman,  loc.  cit.)  We  may  bring 
home  to  ourselves  the  transformation  of  idea  in  another  way.  England  was  once  the 
country  which  Englishmen  inhabited.  Englishmen  are  now  the  people  who  inhabit 
England.  The  descendants  of  our  forefathers  keep  up  the  tralition  of  kinship  by 
calling  themselves  men  of  English  race,  but  they  tend  steadily  to  become  Americans  and 
Australians.  I  do  not  say  that  the  notion  of  consanguinitj'  is  absolutely  lost,  but  it  is 
extremeh'  dUuted,  and  quite  suljordinated  to  the  newer  view  of  the  territorial 
constitution  of  nations.  The  blended  ideas  are  reflected  in  such  an  expression  as 
•  Fatherland,'  which  is  itself  an  index  to  the  fact  that  our  thoughts  cannot  separAte 
national  kinship  from  common  country.  No  doubt  it  is  true  that  in  our  day  the  older 
conception  of  national  union  through  consanguinity  has  seemed  to  be  revived  by  theories 
which  are  sometimes  called  generally  theories  of  Nationality,  and  of  which  particular 
forms  are  known  to  us  as  Pan-Sclavism  and  Pan-Teutonisra.  Such  theories  are  in  truth 
a  product  of  modern  philology,  and  have  grown  out  of  the  assumption  that  linguistic 
affinities  prove  community  of  blood.  But  wherever  the  political  theorj-  of  Nationality  is 
distinctly  conceived,  it  amounts  to  a  claim  that  men  of  the  same  race  shall  be  included, 
not  in  the  same  tribal,  but  in  the  same  territorial  sovereignty.  We  can  perceive,  from 
the  recortls  of  the  Hellenic  and  Latin  city-communities,  that  there,  and  probably  over  a 
great  part  of  the  world,  the  substitution  of  common  territory  for  common  race,  as  the 
basis  of  national  union,  was  slow,  and  not  accomplished  without  very  violent  stniggles." 
(Maine's  Early  History  of  Institutions,  72-75.) 

§  46.    "  Such  of  the  Colonies.*" 

New  South  Wales. — Tlie  area  of  this  colon}-,  the  oldest  established  of  the  Austra- 
lian group,  is  306,066  square  miles,  it  is  botmded  on  the  east  by  the  Pacific  ocean,  on 
the  south  by  the  eolonj-  of  Victoria,  on  the  north  by  the  colony  of  Queensland,  and  on  the 
west  by  the  colony  of  South  Australia.  Population,  31st  Dec,  1899,  1,348,400  ;  public 
revenue  from  all  sources,  1898-9,  £9,572,912.  Executive  Government  at  the  passing  of 
the  Commonwealth  of  Australia  Constitution  Act : — Governor  and  Commander  in-Chief, 
the  Right  Honourable  William  Earl  Beauchamp,  K.C.M.G. ;  Lieutenant-Governor,  Sir 
Frederick  Matthew  Darley,  K.C.M.G.,  C.J.  Administration— Premier,  Colonial  Trea- 
surer, and  Minister  for  Railways,  Sir  William  J.  Lyne  ;  Colonial  Secretary,  the  Hon. 
John  See  ;  Secretary  for  Lands,  the  Hon.  T.  H.  Hassall ;  Secretary  for  Public  Works, 
the  Hon.  E.  W.  O  Sullivan  ;  Attorney-General,  the  Hon.  B.  K.  Wise,  Q.C.;  Minister 
for  Public  Instruction  and  Industry,  the  Hon.  John  Perry  ;  Minister  for  Justice,  the 
the  Hon.  W.  H.  W^ood  ;  vSecretary  for  Mines  and  Agriculture,  the  Hon.  J.  L.  Fegan  ; 
Postmaster-General,  the  Hon.  W.  P.  Crick ;  Representative  in  the  Legislative  Council, 
the  Hon.  F.  B.  Suttor. 

New  Ze-^laxd. — There  are  two  principal  islands,  known  as  the  North  and  Middle 
Islands,  besides  the  South  or  Stewart's  Island,  and  small  outlying  islands.  The  group 
is  nearly  1,000  miles  long,  and  200  miles  across  at  the  broadest  part.  Its  coast  line 
extends  over  4,000  miles  New  Zealand  is  situated  1,200  miles  to  the  east  of  the 
Australian  continent.  The  area  of  New  Zealand  is  estimated  to  embrace  104,471  square 
miles,  of  which  the  North  Island  comprises  44,468  squai-e  miles,  the  Middle  Island 
58,5-25,  and  Stewart's  Island  665  square  miles.  Population,  3Ist  Dec,  1898,  743,463  ; 
public  revenue,  1898-9,  £5,258,228.  Executive  Government  at  the  passing  of  the 
Commonwealth  of  Australia  Constitution  Act  :— Governor  and  Commander-in-Chief,  the 
Right  Hon.  the  Earl  of  Ranfurly,  K.C.M.G.  Administration— Premier,  Treasiurer,  Com- 
missioner of  Trade  and  Customs,  Minister  of  Labour,  Minister  of  Native  Afiiairs,  the 
Right  Hun.   R.  J.  Seddon,   P.C.;  Colonial  Secretary,  Postmaster-CJeneral,  Minister  of 


374  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  6. 

Railwaj's,  Iiiduetriea,  and  Commerce,  the  Hon.  J.  G.  Ward  ;  Minister  of  Lands  and 
Agiiculture,  Commissioner  of  Forests,  the  Hon.  J.  McKenzie  ;  Commissioner  of  Stamp 
Duties  and  Member  representing  the  Native  Races,  the  Hon.  J.  Carroll  ;  Minister  ot 
Education,  Immigration  and  in  charge  of  Hospitals  and  Charities,  the  Hon.  VV.  C. 
Walker ;  Minister  of  Public  Works,  Marine  and  Printing  Office,  the  Hon.  W.  HalU 
Jones  ;  Minister  for  Justice  and  Defence,  the  Hon.  J.  Thompson 

QuEESSLAXD. — Queensland  comprises  the  whole  north-eastern  portion  of  the  Austra- 
lian continent,  including  the  adjacent  islands  in  the  Pacific  Ocean  and  in  the  Gulf  of 
Carpentaria.  The  territorj'  is  of  an  estimated  area  of  668,497  English  square  miles, 
with  a  seaboard  of  2,550  miles.  Population,  31st  Dec,  1899,  482,400;  public  revenue. 
1898-9,  £4,174,086.  Executive  Government  at  the  passing  of  the  Commonw^ealth  of 
Australia  Constitution  : — Governor  and  Commander-in-Chief,  the  Right  Hon.  Baron 
Lamington,  K.C.M.G. ;  Lieutenant-Governor,  Sir  Samuel  W.  Griffith,  G.C.M.G.,  C.J. 
Administration — Premier,  Treasurer,  and  Secretary  for  Mines,  the  Hon.  Robert  Philp  ; 
Chief  Secretary,  the  Hon.  J.  R.  Dickson,  C.M.G.;  Home  Secretary,  the  Hon.  J.  F.  G. 
Foxton ;  Attorney-General,  the  Hon.  Arthur  Rutledge,  Q.C. ;  Secretary  for  Public 
Lands,  the  Hon,  W.  B.  H.  O'Connell ;  Secretary  for  Railways  and  Public  Works,  the 
Hon.  John  Murray  ;  Secretary  for  Agriculture,  the  Hon.  J.  V.  Chataway  ;  Postmaster- 
General  and  Secretary  for  Public  Instruction,  the  Hon.  J.  G.  Drake  ;  Ministers  without 
portfolios,  the  Hon.  G.  W.  Gray  and  D.  H.  Dairy mple. 

Tasmania. — The  area  of  the  colony  is  estimated  at  26,215  square  miles,  of  which 
24,330  square  miles  form  the  area  of  Tasmania  proper,  the  rest  constituting  that  of  a 
number  of  small  islands,  in  two  main  groups,  the  north-east  and  north-west.  Popu- 
lation, 31st  Dec,  1899,  182,300  ;  public  revenue,  1898-9,  £908,223.  Executive  Govern- 
ment at  the  passing  of  the  Commonwealth  of  Australia  Constitution  Act : — Captain- 
General  and  Governor-in- Chief,  Viscount  Gormanston,  K.C.M.G.  Administration — 
Premier  and  Attorney-General,  the  Hon.  N.  E.  Lewis  ;  Chief  Secretary,  the  Hon.  G.  T. 
Collins  ;  TreasureSj  the  Hon.  B.  S.  Bird  ;  Minister  of  Lands,  Works,  and  Mines,  the 
Hon.  E.  Mulcahy ;  without  portfolio,  the  Hon.  F.  W.  Piesse. 

Victoria. — Victoria  is  bounded  on  the  north  and  north-east  by  a  straight  line 
drawn  from  Cape  Howe  to  the  nearest  soui'ce  of  the  river  Murray,  thence  by  the  course 
of  that  river  to  the  eastern  boundary  of  the  colony  of  South  Australia,  thence  by  that 
boundary  to  the  Southern  Ocean.  It  has  an  area  of  87,885  square  miles.  Population,  31st 
Dec,  1899,  1,162,900;  public  revenue,  1898-9,  £7,396,943.  Executive  Government  at 
the  passing  of  the  Commonwealth  of  Australia  Constitution  Act ;— Lieutenant-Governor, 
the  Hon,  Sir  .lohn  Madden,  K.C.M.G.,  C.J.  Administration — Premier  and  Chief 
Secretary,  the  Hon.  Allan  McLean ;  Treasurer,  the  Hon.  Wm.  Shiels ;  Attorney- 
General,  the  Hon.  Wm.  Hill  Ir\ane  ;  Solicitor-General,  the  Hon.  John  M.  Davies  ; 
Minister  of  Mines,  Water  Supply,  and  Railways,  the  Hon.  Alfred  R.  Outtrim  ; 
Minister  of  Public  Works  and  Agriculture,  the  Hon,  Geo.  Graham  ;  Minister  of  Lands, 
the  Hon.  James  McCoU  ;  Minister  of  Education  and  Trade  and  Customs,  the  Hon.  Dr. 
Charles  Carty  Salmon  ;  Postmaster-General,  the  Hon.  Wm.  A.  Watt ;  Minister  of 
Defence  and  Public  Health,  the  Hon.  Donald  Melville  ;  without  portfolio,  the  Hon. 
James  Balfour. 

South  Australia.-  The  original  boundaries  of  the  province,  according  to  the  statute 
of  4  and  5  Will.  IV.  c  95,  were  fixed  between  132"  and  141°  E.  long,  as  its  eastern  and 
western  boundaries,  the  26°  of  S.  lat.  as  its  northern  limit  and  bounded  on  the  south  by 
the  Southern  Ocean.  The  boundaries  were  subsequently  extended  ;  under  the  statute  of 
24  and  25  Vic.  c.  44,  a  strip  of  land  between  132°  and  129°  K.  long,  was  added  ou 
October  10th,  1861.  (Statesman's  Year  Book,  1899  ;  Webb's  Imperial  Law,  p,  99.)  The 
total  area  of  South  Australia  proper  is  380,070  square  miles  ;  and  including  the  Northern 
Territory  it  is  calculated  to  amount  to  903,690  square  miles.  Population,  31st  Dec, 
1899,  370,700 ;  public  revenue,  189S-9,  £2,731,208.     Executive  Government  at  the  pasB- 


^  46.]  COVERING  CLAUSES.  375 

iag  of  the  Commonwealth  of  Australia  Constitution  Act : — Governor  and  Commander-in- 
Chief,  the  Right  Hon.  Baron  Tennyson,  K.C.  M.G. ;  Lieutenant-Governor,  the  Right 
Hon.  Sir  S.  J.  Way,  Bart  ,  J.C.  Administration — Premier  and  Treasurer,  the  Hon.  F. 
W.  Holder  ;  Chief  Secretary,  the  Hon.  G.  Jenkins  ;  Attorney-General,  the  Hon.  John 
H.  Gordon  ;  Commissioner  of  Lands  and  Minister  for  Mines,  the  Hon.  L.  O'Loughlin]; 
Commissioner  of  Public  Works,  the  Hon.  R.  W.  Foster ;  Minister  of  Education  and 
Agriculture,  the  Hon.  E.  L.  Batchelor. 

XoRTHERX  Territory. —The  Xorthem  Territory  of  South  Australia,  formerly 
known  as  Alexandra  Land,  embraces  an  immense  tract  of  country,  and  contains  an  area 
of  about  523,620  square  miles.  It  is  bounded  on  the  north  by  the  Indian  Ocean — that 
portion  of  it  known  as  the  Arafura  Sea ;  on  the  south  by  the  26th  parallel  of  south 
latitude,  which  is  the  line  of  demarcation  between  it  and  South  Australia  proper  ;  on 
the  east  by  the  13Sth  meridian  of  east  longitude,  which  di\-ides  it  from  Queensland  ;  and 
on  the  west  by  the  r29th  meridian  of  east  longitude,  which  separates  it  from  Western 
Australia.  It  also  comprises  all  the  bays,  gulfs,  and  adjacent  islands  on  its  northern 
coasts.  The  eastern  boundary  line  of  this  territory  cuts  the  coast  near  the  mouth  of  the 
Wentworth  river,  on  the  south-east  coast  of  the  Gulf  of  Carpentaria,  and  the  western 
boundary  near  Cape  Domett,  in  Cambridge  Gulf.     (Aust.  Hand  Book  [1900],  p.  390.) 

The  Home  Government  originally  proposed  to  annex  this  territory  to  Queensland ; 
but,  in  consequence  of  the  favourable  report  given  by  Mr.  John  M'Douall  Stuart  (the 
explorer)  of  the  countrj-  on  the  northern  coast,  the  South  Australian  Government 
petitioned  the  Home  Government  for  its  annexation  to  South  Australia.  This  request  was 
granted,  and  by  royal  letters  patent  of  6th  July,  1863,  a  "  supplementary  commission ' 
was  issued  extending  the  boundaries  of  that  colony  accordingly.  The  letters  patent 
recited  the  provision  of  the  Act  (5  and  6  Vic.  c.  76,  sec.  51),  empowering  the  Queen  by 
letters  patent  to  separate  from  New  South  Wales  any  part  of  the  territory  of  that  colony 
lying  to  the  northward  of  26°  south  latitude,  and  to  erect  the  same  into  a  separate 
colony  or  colonies  (see  p.  72,  supra).  They  also  recited  the  Act  (24  and  25  Vic.  c.  44, 
sec.  2),  which  empowered  the  Queen  to  annex  to  any  Australian  colony  any  territories 
which  in  the  exercise  of  the  above  powers  might  have  been  erected  into  a  separate 
colony  ;  with  a  proviso  that  it  should  be  lawful  for  the  Queen  in  such  letters  patent  to 
reserve  the  power  of  revoking  or  altering  the  same,  and  also  on  such  revocation  to 
exercise  the  power  again.  The  letters  patent  then  proceeded  to  declare  that  "  We  have 
thought  fit,  in  pursuance  of  the  powers  so  vested  in  Us,  and  of  all  other  powers  and 
authorities  to  Us  in  that  behalf  belonging,  to  annex,  and  we  do  hereby  aimex  to  Our 
said  colony  of  South  Australia,  until  We  think  fit  to  make  other  disposition  thereof," 
so  much  of  the  colony  of  New  South  Wales  as  lies  to  the  northward  of  26°  south  latitude, 
and  between  129^  and  138"  east  longitude,  together  with  the  bays,  gulfs,  and  adjacent 
islands;  "and  we  do  hereby  reserve  to  Us,  Our  heirs  and  successors,  full  power  and 
authority  from  time  to  time  to  revoke,  alter,  or  amend  these  Our  letters  patent,  as  to 
Us  or  them  shall  seem  fit."     (Pari.  Papers  [S.A.].  1896,  Vol.  ii..  No.  113.) 

Westers  Australia. —As  defined  by  Roj-al  Commission,  Western  Australia 
includes  all  that  portion  of  the  continent  situated  to  the  westward  of  129°  E.  longitude. 
The  greatest  length  of  this  territory  from  Cape  Londonderry  in  the  north  to  Peak  Head 
(south  of  King  George's  Sound)  in  the  south  is  1,450  miles,  and  its  breadth  from  Steep 
Point  near  Dirk  Hartog's  Island,  on  the  west,  to  the  129th  meridian,  on  the  east,  about 
S50  miles.  According  to  the  latest  computation,  the  total  estimated  area  of  the  colony 
is  975,920  English  square  miles,  including  islands.  PopiUation  31st  December,  1893 — 
168,129;  public  revenue,  1898-9 — £2,478,811.  Executive  Government  at  the  passing  of 
the  Commonwealth  of  Australia  Constitution  Act : — Governor  and  Commander-in-Chief, 
Lieutenant-Colonel  Sir  Gerard  Smith,  K.C.  M.G.  Administration  :  Premier  and  Colonial 
Treasurer— The  Right  Hon.  Sir  John  Forrest.  P.C,  K.C.M.G.  ;  Commissioner  of  Rail- 
ways and  Director  of  Public  Works— the  Hon.  F.  H.  Piesse  ;  Minister  for  Crown  Lands 
— the   Hon.  G.    ThrosseU ;    Minister   of  Mines — the   Hon.    H.    B.    Lefroj- ;    Attorney- 


376  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  7. 

General — the  Hon.   R.    W.    Pennefather  ;  Colonial  Secretary — the  Hon.    G.    Randell  ; 
without  portfolio — the  Hon.  S.  Bnrt,  Q.C. 

§  47.    "  Colonies  or  Territories." 

The  only  "  States  "  at  the  outset  will  be  the  "  Original  States,"  namely,  New  South 
Wales,  Victoria,  Queensland,  South  Australia,  Western  Australia,  and  Tasmania.  But 
under  sec.  121  the  Federal  Parliament  maj-^  admit  or  establish  new  States  ;  and  any 
colonies  or  territories  which  are  so  established  as  States  will  thenceforth  be  included  in 
the  definition.  Apart  from  New  Zealand  and  the  northern  Territory  of  South  Australia, 
new  States  are  hardly  likely  to  be  formed  except  by  the  sub-division  of  existing  States. 

Territories. — A  description  may  here  be  given  of  the  chief  Australasian  territories 
which  are  likely,  in  time,  to  become  territories  of  the  Commonwealth — though  their  size 
or  political  condition,  or  both,  render  it  unlikely  that  any  of  them  will  be  admitted  ta 
the  rank  of  States. 

Norfolk  Island. — This  island,  about  five  miles  in  length,  and  three  in  breadth, 
situated  900  miles  from  the  Australian  main  land,  and  1,100  miles  from  Sydney,  was 
discovered  by  Captain  Cook,  on  9th  October,  1774.  It  is  said  to  be  one  of  the  most 
beautiful  spots  in  the  Pacific.  The  inhabitants  are  governed,  since  14th  November, 
1896,  by  a  Resident  Magistrate,  and  an  elective  Council  of  12  members  ;  they  are  subject 
to  the  instructions  of  the  Governor  of  New  South  Wales,  who  is  expected  to  \nsit  it 
once  during  his  term  of  office.     Area,  10  square  miles  ;  population  about  750, 

Lord  Howe  Island. — This  picturesque  island,  seven  miles  in  length,  and  about  one 
and  half  miles  in  breadth,  situated  about  400  miles  from  Sydney,  was  discovered  by 
Lieutenant  Ball,  on  14th  February,  1788,  whilst  on  a  voyage  in  H.M.S.  Supply  from 
Port  Jackson  to  found  a  Settlement  at  Norfolk  Island.  It  is  administered  by  the 
Government  of  New  South  Wales,  and  since  1882,  it  has  been  under  the  jurisdiction  of  a 
visiting  Magistrate  from  Sydnej'.     Population,  55. 

F1.JI. — The  Fiji  Islands  were  ceded  to  the  Queen  by  the  Chiefs  and  people  thereof, 
and  the  British  flag  was  hoisted  on  10th  October,  1874.  Rotumah  was  annexed  in 
December,  1880.  The  islands  are  ruled  by  a  Governor,  assisted  by  an  Executive  and  a 
Legislative  Council.  There  are  about  80  inhabited  islands  in  the  group,  containing  a 
total  area,  including  Rotumah,  of  about  8,000  square  miles,  and  having  a  population  of 
121,180;  of  whom  99,773  are  Fijians,  and  the  rest  Indians,  Polynesians,  Rotumans, 
and  Europeans. 

New  Guinea.— By  letters  patent,  dated  8th  June,  1888,  British  New  Guinea  was 
erected  into  a  separate  possession,  as  part  of  the  Queen's  dominions.  Its  area  is  calculated 
to  include  about  86,0C0  square  miles.  The  territory  is  at  present  governed  by  a  local 
administrator,  assisted  by  an  Executive  Council ;  the  sum  of  £15,000  per  year  being 
guaranteed  by  the  colonies  of  Queensland,  New  South  Wales,  and  Victoria  towards  the 
expenses  of  governing  the  territory. 

Repeal  of  Federal  Council  Act.     (48  and  49  Vic.  c.  60.) 

7.  The  Federal  Council  of  Australasia  Act,  1885,  is 
hereby  repealed,  but  so  as  not  to  affect  any  laws  passed  by 
the  Federal  Council  of  Australasia*^  and  in  force  at  the 
establishment  of  the  Commonwealth. 

Any  such  law  may  be  repealed  as  to  any  State  by  the 
Parliament  of  the  Commonwealth,  or  as  to  any  colony  not 
being  a  State  by  the  Parliament  thereof. 


§48] 


COVERING  CLAUSES.  377 


Historical  Note. — Clause  6  of  the  Commonwealth  Bill  of  1891  was  in  almost 
identical  words,  and  was  adopted  by  the  convention  of  1897-8  without  debate.  At  the 
Melbourne  session,  verbal  amendments  were  made  before  the  first  report  and  after  the 
fourth  report. 

§  48.    "  Laws  Passed  by  the  Federal  Council." 

The  following  Acts  have  been  passed  by  the  Federal  Council,  viz  : — 

(1.)  49  Vic.  No.  1.  An  Act  for  shortening  the  language  used  in  Acts  of  the 
Federal  Council  of  Australasia.  Cited  as  "  The  Federal  Council  Interpretation  Act, 
1886."    (Vic.  Gov.  Gaz.,  19  Feb.,  1886,  p.  396.) 

(2.)  49  Vic.  Xo.  2.  An  Act  to  facilitate  the  proof  throughout  the  Federation  of 
Acts  of  the  Federal  Council  and  of  the  Acts  of  the  Parliaments  of  the  Australasian 
Colonies,  and  of  .Judicial  and  Official  Documents  and  of  the  Signattires  of  certain  Public 
Offic-ers.  Cited  as  "The  Federal  Council  Evidence  Act,  1886."  (Vic.  Gov.  Gaz.,  19 
Feb.,  1886.  p.  397.) 

(3.)  49  Vic.  No.  3.  An  Act  to  authorize  the  service  of  Civil  Process  out  of  the 
jurisdiction  of  the  colony  in  which  it  is  issued.  Cited  as  "The  Australasian  Civil 
Process  Act,  1886."    (Vic.  Gov.  Gaz.,  19  Feb.,  1886,  p.  397.) 

(4.)  49  Vic.  No.  4.  An  Act  to  make  provision  for  the  enforcement  within  the 
Federation  of  judgments  of  the  Supreme  Court  of  the  Colonies  of  the  Federation.  Cited 
as  "The  Australasian  Judgments  Act,  1886."     (Vic  Gov,  Gaz.,  19  Feb.,  1886,  p,  398.) 

(5.)  51  Vic.  No.  1.  An  Act  to  regulate  the  Pearl  Shell  and  Beche  de  mer  Fisheries 
in  Australasian  waters  adjacent  to  the  colony  of  Queensland.  Cited  as  "The  Queensland 
Pearl  Shell  and  Beche  de  mer  Fisheries  (exti-a-territorial)  Act,  1888."  Reserved  for  the 
Royal  assent  20  Jan.,  1888,  and  proclaimed  19  July,  1888.  (Vic.  Gov.  Gaz.,  17  Aug., 
1888,  p.  2576  ;  31  Aug.,  1888,  p.  2706  ;  and  7  Sept.,  1888,  p.  2753.) 

(6.)  52  Vic.  No.  1.  An  Act  to  regulate  the  Pearl  Shell  and  Beche  de  mer  Fisheries 
in  Australasian  waters  adjacent  to  the  colony  of  Western  Australia.  Cited  as  "The 
Western  Australian  Pearl  Shell  and  Beche  de  mer  Fisheries  (exti-a-territorial)  Act  of 
1889."  Reserved  for  the  Royal  assent  4  Feb.  1889,  and  proclaimed  18  Jan.,  1890.  (Vic, 
Gov.  Gaz.,  31  Jan.,  1890,  p.  332.) 

(7. )  54  Vic.  No.  1 .  An  Act  to  facilitate  the  recognition  in  other  colonies  of  Orders 
and  Declarations  of  the  Supreme  Court  of  any  colony  in  matters  of  Lunacy.  Cited  as 
"  The  Australasian  Orders  in  Lunacy  Act,  1891."  (Vic.  Gov.  Gaz.,  17  Feb.,  1891,  p. 
903.) 

(7.)  56  Vic.  No.  1.  An  Act  to  make  provision  for  the  Discipline  and  Government 
of  the  Garrisons  established  at  King  George's  Sound  and  Thursday  Island  at  the  joint 
expense  of  the  Australian  Colonies  or  some  of  them  (3  Feb.,  1893).  Cited  as  "The 
Federal  Garrisons  Act,  189.3."  (Published  in  the  Vic.  Gov.  Gaz.,  3  March,  1893,  p. 
1131.) 

(8.)  60  Vic.  No.  1.  An  Act  to  provide  for  the  naturalization  within  the  Australian 
Colonies,  or  some  of  them,  of  persons  of  European  descent  naturalized  in  any  of  such 
colonies  (1  Feb.,  1897).  Cited  as  "The  Australasian  Naturalization  Act,  1897."  (Vic. 
Gov.  Gaz.,  19  March,  1897,  pp.  1121-2.) 

(9.)  60  Vic.  No.  2.  An  Act  to  make  provisions  for  the  enforcement  in  certain  cases 
within  the  Australasian  Colonies,  or  some  of  them,  of  Orders  of  the  Supreme  Courts  of 
such  Colonies  for  the  production  of  Testamentary  Instruments  (1  Feb.,  1897).  Cited  as 
"  The  Australasian  Testamentary  Process  Act,  1897."  (Vic.  Gov.  Gaz.,  19  March,  1897, 
p.  1123.) 

The  colonies  represented  in  the  Federal  Council  were  : — Victoria,  Queensland, 
Western  Australia,  Tasmania,  Fiji ;  and  also,  for  a  period  of  two  years  (from  10th 
December,  1888,  to  10th  December,  1890),  South  Australia.  (See  Historical  Introduc- 
tion, p.  114,  sujyra.) 


378  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl. 

Application  of  Colonial  Boundaries  Act.     (58  and  59  Vic.  c.  34.) 

8.  After  the  passing  of  this  Act  the  Colonial  Boundaries 
Act,  1895*^,  shall  not  apply  to  any  colony  which  becomes  a 
State  of  the  Commonwealth  ;  but  the  Commonwealth  shall 
be  taken  to  be  a  self-governing  colony  for  the  purposes  of  that 
Act. 

Historical  Notk. — At  the  Melbourne  Session  of  the  Convention,  after  the  first 
report,  this  clause  was  proposed  by  Mr.  O'Connor  in  precisely  the  form  in  which  it  now 
stands.     (Conv.  Ueb.,  Melb.,  pp.  1,826-7.) 

§  49.    "Colonial  Boundaries  Act." 

This  is  an  Act  to  pi-ovide,  in  certain  cases,  for  the  alteration  of  the  boundaries  of 
self-governing  colonies.     It  provides  as  follows  : — 

(i.)  Where  the  boundaries  of  a  colony  have,  either  before  or  after  the  passing 

of  this  Act,  been  altered  by  Her  Majesty  the  Queen  by  Order-in-Council 

or  letters-patent,  the  boundaries  as  so  altered  shall  be,  and  be  deemed  to 

have  been  from  the  date  of  the  alteration,  the  boundaries  of  the  colony. 

(ii.)  Provided  that  the  consent  of  a  self-governing  colony  shall  be  required  for 

the  alteration  of  the  boundaries  thereof, 
(iii.)  In  this  Act  "  self-governing  colony  "  means  any  of  the  colonies  specified  in 
the  schedule  to  this  Act. 

SCHEDULE. 

Self-Govkrning  Colonies. 

Canada.  South  Australia.  New  Zealand. 

Newfoundland.  Queensland.  Cape  of  Good  Hope. 

New  South  Wales.  Western  Australia.  Natal. 

Victoria.  Tasmania. 

The  efiect  of  this  clause  is  to  make  the  Colonial  Boundaries  Act  apply,  not  to  the 
separate  States  of  the  Commonwealth,  but  to  the  Commonwealth  as  a  whole — just  as  it 
applies  to  the  Dominion  of  Canada  as  a  whole.  In  other  words,  the  colonies  which 
become  States  are  in  effect  struck  out  of  the  schedule,  and  the  Commonwealth  of 
Australia  is  substituted. 

The  purpose  of  the  Act  is  to  confer  general  statutory  authority  on  the  Queen  to 
alter  the  boundaries  of  a  self-governing  colony,  with  the  consent  of  that  colony,  without 
the  necessity  of  resorting  to  Imperial  legislation  in  every  case. 

The  reason  for  repealing  the  Act,  so  far  as  it  applied  to  colonies  which  become  States 
of  the  Commonwealth,  is  that  the  Constitution  itself  makes  provision  for  the  alteration 
of  the  boundaries  of  States.  Sec.  123  provides  that  the  Parliament  of  the  Common- 
wealth maj^,  with  the  consent  of  the  Parliament  of  a  State,  and  the  approval  of  a 
majority  of  voters  in  the  State,  alter  the  limits  of  the  State. 

Now,  therefore,  the  Colonial  Boundaries  Act  only  applies  to  the  alteration  of  the 
boundaries  of  the  Commonwealth.  Apart  altogether  from  that  Act,  the  Conmionwealth 
has  power  under  section  121  to  alter  the  boundaries  of  the  Commonwealth  by  admitting 
new  States  ;  and  sec.  122  contemplates,  and  perhaps  impliedly  gives,  the  power  to 
accept  or  acquire  new  territories. 

The  first  question  is — What  constitutes  the  consent  of  the  Commonwealth  within 
the  meaning  of  the  Colonial  Boundaries  Act  ?  The  consent  of  a  colony  is  ordinarily 
given  by  its  Legislature  ;  and  the  consent  here  intended  is  evidently  the  consent  of  the 
Parliament  of  the  Commonwealth.  It  may  indeed  be  contended  that  by  the  Common- 
wealth, which  is  described  in  the  Colonial  Bonndaries  Act,  as  "a  self-governing  colony," 
is  meant  the  community  ;  and  that  the  consent  of  the  community  caimot  be  given  either 


§  49.] 


COVERING  CLAUSES.  379 


bj'  the  Parliament  of  the  Commonwealth  or  by  the  Parliaments  of  the  States,  or  both, 
but  onh-  by  the  communitj'  in  g«cwt  sovereign  organization — i.e.,  by  the  amending  power. 
This,  however,  was  certainly  not  the  intention  of  the  framers  of  the  Colonial  Boundaries 
Act,  or  of  the  Fe<leral  Constitution  ;  whatever  may  be  the  teachings  of  political  science 
as  to  the  seat  of  ^Mo^^isovereignty  in  the  Commonwealth.  The  consent  of  Canada  under 
the  Colonial  Boundaries  Act  is  clearly  to  be  given  by  the  Parliament  of  Canada  ;  and 
the  consent  of  the  Commonwealth  means  the  consent  of  the  Parliament  of  the  Common- 
wealth. That  is  to  say,  the  word  "  Commonwealth  "  is  used  here  as  in  other  provisions 
as  referring  to  the  central  governing  organs  of  the  Commonwealth.  (See  notes  §  17  and 
§  4.3  "  Commonwealth,"  nupra.) 

Where  the  alteration  of  the  boundaries  of  the  Commonwealth  involves  merely 
territory  which  is  not  part  of  any  State,  the  clause  presents  no  further  difficulty  ;  but 
where  it  involves  the  alteration  of  the  limits  of  a  State,  it  becomes  a  question  whether 
in  addition  to  the  consent  of  the  Parliament  of  the  Commonwealth,  the  consent  of  the 
Parliament  and  electors  of  the  State  is  also  necessary.  The  Colonial  Boundaries  Act,  as 
amended  by  the  Constitution  Act,  provides  that  Orders  in  Council,  or  letters  patent, 
altering  the  boundaries  of  the  Commonwealth,  shall  be  valid  if  made  with  the  consent 
of  the  Commonwealth  ;  sec.  123  of  the  Constitution  pro\-ides  that  the  Parliament  of  the 
Commonwealth  may,  ^^ith  the  consent  of  the  Parliament  and  a  majority  of  the  electors 
of  a  State,  alter  the  limits  of  the  State.  The  latter  section  certainly  implies  that  the 
Parliament  of  the  Commonwealth  may  not  alter  the  limits  of  a  State  without  such 
consent.  The  question  is  whether,  in  consenting  to  an  alteration  of  boundaries  by  the 
Queen,  the  Parliament  can  be  said  to  alter  the  limits  of  a  State.  Under  sec.  123,  the 
Parliament  of  the  Commonwealth  makes  the  alteration  ;  under  the  Colonial  Boundaries 
Act,  the  Queen  makes  the  alteration,  and  the  Parliament  of  the  Commonwealth  merely 
consents.  It  is  certainly  open  to  argument  that  the  consent  of  the  Commonwealth,  in 
such  a  case,  is  in  effect  an  alteration  of  the  limits  of  a  State  by  the  Commonwealth,  and 
therefore  that  the  Parliament  of  the  Commonwealth  cannot  lawfully  give  such  consent 
without  the  consent  of  the  Parliament  of  the  State,  and  the  approval  of  a  majority  of 

the  electors.  

Constitution. 

9.  The  Constitution^  of  the  Commonwealth  shall  be  as 
follows  : — 

The  Constitution. 

This  Constitution  is  divided  as  follows  : — 

Chapter  I. — The  Parliament : 

Part  I. — General : 

Part       II.— The  Senate  : 
Part      III. — The  House  of  Representatives  : 
Part      IV. — Both  Houses  of  the  Parliament : 
Part         V. — Powers  of  the  Parliament : 

Chapter        II. — The  Executive  Government: 

Chapter     III. — The  Judicature  : 

Chapter      IV. — Finance  and  Trade  : 

Chapter        V.— The  States  : 

Chapter      VI. — New  States  : 

Chapter    VII. —  Miscellaneous: 

Chapter  VIII. — Alteration  of  the  Constitution  : 

The  Schedule. 


380     •  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  9. 

Historical  Note. — The  division  of  the  Constitution  into  Chapters  and  Parts  is  pre- 
cisely the  same  as  in  the  Commonwealth  Bill  of  1891.  At  the  Adelaide  Session,  1897^ 
the  wording  of  the  Bill  of  1891  was  followed  exactly.  At  the  Melbourne  Session,  after 
the  fourth  report,  a  few  verbal  changes  were  made — notably  the  substitution  of 
"  Alteration  "  for  "  Amendment ;"  but  the  mode  of  division  remained  unchanged. 

In  the  Bill  as  introduced  into  the  Imperial  Parliament,  the  clause  was  altered  to 
read  : — "  Subject  to  the  foregoing  provisions,  the  Constitution  of  the  Commonwealth 
shall  be  as  set  forth  in  the  schedule  to  this  Act."  Tlie  Constitution  was  appended  as  a 
schedule.  In  Committee,  however,  the  clause  was  restored  to  its  original  shape.  (See 
Hist.  Intro.,  pp.  242,  248,  sii}yra.) 

§  50.    "The  Constitution." 

Organization  of  the  Commonwealth  within  the  Constitution. — Up  to  this 
stage  the  Imperial  Act  has  dealt  with  the  organization  of  the  Commonwealth  outside  of 
and  without  reference  to  the  Constitution.  Clause  9  unfolds  the  Constitution,  which,  a& 
we  have  already  seen,  deals  with  the  internal  organization  of  the  Commonwealth,  distri- 
butes power,  provides  for  the  government  of  the  Commonwealth,  guarantees  the  cor- 
porate rights  of  the  States,  parts  of  the  Commonwealth,  and  the  personal  rights  and 
liberties  of  individuals  resident  within  the  Commonwealth  ;  and  contains  provisions  for 
the  accomplishment  of  changes  to  meet  the  possible  requirements  and  potentialities  of 
the  future.  We  are  now  able  to  appreciate  the  distinction,  previously  emphasized, 
between  the  Commonwealth  and  the  Constitution.  Back  of  the  Federal  and  State 
governments  lies  the  amending  power — the  gwa-si-sovereign  organization  of  the  Common- 
wealth within  the  Constitution  ;  back  of  the  amending  power  and  the  Constitution  lies 
the  sovereign  British  Parliament,  which  ordained  the  Constitution.  (Burgess,  Political 
Sc. ,  I.,  p.  57.)  The  Constitution  embodies  the  terms  of  the  deed  of  political  partnership 
between  the  people  and  the  States,  by  whose  union  the  Commonwealth  is  composed. 
This  deed  contains  a  complete  scheme  for  the  regulation  of  the  legal  rights  and  duties  of 
the  people,  considered  both  as  members  of  the  united  community,  and  as  members  of 
the  provincial  communities  in  which  they  respectively  reside  ;  it  contains  a  full 
delimitation  and  distribution  of  the  governing  powers  of  the  Commonwealth,  not  only 
creating  a  central  government,  but  expressly  confirming  the  Constitutions,  powers  and 
laws  of  the  State  governments  so  far  as  not  inconsistent  with  grants  of  powers  to  the 
central  government.  This  is  a  feature  wliich  presents  a  marked  contrast  to  the  Consti- 
tution of  the  United  States,  referring  to  which  Bryce  says  : — 

"  It  must,  however,  be  remembered  that  the  Constitution  does  not  pi'ofess  to  be  a 
complete  scheme  of  government,  creating  organs  for  the  discharge  of  all  the  functions 
and  duties  which  a  civilized  community  undertakes.  It  pre-supposes  the  State  govern- 
ments. It  assumes  their  existence,  their  wide  and  constant  activity.  It  is  a  scheme 
designed  to  provide  for  the  discharge  of  such  and  so  many  functions  of  government  as 
the  States  do  not  already  possess  and  discharge."  (Bryce's  American  Comni.,  vol.  I., 
p.  29.) 

By  implication,  no  doubt,  the  State  Constitutions  of  the  United  States  must  be  read 
along  with  and  into  the  Federal  Constitution  in  order  to  make  it  cover  the  whole  field  of 
civil  government.  But  no  such  implication  or  inference  is  necessary  in  order  to  show 
that  the  Constitution  of  the  Commonwealth  is  not  a  fragmentary  statute  dealing  in  a 
partial  manner  with  the  political  government  of  the  Union.  It  does  not  merely  pre- 
suppose the  State  governments.  It  expressly  recognizes  and  confirms  their  existence 
(sees.  106-7-8).  It  is  a  comprehensive  and  a  complete  sj'stem  of  government,  partition- 
ing the  totality  of  (/itasi-sovereign  powers  delegated  to  the  Commonwealth,  as  well  as 
providing  for  a  future  development  and  expansion  of  those  powers.  This  is  suggested  by 
a  general  conspectus  of  the  Constitution  now  under  review,  and  it  is  confirmed  by  an 
analysis  of  the  Constitution  in  detail.  A  logical  classification  of  the  various  powers 
exercisable  under  the  Constitution  would  resolve  them  into  three  parts — 


^50.] 


COVERING  CLAUSES.  381 


(1.)  General  authority  vested  in  the  Federal  Parliament,  the  Federal  Executive, 

and  the  Federal  Judiciary,  with  limitations  and  qualifications. 
(2.)  Residuary  authority  of  the  States  as  defined  in  their  respective  Consti- 
tutions, confirmed  and  continued  by  sections  106,  107,  and  108  of  the 
supreme  Constitution,   and  exercised  by  them  through  their  respective 
legislative,  executive,  and  judiciary  organization,   with  limitations  and 
qualifications. 
(3.)  Power  to  amend   the   Constitution  of  the   Commonwealth,   enlarging  or 
diminishing  the  area  of  federal  authority  and  jurisdiction  ;   or  enlarging 
or  diminishing  the  area  of  State  authority  and  jurisdiction. 
TBrPARTTTE  Divisiox  OF  GOVERNMENT. — It  will  be  noticed  that  the  authority  and 
jurisdiction  assigned  to  the  central  or  general  government  is  distributed  among  three 
departments — (1)  The  Legislature;  (2)  the    Executive;  (3)  the  Judiciary.     A   further 
tripartite  division  of  the  legislative  power  itself  is  seen  in  the  threefold  mode  of  legisla- 
tion—the legislative  power  being  vested  jointly  in  three  bodies — (1)  The  Queen  ;  (2)  the 
Senate  ;  and  (3)  the  House  of  Representatives.     (See  Bancroft  on  the  Constitution  of 
the  United  States,  i7i/>-«. ) 

The  same  division  and  co-ordination  is  observed  in  the  Constitutions  of  the  States. 
It  is  a  fundamental  principle  in  the  British  and  American  political  systems  The  Con- 
stitution of  the  Commonwealth  is  a  compound,  embodying  the  Ijest  features  of  both  those 
time-honoured  models,  and  eliminating  those  considered  objectionable,  according  to  the 
views  and  judgments  of  its  framers.  This  tripartite  principle  of  division  and  distribution 
of  power  has  been  followed  in  the  Constitution  of  the  Commonwealth  ;  though,  of 
course,  there  are  differences  in  the  relative  powers  of  the  several  organs. 

"  In  every  form  of  government  (iroAtrcia)  there  are  three  departments  (uopta), 
and  in  every  form  the  \»ise  law-giver  must  consider,  what,  in  respect  to  each  of  these,  is 
for  its  interest.  If  all  is  well  with  these,  all  umst  needs  be  well  with  it,  and  the  differ- 
ences between  forms  of  government  are  differences  in  respect  to  these.  Of  these  three, 
one  is  the  part  which  deliberates  (to  Bovkei^uevov)  about  public  affairs  ;  the  second  is 
that  which  has  to  do  with  the  ottices  .  .  .  ;  and  the  third  is  the  judicial  part 
(to  BLKatoi')."     (Aristotle,  Politics,  Book  \'i..  c.  xiv. ;  cited  Fosters  Coram  ,  I.,  299.) 

"  The  tripartite  division  of  government  into  legislative,  executive,  and  judicial, 
enforced  in  theorj-  by  the  illustrious  Montesquieu,  and  practised  in  the  home  govern- 
ment of  every  one  of  the  American  States,  became  a  part  of  the  Constitution  of  the 
United  States,  which  derived  their  mode  of  instituting  it  from  their  own  happy 
experience.  It  was  established  by  the  federal  convention  with  rigid  consistencj-  that 
went  beyond  the  example  of  Britain,  where  one  branch  of  the  legislature  stiU  remains  a 
court  oi  appeal.  Each  one  of  the  three  departments  proceeded  from  the  people,  and 
each  is  endowed  with  all  the  authority  needed  for  its  just  activity.  The  president  may 
recommend  or  dissuade  from  enactments,  and  has  a  limited  veto  on  them  ;  but  whatever 
becomes  a  law  he  must  execute.  The  power  of  the  legislature  to  enact  is  likewise  uncon- 
trolled, except  by  the  paramount  law  of  the  Constitution.  The  judiciary  passes  upon 
every  case  that  may  be  presented,  and  its  decision  on  the  case  is  definitive ;  but  without 
further  authority  over  the  executive  or  the  legislature,  for  the  convention  had  wisely 
refused  to  make  the  judges  a  council  to  either  of  them.  Tripartite  division  takes  place 
not  only  in  the  threefold  powers  of  government ;  it  is  established  as  the  mode  of  legislation. 
There  too,  three  powers  proceeding  from  the  people,  must  c-oncur,  except  in  cases  pro- 
vided for,  before  an  act  of  legislation  can  take  place.  This  tripartite  division  in  the 
power  of  legislation — so  at  the  time  wrote  Madison,  so  thought  all  the  great  builders 
of  the  constitution,  so  asserted  John  Adams  with  vehemence  and  sound  reasoning— -is 
absolute Ij-  essential  to  the  success  of  a  federal  repu])lic  ;  for  if  all  legislative  powei-s  are 
vested  in  one  man  or  in  one  assembly,  there  is  despotism  ;  if  in  two  branches,  there  is  a 
restless  antagonism  between  the  two  ;  if  they  are  distributed  among  three,  it  will  be 
hard  to  unite  two  of  them  in  a  fatal  strife  with  the  third.  But  the  executive,  and 
each  of  the  two  chambers,  must  be  so  chosen  as  to  have  a  character  and  strength  and 
popular  support  of  its  own.  The  (ik)vemment  of  the  United  States  is  thoroughly  a 
government  of  the  people.  By  the  English  aristocratic  revolution  of  1688.  made  after  the 
failure  of  the  popular  attempt  at  reform,  the  majority  of  the  House  of  Commons  was  in 
substance  composed  of  nominees  of  the  House  of  Lords,  so  that  no  ministry  could  prevail 
in   it   except  by   the   power  of  that  House  ;  and  as  the  prime  minister  and    cabinet 


382  COMMENTARIES  ON  THE  CONSTITUTION.  [Cl.  9. 

depended  on  the  majority  in  the  House  of  Commons,  the  House  of  Lords  directly  con- 
trolled the  government  not  only  in  its  own  branch,  but  in  the  Commons,  and  through 
the  Commons  in  the  nomination  of  the  ministry.  All  these  branches  of  the  government 
were  in  harmony,  for  all  three  branches  represented  the  aristocracy.  In  the  United 
States,  on  the  other  hand,  all  the  branches  of  power — president,  senators,  and  repi'esen- 
tatives — proceed  directly  or  indirectly  from  the  people.  The  government  of  the  United 
States  is  a  government  by  the  people,  for  the  people."  (Bancroft,  History  of  the  Con- 
stitution of  the  United  States,  vol.  ii.,  p.  327-8-9,  6th  ed.,  1889.) 

"  It  is  believed  to  be  one  of  .the  chief  merits  of  the  American  system  of  written  con- 
stitutional law,  that  all  the  powers  entrusted  to  the  government,  whether  State  or 
national,  are  divided  into  three  grand  departments — the  executive,  the  legislative,  and 
the  judicial.  That  the  function  appropriate  to  each  of  these  branches  of  government 
shall  be  vested  in  a  separate  body  of  public  servants,  and  that  the  perfection  of  the 
system  requires  that  the  lines  which  separate  and  divide  these  departments  shall  be 
broadly  and  clearly  defined.  It  is  also  essential  to  the  successful  working  of  this  system 
that  the  persons  entrusted  with  power  in  any  one  of  these  branches  shall  not  be  per- 
mitted to  encroach  upon  the  powers  confided  to  the  others,  but  that  each  shall  by  the 
law  of  its  creation  be  limited  to  the  exercise  of  the  powers  appropriate  to  its  own 
department  and  no  other.  To  these  general  propositions  there  are  in  the  Constitution  of 
the  United  States  certain  important  exceptions.  These  are  then  stated  substantially  as 
set  forth  in  the  text."  (Per  Mr.  Justice  Miller,  in  Kilbourn  v.  Thompson,  103  U.S., 
168  ;  Foster's  Comm.,  I.,  p.  296.) 

"  One  branch  of  the  government  cannot  encroach  on  the  domain  of  another  Avithout 
danger."  (Per  Chief  Justice  Waite,  in  the  Sinking  Fund  Cases,  99  U.S.,  700,  718  ;. 
quoted  with  approval  by  Mr.  Justice  Harlan,  in  Clough  v.  Curtis,  134  U.S.,  361  ; 
Foster,  I.,  297.) 

"  The  maintenance  of  the  system  of  checks  and  balances,  characteristic  of  republican 
constitutions,  requires  the  co-ordinate  departments  of  government,  whether  federal  or 
State,  to  refrain  from  any  infringement  of  the  independence  of  each  other,  and  the 
possession  of  property  by  the  judicial  department  cannot  be  arbitrarily  encroached  upon, 
save  in  violation  of  this  fundamental  principle."  (Per  Chief  Justice  Fuller,  in  re  Tyler, 
149  U.S.,  164  ;  to  the  same  etlect  in  Swan,  150  U.S.,  637  ;  Foster,  1.,  297.) 

"  The  classification  of  governmental  powers  into  three  is  as  old  as  Aristotle,  but  the 
importance  of  their  separation  was  first  explained  by  Montesquieu.  His  great  work 
was  accepted  as  infallible  by  the  leaders  of  the  American  people  tliroughout  the  Revo- 
lution and  at  the  time  of  the  Federal  Convention.  More  than  half  the  first  State  con- 
stitutions contained  declarations  of  the  importance  of  the  distinction.  The  rest 
recognized  it  in  their  structure.  The  first  constitution  proposed  for  Massachusetts  was 
rejected  partly  for  the  reason  that  the  powers  were  not  kept  sufficiently  apart." 
(Foster,  I. ,  299. ) 

"  Where  the  government  lays  down  general  rules  for  the  guidance  of  conduct,  it  is 
exercising  its  legislative  functions.  Where  it  is  carrying  those  rules  into  effect,  it  is 
exercising  its  executive  powers.  And  where  it  is  punisliing  or  remedying  the  breach  of 
them,  it  is  fulfilling  judicial  duties.  It  by  no  means  follows  that  the  exercise  of  these 
different  classes  of  functions  is  always  entrusted  to  different  hands.  But,  nevertheless, 
the  distinctions  between  the  functions  themselves  usually  exist,  both  in  central  and  in 
local  matters."     (Jenks,  Government  of  Victoria,  p.  228.) 

The  Constitution  of  the  Commonwealth,  in  accordance  with  these  time-honoured 
precedents  and  principles,  draws  a  clear-cut  distinction  between  the  law-making  and  the 
law-enforcing  agencies  ;  the  legislative  power  being  vested  in  the  Federal  Parliament, 
and  tlie  Executive  power  being  vested  in  the  Queen,  and  exercisable  by  the  Governor- 
General  with  the  advice  of  a  Federal  Kxecutive  Council.  The  two  departments  are 
diffiereutiated  as  clearly  as  they  can  be  by  language.  But  out  of  the  Executive  Council 
will  spring  a  body  whose  name  is  not  to  be  found  in  this  Constitution  ;  whose  name  is 
not  legally  known  to  the  British  Constitution  ;  a  body  which  is  "  the  connecting  link, 
the  hyplien,  the  buckle,"  fastening  the  legislative  to  the  executive  part  of  the  Fetleral 
Government ;  that  ministerial  committee  of  Parliament,  nominally  and  theoretically 
servants  of  the  Crown,  but  in  reality,  though  indirectly,  appointed  by  the  National 
Chamber  ;  that  committee  who.se  tenure  of  office  depends  upon  its  retention  of  the  con- 
fidence of  the  National  Chamber  and  bj-  and  through  whose  agency  a  close  union,  if  not 
a  complete  fusion,  is  established  between  the  executive  and  legislative  powers— The 
Cabinet.  (Walter  Bagehot,  English  Constitution,  2nd  ed.,  pp.  10-11.)  This  .separation 
in  theory,  but  fusion  in  practice,  of  the  legislative  and  executive  functions,  through  tlic 


§  5l.[ 


THE  PARLIAMENT.  383 


agency  of  the  Cabinet,  may,  to  those  who  have  not  much  considered  it,  seem  a  dry  and 
small  matter,  bat  it  is  "  the  latent  essence  and  efifectual  secret  of  the  English  Consti- 
tution."    (Id.,  p.  16  ;  see  Note,  §  271,  "  Executive  Government.) 


CHAPTER  T.— THE  PARLIAMENT^\ 
§  51.    "  Parliament." 

Origin.  —This  word,  which,  Bagehot  says,  is  descriptive  of  the  greatest  inquiring, 
discussing,  and  legislative  machine  the  world  has  ever  known,  "  the  great  engine  of 
popular  instruction  and  political  controversy,"  is  derived  from  the  Old  English,  Parle- 
ment ;  French,  Parlement,  Parltr,  to  speak  ;  Low  Latin,  Parliament um— a  parleying,  a 
discussion,  a  conference ;  hence  a  formal  conference  on  public  affairs  ;  an  assembly  of 
representatives  of  a  nation.  (Webster's  Intemat.  Dictionary.)  Freeflom  of  speech  is 
the  essence  of  political  representation,  and  without  it  a  national  council  could  not 
exist. 

"  The  word  (which  was  at  first  applied  to  general  assemblies  of  the  States  under 
Louis  VII.  in  France,  alx)ut  A.D.  1150)  was  not  used  in  England  until  the  reign  of 
Hen.  III.,  and  the  first  mention  of  it,  in  our  statute  law,  is  in  the  preamble  to  stat. 
Westm.  L,  3  Ed.  I.,  A.D.  1272.  When  therefore  it  is  said  that  Parliaments  met  before 
that  era,  it  is  by  a  license  of  speech,  considering  every  national  assembly  as  a  Parlia- 
ment. See  I.  Comm.,  c.  2,  p.  147,  and  the  notes  thereof."  (Tomlins's  British  Law — 
Title,  Parliament.) 

"  In  21  Henry  III.  the  King  finds  himself,  in  consequence  of  pressing  money  embar- 
rassments, again  compelled  to  make  a  solemn  confirmation  of  the  charter,  in  which  once 
more  the  clauses  relating  to  the  estates  ai-e  omitted.  Shortly  afterwards,  as  had 
happened  just  one  hundred  years  previously  in  France,  the  name  '  parliamentum '  occurs 
for  the  first  time  (Chron.,  Dunst.,  1244;  Matth.,  Paris,  1246),  and,  curiously  enough, 
Henry  III.  himself,  in  a  wTit  addressed  to  the  Sheriff  of  Northampton,  designates  with 
this  term  the  assembly  which  originated  the  Magna  Charta  :  '  Parliamentnm  Runemede, 
quod  fuit  inter  Doin.  Joh.,  Regem  patrem  noslrwm  et  barones  mios  Anglife.'  (Rot  Claus.. 
28  Hen .  III. )  ITie  name  '  parliament '  now  occurs  more  frequently,  but  does  not  sup- 
plant the  more  indefinite  terms  coneUium,  colloquium,  &c."  (Gneist,  English  Consti- 
tution, p.  26L) 

Precursors  and  Prototypes. — The  Parliament  of  the  Commonwealth  is  not  an 
original  invention  in  any  of  its  leading  principles.  It  has  its  roots  deep  in  the  past.  It 
has  been  built  on  lines  suggested  by  the  best  available  models  of  its  kind.  Its  framers 
did  not  venture  to  indulge  in  any  new  fangled  experiments  ;  they  resisted  every  tempta- 
tion to  leave  the  beaten  tract  of  precedent  and  experience,  or  to  hanker  after  revolu- 
tionary ideals.  In  constructing  a  legislative  machine  for  the  new  community  they 
Ijelieved  that  they  would  most  successfully  perform  their  work  by  utilizing  and  ailapting 
the  materials  to  be  found  in  the  British,  American,  and  Canadian  Constitutions,  with 
such  developments  and  improvements  as  might  be  justified  by  reason  and  expediency. 
Of  them  and  their  work  it  may  be  said,  as  of  the  authors  of  the  Constitution  of  the 
United  States  and  of  their  work — 

"  They  had  a  profound  disbelief  in  theory  and  knew  better  than  to  commit  the  folly 
of  breaking  with  the  past.  They  were  not  seduced  by  the  French  fallacy  that  a  new 
system  of  Government  could  be  ordered  like  a  new  suit  of  clothes.  They  would  as  soon 
have  thought  of  ordering  a  suit  of  Besh  and  skin.  It  is  only  on  the  roaring  loom  of  time 
that  the  stuff  is  woven  for  such  vesture  of  their  thought  and  experience  as  they  were 
meditating."     (Mr.  Lowell's  Address  on  Democracy,  Oct.  6,  1884.) 

''  They  had  neither  the  rashness  nor  the  capacity  necessary  for  constructing  a  Con- 
stitution, a  priori.  There  is  wonderfully  little  genuine  inventiveness  in  the  world,  and 
perhaps  least  of  all  has  been  shown  in  the  sphere  of  political  institutions.  These  men, 
practical  politicians  who  knew  how  infinitely  difficult  a  business  government  is.  desired 
no  bold  experiments.  They  preferred,  so  far  as  circumstances  permitted,  to  walk  in  the 
old  paths,  to  follow  methods  which  experience  had  tested.  Accordingly  they  started 
from  the  system  on  which  their  own  colonial  governments,  and  afterwards  their  State 
governments,  had  been  conducted.     This  system  bore  a  general  resemblance  to  the  British 


384  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  1. 

Constitution  ;  and  in  so  far  it  may  with  truth  be  said  that  the  British  Constitution 
became  a  model  for  the  new  national  government."    (Bryce's  American  Comm.,  I.,  p  .31.) 

"  There  were  other  precursors  of  tlie  federal  government ;  but  the  men  who  framed 
it  followed  the  lead  of  no  theoretical  writer  of  their  own  or  preceding  times.  They  har- 
boured no  desire  of  revolution,  no  craving  after  untried  experiments.  They  wrought 
from  the  elements  which  were  at  hand,  and  shaped  them  to  meet  the  new  exigencies 
which  had  arisen.  Tlie  least  possible  reference  was  made  by  them  to  abstract  doctrines  ; 
they  moulded  their  design  by  a  creative  power  of  their  own,  but  nothing  was  introduced 
that  did  not  already  exist,  or  was  not  a  natural  development  of  a  well-known  principle. 
The  materials  for  building  the  American  constitution  were  the  gifts  of  the  ages." 
(Bancroft,  Constitution  of  the  U.S  ,  II  ,  p.  .322.) 

"  In  the  constant  remaking  of  the  constitutions  of  Europe,  South  America,  and  even 
Asia,  Africa,  and  the  Pacific  islands,  thej'  should  teach  statesmen  the  pitfalls  to  avoid 
and  the  paths  to  seek  for  the  permanent  security  of  both  liberty  and  property.  These 
can  be  found  only  by  an  exhaustive  study  of  the  precedents  which  are  landmarks  of  the 
progress  of  the  development  of  the  Constitution  of  the  United  States,  before  as  well  as 
since  its  adoption.  They  lead  from  the  forests  of  Germany  in  the  time  of  Tacitus,  over 
the  island  of  Runnymede  and  the  rock  at  Plymouth,  beyond  the  apple-tree  at  Appomatox 
into  the  old  Senate  Chamber  at  Washington,  where  Chief  Justice  Fuller  sits  with  his 
associates.  They  were  the  i-esult  of  conflicts  with  the  sword,  the  pen,  and  the  tongue,  in 
the  field,  the  press,  the  senate,  and  the  court.  Amongst  their  builders  are  enrolled  the 
names  of  Simon  de  Montfort,  Coke,  Eliot,  Hampden,  Lilburne,  Milton,  Shaftesbury, 
Locke,  Wilkes,  Jefferson,  Hamilton,  Marshall,  Webster,  and  Lincoln.  They  present  the 
spectacle  of  the  struggles  of  a  people  to  obtain  civil  and  religious  liberty  for  themselves, 
to  extend  them  to  those  of  another  and  despised  race,  and  now  to  combine  them  with 
the  rights  to  ungoverned  labour  and  complete  security  for  private  property."  (Foster's 
Coram.,  I.,  p.  2.) 

"The  form  of  government  which  prevails  usually  in  primitive  communities  com- 
prises a  king  or  chief,  a  senate  or  gathering  of  elders  or  selectmen  with  whom  he 
consults,  and  a  public  assembly  of  all  freemen  with  the  right  of  suffrage,  who  decide 
questions  of  importance,  whether  legislative,  executive,  or  judicial,  which  are  submitted 
to  them.  This  naturally  arose  from  the  councils  of  war,  where  the  general,  after 
consulting  the  more  experienced,  took  the  sense  of  the  whole  body  of  warriors  before  an 
important  enterprise.  Such  a  legislative  assemblage  of  the  whole  people  may  still  be 
seen  once  a  year  on  the  Tynwald  in  the  Isle  of  Man,  in  the  Swiss  cantons  of  Uri,  Unter- 
walden,  Glarus,  and  Appenzell ;  and  more  frequently  in  the  town  meetings  in  New 
England  and  the  Western  States.  In  Switzerland  the  voters  still  follow  the  early 
custom  of  attending  armed.  Of  such  a  character  were  the  fedei'al  assemblies  of  the 
Achaian,  ^Etolian  and  Lycian  Leagues,  which  each  citizen  had  a  right  to  attend, 
although  they  voted  by  cities.  They  were  manifestly  impracticable  when  a  government 
was  spread  over  an  extensive  territory,  and  to  the  lack  of  representative  institutions 
has  been  ascribed  the  loss  of  liberty  in  Greece  and  Rome.  The  senates  of  these  con- 
federations seem  to  have  been  composed  of  the  present  and  former  magistrates  of  the 
different  cities,  who  acted  rather  as  ambassadors  than  legislators,  and  voted  by  cities, 
each  having  an  equal  voice  regardless  of  differences  in  wealth  and  population."  (Id., 
p.  307-8.) 

PART  L— GENERAL. 

Legislative  Power. 

1.  The  legislative  power^^  of  the  Commonwealth  shall  be 
vested  in  a  Federal  Parliaments^  which  shall  consist  of  the 
Queen,  a  Senate,  and  a  House  of  Representatives,  and  which 
is  hereinafter  called  **  The  Parliament,"  or  "  The  Parliament 
of  the  Commonwealth." 

United  Statks.— All  legfislative  powers  herein  Kxanted  shall  be  vested  in  a  congress  of  the 
United  States,  which  shall  consist  of  a  senate  and  house  of  representatives. — Const., 
Art.  I.,  sec.  1 

Canada. — There  shall  be  one  Parliament  for  Canada,  consistinj?  of  the  Queen,  an  Upper  House 
styled  the  Senate,  and  the  House  of  Commons.  — B.N. A.  Act,  1867,  sec.  17. 

Historical  Note. —The  clause  in  the  Commonwealth  Bill  of  1891  was  in  substan- 
tially the  same  foi-m.  The  clause  as  introduced  at  the  Adelaide  session,  1897, 
substituted  "States    Assembly"  for  "Senate,"  but  in  Committee,  on  Mr.   Walker's 


§§  52-53.] 


THE  PARLIAMENT.  385 


motion,  the  name  "Senate  '  was  restored.  (Conv.  Deb.,  Adel.,  pp.  480-2.)  Mr. 
Higgins  proposed  "  National  Assembly  "  in  place  of  "  House  of  Representatives,"  and 
Mr.  Symon  proposed  "House  of  Commons,"  but  both  suggestions  were  negatived. 
(Conv.  Deb.,  Adel.,  pp.  483,  628-9,  1189.)  At  the  Sydne\-  session,  suggestions  of  the 
Legislative  Council  of  New  South  Wales,  to  omit  "  Federal  "  and  to  substitute  "  House 
of  Assembly"  for  "House  of  Representatives,"  were  negatived.  (Conv.  Deb.,  Syd. 
[1897],  p.  253.)  At  the  Melbourne  session,  after  the  fourth  report,  "power"  was 
substituted  for  "  powers." 

§  52.    "  Legislative  Power." 

Legislation  consists  in  the  making  of  laws.  It  is  contrasted  with  the  Executive 
power,  whose  office  is  to  enforce  the  law,  and  with  the  Judicial  power  which  deals  with 
the  interpretation  and  application  of  the  law  in  particular  cases.  "  The  legislative 
power  of  the  Commonwealth,"  referred  to  in  this  section,  means  the  legislative  power  in 
respect  of  matters  limited  and  defined  in  the  Constitution  ;  or,  in  the  words  of  the 
corresponding  section  of  the  United  States  Constitution,  it  means  "  the  legislative  power 
herein  granted."  The  legislative  power  so  granted  and  vested  in  the  Federal  Parlia-* 
ment  does  not  exhaust  the  whole  of  the  qtian -aovereiga  authority  of  the  Commonwealth. 
A  residuum  of  power  continues  vested  in  the  States.  Wliat  is  not  granted  to  the  i 
federal  government  and  what  is  not  possessed  by  the  States  is  reserved  to  the  people  of 
the  Commonwealth,  and  may  at  anj-  time  be  brought  into  action  by  the  provision  for 
amendment  of  the  Constitution  of  the  Commonwealth.  By  the  process  of  amendment 
further  legislative  power  may  be  assigned  to  the  Federal  Parliament.  That  Parliament 
will  possess  only  such  authority  as  is  expre.ssly,  or  by  necessary  implication,  conferred 
upon  it  by  the  Constitution,  as  it  stands,  or  by  amendments  which  may  hereafter  be 
incorporated  into  and  become  part  of  the  Constitution. 

The  power  of  the  Federal  Parliament  can  only  be  found  by  searching  through  the 
federal  constitutional  instrument.  It  has  no  scrap  or  particle  of  authority  except  such 
as  can  be  discovered  or  inferred  somewhere  within  the  document.  A  general  enumera- 
tion of  the  legislative  powers  of  the  Parliament  is  given  in  section  51  of  the  Constitution. 
That,  however,  is  not  the  onh'  section  in  which  legislative  power  is  conferred.  Numerous 
sections  may  be  referred  to,  in  which  law-making  authority  is  embedded.  Thus  every 
section  beginning  with  the  words  or  containing  the  words  "  until  the  parliament  other- 
wise provides"  contains  a  grant  of  legislative  power.  Other  sections  not  so  plainly 
identifiable  are  of  the  same  effect  ;  such  as  sec.  27 — the  Parliament  may  alter  the 
number  of  members  of  the  House  of  Representatives  ;  Chapter  III. — the  Parliament 
may  create  inferior  federal  courts  and  make  other  judiciary  arrangements  ;  sec.  94  — 
the  Parliament  may  distribute  the  surplus  revenue  ;  sec.  102— the  Parliament  may 
forbid  preferences  and  discriminations  by  States  ;  sec.  104 — the  Parliament  may  take 
over  the  public  debts  of  the  States  ;  Chapter  VI. — The  Parliament  may  admit  new 
i5tates,  govern  territories,  and  alter  the  limits  of  States  ^^  ith  the  consent  thereof. 

§  53.    "  Federal  Parliament." 

The  Quees. — The  Federal  Parliament  consists  of  the  Queen,  the  Senate,  and  the 
House  of  Representatives  This  is  a  statutory  recognition  of  the  Queen  as  a  constituent 
part  of  Parliament.  In  the  British  Constitution,  and  in  most  of  the  colonial  constitu- 
tions, the  King  or  Queen  for  the  time  being  has  up  to  the  present  been  recognized  in 
form  and  in  theory,  at  least,  as  the  principal  legislator,  if  not  the  sole  legislator,  acting 
by  and  with  the  consent  of  the  parliamentary  bodies.  For  over  three  hundred  years 
every  Act  of  Parliament  passed  in  England  has  begun  with  the  well-known  formula 
"  Be  it  enacted  by  the  King's  (Queen's)  most  excellent  Majesty  by  and  with  the  advice 
and  consent,"  &c.  In  the  Australian  Constitutional  Acts,  5  and  6  Vic.  c.  76,  and  13  and 
14  Vic.  c.  59,  the  legislative  power  was  vested  in  the  Governor  by  and  with  the  advice 
aad  consent  of  the  Legislative  Council,  &c.     In  the  subsequent  constitutions  of  tlie  self- 


386  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  U 

governing  Australian  colonies  (1855)  the  power  of  legislation  was  conferred  upon  the 
Queen  "  b}'  and  with  the  advice  and  consent  of  the  said  Council  and  Assembly."'  In 
the  Constitution  of  the  Commonwealth  the  old  fiction  that  the  occupant  of  the  throne 
was  the  principal  legislator,  as  expressed  in  the  above  formula,  has  been  disregarded ; 
and  the  ancient  enacting  words  will  hereafter  be  replaced  by  words  more  in  harmony 
with  the  practice  and  reality  of  constitutional  government.  The  Queen,  instead  of 
being  represented  as  the  principal  or  sole  legislator,  is  now  plainly  stated  to  be  one  of 
the  co-ordinate  constituents  of  the  Parliament.  Consequently,  federal  legislation  will 
begin  with  such  mandatory  words  as  "  Be  it  enacted  by  the  Queen,  the  Senate,  and  the 
House  of  Representatives,"  or,  "Be  it  enacted  by  the  Parliament  of  the  Commonwealth 
of  Australia. " 

It  would  not  be  correct  to  say  that  the  Queen's  share  in  the  exercise  of  federal 
legislative  authority  will  be  altogether  formal  and  nominal.  As  regards  matters  of 
purely  Australian  policy,  no  doubt  the  (lovernor- General,  as  representative  of  the  Queen, 
will  be  guided  by  the  advice  of  the  federal  administration,  as  to  whether  he  should,  in 
the  Queen's  name,  assent  to  a  proposed  law  passed  by  both  Houses.  But  if  he  has  reason 
to  believe  that  any  proposed  law  comes  within  a  class  of  bills  to  which,  in  his  discretion 
as  the  Queen's  representative,  he  ought  not  to  assent,  he  will  reserve  the  proposed  law 
for  the  Queen's  pleasure.  A  Bill  so  reserved  will  not  have  any  force  unless  and  until  it 
receives  the  Queen's  assent  within  two  years  from  the  day  on  which  it  was  presented  to 
the  Governor-General  (sec.  60).  If  the  Governor-General  assents  to  a  proposed  law  in 
the  Queen's  name,  and  the  Imperial  Government  find  that  it  is  contrary  to  an  Imperial 
Act  applicable  to  the  Conunonwealth,  or  that  it  is  in  excess  of  the  legislative  power 
possessed  by  the  Federal  Parliament,  or  that  it  is  inconsistent  with  Her  Majesty  s  treaty 
obligations.  Her  Majesty  may  be  advised  to  disallow  such  law,  within  one  j'ear  from  the 
Governor-General's  assent.     (Sees.  58  and  59.) 

"The  right  of  the  Crown,  as  the  supreme  executive  authoritj' of  the  empire,  to 
control  all  legislation  which  is  enacted  in  the  name  of  the  Crown,  in  any  part  of  the 
Queen's  dominion,  is  self-evident  and  unquestionable.  In  ihe  mother  country,  the 
personal  and  direct  exercise  of  this  prerogative  has  fallen  into  disuse.  But  eminent 
statesmen,  irrespective  of  party,  and  who  represent  the  ideas  of  our  own  day,  have 
concurred  in  ass^erting  that  '  it  is  a  fundamental  error  to  suppose  that  the  power  of  the 
Crown  to  reject  laws  has  consequently  ceased  to  exist.'  The  authority  of  the  Crown,  as 
a  constituent  part  of  the  legislative  body,  still  remains  ;  although,  since  the  establish- 
ment of  parliamentary  government,  the  prerogative  has  been  constitutionally  exercised 
in  a  different  way.  But,  in  respect  to  the  colonies,  the  royal  veto  upon  legislation  has 
always  been  an  active  and  not  a  dormant  power.  The  reason  of  this  is  obvious.  A  colony 
is  but  a  part  of  the  empire,  occupying  a  subordinate  position  in  the  realm.  No  colonial 
legislative  body  is  competent  to  pass  a  law  which  is  at  variance  with,  or  repugnant  to, 
any  Imperial  statute  which  extends  in  its  operation  to  the  particular  colony.  Neither 
may  a  colonial  legislature  exceed  the  bounds  of  its  assigned  jurisdiction,  or  limited 
powers.  Should  such  an  excess  of  authority  be  assumed,  it  becomes  the  duty  of  the 
Crown  to  veto,  or  disallow,  the  illegal  or  unconstitutional  enactment.  This  duty  should 
be  fulfilled  by  the  Crown,  without  reference  to  the  conclusions  arrived  at  in  respect  to 
the  legality  of  a  particular  enHctmeiit.  by  any  legal  tribunal.  It  would  be  no  adequate 
protection  to  the  public,  against  erroneous  and  unlawful  legislation  on  the  part  of  a 
colonial  legislature,  that  a  decision  of  a  court  of  law  had  pronounced  the  same  to  be 
ultra  vires.  An  appeal  might  be  taken  against  this  decision,  and  the  question  carried  to 
a  higher  court.  Pending  its  ultimate  determination,  the  public  interests  might  suffer. 
Therefore,  whenever  it  is  clear  to  the  advisers  of  the  Crown  that  there  has  been  an 
unlawful  exercise  of  power  by  a  legislative  body,  it  becomes  their  duty  to  recommend 
that  the  royal  prerogative  should  be  invoked  to  annul  the  same."  (Todd,  1st  ed.,  pp. 
125-6;  2nded.,  p.  155.) 

TuE  BiCAMRKAi.  System. — The  Senate  and  the  House  of  Representatives  compose 
the  two  Chambers,  according  to  what  is  generally  described  as  the  Bicameral  System. 
Apart  from  the  philosophical  and  practical  arguments  in  favour  of-a  two-chambered 
legislature  as  against  a  single-chambered  legislature,  a  political  union  on  the  federal  plan 
could  not  have  been  accomplished  without  the  constitution  of  two  Houses  to  represent 
the  composite  elements  of  the  union. 


§53]  THE  PARLIAMENT.  387 

"Theory  and  practice  both  proclaim  that  in  a  single  House  there  is  danger  of  a 
l^islative  despotism."  (James  Wilson,  iu  the  American  Federal  Convention,  16th  June, 
1787.) 

"  We  may  say  that  modem  constitutional  law  has  settled  firmly  upon  the  bicameral 
system  in  the  legislature,  with  substantial  parity  of  powers  in  the  two  Houses,  except  in 
(fealing  with  the  budget ;  and  that,  in  the  control  of  the  finances,  a  larger  privilege  is 
regularly  confided  to  the  more  popular  House,  i.e.,  the  House  least  removed  in  its  origin 
from  universal  sulfi-age  and  direct  election."     (Burgess,  Political  Sc. ,  II.,  p.  106.) 

"  A  single  bod^-  of  men  is  a  ways  in  danger  of  adopting  hasty  and  one-sided  views, 
of  accepting  facts  upon  insufficient  tests,  of  being  satisfied  with  incomplete  generaliza- 
tions, and  of  mistaking  happy  phrases  for  sound  principles.  Two  legislative  bodies  do 
not  always  escape  these  crude  and  one-sided  processes  and  results,  but  they  are  far  more 
likely  to  do  so  than  is  a  single  body.  There  is  a  sort  of  natural  and  healthy  rivalry 
between  the  two  bodies,  which  causes  each  to  subject  the  measures  proceeding  from  the 
other  to  a  careful  scrutiny,  and  a  destructive  criticism,  even  though  the  same  party  may 
be  in  a  majority  in  both.  In  this  c-onflict  of  views  between  the  two  houses  lies,  in  fact, 
the  onh-  safe-guard  against  hast\-  and  ill-digested  legislation  when  the  same  part}-  is  in 
majority  in  both  houses.  A  disagreement  between  the  majorities  in  such  a  case  is  far 
more  likel}*,  also,  to  lead  to  a  deeper  generalization  of  principle  than  when  the  struggle 
is  between  the  majority  and  the  minority  in  each  house  ;  since  the  majority  in  each 
house  will  be  much  more  inclined  to  look  into  the  real  merits  of  the  question  in  the 
former  than  in  the  latter  instance,  and  will  come  to  a  decision  far  more  independent  of 
partizanship. "     (Burgess,  Political  Sc,  II.,  pp.  106-7.) 

"  The  necessity  of  a  double,  independent  deliberation  is  thus  the  fundamental 
principle  of  the  bicameral  system  in  the  construction  of  the  legislature.  A  legislature  of 
one  chamber  inclines  too  much  to  radicalism.  One  of  three  chambers  or  more  would 
incline  too  much  to  conservatism.  The  true  mean  between  conservatism  and  progress, 
and  therefore  the  true  interpretation  of  the  common  consciousness  at  each  particular 
moment,  will  be  best  secured  by  the  legislature  of  two  chambers.  There  is  another 
reason  for  this  system,  which,  though  less  philosophic,  is  fulh'  as  practical.  It  is  that 
two  chambers  are  necessary  to  preserve  the  balance  of  power  between  the  legislative  and 
executive  departments.  The  single-chamber  legislature  tends  to  subject  the  executive 
to  its  will.  It  then  introduces  into  the  administration  a  confusion  which  degenerates 
into  anarchy.  The  necessity  of  the  state  then  produces  the  military  executive,  who 
subjects  the  legislature  to  himself.  History  so  often  presents  these  events  in  this 
sequence,  that  we  cannot  refrain  from  connecting  them  as  cause  and  eflect.  The  two 
chambers,  on  the  other  hand,  are  a  support  in  the  first  place  to  the  executive  power,  and 
therefore  in  the  second  place  to  the  legislature.  Bj'  preventing  legislative  usurpation  in 
the  beginning,  the  bicameral  legislature  avoids  executive  usurpation  in  the  end."  (Id., 
p.  107.) 


Go  vemor-G  eneral. 

2.  A  Governor-General^  appointed  by  the  Queen  shall 
be  Her  Majesty's  Representative  in  the  Commonwealth,  and 
shall  have  and  may  e.\ercise  in  the  Commonwealth  during  the 
Queen's  pleasure^^,  but  subject  to  this  Constitution,  such 
powers  and  functions  of  the  Queen^^  as  Her  Majesty  may  be 
pleased  to  assign  to  him. 

Historical  Note.— Clause  2  Chap.  I.  of  the  Commonwealth  Bill  of  1891  was  as 
follows  : — 

"  The  Queen  may.  from  time  to  time,  appoint  a  Governor-General,  who  shall  be  Her 
Majesty's  representative  in  the  Commonwealth,  and  who  shall  have  and  may  exercise  in 
the  Commonwealth  during  the  Queen's  pleasure,  and  subject  to  the  provisions  of  this 
Constitution,  such  powers  and  functions  as  the  Queen  may  think  fit  to  assign  to  him." 

In  Committee,  Sir  George  Grej-  proposed  to  make  the  clause  read  "  There  shall  be  a 
Governor-General,"  with  the  intention  of  making  the  Governor- General  elective.  This, 
after  debate,  was  negatived  bj'  35  votes  to  3.  Mr.  Baker  proposed  to  insert,  after 
"  functions,"  the  words  "  as  are  contained  in  Schedule  B  hereto,  and  such  other  powers 
and  functions  as  are  not  inconsistent  therewith."     He  urged  that  the  clause,  as  it  stood 


388  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  2. 

made  the  royal  instructions  part  of  the  Constitutional  law  of  the  Commonwealth  ;  and 
though  he  was  not  prepared  at  present  to  define  the  powers  of  the  Governor-General,  he 
wished  to  affirm  the  principle  that  they  should  be  contained  in  the  Constitution.  Mr. 
Deakin  and  Dr.  Cockburn  thought  that  the  best  means  of  securing  Mr.  Baker's  object 
would  be  to  state  on  the  face  of  the  Constitution  that  the  Governor- General  should 
always  act  on  the  advice  of  his  Ministers.  Mr.  Wrixon  thought  that  if  they  were  care- 
ful, in  the  Executive  Chapter,  to  thoroughly  establish  responsible  Government,  they 
might  let  this  clause  go.  Mr.  Baker  finally  withdrew  his  amendment.  (Con v.  Deb., 
Syd.  [1891]  pp.  560-78.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  in  the  same  words,  except 
that  the  powers  exercisable  by  the  Governor-General  were  defined  to  be  "such  powers 
and  functions  of  the  Queen  as  Her  Majestj'  may  think  fit  to  assign  to  him."  Mr.  Glynn, 
lest  these  words  might  revive  dormant  or  dead  prerogatives,  moved  to  add  "  and  capable 
of  being  constitutionally  exercised  as  part  of  the  prerogative  of  the  Crown  "  This  was 
negatived.     (Conv.  Deb.,  Adel.,  p.  629.) 

At  the  Sydney  session,  Mr.  Raid  suggested  that  the  clause  be  postponed.  Mr. 
Bai'ton  agreed,  saying  "  Some  question  may  arise  about  the  clause,  which  I  do  not  like 
to  indicate  at  present  ;  but  the  Committee  may  take  my  word  for  it  that  it  will  be  wise 
to  postpone  it  now."  (Conv.  Deb.,  Syd.  [1897]  pp.  253-4.)  Subsequently,  as  a  drafting 
amendment,  the  clause  was  altered  to  read  : — "  A  Governor-General  appointed  by  the 
Queen  shall  be,"  &c.  After  the  fourth  report,  the  words  "the  provisions  of"  were 
omitted. 

§  54.     "A  Governor-General." 

"  The  governor  of  a  colony  constitutes  the  only  political  link  connecting  the  colony 
with  the  mother  country.  So  far  as  regards  the  internal  administration  of  his  govern- 
ment, he  is  merely  a  constitutional  sovereign  acting  through  his  advisers  ;  interfering 
with  their  policy  or  their  patronage,  if  at  all,  only  as  a  friend  and  impartial  councillor. 
But  whenever  any  question  is  agitated  touching  the  interests  of  the  mother  country — 
such,  for  instance,  as  the  imposition  of  customs  duties,  or  the  public  defence — his 
functions  as  an  independent  oHicer  are  called  at  once  into  play.  He  must  see  that  the 
mother  country  receives  no  detriment.  In  this  duty  he  cannot  count  on  aid  from  his 
advisers  :  tliey  will  consult  the  interests  either  of  the  colony  or  of  their  own  popularity  ; 
he  may  often  have  to  act  in  opposition  to  them,  either  by  interposing  his  veto  on  enact- 
ments or  by  referring  those  enactments  for  the  decision  of  the  home  government.  But 
for  these  purposes  the  constitution  furnishes  him  with  no  public  oflicers  to  assist  him  in 
council  or  execution,  or  to  share  his  responsibility.  The  home  government  looks  to  him 
alone."     (Merivale's  Lectures  on  Colonization,  1861,  p   649.) 

"  Under  responsible  government  a  Governor  becomes  the  image,  in  little,  of  a  con- 
stitutional king,  introducing  measures  to  the  legislature,  conducting  the  executive, 
distributing  patronage,  in  name  only,  while  all  these  functions  are  in  realitj'  performed 
by  his  councillors.  And  it  is  a  common  supposition  that  his  office  is  consequently 
become  one  of  parade  and  sentiinent  only.  There  cannot  be  a  greater  eri-or.  The 
functions  of  a  colonial  Governor  under  responsible  govenunent  are  (occasionally)  arduous 
and  difficult  in  the  extreme.  Even  in  the  domestic  politics  of  the  colony,  his  influence 
as  a  mediator  between  extreme  parties  and  controller  of  extreme  resolutions,  as  an 
independent  and  dispassionate  adviser,  is  far  from  inconsiderable,  however  cautiously 
it  may  be  exercised.     But  the  really  onerous  part  of  his  duty  consists  in  watching  that 

Eortion  of  colonial  politics  which  touches  on  the  connection  with  the  mother  country, 
[ere  he  has  to  reconcile,  as  well  as  he  can.  his  double  function  as  governor  responsible  to 
the  Crown,  and  as  a  constitutional  head  of  an  executive  controlled  by  his  advisers.  He 
has  to  watch  and  control,  as  best  he  ma}',  those  attempted  infringements  of  the  recognized 
principles  of  the  connection  which  carelessness  or  ignorance,  or  deliberate  intention,  or 
mere  love  of  popularity,  may  from  time  to  time  originate.  And  this  duty,  of  peculiar 
nicety,  he  must  perform  alone.  .  .  His  responsible  ministers  may  (and  probably  will) 
entertain  views  quite  different  from  his  own.  And  the  temptation  to  surround  himself 
with  a  camarilla  of  special  advisers,  distinct  from  those  ministers,  is  one  which  a 
governor  must  carefully  resist.  It  may,  therefore,  be  readily  inferred,  that  to  execute 
the  office  well  requires  no  common  abilities,  and  I  must  add  that  the  occasion  has  called 
forth  these  abilities."     (Id.,  p.  666.) 


§§  54-56.1 


THE  PARLIAMENT.  389 


"  The  office  of  Governor  tends  to  become — in  the  most  emphatic  sense  of  the  term — 
the  link  which  connects  the  mother  c-ountry  and  the  c-olonj',  and  his  influence  the  means 
by  which  harmony  of  action  between  the  local  and  Imperial  authorities  is  to  be  pre- 
served. From  his  independent  and  impartial  position,  tlie  opinion  of  a  (iovemor  must 
needs  have  great  weight  in  the  colonial  councils  ;  while  he  is  free  to  constitute  himself, 
in  an  especial  manner,  the  patron  of  those  larger  and  higher  interests — as  of  education, 
and  of  moral  and  material  progress  in  all  its  branches— which,  unlike  the  contests  of 
party,  unite,  instead  of  dividing,  the  members  of  the  bodv-politic."  (Lord  Elgin  [1854], 
cited  Todd's  Pari.  Gov.  in  Col.,  p.  809,  2nd  ed.) 

"The  Governor-General  of  Canada  is  the  representative  of  the  Queen,  and  the 
highest  authority  in  a  dominion  vast  in  extent,  occupied  by  several  millions  of  people, 
comprising  within  itself  various  provinces  recently  brought  together  which  can  only  knit 
into  a  mature  and  lasting  whole  by  wise  and  conciliatory  administration.  Nor  is  the 
position  insulated.  The  Governor-General  is  continually  called  upon  to  act  on  questions 
aflFecting  international  relations  with  the  United  States.  The  person  who  discharges  such 
exalted  functions  ought  to  possess  not  only  sound  judgment  and  wide  experience,  but 
also  an  established  public  reputation.  He  should  be  qualified  both  to  exercise  a  moderat- 
ing influence  among  the  different  provinces  composing  the  union,  and  also  to  bear  weight 
in  his  relations  with  the  British  minister  at  Washington  and  with  the  authorities  of  the 
great  neighbouring  republic."  (Despatch  by  the  Duke  of  Buckingham,  Secretary  of 
8tate  for  the  Colonies  [1868],  explaining  the  reasons  of  the  Imperial  Government  for 
advising  the  Queen  to  refuse  assent  to  a  bill  passed  by  the  Dominion  Parliament  to 
reduce  the  salary  of  the  Governor-General.     Cited,  Todd,  p.  810,  2nd  ed. ) 

§  55.    "  During  the  Queen's  Pleasure." 

"  Colonial  Governors  invariablj-  hold  office  during  the  pleasure  of  the  Crown  ;  but 
their  period  of  service  in  a  colony  is  usually  limited  to  six  years  from  the  assumption  of 
their  duties  therein  ;  although,  at  the  discretion  of  the  Crown,  a  Governor  may  be 
re-appointed  for  a  further  term.  The  rule  which  limits  the  term  of  service  of  a 
Governor  to  six  years  wa-s  established  principally  for  the  purpose  of  en.suring  in  Governors 
the  utmost  impartiality  of  conduct,  by  disconnecting  them  from  fixed  relations  with  the 
colony  over  which  they  are  appointed  to  preside.  It  was  firet  made  applicable  to  all 
British  colonies  by  a  circular  despatch  from  Mr.  Secretary  Huskisson,  issued  in  May, 
1828,  as  follows  : — '  It  shall  for  the  future  be  understood  that,  at  the  expiration  of  six 
years,  a  Governor  of  a  colony  shall,  as  a  matter  of  course,  retire  from  his  government, 
unless  there  should  be  some  special  reasons  for  retaining  him  there  ;  and  that  the  way 
should  thus  be  opened  for  the  employment  of  others,  who  may  have  claims  to  the  notice 
of  His  Majesty's  government.'  "     (Todd,  2nd  ed.,  pp.  1-22-3.) 

§  56.    "Powers  and  Functions  of  the  Queen." 

Section  2  of  the  Constitution  is  the  same  in  suKstance  as  section  2  ch.  I.  of  the 
Commonwealth  Bill  of  1891.  When  it  was  first  proposed  in  1891,  strong  exception  was 
taken  to  it  and  other  sections  relating  to  the  Governor-General  on  the  ground  that  they 
would  confer  extraordinary  and  enormous  powers  on  the  Governor-General,  far  in  excess 
of  any  authority  previously  conferred  on  anj'  governor  in  these  colonies.  Subsequent 
discussion  showed  that  this  contention  was  untenable. 

During  the  progiess  of  Provincial  Government  in  the  Australian  colonies,  two 
propositions  have  been  suggested  as  explaining'  the  position  and  attributes  of  the 
Governor  of  a  Constitutional  colony.  One  proposition  has  been  that  the  Governor,  as 
the  Representative  of  the  Queen,  is  vested  with  authority  defined  and  limited,  partly 
by  the  statute  law  establishing  the  Queen's  Government  in  the  colony,  partly  by  the 
letters  patent  constituting  the  offic-e  of  Governor,  partly  by  the  commission  appointing 
him  to  the  office,  and  finally  by  the  royal  instnictions  communicated  to  him  by  the 
Secretary  of  State  on  behalf  of  Her  Majesty.  (Anson's  Law  and  Custom  of  the 
Constitution,  vol.  ii.,  p.  260.)  The  other  view  has  l>een  that  the  Governor  of  a  colony, 
m  which  the  system  known  as  Responsible  Government  exists,  is  a  local  constitutional 
ruler,  vested  with  authority  defined  or  necessarily  implied  by  the  statute  law  establishing 
the  Queen's  Government  in  the  colony,  and  vested  thereby  with  all  the  prerogatives  of 
the  Crown  reasonably  necessary  for  the  exercise  of  the  proper  functions  of  government  ; 
that  the  responsible  ministers  of  such  a  colony  possess,  by  virtue  of  that  law,  the  power 


390  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  2. 

to  advise  the  representative  of  the  Crown  to  do  any  act  which  it  would  be  conipetem  for 
the  legislature  of  the  colonj'  to  sanction,  and  which  ordinarily  is,  or  under  special 
circumstances  may  become,  reasonably  necessary  to  its  existence  as  a  body  constituted 
by  law,  or  for  the  proper  exercise  of  the  functions  which  it  is  intended  to  execute.  (Per 
Higinbotham,  C.J.,  in  Ah  Toy  v.  Musgrove  [1888],  14V.L.R.  p  295-6.)  A  similar 
contention  was  raised  in  the  year  in  which  that  case  was  decided  in  Victoria  by  the 
Government  of  Ontario,  to  the  effect  that  the  Lieutenant  Governor  of  the  Province  was 
entitled,  virtute  officii,  to  exercise  all  the  prerogatives  of  the  Crown  incident  to  executive 
authority  in  matters  over  which  tlie  provincial  legislature  had  jurisdiction,  in  the  same 
manner  as,  and  to  the  same  extent  that  the  Governor-General  was  entitled,  virtute 
officii,  to  exercise  all  prerogatives  incident  to  executive  authority  in  matters  within  tlie 
jurisdiction  of  the  Dominion  Parliament.  (Ontario  Sess.  Pap.,  1888,  No.  ;i7,  pp.  20-2.) 
Tlie  same  doctrine  was  mooted  in  the  Canadian  courts  on  the  hearing  of  the  pardoning 
power  case.  (Attorney-General  of  Canada  t,  Attorney-General  of  Ontario,  22  Ont.  Rep. 
222  ;  19  Ont.  App.  Rep.  31.  Cited,  A.  H.  F.  Lefroy,  Law  Quarterly  Review,  July,  1899, 
p.  283.) 

In  the  construction  of  the  powers  and  functions  of  the  Governor-General  of  the 
Commonwealth  no  such  difficulties  and  ambiguities  as  were  discussed  in  Ah  Toy  v. 
Musgrove  need  arise.  The  principal  and  most  important  of  his  powers  and  functions, 
legislative  as  well  as  executive,  are  expressly  conferred  on  him  by  the  terms  of  the  Con- 
stitution itself.  Among  these  may  be  mentioned  :  the  appointment  of  the  times  for 
holding  the  Sessions  of  Parliament ;  the  prorogation  of  the  Parliament  ;  the  dissolution 
of  the  House  of  Representatives  (sec.  4) ;  the  dissolution  of  the  Senate  and  of  the  House 
of  Representatives  simultaneously  (sec.  57)  ;  the  convening  of  a  joint  sitting  of  the 
members  of  the  Senate  and  of  the  House  of  Representatives  (sec.  57) ;  the  assent  in  the 
name  of  the  Queen  to  Bills  passed  by  the  Federal  iHouses ;  the  withholding  of  the 
Queen's  assent  to  such  Bills  ;  the  reservation  of  Bills  for  the  Queen's  pleasure  ;  the 
recommendation  of  amendments  to  be  made  in  Bills  (sec.  58)  ;  the  exercise  of  the 
Executive  power  of  the  Commonwealth  (sec.  61)  ;  the  appointment  of  political  officers 
to  administer  departments  of  state  of  the  Commonwealth  (sec.  t)4)  ;  the  command  of  the 
naval  and  military  forces  of  the  Commonwealth  (sec.  68)  ;  and  generally,  "  in  respect  of 
matters  which,  under  this  Constitution,  pass  to  the  Executive  Government  of  the 
Commonwealth,  all  powers  and  functions  which  at  the  establishment  of  the  Common- 
wealth are  vested  in  the  Governor  of  a  colony"  (sec.  70).  These  are  powers  and 
functions  vested  in  the  Governor-General  bj'  statute,  to  be  exercised  by  him  in  accord- 
ance with  the  recognized  principles  of  Responsible  Government.  The  point  to  emphasize 
is,  that  they  are  legislative  and  executive  powers  and  functions  conferred  on  the 
Governor-General,  not  by  Royal  authority,  but  by  statutory  authority.  (See  Note  §  60.) 
The  section  now  under  consideration  authorizes  the  Governor-General  to  exercise 
such  powers  and  functions  as  Her  Majesty  may  be  pleased  to  assign  to  him.  These 
powers  and  functions,  however,  must  not  be  confusetl  with  the  statutory  authoritj'  and 
statutory  duties  to  which  reference  has  been  made,  relating  to  the  Government  of  the 
Commonwealth,  expressly  specified  in  and  expressly  conferred  on  the  Governor-dleneral 
by  the  Constitution.  The  powers  and  functions  contemplated  by  this  .section  relate  either 
to  matters  subordinate  and  ancillary  to  the  statutory  authority  and  statutory  duties 
enumerated  in  the  Constitution,  or  to  matters  connected  with  the  Royal  prerogative 
(that  body  of  powers,  rights,  and  privileges,  belonging  to  the  Crown  at  common  law,  such 
as  the  prerogative  of  mercy),  or  to  authority  vested  in  the  Crown  by  Imperial  statute  law, 
other  than  the  law  creating  the  Constitution  of  the  Commonwealth.  Some  of  these  powers 
and  functions  are  of  a  formal  character  ;  some  of  them  are  purely  ceremonial ;  others 
import  the  exercise  of  sovereign  authority  in  matters  of  Imperial  interests.  The  nature 
of  some  of  the  prerogative  as  well  as  formal  and  ceremonial  power  sreferrod  to,  may  be 
gathered  from  the  extracts  from  letters  patent  and  commissions  relating  to  the  oifice  of 
Governor,  which  will  be  found  further  on.     Among  examples  of  powers  relating   to 


^56.] 


THE  PAELTAMENT.  391 


matters  of  Imperial  interests  the  following  may  be  suggested :  the  observance  of  the 
relations  during  peace,  or  in  time  of  war,  of  foreign  States  to  Great  Britain,  so  far  as 
they  may  be  aflFected  by  the  indirect  relations  of  such  foreign  States  to  the  Common- 
wealth ;  the  treaty  rights  and  obligations  of  the  Crown  ;  the  treatment  of  belligerent  and 
neutral  ships  in  the  waters  of  the  Commonwealth  in  times  of  war  ;  the  control  of  Her 
Majesty's  Imperial  naval  and  military  forces  within  the  limits  of  the  Commonwealth. 
Higinbotham,  C.J.,  in  Ah  Toy  i\  Musgrove  [IS88],  14  V.L.R.,  3S0.) 

Resi'ONSIbility  of  Governors.—  Reference  may  here  be  made  to  two  leading  cases 
in  which  the  powers,  privileges,  and  immunities  of  colonial  Governors  were  considered. 
In  Mostyn  r.  Fabrigas,  [1775],  1  Cowp.  161-172,  2  W.  Bl.  929,  Lord  Mansfield  held 
that  a  Governor  of  a  colony  is  in  the  nature  of  a  Viceroy.  This  dictum,  however,  has 
not  been  generally  acquiesced  in,  and  it  is  now  understood  that  Mostyn  v.  Fabrigas 
simply  decided  that  Governor  Mostyn  was  liable  to  be  sued  in  England  for  personal 
wrongs  done  by  him,  whilst  he  was  Governor  of  Minorca.  In  the  case  of  Musgrave  v. 
Pulido  [1879],  5  App.  Cas.  102,  Pulido,  the  charterer  of  a  schooner,  sued  Sir  Anthony 
Musgrave,  the  Governor  of  Jamaica,  to  recover  damages  from  him  for  an  alleged  act  of 
trespass  committed  by  him  in  seizing  and  detaining  the  schooner  at  Kingston.  The 
defendant  pleaded  to  the  jurisdiction  of  the  Court,  in  effect  alleging  that  he  was  Captain- 
General  and  Governor- in  Chief  of  the  island  of  Jamaica,  and  that  the  acts  complained  of 
were  done  by  him  as  Governor  of  the  island,  and  in  the  exercise  of  his  reasonable  dis- 
cretion as  such.  The  plea  did  not  aver,  even  generally,  that  the  seizure  of  the  plaintiff's 
ship  was  an  act  which  the  defendant  was  empowered  to  do  as  Governor,  nor  even  that 
it  was  an  act  of  state.  It  was  held  that  a  Governor  of  a  colony  (in  ordinary  cases)  can- 
not be  regarded  as  Viceroy  ;  nor  can  it  be  assumed  that  he  possesses  general  sovereign 
power.  His  authority  is  derived  from  his  commission,  and  is  limited  to  the  powers 
thereby  expressly  or  impliedly  entrusted  to  him.  It  is  within  the  province  of  municipal 
courts  to  determine  whether  anj'  exercise  of  power  by  a  Governor  is  within  the  limits 
of  his  authority,  and,  therefore,  an  act  of  state.  On  these  groimds  it  was  decided  that 
the  plea  was  not  a  sufficient  answer  to  the  action. 

Mode  of  Appointment. — The  constitutional  position  of  the  Governor-General,  as  a 
component  of  the  Executive  Government  of  the  Commonwealth,  will  be  considered  in 
detail  in  our  notes  to  Chapter  II.  (§  271).  Under  this  section  allusion  can  appropriately 
l>e  made  (1)  to  the  practice  which  originall}*  prevailed  in  connection  with  the  creation  of 
the  office  of  Colonial  Governor ;  the  method  of  appointment  to  such  office,  and  the 
assignment  of  official  powers  and  functions  of  a  stereotyped  character  to  the  holder  of 
the  office  for  the  time  being  ;  and  (2)  to  the  changes  which,  in  recent  years,  have  been 
made  in  the  direction  of  emancipating  the  Governor  from  the  restraint  and  embarrass- 
ment of  antiquated  instructions,  and  enabling  him  to  act  as  a  constitutional  ruler,  in 
accordance  with  the  recognized  principles  of  Responsible  Government. 

Colonial  Governors  were  formerly  appointed  by  letters  patent,  under  the  Great  Seal, 
which  defined  the  scope  of  their  powers,  duties,  and  functions.  Pending  the  preparation 
of  the  authorative  instruments  it  was  the  practice,  before  1875,  to  issue  a  minor  com- 
mission under  the  Rojal  Sign  Manual  and  Signet,  to  a  new  Governor,  authorizing  him 
to  act  under  the  commission  and  instructions  given  to  his  predecessor  in  the  same  office. 
The  validity  of  this  practice  having  been  doubted,  the  Imperial  Government  decided  in 
1875  to  abandon  it,  and  thereafter,  as  soon  as  pi-acticable,  to  make  permanent  provision 
by  letters  patent  under  the  Great  Seal  in  every  colony  of  the  empire  for  the  constitution 
of  the  office  of  (Governor  therein,  and  it  was  further  decided  to  fill  the  office  as  it  became 
vacant,  by  appointment  to  be  made,  by  special  commission,  under  the  Royal  Sign 
Manual  and  Signet,  which  commission  should  recite  the  letters  patent,  and  direct  the 
appointee  to  fulfil  the  duties  of  the  office  according  to  the  permanent  instructions  issued 
in  connection  therewith.  (Todd,  Pari.  Gov.  in  Col.,  2nd  ed.,  p.  109.)  There  are 
therefore,  now,  three  important  documents  associated  with  the  office  of  Governor  :  — 


392 COMMENTARIES  ON  THE  CONSTITUTION.  [See.  2. 

(1.)  The  Letters-Patent. 
(2.)  The  Commission. 
(3.)  The  Instructions. 

The  Letters  Patent.  — By  the  letters-patent  constituting  the  office  of  Governor   in 
each  colony,  the  powers  and  duties  of  the  Governor  were  formerly  defined  as  follows  : — 
(i.)  To  do  and  to  execute  all  things  that  belong  to  the  said  command  and  the 
trust  reposed  in  him  according  to  the  Letters-patent,  Commission  and 
Instructions. 

(ii. )  To  keep  and  use  the  Public  Seal  of  the  Colony, 
(iii.)  To  appoint  an  Executive  Council, 
(iv. )  To  make  and  execute  grants  of  land  according  to  law. 

(v.)  To  appoint  Judges,  Commissioners,  Justices,  Ministers,  and  other  officers, 
(vi.)  To  grant  a  pardon  to  any  ofifender  who  has  committed  a  crime  and  to  remit 
fines  and  forfeitures. 

(vii.)  To  remove  or  suspend  from  office  any  person  upon  sufficient  cause  appearing, 
(viii.)  To  summon,  prorogue,  or  dissolve  any  legislative  body  established  within 
the  colony, 
(ix.)  To  grant  licenses  for  marriages,  letters  of  administration,  probate  of  wills, 
and  to  deal  with  the  custody  and  management  of  idiots,  lunatics,  and 
their  estates, 
(x. )  To  appoint  a  deputy  to  act  in  his  occasional  absence  from  the  colony, 
(xi.)  Before  entering  on  the  duties  of  his  office  to  cause  his  commission  to  be  read 
and  published,  and  to  take  the  Oath  of  Allegiance  and  the  usual  oath  for 
the  due  execution  of  the  office  of  governor  and  for  the  due  and  impartial 
administration  of  justice. 

The  Commission. — This  document  contains  the  appointment  to  the   office   consti- 
tuted by  the  letters-patent,  and  the  usual  form  of  it  ia  as  follows  : — 

Draft   of  a   Commission  passed   under   the   Royal    Sign   Manual   and   Signet, 

to  be  (governor  and  Commander-in-Chief  of  the  Colony  of 

and  its  Dependencies. 

Dated VICTORIA  R. 

VICTORIA,  by  the  Grace  of  God,  of  the  United  Kingdom  of  (^reat  Britain 
and  Ireland,  Queen,  Defender  of  the  Faith,  Empress  of  India  :  To  Our 
trusty  and  well-beloved 

Greeting : 

We  do  by  this  Our  Commission  under  Our  Sign  Manual  and  Signet  appoint  you, 

the  said ,  until  Our  further  pleasure  shall  be  signified,  to  be 

Our  Governor  and   Commander-in-Chief  in   and   over  Our    Colony    of 

and  its  Dependencies  during  Our    Will  and  pleasure, 

with  all  and  singular  the  powers  and  authorities  granted  to  the  Governor 
of  Our  said  Colony,  in  Our  Letters-patent  under  the  Great  Seal  of  Our 
United  Kingdom  of  Great  Britain  and  Ireland  constituting  the  Office  of 

Governor,  bearing  date  at  Westminster,  the day  of in 

the year  of  Our  Reign,  which  said  powers  and  authorities 

Wo  do  hereby  authorize  j-ou  to  exercise  and  perform,  according  to  such 
Orders  and  Instructions  as  Our  said  (iovernor  for  the  time  being  hath 
already  or  may  hereafter  receive  from  Us.  And  for  so  doing  this  shall  be 
your  Warrant. 


§56.] 


THE  PARLIAMENT.  393 


And  We  do  hereby  command  all  and  singular  Our  Officers,  Ministers,  and 
loving  subjects  in  Our  said  Colony  and  its  Dependencies,  and  all  others 
whom  it  may  concern,  to  take  notice  hereof,  and  to  give  their  ready 

obedience  accordingly.     Given  at  Our  Court  at  Windsor,  this day 

of in  the year  of  Our  Reign. 

By  Her  Majesty's  Command. 
The  Inatruction-^.  —The  powers  and  functions  of  the  governor  partially  enumerated  in 
the  letters-patent  were  fonnerh*  more  fully  detailed  in  the  Instructions,  and  may  be  sum- 
marized as  follows  : — 

(i.)  To  administer  the  oath  of  allegiance  to  persons  holding  office  or  place  of 

trust, 
(ii.)  To  communicate  these  instructions  to  the  Executive  Council  of  the  Colony. 
(iiL )  To  summon  the  Executive  Council  for  the  despatch  of  business, 
(iv.)  To  preside  at  the  meetings  of  the  Executive  CounciL 
(v.)  To  see  that  a  full  and  exact  record  is  kept  of  the  votes  and  proceedings  of 

the  Executive  Council. 
(vL)  To  consult  the  Executive  Council  in  all  cases,  excepting  in  cases  where  the 
Queen's    service   would   sustain   material  prejudice   by    consulting    the 
Council,  or  when  the  matters  to  be  decided  should  be  too  unimportant  to 
require  their  advice  or  too  urgent  to  admit  of  their  advice  being  given 
within  the  time  available  ;  provided  that  in  such  urgent  cases  he  should 
inform  the   Executive  Council,   as  soon  as  possible,    of  the  measures 
adopted. 
(viL)  To  act  in  opposition  to  the  advice  which  may  in  any  case  be  given  by  the 
*  Executive  Council,  provided  that  in  such  case  he  should  fully  report  to 

the  Secretary  of  State  for  the  Colonies  any  such  proceeding,  with  the 
grounds  and  reasons  thereof, 
(viii.)  To  transmit  to  the  .Secretary  of  State  for  the  Colonies  twice  in  each  year  a 

copy  of  the  minutes  of  the  Council  for  the  preceding  half-year, 
(ix. )  To  assent  to  or  dissent  from  or  reserve  for  the  Queen's  pleasure  such  bills  as 
may  be  passed  by  the  colonial  parliament  subject  to  certain  rules — 

(o)  That  each  different  matter  be  provided  for  by  a  diflferent  law 
without  intermixing  different  matters  in  the  same  Act  having 
no  relation  to  one  another. 

(6)  That  no  clauses  be  inserted  in  an  Act  foreign  to  the  title  of  suc'h 
Act. 

(c)  That  no  perpetual  clause  be  made  part  of  any  temporary  law. 

(x. )  To  reser\'e  for  the  Queen's  pleasure  bills  dealing  with  the  following  : — 
(a)  Divorce. 
(6)  Grants  to  the  Governor. 

(c)  Bills  affecting  the  currency. 

(d)  Bills  imposing  differential  duties  other  than  as  allowed  by  the 

Australian  Colonies  Duties  Act,  1873. 

(e)  Bills  apparently  inconsistent  with  treaty  obligations. 

(/)  BUls  interfering  with  the  discipline  of  the  land  and  sea  forces  of 

the  Colony. 
(g)  Bills  of  an  extraordinary  nature  and  importance  prejudicially* 
affecting — (1)  The  Royal  prerogative,  or  (2)  the  rights  and  pro- 
pert  j-  of  British  subjects  not  residing  in  the  Colony,  or  (3)  the 
trade  and  shipping  of  the  United  Kingdom  and  its  Depen- 
dencies, 
f  A)  Bills  containing  provisions  to  which  the  Royal  assent  has  been 
once  refused, 
txi.)  To  transmit  abstracts  of  all  laws  assented  to  by  the  Governor  or  reserved  for 

the  Queen's  pleasure,  with  explanatory  observations, 
(xii.)  To  transmit  fair  copies  of  the  journals  and  minutes  of  the  proceedings  of 
both  Houses  of  Parliament  "  which  you  are  to  require  from  the  clerks  or 
other  proper  officer  in  that  behalf." 


394  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  2. 

(xiii.)  After  reciting  the  Commission  authorizing  and  empowering  a  Governor  to 
grant  a  pardon  to  any  offender  the  instructions  formerly  proceeded  as 
follows  :  — 

"  Now,  we  do  hereby  direct  and  enjoin  j'ou  to  call  upon  the  judge 
presiding  at  the  trial  of  any  offender  ^^ho  may  from  time  to  time  be 
condemned  to  suffer  death  by  the  sentence  of  anj'  court  within  our  said 
colony,  to  make  to  you  a  written  report  of  the  case  of  such  offender,  and 
such  report  of  the  said  judge  shall  by  you  be  taken  into  consideration  at 
the  first  meeting  thereafter  which  maj'  be  conveniently  held  of  our  said 
Executive  Council,  where  the  said  judge  shall  be  specially  summoned  to 
attend,  and  you  shall  not  pardon  or  reprieve  any  sucli  offender  as  aforesaid 
unless  it  shall  appear  to  you  expedient  so  to  do  upon  receiving  the  advice 
of  our  Executive  Council  therein,  but  in  all  such  cases  you  are  to  decide 
either  to  extend  or  to  withhold  a  pardon  or  reprieve,  according  to  your  own 
deliberate  judgment,  whether  the  members  of  our  said  Executive  Council 
concur  therein  or  otherwise  ;  entering,  nevertheless,  on  the  minutes  of  the 
said  Council  a  minute  of  your  reasons  at  length,  in  case  you  should  decide 
any  such  question  in  opposition  to  the  judgment  of  the  majority  of  the 
members  thereof." 

(xiv. )  To  promote  religion  and  education  among  the  native  inhabitants  of  the 

colony,  and  to  protect  them  from  violence  and  injustice, 
(xv. )  Not  on  any  pretence  whatever  to  quit  the  colony  without  having  first 
obtained  official  leave  from  the  Queen. 
The  new  practice  above  referred  to  (p.  391)  was  framed  to  meet  the  views  of  Canada, 
but  was  first  brought  into  operation  in  February,  1877,  on  the  occasion  of  the  appoint- 
ment of  Sir  H.  Bartle  Frere  to  the  office  of  Governor  and  Commander-in-Chief  of  the 
Cape  of  Good  Hope,  and  it  was  followed  in  April,  1877,  on  the  appointment  of  Sir  W. 
F.  D.  Jervois  as  Governor  and  Commander-in-Chief  of  South  Australia.  The  instructions 
accompanying  the  letters-patent  in  each  of  these  cases  were,  in  the  main,  an  embodiment 
of  the  instructions  previously  issued  for  the  guidance  of  Governors,  no  alteration  in 
substance  then  being  made.  Indeed,  they  were  practically  the  same  in  effect  as  those 
issued  to  the  Governor  of  New  South  Wales  in  the  year  1829,  when  that  colony  ceased 
to  be  a  military  settlement,  and  acquired  a  rudimentary  form  of  civil  government.  A 
comparison  of  the  instructions  issued  to  Australian  Governors  up  to  the  year  1887,  with  the 
commission  and  instructions  issued  to  Sir  Charles  A.  Fitzroy  as  Governor-in-Chief  of 
New  South  Wales  in  the  3'ear  1850,  would  show  that  no  substantial  alteration  had  been 
made  during  that  interval  of  .37  years.  (Chief  Justice  Higinbotham's  letter  to  Sir  Henry 
Holland,  28  Feb.,  1887  ;  Professor  Morris,  Memoir  of  George  Higinbotham,  p.  211.) 

For  some  time  previous  to  the  initiation  of  the  new  practice,  the  Government  of  the 
Dominion  of  Canada  had  been  in  communication  with  the  Secretary  of  State  for  the 
Colonies  on  the  subject  of  an  alteration  in  the  terms  of  the  royal  instructions. 

"It  was  contended  by  Mr.  Blake  on  behalf  of  the  Dominion  that  the  peculiar 
position  of  Canada,  in  relation  to  the  mother  country,  entitled  her  to  special  considera- 
tion, and  that  the  existing  forms,  while  they  might  be  eminently  suited  to  other 
colonies,  were  inapplicable  and  objectionable  in  her  case.  For  Canada  is  not  merely  a 
colony  or  province  of  the  empire,  she  is  also  a  Dominion,  composed  of  seven  provinces 
federally  imited  under  an  imperial  charter  or  Act  of  Parliament,  which  expressly  recites 
that  her  constitution  is  to  be  similar  in  principle  to  that  of  tiie  United  Kingdom." 
(Todd,  Pari.  Gov.  in  the  Col.,  2nd  ed.,  p.  110.) 

"  As  a  foundation  principle,  necessary  to  be  asserted  and  maintained  in  any  instru- 
ment which  might  be  issued  for  the  purpose  of  defining  the  powers  of  a  Governor- 
(Jeneral  in  Canada,  Mr.  Blake  contended  that  it  ought  to  be  clearly  understood  that, 
'  as  a  rule,  the  governor  does  and  must  act  through  the  agency  (and  upon  the  advice)  of 
ministers  ;  and  ministers  must  be  responsible  for  such  action  ;'  save  '  only  in  the  rare 
instances  in  which  owing  to  the  existence  of  substantial  Imperial  as  distinguished  from 
Canadian  interests,  it  is  considered  that  full  freedom  of  action  is  not  vested  in  the 
Canadian  people.'"     (/d.,  p.  111.) 

"  Mr.  Blake's  contention,  '  that  there  is  no  dependency  of  the  British  Crown  which 
is  entitled  to  so  full  an  application  of  the  principles  of  constitutional  freedom  as  the 
Dominion  of  Canada,'  was  admitted  to  be  correct  by  her  Majesty's  Government ;  and 


§  56.] 


THE  PARLIAMENT.  395 


the  official  instruments  made  use  of,  in  the  appointment,  on  the  7th  October,  1878,  of 
the  Marquis  of  Lome  to  be  Governor-GJeneral  of  Canada,  clearly  indicate,  in  their  sub- 
stantial omissions,  as  well  as  in  their  positive  directions,  the  larger  measure  of  self- 
government  thenceforth  conceded  to  the  new  Dominion.  This  increase  of  power,  to  be 
exercised  by  the  government  and  Parliament  of  Canada,  was  not  merely  relatively 
greater  than  that  now  enjoyed  by  other  colonies  of  the  empire,  but  absolutely  more 
than  had  been  previously  intrusted  to  Canada  itself,  during  the  administration  of  any 
former  Governor-General."     (/d.,  p.  116.) 

The  Canadian  Lttttrt- Patent. — By  letters- patent,  5th  October,  1878,  the  office  of 
■Governor-General  of  Canada  was  formally  constituted,  and  the  Governor-General  was 
thereby  authorised  and  commanded  by  the  Queen  : — 

(L)  To  do  and  to  execute  all  things  that  belong  to  the  said  command  and  the 
trust  reposed  in  him  according  to  the  Letters-patent,  Commission  and 
Instructions, 
(ii. )  To  keep  and  use  the  Public  Seal  of  the  Colony. 
(liL)  To  appoint  an  Executive  CounciL 
(iv. )  To  remo%'e  or  suspend  from  office  any  person  holding  any  office  under  the 

Crown  in  Canada,  so  far  as  the  same  may  lawfully  be  done, 
(v.)  To  exercise  all  powers  lawfully  belonging  to  the  Crown  in  respect  of  the 

summoning,  proroguing,  or  dissolving  the  parliament  of  Canada, 
(vi. )  To  appoint  any  person  or  persons,  jointly  or  severally,  to  be  his  deputy  or 
deputies  within  any  part  of  Canada,  to  exercise  such  of  the  powers  or 
functions  of  the  Governor-General  as  he  may  please  to  assign  to  him  or 
them. 
The  Canadian  Commission, — On  7th   October,    1878,   the   Marquis  of  Lome  was 
appointed  by  Royal  Commission  to  be  the  Governor-General  of  Canada.     This  Com- 
mission recited  the  letters-patent  aforesaid  and  conferred  the  office  upon  Lord  Lome 
with  all  the  powers  and  authorities  belonging  to  it,  according  to  such  orders  and  instruc- 
tions as  have  already  been,    or  may   hereafter  be,   communicated   to   him  from   the 
sovereign  ;  and  commanded  "all  and  singular  our  officers,  ministers,  and  loxTng  subjects 
in  our  said  Dominion,  and  aJJ  others  whom  it  may  concern,  to  take  due  notice  hereof, 
and  give  their  ready  obedience  acc-ordingly."     (Todd,  2nd  ed.,  p.  122.) 

The  Canadian  Instmctions. — The  Royal  Instructions  accompanying  the  letters- 
patent  constituting  the  offic-e  of  Governor-General  of  Canada  recited  the  letters-patent 
aforesaid  and  enjoined  the  Governor-General  for  the  time  being  : — 

(i. )  To  cause  his  commission  to  be  read  and  published  in  the  presence  of  the 
Chief  Justice  or  other  judge  of  the  Supreme  Court,  and  of  the  members 
of  the  Dominion  Privy  Council,  and  to  be  duly  sworn  upon  entering 
upon  the  duties  of  his  office. 

(ii.)  To  administer,  or  cause  to  be  administered,  the  necessary  oaths  to  all 
persons  who  shall  hold  any  office  or  place  of  trust  in  the  Dominion. 

(iiL)  To  communicate  these  and  any  other  instructions  he  may  rec-eive  to  the 
Dominion  Privy  CounciL 

(iv.)  To  transmit  to  the  Imperial  Government  c-opies  of  all  laws  assented  to  by 
him  in  the  Queen's  name,  or  reserved  for  signification  of  the  Royal 
pleasure  ;  with  suitable  explanatorj'  observations  and  copies  of  the 
journals  and  proceedings  of  the  Parliament  of  the  Dominion. 

(v-)  When  any  crime  has  been  committed  for  which  any  oflFender  might  be  tried 
within  the  Dominion,  "  to  grant  a  pardon  to  any  accomplice,  not  being 
the  actual  perpetrator  of  such  crime,  who  shall  give  such  information  as 
shall  lead  to  the  conviction  of  the  principal  offender  ;  and,  further,  to 
grant  anj-  offender  convicted  of  any  crime,  in  any  court,  or  before  any 
judge,  justice,  or  magistrate,  within  our  said  Dominion,  a  pardon,  either 


396  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  2. 

free  or  subject  to  lawful  conditions,  or  any  respite  of  the  execution  of  the 
sentence  of  any  such  offender,  for  such  period  as  to  our  said  Governor- 
Greneral  may  seem  fit,  and  to  remit  any  fines,  penalties,  or  forfeitures 
which  may  become  due,  or  payable  to  us.     Provided  always,  that  our 
said  Governor-General  shall  not  in  any  case,  except  where  the  ofiFence  has 
been  of  a  political  nature,  make  it  a  condition  of  any  pardon  or  remission 
of  sentence  that  the  offender  shall  be  banished  from,  or  shall  absent  him- 
self from,  our  said  Dominion.     And  we  do  hereby  direct  and  enjoin  that 
our  said  Governor-General  shall  not  pardon  or  reprieve  any  such  offender 
without  first  receiving,  in  capital  cases,  the  advice  of  the  Privy  Council 
for  our  said  Dominion,  and  in  other  cases,  the  advice  of  one,  at  least,  of 
his  ministers,   and  in  any  case  in  which  such  pardon  or  reprieve  might 
directly  effect  the  interests  of  the  empire,  or  of  any  countrj^  or  place 
beyond  the  jurisdiction  of  the  government  of  our  said  Dominion,  our  said 
Governor-General  shall,  before  deciding  as  to  either  pardon  or  reprieve, 
take  those  interests  specially  into  his  own  personal  consideration,  in  con- 
junction with  such  advice  as  aforesaid." 
(vi. )  Not  to  quit  the  Dominion  without  leave  first  obtained. 
It  will  be  seen  that  the  Canadian  Instructions  differed  in  several  material  respects- 
from  those  which  were,  at  that  time,    applicable  to  other  self-governing  colonies,   in 
which  the  old  instructions  remained  unaltered  for  several  years  longer.     One  of  the  most 
prominent  critics,  and  certainly  the  most  uncompromising  assailant,  of  the  old  instructions, 
was  the  Hon.  Geo.  Higinbotham,  once  Attorney-General  of  Victoria,  and  subsequently 
Chief  Justice  of  tliat  colony.     In  a  letter,  dated  28th  February,  1887,  addressed  by  him 
to  the  Right  Hon.  Sir  Henry  T.  Holland,  then  Secretary  of  State  for  the  Colonies,  Chief 
Justice  Higinbotham  expressed  and  summarized  the  views  which  he  had  long  held  con- 
cerning the  unconstitutionality  of  some  of  these  instructions. 

"  The  radical  vice  of  the  Governor's  letters  patent,  commission  and  instructions, 
both  public  and  private,  appears  to  me  to  be  this — that  they  studiously  and  persistently 
refuse  to  take  note  of  the  fundamental  change  made  in  the  public  laws  of  the  Australian 
colonies  by  the  Constitution  Acts  of  1854-5.  In  particular,  U»ey  pretend  to  confer  powers 
and  authorities  which  have  been  already  conferred  with  others  by  the  Constitution 
Statutes  ;  they  decline  to  recognize  the  dual  character  of  the  Governor,  and  applying  a 
misleading  title  to  the  advisers  of  the  Governor  in  one  of  his  two  cliaracters,  they  affect 
to  ignore  altogether  the  exiiitence  of  responsible  government.  I  will  refer  to  particular 
clauses  which  present  the  most  striking  illustrations  of  a  violation  in  these  respects  of 
constitutional  law. 

"Clause  II.  of  the  letters  patent.  — '  We  do  hereby  authorize,  empower,  and  com- 
mand our  said  Governor  and  Commander-in-Chief  (hereinafter  called  the  Governor)  to  do 
and  excute  all  things  that  belong  to  his  said  office,  according  to  the  tenor  of  these  our 
letters  patent,  and  of  such  commission  as  may  be  issued  to  him  under  our  sign  manual 
and  signet,  and  according  to  such  instructions  as  may  from  time  to  time  be  given  to  him 
under  our  sign  manual  and  signet,  or  by  our  order  in  our  Privy  Council,  or  by  us  through 
one  of  our  principal  Secretaries  of  State,  and  to  such  laws  as  are  now  or  shall  hereafter 
be  in  force  in  the  colony.' 

"This  purports  to  grant,  subject  to  limitations,  certain  authorities  and  powers 
already  vested  in  the  Governor  by  the  Constitution  Statute.  The  grant  is,  in  my 
opinion,  void,  and  the  limitations  and  tlie  connnands  founded  thereon  are  also  void  and 
illegal. 

"  Clause  VI.  of  instructions. — '  In  the  exercise  of  the  powers  and  authorities  granted 
to  the  Governor  by  our  said  letters  patent,  he  shall  in  all  cases  consult  with  the 
Executive  Council,  excepting  only  in  cases  which  are  of  such  a  nature  that,  in  his 
judgment,  our  service  would  sustain  material  prejudice  by  consulting  the  said  Council 
thereupon,  or  when  the  matters  to  be  decided  are  too  unimportant  to  require  their 
advice,  or  too  urgent  to  admit  of  their  advice  being  given  by  the  time  within  which  it 
may  necessary  for  him  to  act  in  respect  to  any  such  matters— in  all  such  urgent  cases,  he 


^56]  THE  PARLIAMENT.  397 

shall,  at  the  earliest  practical  period,  corumunicate  to  the  said  Council  the  measures 
which  he  may  so  have  adopted,  with  the  reasons  thereof.' 

'  •  This  is  an  instruction  which  a  Governor  does  not,  and  cannot  obey.  The  Executive 
Council,  in  the  proper  sense  of  this  expression,  has  never  been  convened  in  Victoria. 
Like  the  Privj'  Council,  it  could  not  be  convened,  except  by  the  direction  of  the  Vic- 
torian Premier.  If  by  the  words  '  Executive  Council,'  the  '  Cabinet '  is  intended  to 
be  referred  to,  this  instruction  is  unmeaning  and  void.  It  is,  doubtless,  the  duty  of  the 
representative  of  the  Sovereign  to  consult  his  advisers,  and  it  is  their  duty  to  advise  him 
in  all  matters  connected  with  local  affairs,  but  the  duty  in  neither  case  springs  from  this 
roj'al  instruction.  If  it  be  intended  to  direct  the  Governor  to  c-onsult  his  advisere  in 
matters  connected  with  his  duty  as  an  officer  of  the  Imperial  Government,  this  is  an 
indirect  instruction,  offensive  in  form  and  without  either  legal  authority  or  means  of 
enforcement,  to  Her  Majesty's  Ministers  to  do  something  which  they  are  not  required  by 
their  duty  as  Ministers  of  the  Crown  to  do. 

"  Clause  VII.  of  instructions. — '  A  Governor  may  act  in  the  exercise  of  the  powers 
and  authorities  granted  to  him  by  our  said  letters  patent  in  opposition  to  the  advice 
given  to  him  bv  the  members  of  the  Executive  Council,  if  he  shall  in  any  case  deem  it 
right  to  do  so,  but  in  any  such  case  he  shall  fully  report  the  matter  to  us  by  the  first 
convenient  opportunity,  with  the  grounds  and  reasons  of  his  action.' 

"  I  think  that  this  instruction  can  only  be  characterized  as  a  distinct  denial  of  the 
fundamental  principle  of  the  existing  public  law  of  Victoria.  As  a  direct  instigation  to 
Her  Majesty's  representative  to  violate  that  law,  it  offers  a  grave  indignity  and  conveys 
an  unmistakable  menace  to  him  and  to  his  advisers,  who  are  here  and  elsewhere  mis- 
named the  Executive  Council. 

"Clause  XI.  of  instructions. — '  Whenever  any  offender  shall  have  been  condemned 
to  suffer  death  by  the  sentence  of  any  court,  the  Governor  shall  call  upon  the  judge  who 
presided  at  the  trial  to  make  to  him  a  written  report  of  the  case  of  such  offender,  and 
shall  cause  such  report  to  be  taken  into  consideration  at  the  first  meeting  thereafter 
which  may  be  conveniently  held  of  the  Executive  Council,  and  he  may  cau.se  the  said 
judge  to  be  specially  summoned  to  attend  at  such  meeting  and  to  produce  his  notes 
thereat.  The  Governor  shall  not  pardon  or  reprieve  any  such  offender  unless  it  shall 
appear  to  him  expedient  so  to  do  upon  receiving  the  advice  of  the  said  Executive 
Council  thereon  ;  but  in  all  such  cases  he  is  to  decide  either  to  extend  or  to  withhold  a 
pardon  or  a  reprieve  according  to  his  own  deliberate  judgment,  whether  the  members  of 
the  E.xecative  Council  concur  therein  or  otherwise  ;  entering  nevertheless  on  the  minutes 
of  the  said  Executive  Council  a  minute  of  his  reasons  at  length  in  case  he  should  decide 
such  action  in  opposition  to  the  judgment  of  the  majority  of  members  thereof.' 

"This  instruction  presents  a  glaring  instance  of  not  less  flagrant  illegality.  The 
prerogative  of  mercy  is  a  prerogative  essentially  necessary  to  the  administration  of 
criminal  law.  The  exercise  of  it  in  Victoria  is  therefore  a  matter  in  which  the  repre- 
sentative of  the  Crown  can  and  ought  to  act  solely  upon  the  advic-e  of  his  responsible 
advisers,  and  neither  the  Crown  nor  the  Crown's  Imperial  advisers  are  legally  competent 
to  dictate  or  advise  upon  his  action.  By  this  instruction  the  Governor  is  personally 
onlered  to  call  upon  the  judge  to  make  to  him  a  written  report — an  order  which,  if  it 
were  conveyed  otherwise  than  through  and  by  the  advice  of  the  Minister,  it  would  be,  I 
conceive,  the  duty  of  the  judge  to  refuse  to  comply  with.  The  Governor  is  further 
required  to  decide  '  either  to  extend  or  to  withhold  a  pardon  or  a  reprieve,  according  to 
his  own  deliberate  judgment,  whether  the  members  of  the  Executive  Council  concnr 
therein  or  otherwise.'  This  unjust  and  cruel  as  well  as  illegal  order  is  not  obe\-etl,  and 
could  not  be  obeyed  by  any  Governor  in  the  only  cases  to  which  it  could  apply.  It  has 
been  attempted  to  excuse  this  instruction  on  the  ground  that  it  is  virtually  obsolete,  yet 
on  two  separate  occasions  long  subsequent  to  the  passing  of  the  Australian  Constitution 
Acts,  the  Colonial  Office  has  expressed  its  approval  of  this  instruction,  and  has  repeated 
the  injunction  to  the  Governor  to  obey  it. 

"  Clauses  VIII.  and  X.  of  instructions. — VIII.  '  In  the  execution  of  such  powers  as 
are  vested  in  the  Governor  by  law  for  a.ssenting  to  or  dissenting  from  or  of  reserving  for 
the  signification  of  our  pleasure,  bills  which  have  been  passed  by  the  Legislature  of  the 


398  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  2. 

colony,  he  shall  take  care  as  far  as  may  be  practicable  that  in  the  passing  of  all  laws 
each  different  matter  be  provided  for  by  a  different  law  withoiit  intermixing  in  one  and 
the  same  law  such  things  as  have  tio  proper  relation  to  each  other  ;  and  that  no  clause 
be  inserted  in  or  annexed  to  any  law  which  shall  be  foreign  to  what  the  title  of  such  law 
imports,  and  that  no  perpetual  clause  be  part  of  any  temporary  law.'  X.  '  The 
Governor  is  to  take  care  that  all  laws  assented  to  in  our  name  or  reserved  for  the  signi- 
fication of  our  pleasure  thereon,  sliall,  when  transmitted  by  him.  be  fairly  abstracted  in 
the  margins,  and  be  accompanied,  in  such  cases  as  may  seem  to  him  necessary,  with  such 
explanatory  observations  as  may  be  required  to  exhibit  the  reasons  and  occasions  for 
proposing  such  laws  ;  and  shall  also  transmit  fair  copies  of  the  journals  and  minutes  of 
the  proceedings  of  the  legislative  bodies  of  the  colonj',  which  he  is  to  require  from  the 
clerks  or  other  proper  officers  in  that  behalf  of  tlie  said  legislative  bodies.' 

"  These  clauses  are  not  illegal  because  they  relate  to  the  reservation  of  bills  for  the 
signification  of  Her  Majesty's  pleasure.  I  refer  to  them  only  as  showing  the  almost 
contemptuous  disrespect  and  want  of  consideration  displayed  by  the  Colonial  Office 
towards  Australian  Parliaments  and  Imperial  officers  in  Australia.  To  order  a  Governor 
to  take  care  that  in  the  passing  of  all  laws  each  different  matter  shall  be  provided  for  by 
a  different  law  may  at  one  time  have  been  proper  and  not  unnecessary.  Addressed,  as 
the  order  indirectly  is,  to  Legislatures  consisting  of  two  Houses  of  Parliament  like  the 
Legislative  Council  and  the  Legislative  Assembly  of  the  various  Australian  colonies,  it 
is  an  insult  to  all  of  those  bodies.  And  it  has  proved  on  one  occasion,  at  least,  a  cause 
of  actual  embarrassment  to  Her  Majesty's  Government  in  Victoria.  When  the 
Governor  is  ordered  to  I'equire  from  the  clerks  in  Parliament  fair  copies  of  the  journals 
and  minutes  of  the  proceedings  of  the  Legislative  bodies,  he  is  humiliated  by  being 
needlessly  instructed  to  make  a  requirement  which,  if  disputed,  he  could  not  enforce, 
and  for  the  fulfilment  of  which  he  is  in  any  and  in  every  case  indebted  to  the  aid — which 
is,  of  course,  never  withheld — of  a  Minister  of  the  Crown." 

One  of  the  immediate  results  of  this  important  letter  was  that  Sir  Henry  Holland,, 
afterwards  Lord  Knutsford,  consulted  the  Imperial  law  officers  with  reference  to  the 
points  so  forcibly  raised  by  the  Chief  Justice,  and  in  July,  1888,  he  re-drafted  the 
instructions  with  a  view  of  meeting  many  of  the  points  brought  under  his  notice  and  of 
bringing  the  instructions  more  into  conformity  w  ith  tlie  existing  state  of  things.  Lord . 
Knutsford  went  out  of  office  in  1892,  and  one  of  his  last  official  acts  was  the  promulgation 
of  the  re-dratted  royal  instructions  for  the  guidance  of  colonial  governors.  Referring  to 
this  important  event.  Professor  Morris  writes  :  — 

"  The  improvement  was  enormous.  For  tiie  first  time  Responsible  Government  is 
recognized.  For  the  first  time  the  Governor  is  instructed  to  accept  the  advice  of  his 
ministers,  whereas  all  earlier  editions  seem  to  imply  that  he  is  to  be  careful  about 
accepting  such  advice  and  ready  to  oppose  them."  (Professor  Morris,  Memoir  of  George 
Higinbotham,  p.  202.) 

"  The  measure  of  the  victory  with  respect  to  Downing  Street  is  to  be  found  in  the 
altered  instructions.  Tlie  Home  law  officers  told  Lord  Knutsford  that  it  was  not  illegal 
for  governors  to  correspond  with  the  Colonial  Office ;  but  the  tone  of  tliat  office  is  not  now 
the  tone  of  Mr.  Cardwell,  nor  of  the  Duke  of  Buckingham,  but  rather  this  '  involves  no 
question  calling  for  the  intervention  of  the  Imperial  Government  ;  it  is  not  one  on  which 
it  .seems  to  me  incumbent  to  express  an  opinion.'  Contrast  the  instructions  to  Sir 
Charles  Darling,  signed  '  V.  Rg.,'  of  June  23rd,  1863,  with  those  published  in  the 
Victoria  Governmevt  Gazette  of  September  2n(l,  1892,  signed,  Julj'  9th  of  that  j'ear, 
*V.  R.  I.'  The  difference  is  enormous.  The  Victorian  newspapers  of  that  September 
commented  on  the  change,  and  praised  the  wisdom  of  the  Colonial  Office  in  making  it; 
but  no  one  i-einembered  the  Victorian  politician  whose  peisistent  efforts  were  at  last 
successful.  That  number  of  the  Gazette  was  published  only  four  months  before  his 
death."     (Id.  p.  229.) 

The  New  Instructions. — The  re-drafted  instructions,  approved  by  Her  Majesty  on 
the  advice  of  Lord  Knutsford,  contained  a  complete  recognition  of  the  principle  of 
responsible  government,  in  form  as  well  as  in  practice,  in  all  self-governing  colonies. 
All  the  old  and  obsolete  provisions  which  were  really  only  applicable  to  Crown  colonies, 
and  particularly  tho.se  complained  of  bj-  Chief  Justice  Higinbotham,  were  now  eliminated. 
As  portions  of  these  new  instructions  will  be  the  basis  of  the  "  powers  and  functions  of 


^^56.]  THE  PARLIAMENT.  399 

the  Queen  "  which  may  be  assigned  by  Her  Majesty  to  the  Governor-General  under  sec. 
2  of  this  constitution,  they  may  be  here  appropriately  inserted  : — 

"  (i.)  In  these  Our  Instructions,  unless  inconsistent  with  the  contest,  the  term 
'  the  Governor '  shall  include  ever}'  person  for  the  time  being  administer- 
ing the  Government  of  the  Colony,  and  the  term  •  the  Executive 
Council '  shall  mean  the  members  of  Our  Executive  Council  for  the 
Colony  who  are  for  the  time  being  the  responsible  advisers  of  the  Governor, 
(ii. )  The  Governor  may,  whenever  he  thinks  fit,  require  any  person  in  the  public 
service  to  take  the  Oath  of  Allegiance,  together  with  such  other  Oath  or 
Oaths  as  may  from  time  to  time  be  prescrilied  by  any  Law  in  force  in  the 
Colony.  The  Governor  is  to  administer  such  Oaths  or  cause  them  to  be 
administered  by  some  Public  Officer  of  the  Colony, 
(iii.)  The  Governor  shall  forthwith  communicate  these  Our  Instructions  to  the 
Executive  Council,  aud  likewise  all  such  others,  from  time  to  time,  as  he 
shall  find  convenient  for  Our  Service  to  impart  to  them, 
^iv.)  The  Governor  shall  attend  and  preside  at  the  meetings  of  the  Executive 
Council,  unless  prevented  by  some  necessary  or  reasonable  cause,  and  in 
his  absence  such  member  eis  may  be  appointed  by  him  in  that  I  ehalf ,  or 
ill  the  absence  of  such  member  the  senior  member  of  the  Executive 
Council  actually  present  shall  preside  ;  the  seniority  of  the  members  of 
the  said  Council  being  regulated  according  to  the  order  of  their  respective 
appointments  as  members  thereof, 
(v.)  The  Executive  Council  shall  not  proceed  to  the  despatch  of  business  unless 
duly  summoned  by  authority  of  the  Governor,  nor  unless  two  members 
at  the  least  (exclusive  of  the  (Jovernor  or  of  the  member  presiding)  be 
present  and  assisting  throughout  the  whole  of  the  meetings  at  which  any 
such  business  shall  be  despatched, 
(vi.)  In  the  execution  of  the  powers  and  authorities  vested  in  him,  the  Governor 
shall  be  guided  by  the  advice  of  the  Executive  Council,  but  if  in  any  case 
he  shall  see  sufficient  cause  to  dissent  from  the  opinion  of  the  said 
Council  he  may  act  in  the  exercise  of  his  said  powers  and  authorities  in 
opposition  to  the  opinion  of  the  Council,  reporting  the  matter  to  Us 
without  delay,  with  the  reasons  for  his  so  acting. 
In  any  such  case  it  shall  be  competent  to  any  member  of  the  said  Coimcil 
to  require  that  there  be  recorded  upon  the  Winutes  of  the  Council  the 
grounds  of  any  advice  or  opinion  that  he  may  give  upon  the  question. 
<vii.)  The  (iovernor  shall  not,  except  in  the  cases  hereunder  mentioned,  assent  in 
Our  name  to  any  Bill  of  any  of  the  following  classes  :— 

(1.)  Any  Bill   for  the    divorce   of   persons   joined  together  in  holy 

matrimony. 
(2. )  Any  Bill  whereby  any  grant  of  land  or  money,  or  other  donation 

or  gratuity,  may  be  made  to  himself. 
(3.)  Any  Bill  afiecting  the  cuiTcncy  of  the  Colony. 
(4.)  Any  Bill  imposing  differential  duties   (other  than  as  allowed  by 

the  Australian  Colonies'  Duties  Act,  1873). 
(5.)  Any  Bill  the  provisions  of  which  shall  appear  inconsistent  with 

obligations  imposed  upon  Us  by  'J'reatj'. 
(6.)  Any  Bill  interfering  with  the  discipline  or  control  of  Our  forces 

in  the  Colony  by  land  or  sea. 
(7.)  Any  Bill  of  an  extraordinar}-  nature  and  importance,  whereby 
Our  prerogative  oi-  the  rights  and  property  of  Our  subjects 
not  residing  in  the  Colony,  or  the  trade  and  shipping  of  the 
Unite<l  Kingdom  and  its  Dependencies,  may  be  prejudiced. 
(8.)  Any  Bill  containing  provisions  to  which  Oiu-  assent  has  been 
once  refused,  or  which  has  been  disallowed  by  Us. 

Unless  he  shall  have  previously  obtained  Our  Instractions 
upon  such  Bill,  through  one  of  Our  Principal  Secretaries  of  State, 
or  unless  such  Bill  shall  contain  a  clause  suspending  the  operation 
of  such  Bill  until  the  signification  in  the  Colony  of  Our  pleasure 
thereupon,  or  unless  the  Governor  shall  have  satisfied  himself 
that  an  urgent  necessity  exists  requiring  that  such  Bill  be 
brought  into  immediate  operation,  in  which  case  he  is  authorized 
to  assent  in  Our  name  to  such  Bill,  unless  the  same  shall  be 
repugnant  to  the  law  of  England,  or  inconsistent  with  any 
obligations  imposed  upon  Us  by  Treaty.  But  he  is  to  transmit 
to  Us  bj'  the  earliest  opportunity  the  Bill  so  assented  to,  together 
with  his  reasons  for  assenting  thereto. 


400  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  3. 

(viii. )  The  Governor  shall  not  pardon  or  reprieve  any  offender  without  first 
receiving  in  capital  cases  the  advice  of  the  fjxecutive  Council,  and  in 
other  cases  the  advice  of  one,  at  least,  of  his  Ministers  ;  and  in  any  case 
in  which  such  pardon  or  reprieve  might  directly  atfect  the  interests  of  our 
empire,  or  of  any  country  or  place  beyond  the  jurisdiction  of  the  Govern- 
ment of  the  colony,  the  Governor  shall,  before  deciding  as  to  either  pardon 
or  reprieve,  take  those  interests  specially  into  his  ownpersonal  consideration 
in  conjunction  with  such  advice  as  aforesaid. 

(ix.)  All  commissions  granted  by  the  Governor  to  any  persons  to  be  Judges' 
Justices  of  the  Peace,  or  other  officers  shall,  unless  otherwise  provided 
by  the  law,  be  granted  during  pleasure  only, 
(x.)  The  Governor  sliall  not  quit  the  colony  without  having  first  obtained  leave 
from  us  for  so  doing  under  our  Sign  Manual  and  Signet,  or  through  one 
of  our  principal  Secretaries  of  State,  except  for  the  purpose  of  visiting 
the  Governor  of  any  neighbouring  colony  for  periods  not  exceeding  one 
month  at  any  one  time,  nor  exceeding  in  the  aggregate  one  month  for 
every  year's  service  in  the  colony. 

(xi. )  The  temporary  absence  of  the  Governor  for  any  period  not  exceeding  one 
month  shall  not,  if  he  have  previously  informed  the  Executive  Council, 
in  writing,  of  his  intended  absence,  and  if  he  have  duly  appointed  a 
Deputy  in  accordance  with  our  said  letters-patent,  be  deemed  a  departure 
from  the  colony  within  the  meaning  of  the  said  letters-patent. 

V.R.I." 

Special  Instructions.  —  Every  colonial  governor,  after  his  appointment  to  office,  is 
subject  to  the  control  of  the  Crown,  as  an  Imperial  officer.  In  addition  to  the  permanent 
and  general  instructions  which  he  receives  in  connection  with  his  commission,  he  may, 
from  time  to  time,  be  charged  with  any  further  instructions,  special  or  general,  which 
the  Crown  may  lawfully  communicate  to  him  under  particular  circumstances.  The 
medium  of  communication  between  the  sovereign  and  her  representative  in  any  British 
colony  is  the  Secretary  of  State.     (Todd,  2nd  ed.,  p.  122.) 

In  the  absence  of  special  appointment,  the  governor  of  a  British  possession  is  also 
ex-officio  Vice-Admiral  thereof.  (26  and  27  Vic.  c.  24,  sec.  3,  and  30  and  31  Vic.  c.  45,  s. 
4  ;  repealed  and  re-enacted  by  the  Colonial  Courts  of  Admiralty  Act,  1890,  53  and  54 
Vic.  c.  27,  s.  10.) 

Salary  of  Governor-General. 

3.  There  shall  be  payable  to  the  Queen  out  of  the  Con- 
solidated Revenue  Fund  of  the  Commonwealth,  for  the  salary 
of  the  Governor- GeneraP",  an  annual  sum  which,  until  the 
Parliament  otherwise  provides,  shall  be  ten  thousand  pounds. 

The  salary  of  a  Governor-General  shall  not  be  altered 
during  his  continuance  in  office. 

United  Statks.— The  President  shall,  at  stated  times,  receive  for  his  services  a  compensation, 
which  shall  neither  be  increased  nor  diminished  during  the  period  (or  which  he  shall  have 
been  elected,  and  he  shall  not  receive  within  that  period  any  other  emolument  from  the 

•      United  States,  or  any  of  them. -Const.  (Art.  II.  sec.  1,  7). 

Switzerland.— The  President  of  the  Confederation  and  the  other  members  of  the  Federal 
Council  receive  an  annual  salary  from  the  Federal  Treasury.— Const.  (Art.  99). 

Canada.— Unless  altered  by  the  Parliament  of  Canada,  the  salary  of  the  Governor-General 
shall  be  ten  thousand  pounds  sterling  money  of  the  United  Kingdom  of  Great  Britain  and 
Ireland,  payable  out  of  the  Consolidated  Kevenue  Fund  of  Canada,  and  the  same  shall 
form  the  third  charge  thereon.— B.N. A.  Act,  18b7,  sec.  105. 

HiSTOBicjAL  Note. —Clause  3,  Chap.  I.,  of  the  Conmionwealth  Bill  of  1891  was  as 
follows : — 

"The  annual  salary  of  the  Governor-General  shall  be  fixed  by  the  Parliament  from 
time  to  time,  but  shall  not  be  less  than  ten  thousand  pounds,  and  shall  be  payable  to 
the  Queen  out  of  the  Consolidated  Revenue  Fund  of  tlie  Commonwealth.  The  salary 
of  a  Governor-General  shall  not  be  diminished  during  his  continuance  in  office." 


^57.] 


THE  PARLIAMENT.  401 


In  Committee,  Sir  Harry  Atkinson  moved  the  omission  of  the  words  *'  but  shall  not 
be  less  than  £10,000 ;"  but  after  discussion  he  withdrew  the  amendment.  Sir  John 
Bray  moved  to  omit  "but  shall  not  lie  less  than,"  and  insert  "and  until  so  fixed  shall 
be."  This  was  negatived  by  24  votes  to  12.  An  amendment  by  Sir  George  Grey,  to 
substitute  "altered"  for  "diminished,"  was  also  negatived.  (Conv.  Deb.,  Syd.  L1891], 
pp.  578-85.) 

At  the  Adelaide  session,  1897,  the  clause  was  intro^luced  as  follows  : — "  The  annual 
salary  of  the  Governor-General  shall  be  ten  thousand  pounds,  and  shall  be  payable  to  the 
Queen  out  of  the  Consolidated  Revenue  Fund  of  the  Commonwealth."  In  Committee, 
ou  the  motion  of  Mr.  Higgins,  the  words  "  Until  the  Parliament  otherwise  provides" 
were  prefixed.  An  amendment  by  Mr.  Howe,  to  substitute  "seven  "for  "ten,''  was 
negatived.  On  Mr.  Barton's  motion,  the  second  paragraph  was  added.  (Conv.  Deb., 
Melb.,  pp.  629-33  ) 

At  the  Sj'dney  session,  suggestions  by  the  Legislative  Assembly  and  Legislative 
Council  of  South  Australia,  to  reduce  the  salary  to  £7,000  and  £8,000  respectively,  were 
negatived,  as  was  also  an  amendment  by  ^Ir.  Glynn  to  omit  the  second  paragraph. 
(Conv.  Deb.,  Syd.  [1897],  p.  254.)  Drafting  amendments  to  the  first  paragraph  brought 
it  into  its  present  shape. 

§  57.    "  Salary  of  the  Governor-General." 

"On  May  22,  1868,  at  the  close  of  the  first  session  of  Parliament  of  the  new 
Dominion  of  Canada,  an  Act  passed  by  the  Senate  and  House  of  Commons  '  to  fix  the 
salary  of  the  Governor-General'  was  reserved  for  the  consideration  of  Her  Majesty's 
pleasure  thereon.  It  was  proposed,  by  this  Act,  to  reduce  the  salary  of  the  (rovernor- 
General  from  £10.0<X),  at  which  rate  it  had  Ijeen  fixed  by  the  Imperial  Act.  of  Union,  in 
1867  (subject  to  alteration  by  the  Parliament  of  Canada),  to  £6,500.  But  on  July  3l», 
1868,  the  Secretary  of  State  for  the  Colonies  notified  Lord  ilonck  (the  Governor-General) 
that  while  it  was  '  with  reluctance,  and  only  on  serious  occasions,  that  the  Queen's 
government  can  advise  Her  Majesty  to  withhold  the  royal  sanction  from  a  bill  which  has 
passed  two  branches  of  the  Canadian  Parliament,'  yet  that  a  regard  for  the  interests  of 
Canada,  and  a  well-founded  apprehension  that  a  reduction  in  the  salary  of  the  Governor 
which  would  place  the  office,  as  far  as  salary  is  a  standard  of  recognition,  in  the  third 
class  among  colonial  governments,  obliged  Her  Majesty's  Government  to  advise  that  this 
bill  should  not  be  permitted  to  become  law.  In  accordance  with  the  opinions  entertained 
by  the  Imperial  Government  on  this  subject,  and  with  the  right  to  legislate  thereon, 
which  was  expressly  conferred  upon  the  Parliament  of  Canada  by  the  105th  section  of  the 
British  North  America  Act,  the  Dominion  Parliament,  in  1869,  re  enacted,  by  their  own 
authority,  the  clause  of  the  Imperial  statute  which  fixed  the  salary  of  the  Governor- 
General  at  £10, (MX)  sterling,  the  same  to  l>e  payable  out  of  the  consolidated  revenue  of 
Canada.  This  Act  was  necessarily  reserved,  under  the  royal  instructions  ;  but  it  received 
the  assent  of  Her  Majesty  in  council  on  August  7,  1869.  From  this  date,  no  further 
attempt  has  been  made  to  reduce  the  salary  of  the  Governor-General."  (Todd,  Pari. 
Gov.  in  the  Col.,  2nd  ed.,  p.  177.) 

"  The  present  compensation  of  the  President  of  the  United  States,  as  fixed  by  statute, 
is  $50,000  per  annum,  together  with  the  use,  as  a  residence,  of  the  executive  mansion, 
and  of  the  furniture  and  effects  kept  therein."     (Burgess,  Political  Sc,  II.  p.  244.) 

'■  I  think  we  might  trust  the  Federal  Parliament  Mith  fixing  the  amount,  and  then, 
of  course,  there  will  be  an  after-clause  that  the  salary  of  no  Governor-General  is  to  be 
changed  during  his  term  of  office  That  is  only  fair.  But  we  might  trust  the  Federal 
Parliament  with  saying  from  time  to  time  how  much  salary  should  be  paid  to  the 
Governor-General."  '  (Mr.  H.  B.  Higgins,  Conv.  Deb.,  Adel.  [1897],  p.  629.) 

"  I  beg  to  say  that  the  object  of  the  Constitutional  Committee  was  to  lift  this 
♦juestion  of  the  salai-y  of  the  Governor-General  above  that  incessant  nagging  and  criticism 
which  has  given  rise  to  some  of  the  most  discreditable  episodes  in  our  political  life.  We 
have  had  in  our  various  Parliaments  all  sorts  of  questions  as  to  the  value  of  a  Governor, 
or  the  value  of  our  connection  with  the  British  Crown,  with  a  view  to  diminish  his 
salary.  The  Governor-General  is  the  only  constitutional  link  we  have  between  the 
mother-country  and  ourselves,  and  £10,000  is  not  too  small  a  sum  ;  indeed,  everyone  will 
admit  that  it  is  a  fair  salary.  This  is  the  salary  of  the  President  of  the  United  States, 
and  the  object  of  the  Constitutional  Committee  wais  to  lift  the  office  of  the  Governor- 
General,  and  the  person  himself,  above  the  attacks  to  which  I  have  referred — attacks 
which  are  made  by  persons  who  either  despise  the  British  Crown,  or  wish  to  subvert  the 
•26 


402  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  4. 

position  of  the  Governor-General.  Under  cover  of  these  arguments,  attacks  are  made 
upon  the  individuals  wlio  represent  the  Queen  in  the  different  colonies.  As  the  Governor- 
General  is  to  be  a  visible  link  between  the  British  empire  and  ourselves,  we  should  place 
him  beyond  the  possibility  of  any  trafficking  being  indulged  in  about  the  question  of 
salary."     (Mr.  G.  H.  Reid,  id.,  p.  629.) 

"  I  feel  as  strongly  as  Mr.  Reid  does  the  undesirability  of  fiequent  attacks  upon 
the  Governor,  or  his  salary,  or  his  perquisites,  or  anything  else  that  belongs  to  him  ;  but 
I  am  afraid  that  liability  to  attack  would  not  be  at  all  lessened  if  people  were  disposed 
to  make  it  by  inserting  this  provision  for  a  fixed  salary.  My  own  inclination  is  that  the 
reverse  would  be  the  case,  because  if  people  were  disposed  to  cast  unpleasant  aspersions 
upon  the  Governor-General  they  would  be  more  likely  to  do  so  if  they  could  not  relieve 
any  antagonistic  feeling  they  had  by  reducing  his  salary  or  that  of  his  successors.  There 
is  a  great  deal  of  human  nature  in  man,  and  if  people,  however  fair  they  might  wish  to 
be,  felt  they  could  not  gratify  in  any  other  way  the  criticism  they  may  wish  to  indulge 
in.  they  would  indulge  in  it  with  a  great  deal  more  acerbity  if  thej'  could  not  touch  the 
salary  of  the  Governor-General  or  his  successor.  We  may  very  fairly  leave  it  with  the 
Federal  Parliament  we  are  going  to  constitute,  and  the  men  who  will  compose  this 
Senate  and  House  of  Representatives,  to  deal  fairly  and  honourably  with  the  Governor- 
General  and  his  salary."     (Mr.  .J.  H.  Symon,  id.,  p.  630.) 


Provisions  relating  to  Governor-General. 

4,  The  provisions  of  this  Constitution  relating  to  the 
Governor-General  extend  and  apply  to  the  Governor-General 
for  the  time  being,  or  such  person  as  the  Queen  may  appoint^* 
to  administer  the  Government  of  the  Commonwealth ;  but  no 
such  person  shall  be  entitled  to  receive  any  salary  from  the 
Commonwealth  in  respect  of  any  other  office^''  during  his 
administration  of  the  Government  of  the  Commonwealth. 

Canada.— The  provisions  of  this  Act  referring  to  the  Governor-General  extend  and  apply  to 
the  Governor-General  for  the  time  being  of  Canada,  or  other  the  Chief  Executive  Officer 
or  Administrator  for  the  time  being  carrying  on  the  Government  of  Canada  on  behalf  and 
in  the  name  of  the  Queen,  by  whatever  title  he  is  designated.— B.N.A.  Act,  1867,  sec.  10. 

Historical  Note. — Clause  4,  Chap.  I.,  of  the  Commonwealtli  Bill  of  1891  was  as 
follows  : — 

"  The  provisions  of  this  Constitution  relating  to  the  Governor-General  extend  and 
apply  to  the  Governor-General  for  the  time  being  or  other  the  Chief  Executive  Officer  or 
Administrator  of  the  Govenmieiit  of  the  Commonwealth,  by  whatever  title  he  is  desig- 
nated." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  as  follows  : — 

"The  provisions  of  this  Constitution  relating  to  the  Governor-General  extend  and 
apply  to  the  Governor-General  for  the  time  being,  or  such  other  person  as  the  Queen 
may  appoint  to  be  the  Chief  Executive  Officer  or  Administrator  of  the  Government  of 
the  Commonwealth  ;  but  no  such  person  shall  be  entitled  to  receive  any  salarj'  in  respect 
of  any  other  office  under  the  Crown  during  his  administration  of  the  Government  of  the 
Commonwealth." 

In  Committee  the  words  "under  the  Crown"  were  omitted,  and  "from  the 
Commonwealth"  inserted  after  "  salary."  (Con v.  Deb.,  Adel.,  pp.  6.33-5  )  At  the  Mel- 
bourne session,  drafting  amendments  were  made  after  the  fourth  report. 

§  58.    ''  Such  Person  as  the  Queen  may  Appoint." 

These  words  refer  to  the  appointment  of  an  acting  Governor-General  or  Adminis- 
trator of  the  Government  of  the  Commonwealth,  appointed  under  commission  by  the 
Queen.  This  officer,  when  so  appointed,  is  authorized  to  exercise  all  the  powers  and 
functions  of  the  Governor-General.  He  is  not  to  be  confused  with  the  Deputy  Governor 
General,  provided  for  by  sec.  126.     A  Deputy  Governor-General  can  onlj'  be  appointed 


1 


§§58-59.] 


THE  PARLIAMENT.  403 


by  the  Governor-General  himself  nnder  the  authority  of  the  Queen,  and  can  only  exercise 
such  powers  and  functions  as  are  assigned  to  him  by  the  Governor-General,  subject  to 
any  limitations  imposed  by  the  Queen  ;  and  the  appointment  of  a  Deputy  does  not  affect 
the  exercise  by  the  Governor-General  himself  of  those  powers.     (See  sec.  126. ) 

'•  During  the  temporary  absence  of  a  Governor  from  his  colony,  it  was  formerly  the 
general  practice  for  the  Crown,  by  a  dormant  commission  under  the  sign-manual,  to 
empower  the  Chief  Justice  or  senior  judge  therein  to  act  as  administrator  of  the 
government ;  but  difficulties  having  sometimes  arisen  in  carrying  out  an  arrangement  of 
this  kind,  it  is  not  now  invariably  resorted  to,  at  least,  in  the  first  instance.  Instead  of 
this  provision  to  supply  the  place  of  an  absent  Governor,  it  is  now  customary  either  to 
appoint  a  Lieutenant-Governor  or  Administrator  of  the  Government  under  the  royal 
sign -manual ;  or  else  that  the  senior  olficer  for  the  time  being  of  Her  Majesty's  regular 
troops  in  the  colony  shall  be  empowered  to  act  in  this  capacity.  But  where  no  such 
provision  has  been  made,  it  is  usual  and  appropriate  for  the  Chief  Justice  or  senior  judge 
to  be  authorized  to  act  as  Administrator  of  the  Government,  in  the  event  of  the  death, 
incapacity,  removal  or  departure  from  the  Government  of  the  Governor  and  (if  there  be 
such  an  officer)  of  the  Lieutenant  Governor  of  the  colony."  (Todd,  Pari.  Gov.  in  the 
Col,  2nded.  p.  123.) 

§  59.    "  Salary    ...    in  Respect  of  any  other  Office.** 

At  the  Adelaide  session  of  the  Convention,  a  section  was  _  inserted  in  Chapter  III. 
providing  that  no  person  holding  any  judicial  office  should  be  appointed  to  or  be  capable 
of  holding  the  office  of  Governor-General,  Lieutenant-Governor,  Chief  Executive 
Officer,  or  Administrator  of  the  Government.  (Adel.  Bill,  sec.  80  ;  Conv.  Deb.  Adel. 
pp.  1174-6  )  At  the  Melbourne  session,  this  section  was  eliminated  on  the 
ground  that  it  contained  an  undue  limitation  of  the  prerogative  of  the  Crown,  and 
that  it  might  prejudically  restrict  the  choice  of  the  Crown  in  the  appointment  of  an 
Administrator  of  the  Government  for  the  time  being.  The  Queen  has  now,  therefore, 
unfettered  discretion  in  the  selection  and  appointment  of  an  Administrator  of  the 
Federal  Government  ;  he  may  be  an  Imperial  officer ;  he  may  be  an  officer  of  the 
Commonwealth,  such  as  President  of  the  Senate  or  a  Judge  of  the  High  Court ;  he  may 
be  a  Governor  of  a  State  or  other  State  officer  ;  or  he  may  not  occupy  anj-  official  position 
whatever  at  the  time  of  his  appointment.  No  qualification  or  disqualification  for  the 
office  is  prescribed,  the  Queens  choice,  in  conformity  with  the  advice  of  her  Imperial 
Ministers,  being  considered  a  sufficient  guarantee  for  the  appointment  of  a  suitable  and 
acceptable  Federal  Administrator,  as  well  as  for  that  of  Governor-General  himself.  No 
mention  is  made  in  this  section  of  the  salary  to  be  paid  to  the  Administrator  for  his 
services  in  that  capacity.  It  may  be  assumed  that  he  will  be  paid  out  of  the  £10,000 
per  year  payable  to  the  Queen  out  of  the  consolidated  fund  of  the  Commonwealth  for 
the  maintenance  of  the  Governor-Generalship,  and  that  the  amount  will  be  apportioned 
in  some  manner  satisfactory  to  the  Imperial  Government.  There  is,  however,  a  distinct 
provision  that  no  person  acting  as  Administrator  shall  be  entitled  to  receive  any  salary 
from  the  Commonwealth  in  respect  of  any  other  office  during  his  administration  of  the 
Government  of  the  Commonwealth.  This  inhibition  will  prevent  a  Federal  Judge, 
should  he  be  appointed  Administrator,  or  the  President  of  the  Senate,  should  he  be 
so  appointed,  from  receiving  the  salary  annexed  to  those  respective  offices  during  his 
administration  of  the  Government.  But  should  the  Governor  of  a  State  or  other  State 
officer  be  so  appointed,"it  wQl  be  competent  for  him  to  receive  the  salary  of  his  State 
office  as  well  as  the  salary  for  the  Federal  office. 


404  COMMENTARIES  ON  THE  CONSTITUTION.  tSec.  5. 

Sessions  of  Parliament.     Prorogation  aiid  dissolution.     Summoning  Parliament. 

First  Session. 

5.  The  Governor-General  may  appoint  such  times*'  for 
holding  the  sessions  of  the  Parliaments^  as  he  thinks  fit,  and 
may  also  from  time  to  time,  by  Proclamation  or  otherwise, 
prorogue*^  the  Parliament,  and  may  in  like  manner  dissolve®* 
the  House  of  Representatives. 

After  any  general  election  the  Parliament  shall  be 
summoned®*  to  meet  not  later  than  thirty  days  after  the  day 
appointed  for  the  return  of  the  writs*'\ 

The  Parliament  shall  be  summoned  to  meet  not  later 
than  six  months  after  the  establishment  of  the  Common- 
wealth. 

United  Statks. — The  Congress  shall  assemble  at  least  once  in  every  j'ear,  and  such  meeting 
shall  be  on  the  first  Monday  in  December,  unless  they  shall  by  law  appoint  a  different  day. 
— Const.,  Art.  I.,  sec.  4,  subs.  2. 

Canada. — The  Parliament  of  Canada  shall  be  called  together  not  later  than  six  months  after 
the  union.— B.N.A.  Act,  1867,  sec.  19. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  the  first  and  third  para- 
graphs of  this  section  were  contained,  in  almost  identical  words,  in  Clause  6  of  Chap.  I. ; 
whilst  the  substance  of  the  second  paragraph  was  added  to  clause  42  in  Committee,  on 
the  motion  of  Sir  John  Bray.     (Conv.  Deb.,  Syd.  [1891],  pp.  585,  643-62.) 

At  the  Adelaide  session,  the  same  provisions  Mere  introduced  almost  verbatim. 
(Conv.  Deb.,  Adel.,  p.  635.)  At  the  Sj'dney  session,  the  question  of  dissolving  the 
Senate  was  raised,  and  the  clause  was  postponed  till  the  deadlock  question  had  been 
settled.     (Conv.  Deb.,  Syd.  [1897],  pp.  254-6,  987.) 

At  the  Melbourne  session,  drafting  amendments  were  made  before  the  first  report 
and  after  the  fourth  report ;  the  second  paragraph  being  brought  up  from  the  "  Dura- 
tion of  House  of  Representatives "  clause  (sec.  28). 

§  60.      "May  Appoint  such  Times." 

This  is  the  first  section  in  the  Constitution  in  which  a  specific  power  to  perform 
executive  acts  is  vested  in  the  Governor-General.  It  will  be  noticed  that  the  section 
states  that  the  Governor-General  may  perform  these  acts,  and  there  is  no  reference  to 
his  so  acting  by  the  advice  of  the  Federal  Executive  Council.  The  powers  conferred  on 
the  Governor-General  by  this,  and  other  sections  similarly  worded,  may  be  here 
summarized  for  the  purpose  of  comparing  them  with  other  powers  conferred  on  the 
Governor-General  in  Council. 

Statutory  Powers  of  the  Governor-General.— The  Governor-General  may 
appoint  the  times  for  the  holding  the  sessions  of  Parliament  (sec.  5). 

The  Governor-General  may  prorogue  Parliament  (sec.  5). 

The  Governor-General  may  dissolve  the  House  of  Representatives  (sec.  5). 

The  Governor-General  shall  notify  to  the  Governor  of  a  State  interested  the 
happening  of  a  vacancy  in  the  Senate  (sec.  21). 

The  (iovemor-General  may  recommend  to  Parliament  the  appropriation  of  revenue 
or  money  (sec.  56). 

The  Governor-General  may  dissolve  the  Senate  and  the  House  of  Representatives 
simultaneously  (sec.  57). 


§60.1 


THE  PARLIAMEXT.  405 


The  Governor- General  may  convene  a  joint  sitting  of  members  of  both  Houses 
(sec.  57.) 

The  Governor-General  may  assent  in  the  Queen's  name  to  a  proposed  law,  or  with- 
hold assent,  or  reserve  the  law  for  the  Queen's  pleasure  (sec.  58). 

The  Governor-General  may  recommend  to  Parliament  amendments  in  proposed 
laws  (sec.  58. ) 

The  Governor-General  may  exercise,  as  the  Queen's  representative,  the  executive 
power  of  the  Commonwealth  (sec.  61). 

The  Governor-General  shall  choose  and  sunmion  members  of  the  Federal  Executive 
Coimeil,  and  may  dismiss  them  (sec.  62>. 

The  Governor-General  may  appoint  officers  to  administer  departments  of  State,  and 
may  dismiss  them  (sec.  64K 

The  Governor-General  may,  in  the  absence  of  Parliamentary  provision,  direct  what 
offices  shall  be  held  by  Ministers  of  State  (sec  65). 

The  Governor-General  as  the  Queen's  representative  has  the  command-in-chief  of 
the  naval  and  military-  forces  (sec.  68). 

The  Governor-General  may  proclaim  dates  when  certain  departments  shall  be 
transferred  to  the  Commonwealth  (sec.  69). 

The  Governor-General  may,  "  in  respect  of  matters  which,  under  this  Constitution, 
pass  to  the  Executive  Government  of  the  Commonwealth,"'  exercise  all  powers  and 
functions  which  at  the  establishment  of  the  Commonwealth  are  vested  in  the  Governor 
of  a  colony  (sec.  70). 

Statctoky  Powers  of  the  Governor  Gexerai.  ix  Couscil.. — On  the  other  hand 
there  are  numerous  sections  in  which  authority  to  do  executive  acts  is  vested  expressly 
in  the  Governor-General  in  Council,  thus  : — 

The  Governor-General  in  Council  may  issue  writs  for  general  elections  of  the  House 
of  Representatives  (sec.  32). 

The  Governor-General  in  Council  may  issue  writs  for  elections  to  fill  vacancies  in 
the  House  of  Representatives  (sec.  3.3). 

The  Governor-General  in  Council  may  establish  departments  of  State  (sec.  64). 

The  Governor-General  In  Council  uuay  appoint  and  remove  all  officers  except 
-Ministers  of  State  (sec.  67). 

The  Governor-General  in  Council  may  exercise,  "  in  respect  of  matters  which  under 
this  Constitution  pass  to  the  Executive  Government  of  the  Commonwealth,"  all  powers 
and  functions  which  at  the  establishment  of  the  Commonwealth  are  vested  in  the 
Governor  of  a  colony  with  the  advice  of  his  Executive  Council  (sec.  70). 

The  Governor-General  in  Council  shall  appoint  the  Justices  of  the  High  Court,  and 
may  appoint  Justices  of  other  Federal  Courts  (sec.  72). 

The  Governor-General  in  Council  may,  on  addresses  from  both  Houses,  remove 
Justices  of  the  High  Court  and  of  other  Federal  Courts  (sec.  72). 

The  Governor-General  in  Council  may  draw  money  from  the  Federal  Treasury  and 
expend  the  same  until  the  first  meeting  of  the  Parliament  (sec.  83). 

The  Governor-General  in  Council  may  appoint  members  of  the  Inter-State  Com- 
mission (sec.  103). 

The  Governor-General  in  Council  may,  on  addresses  from  both  Houses,  remove 
members  of  the  Inter  State  Commission  (sec.  103). 

Mode  of  Exercisixg  thkse  Powers. — Without  anticipating  our  general  comments 
ou  the  Executive  Government  of  the  Commonwealth,  which  naturallj-  appear  under  the 
heading  of  Chapter  II.  (note  §  271)  it  may  be  advisable  here  to  make  a  preliminary 
observation  in  explanation  of  the  two  groups  of  executive  powers,  so  classified. 


406  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  5. 

The  first  group  includes  powers  which  properly  or  historically  belong  to  the  pre- 
rogatives of  the  Crown,  and  survive  as  parts  of  the  prerogative  ;  hence  they  are  vested 
in  the  Governor-General,  as  the  Queen's  representative.  The  second  group  includes 
powers  either  of  purely  statutory  origin  or  which  have,  by  statute  or  custom,  been 
detached  from  the  prerogative  ;  and  they  can,  therefore,  without  any  constitutional 
impropriety,  be  declared  to  be  vested  in  the  Governor-General  in  Council.  But  all  thos? 
powers  which  involve  the  performance  of  executive  acts,  whether  parts  of  the  prerogative 
or  the  creatures  of  statuJte,  will,  in  accordance  with  constitutional  practice,  as  developed 
by  the  system  known  as  responsible  government,  be  performed  by  the  Governor- 
General,  bj'^  and  with  the  advice  of  the  Federal  Executive  Council.  (See  Note  §  275.) 
If  the  section  now  under  review  had  been  made  to  read  "  the  Governor-General  in 
Council  may  appoint  such  times  for  holding  the  sessions  of  the  Parliament,"  &c  ,  the 
words  "  in  Council  "  would  have  been  an  invasion  of  the  Roj'al  prerogative  ;  because  it 
is  invariably  recognized  as  a  prerogative  of  the  Crown  to  summon,  prorogue  and  dissolve 
Parliament.  The  words  would  moreover  have  been  mere  surplusage  ;  nothing  would 
have  been  gained,  since  parliamentary  government  has  well  established  the  principle 
that  the  Crown  can  perform  no  executive  act,  except  on  the  advice  of  some  minister 
responsible  to  Parliament.  Hence  the  power  nominally  placed  in  the  hands  of  the 
Governor-General  is  really  granted  to  the  people  through  their  representatives  in  Parlia- 
ment. Whilst,  therefore,  in  this  Constitution  some  executive  powers  are,  in  technical 
phraseology,  and  in  accordance  with  venerable  customs,  vested  in  the  Governor-General, 
and  others  in  the  Governor-General  in  Council,  they  are  all  substantially  in  pari  materia, 
on  the  same  footing,  and,  in  the  ultimate  resort,  can  only  be  exercised  according  to  the 
will  of  the  people. 

"  There  are  certain  prerogative  rights  which  have  been  long  demitted  or  got  rid  of 
by  statute  or  by  other  practice — generally  by  statute — and  in  any  statute  drafted  the 
words  "  in  Council "  are  inserted.  There  are  certain  other  prerogative  rights  which, 
not  having  been  the  subject  of  such  demission,  as  it  is  sometimes  called,  I  believe,  not 
having  been  given  up  in  any  way,  apparently,  are  not  so  described  in  a  statute.  There 
are  certain  prerogative  rights — this  was  all  gone  into  at  Adelaide,  and  decided  by  the 
Convention  according  to  the  contention  I  am  advocating — which  are  not  described  in  a 
statute  as  rights  of  the  Governor  in  Council,  simply  because  no  statute  has  ever  dealt 
with  them,  and  because  they  belong  to  that  part  of  the  prerogative  which  has  never 
been  nominally  given  up  by  the  Crown.  Of  such  is  the  power  to  summon  and  dissolve 
Parliament,  to  which  no  one  who  understood  these  matters  would  dream  of  adding 
the  words  '  in  Council.'  But  yet  these  rights  can  never  be  exercised  without  the  advice 
of  a  responsible  Minister,  and  if  that  advice  is  wrongly  given  it  is  the  Minister  who 
suffers."     (Mr.  E.  Barton,  Conv.  Ueb.,  Melb.,  pp.  2263-4.) 

The  executive  powers  referred  to,  however,  must  not  be  confounded  with  the 
authority  vested  in  the  Governor-General  to  assent  to  a  proposed  law  oi  withhold  his 
assent  or  to  reserve  it  for  the  Queen's  pleasure.  (See  Note,  §  267.)  This  is  not  an 
executive,  but  a  legislative  power  entrusted  to  him  as  the  Queen's  representative  and 
one  which  he  may  exercise  "according  to  his  discretion."  That  is  the  only  section  in 
which  a  discretionary  power  is  clearly  and  unequivocally  given  to  the  Governor-General  ; 
it  is  in  reference  to  matters  of  legislation  and  not  matters  of  administration.  (See  Note, 
§  271,  "The  Executive  Government.") 

§  61.    "Holding  the  Sessions  of  the  Parliament." 

"  It  is  by  the  act  of  the  Crown  alone  that  Parliament  can  be  assembled.  The  only 
occasions  on  which  the  Lords  and  Commons  have  met  by  their  own  authority,  were  pre- 
viously to  the  restoration  of  King  Charles  II.,  and  at  the  Revolution  in  1688.  The  hrst 
Act  of  Charles  the  Second's  reign  declared  the  Lords  and  Commons  to  be  the  two  houses 
of  Parliament,  notwithstanding  the  irregular  manner  in  which  they  had  been  assembled  ; 
and  all  their  Acts  were  confirmed  by  the  succeeding  Parliament  summoned  by  the  king, 
which  however  qualified  the  confirmation  of  them,  by  declaring  that  '  the  manner  of  the 
assembling,  enforced  by  the  difficulties  and  exigencies  which  then  lay  upon  the  nation,  is 
not  to  be  drawn  into  example.'  In  the  same  manner,  the  first  Act  of  the  reign  of 
William  and  Mary  declared  the  Convention  of  Lords  and  Commons  to  be  the  two  houses 


§§  62-63.] 


THE  PARLIAMENT.  407 


of  Parliament,  as  if  they  had  been  summoned  according  to  the  usual  form  ;  and  the 
-ucceeding  Parliament  recognized  the  legality  of  their  Acts."     (May,  Pari.  Prac.,  10th 
.1,  p.  38.) 

§  62.    "Prorogue." 

Prorogation  is  the  continuance  of  the  Parliament  from  one  session  to  another,  as  an 
adjournment  is  a  continuance  of  the  session  from  day  to  day.  Prorogation  puts  an  end 
to  the  session,  and  quashes  any  Bills  which  are  begun  and  not  perfected.  According  to 
the  practice  of  the  Imperii!  Parliament,  such  Bills  must  be  resumed  de  novo  (if  at  all) 
in  a  subsequent  session,  as  if  they  had  not  previously  been  introduced.  (See  Tomlins, 
Vol.  11.  Parliament,  \-iii.;  May,  Pari.  Prac.  10th  ed.  p.  43.)  The  Houses  may,  however, 
by  standing  orders  provide  for  the  resumption  of  such  Bills,  upon  motion,  at  the  stage 
at  which  they  were  interrupted.  (See,  for  instance.  Standing  Orders,  200-2,  of  Legis- 
lative Council,  New  South  Wales  ;  Standing  Orders,  295-7,  of  Legislative  Assembly, 
New  South  Wales. )  A  prorogation  may  be  effected  by  commission,  but  the  usual  course 
is  by  proclamation. 

"  Both  Houses  are  necessarily  prorogued  at  the  same  time,  it  not  being  a  prorogation 
of  the  House  of  Lords  or  Commons,  but  of  the  Parliament.  The  session  is  never 
understood  to  be  at  an  end  until  a  prorogation  ;  though,  unless  some  Act  be  passed  or 
some  judgment  given  in  Parliament,  it  is  in  truth  no  session  at  alL"  (Tomlins,  vol.  11, 
Parliament. ) 

"All  orders  of  Parliament  determine  by  prorogation,  and  one  taken  by  order  of  the 
Parliament  after  their  prorogation,  may  be  discharged  on  an  habeas  corpxis,  as  well  as 
after  a  dissolution  ;  but  it  was  long  since  determined  that  the  dissolution  of  a  Parliament 
did  not  alter  the  state  of  impeachments  brought  up  by  the  Commons  in  a  preceding 
Parliament."     (Id.) 

"  The  Crown  may  bring  the  session  to  an  end  by  a  prorogation,  which  has  the  effect 
of  quashing  all  proceedings,  except  impeachments  and  appeals  before  the  House  of  Lords. 
Parliament  is  prorogued  by  the  sovereign  in  person  in  the  House  of  Lords,  or  by 
commission  ;  it  may  also  be  prorogued  b\'  proclamation  from  the  day  for  which  it  was 
summoned,  or  to  which  it  had  been  previously  prorogued."  (.Encyclopedia,  Laws  of 
England  IX.  p.  401.) 

§  63.    "Dissolve." 

This  section  confers  upon  the  Grovemor-Greneral  the  power  to  dissolve  the  House  of 
Representatives  before  the  expiration  of  the  three  years  for  which  it  is  elected.  By 
section  57  the  Governor-General,  in  the  circumstances  therein  specified,  is  further 
authorized  to  dissolve  the  Senate  and  the  House  of  Representatives  simultaneously. 

Graxtixg  a  Dissolctiox. — It  is  the  prerogative  of  the  Crown  to  dissolve  an 
existing  Parliament  subject  only  to  the  constitutional  rule  that  this  great  power, 
described  by  Sir  Charles  G.  Duffy  as  "the  most  popular  of  all  the  prerogatives,"  and  one 
of  immense  utility,  can  be  exercised  only  on  the  advice  and  approval  of  a  Minister  of 
State  directly  responsible  to  the  national  chamber.  The  granting  of  a  dissolution  is,  of 
course,  an  executive  act,  the  ministerial  responsibility  for  which  can  be  easily  established. 
The  following  have  been  suggested  as  the  leading  considerations  which  should  reasonably 
support  and  justify  ministerial  advice  in  favour  of  a  dissolution  (Todd,  2nd  ed.  p.  771): 
(i.)  When  a  vote  of  "no  confidence"  is  carried  against  a  government  which 

has  not  already  appealed  to  the  country, 
(ii.)  When  there  are  reasonable  grounds  to  believe  that  an  adverse  vote  against 
the  government  does  not  represent  the  opinions  and  wishes  of  the  coimtry, 
and  would  be  reversed  by  a  new  Parliament, 
(iii.)  When  the  existing    Parliament   was   elected   under   the   auspices   of  the 

opponents  of  the  government. 

(iv.)  When    the    majoritj-   against   a   government   is   so   small   as   to   make   it 

improbable  that  a  strong  government  can  be  formed  from  the  opposition. 

Refusixg  a  Dissolctiox.  —The  refusal  of  a  dissolution,  recommended  by  a  Minister 

of  State,  is  not  an  executive  act ;  it  is  a  refusal  to  do  an  executive  act.     It  seems  to  be 


408  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  5. 

generally  admitted  bj'  constitutional  authorities  that  the  Crown  has  still  an  undoubted 
constitutional  right  to  withhold  its  consent  to  the  application  of  a  minister  for  permission 
to  dissolve  Parliament.  The  sovereign,  it  is  said,  ought  not  to  be  a  mere  passive 
instrument  in  the  hands  of  ministers  ;  it  is  not  merely*  the  right  but  the  dutj'  of  the 
sovereign  to  exercise  his  judgment  on  the  adWce  so  tendered. 

"  And  though,  by  refusing  to  act  upon  that  advice,  he  incurs  a  serious  responsi- 
bility, if  they  should  in  the  end  prove,  to  be  supported  bj'  public  opinion,  there  is, 
perhaps,  no  case  in  which  this  respousibilitj'  may  be  more  safely  and  more  usefully 
incurred  than  when  ministers  have  asked  to  be  allowed  to  appeal  to  the  people  from  a 
decision  pronounced  against  them  by  the  House  of  Commons.  For  they  might  prefer 
this  request  when  there  was  no  probability  of  the  vote  of  the  House  being  reversed  by 
the  nation,  and  when  the  measure  would  be  injurious  to  the  public  interests.  In  such  a 
case,  the  sovereign  ought  clearly  to  refuse  to  allow  a  dissolution."  (Todd,  Pari.  Govt,  in 
England.  II.,  2nd  ed.,  510.) 

"  The  power  of  dissolution  is.  of  all  the  trusts  vested  in  His  Majesty,  the  most 
critical  and  delicate."     (Burke,  Works,  III.,  p.  525.) 

"  It  is  a  great  instrument  in  the  hands  of  the  Crown,  and  it  would  have  a  tendency 
to  blunt  the  instrument  if  it  were  emploj-ed  without  grave  necessity."  (Sir  Robert  Peel, 
Speeches,  IV.,  p.  710.) 

"  It  seems  to  be  generally  supposed  that  a  defeated  minister  is  entitled,  if  he  think 
fit,  at  once  to  'appeal  to  the  country.'  The  concurrence  of  the  Crown  is  assumed  as  a 
matter  of  course.  But  although  ministers  may  advise  a  dissolution,  the  King  is  by  no 
means  bound  to  follow  that  advice.  The  refusal  to  grant  the  dissolution  would  indeed 
be  a  sufficient  ground  for  tlie  resignation  of  ministers  ;  but,  on  the  other  hand,  com- 
pliance with  the  I'equest  can  only  be  meant  to  assist  them  against  the  hostility  of  Parlia- 
ment. Such  assistance  the  King  cannot  and  ought  not  indiscriminately  to  give.  The 
question  therefore  arises  in  what  circumstances,  according  to  modern  constitutional 
usage,  ought  the  prerogative  of  dissolving  Parliament  to  be  exercised."  (Hearn's  Gov. 
of  Kng.,  p.  162.) 

"  Except  where  some  organic  change  has  been  effected  in  the  construction  of  Par- 
liament, the  only  reason  which  can  induce  the  King  prematurely  to  dismiss  his  Great 
Council  must  be  either  that  the  advice  that  he  obtains  from  it  is  unacceptable  to  him,  or 
that  he  can  obtain  no  definite  and  decided  ad\-ice,  or  that  the  two  portions  of  his  Council 
are  discordant.  Jn  other  Mords.  either  there  is  a  difference  of  opinion  between  the 
Crown  and  the  House  of  Commons  on  the  subject  of  some  ministry' ;  or  the  different 
parties  in  the  Commons  are  so  equally  di\ided  that  business  is  obstructed  ;  or  the  two 
Houses  cannot  on  some  material  question  come  to  an  agreement."  (Hearn's  Gov.  of 
Eng.,  p.  163  4.) 

"  If  the  minister  to  whom  a  dissolution  has  been  refused  is  not  willing  to  accept  the 
decision  of  the  sovereign,  it  is  his  duty  to  resign.  He  must  then  be  repleuied  bj-  another 
minister,  who  is  prepared  to  accept  full  responsibilitj-  for  the  act  of  the  sovereign,  and 
for  its  consequences,  in  the  judgment  of  Parliament."  (Todd,  Pari.  Govt,  in  Eng.,  vol. 
ii.,  p.  408.) 

"  It  is  evident,  therefore,  that  the  sovereign — when,  in  the  exercise  of  this  preroga- 
tive, a  dissolution  is  either  granted  or  refused — must  be  sustained  and  justified  by  the 
agreement  of  a  responsible  minister.  If  this  be  constitutionally  necessary,  as  respects 
the  sovereign,  it  is  doublj'  so  in  the  case  of  a  (Governor.  For  the  sovereign  is  not 
personally  responsible  to  any  earthly  authority'  ;  but  a  Governor  is  directly  responsible 
to  the  Crown  for  every  act  of  his  administration."  (Todd,  Pari.  Govt,  in  the  Col.,  2nd 
ed.,  p.  761.) 

"  As  the  representative  of  the  Crown  in  the  dominion,  colony,  or  province,  over 
which  he  is  commissioned  to  preside,  the  power  of  dissolution  rests  absolutely  and 
exclusivel}'  with  the  Governor  or  Lieutenant-Governor  for  the  time  being.  He  is 
personally  responsible  to  the  Crown  for  the  lawful  exercise  of  this  prerogative,  but  he  is 
likewise  tx)und  to  take  into  account  the  welfare  of  the  people,  being  unable  to  divest 
himself  of  a  grave  moral  responsibility  towards  the  colony  he  is  commissioned  to  govern. " 
(Todd,  id.,  p.  800.) 

"  Whilst  this  prerogative,  as  all  others  in  our  constitutional  sj^stem,  can  only  be 
administered  upon  the  aSvice  of  counsellors  prepared  to  asssume  full  responsibilitj-  for 
the  Governor's  decision,  the  Governor  must  be  himself  the  judge  of  the  necessity  for  a 
dissolution.  The  '  constitutional  discretion '  of  the  Governor  should  be  invoked  in 
respect  to  every  case  wherein  a  dissolution  may  be  advised  or  requested  bj-  his  ministers  ; 
and  his  judgment  ought  not  to  be  fettered,  or  his  discretion  disputed,  by  inferences 
drawn  from  previous  precedents,  when  he  decides  that  a  proposed  dissolution  is  un- 
necessary or  undesirable."     (Todd,  id.,  p.  800.) 


§§  6a-64.] 


THE  PARLIAMENT.  409 


"  It  ia  the  duty  of  a  Governor  to  consider  the  question  of  a  dissolntion  of  the 
parliament  or  legislature  solely  in  reference  to  the  general  interests  of  the  people  and 
not  from  a  party  standpoint.  He  is  under  no  obligation  to  sustain  the  party  in  power 
if  he  believes  that  the  accession  to  office  of  their  opponents  would  be  more  beneficial  to 
the  public  at  large.  He  is,  therefore,  justifie*!  in  withholding  a  dissolntion  re«|ue3ted  by 
his  ministers,  when  he  is  of  opinion  that  it  was  aske<l  for  merely  to  strengthen  a  parti- 
cular party,  and  not  with  a  view  to  ascertain  the  public  sentiment  upon  disputed 
questions  of  public  policy.  These  considerations  would  always  warrant  a  governor  in 
withholding  his  consent  to  a  dissolution  applied  for,  under  such  circumstances,  by  a 
ministry  that  had  been  condemned  by  a  vote  of  the  popular  chamber.  If  he  believes 
that  a  strong  and  efficient  administration  c-ould  be  formed  that  would  command  the 
confiilenc-e  of  an  existing  Assembly,  he  is  free  to  make  trial  thereof  instead  of  c-omply- 
ing  with  the  retjuest  of  his  ministers  to  grant  them  a  dissolution  as  an  alternative  to 
their  enforced  resignation  of  office.  On  the  other  hand,  he  may  at  his  discretion  grant 
a  dissolution  to  a  ministry  defeated  in  Parliament  and  desirous  of  appealing  to  the 
nstituencies,  notwithstanding  that  one  or  both  branches  of  the  legislature  should 
:  LQionstrate  against  the  proposed  appeal,  if  only  he  is  persuaded  tiiat  it  would  be  for  the 
public  advantage  that  the  appeal  should  be  allowed."     (Todd,  id.,  p.  801.) 

"  Parliament  is  usually  dissolvetl  by  proclamation  under  the  great  seal,  after  having 
been  proroguetl  to  a  certain  day.  This  proclamation  is  issued  by  the  Queen,  with  the 
advice  of  her  Privy  Council  ;  and  announces  that  the  Queen  has  given  order  to  the 
Lord  Chancellor  of  Tireat  Britain  and  the  Lord  Chancellor  of  Ireland  to  issue  out  writs 
in  due  form,  and  according  to  law,  for  calling  a  new  Parliament  ;  and  that  the  writs  are 
to  be  returnable  in  due  course  of  law."     (May's  Pari.  Prac,  10th  ed.,  p.  46.) 

"  On  the  17th  July,  1837,  Parliament  was  prorogued  and  dissolved  on  the  same  day. 
'  )n  the  23rd  July,  1847,  the  Queen,  in  proroguing  Parliament,  announced  her  intention 
immediately  to  dissolve  it  ;  and  it  was  accordingly  dissolved  by  proclamation  on  the 
same  day.  and  the  writs  were  despatched  by  that  evening's  post  ;  and  this  course  is  now 
the  ordinary,  but  not  the  invariable  practice."     (May's  Pari.  Prac,  lOth  ed.,  p.  47.) 

§  64.     '*  The  Parliament  shall  be  Summoned." 

The  first  Federal  Parliament  will  hare  to  be  elected  and  summoned  to  meet  for  the 
despatch  of  business  not  later  than  six  months  after  the  establishment  of  the  Common- 
wealth. This  part  of  the  section  refers  to  two  important  events — (1)  the  establishment 
of  the  Commonwealth,  and  (2)  the  summoning  of  the  first  Parliament.  Several  inter- 
vening events  are  assumed  to  have  taken  place  ;  such  as  the  appointment  by  the  Governor- 
General  of  Ministers  of  State  to  c-onstitute  the  first  administration  of  the  Commoo- 
wealth,  and  the  election  of  the  first  Parliament.  A  Federal  Ministry  will  have  to  be 
appointed  immediately  upon  the  establishment  of  the  Commonwealth,  for  on  the  accom. 
plishment  of  the  union  the  departments  of  Customs  and  Excise,  in  the  several  States,  are 
b\  the  terms  of  the  Constitution  transferred  to  the  Commonwealth,  and  the  Executive 
Government  will  be  at  once  required  for  the  purpose  of  administering  those  departments 
as  well  as  for  the  purpose  of  supervising  the  issue  of  writs,  appointing  returning  officers, 
and  generally  making  arrangements  necessary  for  the  election  of  members  of  the  House 
of  Representatives.  The  writs  for  the  election  of  Senators  are  issued  by  the  Governors 
of  States.  The  various  successive  steps  and  stages  in  the  inaogoration  of  the  new 
regime  may  be  here  recapitulated  for  general  survey — 

Tbe  Passi>-g  of  the  Act.     (9th  July,  1900.) 

The  Passing  of  Electoral  Laws  bv  the  Colosial  Parixamexts. 

The  Issue  of  the  Qiteen-'s  Proclamation  (17th  September,  1900). 

The  Appointmest  of  the  Goverxor-Geseral, 

The  Arrival  of  the  Governor-General  in  Australia. 

The  Establishment  of  the  Commonwealth  and  the  Commencement  of  the 
Operation  of  the  Constitution  on  the  day  appointed  in  the  Queen's 
Proclamation  (1st  January,  1901). 

The  Transfer  of  the  Depart>ients  of  Customs  axd  Excise  to  the  Common- 
wealth (1st  January,  1901). 

The  Appointment  of  the  First  Federal  Meostrv. 

The  Issue  by  the  Governor-General  of  Writs  for  the  Election  of 
Members  of  the  House  of  Representatives. 


410  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  6. 

The  Issue  by  the  Governors  of  States  of  Writs   for  the  Election  of 

Senators. 
The  Election  of  Representatives. 
The  Election  of  Senators. 
The  Return  of  the  Writs. 
The  Summoning  of  the  New  Parliament. 
The  Meeting  of  the  New  Parliament  not  later  than  Six  Months  after 

the  establishment  of  the  Commonwealth. 

§  65.    "  Day  Appointed  for  the  Return  of  the  Writs." 

The  provision  of  this  Section,  that  after  any  general  election  the  Parliament  shall 
be  summoned  to  meet  not  later  than  thirty  days  "  after  the  daj'^  appointed  for  the  return 
of  writs"  w^ould  seem  to  refer  to  the  day  appointed  by  the  Governor-General  in  Council 
nnder  section  32,  under  which  writs  are  issued  for  general  elections  of  members  of  the 
House  of  Representatives  ;  such  writs  would  of  course  appoint  the  day  upon  which  they 
are  required  to  be  returned.  The  passage  in  this  section,  now  under  consideration,  was 
taken  from  a  paragraph  in  ch.  I.,  pt.  III.,  sec.  41  of  the  Draft  Bill  of  1891,  which 
under  the  heading  of  "Duration  of  the  House  of  Representatives,"  provided  that 
"  The  Parliament  shall  be  called  together  not  later  than  thirty  daj's  after  the  day 
appointed  for  the  return  of  the  writs  for  the  general  election."  From  this  it  appears 
"  that  the  day  appointed  ''  means  the  time  specified  for  the  return  of  the  writs  issued  by 
the  Federal  Government  for  the  election  of  the  House  of  Representatives  ;  and  that  it 
has  no  reference  to  the  times  which  maj^  be  appointed  by  the  Governors  of  States  for  the 
return  of  writs  issued  by  them  for  the  election  of  Senators  for  their  respective  States. 
It  does  not  seem  to  suggest  that  the  Governor-General  in  Council  could  limit  the  time 
within  which  the  election  of  Senators  would  have  to  be  held,  and  their  names  certified 
by  the  (governors  of  States.  The  Governor-General  in  Council  could  issue  no  mandate  to 
the  Governors  of  States  on  this  subject.  On  the  conti'ary,  the  State  authorities  can  fix 
their  own  times  for  the  election  of  senators,  without  reference  to  the  Federal  Govern- 
ment (sec.  9).  Should  any  of  the  States  omit  to  provide  for  their  representation  in  the 
Senate,  that  body  could  proceed  to  the  despatch  of  business  in  the  absence  of  senators 
from  such  State  (sec.  11),  provided  that  there  was  a  quorum  present,  consisting  of  at 
least  one-third  of  the  whole  number  of  the  senators  (sec.  22). 


Yearly  Session  of  Parliament. 

6.  There  shall  be  a  session  of  the  Parliament  once  at 
least  in  every  year®^,  so  that  twelve  months  shall  not  intervene 
between  the  last  sitting  of  the  Parliament  in  one  session  and 
its  first  sittinor  in  the  next  session. 

o 

Canada.— There  shall  be  a  session  of  the  Parliament  of  Canada  once  at  least  in  every  year,  so 
that  twelve  months  shall  not  intervene  between  the  last  sittinj^  of  the  Parliament  in  one 
session  and  its  first  sitting  in  the  next  session.— B.N. A.  Act,  1867,  s.  20. 

Historical  Note. — This  provision,  which  occurs  in  the  Constitutions  of  all  the 

Australian  colonies,  was  contained,  verbatim,  in  the  Commonwealth  Bill  of  1891,  and 

was  adopted  by  the  Convention  of  1897-8,  without  debate  or  amendment. 

§  66.     "  Once  at  Least  in  Every  Year." 

The  annual  meeting  of  the  Federal  Parliament  is  secured  by  this  section  of  the  Con^ 
stitution,  in  accordance  with  numerous  colonial  precedents.     In  the  United  KingdomJ 
however,  the  Queen  is  only  bound  by  statute  to  issue  writs  within  three  years  after  the' 
expiration  of  a  Parliament.     The  guarantee  of  an  annual  session  is  the  necessity  of  pro- 
viding money  for  the  public  service. 


§  66.] 


THE  SENATE.  411 


"  The  annual  meeting  of  Parliament,  now  placed  beyond  the  power  of  the  Crown  by 
a  system  of  finance,  rather  than  by  distinct  enactment,  had,  in  fact,  been  the  law  of 
England  from  ver^'  earl3-  times.  By  the  statute  4  Edward  III  ,  c.  14,  '  it  is  accorded 
that  Parliament  shall  be  holden  every  year  once,  [and]  [or]  more  often  if  need  be.'  And 
again,  in  the  36  Edw.  III.,  c  10,  it  was  granted  'for  redress  of  divers  mischiefs  and 
grievances  which  dailj'  happen  [a  Parliament  shall  be  holden  or]  be  the  Parliament  holden 
crery  ytar,  as  another  time  was  ordained  by  statute.'  It  is  well  known  that  by 
extending  the  words,  '  if  need  be,'  to  the  whole  sentence  instead  of  to  the  last  part  only, 
to  which  they  are  obviously  limited,  the  kings  of  England  constantly  disregarded  these 
laws.  It  is  impossible,  however,  for  any  words  to  be  more  distinct  than  those  of  the  36 
Edward  III.,  and  it  is  plain  from  many  records  that  they  were  rightly  understood  at  the 
time.  In  the  50  Edward  III.,  the  Commons  petitioned  the  king  to  establish,  by  statute, 
that  a  Parliament  should  be  held  each  year  ;  to  which  the  king  replied,  '  In  regard  to  a 
Parliament  each  year,  there  art  statutes  and  ordinances  made,  which  should  be  duly 
maintained  and  kept.'  So  also  to  a  similar  petition  in  the  1  Richard  II  ,  it  was 
answered,  '.So  far  as  relates  to  the  holding  of  Parliament  each  year,  let  the  statutes 
thereupon  be  kept  and  observed  ;  and  as  for  the  place  of  meeting,  the  king  will  therein 
do  his  pleasure.'  And  in  the  following  year  the  king  declared  that  he  had  summoned 
Parliament,  because  at  the  prayer  of  the  Lords  and  Commons  it  had  been  ordained  and 
agreed  that  Parliament  should  be  held  each  jear.  In  the  preamble  of  the  Act  16  Chas. 
I.,  c.  1,  it  was  also  distinctly  affirmed,  that  'by  the  laws  and  statutes  of  this  realm, 
Parliament  ought  to  be  holden  at  least  once  every  year  for  the  redress  of  grievances  : 
but  the  appointment  of  the  time  and  place  of  the  holding  thereof  hath  always  Ijelonged, 
as  it  ought,  to  his  majesty  and  his  royal  progenitors.'  Yet  by  the  16  Chas.  II.,  c.  1,  a 
recognition  of  these  ancient  laws  was  withheld  :  for  the  Act  of  Charles  I.  was  repealed 
as  ■  derogatory  of  his  majesty's  just  rights  and  prerogative  '  ;  and  the  statutes  of  Edward 
III  were  incorrectly  construed  to  signify  no  more  than  that  '  Parliaments  are  to  be  held 
ver\'  often.'  All  these  statutes,  however,  were  repealed,  by  implication,  by  this  Act, 
and  also  by  the  6  and  7  Will,  and  Mary,  e.  2,  which  declares  and  enacts  '  that  from 
henceforth  Parliament  shall  be  holden  once  in  three  years  at  the  least.' "  (May's  Pari. 
Prac,  pp.  38-40.) 


PART   II.— THE   SENATE. 
The  Senate. 

7.  The  Senate^"  shall  be  composed  of  senators  for  each 
State^,  directly  chosen  by  the  people  of  the  State,  voting, 
until  the  Parliament  otherwise  provides,  as  one  electorate®. 

But  until  the  Parliament  of  the  Commonwealth  other- 
wise provides,  the  Parliament  of  the  State  of  Queensland™, 
if  that  State  be  an  Original  State'\  may  make  laws  dividing 
the  State  into  divisions  and  determining  the  number  of 
senators  to  be  chosen  for  each  division,  and  in  the  absence  of 
such  provision  the  State  shall  be  one  electorate. 

Until  the  Parliament  otherwise  provides  there  shall  be 
six  senators  for  each  Original  State.  The  Parliament  may 
make  laws  increasing  or  diminishing  the  number  of  senators 
for  each  State,  but  so  that  equal  representation  of  the  several 
Original  States  shall  be  maintained"'  and  that  no  Original 
State  shall  have  less  than  six  senators. 

The  senators  shall  be  chosen  for  a  term  of  six  vears,  and 


412  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  7. 

the  names  of  the  senators   chosen  for    each  State   shall  be 
certified  by  the  Governor  to  the  Governor-General. 

United  States. — The  Senate  of  the  United  States  shall  be  composed  of  two  Senators  from 
each  State,  chosen  by  the  Lejjislature  thereof. — Const.,  Art.  I.,  sec.  3,  sub-sec.  1. 

Canada.— The  Senate  shall,  subject  to  the  provisions  of   this  Act,  consist  of  seventy-two 
members,  who  shall  be  styled  Senators.— B.N.  A.  Act,  1867,  sec.  21. 

In  relation  to  the  Constitution  of  the  Senate,  Canada  shall  be  deemed  to  consist  of 
Three  Divisions : — 

1.  Ontario ; 

2.  Quebec; 

3.  The  Maritime  Provinces,  Nova  Scotia  and  New  Brunswick ;  which  Three 
Divisions  shall  (subject  to  the  provisions  of  this  Act)  be  equally  represented  in  the 
Senate  as  follows  : — Ontario  bj' twenty-four  Senators  ;  Quebec  by  twenty-four  Senators ; 
and  the  Maritime  Provinces  by  twenty-four  Senators,  twelve  thereof  representing 
Nova  Scotia,  and  twelve  thereof  representing  New  Brunswick.— id.,  sec.  22. 

The  Governor-General  shall  from  time  to  time,  in  the  Queen's  name,  by  instrument 
under  the  Great  Seal  of  Can.ida,  summon  qualified  persons  to  the  Senate  ;  and,  subject 
to  the  provisions  of  this  Act,  every  person  so  summoned  shall  become  and  be  a 
member  of  the  Senate  and  a  Senator — Id  ,  sec.  24. 

Such  persons  shall  be  first  summoned  to  the  Senate  as  the  Queen  by  Warrant 
under  Her  Majesty's  Koyal  Sign  Manual  thinks  fit  to  approve,  and  their  names  shall  be 
inserted  in  the  Queen's  Proclamation  of  Union. — Id.,  sec.  25. 

If  at  any  time  on  the  recommendation  of  the  Governor-General  the  Queen  thinks 
fit  to  direct  that  three  or  six  members  be  added  to  the  Senate,  the  Governor-General 
may  by  summons  to  three  or  six  qualified  persons  (as  the  case  may  be),  representing 
equally  the  Three  Divisions  of  Canada,  add  to  the  Senate  accordingly. — Id.,  sec.  26. 

In  ease  of  such  addition  being  at  any  time  made,  the  Governor-General  shall  not 
summon  any  person  to  the  Senate,  except  on  a  further  like  direction  by  the  Queen  on 
the  like  recommendation,  until  each  of  the  Three  Divisions  of  Canada  is  represented 
by  twenty-four  Senators,  and  no  more. — Id.,  sec.  27. 

The  number  of  Senators  shall  not  at  any  time  exceed  seventy-light. — Id.,  sec.  28. 

A  Senator  shall,  subject  to  the  provisions  of  this  Act,  hold  his  place  in  the  Senate 
for  life.— /d.,  sec.  29. 

Historical  Note. — Clause  9,  Chap.  I.,  of  the  Commonwealth  Bill  of  1891  was  as 

follows : — 

' '  The  Senate  shall  be  composed  of  eight  members  for  each  State,  directly  chosen  by 
the  Houses  of  the  Parliament  of  the  several  States  during  a  session  thereof,  and  each 
senator  shall  have  one  vote.  The  senators  shall  be  chosen  for  a  term  of  six  j'ears.  ,  The 
names  of  the  senators  chosen  in  each  State  shall  be  certified  by  the  Governor  to  the 
Governor-General. " 

In  Committee,  the  debate  opened  with  a  warning  by  Mr.  Wrixon  that,  if  the 
Senate  were  given  large  powers,  the  clause  must  be  reconsidered  ;  "it  will  never  do  to 
give  equal  representation  to  the  smallest,  as  well  as  to  the  largest  States,  if  the  Senate 
is  to  be  a  large  and  determined  power  in  the  Constitution."  An  amendment  by  Mr. 
Munro,  to  substitute  "six"  for  "  eight,"  was  negatived.  Mr.  Kingston  proposed  to 
omit  the  words  "  directly  chosen  bj'  the  Houses,"  &c.,  so  as  to  leave  each  State  to  deter- 
mine the  mode  of  election.  The  arguments  in  favour  of  a  uniform  mode  of  election, 
however,  were  too  strong  ;  and  the  time  was  not  j'et  ripe  for  the  plan  of  direct  election. 
Mr.  Kingston's  amendment  was  negatived  by  34  votes  to  6.  (Conv.  Deb.,  Syd.  [1891], 
pp.  588-99.) 

At  the  Adelaide  session,  the  provision  was  introduced  as  follows  (part  of  clause  9) : — 

"1  he  Senate  shall  be  composed  of  six  senators  for  each  State,  and  each  senator 
shall  have  one  vote. 

"  The  senators  shall  be  directly  chosen  by  the  people  of  the  State  as  one  electorate. 

"  The  senators  shall  be  chosen  for  a  term  of  six  years,  and  the  names  of  the 
senators  chosen  by  each  State  shall  be  certified  by  the  Governor  to  the  Governor- 
General. 

•'The  Parliament  shall  have  power,  from  time  to  time,  to  increase  or  diminish  the 
number  of  senators  for  each  State,  but  so  that  the  equal  representation  of  the  several 
States  shall  be  maintained  and  that  no  State  shall  have  less  than  six  senators." 

The  discussions  upon  this  clause  at  the  Adelaide  and  Sydney  sessions  may  be  most 
conveniently  referred  to  under  separate  subject-headings. 

HqucU  Bepresentation. — At  the  Adelaide  session,  Mr.  Higgins  proposed  that  repre- 
sentation in  the  Senate  should  be  according  to  a  sliding  scale,  intermediate  between 


1 


§66]  THE  SENATE.  413 

equal  and  proportionate  representation.  This  was  negatived  by  32  votes  to  5.  (Conv. 
Deb  ,  Adel.,  pp.  641-68,  1190.)  At  the  Sj'dney  session,  a  suggestion  by  both  Houses  of 
the  New  South  Wales  Parh'ament,  providing  for  proportionate  representation,  with  a 
minimum  of  three  senators  for  each  State,  and  a  minimum  total  number  of  40  senators, 
was  negatived  by  41  votes  to  5.  (Conv.  Deb.,  Syd.  [1897],  pp.  256-355.)  In  the  re-draft 
of  the  clause  proposed  at  Sydney,  doubts  as  to  the  construction  of  the  clause,  read  with  the 
clause  providing  for  the  representation  of  new  States  (sec.  121),  were  removed  by  restrict- 
ing the  right  of  equal  representation  to  "Original  States."  (See  Conv,  Deb.,  Syd. 
[1897].  pp.  257-8.)  The  same  principle  was  aflSrmed  by  a  suggestion  of  the  Legislative 
Assembly  of  Victoria,  declaring  that  the  pro^-ision  for  the  maintenance  of  equal  repre- 
sentation should  not  apply  to  new  States  admitted  on  other  terms.  This  was  opposed 
by  those  who  claimed  that  equal  representation  w  as  an  essential  principle  of  Federation, 
but  was  supported  bj-  those  who  defended  equal  representation  as  a  necessary  compro- 
mise.    It  was  agreed  to  by  25  votes  to  20.     (Conv.  Deb.,  Syd.  [1897],  pp.  394-415.) 

Direct  Election  by  People. — At  the  Adelaide  session,  Mr.  Dobson  protested  against 
the  direct  election  of  senators  on  the  same  suffi^ge  as  the  House  of  Representatives,  but 
moved  no  amendment.  (Conv.  Deb.,  Adel.,  pp.  670-2.)  At  the  Sj'dney  session.  Sir 
-Tohn  Forrest  announced  his  preference  for  election  by  the  Legislatures.  (Conv.  Deb., 
.Syd.  [1897],  p.  361.) 

As  one  Electorate. — At  the  Adelaide  session,  Mr.  Lyne  criticized  the  policy  of 
making  each  State  one  electorate,  and  advocated  single-member  c-onstituencies  (Conv. 
Deb.,  AdeL,  pp.  668  9.)  At  the  Sydney  session,  suggestions  by  the  Legislative  Assembly 
of  New  South  Wales,  and  by  both  Houses  of  all  the  other  colonies,  to  omit  the  words  "  as 
one  electorate,''  were  discussed.  Sir  John  Forrest  suggested  three  electorates,  seeing 
that  three  members  for  each  State  were  to  retire  periodically.  Mr.  Fraser  suggested  six 
electorates.  After  debate,  the  words  "until  the  Parliament  otherwise  provides"  were 
in.serted  by  29  votes  to  19;  and  the  words  "as  one  electorate"  were  retained  by  29 
votes  to  18.     (Conv.  Deb.,  Syd.  [1897],  pp.  360-91.) 

Term  of  Office.—  At  the  Adelaide  session,  Mr.  Higgins  proposed  to  reduce  the 
senators'  term  of  office  from  six  to  four  years.  This  was  negatived.  (Conv.  Deb. ,  AdeL , 
p.  670.) 

Certifying  Xameji. — At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assembly 
of  Victoria  to  omit  this  provision — on  the  ground  that  the  States  should  have  nothing  to 
do  with  the  electoral  machinery  of  the  Senate  — was  negatived.  (Conv.  Deb.,  Syd. 
[1897],  pp.  391-4.) 

At  the  Sydney  session,  the  clause  was  re-drafted  in  the  following  form  : — 

'•  The  Senate  shall  be  composed  of  senators  for  each  State,  directlj' chosen  by  the 
people  of  the  State,  voting,  until  the  Parliament  otherwise  determines,  as  one  electorate, 
and  each  senator  shall  have  one  vote.  Until  the  Parliament  otherwise  provides,  there 
shall  be  six  senators  for  each  Original  State.  The  Parliament  may,  from  time  to  time, 
increase  or  diminish  the  number  of  senators  for  each  State,  but  so  that  equal  representa- 
tion of  the  several  Original  States  shall  be  maintained,  and  that  no  Original  State  shall 
have  less  than  six  senators.  The  Senators  shall  be  chosen  for  a  term  of  six  years,  and 
the  names  of  the  senators  chosen  by  each  State  shall  Ije  certilied  by  the  Governor  to  the 
Governor-General. " 

At  the  Melbourne  session,  before  the  first  report,  the  words  "  and  each  Senator 
shall  have  one  vote "  were  transferred  to  another  clause  (sec.  23)  ;  and  the  words 
"chosen  for  each  State"  were  substituted  for  "chosen  by  each  State."  After  the 
second  report,  Mr.  Isaacs  proposed  to  allow  each  State,  provisionally,  to  divide  the 
State  into  electorates.  This  was  negatived  by  27  votes  to  16.  (Conv.  Deb.,  Melb.,  pp. 
1922-8. )     Verbal  amendments  were  made  after  the  fourth  report. 

At   the  Premiers'    Conference,    1899,    the  paragraph   enabling  the   Parliament  of 
Queensland,  in  the  absence  of  federal  legislation,  to  divide  the  State  into  electoral  . 
divisions,  was  agreed  to. 


414  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  7. 

§  67.    "  The   Senate." 

The  Senate  is  one  of  the  most  conspicuous,  and  unquestionably  the  most  important, 
of  all  the  federal  features  of  the  Constitution,  lusing  the  word  federal  in  the  sense  of 
linJsing  together  and  uniting  a  number  of  co-equal  political  communities,  under  a  common 
system  of  government.  The  Senate  is  not  merely  a  branch  of  a  bicameral  Parliament ; 
it  is  not  merely  a  second  chamber  of  revision  and  review  representing  the  sober  second 
thought  of  the  nation,  such  as  the  House  of  Lords  is  supposed  to  be  ;  it  is  that,  but 
something  more  than  that.  It  is  the  chamber  in  which  the  States,  considered  as 
separate  entities,  and  corporate  parts  of  the  Commonwealth,  are  represented.  They  are 
so  represented  for  the  purpose  of  enabling  them  to  maintain  and  protect  their  consti- 
tutional rights  against  attempted  invasions,  and  to  give  them  every  facility  for  the 
advocacy  of  their  peculiar  and  special  interests,  as  well  as  for  the  ventilation  and  con- 
sideration of  their  grievances.  It  is  not  sufKcient  that  they  should  have  a  Federal  High 
Court  to  appeal  to  for  the  review  of  federal  legislation  which  they  may  consider  to  be  in 
excess  of  the  jurisdiction  of  the  Federal  Parliament.  In  addition  to  the  legal  remedy  it 
was  deemed  advisable  that  Original  States  at  least  should  be  endowed  with  a  parity  of 
representation  in  one  chamber  of  the  Parliament  for  the  purpose  of  enabling  them 
effectively  to  resist,  in  the  legislative  stage,  proposals  threatening  to  invade  and  violate 
the  domain  of  rights  reserved  tsO  the  States. 

That  the  Senate  is  the  Council  of  States  in  the  Federal  Parliament  is  proved  by  the 
words  of  this  section.  There  are  to  be  six  senators  for  each  Original  State.  That  the 
States,  and  not  the  people,  are  actually  represented  in  the  Senate  is  shown  by  the 
requirement  that  the  "equal  representation  of  the  several  Original  States  shall  be  main- 
tained." Equality  of  representation,  it  is  argued,  is  a  natural  corollary  of  State  repre- 
sentation, because  the  colonies  were,  prior  to  federation,  politically  equal  ;  equal  in  con- 
stitutional power  and  status,  although  not  necessarily  equal  in  territory  or  population.- 
Territory  and  population  aiford  no  absolute  test  of  political  statvxs.  The  true  test  is  the 
power  to  govern.  Crown  colonies  would  not  have  been  admitted  members  of  the  Federal 
Partnership,  on  terms  of  equality  with  the  responsible-government  colonies.  Further,  it 
was  one  of  the  terms  of  the  federal  bargain  that,  in  consideration  of  the  transfer  of 
general  powers  to  the  Commonwealth,  each  colony  represented  in  the  Convention  shoidd, 
on  becoming  a  State,  maintain  its  original  relative  equality  and  individuality  unim- 
paired. That  could  only  be  done  by  equality  of  representation  in  the  Council  of  States. 
Without  the  adoption  of  that  pi-inciple  the  federation  of  the  Australian  colonies  would 
not  have  been  accomplished. 

After  prolonged  and  exhaustive  debates  the  Federal  Convention,  bj'  decisive 
majorities,  accepted  the  principle  of  equal  representation  of  Original  States  in  the 
Senate,  as  a  positive  and  indispensable  condition  of  the  Federal  scheme.  The  question 
had  to  be  considered,  not  so  much  from  its  logical  and  symmetrical  aspect — not  so  much 
as  a  principle  capable  of  satisfactory  dialectical  analysis  and  vindication — but  rather  as 
one  of  the  terms  of  the  Federal  compact,  which  is  based  on  compromise.  The  problem 
to  be  solved  in  the  case  of  the  Australian  colonies  desiring  to  federate  was  similar  to 
that  which  had  to  be  solved  by  the  framers  of  the  American  Constitution  ;  it  was — how 
to  reconcile  the  creation  of  a  strong  national  government  with  the  claims  and  suscep- 
tibilities of  separate,  and,  in  their  own  eyes,  (^ifasi-sovereign  States.  The  solution  of 
the  problem  was  found  in  a  Parliament  partly  national  and  partly  Federal.  The 
national  part  of  the  Parliament  is  the  House  of  Hopresentatives— the  organ  of  the 
nation.  The  Federal  part  of  the  Parliament  is  the  Senate— the  orjan  of  the  States,  the 
visible  representative  of  the  continuitj',  independence,  and  reserved  autonomy  of  the 
States,  linking  them  together  as  integral  parts  of  the  Federal  union.  As  (7Ha.si-sovereign 
entities,  it  was  contended  that  they  were  entitled  to  equal  representation,  because  they 
weie  constitutionally  and  politically  equal;  inequality  in  the  number  of  people  within 
their  jurisdiction  did  not  constitute  inequality  in  their  gwasi-sovereignty  ;  in  sovereignty 
there  were  no  degrees.     This  was  the  only  logical  ground  suggested.     Whether  it  was 


§67.] 


THE  SENATE.  415 


sound  or  unsound  is  not  so  material  as  the  fact  that  a  majority  of  the  Australian  com- 
munities affirmed  that  they  would  not  agree  to  transfer  a  part  of  their  political  rights 
aud  powers  to  a  central  Legislature  except  on  the  condition  that,  as  States,  they  should 
be  equally  represented  in  one  of  the  Chambers  of  that  Legislature. 

The  functions  and  basis  of  the  Senate  are  fully  explained  and  vindicated  in  the 
annexed  quotations  from  standard  authorities  and  extracts  from  speeches  delivered  in 
the  Federal  Convention.  The  fact  that  equal  State  representation  cannot  be  taken 
away,  even  (as  may  be  contended)  by  an  amendment  of  the  Constitution,  fully  warrants 
the  presentation  of  the  case  for  the  Senate  in  the  language  of  some  of  its  strongest 
advocates. 

"  Whatever  may  now  be  thought  of  the  reasoning  of  the  contending  parties,  no  per- 
son who  possesses  a  sincere  love  of  country  and  wishes  for  tlie  permanent  union  of  the 
States  can  doubt  that  the  compromise  actually  made  was  well  founded  in  policy,  and 
may  now  be  fully  vindicated  upon  the  highest  principles  of  political  wisdom  and  the 
true  nature  of  the  government  which  was  intended  to  be  established.  It  may  not  be 
unprofitable  to  review  a  few  of  the  grounds  upon  which  this  opinion  is  hazarded.  In 
the  first  place,  the  very  structure  of  the  general  government  contemplated  one  partly 
federal  and  partly  national.  It  not  only  recognized  the  existence  of  State  governments, 
but  perpetuated  them,  leaving  them  in  the  enjoj-ment  of  a  large  portion  of  the  rights  of 
sovereignty,  and  giving  to  the  general  government  a  few  powers,  and  those  only  which 
were  necessary  for  national  purposes.  The  general  government  was,  therefore,  upon  the 
acknowledged  basis,  one  of  limited  and  circumscribed  powers  ;  the  States  were  to  possess 
the  residuary-  powers.  Admitting,  then,  that  it  is  right,  among  a  people  thoroughly 
incorporated  into  one  nation,  that  everj'  district  of  territory  ought  to  have  a  propor- 
tional share  of  the  government  ;  and  that  among  independent  States,  bound  together  by 
a  simple  league,  there  ought,  on  the  other  hand,  to  be  an  equal  share  in  the  common 
councils,  whatever  might  be  their  relative  size  or  strength  (both  of  which  propositions 
are  not  easily  controverted)  ;  it  would  follow  that  a  compound  republic,  partaking  of  the 
character  of  each,  ought  to  be  founded  on  a  mixture  of  proportional  and  equal  represen- 
tation. The  legislative  power,  being  that  which  is  predominant  in  all  governments, 
ought  to  be  above  all  of  this  character  ;  because  there  can  be  no  security  for  the  general 
government  or  the  State  governments  without  an  adequate  representation,  and  an 
adequate  check  of  each  in  the  functions  of  legislation.  Whatever  basis,  therefore,  is 
assumed  for  one  branch  of  the  legislature,  the  antagonist  basis  should  be  assumed  for  < 
the  other.  If  the  House  is  to  be  proportional  to  the  relative  size,  and  wealth,  and  popu- ' 
lation  of  the  States,  the  Senate  should  be  fixed  upon  an  absolute  equality,  as  the  repre- ' 
sentative  of  State  sovereignty.  There  is  so  much  reason  and  justice  and  security  in  such  a 
course  than  it  can  with  difficulty  be  overlooked  by  those  who  sincere!}'  consult  the  public 
good,  without  being  biassed  by  the  interests  or  prejudices  of  their  peculiar  local  position. 
The  equal  vote  allowed  in  the  Senate  is,  in  this  view,  at  once  a  constitutional  recognition 
of  the  sovereignty  remaining  in  the  States,  and  an  instrument  for  the  preservation  of  it.  \ 
It  guards  them  against  (what  they  meant  to  resist  as  improper)  a  consolidation  of  the" 
States  into  one  simple  republic  ;  and,  on  the  other  hand,  the  weight  of  the  other  branch 
counterbalances  an  undue  preponderance  of  State  interests  tending  to  disunion.  Another 
and  most  important  advantage  arising  from  this  ingredient  is  the  great  diiFerence  which 
it  creates  in  the  elements  of  the  two  branches  of  the  legislature."  (Story,  Comm.  on  the 
Const.  §§  697-9.) 

"  The  state  legislatures  ought  to  have  some  means  of  defending  themselves  against 
encroachments  of  the  national  government.  And  what  better  means  can  we  provide 
than  to  make  them  a  constituent  part  of  the  national  establishment  ?  No  doubt  there 
is  danger  on  both  sides  ;  but  we  have  only  seen  the  evils  arising  on  the  side  ot  the  state 
governments.  Those  on  the  other  side  remain  to  be  displayed ;  for  congress  had  not 
power  to  carry  their  acts  into  execution,  as  the  national  government  will  now  have." 
(Geo.  Mason,  in  the  Philadelphia  Convention,  7th  June,  1787.) 

"The  Senate  of  the  L^nited  States  is  the  only  upper  legislative  chamber  in  the 
world  that  has  the  strength  to  resist  the  will  of  the  electorate  for  a  considerable  period 
of  time.  It  represents  the  Federal  principle  in  the  government,  and,  besides  its  legis- 
lative, has  important  executive  functions."     (Foster,  Comm.  I.  p.  457.) 

"  The  name  of  Senate  is  taken  from  a  body  which  ruled  ancient  Rome  ;  and  its  pro- 
totj-pe  was  the  body  of  senior  warriors  M'lth  whom  the  king  or  chieftain  held  his  councils 
of  war  ;  but  in  its  legislative  functions  it  resembles  the  Roman  tribunate  more  closely 
than  its  name-father,  and  its  immediate  model  was  the  House  of  Lords."     (Id.  p  459  ) 

"  We  ma\-  imagine  very  easih'  in  a  moment's  reflection  what  would  have  been  the 
condition  of  this  country  at  this  moment  had  the  Senate  of  the  United  States  been  con- 
stituted on  a  different  principle.     If  the  size  and  populations  of  the  several  States  had 


-tie  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  7. 

been  the  test  of  representation  in  the  Senate  of  the  United  States,  I  think  it  is  not  too 
much  to  say,  in  sober  minded  truth,  that  this  Republic  wouki  not  have  endured  until 
now.  Many  and  many  have  been  the  times  when,  if  the  right  of  the  Senators  of  each 
State  to  resist  and  defeat  the  current  of  popular  passion  and  prejudice  which  arises 
sometimes  in  the  action  of  the  popular  body,  the  House  of  Representatives,  had  failed  to 
exert  itself,  as  it  would  have  failed  if  the  Senate  had  been  constituted  as  the  national 
House  of  Representatives,  discord  and  revolution  would  almost  certainly  have  caused  the 
dismemberment  of  the  Union."  (Senator  George  F.  Edmunds,  cited  in  Foster,  Comm. 
vol.  I.  p.  4b7. ) 

"  Although  there  has  been  no  need  of  its  interposition  to  pi'otect  the  small  from  any 
encroachment  bj^  the  larger  States,  until  the  Civil  War  the  Senate  was  more  con- 
spicuously the  guardian  of  State  rights  in  general.  Their  advocates  maintained  the 
position  that  the  body  was  an  assembly  of  ambassadors  from  sovereign  States.  During 
Washington's  administration,  North  C'arolina  directed  her  senators  to  execute  a  deed 
ceding  land  to  the  United  States  :  Senator  Tazewell,  of  Virginia,  declined  Jackson's 
offer  of  a  place  in  the  cabinet,  and  said  : — '  Having  been  elected  a  senator,  I  would  as 
soon  think  of  taking  a  place  under  George  IV.  if  I  was  sent  as  minister  to  his  court,  as  I 
would  to  take  a  place  in  the  cabinet.'  Insistence  has  fre([uently  been  made  upon  the 
right  of  State  legislatures  to  instruct  their  senators  in  Congress.  '  In  1808,  John  Quincy 
Adams  resigned  after  voting  for  the  embargo  in  opposition  to  the  wislies  of  his  con- 
stituents. A  senator,  in  1828,  after  arguing  against  the  Tariff  of  Abominations,  said, 
'as  the  organ  of  the  State  of  Kentucky  he  felt  himself  bound  to  surrender  his  individual 
opinion,  and  express  the  opinion  of  his  State.'  John  Tyler,  in  1836,  before  he  was 
President,  resigned  his  place  in  the  Senate  because  the  Virginia  legislature  had  instructed 
him  to  vote  in  favour  of  the  expunging  resolution,  which  he  could  not  conscientiously 
approve.  These  doctrines  are  now  abandoned  The  Senators  consider  themselves  as 
members  of  an  ordinary  legislative  bod3'.  They  pay  no  more  attention  to  the  instrixctions 
of  State  legislatures  than  do  members  of  the  House  ;  and  in  fact,  since  their  terms  are 
longer,  they  are  more  inclined  to  disobey  them."     (Foster,  Comm.  I.  pp.  494-6.) 

"A  survey  of  its  position  throughout  the  history  of  the  United  States  shows  that 
the  Senate  has  maintained,  almost  witliout  interruption,  the  respect  of  the  American 
people,  and  that  it  has  vindicated  the  wisdom  of  its  creation ;  while  State  senates  are 
usually  more  despised  than  State  houses  of  assembly.  It  has  been  shorn  of  but  a  single 
power,  that  to  originate  general  appropriation  bills,  which  the  House  has,  by  their  con- 
tinuous rejection  when  sent  there,  refused  to  permit  it  to  exercise  successfully,  although 
the  Senate  has  more  than  once  recorded  a  protest  asserting  its  prerogative  ;  but  in 
practice,  through  its  power  of  amendment,  the  loss  is  rather  nominal  than  real."  {Id. 
496. 
1^'^  "  What  I  mean  is  an  upper  chamber,  call  it  what  you  may,  which  shall  have  within 
itself  the  only  conservatism  possible  in  a  democracy— the  conservatism  of  maturity  of 
judgment,  of  distinction  of  service,  of  length  of  experience,  and  weight  of  character — 
which  are  the  only  qualities  we  can  expect  to  collect  and  bring  into  one  body  in  a  com- 
munity young  and  inexperienced  as  Australia."  (Sir  Henry  Parkes,  in  the  Federal  Con- 
vention, 1891  ;  Convention  Debates,  p.  26.) 

"If  the  Australian  people  desired  unity,  it  would,  perhaps,  be  a  question  open  to 
discussion  whether  the  Senate  should  or  should  not  be  an  elected  body,  but  when  they 
desire  Union  only,  it  is  essential  that  there  should  be  in  the  Federal  (lovernment  some 
body  representing  the  Provinces  as  such  ;  some  body  sufficient!}'  stiong,  from  the 
nature  of  its  constitution,  to  uphold  the  rights  of  the  Provinces  whom  it  represents. 
What  other  body  than  an  elected  Senate  can  be  suggested  ?  It  is  no  answer  to  point 
out  objections  to  an  elected  Senate,  uidess  you  are  prepared  to  suggest  some  other  mode 
of  appointment  which  is  open  to  less  objections.  If  there  is  to  be  some  outward  and 
visible  sign  of  recognition  of  State  rights,  if  the  '  natural'  desire  of  the  small  States  is 
to  be  given  effect  to,  how  can  it  be  better  effected  than  by  equal  representation  in  the 
Senate?  Their  '  desires '  will  have  to  be  ascertained,  and  consent  obtained  before  cany 
Union  can  be  formed,  and  we  must  never  forget  the  saying  of  Solon,  who,  when  asked 
if  he  had  given  the  Athenians  the  best  possible  laws,  replied,  '  I  have  given  them  the  best 
they  can  bear. '  As  Mr.  Bagehot  himself  remarks,  a  Federal  Senate,  a  second  House 
which  represents  State  unity,  has  this  advantage  :  it  embodies  a  feeling  at  the  root  of 
society — a  feeling  which  is  older  tlian  complicated  politics,  which  is  stronger  a  thousand 
times  over  than  common  political  feeling  ;  the  local  feeling,  '  my  shirt,'  says  the  Swiss 
State  patriot,  '  is  nearer  to  me  than  my  coat.'  An  elected  Senate  in  which  each  State 
is  equally  represented  is  a  guarantee  that  no  law  will  be  passed,  not  only  without/ 
the  consent  of  the  majority  of  the  people,  but  also  without  the  consent  of  a 
majority  of  the  States.  By  the  election  of  Senators  by  each  State  for  each  State  j'ou 
/  insure  the  respect  and  attachment  of  the  State  as  a  whole,  not  only  for  the  particular 
Senators  they  have  elected,  but  also  for  the  whole  federal  constitution  of  whicii  they 
form  a  part."     (Sir  R.  C.  Baker  ;  Manual  for  use  of  Convention  of  1891,  p.  61.) 


•§67.] 


THE  SENATE.  417 


•'AH  Federal  Governments  have  their  Senates  or  Councils  of  the  States,  and  in  all 
of  them  the  Senate  is  based  upon  the  principle  that  in  a  Federation  the  States  must 
be  represented  as  well  as  the  people.  The  principle,  if  not  as  old  as  the  hills,  goes  as  far 
back  as  the  Achaean  League,  where  each  city,  independent  of  its  size,  had  one  vote. 
And  the  reason  why  the  principle  is  universal  is  not  far  to  see.  It  is  probable  that 
no  small  States  would  care  to  link  their  fortunes  with  large  States  if  they  were 
liable  to  be  out-voted  and  ignored  by  virtue  of  the  superior  population  of  their 
greater  brethren.  Certainly  the  American  States  would  never  have  set  aside  their 
loose  confederation,  unworkable  as  it  was,  if  it  had  not  been  for  this  method  of  alle\nat- 
ing  their  fears,  and  of  extinguishing  their  jealousies.  In  their  Senate  each  State,  the 
great  and  the  pigmy,  is  equal.  We  shall  undoubtedly  to  a  large  extent  have  to  recognize 
this  principle  here."     (Mr.  Howard  Willoughby,  Australian  Federation  [1891]  p  oS.) 

*'  The  individualism  of  the  States  after  Federation  is  of  as  much  interest  to  each 
eolony  as  the  free  exercise  of  national  powers  is  essential  to  that  aggregation  of 
colonies  which  we  express  in  the  term  Federation.  If  the  one  trenches  upon  the  other, 
then,  so  far  as  the  provinces  assert  their  individuality  overmuch,  the  fear  is  an  ap- 
proach to  a  mere  loose  confederation,  not  a  true  Federation.  The  fear  on  the  other 
hand  is,  if  we  give  the  power  to  encroach— that  is  if  we  represent  the  federated 
people  onh',  and  not  the  States  in  their  entities,  in  our  Federation — then  day  by  day 
you  will  iind  the  power  to  make  this  encroachment  will  be  so  gladly  availed  of  that,  day 
by  day  and  year  by  year,  the  both'  called  the  Federation  will  more  nearly  approach  the 
unified  or  'unitarian'  system  of  government.  We  cannot  adopt  any  form  of  govern- 
ment the  tendency  of  which  will  be,  as  time  goes  on,  to  turn  the  constitution  to- 
wards unification  on  the  one  hand,  and  towards  a  loose  confederacy  on  the  other. 
We  must  observe  that  principle,  or  else  we  do  not  observe  the  charge  laid  upon  us  by 
the  enabling  Act.  which  lays  on  us  the  duty  to  frame  a  'Federal'  Constitution 
under  the  Crown.  So,  therefore,  I  take  it  there  must  be  two  Houses  of  Parliament, 
and  in  one  of  these  Houses  the  principle  of  nationhood,  and  the  power  and  scope  of 
the  nation,  as  constituted  and  welded  together  into  one  by  the  act  of  Federation, 
will  be  expressed  in  the  National  Assembly,  or  House  of  Representatives,  and  in  the 
other  Chamber,  whether  it  is  called  the  Council  of  the  States,  the  States  Assembly,  or 
the  Senate,  must  be  found  not  the  ordinary  checks  of  the  Upper  House,  because  such 
a  Chamber  will  not  be  constituted  for  the  purposes  of  an  Upper  House  ;  but  you  must 
take  all  pains,  not  only  to  have  a  Parliament  consisting  of  two  Chambers,  but  to  have 
it  constituted  in  those  two  Chambers  in  such  a  way  as  to  have  the  basic  principle  of 
Federation  conserved  in  that  Chamber  which  is  representative  of  the  rights  of  the 
iStates  ;  that  is  that  each  law  of  the  Federation  should  have  the  assent  of  the  States  as 
well  as  of  the  federated  people.  If  you  must  have  two  Chambers  in  your  Federation, 
it  is  one  consequence  of  the  Federation  that  the  Chamber  that  has  in  its  charge  the 
defence  of  State  interests  will  also  have  in  its  hands  powers  in  most  matters  co- 
ordinate with  the  other  House."  (Mr.  Edmund  Barton,  Conv.  Deb.,  Adel.,  pp.  21-23.) 
'•  In  all  four  legislatures  [England,  Germany,  France  and  the  United  States]  the 
distribution  of  the  representation  in  the  upper  houses  is  made  with  but  little  regard  to 
the  census  of  the  population.  In  England  and  in  the  United  States,  no  regard  at  all  is 
paid  to  the  principle  of  proportionality  ;  in  Germany,  not  much  ;  in  France,  consider- 
able. If  there  is  any  one  controlling  principle  applicable  to  all  these  cases,  it  is  the 
representation  of  local  governmental  organizations.  In  the  Senate  of  the  United  States, 
this  is  the  exclusive  principle.  In  the  German  Federal  Council,  it  is  the  dominant 
principle.  In  the  French  Senate,  considerable  regard  is  paid  to  the  census  of  the 
population  in  determining  the  number  of  senatorial  seats  to  be  assigned  to  each 
departement :  but  within  the  dipartement  the  eSect  of  this  concession  to  proportionality 
IS  motlified  by  a  very  great  discrimination  in  favour  of  the  less  populous  cmnmnnes  as 
regards  the  number  of  representatives  accorded  them  in  the  electoral  colleges.  In 
England  alone  no  regard  seems  at  present  to  be  paid  to  local  governmental  or  adminis- 
trative organizations  in  the  distribution  of  the  seats  in  the  upper  house.  If  we  look, 
however,  to  history,  we  find  that  the  representation  of  England  in  the  House  of  Lords 
was  originally  very  closely  connected  with  the  local  organizations  ;  while  the  number  of 
seats  in  that  house  now  occupied  by  representative  peers  from  Scotland  and  Ireland  is 
fixed  by  statute,  and  is  thus  defended  against  the  power  of  the  Crown  on  the  one  side, 
and  the  accidents  of  extinction  on  the  other.  These  statutes  are  based  far  more  upon 
territorial  considerations  than  upon  the  idea  of  proportionality.  We  maj'  say  then,  I 
think,  that  the  principle  controlling  the  distribution  of  seats  in  the  upper  houses  of  the 
legislatures  of  these  typical  systems  is  the  representation  of  the  local  governmental  or 
administrative  organizations.  'J'his  is  a  most  valuable  principle.  It  tends  to  preser\'e 
the  real  fruits  of  the  historic  development  of  the  State.  It  gives  opportunity  for  the 
exertion  of  a  larger  influence  by  the  cultured  minority  ;  and  it  gives  more  security  to 
the  rights  of  that  minority.  Many  of  the  greatest  statesmen  have  been  brought  for- 
ward through  the  influence  of  this  principle.     The  organizations   which  have  not  the 


418  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  7. 

strength  of  numbers  have  been  compelled  to  search  diligently  for  their  best  talent  in 
order  to  maintain,  in  fact,  their  legal  equality.  The  principle,  however,  is  frequently 
assailed  as  mediaeval  and  contradictory  to  the  doctrine  of  popular  sovereignty.  From 
the  view  which  we  take  of  the  province  of  legislation,  viz.,  the  interpretation  of  the 
reason  of  the  State  rather  than  the  registration  of  the  popular  will,  this  objection 
appears  irrelevant.  Something  more  conclusive  than  the  demand  for  proportionality 
must  be  addiiced  before  we  can  be  called  upon  to  admit  that  this  system  of  distributing 
representation  is  faulty.  If  the  less  populous  communitj'  were  always  the  more  cultured, 
this  would  certainly  be  a  better  distribution  than  the  principle  of  numbers  could  afford. 
It  is  because  the  less  populous  community  may  chance  to  be  also  the  less  cultivated  that 
the  system  is  in  some  degree  unreliable.  It  would  not,  therefore,  serve  as  the  exclusive 
system  of  distribution,  i.e.,  the  system  for  both  legislative  chambers.  When,  however, 
it  is  balanced  by  the  principle  of  distribution  according  to  population  in  the  other  house, 
there  is  every  reason  to  believe  that  it  contributes  powerfully  to  the  production  of  sound 
legislation,  and  that  it  is  a  most  wholesome  check  upon  the  radical  tendencies  of  mathe- 
matical politics."     (Burgess,  Political  Sc.  II.  pp.  114-116.) 

§  68.    "  Chosen  by  the  People  of  the  State." 

The  senators  for  a  State  are  to  be  chosen  by  those  of  ' '  The  People  of  the  State  " 
possessed  of  the  qualifications  prescribed  by  section  8.  This  provision  marks  a  great 
advance  in  a  democratic  direction.  The  Commonwealth  Bill  of  1891,  following  the  pre- 
cedent of  the  Constitution  of  the  United  States,  provided  that  the  Senators  for  each 
State  should  be  directly  chosen  by  the  Houses  of  the  Parliament  of  the  State.  In  the 
Canadian  Constitution  the  Senators  are  appointed  by  the  Governor-General  for  life. 
The  principle  of  popular  election,  on  which  the  Senate  of  the  Commonwealth  is  founded, 
is  more  in  harmony  with  the  progressive  instincts  and  tendencies  of  the  times  than  those 
according  to  which  the  Senate  of  the  United  States  and  the  Senate  of  Canada  are  called 
into  existence.  In  the  Convention  which  drafted  the  Constitution  of  the  Commonwealth 
not  a  single  member  was  found  in  favour  of  a  nominated  Senate.  It  was  generally  con- 
ceded, not  only  that  a  chamber  so  constituted  would  be  of  an  obsolete  type  and  repug- 
nant to  tiie  drift  of  modern  political  thought,  but  that,  as  a  Council  of  States,  it  would 
be  an  infirm  and  comparatively  ineffective  legislative  body.  A  few  members  were, 
indeed,  for  a  time  in  favour  of  a  Senate  elected  by  the  State  legislatures  ;  but  they 
eventually  abandoned  that  view  as  the  debate  progressed,  and  as  the  strong  volume  of 
authoritative  opinion,  and  the  overwhelming  mass  of  evidence  opposed  to  the  manner  in 
which  the  Senate  of  United  States  is  chosen,  was  presented  and  developed. 

The  mode  of  choosing  Senators  embodied  in  the  American  Constitution  was 
adopted  in  times  and  under  circumstances  quite  different  from  those  of  the  present ;  but 
even  in  the  Philadelphia  Convention  which  drafted  that  Constitution  there  were  wise  and 
far-seeing  men  who  advocated  the  election  of  Senators  directly  by  the  people.  "  Ihe 
States,"  contended  James  Wilson,  one  of  the  Representatives  of  Pennsylvania,  "  are  in 
no  danger  of  being  devoured  by  the  national  government ;  I  wish  to  keep  them  from 
devouring  the  national  government.  Their  existence  is  made  essential  by  the  great 
extent  of  our  country.  I  am  for  an  election  of  the  second  branch  by  the  people  in  large 
districts,  subdividing  the  districts  only  for  the  accommodation  of  voters."  (Bancroft's 
History  of  the  Constitution  of  the  U.S.  2nd  vol.  p.  30.) 

As  we  have  already  seen,  the  functions  of  the  Senate  are  of  a  double  kind  :  first  as  a 
chamber  of  revision  and  i-eview  in  matters  of  genei-al  legislation  ;  and,  secondly,  as  a 
chamber  to  represent  the  particular  views,  opinions,  and  interests  of  the  States,  in 
matters  admittedly  within  the  sphere  of  the  federal  authority  but  respecting  whicli 
differences  miglit  arise,  as  well  as  for  the  purpose  of  resisting  proposals  not  within  the 
sphere  of  the  federal  authority.  For  the  purpose  of  exercising  powers  such  as  these  it  was 
contended,  with  unanswerable  force,  that  the  Senate  of  the  Commonwealth  could  and 
should  be  chosen  by  the  process  of  popular  election,  and  that  tliere  was  no  occasion  to 
vest  the  choice  in  the  State  legislatures.  In  Australia  there  was  a  particular  reason,  in 
addition  to  the  democratic  one,  why  the  American  precedent  should  not  be  followed.     In 


§§  68-69.] 


THE  SENATE.  419 


two  of  the  six  Australian  colonies,  namely,  Queensland  and  New  South  Wales,  the  Up]>er 
Houses  were  nominated  by  the  Crown,  and  not  elected  by  the  people  ;  and  the  same  was 
the  case  in  New  Zealand.  It  would  be  highly  undesirable  for  Federal  Senators  to  be 
elected  by  any  Legislature,  one  branch  of  which  would  not  be  elected  by  the  people, 
and,  therefore,  would  not  be  responsible  to  the  people.  It  would  also  be  highly  desir- 
able that  the  senators  representing  the  various  States  should  be  elected  on  a  uniform 
basis,  but  there  would  be  no  such  uniformity  if  some  senators  were  elected  by  nomi- 
nated Chambers  and  others  bj-  Chambers  deriving  their  existence  directly  from  the 
people.  The  struggle  in  Queensland  over  the  Federal  Enabling  Bill  was  an  object  lesson 
of  the  ditficulties  to  be  encountered  where  there  were  two  Chambers  of  a  different  basic 
Constitution.  In  Queensland  the  Legislative  Assembly  distinctly  denied  the  right  of 
the  nominated  Upper  House  to  take  part  in  the  election  of  members  to  be  sent  to  the 
Federal  Convention.  That  was  the  whole  contest.  In  the  same  way  we  might  expect 
even  more  formidable  objections  to  be  taken  to  the  Constitution  of  a  Federal  Senate 
partly  elected  by  nominee  Chambers.  In  addition  to  these  considerations  there  was  a 
gathering  mass  of  testimony  before  the  Convention  as  to  the  unsatisfactory  manner  in 
which  the  American  system  of  senatorial  elections  was  conducted. 

"  In  one  respect  alone  is  there  any  sign  of  a  popular  demand  for  a  change  in  either 
the  functions  or  the  construction  of  the  Senate.  A  movement  is  now  on  foot  to  secure  a 
constitutional  amendment  transferring  the  election  of  senators  from  the  State  legislatures 
to  the  people  ;  and  on  account  of  the  facilities  for  intrigue  and  bribery  which  are  afforded 
by  the  present  method,  it  is  not  unlikely  that  such  a  change  would  be  beneficial.  But 
the  Senate  of  the  United  States  will  probably  endure  as  long  as  any  second  legislative 
chamber  upon  the  earth  "     (Foster,  Comm.  1.  p.  498.) 

"  A  proposal  recently  made  to  amend  the  Federal  Constitution  by  taking  the  election 
of  senators  from  the  legislatures  in  order  to  vest  it  in  the  people  of  each  State,  is 
approved  by  some  judicious  publicists,  who  think  that  bad  candidates  will  have  less 
chance  with  the  party  at  large  and  the  people  than  they  now  have  in  bodies  apt  to  be 
controlled  by  a  knot  of  party  managers.  A  nomination  made  for  a  popular  election  will 
at  least  be  made  publicly,  whereas  now  a  nomination  for  an  election  by  a  legislature  may 
be  made  secretly."  (Bryce,  The  American  Commonwealth,  I.  pp.  96  and  97  ;  Senator 
Mitchell's  article  in  the  Forum,  June  6,  lS96.) 

"  The  method  of  election  to  the  Senate  or  second  Chamber  is  a  matter  that  will  be 
thrashed  out  in  the  Committee  and  upon  the  discussion  of  the  Bill.  There  are  some  who 
think  the  only  v,&y  to  preserve  definite  responsibility  is  to  have  the  election  by  the 
people  of  the  quota  of  each  State  to  the  Senate.  There  are  otheis  who  think  that  could 
be  well  and  best  done  by  the  election  of  the  quota  of  each  State  by  its  legislature  ;  there 
are  others,  too.  who  think  that  there  should  be  a  difference  in  suffrage  between  the 
electorate  which  chooses  the  States  Council  and  the  National  Assembly.  It  should  not  be 
our  purpose  now  to  lay  down  definite  lines  upon  any  one  of  those  subjects,  because  they 
are  really  questions  which  should  be  decided  only  after  we  become  acquainted  with  each 
others'  views  in  this  debate  and  upon  the  discussion  in  Committee,  and  when  the  Bill  is 
being  discussed.  It  is  then,  and  then  only,  that  we  shall  he  fully  in  possession  of  the 
reasons  which  underlie  each  others'  views,  and  be  able  to  say  how  far  we  can  demand 
concessions  in  rettum."     (Mr.  Edmund  Barton,  Con  v.  Deb.,  Adel.,  p.  2'2. ) 

§  69.    ''One  Electorate.'' 

One  of  the  arguments  in  favour  of  the  election  of  senators  by  the  State  Legislatures 
was  that  thereby  the  corporate  and  luidivided  representation  of  the  States  in  the  Senate 
was  secured.  It  was,  however,  considered  that  the  advantage  of  unified  State  represen- 
tation in  the  Senate  could  be  secured  quite  as  eflectually  by  the  system,  now  provisionally 
embodied  in  the  Constitution,  of  "one  State  one  Senatorial  electorate."  As  soon  as  it 
was  decided  that  the  senators  should  be  elected  by  the  people  and  not  by  the  legislatures, 
the  \-iew  was  pressed  with  great  force  that  the  people  of  each  State,  in  choosing  senators 
for  the  State,  should  vote  as  one  constituency.  If  a  State  were  divided  into  electorates, 
and  if  locality  became  the  guiding  principle  of  selection,  the  special  purpose  for  which 
the  Senate  was  constituted  would  be  obscured.  That  purpose  is  that  each  State  should 
be  represented  as  a  whole,  as  one  entitj-,  and  not  in  divisions  or  sections.  Voting  as 
electors  of  one  great  constituency,  it  is  contended,  the  people  of  a  State  will  not  be 


420  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  7. 

influenced  by  local  sympathies  and  parochial  interests  ;  at  any  rate  not  to  the  same 
extent  as  if  they  were  required  to  vote  in  provincial  groups.  It  is  believed  that  the 
process  of  voting  in  one  common  electorate  is  calculated  to  promote  the  selection  of  the 
best  men  whose  services  are  available — men  of  broad  views,  established  reputations,  and 
extended  experience,  such  as  should  be  elected  members  of  the  Senate.  There  would  be 
a  better  chance  of  giving  effect  to  what  Sir  Henry  Parkes,  in  1891,  described  as  the  only 
conservatism  possible  in  a  democracy — the  conservatism  which  arises  from  oflScial 
position,  length  of  experience,  and  weight  of  character.  (Mr.  E.  Barton,  Conv.  Deb., 
Adel.,  p.  669;  Mr.  H.  B.  Higgins,  Conv.  Deb.,  Syd..  pp.  369-70.) 

A  serious  objection  raised  to  the  system  of  *'  one  State  one  Senatorial  electorate  " 
was,  that  the  expense  necessarily  involved  in  contesting  an  election  extending  over  a 
whole  State  would  be  so  great  that  onlj'  rich  men  would  become  candidates  for  the 
Senate,  and  that  poor  men  of  talent  and  capacity  would  be  excluded.  It  was,  however, 
denied  that  sucli  would  be  the  case.  On  the  contrary,  it  was  contended  that  the 
largeness  of  the  electorate  and  the  vast  number  of  voters  to  be  canvassed  or  appealed  to 
would  render  it  impossible  for  even  a  rich  man  to  secure  a  seat  in  the  Senate  by  lavish 
expenditure  ;  he  would  have  a  better  chance  of  doing  so  in  a  small  or  moderately  large 
electorate.  A  man  of  limited  means  who  had  the  confidence  of  the  public  would  have  a 
better  chance  of  being  successful  than  a  millionaii-e  who  did  not  possess  that  confidence. 
It  was  mentioned  during  the  debate  that,  on  the  occasion  of  the  election  of  members 
for  the  Federal  Convention,  it  was  found  that  democratic  candidates  of  moderate  means 
had  no  difficulty  in  taking  part  in  the  campaign,  on  equal  terms  with  conservative 
candidates,  backed  by  wealth  and  social  position.  If  the  well-to-do  candidates  spent 
more  money,  it  was  because  tliey  were  expected  to  do  so  ;  it  did  not  follow  that  the 
expenditure  of  money  gained  them  many  more  votes.  Mr.  Tienwith  was  proud  to 
mention  the  fact  that  his  expenses  in  connection  with  the  Federal  Convention  election 
did  not  exceed  £4. 

1'he  next  objection  was  that  the  election  of  senators  was  a  matter  of  State  concern, 
and  that  each  State  should  be  allowed  to  decide  whether  its  senators  should  be  chosen 
by  the  people  voting  in  one  or  several  divisions.  It  was  also  feared  that  popular 
election  would  tend  to  place  in  large  cities,  towns,  and  centres  of  population  the  domin- 
ating influence  in  Senatorial  elections,  to  the  prejudice  of  the  people  in  the  country 
districts  who,  through  want  of  organization,  would  not  be  able  to  exercise  an  influence 
proportionate  to  their  numbers.  It  was  accordingly  pi'oposed  at  the  Sydney  sittings  of 
the  Convx'ntion  to  amend  the  "one  State  one  electorate  "  plan  adopted  at  Adelaide,  and 
to  allow  each  State,  if  it  thought  fit,  to  split  its  territory  into  as  many  senatorial 
electorates  as  would  be  consistent  with  the  application  of  the  rotation  principle. 

The  proposed  modification  was  strongly  opposed  by  most  of  the  leading  members  of 
the  Convention.  It  was  pointed  out  that  the  amendment,  if  adopted,  might  endanger 
the  principle  of  State  representation  in  the  Senate,  with  which  the  sectional  election  of 
Senators  would  be  inconsistent.  Local  representation  was  adequatelj-  provided  for  in 
the  House  of  Representatives.  In  the  Senate  the  principle  of  locality,  as  the  basis  of 
representation,  should  be  ignored,  and  corporate  representation  should  be  insisted  upon. 
Under  no  circumstances,  it  was  argued,  should  the  matter  be  left  to  the  discretion  of  the 
State  Parliaments.  It  was  not  a  matter  of  solely  local  concern.  It  was  absolutely 
necessary  that  there  should  be  uniformity  in  the  electoral  system  by  which   senators 

^we^e  to  be  chosen  ;  because  the  mode  in  which  senators  were  chosen  in  one  State  might 
pubstantially  affect  the  people  in  other  States.  If  the  power  to  cut  up  a  State  into 
senatorial  districts  were  granted  to  the  State  Parliaments  it  might  lead  to  "  gerrj-- 
riiandering  ;"  by  a  careful  adjustment  of  the  boundaries  of  districts,  and  the  grouping  of 
populations  in  those  districts,  a  State  Parliament  would  be  able  to  unduly  colour  the 
political  principles  of  the  senators  returned  for  the  State.  (Mr.  H.  B.  Higgins,  Conv. 
i)eb.,  Syd.,  p.  369.) 

With  reference  to  the  suggested  possibility  of  cities,  towns,  and  centres  of  popula- 
tion exercising  a  predominating  influence  as  against  voters  in  rural  districts,  it  was 


§§69-72.[  THE  SENATE.  421 

pointed  out  that  the  Parliament  of  each  State  was  empowered  to  make  laws  prescribing 
the  method  of  choosing  Senators  for  that  State  (sec.  9).  In  the  exercise  of  that  power 
the  State  Parliaments,  if  they  thought  fit,  would  be  able  to  introduce  a  system  of  pre- 
ferential voting,  providing  for  the  representation  of  minorities,  which  would  completely 
dispose  of  the  objection  referred  to.     (See  Note  §  77,  "  Methods  of  choosing  Senators") 

§  70.    "Queensland." 

The  circumstances  which  conspired  to  prevent  the  representation  of  Queensland  in 
the  Federal  Convention  are  detailed  in  the  Historical  Introduction,  pp.  162,  187,  193. 
At  the  Conference  of  Premiers  which  met  at  Melbourne  in  .January,  1899  (see  Historical 
Introduction,  p.  218,  anpra),  Mr.  Dickson,  the  Premier  of  Queensland,  pleaded  hard  for 
an  amendment  in  the  Constitution  enabling  the  Parliament  of  that  colony,  if  it  became 
an  Original  State,  to  divide  it  into  divisions  for  the  election  of  Senators  and  to  deter- 
mine the  number  of  Senators  for  each  division.  The  Conference  decided  that,  although 
this  concession  would  involve  a  departure  from  the  fundamental  principle,  yet  the  Con- 
ference, considering  the  special  circumstances  of  Queensland,  its  vast  territory  and 
scattered  population,  coupled  with  the  fact  that  its  population  seemed  to  be  naturally 
growing  and  developing  in  three  divisions  which  may  hereafter  become  separate  States, 
and  considering  also  that  Queensland  had  not  been  represented  in  the  Convention  and 
was  therefore  derived  of  the  opportunity  of  having  her  views  and  interests  adequately 
considered,  decided  to  recommend  the  insertion  of  the  special  provision  which  now  stands 
as  the  second  paragraph  of  the  section. 

That  Queensland  would  be  an  Original  State  was  ensured  by  the  affirmative  vote  of 
the  people  of  that  colony  on  2nd  September,  1899,  and  confirmed  by  the  Address  to  the 
Queen  subsequently  passed  by  both  Houses  of  the  Queensland  Parliament. 

This  power  of  the  Parliament  of  Queensland  only  exists  "until  the  Parliament  of 
the  Commonwealth  otherwise  provides."  The  Parliament  of  the  Commonwealth  has, 
therefore,  the  power  to  require  that  the  State  of  Queensland  shall  be  represented  in  the 
Senate  as  a  corporate  whole. 

§  71.    "Original  State." 

An  Original  State  is  defined  by  Clause  6  as  a  State  which  is  part  of  the  Common- 
wealth at  its  establishment.  An  Original  State  is  entitled,  as  a  constitutional  right,  to 
equal  representation  in  the  Senate  and  other  special  privileges  which  need  not  neces. 
sarily  be  conceded  to  new  States.  The  Federal  Parliament  may  admit  to  the  Common, 
wealth  or  establish  new  States,  and  may  upon  such  admission  or  establishment  make  or 
impose  such  terms  and  conditions,  including  the  extent  of  representation  in  either  House 
of  the  Parliament,  as  it  thinks  fit  (sec.  121).  The  fact  that  new  States  are  not  entitled 
as  of  right  to  equal  representation  shows  that  the  system  is  not  founded  on  a  logical 
pnnciple,  but  that  it  is  a  political  compromise  or  contrivance  regarded  as  one  of  the  con- 
ditions precedent  to  the  establishment  of  the  Commonwealth. 

§  72.    "  Equal  Representation    .    .   Shall  be  Maintained." 

The  immobility  of  the  principle  of  the  equal  representation  of  Original  States  in 
the  Senate  is  assumed  to  be  secured  by  the  combined  operation  of  this  section  and 
section  128,  which  provides  that  no  alteration  diminishing  the  proportionate  representa- 
tion of  any  State  in  either  House  of  the  Parliament,  shall  become  law  unless  the 
majority  of  the  electors  voting  in  that  State  approve  the  proposed  law.  Referring  to 
the  corresponding  section  of  the  Constitution  of  the  United  States,  Dr.  Burgess  says  :— 

"  The  principle  of  representation  in  the  Senate  is  Stnte-equality.  The  Constitu- 
tion secures  this  equality  even  against  amendment  in  the  ordinary  manner.  That  is,  the 
®J**®>  the  sovereignty,  as  it  was  organized  back  of  the  Constitution,  undertakes  to  secure 
the  principle  of  State-equality  in  the   Senate,    against   the  state,    the  sovereignty,  as 


422  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  7. 

organized  within  the  Constitution.  This  is  confused  and  unnatural.  It  is  not  possible 
that  this  restriction  could  stand  against  a  determined  effort  on  the  part  of  the  state 
within  the  Constitution  to  overthrow  it.  It  is  a  relic  of  confederatism,  and  ought  to  be 
disregarded.  It  may  be  good  political  science  now  and  in  the  future  that  the  principle 
of  State-equality  should  prevail  in  the  Senate,  but  the  state  as  organized  in  the  Consti- 
tution must  be  the  final  judge  of  this.  No  Constitution  is  complete  which  undertakes 
to  except  anything  from  the  power  of  the  state  as  organized  in  the  Constitution.  Such 
a  Constitution  invites  the  reappearance  of  a  sovereignty  back  of  the  Constitution,  i.e., 
invites  revolution."     (Burgess,  Pol.  Sc.  II.  p.  49.) 

§  73.      "  Chosen  for  a  Term  of  Six  Years." 

The  members  of  the  Senate  of  the  United  States  are  elected  by  the  State  Legisla- 
tures for  a  fixed  term  of  six  years,  subject  to  the  rotation  system  by  which  onetliird 
retire  every  two  years.  In  Canada  the  senators,  appointed  by  the  Governor-General, 
hold  their  seats  for  life.  In  Switzerland  the  cantons  determine  the  tenure  of  the 
members  of  the  Council  of  States.  Members  of  the  Federal  Council  of  Germany  hold 
their  seats  at  the  will  of  the  Executive  Governments  of  the  States.  The  Commonwealth 
Bill  of  1891  proposed  that  the  tenure  of  senators  to  be  elected  by  the  Legislatures 
should  be  six  years,  subject  to  the  retii-ement  of  one-half  the  senators  every  three  years. 
The  same  term  and  tenure  for  Senators  have  been  embodied  in  the  present  Constitution. 
The  length  of  the  legal  term  of  a  senator  is,  therefore,  twice  that  of  the  potential  term 
of  a  member  of  the  House  of  Representatives.  The  reason  for  this  difference  in  length 
of  term  is  that,  in  theory,  the  Senate  is  designed  to  be  a  continuous  body,  and  that 
Senators  ought  to  have  a  longer  duration  of  membership,  in  order  to  give  them  greater 
independence  and  better  opportunities  for  deliberation  in  dealing  with  proposed  legisla- 
tion, so  that  they  may,  if  necessary,  even  protect  the  people  themselves.  (Foster, 
Comm.  I.  4ti9.) 

§  74.    "  Certified  by  the  Governor." 

Executive  Control  of  Senate  Elections. — By  sec.  12,  the  Governor  of  each 
State  is  charged  with  the  duty  of  issuing  writs  for  the  election  of  senators  ;  and  this 
section  enacts  that  the  names  of  the  senators  chosen  for  each  State  must  be  certified  by 
the  Governor  to  the  Governor-General.  This  provision  was  supported  in  the  Convention 
as  helping  to  preserve  the  essence  of  State  unity.  (Sir  John  Downer,  Conv.  Deb  ,  Syd., 
393  ;  see  also  note,  §  94,  infra.) 

The  Constitution,  while  it  gives  the  Federal  Parliament  wide  legislative  powers  in 
respect  of  the  mode  of  election  and  laws  relating  to  elections  of  senators,  seems  to  vest 
the  administrative  conduct  of  the  elections  wholly  in  the  States.  The  State  Parlia- 
ments are  to  fix  the  times  and  places  of  the  elections  ;  the  State  Governments  are  to 
issue  the  writs  and  certify  the  result  of  the  polls.  The  power  to  issue  the  writs  involves 
the  power  to  appoint  returning  officers,  who  will  be  State  officials,  and  whose  duty 
will  be  to  appoint  deputies,  to  fix  polling  places,  to  advertise,  to  hold  the  elections  at 
the  times  and  places  prescribed  by  State  laws,  and  to  return  the  writs  to  the  Governors 
of  their  respective  States.  The  method  of  election  (sec.  9)  and  the  laws  relating  to 
elections  (sec.  10),  except  as  to  the  times  and  places  of  elections,  may  be  prescribed  by 
the  Federal  Parliament ;  but  the  executive  control  remains  constitutionally  vested  in 
the  States. 

ExPKNSEs  OF  Senate  Elections. — From  the  proposition  that  the  Senate  elections 
are  conducted  and  controlled  by  State  oflficials,  it  seems  to  follow  logically'  that  the 
expenditure  in  connection  with  these  elections  must  be  defrayed  by  the  States.  The 
returning  officers,  being  State  officials,  must  look  to  their  own  Governments  for  their 
expenses  ;  and  if  the  States  have  a  free  hand  as  to  the  number  of  polling-booths,  the 
advertisement  of  the  elections  and  so  forth,  it  would  be  manifestly  unreasonable  that  the 
Federal  Government  should  be  under  an  obligation  to  pay  any  bills  which  may  be 
incurred,  however  extravagant ;  and  no  such  obligation  appears  to  be  imposed  by  the 
Constitution. 


§74.] 


THE  SENATE.  423 


At  the  same  time,  the  Constitution  does  appear  to  contemplate  that  the  Federal 
Government  shall  have  the  power  to  defray  these  expenses.  Sec.  83  provides  that  the 
Oovemor-General  in  Council  may  draw  from  the  Treasury  and  expend  such  moneys  as 
may  be  necessary  "  for  the  holding  of  the  first  elections  for  the  Parliament,"  not  merely 
for  the  House  of  Representatives.  It  would  seem,  therefore,  that  the  Federal  Govern- 
ment, though  it  is  under  no  obligation  to  defray  the  expenses  of  senate  elections,  has  the 
power  to  reimburse  the  States  for  expenses  reasonably  incurred.  Whether  it  exercises 
this  power,  or  leaves  each  State  to  bear  its  own  expenses,  is  perhaps  not  of  much 
moment,  because  the  aggregate  amount  of  the  re-imbursement  would  come  out  of  the 
surplus  divisible  among  the  several  States.  The  re-imbursement  to  each  State  would 
probably  be  made,  if  made  at  all,  on  a  uniform  population  basis  ;  and  as  it  would  then 
be  charge<l  against  each  State  as  federal  expenditure  on  the  same  basis,  the  result  would 
be  unaltered. 

In  connection  with  elections  for  the  members  of  the  House  of  Representatives,  the 
Federal  Government  will  appoint  returning  officers  and  make  arrangements  for  the 
conduct  of  electoral  proceedings  throughout  the  Commonwealth,  and  pay  the  necessary 
expenses.  It  will  be  possible  on  certain  occasions— for  instance,  at  the  first  election  and 
after  a  double  dissolution — for  the  Federal  authorities  and  the  State  authorities  to 
concur  in  the  holding  of  elections  for  both  Houses  on  the  same  day.  As  the  election  of 
representatives  in  a  State  will  be  conducted  on  the  same  suffrage  as  the  election  of 
senators  for  the  State,  it  may  be  possible  for  the  Federal  authorities  and  the  State 
authorities  to  join  in  the  expense  of  providing  one  common  electoral  roll  for  Federal 
elections  in  each  State. 


Qualification  of  electors. 

8.  The  qualification  of  electors"^  of  senators  shall  be  in 
each  State  that  which  is  prescribed  by  this  Constitution,  or 
by  the  Parliament,  as  the  qualification  for  electors  of  members 
of  the  House  of  Representatives ;  but  in  the  choosing  of 
senators  each  elector  shall  vote  only  once,'® 

Historical  Note. — This  provision  (except  the  words  prohibiting  plural  voting)  was 
introduced  at  the  Adelaide  session  in  the  same  form,  as  part  of  the  preceding  clause. 
In  Committee,  the  words  "  but  in  the  choosing  of  senators  each  elector  shall  have  only 
one  vote  "  were  added  on  Mr.  Barton's  motion.  (Conv.  Deb.,  Adel.,  p.  670.)  Lest  it 
should  be  contended  that  this  would  prevent  an  elector  from  casting  votes  for  two  or 
more  candidates,  this  was  afterwards  amended  by  adding  the  words  "  for  as  many 
pei-sons  as  are  to  be  elected  " — a  phrase  which  later  on  was  rejected  in  favour  of  "  each 
elector  shall  vote  only  once."  A  pro^^sion  was  also  added  that  "  if  any  elector  votes 
more  than  once,  he  shall  be  guilty  of  a  misdemeanour."  (Conv.  Deb.,  Adel.,  pp.  675, 
1189-90,  1210.) 

At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assembly  of  South  Australia, 
to  the  efiect  that  senators  should  be  elected  in  all  the  States  on  the  basis  of  one  adult 
one  vote,  was  negatived  by  32  votes  to  13.  A  suggestion  by  the  Legislative  Council  of 
Tasmania,  to  leave  out  the  provision  as  to  misdemeanour,  was  supported  on  the  ground 
that  the  words  were  unnecessary,  because  a  breach  of  a  statutory  prohibition  was 
always  a  misdemeanour.  Moreover,  it  was  thought  inatlvisable  to  load  the  Constitution 
with  penal  provisions.  The  amendment  was  agreed  to  bj-  28  votes  to  16.  A  suggestion 
by  the  legislative  Council  of  Victoria,  to  prevent  disfranchisement  of  existing  voters, 
was  formally  negatived,  with  a  view  to  making  Mr.  Holder's  clause  (sec.  41)  apply  to 
both  Houses.  (Conv.  Deb.,  Syd.  [1897],  pp.  416-20.)  At  the  Melbourne  session,  after 
the  fourth  report,  the  provision  was  placed  as  a  separate  clause. 


424  COMMENTARTES  ON  THE  CONSTITUTIOK  [Sec.  8. 

§  75.     ''  Qualification  of  Electors  of  Senators." 

The  qualification  of  electors  of  senators  in  each  State  is  the  same  as  the  qualification 
of  electors  of  representatives  in  each  State.  This  qualification  is  defined  in  sec.  30,  a 
reference  to  which  is  necessary  to  explain  the  meaning  of  the  expression  "  That  which  is 
prescribed  by  this  Constitution  or  by  the  Parliament."  In  sec.  30  the  Constitution 
prescribes  that  the  qualification  of  electors  of  representatives  shall  be,  in  each  State, 
that  which  is  prescribed  by  the  law  of  the  State  as  the  qualification  of  electors  of  the 
more  numerous  House  of  the  Parliament  of  the  State.  This  therefore  is  the  Consti- 
tutional provision  for  the  qualification  of  electors  of  both  Houses.  But  by  virtue  of  the 
words  "  Until  the  Parliament  otherwise  provides"  this  constitutional  pro\ision  may  be 
altered  by  the  Parliament,  without  the  necessity  of  recourse  to  the  process  of  amend- 
ment of  the  Constitution  under  sec.  128.  The  Parliament  may  pass  a  suffrage  law  for 
the  Commonwealth,  superseding  at  all  Federal  elections  the  State  suffrages,  subject  to 
the  restriction  prescribed  by  section  41.  The  Parliament  cannot,  however,  prescribe  one 
suffrage  for  the  Senate  and  another  for  the  House  of  Representatives.  Whatever 
suffrage  it  prescribes  for  the  House  of  Representatives  will,  by  virtue  of  this  section,  be 
the  suffrage  for  the  Senate  also.     (For  Notes  on  Suffrage  see  §  122,  infra.) 

§  76.    "  Each  Elector  shall  Vote  only  Once." 

By  this  provision  a  federal  elector  is  forbidden  to  vote  more  than  once  at  any 
senatorial  election.  Without  such  au  inhibition  it  might  have  been  possible  for  an 
elector  to  record  his  vote  in  every  electoral  division  throughout  a  State,  in  which  his 
name  was  registered  in  the  State  rolls,  and  to  which  he  could  journey  on  the  daj'  of 
polling.  The  possibility  of  plural  voting  at  a  senatorial  election  would  not,  owing  to  the 
magnitude  of  the  constituency,  be  so  great  as  at  a  general  election  of  members  of  the 
House  of  Representatives  in  which  the  constituencies  would  necessarily  be  smaller  and 
more  numerous.  The  application  of  the  restriction  to  the  election  of  members  of  both 
Federal  Chambers  is  a  strong  proof  of  the  liberal  policy  which  guided  and  influenced  the 
deliberations  of  the  Federal  Convention. 

The  mode  of  enforcing  the  inhibition  formed  the  subject  of  some  debate  in  the 
Convention.  At  the  Adelaide  session  a  provision  was  added  to  the  effect  that  if  an 
elector  voted  more  than  once  at  the  same  election  he  sliould  be  guilty  of  a  misdemeanour. 
At  the  Sydney  session  a  recommendation  was  received  from  both  Houses  of  the  Tas- 
manian  Legislature  that  the  penalizing  words  should  be  omitted,  as  being  foreign  to  a 
Constitution,  although  no  objection  was  raised  to  another  section  (46)  which  created  an 
offence  and  provided  a  penalty.  In  supporting  the  omission  of  the  words.  Sir  P.  0. 
Fysh  urged,  at  the  Sydney  Convention,  that  the  bill  should  not  embrace  anything  except 
what  was  necessary  for  the  framing  of  the  Constitution,  and  that  any  matters  which 
belonged  to  the  criminal  law,  or  the  electoral  laws  of  the  States,  had  better  be  left  as 
they  were.  As  far  as  the  criminal  law  was  concerned,  it  should  not  be  part  of  the  Con- 
stitution.    (Conv.  Deb.,  Syd.,  p.  417.) 

"  There  seemed  to  be  a  considerable  number  of  members  at  Adelaide  who  wished  to 
have  this  provision  about  a  misdemeanour  inserted,  and  it  was  inserted  in  accordance  with 
the  wish  of  the  majority.  I  am,  myself,  of  opinion  that  so  far  as  you  can  you  should 
leave  the  Constitution  to  deal  simply  with  matters  of  necessary  machinery.  I  am  not, 
myself,  strongly  in  favour  of  a  provision  of  this  kind,  and  I  think  it  can  otherwise  be 
provided  for  ;  but  I  am  entirely  in  the  hands  of  the  Committee.  If  there  is  such  a  desire 
on  the  part  of  the  Committee,  I  shall  not  object  to  the  retention  of  these  words,  although 
I  admit  the  force  of  the  argument  that  the  Constitution  Act  is  not  the  place  for  making 
offences  against  the  criminal  law,  or  for  prescribing  penalties.  That  is  perfectly  true  ; 
but  the  object  in  the  first  instance  seemed  to  be  to  obtain  a  statement  of  this  kind  in  the 
Constitution.  The  object  seemed  to  make  it  plain  on  the  face  of  the  Constitution  that 
whoever  offended  against  the  law  of  one  man  one  vote  should  be  in  danger  of  the  police. 
I  think  I  pointed  out  in  Adelaide,  and  hon  members  mostly  agreed  with  me,  tiiat  whore 
a  man  does  wilfully  and  deliberately  what  is  against  the  express  provisions  of  an  Act,  it 
is  a  misdemeanour,  and  there  is  no  necessity  to  place  that  in  an  Act  of  Parliament." 
(Mr.  Edmund  Barton,  id.  p.  417.) 


1 


§77.] 


THE  SENATE.  425 


On  a  division  tfae  words  declaring  plural  voting  at  a  senatorial  election  to  be  a  mis- 
demeanour were  struck  out.  A  breach  of  a  direct  statutory  prohibition,  however,  is  a 
misdemeanour.     (See  Note,  §  123,  infra.) 


Method  of  election  of  senators.     Times  and  places. 

9.  The  Parliament  of  the  Commonwealth  may  make  laws 
prescribing  the  method  of  choosing  senators",  but  so  that  the 
method  shall  be  uniform  for  all  the  States'^  Subject  to  any- 
such  law,  the  Parliament  of  each  State  may  make  laws  pre- 
scribinor  the  method  of  choosing-  the  senators  for  that  State. 

The  Parliament  of  a  State  may  make  laws  for  determin- 
ing the  times  and  places  of  elections  of  senators"^  for  the  State. 

UsiTKD  States. — The  times,  places,  and  manner  of  holding  elections  for  senators  and  representa- 
tives, shall  be  prescribed  in  each  State  by  the  legislature  thereof  ;  but  the  Congress  maj-  at 
any  time,  by  law,  make  or  alter  such  regulations,  except  as  to  the  place  of  choosing 
senators. — Const.,  Art.  1,  Sec.  iv.,  subs.  1. 

Historical  Note. — Clause  10,  Chap.  1.,  of  the  Commonwealth  Bill  of  1891  was  as 
follows  : — 

"  The  Parliament  of  the  Commonwealth  may  make  laws  prescribing  a  uniform 
manner  of  choosing  the  senators.  Subject  to  such  laws,  if  anj',  the  Parliament  of  each 
StAte  may  determine  the  time,  place,  and  manner  of  choosing  the  senators  for  that 
State  by  the  Houses  of  Parliament  thereof."     (Conv.  Deb.,  Syd  [1891],  p.  599.) 

At  the  Adelaide  session,  1897,  the  same  clause  was  adopted  with  the  omission  of 
the  words  "by  the  Houses  of  Parliament  thereof."  In  Committee,  Mr.  Deakin  sug- 
gested "  method  "  as  preferable  to  "manner,"  but  no  amendment  was  moved.  (Conv. 
Deb.,  Adel.,  pp.  672-4.) 

At  the  Sydnej'  session,  a  8U£;gestion  by  both  the  Houses  of  the  Parliament  of  Tas- 
mania, to  leave  the  manner  of  choosing  senators  to  the  States  altogether,  was  negatived. 
A  suggestion  by  the  Legislative  Assembly  of  Victoria,  to  insert  "the  times,  places, 
and"  before  "  a  uniform  manner,"  in  order  to  enable  the  Federal  Parliament  to  legis- 
late as  to  the  times  and  places  of  elections,  was  agreed  to.  (Conv.  Deb.,  Syd.  [1897], 
pp.  987-8.) 

At  the  Melbourne  session,  after  the  fourth  report,  the  clause  was  altered  to  its 
present  shape,  the  determination  of  times  and  places  being  again  left  to  the  States.  In 
Committee,  ilr.  Symon  pointed  out  that  this  was  an  alteration  in  substance  ;  but  no 
amendment  was  moved.     (Conv.  Deb.,  Melb.,  pp.  2445-7.) 

§  77.    "Method  of  Choosing  Senators." 

The  method  of  choosing  senators  in  each  State  may,  in  the  first  instance,  be  pre- 
scribed by  the  Parliament  of  each  State.  The  Parliament  of  the  Commonwealth,  how- 
ever, may  at  any  time  after  the  first  election  of  senators  pass  laws  prescribing  the 
"  method  of  choosing  senators,"  subject  to  the  restriction  that  such  method  shall  be 
uniform  for  all  the  States.  The  question  which  at  once  presents  itself  for  consideration 
is  the  meaning  of  the  expression  "  method  of  choosing." 

"  Method  of  choosing  "  clearly  does  not  include  the  sub-division  of  the  State  into 
electorates,  because  sec.  7  gives  this  power  solely  to  the  Federal  Parliament.  Nor  does 
it  include  the  fixing  of  the  times  and  places  of  elections  ;  because  sec.  9  reserves  this 
power  absolutely  to  the  State  Parliaments.  The  power  to  prescribe  the  method  of 
choosing  senators  is  also  limited  by  the  constitutional  provision  that  "  each  elector  shall 
▼ot«  only  once." 


426  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  9. 

Subject  to  these  express  constitutional  provisions,  it  would  seem  that  the  power  to 
prescribe  the  method  of  choosing  senators  extends  to  the  regulation  of  the  whole  process 
of  election,  including  the  mode  of  nomination,  the  form  of  writs  and  ballot  papers,  the 
mode  of  voting,  the  mode  of  counting  votes,  &c.  The  section  would  thus  enable  the 
State  Parliaments  provisionally,  and  the  Federal  Parliament  ultimately,  to  prescribe  the 
mode  in  which  an  elector  should  record  his  vote,  e.g.,  whether  he  should  vote  for  as 
many  candidates  as  there  are  vacancies  to  be  filled  at  the  election,  or  whether  he  should 
have  the  option  of  ''plumping"  for  a  less  number  of  candidates  or  of  concentrating  his  vote, 
or  whether  he  should  mark  some  or  all  of  the  candidates  in  the  order  of  his  preference. 
Provision  could  thus  be  made  for  the  introduction  of  some  system  of  preferential  or 
alternative  voting  and  the  representation  of  minorities. 

"  Method  of  choosing  "  would  probably  also  include  genei'al  regulations  as  to  the 
conduct  of  elections.  Under  the  power  conferred  on  the  Congress  of  the  United  States 
to  prescribe  the  "times  and  manner  of  holding  elections  for  senators  and  represen- 
tatives," a  statute  has  been  passed  providing  for  the  holding  of  federal  revision  courts 
and  the  appointment  of  *'  supervisors  of  elections  "  to  attend  and  scrutinize  the  registra- 
tion of  electors  and  the  recording  of  votes,  Mith  power  to  arrest  persons  guilty  of  fraud 
against  the  election  laws,  and  if  necessary  to  sunmion  the  po.ise  comilatus  to  their  aid. 
(Burgess,  Political  Sc.  ii.  44.) 

In  the  absence  of  State  or  federal  laws  prescribing  the  ' '  method  of  choosing 
senators,"  the  senators  for  a  State  would  be  chosen  according  to  the  method  prescribed 
by  "  the  law  relating  to  elections  for  the  more  numerous  House  of  the  Parliament  of  the 
State."     (See  Notes,  §  124,  injra.) 

"  I  take  it  this  deals  more  with  the  manner  in  which  you  carry  out  your  elections, 
and  that  the  provision  in  a  Constitution  that  a  State  shall  be  one  electorate  in  voting  as 
an  entity  of  the  Constitution  is  not  a  matter  of  minor  degree  as  are  these  summed  up  in 
the  phrase  'manner  of  choosing.'  If  these  matters  come  before  the  courts  the  courts 
cannot  have  any  difficulty."     (Mr.  Edmund  Barton,  Conv.  Deb.,  Adel.,  p.  673.) 

"  'i"he  definition  which  Mr.  Barton  has  rather  implied  than  given  of  the  word  'manner' 
raises  a  doubt  in  my  mind  as  to  whether  the  word  'manner'  is  also  wide  enough  to 
cover  all  alteration  in  the  system  of  voting,  if  so  desired.  If  '  manner  '  relates  rather  to 
the  conduct  of  an  election  and  the  general  provisions  made  for  taking  votes,  is  it  wide 
enough  to  cover  also,  and  to  a  certainty',  a  variety  of  systems  of  voting  which  might 
perhaps  be  indicated  by  the  word  '  method  ?'  Would  it  not  be  desirable  to  take  care 
that  those  States  which  think  fit  to  adopt  a  system  of  proportional  voting  for  the  repre- 
sentation of  minorities  shall  have  power  to  do  so,  and  that  the  Parliament  of  the  Federal 
Commonwealth  shall  also  be  able  to  adopt  such  a  system  if  it  thinks  desirable  ?"  (Mr. 
A.  Deakin,  id.  p.  673.) 

"  There  are  only  two  limitations  to  the  subjects  which  may  come  under  the  head  of 
'manner  of  choosing.'  One  is  that  the  member  is  to  be  chosen  bj^  tiie  people  of  the 
States  as  one  electorate.  That  cannot  be  altered.  The  other  is  that  the  qualification 
shall  be  as  stated  for  the  House  of  Representatives,  and  one  man  shall  have  one  vote. 
Those  two  things  are  expressly  provided  for,  and  therefore  the  '  manner '  cannot  touch 
them.  They  really  put  the  very  basis  upon  which  the  Senate  is  elected.  But  the 
manner  of  conducting  elections  must  embrace  everything  else,  and  the  manner  of 
choosing,  surely,  would  include  the  method  in  which  the  votes  are  to  he  recorded.  The 
method  in  which  votes  are  recorded  must  allow  for  representation  of  minorities, 
alternative  votes,  or  any  other  system."     (Mr.  R.  E.  O'Connor,  id.  p.  673.) 

"  It  would  be  perfectly  open,  for  instance,  for  every  Parliament  to  provide  for  the 
Hare  system  of  election.  The  tenth  clause  provides  that  the  Parliament  may,  in  the 
first  instance,  prescribe  an  uniform  manner  applicable  to  every  State,  of  choosing 
members  for  the  Senate  ;  but,  subject  to  such  provision,  the  Parliament  of  each  State 
may  decide  how  to  choose  members  of  that  body.  It  reserves  such  a  power  to  the 
Parliaments  of  the  States.  But  there  is  reserved  to  the  Federal  I'arliamcnt  a  power  of 
control,  which  might  well  be  exerci.sed,  in  the  case  of  certain  difficulties  or  misdeeds 
arising,  to  take  the  matter  into  its  hand."     (Mr.  Edmund  Barton,  id.  p.  673.) 

§  78.    "  Uniform  for  all  the  States. " 

"  Uniform "  means  the  same  in  all  the  States;  not  different  methods  indifferent 
States.  (Head  Money  Cases,  112  U.S.  580.)  Where  a  Federal  Legislature  is  authorized 
to  pass  "  uniform  laws  "  it  is  not  merely  enabled  to  pass  laws  the  operation  of  which 


§§78-79.1  THE  SENATE.  427 

shall  be  uniform,  but  to  establish  uniform  laws  on  the  subject  throughout  the  union. 
This  uniformity  is  incompatible  with  state  legislation  on  that  part  of  the  subject  to 
which  the  federal  law  may  extend.     (Sturges  v.  Crowninshield,  4  Wheat.  12.3-194.) 

§  79.     "  Times  and  Places  of  Elections  of  Senators." 

This  sub-section  further  strengthens  the  control  of  the  States  over  the  election  of 
senators.  The  Parliament  of  a  State  may,  by  legislation,  determine  the  times  when, 
upon  the  occasions  arising  under  the  Constitution,  elections  of  senators  for  the  State 
shall  take  place  ;  it  may  also  determine  the  places  at  which  polling  booths  for  the 
reception  of  votes  for  the  election  of  senators  shall  be  held.  These  powers  are  per- 
manently and  exclusively  vested  in  the  States.  The  election  of  senators  will,  of  course, 
take  place  on  the  occurrence  of  the  events  prescribed  by  the  Constitution,  such  as  the 
triennial  election  of  senators,  when  half  the  number  of  senators  retire  according  to  the 
process  of  rotation  deBned  b\'  section  13 ;  and  such  as  a  general  election  of  the  Senate 
following  a  dissolution  thereof  under  section  57.  Under  a  similar  section  in  the 
American  Constitution  it  has  been  held  that  when  the  legislature  of  a  State  has  failed  to 
' '  prescribe  the  times,  places  and  manner "  of  holding  elections,  the  Governor  may,  in 
case  of  a  vacancy,  designate  in  his  writ  of  election  the  time  and  place,  when  and  where 
such  election  will  be  held  ;  but  that  a  reasonable  time  should  be  allowed  for  the  promul- 
gation of  the  notice.  (Hoge's  Case,  CI.  and  Hall  [U.S.],  1.35 ;  cited  Baker  Annot. 
Const.  6.) 


Application  of  State  laws. 

10.  Until  the  Parliament  otherwise  provides,  but  subject 
to  this  Constitution,  the  laws  in  force  in  each  State,  for  the 
time  being,  relating  to  elections^  for  the  more  numerous 
House  of  the  Parliament  of  the  State  shall,  as  nearly  as 
practicable,  apply  to  elections  of  senators  for  the  State. 

HisTOEiCAL  Note. — At  the  Adelaide  session,  the  following  words  (taken  from  the 
corresponding  clause  of  the  Commonwealth  Bill  of  1891,  relating  to  the  House  of  Repre- 
sentatives) were  introduced  as  paragraph  2  of  the  preceding  clause  : — 

"  Until  such  determination,  and  unless  the  Parliament  of  the  Commonwealth  other- 
wise provides,  the  laws  in  force  in  the  several  States  for  the  time  being,  relating  to  the 
following  matters,  namely :  The  manner  of  conducting  the  elections  for  the  more 
numerous  House  of  the  Parliament  of  the  State,  the  proceedings  at  such  elections, 
returning  officers,  the  periods  during  which  elections  may  be  continued,  and  offences 
against  the  laws  regulating  such  elections,  shall,  as  nearly  as  practicable,  apply  to 
elections  in  the  several  States  of  members  of  the  Senate."  (Conv.  Deb.,  Adel., 
pp.  e74-6.) 

At  the  Sydney  session,  a  suggestion  by  both  Houses  of  the  Parliament  of  Tasmania, 
to  omit  "and  unless  the  Parliament  of  the  Commonwealth  otherwise  provides,"  so  as  to 
make  the  power  of  the  States  permanent,  was  negatived.  (Conv,  Deb.,  Syd.,  1897, 
pp.  988-9.) 

At  the  Melbourne  session,  the  paragraph  was  omitted,  with  a  view  to  placing  the 
provision  as  to  both  Houses  in  a  .single  clause  (44  aa).  (Conv.  Deb.,  Melb.,  pp.  1827, 
1855.)  After  the  fourth  report,  however,  it  was  determined  to  deal  with  each  House 
separately  ;  the  clause  was  restored  in  shorter  and  more  general  terms,  and  clause  44  aa 
was  omitted.     (See  also  sec.  31.) 


428  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  11. 

§  80.    "  Laws  in  Force  in  Each  State    .    .    Relating  to 

Elections." 

This  section  provides  that  in  the  election  of  senators  tor  a  State  the  laws  for  the 
time  being  in  force  in  such  State  relating  to  elections  for  the  more  numerous  House  of 
Parliament  of  the  State  shall,  so  far  as  practicable,  be  applied.  To  this  general  enact- 
ment there  are  two  limitations  ;  one  being  that  such  electoral  machinery  laws  are  to  be 
applicable  to  senatorial  elections  only  until  the  Parliament  otherwise  provides  ;  and  the 
second  being  that  the  operation  of  the  section  is  to  be  "subject  to  this  Constitution." 
The  latter  phrase  seems  to  cover  two  cases  ;  (1)  express  provisions  in  the  Constitution 
relating  to  elections — such  as  the  prohibition  against  plural  voting,  and  the  provision 
that  until  the  Parliament  otherwise  provides,  each  State  shall  be  one  electorate  ;  and  (2) 
laws  passed  by  the  States  under  the  authority  of  the  Constitution — such  as  laws  deter- 
mining the  time  and  places  of  elections  and  provisional  laws  prescribing  the  method  of 
choosing  senators.  Accordingly  the  section  is  merely  provisional  and  temporary.  It 
may  be  superseded  in  part  by  State  legislation,  under  sec.  9,  and  superseded  altogether 
by  federal  legislation. 

The  words  "  until  the  Parliament  otherwise  provides,"  seem,  by  virtue  of  sec.  51 — 
xxxvi. ,  to  give  the  Federal  Parliament  (subject  of  course  to  the  expi'ess  limitations 
imposed  by  the  Constitution)  a  general  power  to  legislate  as  to  "laws  relating  to 
elections"  for  the  Senate — words  which  have  a  wider  scope  than  the  words  "  lawa 
prescribing  the  method  of  choosing  senators."  The  executive  conduct  of  the  elections, 
however,  will  remain  with  the  States.     (See  Note,  §  74,  supra.) 

Section  31  of  the  Constitution,  making  preliminary  application  of  State  election  laws 
to  the  choice  of  members  of  the  House  of  Representatives,  is  the  same  in  substance  as  the 
section  now  under  review.  Both  sections,  as  originally  framed,  enumerated  in  detail  the 
particular  branches  of  the  electoral  law,  to  which  they  were  intended  to  apply  (see 
Historical  Note,  supra)  ;  but  at  the  Melbourne  session  of  the  Convention  this  enumeration 
was  replaced  by  general  words. 

The  omission  of  the  particular  words,  instead  of  weakening,  rather  strengthens  the 
section  by  rendering  it  more  general,  and  less  restricted  than  the  original  one.  Tlie 
section,  as  it  stands,  is  most  comprehensive,  and  applies,  to  senatorial  elections  in  a 
State,  all  State  laws  relating  to  the  conduct  of  and  proceedings  at  elections  of  members 
of  the  popular  Chamber  in  that  State  ;  the  appointment  of  returning  officers,  their 
deputies  and  assistants,  and  their  respective  powers  and  duties  ;  the  ijublication  of  the 
mandate  contained  in  the  senatorial  writs  ;  the  preparation  of  voters'  rolls  ;  the  prepara- 
tion of  ballot  papers  ;  the  nomination  of  candidates  ;  the  conditions  of  nomination — such 
as  the  signature  of  nomination  papers  by  a  certain  number  of  electors,  and  the  lodging 
of  a  deposit  with  each  nomination  paper  as  a  guarantee  of  bo7ia  fides  ;  the  withdrawal  of 
nominations  ;  the  notification  of  the  time  and  places  of  polling  as  fixed  by  State  laws 
under  section  9  ;  the  recording  of  votes  by  secret  ballot  on  the  day  of  polling ;  the  proof 
of  qualification  and  proof  of  identity  of  voters  ;  questions  to  be  answered  or  oaths  taken 
by  persons  seeking  to  vote  whose  qualification  or  identity  may  be  challenged  ;  the  main- 
tenance of  order  at  the  polling  places  ;  the  time  of  opening  and  closing  thereof  ;  the  count- 
ing of  votes,  the  certification  of  returns,  and  the  declaration  of  the  poll. 


Failure  to  choose  senators*'. 

1 1.  The  Senate  may  proceed  to  the  despatch  of  business, 
notwithstanding  the  failure  of  any  State  to  provide  for  its 
representation  in  the  Senate. 

Historical  Note. — Clause  11,  chap.  I.,  of  the  Commonwealth  Bill  of  1891  was  as 
follows : — 


^§  80-81.] 


THE  SENATE.  429 


"  The  failure  of  any  State  to  pro\'iile  for  its  representation  in  the  Senate  shall  not 
afiFect  the  power  of  the  Senate  to  proceed  to  the  despatch  of  business. " 

At  the  Adelaide  session,  1897,  the  clause  was  adopted  in  the  same  words  ;  and  at 
the  Melbourne  session,  after  the  fourth  report,  it  was  altered  to  its  present  form. 

§  81.    "  Failure  to  Choose  Senators." 

This  section  must  be  read  in  conjunction  with  the  quorum  section,  which  enacts 
that  the  presence  of  at  least  one-third  of  the  whole  number  of  senators  shall  be  neces- 
sary to  constitute  a  meeting  of  the  Senate  for  the  exercise  of  its  powers  (sec.  22). 
Accordingly  the  Senate  will  be  capable  of  being  duly  constituted  for  the  despatch  of 
business  if  at  least  one-third  of  the  States  under  the  system  of  equal  representation 
have  provided  for  their  representation  in  that  body  ;  the  failure  of  two-thirds  of  the 
States  to  return  the  quota  of  senators  to  which  they  are  entitled  under  the  Constitution 
would  not  paralyse  the  legislative  action  of  the  Senate,  and  the  absent  and  unrepre- 
sented States  would  be  bound  by  laws  passed  whilst  the  statutory  quorum  was  present, 
just  as  legally  as  if  they  were  fully  represented.  The  Constitution  of  the  United 
States  of  America  requires  an  absolute  majority  of  the  membei-s  of  the  Senate  to  con- 
stitute a  quorum  (Art.  I.  sec.  5,  sub-sec.  1),  and  there  is  no  section  corresponding  to 
the  above  one  stipulating  that  unrepresented  States  are  bound  as  effectively  as  those 
which  have  elected  Senators.  In  the  case  of  Cohens  v.  Virginia,  6  Wheat.  264,  it  was 
said  that  if  a  majority  of  States  should  refuse  to  elect  senators  the  government  of  the 
United  States  of  America  would  necessarily  come  to  an  end.  Applying  that  principle 
to  the  Constitution  of  the  Commonwealth  it  might  be  contended  that  there  would  be  a 
deadlock  in  the  Federal  Government  if  more  than  two-thirds  of  the  States  failed  to 
elect  senators.     The  risk  of  such  a  failure,  however,  is  very  remote. 

This  section  contains  the  only  legal  and  effective  proWsion  made  by  the  Constitu- 
tion for  the  prompt  and  regular  return  of  senators  by  the  States.  The  whole  carriage 
of  senatorial  elections  is  vested  in  the  State  authority  ;  the  Federal  Government  can 
exercise  no  control  or  supervision  over  them.  The  Governor  of  each  State  issues  the 
writ  for  a  senatorial  election  ;  the  election  is  conducted  by  State  officers  ;  the  Governor 
of  the  State,  on  the  return  of  the  senatorial  writ  to  him,  has  to  certify  to  the  Governor- 
General  the  names  of  senators  dulj'  chosen  for  his  State.  There  is  no  time  limited 
■within  which  the  certification  has  to  be  made.  The  fact  that  a  quorum  of  the  Senate 
may  proceed  to  the  despatch  of  business,  notwithstanding  any  neglect  or  delay  on  the 
part  of  a  State  to  provide  for  its  representation,  will  be  a  strong  inducement  and  in- 
centive for  the  prompt  holding  of  elections  and  the  return  of  senators  to  fill  vacancies  as 
they  arise. 


Issue  of  writs. 

12.  The  Governor  of  any  State  may  cause  writs  to  be 
issued^  for  elections  of  senators  for  the  State.  In  case  of  the 
dissolution  of  the  Senate^  the  writs  shall  be  issued  within 
ten  days  from  the  proclamation  of  such  dissolution. 

Historical  Note.— At  the  Adelaide  sessions,  1897,  in  committee,  Mr.  Barton 
introduced  a  clause  (11a)  as  follows  :— 

^  "  For  the  purpose  of  holding  elections  of  members  to  represent  any  State  in  the 
^enate,  the  (governor  of  the  State  may  cause  writs  to  be  issued  by  such  persons  in  such 
lorm  and  addressed  to  such  returning  officer  as  lie  thinks  fit." 

Mr.  Isaacs  thought  that  the  writs  ought  to  be  issued  by  the  Governor-General,  as  in 
the  case  of  writs  for  the  House  of  Representatives.  Mr.  Holder  moved  an  amendment 
to  provide  that  the  writs  should  be  issued  by  the  Governor-General  in  Council ;  but  this 
was  negatived.     (Conv.  Deb.,  Adel.,  pp.  1149-50.) 


430  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  13. 

At  the  S3'dney  session,  a  suggestion  by  the  Legislative  Assembly  of  Victoria  to  omit 
the  clause  was  notadopted.  (Conv.,  Syd.,  1897,  p.  989  ;  and  see  id.  pp.  391-4.)  At  the 
Melbourne  session,  drafting  amendments  were  made  before  the  first  report  and  after  the 
fourth  report. 

§  82.    "YTrits  to  be  Issued." 

As  we  have  already  seen,  the  whole  executive  supervision  and  conduct  of  a 
senatorial  election  in  each  State,  from  the  issue  of  the  writ  to  the  certification  of 
returns,  is,  subject  to  certain  restraints,  vested  in  the  State  authorit3%  The  only 
restrictive  mandate  imposed  on  the  Governor  of  a  State  is,  that  in  case  of  a  dis- 
solution of  the  Senate,  he  must  issue  the  writ  within  ten  days  from  the  proclamation 
of  such  dissolution.  No  express  provision  has  been  made  as  to  the  limit  of  time  within 
which  the  writ  issued  by  the  Governor  of  a  State  should  be  returned  to  him.  Section  5 
provides  that  the  Parliament  shall  be  summoned  to  meet,  after  a  general  election,  not 
later  than  thirty  days  after  "  the  day  appointed  "  for  the  return  of  the  writs.  As  we 
have  pointed  out  in  our  notes  on  that  section,  "the  day  appointed"  there  referred  to 
means  the  time  fixed  by  the  Governor-General  in  Coimcil  for  the  i-eturn  of  the  writs  for 
the  election  of  members  of  the  House  of  Representatives.  There  is  no  express  or  implied 
power  vested  in  the  Governor-General  in  Council  to  appoint  a  day  for  the  return  of  the 
senatorial  writs  or  for  the  certification  of  names  of  senators  chosen. 

§  83.    "  Dissolution  of  the  Senate." 

The  liability  of  the  Senate  of  the  Commonwealth  to  dissolution,  in  the  circumstances 
and  under  the  conditions  stipulated  in  section  57,  is  an  important  feature  in  its 
constitution,  which  strikingly  differentiates  it  from  its  great  model  and  prototype  —  the 
Senate  of  the  United  States  of  America.  It  has  been  said  that  the  American  Senate  is  a 
continuous  body,  always  in  existence,  and  that  its  permanency  and  the  length  of  the  terms 
of  its  members  have  given  it  a  dignitj'  possessed  b}'  no  other  legislative  body  now  in 
existence.  (Foster's  Comm.  I.  493.)  The  Senate  of  the  Commonwealth  has  been  deprived 
of  that  principle  of  undisturbed  continuity.  The  system  of  retirement  by  rotation 
makes  the  Senate  of  the  Commonwealth,  in  theory,  a  continuous  body  ;  but  its  liability 
to  dissolution  is,  to  some  extent,  inconsistent  with  that  theory.  At  the  same  time,  when 
the  conditions  prescribed  by  section  57  and  the  various  safeguards  surrounding  the 
exercise  of  the  power  therein  conferred  are  considered,  it  will  appear  that  the  dissolu- 
bility of  the  Senate  is  quite  consistent  with  the  teachings  of  political  science  and  the 
drift  of  modern  political  thought,  and  that  what  it  loses  by  an  occasional  break  in 
continuity  it  will  gain  in  representative  character,  public  esteem  and  legislative 
usefulness. 


Rotation  of  senators. 

13.  As  soon  as  may  be  after  the  Senate  first  meets,  and 
after  each  first  meeting  of  the  Senate  following  a  dissolution 
thereof,  the  Senate  shall  divide  the  senators^*  chosen  for 
each  State  into  two  classes,  as  nearly  equal  in  number  as 
practicable  ;  and  the  places  of  the  senators  of  the  first  class 
shall  become  vacant  at  the  expiration  of  the  third  year,  and 
the  places  of  those  of  the  second  class  at  the  expiration  of  the 
sixth  year,  from  the  beginning  of  their  term  of  service  ;  and 
afterwards  the  places  of  senators  shall  become  vacant  at  the 


§84.3  '^H^  SENATE.  431 

expiration  of  six  years  from  the  beginning  of  their  term  of 
service. 

The  election  to  fill  vacant  places  shall  be  made  in  the 
year  at  the  expiration  of  which  the  places  are  to  become 
vacant. 

For  the  purposes  of  this  section  the  term  of  service  of  a 
senator^^  shall  be  taken  to  begin  on  the  first  day  of  January 
following  the  day  of  his  election,  except  in  the  cases  of  the 
first  election  and  of  the  election  next  after  any  dissolution  of 
the  Senate,  when  it  shall  be  taken  to  begin  on  the  first  day  ot 
January  preceding  the  day  of  his  election. 

UsiTED  States. — Immediately  after  they  shall  be  assembled,  in  conseqwence  of  the  first 
election,  they  shall  be  divided  as  equally  as  may  be  into  three  classes.  The  seats  of  the 
senators  of  the  first  class  shall  be  vacated  at  the  expiration  of  the  second  year,  of  the 
second  class  at  the  expiration  of  the  fourth  year,  and  of  the  third  class  at  the  expiration  of 
the  sixth  year;  so  that  one  third  may  be  chosen  every  second  year. —Const.,  Art.  I., 
sec.  3,  sub-sec.  2. 

Historical  Note.— Claose  13,  Chap.  L,  of  the  Commonwealth  Bill  of  1891  was 

sabstantially  the  same  except  that  it  was  provided  that  the  Senators  for  each  State 

"  shall  be  di%-ided  by  lot  into  two  classes."     (Conv.  Ueb.,  Syd.  [1891],  pp.  599-603.)     At 

the  Adelaide  session,  1897,  the  clause  of  1891   was  adopted  almost  verbatim,  and  in 

Committee  verbal  amendments  were  made.     (Conv.  Deb,  Adel.,  pp.  67fi-9,  1190.)     At 

the  Sydney  session,  Mr.  Glynn  objected  to  the  principle  of  rotation,  as  preventing  the 

Senate  ever  being  in  touch  with  public  opinion.     (Conv.   Deb.,  Syd.   [1897],   p.  989.) 

Drafting  amendments  were  also  made.     At  the  Melbourne  session,  Mr.   Deakin  moved 

the  omission  of  the  words  "  by  lot."     He  thought  that  either  provision  should  be  made 

for  the  three  lowest  on  the  poll  to  retire  first,  or  the  Senate  should  be  left  to  manage  the 

matter  itself.     The  amendment  was  carried.     (Conv.  Deb.,  Melb.,  pp.  1928-9.)     Drafting 

amendments  were  made  before  the  first  report  and  after  the  fourth  report. 

§  84.    "The  Senate  shall  divide  the  Senators." 

The  Senate  will  be  a  continuous  lx)dy  so  far  as  its  continuitj-  is  not  broken  by  a  dis- 
solution imder  sec.  57.  It  may  be  assumed  that  such  a  break  will  only  occur  on  rare  and 
abnormal  occasions  in  the  history  of  the  Commonwealth.  Permanency  of  succession 
being  its  natural  condition,  arrangements  have  to  be  made  for  the  periodical  retirement 
"f  batches  of  senators  so  as  to  give  effect,  as  far  as  possible,  to  the  provisions  of  the  Con- 
stitution ;  which  provides  that  whilst  senators  shall  be  chosen  for  a  term  of  six  years, 
half  of  them  shall  retire  every  three  years.  Six  years  of  ser\-ice  is  the  maximum  term 
for  which  all  senators  are  elected,  but  the  policy  of  the  Constitution  is  to  cause  the 
retirement  of  half  the  senators  for  each  State  every  three  years  instead  of  all  the  senators 
every  six  years.  If  all  the  senators  were  to  retire  at  the  same  time  there  would  be  no 
element  of  continuity  in  the  constitution  of  the  Senate.  By  the  rotation  principle  that 
advantage  is  secured,  whilst  there  will  also  be,  at  short  intervals,  an  infusion  of  either 
fresh  blood  or  restored  \'itality  in  the  personnel  of  the  Senate  by  the  return,  every  three 
years,  of  newly  chosen  senators,  or  by  the  re-election  of  former  senators  strong  in  the 
confidence  of  their  respective  States.  As  the  members  of  the  first  Senate,  and  of  every 
Senate  elected  after  a  dissolution,  are  elected  at  the  same  time,  they  would,  but  for  this 
section,  be  all  entitled  to  six  years  tenure  of  office  so  far  as  not  interfered  with  by  a  dis- 
solution. For  the  purpose  of  securing  the  retirement  every  three  years  of  a  moiety  of  the 
senators  for  each  State,  an  arbitrary'  provision  has  been  adopted  that  one-half  of  the 
senators  for  each  State  in  the  first  Senate,  and  every  Senate  succeeding  a  dissolution. 


432  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  13. 

shall  vacate  their  seats  at  the  expiration  of  three  years  from  the  beginning  of  their  term 
of  service.  The  Constitution  does  not  itself  specify  the  method  of  determining  which 
half  of  the  senators,  for  each  State,  shall  retire  at  the  end  of  half  their  terms  of  service. 
It  requires  the  Senate  to  divide  the  senators  for  each  State  into  two  classes,  as  nearly 
equal  in  number  as  practicable,  and  declares  that  the  places  of  senators  of  the  first  class 
shall  become  vacant  at  the  expiration  of  the  third  year,  and  the  places  of  those  of  the 
second  class  at  the  end  of  the  sixth  year  ;  the  Senate  may  divide  them  by  lot  or  it  may 
divide  them  according  to  some  recognized  principle  ;  it  may  place  the  three  senators  for 
each  State  who  stood  highest  on  the  poll  in  one  class,  entitled  to  six  years,  and  place  the 
other  three  senators  for  each  State  in  the  other  class  entitled  to  three  years  of  office. 

The  words  "as  nearly  equal  in  number  as  practicable"  are  intended  to  include  the 
possible  contingency  of  the  number  of  senators  for  each  State  being  altered,  under  section 
7,  to  an  odd  number  ;  or  of  a  new  State  being  accorded  an  odd  number  of  senators.  So 
long  as  the  number  of  senators  for  each  State  remains  even,  the  equality  will  of  course 
be  exact. 

In  the  Draft  Bill  of  1891,  as  well  as  in  the  Bill  as  settled  in  the  Adelaide  and  Sydney 
sessions,  the  Senate  was  authorized  to  divide  the  senators  into  two  classes  bj'  lot.  At 
the  Melbourne  session,  the  words  "  by  lot  "  were  omitted.  The  Senate  has  now,  there- 
fore, the  unrestricted  right  to  divide  the  senators  for  each  State  into  two  classes  in 
such  manner  as  it  thinks  fit.  The  purpose  of  the  amendment  is  shown  by  the  following 
extracts  from  the  debates  of  the  Convention  : — 

"  The  amendment  I  suggest  need  not  occupj'  more  than  a  moment  or  two  in  discus- 
sion. It  is  a  blot  on  the  face  of  a  measure  of  this  kind  to  require  that  the  division  of 
the  senators  into  two  classes  after  the  first  election  shall  be  made  by  lot.  I  could  under- 
stand that  device  being  adopted  in  the  absence  of  any  other  means  of  determining  which 
senators  should  have  the  longer  period.  But  the  poll  itself  ought  to  afford,  or  be  taken 
to  afford,  a  reasonable  indication  of  the  wishes  of  the  electors  in  this  respect,  and  it  is  a 
probable  injustice,  as  well  as  a  mistake,  to  fall  back  on  the  antique  method  of  settling 
questions  of  the  kind.  I  move,  therefore,  the  on)ission  of  the  words  '  by  lot,'  which 
will  leave  it  absolutely  at  the  discretion  of  the  Senate  itself  to  determine,  after  it  meets, 
on  what  method  the  division  shall  take  place.  If  the  Drafting  Committee  think  fit, 
they  can  adopt  the  method  of  pi'oviding  that  the  three  highest  on  the  poll  should  have 
the  six  years'  tenure.  If  that  be  the  sense  of  the  Convention,  I  will  now  simply  submit 
my  motion."     (Mr.  Alfred  Deakin,  Conv.  Deb.,  Melb.,  p.  19-28.) 

"  I  think  a  great  deal  can  be  said  in  favour  of  the  view  the  Hon.  Mr.  Deakin  has 
placed  before  the  Convention.  In  a  constitutional  matter  of  this  kind  we  ought  not  to 
resort  to  deciding  a  question  by  lot  unless  there  are  no  other  means  of  determining  the 
matter.  If  the  Convention  are  willing  to  agree  to  the  amendment,  it  might  be  left  to 
the  Drafting  Committee  to  decide  whether  any  provision  for  the  division  of  the  Senate 
should  take  place,  or  whether  the  matter  should  be  left  to  the  senators  themselves." 
(Mr.  R.  E.  O'Connor,  id.  p.  1928.) 

Under  the  corresponding  section  of  the  Constitution  of  the  United  States  of 
America  the  following  procedure  was  adopted  : — 

"On  the  original  organization  of  the  Senate,  May  14th,  1789,  a  committee  was 
appointed  to  consider  and  report  a  mode  of  carrjdng  into  effect  this  constitutional 
provision.  In  accordance  with  their  report,  the  senators  then  sitting  were  arbitrarily 
divided  into  three  classes,  the  first  including  six  members,  and  the  second  and  third 
seven  each.  Three  papers,  numbered  1,  2  and  3  respectively,  were  rolled  up  and  put 
into  a  box  by  the  secretary  ;  and  then  one  senator  from  each  class  drew  a  number.  The 
class  which  drew  number  I  vacated  their  seats  at  the  expiration  of  the  second,  the  class 
which  drew  number  2  vacated  their  seats  at  the  end  of  the  fourth,  and  those  who  drew 
number  3  at  the  end  of  the  sixth  year.  This  plan,  on  accoimt  of  the  number  then 
present  at  the  Senate,  left  the  first  class,  who  vacated  their  seats  at  the  expiration  of 
the  second  year,  one  less  in  number  than  each  of  the  other  two.  To  prevent  any  un- 
necessary inequality  in  the  chisses,  when  the  senators  from  New  York  appeared,  two 
lots,  one  numbered  3,  that  of  the  small  class,  and  one  blank,  were  placed  in  the  box. 
After  each  senator  had  drawn  a  lot,  the  one  who  drew  number  3  was  placed  in  the  small 
class  ;  and  the  other  drew  again  from  the  box  containing  numbers  1  and  2,  taking  his 
place  in  the  class  whose  number  he  drew.  When  the  senators  from  North  Carolina 
appeared,  there  were  then  two  classes  of  equal  numbers,  and  one  with  a  number  in 
excess  of  each.     The  numbers  of  the  equal  classes  were  put  in  the  box.     Ihen  each 


I 


-§§  84-So.] 


THE  SENATE.  433 


senator  drew  one  and  was  classed  according  to  the  number  he  drew.  The  classes  were 
then  equal  in  number.  Accordingly,  when  the  senators  from  Khode  Island  appeared, 
papers  numbered  1,  2  and  3  respectively,  were  again  placed  in  the  box,  from  which  each 
senator  drew  one.  The  proceedings  continued  according  to  these  successive  methods 
until  the  admission  of  the  senators  from  Washington,  North  Dakota  and  South  Dakota 
at  the  same  time.  The  same  three  numbers  were  then  placed  in  the  box,  and  drawn  by 
one  senator  from  each  of  the  new  States.  The  secretary  then  placed  in  the  ballot-box 
two  papers  of  equal  size,  numbered  1  and  3  respectively.  Each  of  the  senators  from  the 
State  which  had  thus  drawn  number  1  drew  out  a  paper  and  was  assigned  in  accordance 
with  the  number  he  drew.  The  secretary  then  placed  in  the  ballot-box  numbers  1,  2 
and  3,  and  each  of  the  senators  from  the  State  which  had  drawn  number  2  drew  a  lot 
from  the  box.  They  were  assigned  in  accordance  with  the  number  drawn  b}-  each  ;  and 
the  remaining  lot  with  a  blank  was  again  placed  in  the  box  and  the  senators  from  the 
remaining  State  drew  from  them.  He  who  drew  a  number  was  assigned  to  the  class 
represented  by  it  ;  and  he  who  drew  a  blank  drew  again  from  the  box,  which  then 
contained  the  other  two  numbers,  and  was  assignea  according  to  the  number  drawn. 
When  the  senators  from  Idaho,  Montana,  and  Wyoming  were  admitted  at  the  same 
time,  the  same  proceedings  took  place.  A  custom  has  been  thus  established  which  will 
be  followed  in  the  future."     (Foster's  Comm.  I.  p.  483-4.) 

"  The  classification  is  settled  by  lot  when  the  senators  first  appear  from  the  new 
States,  iu  the  mode  adopted  in  the  first  classification,  so  as  to  prevent  two  vacancies 
occm-ring  in  the  same  State  at  the  same  time  "  (Journal  Senate,  Way  15,  1789,  26th  ed., 
1820;  Baker,  A.C.  p.  7.) 

"  The  provision  for  the  election  of  members  by  rotation  was  adopted  unanimonsly 
at  the  suggestion  of  Gorham  and  Randolph.  Penn's  Frame  of  Government  for  Pennsyl- 
vania had  provided  that  in  the  Council  one-third  of  the  members  should  be  elected  every 
year,  and  at  the  time  of  the  Convention  the  npper  houses  of  New  York,  Virginia,  and 
Delaware,  as  well  as  of  the  first-named  State,  were  filled  in  a  similar  manner.  The  idea 
is  said  to  have  been  borrowed  from  the  senates  of  the  cities  in  the  Netherlands,  who 
had  taken  it  from  V'enice."     (Foster's  Comm.  I.  p.  471.) 

"  The  rotation  principle  was  in  great  favour  among  the  Republicans  of  the  seven- 
teenth century.  The  earliest  mention  of  it  in  English  political  history  occurs  in  a 
pamphlet  published  by  James  Harrington — author  of  '  The  Commonwealth  of  Oceana ' — 
in  16riO,  which  he  entitled  '  The  Rota  :  or  a  Model  of  a  Free  State,  or  Equal  Common- 
wealth.' The  nature  of  the  scheme  may  be  gathered  from  Anthony  Wood's  account  of 
the  Rota  Clnh,  established  by  Harrington  and  his  friends  : — '  The  model  of  it  was  that 
the  third  part  of  the  Senate  or  House  should  rote  out  by  ballot  every  year  (not  capable 
of  being  elected  again  for  three  years  to  come),  so  that  every  ninth  year  the  Senate 
would  be  wholly  altered.  No  magistrate  was  to  continue  above  three  years,  and  all  to 
be  chosen  by  ballot.  This  club  of  Common wealthsmen  lasted  till  about  1659.'  (Athenae 
Oxon.  vol.  11,  p.  591.)  Milton,  who  favoured  a  perpetual  Senate,  pointed  out  an 
objection  to  this  scheme  in  his  pamphlet  on  '  The  Ready  and  Easy  Way  to  Establish  a 
Free  Commonwealth,'  published  shortly  after  Harrington's  appeared  : — '  For  it  appears 
not  how  this  (retirement  by  rotation)  can  be  done  without  danger  and  mischance  of 
putting  out  a  great  number  of  the  liest  and  ablest,  in  whose  stead  new  elections  may 
bring  in  as  many  raw,  unexperienced,  and  otherwise  affected,  to  the  weakening  and 
much  altering  for  the  worse  of  public  transactions.'  "  (G.  B.  Barton,  Notes  on  the  Draft 
Bill,  1891,  p.  25.) 

"  The  Senate  resembles  the  Upper  Houses  of  Europe,  and  differs  from  those  of  the 
British  colonies  and  of  most  of  the  States  of  the  Union,  in  being  a  permanent  body.  It 
does  not  change  all  at  once,  as  do  bodies  created  by  a  single  popular  election,  but 
undergoes  an  unceasing  process  of  gradual  change  and  renewal,  like  a  lake  into  which 
streams  bring  fresh  water  to  replace  that  which  the  issuing  river  carries  out.  This 
provision  was  designed  to  give  the  Senate  that  permanency  of  composition  which  might 
qualify  it  to  conduct  or  control  the  foreign  policy  of  the  nation.  An  incidental  and 
more  valuable  result  has  been  the  creation  of  a  set  of  traditions  and  a  corpoi-ate  spirit, 
which  have  tended  to  form  habits  of  dignity  and  self-respect.  The  new  senators,  being 
Always  in  a  minorit}',  are  readily  assimilated  ;  and  though  the  balance  of  power  shifts 
irom  one  part}'  to  another,  according  to  the  predominance  in  the  State  legislatures  of 
one  or  other  party,  it  shifts  more  slowly  than  in  bodies  directly  chosen  all  at  once,  and  a 
policy  is  therefore  less  apt  to  be  suddenly  reversed."     (Bryce,  Amer.  Comm.  I.  p.  99.) 

§  85.    "The  Term  of  Service  of  a  Senator." 

After  the  Senate  first  meets,  and  after  each  first  meeting  following  a  dissolution,  the 
aenators  are  classified  according  to  the  scheme  in  the  first  paragraph  in  this  section  ; 
thereupon  the  place  or  seat  of  each  senator  is  identified  \*-ith  a  t«rm  of  service  annexed 
to  it.     That  term  is  not  exhausted  by  the  death,  disqualification  or  resignation  of  the 


434  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  14. 

senator.  His  successor  is  elected  to  occupy  the  place  or  seat  for  the  remainder  of  the 
term.  By  this  paragraph  of  the  section  tlie  precise  date  of  the  beginning  of  each  term 
of  service  is  defined.  The  beginning  of  a  term  does  not  depend  upon  such  uncertain 
events  as  the  date  of  the  election,  the  return  of  the  writs,  or  the  swearing  in  of  senators, 
but  on  the  words  of  the  section  itself.  On  the  occasion  of  the  first  election  of  senators, 
after  the  establishment  of  the  Commonwealth,  the  term  of  service  is  deemed  to  have 
begim  on  the  first  day  of  January  preceding  the  day  of  election.  On  the  occasion  of 
every  general  election  of  senators,  the  term  of  service  is  deemed  to  have  begun  on  the 
first  day  of  January  preceding  the  day  of  election.  But,  in  the  case  of  senators  elected 
to  fill  places  or  seats  which  will  become  vacant  by  effluxion  of  time,  the  term  of  service 
is  deemed  to  begin  on  the  first  day  of  January  following  the  day  of  election.  The  new 
term  of  service  will  thus  begin  at  the  expiration  of  the  preceding  term  ;  although  the 
elections  will  take  place  during  the  currency  of  the  term.  Hence  it  may  arise  that  there 
will  be  senators  actually  in  office,  their  term  being  unexpired,  and  senators  elect,  chosen 
to  succeed  the  senators  in  office,  but  whose  terms  do  not  begin  until  the  first  day  of 
January  following  their  election. 


Further  provision  for  rotation**. 

14.  Whenever  the  number  of  senators  for  a  State  is 
increased  or  diminished,  the  ParHament  of  the  Commonwealth 
may  make  such  provision  for  the  vacating  of  the  places  of 
senators  for  the  State  as  it  deems  necessary  to  maintain 
regularity  in  the  rotation. 

Historical  Note. — A  clause,  in  substantially  this  form,  was  inserted  as  a  drafting 
amendment  at  the  Melbourne  session,  before  the  first  report.  After  the  fourth  report  it 
was  amended,  by  the  substitution  of  "  may  "  instead  of  "  shall  as  soon  as  may  be." 

§  86.    "  Further  Provision  for  Rotation." 

The  number  of  senators  for  each  State  may  be  increased  or  diminished  at  any  time 
by  the  Federal  Parliament,  subject  to  the  condition  that  equal  representation  of  the 
several  Original  States  must  be  maintained,  and  that  no  Original  State  shall  have  less 
than  six  senators  (sec.  7).  Whenever  this  is  done,  such  further  arrangements  must  be 
made  as  may  be  necessary  to  maintain  regularity  in  the  rotation. 


Casual  vacancies. 

15.  If  the  place  of  a  senator  becomes  vacant  before  the 
expiration  of  his  term  of  service,  the  Houses  of  Parliament  of 
the  State^^  for  which  he  was  chosen  shall,  sitting  and  voting 
together,  choose  a  person  to  hold  the  place  until  the  expiration 
of  the  term^,  or  until  the  election  of  a  successor^^  as  herein- 
after provided,  whichever  first  happens.  But  if  the  Houses  of 
Parliament  of  the  State  are  not  in  session  at  the  time  when 
the  vacancy  is  notified*^,  the  Governor  of  the  State'",  with  the 
advice  of  the  Executive  Council  thereof^^  may  appoint  a 
person  to  hold  the  place  until  the  expiration  of  fourteen  days 


§87.] 


THE  SENATE.  435 


after  the  beorinningr  of  the  next  session  of  the  Parliament  of 
the  State,  or  until  the  election  of  a  successor,  whichever  first 
happens. 

At  the  next  oreneral  election  of  members  of  the  House  of 
Representatives,  or  at  the  next  election  of  senators^^  for  the 
State,  whichever  first  happens,  a  successor  shall,  if  the  term 
has  not  then  expired,  be  chosen  to  hold  the  place  from  the 
date  of  his  election  until  the  expiration  of  the  term. 

The  name  of  any  senator  so  chosen  or  appointed  shall  be 
certified  by  the  Governor**  of  the  State  to  the  Governor- 
General. 

UsmsD  States. — And  if  vacancies  happen,  by  resignation  or  otherwise,  during  the  recess  of  the 
legislature  of  any  State,  the  executive  thereof  niay  make  temponuy  appointments  until 
the  next  meeting  of  the  legislature,  which  shall  then  fill  such  vacancies.— <7onst.  Art.  I.  sec 
3,  sub-sec.  2. 

Historical  Note. — In  the  Commonwealth  Bill  of  1S91  (which  providetl  for  the 
election  of  Senators  by  the  Parliament  of  States)  clause  13,  Chap.  I.,  was  as  follows  : — 

"  If  the  place  of  a  Senator  becomes  vacant  during  the  recess  of  the  Parliament  of  the 
State  which  he  represented,  the  Governor  of  the  State,  by  and  with  the  advice  of  the 
Executive  Council  thereof,  may  appoint  a  Senator  to  till  such  vacancy  until  the  next 
session  of  the  Parliament  of  the  State,  when  the  Houses  of  Parliament  shall  choose  a 
Senator  to  fill  the  vacancy." 

In  Committee,  it  was  suggested  that  it  might  be  better  that  a  vacancy  should  con- 
tinue until  the  State  Parliament  met,  rather  than  that  the  nominee  principle  should  be 
allowed,  even  temporarily,  to  invade  the  Senate.  Mr.  Barton  moved  the  omission  of  the 
provision  for  a  temporary  appointment,  but  this  was  negatived.  (Conv.  Deb.,  Syd. 
[1891].  pp.  600-5.)  At  the  Adelaide  session  (the  Bill  having  provided  for  the  direct 
election  of  Senators)  the  clause  was  first  drafted  as  follows  :— 

"  If  the  place  of  a  member  of  the  Senate  becomes  vacant  before  the  expiration  of 
his  term  of  serWce,  the  Hou.ses  of  Parliament  of  the  State  he  represented  shall,  sitting 
and  voting  together,  choose  a  successor,  who  shall  hold  office  onlj'  during  the  unexpired 
portion  of  the  term.  And  if  the  Houses  of  Parliament  of  the  State  shall  be  in  recess  at 
the  time  when  the  vacancy  occurs,  the  Governor  of  the  State,  with  the  advice  of  the 
Executive  Council  thereof,  may  appoint  some  person  to  fill  the  vacancy  until  the  be- 
ginning of  the  next  session  of  the  Parliament  of  the  State." 

In  Committee,  the  clause  was  postponed,  in  order  that  the  Drafting  Committee 
might  consider  some  suggestions  that  had  been  mawie  for  enabling  a  senator  to  be 
chosen  by  the  people  at  the  next  general  election,  State  or  Federal,  in  the  State.  It  was 
desired  to  have  the  vacancy  filled  by  direct  election  as  soon  as  possible ;  but  the  ex- 
pense of  holding  a  special  election  throughout  the  State  was  an  obstacle.  (Conv.  Deb., 
Adel.,  pp.  579-80.)  Later  on  the  clause  was  passed  substantially  in  its  present  form. 
(Conv.  Deb..  Adel.,  pp.  1948-9,  1101.)  Drafting  amendments  were  made  at  the  Sydney 
session  ;  and  also  at  the  Melbourne  session  before  the  first  report,  and  after  the  fourth 
report. 

§  87.    "  The  Houses  of  Parliament  of  the  State." 

If  a  vacancy  arises  in  the  representation  of  any  State  in  the  Senate,  the  Houses  of 
Parliament  of  the  State,  being  in  session  at  the  lime  when  the  vacancy  is  notified,  are 
enjoined  to  choose  a  person  to  hold  the  place  provisionally,  that  is  to  sa\-  until  (I)  the 
expiration  of  the  constitutional  terra  or  (2)  the  election  of  a  successor  at  the  next 
trieimial  election  of  senators  or  at  the  next  election  of  representatives,  whichever  event 


436  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  16. 

first  happens.  The  vacancies  contemplated  by  this  section  are  casual  or  extraordinary 
vacancies,  arising  from  accidents,  sucli  as  death,  disqualification  or  resignation,  and  not 
those  vacancies  which  take  place  at  the  regular  expiration  of  senatorial  terms.  In  thus 
choosing  persons,  to  provisionally  fill  vacant  places,  the  members  of  the  Houses  of 
Parliament  of  the  State  must  sit  and  vote  together — that  is  to  say,  the  choice  is  made 
at  a  joint  sitting  of  the  Chambers,  at  which  the  vote  of  a  majority  prevails. 

Under  the  Constitution  of  the  United  States  of  America  (Art.  I.  sec.  3)  which  pro- 
vides that  the  Senate  ' '  shall  be  composed  of  two  senators  from  each  State  chosen  by  the 
legislature  thereof,"  it  has  been  decided  that  the  two  Houses  of  the  State  Legislature 
might,  by  joint  resolution  adopted  by  both  of  them,  without  the  consent  of  the  State 
Governor,  provide  for  the  manner  in  which  a  senatorial  election  should  take  place  ;  that 
the  State  Constitution  could  not  limit  the  power  of  the  legislature  in  that  respect  The 
practice  was  adopted  in  several  States  of  electing  senators  in  joint  convention  of  the 
two  legislative  Houses,  in  case  the  Houses  acting  separately  had  failed  to  make  a 
choice.     (Foster's  Comm.  I.  p.  473.) 

In  1866  an  Act  of  Congress  was  passed  for  the  regulation  of  senatorial  elections.  It 
provides  that,  if  the  two  Houses  of  a  State  legislature  ai-e  unable  to  agree  in  the  choice 
of  a  senator,  a  joint  assembly  of  the  two  Houses  shall  be  held,  and  the  person  who 
receives  a  majority  of  all  the  votes  of  the  joint  assembly,  a  majority  of  all  the  members 
elected  to  both  Houses  being  present  and  voting,  shall  be  declared  duly  elected.  Under 
this  statute  it  has  been  held  that  an  election  is  valid  when  made  in  a  joint  convention  by 
a  majority  of  the  members  of  both  Houses,  in  the  absence  of  a  quorum  of  one  of  them. 
(Foster's  Comm.  I.  p.  475.) 

§  88.    "  The  Expiration  of  the  Term." 

This  expression  means  the  end  of  the  period  of  service,   whether  it  be  the  three 
yeai's  of  a  senator  of  the  first  class  or  the  six  years  of  a  senator  of  the  second  class  ;  it  is 
an  event  that  depends  on  no  fortuitous  circumstances,   being  determined  b}'  the  Consti- 
tution itself,  which  provides  that  all  terms   shall   expire   on  the    thirty-first   day   of 
December,  either  three  j^ears  from  the  beginning  thereof  or  six  years  from  the  beginning 
thereof.     The  exact  date  on  which  the  term,  annexed  to  each  senatorial  seat,  begins  and 
ends  is  fixed  by  section   13.     Every  term,  whether  for  three  years  or  six  years,  begins  [ 
on  the  first  day  of  January  of  some  year,  and  necessarily  ends  on  the  thirty-first  day  of 
December  in  some  year,  except  when  the  terms  of  all  senators  are  prematurely  ended  by 
a  dissolution  of  the  Senate.      "The  expiration  of  the  term,"  if  it  happens  before  a-: 
successor  has  been  elected,  renders  the  election  of  a  successor  unnecessary,  because  the 
senators  elected  for  the  ensuing  term,  at  the  ordinary  triennial  election,  then  take  their  | 
seats. 

§  89.    "  Election  of  a  Successor." 

The  choice  of  a  person,  by  the  Houses  of  Parliament  of  a  State,  to  take  the  place  ofl 
a  senator  who  has  ceased  to  act,  is  not  regarded  by  the  Constitution  as  the  election  of  a  j 
successor  ;  it  is  merely  a  provisional  arrangement  to  save  the  expense  of  a  special  State  i 
election.  The  time  for  the  triennial  election  of  senators  might  be  close  at  hand,  in  which ' 
case  the  vacancy  would  be  filled  without  any  appreciable  additional  expense.  If,  i 
however,  the  usual  triennial  election  of  senators  is  preceded  by  a  general  election  of  J 
members  of  the  House  of  Representatives,  an  equally  convenient  and  prompter  method  I 
of  filling  the  extraordinary  v^acancy  is  available.  The  legislative  selection  is  only] 
operative  until  the  expiration  of  the  term  or  the  election  of  a  successor,  whichever  first  j 
happens  ;  it  is  merely  an  ad  interim  appointment,  in  order  to  save  the  State  from  being  < 
short  of  a  senator,  on  the  one  hand,  and  to  save  the  State  the  cost  of  a  special  election, 
on  the  other  ;  the  legislative  appointee  is  not  a  successor  of  the  deceased,  disqualified,  or 
resigned,  senator,  but  merely  a  temporary  holder  of  the  office,  pending  the  election  of  a^ 
successor  by  the  people  of  the  State. 


§§89-92.] 


THE  SENATE.  437 


Triennial  senatorial  elections  are  held  at  times  partly  determined  by  the  Ckjnsti- 
tation,  and  partly  by  the  State  legislaiures.  Those  times  are  determined  by  the 
Constitution,  to  the  extent  that  triennial  senatorial  elections  to  fill  places  to  become 
vacant  must  be  held  during  the  last  year  of  the  term  of  service ;  sec.  13.  The  exact 
date,  within  that  year,  of  such  elections,  is  not  fixe<l  by  the  Constitution.  The 
Parliament  of  each  State  is  empowered  to  make  laws  determining  the  times  of  elections 
of  senators  for  the  State ;  sec.  9.  The  only  restriction  on  the  State  power  is  the  one 
above  quoted. 

§  90.    "When  the  Vacancy  is  Notified." 

When  a  casual  vacancy  happens  in  the  representation  of  a  State  in  the  Senate,  it  is 
the  duty  of  the  Pi-esident  to  notify  the  occurrence  of  such  vacancy  to  the  Governor  of 
the  State  interested.  If  the  President  is  absent  from  the  Commonwealth  at  the  time  it 
is  the  dut3' of  the  Governor-General  to  notify  the  vacancy.  (Sec.  21.)  The  happening 
of  this  vacancy  should,  no  doubt,  be  promptly  notified  by  the  Federal  to  the  State 
authorities,  so  as  to  enable  the  latter  to  take  steps  at  once  to  fill  it.  Until  the  receipt 
of  the  statutory  notification,  that  cannot  be  done  ;  hence  a  delay  in  the  notification 
would  delay  a  choice  by  the  State  legislature  or  an  appointment  by  the  State  Executive 
tc  fill  the  place  until  the  election  of  a  successor.  It  is  a  principle  of  the  Constitution 
that  the  representation  of  States  in  the  Senate  should  be  maintained,  as  far  as  possible, 
with  unbroken  continuity,  and  that  no  State  should  be,  for  any  time  longer  than 
absolutely  necessary,  short  in  its  representation  and  consequently  deficient  in  its 
political  strength  in  the  Council  of  States. 

.^  91.    "  The  Governor  of  the  State  may  .  .  .  appoint." 

If  the  Houses  of  Parliament  of  the  State,  in  the  representation  of  which  a  casual 
vacancy  occurs,  are  not  in  session  at  the  time  when  it  is  notified,  the  Governor  of  the 
State,  with  the  advice  of  the  Executive  Council  thereof,  may  appoint  a  person  to  hold 
the  place  for  a  temporary  period  ;  that  is  until  the  expiration  of  fourteen  days  after  the 
^>eginning  of  the  next  session  of  the  Parliament  of  the  State,  or  until  the  election  of  a 
^accessor,  under  the  power  conferred  by  the  second  paragraph  of  this  section  The  clear 
limitations  of  this  section  should  prevent  many  questions  arising,  such  as  have  arisen 
under  the  Constitution  of  the  United  States.  According  to  one  American  precedent  the 
Executive  of  a  State  may  appoint  a  senator  to  fill  an  anticipated  vacancy  before  it 
actually  occurs.  (Case  of  Uriah  Tracey,  Taft's  Senate  Election  Cases,  p.  3 ;  Foster, 
I.  p.  488. )  In  Lanmans  Case,  however,  it  was  held  that  the  Governor  of  a  State  cannot, 
during  the  recess  of  the  legislature,  appoint  a  senator  to  fill  an  expected  vacancy 
(CL  and  Hall  [U.S.],  871  ;  Baker,  Annot.  Const.  7  )  It  has  also  been  held  that  the 
Governor  of  a  State  may  receive  the  resignation  of  a  meml>er  of  the  House  of  Repre 
sentatives  of  the  Uniie«l  States  and  cause  a  new  election  to  be  held  to  fill  the  vacancy- 
without  waiting  to  be  notified  of  the  vacancy  by  the  House.  (Mercer's  Case,  CL  and  Hall 
tU.S.],  44  ;  Edwards'  Case,  id.  92;  Baker,  Armot.  Const.,  p.  6.)  Xo  such  controversies 
could  arise  under  the  Australian  Constitution,  under  which  it  is  obvious  that  the  State 
Legislature  would  have  no  jurisdiction  to  choose,  or  the  State  Executive  to  appoint,  a 
senator  pro  tempore  until  the  actual  receipt  of  a  notification  of  the  vacancy  from  the 
Federal  authorities. 

5  92.    "  With  the  Advice  of  the  Executive  Council." 

These  words  were  inserte^l  to  make  it  plain  that  the  provisional  appointment  of 
senators,  though  vested  in  the  Governor  of  the  State,  as  head  of  the  State  Executive,  is 
not  one  which  he  should  make  according  to  his  own  personal  judgment  and  discretion, 
but  that  it  is,  in  fact,  a  political  appointment  to  be  made  by  the  State  Executive, 
according  to  the  principle  of  ministerial  responsibility.  Such  an  appointment,  made  on 
the  ad\ice  of  a  State  ministry,  having  the  confidence  of  the  State  Parliament,  would 


438  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  16. 

probably  be  one  which  the  Houses  of  the  State  Parliament  would  make  if  they  were  in 
session  at  the  time.  It  may  be  pointed  out,  however,  that  even  if  the  words  at  the  head 
of  this  note  had  not  been  inserted  in  the  clause  the  result  would  have  been  precisely  the 
same  ;  no  State  Governor  would  venture  to  make  such  an  important  appointment  with- 
out the  advice  of  his  responsible  ministers.  The  words  have  been  inserted  in  strict 
conformity  with  constitutional  usage  ;  as  the  section  creates  a  new  power  and  function 
the  addition  of  the  words  "with  the  advice  of  the  Executive  Council"  could  not 
possibly  involve  an  infringement  of  any  established  prerogative  of  the  Crown.  (See  §  60, 
supra. ) 

§  93.    "  The  Next  Election  of  Senators." 

These  words  refer  to  the  next  choice  of  senators,  by  the  suffrages  of  the  people  of 
the  State,  on  the  occasion  of  a  triennial  election  to  fill  places  about  to  become  vacant 
by  effluxion  of  time.  It  is  to  be  noted  that  there  is  no  special  section  in  the  Constitution 
enacting,  in  so  many  words,  that  there  shall  be  an  election  of  senators,  by  popular  vote, 
every  three  years  ;  that  follows  as  the  necessary  result  of  a  combination  of  sections. 
Thus  section  7  provides  that  senators  shall  be  chosen  for  a  term  of  six  years.  This  is 
qualified  by  section  1.3,  which  provides  for  the  classification  of  the  senators  for  each 
State  after  every  general  election  of  senators,  according  to  which  half  of  them  will  retire 
every  three  years.  By  section  9  the  Parliament  of  each  State  has  exclusive  power  to 
make  laws  determining  the  times  of  elections  of  senators  for  the  State,  subject  to  the 
condition  that  elections  to  fill  vacant  places  must  be  made  in  the  year  at  the  end  of 
which  the  places  are  to  become  vacant.  The  expressions  "  choosing  of  senators," 
"  choosing  the  senators,"  "election  of  senators,"  "next  election  of  senators,"  which 
occur  in  Part  II.  of  the  Constitution,  allude  to  the  triennial  elections  to  fill  places  about 
to  become  vacant,  as  well  as  to  general  elections  consequent  on  a  dissolution. 

At  "  the  next  general  election  of  members  of  the  House  of  Representatives,"  or  at 
"  the  next  election  of  senators  for  the  State,"  whichever  first  happens,  if  the  senatorial 
term  has  not  then  expired,  the  provisional  appointment  of  "  a  person  to  hold  the  place  " 
is  superseded  by  "  the  election  of  a  successor  "  to  hold  the  place  from  the  date  of  his 
election  until  the  expiration  of  the  term.  The  election  of  a  successor  to  a  deceased  or 
resigned  senator,  for  the  balance  of  the  term,  may  thus  possibly  take  place  at  a  triennial 
election,  at  the  same  time  when  three  senators  of  the  class  in  which  the  vacancj-  has 
occurred  are  elected  for  the  ensuing  term  which  begins  on  1st  January  of  the  following 
year.  In  such  a  case,  it  will  of  course  be  competent  for  the  temporary  holder  of  the 
place  to  be  a  candidate  for  the  balance  of  the  term  and  also  a  candidate  for  the  new  term 
which  begins  on  the  expiration  of  the  current  term. 

§  94.    "  Certified  by  the  Governor." 

In  the  United  States,  the  returns  from  the  State  authorities,  declaring  that  a  certain 
person  has  been  elected  senator,  are  only  primd  facie  evidence  of  qualification. 
(Spaulding  v.  Mead,  CI.  and  Hall  [U.S.]  157  ;  Reed  v.  Cosden,  id.  lid'i.)  The  refusal  of 
the  State  executive  to  grant  a  certificate  does  not  prejudice  the  right  of  a  person  entitled 
to  a  seat.  (Richards' Case,  CI.  and  Hall  [U.S.]  9-5 ;  Baker,  Annot.  Const,  pp.  10,  11. 
See  Note,  §  74,  supra.) 


§  95.]  THE  SENATE.  439 

Qualifications  of  senator. 

16.  The  qualifications  of  a  senator^  shall  be  the  same  as 
those  of  a  member  of  the  House  of  Representatives. 

UsiTKD  Statbs. — No  person  shall  be  a  senator  who  shall  not  have  attained  the  age  of  thirty 
years,  and  been  nine  years  a  citizen  of  the  Uniied  States,  and  who  shall  not,  when  elected 
be  an  inhabitant  of  that  :>tate  for  which  he  shall  be  chosen. — Const.  Art.  I.,  sec.  3,  sob- 
sec.  3. 

Canada. — ^Tbe  qoaliflcations  of  a  Senator  dial!  be  as  follows  : — 

(L)  He  shall  be  of  the  fall  age  of  thirty  years. 

12.)  He  shall  be  either  a  natnral-bom  subject  of  the  Queen,  or  a  snbject  of  the 
Quren  naturalized  by  an  Act  of  the  Parliament  of  Great  Britain,  or  of  the 
Parliament  of  the  United  Kingdom  of  Great  Britain  and  Ireland,  or  of 
the  Legislature  of  one  of  the  Provinces  of  Upper  Canada,  Lower  Canada, 
Canada,  -NOva  Scotia,  or  Xew  Brunswick,  before  the  Union,  or  of  the 
Parliament  of  Canada  after  the  Union : 

(■^.)  He  shall  be  legally  or  equitably  seised  as  of  freehold,  for  his  own  use  and 
benefit,  of  lands  or  tenements  held  in  free  and  common  socage,  or  seised 
or  possessed  for  his  own  use  and  benefit  of  lands  or  tenements  held  in 
franc-alleu  or  in  roture,  within  the  Province  for  which  he  is  appointed, 
of  the  value  of  four  thousand  dollars  over  and  above  all  rents,  dues, 
debts,  charges,  mortgages,  and  incumbrances  due  or  payable  out  of  or 
charged  on  or  affecting  the  same : 

(4.)  His  real  and  personal  propert.v  shall  be  together  worth  four  thoosaiid 
dollars  over  and  above  his  debts  and  liabilities : 

(5.)  He  shall  be  resident  in  the  Province  for  which  he  is  appointed  : 

(6.)  In  the  case  of  Quebec,  he  shall  have  his  real  property-  qualification  in  the 
electoral  division  for  which  he  is  appointed,  or  shall  be  resident  in  that 
division— B.X.A.  Act,  1867,  sec.  23. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891  the  qualifications  prescribed 
for  a  Senator  differed  in  three  respects  from  those  of  a  member  of  the  House  of  Repre- 
sentatives :—(l.)  He  must  have  been  of  the  age  of  30  years — as  against  21  years  for 
the  other  House  ;  (2.)  He  must  have  been  resident  in  the  Commonwealth  for  five  years — 
as  against  three  in  the  other  House;  (3.)  He  must,  if  not  natural-bom,  have  been 
naturalized  for  five  years — as  against  three  years  for  the  other  House.  In  Committee 
there  was  some  debate  as  to  the  qualifications  of  residence  and  naturalization.  (Conv. 
Deb  ,  Syd.  [1891]  pp.  605-10.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  substantially  in  ita  present 
form.  In  Committee,  Mr.  Walker  moved  an  amendment  requiring  that  a  Senator  should 
be  of  the  age  of  25  years,  but  this  was  negatived.     (Conv.  Deb.,  Adel.,  p.  1191.) 

At  the  Sydney  session,  a  suggestion  by  the  Legislative  Council  of  Victoria,  to  add 
"  with  the  exception  that  he  must  be  of  the  full  age  of  30  years  "  was  negatived  by  29 
votes  to  4  ;  and  a  suggestion  by  both  Houses  of  the  Parliament  of  Tasmania,  requiring 
that  Senators  should  be  of  the  age  of  25  years,  was  also  negatived.  (Conv.  Deb.,  Syd. 
[1897]  pp.  989-90. )     The  words  "  the  same  as  "  were  added  as  a  drafting  amendment. 

§  95.     "  The  Qualifications  of  a  Senator." 

Until  altered  by  the  Parliament  the  qualifications  of  a  senator,  being  the  same  as 
those  of  a  member  of  the  House  of  Representatives,  will  be  as  follows  : — 
(L)  He  must  be  of  the  full  age  of  21  years. 

(ii. )  He  must  be  an  elector  entitled  to  vote  at  elections  of  the  House  of  Repre- 
sentatives, or  qualified  to  become  an  elector, 
(iii.)  He  must  have  been  for  three  years  at  least  a  resident  within  the  limits  of 

the  Commonwealth  as  existing  at  the  time  when  he  is  chosen, 
(iv.)  He  must  be  a  subject  of  the  Queen,  either  natnral-bom  or  for  at  least  five 
years  naturalize<l  under  a  law  of  the  United  Kingdom,  or  of  a  colonv 
which  has  become  or  becomes  a  State,  or  of  the  Commonwealth,  or  of  a 
State. 
In  addition  to  these  positive  qualifications  a  senator  must  not  be  the  subject  of  any 
of  those  disabilities  enumerated  in  sections  44  and  45. 


440  COMMENTARIES  ON  THE  CONSTITUTION.        [See.  17. 

Tlie  federal  constitution  having  fixed  the  qualification  of  members  of  the  Federal 
Legislature,  no  additional  qualification  can  be  added  b}'  the  State  Legislatures.  (Barney 
V.  McCreery,  CI.  and  H.  LU.S.]  176;  Turney  v.  Marshall.  1  Cong.  El.  Cas.  [U.S  ]  167  ; 
Trumbull's  Case,  I'rf.  618. )  The  constitution  of  Illinois  (1848)  provided  that  the  judges 
of  the  Supreme  and  Circuit  Courts  of  the  States  should  not  be  eligible  to  any  other 
office  of  public  trust  or  profit  in  that  state,  or  in  the  United  States,  during  the  term  for 
which  they  should  be  elected,  nor  for  one  year  thereafter.  The  Federal  House  of  Repre- 
sentatives held  this  provision  of  the  constitution  of  Illinois  void,  in  so  far  as  it  applied 
to  persons  elected  members  of  the  said  House.  (Turney  v.  Marshall,  supra  ;  Trumbull's 
Case,  supra.     Baker,  Annot.  Const,  p.  5.) 

Returns  from  the  State  authorities,  showing  that  a  certain  pei'son  has  been  elected 
senator,  are  pri7na  facie  evidence  of  qualification  only.  (Spaulding  v.  Mead,  CI.  and 
Hall,  157  ;  Reed  v.  Cosden.  id.  353.)  The  refusal  of  the  Executive  of  the  State  to  grant 
a  certificate  does  not  prejudice  the  right  of  any  person  entitled  to  a  seat.  (Richards' 
Case,  CI.  and  Hall,  95  ;  Baker,  Annot.  Const,  pp.  10,  IL) 


Election  of  President. 

17.  The  Senate  shall,  before  proceeding  to  the  despatch 
of  any  other  business,  choose  a  senator  to  be  the  President*'*' 
of  the  Senate  ;  and  as  often  as  the  office  of  President  becomes 
vacant  the  Senate  shall  ao-ain  choose  a  senator  to  be  the 
President. 

The  President  shall  cease  to  hold  his  office  if  he  ceases 
to  be  a  senator.  He  may  be  removed  from  office  by  a  vote 
of  the  Senate,  or  he  may  resign  his  office  or  his  seat  by 
writing  addressed  to  the  Governor-General. 

United  States.— The  Vice-President  of  the  United  States  shall  be  President  of  the  Senate.—. 
Const.  Art.  I.  sec.  III.  sub-sec.  4. 

Caxada— The  Governor-General  may  from  time  to  time,  by  instrument  under  the  Great  Seal 
of  Canada,  appoint  a  Senator  to  be  Speaker  of  the  Senate,  and  may  remove  him  and 
appoint  another  in  his  stead.— B.N. A.  Act,  1867,  sec.  34. 

Historical  Note. — The  clause  in  the  Commonwealth  Bill  of  1891  was  substantially 
the  same,  with  additional  provisions  that  "The  President  shall  preside  at  all  meetings 
of  the  Senate  ;  and  the  choice  of  the  President  shall  be  made  known  to  the  Governor- 
General  by  a  deputation  of  the  Senate."  In  Committee,  Sir  John  Bray  moved  to  omit 
the  words  "  by  a  deputation  of  the  Senate,"  but  this  was  negatived.  (Conv.  Deb.,  Syd., 
1891,  pp.  610-1.)  At  the  Adelaide  session,  1897,  the  clause  of  1891  was  adopted 
verbatim.  At  the  Melbourne  session,  drafting  amendments  were  made  before  the  fir.st 
report  and  after  the  fourth  report. 

§  96.    "  Choose  a  Senator  to  be  the  President." 

The  Lord  Chancellor  or  Lord  Keeper  of  the  Great  Seal  of  England  is  the  Prolocutor 
or  Lord  Speaker  of  the  House  of  Lords  by  prescription.  It  is  singular,  says  May,  that 
the  President  of  that  deliberative  body  is  not  necessarily  a  member  of  it.  It  has  even 
happened  that  the  Lord  Keeper  has  officiated  for  years  as  Speaker  without  being  raised 
to  the  peerage.  (May's  Pari.  Prac,  10th  ed.,  1893,  p.  184.)  Under  the  Constitution  of 
the  United  States  the  Vice-President  of  the  Republic  is  elected  by  popular  suffrage,  at 
the  same  time  as  the  President  ;  he  is  next  in  succession  to  the  President,  and  is  ex  offirio 
the  presiding  officer  of  the  Senate.  The  Republican  Senate,  like  the  aristocratic  House 
of  Loi'ds,  has  no  voice  in  the  selection  of  its  official  head.  By  the  Canadian  Constitution 
the  (iovernor-General  is  authorized  from  time  to  time  to  appoint  a  senator  to  be  Speaker 
of  the  Senate  and  to  remove  him  and  appoint  another  in  his  stead.     The  Constitution  of 


§§96  97.]  THE  SENATE.  441 

the  Commonwealth  vests  in  the  Senate  itself  the  power  of  choosing  and  removing  its 
President.  The  President  is  not  elected  for  any  particular  term,  but  he  will  cease  to 
hold  office  (1)  if  he  ceases  to  be  a  senator  ;  (2)  if  he  is  removed  from  office  by  a  vote  of 
the  Senate  ;  (3)  if  he  resigns  his  office. 

The  duties  of  President  are  those  usually  assigned  to  and  exercised  by  the  presiding 
officers  of  legislative  botlies  ;  among  these  may  be— to  maintain  order  and  decorum  ;  to 
enforce  the  rules  of  debate  ;  to  recognize  a  senator  who  wishes  to  speak  and  thus  to  give 
him  the  floor  ;  to  put  the  question  before  the  Senate  ;  to  ascertain  and  declare  the  will 
of  the  Senate,  either  on  the  voices,  or  as  the  result  of  a  division  ;  to  appoint  tellers  to 
take  a  division  ;  to  supervise  the  officers  of  the  House  and  see  that  the  votes  and 
proceedings  are  properly  recorded,  so  far  as  those  diaties  are  not  otherwise  regulated  by 
the  standing  orders  of  the  Senate,  passed  in  conformity  with  the  Constitution.  (Foster, 
Comm.  I.,  p.  501.)  One  function  in  particular  appears  to  be  recognized  as  the  particular 
privilege  of  the  presiding  officer  of  the  Upper  House  of  every  Parliament  constructed  on 
the  British  model  ;  it  is  the  right  to  present  to  the  representative  of  the  Crown  a  joint 
address  of  both  Houses.  According  to  the  English  practice,  when  a  joint  address  is  to 
be  presented  by  both  Houses  to  the  Queen,  the  Lord  Chancellor  and  the  House  of  Lords 
and  the  Speaker  and  the  House  of  Commons  proceed  in  state  to  tlie  palace  at  the  time 
appointed.  On  reaching  the  palace  the  two  Houses  assemble  in  a  chamber  adjoining  the 
throne  room,  and  when  her  Majesty  is  prepared  to  receive  them  the  doors  are  thrown 
open  and  the  Lord  Chancellor  and  the  Speaker  advance,  side  by  side,  followed  by  the 
members  of  the  two  Houses  respectively.  The  Lord  Chancellor  reads  the  address  and 
presents  it  to  her  Majesty,  who  then  returns  an  answer,  and  both  Houses  retire.  (May, 
10th  ed.  p.  430.)  More  important,  however,  than  such  ceremonial  functions  will  be  the 
duty  of  the  President  of  the  Senate  to  assist  in  the  enforcement  of  the  law  of  the 
Constitution,  and  in  particular  to  see  that  the  pri\'ileges  of  the  Senate,  such  as  those 
contained  in  sections  53,  54,  55,  and  56,  are  not  invaded. 

The  Constitution  makes  no  express  provision  for  the  salary  of  the  President.  The 
Federal  Parliament,  however,  has  ample  power  to  appropriate  a  salary  for  the  office 
under  section  51 — xxxix. 


Absence  of  President. 

18.  Before  or  during  any  absence  of  the  President®^,  the 
Senate  may  choose  a  senator  to  perform  his  duties  in  his 
absence. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  the  clause  began  "  In  case 
of  the  absence  of  the  President."  In  the  Adelaide  Bill  of  1897  these  introductorj-  words 
were  omitted.  At  the  Sydney  session,  the  words  "  Before  or  during  any  absence  of  the 
President "  were  introduced  as  a  drafting  amendment. 

§  97.    "  Absence  of  the  President." 

This  section  makes  provision  for  the  appointment  of  a  senator  to  act  during  the 
absence  of  the  President.  The  Constitution  is  silent  on  the  subject  of  permanent 
executive  officers  of  the  Upper  House.  The  Senate  of  the  Commonwealth,  unlike  the 
Senate  of  the  United  States,  has  been  assigned  no  voice  in  the  appointment  of  the 
officials  necessary  to  carrj-  on  the  business  of  the  House.  Until  ferleral  legislation  deals 
with  the  matter,  such  appointments  can  be  made  only  bj-  the  Executive  Government  of 
the  Commonwealth.  The  chief  officers  of  the  Upper  House,  generally,  are  the  Clerk  of 
the  Parliaments,  the  Gentleman  Usher  of  the  Black  Rod,  and  the  Assistant  Clerk.  The 
Clerk  of  the  Parliaments  has  to  make  true  entries  and  records  of  tlie  things  done  and 
passed  in  the  Parliaments.      The  Clerk  Assistant  has  to  attend  to  the  table,  with  the 


442  COMMENTARIES  ON  THE  CONSTITUTION.        [See.  19. 

Clerk,  and  to  take  minutes  of  the  proceedings  and  orders  of  the  House.  The  Gentleman 
Usher  of  the  Black  Rod  has  to  assist  in  the  introduction  of  members,  and  other  cere- 
monies ;  he  is  sent  to  desire  the  attendance  of  the  members  of  the  Lower  House  at  the 
opening  and  proroguing  of  Parliament.  He  also  executes  orders  for  the  commitment 
of  parties  guilty  of  breaches  of  privilege  and  contempt.     (May,  10th  ed.  p.  194.) 


Resisjnation  of  senator. 

19.  A  senator  may,  by  writing  addressed  to  the  Presi- 
dent, or  to  the  Governor-General  if  there  is  no  President  or 
if  the  President  is  absent  from  the  Commonwealth,  resign^^ 
his  place,  which  thereupon  shall  become  vacant^. 

Canada. — A  senator  may,  b3'  writing  under  his  hand  addressed  to  the  Governor-General, 
resign  his  place  in  the  Senate,  and  thereupon  the  same  shall  be  vacant.— B.N.A.  Act, 
1867,  sec.  30. 

Historical  Note. — A  similar  clause  is  in  the  Constitutions  of  all  the  Australian 
colonies.  In  the  Commonwealth  Bill  of  1891  the  clause  was  substantially  in  the  same 
words  ;  at  the  Adelaide  session  of  the  Convention  in  1897  it  was  introduced  and  passed 
as  it  now  stands. 

§  98.    *'  A  Senator  may     .     .     resign." 

The  seat  of  a  senator  is  vacated  by  a  resignation  addressed  to,  and  delivered  to,  the 
Governor  of  his  State,  It  does  not  depend  upon  notice  of  acceptance.  (Bledsoe's  Case, 
CI.  and  Hall  [U.S.],  869  ;  Baker,  Annot.  Const,  p.  7.) 

§  99.    "  Shall  become  Vacant." 

The  Queensland  Constitution  Act,  1867,  sec.  23,  provides  that  if  a  member  of  the 
Legislative  Council  should,  for  two  successive  sessions  of  the  Legislature  of  the  colony, 
fail  to  give  his  attendance  in  the  Council  without  the  permission  of  Her  Majesty  or  of  the 
Governor  of  the  Colony,  signified  by  the  Governor  to  the  Council,  his  seat  in  the  Council 
shall  become  vacant.  A  Councillor  absented  himself  during  the  whole  of  three  sessions, 
having  previously  obtained  leave  of  absence  for  a  year,  which  period  of  time,  in  the  event, 
covered  the  whole  of  the  first  and  part  of  the  second  session.  The  Privy  Council  held 
that  his  seat  was  vacated  on  the  ground  that  the  permission  did  not  cover  two  successive 
sessions.     ( Att.  -Gen.  [Queensland]  v.  Gibbon,  12  App.  Cas.  442. ) 


Vacancy  by  absence. 

20.  The  place  of  a  senator  shall  become  vacant  if  for  two 
consecutive  months  of  any  session  of  the  Parliament  he, 
without  the  permission  of  the  Senate,  fails  to  attend  the 
Senate. 

Canada.— The  place  of  a  senator  shall  become  vacant    .     .    .    if  for  two  consecutive  sessions 
of  the  Parliament  he  fails  to  give  his  attendance  in  the  Senate.— B.N.A.  Act,  18(i7,  sec.  31. 

Historical  Note. — A  similar  clause  is  in  the  Constitutions  of  all  the  Australia 
colonies.  In  the  Commonwealth  Bill  of  1891,  the  clause  was  the  same  except  that  th^ 
absence  specified  was  "for  one  whole  session  of  the  Parliament,"  and  tliat  the  pcrmissiot 
of  the  Senate  was  to  be  "entered  on  its  journals."  (Conv.  Deb.,  Syd.  [1891],  p.  611.) 
At  the  Adelaide  session,  1897,  it  was  introduced  in  the  same  words.  In  Committee,  ol 
Mr.  Gordon's  motion,  "  two  consecutive  mouths  of  any  session ''  was  substituted  for  "  one 


§  100.] 


THE  SENATE.  443 


whole  session  "  (Con v.  Deb.,  AdeL,  p.  G80.)  At  the  Sydney  session,  a  suggestion  by 
the  Tasmanian  House  of  Assembly  to  substitute  "  thirty  consecutive  sitting  days  in  any 
session  "  was  negatived.  At  the  Melbourne  session,  after  the  fourth  report,  the  words 
"  entered  on  its  journals  "  were  omitted. 


Vacancy  to  be  notified. 

21.  Whenever  a  vacancy  happens  in  the  Senate,  the 
President,  or  if  there  is  no  President  or  if  the  President  is 
absent  from  the  Commonwealth  the  Governor-General,  shall 
notify  the  same  to  the  Governor  of  the  State  in  the  repre- 
sentation of  which  the  vacancy  has  happened. 

Historical  Note. — The  clause  in  the  Commonwealth  Bill  of  1S91  was  substantially 
in  the  same  words,  and  was  adopted  verbatim  at  the  Adelaide  session  (1897).  (Con v. 
Deb.,  AdeL,  p.  680.)  At  the  Sydney  session  Mr  Glynn  suggested  that  there  should  be 
a  resolution  of  the  Senate  declaring  the  vacancy.  This,  however,  was  thought  unneces- 
sary. The  word  "forthwith,"  before  "notify,"  was  omitted  as  unnecessary.  (Conv. 
Deb.,  Syd.  ^1897],  pp.  99<)-l.)  At  the  Melbourne  session,  before  the  first  report,  a 
drafting  amendment  was  made. 


Quorum  i°o. 

22.  Until  the  Parliament  otherwise  provides,  the  pre- 
sence of  at  least  one-third  of  the  whole  number  of  the 
senators  shall  be  necessarv  to  constitute  a  meetino^  of  the 
Senate  for  the  exercise  of  its  powers. 

Ukttkd  States. — A  majority  of  each  House  shall  constitute  a  quorum  to  do  ba.siness ;  but  a 
smaller  number  may  iuljoum  from  day  to  day,  and  may  be  authorized  to  compel  the 
attendance  of  absent  members,  in  such  manner,  and  under  such  penalties,  as  each  House 
may  provide.— Const.  Arc  I.,  sec  5,  sub-s.  1. 

Cas ABA.— Until  the  Parliament  of  Canada  otherwise  provides,  the  presence  of  at  least-  fifteen 
senators,  including  the  Speaker,  shall  be  necessary  to  constitute  a  meeting  of  the  Senate 
for  the  exercise  of  its  powers.- B.JJ.A.  Act,  1867,  sec.  35. 

Historical  Notk, — In  the  Commonwealth  Bill  of  1891  the  clause  was  in  the  same 
form,  with  the  addition,  after  "  senators."  of  the  words  "  as  proN-ided  by  the  Constitu- 
tion." At  the  .Adelaide  session,  1897,  the  clause  was  introduced  in  the  same  form, 
except  that  the  words  "until  the  Parliament  otherwise  provides"  were  omitted.  In 
Committee,  on  Mr.  Gordon's  motion,  the  words  "as  provided  by  this  Constitution" 
■were  omitted.  (Conv.  Deb.,  AdeL,  p.  682.)  At  the  Sydney  session,  on  the  motion  of 
Mr.  Higgius,  the  words  "  imtil  the  Parliament  otherwise  provides"  were  inserted. 
(Conv.  Deb.,  Syd.  [1897],  pp.  991-2.) 

§  100.    "Quorum." 

'•  The  [American]  Constitution  does  not  expressly  provide  as  to  how  the  presence  of 
a  quorum  shall  be  determined  ;  but  it  seems  to  me  to  imply,  in  the  power  of  each  House 
to  force  the  presence  of  members  in  order  to  form  a  quorum,  that  physical  presence  is 
the  test,  whether  or  no  the  <nembers  present  all  act.  Such  has  not  been  the  general 
practice,  however,  to  this  time.  It  has  been  regarded  as  necessary  that  a  quorum  shall 
not  merely  be  present,  but  shall  also  act."     (Burgess,  voL  II,  p.  55.) 

For  discussion  of  the  principle  of /the  quorum,  see  Note,  §  137,  infra. 


444  COMMENTARIES  ON  THE  CONSTITUTION.         [Sec.  23. 

Voting  in  Senate. 

23.  Questions  arising  in  the  Senate  shall  be  determined 
by  a  majority  of  votes,  and  each  senator  shall  have  one  vote^^\ 
The  President  shall  in  all  cases  be  entitled  to  a  vote^°^ ;  and  when 
the  votes  are  equal  the  question  shall  pass  in  the  negative. 

UxiTBD  States. — Each  senator  shall  have  one  vote. — Const  ,  Art.  I.,  sec.  3,  sub-s.  1. 

[The  President]  shall  have  no  vote,  unless  they  be  equally  divided. — 
Art.  I.,  sec.  3,  sub-s.  4. 

Canada.— Questions  arising  in  the  Senate  shall  be  decided  by  a  majority  of  voices,  and  the 
Speaker  shall  in  all  cases  have  a  vote,  and  when  the  voices  are  equal  the  decision  shall  be 
deemed  to  be  in  the  negative.— B.N. A.  Act,  1867,  sec.  36. 

Historical  Notk. — In  the  Commonwealth  Bill  of  1891,  the  clause  was  substantially 
the  same.  In  Committee,  Sir  Samuel  Griffith  explained  that  the  provision  that  the 
President  should  have  a  vote  was  to  secure  the  full  representation  of  the  State  to  which 
he  belonged.  (Conv.  Deb.,  Syd.  [1891],  pp.  611-2.)  At  the  Adelaide  session,  1897,  the 
clause  was  adopted  in  the  same  form.  In  Committee  there  was  a  short  discussion  of  the 
provision  for  the  President's  vote.  (Conv.  Deb.,  Adel.,  pp.  682-3. )  At  the  Melbourne 
session,  before  the  first  report,  the  words  "  and  each  senator  shall  have  one  vote"  were 
transferred  from  clause  7. 

§  101.    "  Each  Senator  shall  have  one  Vote." 

"Members  of  the  Senate  vote  as  individuals,  that  is  to  say,  the  vote  a  senator 
gives  is  his  own  and  not  that  of  his  State.  It  was  otherwise  in  the  Congress  of  the  old 
Confederation  before  1789  ;  it  is  otherwise  in  the  present  Federal  Council  of  the  German 
Empire,  in  which  each  State  votes  as  a  whole,  though  the  number  of  her  votes  is  propor- 
tioned to  her  population.  Accordingly,  in  the  American  Senate,  the  two  senators  from 
a  State  may  belong  to  opposite  parties  ;  and  this  often  happens  in  the  case  of  senators 
from  States  in  which  the  two  great  parties  are  pretty  equally  balanced,  and  the  majority 
oscillates  between  them.  Suppose  Ohio  to  have  to  elect  a  senator  in  1886.  The  Demo- 
crats have  a  majority  in  the  State  legislature  ;  and  a  Democrat  is  therefore  chosen 
senator.  In  1888  the  other  Ohio  senatorsliip  falls  vacant.  But  by  this  time  the 
balance  of  parties  in  Ohio  has  shifted.  The  Republicans  control  the  legislature  ;  a 
Republican  senator  is  therefore  chosen,  and  goes  to  Washington  to  vote  against  his 
Democratic  colleague.  This  fact  has  largely  contributed  to  render  the  senators  indepen- 
dent of  the  State  legislatures,  for  as  these  latter  bodies  sit  for  short  terms  (the  larger 
of  the  two  Houses  usually  for  two  years  only),  a  senator  has  during  the  greater  part  of 
his  six  years'  term  to  look  for  re-election  not  to  the  present,  but  to  a  future  State  legis- 
lature."    (Bryce,  vol.  i.,  97.) 

§  102.    "  The  President  shall    .    .    be  entitled   to  a  Vote." 

The  object  of  providing  that  the  President,  unlike  the  Speaker  of  the  House  of 
Representatives,  shall  be  entitled  to  a  vote  in  all  cases,  is  that  the  State  which  he  repre- 
sents may  not  be  deprived  of  the  benefit  of  the  constitutional  privilege  of  equal  represen- 
tation. He  is  not  given  a  casting  vote  as  well,  because  that  would  give  his  State  more 
than  equal  representation.  Some  other  provision  had,  therefore,  to  be  made  for  the  case 
of  an  etiuality  of  votes  ;  so  the  Constitution  declares  that  in  that  event  the  question 
shall  be  resolved  in  the  negative.  This  is  based  upon  the  universally  recognized 
principle  that  affirmative  action,  in  any  legislative  body,  must  be  supported  b}'  a 
majority. 


THE  HOUSE  OF  REPRESENTATIVES.  445 

PART  III.— THE  HOUSE  OF  REPRESENTATIVES. 

Constitution  of  House  of  Representatives. 

24.  The  House  of  Representatives^"^  shall  be  composed  of 
members  directly  chosen  by  the  people  of  the  Common- 
wealth^"*,  and  the  number  of  such  members  shall  be,  as  nearly 
as  practicable^"^,  twice  the  number  of  the  senators^"*. 

The  number  of  members  chosen  in  the  several  States 
shall  be  in  proportion  to  the  respective  numbers  of  their 
people^"",  and  shall,  until  the  Parliament  otherwise  provides^"^, 
be  determined,  whenever  necessary^"",  in  the  following 
manner  : — 

(i.)  A  quota  shall  be  ascertained""  by  dividing  the 
number  of  the  people  of  the  Commonwealth, 
as  shown  by  the  latest  statistics  of  the  Com- 
monwealth, by  twice  the  number  of  the 
senators  : 

(ii.)  The  number  of  members  to  be  chosen  in  each 
State"^  shall  be  determined  by  dividing  the 
number  ot  the  people  of  the  State,  as  shown 
by  the  latest  statistics  of  the  Commonwealth, 
by  the  quota  ;  and  if  on  such  division  there  is 
a  remainder  greater  than  one-half  of  the 
quota^^",  one  more  member  shall  be  chosen  in 
the  State. 

But  notwithstanding  anything  in  this  section,  five  mem- 
bers at  least^^^  shall  be  chosen  in  each  Origfinal  State. 

UsiTED  States. — The  House  of  Representatives  shall  be  composed  of  members  chosen  everj- 
second  year  by  the  people  of  the  several  States,  and  the  electors  in  each  State  shall  have  the 
qualifications  requisite  for  electors  of  the  most  numerous  branch  of  the  State  legislature. — 
Const.  Art.  I.,  sec.  2,  sub-sec.  1. 

Representatives  shall  be  apportioned  among  the  several  States  which  mav  be  included 
within  this  Union,  according  to  their  respective  numbers.  .  .  .  The  number  of 
Representatives  shall  not  exceed  one  for  every  thirty  thousand,  but  each  State  shall  have 
at  least  one  Representative.— /d.  Art.  I  ,  sec.  2,  sub-sec.  3  ;  and  see  Amendment  xiv. 

Canada. — The  House  of  Commons  shall,  subject  to  the  provisions  of  this  Act.  consist  of  one 
hundred  and  eighty -one  members,  of  whom  eighty -two  shall  be  elected  for  Ontario,  sbcty- 
five  for  Quebec,  nineteen  for  Nova  Scotia,  and  fifteen  for  Xew  Brunswick. — B.N.A.  Act 
1867,  sec.  37. 

On  the  completion  of  the  census  in  the  year  one  thousand  eight  hundred  and  seventy -one,  and 
of  each  subsequent  decennial  census,  the  representation  of  the  four  Provinces  shall  be  re- 
adjusted by  such  authority,  in  such  manner,  and  from  such  time,  as  the  Parliament  of 
Canada  from  time  to  time  provides,  subject,  and  accoraing  to  the  following  rules  : 

(1.)  Quebec  shall  have  the  fixed  number  of  sixty-five  members : 

2.)  There  shall  be  assigned  to  each  of  the  other  Provinces  such  a  number  of  members 
as  will  bear  the  same  proportion  to  the  number  of  it-s  population  (ascertiuned  at 
such  census)  as  the  number  sixty-five  bears  to  the  number  of  the  population  of 
Quebec  (so  ascertained) : 


446 COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  24. 

(3.)  Ill  the  computation  of  the  number  of  members  for  a  Province  a  fractional  part  not 
exceeding?  one-half  of  the  wliole  number  requisite  for  entitlinj;  the  Province  to  a 
member  sliall  be  rtisreg^arded  ;  but  a  fractional  part  exceeding  one-half  of  that 
number  shall  be  equivalent  to  the  whole  number  : 

(4.)  On  any  such  readjustment  the  number  of  members  for  a  Province  shall  not  be 
reduced,  unless  the  proportion  which  the  number  of  the  population  of  the  Pro- 
vince bore  to  the  number  of  the  a<fgregate  population  of  Canada  at  the  then  last 
precedinff  readjustment  of  the  number  of  members  for  the  Province  is  ascertained 
at  the  then  latest  census  to  be  diminished  by  one-twentieth  part  or  upwards  : 
•  (5.)  Such  readjustment  shall  not  take  effect  until  the  termination  of  the  then  existing 

Parliament.— B.N. A.  Act,  1867,  sec.  51. 

Switzerland— The  National  Council  is  composed  of  representatives  of  the  Swiss  people, 
chosen  in  the  ratio  of  one  member  for  each  20,000  persons  of  the  total  population.  Frac- 
tions of  upwards  of  10,000  persons  are  reckoned  as  20,000.  Every  Canton,  and  in  the 
divided  Cantons  every  half  Canton,  chooses  at  least  one  representative. — Swiss  Const.. 
Art.  72. 

Historical  Note.— Chapter  I.  of  the  Commonwealth  Bill  of  1891  contained  the 
following  clauses  : — 

24.  "The  House  of  Representatives  shall  be  composed  of  members  chosen  every 
three  years  by  the  people  of  the  several  States,  according  to  their  respective  numbers  ; 
and  until  the  Parliament  of  the  Commonwealth  otherwise  provides,  each  State  shall 
have  one  Representative  for  every  30,000  of  its  people. 

"  Provided  that  in  the  case  of  any  of  the  existing  colonies  of  New  South  Wales,  New 
Zealand,  Queensland,  Tasmania,  Victoria,  and  Western  Australia,  and  the  province  of 
South  Australia,  until  the  number  of  tiie  people  is  such  as  to  entitle  the  State  to  four 
Representatives,  it  shall  have  four  Representatives." 

27.  "When  upon  the  apportionment  of  Representatives  it  is  found  that  after 
dividing  the  number  of  the  people  of  a  State  by  the  number  in  respect  of  which  a  State 
is  entitled  to  one  Representative  there  remains  a  surplus  greater  than  one-half  of  such 
number,  the  State  shall  liave  an  additional  Representative." 

29.  "  A  fresh  apportionment  of  Representatives  to  the  States  shall  be  made  after 
each  census  of  the  people  of  the  Commonwealth,  which  shall  be  taken  at  intervals  not 
longer  than  ten  3'ears.  But  a  fresh  appoitionment  shall  not  take  effect  until  the  then 
next  general  election." 

In  Committee,  the  question  of  apportionment  was  shortl3'  discussed.  (Conv.  Deb., 
Syd.,  1891,  pp.  612-.3.  639.)  At  the  Adelaide  session,  1S97,  the  Bill  as  introduced 
provided  for  a  quota  based  on  a  "  two  to  one  ratio  "  of  the  Houses,  the  clause  being  a-^ 
follows  : — 

"The  House  of  Representatives  shall  be  composed  of  members  directly-  chosen  by 
the  people  of  the  several  States,  according  to  their  respective  numbers  ;  as  nearly  as 
practicable  there  shall  be  two  members  of  the  House  of  Representatives  for  every  one 
member  of  the  Senate. 

"  Until  the  Parliament  otherwise  provides,  each  State  shall  have  one  member  for 
each  quota  of  its  people.  The  quota  shall,  whenever  necessary,  be  ascertained  by 
dividing  the  population  of  the  Commonwealth  as  shown  by  the  latest  statistics  of  the 
Commonwealth  bj^  twice  the  number  of  the  members  of  tlie  senate  :  and  tlie  number  of 
members  to  which  each  State  is  entitled  shall  be  determined  by  dividing  the  population 
of  the  State,  as  shown  by  the  latest  statistics  of  the  Commonwealth,  by  the  quota. 

"  But  each  of  the  existing  colonies  of  New  South  Wales,  Is'ew  Zealand,  Queensland, 
Tasmania,  Victoria,  and  Western  Australia,  and  the  province  of  South  Australia,  shall 
be  entitled  to  five  Representatives  at  the  least." 

The  "apportionment"  clause  of  the  Bill  of  1891  was  also  introduced  verbatim.  On 
the  motion  to  go  into  Committee,  the  new  provision  was  explained  by  Mr.  Barton. 
(Conv.  Deb.,  Adel.,  pp.  435-7.)  In  Committee,  it  was  explained  again  by  Mr.  O'Connor. 
Sir  Geo.  Turner  objected  to  the  clause,  both  as  being  too  rigidly  mechanical,  and  as 
checking  the  due  increase  of  representatives  with  the  increase  in  population.  Mr. 
Glynn  approved  of  it,  as  the  alternative  of  a  fixed  quota  would  soon  lead  to  so  large  a 
House  that  the  provision  for  a  minimum  representation  of  the  smaller  States  would 
become  valueless.  Mr.  Higgina  argued  that  there  was  no  possible'  connection  between 
the  numbers  of  the  two  Houses,  and  opposed  the  scheme  because  it  seemed  to  be  leading 
up  to  a  proposal  for  a  joint  sitting.  Mr.  Reid  approved  of  it  for  the  same  reason,  and 
also  because  it  would  tend  to  prevent  an  inordinate  growth  of  the  size  of  the  House. 
Mr.    Isaacs' objection  was  that  the  States  where  the  growth  of  population  was  least 


§  103]  THE  HOUSE  OF  REPRESENTATIVES.  447 

would  suflfer  a  decrease  in  their  representation.  Mr.  O'Connor  pointed  out  that  the 
numbers  of  the  House  of  Representatives  might  be  increased  at  any  time  by  increasing 
the  number  of  senators  for  each  State.  Sir  John  Downer  supported  the  clause  as 
preventing  the  eflFacement  of  the  Senate  bj'  an  undue  expansion  of  the  House  of  Repre- 
sentatives. Mr.  Deakin  thought  the  ratio  excellent  to  begin  with,  but  thought  that  the 
clause  might  prove  unduly  rigid,  and  suggested  that  the  words  "  Until  the  Parliament 
otherwise  provides "  should  be  placed  at  the  beginning.  Sir  Geo.  Turner  accordingly 
moved  to  insert  those  words  before  the  words  "  as  nearly  as  practicable,"  but  this  was 
negatived  by  26  votes  to  9.  Mr.  Solomon  then  proposed  that  representation  in  the 
House  of  Representatives  should  be  upon  a  sliding  scale,  instead  of  according  to  popula- 
tion ;  but  this  was  not  taken  seriously  and  was  negatived  without  division.  Mr.  Reid 
proposed  to  reduce  the  minimum  from  "  five  "  to  "  four,"  but  subsequently  withdrew 
tlie  amendment.  (Con v.  Deb.,  Adel.,  pp.  683-715.)  At  a  later  stage  the  clause  was 
verbally  amended.     (Id.  p.  1191.) 

At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assemblies  of  New  South 
Wales  and  Victoria,  to  omit  the  "  two  to  one  ratio,"  and  insert  a  provision  tliat,  until 
the  Parliament  otherwise  proNades,  each  State  shall  have  one  representative  for  every 
30,000  of  its  people,  was  negatived,  after  considerable  debate,  by  26  votes  to  17.  A 
verbal  correction  was  made.     (Conv.  Deb.,  Syd.  [1897],  pp.  420-53.) 

At  the  Melbourne  session,  before  the  first  report,  the  clause  was  verbally  amended. 
After  the  first  report,  an  amendment  was  carried,  on  jMt.  O'Connor's  motion,  by  which 
the  words  "  chosen  by  the  people  of  the  Commonwealth"  were  substituted  for  "  chosen 
by  the  people  of  the  several  States  ; "  and  the  quota  and  re-apportionment  provisions 
were  recast  into  a  separate  clause,  24a,  but  in  substantially  their  present  form.  Sir 
George  Turner  then  proposed  again  to  omit  the  "two  to  one  ratio,'  and  substitute  a 
provision  that  until  the  Parliament  otherwise  provides,  each  State  shall  have  one 
Representative  for  every  50,000  of  its  people.  This  was  negatived,  after  debate,  by 
2.5  votes  to  10.  The  re-apportionment  clause  was  then  struck  out,  being  provided  for 
in  the  quota  clause.  (Conv.  Deb.,  Melb.,  pp.  1827-38.)  After  the  fourth  report,  the  two 
clauses  (24  and  24.\)  were  condensed  into  one,  with  verbal  alterations. 

§  103.    "The  House  of  Representatives.' 

As  the  Senate  is  the  legislative  organ  representing  the  States,  so  the  House  of 
Representatives  is  the  legislative  organ  representing  the  nation.  This  appears  from  the 
exact  wortls  of  the  Constitution.  The  Senate  is  composed  of  an  equal  number  of  senators 
"  for  Ccich  State,"  directly  chosen  by  the  people  of  the  State  (sec.  7).  The  House  of 
Representatives  is  composed  of  members  directly  "chosen  by  the  people  of  the  Com- 
monwealth," and  the  number  of  members  chosen  in  the  several  States  is  required  to  be 
in  proportion  to  the  respective  numbers  of  the  people.  In  one  chamber  the  States  are 
equally  represented.  In  the  other  chamber  the  people  are  proportionatelj'  represented. 
The  Senate  represents  the  States  as  political  units.  The  House  represents  the  people  as 
individual  units.  / 

In  declaring  that  the  House  of  Representatives  is  chosen  by  the  "people  of  the 
Commonwealth,"  the  Constitution  follows  the  precedent  of  Switzerland,  which  declares 
that  the  National  Council  represents  "the  Swiss  people;"  whereas  the  House  of 
Representatives  in  the  United  States  is  "chosen  by  the  people  of  the  several  States" — 
a  phrase  which  does  not  so  clearly  express  its  national  element. 

In  our  review  of  the  meaning  of  the  phrase,  "  Federal  Commonwealth  "  (Note,  §  27 
xupra),  we  have  seen  that  the  Commonwealth  is  a  community  created  on  the  model  of  a 
national  State  with  a  federal  structure  ; — National  in  uniting  the  people,  Federal  in 
uuituig  the  States,  and,  for  certain  purposes,  maintaining  the  autonomy  and  individuality 
of  each  State,  and  assigning  to  each  State  a  share  in  the  dual  system  of  government. 
It  is  hardly  necessary  once  more  to  emphasize  the  principle  that  the  Commonwealth 


448  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  24. 

as  a  political  State  should  not  be  confused  with  the  Federal  Government.  The  Federal 
Government,  consisting  of  three  divisions— the  legislature,  the  executive,  and  the 
judiciary — is  charged  with  the  duty  of  exercising  certain  defined  powers  and  functions, 
assigned  to  it  by  the  Commonwealth  in  and  through  the  Constitution. 

The  Federal  Government  is  only  one  part  of  the  dual  system  of  government  by 
which  the  people  are  ruled  ;  the  other  parts  of  the  dual  system  are  the  State  Govern- 
ments, charged  with  the  duty  of  exercising  the  residuary  powers  and  functions  of 
government,  reserved  to  them  by  the  Commonwealth  in  and  through  the  Constitution. 

The  House  of  Representatives  is  one  of  the  two  Chambers  of  the  legislative 
organization  of  the  Federal  Government.  It  gives  particular  force  and  expression  to 
what  may  be  described  as  the  national  principle  of  the  Commonwealth.  In  that  great 
assembly  the  nat^ional  principle  will  find  full  scope  and  representation.  Its  operation 
and  tendency  will  be  in  the  direction  of  the  unification  and  consolidation  of  the  people 
of  the  Commonwealth  into  one  integrated  whole,  irrespective  of  State  boundaries.  In  its 
constitution  it  represents  "the  people  of  the  Commonwealth,"  as  distinguished  from 
"the  people  of  the  States."  The  natural  bent  and  inclination  of  its  policy  will, 
therefore,  be  to  regard  its  constituents  as  one  united  people  ;  one  in  community  of  rights 
and  interests  ;  one  in  their  title  to  the  equal  protection  of  the  law  ;  one  in  the  claim  to 
fair  and  beneficent  treatment ;  one  in  destiny.  On  the  other  hand,  the  Senate,  as  well 
as -the  High  Court,  will  tend  to  check  any  unconstitutional  encroachments  on  the 
reserved  realm  of  provincial  autonomy.  If  in  both  chambers  the  people  had  been 
represented  in  proportion  to  their  numbers,  the  practical  result  would  have  been  the 
establishment  of  a  unified  government,  in  which  the  States,  as  political  entities,  would 
have  been  absolutely  unrecognized,  and  would  have  been  soon  reduced  to  a  subordinate 
position.  The  Convention  was  entrusted  with  no  such  duty,  under  the  Enabling  Acts 
by  which  it  was  called  into  existence  ;  its  mandate  was  to  draft  a  Constitution  in  which 
the  federal,  as  well  as  the  national  elements,  were  recognized. 

The  House  of  Representatives  is  not  only  the  national  chamber  ;  it  is  the  democratic 
chamber  ;  it  is  the  grand  depository  and  embodiment  of  the  liberal  principles  of  govern- 
ment which  pervade  the  entire  constitutional  fabric.  It  is  the  chamber  in  which  the 
progressive  instincts  and  popular  aspirations  of  the  people  will  be  most  likely  to  make 
themselves  first  felt.  This  characteristic  is  not  founded  on  any  difference  in  the 
franchise  of  the  House  of  Representatives  from  that  of  the  Senate,  because  both 
franchises  are  the  same  ;  it  arises  from  the  fact  that,  by  the  Constitution,  it  is  expressly 
intended  to  be  such  a  House,  and  that  by  its  organization  and  functions  it  is  best  fitted 
to  be  the  arena  in  which  national  progress  will  find  room  for  development. 

The  House  of  Representatives  of  the  Commonwealth  bears  a  close  resemblance  to 
the  House  of  Representatives  of  the  United  States  of  America,  and  occupies  the  corres- 
ponding position  in  the  scheme  of  government. 

The  Housk  of  Commons  and  the  House  of  Representatives  Compared. — We 
will  now  proceed  to  draw  attention  to  certain  features  in  the  constitution  and  functions 
of  the  House  of  Representatives  in  which  it  resembles  the  House  of  Commons,  and 
certain  other  features  and  functions  in  m  hich  it  differs  from  that  historic  Chamber  :  — 

Resemblance. — The  memhers  of  both  the  House  of  Commons  and  the  House  of  Repre- 
sentatives are  elected  hy  the  people,  voting  in  national  constituencies,  and  conseciuently 
they  represent  national  elements.  They  both  exercise  supreme  supervision  over  the 
finances.  This  is  secured  by  the  exclusive  power  of  originating  proposed  laws  appro- 
priating public  money  and  imposing  taxation,  and  in  the  inability  of  the  House  of 
Lords  in  all  cases,  and  of  the  Senate  with  certain  exceptions,  to  amend  such  proposed 
laws.  This  control  of  the  finances  will  tend  to  carry  with  it  the  predominant  control  of 
the  Executive,  and  hence  the  system  known  as  Responsible  Government. 

Differences. — The  House  of  Commons  is  the  National  Chamber  of  the  Empire,  exer- 
cising in  conjunction  with  the  other  branches  of  the  Imperial  Parliament  unlimited. 


\ 


^§  103-104.]  THE  HOUSE  OF  REPRESENTATIVES.  449 

unchallengeable  sovereign  authority.  The  House  of  Representatives  is  the  National 
Chamber  of  the  Commonwealth,  which  is  merely  an  outlying  portion  of  the  Empire,  the 
Parliament  of  which  is  endowed  only  with  restricted  and  enumerated  powers,  delegated  to 
it  through  the  Federal  Constitution  by  the  parent  Parliament.  The  House  of  Represen- 
tatives is  a  division  of  a  subordinate  law-making  body,  whose  mandates  are  of  the 
nature  of  bj'-laws,  valid  whilst  within  the  jurisdiction  conferred  upon  it  by  the  Consti- 
tution, but  invalid  if  they  go  beyond  the  limits  of  such  jurisdiction.  (Dicey,  Law  of  the 
Const,  p.  137.) 

Another  important  point  of  difference  between  the  House  of  Commons  and  the 
House  of  Representatives  has  been  pointed  out  by  Dr.  Burgess.  Since  the  reform  and 
revolution  of  1832,  the  House  of  Commons,  he  says,  has  occupietl  a  double  position  in 
the  English  system.  It  is  one  branch  of  the  legislature,  and  it  is  also  the  sovereign 
organization  of  the  State.  In  the  former  capacity  it  has  no  more  power  than  the  House 
of  Lords  ;  in  the  latter  it  is  supreme  over  the  King  and  the  Lords.  The  great  result  of 
the  reform  movement  of  1832  is,  he  contends,  that  the  people  became  politically- 
organized  in  the  House  of  Commons.  In  other  words,  the  organization  of  the  State, 
within  the  Constitution,  is  now  the  same  as  was  its  organization  back  of  the  Consti- 
tution. The  House  of  Commons,  newly  elected  after  a  dissolution  on  a  particular  prin- 
ciple, or  measure,  is  the  political  people  organized  through  their  representatives  in  that 
House.  There  is  thus,  he  sajs,  a  correspondence  between  the  revolutionary  organiza- 
tion of  the  State,  back  of  the  Constitution,  and  its  continuing  organization  within  the 
Constitution.  (Burgess,  Political  Sci.  vol.  i.  p.  95;  vol.  ii.  pp.  38-9.)  At  the  beginning 
of  its  constitutional  career,  the  House  of  Representatives  will  not  occupy  such  a  com- 
manding relative  position  as  the  House  of  Commons,  for  the  reason  previously  staterl 
that  its  powers  are  limited  by  the  Constitution.  Its  capacity  to  initiate  reforms  with  a 
view  to  the  acquisition  of  further  power  is,  however,  with  the  exceptions  mentioned  in 
sec.  128,  unbounded.  It  cannot,  like  the  House  of  Commons,  through  ministers  having 
its  confidence,  intimidate  or  coerce  the  Upper  House  and  the  Crown  to  agree  to  a  pro- 
posed amendment  of  the  Constitution  ;  the  ultimate  determination  of  all  such  constitu- 
tional proposals  is  vested  in  a  body  of  persons,  defined  by  the  Constitution  as  a  majority 
of  the  electors  of  the  Commonwealth  voting,  including  majorities  in  more  than  half  the 
States.  Such  majorities  constitute  the  ^uowj-sovereign  organization  of  the  Common- 
wealth, considered  as  a  political  State.  But  the  House  of  Representatives  can  originate 
such  constitutional  proposals,  and  cause  them  to  be  submitted  to  the  Federal  electors 
for  their  decision  ;  and  it  cannot  be  doubted  that  the  influence  of  the  members  of  such  a 
strong  chamber  in  securing  an  affirmative  vote  in  favour  of  its  proposals  will  be  very 
powerful  indeed. 

§  104.    "  The  People  of  the  Commonwealth." 

Attention  may  be  drawn  to  the  above  expression  "  the  people  of  the  Commonwealth  " 
for  the  purpose  of  contrasting  of  it  with  another,  to  be  found  in  section  7,  "the  people  of 
the  States."  (Note,  §68,  mipra.)  A  federation  is,  as  we  have  already  seen,  defined  by 
some  authorities  as  a  State  having  a  dual  system  of  government ;  (see  "  Federal,"  §  27, 
supra)  ;  hence,  in  a  federation  it  is  said  there  is  a  dual  citizenship.  It  follows  that  each 
natural-bom  or  naturalized  subject  of  the  Queen  permanently  residing  within  the  limits 
of  the  Commonwealth  is  entitled  to  be  considered  as  a  citizen  of  the  Commonwealth,  and, 
at  the  same  time,  a  citizen  of  the  State  in  which  he  resides.  Every  such  person  thus 
owes  a  double  duty,  and  can  claim  a  double  right ;  a  duty  to  the  Commonwealth,  as  the 
great  community  embracing  all  the  people,  to  yield  obedience  to  its  laws,  to  assist  in  its 
defence,  and  to  take  part  in  promoting  its  interests  ;  a  right  to  claim  from  the  Common- 
wealth the  equal  protection  of  its  laws,  and  to  share  in  the  honour  and  advantage  of  its 
rule.  Such  a  person  also  owes  a  duty  to  the  particular  State  in  which  he  resides,  regard- 
ing that  State  as  a  part  of  the  Commonwealth,  guaranteed  to  possess  and  enjoy  certain 
privileges  and  immunities  ;  a  duty  to  obey  its  laws,  and  at  the  same  time  to  assist  in 
29 


i-/ 


450  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  24. 

defending  the  State  domain  against  unconstitutional  invasion  ;  a  right  to  demand  from 
the  State  the  equal  protection  of  the  laws  of  the  State.  In  one  capacity  such  a  person 
is  described  bj^  the  Constitution  as  one  of  "  the  people  of  the  Commonwealth  ;"  in  th© 
other  he  is  one  of  "  the  people  of  a  State."  From  this  dual  citizenship,  and,  in  order  to 
assist  in  its  preservation,  every  person  living  under  such  a  form  of  government  has  a 
duality  of  political  rights  and  powers.  He  is  entitled,  not  only  to  assist  in  carrying  on 
tlie  government  of  his  State,  as  a  part  of  the  Conmionwealth,  but  to  assist  in  the  govern- 
ment of  that  wider  organization  of  the  nation  itself.  In  the  latter  work,  taken  and 
considered  by  itself,  he  has  also  a  dual  right  and  power  ;  viz.,  to  join  in  returning 
members  to  the  House  of  Representatives  in  which  centralizing,  consolidating,  national- 
izing, and  progressive  elements  of  the  community  are  represented,  and  also  to  assist  in 
returning  members  to  the  Senate,  in  which  the  moderating,  restraining,  conserving  and 
provincial  elements  of  the  conununity  are  represented.  The  duty  of  a  citizen  having 
these  dual  functions,  and  of  the  Federal  Parliament  so  dually  constituted,  will  be  to 
reconcile  and  harmonize  all  these  apparently  conflicting  yet  necessary  and  inevitable 
forces. 

§  105.    ''  As  Nearly  as  Practicable." 

These  words  are  not  intended  to  allow  the  Parliament  a  discretionary  latitude  in  fixing 
the  number  of  the  members  of  the  House  of  Representatives,  but  to  provide  for  the 
slight  variation  that  may  be  caused  by  the  provision  for  the  minimum  representation  of 
a  State,  and  also  by  the  provision  for  representing  fractions  of  a  quota.  According  to 
the  mode  provided  in  this  section  for  determining  the  number  of  members,  the  "  quota" 
of  representation  is  to  be  ascertained  by  pure  arithmetic.  So  far,  the  words,  "  as  nearly 
as  practicable  "  are  tmnecessary.  But  the  quota  so  obtained,  though  it  of  course  divides 
exactly  into  the  population  of  the  Commonweal tli,  is  not  likelj'  to  divide  exactlj' 
into  the  population  of  each  State.  There  will  probably  be  fractions  in  each  State, 
arithmetically  entitled  to  a  fraction  of  a  member  ;  and  whether  these  fractions  are 
ignored  altogether,  or  whether  provision  is  made — as  in  this  section — for  assigning  a 
member  to  any  fraction  greater  than  one-half  the  quota,  the  result  may  be  to  slightly 
disturb  the  "two  to  one  ratio."  A  further,  and,  at  present,  more  considerable  element 
of  disturbance  is  the  provision  that  each  State  shall  have  at  least  five  representatives. 
On  a  population  basis,  Tasmania  is  at  present  onlj'  entitled  to  three  representatives  ; 
and  her  two  additional  members,  not  being  allowed  for  by  the  quota  calculation,  go  to 
increase  the  number  of  members  bej'ond  the  "  two  to  one  ratio." 

The  Parliament,  when  it  makes  "  other  provisions  "  for  determining  the  number  of 
members,  will  be  bound  by  the  constitutional  provision  to  make  their  number  "  as  nearly 
as  practicable  twice  the  number  of  the  senators  ; "'  and  the  clear  intention  is  that  the 
absolute  ratio  should  only  be  departed  from,  so  far  as  may  be  necessary  to  adjust  frac- 
tional and  minimum  representation. 

§  106.    *«  Twice  the  Number  of  the  Senators." 

There  is  a  constitutional  limit  to  the  number  of  members  of  the  House  of  Repre- 
sentatives, viz.,  that  it  shall  be,  as  nearly  as  practicable,  twice  the  number  of  the 
senators  ;  in  other  words  there  must  be  two  representatives  to  one  senator.  This 
provision  was  described  in  the  course  of  the  Convention  Debates  as  tlie  "two  to  one 
ratio."  In  this  respect,  the  rule  regulating  the  numerical  strength  of  the  Australian 
House  of  Representatives  differs  both  from  that  of  the  American  House  of  Representa- 
tivea  and  from  that  of  the  Canadian  House  of  Commons. 

Under  the  American  Constitution  the  first  House  of  Representatives  consisted  of  66 
members,  of  which  there  was  one  for  every  30,000  of  the  qualified  inhabitants.  Congress 
was  given  general  power  to  apportion  representatives  among  tl»e  several  States  acconi- 
ing  to  their  respective  nimibers,  and  could  therefore  increase  the  number  of  representa- 
tives without  reference  to  the  number  of  senators.     This  power  was  subject  to  one 


§  106.]  THE  HOUSE  OF  REPRESENTATIVES.  451 

limitation  ;  viz.,  that  there  should  never  be  more  than  one  representative  for  every 
30,000  inhabitants.  After  the  census  of  1790  the  first  Congressional  apiwrtionment 
took  place.  The  number  of  representatives  was  increased  to  106,  which,  divided 
among  the  aggregate  population,  gave  one  representative  for  every  33,000.  After  the 
census  of  1810  the  number  of  representatives  was  raised  to  183,  which,  divided  among 
the  population,  gave  one  for  every  35,000.  In  1820  the  number  of  representatives  was 
was  brought  iip  to  213,  which  gave  one  to  every  40,000.  In  1830  the  representatives 
were  increased  to  '242,  or  one  for  every  47,700.  In  1840  the  representatives  were 
reduced  to  223,  or  one  for  every  70,680.  In  1850  the  representatives  were  increased  to 
233,  or  one  for  every  93,000.  (Sheppard's  Constitutional  Text  Book,  1863.)  In  the 
latest  Apportionment  Act,  based  on  the  census  of  1890,  the  number  of  representatives 
was  fixed  at  357.  which  gave  one  representative  to  every  173,900.  (Statesman's  Year 
Book,  1899,  p.  1 130.)  So,  as  the  population  went  on  increasing,  the  number  of  members  to 
divide  among  the  population  has  from  time  to  time  increased.  The  increase  of  members, 
however,  does  not  proceed  in  proportion  to  the  increase  of  the  population.  The  pro- 
portion of  representatives  to  population  has  been  gradually  diminished,  from  one 
representative  for  every  quota  of  30,000  in  1789,  to  one  representative  for  every 
quota  of  173.900  in  1890. 

The  British  North  America  Act,  1867,  sec.  37,  provided  that  the  Dominion  House 
of  Commons  should  at  first  consist  of  181  members,  of  whom  82  were  assigned  to 
Ontario,  65  to  Quebec,  19  to  Nova  Scotia,  and  15  to  New  Brunswick.  By  sec.  52  of  the 
same  Act  power  was  given  to  the  Parliament  of  Canafia  to  increase  the  number  of  the 
members  of  the  Hou.se  of  Commons,  subject,  however,  to  the  condition  that  the  pro- 
portionate representation  prescribed  by  the  Act  should  not  be  thereby  disturbed.  The 
basis  for  re-adjustment  after  each  decennial  census  is  that  Quebec  shall  always  have  the 
fixed  number  of  65  mem1>ers,  and  that  each  of  the  other  Provinces  shall  be  assigned  the 
number  of  members  which  bears  the  same  proportion  to  its  population  as  the  number  65 
bears  to  the  population  of  Queliec — a  fractional  part  exceeding  half  a  quota  being 
regarded  as  a  whole  quota.     (See  p.  445,  mi//ra. ) 

On  the  basis  of  the  census  of  the  Dominion  taken  in  April,  1891,  and  in  accordance 
with  a  redistribution  bill  passed  in  1892,  the  House  of  Commons  consists  of  213  members 
— 92  for  Ontario,  65  fop  Quebec,  20  for  Nova  Scotia,  14  for  New  Brunswick,  7  for 
Manitoba,  6  for  British  Columbia,  5  for  Prince  Edward  Island,  and  4  for  the  North- 
West  Territories.  The  ratio  of  members  to  population  is  now  one  to  22,688.  (States- 
man's Year  Book.  1899,  p.  221.) 

In  the  Draft  Bill  of  1891  it  was  provided  (as  in  the  Constitution  of  the  United 
States)  that  there  should  be  one  representative  for  every  30,000  of  the  population  of 
the  Commonwealth,  but  that  this  quota  should  be  alterable  by  the  Federal  Parliament ; 
there  was  no  provision  made  for  any  maximum  number  of  members.  As  the  population 
increased,  the  representation  could  be  increased  by  an  additional  member  for  every 
30,000. 

It  has  been  estimated  that,  if  the  Commonwealth  had  been  established  in  1897  and 
the  House  of  representatives  constituted  on  the  basis  of  one  member  for  every  50,000 
of  the  population,  that  House  would  have  consisted  of  about  71  members,  of  which  New 
South  Wales  would  have  had  26,  Victoria  24,  Queensland  9,  South  Australia  7,  Tasmania 
3,  Western  Australia  2.  In  1901,  on  the  assumption  that  the  past  rates  of  increase  of 
population  continued.  New  South  Wales  would  have  32,  Victoria  27,  Queensland  13, 
South  Australia  9,  Western  Australia  4,  and  Tasmania  3.  total  88.  According  to  the 
same  average  of  increase  the  House  of  Representatives  would,  by  the  year  1941,  have  a 
total  of  446  members.     (Mr.  R.  E.  O'Connor,  Conv.  Deb.,  Adel.,  1897,  p.  685  ) 

This  Constitntion  places  no  limit  on  the  power  of  the  Parliament  to  increase  the 
BJze  of  the  House  of  Representatives,  except  that  the  Senate  must  be  increased  in  the 
same  proportion,  so  as  to  preserve  the  "two  to  one  ratio."  It,  however,  effectually 
prevents  any  such  rapid  automatic  increase  as  is  foreshadowed  in  the  calculations  above 


452  COMMENTARIES  ON  THE  CONSTITUTION.       [See.  24. 

referred  to.  The  number  of  representatives  depends  upon  the  number  of  senators,  and 
the  number  of  senators  does  not  increase  automatically  at  all.  The  number  of  senators 
may,  however,  be  increased  in  two  ways — either  by  increasing  the  number  of  senators 
for  each  State  or  by  increasing  the  number  of  States. 

The  Parliament  may  increase  or  diminish  the  number  of  senators  for  each  State, 
provided  that  equal  representation  of  the  original  States  shall  be  maintained  and  that 
no  Original  State  shall  have  less  than  six  senators  (sec.  7).  The  number  of  senators  may 
also  be  increased  by  the  admission  or  establishment  of  new  States  (sec.  121).  There  are 
thus  two  methods  by  which  the  number  of  senators  may  be  increased  ;  (.1)  by  an  Act 
of  the  Federal  Parliament  increasing  the  number  of  senators  for  each  existing  State, 
and  (2)  by  an  Act  of  the  Federal  Parliament,  admitting  or  establishing  a  new  State  or 
States  and  thus  introducing  additional  senators.  Accordingly,  though  apparentlj'  the 
number  of  representatives  is  determined  by  the  number  of  Senators,  yet  the  fact  that 
the  number  of  senators  may  be  increased  to  any  extent  by  the  Parliament  makes  the 
number  of  the  House  of  Representatives  equally  elastic  (see  Note,  §  116,  infra). 

This  "  two  to  one  ratio  "  is  a  rigid  element  and  basic  requirement  of  much  import- 
ance and  significance  ;  it  is  embedded   in  the  Constitution  ;  it  is  beyond  the  reach  of 
modification  by  the  Federal  Parliament,   and  can  only  be  altered  by  an  amendment  of 
the  Constitution.     It  was  adopted  after  due  consideration  and  for  weight}-  reasons.     It 
was  considered  that,   as  it  was  desirable,  in  a  Constitution  of  this  kind,  to  define  and 
fix  the  relative  powers  of  the  two  Houses,  it  was  also  but  fair  and  reasonable  to  define 
their  relative  proportions,  in  numerical  strength,  to  each  other,  so  as  to  give  that  pro- 
tection and  vital  force  by  which  the  proper  exercise  of  those  powers  could  bo  legally 
secured.     It  was  considered  extremely  necessarj*  to  prevent  an  automatic  or  arbitrary' 
increase  in  the   number  of  members  of  the  House  of  Representatives,  by  which  there 
would   be  a  continually  growing  disparity  between  the  number  of  members  of   that 
House  and  the  Senate  ;  and  to  give  some  security  for  maintaining  the  numerical  strength, 
as  well  as  the  Constitutional  power,  of  the  Senate.     It  was  argued  that  if  the  number  of 
the  members  of  the  Senate  remained  stationary,  whilst  the  number  of  the  members  of 
the  House  of  Representatives  were  allowed  to  go  on  increasing  with  the  progressive 
increase  of  population,  the  House  would  become  inordinately  large  and  inordinately  ex- 
pensive, whilst  the  Senate  would  become  weak  and  impotent.  It  was  said  that  to  allow  the 
proportion  of  the  Senate  towards  the  House  of  Representatives  to  become  the  merest 
fraction,  would  in  course  of  time  lead  practically  to  the  abolition  of  the  Senate,  or 
at  any  rate,  to  the  loss  of  that  influence,   prestige,   and  dignity  to  which  it  is  entitled 
under  the  Constitution.     In  reply  to  the  argument  founded  on  the  danger  of  disparity, 
arising  between  the  number  of  members  of  the  Senate  atid  the  number  of  members  of  the 
House  of  Representatives,  attention  was  drawn  to  the  Constitution  of  the  United  States 
of  America  under  which  Congress  had  unlimited  power  to  increase  the  number  of  members 
of  the  House,  without  increasing  the  number  of  senators  ;  which  power  had  not  been  reck- 
lessly or  improvidently  exercised.     The  power  and  status  of  the  Senate  had  not  been  pre- 
judiced by  the  gradual  increase  in  the  number  of  representatives.      In  answer  to  this, 
it  was  contended  that  the  Senate  of  the  United  States  of  America  had  maintained  its 
position  in  the  Constitution  largely  owing  to  its  possession  of  certain  important  judicial, 
legislative  and  executive  powers,   which  had   not  been  granted  to  the  Senate  of  the 
Commonwealth,  such  as  the  sole  power  of  trying  cases  of  impeachment;  the  power  to 
ratify  or  to  refuse  to  ratify  treaties  made  by  the  President  with  foreign  nations  ;  and  the 
power  to  refuse  to  confirm  executive   appointments  made   bj'   the    President.     These 
powers  were  the  main  sources  of  the  strength  of  the  American  Senate,  which  prevented 
any  wide  disparity  in  numbers  between  it  and  the  House  of  Representatives  from  causing 
it  to  drift  into  the  insignificance  of  a  small  committee  or  board.     The  Senate  of  tlie 
Commonwealth,  being  deprived  of  such  powers,  should  be  protected  against  the  dangei 
of  disparity  in  numbers.     As  regards   the  necessit}',  which  might  hereafter  arise,  of 
increasing    the  number  of  representatives  to   meet  the  demands  of  an  increased  and 


§§  107-108.]  THE  HOUSE  OF  REPRESENTATIVES.  453 

increasing  population,  it  was  not  likely  that  the  Senate  would  deny  an  increase  in  the 
House  of  Representatives  when  it  secured  an  increase  itself,  (Conv.  Deb.,  AdeL,  pp. 
435-7,  683  98  ;  Sydney,  pp.  429-52.) 

§  107.    "  In  Proportion  to  the  Respective  Numbers  of 
Their  People." 

The  number  of  members  chosen  by  the  people  of  the  Commonwealth  in  the  several 
States  is  to  be  in  proportion  to  the  respective  numbers  of  their  people.  The  words  of 
the  corresponding  section  in  the  Constitution  of  the  United  States  of  America  (Art.  I. 
sec.  ii.  sub-sec.  3),  are,  that  representatives  shall  be  apportioned  among  the  several 
States  of  the  Union  "according  to  their  respective  numbers,"  provided  that  their 
representation  should  not  be  greater  than  the  proportion  of  I  to  30,000.  In  the  Draft 
Bill  of  1891,  part  III.  sec.  34,  it  was  proposer!  that  representatives  should  be  chosen  by 
the  people  of  the  several  States,  "according  to  their  respective  nimibers,"  proNided  that 
their  representation  should  not  be  greater  than  1  to  SO.OiK).  In  the  Con!«titution  of  the 
United  States  it  was  further  proWded  that  each  State  should  have  at  least  one  repre- 
sentative ;  and,  until  the  first  enumeration  was  made,  the  number  of  members  for  each 
State  was  specified  in  the  Constitution  itself. 

Every  scheme  of  apportionment,  founded  on  a  fixed  ratio,  such  as  one  representative 
for  every  :10,000  inhabitants,  was  open  to  the  objection  that  in  almost  every  State  theie 
would  probably  be  thousands  of  persons  constituting  a  fraction  of  the  given  number, 
who  would  be  absolutely  unrepresented  in  the  House.  This  was  the  actual  experience 
of  the  United  States  of  America.  Accordingly,  different  methods  of  providing  for  and 
dealing  with  these  fractious  were  suggested  and  tried.  The  first  apportionment  Bill 
was  introduced  into  the  House  of  Representatives  in  1790.  It  gave  one  representative 
for  ever}-  30,000  inhabitants,  and  made  no  provision  for  the  representation  of  the 
remakining  fractions ;  thus  a  State  containing  a  population  of  one  million  would  be 
assigned  33  representatives,  representing  990,000  in  the  million,  leaving  10,000  unrepre- 
sented. The  Senate  amended  the  Bill  by  allowing  additional  representatives  to  the 
States  having  the  largest  fractions  ;  the  House  concurred  in  the  amendment,  but  the 
Bill  was  eventually  vetoed  by  President  Washington.  (Marshall's  Life  of  Washington, 
vol.  Y.  pp.  320,  323  ;  cited  Foster's  Comm.  vol.  I.  pp.  394-7  ;  Webster's  Report  of  the 
Senate,  1832,  cited  Foster,  pp.  436-8.) 

Accordingly,  the  basis  of  apportionment  in  the  United  States  ignored  fractious 
altogether  until  1842,  when  a  new  rule  was  adoptetl  on  the  lines  of  Daniel  Webster's 
Report  to  the  Senate,  made  ten  years  previously.  The  new  rule  made  the  provision  as 
to  fractions  which  is  adopted  by  this  Constitution,  and  the  purpose  of  which  cannot  be 
explained  more  clearly  than  in  the  words  of  Webster's  Report  : — 

"It  may  be  clearly  expressed  in  either  of  two  ways.  Let  the  rule  be,  that  the 
whole  number  of  the  proposed  House  shall  be  apportioned  among  the  several  States, 
according  to  their  respective  numbers,  gi^•ing  to  each  State  that  number  of  members 
which  comes  nearest  to  her  exact  mathematical  part,  or  proportion  ;  or,  let  the  rule  be, 
that  the  population  of  each  i^tate  shall  be  divided  by  a  common  divisor,  and  that,  in 
addition  to  the  number  of  members  resulting  from  such  di\nsion,  a  member  shall  be 
allowed  to  each  Stale  whose  fraction  exceeds  a  moiety  of  the  divisor."  (Webster's 
Report,  cited  Fosters  Comm.,  vol.  1.  p.  445.) 

§  108.    "  Until  the  Parliament   Otherwise    Provldes." 

These  words  empower  the  Parliament  to  alter  the  provisions  of  sub-sections  1  and  2, 
which  deal  with  the  manner  of  determining  the  number  of  members  chosen  in  the  several 
States.  This  power  of  alteration  is,  however,  confined  within  very  narrow  limits  by  the 
permanent  and  absolute  pro\-i8ions  of  the  section.  The  rules  which  are  determined 
absolutely  by  the  section,  and  which  the  Parliament  has  no  power  to  alter,  are  : — 


454  COMMENTARIES  ON  THE  CONST^ITUTTON.       [Sec.  24. 


(1.)  That  the  whole  number  of  ineinbeis  shall  be,  aa  nearly  as  practicable,  twice 

the  number  of  the  senators  : 
(2. )  That  the  numbei-  of  members  chosen  in  the  several  States  shall  be  in  pro- 
portion to  the  respective  numbers  of  their  people  : 
(3.)  That  five  members  at  least  shall  be  chosen  in  each  Original  State. 
The   provisions   for  ascertaining  the  quota,   and  for  dealing  with  the  question  of 
fractions,  may  only  be  altered  subject  to  those  absolute  rules ;  so  that  the  power  of  the 
Parliament  to  alter  the  basis  of  apportionment  is  very  small. 

§  109.    "  Be  Determined   Whenever  Necessary." 

The  Constitution  does  not  expressly  say  by  whom  this  determination  is  to  be  made. 
Whenever  it  is  "  necessary  "  to  re-apportion  the  members,  the  only  data  needed  are  the 
"latest  statistics  of  the  Commonwealth,"  showing  the  population  of  the  Commonwealth, 
and  of  each  State.  Given  those  figures,  the  rest  is  mere  arithmetic  ;  and  according  to 
the  maxim — '' Id  cerfum  est  quod  certum  reddi  potest"— the  numbers  are  then  already 
determined. 

Parliamentary  authority  would,  however,  appear  to  be  required  for  two  purposes  : 
— (1)  To  provide  for  the  preparation  of  the  latest  statistics,  and  to  identify  those 
statistics  by  law  ;  and  (2)  to  declare  when  re-apportionment  is  "necessary."  As  the 
statistics  are  at  the  root  of  the  representative  system,  it  is  important  that  they  should 
be  clearly  recognized  and  identified  by  Act  of  Parliament ;  and  even  when  that  has 
been  done,  it  would  be  most  undesirable  that  the  Executive  should  be  left  to  decide  for 
itself  whether  re-apportionment  were  necessary. 

The  Constitution  does  not  prescribe  any  regular  interval  for  re-apportionment,  nor 
does  it  require  that  re-apportionment  should  take  place  at  every  general  election,  if 
later  statistics  are  available ;  it  merely  provides  that  apportionment  shall  be  made 
"whenever  necessary,"  and  that  when  so  made  it  shall  be  according  to  the  latest 
statistics.  The  Parliament  is  appai'ently  left  to  judge  for  itself  when  the  necessity 
arises.  The  only  reliable  basis  of  population  statistics  is  a  census ;  and  it  may  be  pre-, 
sumed  that  the  Parliament  will  provide  for  a  periodical— probably  a  decennial— census, 
and  will  require  that  after  each  census  the  number  of  members  for  each  State  shall  be 
determined  afresh.  Such  determination,  when  made,  will  of  course  not  take  effect  till 
the  next  general  election. 

§  110.    "  A  Quota  shall  be  Ascertained." 

The  quota  is  that  number  of  the  aggregate  population  of  the  Commonwealth  which, 
considered  as  a  unit,  is  entitled  to  one  member  in  the  House  of  Representatives.  It  is 
obtained  by  dividing  the  population  of  the  Commonwealth  by  twice  the  number  of 
senators.  The  population  is  that  shown  in  the  latest  statistics.  The  number  resulting 
from  the  division,  the  quotient,  is  called  the  quota.  This  is  the  ratio  of  representation, 
there  being  one  representative  for  every  quota  of  the  population  of  the  Commonwealth. 
The  method  of  obtaining  the  quota  may  be  shown  as  follows  : — 


Twice  the  number  o( 
senators. 

Population  of  Common- 
wealth. 

Quota 

72 

3,717,700 

51,635 

(or  exactly,  51,634-72) 

It  seems  clear  that  strict  accuracy  requires  that  the  quota  should  be  calculated  out 
to  an  exact  decimal  fraction.  To  neglect  the  fraction  might,  in  occasional  instancee, 
just  make  the  difference  of  a  representative  more  or  less.  Thus,  suppose  that  the  exact 
quota  were  50,000'4,  and  that  the  population  of  one  of  the  States  were  1,025,001.     If  the 


$§  110-113.]          THE  HOUSE  OF  REPRESENTATIVES.  455 

.juota  were  taken  at  its  integral  value,  50,000,  the  State  would  be  entitled  to  21 
representatives— 20  in  respect  of  1,000,000  inhabitants,  and  one  more  in  respect  of  the 
remainder  of  25,001,  which  is  greater  than  one-half  of  the  quota.  But  if  the  quota  is 
taken  at  its  exact  value  the  remainder  will  only  be  24,993,  or  less  than  one-half  the 
quota,  and  the  State  will  only  be  entitled  to  20  representatives. 

This  method  of  ascertaining  the  quota  may  be  altered  by  the  Federal  Parliament 
and  another  substituted.  But  the  •'  two  to  one  ratio,"  and  the  rule  requiring  the 
distribution  of  representatives  chosen  in  the  several  States  in  proportion  to  the  respective 
numbers  of  their  people,  cannot  be  interfered  with  except  by  an  amendment  of  the 
constitution. 

§  111.    **  Members  to  be  Chosen  in  each  State." 

The  quota  being  ascertained,  it  becomes  a  mere  matter  of  arithmetic  to  determine 
the  number  of  representatives  to  be  chosen  in  each  State.  The  quota,  say  fifty  thousand, 
is  divided  among  the  population  of  the  State  as  shown  by  the  latest  statistics  of  the 
Commonwealth.  The  result  of  the  division  is  the  number  of  representatives  to  be 
chosen  in  the  State — subject,  however,  to  the  provision  that  each  State  shall  have  at 
least  five  representatives,  and  subject  also  to  the  provision  as  to  fractions. 

§  112.  "  A  Remainder  Greater  than  One-half  of  the  Quota." 

It  is  provided  that  if,  in  any  such  division  of  the  quota  among  the  population  of  the 
State,  the  remainder  left  is  greater  than  one-half  of  the  quota,  one  more  member  shall 
be  chosen  in  the  State.  This  expresses,  in  a  legal  form,  what  has  been  the  recognized 
practice  in  the  United  States  of  America,  of  late  years,  of  dealing  with  such  fractions  of 
a  quota.  (See  Webster's  Report  on  Apportionment ;  Foster's  Comm.  I.  p.  434  ;  and 
note,  §  107,  supra.)     The  Canadian  Constitution  contains  a  similar  direction. 

§  113.    '*  Five  Members  at  Least." 

With  fifty  thousand  as  the  quota,  Tasmania  and  Western  Australia  would  be 
entitled  to  only  two  or  three  members  each  in  the  National  Chamber.  This  was 
considered  such  an  insignificant  representation  that  provision  was  made  that  there 
should  be  a  minimum  number  of  five  membera  in  each  State. 


Provision  as  to  Races  disqualified  from  Voting. 

25.  For  the  purposes  of  the  last  section,  if  by  the  law 
of  any  State  all  persons  of  any  race  are  disqualified^'*  from 
voting  at  elections  for  the  more  numerous  House  of  the  Par- 
liament of  the  State,  then,  in  reckoning  the  number  of  the 
people  of  the  State  or  of  the  Commonwealth,  persons  of  that 
race  resident  in  that  State  shall  not  be  counted. 

United  States.— When  the  right  to  vote  at  any  election  for  the  choice  of  electors  for  Presi- 
dent and  Vice-President  of  the  United  States,  representatives  in  Congress,  the  executive 
and  judicial  officers  of  a  Stat*,  or  the  members  of  the  Legislature  thereof,  is  denied  to 
any  of  the  male  inhabitants  of  such  State,  being  twenty -one  years  of  age,  and  citizens  of 
the  United  States,  or  in  anj-  way  abridged,  except  for  participation  in  rebellion  or  other 
crime,  the  basis  of  representation  therein  shall  be  reduced  in  the  proportion  which  the 
number  of  such  male  citizens  shall  bear  to  the  whole  number  of  male  citizens  twenty-one 
years  of  age  in  such  State. — .Amendment  XIV. 

Historical  Xote.— In  the  Commonwealth  Bill  of  1891,  clause  26,  Chap.  I.,  was  as 
follows : — 

"  When  in  any  State  the  people  of  any  race  are  not  entitled  by  law  to  vote  at 
elections  for  the  more  numerous  House  of  the  Parliament  of  the  State,  the  representa- 


456 


COMMENTARIES  ON  THE  CONSTITUTION. 


[Sec.  2& 


tion  of  that  State  in  the  House  of  Representatives  shall  be  reduced  in  the  proportion 
which  the  number  of  people  of  that  race  in  the  State  bears  to  the  whole  number  of  the 
people  of  the  State." 

In  Committee,  Dr.  Cockburn  suggested  that  the  reduction  should  extend,  not  only 
to  alien  races,  but  to  all  male  adults  disfranchised.  (Conv.  Deb.,  Sj^d.  [1891],  pp. 
637-9.)  At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  as. 
follows  :  — 

"  In  ascertaining  the  number  of  the  people  of  any  State,  so  as  to  determine  the- 
number  of  members  to  which  each  State  is  entitled,  there  shall  be  deducted  from  the- 
whole  number  of  the  people  of  the  State  the  number  of  the  people*  of  any  race  not . 
entitled  to  vote  at  elections  for  the  more  numerous  House  of  the  Parliament  of  the  j 
State." 

At  the  Sydney  session,  1897,  a  suggestion  by  both  Houses  of  the  New  South  Walea  ■ 
Parliament,  to  omit  the  clause,  was  explained  by  Mr.  Carruthers  as  not  expressing  any 
objection  to  the  principle  of  the  clause,  but  as  directing  attention  to  an  ambiguity. 
(Conv.  Deb.,  Sj'd.  [1897],  pp.  45.3-4  )  At  the  Melbourne  session,  the  clause  was  verbally 
amended  before  the  first  report.  After  the  first  report  it  was  incorporated  with  clause 
24.  (Conv.  Deb.,  Melb. ,  pp.  1827-8.)  After  the  fourth  report,  it  was  redrafted  as  it 
now  stands.     (Id.  p.  2447. ) 

§  114.    «  Disqualified." 

This  section  is  based  on  the  fourteenth  Amendment  of  the   Constitution   of  th&j 
United  States,  cited  above.     That  amendment  was  passed  after  the  Civil  War,  in  order  | 
to  induce  the  Governments  of  the  States  to  confer  the  franchise  on  the  emancipated 
negroes,  who  were  declared  citizens  of  the  United  States.      It  was  designed  to  penalize, 
by  a  reduction  of  their  federal  representation,  those  States  which  refused  to  enfranchise  j 
the  negroes. 

The  effect  of  the  section  in  this  Constitution  is  that  where,  in  any  State,  all  the 
persons  of  &ny  race — such,  for  instance,  as  Polynesians,  Japanese,  &c. — are  disqualified 
from  voting  at  elections  for  the  popular  Chamber  in  the  State,  the  persons  of  that  race 
resident  in  that  State  cannot  be  counted  in  the  statistics  used  for  ascertaining  the  quota. 


Representatives  in  first  Parliament. 

26.  Notwithstanding  anything  in  section  twenty-four, 
the  number  of  members  to  be  chosen  in  each  State  at  the 
first  election"^  shall  be  as  follows 

New  South  Wales 
Victoria    ... 
Queensland 
South  Australia  ... 
Tasmania ... 

Provided  that  if  Western  Australia  is  an  Original  State, 
the  numbers  shall  be  as  follows  : — 

New  South  Wales 

Victoria    ... 

Queensland 

South  Australia  ...  ...     seven; 

Western  Australia  ...     five; 

Tasmania...  ...  ...     five. 


twenty-three  ; 
twenty ; 
eight ; 
six  ; 
five  ; 


twenty-six ; 
twenty-three  ; 
nine  : 


§  115] 


THE  HOUSE  OF  REPRESENTATIVES. 


457 


Historical  Note. — In  the  Commonwealth  Bill  of  1891,  the  clause  was  as 
follows  :  — 

"  The  number  of  members  to  be  chosen  by  each  State  at  the  first  election  shall  be 
as  follows  :  [To  be  determined  according  to  latest  statistical  returrw  at  the  date  of  the 
jMSsing  of  the  Act.y 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  as  follows  : — 

"  Notwithstanding  anything  in  section  24,  the  number  of  members  to  be  chosen  by 
each  Siate  at  the  first  election  shall  be  as  follows  :  [To  be  determined  according  to  latest 
statistical  returns  at  the  date  of  the  parsing  of  the  Act,  and  in  relation  to  the  quota  referred 
to  in  previous  sections.'^  " 

At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assembh'  of  Victoria  to 
omit  reference  to  the  quota  was  not  put  from  the  Chair,  being  consequential  on  other 
amendments  already  rejected.  (Conv.  Deb.,  Syd.,  1897,  p.  454.)  At  the  Melbourne 
session,  verbal  amendments  were  made  after  the  fourth  report.  In  the  BiU  as  intro- 
duced into  the  Imperial  Parliament,  the  blanks  were  filled  in.  with  the  alternative 
pro\-ision  in  the  event  of  Western  Australia  being  an  Original  State. 


§  115.      "  The   Number  of  Members 
First  Election." 


.    at  the 


On  21st  February,  1900,  a  Conference  of  Statisticians,  representing  the  colonies 
which  had  agreed  to  accept  the  Constitution,  was  held  at  Sydnej'  for  the  purpose  of 
determining,  according  to  the  latest  available  information,  the  number  of  representatives 
to  which  each  of  those  colonies,  on  becoming  States,  would  be  entitled.  The  Conference, 
which  was  convened  by  Sir  William  Lj-ne,  the  Premier  of  New  South  Wales,  on  the 
suggestion  of  Mr.  Allan  McLean,  the  Premier  of  Victoria,  was  composed  as  follows  : — 


Member  of  Conference.                                         Office. 

1 

Colony  Represented. 

T.  A.  Coghlan      ... 

Go vemmen  t  Statistician 

New  South  Wales 

James  J.  Fenton  . . . 

Government  Statist 

Victoria 

J.  Hughes 

...    Registrar-General 

Queensland 

L.  H.  ShoU 

...    Government  Statist,  &c. 

South  Australia 

R.  M.  Johnston   ... 

'  Registrar-General.  &;c. 

Tsismania 

It  was  nine  jears  since  the  last  census  had  been  taken  in  Australia,  and  conse- 
quently it  was  necessary  that  computations  on  a  uniform  basis  should  be  made  and 
concurred  in  as  to  the  population  of  each  colony.  The  total  population  of  each  colony 
ha%nng  been  ascertained  it  was  then  necessary  to  deduct  therefrom  disqualified  races 
under  Sec.  25,  and  aboriginals  under  Sec.  127.  The  Conference  does  not  seem  to  have 
been  called  upon  to  make  any  deductions  on  account  of  * '  the  people  of  any  race  "  under 
the  first  named  section.  No  difficulty  was  experienced  in  deducting  the  aboriginal 
element.  The  result  was  that  the  Conference  agreed  to  a  resolution  affirming  that  the 
population  of  the  colonies  was,  on  31st  December,  1899,  as  follows  : — 


Colony. 

Population 
31st  December,  1899. 

New  South  Wales 

Victoria 

Queensland 

South  Australia     ...          

Tasmania 

1,348,400 

l,162.9u0 

482,460 

370,700 

182,300 

Total 

3,546,700 

458 


COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  26. 


With  five  colonies  forming  parts  of  the  Commonwealth  the  number  of  senators 
would  be  30  ;  twice  the  number  of  senators  would  be  60  ;  60  divided  among  the  total 
population  yielded  a  quota  of  59,112  (or,  to  an  exact  fraction,  59,111-6).  This  quota 
divided  among  the  population  of  each  colony  according  to  the  provisions  of  sec.  24-ii. , 
allowing  for  fractions  and  the  minimum,  gave  the  number  of  representatives  for  each  as 
follows  : — 


State. 

Population 
31st  December,  1899. 

Number  of 
Members. 

New  South  Wales 

Victoria      ..           

Queensland 

South  Australia 

Tasmania 

1,348,400 

1, 162,900 

482,400 

370,700 

182,300 

23  (22-81) 
20  (19-67) 

8     (8-16) 
6     (6-22) 
5     (3-08) 

Total 

1 

3,546,700 

62 

In  the  aforegoing  apportionment  it  will  be  seen  that  New  South  Wales  was  entitled 
to  a  23rd  member  by  virtue  of  the  remainder  left,  after  the  division,  being  more  than 
one-half  the  quota  Victoria,  for  a  similar  reason,  received  a  20th  member.  According 
to  the  quota  Tasmania  was  entitled  to  only  three  members  ;  by  the  minimum  provision 
two  members  were  added,  raising  its  representation  to  five. 

On  27th  February  these  numbers  were  cabled  by  the  Lieutenant-Governor  of  New 
South  Wales  (Sir  Frederick  Darley)  to  Mr.  Chamberlain,  for  insertion  in  sec.  26  of  the 
Bill.  Before  the  Bill  was  introduced  into  the  House  of  Connnons,  however,  Mr. 
Chamberlain  decided  to  provide  for  an  alternative  plan  of  distribution  of  members  on 
the  basis  of  the  whole  of  the  six  colonies,  including  Western  Australia,  forming  parts  of 
the  Commonwealth. 

On  the  27th  April,  Mr.  Chamberlain  cabled  to  the  Acting-Governor  of  Western 
Australia,  informing  him  that  the  Premiers  of  the  federating  colonies  had  declared  that 
they  had  no  authority  to  accept  amendments  in  the  Commonwealth  Bill.  "  I  cannot,  in 
these  circumstances,"  continued  the  message,  "  press  the  matter  further,  and  I  would  now 
urge  your  Ministers  earnestly  to  consider  whether  they  should  not,  in  the  best  interests 
of  the  Colony,  as  well  as  of  Australia,  make  a  resolute  effort  to  bring  the  Colony  into 
Federation  at  once.  Western  Australia,  unless  it  joins  as  Original  State,  can  only  enter 
later  on  condition  of  complete  intercolonial  free  trade.  It  will  thus  lose  the  temporary 
protection  oflered  by  Clause  95,  and  looking  to  present  population  of  Colony,  it  may  also 
be  found  difficult  to  secure  such  large  representation  as  it  would  receive  as  Original 
State,  and  which  will  enable  Colony  to  secure  adequate  protection  for  all  its  interests  in 
Federal  Parliament.  Your  Ministers  will  also,  of  course,  take  into  consideration  efl'ect 
■of  agitation  of  the  Federalist  party,  especially  in  goldfields,  if  Western  Australia  does 
not  enter  as  Original  State.  In  the  circumstances,  it  appears  to  me  of  utmost  import- 
ance to  future  of  Western  Australia  that  it  should  join  at  once,  and  as  your  Ministers 
have  done  their  best  to  secure  modifications  desired  by  Parliament,  I  would  urge  them 
to  take  early  steps  for  summoning  new  Parliament,  and  laying  position  fully  before  it, 
with  a  view  to  the  action  necessary  for  ascertaining  wishes  of  people  as  to  entering 
Federation.  If  they  agree  to  this  course  a  clause  will  be  inserted  in  Bill  providing  that 
if  people  have  intimated  desire  to  be  included  before  issue  of  Her  Majesty's  Proclamation, 
Western  Australia  may  join  as  Original  State."  (House  of  Com.  Pap,,  May,  1900,  p. 
71-2.) 

A  reply  to  this  cable  was  sent  by  Sir.  A.  0.  Onslow  on  2nd  May,  in  which,  after 
4;hanking  Mr.  Chamberlain  for  liis  great  efforts  on  behalf  of  Western  Australia,  he  said- 


§  115.] 


THE  HOUSE  OF  REPRESENTATIVES. 


459 


"  Parliament  has  been  summoned,  on  your  suggestion,  for  the  17th  May,  when  an 
enabling  Bill  will  be  introduced  by  Premier  providing  for  the  immediate  submission  of 
the  Federation  Bill  to  the  people.  Ministers  gratefully  accept  your  offer  to  make  pro- 
vision in  the  Imperial  Act  for  Western  Australia  to  enter  as  an  Original  State  should  the 
wishes  of  the  people  be  expressed  in  favour  of  Federation  before  the  Queen's  Proclama- 
tion is  issued."     (House  of  Com.  Pap.,  p.  75.) 

On  4th  May  Mr.  Chamberlain  cabled  to  the  Governors  of  New  South  Wales. 
Victoria,  Queensland,  South  Australia,  and  Tasmania,  informing  thera  of  the  offer  made 
by  Her  Majesty's  Government  to  provide  in  the  Commonwealth  Bill  for  admission  of 
Western  Australia  as  an  Original  State,  if  the  wishes  of  the  people  of  that  Colony 
should  be  expressed  before  the  Queen's  Proclamation ;  that  the  Government  of 
Western  Australia  had  accepted  the  offer,  and  would  introduce  a  Bill  to  provide  for  an 
immediate  Referendum.  It  was  necessary  that  an  agreement  should  be  arrived  at  as  to 
the  change  of  figures  in  Clause  26,  should  Western  Australia  join.  "  I  shall,"  concluded 
the  message,  "be  glad  to  learn  as  soon  as  possible  what  figures  are  agreed  on."  (House 
of  Com.  Pap.,  p.  77.) 

The  materials  available  for  a  fresh  computation  of  the  number  of  members  were 
those  agieed  to  by  the  Conference  of  Statists  held  in  Sjdney  in  February,  and  the 
official  estimate  of  the  population  of  Western  Australia,  which  was  supplied  by  the 
Registrar-General  of  that  colony.  The  population  of  Western  Australia,  exclusive  of 
aborigines,  was  computed  at  171, OCX),  making  the  total  population  of  Australia 
3,717,700.  With  six  colonies  joining  the  Union  the  quota  was  reduced  from  59,112  to 
51,635  (or,  to  an  exact  fraction,  51,634-72).  This  new  quota  divided  among  the  popula- 
tion of  the  various  colonies  gave  the  following  apportionment :  — 


State. 

Population  on  31.st           Number  of 
December,  1899.        |       Members. 

New  South  Wales          

Victoria 

Queensland 

South  Australia 

Tasmania 

Western  Australia          

Total            

1.348,400 
1,162,900 
482,400 
370,700 
182,300 
171,<X)0 

26  (2611) 
23  (22o2) 
9     (9M) 
7     (718) 
5     (3-53) 
5     (3-31) 

3,717,700          !    75 

The  number  of  members  apportionable  among  six  colonies,  as  shown  in  the  above 
table,  was  cabled  to  the  Secretary  of  State  for  the  Colonies,  and  was  by  him  embodied 
in  the  proviso  to  sec.  26  of  the  Constitution  as  introduced  into  the  House  of  Commons. 
The  wisdom  of  this  provision  has  been  fully  vindicated  by  subsequent  events.  The  Con- 
stitution was,  by  authority  of  the  Parliament  of  the  colony,  referred  to  the  people  of 
Western  Australia  on  31st  July.     The  result  of  the  poll  was  : — 


Yes 

No 


44,800 
19,691 

25,109 


Majority  for  the  Constitution  . . . 

The  referendum  in  Western  Australia  was  a  remarkable  incident  in  the  history  of 
the  colony  as  well  as  in  the  history  of  Australian  Federation.  It  was  the  first  time  in 
which  adult  women  participated  in  the  political  franchise  in  that  colony,  a  right  which 
was  freeh-  exercised,  and,  as  it  proves,  not  adversely  to  the  consummation  of  Conti- 
nental union.  By  the  vote  of  3l8t  July,  Western  Australia  joins  the  Commonwealth  as 
an  Original  State. 


460  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  27. 

The  figures  which  appear  in  the  above  table,  in  parenthesis,  show  that  Victoria  is- 1 
entitled  to  its  23rd  member  and  Tasmania  to  its  4th  member  by  virtue  of  there  being, 
after  division,  a  remainder  greater  than  one-half  of  the  quota.     Tasmania  is  entitled  toj 
its  5th  member  and  Western  Australia  to  its  4th  and  5th  membei'S  by  virtue  of  the  pro- 
vision that  no  Original  State  shall  have  less  than  five  members.  , 


Alteration  of  number  of  members. 

27.  Subject  to  this  Constitution,  the  ParUament  may; 
make  laws  for  increasing  or  diininishing^^^  the  number  of  the-j 
members  of  the  House  of  Representatives. 

Canada. — The  number  of  meml)er8  of  the  House  of  Comraons  may  be  from  time  to  time-j 
increased  by  the  ParHament  of  Canada,  provided  the  proportionate  representation  of  the-| 
Provinces  prescribed  by  this  Act  is  not  thereby  disturbed. — B.N.  A.  Act,  1867,  sec.  52. 

Historical  Note. — Clause  30,  chap.  I.  of  the  Commonwealth  Bill  of  1891  was 
follows  : — 

' '  The  number  of  members  of  the  House  of  Representatives  may  be  from  time  ttvJ 
time  increased  or  diminished  by  the  Parliament  of  the  Commonwealth,  but  so  that  thftl 
proportionate  representation  of  the  several  States,  according  to  the  numbers  of  theirJ 
people,  and  the  minimum  number  of  members  prescribed  by  this  Constitution  for  any! 
State,  shall  be  preserved." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  as  follows 

"  Subject  to  the  provisions  of  this  Constitution,  the  number  of  the  members  of  the 
House  of  Representatives  may  be  from  time  to  time  increased  or  diminished  by  thfl 
Parliament." 

At  the  Melbourne  session,  verbal  amendments  were  made  after  the  fourth  report. 

§  116.     "  Increasing  or  Diminishing." 

The  Federal  Parliament,  like  the  Canadian  Parliament,  is  authorized  to  increase  the 
number  of  members  of  the  House  of  Representatives,  but  in  both  cases  there  is  a  con- 
stitutional limit  to  the  exercise  of  that  power.  The  Federal  Parliament  cannot  increase 
the  representatives  to  any  number  beyond  that  as  "nearly  as  practicable  twice  the 
number  of  the  senators "  for  the  time  being.  When  the  senators  for  each  .State  are 
increased  by  Federal  legislation,  then  the  number  of  members  of  the  House  of  Repre- 
sentatives must  be  correspondingly  raised  to  a  number  "  as  nearly  as  practicable  twice 
the  number  of  the  senators. " 

The  provision  for  equal  representation  of  all  the  Original  States  in  the  Senate  makes 
it  impossible  to  increase  the  senators  for  one  Original  State  without  a  similar  increase 
for  all  the  others.  It  follows  that  any  alteration  made  by  increasing  the  number  of 
senators  for  each  Original  State  must  increase  the  whole  number  of  senators  by  a  number 
which  is  some  multiple  of  the  number  of  Original  States  ;  and  the  corresponding  increase 
in  the  House  of  Representatives  will  be  twice  that  number.  Except  therefore  by 
admitting  or  establishing  new  States,  the  House  of  Representatives  can  only  be  enlarged 
by  a  number  which  is  some  multiple  of  twice  the  number  of  States.  For  instance,  the 
number  of  Original  States  being  six,  the  number  of  members  of  the  House  of  Represen- 
tatives can — except  as  stated — only  be  increased  by  twelve,  or  twenty-four,  or  thirty 
six,  or  some  other  multiple  of  twelve. 


I 


117.1 


THE  HOUSE  OF  REPRESENTATIVES.  461 


Duration  of  House  of  Representatives. 

28.  Every  House  of  Representatives  shall  continue  for 
three  years^^"  from  the  first  meeting  of  the  House,  and  no 
longer,  but  may  be  sooner  dissolved"^  by  the  Governor- 
General. 

C  AXADA.  — Every"House  of  Commons  shall  continue  for  five  years  from  the  day  of  the  return  of  the 
Writs  for  choosing  the  House  (subject  to  be  sooner  dissolved  by  the  Governor-General)  and 
no  longer. — B.N.  A.  Act,  1867,  sec.  50. 

Historical  Note. — In  the  Constitutions  of  the  Australian  colonies,  the  duration  of 
the  Legislative  Assemblj'  has  sometimes  been  computed  from  the  day  of  the  return  of 
the  writs,  and  sometimes  from  the  day  of  the  first  meeting.  By  the  Constitution  Acts 
of  New  South  Wales,  Queensland,  Tasmania,  and  New  Zealand,  the  duration  of  the 
Legislative  Assemblies  of  those  colonies  was  formerly  five  years  from  the  day  of  the 
return  of  the  writs  ;  but  by  amending  Acts  in  each  of  those  colonies  the  duration  is  now 
reduced  to  three  years  from  the  day  of  the  return  of  the  writs  (See  Triennial  Parlia- 
ments Act,  1874  [N  S.W.],  37  Vic.  No.  7  ;  Constitution  Amendment  Act,  1890  [Q.],  54 
Vic.  No.  3;  Constitution  Amendment  Act,  1890  [Tas.],  54  Vic.  No.  58;  Triennial 
Parliament  Act,  1879  [N.Z.].)  In  Western  Australia,  under  sec.  14  of  the  Constitution 
Act  of  that  colony,  the  duration  of  the  Legislative  Assembly  is  four  years  from  the 
day  of  the  return  of  the  writs.  In  Victoria,  under  sec.  19  of  the  Constitution  Act  of 
that  colony,  the  duration  of  the  Legislative  Assembly  was  formerlj'  five  j-ears  from  the 
return  of  the  writs  ;  but  in  1859,  by  the  Victorian  Act  22  Vic.  c.  89,  sec.  2  (now 
re-enacted  in  the  Constitution  Amendment  Act,  1890,  sec.  127),  the  duration  was 
limited  to  three  years  from  the  day  of  the  first  meeting.  In  South  Australia,  under  the 
Constitution  Act  of  that  colony,  the  duration  of  the  House  of  Assembly  is  three  years 
from  the  day  on  which  the  House  "  shall  first  meet  for  the  despatch  of  business." 

In  the  Sj'dney  Convention  of  1891,  the  clause  as  first  drawn  followed  the  practice  in 
vogue  in  a  majority  of  the  colonies  by  providing  for  a  duration  of  three  years  "  from  the 
day  appointed  for  the  return  of  the  writs  for  choosing  the  House."  In  Committee,  Sir 
John  Bray  pointed  out  that  in  some  of  the  colonies  the  writs  were  made  returnable  on 
different  days,  and  as  long  as  the  elections  were  governed  by  the  Electoral  laws  of  the 
States  there  would  be  confusion.  Sir  Samuel  Griffith  urged  that  the  practice  in  some  of 
the  colonies  was  erroneous,  and  that  in  England  the  writs  were  invariably  returnable  on 
the  same  day.  After  debate,  the  clause  was  amended,  on  Sir  John  Bray's  motion,  to 
make  the  duration  date  from  "the  day  appointed  for  the  first  meeting  of  the  House." 
(Con v.  Deb.,  Syd.  [1891].  p.  643-52.) 

At  the  Adelaide  session,  1897,  the  clause  as  introduced  provided  for  a  duration  of 
"  four  "  years  from  the  date  appointed  for  the  first  meeting  of  the  House.  In  Committee, 
on  Sir.  Geo.  Turner's  motion,  this  was  altered  to  "three"  years.  (Conv.  Deb.,  Adel., 
p.  1031.)  At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assembly  of  W^est«rn 
Australia,  to  make  the  term  four  years,  was  negatived.  (Conv.  Deb.,  Sjd.,  1897,  p.  463.) 
At  the  Melbourne  session,  the  clause  was  verbally  amended  after  the  fourth  report. 

§  117.     "Shall  Continue  for  Three  Years." 

Demise  of  the  Crown*. — Under  the  law  as  it  existed  prior  to  the  Revolution  of 
1688,  the  English  Parliament,  elected  and  duly  constituted  under  the  writs  issued  by 
one  reigning  sovereign,  continued  in  existence  from  session  to  session  until  a  change  took 
place  in  the  succession  to  the  Crown,  unless  it  was  previously  terminated  by  the 
prerogative  act  of  Dissolution.  There  was  no  legal  provision  for  its  termination  by 
effluxion  of  time.  Its  continuitj'  depended  onlj-  on  the  life  or  pleasure  of  its  Royal 
originator — the  King  or  Queen  by  whom  the  writs  for  its  election  were  issued.  It  was 
a  principle  of  the  common  law,  that  the  created  power  terminated  with  the  demise  of 
the  creating  power. 


462  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  28. 

By  the  Act  6  and  7  VVm.  and  Mary  c.  2,  commonly  known  as  the  Triennial  Act  (1694), 
it  was  for  the  first  time  in  English  history  declared  that  no  Parliament  should  have  any 
continuance  longer  than  for  three  years  only,  at  the  farthest.  The  Act  1  Geo.  I.  c.  38 
(1715),  known  as  the  Septennial  Act,  after  reciting  the  Triennial  Act,  declared  that  the 
then  existing  Parliament  and  all  future  Parliaments  "  shall  and  may  respectively  have 
continuance  for  seven  years  and  no  longer"  from  the  day  appointed  by  the  writ  of 
summons  for  the  meeting  of  Parliament,  unless  the  Parliament  should  be  sooner  dis- 
solved by  the  Crown.     That  Act  is  still  in  force  in  Great  Britain. 

The  Triennial  Act  was  a  limiting  Act  ;  the  Septennial  Act  succeeded  it  as  a'limiting 
Act.  Without  one  or  the  other  of  those  Acts  the  duration  of  Parliament  would  have 
remained  determinable  only  by  the  death  or  pleasure  of  the  Sovereign.  The  Septennial 
Act  provided  that,  no  matter  how  long  the  sovereign  reigned,  a  Parliament  should  not 
continue  for  longer  than  seven  years.  It  did  not  declare  that  the  Parliament  should  not 
expire  with  the  death  of  the  Sovereign.  Hence  the  common  law  doctrine,  as  to  the 
eflfect  of  the  demise  of  the  Crown  on  any  Parliament  in  being,  remained  in  full  force. 

The  practice  of  summoning  a  new  Parliament  immediately  after  the  occurrence  of  a 
change  in  the  succession  to  the  Crown  was  found  to  be  inconvenient,  and  it  was  appre- 
hended that  danger  might  arise  through  there  being  no  Parliament  in  existence  in  case 
of  a  disputed  succession.  It  was  therefore  enacted  by  7  and  8  Wm.  III.  c.  15,  that  the 
Parliament  in  being  should,  if  sitting,  continue  for  six  months  after  the  demise  of  the 
Crown,  unless  sooner  dissolved,  and  if  not  sitting  should  meet  on  the  day  fixed  by  the 
prorogation  ;  and  that,  in  case  there  was  no  Parliament  in  being,  the  last  preceding 
Parliament  should  be  convened.  By  the  Act  6  Anne  c.  41,  s.  4,  it  was  enacted  that 
Parliament  should  not  be  determined  or  dissolved  by  a  demise  of  the  Crown,  but  should 
continue  and  be  able  to  act  for  six  months  thereafter  and  no  longer,  unless  sooner 
dissolved  by  the  Successor  to  the  Crown.  And  now  by  the  Act  30  and  31  Vic.  c.  102, 
s.  51  (Representation  of  the  People  Act,  1867),  the  British  Parliament  is  no  longer 
affected  in  any  way  by  the  demise  of  the  Crown. 

The  effect  of  a  demise  of  the  Crown  on  the  duration  of  an  Australian  Legislature 
was  considered  by  the  Privy  Council  in  the  case  of  Devine  v.  Holloway,  9  Weekly 
Reporter,  642.  In  Xovember,  1856,  John  Devine  instituted  a  suit  in  the  Supreme  Court 
of  New  South  Wales  to  eject  Thomas  Holloway  and  others  from  certain  lands  in  that 
colony,  which  he  claimed  as  heir-at-law  of  Nicholas  Devine,  who  in  1830  died  intestate 
and  seised  of  the  property.  On  13th  July,  1837,  three  weeks  after  the  death  of  His 
Majesty  William  IV.,  and  before  news  of  that  event  had  reached  the  colony,  the 
Governor  and  Legislative  Council  of  New  South  Wales,  by  virtue  of  authority  conferred 
on  him  by  the  Act  9  Geo.  IV.  c.  83,  made  an  Ordinance  enacting  that  the  provisions  of 
the  English  Statute  of  Limitations,  3  and  4  Wm.  IV.  c.  27,  should  become  law  in  the 
colony.  In  the  ejectment  suit  the  defendants  pleaded  the  Statute  of  Limitations  in  bar 
of  the  plaintiffs  claim,  and  being  nonsuited  he  appealed  to  the  Privy  Council.  On  his 
behalf  it  was  contended,  inter  alia,  that  the  Colonial  Act  adopting  the  English  statute 
was  null  and  void  on  the  ground  that  the  Legislative  Council  ceased  to  exist  with  the 
death  of  William  IV.,  and  that  in  order  to  acquire  a  new  legal  life  it  ought  to  have  been 
reconstituted  in  the  name  of  Her  Majesty.  This  contention  was  overruled  by  the  Privy 
Council.  It  was  held  that  the  authority  of  the  Governor  and  Legislative  Council  wa.s 
not  determined  by  the  demise  of  the  Crown.  During  the  argument.  Counsel  for  tlie 
appellant  contended  that  neither  the  Act  1  Wm.  IV.  c.  4,  which  validated  acts  done  by 
Governors  of  Plantations  after  the  expiration  of  their  Commissions  by  demise  of  the 
Crown,  nor  the  Act  1  Anne  c.  2,  which  continues  all  civil  and  military  offices,  applied  to 
a  colonial  Legislature.  Lord  Cranworth,  however,  seems  from  the  brief  report  to  have 
based  the  decision  of  the  Privy  Council  upon  the  Succession  Act,  6  Anne  c.  41.  sec.  8, 
which  provides  that  no  civil  or  military  office  within  the  kingdoms  of  Great  Britain  or 
Ireland  "  or  any  of  Her  Majesty's  Plantations  "  should  become  void  by  reason  of  the 
demise  of  the  Crown,  but  that  the  holder  of  any  such  office  should  continue  in  office  for 


§  117.]  THE  HOUSE  OF  REPRESENT ATITES.  463 

six  months  unless  sooner  removed  ;  and  it  was  held  that  the  authority  of  the  Governor 
and  Legislative  Council  was  not  determined  by  the  demise  of  the  Crown. 

The  Constitutions  of  the  Australian  Colonies,  as  originally  assented  to  by  the 
Crown,  provided  that  the  Commissions  of  the  judges  of  the  Supreme  Court  should 
continue  in  force  notwithstanding  the  demise  of  Her  Majesty  or  of  Her  heirs  and 
successors.  They  contained  no  special  pro^^sions  relating  to  the  effect  of  a  demise  of  the 
Crown  with  reference  to  the  duration  of  the  Legislatures  thereby  created.  The  New 
South  Wales  Constitution  Act,  however,  contained  one  section  (33)  which  shows  that  in 
the  view  of  the  framers  of  the  instrument  the  Parliament  thereby  created  was  not  to  be 
dissolved  by  demise  of  the  Crown.  That  section,  after  prescribing  the  oath  of  allegiance 
to  the  Queen  to  be  taken  by  Members  of  the  Legislative  Council  and  Legislative 
assembly  before  they  could  sit  or  vote,  went  on  to  declare  : — 

"  And  whensoever  the  demise  of  Her  present  Majesty  or  of  any  of  Her  Successors 
to  the  Crown  of  the  said  United  Kingdom  shall  be  notified  by  the  Governor  of  the 
colony  to  the  said  Council  and  Assembly  respectively,  the  members  of  the  said  Council 
and  Assembly  shall  before  they  shall  be  permitted  to  sit  and  vote  therein  take  and 
subscribe  the  like  oath  of  allegiance  to  the  successor  for  the  time  being  to  the  said 
Crown." 

Section  4  of  the  Constitution  Act  of  Queensland  is  the  same  in  form  and  substance. 
The  Constitution  Acts  of  Victoria,  South  Australia,  and  Tasmania,  contain  the 
usual  sections  formulating  the  oath  of  allegiance  to  the  Queen  to  be  taken  bj'  members 
of  Parliament,  but  making  no  provision  that  upon  the  demise  of  Her  Majesty  they 
should  take  a  like  oath  of  Allegianc-e  to  Her  Successor.  It  is  open  to  argument  whether 
the  framers  of  these  Constitutions  acquiesced  in  the  principle  that  the  Legislatures 
should  be  terminated  by  demise  of  the  Crown,  or  whether  they  were  of  opinion  that  the 
form  of  the  instruments  and  the  mode  of  constituting  the  proposed  Legislatures  rendered 
them  free  from  the  operation  of  the  common  law  rule. 

In  1876,  however,  the  Parliament  of  Victoria  passed  an  Act  to  amend  the  Electoral 
Act,  1865,  and  section  1 1  of  the  amending  Act  provided  that  the  Parliament  in  being 
at  any  future  demise  of  the  Crown  should  not  be  determined  or  dissolved  by  such 
demise,  but  should  continue  so  long  as  it  would  have  continued  but  for  such  demise, 
unless  it  should  be  sooner  prorogued  or  dissolved  by  the  Governor.     That  section  is  now 
to  be  found  in  the  Victorian  Constitution  Act  Amendment  Act,  1890,  sec.  4.     It  was 
based  on  the  Imperial  Act  30  and  31  Vic.  c.  102,  s.  51.     Upon  the  consideration  of  the 
clause  in  the  Committee  of  the  Legislative  Assembly  the  Attorney-General,  Mr.  G.  B. 
(afterwards  Mr.  Justice)  Kerferd,  was  questioned  by  several  legal  members  of  the  House 
as  to  its  constitutional  necessity.     Mr.  J.  J.  (now  Judge)  Casej-  thought  the  clause  was 
unnecessary.     He  was  of  opinion  that  the  rule  of  Common  Law,  that  where  a  power  was 
brought  into  existence  by  another  power  the  created  power  terminated  with  the  expira- 
tion of  the  creating  power,  did  not  apply  to  a  colonial  Legislature,   the  writs  for  the 
election  of  whose  members  were  issued  in  the  name  of  the  Governor  and  not  in  the  name 
of  the  Queen.     Mr.  Kerferd  said  that  it  was  the  opinion  of  some  learned  members  of 
the  legal  profession  that  the  clause  was  necessary.     There  certainly  was  a  doubt  about 
j  the  matter,  and  in  his  opinion  the  doubt  ought  to  be  removed.     However,  he  promised 
to  consider  the  view  submitted  by  Mr.  Casey,  and  if  it  were  clear  beyond  all  doubt  that 
I  the  clause  was  unnecessarj-  he  would  ask  the  House  to  strike  it  out  at  a  subsequent 
I  stage.     Xo  further  reference  was  subsequently  made  to  the  clause,  which  became  law. 
j  (Vic.  ParL  Deb.,  12th  Sept.  [1876],  voL  24,  p.  715.)     On  the  authority  of  De\-ine  v. 
I  HoUoway,  mpra,  it  is  submitted  that  the  argument  presentefl  by  Mr.  Casey  was  a  sound 
I  one,  and  that  consequently  there  was  no  constitutional  necessity  for  the  passage  of 
I  section  11  of  the  Electoral  Act  of  Victoria,  1865.     The  fact  that  writs  for  the  election 
1  of  senators  for  each  State  are  issued  by  the  Governor  thereof,  and  that  writs  for  the 

I  election  of  members  of  the  House  of  Representatives  are  issued  by  the  Governor- 
General  in  Council,  coupled  with  the  further  provision  that  senators  are  chosen  for  a 
,  fixed  term  of  six  years'  duration  and  that  the  House  of  Representatives  "  shall  continue 


464  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  28. 

for  three  years  "  subject  to  being  sooner  dissolved  by  the  Governor-General,  and  further 
the  forms  of  oath  or  affirmation  in  the  schedule,  by  which  members  of  the  Federal 
Parliament  swear  or  declare  allegiance  "  to  Her  Majesty  Queen  Victoria  Her  Heirs  and 
Successors  according  to  law,'  should  be  sufficient  to  bar  the  operation  of  the  common 
law  rule  ;  and  it  therefore  may  be  safely  assumed  that  a  demise  of  the  Crown  will  not 
cause  a  dissolution  of  the  Federal  Parliament. 


118.    "  Sooner  Dissolved.' 


The  House  of  Representatives  may  continue  in  existence  for  three  years  from  the 
day  of  its  first  meeting,  but  it  maybe  "sooner  dissolved"  by  the  Governor-General. 
Its  normal  term  is  therefore  a  triennial  one,  and  is  the  same  as  that  of  the  Legislative 
Assembly  of  New  South  Wales,  the  Legislative  Assembly  of  Victoria,  the  Legislative 
Assembly  of  Queensland,  the  House  of  Assembly  of  South  Australia,  tlie  House  of 
Assembly  of  Tasmania,  and  the  House  of  Representatives  of  New  Zealand,  which  are 
elected  for  three  years,  but  are  liable  to  be  sooner  dissolved  by  the  Crown.  The  Legis- 
lative Assembly  of  Western  Australia  is  elected  for  four  years,  and  the  House  of 
Commons  of  Canada  for  five  years  ;  both,  however,  being  liable  to  be  sooner  dissolved  by 
the  Crown.  The  American  House  of  Representatives  is  elected  for  two  years,  but  is  not 
liable  to  dissolution  before  the  expiration  of  its  term. 

The  right  to  dissolve  the  House  of  Representatives  is  reserved  to  the  Crown.  This 
is  one  of  the  few  prerogatives  which  may  be  exercised  by  the  Queen's  Representative, 
according  to  his  discretion  as  a  constitutional  ruler,  and  if  necessary,  a  dissolution  may 
be  refused  to  responsible  ministers  for  the  time  being.  A  refusal  to  grant  a  dissolution 
would  no  doubt  be  a  ground  for  the  resignation  of  the  Ministry  whose  advice  was  dis- 
regarded. Nevertheless,  such  refusal  could  not  be  challenged  as  unconstitutional. 
During  the  year  1899,  three  precedents  occurred  in  Australia,  which  show  that  in  the 
exercise  of  this  power  of  dissolution  the  Representative  of  the  Crown  is  not  a  mere 
passive  instrument  in  the  hands  of  his  Ministers.  It  is  well  known  that  when  an  adverse 
vote  was,  on  7th  September,  1899,  carried  against  Mr.  G.  H.  Reid  in  the  Legislative 
Assembly  of  New  South  Wales,  he  advised  Lord  Beauchamp  to  dissolve  the  House. 
That  advice  the  Governor  did  not  feel  justified  in  accepting,  and  accordingly  Mr.  Reid 
resigned,  and  Mr.  (now  Sir  William)  Lyne  formed  a  new  administration.  On  28th 
November  following,  the  Kingston  Ministry  suffered  a  defeat  in  the  House  of  Assembly 
of  South  Australia.  Mr.  Kingston  applied  to  Lord  Tennyson  for  a  dissolution,  which 
being  refused,  he  resigned,  and  a  new  Ministry  was  formed  by  Mr.  Solomon.  And  on 
Ist  December  of  the  same  year,  when  a  vote  of  want  of  confidence  was  carried  against 
Sir  George  Turner  in  the  Victorian  Assembly,  he  applied  to  Lord  Brassey  for  a  dis-solu- 
tion,  which  was  refused  ;  and  he  then  resigned,  Mr.  Allan  McLean  being  sent  for. 
These  recent  precedents  show  that  the  Representative  of  the  Crown,  in  the  exercise  of 
its  undoubted  prerogative  to  grant  or  refuse  a  dissolution,  can  wield  an  important 
influence  in  the  life  of  a  Ministry,  and  in  the  duration  and  possible  action  of  a  Parlia- 
ment. 

The  diflference  between  a  grant  and  a  refusal  of  a  dissolution  is:  (1)  A  grant  of  a 
dissolution  is  an  Executive  act,  to  which  the  Crown  assents,  and  for  which  the  Ministry 
tendering  the  advice  and  doing  the  act  are  responsible  to  Parliament  and  the  country  ; 
(2)  a  refusal  to  grant  a  dissolution  is  not  an  Executive  act  ;  it  is  a  negation  of  one,  for 
which  the  Representative  of  the  Crown  is  alone  responsible,  although  it  is  sometimes 
stated  that  the  incoming  Ministry  assumes  the  responsibility  of  the  refusal  by  under- 
taking to  carry  on  the  Queen's  Government  for  the  time  being. 

The  leading  characteristics  of  this  prerogative,  and  the  general  principles  according 
to  which  the  discretionary  power  of  the  Crown  to  dissolve  or  to  decline  to  dissolve  is 
exercised,  may  be  gathered  from  the  authorities.     (See  Note,  "  Dissolve,"  §  63,  mpra.) 


I 


^  119.]  THE  HOUSE  OF  REPRESENTATIVES.  465 

Electoral  divisions. 

29.  Until  the  Parliament  of  the  Commonwealth  other- 
wise provides,  the  Parliament  of  any  State  may  make  laws 
for  determininjjf  the  divisions  in  each  State^^^  for  which 
members  of  the  House  of  Representatives  may  be  chosen,  and 
the  number  of  members  to  be  chosen  for  each  division'"^.  A 
division  shall  not  be  formed  out  of  parts  of  different  States^-^. 

In  the  absence  of  other  provision,  each  State  shall  be 
one  electorate. 

United  States.— The  times,  places,  and  manner  of  holding  elections  for  .  .  representatiTes 
shall  be  prescribed  in  each  State  by  the  letfislature  thereof  ;  but  the  Congress  may  at  any 
time,  by  law,  make  or  alter  such  regulations,  except  as  to  the  places  of  choosing 
senators. — Const.,  Art.  I.,  sec.  4,  sub-sec.  1. 

SwrrzBRLASD.— The  elections  for  the  National  Council  .  .  .  are  held  in  federal  electoral  dis- 
tricts, which  in  no  case  shall  be  formed  out  of  parts  of  different  Cantons.— Const., 
Art.  73. 

Casada. — Until  the  Parliament  of  Canada  otherwise  provides,  Ontario,  Quebec,  Nova  Scotia, 
and  New  Brunswick  shall,  for  the  purposes  of  the  election  of  members  to  ser^'e  in  the 
House  of  Commons,  be  divided  into  electoral  districts  as  follows. — B.N.A.  Act,  1867, 
sec.  40. 

HiSTOBiC-VL  Note. — Clause  31,  Chap.  L  of  the  Commonwealth  Bill  of  1891  was  as 

follows : — 

"  The  electoral  divisions  of  the  several  States  for  the  purpose  of  returning  members 
of  the  House  of  Representatives  shall  be  determined  from  time  to  time  by  the  Paoiia- 
ments  of  the  several  States." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  as  follows  : — 

"Until  the  Parliament  otherwise  provides,  the  electoral  divisions  of  the  several 
States  for  the  purpose  of  returning  members  of  the  House  of  Representatives,  and  the 
number  of  members  to  be  chosen  for  each  electoral  division,  shall  be  determined  from 
time  to  time  by  the  Parliaments  of  the  several  States.  Until  division  each  State  shall 
be  oue  electorate." 

At  the  S^'diiey  session,  a  suggestion  by  the  House  of  Assemblj'  of  Tasmania,  to  omit 
"  Until  the  Parliament  otherwise  provides,"  and  a  suggestion  by  both  Houses  of  the 
Victorian  Parliament,  to  omit  "  until  division  each  State  shall  be  one  electorate,"  were 
negatived.  (Conv.  Deb.,  Syd.  [1897],  pp.  4.54-5.)  At  the  Melbourne  session,  after  the 
first  report,  the  clause  was  verbally  amended  on  Mr.  Barton's  motion,  and  the  words 
**  No  electoral  district  shall  be  formed  out  of  parts  of  different  States "  were  added. 
These  words  were  taken  from  the  Swiss  Constitution  (nupra),  the  necessity  for  them 
being  due  to  the  amendment  already  made  in  sec.  24,  that  members  of  the  House  of 
Representatives  should  be  chosen  not  by  "  the  people  of  the  several  States,"  but  by 
"thepeopleof  the  Commonwealth."  (Conv.  Deb.,  Melb.,  p.  1840.)  After  the  fourth 
report,  the  clause  was  verbally  altered. 

§  119.     "The  Divisions  in  each  State." 

The  electoral  divisions  for  the  House  of  Representatives,  in  each  State,  may,  until  I 
the  Federal  Parliament  interposes  and  deals  with  the  subject,  be  determined  by  the 
State  legislatures,  subject  to  the  one  restriction  that  a  division  is  not  to  be  formed  out  of 
parts  of  different  States.  In  America  a  similar  power  has  been  exercised  by  the  State 
legislatures  without  check  for  many  years,  and  electoral  divisions  have  been,  for  party 
purposes,  carved  out  in  a  manner  which  led  to  grave  scandal  and  dissatisfaction.  This 
reprehensible  manipulation  of  constituencies  developed  the  art  known  as  "  Gerry- 
mandering," so  named  because  Essex,  a  district  of  Massachusetts  was,  for  political 
reasons,  so  curiously  shaped  as  to  suggest  a  resemblance  to  a  salamander,  and  Elbridge 
30 


466  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  29. 

Gerry  was  the  governor  of  the  State  who  signed  the  Bill.  (See  Bryce,  Am.  Comm.  2nd 
ed.  I.  p.  121.)  Tlie  grossly'  unjust  apportionment  of  population  of  districts,  made  by 
partisan  majorities  in  State  Legislatures,  eventually  led  to  the  intervention  of  the 
Courts,  and  certain  State  laws  which  were  clearly  in  violation  of  the  equality  enjoined 
in  their  respective  Constitutions  were  held  invalid.  (Foster,  Comm.  I.  p.  399.)  A  law 
of  a  State,  relating  to  electoral  divisions,  could  not  be  held  unconstitutional  unless  it 
was  contrary  either  to  Federal  law  or  to  the  Constitution  of  the  State  in  which  it  was. 
challenged.     (Id. ) 

"By  the  Apportionment  Act  of  25th  February,  1882,  Congress  required,  as  the 
general  rule,  that  the  members  from  each  State  shall  be  '  elected  by  districts  composed 
of  contiguous  territory,  containing  as  nearly  as  practicable  an  equal  number  of  inhabi- 
tants, and  equal  in  number  to  the  number  of  representatives  to  which  such  State  '  '  may 
be  entitled  in  Congress,  no  one  district  electing  more  than  one  representative.'  To  the 
States  is  left,  then,  only  the  construction  of  such  districts.  Congress  must  find  the  con- 
stitutional warrant  for  this  measure  either  in  the  clause  which  provides  that  '  represen- 
tatives shall  be  apportioned  among  the  several  States,'  &c.,  or  in  the  clause  which 
provides  that  Congress  may  prescribe  regulations  as  to  the  times,  places  and  manner  of 
holding  elections  for  representatives."     (Burgess,  Political  Sc.  II.  p.  48.) 

"  I  think  it  cannot  be  reasonably  doubted  that  the  power  to  determine  the  manner 
of  holding  the  Congressional  elections  includes  the  power  to  prescribe  the  scrutin 
d'arrondiHsement  or  district  ticket  as  against  the  scrutin  de  liste  or  general  ticket,  or  vice 
versa  ;  but  does  it  include  the  power  to  require  the  States  to  construct  the  districts  of 
contiguous  territory  and  of  as  nearly  equal  population  as  is  practicable?  It  is  perhaps 
too  late  to  raise  any  doubts  upon  this  point.  Congress  has  certainly  gone  no  further 
than  a  sound  political  science  would  justify,  indeed,  not  so  far  as  a  sound  political 
science  would  justif}'.''     (Id.  p.  49.) 

§  120.    ''Members  to  be  Chosen  for  Each  Division." 

The  electorates  in  each  State  contemplated  by  this  section  are  territorial  divisions 
of  the  Commonwealth.  Members  of  the  House  of  Representatives  are  to  be  chosen  in 
territorial  divisions,  within  each  State,  but  the  members  so  chosen  are  members  for  their 
respective  divisions,  as  parts  of  the  Commonweath  ;  they  are  not  members  "  for  the 
State."  I  he  senators  are  "  for  the  States  ;"  the  representatives  are  "for  each  division." 
The  divisions,  altogether,  constitute  the  Commonwealth.  Consequently  the  House  of 
Representatives  is  the  Chamber  in  which  the  people  of  the  Commonwealth,  voting  in 
Federal  constituencies,  are  represented.  In  settling  the  number  and  boundaries  of  such 
divisions  the  State  Parliaments  are,  for  the  time  being,  exercising  a  delegated  authority; 
they  are  acting  merely  as  legislative  agents  of  the  Federal  Parliament,  A\hicli  may,  at 
any  time,  interpose  and  undertake  the  work.  This  ultimate  control  over  electoral 
divisions  is  another  illustration  of  the  national  principles  on  which  the  House  of  Repre- 
sentatives is  founded. 

§  121.     "  Out  of  Parts  of  Different  States." 

The  Swiss  Constitution  similarly  provides  that  fe<leral  electoral  districts  "  shall  in 
no  case  be  formed  out  of  parts  of  different  Cantons."  (Art.  73.)  In  the  American  Con- 
stitution, under  which  representatives  are  chosen  "  bj-  the  people  of  the  several  States.  ' 
no  electoral  division  could  cross  a  State  boundary ;  but  in  this  Constitution,  under  whicli 
(following  the  Swiss  example)  representatives  are  to  be  chosen  by  "  the  people  of  the 
Commonwealth,"  it  was  desirable  that  this  should  be  explicitly  stated.  At  elections  of 
the  House  of  Representatives,  therefore,  State  boundaries  are  merely  recognized  as 
boundaries  of  groups  of  electoral  divisions — not  as  separating  one  people  from  another. 
This  is  a  further  index  of  the  national  character  of  the  Constitution,  and  of  the  existence 
of  a  national  citizenship.     (See  Notes,  §  27,  "  Federal,"  supra.) 


I 


§l>2.]  TBE  HOUSE  OF  REPRESENTATIVES.  467 

Qualification  of  electors. 

30.  Until  the  Parliament  otherwise  provides,  the 
qualification  of  electors^"  of  members  of  the  House  of 
Representatives  shall  be  in  each  State  that  which  is  prescribed 
by  the  law  of  the  State  as  the  qualification  of  electors  of  the 
more  numerous  House  of  Parliament  of  the  State ;  but  in 
the  choosing  of  members  each  elector  shall  vote  only 
once^^. 

UxiTED  States. —  .  .  .  the  electors  in  each  State  shall  have  the  qualifications  reqaisite  for 
electors  of  the  most  numerous  branch  of  the  State  Leg^islature. — Const.  Art.  I.  sec.  iL 
subs.  1. 

Canada. — Until  the  Parliament  of  Canada  otherwise  provides,  all  laws  in  force  in  the  several 
Provinces  at  the  Union  relative  to  .  .  .  the  voters  at  elections  of  such  members, 
.  .  .  shall  respectively  apply  to  elections  of  members  to  sen-e  in  the  House  of  Com- 
mons for  the  same  several  Provinces— B.X. A.  Act,  1867,  sec.  41. 

Switzerland. — Every  Swiss  who  has  completed  twenty  years  of  age,  and  who  in  addition  is  not 
excluded  from  the  rii^hts  of  a  voter  by  the  legislation  of  the  Canton  in  which  he  is 
domiciled,  has  the  right  to  vote  in  elections  and  popular  votes.  Nevertheless  the  Con- 
federation may  by  law  establish  uniform  regulations  for  the  exercise  of  such  right. — 
Const.,  Art.  "4. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891  the  clause  was  as 
follows : — 

"  The  qualification  of  electors  of  members  of  the  House  of  Representatives  shall  be 
in  each  State  that  which  is  prescribed  by  the  law  of  the  State  as  the  qualification  for 
electors  of  the  more  numerous  House  of  the  Parliament  of  the  State." 

In  Committee,  Mr.  Deakin  suggested  that  the  Federal  Parliament  should  hare  some 
power  to  fix  a  uniform  qualification  ;  but  Sir  Samuel  GrifBth  urged  the  inconvenience  of 
duplicating  the  electoral  machinerj",  and  thought  that  the  States  could  be  trusted  here, 
as  they  were  in  America,  to  fix  a  democratic  franchise.  Dr.  Cockburn  moved  to  add  : — 
"  But  no  property  qualification  shall  be  necessary  for  electors  of  the  said  House,  and 
each  elector  shall  have  a  vote  for  only  one  electoral  district." 

This  was  criticized,  partly  as  an  interference  with  the  States,  which  might  endanger 
Federation  in  some  colonies,  and  partly  as  involving  difficulties  of  administration.  After 
discussion.  Dr.  Cockburu  withdrew  his  amendment  to  make  room  for  a  proposal  by  Mr. 
Barton  that  the  Federal  Parliament  should  have  power  to  prescribe  a  uniform  federal 
franchise  Mr.  Baker  feared  that  this  would  be  an  impediment  to  Federation  ;  whilst 
Mr.  Wrixon  opposed  it  as  being  national  rather  than  federal.  It  was  urged  in  reply 
that  the  federal  franchise  was  a  national  matter  ;  but  the  amendment  was  negatived 
without  division.  Dr.  Cockburn's  amendment  was  then  negatived  by  28  votes  to  9. 
(Conv.  Deb.,  Syd.  [1891],  pp.  613-37.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  as  it  now  stands,  except 
I  that  the  concluding  words  were  :  "But  in  the  choosing  of  such  members  each  elector 
j  shall  have  only  one  vote."  The  only  debate  was  upon  Mr.  Holder's  proposals  for 
j  women's  suffrage  (see  Historical  Note,  sec.  41).  (Conv.  Deb.,  Adel.,  pp.  715-32, 
j  1193-7.)  Similar  amendments  were  made  to  those  made  in  sec.  8  (Qualifications  of 
.  electors  of  senators).  (Id.  pp.  1191,  1210.)  At  the  Sidney  session,  a  suggestion  by 
j  the  Legislative  Assembly  of  New  South  Wales,  to  add  "  Provided  that  the  Parliament 
I  may  not  enact  that  any  elector  shall  have  more  than  one  vote,"  was  negatived  as  being 
unnece.«sary.     (Conv.  Deb.,  Syd.,  1897,  pp.  455-7.) 

§  122.     "The   Qualification   of  Electors." 

On  the  question  of  settling  the  franchise  for  the  Lower  House,  two  theories  were 
advanced  in  the  Convention,  and  each  received  support  from  federalists  of  different 
types  and  sympathies.  One  theory  was  that  the  franchise  for  both  Houses  should  be 
treated  as  a  State  right,  and  that  its  determination  should  be  constitutionally  secured 


468  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  30. 

to  tlie  States  as  an  unassailable  prerogative.  On  the  other  hand,  the  fixing  of  the 
franchise  for  the  national  Chamber  was,  by  many  members,  considered  a  matter  in 
which  the  Commonwealth  was  pre-eminontlj'^  interested,  and  they  contended  that  it 
should  be  placed  within  the  control  of  the  Federal  I'arliament.  In  support  of  this  view 
it  was  argued  that,  in  voting  for  members  of  the  House  of  Representatives,  electors 
exercise  a  public  function  relating  to  the  Commonwealth,  and  not  one  relating  to  the 
State  in  which  they  reside  ;  that  the  ultimate  safety  and  destiny  of  the  Commonwealth 
depend  upon  the  forces  which  find  representation  in  the  national  Chamber ;  that  the 
Parliament,  composed  of  members  representing  both  the  State  element  and  the  National 
element  in  the  composition  of  the  Commonwealth,  should  have  the  right,  in  the  last 
resort,  to  decide  who  were  sufficiently  qualified  to  be  entitled  to  the  privilege  of  partici- 
pating in  the  exercise  of  political  power— the  right  to  prevent  the  enfranchisement  of 
those  not  mentally  and  ethnically  qualified,  and  to  enforce  the  enfranchisement  of  those 
nationalized  by  law  and  experience  and  able  and  willing  to  discharge  the  duties 
pertaining  to  the  suffrage. 

In  the  Constitution  of  the  United  States  of  America,  as  originally  framed,  the 
settlement  of  the  franchise  for  the  House  of  Representatives  was  made  a  State  right. 
Each  State  was  left  free  to  fix  for  itself,  within  its  own  limits,  its  conditions  of 
suffrage.  (Bancroft,  vol.  ii.  p.  128.)  Each  State  had  the  exclusive  power  to  regulate 
the  right  of  suffrage  and  to  determine  who  should  vote  at  federal  elections  in  the  State. 
(Huber  v.  Reily,  53  Penn.  St.  115  ;  Morrison  v.  Springer,  15  Iowa,  345. )  The  States,  it 
was  said,  were  the  best  judges  of  the  circumstances  and  temper  of  their  own  people. 
Accordingly,  the  rule  was  adopted,  in  language  partly  reproduced  in  the  above  section 
of  this  Constitution,  that  "  The  qualifications  of  the  electors  shall  be  the  same,  from 
time  to  time,  as  those  of  the  electors  in  the  several  States  of  the  most  numerous  branch 
of  their  own  legislatures."  Owing,  however,  to  the  unjust  and  impolitic  maimer  in 
which  some  of  the  States  discriminated  in  franchise  legislation,  the  Constitution  has 
been,  on  several  occasions,  amended  in  order  to  remove  glaring  abuses  and  to  redress 
monstrous  wrongs.     First  came  the  Fourteenth  Amendment,  which  declared  that— 

"All  persons  born  or  naturalized  in  the  United  States,  and  subject  to  the  jurisdic- 
tion thereof,  are  citizens  of  the  United  States,  and  of  the  State  M'herein  they  reside. 
No  State  shall  make  or  enforce  any  law  which  shall  abridge  the  privileges  or  immunities 
of  citizens  of  the  United  States.  .  .  .  When  the  right  to  vote  at  any  election  for 
the  choice  of  electors  for  President  and  Vice-President  of  the  United  States,  Represen- 
tatives in  Congress,  the  executive  and  judicial  officers  of  the  State,  or  the  members  of 
the  legislature  thereof,  is  denied  to  any  of  the  male  inhabitants  of  such  State,  being 
twenty-one  years  of  age,  and  citizens  of  the  United  States,  or  in  an\'  way  abridged, 
except  for  participation  in  rebellion,  or  other  crime,  the  basis  of  representation  therein 
shall  be  reduced  in  the  proportion  which  the  number  of  such  male  citizens  shall  bear 
to  the  whole  number  of  male  citizens  twenty-one  years  of  age  in  such  State." 

This  amendment  having  been  found  ineffectual  to  secure  the  political  enfranchise- 
ment of  the  negroes,  the  Fifteenth  Amendment  was  passed,  providing  that  the  right  of 
citizens  of  the  United  States  to  vote  should  not  be  denied  or  abridged  by  the  United 
States  or  any  State  on  account  of  race,  colour,  or  previous  condition  of  servitude,  and 
that  the  Congress  should  have  power  to  enforce  this  article  b}'  appropriate  lej^islation. 
" The  Fifteenth  Amendment,"  says  Dr.  Burgess,  "is  negative  language  and  does  not 
directly  confer  upon  any  one  the  privilege  of  suffrage.  It  simplj'  guards  tiie  individual 
against  any  discriminations  in  reference  to  the  suffrage  which  may  be  attempted  by  the 
States,  or  bj^  the  government  of  the  United  States,  on  account  of  race,  colour,  or  pre- 
vious condition  of  servitude.  This  restriction,  however,  may  indirectly  confer  suffrage  : 
if,  for  example,  a  State  law  confers  suffrage  upon  white  persons  having  such  and  such 
qualifications,  this  provision  of  the  fifteenth  amendment  would  then  operate  to  confer  it 
wpon  other  persons,  not  white,  having  the  same  qualifications."  (United  States  v. 
Reese,  92  U.S.  214  ;  Neal  v.   Delaware,  103  U.S.   370  ;   Political  Sc.  II.  p.  42.) 

These  amendments  of  the  American  Constitution,  recognizing  a  national  citizcnslup 
and  forbidding  discriminations  in  franchise  legislation  by  the  States,  show  the  tendency 


§  122.]  THE  HOUSE  OF  REPRESENTATIVES.  469 

of  the  American  Constitution  to  regard  the  franchise  for  the  House  of  Representatives 
as  a  national  question,  in  which  the  nation  itself  is  concerned,  and  which  the  nation  may 
at  any  time,  by  a  further  amendment,  withdraw  absolutely  from  the  control  of  the 
States. 

The  Constitution  of  the  Commonwealth,  following  the  American  precedent,  starts 
with  the  electoral  franchise  in  each  State,  prescribed  by  the  law  of  the  State  as  the 
qualification  of  electors  of  the  more  numerous  House  of  the  Parliament  of  the  State. 
But  the  Federal  Parliament  may  at  any  time  by  appropriate  legislation,  and  without  an 
amendment  of  the  Constitution,  deal  either  partly  or  wholly  with  the  question,  and 
impose  a  franchise  for  Federal  elections.  In  the  exercise  of  this  power,  however,  there 
is  one  restriction  provided  by  clause  41  ;  that  no  adult  person  who  has  or  acquires  a  right 
to  vote  at  elections  for  the  Legislative  Assembly  of  a  State,  shall,  while  the  right  con- 
tinues, be  prevented  by  any  law  of  the  Commonwealth  from  voting  at  elections  for  either 
House  of  the  Federal  Parliament.  In  other  words,  the  Federal  Parliament  can  pass  an 
enlarged  and  liberalized  franchise  for  the  whole  Commonwealth  ;  but  it  cannot  disqualifj* 
an}-  adult  person  already  entitled  to  a  vote  by  the  law  of  the  State  in  which  he  or  she 
resides.     (See  Note,  §  139,  infra.) 

The  qualifications  of  electors  of  the  more  numerous  House  of  the  Parliaments  of  the 
several  States,  and  of  the  colony  of  New  Zealand,  may  be  here  summarized. 

Nexc  South  Wales. — Every  man  of  the  age  of  21  years,  being  a  natural-bom  or 
naturalized  British  subject,  unless  disqualifierl,  is  entitled  to  be  enrolled  for  the  division 
of  the  Electoral  District  in  which  he  resides,  and  to  vot«  therein,  provided  that  he 
holds  an  elector's  right  ;  to  obtain  which  he  must  have  been  resident  in  the  colony  for 
one  year  (or,  if  naturalized,  for  one  year  after  naturalization)  and  resident  in  the 
District  for  three  months.  (Parliamentary  Electorates  and  Elections  Act  of  1893  [56  Vic. 
No.  38]. )     Number  of  electors  enrolled,  July,  1898,  .324,338. 

Victoria. — Every  man  of  the  age  of  21  jears,  being  a  natural-born  British  subject 
(which  is  deemed  to  include  naturalized  subjects  resident  for  12  months  in  tlie  colony), 
and  not  disqualified,  is  entitled  to  vote  in  any  division  of  an  Electoral  District  for 
which  he  holds  an  electors  right,  or  in  which  he  is  enrolled  upon  a  "roll  of  rate-paj'ing 
electors."  The  qualification  for  an  elector's  right  is  either  (a J  retddenlial—requiriDg 
residence  for  twelve  months  in  the  colony  and  for  one  month  in  the  division  of  the 
District ;  or  (bj  noii-residential — requiring  possession  of  freehold  estate  within  the 
district  to  the  value  of  £50  or  the  annual  value  of  £5.  (Constitution  Act  Amendment 
Act  of  1890,  sees.  l-2S-13o.)  By  the  Constitution  Act  Amendment  Act,  1899  (known  as 
the  Plural  Voting  Abolition  Act),  it  is  pro^^ded  that,  after  the  expiration  of  the  present 
Parliament,  no  person  shall  vote  in  more  than  one  Electoral  District  at  an\'  election,  or 
more  than  once  at  the  same  election.     Number  of  electors  enrolled  for  1898,  2J2,5GO. 

(Queensland. — Everj-  man  of  the  age  of  21  years,  Ijeing  a  natural-born  or  naturalized 
British  subject  or  a  denizen  of  Queensland,  unless  disqualified,  is  entitled  to  be  enterefl 
on  the  roll  for  any  Electoral  District  if  qualified  within  the  District  in  any  of  the  follow- 
ing ways:  — (1)  Residence;  (2)  Freehold  estate  of  the  value  of  £100;  (3)  Household 
occupation ;  (4)  Leasehold  estate  of  £10  annual  value,  held  for  at  least  18  months,  or 
having  18  months  to  run  ;  (5)  Pastoral  license  of  £10  annual  value.  The  qualifjong 
period  in  the  case  of  the  residential,  freehold,  household,  or  pastoral  qualification  is  six 
months  ;  or,  if  the  claimant  has  previously  been  an  elector,  three  months.  There  is  no 
limit  to  the  number  of  Districts  in  Mhich  an  elector  may  be  enrolled  ;  but  no  elector  can 
claim  a  plural  voting  in  any  District.  Aboriginal  natives  of  Australia,  India,  China,  or 
the  South  Sea  Islands  are  not  entitled  to  be  enrolled,  except  in  respect  of  a  freehold 
qualification.  (Elections  Act  of  1885  [49  Vic.  No.  13];  Elections  Act  of  1897  [61  Vic. 
No.  26].)    Number  of  electors  in  1897,  81,892. 

South  Australia. — All  British  subjects  of  the  age  of  21  years  (men  and  women), 
inhabitants  of  South  Australia,  who  have  been  registered  upon  an\'  Assembly  roll  for 
six  months,  may  vote  for  members  of  the  Assemblj-.      In  the  Northern  Territory,  immi- 


470  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  30. 

grants  under  the  Indian  Immigration  Act,  1882,  and  all  persons  except  natural  born 
British  subjects  and  Europeans  or  Americans  naturalized  as  British  subjects,  are  dis- 
qualified. (Electoral  Code,  1896.)  Number  of  votes  on  the  roll  for  the  year  1897, 
134,886. 

Weste7-n  Atistralia. — Every  person  of  the  age  of  21  years,  being  a  natutal-born  or 
naturalized  British  subject,  is  entitled  to  be  registered  as  a  voter,  if  he  or  she  has  resided 
in  the  colony  for  six  months,  and  is  entitled  to  vote  after  being  registered  for  six  months  ; 
and  is  also  entitled  to  a  property  vote  in  every  District  in  which  he  or  she  has  a  freehold 
qualification  of  £50  capital  value,  a  leasehold  or  household  qualification  of  £10  a  j^ear,  or 
a  Crown  lease  or  license  of  £5  a  j'ear.  (Constitution  Acts  Amendment  Act,  1899.) 
Number  of  electors  on  the  roll  for  the  year  1897  (before  the  extension  of  the  franchise 
to  women),  15,029. 

Tamiania. — Every  man  of  the  age  of  21  years,  being  a  natural-born  or  naturalized 
British  subject,  or  having  letters  of  denization,  or  a  certificate  of  naturalization,  who  has 
resided  in  Tasmania  for  12  months,  is  entitled  to  vote  in  any  District  if  (1)  his  name 
appears  in  the  assessment  roll  as  owner  or  occupier  of  any  property  within  the  District ; 
or  (2)  if  he  resides  in  the  District,  and  is  in  receipt  of  income,  salary,  or  wages  of  £40  a 
year.  Board  and  residence,  clothing,  and  services,  are  deemed  income  ;  house  allowance 
and  rations  are  included  in  the  computation  of  wages.  There  is  no  limit  to  the  number 
of  districts  in  which  an  elector  may  have  a  property  qualification.  (Constitution  Act 
Amendment  Act,  1896,  No.  2  [60  Vic.  No.  54].)  Number  of  electors  on  the  roll  for  the 
year  1898,  31,613. 

New  Zealand.— Y^yevy  inhabitant  of  New  Zealand  (male  or  female)  of  the  age  of  21 
years,  resident  for  one  year  in  the  colony,  and  for  3  months  in  an  Electoral  District,  is 
entitled  to  vote  in  the  District.  There  is  no  plural  voting.  Electoral  Act,  1893  [No. 
18] ;  Electoral  Act  Amendment  Act,  1896  [No.  49].)  Number  of  electors  on  the  roll  for 
1896,  male,  196,925  ;  female,  142,.305  ;  total,  339,230. 

General  Summary. — These  different  franchises  may  be  shortlj'  described  as  follows  : 
— New  South  Wales  and  Victoria,  one  man  one  vote.  Queensland,  manhood  suffrage, 
with  plural  votes  for  property.  South  Australia  and  New  Zealand,  ojie  adult  one  vote. 
Western  Australia,  adult  suffrage,  with  plui-al  votes  for  property.  Tasmania,  a  small 
property  or  income  qualification,  with  plural  votes  for  property. 

Under  this  clause  electors  of  a  State  who  are  qualified  under  the  laws  thereof  to 
vote  for  representatives  in  the  State  legislature,  have  the  right  to  vote  for  members  of 
the  Federal  legislature,  which  has  power,  bj'  law,  to  protect  such  persons  in  that  right. 
(Ex  parte  Siebold,  100  U.S.  371  ;  ex  parte  Clarke,  100  U.S.  399  ;  United  States  v.  Gale, 
109  U.S.  65.    Cited  in  Baker,  Annot.  Const,  p.  4.) 

The  qualifications  of  electors  of  the  more  numerous  branch  of  the  State  legislature 
are  not  necessarily  uniform  in  the  various  American  States.  In  some  cases  aliens,  who 
have  declared  their  intention  to  become  citizens,  may  vote  for  representatives  to  the 
State  legislature,  and  so  are  qualified  to  vote  for  representatives  in  the  Federal  legisla- 
ture. "Electors'"  are  not  necessarily  citizens.  The  State  may  confer  upon  aliens  the 
right  to  vote  within  the  State,  but  it  cannot  make  them  citizens  of  the  United  States. 
(Dred  Scott  v.  Sandford,  19  How.  404-414,  id.  p.  4.) 

§  123.    "  Each  Elector  Shall  Vote  Only  Once." 

This  is  a  constitutional  assertion  of  the  principle  of  ''one  elector  one  vote"  at 
federal  elections  ;  it  does  not  interfere  with  State  elections.  It  will  be  observed  tlmt 
no  penalty  is  specified  for  a  breach  of  this  inhibition.  As  noted  under  section  8  tiie 
framers  of  the  section  were  of  opinion  that,  as  everj-  breach  of  a  public  statute  is  a 
criminal  offence,  punishable  as  a  misdemeanour  at  common  law,  where  the  statute  makes 
no  explicit  provision  as  to  the  mode  of  punishment,  it  was  not  necessary  to  encunil)er 
the  Constitution  with  a  penalty.  (R.  v.  Walker  [1875]  L.R.  10  Q.B.  365;  R.  v.  Hall 
[1891]  1  Q.B.  p.  767.     See  Note,  §  76,  mpra.) 


I 


^  124.]  THE  HOUSE  OF  REPRESENTATIVES.  471 

Application  of  State  laws. 

31.  Until  the  Parliament  otherwise  provides,  but  subject 
to  this  Constitution,  the  laws  in  force  in  each  State  for  the 
time  beingf  relating:  to  elections^-"*  for  the  more  numerous 
House  of  the  Parliament  of  the  State  shall,  as  nearly  as 
practicable,  apply  to  elections  in  the  State  of  members  of  the 
House  ot  Representatives. 

UsiTED  Statbs. — The  times,  places,  and  manner  of  holding  elections  for  .  .  representatives, 
shall  be  prescribed  in  each  Stat«  by  the  le^laciire  thereof  ;  but  the  congress  may  at  any 
time,  by  law,  make  or  alter  such  regulations,  except  as  to  the  place  of  choosing  senators. — 
Const.  .\rt.  I  ,  sec.  iv.,  subsec.  1. 

Caxada. — Until  the  Parliament  of  Canada  otherwise  provides,  all  laws  in  force  in  the  several 
Provinces  at  the  Union  relative  to  .  .  .  the  voters  at  elections  of  such  members,  the 
oaths  to  be  taken  b.v  voters,  the  returning  officers,  their  powers  and  duties,  the  proceed- 
ings at  elections  ....  and  the  execution  of  new  writs,  in  case  of  seats  vacated 
otherwise  than  by  dissolution,— shall  respectively  apply  to  elections  of  members  to  serve 
in  the  House  of  Conmions  for  the  same  several  Provinces. — B.X.  A.  Acl.  1S67,  sec   41. 

HisTOBiCAL  Note. — Clause  4.3,  Chap.  I.  of  the  Commonwealth  Bill  of  1891,  was  as 
follows : — 

"  Until  the  Parliament  of  the  Commonwealth  otherwise  provides,  the  laws  in  force 
in  the  several  States,  foi  the  time  being,  relating  to  the  following  matters,  namely  :  The 
manner  of  conducting  elections  for  the  more  numerous  House  of  the  Parliament,  the 
proceedings  at  such  elections,  the  oaths  to  be  taken  by  voters,  the  Returning  Officers, 
their  powers  and  duties,  the  periods  during  which  elections  may  be  continued,  the 
execution  of  new  writs  in  case  of  places  vacated  otherwise  than  by  dissolution,  and 
offences  against  the  laws  regulating  such  elections,  shall  respectively  apply  to  elections 
in  the  several  States  of  members  to  serve  in  the  House  of  Representatives." 

In  Committee,  Mr.  Barton  suggested  omitting  this  list  of  matters,  and  substituting 
*•  elections  for  the  more  numerous  House  of  the  Parliament,"  but  Sir  Samuel  Griffith 
thought  that  would  be  too  wide,  and  no  amendment  was  moved.  (Conv.  Deb.,  Syd. 
[1891],  pp.  652-3.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  in  substantially 
the  same  form.  At  the  Melbourne  session,  after  the  first  report,  the  clause  w£is  omitted, 
and  a  new  clause  (44a)  was  inserted,  practically  in  the  words  of  this  section,  but  dealing 
with  elections  for  both  Houses.  (Conv.  Deb.,  Melb.,  pp.  1840,  1855.  See  Historical 
Note,  sec.  10).     After  the  fourth  report,  the  clau.se  was  restored  in  its  present  form. 

§  124.    "  Laws  Relating  to  Elections." 

The  application  of  State  laws  in  Federal  elections  has  been  already  discussed  under 
section  10  (see  Note,  §  80,  supra.) 

The  implied  power  of  the  federal  legislature  is  as  much  a  part  of  the  constitution  as 
any  of  the  expressed  powers.  Under  this  implied  power  it  may  provide  by  law  for  the 
protection  of  voters  at  elections  of  representatives,  and  may  affix  punishment  for  hinder- 
mg  or  intimidating  or  maltreating  voters  intending  to  vote  at  such  election.  (Ex  parte 
Yarbrough,  110  U.S.  651.     Cited  in  Baker,  Annot.  Const,  p.  9.) 

At  an  election  of  burgesses  for  Parliament,  the  plaintiif,  being  entitled  to  vote, 
tendered  his  vote  for  two  candidates  ;  but  such  vote  was  refused,  and  notwithstanding 
those  candidates  for  whom  the  plaintiff  tendered  his  vote  were  elected,  yet  he  brought 
an  action  against  the  constables  of  the  Borough  for  refusing  to  admit  his  vote.  It  was 
decided  that  the  action  was  maintainable,  for  it  was  an  injury,  though  without  any 
special  damage.  (Ashby  v.  White  ;  Smith's  Leading  Common  Law  Cases,  9th  ed.  vol. 
i.  p.  268. ) 

The  provision  of  the  laws  relating  to  election  of  federal  representatives  which 
authorizes  the  deputv  marshals  to  keep  the  peace  at  such  election  is  constitutional. 
(Habeas  Corpus  Cases,  KX)  U.S.  371,  399.    Cited  in  Baker,  Annot.  Const,  p.  10.) 

The  federal  legislature  has  power  to  fix  penalties  for  violation  of  election  laws,  and 
for  interference  with  electoral  officers.  In  making  electoral  regulations,  the  federal 
I  legislature  need  not  assume  exclusive  control.     It  has  a  super\'isory  power  over  the  sub- 


472  COMMENTARIES  ON  THE  CONSTITUTION.         [See.  32. 

ject,  and  may  either  make  entirely  new  regulations,  or  may  supplement  or  modify  the 
regulations  made  by  the  States.  {Habean  Corpus  Cases,  100  U.S.  371,  399,404,422. 
Id.  p.  10.) 

Rights  and  immunities  created  by  or  dependent  upon  the  constitution  can  be  pro- 
tected by  the  federal  legislature  ;  with  which  the  determination  of  the  form  and  manner 
of  such  protection  lies.     (United  States  v.  Reese,  92  U.S.  214.     Id.  p.  10.) 


Writs  for  general  election. 

32.  The  Governor-General  in  Council  may  cause  writs  to 
be  issued^^^  for  general  elections  of  members'^*'  of  the  House 
of  Representatives. 

After  the  first  general  election,  the  writs  shall  be  issued 
within  ten  days  from  the  expiry  of  a  House  of  Representa- 
tives or  from  the  proclamation  of  a  dissolution  thereof 

Canada. — For  the  first  election  of  members  to  serve  in  the  House  of  Commons,  the  Governor- 
General  shall  cause  writs  to  be  issued  by  such  person,  in  such  form,  and  addressed  to  such 
Returning  Officers  as  he  thinks  fit. — B.N. A.  Act,  1867,  sec.  42. 

Historical  Note. — Clause  42,  Chap.  1.,  of  the  Commonwealth  Bill  of  1891  was  as 
follows  : — 

"For  the  purpose  of  holding  general  elections  of  members  to  serve  in  the  House  of 
Representatives  the  Governor-General  may  cause  writs  to  be  issued  by  such  persons,  in 
such  form,  and  addressed  to  such  Returning  Ofticers,  as  he  thinks  fit." 

At  the  Adelaide  session,  the  clause  was  passed  in  the  same  form,  with  the  addition 
of  the  words  :  "  The  writs  shall  be  issued  within  ten  days  from  the  expiry  of  a  Parlia- 
ment, or  from  the  proclamation  of  a  dissolution."  At  the  Sj'dney  session,  a  verbal 
amendment  suggested  by  the  Legislature  of  Tasmania  was  negatived.  (Conv.  Deb.,  Sj'd. 
[1897],  p.  463.)  At  the  Melbourne  session,  on  Dr.  Cockburn's  motion,  the  words  •'  in 
Council"  were  added  after  "Governor-General."  (Conv.  Deb.,  Melb.,  pp.  1929-31.) 
Verbal  amendments  were  made  before  the  first  report  and  after  the  fourth  report. 

§  125.    "  The  Governor-General  in  Council  may  Cause 
Writs  to  be  Issued." 

The  question  whether  this  section  ought  to  have  been  framed  so  as  to  read  that  the- 
writs  should  be  issued  by  '*  the  Governor-General "  or  by  "  the  Governor-General  in 
Council "  was  the  subject  of  debate  in  the  Convention.  In  the  Adelaide  Draft  of  the 
Constitution,  the  clause  (then  41)  provided  that  "the  Governor-General"  might  cause 
writs  to  be  issued.  At  the  Melbourne  Session  Dr.  Cockbum  took  objection  to  tliis  form, 
and  proposed  to  insert  the  words  "in  Council."  He  submitted  that  without  the 
addition  of  these  words  it  would  appear  that  the  issue  of  the  writs  was  a  prerogative 
act,  which  the  Governor-General  could  direct  to  be  done  without  the  advice  of  the 
Executive  Council.  In  reply  to  this  it  was  suggested  that  at  the  time  of  the  holding  of 
the  first  Federal  elections  there  might  not  be  an  P^xecutive  Council  in  existence,  and  the 
issue  of  the  writs  would,  in  that  event,  necessarily  be  a  per.sonal  act  of  the  Governor- 
General.  This  view,  however,  was  not  generally  concurred  in,  as  one  of  the  hrst 
executive  acts  of  the  Queen's  Representative  after  the  establishment  of  the  Coniinon- 
wealth  would  be  to  send  for  some  leading  statesman  to  form  a  Federal  Ministry,  which 
would  of  course  constitute  the  first  Executive  Council.  It  was  pointed  out  that,  even  u 
the  propo.sed  words  were  not  inserted,  the  Governor-General  would  not  act  in  such  a 
matter  without  the  advice  of  his  ministers.  Eventually  the  words  were  added.  (Set- 
Note,  §  60,  sii,pra.) 


§§  126-127.]  THE  HOUSE  OF  REPRESENTATIVES.  47a 

§  126.    ''  General  Elections  of  Members." 

The  writs  for  general  elections  of  members  will  be  issued  by  the  Governor-General 
in  Council,  through  one  of  the  Miuisters  of  State.  They  will  be  directed  to  Returning 
Officers  appointed  by  the  Governor-General  in  Council,  and  will  contain  all  the  instruc- 
tions and  authority  usually  embodied  in  documents  of  this  description,  prescribing 
among  other  things  the  date  for  the  receipt  of  nominations  of  candidates,  the  date  for 
the  holding  of  the  elections,  and  the  date  for  the  return  of  the  writs. 

"  At  the  beginning  of  a  Parliament,  the  Return  Book,  received  from  the  clerk  of  the 
Crown,  is  sufficient  eN^idence  of  the  return  of  a  member,  and  the  oaths  are  at  once 
administered  If  a  member  be  elected  after  a  general  election,  the  clei'k  of  the  Crown 
sends  to  the  Clerk  of  the  house  a  certificate  of  the  return  received  in  the  Crown  Office  ; 
and  the  member  must  obtain  a  certificate  from  the  Public  Bill  Office  of  the  receipt  of 
that  certificate  for  production  at  the  table,  before  the  Clerk  of  the  house  will  admiuister 
the  oath."     (May,  10th  ed.  p.  165.) 


Writs  for  vacancies. 

33.  Whenever  a  vacancy  happens^'^  in  the  House  of 
Representatives,  the  Speaker  shall  issue  his  writ  for  the 
election  of  a  new  member,  or  if  there  is  no  Speaker  or  if  he 
is  absent  from  the  Commonwealth  the  Governor-General  in 
Council  may  issue  the  writ. 

Historical  Note. — The  clause  in  the  Commonwealth  Bill  of  1891  was  substantially 
to  the  same  effect,  except  that  the  Speaker,  unless  the  House  was  not  sitting,  was  only 
empowered  to  issue  the  writ  "upon  a  resolution  of  the  House."  In  Committee,  Dr. 
Cockburn  moved  the  omission  of  these  words,  but  this  was  negatived.  (Conv.  Deb., 
Syd.  [1891],  pp.  641-3.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  in  the  same  form.  In  Com- 
mittee, Sir  George  Turner  moved  the  omission  of  the  words  "upon  a  resolution  of  the 
House,"  and  this  time  the  amendment  was  agreed  to.  (Conv.  Deb.,  AdeL,  pp.  734-5.) 
At  a  later  stage  the  clause  was  consequentially  amended.  (Conv.  Deb.,  Adel  ,  pp. 
1197-8.)  At  the  Melbourne  session,  amendments  were  made  before  the  first  report  and 
after  the  fourth  report. 

§  127.    "Whenever  a  Vacancy  Happens." 

Casual  vacancies  may  happen,  during  the  currency  of  each  House  of  Represen- 
tatives, b}-  the  death  or  resignation  of  a  member,  by  the  expulsion  of  a  member  for 
some  offence  not  provided  for  bj-  the  Constitution,  or  by  a  member  becoming  subject  to 
any  of  the  disabilities  mentioned  in  sections  44  and  45.  When  such  vacancies  arise  the 
Speaker  is  authorized  to  issue  writs  for  the  election  of  new  members.  Such  writs  may 
be  issued  during  a  recess  without  the  immediate  authoritj'  of  the  House,  in  order  that 
a  representative  may  be  chosen  without  loss  of  time  by  the  division  which  is  deprived 
of  its  member.     (May,  10th  ed.  p.  599.) 


474  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  34. 

Qualifications  of  members. 

34.  Until  the  Parliament  otherwise  provides,  the  quali- 
fications of  a  member^^^  of  the  House  of  Representatives  shall 
be  as  follows  :  — 

(i.)  He^^^  must  be  of  the  full  age  of  twenty-one 
years'^",  and  must  be  an  elector  entitled  to  vote 
at  the  election  of  members  of  the  House  of 
Kepresentatives,  or  a  person  qualified  to 
become  such  elector,  and  mu&t  have  been  for 
three  years  at  the  least  a  resident^^^  within  the 
limits  of  the  Commonwealth  as  existing  at 
the  time  when  he  is  chosen  : 
(ii.)  He  must  be  a  subject  of  the  Queen^^^  either 
natural- born  or  for  at  least  five  years  natu- 
ralized under  a  law  of  the  United  Kingdom, 
or  of  a  Colony  which  has  become  or  becomes 
a  State,  or  of  the  Commonwealth,  or  of  a 
State. 

United  States. — No  person  shall  be  a  representative  who  shall  not  have  attained  to  the  age  of 
twenty-five  years,  and  been  seven  years  a  citizen  of  the  United  States,  and  who  shall  not, 
when  elected,  be  an  inhabitant  of  that  State  in  which  he  shall  be  chosen. — Const.,  Art.  I., 
sec.  2,  sub-sec.  2. 

Canada. — Until  the  Parliament  of  Canada  otherwise  provides,  all  laws  in  force  in  the  several 
Provinces  at  the  Union  relative  to  .  .  .  the  qualifications  and  disqualifications  of 
persons  to  be  elected  or  to  sit  or  vote  as  members  of  the  House  of  Assembly  in  the  several 
Provinces  ....  shall  respectively  apply  to  elections  of  members  to  serve  in  the 
House  of  Commons  for  the  same  several  Provinces. — B.N.  A.  Act,  1867,  sec.  41. 

Switzerland.— Every  lay  Swiss  citizen  who  has  the  riffht  to  vote  is  elijjible  for  membership  in 
the  National  Council. — Const.-,  Art.  75. 

Historical  Note. — In  the  clause  as  introduced  at  the  Sydney  Convention  of  1891, 
the  qualification  was  permanently  fixed,  the  words  "  until  the  Tarliament  otherwise 
provides  "  being  absent.  The  qualification  was  substantially  the  same,  except  that  no 
period  of  residence  or  naturalization  was  required.  In  Committee,  on  Mr.  Deakin  s 
motion,  a  requirement  of  three  years'  residence  within  the  Commonwealth  was  added  ; 
and  on  Mr.  Cuthbert's  motion,  the  same  period  of  naturalization  was  prescribed.  (Conv, 
Deb.,  Syd.  [1891],  pp.  639-40.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  passed  in  substantially 
its  present  form.  In  Committee,  Mr.  Walker  proposed  to  substitute  "  twenty-five 
years"  for  "twenty-one  years,"  but  this  was  negatived.  (Conv.  Deb.,  Adel.,  p.  733.)  At 
the  Sydney  session,  Mr.  Lewis  raised  the  question  whether  under  this  clause  women 
would  be  eligible  as  members  of  the  Parliament.  A  suggestion  of  the  Legislature  of 
Tasmania,  requiring  a  member  to  be  for  three  years  a  resident  of  the  State  for  whicli  he 
is  chosen,  was  negatived.  (Conv.  Deb.,  Syd.  [1897],  pp.  457-8.)  At  the  Melbourne 
session,  drafting  amendments  were  made  before  the  first  report  and  after  the  fourth 
report. 

§  128.    ''  Qualifications  of  a  Member." 

An  analysis  of  this  section  is  given  in  the  notes  to  sec.  16,  which  provides  that  the 
qualifications  of  a  senator  shall  be  the  same  as  those  of  a  member  of  the  House  of  Repre- 
sentatives.    (See  Note,  §  95.) 


^§  128-1-29.]  THE  HOUSE  OF  REPRESENTATIVES.  475 

"  The  qualifications  or  positive  requirements  for  holding  a  seat  in  the  House  of 
Commons  are  but  three,  viz.  :  the  male  sex,  the  full  age  of  twenty-one  years,  and  the 
<}uality  of  citizen  or  subject,  either  by  birth  or  naturalization.  The  first  of  these  require- 
ments rests  upon  custom,  which,  therefore,  either  house  might  change  through  the 
«xercise  of  its  residuary  power  to  judge  of  the  qualifications  of  its  members.  The 
second  and  third,  however,  rest  upon  statutes  of  Parliament  and  cannot  be  modified  by 
either  house  alone."     (Burgess  Political  Sc.  II.  p.  69.) 

The  constitution  having  fixed  the  qualification  of  members,  no  additional  qualifi- 
cation can  be  added  bv  the  States.  (Barney  r.  McCreery,  CI.  and  H.  176  ;  Turner  r. 
Marshall,  1  Cong.  El.'Cas.  167  ;  Trumbulls  Ca-se,  id  61S.)  The  Constitution  of  Illinois 
(1W8)  provided  that  :  "  The  judges  of  the  Supreme  and  Circuit  Courts  shall  not  be 
eligible  to  any  other  otfic-e  of  public  trust  or  profit  in  this  State  or  the  United  States 
during  the  term  for  which  they  shall  be  elected,  nor  for  one  year  thereafter."  The 
House  of  Representatives  of  the  United  States  held  that  this  provision  was  void,  in  so 
far  as  it  applied  to  persons  elected  members  of  the  said  house.  (Tumey  r.  Marshall, 
wtpra  ;  TrumbuU's  Case,  mipra.     Cited  in  Baker,  Annot.  C'onst.  p.  5.) 

The  returns  from  the  state  authorities,  showing  or  declaring  that  a  certain  person 
has  been  elected  representatiA'e  or  senator  in  congress,  are  prima  facie  evidence  of  quali- 
fication only.  (Spaulding  r.  Mead,  CI.  and  Hall,  157  ;  Reed  v.  Cosden,  id.  353.)  And 
the  refusal  of  the  executive  of  the  State  to  grant  a  certificate  does  not  prejudice  the 
right  of  one  entitled  to  a  seat."     (Richards'  Case,  CI.  and  Hall,  95.     Id.  p.  10.) 

In  determining  qualification  each  house  has  the  right  to  examine  witnesses  and 
require  the  production  of  papers,  and  may  punish  witnesses  for  contumacy.  (Kilboum 
i:  Thompson,  103  U.S.  168.     Id.  p.  10.) 

§  129.    "He." 

The  personal  pronoun  "  he"  here  used  in  introducing  the  qualification  of  members, 
being  in  the  masculine  gender,  naturally  suggests  the  querj-  whether  women  are  dis- 
qualified by  the  Constitution.  This  cannot  be  answered  without  considering  some  of 
the  other  qualifications  required.  Thus,  a  member  must  be  an  elector  entitled  to  vote 
at  the  election  of  members  of  the  House  of  Representatives,  or  a  person  qualified  to 
become  an  elector.  Are  persons  ha\'ing  the  right  to  vote  and  otherwise  constitutionally 
qualified,  entitled  to  be  nominated  for  election  irrespective  of  sex  ?  If  the  pronoun  "  he  " 
had  not  been  made  the  subject  of  an  express  interpretation  by  an  Imperial  Act,  there 
would  Ije  little  doubt  that  males  only  would  be  qualified.  By  the  Interpretation  Act 
(1889),  52  and  53  Vic.  c.  63,  re-enacting  13  and  14  Vic.  c.  21.  commonly  known  as  Lord 
Brougham's  Act,  it  is  declared  (sec.  1)  that  "  In  this  Act  and  in  ever}'  Act  passed  after 
the  year  1S50,  whether  before  or  after  the  commencement  of  this  Act,  unless  the  con- 
trary intention  appears,  words  importing  the  masculine  gender  shall  include  females." 
The  Constitution  ot  the  Commonwealth  being  embodied  in  an  Imperial  Act  may  be 
fairly  considered  as  capable  of  interpretation  by  the  anterior  Imperial  Act.  (See  Note, 
§  330,  infra. )  If  this  be  the  true  construction  then  "  he  "  includes  "  she  "  unless  the  con- 
trary intention  appears. 

The  use  of  the  Interpretation  Act  in  the  construction  of  an  electoral  law  was  con- 
sidered in  England  in  the  case  of  Beresford  Hope  v.   Lady  Sandhurst  (1889),  23  Q.B.D. 
79.     In  this  case  the  question  was  whether  a  woman  was  capable  of  being  electe<l  a 
member  of  the  London  Count\-  Council.      It  depended  on  the  meaning  of  several  Acts  of 
,  Parliament  connected  bj'  references  to  them  in  the  Local  Government  Act  of  1888.     By 
j  sec.  2  of  that  Act  it  was  provided,  that  a  County  Council  should  be  constitutetl  in  like 
I  manner  to  the  Council  of  a  Borough  divided  into  wards.     Reference  had,  consequently,  to 
be  made  to  the  Municipal  Corporations  Acts  in  order  to  ascertain  who  were  qualified  to 
j  vote  for  and  to  become  members  of  the  County  CounciL     By  the  Municipal  Corporations 
1  Act  (1835),  5  and  6  Wm.  IV.  c.  76,  s.  9,  the  municipal  franchise  was  confined  to  "male 
^  persons  of  full  age."     In  1S69  that  section  was  repealed  by  the  Act  32  and  33  Vic.  c.  bo, 
sec.  1,  which  re-enacted  it  with  the  word  "  male  "  omitted.     Sec.  9  of  that  Act  declared 
that  wherever  therein  "  words  occur  which  import  the  masculine  gender  the  same  shall 
be  held  to  include  females  for  all  purposes  connected  with  and  having  reference  to  the 
'"ght  to  vote  on  the  election  of  councillors,  auditors,  and  assessors."     The  qualifications 


476  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  34 

of  burgesses  and  councillors  were  further  dealt  with  in  the  Consolidating  Municipal  Cor- 
poration Act,  1892  ;  (45  and  46  Vic.  c.  50),  sec.  11,  sub-sec.  2,  which  enacted  that  "a 
person  shall  not  be  qualified  to  be  elected  or  to  be  a  councillor  unless  he  is  enrolled  and 
entitled  to  be  a  burgess  ;"  whilst  sec.  03  enacted  that  "for  all  purposes  connected  with 
and  having  reference  to  the  right  to  vote  at  Municipal  elections  words  in  this  Act 
importing  the  masculine  gender  include  women."  In  this  state  of  the  law  Lady 
Sandhurst  was  elected  a  member  of  the  County  Council.  An  application  was  made  to 
the  High  Court  to  remove  her  from  the  office.  On  her  behalf  it  was  argued  that  th© 
true  effect  of  the  Act  of  1892  was  to  give  a  right  to  women  to  sit  in  the  Municipal 
Councils,  and  therefore  in  the  County  Council :  that  as  there  was  nothing  to  restrain 
the  generality  of  the  words,  the  provisions  of  Lord  Brous;ham's  Act  should  be  applied, 
and  as  a  woman  was  qualified  to  vote  she  was  qualified  to  be  elected. 

The  majority  of  the  Court  of  Appeal  (Coleridge,  G.  J.,  Cotton,  Lindley,  Fry,  and 
Lopes,  L.JJ.)  were  of  opinion  that,  if  the  argument  stood  there,  it  could  not  be  denied 
that  there  was  a  very  strong  case  in  support  of  Lady  Sandliurst's  claim  ;  that  there  waa 
much  to  be  said  in  favour  of  applying  the  language  of  Lord  Brougham's  Act,  and  holding 
that  as  a  woman  was  qualified  to  elect,  although  the  masculine  gender  was  used,  slie 
would  be  qualified  also  to  be  elected.  Unfortunately  for  that  argument,  which  by  itself 
would  be  very  strong,  there  was  the  63rd  section  which  appeared  to  exclude  the  opera- 
tion of  Lord  Brougham's  Act,  by  limiting  the  right  of  women  to  the  right  to  vote  and 
thus  excluding  the  right  to  be  elected.  Lady  Sandhurst  was  accordingly  held  to  be 
unqiialified.  Lord  Esher,  M.R. ,  entertained  a  stronger  view  than  his  learned  colleagues, 
and  said,  that,  but  for  sec.  9  of  the  Act  of  1869,  succeeded  by  sec.  63  in  the  Act  of  1882, 
he  would  have  come  to  the  conclusion  that  women  were  not  intended  to  be  either 
electors  or  councillors,  and  that  those  sections  clearly  limited  this  qualification  of 
women  to  that  of  electors. 

In  the  Constitution  of  the  Commonwealth  there  is  no  such  section  as  that  held  to  be 
fatal  to  Lady  Sandhurst's  claim.  Consequently,  it  is  quite  possible  that  the  Imperial 
Interpretation  Act  may  be  held  to  apply  to  the  interpretation  of  the  pronoun  "  he."  If 
that  be  so,  a  woman  qualified  as  an  elector  in  South  Australia,  or  in  Western  Australia, 
would  be  qualified  to  be  elected  a  member  of  the  Federal  Parliament,  not  only  in  her 
own  State,  but  in  any  other  State.  The  question  of  qualification,  whenever  legally 
raised,  will  have  to  be  determined  by  the  Senate  or  by  the  House  of  Representative* 
respectively,  as  the  case  maj'  arise  in  connection  with  the  elections  of  members  of  those 
Houses  (sec  47). 

§  130.     "  Of  the  Full  Age  of  Twenty-one  Years." 

The  Constitution  of  the  United  States  of  America,  supra,  provides  that  no  person 
shall  be  a  representative  who  is  under  the  age  of  twenty-five  years.  The  Canadian 
Constitution,  supra,  accepts,  as  the  qualifj'ing  age  of  members  elected  in  the  several 
Provinces,  the  age  fixed  by  the  laws  of  the  Provinces  respectively  ;  power  being  reserved 
to  the  Dominion  Parliament  to  enact  a  uniform  qualification. 

"  By  standing  order  No.  12,  the  Lords  prescribe  that  no  lord  under  the  age  of 
twenty-one  years  shall  sit  iu  their  house.  By  the  7  and  8  Will.  III.  c.  25,  s.  8,  a  minor 
was  disqualified  to  be  elected  to  the  House  of  Commons.  Before  the  passing  of  that  Act, 
several  members  were  notoriously  under  age,  yet  their  sitting  was  not  objected  to.  Sir 
Edward  Coke  said  that  they  sat  '  by  connivance  ;  but  if  questioned  would  be  put  out ' ; 
yet  on  the  I6th  Uecember,  1690,  on  the  hearing  of  a  controverted  election,  Mr. 
Trenchard,  though  admitted  by  his  counsel  to  be  a  minor,  was  declared,  upon  a  division, 
to  be  duly  elected.  And  even  after  the  pa.ssing  of  tlie  Act  of  Will.  III.,  some  minor.-;  sat 
'  by  connivance.'  Charles  James  Fox  was  returned  for  Midhurst  when  ho  was  nineteen 
years  and  four  months  old,  and  sat  and  spoke  before  he  was  of  age  ;  and  Lonl  John 
Russell  was  returned  for  Tavistock  a  month  before  he  came  of  age."  (May,  lOtli  e<l. 
p.  28. 


§  131.]  THE  HOUSE  OF  REPRESENTATIVES.  477 

§  131.    "A  Resident." 

A  resident  is  defined  as  one  who  dwells  at  a  place  which  is  his  home  or  fixed  abode 
for  some  time.  An  inhabitant  is  one  who  dwells  permanenth'  in  a  place,  as  distinguished 
from  a  transient  resident  or  visitor.  The  term  of  residence  within  the  limits  of  the  Com- 
monwealth, necessary  to  qualify  a  person  to  be  a  member  of  the  Federal  Parliament,  is 
fixed  by  the  Constitution  at  three  years.  It  has  been  held  that  residence  is  not  broken  / 
by  a  temporary  absence  if  there  is  an  animus  rererteitdi.  (Holborn  Union  r.  Chertsey  ; 
Union  [1884]  54  L.J.  M.C.  53.) 

The  Constitution  of  the  United  States  of  America,  supra,  provides  that  no  person 
shall  be  a  representative  who  is  not,  when  elected,  "an  inhabitant  of  the  State"  in 
which  he  is  chosen.  The  Constitution  of  the  Commonwealth  gives  a  wider  qualification, 
by  making  a  person  who  has  resided  for  three  years  within  the  limits  of  the  Common- 
wealth qualified  to  be  a  member.  The  requirement  of  a  three  years'  residence  within  the 
limits  of  the  Commonwealth  is  insisted  on  in  order  to  secure  the  services  of  members 
aubstantialh'  identified  with  the  Commonwealth,  but  not  necessarily  identified  for  three 
years  with  anj-  particular  State,  as  "  an  inhabitant  of  that  State." 

The  word  "resident"  in  this  Constitution  is  not  synonymous  with  "inhabitant." 
An  inhabitant  of  a  State  within  the  meaning  of  the  American  Constitution  is  one  who  in 
Ifood  faith  is  a  member  of  the  State  and  subject  to  its  jurisdiction  and  to  its  laws,  and 
entitled  to  all  the  privileges  and  advantages  conferred  thereby.  (Electors  v.  Bailey,  CI. 
and  H.  411  )  Mr.  McCrary,  referring  to  this  distinction,  says,  "it  would  seem  that' 
the  framers  of  the  constitution  were  impressed  with  a  deep  sense  of  the  importance  of  an 
actual  honajide  residence  of  the  representative  among  the  constituency — a  residence  in 
the  sense  of  actual  living  among  them  and  co-mingling  with  them."  (McCrary  on 
Elections,  §  289  ;  Baker,  Annot.  Const.  5. ) 

The  Constitution  of  the  Commonwealth  does  not  insist  upon  such  a  permanent 
residence  in  and  identification  with  one  State  as  a  qualification  of  membership  of  the 
national  Chamber.  It  recognizes  citizenship,  and  residence  within  the  Commonwealth 
^or  a  period  of  three  jears,  as  a  sufficient  qnalification,  and  one  calculated  to  promote  the 
lew  that  a  member  of  the  national  House  is  not  a  member  for  a  State,  or  for  the  people 
of  a  State,  but  for  a  division  which  includes  a  quota  of  the  people  of  the  Conunonwealth 

"The  choice  of  memljers  of  Congress  is  locally  limited  by  law  and  by  custom. 
Under  the  Constitution  every  representative  and  every  senator  must  when  electefl  be  an 
inhabitant  of  the  State  whence  he  is  elected.  Moreover.  State  law  has  in  man},  and 
custom  practically  in  all.  States,  established  that  a  i-epresentative  must  be  resident  in 
the  congressional  district  which  elects  him.  The  only  exceptions  to  this  practice  occur 
in  large  cities  where  occasionally  a  man  is  chosen  who  lives  in  a  different  district  of  the 
eity  from  that  which  returns  him  ;  but  such  exceptions  are  extremely  rare.  This 
restriction  surprises  a  European,  who  thinks  it  must  be  found  highly  inconvenient  both 
to  candidates,  as  restricting  their  field  of  choice  in  looking  for  a  constituency,  and  to 
constituencies,  as  excluding  persons,  however  eminent,  who  do  not  reside  in  their  midst. 
To  Americans,  however,  it  seems  so  obviouslj'  reasonable  that  I  found  very  few  persons, 
even  in  the  l)est  educated  classes,  who  would  admit  its  policy  to  be  disputable."  (Bryce, 
Amer.  Comm.  1.  p.  186.) 

"  It  is  remarkable  that  the  original  English  practice  required  the  member  to  be  a 
resident  of  the  county  or  borough  which  returned  him  to  Parliament.  This  is  said  to  be 
a  requirement  at  common  law  (witness  the  words  '  de  comitatu  tuo'  in  the  writ  for  the 
election  addressed  to  the  sheriff)  ;  and  was  expressly  enacted  by  the  statute  1  Henry  V. 
cap.  1.  But  already  in  the  time  of  Elizabeth  the  requirement  was  not  enforced  ;  and  in 
1681  Lord  Chief  Justice  Pemberton  iniled  that  *  little  regard  was  to  be  had  to  that 
ancient  statute  1  Henry  V.  forasmuch  as  common  practice  hath  been  ever  since  to  the 
contrary.'  The  statute  was  repealed  by  14  Geo.  III.,  cap.  50.  (See  Anson,  I.aw  and 
Custom  of  the  Constitution,  vol.  i.  p.  83  ;  Stubbs,  Constit.  Hist.  vol.  iii.  p.  424  )  Dr. 
Stnbbs  observes  that  the  object  of  requiring  residence  in  early  times  was  to  secure  '  that 
the  House  of  Commons  should  be  a  really  representative  body.'  Dr.  Hearn  (Government 
of  England)  suggests  that  the  requirement  had  to  be  dropped  because  it  was  hard  to 
find  the  country  gentlemen  (or  indeed  burgesses)  possessing  the  legal  knowledge  and 
statesmanship  which  the  constitutional  struggles  of  the  sixteenth  aud  seventeenth 
centuries  demanded."     (/rf.  p.  188.) 


478  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  34. 

"  The  Englisli  habit  of  allowing  a  man  to  stand  for  a  place  with  which  he  is  per- 
sonallj'  unconnected  would  doubtless  be  favoured  by  the  fact  that  many  ministers  are 
necessarily  members  of  the  House  of  Commons.  The  inconvenience  of  excluding  a  man 
from  the  service  of  the  nation  because  he  could  not  secure  his  return  in  the  place  of  his 
residence  woidd  be  unendurable.  No  such  reason  exists  in  America,  because  ministers 
cannot  be  members  of  Congress.  In  France,  Germany,  and  Italy  the  practice  seems  to 
resemble  that  of  England,  i.e.,  many  members  sit  for  places  where  they  do  not  reside, 
though  of  course  a  candidate  residing  in  the  place  he  stands  for  has  a  certain  advantage." 
{Id.  p.  J  88.) 

§  132.     "  Subject  of  the  Queen." 

Natural-born  Subjects. —  At  common  law  everybody,  whose  birth  happens  within 
the  allegiance  of  the  Crown,  is  a  natural-born  subject.  "  The  character  of  a  natural- 
born  subject,  anterior  to  any  of  the  statutes,  was  incidental  to  birth  only  ;  whatever 
were  the  situations  of  his  parents,  the  being  born  within  the  allegiance  of  the  king  cou- 
stitutes  a  natural-born  subject."  (Per  Kenyon,  C.J.,  in  Doe  d.  Durore  v.  Jones  [1791], 
4  T.R.  p.  308  ;  2  R.R.  390.)  This  is  still  a  ruling  principle  of  our  law.  Children  born 
in  an  English  ship  ai'e  born  within  the  allegiance,  and  an  ambassador's  house  is  also 
reputed  to  be  part  of  his  sovereign's  realm,  so  as  to  confer  upon  the  children  of  the 
ambassador  born  therein  the  character  of  natural-born  subjects.  The  status  of  the 
parents  is  of  no  account,  pi'ovided  only  the  offspring  be  born  within  the  realm.  "A 
child  born  of  foreign  parents,  even  during  an  accidental  stay  of-a  few  days,  is  fully,  and 
until  the  age  of  twenty-one  years  irretrievably,  a  British  subject."  (Hall,  Foreign 
Jurisdiction,  p.  20.)  The  character  of  a  natural-born  subject  is  not  given  to  persons 
born  in  a  place  which,  though  rightfully  part  of  the  dominions  of  the  British  Crown, 
happens  to  be  at  the  time  of  the  birth  in  the  military  possession  of  an  enemy.  The 
learning,  old  and  new,  of  the  subject  will  be  found  very  fully  in  Calvin's  Case  (1608),  7 
Coke  Reps.  1,  18a  ;  Collingwood  v.  Pace  (1656),  1  Vent.  413  ;  Ue  Geer  v.  Stone  (1882). 
22  Ch.  D.  243  ;  Be  Stepney  Election  Petition,  Isaacson  v.  Durant  (1886),  17  Q.B.I).  54  ; 
Encyclopedia  of  the  Laws  of  England,  vol.  ix.  p.  57  ;  Westlake,  Private  International 
Law,  Chap.  XV. 

By  statute,  children  born  out  of  the  British  Dominions,  whose  fathers  or  whose 
paternal  grandfathers  were  natural-born  subjects,  are,  except  in  certain  cases,  entitled  to 
the  rights  of  nattiral-born  subjects.  (See  Imperial  Acts,  4  Geo.  II.  c.  21,  ss.  1,  2:  \^ 
Geo.  III.  c.  21  ;  Notes,  §  193,  "  Aliens,"  infra.) 

Naturalized  Sub.jects. — Naturalization  is  the  procedure  by  which  an  alien  or 
foreigner  is  made  a  subject  or  citizen  of  any  State.  It  is  a  legal  adoption  by  one  State 
of  a  person  who  is  the  subject  or  citizen  of  another  State,  admitting  him  tt)  take  part  in 
its  national  polity,  and  conferring  on  him  the  rights  and  privileges  of  a  national-boro 
subject  or  citizen.     (See  Note,  §  194,  "  Naturalization,"  infra.) 

"  An  alien  is  disqualified  to  be  a  member  of  either  House  of  Parliament.  The  Act 
12  and  13  Will.  III.  c.  2,  declared  that  '  no  persons  born  out  of  the  kingdoms  of  Eng- 
land. Scotland,  or  Ireland,  or  the  dominions  thereunto  belonging  (although  he  be 
naturalized  or  made  a  denizen,  except  such  as  are  born  of  English  parents),  shul  be 
capable  to  be  of  the  privy  council,  or  a  member  of  either  House  of  Parliament.'  J  he  1 
Geo.  I.  Stat.  2,  c.  4,  in  order  to  enforce  the  provisions  of  the  Act  of  William,  required  a 
special  clause  of  disqualification  to  be  inserted  in  every  Naturalization  Act ;  but  as  no 
clause  of  this  nature  could  bind  future  Parliaments,  occasional  exceptions  were  permuted, 
as  in  the  cases  of  Prince  Leopold  in  1816,  and  Prince  Albert  in  1840  ;  and  this  provi.sion 
of  the  Ist  George  I.  was  repealed  by  the  7  and  8  Vic.  c.  66,  s.  2.  Later  Natuiahzatiou 
Acts  have  since  been  passed,  without  such  a  disqualifying  clause.  And  by  the  33  and  .« 
Vic.  c.  14,  an  alien  to  whom  a  certificate  of  naturalization  is  granted  by  the  Secretary 
of  State,  becomes  entitled  to  all  political  and  other  rights,  powers,  and  privileges,  an<l  i» 
subject  to  all  the  obligations  of  a  British  subject."     (May's  Pari.  Prac.   10th  ed.  p.  ^i-o-} 


§  133.]  THE  HOUSE  OF  REPRESENTATIVES.  479 

Election  of  Speaker. 

35.  The  House  of  Representatives  shall,  before  proceed- 
ing to  the  despatch  of  any  other  business,  choose  a  member  to 
be  the  Speaker^^^  of  the  House,  and  as  often  as  the  office  of 
Speaker  becomes  vacant  the  House  shall  again  choose  a 
member  to  be  the  Speaker. 

The  Speaker  shall  cease  to  hold  his  office  if  he  ceases  to 
be  a  member.  He  may  be  removed  from  office  by  a  vote  of 
the  House,  or  he  may  resign  his  office  or  his  seat  b}'-  writing 
addressed  to  the  Governor-General. 

Caxada. — The  House  of  Commons,  on  its  first  assembling  after  a  general  election,  shall  proceed 

with  all  practicable  speed  to  elect  one  of  its  members  to  be  Speaker.— B.N.  A  Act,  1867,  sec. 

44. 
In  case  of  a  vacancy  happening  in  the  office  of  Speaker  by  death,  resignation,  or  otherwise,  the 

House  of  Commons  shall,  with  all  practicable  spieed,  proceed  to  elect  another  of  its 

members  to  be  Speaker. — Id.  sec.  45. 
The  Speaker  shall  preside  at  all  meetings  of  the  House  of  Commons  —Id.  sec.  46. 

HiST0Ric.4L  Note. — Similar  provisions  are  in  the  Constitutions  of  all  the  Australian 
colonies.  In  the  Commonwealth  Bill  of  1891,  the  clause  was  substantiallj-  to  the  same 
effect,  with  the  addition  of  a  prosMsion  that  "  the  Speaker  shall  preside  at  all  meetings 
of  the  House  of  Representatives  ;  and  the  choice  of  a  Speaker  shall  be  made  known  to  the 
Governor-General  by  a  deputation  of  the  House."  At  the  Adelaide  session,  1897,  the 
clause  was  adopted  in  the  same  form  ;  and  at  the  Melbourne  session  drafting  amendments 
were  made  before  the  first  report  and  after  the  fourth  report. 

§  133.     "The  Speaker." 

"  The  note  of  the  Speaker  of  the  British  House  of  Commons  is  his  impartiality. 
I  He  has  indeed  been  chosen  by  a  party,  because  a  majority  means  in  England  a  party. 
But  on  his  way  from  his  place  on  the  benches  to  the  Chair  he  is  expected  to  shake  off 
and  leave  behind  all  party  ties  and  sympathies.  Once  invested  with  wig  and  gown  of 
office  he  has  no  longer  any  political  opinions,  and  must  administer  exactly  the  same 
treatment  to  his  political  friends  and  to  those  who  have  hitherto  been  his  opponents,  to 
the  oldest  or  most  powerful  minister  and  to  the  youngest  or  least  popular  member.  His 
duties  are  limited  to  the  enforcement  of  the  rules  and  generally  to  the  maintenance  of 
order  and  decorum  in  debate,  including  the  selection,  when  several  members  rise  at  the 
same  moment,  of  the  one  who  is  to  carry  on  the  discussion.  These  are  duties  of  great 
importance,  and  his  position  one  of  great  dignity,  but  neither  the  duties  nor  the  position 
knply  political  power.  It  makes  little  difference  to  any  English  party  in  Parliament 
whether  the  occupant  of  the  chair  has  come  from  their  own  or  from  the  hostile  ranks. 
The  Speaker  can  lower  or  raise  the  tone  and  efficiency  of  the  Hou.se  as  a  whole  hy  the 
way  he  presides  over  it  ;  but  a  custom  as  strong  as  law  forbids  him  to  render  help  to  his 
own  side,  even  by  private  advice.  Whatever  information  as  to  parliamentary  law  he 
'may  feel  free  to  give  must  be  equally  at  the  disposal  af  every  member."  (Bryce,  Araer. 
Comm.  I.  p.  1:34-5  ) 

"  The  duties  of  the  Speaker  of  the  House  of  Commons  are  as  various  as  they  are 
nportant.  He  presides  over  the  deliberations  of  the  house,  and  enforces  the  observance 
'  all  rules  for  preserving  order  in  its  proceedings  ;  he  puts  every  question,  and  declares 
he  determination  of  the  house.  As  '  mouth  ot  the  house,'  he  communicates  its  resolu- 
ions  to  others,  conveys  its  thanks,  and  expresses  its  censure,  its  reprimands,  or  its 
Imonilions.  He  issues  warrants  to  execute  the  orders  of  the  house  for  the  commit- 
lent  of  offenders,  for  the  issue  of  wi'its,  for  the  attendance  of  witnesses  in  custody,  for 
lie  bringing  up  prisoners  in  custody,  and  giving  effect  to  other  orders  requiring  the 
anction  of  a  legal  form.  He  is,  in  fact,  the  representative  of  the  house  itself,  in  its 
wwers,  its  proceedings,  and  its  dignity.  When  he  enters  or  leaves  the  house,  the  mace 
'  borne  before  him  by  the  Serjeant-at-arms  ;  when  he  is  in  the  chair,  it  is  laid  upon  the 
ible  ;  and  at  all  other  times,  when  the  mace  is  not  in  the  house,  it  remains  with  the 
peaker,  and  accompanies  him  upon  all  state  occasions.     The  Speaker  is  responsible  for 


480  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  36. 

the  due  enforcement  of  the  rules,  rights,  and  privileges  of  the  house,  and  when  he  rises 
he  is  to  be  heard  in  silence.  In  accordance  with  his  duty,  he  declines  to  submit  motions 
to  the  house,  which  obviously  infringe  the  rules  which  govern  its  proceedings  ;  such  as  a 
motion  which  would  create  a  charge  upon  the  people  and  is  not  recommended  by  the 
Crown  ;  a  motion  touching  the  rights  of  the  Crown,  which  has  not  received  the  royal 
consent ;  a  motion  which  anticipates  a  matter  which  stands  for  the  future  consideration 
of  the  house,  which  raises  afresh  a  matter  already  decided  during  the  current  session, 
■or  is  otherwise  out  of  order.  If  a  proposed  instruction  to  a  committee  be  out  of  order, 
the  Speaker  explains  the  nature  of  the  irregularity.  Amendments  by  the  Lords  to  a 
bill  which  trench  upon  the  privileges  of  the  House  of  Commons,  are  submitted  to  the 
Speaker  ;  and,  if  occasion  requires,  he  calls  the  attention  of  the  house  to  the  nature  of 
the  amendments,  and  gives  his  opinion  thereon.  The  Speaker  also  has  decided  that 
motions,  which  were  brought  forward  as  a  matter  of  privilege,  did  not  come  within  that 
•categor}'."    (May's  Pari.  Prac.  10th  ed.  p.  187-8.) 

"  In  rank,  the  Speaker  takes  precedence  of  all  commoners,  both  by  ancient  custom 
and  by  legislative  declaration.  The  Act  I.  Will,  and  Mary,  c.  21,  enacts  that  the  lords 
commissioners  for  the  great  seal  '  not  being  peers,  shall  have  and  take  place  next  after 
the  peers  of  this  realm,  and  the  Speaker  of  the  House  of  Commons.'  By  2  and  3 
Will.  IV.  c.  105,  an  Act  for  the  better  support  of  the  dignity  of  the  Speaker  of  the 
House  of  Commons,  and  by  9  and  10  Vic.  c.  77,  an  Act  relating  to  the  officers  of  the 
house,  it  is  provided  that,  in  case  of  a  dissolution,  the  then  speaker  shall  be  deemed  to 
be  the  Speaker,  for  che  purposes  of  those  Acts,  until  a  Speaker  shall  be  chosen  by  the 
New  Parliament."     (7(Z.  p.  190.) 


Absence  of  Speaker. 

36.  Before  or  during  any  absence  of  the  Speaker"*,  the 
House  of  Representatives  may  choose  a  member  to  perform 
his  duties  in  his  absence. 

Canada. —Until  the  Parliament  of  Canada  otherwise  provides,  in  case  of  the  absence  tor  any 
reason  of  the  Speaker  from  the  Chair  of  the  House  of  (Commons  for  a  period  of  forty-eiirht 
consecutive  hours,  the  House  may  elect  another  of  its  members  to  act  as  Speaker,  and  the 
member  so  elected  shall,  during  the  continuance  of  such  absence  of  the  Speaker,  have  and 
execute  all  the  powers,  privileges,  and  duties  of  Speaker.— B.N. A.  Act,  sec.  47. 

Historical  Notk.  — In  the  Commonwealth  Bill  of  1891,  the  introductory  words  of 
the  clause  were  "  In  case  of  the  absence  of  the  Speaker."  In  the  clause  so  introduced 
and  adopted  at  the  Adelaide  session,  1897,  these  introductory  words  were  omitted.  At 
tlie  Sydney  session,  the  clause  was  altered  by  the  Drafting  Committee  to  its  present 
form.     (See  Historical  Note,  sec.  18.) 

§  134.    "Absence  of  the  Speaker." 

"  Formerly  no  provision  was  made  for  supplying  the  place  of  the  Speaker  by  ft 
deputy  Speaker  pro  tempore,  as  in  the  Upper  House,  and,  when  he  was  unavoidably 
absent,  no  business  could  be  done,  but  the  Clerk  acquainted  the  House  with  the  cause  of 
his  absence,  and  put  the  question  for  adjournment.  When  the  Speaker  by  illness  waa 
unable  to  attend  for  a  considerable  time,  it  was  necessary  to  elect  another  Speaker,  with 
the  usual  formalities  of  the  permission  of  the  Crown,  and  the  royal  approval.  On  the 
recovery  of  the  Speaker,  the  latter  would  resign,  or  '  fall  sick,'  and  the  former  vvM 
re-elected,  with  a  repetition  of  the  same  ceremonies.  In  1855,  on  the  report  of  a  select 
committee,  standing  order  No.  83  was  agreed  to,  which  enabled  the  chairman  of  ways 
and  means,  as  deputy  Speaker,  to  take  the  chair  during  tlie  unavoidable  absence  of  the 
Speaker,  and  perform  his  duties.  The  provisions  of  this  standing  order  roceiveu 
statutory  authority  by  Act  18  and  19  Vic.  c.  84."     (May's  Pari.  Prac.  10th  ed.  p.  19b) 


f§  135-136.]  THE  HOUSE  OF  REPRESENTATIVES.  4S1 

Resignation  of  member. 

37.  A  member  may  by  writing  addressed  to  the  Speaker, 
or  to  the  Governor-General  if  there  is  no  Speaker  or  if  the 
Speaker  is  absent  from  the  Commonwealth,  resign  his  place^^, 
which  thereupon  shall  become  vacant. 

HiarroRiCAL  Note. — In  the  Commonwealth  Bill,  1891,  the  clause  was  in  substantially 
ihe  same  form.  At  the  Adelaide  session,  1897,  it  was  introduced  and  passed  exactly  as 
it  stands. 

§  135.    "Resign  His  Place." 

"  In  England  it  is  a  settled  principle  of  parliamentary  law,  that  a  member,  after  he  I 
is  duly  chosen,  cannot  relinquish  his  seat ;  and,  in  order  to  evade  this  restriction,  a  ' 
member  who  wishes  to  retire,  accepts  office  under  the  Crown,  which  legally  vacates  his 
seat,  and  obliges  the  house  to  order  a  new  writ.  The  offices  usually  selected  for  this 
purpose  are  the  offices  of  steward  or  bailiff  of  her  Majesty's  three  Chilteni  Hundreds  of 
Stoke,  Desborough,  and  Bonenham  ;  or  the  steward  of  the  manors  of  East  Hendred, 
Korthstead,  or  Hempholme,  which,  though  the  offices  have  sometimes  been  refused,  are 
ordinarily  given  by  the  Treasury  to  any  member  who  applies  for  them,  unless  there 
appears  to  be  sufficient  ground  for  withholding  them.  The  office  is  retained  until  the 
appointment  is  revoked  to  make  way  for  the  appointment  of  another  holder  thereof." 
(May's  Pari.  Prac.  10th  ed.  p.  605.) 

"  The  obligation  to  serve  and  to  continue  to  serve  during  the  continuance  of  the 
Parliament  has  been  relaxed,  although  by  a  different  method.  The  Chiltem  Hundreds 
continue,  though  in  a  different  sense,  to  afford  in  the  days  of  Victoria  to  unwilling 
legislators  the  protection  which  thev  afforded  in  the  days  of  Edward  the  Second." 
{Heam'sGov.  of  EngL  p.  53.^) 


Vacancy  by  absence***. 

I  38.  The  place  of  a  member  shall  become  vacant  if  for 

two  consecutive  months  of  any  session  of  the  Parliament  he, 

I  without  the  permission  of  the  House,  fails  to  attend  the 
House. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891  the  clause  was  as  follows  : — 

"  The  place  of  a  member  of  the  House  of  Representatives  shall  become  vacant  if 
I   for  one  whole  session  of  the  Parliament  he,  without  the  permission  of  the  House  of 
Bepresentatives  entered  on  its  journals,  fails  to  give  his  attendance  in  the  House." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  in  substantially  the  same 

urds  ;  but  in  Committee,  on  Mr.  Barton's  motion,  the  words  "  two  consecutive  months 

of  any  session  "  were  substituted  for  '*  one  whole  session."     (Con v.  Deb.,  Adel.,  p.  734.) 

I  At  the  Sydney  session,  a  suggestion  by  the  Legislature  of  Tasmania,   to  substitute 

"  thirty  consecutive  sitting  days  in  any  session"  was  negatived.     (Con  v.  Deb.,   Syd. 

J  897],   pp.   460-1.)     At  the  Melbom-ne  session,   after  the  fourth  report,   the  words 

entered  on  its  journals  "  were  omitted. 

§  136.    "Absence." 

It  is  an  ancient  constitutional  rule  that  every  person  elected  to  serve  in  Parliament 
is  bound  so  to  serve.  "Service  in  Parliament "  was  a  duty  which  might  be  cast  upon 
1  ererj'  person  not  expressly  disqualified  ;  this  duty  he  could  not  decline  or  invade,  and 
«Ten  the  Crown  could  not  exempt  him  from  the  obligation.  It  is  a  consequence  of  the 
awne  principle  that  members  are  bound  to  attend  during  the  whole  time  that  Parliament 
is  sitting.     Several  Acts  have  been  passed  in  England  to  enforce  this  dutj- ;  and  though 


482  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  39. 

the  Crown  does  not  now  interfere,  the  House  of  Commons  claims,  and  occasionally 
exercises,  the  right  to  compel  the  attendance  of  all  its  members  by  a  "  call  of  the  House.' 
(Hearn,  Gov.  of  Eng.  pp.  532-3.) 

Where  a  statute  provided  that  "if  any  legislative  councillor  shall  for  two  successive 
seasons  fail  to  give  his  attendance,  without  permission,  his  seat  shall  thereby  become 
vacated,"  and  a  councillor  absented  himself  during  the  whole  of  three  sessions,  having 
previously  obtained  a  permission  for  a  year,  which  period  of  time,  in  the  event,  covered 
the  whole  of  the  first  and  part  of  the  second  session  :  Held,  that  his  seat  was  vacated,  aa 
the  permission  did  not  cover  two  successive  sessions.  (Att.-CJen.  [Queensland]  t;.  Gibbon, 
12  App.  Cas.  442  ;  Dig.  of  Engl.  Case  Law,  vol.  3,  p.  493.) 


Quorum^  ^'. 

39.  Until  the  Parliament  otherwise  provides,  the  pre- 
sence of  at  least  one-third  of  the  whole  number  of  the  members 
of  the  House  of  Representatives  shall  be  necessary  to  consti- 
tute a  meeting  of  the  House  for  the  exercise  of  its  powers. 

United  States. —  .  .  .  a  majority  of  each  (House)  shall  constitute  a  quorum  to  do  business  ; 
but  a  smaller  number  ma}'  adjourn  from  day  to  day,  and  may  be  authorized  to  compel  the 
attendance  of  absent  members,  in  such  manner  and  under  such  penalties,  as  the  House 
may  provide.-  Const.  Art.  I.  sec.  v.  sub-s.  1. 

Switzerland. — In  either  Council  a  quorum  is  a  majority  of  the  total  number  of  its  members. — 
Const.  Art.  87. 

Canada. — The  presence  of  at  least  twenty  members  of  the  House  of  Commons  shall  be  necessarj- 
to  constitute  a  meeting  of  the  House  for  the  exercise  of  its  powers  ;  and  lor  that  purpose 
the  Speaker  shall  be  reckoned  as  a  member. — B.N.  A.  Act,  1867,  sec.  48. 

Germany.— To  render  action  valid,  the  presence  of  a  majority  of  the  statutory  number  of 
■   members  shall  be  required  — Const.  An.  28. 

Historical  Note. — Clause  39,  Chap.  I.  of  the  Commonwealth  Bill  of  1891,  was  in 
the  same  words,  and  was  adopted  verbatim  at  the  Adelaide  session,  1897.  In  Committee 
at  Adelaide,  Mr.  Carruthers  contended  that  the  quorum  was  too  high,  and  suggested 
•'  twenty."     This  was  negatived.     (Conv.  Deb.,  Adel. ,  p.  735.) 

§  137.    "Quorum." 

The  Constitutions  of  different  countries  vary  widelj'  as  to  the  principle  of  the  quorum 
and  the  mode  of  its  determination.  In  the  United  States,  in  Switzerland,  in  Canada, 
and  (as  regards  the  Diet)  in  Germany,  the  quorum  is  fixed  as  a  constitutional  principle.  In 
Great  Britain,  and  France,  on  the  other  hand,  the  quorum  is  regarded  as  a  matter  of 
internal  procedure,  which  each  House  determines  for  itself.  This  is  regarded  by  Dr. 
Burgess  as  a  defect,  as  it  leaves  to  the  caprice  of  an  imdefined  number  of  members  of 
each  House  the  control  over  an  important  structural  principle.  (Pol.  Science  II.,  124.) 
In  the  British  colonies  the  British  example  has  not  been  followed,  the  quorum  being 
invariably  prescribed  in  their  Constitution  Acts. 

As  to  the  proportion  of  members  which  should  form  a  quorum,  British  and  Conti- 
nental ideas  differ  widely.  On  the  Continent  of  Europe,  and  in  the  United  States  of 
America,  the  most  general  quorum  is  an  absolute  majority  of  members. 

"In  those  cases  where  the  quorum  is  fixed  by  the  Constitutions  there  is  substantial 
agreement  upon  the  principle  that  the  presence  of  a  majority  of  the  legal  number  of 
members  in  the  House  is  neces.sary  and  .sufficient  to  the  transaction  of  legislative  business. 
This  principle  is  also  adopted  as  a  rule  of  procedure  by  both  Houses  of  the  French  Legis- 
lature. The  French  Senate  requires  not  only  the  presence  of  the  majority  of  its 
membei's,  but  also  their  votes,  for  or  against  a  motion.  The  quorum  of  the  absolute 
majority,  i.e.,  the  majority  of  the  legal  number  of  members,  may  bo  .said  to  be  the 
modern  principle  in  general  legislation.  Its  reason  is  that  the  majority'  represents  in 
this  respect  the  whole,  and  is  vested  with  the  powers  of  the  whole.  If  this  were  not 
the  principle,  legi.slative  action  would  be  exposed  to  the  tricks  and  stratagems  of  the 
minority  to  an  unbearable  degree."     (Burgess,  Pol.  Science,  ii.  124-5.) 


§  137.] 


BOTH  HOUSES  OF  PARLIAMENT.  483 


In  the  British  Parliament,  on  the  other  hand,  the  qiioriim  of  the  House  of  Commons 
has,  from  very  early  times,  been  fixed  at  40,  and  that  of  the  House  of  Lords  at  3  ; 
though  the  Houses  now  number  respectisely  670  and  586  members.  Dr.  Burgess  points 
out  that  the  fact  that,  under  the  British  system,  legislation  is  controlled  by  the 
Ministry,  would  make  it  unnecessary,  and  often  inconvenient,  to  require  a  majority 
quorum.  (Pol.  Science,  ii.  125. )  In  the  Parliaments  of  British  colonies  the  quorum 
fixed  is  invariably  less  than  an  absolute  majority  ;  being  sometimes  fixed  at  one-third, 
or  one-fourth,  and  sometimes  at  an  arbitrary  number  representing  even  a  lower  pro- 
portion. 


Voting  in  House  of  Representatives. 

40.  Questions  arising  in  the  House  of  Representatives 
shall  be  determined  by  a  majority  of  votes  other  than  that  of 
the  Speaker.  The  Speaker  shall  not  vote  unless  the  numbers 
are  equal,  and  then  he  shall  have  a  casting  vote. 

Canada. — Questions  arising  in  the  House  of  Commons  shall  be  decided  by  a  majority  of  voices 
other  than  that  of  the  Speaker,  and  when  the  voices  are  equal,  but  not  otherwise,  the 
Speaker  shall  have  a  vote. — B.N.  A.  Act,  1867,  sec.  49. 

HiSTORiCAi,  Note. — In  the  Commonwealth  Bill  of  1891,  and  in  the  Adelaide  draft 
of  1897,  the  clause  was  in  substantially  the  same  form.  At  the  Sydney  session,  a  sug- 
gestion by  the  Parliament  of  Victoria  was  submitted,  to  add  a  proviso  that  "  in  case  of 
a  proposed  amendment  of  the  Constitution  the  Speaker  maj'  vote  notwithstanding  the 
votes  are  not  equal,  and  in  such  cases  he  shall  not  have  a  casting  vote."  It  was  contended 
that  in  the  important  case  of  a  constitutional  amendment,  where  an  absolute  majority 
was  required,  the  Speaker  ought  not  to  be  deprived  of  the  right  to  give  a  vote  which 
might  be  required  to  make  up  the  absolute  majority.  However,  the  amendment  was 
negatived.  (Conv.  Deb.,  Syd.  [1897],  pp.  461-3.)  At  the  Melbourne  session,  a  drafting 
amendment  was  made  after  the  fourth  report. 


PART  IV.— BOTH  HOUSES  OF  THE  PARLIAMENT. 

Right  of  electors  of  States. 

41.  No  adult  person^^  who  has  or  acquires^^  a  right  to 
vote  at  elections  for  the  more  numerous  House  of  the  Parlia- 
ment of  a  State  shall,  while  the  right  continues,  be  prevented 
by  any  law  of  the  Commonwealth  from  voting  at  elections 
for  either  house  of  the  Parliament  of  the  Commonwealth. 

Historical  Xote  — At  the  Adelaide  session  of  the  Convention,  on  the  discussion 
of  the  qualification  of  electors  of  the  House  of  Representatives  (see  Historical  Note, 
sec.  30)  Mr.  Holder  proposed  that  *'  every  man  and  woman  of  the  full  age  of  21  years, 
whose  name  has  been  registered  as  an  elector  for  at  least  six  months,  shall  be  an  elector." 
This  was  opposed  as  being  likely  to  prejudice  the  prospects  of  the  Constitution  in  the 
colonies  where  women's  suffrage  had  not  been  adopted,  and  was  negatived  bv  23  votes 
to  12. 

Mr.  Holder  then,  as  a  compromise,  moved  an  amendment  which  contained  the  germ 
of  the  above  section  ;  namely,  to  add  the  words  :  "  Xo  elector  now  possessing  the  right 
to  vote  shall  be  deprived  of  that  right."  The  object  was  to  prevent  the  Federal  Parlia- 
ment, when  declaring  a  uniform  franchise,  from  depriving  the  women  of  South  AustraL'a 


n 


484  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  41. 

of  the  right  to  vote.  Without  such  a  provision,  the  apprehension  was  expressed  that 
the  women  of  South  Australia  might  be  deprived  of  the  franchise  by  the  Federal 
Parliament,  and  such  a  possibilitj-  might  induce  them  to  vote  against  the  Constitution 
when  submitted  to  the  people.  The  proposal  was  at  first  objected  to  on  the  ground  that 
it  would  embarrass  and  fetter  the  Federal  Parliament  in  framing  a  uniform  franchise  ; 
that  it  showed  an  unreasonable  want  of  confidence  in  the  Parliament ;  that  the  Parlia- 
ment might  be  trusted  not  to  do  anything  unreasonable  or  unjust.  After  some  discussion 
the  proposal  was  moulded  into  the  following  shape  : — "But  no  elector  who  has  at  the 
establishment  of  the  Commonwealth,  or  who  afterwards  acquires  a  right  to  vote  at 
elections  for  the  more  numerous  House  of  the  Parliament  of  a  State,  shall  be  prevented 
by  any  law  of  the  Commonwealth  from  exercising  such  right  at  the  elections  for  the 
House  of  Representatives."  This  was  carried  by  18  votes  to  15.  (Conv.  Deb.,  Adel., 
pp.  715-82.) 

Subsequently  Mr.  Barton  endeavoured  to  secure  the  limitation  of  the  claiise  to 
rights  existing  at  the  establishment  oi  the  Commonwealth,  but  Mr.  Holder  opposed 
this,  contending  that  rights  existing  up  to  the  time  of  the  adoption  of  a  federal  franchise 
ought  to  be  protected.  The  amendment  was  negatived  ;  but  Mr.  Holder  met  one  of 
Mr.  Barton's  objections  by  inserting  the  words  "while  the  qualification  continues,"  so 
as  not  to  protect  any  right  which  had  been  withdrawn  by  the  State.  (Conv.  Ueb., 
Adel.,  pp.  1191-7.)  At  the  Melbourne  session,  Mr.  Barton  moved  to  limit  the  protection 
to  rights  which  any  elector  "  at  the  establishment  of  the  Commonwealth  or  afterwards 
has  under  the  law  in  force  in  any  State  at  the  establishment  of  the  Commonwealth." 
He  pointed  out  that  the  clause  as  passed  at  Adelaide  embodied  certain  anomalies  which 
were  not  intended.  He  did  not  object  to  the  provision  that  a  person  M'ho  at  the  estab- 
lishment of  the  Commonwealth  had  a  right  to  vote  at  State  elections  should  retain  a 
right  to  vote  at  Federal  elections,  and  should  not  have  that  right  taken  away  whilst  he 
remained  qualified  as  a  State  elector,  even  though  the  Commonwealth  passed  a  law  for 
a  uniform  suffrage.  But  luider  the  clause  as  passed  in  Adelaide,  a  State  might  extend 
its  franchise  after  the  establishment  of  the  Commonwealth — not  only  to  women,  but 
perhaps  to  all  persons  over  sixteen  years  of  age— and  those  persons  would  then  acquire 
an  inalienable  right  to  vote  at  federal  elections.  He  thought  that  went  too  far.  Mr. 
Holder,  however,  and  those  who  thought  with  him,  were  unable  to  accept  this  amend- 
ment. They  wished  to  secure  the  franchise  to  women  in  every  State  which  should 
adopt  adult  suffrage  after  the  establishment  of  the  Commonwealth,  but  before  the  fixing 
of  a  federal  franchise.  They  were  willing  to  meet  Mr.  Barton  on  the  question  of  the 
infant  vote,  and  finally  he  withdrew  his  amendment  with  a  view  to  insert,  after 
"afterwards,"  the  words  "being  an  adult."  (Conv.  Deb.,  Melb.,  pp.  1840-55.)  Verbal 
amendments  ■wei-e  made  after  the  fourth  report.     (See  Conv.  Deb.,  Melb.,  pp.  2447-8.) 

§  138.    '\No  Adult  Person." 

The  intention  of  the  section  is  that  when  the  Federal  Parliament  adopts  a  federal 
franchise  it  may  not  deprive  any  adult  person  of  the  right  to  vote  at  Federal  elections, 
who,  at  that  time,  has  a  right  to  vote  at  elections  for  the  more  numerous  House  of  the 
Parliament  of  his  or  her  State.  The  interpietation  of  the  section,  however,  is  a  matter 
of  considerable  difficulty.  The  chief  question  is  whether  it  merely  preserves  to 
individual  persons  a  right  to  vote  at  Federal  elections,  notwithstanding  that  the  general 
qualification  prescribed  by  the  Parliament  does  not  include  them  ;  or  whether  it  prevents 
the  Parliament  from  prescribing  any  franchise  for  the  Commonwealth  which  does  not 
extend  throughout  the  Commonwealth  every  franchise  existing,  with  respect  to  adult 
persons  in  any  State.  The  latter  view — that  Parliament  cannot  pass  any  but  a  uniform 
franchise,  and  that  such  uniform  franchise  must  level  up  the  franchise  in  every  State  to 
the  level  of  the  widest  suffrage  then  existing— seems  to  have  been  hehl  by  several 
members  of  the  Convention.  (See  Conv.  Deb.,  Adel.,  pp.  715-25;  1191-7;  Melb., 
pp.  1840-55.) 


§§  138-139]  BOTH  HOUSES  OF  PARLIAMENT.  48.". 

It  would  seem  that  the  words  of  the  Constitution  do  not  justify  this  view.  The 
power  of  the  Parliament  to  deal  with  the  qualification  is  derived  from  the  provision  in 
sec.  .SO  that  "until  the  Parliament  otherwise  provides"  the  qualification  of  Federal 
electors  in  each  State  shall  be  that  prescribed  by  the  State  for  the  electors  of  the 
Legislative  Assembly  of  the  State.  By  \nrtue  of  that  provision,  the  Parliament  has 
power  (sec.  51 — xxxvi. )  to  make  laws  for  the  peace,  welfare,  and  good  government  of  the 
Commonwealth  with  respect  to  the  qualification  of  federal  electors.  The  Constitution 
does  not  speak  of  a  "uniform  qualification"  (except  incidentally  in  sec  128),  and  does 
not  restrict  the  Parliament  to  prescribing  a  complete  franchise  or  none. 

It  was  even  suggested  by  Mr.  Higgins  and  Mr.  O'Connor  (Conv.  Deb.,  Melb., 
pp.  1846-7)  that,  as  a  matter  of  strict  law,  the  Parliament  may  prescribe  different 
franchises  in  different  States.  This  proposition  seems  much  too  broad  ;  it  would  seem 
(see  Xote  §  161,  "  Peace.  Order  and  Good  Government,"  infra)  that  a  federal  law  cannot 
discriminate  between  one  State  and  another.  But  here  a  diversity  of  franchise  in  the 
different  States  is  recognized  by  the  Constitution  itself,  and  it  may  be  fairly  argued  that 
any  federal  law  of  uniform  application,  purporting  to  define  in  part  or  in  whole  the 
federal  qualification,  would — subject  to  the  rights  reserved  by  this  section — be  good  and 
valid,  notwithstanding  that  it  did  not  wholly  remove  this  diversity.  ITiis  contention 
may  be  best  explained  by  two  illustrations.  It  seems  clear  that  the  Federal  Parliament 
might  lawfully  pass  a  prohibitive  law  (somewhat  in  the  manner  of  the  Fifteenth  Amend- 
ment of  the  Constitution  of  the  United  States)  in  such  terms  as  these  : — 

"  Notwithstanding  the  qualification  which  may  be  prescribed  by  the  law  of  a  State 
as  the  qualification  of  electors  for  the  more  numerous  House  of  the  Parliament  of  the 
State,  no  person  otherwise  qualified  by  the  law  of  the  State  shall  be  prevented  from 
voting  at  elections  for  either  House  of  the  Parliament  of  the  Commonwealth  by  reason 
only  that  such  person  does  not  possess  a  property  qualification  or  a  qualification  based 
on  income  or  earnings."' 

There  would  be  no  want  of  uniformity  in  such  a  law  :  on  the  contrary,  it  would 
remove  a  discrimination  which  at  present  exists.  True,  the  whole  franchise  would  not 
be  uniform,  but  it  would  be  more  nearly  uniform  than  at  present,  and  the  diversity 
would  be  due,  not  to  the  Federal  Parliament,  but  to  the  Constitution  itself.  (Burgess. 
Political  Sc  II.  p.  42.)  Again,  it  is  conceived  that  it  would  also  be  competent  for  the 
Parliament  to  prescribe  a  franchise  affirmatively  by  such  a  law  as  the  following  : — 

"  Every  male  adult  subject  of  the  Queen,  who  has  been  resident  for  one  year  within 
the  Commonwealth  and  for  three  months  in  any  federal  electorate  or  electoral  division 
shall,  unless  disqualified  by  this  Act.  be  entitled  to  vote  in  such  division  at  the  election 
of  members  of  either  House  of  the  Parliament.  Persons  of  unsound  mind,  or  in  receipt 
of  eleemosynary  aid,  or  under  sentence  for  any  offence,  are  disqualified.  Provided  that 
this  Act  shall  not  be  deemed  to  disqualifj*  any  adult  person  who  under  section  41  of  the 
Constitution  of  the  Commonwealth  has  a  right  to  vote  at  such  election." 

In  such  a  law,  again,  there  would  be  no  want  of  uniformity  ;  it  would  be  distinctly 
in  the  direction  of  uniformity  ;  and  the  diversity  which  still  remained  would  be  due,  not 
to  the  Federal  Parliament,  but  to  the  particular  individual  rights  reserve<i  by  the  Con- 
itution  itself. 

To  hold  that  such  laws  as  these  were  unconstitutional,  because  they  fell  short  of 

-tablishing  a  uniform  franchise  throughout  the  Commonwealth,  would  be  to  hold  that 

lue  Federal  Parliament  is  powerless  to  move  a  single  step  in  the  direction  of  imifonnity 

unless  it  is  prepared  to  adopt  full  manhood  and  womanhood  suffrage.     This  section,  it  is 

intended,  imposes  no  such  prohibition.      It  does  not  forbid  the  Parliament  to  pass 

;  anchise  laws  which  do  not  fulfil  certain  conditions,  but  preserves  the  right  of  certain 

persons,  described  in  the  section,  to  vote  notwithstanding  such  laws. 

^  139.    *'Has  or  Acquires." 

The  word  "has"  apparently  refers  to  rights  in  existence  at  the  establishment  of 
the  Commonwealth;  the  word  "acquires"  to  rights  acquired  after  that  time.  At 
Adelaide  (Conv.  Deb.,  pp.  1191-7)  Mr.  Barton   endeavoured  to  secure  the  limitation  of 


486  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  41. 

the  clause  to  rights  existing  at  the  establishment  of  the  Commonwealth,  but  was 
defeated.  At  Melbourne  (Conv.  Deb.,  pp.  1840-53)  he  endeavoured  to  limit  it  to  rights 
acquired,  before  or  after  the  establishment  of  the  Commonwealth,  under  a  State  law  in 
force  at  the  establishmeirt  of  the  Commonwealth.  This  he  ultimately  withdrew  on  the 
insertion  of  the  word  "  adult." 

It  is  clear  that  a  right  under  this  section  to  vote  at  federal  elections  can  be  acquired 
after  the  establishment  of  the  Commonwealth,  but  it  is  not  so  clear  that  such  a  right 
can  be  acquired  after  the  passing  of  a  federal  franchise  law,  or  under  State  laws  passed 
after  the  passing  of  such  federal  law.  Three  possible  interpretations  may  be  sug- 
gested :  — 

(1.)  That  the  right  may  be  acquired  at  any  time,  under  a  State  law  passed  at 

any  time. 
(2. )  That  the  right  may  be  acquired  at  any  time,  but  only  under  a  State  law 

passed  before  a  federal  franchise  is  fixed. 
(3.)  That  the  right  must  be  acquired  by  the   "  adult  person  "   concerned  before 
the  federal  franchise  is  fixed. 
It  seems  clear  from  the  following  extracts  that  the  first  of  these  interpretations  was 
not  intended  by  Mr.  Holder,  the  author  of  the  clause : — 

"  There  is  a  stage  up  to  which  the  franchise  is  purely  a  State  question,  and  the 
regulation  of  the  franchise  is  within  the  power  and  authority  of  the  State.  The  moment 
that  ends  is  when  the  Federal  Parliament  passes  a  law  fixing  the  franchise.  What  I 
want  is  that  so  long  as  the  State  is  free  to  fix  the  franchise,  any  franchise  they  give 
shall  be  protected  afterwards.  .  .  .  The  right  of  the  State  to  alter  the  franchise 
continues,  not  up  to  the  time  of  the  formation  of  the  Constitution,  but  up  to  the  time 
that  the  Federal  Parliament  frames  a  franchise,  and  I  want  all  the  rights  granted  up  to 
that  time  preserved  in  the  future.  [3lr.  Peacock :  If  the  Federal  Legislature  has  legis- 
lated ?]  No.  I  want  the  States  to  have  their  rights  with  regard  to  the  franchise  unim- 
paired up  to  the  day  when  the  federal  franchise  is  indicated,  and  that  whatever  the  fran- 
chise shall  be  at  that  date  it  shall  be  preserved,  and  so  that  no  person  having  a  right  up  to 
that  date  shall  have  it  taken  from  him,  and  that  this  shall  apply  not  only  to  South 
Australia,  but  also  to  other  colonies  who  may  widen  their  franchise  before  the  federal 
franchise  is  provided."     (Mr.  Holder,  Conv.  Deb.,  Adel.,  p.  1195.) 

"  I  want  the  right  of  the  State  Parliament  to  be  protected  up  to  the  moment  when 
the  Federal  Parliament  moves."     (Mr.  Holder,  Conv.  Deb.,  Melb.,  p.  1843.) 

These  quotations  make  it  clear  that  Mr.  Holder  did  not  contemplate  the  first  inter- 
pretation, but  his  expressions  seem  to  waver  between  the  second  and  the  third.  In  one 
passage  he  speaks  of  persons  havimj  a  right  when  the  federal  franchise  is  framed — words 
which  seem  to  contemplate  the  third  interpretation  ;  whilst  elsewhere  he  speaks  of  pro- 
tecting the  State  franchise  as  it  existed  at  that  date — words  which  involve  the  second 
interpretation.  The  latter  seems  to  accord  better  with  his  general  object  of  securing  the 
federal  franchise  to  women  in  those  States  where  adult  suffrage  might  exist  when  the 
federal  franchise  was  framed. 

Let  us  illustrate  these  distinctions.  Suppose  that  the  Federal  Parliament  fixes  a 
federal  franchise,  such  as  suggested  above,  for  male  adults  ;  and  that  afterwards  Victoria 
passes  a  lav  extending  the  Victorian  franchise  to  women.  In  South  Australia  the 
franchise  was  extended  to  women  before  the  federal  franchise  was  fixed.  Then  the 
three  questions  are  : — 

[I.)  Are  Victorian  women  entitled  to  vote  at  federal  elections  ? 
(2.)  Is  a  South  Australian  woman,  who  has  come  of  age  since  the  federal  fran- 
chise was  fixed,  entitled  to  vote  at  federal  elections  ;  or 
(3. )  Are  only  those  South  Australian  women  who  were  qualified  voters  at  tl»e 
date  of  the  federal  law  entitled  to  vote  at  federal  elections? 
Mr.   Holder's  intention   was   that   Victorian   women,    under   those   circumstances, 
should  not  be  so  entitled  ;  though  if  the  Victorian  law  had  been  passed  before  the  federal 
franchise,  it  would  have  Leen  otherwise.     But  he  probably  intended  that  South  Austra- 


4  139.] 


BOTH  HOUSES  OF  PARLIAMENT.  487 


lian  women  should  be  entitled  to  vote,  whether  actually  qualified  before  or  after  the 
federal  law,  because  the  franchise  under  which  they  claim  was  in  existence  before  the 
federal  law. 

That  being  the  apparent  intention,  as  collected  from  the  debates,  it  remains  to  con- 
sider the  real  intention  as  expressed  by  the  section  itself.     "  Xo  adult  person  who  has  or 
acquires  a  right "  to  vote  at   State  elections  "  shall,  while  the  right  continues,  be  pre- 
vented b}-  any  law  of  the  Commonwealth "    from   voting  at    federal   elections.     The 
Federal  Parliament  being  empowered  to  deal  with  the  qualification,   it  is  not  to  be  pre- 
sumed that  it  wa.s  intended  that  the  State  Parliament  should  be  able,  after  the  Federal 
,     Parliament  had  legislated,  to  confer  by  fresh  legislation  any  further  right  of  voting  at 
I    federal  elections.     Apparently  the  only  logical  way  to  gather  this  interpretation  from 
I    the  section,  is  either  (1)  to  construe  "acquires"  as  meaning  "acquires  before  the  fram- 
1    ing  the  federal  franchise  ;  "  or  (2)  to  construe  the  word  "  prevented  "  as  descriptive  of  a 
;    deprivation  taking  effect  at  the  time  of  passing  of  the  federal  law — not  a  continuous  depri- 
1    vation  enuring  under  the  federal  law.     The  effect  of  both  these  readings  is  the  same  ;.and 
it  is  submitted  that  this  is  the  true  construction — though  it  may  certainly  be  argued 
that  "  acquires  "  is  not  expressly  limited  in  point  of  time,  and  that  a  law  which  restricts 
the  franchise  to  certain  persons  "  prevents  "  all  other  persons  from  voting  so  long  as  it 
remains  in  force. 

If  this  be  granted,  it  becomes  necessary  to  consider  when  a  person   "  acquires  "  a 

right  to  vote  ;  at  the  time  when  he — or  she— individually  becomes  qualifiwi,  or  at  the 

time  when  the  franchise  under  which  he  claims  is  enacted.     Apart  from  the  context, 

there  could  be  hardly  any  doubt  that  no  person  can  be  said  to  have  a  right  to  vote  until 

his  qualification  is  complete.     The  other  construction  can  only  be  argued  on  the  assurap- 

n  that  a  law  giving  the  franchise  to  a  certain  class  of  persons  confers  a  potential  or 

iioate  right  on  all  persons  of  that  class — bom  or  unborn— from  the  date  of  the  passing 

:lie  law  ;  or  else  that  the  section  refers  to  the  right  of  the  person,  not  as  an  individual, 

"  as  one  of  a  class.     Either  construction  is  very  forced.     A  right  would  seem  to  mean  a 

■uplete  right ;  and  the  words  "  no  adult  person  "  make  no  allusion  to  a  class,  but  single 

;:  the  case   of  each  individual  person  to  be  dealt  with  on  its  merits.     Xo  mention  is 

made  of  the  law  under  which  such  person  claims  the  right,  and  it  would  seem  that,  if  the 

te  when  the  right  was  acquired  is  material,  we   must  look  to  the  date  when  it  was 

uallj'  acquired  by  the  person  iu  question,  not  the  date  when  it  was  conferred  by  law 

•  lion  all  persons  of  a  certain  class. 


Oath  or  affirmation  of  allegiance. 

42.  Every  senator  and  every  member  of  the  House  of 
jRepresentatives  shall  before  taking  his  seat  make  and  sub- 
scribe before  the  Governor-General,  or  some  person  authorised 
|by  him,  an  oath  or  affirmation^*^  of  allegiance  in  the  form  set 
'forth  in  the  schedule  to  this  Constitution. 

Casada. — Everj-  mem1>er  of  the  Senate  or  House  of  Commons  of  Canada  shall,  before  taking 
his  seat  therein,  subscribe  before  the  Governor-General  or  some  person  authorized  by  him 
.  .  .  .  the  oath  of  allegiance  contained  in  the  fifth  Schedule  to  this  Act. — B.N.A.'  Act, 
1867,  sec.  128. 

Historical  Xote.— Clause  5,  Chap.  I.,  of  the  Commonwealth  Bill  of  1891  was  in 
Imost  identical  words,  and  was  adopted  at  the  Adelaide  session,  1897.  At  the  Mel- 
•oume  session,  verbal  amendments  were  made  before  the  first  report  and  after  the 
ourth  report.  In  the  Bill  as  introduced  into  the  Imperial  Parliament  (when  the  Con- 
titution  was  placed  as  a  schedule  to  the  Act),  the  words  "  to  this  Constitution  "  were 
Idded  after  "  schedule  "  in  this  section. 


488  COMMENTARIES  ON  THE  CONSTITUTION.        [See.  43, 

§  140.    "Oath  or  Affirmation." 

There  are  two  forms  of  oath  known  in  modern  legal  and  official  proceedings  ;  first 
the  adjuration  bj^  invocation  of  the  Deity,  with  uplifted  hand,  commonly  called  the 
Scotch  oath  ;  secondly,  the  ordinary  oath  on  the  Bible,  ending  with  the  words  "  So 
help  me  God."  An  affirmation  is  a  solemn  assertion  or  denial,  omitting  the  invocation 
of  the  Deity. 

Since  the  year  15,34  it  has  been  customary  for  members  of  both  Houses  of  Parlia- 
ment to  take  the  oath  of  allegiance.  (Anson,  Law  and  Custom  of  the  Constitution, 
Srded.  p.  6.) 

An  unsworn  member  is  only  debarred  from  sitting  or  voting  ;  he  is  entitled  to  all 
the  other  rights,  privileges,  and  immunities  of  a  member.  His  seat,  however,  is  liable 
to  forfeiture  if  he  fails  to  attend  the  House  for  a  specified  time.  (See  sections  20 
and  38.) 

By  the  English  Parliamentary  Oaths  Act,  1866  (29  and  30  Vic.  c.  19),  one  uniform 
oath,  containing  no  reference  to  Christianity,  was  prescribed  for  members  of  the  House 
of  Commons.  By  the  Promissory  Oaths  Act,  1868  (31  and  32  Vic.  c.  72),  the  form  of 
oath  which  appears  in  the  schedule  to  this  Constitution  was  adopted.  In  1888,  an  Act 
was  passed  (51  and  52  Vic.  c.  46)  enabling  members  of  the  House  of  Commons,  who 
objected  to  be  sworn  on  the  ground  that  the  taking  of  an  oath  was  contrary  to  their 
religious  belief,  to  make  a  solemn  affirmation  in  lieu  of  an  oath.  The  affirmation  pre- 
scribed begins  with  the  words  "I,  ^4.5.,  do  solemnly,  sincerely,  and  truly  declare  and 
affirm,"  followed  by  the  other  words  required  by  law,  and  omitting  anj'^  imprecation. 
This  Act  was  passed  as  a  result  of  Mr.  Bradlaugh's  celebrated  contest  with  the  House  of 
Commons.     (Attorney-General  v.  Bradlaugh,  14  Q.B  D.  667.) 


I 


Member  of  one  House  ineligible  for  other. 

43.  A  member  of  either  House  of  the  Parliament  shall 
be  incapable  of  being  chosen  or  of  sitting  as  a  member  of  the 
other  House^". 

Canada. — A  Senator  shall  not  be  capable  of  being  elected  or  of  sitting  or  voting  as  a  member  of 
the  House  of  Commons.— B.N.A.  Act,  1867,  sec.  39. 

Historical,  Notk.— Clause  33,  Chap.  I.,  of  the  Commonwealth  Bill  of  1891  provides 
that  ' '  A  Senator  shall  not  be  capable  of  being  elected  or  of  sitting  as  a  member  of  the 
House  of  Representatives,"  and  the  same  clause  was  adopted  at  the  Adelaide  session, 
1897.  At  the  Sydney  session,  a  suggestion  of  the  Legislature  of  Tasmania,  to  omit  the 
clause  and  substitute  a  provision  applying  to  both  Houses,  was  adopted.  (Conv.  Deb., 
Syd.  [1897],  pp.  459-60,  992-3,  1011.)  At  the  Melbourne  session,  verbal  amendments 
were  made  before  the  first  report,  and  after  tlie  fourth  report. 

In  Chap.  V.  of  the  Commonwealth  Bill  of  1891  there  were  two  clauses  (10  and  11) 
prohibiting  a  member  of  either  House  of  the  Federal  Parliament  from  being  chosen  or 
sitting  as  a  member  of  either  House  of  a  State  Parliament,  and  providing  that  if  a 
member  of  a  State  Parliament  were  elected  to  the  Federal  Parliament,  his  seat  in  the 
State  Parliament  should  become  vacant.  (Conv.  Deb.,  Syd.  [1891],  pp.  877-83.)  In  the 
Adelaide  draft  of  1897  these  clauses  were  omitted,  and  in  Committee,  Sir  Kdward 
Braddon  moved  their  insertion.  It  was  thought,  however,  that  it  might  be  left  to  each 
State,  if  it  thought  fit,  to  disqualify  members  of  the  Federal  Parliament  from  sitting  in  the 
State  Parliament,  and  the  clauses  were  negatived.  (Conv.  Deb.,  Adel.,  1181-2.)  At  the 
Sydney  session,  a  suggestion  by  the  Legislature  of  Tasmania,  that  a  member  of  a  Stat« 
Parliament  should  be  incapable  of  sitting  in  either  House  of  the  Parliament  of  the  Com- 
monwealth, was  negatived.     (Conv.  Deb.,  Syd.  [1897],  pp.  996-1011.) 


§  Ui]  BOTH  HOUSES  OF  PARLIAMENT.  489 

§  141.    ''  A  Member  of  the  Other  House.** 

"  English  peers  are  ineligible  to  the  House  of  Commons,  as  having  a  seat  in  the 
Upper  House  ;  and  Scotch  peers,  as  being  represented  there  by    virtue  of  the  Act  of 
Union  ;  but  Irish  peers,  unless  elected  as  one  of  the  representative  peers  of  Ireland,  may 
i       sit  for  any  place  in  Great  Britain."    (May's  Pari.  Prac.  10th  ed.  p.  229.) 

A  provision  to  this  eflfect,   founded  on  the  constitutional  practice  of  the  Imperial 
I       Parliament,  is  common  to  the  Constitations  of  all  the  Australian  colonies. 


Disqualification  •  * ' . 

44.  Any  person  who — 

(i.)  Is   under  any   acknowledgment    of    allegiance, 
obedience,  or  adherence^*^  to  a  foreign  power, 
or  is  a  subject  or  a  citizen^*^  or  entitled  to  the 
rights  or  privileges  of  a  subject  or  a  citizen 
of  a  foreign  power  :  or 
(ii.)  Is  attainted  of  treason"^,  or  has  been  convicted 
and   is    under   sentence,    or    subject    to    be 
sentenced,  for  any  offence"*'  punishable  under 
the  law  of  the  Conamonwealth  or  of  a  State 
by  imprisonment  for  one  year  or  longer  :  or 
(iii.)  Is  an  undischarged  bankrupt  or  insolvent :  or 
(iv.)  Holds  any  office  of  profit  under  the  Crown"*^,  or 
any  pension"®  payable  during  the  pleasure  of 
the  Crown  out  of  any  of  the  revenues  of  the 
Commonwealth  :  or 
(v.)  Has  any  direct  or  indirect  pecuniary  interest  in 
any  agreement  "^  with  the  Public  Service  of 
the    Commonwealth    otherwise    than    as    a 
member    and    in    common    with    the    other 
members  of  an  incorporated  company  consist- 
ing of  more  than  twenty-five  persons  : 
shall  be  incapable  of  being  chosen  or  of  sitting  as  a  senator  or 
a  member  of  the  House  of  Representatives. 

But  sub-section  iv.  does  not  apply  to  the  office  of  any  of 
the  Queen's  Ministers  of  State  for  the  Commonwealth^^",  or 
of  any  of  the  Queen's  Ministers  for  a  State^^\  or  to  the  receipt 
^^P^y>  balf  pay,  or  a  pension  by  any  person  as  an  officer  or 
member  of  the  Queen's  navy  or  army^^^,  or  to  the  receipt  of 
pay  as  an  officer  or  member  of  the  naval  or  military  forces  of 


490  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  44. 

the  Commonwealth  by  any  person  whose  services  are  not 
wholly  employed  by  the  Commonwealth. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  the  provisions  as  to  dis- 
qualifications and  vacancies  were  contained  in  clauses  46,  47,  48,  and  49  of  Chap.  I. 
Clause  46  provided  for  the  disqualification  of  persons  under  certain  disabilities  ;   clause 

47  declared  vacant  the  seats  of  members  becoming  .subject  to  such  disabilities  ;   clause 

48  provided  for  both  disqualification  and  vacancy  in  case  of  contractors  ;  and  clause  49 
did  the  same  in  the  case  of  persons  holding  or  taking  an  office  of  profit  under  the  Crown. 
The  same  arrangement  was  followed  in  the  Adelaide  draft  of  1897  ;  but  at  the  Mel- 
bourne session,  before  the  first  report,  the  four  clauses  were  re-arranged  into  two  :  one 
disabling  certain  persons  from  being  chosen  or  sitting  as  members,  the  other  vacating 
the  seats  of  members  in  certain  cases.  The  debates  will  be  most  conveniently  referred 
to  under  the  heads  of  the  several  disabilities  : 

Foreign  Allegiance. — At  the  Adelaide  session,  Mr.  Gordon  suggested  the  insertion 
of  words  removing  the  disability  of  a  person  who  has  taken  an  oath  of  foreign  allegiance, 
if  he  since  become  a  naturalized  British  subject.  No  amendment  was  moved.  (Conv. 
Deb.,  Adel.,  p.  736.) 

Attainder  or  Conviction. — In  the  Commonwealth  Bill  of  1891,  the  provision  was  that 
a  person  "attainted  of  treason,  or  convicted  of  felony  or  any  infamous  crime "  should 
be  incapable  "  until  the  disability  is  removed  by  .  .  .  the  expiration  or  remission  of 
the  sentence,  or  a  pardon,  or  release,  or  otherwise."  In  Committee,  Mr.  Wrixon 
objected  to  the  express  provision  that  an  ex-convict  might  be  a  member  of  Parliament, 
and  proposed  to  make  the  disqualification  permanent ;  but  this  was  negatived  by  27 
votes  to  9.  (Conv.  Deb.,  Syd.  [1891],  pp.  ei55-9.)  At  the  Sydney  session,  1897,  Mr. 
Barton  mentioned  a  suggestion  by  Sir  Samuel  Griffith  to  substitute  more  precise  tenns 
for  "felony  or  other  infamous  crime."  (Conv.  Deb.,  Syd.  [1897],  pp.  1020-2.)  Accord- 
ingly at  the  Melbourne  session,  before  the  first  report  and  after  the  fourth  report,  the 
provision  was  altered  to  its  present  form.     (See  Conv.  Deb.,  Melb.,  p.  2445.) 

Bankruptcy  or  Insolvency. — At  the  Sydney  session,  1897,  a  suggestion  by  the  Legis- 
lative Assembly  of  New  South  Wales,  to  omit  the  disqualification  of  "  an  undischarged 
bankrupt  or  insolvent  or  a  public  defaulter  "  was  supported  by  Mr.  Carruthers,  but  was 
negatived.  (Conv.  Deb.,  Syd.  [1897],  pp.  1015-9.)  The  same  omission  was  again  moved 
by  Mr.  Carruthers  at  the  Melbourne  session.  It  was  argued  on  the  one  hand  that  bank- 
ruptcy did  not  necessarily  involve  moral  delinquency  ;  and  on  the  other  that,  for  the 
public  security,  a  bankrupt  ought  to  be  disqualified  until  the  court  has  pronounced  upon 
his  conduct  and  given  him  a  discharge.  The  amendment  was  again  negatived.  (Conv. 
Deb.,  Melb.,  pp.  1931-41.) 

Office  of  Profit.— Conv.  Deb.,  Syd.  (1891),  pp.  660-2,898;  Conv.  Deb. ,  Adel. ,  pp. 
754-6  ;  Conv.  Deb.,  Syd.  (1897),  pp.  1028-9,  At  the  Melbourne  session.  Sir  John 
Forrest  moved  to  insert  an  exemption  in  favour  of  "any  of  the  Queen's  Ministers  iu  a 
State,"  which  was  agreed  to.     (Conv.  Deb.,  Melb.,  pp.  1941-2.     See  ib.  p.  2448.) 

At  the  Adelaide  session,  Sir  Geo.  Turner  suggested  the  insertion  of  a  provision 
similar  to  section  6  of  the  Constitution  of  Victoria,  making  it  penal  for  any  person, 
while  he  is  a  member  of  Parliament,  or  within  six  months  after  ceasing  to  be  a  member, 
to  accept  any  office  of  profit  under  the  Crown.  After  debate  a  proposal  was  made  by 
Sir  William  Zeal,  to  the  effect  that  until  the  Parliament  otherwise  provides,  no  person 
while  a  member  or  within  six  months  of  ceasing  to  be  a  member  sliould  hold  or  take  any 
oflBce  which  would  disqualify  a  person  from  being  chosen  or  sitting  as  a  member.  This 
was  carried  by  19  votes  to  18.  (Conv.  Deb.,  Adel.,  pp.  739-53,  1198.)  At  the  Sydney 
session,  a  suggestion  by  the  Legislative  Council  of  New  South  Wale.s,  that  this  provision 
be  omitted,  was  agreed  to  by  19  votes  to  10.     (Conv.  Deb.,  Syd.  [1897],  pp.  1029-:34,) 


§4  U2.U4.]  BOTH  HOUSES  OF  PARLIAMENT.  491 

Agreement  xcith  the  Public  Service. — Conv.  Deb.,  Adel.,  pp.  736-7  ;  Conv.  Deb.,  Syd. 
<1897).  pp.  1022-8. 

General. — At  the  Sj'dney  session,  1897,  Mr.  Glynn,  in  accordance  with  one  of  three 
alternative  suggestions  made  by  Sir  Samuel  Griffith,  proposed  to  insert  at  the  beginning 
of  the  clause  the  words  "  until  the  Parliament  otherwise  provides."     This  was  negatived* 
by  26  votes  to  8.     (Conv.  Deb.,  Syd.  [1897],  pp.  1012-5.) 

§  142.     "Disqualification." 

Section  44  enumerates  different  kinds  of  status  which,  while  they  continue,  render 
*'  any  person  "  incapable  of  being  chosen  or  of  sitting  as  a  senator  or  a  member.     That  is 
to  say,  the  continuance  of  the   disqualifying  status  makes  a  "  person  "  incapable  of 
becoming  or  being  a  senator  or  a  member. 
I  If  a  disqualified  person  is  declared  duly  elected,  he  is  nevertheless  not  chosen  within 

I  the  meaning  of  the  Constitution,  and  accordingly  is  not  a  senator  or  a  member.  He  is 
t  forbidden  to  sit  as  a  senator  or  a  member,  and  is  liable  to  a  penalty  if  he  does  so  sit. 
j  This  section  does  not,  like  the  next  section,  declare  that  '*  his  place  shall  become 
i  vacant,"  because  he  is  incapable  of  having  a  place.  The  proper  course  for  the  House, 
;  upon  proof  of  the  disqualification,  is  either  (1)  to  declare  the  candidate  next  on  the  poll 
1  dulv  elected,  or  (2)  to  declare  that  the  seat  is  vacant — not  that  "his  place  is  become 
I  vacant  " — and  require  another  election. 
i 

!  §  143.    ''  Allegiance,    Obedience,  or  Adherence." 

Allegiance  is   the   lawful  obedience  which  a  subject   is  bound   to   render  to  his 

jsovereigu.      Allegiance   is   of  three   kinds:  natural,   acquired,    or  local.      (1)  Natural 

1  allegiance  is  that  which  every  subject  bom  from  his  birth  owes  to  his  sovereign.     He  is 

'said  to  be  a  natural  liegeman,  as  the  sovereign  is  said  to  be  his  natural  liege  lord. 

(2)  Allegiance   is   acquired   where   one   is   naturalized,    or   made   a   denizen.      (3)  The 

allegiance  owed  by  every  resident  in  the  British  dominions  for  the  protection  he  enjoys  is 

called  local.     It  is  customarj-,   however,   at  the  present  day  to  restrict  the  use  of  the 

word  to  the  first  and   second   of  these — the   bond   which  attaches   a   subject   to   his 

sovereign— though  some  authors  still  speak  of  "  local  allegiance  "  as  due  by  both  British 

subjects  and  aliens  alike,  while  within  the  dominions  of  the  Crown,  to  distinguish  it 

:rom  the  allegiance  due  by  British  subjects  on  foreign  soil,  and  entitling  them  also  to 

protection  there.     Under  British  law,  until  the  Naturalization  Act  of  1870,  no  natural- 

X)m  British  subject  could  divest  himself  of  his  allegiance  ;  but  since  that  Act  he  may 

nake  a  declaration   of  alienage,    and   thereafter   he   ceases   to    be  a   British   subject. 

aliens,  on  naturalization,  are  required  to  take  an  oath  of  allegiance  (see  Naturalization 

\.ct,  1870,  33  and  34  Vic.  c.  14,  s.  9  ;  Naturalization  Oaths  Act,   1870,  33  and  34  Vic. 

:.  102  ;  and  Regulations  issued  by  the  Home  Office  in  exercise  of  the  powers  contained 

In  the  Naturalization  Acts,  1870.      Encyclopedia  of  the  Laws  of  England,  vol.  i.  p.  225.) 

§  144.    "A  Subject  or  a  Citizen." 

A  subject  is  one  who,  from  his  birth  or  oath,  owes  lawful  obedience  or  allegiance  to 

-  liege  lord  or  sovereign.    "  Citizen  "  is  the  term  usually  employed,  under  a  republican 

111  of  government,   as  the  equivalent  of  "subject"  in  monarchies  of  feudal  origin. 

jEncy.  of  the  Laws  of  Eng.,  iii.  p.  35. )     See  Note  §  463  infra,  "  Subject  of  the  Queen." 

1  "  While  the  active  duties  of  the  citizen  of  a  Commonwealth  can  hardly  be  dis- 
Wged  lieyond  the  territories  of  that  Commonwealth,  the  duties  of  the  subject  of  a 
ing,  the  subject,  that  is,  of  a  personal  master,  are  as  binding  on  one  part  of  the  earth's 
irface  as  on  another.  I  have  just  used  words  which  go  to  the  root  of  the  matter.  I 
ave  used  words  '  citizen  '  and  '  subject.'  The  difference  between  the  two  conceptions 
in  nowhere  put  on  a  more  living  shape  than  in  the  use  of  those  two  names.  The  Greek 
ould  have  deemed  himself  degraded  by  the  name  of  'subject.'  To  him  the  word 
lat  best  translates  it  expressed  the  position  of  men  who,  either  in  their  own  persons  or 


492  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.M. 

in  the  person  of  the  cities  to  which  they  belonged,  were  shorn  of  the  common  rights  of 
every  citj%  of  every  citizen.  We  use  the  word  '  subject'  daily  without  any  feeling  of 
being  lowered  by  it.  It  has  become  so  familiar  that  it  is  assumed  as  the  natural  phraae 
to  express  membership  of  a  political  body,  and  it  is  often  used  when  it  is  quite  out  of 
place.  I  once  read,  and  that  in  a  formal  document,  of  a  'Swiss  subject,'  and  I  had  the. 
pleasure  of  explaining  that  there  had  been  no  subjects,  no  Unterthanen,  in  Switzerland 
since  1798.  And  the  question  comes,  What  are  we  to  say  instead  ?  '  Swiss  citizen,'  'French 
citizen,'  '  citizen  of  the  United  States,'  have  this  awkwardness  about  them,  that  the 
community  whose  membership  they  express  is  not  a  city.  The  very  awkwardness  pointa 
to  the  main  difference  between  the  world  of  old  Hellas  and  the  world  of  modern  Europe, 
the  difference  in  scale.  Be  it  kingdom  or  be  it  commonwealtli,  the  State  with  which 
modern  politics  have  to  deal  is  not  a  city  but  something  vastly  greater."  (Freeman, 
Greater  Greece  and  Greater  Britain,  pp.  23-24.) 

§  145.    "  Attainted  of  Treason." 

In  1870  O'Donovan  Rossa,  a  convict  in  prison  under  sentence  of  penal  servitude  for 
life  for  felony  under  the  Treason-Felony  Act,  11  and  12  Vic.  c.  12,  was  returned  aa 
member  of  the  House  of  Commons  for  the  County  of  Tipperary.  It  was  contended  that 
as  he  was  not  "attainted  of  treason"  there  was  no  disqualification,  but  the  House 
determined  that  "  John  O'Donovan  Rossa  having  been  adjudged  guilty  of  felony  and 
sentenced  to  penal  servitude  for  life,  and  being  now  imprisoned  under  such  sentence,  he 
has  become  and  still  continues  incapable  of  being  elected  or  returned  as  a  member  of  the 
House,"  and  a  new  writ  was  issued. 

§  146.    "Or  has  been  Convicted,  and  is  Under  Sentence 

for  any  Offence." 

An  ofiFence  is  some  act  or  omission  which  is  triable  and  punishable,  either  on 
indictment  or  information,  in  a  superior  court  before  a  jury,  such  as  a  felony  or 
misdemeanor,  or  summarily  before  Justices,  according  to  the  direction  of  the  law 
creating  the  offence.  A  person  convicted  of  an  offence  of  any  description  against  the 
law  of  the  Commonwealth  or  against  the  law  of  a  State,  whether  it  be  felony  or 
misdemeanor,  or  an  offence  punishable  on  summary  conviction,  and  undergoing  sentence 
of  imprisonment  for  the  term  of  one  year  or  more,  is  disqualified  for  membership  until 
he  has  served  his  sentence. 

In  England  persons  convicted  of  treason  or  felony,  and  sentenced  to  imprisonment 
with  hard  labour,  or  for  a  term  exceeding  twelve  months,  are  incapable  of  being  elected 
members  of  the  House  of  Commons  or  of  sitting  and  voting  therein  until  they  have 
served  their  sentence.  (33  and  34  Vic.  c.  23,  sec.  2.)  Conviction  for  misdemeanor  or 
offences  punishable  summarily  does  rot  disqualify  for  membership  of  the  House  of 
Commons.  The  House,  however,  has  jurisdiction  to  expel  any  member  guilty  of  M 
infamous  or  disgraceful  offence,  even  though  it  does  not  amount  to  a  felony  followed  by 
a  conviction  and  sentence  as  above  defined. 

In  1875  John  Mitchel  was  returned  to  the  House  of  Commons  for  the  County  of 
Tipperarj-,  without  a  contest.  It  was  well  known  that  he  was  an  escaped  prisoner  and 
had  not  completed  the  term  of  transportation  for  which  he  had  been  sentenced.  A  new 
writ  was  accordingly  issued,  and  Mitchel  was  again  retui-ned  to  the  House,  after  a 
contest.  The  defeated  candidate  filed  a  petition  against  Mitchel's  return  and  praying 
for  the  seat.  It  was  referred  to  the  Court  of  Common  Pleas  in  Ireland,  and  the 
petitioner,  who  had  given  due  notice  of  the  disqualification,  was  adjudged  entitled  to 
the  seat.     (May,  10th  ed.  pp.  33  and  619.) 

§  147.    "  Office  of  Profit  under  the  Crown." 

A  person  holding  an  office  of  profit  under  the  Crown  is  incapable  of  being  chosen  m 
of  sitting  as  a  senator-  or  as  a  member  of  the  House  of  Representatives.  This  general 
disqualification  would  apply  to  persons  holding  office  under  the  Crown  in  any  part  of  the 
British  dominions,  with  the  exceptions  mentioned  at  the  end  of  this  section,  viz.,  (1)  ^' ' 


^^,^  147-151.]  BOTH  HOUSES  OF  PARLIAMENT.  493 

Queen's  Ministers  of  State  for  the  Commonwealth  ;  (2)  the  Queen's  Ministers  for  a 
State  ;  (3)  officers  or  members  of  the  Queen's  army  or  navy  in  receipt  of  pay,  half-pay, 
or  a  pension  ;  and  (4)  to  officers  or  members  of  the  naval  or  military  forces  of  the  Com- 
monwealth whose  services  are  not  whoUj'  employed  by  the  Commonwealth. 

The  office  of  President  of  the  Senate,  or  Speaker  of  the  House  of  Representatives, 
with  a  salary  annexed  thereto,  would  not  be  an  office  of  profit  under  the  Crown.  TRose 
dignitaries  are  appointed  by  the  respective  Houses,  not  by  the  Crown  ;  they  are  not 
servants  of  the  Crown.     (See  Conv.  Deb.,  Melb.,  p.  2448.) 

"  In  England  the  holders  of  new  offices  under  the  Crown  created  since  2dth  October, 

1705,  are  incapable  of  being  elected  or  of  sitting  and  voting  (6  Anne,  c.  41,  s.  24i  unle^is 

a  statutory  exception  has  been  made  in  favour  of  such  new  offices.     By  sec.  2-5,  members 

I  of  the  House  of  Commons  accepting  from  the  Crown  old  offices,  that  is  to  say,  offices 

created   before  1705,  vacate  their  seats,    but  may  be   re-elected."     (Kncycl.    Laws   of 

I  England,  ix.  p.  399.) 

i  "  No  senator  or  representative  shall,  during  the  time  for  which  he  was  elected,  be 

j  appointed  to  any  civil  office  under  the  authority  of  the  United  States,  which  shall  have 
j  been  created,  or  the  emoluments  whereof  shall  have  been  increased  during  such  time  ; 
I  and  no  person  holding  any  office  under  the  United  States  shall  be  a  member  of  either 
House  during  his  continuance  in  office."     (Const,  of  U.S.  Art.  I.  sec  vi.  subs.  2.) 

§  148.    "Pension." 

In  England,  persons  in  receipt  of  pensions  from  the  Crown,  during  pleasure,  are 
disqualified  by  6  Anne  c.  41,  sec.  24  ;  but  under  32  and  33  Vic.  c.  15  and  c.  43,  this  does 
|Qot  apply  to  pensioners  in  the  diplomatic  and  civil  services.  Persons  disqualified  under 
[this  Constitution  are  those  in  receipt  of  pensions  payable  out  of  the  revenues  of  the 
Commonwealth  during  the  pleasure  of  the  Crown.     Pensioners  paid  out  of  the  Imperial 

evenue,   or  out  of  the  revenues  of  States,  are  subject   to   no  disability  under    this 

ection. 

§  149.    "  Interest  in  any  Agreement.** 

This  is  a  disability  arising  from  any  contract  or  agreement  for  valuable  considera- 
.  which  any  person  may  have  entered  into  to  supply  any  goods  or  perform  any 
ice  to  the  Government  of  the  Commonwealth.  In  England,  Government  contractors 
iisqualified  under  22  Geo.  III.  c.  45,  sec.  1.     The  reason  for  the  disqualification  of 

Irovernment  contractors  is  that  they  are  supposed  to  be  liable  to  the  influence  of  their 

jmployers. 

150.    "  The  Queen's  Ministers  of  State  for  the  Common- 
wealth." 

The  Queen's  Ministers  of  State  for  the  Commonwealth,  appointed  by  the  Grovemor- 

Icueral  under  sec.  64,  are  exempt  from  the  general  prohibition  directed  by  sub-sec.  iv. 
;ainst  office-holders  and  place-holders  occupying  seats  in  the  Federal  Parliament.  It 
one  of  the  fundamental  principles  of  the  existing  system  of  responsible  government, 
lat  Ministers  of  the  Crown  should  be  capable  of  being  members  of  Parliament,  and  that 
ey  should  not  hold  office  for  any  lengthened  period,  unless  thej' are  members;  the 
'ason  being  that  they  are  responsible  to  Parliament  for  their  political  conduct,  and 
ild  therefore  be  present  in  one  of  the  Chambers  in  order  to  answer  questions  respect- 
the  administration  of  their  departments,  to  hear  Parliamentary  criticism,  and,  if 
icessary,  to  defend  themselves  when  attacked. 

§  151.    "The  Queen's  Ministers  for  a  State." 

The  members  of  a  State  legislature  are  not  debarred  from  becoming  members  of  the 
1  deral  Parliament  (see  Historical  Xote  to  sec.  43),  and  it  was  thought  equally  desirable 
i  it  the  members  of  a  State  Government  should  not  be  so  debarred. 


494  COMMENTARIES  ON  THE  CONSTITUTION.         [Sec.  46. 

§  152.    "  Officer  or  Member  of  the  Queen's  Navy  or  Army." 

Under  this  exception  to  the  rule  for  the  exclusion  of  place-holders,  a  person  in  the 
receipt  of  pay,  half-pay,  or  a  pension,  as  an  officer  or  member  of  the  Imperial  Navy,  or 
of  the  Imperial  Army,  is  qualified  to  be  a  member  of  the  Federal  Parliament.  In  Eng- 
land, the  statute  6  Anne  c.  41,  s.  27,  contains  an  exception  in  favour  of  officers  in  the 
army  and  navy  accepting  a  new  commission. 


Vacancy  on  happening  of  disqualification. 

45.   If  a  senator  or  member^^^  of  the  House  of  Repre- 
sentatives— 

(i.)  Becomes  subject  to  any  of  the  disabilities  men- 
tioned in  the  last  preceding  section  :  or 
(ii.)  Takes  the  benefit,  whether  by  assignment,  com- 
position, or  otherwise,  of  any  law  relating  to 
bankrupt  or  insolvent  debtors  :  or 
(iii.)  Directly  or  indirectly  takes  or  agrees  to  take 
any  fee  or  honorarium  for  services  rendered 
to  the  Commonwealth,  or  for  services  rendered 
in  the  Parliament  to  any  person  or  State  : 
his  place  shall  thereupon  become  vacant. 

Historical  Note. — For  reference  to  the  corresponding  provisions  of  the  Common- 
wealth Bill  of  1891,  and  the  Adelaide  draft  of  1897,  see  Historical  Note,  sec.  44. 

The  provision  as  to  fees  or  honorariums  was  first  suggested  by  Mr.  Carruthers  at 
the  Adelaide  session,  1897,  and  ultimatel}'  agreed  to.  (Con v.  Deb.,  Adel.,  pp  737-8, 
1034-44.)  At  the  Sydney  session,  a  suggestion  of  the  Legislative  Council  of  New  South 
Wales,  to  omit  the  paragraph,  was  negatived.  (Conv.  Deb.,  Syd.  [1897],  p  1028.)  At 
the  Melbourne  session,  after  the  second  report,  Mr.  Reid  moved  to  insert  "  or  for  work 
done  or  services  rendered  in  Parliament  for  or  on  behalf  of  any  person  or  corporation. 
This  was  agreed  to.  (Conv.  Deb.,  Melb.,  pp.  1944-7.)  After  the  fourth  report,  verbal 
amendments  were  made.     (See  Conv.  Deb.,  Melb.,  pp.  2448-9.) 

§  153.     "If  a  Senator  or  Member." 

The  preceding  section  enumerates  different  kinds  of  status,  which,  M'hile  they  con- 
tinue, disqualify  "any  person"  from  becoming  or  being  a  senator  or  a  member;  tbi» 
section  enumerates  different  acts  or  events  which,  if  they  are  done  by  or  happen  to  a 
senator  or  a  member,  disqualify  him  from  continuing  to  be  a  senator  or  a  member.  Tho 
preceding  section  refers  to  the  continuing  existence  of  a  disqualifying  status  ;  this  sec- 
tion to  the  happening  of  a  .^isaualifying^ifiiit^  This  section  therefore  deals  only  wito 
senators  or  members  who  were  qualified  at  the  time  of  their  election,  but  who  beconif 
disqualified  afterwards. 

The  disqualifying  event  mentioned  in  sub-sec.  i.  is  the  acquirement  of  any  of  the 
kinds  of  status  enumerated  in  the  preceding  section.  If  such  status  existed  at  the  time 
of  the  election,  the  person  affected  is  not  a  senator  or  a  member ;  he  is  dealt  with  under 
the  preceding  section.  But  if,  after  becoming  a  .senator  or  a  member,  he  "  become* 
subject  to"  the  disability,  eoinntanti  his  seat  is  vacated  under  this  section. 

The  disqualifying  acts  mentioned  in  sub-sees.  ii.  and  iii.  are  acts  which  do  not  in 
volve  a  continuing  status,  but  which,  if  done  by  a  senator  or  a  member,  vacate  his  seat. 


§  154.]  BOTH  HOUSES  OF  PARLT ANIENT.  495 

I'enalty  for  sitting  when  disqualified. 

4G.  Until  the  Parliament  otherwise  provides,  any  person 
declared  by  this  Constitution  to  be  incapable  of  sitting  as  a 
senator  or  as  a  member  of  the  House  of  Representatives 
shall,  for  every  day  on  which  he  so  sits,  be  liable  to  pay  the 
sum  of  one  hundred  pounds  to  any  person  who  sues  for  it^^  in 
any  court  of  competent  jurisdiction. 

Historical  Note. — In  the  Conunonwealth  Bill  of  1891  the  clause  was  substantially 
the  same,  except  that  the  words  "  Until  the  Parliament  otherwise  provides "  were 
absent.  At  the  Adelaide  session,  1897,  the  clause  was  introduced  in  nearly  the  same 
words.  In  Committee,  on  Mr.  Barton's  motion,  the  words  "  or  disqualified  or  prohibited 
from  holding  any  office"  were  inserted  after  "  House  of  Representatives;"  and  the 
words  "  or  accepts  or  holds  such  office  "  were  inserted  before  "  be  liable."  (Conv.  Deb., 
Adel.,  pp.  1193-9.)  At  the  Sydney  session.  Dr.  Quick  called  attention  to  the  pro\-ision 
for  a  penalty,  which  had  been  decided  to  be  unnecessary  in  respect  of  the  prohibition 
against  plural  voting  ;  and  Mr.  Barton  agreed  to  bring  before  the  Drafting  Committee 
the  question  of  its  omission.  (Conv.  Deb. ,  Syd. ,  1897,  p.  1034. )  Subsequently  as  a 
drafting  amendment,  the  words  pre\-iously  inserted  as  to  accepting  or  holding  office  were 
omitted,  and  the  words  "  until  the  Parliament  otherwise  provides  "  were  inserted.  At 
the  Melbourne  sessiou,  verbal  amendments  were  made  before  the  first  report  and  after 
the  fourth  report. 

§  154.    "  To  any  Person  who  Sues  for  it." 

A  common  informer  is  authorized  to  sue  in  a  court  of  competent  jurisdiction  to 
lecover  the  penalty  for  sitting  and  voting  as  a  member  of  Parliament  when  disqualified. 
I  The  Federal  Parliament  has  power  under  sec.  77  to  enable  this  penalty  to  be  sued  for  in 
>tate  court. 


Disputed  elections. 

47.  Until  the  Parliament  otherwise  provides,  any  ques- 
ion  respecting  the  qualification  of  a  senator  or  of  a  member 
)f  the  House  of  Representatives,  or  respecting  a  vacancy  in 
'ither  House  of  the  Parliament,  and  any  question  of  a  dis- 
'uted  election^^^  to  either  House,  shall  be  determined  by  the 
jiouse  in  which  the  question  arises. 

UsiTKD  Statbs. — Each  House  shall  be  the  judge  of  the  elections,  returns,  and  qualifications  of 
its  own  members. — Const.  Art.  I.  sec  5,  sub-sec.  1. 

Caxada.— L'ntil  the  Parliament  of  Canada  otherwise  provides,  all  laws  in  force  in  the  several 
Pro\inees  at  the  Union  relative  to  .  .  .  the  trial  of  controverted  elections  and  pro- 
ceedings incident  thereto,  the  vacating  of  seats  of  members  .  .  .  shall  respectively 
apply  to  elections  of  members  to  ser^'e  in  the  House  of  Commons  for  the  same  several 
Pro\inces.— B.X.A.  Act,  sec.  41. 

^     Historical  Note.— The  Commonwealth  Bill  of  1891,  clause  21,  Chap.  I.,  provided 
lat  "  If  any  question  arises  respecting  the  qualification  of  a  senator  or  a  vacancy  in  the 
■nate,   the  same   shall   be   determined   by  the   Senate."     Clause   44  made  a   similar 
j\ision  in  the  case  of  the  House  of  Representatives. 

At  the  Adelaide  session,  1897,  the  provision  was  that  "  Until  the  Parliament  other- 
re  provides,  anj*  question  respecting  the  qualification  of  a  member,  or  a  vacancy  in 
t|-  Senate,  or  a  disputed  return,  shall  be  determined  by  the  Senate  ; "  and  similarly  for 


496  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  47. 

the  House  of  Representatives.  In  Committee,  Sir  Edward  Braddon  proposed  to  sub- 
stitute "High  Court"  for  "Senate."  Mr.  Wise,  however,  argued  that  questions  of 
qualifications  and  vacancies  ought  to  be  decided  by  the  House,  though  disputed  returns 
ought  to  be  decided  by  the  High  Court.  Sir  Edward  Braddon  withdrew  his  amendment, 
and  on  Mr.  Wise's  motion  the  words  "  or  a  disputed  return  "  were  omitted,  with  a  view 
to  dealing  with  the  matter  in  another  clause.  (Conv.  Deb.,  Adel.,  pp.  680-2.)  Subse- 
quently Mr.  Barton  proposed  a  new  clause  (48  a)  : — 

"Until  the  Parliament  otherwise  provides,  all  questions  of  disputed  elections 
arising  in  the  Senate  or  the  House  of  Representatives  shall  be  determined  by  a  federal 
court  or  a  court  exercising  federal  jurisdiction."  This  was  agreed  to.  (Conv.  Deb., 
Adel.,  p.  1150.) 

At  the  Sydney  session,  1897,  a  suggestion  by  the  Legislature  of  Tasmania,  to  omit 
the  new  clause  and  restore  "disputed  elections"  to  the  "qualifications  and  vacancies" 
clauses,  was  considered.  It  was  pointed  out  that  there  might  be  a  difficulty  as  to  the 
first  election,  before  the  Parliament  could  make  suitable  provision.  The  whole  question 
was  ultimately  left  to  the  Drafting  Committee.  (Conv.  Deb.,  Syd.,  1897,  pp.  464-6, 
99.3,  10.34-5.)  The  Drafting  Committee  struck  out  all  three  clauses  and  substituted  a 
clause  substantially  in  the  form  of  this  section.  At  the  Melbourne  session,  drafting 
amendments  were  made  before  the  first  report  and  after  the  fourth  report. 

§  155.    "  Qualification     .    .    Vacancy    .    .    a  Disputed 

Election." 

This  section  provides  that,  until  legislation  on  the  subject  by  the  Federal  Parliament 
establishing  a  different  procedure,  each  chamber  shall  have  exclusive  jurisdiction  to 
determine  all  questions  which  may  arise  respecting  (1)  the  qualification  of  its  members, 
(2)  a  vacancy  which  has  arisen  or  which  may  be  alleged  to  have  arisen  in  its  membership, 
and  (3)  a  disputed  election  in  which  it  is  concerned.  Such  legislation  may  assume  the 
form  of  transferring  the  jurisdiction  to  the  Federal  Courts  or  to  the  State  Courts,  to 
hear  and  determine  all  controversies  of  the  kind. 

"  In  England  before  the  year  1770,  controverted  elections  were  tried  and  determined 
by  the  whole  House  of  Commons,  as  mere  party  questions,  upon  which  the  strength  of 
contending  factions  might  be  tested.  In  order  to  prevent  so  notorious  a  perversion  of 
justice,  the  House  consented  to  submit  the  exercise  of  its  privilege  to  a  tribunal  consti- 
tuted by  law,  which,  though  composed  of  its  own  members,  should  be  appointed  so  as 
to  secure  impartiality,  and  the  administration  of  justice  according  to  the  laws  of  the 
land,  and  under  the  sanction  of  oaths.  The  principle  of  the  Grenville  Act,  and  of  others 
which  were  passed  at  different  times  since  1770,  was  the  selection  by  lot  of  committees 
for  the  trial  of  election  petitions.  Partialitj'  and  incompetence  were,  however,  generaUv 
complained  of  in  the  constitution  of  committees  appointed  in  this  manner  ;  and,  in  1839, 
an  Act  was  passed  establishing  a  new  system,  upon  different  principles,  increasing  the 
responsibility  of  individual  members,  and  leaving  but  little  to  the  operation  of  chance. 
This  principle  was  maintained,  with  partial  alterations  of  the  means  bj'  wliich  it  was 
carried  out,  until  1868,  when  the  jurisdiction  of  the  house,  in  the  trial  of  controvei-t«d 
elections,  was  transferred  by  statute  to  the  courts  of  law."  (May's  Pari.  Prac.  10th  ed. 
p.  613.) 

"By  the  Election  Petitions  and  Corrupt  Practices  at   Elections   Act,  1868,  the 
Parliamentary  Elections  and  Corrupt  Practices  Act,  1879,  and  the  statute  44  and  45 
Vic.  c.  68,  the  trial  of  controverted  elections  is  confided  to   two  judges,  selected,  a** 
regards  England,  from  the  Queen's  Bench  Division  of  the  High  Court  of  Justice  ;  a.** 
regards  Ireland,  from  the  Court  of  Common  Pleas  at  Dublin  ;  and  as  regards  Scotlami, 
from  the  Court  of  Session.     Petitions  complaining  of  undue  elections  and  returns  ar>' 
presented   to  these  courts  instead  of  to  the  House  of  Commons,  as  formerly, 
twenty-one  days  after  the  returns  to  which  they  relate,  and  are  tried  by  two  ju 
those  courts,  within  the  county  or  borough  concerned.     The  house  has  no  cogni/ 
these  proceedings  until  their  termination  :  when  the  judge.s  certify  their  detenu li 
in  writing,  to  the  Speaker,  which  is  final  to  all  intents  and  purposes.     The  juiK 
also  to  report  whether  any  corrupt  practices  have  been  committed  with  the  kiu'i 
and  consent  of  any  candidate  ;  the  names  of  any  persons  proved  guilty  of  corru|i- 
tices  ;  and  whether  corrupt  practices  have  extensively  prevailed  at  the  election.     '  '"'.* 
may  also  make  a  special  report  as  to  other  matters  which,  in  their  judgment,  ought  to 


4  1.55]  BOTH  HOUSES  OF  PARLIAMENT.  497 

he  submitted  to  the  house.  Provision  is  also  made  for  the  trial  of  a  special  case,  when 
requirefl,  by  the  Court  itself,  which  is  to  certify  its  determination  to  the  Speaker.  By 
sec.  5  of  the  Corrupt  and  Illegal  Practices  Prevention  Act,  18S3  (46  and  47  Vic,  c.  51), 
the  election  court  is  directed  also  to  report  to  the  Speaker  whether  candidates  at 
elections  have  been  guilty  by  their  agents  of  corrupt  practices.  The  judges  are  also  to 
report  the  withdrawal  of  an  election  petition  to  the  Speaker,  with  their  opinion  whether 
the  withdrawal  was  the  result  of  anj-  corrupt  arrangement.  All  such  certiticates  and 
reports  are  communicated  to  the  House  by  the  Speaker,  and  are  treated  like  the  reports 
of  election  committees  under  the  former  system.  They  are  entered  in  the  journals  ;  and 
orders  are  made  for  carrving  the  determinations  of  the  judges  into  execution."  [Id. 
p.  616.) 

In  1872  the  Legislature  of  the  Province  of  Quebec  passed  an  Act  transferring  to  the 
Supreme  Court  of  the  Province  the  decision  of  controverted  election  cases  which  was 
previously  vested  in  its  own  hands.  Further  and  later  provision  was  made  by  an 
amending  act  passed  in  1875,  by  the  90th  section  of  which  it  was  declared  that  the 
I  judgment  of  the  Supreme  Court  sitting  in  review  *'  should  not  be  susc-eptible  of 
appeal. " 

In  1874  the  Canadian  Parliament  transferred  the  jurisdiction  in  the  trial  and  decision 
I  of  federal  election  petitions  to  the  ordinary  courts  of  the  Provinces,  subject  to  appeal  to 
i  the  Supreme  Court  of  Canada.     Amending  ajid  consolidating  acts,  dealing  with  same 
I  subject,  were  passed  in  1886  and  1887.     The  procedure  iu  the  prosecution  of  such  petitions 
is  as  follows  :  a  petition  is  to  l)e  presented  to  the  ProNincial  Court,  which  is  to  have  the 
I  same  powers  as  if  such  petition  were  an  ordinarj'  cause  within  its  jurisdiction.     Short 
periods  of  time  are  prescribed  for  giving  notice  of  the  petition,  for  taking  preliminary 
objections  to  it,  and  for  answering  it,  if  those  objections  are  overruled.     Every  petition 
is  to  be  tried  by  one  of  the  judges  of  the  court,  without  a  jurj'.     The  trial   of  every 
petition  is  to  be  commenced  within  six  months  of  its  presentation,  and  to  be  proceeded 
with  from  day  to  day  until  it  is  over.     The  court  may  enlarge  the  time  for  commence- 
ment of  trial,  or  the  period  limited  for  taking  any  steps  or  proceedings.     The  judge  may 
prder  a  special  case  to  be  statetl  for  the  decision  of  any  question,  but  it  is  "  as  far  as 
loossible  "  to  be  heard  before  that  judge.     An  appeal  from  the  judge's  decision  may  be 
le  to  the  Supreme  Court  of  Canada  within  eight  days.     If  there  is  no  such  appeal, 
judge  is,  within  four  additional  days,  to  certify  his  decision  to  the  Speaker  of  the 
douse  of  Commons,    who   is   to   take   action   thereupon    "at   the  earliest  practicable 
noment,"  or  "without  delay."     If  there  is  an  appeal,  the  Supreme  Court  is  to  decide, 
ts  registrar  is  to  certify  the  decision,  and  the  Speaker  to  take  action  upon  it.     (Wheeler, 
:.C.  p.  315.) 

The  validity  of  the  Provincial  and  Federal  Acts  was  affirmed  by  the  Privy  Council 
n  Thelierge  v.  Laudry  (1876),  2  App.  Ca.  102  ;  Valin  r.  Langlois(1879),  5  App.  Ca.  115, 
nd  Kennedy  v.  Purcell  (1888),  14  Sup.  Ct.  (Canada)  Rep.  4o3 ;  59  L.T.  279  P.C,  On 
he  question  whether  an  appeal  should  be  allowed  to  the  Queen  in  Council,  in  contro- 
■erted  election  cases,  the  following  extracts  from  judgments  of  the  Privy  Council  may 

•iterl : — 

"Now  the  subject-matter,  as  has  been  said,  of  the  legislation  is  extremely  peculiar. 

jncerns  the  rights  and  the  privileges  of  the  electors,  and  of  the  legislative  assembly  to 

> eh  they  elect  members.     Those  rights  and  privileges  have  alwaj's.  in  every  colony, 

j  llowing  the  example  of  the  mother  country,  been  jealously  maintained  and  guarded  by 

lie  legislative  assembh-.     Above  all,  they  have  been  looked  upon  as  rights  and  privileges 

'  ich  pertain  to  the   legislative  assembly,  in  complete  independence  of  the  Crown,  so 

^s  they  properly  exist.     And  it  woiUd  be  a  result  somewhat  surprising,  and  hardly 

onsonance  with  the  general  scheme  of  the  legislation,  if,  with  regard  to  rights  and 

'  ileges  of  this  kind,   it  were  to  be  found  that  in  the  last  resort  the  determination  of 

111  no  longer  belonged  to  the  legislative  assembly,  no  longer  belonged  to  the  superior 

urt  which  the  legislative  assembly  had  put  in  its  place,  but  belonged  to  the  Crown  in 

>oncil,  with  the  advice  of  the  advisers  of  the  Crown  at  home,  to  be  determined  without 

ference  either  to  the  judgment  of  the  legislative  as.sembly,  or  of  that  court    which 

e  legislative  assembly  had  substituted  in  its  place.     These  are  considerations   which 

ui  their  lordships  not  in  any  way  to  infringe,  which  they  would  be  far  from   doing, 

j>on  the  general  principle  that  the  prerogative  of  the  Crown,  once  established,  cannot 

32 


498  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  48. 

be  taken  away,  except  bj'  express  words  ;  but  to  consider  with  anxiety  whether  in  the 
scheme  of  this  legislation  it  ever  was  intended  to  create  a  tribunal  which  should  have,  aft 
one  of  its  incidents,  the  liability  to  be  reviewed  by  the  Crown  under  its  prerogative.  In 
other  words,  their  lordships  have  to  consider,  not  whether  there  are  express  wordft 
here  taking  away  prerogative,  but  whether  there  ever  was  the  intention  of  creating  thi» 
tribunal  with  the  ordinary  incident  of  an  appeal  to  the  Crown.  In  the  opinion  of  their 
lordships,  adverting  to  these  considerations,  the  90th  section,  which  says  that  the  jurlg- 
ment  shall  not  be  susceptible  of  appeal,  is  an  enactment  which  indicates  clearly  the 
intention  of  the  legislature  under  this  Act, — an  Act  which  is  assented  to  on  the  part  of 
the  Crown,  and  to  which  the  Crown,  therefore,  is  a  party, — to  create  this  tribunal  for  the 
purpose  of  trying  election  petitions  in  a  manner  which  should  make  its  decision  final  to 
all  purposes,  and  should  not  annex  it  to  the  incident  of  its  jiulgment  being  reviewed  by 
the  Crown  under  its  prerogative.  In  the  opinion,  therefore,  of  their  lordships,  there  is 
not  in  this  case,  adverting  to  the  peculiar  character  of  the  enactment,  the  prerogative 
right  to  admit  an  appeal,  and  therefore  the  petition  must  be  refused."  {Per  Lord  Cairna 
in  Theberge  v   Laudry,  2  App.  Ca.  107-8.) 

"  Suppose  we  recommend  Her  Majesty  to  reverse  the  judgment,  how  would  that 
decree  be  carried  into  execution?  It  would  go  to  the  House  of  Commons  and  be 
reported  to  the  Speaker.  The  Speaker  could  not  act  on  his  own  authority,  and  could 
only  act  hx  order  of  the  House  :  suppose  the  House  to  say,  '  Her  Majesty  has  no  pre- 
rogative to  do  this,  and  v  e  refuse  to  carry  it  out.'  Then  there  would  be  an  immediate 
conflict  between  the  House  of  Commons  of  the  Dominion  and  Her  Majesty.  It  would  not 
be  a  very  prudent  thing  for  us  to  advise  Her  Majesty  to  reverse  a  judgment  unless  we 
can  see  our  way  to  having  it  carried  into  execution  when  Her  Majesty  ordered  it  Sup- 
pose the  House  of  Commons,  on  the  report  of  the  Supreme  Court  that  both  parties  had 
been  guilty  of  bribery,  ordered  a  new  writ,  but  Her  Majesty  orders  that  writ  to  be 
recalled,  or  upset  the  election  which  had  taken  place  iinder  it.  It  appears  to  me  there 
is  no  mode  of  carrying  out  the  decree  ;  and  we  would  not  advise  Her  Majesty  to  reverse 
a  decree  unless  we  saw  a  mode  of  carrying  the  decree  into  execiition."  (Per  Sir  Barnes 
Peacock,  in  Kennedy  r.  Purcell,  59  L.T.  279  P. C,  on  a  motion  for  leave  to  appeal; 
Wheeler,  C.C.  314.) 


Allowance  to  members. 

48.  Until  the  Parliament  otherwise  provides,  each 
senator  and  each  member  of  the  House  of  Representatives 
shall  receive  an  allowance^*^  of  four  hundred  pounds  a  year, 
to  be  reckoned  from  the  day  on  which  he  takes  his  seat. 

-The  senators  and  representatives  shall  reoeive  a  compensation  for  meir 
be  ascertained  by  law,  and  paid  out  of  the  Treasury  of  the  United  States.— 


Unitkd  States. - 
services,  to 
Const.,  Art.  I.,  sec.  6,  sub-s.  f. 


Historical  Note. — Clause  45,  Chap.  I.  of  the  Commonwealth  Bill  of  1891  wa««» 
follows  : — 

"  Each  member  of  the  Senate  and  House  of  Representatives  shall  receive  an  annual 
allowance  for  his  services,  the  amount  of  which  shall  be  fixed  by  the  Parliament  from 
time  to  time.  Until  other  provision  is  mnde  in  that  behalf  by  the  Parliament,  the 
amount  of  such  annual  allowance  shall  be  Five  Hundred  Pounds." 

In  Committee,  Mr.  Wrixon  suggested  that  "allowance  for  his  services"  was  a 
misdescription ;  it  was  merely  an  allowance  for  reimbursement  of  expenses.  Mr. 
Marmion  moved  the  omission  of  the  words  "  for  his  services,"  but  this  was  negativeo. 
(Conv.  Deb.,  Syd.  [1891],  pp.  653-4.) 

At  the  Adelaide  session,  1897,  the  clause  as  introduced  was  to  the  .same  effect, 
except  that  the  sum  was  £400.  In  Committee,  Mr.  Gordon  moved  to  substitute  £500, 
but  this  was  negatived  by  26  votes  to  9.  (Conv.  Deb.,  Adel.,  pp.  1031-4.)  At  the 
Sydney  session,  a  suggestion  by  the  Legislative  Council  of  South  Australia  and  tlie 
Legislature  of  Tasmania,  to  reduce  the  allowance  to  £300,  was  negatived.  A  suggeatioB 
by  the  Legislative  Assembly  of  Victoria,  to  omit  "on  which  he  takes  his  seat,"  M" 
insert  "  of  His  election,"  was  negatived.  A  new  clause  suggested  by  the  Legislatne 
Council  of  South  Australia,  to  prevent  a  Minister  from  drawing  both  a  salary  and  l>i» 


§  156]  BOTH  HOUSES  OF  PARLIAMENT.  499 

allowance  as  a  member,  was  negatived,  as  being  a  matter  for  federal  legislation.  (Conv. 
Deb.,  Syd.  [1897],  pp.  993-t5.)  At  the  Melboame  session,  drafting  amendments  were 
made  before  the  first  report  and  after  the  fourth  report. 

§  156.    "  Allowance." 

The  system  known  as  payment  of  members  has  found  a  place  in  the  Constitution 
Each  senator  and  each  member  of  the  House  of  Representatives  is  entitled  to  receive  an 
allowance  ot  £400  a  year,  to  be  reckoned  from  the  day  on  which  he  takes  his  seat.  But 
neither  the  principle  nor  the  amount  of  payment  are  permanent  constitutional  provisions. 
Without  an  amendment  of  the  Constitution,  the  Federal  Parliament  may  at  any  time 
either  abolish  payment  of  members  or  reduce  or  increase  the  allowance  which  each 
member  is  to  receive,  or  alter  the  method  of  apportioning  the  allowance,  providing  that 
each  member  shall  be  paid  according  to  the  distance  which  he  travels  or  the  attendance 
which  he  gives  at  the  sittings  of  his  House. 

Payment  of  members  of  Parliament  is  not  a  modem  political  innovation.  It  was 
known  and  practised  in  the  earl}-  history  of  parliamentary  representation  in  EnglaniL 
(See  Heam's  Gov.  of  Eng.  p.  526,  cit«i  infra.)  It  was  adopted  in  the  Federal 
Constitution  of  the  United  States.  (Art  I.  sec.  6.)  It  has  been  the  subject  of  prolonged 
controversy  in  British  colonies  during  the  last  forty  years,  and  it  is  now  generally 
regarded  as  an  essential  condition  of  democratic  government,  especially  in  young 
communities.  It  is  in  force  in  most  of  the  respon-sible  government  colonies,  although  in 
several  instances  it  was  not  carried  without  bitter  opposition  and  memorable  contests. 

In  the  Dominion  of  Canada  each  member  of  the  Senate  and  of  the  House  of  Commons 

is  entitled  to  an  allowance  of  ten  dollars  per  day  for  his  attendance  at  Parliament  during 

a  session  not  exceeding  thirty  days  in  duration.     For  a  session  lasting  longer  than  thirty 

days  each  member  is  paid  $1000.     In  addition  to  this  remuneration,  a  member  is  allowed 

ten  cents  per  mile  expenses  in  travelling  from  his  division  or  electorate  to  the  seat  of 

government,  and  return  once  during  the  session.     If  a  member  fail  to  attend  the  sittings 

of  his  House,  and  his  absence  is  not  caused  by  illness,  eight  dollars  for  each  day  on 

which  he  does  not  attend  are  deducted  from  his  allowance.     Members  of  the  Legislative 

Assembly  of  New  South  Wales  (elected)  are  paid  £300  {>er  year,  in  addition  to  which 

they  are  allowed  to  travel  free  on  the  government  railways  and  tramways.     Members  of 

the  Legislative  Council  (nominated  by  the  Crown)  are  not  paid,  but  they  have  similar 

privileges  on  the  railways.     Members  of  the  two  Houses  of  the  Victorian  Parliament 

(elected)  have  respectively  remuneration  and  railway  pri\nleges  similar  to  those  of  New 

South  Wales.     Members  of  both  Houses  (elected)  of  the  South  Australian  Parliament 

are  paid  at  the  rate  of  £200  per  year,  and  in  addition  enjo^*  railway  facilities.     In  New 

2^1and  the  members  of  the  Legislative  Council  (nominated   by  the  Crown)  are  paid  at 

the  rate  of  £150  per  year,  whilst  members  of  the  House  of  Representatives  (elected) 

receive  £240  per  year.     Members  of  the  Legislative  Asserabh' of  Queensland  (elected) 

are  entitled  to  £30()  per  year,  and  in  addition  an  allowance  of   Is.  6d.  per  mile  on 

vpenses  for  travelling  by  land,  and  the  actual  cost  of  travelling  by  sea  for  one  journey 

1  session  from  their  electorates  to  the  place  where  the  Parliament  meets  and  return. 

.^[aeensland  Legislative  Councillors  (nominated  by  the  Crown)  receive  no  remuneration. 

Irhe  membei-s  of  lx)th  Houses  of  the  Parliament  of  Tasmania  receive  £100  per  year,  with 

e  passes  over  the  government  railway  lines.     In  the   Unitetl  States  of  America  the 

.lary  of  a  senator,  representative  or  territorial  delegate  in  Ck)ngress  is  fixed  at  35000 

)er  year  with  travelling  expenses  at  the  rate  of  20  cents  per  mile  for  one  journey  per 

«88iou,  from  the  member's  State  or  electorate  to  the  seat  of  government  and  return. 

"  Another  change  that  time  has  wrought  in  the  Commons  of  the  Plantagenets  relates 
o  the  pajTiient  of  members  for  their  services.  This  practice,  like  that  of  resiancy,  was 
oeval  with  representation.  The  writs  'h  ezpen-sut  Itvandis  date  from  the  i;eign  of  Henrj- 
he  Third.  In  subsequent  reigns  they  were  issued  with  as  much  regularity  as  the  writs 
■  summons.     The  payment  was  levied  on  the  several  constituencies  ;  and  was  calculated 


500  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  49. 

for  the  actual  period  of  attendance,  and  for  the  time  spent  in  going  or  returning,  accord- 
ing to  the  distance  in  each  case  of  the  representative  from  tlie  place  at  which  Parliament 
met.  At  first  the  rate  of  wages  varied  according  to  the  rank  of  the  representative  or 
the  dearness  of  the  season  or  other  considerations.  A  Knight  by  order  was  paid  more 
than  an  Esquire,  and  the  latter  more  than  a  citizen  or  burgess.  Finally  the  rate  settled 
down  at  four  shillings  a  day  for  Knights  of  the  shire,  and  half  that  sum  for  representa- 
tives of  towns.  Few  questions  of  those  times  excited  greater  interest  than  this  payment 
of  members."     (Hearn's  Gov.  of  Engl,  p  526.) 

"The  reign  of  Elizabeth  may  probaljlj' be  taken  as  the  period  at  which  honorary 
service  in  Parliament  became  general.  The  importance  of  the  House  of  Commons  had 
greatly  increased.  The  wealth  of  the  country  had  aLso  increased.  Four  shillings  and 
two  shillings  were  much  less  important  sums  to  the  subjects  of  the  Tudors  than  they 
had  been  to  the  victors  of  Cressj'  or  of  Agincourt.  The  remuneration  in  honoiu*  thus 
became  a  sufficient  inducement  to  serve,  without  the  inducement  in  wages.  It  is  of 
course  impossible  to  fix  a  precise  date  for  a  change  which  was  probably  gradual." 
(Id.  p.  529.) 

"  But  although  the  right  has  long  been  in  abeyance,  the  legal  obligation  of  con- 
stituencies has  never  been  removed.  In  the  Long  Parliament  of  Charles  the  Second  the 
arrears  due  to  members  must  have  amounted  to  a  considerable  sum.  Accordingly  when 
one  of  its  members,  Sir  Thomas  Shaw,  sued  out  his  writ  de  exptims  against  the  town  of 
Colchester,  a  general  alarm  was  excited  ;  and  a  bill  was  introduced  to  exonerate  the 
electors  from  tiie  paj'ment  of  wages  to  any  member  of  tliat  Parliament.  This  measure, 
however,  did  not  become  law  ;  and  the  old  common  law  right  still  remains.  The  last 
instance  in  which  it  was  exercised  appears  to  have  been  in  1681,  when,  in  the  fourth 
Parliament  of  King  Charles,  John  King  sued  out  his  writ  against  the  burgesses  of 
Harwich  It  thus  appears  that  by  our  ancient  constitutional  usage  no  persons  were 
bound  to  serve  in  Parliament  gratuitously  ;  that  the  pajnient  of  members  was  a  charge 
upon  the  communities  which  those  members  were  chosen  to  represent ;  that  this  pay- 
ment was  originally  intended  merelj'^  as  an  indemnity  and  not  as  a  source  of  gain  ;  and 
that  the  disuse  of  this  practice  is  due  to  the  influence  of  social  changes,  and  not  to  any 
formal  alteration  of  the  law."     (Id.  p.  5.30  ) 

By  8.  2  of  the  New  South  Wales  Parliamentary  Representatives'  Allowance  Act, 
1889,  •' ever}' member  of  the  Legislative  Assembly  now  serving  or  hereafter  to  .serve 
therein"  was  to  receive  an  allowance,  which  was  to  be  payable  "  to  every  such  member 
of  this  present  Legislative  Assembly  now  serving  .  .  .  and  to  every  sucli  meml)cr 
hereafter  elected,  from  the  time  of  his  taking  his  seat,  and  in  every  case  until  he  shall 
resign,  or  his  seat  be  vacated,  or  until  Parliament  shall  be  dissolved,  or  shall  expire  by 
effluxion  of  time":  —  Held,  that  for  the  purposes  of  the  Act  the  Legislative  Assembly 
must  be  regarded  as  a  permanent  body,  and  that  the  allowance  was  intended  to  be  made 
to  members  of  future  Assemblies  as  well  as  of  that  which  existed  when  the  Act  waa 
passed.     (Att.-Gen.  New  South  Wales  v.  Rennie,  1896,  App.  Ca,  376.) 


Privileges,  &c.,  of  Houses. 

49.  The  powers,  privileges,  and  immunities^"  of  the 
Senate  and  of  the  House  of  Representatives,  and  of  the 
members  and  the  committees  of  each  House,  shall  be  such  as 
are  declared  by  the  Parliament^^^  and  until  declared  shall  be 
those  of  the  Commons  House  of  Parliament  of  the  United 
Kingdom,  and  of  its  members  and  committees,  at  the 
establishment  of  the  Commonwealth. 

Ca.nada.— The  privileges,  immunities,  and  powers  to  be  held,  enjoyed,  and  exercised 
Senate  and  by  the  House  of  Commons,  and  by  the  members  thereof  respectively,  - 
such  as  are  from  time  to  tmie  defined  by  Act  of  the  Parliament  of  Canada,  but  so  ".      ' 
same  shall  never  exceed  those  at  the  passing  of  this  Act  held,  enjoyed,  and  exercisnl  l^v 
the  Commons  House  of  Parliament  of  the  United  Kingdom  of  Great  Britain  and  Irdanu. 
and  by  the  members  thereof.— B.N. A.  Act,  1807,  sec.  18. 

Historical  Note.— Clause  8,  Chap.  I.  of  the  Commonwealth  Bill  of  1891  was  to 

the  same  effect.     In  Committee,  several  members  thought  that  the  word  "  powers''  was 

too  large  ;  and  Mr.  Wrixon  suggested  that  it  should  be  declared  that  the  powers  sliould 


§  157.]  BOTH  HOUSES  OF  PARLIAMENT.  501 

oot  exceed  those  of  the  House  of  Commons.     A  proposal  by  Mr.  Adj-e  Douglas,  to  omit 
"powers,"  was  negatived.     (Conv.  Deb.,  Syd.  [1891],  pp.  585-7.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  in  substantially  the  same 
form,  and  in  Committee  some  verbal  amendments  were  made.  (Conv.  Deb.,  Adel.,  pp. 
635,  1189.)  At  the  Melbourne  session,  verbal  amendments  were  made  before  the  first 
report  and  after  the  fourth  report. 

.§  157.    "  Powers,  Privileges,  and  Immunities." 

The  rights,  duties,  powers,  privileges,  and  immunities  of  each  House  of  the  British 

Parliament,  and  of  the  committees  and  members  of  each  House,   form  a  part  of  the 

1  common  law  technically  called  the  lex  et  con»uetudo  parliamenii.    This  law  of  Parliament 

I  is  only  to  be  collected  "  out  of  the  ancient  rolls  of  Parliament  and  other  records,  and  by 

:  precedents  and  continual  experience."     (Coke,  4  Inst.  15.)     The  sole  evidence  of  the 

1  ancient  law  of  Parliament  is  to  be  found  in  the'  declarations,   customs,  and  usages  of 

I  Parliament.     Each  House  may  expound  the  law  of  Parliament  and  vindicate  its  own 

!  privileges,  but  no  new  privileges  can  be  created.     In  1704  at  a  joint  conference  of  the 

1  Lords  and  Commons,  it  was  resolved  :  that  neither  House  of  Parliament  has  any  power 

by  vote  or  declaration  to  create  for  itself  new  privileges  not  warranted  by  the  known 

laws  and  customs  of  Parliament.     (May,  10th  ed.  p.  61.) 

PowEKS  AND  Privileges. — The  following  are  among  the  principal  powers  and 
privileges  of  each  House,  and  of  the  members  of  each  House,  of  the  Imperial  Parliament, 
as  now  known  to  the  law  : — 

(i.)  The  power  to  order  the  attendance  at  the  bar  of  the  House  of  persons  whose 

conduct  has  been  brought  before  the  House  on  a  matter  of  privilege, 
(ii.)  The  power  to  order  the  arrest  and  imprisonment  of  persons  guilty  of  con- 
tempt and  breach  of  pri^nlege. 
j  (iii  )  The  power  to  arrest  for  breach  of  privilege  by  the  warrant  of  the  Speaker. 

(iv.)  The  power   to   issue   such   a   warrant   for    arrest,   and    imprisonment   for 
contempt  and  breach  of  privilege,  without  showing  any  particular  grounds 
or  causes  thereof, 
(v. )  The  power  to  regulate  its  proceedings  by  standing  rules  and  orders  having 

the  force  of  law. 
(\i.)  The  power  to  suspend  disorderly  members. 

(vii.)  The  power  to  expel  members  guilty  of  disgraceful  and  infamous  conduct. 
1         (^Tii.)  The  right  of  free  speech  in  Parliament,  without  liability  to  action  or  im- 
peachment for  anjthing  spoken  therein  ;  established  by  the 9th  article  of 
the  Bill  of  Rights, 
(ix. )  The  right  of  each  House  as  a  body  to  freedom  of  access  to  the  sovereign  for 
the  purpose  of  presenting  and  defending  its  views. 

Breaches  of  Privlleges. — The  following  are  instances  of  breaches  of  privileges  : — 

(i.)  Wilful  disobedience  to  the  standing  rules  and  orders  of  the  House  passed  in 

the  exercise  of  its  constitutional  functions, 
(ii.)  Wilful  disobedience  to  particular  orders  of  the  House,  made  in  the  exercise 
of  its  constitutional  functions. 
I         (iii. )  Wilfully  obstructing  the  business  of  the  House. 

(iv.)  Insults,  reflections,   indignities  and  libels  on  the  character,  conduct  and 

proceedings  of  the  House  and  of  its  members, 
(v.)  Assaults  on  members  of  the  House, 
(vi. )  Interference  with  the  oflBcers  of  the  House  in  the  discharge  of  their  duties. 


502  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  49. 

ExFoiiCEMENT  OF  Privile«E3. — The  privileges  of  Parliament  are  enforced,  and 
breaches  thereof  punished,  by  the  power  vested  in  each  House  to  order  the  arrest  and' 
imprisonment  of  offenders.  The  power  of  commitment,  with  all  the  authority  which  can 
be  given  by  law,  is  said  to  be  the  Keystone  of  Parliamentary  privilege. 

•'  Either  House  may  adjudge  that  any  act  is  a  breach  of  privilege  and  contempt ;  and 
if  the  warrant  recites  that  the  person  to  be  arrested  ha^  been  guilty  of  a  bi'each  of  privi- 
lege, the  courts  of  law  cannot  inquire  into  the  grounds  of  the  judgment,  but  must  leave 
him  to  suffer  the  punishment  awarded  by  the  High  Court  of  Parliament,  by  which  he 
stands  committed."     (May's  Pari.  Prac.  10th  ed.  p.  66.) 

"  The  Habeas  Corpus  Act  is  binding  upon  all  persons  whatever,  who  have  prisoners 
in  their  custody  ;  and  it  is  therefore  competent  for  the  judges  to  have  before  them 
persons  committed  by  the  Houses  of  Parliament  for  contempt  ;  and  it  is  the  practice  for 
the  Serjeant-at-arms  and  others,  by  order  of  the  house,  to  make  returns  to  writs  of 
habeas  corpus."     (Jd.  p.  67.) 

"  But  although  the  return  is  made  according  to  law,  the  parties  who  stand  com- 
mitted for  contempt  cannot  be  admitted  to  bail,  nor  the  causes  of  commitment  inquired 
into,  b}'  the  court  of  law."     (Id   p  67.) 

"Itmaj^  be  considered,  accordingly,  as  established,  beyond  all  question,  that  the 
causes  of  commitment  by  either  house  of  Parliament,  for  breaches  of  privilege  and  con- 
tempt, cannot  be  inquired  into  by  courts  of  law  ;  but  that  their  '  adjudication  is  a  con- 
viction, and  their  commitment,  in  consequence,  an  execution.'  No  other  rule  could  be 
adopted  consistently  with  tlie  independence  of  either  house  of  Parliament ;  nor  is  the 
the  power  thus  claimed  by  Parliament  greater  than  the  power  conceded  by  the  courts  to 
one  another."     (/d.  p.  67) 

'"One  qualification  of  this  doctrine,  however,  must  not  be  omitted.  When  it 
appears,  upon  the  return  of  the  writ,  simply  that  the  party  has  been  committed 
for  a  contempt  and  breach  of  privilege,  it  has  been  universally  admitted  that  it  is 
incompetent  for  the  courts  to  inquire  further  into  the  nature  of  the  contempt ;  but  if  tlie 
causes  of  commitment  were  stated  on  the  warrant,  and  appeared  to  be  beyond  the 
jurisdiction  of  the  house,  it  is  probable,  judging  by  the  opinion  expressed  by  Lord  Ellen- 
borough,  in  Burdett  v.  Abbot  (5  Dow  165  ;  14  East  1),  and  by  Lord  Denman  in  the  case 
of  the  sheriff  of  Middlesex  (11  A.  and  E  273),  that  their  sufficiency  would  be  examined. 
The  same  principle  may  be  collected  from  the  judgment  of  the  Exchequer  Chaniber  in 
Gosset  V.  Howard  (10  Q.B.  359),  where  it  is  said  '  It  is  presumed,  with  respect  to  such 
writs  as  are  actually  issued  by  superior  courts,  tliat  they  are  duly  issued,  and  in  a  ca.te 
in  which  they  have  jurisdiction,  unless  the  contrary  appears  on  the  face  of  them.'  "  {Id. 
p.  68.) 

Immunities. — The  following  are  instances  of  Parliamentary  immunities  : — 

(i. )  Immunity  of  members  for  anything  said  by  them  in  the  course  of  Parlia- 
mentary debates. 

(ii.)  Immunity  of  members  from  arrest  and  imprisonment  for  civil  causes  whilflt 
attending  Parliament,  and  for  forty  days  after  every  prorogation,  and  for 
forty  days  from  the  next  appointed  meeting. 

(iii.)  Immunity  of  members  from  the  obligation  to  serve  on  juries. 

(iv. )  Immunity  of  witnesses,  summoned  to  attend  either  House  of  Parliament, 
from  arrest  for  civil  causes. 

(v.)  Immunity  of  Parliamentary  witnesses  from  being  questioned  or  impeachecl 
for  evidence  given  before  either  House. 

(vi.)  Immunity  of  officers  of  either  House,  in  immediate  attendance  and  se^^■lce 
of  the  House,  from  arrest  for  civil  causes. 

What  are  not  Privilkoks. — Neither  House  has  a  right  to  promulgate  stundinj: 
rules  and  orders,  or  to  make  or  enforce  any  particular  votes  or  resolutions,  whidi  an' 
contrary  to  the  common  law,  or  to  the  statute  law  of  the  country.  Several  historical  cases- 
have  established  the  principle  that  there  are  defined  limits  to  parliamentary  privilege, 
and  that  any  attempted  exercise  of  privilege,  in  excess  of  that  recognized  by  law,  if  «"' 
checked  by  the  force  of  public  opinion,  may  be  pronounced  illegal  on  appeal  to  the  courts 
of  law.  It  is  an  acknowledged  right  of  the  House  of  Commons  to  expel  a  niend>er,  «''" 
disgraces  or  defies  it,  but  the  House  could  not  legally  go  further  and  declare  liim  ''"' 
qualified  for  re-election. 


4  157.]  BOTH  HOUSES  OF  PARLIAMENT.  503 

"  In  1764,  John  Wilkes  was  expelled,  for  being  the  author  of  a  seditious  libel.  In 
the  next  Parliament  (Hai  February,  1769)  he  was  again  expelled  for  another  libel ;  a  new 
writ  was  ordered  for  the  county  of  Middlesex,  which  he  represented,  and  he  was  re- 
elected without  a  contest ;  upon  which  it  was  resolved,  on  the  17th  February,  'that, 
having  been  in  this  session  of  Parliament  expelled  this  house,  he  was  and  is 
incapable  of  being  elected  a  member  to  serve  in  this  present  Parliament.'  The  election 
was  declared  void :  but  Mr.  Wilkes  was  again  elected,  and  his  election  was  once  more 
declared  void,  and  another  writ  was  issued.  A  new  expedient  was  now  tried :  Mr. 
Luttrell,  then  a  member,  accepted  the  Chiltern  Hundreds,  and  stood  against  Mr.  Wilkes 
at  the  election,  and,  being  defeated,  petitioned  the  house  against  the  return  of  his 
opponent.  The  house  resolved  that,  although  a  majority  of  the  electors  had  voted  for 
Mr.  Wilkes,  Mr.  Luttrell  ought  to  have  been  returned,  and  they  amended  the  return 
accordingly.  Against  this  proceeding  the  electors  of  Middlesex  presented  a  petition, 
without  effect,  as  the  house  declared  that  Mr.  Luttrell  was  duly  elected  These  pro- 
ceedings were  proved  by  unanswerable  arguments  to  be  illegal ;  and  on  the  3rd  May, 
1782,  the  resolution  of  the  17th  February,  1769,  was  ordered  to  be  expunged  from  the 
1  nuuals,  as  'subversive  of  the  rights  of  the  whole  body  of  electors  of  this  kingdom.'  In 
',  Mr.  Bradlaugh,  having  been  expelled,  was  immediately  returned  by  the  electors 
>  jrthampton  ;  and  no  question  was  raised  as  to  the  validity  of  his  return."  (May's 
I  Pari.  Prac.  10th,  p.  5:^.) 

The   House   of   Commons   could   not,    by  passing   a   particular   or   general   order 
[authorize  the  publication  of  parliamentary'  papers   containing  libels.     In   the   case  of 
Stockdale  v.  Hansard  (18.36),  9  A.  and  E.  p.  1,  it  was  held  to  be  no  defence  in  law,  to  an 
action  for  publishing  a  libel,  that  the  defamatory  matter  was  part  of  a  document  which 
was,  by  order  of  the  House  of  Commons,  laid  before  the  House,  and  which  was  after- 
wards, by  order  of  the  House,  printed  and  published  b}*  the  defendant.     In  consequence 
of  that  decision  the  Act  3  and  4  Vic.  c.   9  was  passed  which  provided  that  where  an 
action  or  criminal  prosecution,  similar  to  the  above,  is  commenced,   it  can  be  stayed  by- 
bringing  before  the  court  or  judge  a  certificate  under  the  hand  of  the  Lord  Chancellor, 
3r  of  the  Speaker  of  the  House  of  Commons,  to  the  effect  that  the  publication  in  question 
(ras  by  order  of  either  House,  together  with  an  affidavit  verifying  the  certificate.     What 
;ould  not  be  legally  done  by  one  House  under  cover  of  privilege  could,  withoiu  any 
lifficulty,    be   legalized  by    an   act   of    Parliament ;    the  power   of  Parliament   being 
mlimited. 

PRi\-iLEaKS  OF  CoLO.vi.AL  LEGISLATURES. — The  law  and  custom  of  Parliament  (lex 
U  coDvtvAtvdo  parli'imenti )  is  not  a  part  of  the  common  law  which  Englishmen  are  pre- 
umed  to  have  carried  with  them,  as  their  political  birthright  and  heritage  when  they 
ounded  new  settlements  and  colonies  beyond  the  seas.  The  inherent  powers  and 
irivileges  of  colonial  legislative  bodies  which  have  no  express  grant  of  powers  and 
rivileges  similar  to  those  of  the  British  Parliament,  have  been  considered  and 
xpounded  by  the  highest  legal  tribunals  of  the  Empire  in  a  number  of  leading  cases, 
he  principles  affirmed  were  (1)  that  a  colonial  legislative  body,  whether  it  has  been 
itablished  by  Royal  Charter,  or  by  statute  of  the  Imperial  Parliament,  is  not  entitled 
>  enjoy  and  exercise  the  powere,  privileges,  and  immunities  of  the  Houses  of  the  British 
arliament,  unless  those  powers,  privileges,  and  immunities  have  been  expressly  con- 
rred  upon  such  a  body  hy  Imperial  statute  ;  (2)  that  such  legislative  assemblies  can, 
ithout  express  grant,  exercise  all  regulating  and  self-preserving  powers  that  are  neces- 
ry  for  their  existence,  and  for  the  proper  exercise  of  the  functions  they  are  intended  to 
ecute.  Whatever,  in  a  reasonable  sense,  is  necessar\'  for  these  purposes  is  impliedly 
anted,  whenever  any  such  legislative  body  is  established  by  competent  authority, 
jtese  principles  are  founded  on  the  maxim,  "  quaiulo  lex  cUiqnid  alicui  concedit,  con- 
mur  et  id  line  quo  res  ipna  esse  non  potest."  For  those  purposes  protective  and  self- 
fensive  authority  only,  and  not  punitive,  are  necessar}'.  If  a  memter  of  a  colonial 
gislative  Assembly  is  guilty  of  disorderly  conduct  in  the  House,  while  it  is  sitting,  he 
y  be  removed  or  excluded  for  a  time  or  even  expelled.  The  power  to  suspend  a 
mber  guilty  of  obstruction  or  disorderly  conduct,  during  the  continuance  of  any 
ing.  was  held  to  be  reasonably  necessary  for  the  proper  exercise  of  the  functions  of 
Legislative   Assembly.     It  was   also   held   that    the   same  doctrine  of  reasonable 


504  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  49. 

necessity  would  authorize  a  suspension  until  submission  or  apology  by  the  offending 
member,  but  that  such  legislative  bodies  had  no  power  to  order  the  imprisonment  of  dis- 
orderly members  or  of  other  persons  guilty  of  breach  of  privilege  and  contempt. 
(Kielley  v.  Carson,  4  Moore,  P.C.  63  ;  Doyle  v.  Falconer,  L.R.  1  P.C.  328  ;  Fenton  v. 
Hampton,  11  Moo.  P.C.  360  ;  Barton  v.  Taylor,  11  App.  Ca.  197.) 

Sec.  35  of  the  Constitution  Act  of  New  South  Wales,  scheduled  to  18  and  19  Vic. 
c.  54.  enacted  that  the  Legislative  Council  and  Legislative  Assembly  of  that  colony 
should,  from  time  to  time,  prepare  and  adopt  standing  rules  and  orders,  provided  that 
uch  rules  and  orders  should  be  approved  by  the  Governor.  In  pursuance  of  this  power 
the  Assembly  adopted  a  standing  order  as  follows  :  "In  all  cases  not  specially  provided 
for  hereinafter,  or  by  sessional  or  other  orders,  resort  shall  be  had  to  the  rules,  forma, 
and  usages  of  the  Imperial  Parliament,  which  shall  be  followed  so  far  as  the  same  can 
be  applied  to  the  proceedings  of  this  House."  At  the  time  when  the  standing  order 
was  so  approved,  it  was  one  of  the  rules  or  usages  of  the  Imperial  Parliament  for  either 
House  of  Parliament  to  suspend  from  the  service  of  the  House  for  such  period  as  it 
should  name,  or,  without  naming  any  period  of  suspension,  until  it  should  give  direction* 
in  the  matter,  any  member  persistently  and  wilfully  obstructing  the  business  of  the 
House.  Subsequently  to  the  passing  of  the  standing  order  a  rule  was  adopted  by  the 
House  of  Commons,  authorizing  the  suspension  of  an  obstructing  member  for  a  week  on 
the  first  occasion,  for  a  fortnight  on  the  second  occasion,  and  for  a  month  on  the  third  or 
any  other  occasion.  The  effect  of  this  standing  order  was  considered  in  1884  by  the 
Supreme  Court  of  New  South  Wales,  and  afterwards  by  the  Privy  Council,  on  appeal, 
in  the  case  of  Taylor  v.  Barton  (6  N.S.W.  L.R.  1,  11  App.  Ca.  197),  in  which  the 
plaintiff,  a  member,  sued  the  Speaker  of  the  Legislative  Assembly  to  recover  damages 
for  assault  in  directing  the  Serjeant-at-Arms  to  remove  him  from  the  Chamber.  The 
plaintiff  had  been  "  suspended  from  the  service  of  the  House  "  for  obstruction.  No 
term  of  suspension  was  specified  in  the  resolution  directing  suspension.  Within  a  week 
from  the  passing  of  the  resolution  of  suspension  Mr.  Taylor  re-entered  the  chamber  an<i 
was  thereupon  removed,  which  constituted  the  assault  complained  of. 

It  was  held  by  the  Supreme  Court,  and  by  the  Privy  Council  on  appeal,  that  the 
resolution  must  not  be  construed  as  operating  beyond  the  sitting  during  which  tlie 
resolution  was  passed  ;  that  the  standing  order  of  the  Legislative  Assembly  adopting  so 
far  as  is  applicable  to  its  proceedings  the  rules,  forms,  and  usages  in  force  in  the  British 
House  of  Commons,  and  assented  to  by  the  Governor,  was  valid,  but  must  be  construed 
to  relate  only  to  such  rules,  forms,  and  usages  as  were  in  existence  at  the  date  of  the 
order.     (Barton  [appellant]  v.  Taylor  [respondent],  11  App.  Ca.  p.  197.) 

The  Privy  Council  was  of  opinion  that  the  authority  conferred  upon  the  Legislative 
Assembly,  by  the  Constitution  Act,  was  not  limited  by  the  principles  of  common  law 
applicable  to  those  inherent  powers  which,  without  express  grant,  must  be  implied  from 
mere  necessity  ;  but  that  its  authority  was  sufficient  to  enable  the  Assembly  to  adopt 
from  the  Imperial  Parliament,  or  pass  by  its  own  authority,  any  standing  order  giving 
itself  power  to  punish  an  obstructing  member,  or  remove  him  from  the  Chamber  for  any 
period  longer  than  the  current  sitting.  This  of  course  could  not  be  done  by  the 
Assembly  without  the  Governor's  assent.  The  affirmance  of  the  judgment  appealed 
from  was  founded  on  the  view,  not  that  it  could  not  have  been  done,  but  that  nothing 
appeared  on  the  record  which  gave  the  resolution,  suspending  the  respondent,  a  lonaer 
operation  than  the  current  sitting.     (Barton  v.  Taylor,  11  App.  Ca.  197.) 

Section  34  of  the  Constitution  Act  of  Victoria,  scheduled  to  18  and  19  Vic.  c.  •>•» 
(1st  July,  1855),  authorized  the  Legislative  Council  and  Legislative  Assembly  to  prepare 
and  adopt  standing  rules  and  orders,  which,  when  approved  by  the  Governor,  sliould  je 
binding  and  of  full  force  in  law.     Sec.  35  of  the  same  Act  provided  : — l 

"  It  shall  be  lawful  for  the  Legislature  of  Victoria  by  any  Act  or  Acts  to  defiuo  tlw 
privileges,  immunities,  and  powers  to  be  held,  enjoyed,  and  exercised  by  the  t  ouQci 
and   Assembly  and  by  the  members  thereof  respectively.      Provided   that  no  suci 


§  157.]  BOTH  HOUSES  OF  PARLIAMENT.  505 

privileges,  immunities,  or  powers  shall  exceed  those  now  held,  enjoyed,  and  exercised 
by  the  Commons,  House  of  Parliament,  or  the  members  thereof." 

Section  35  of  the  Constitution  of  South  Australia  (■24th  Oct.,  1856),  contained  a 
similar  clause  enabling  the  Parliament  of  that  colony  to  declare  its  privileges  in  like 
manner.  In  pursuance  of  the  power  conferred  by  sec.  35  the  Parliament  of  Victoria 
passed  the  Act  20  Vic.  No.  1,  of  which  sec.  3  (re-enact€d  in  sec.  10  of  the  Constitu- 
tion Act  Amendment  Act,  1890)  was  as  follows  :  — 

"The  Legislative  Council  and  Legislative  Assembly  of  Victoria  respectively,  and 
the  committees  and  members  thereof  respectively,  shall  hold,  enjoy,  and  exercise  such 
and  the  like  privileges,  immunities,  and  powers  as,  and  the  privileges,  immunities,  and 
powers  of  the  said  Council  and  Assembly  respectively,  and  of  tiie  committees  and 
members  thereof  respectively,  are  hereby  defined  to  be  the  same  as,  at  the  time  of  the 
passing  of  '  The  Constitution  Statute '  were  held  and  enjoyed  and  exercised  by  the 
Commons  House  of  Parliament  of  Great  Britain  and  Ireland  and  by  the  committees  and 
members  thereof,  so  far  as  the  same  are  not  inconsistent  with  the  said  Act,  whether 
such  privileges,  immunities,  or  powers  were  so  held,  possessed,  or  enjoyed  by  custom, 
statute,  or  otherwise." 

I         On  29th  April,  1862,  Mr.  GJeorge  Dill,  the  publisher  of  the  Argus,  was  arrested  on  a 

I  warrant  signed  by  the  Speaker  of  the  Legislative  Assembly,  by  direction  thereof,  on  a 

!  charge  of  having  printed  and  published  a  libel  concerning  the  Assembly'  and  one  of  its 

1  committees.     On  his  being  brought  to  the   bar  of  the  House,  Mr.  Dill  was  adjudged 

t  guilty  of  contempt,  and  was  ordered  to  be  detained  in  custody  for  the  space  of  one 

mouth.   Mr.  Dill  applied  for,  and  was  afterwards  brought  before  a  judge  of  the  Supreme 

Court  on,  a  writ  of  habeas  carpus.     Mr.  Palmer,  the  Serjeant-at-Arms,  made  a  return  to 

the  writ,   justifying  detention  under  the   mandate  of   the   warrant  of  the   Speaker, 

iccordiug  to  the  order  of  the  House.     The  warrant  in  this  case  set  forth  the  nature  of 

:he  contempt  complained  of  as  the  ground  for  commitment.     It  was  held  by  the  Court 

•  hat  the  power  given  by  sec.   35  of  the  Constitution  Act  was  well  exercised  by  the 

legislature  of  Victoria  in  the  enactment  of  20  Vic.  No.  1,  sec.   3,  that  the  Legislative 

wouncil  and  Legislative  Assembly  of  Victoria  have  all  the  privileges,  immunities  and 

towers  which  were  legally  held,  enjoyed,  and  exercised  by  the  Commons  House  of 

'arliament  at  the  time  of  the  passing  of  the  "Constitution  Statute,"  and  that  the  publi- 

ation  outside  the  House,  in  a   newspaper,  of  an  article  which  the  Assemby  adjudged 

3  be  a  libel  on  the  Assembly,  on  a  select  committee  thereof,  and  on  a  member  of  each, 

«a  such  member,  is  a  contempt  for  which  the  House  has  authority  to  commit.     (In 

Dill,  1  W.  and  W.  [L.]  171.) 

The  offending  publisher  was  then  remanded  in  custody.  Subsequently  he  brought 
1  action  against  Sir  Francis  Murphy,  the  Speaker,  for  false  imprisonment.  In  that 
:tion  it  was  held  by  the  Supreme  Coui't  that  the  impossibility  of  the  Legislative  Council 
Assembly  exercising  the  power  of  impeachment  did  not  restrict  the  general  words  of 
c.  35  of  the  Constitution  Act  creating  the  power,  or  render  invalid  an  enactment  which 
ve  other  powers  that  might  be  exercised  by  the  Council  and  Assembly.  (Dill  v. 
urphy,  1  W.  and  W.,  L.  342,  356.)  On  appeal  to  the  Privy  Council,  the  decision  of 
Supreme  Court  was  atfirmed.  The  word  "  defined "  was  held  equivalent  to 
ieclared,"  and  the  power  given  by  the  Act  had  been  properly  exercised.  (1864,  1  Moo. 
C.  N.S.  487.) 

On  11th  March,  1869,  the  Legislative  Assembly  of  Victoria  appointed  a  select 
<  nmittee  to  enquire  and  report  upon  certain  charges  which  had  been  made  relating  to 
chai-acter  and  conduct  of  some  of  its  members.  Hugh  Glass  was  examined  as  a 
neas  before  the  committee,  which  afterwards  reported  to  the  House  that  Hugh  Glass 
I  John  Quarterraan  had  been  guilty  of  bribing  and  unduly  influencing  certain  members 
he  Assembly.  Glass  and  Quarterman  were  then  adjudged  guilty  of  contempt  and  of 
ach  of  privilege.  They  were  arrested  on  the  Speaker's  warrant,  brought  before  the 
'ise,  found  guilty  and  committed  to  the  custody  of  the  keeper  of  the  Melbourne  gaol. 
3  warrant  in  this  case  was  couched  in  general  terms,  and  did  not  recite  particulars  of 
ti  contempt  and  breach  of  privilege.     Whilst  they  were  in  gaol  the  Speaker  issued 


o06  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  49. 

another  warrant  against  Glass,  similar  to  the  first  except  that  it  contained  no  reference 
to  Quarterman.  On  30th  April  Glass  obtained  a  writ  of  haheaa  corpiis,  directed  to  the 
keeper  of  the  gaol,  who  made  a  return  to  the  writ,  relying  on  the  two  warrants  as  the 
cause  of  his  detaining  the  prisoner.  The  Chief  Justice,  Sir  William  F.  Stawell,  assisted 
by  two  other  judges,  heard  the  arguments  of  counsel  for  and  against  the  discharge  of 
Glass.  On  the  1st  May  prisoner  was  discharged  on  the  ground  that  the  warrant  was 
bad,  as  it  did  not  describe  the  contempt  so  as  to  show  that  it  was  of  a  kind  for  which 
the  House  of  Commons  might  have  committed  in  1855.  By  direction  of  the  House  a 
rule  niii  was  obtained  to  set  aside  the  order  of  the  Chief  Justice.  This  rule  was  argued 
before  the  Full  Court,  which  decided  that  it  had  no  jurisdiction  to  rescind  the  order  of  a 
judge  made  on  the  return  to  a  writ  of  habeas  corpus.  The  Speaker  petitioned  Her 
Majesty  in  Council  for  special  leave  to  appeal  against  the  decision  of  the  Chief  Justice, 
and  also  against  that  of  the  Full  Court.  On  the  case  coming  before  the  Privy  Council 
for  hearing,  the  appeal  was  allowed,  and  the  orders  of  the  court  in  the  colony  were 
reversed.  The  Privy  Council  held  that  the  Assembly  had,  under  sec.  35  of  the 
Constitution  Act  and  the  Act  20  Vic.  No.  1,  the  same  powers  and  privileges  as  those  of 
the  House  of  Commons,  and,  among  them,  the  power  of  judging  for  itself  what  is  a 
contempt,  and  of  committing  for  contempt  by  a  warrant  stating  generally  that  a 
contempt  has  been  committed.  (Speaker  of  the  Legislative  Assembly  v.  Glass,  1871, 
L.R.  3P.C.  560.) 

The  Legislative  Assembly  of  Victoria,  it  has  been  held,  does  not  possess  the 
privilege,  by  passing  resolutions  imposing  customs  duties,  to  authorize  the  collection  of 
those  duties  by  a  customs  officer  till  the  end  of  the  session  of  Parliament  in  which  such 
resolutions  have  been  passed.  The  Supreme  Court  has  power  to  determine  the  legality 
of  the  privilege.  And  the  statement  in  the  pleadings  of  such  a  privilege  is  a  question  of 
law  and  not  of  fact,  and  sec  2  of  Act  20,  Vic.  No.  1,  making  the  journals  of  the  House  of 
Commons,  and  consequently  of  the  Assembly,  prima  facie  evidence  of  the  privilege,  does 
not  turn  the  privilege  into  a  question  of  fact ;  and  therefore  the  privilege  could  not  be 
admitted  by  a  demurrer  to  a  plea  averring  such  privilege.  (Stevenson  v.  The  Queen, 
2  W.W.  &  A'B[L.]  14.3.) 

§  158.    "  Such  as  are  Declared  by  the  Parliament." 

This  section  authorizes  the  Federal  Parliament,  by  an  ordinary  act  of  legislation,  to 
declare  what  shall  be  the  powers,  privileges,  and  immunities  of  the  Senate  and  its  mem- 
bers and  committees,  and  of  the  House  of  Representatives  and  its  members  and  com- 
mittees. The  limitation  which  is  contained  in  sec.  18  of  the  Canadian  Constitution 
(amended  by  38  and  39  Vic.  c.  38),  in  sec.  35  of  the  Victorian  Constitution,  and  ui 
sec.  35  of  the  South  Australian  Constitution,  viz.,  that  the  powers,  privileges,  and  im- 
munities so  declared  shall  not  exceed  those  then  held  and  enjoyed  by  the  CommonB 
House  of  Parliament,  does  not  appear  in  this  section.  The  Federal  Parliament  hM 
therefore  unrestricted  authority  to  define  and  declare  its  powers,  privileges  and  im- 
munities. In  the  exercise  of  that  authority  it  could  not  legally  arrogate  to  itself  a  new 
jurisdiction,  not  within  the  scope  of  this  section.  In  the  absence  of  such  legislation  the 
powers,  privileges,  and  immunities  of  each  House,  and  of  the  committees  and  members 
of  each  House,  will  be  those  of  the  House  of  Commons,  as  known  to  law  at  the  estao- 
liahment  of  the  Commonwealth. 


§  159.]  BOTH  HOUSES  OF  PARLIAMENT.  507 

Rules  and  orders. 

50.   Each  House  of  the  Parliament  may  make  rules  and 
orders*"®  with  respect  to — 

(i.)  The  mode  in  which  its  powers,  privileges,  and 

immunities  may  be  exercised  and  upheld  : 
(ii.)  The  order  and  conduct  of  its  business  and  pro- 
ceedings either  separately  or  jointly  with  the 
other  House. 

UsiTED  States.— Each  House  may  determine  the  rales  of  its  proceedings,  panish  its  members 
for  disorderly  behaviour,  and,  with  the  concurrence  of  two-thirds,  expel  a  member. — 
Const.,  Art.  I.,  sec.  5,  sub-s.  2. 

Historical  Note. — In  the  clause  as  adopted  at  the  Sydney  Convention  of  1891,  and 

Ithe  Adelaide  session  of  the  Convention  of   1897,  the  matters  as  to  which  rules  and 

orders  might  be  made  were  somewhat  elaborately  defined  in  six  sub-clauses,  the  last  of 

jwhich  was  :  "  Generally  for  the  conduct  of  all  business  and  proceedings  of  the  Senate 

,ind  House  of  Representatives  severally  and  collectively. "     There  was  no  sub-clause 

jlealing  with  the  exercise  of  powers,   privileges,   and  immunities.     At  the  Adelaide 

Session,  Sir  Joseph  Abbott  called  attention  to  the  need  of  some  power  to  protect  the 

|)rivilege3  of  the  Houses,  and  suggested  that  the  power  to  make  standing  orders  was  too 

narrow.      He  moved  to  omit  all  the  sub-sections,   and  insert  words  empowering  each 

'louse  to  make  such  standing  orders  as  it  should  think  tit,  and  giving  to  such  orders  the 

■  of  law.     This  was  objected  to  as  being  too  wide,  and  Sir  Joseph  Abbott  withdrew 

iConv.  Deb.,  Adel.,  pp   756-60.)    At  the  Sjdney  session,  on  Mr.  Isaacs'  motion,  the 

j."ord  "standing,"  before  "' rules  and  orders,"  was  omitted.     (Conv.  Deb.,  Syd.,  1897, 

1035.)     At  the  Melbourne  session,  before  the  first  report,  a  new  sub-clause  was 

iserted :  "  The  mode  in  which  the  powers,  privileges,  and  immunities  of  the  Senate  and 

|f  the  House  of  Representatives  respectively  may  be  exercised  and  upheld."     After  the 

lurth  report  the  five  specific  sub-clauses  were  omitted,  and  verbal  amendments  were 

)tade. 

§  159.    "  Rules  and  Orders.'' 

It  will  be  observed  that  this  section  recognizes  the  important  distinction  between 
wers,  privileges,  and  immunities,"  and  the  "  rules  and  orders  "  by  which  such 
ei-s,  &c.,  are  enforced. 

Sub-sec.  i.  enables  each  House  of  the  Federal  Parliament  to  makes  rules  and  orders, 

ing  the  mode  or  manner  in  which  its  powers,   privileges,  and  immunities  may  be 

ised  and  upheld.     It  does  not  authorize  the  declaration  of  amy  power,  privilege,  or 

unity,  but  merely  the  procedure  requisite  for  the  maintenance  and  enforcement  of 

-ame.     Thus,  rules  could  be  made  prescribing  the  formalities  to  be  observed  in 

4smoning  persons  to  appear  at  the  bar  of  the  House,  or  to  give  evidence  before  its 

'  nmittees  ;  the  preparation,  form,  and  execution  of  warrants  for  the  arrest  of  persons 

y  of  contempt,  and  breach  of  privilege,  and  the  form  of  warrants  of  commitment. 

Sub-sec.  ii.  enables  each  House  to  make  rules  and  orders  regulating  the  conduct  of 

■usiness  and  proceedings,  either  when  acting  separately,  or  when  acting  jointly  with 

t-  other  House.     Rules  and  orders  may,  according  to  the  practice  of  the  Imperial 

'rliament,  be  classified  as  follows  :  ( 1)  standing  rules  and  orders,  (2)  sessional  rules  and 

rs,  (3)  orders  and  resolutions  undetermined  in  regard  to  duration. 

,  SxAyDiSG  Orders. — These  are  permanent  rules  for  the  guidance  and  government 

«tthe  House,  which  endure  from  Parliament  to  Parliament  until  vacated  or  repealed. 

T^?y  relate  to  such  matters  as  the  days  on  which  the  sittings  of  the  House  are  held,  the 


508  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  51. 

hour  for  commencement  of  business,  the  sequence  of  business  on  each  day,  the  distribu- 
tion of  business,  the  preservation  of  order,  the  closure  of  debate,  the  taking  of  divisions 
on  question  put,  the  progressive  stages  of  bills,  procedure  in  money  bills,  examination 
of  public  accounts,  standing  committees  on  particular  subjects,  form  and  reception  of 
petitions,  seats  in  the  House,  witnesses  before  the  House  and  its  committees,  admission 
and  withdrawal  of  strangers,  and  orders  relating  to  the  introduction  and  conduct  of 
private  bills.  In  the  House  of  Lords  a  standing  order  cannot  be  suspended  except  in 
pursuance  of  notice  of  motion.  In  the  Commons  the  rule  is  not  so  stringent,  and  in 
cases  of  emergency  a  standing  order  may  be  suspended  without  notice,  but  the  unanimous 
concurrence  of  the  House  is  generally  necessary.     (May,  10th  ed.  p.  145.) 

Sessional  Orders. — These  are  orders  or  resolutions  which  are  intended  and 
expressed  to  last  for  a  session  only  and  which  expire  at  the  end  of  the  session. 

Orders  of  Undefined  Dtiration. — "By  the  custom  of  Parliament  any  order  or 
resolution  of  either  House  the  duration  of  which  is  undetermined,  would  expire  with 
prorogation  ;  but  many  of  them  are,  as  part  of  the  settled  practice  of  Parliament, 
observed  in  succeeding  sessions,  and  by  different  Parliaments,  without  any  formal 
renewal  or  repetition.  For  examples  of  resolutions  being  observed  as  perrnaneut, 
without  being  made  standing  orders,  may  be  cited  the  formal  reading  of  a  bill  at  the 
opening  of  a  session;  several  resolutions  regarding  procedure  on  petitions;  the  resolu- 
tion prohibiting  members  from  engaging  in  the  management  of  private  bills  ;  the  time 
for  presenting  estimates  ;  the  rules  of  the  committee  of  supply  ;  and  the  means  of 
securing  a  seat  in  the  house  by  a  member  on  a  select  committee."  (May's  Pari.  Priic. 
lOthed.  p.  145.) 


PART  v.— POWERS  OF  THE  PARLIAMENT. 

Legislative  powers*""  of  the  Parliament. 

51.  The  Parliament  shall,  subject  to  this  Constitution, 
have  power  to  make  laws  for  the  peace,  order,  and  good 
government^*^^  of  the  Commonwealth  with  respect  to  : — 

United  States.— The  Conp-ess  shall  have  power  :— Art  1.,  sec.  8. 

Canada.— It  shall  be  lawful  for  the  Queen,  by  and  with  the  advice  and  consent  of  the  Senate 
and  House  of  Commons,  to  make  laws  for  the  peace,  order,  and  good  goveriunent  of 
Canada,  in  relation  to  all  matters  not  coining  within  the  classes  of  subjects  by  this  Act  as- 
signed exclusively  to  the  Legislatures  of  the  Provinces  ;  and  for  greater  certainty,  but  not 
so  as  to  restrict  the  generality  of  the  foregoing  terms  of  this  section,  it  is  hereby  declared 
that  (notwithstanding  anything  in  this  Act)  the  exclusive  legislative  authority  of  th* 
Parliament  of  Canada  extends  to  all  matters  coming  within  the  classes  of  subjects  next 
hereinafter  enumerated,  that  is  to  say  :— B.N.A.  Act,  18(i7,  sec.  91. 

Historical  Note.— In  the  Commonwealth  Bill  of  1891,  the  general  words  of  this 

section  were  : — "The  Parliament  shall,  subject  to  the  provisions  of  this  Constitution, 

have  full  power  and   authority  to  make  all   such  laws  as   it  thinks  necessary  for  tl» 

peace,  order,  and  good  government  of  the  Commonwealth,   with  respect  to  all  or  any  of 

the  matters  following,    that  is  to  say."     At  the  Adelaide  session,   1897,  these  words 

were  reproduced,  except  that  the  word   "laws"  was  substituted  for  the  phrase  "wl 

such  laws  as  it  thinks  necessary."    At  the  Sydney  session,  there  was  a  short  debate  upon 

the'  words    "peace,  order,   and  good  government."      (Conv.    Deb.,    Syd.,   1897,    pp- 

1035-7.)    At  the  Melbourne  session,  drafting  amendments  were  made  before  the  first 

report  and  after  the  fourth  report. 

§  160.    "  Legislative  Powers." 

This  important  section,  containing  .39  sub-sections,  enumerates  the  main  legislative 
powers  conferred  on  the  Federal  Parliament.  They  are  not  expressly  described  a« 
cither  exclusive  powers  or  concurrent  powers,  but  an  examination  of  their  scope  aiw' 
intent,  coupled  with  subsequent  .sections,  will  show  clearly  that,  whilst  some  of  tiicinart' 
powers  which  either  never  belonged  to  the  States,  or  are  taken  from  the  States  and  are 


§  160.] 


POWERS  OF  THE  PARLIAMENT.  509 


vested  wholly  in  the  Federal  Parliament  to  the  exclusion  of  action  by  the  State  legisla- 
tures, otliers  are  powers  which  may  be  exercised  concurrently  by  the  Federal  Parliament 
uid  by  the  State  legislatures. 

Classificatiox  of  Powers. — The  powers  conferred  on  the  Federal  Parliament 
may  be  classified  as  (1)  the  new  and  original  powers  not  pre\iously  exercised  by  the 
States,  such  as  "  Fisheries  in  Australian  waters  beyond  territorial  limits,"  "external 
affairs,"  "the  relations  of  the  Commonwealth  with  the  islands  of  the  Pacific,"  &c.  ;  (2) 
old  powers  previouslj'  exercised  by  the  colonies  and  redistributed,  some  being  (a)  ex- 
clusively vested  in  the  Federal  Parliament,  such  as  the  power  to  impose  duties  of 
customs  and  excise,  and  the  power  to  grant  bounties  on  the  production  or  export  of 
goods,  after  the  imposition  of  uniform  duties  of  customs  ;  and  others  being  {b)  concur- 
rently exercised  b%'  the  Federal  Parliament  and  the  State  Parliaments  such  as  taxation 
(except  customs  and  excise),  trade  and  commerce  (except  customs,  excise,  and  bounties), 
quarantine,  weights  and  measures,  kc.  The  rule  of  construction  is,  that  the  legislative 
mthority  of  the  Federal  Parliament  with  respect  to  any  subject  is  not  to  be  construed 
|is  exclusive,  "  unless  from  the  nature  of  the  power,  or  from  the  obvious  results  of  its 
ppei-atioDS,  a  repugnancy  must  exist,  so  as  to  lead  to  a  necessary  conclusion  that  the 
:»ower  was  intended  to  be  exclusive;"  otherwise,  "the  true  nile  of  interpretation  is 
hat  the  power  is  merely  concurrent."     (Story,  Comm.,  §  4.38.) 

Plenary  Xature  of  the  Powers. — An  important  point   to  consider  is  whether 

lie  Legislative  powers  vested  in  the  Federal  Parliament  are   to  be  regarded  as  plenary, 

l>3olute,  and   ^MO-'ii-sovereign,  or  whether  tliey  are  merely  entrusted  to  the  Federal 

arliament  a^n  agent  of  the  Imperial  Parliament,  so  as  to  come  within  the  eflFect  of 

"  maxim  delegatus  non  potent  delegare  (Broom's  Leg.  Max.  oth  ed.  p.  840),  according  to 

;  a  person  or  body  to  whom  an  office   or  duty  is  assigned  bj*  law  cannot  lawfully 

'.ve  that  office  or  duty  on  another  unless   expressly  authorized.     The  distinction 

•  en  the  two  classes  of  powers,  plenary  and  delegated,  was  discussed  by  the  Privy 
jjuncil  in  the  case  of  The  Queen  v.  Burah  (1878),  3  App.  Ca.  p.  889.  The  question 
'ere  raised  was  the  legality  of  a  section  of  an  Act  passed  by  the  Governor-General 

uncil  of  India,  conferring  on   the  Lieutenant-Governor  of  Bengal  the  power  to 
:nine  whether  the  Act  or  any  part  of  it  should  be  applied  to  certain  districts      The^ 
Council,  per  Lord  Selborue,  said  : — 

Where  plenarj-  powers  of  legislation  exist  as  to  particular  subjects,  whether  in  an 
ial  or  a  provincial  •  Legislatui-e,  they  may  (in  their  Lordships  judgment)  be  well 
.sed,  either  absolutely  or  conditionall}'.  Legislation,  conditional  on  the  use  of 
ular  powers,  or  on   the  exercise  of  a  limited  discretion,  entrusted  by  the  Legis- 

•  to   persons   in   whom   it   places  confidence,    is    no   uncommon   thing ;    and,    in 
circumstances,  it  may  be  highly  convenient.     The  British  Statute  Book  abounds 

examples  of  it ;  and  it  cannot  be  supposed  that  the  Imperial  Parliament  did  not, 
constituting  the  Indian  I..egislature,  contemplate  this  kind  of  conditional  legisla- 
s  within  the  scope  of  the  Legislative  powers  which  it  from  time  to  time  conferred." 
vird  Selborne,  The  Queen  v.  Burah,  3  App.  Ca.  906.) 

At  the  same  time  their  Lordships  were  of  opinion  that  the  Governor-General  in 

il  could  not  create  in  India,  and  arm  with  genei-al  legislative  authority,  a  new 

itive  body  not  created  or  authorized  bj'  the  Imperial  Act  constituting  a  Council. 

II  the  case  of  Hodge  i-.  The  Queen  0883),  9  App.  Ca.  117,  the  question  raised  for 

■cision  of  the  Privy  Council  was  the  constitutionalitj'  of  the  Liquor  License  Act 

,  S3.  4,  5,  by  which  the  Provincial  Legislature  of  Ontario  gave  authority  to  a  Board 

mmissioners  to  enact  regulations  for  the  government   of  taverns.     The  appellant 

""•ijeen  convicted  for  a  breach  of  one  of  the  regulations  passed  by  the  Commissioners, 

*nlhe  appealed  on  the  grounds  (inter  alia)  that  the  British  North  America  Act,  1867, 

rred  no  authority  on  the  Provincial  Legislatures  to  delegate  their  powers  to  Com- 

jners  or  any  other  persons;  that  a  Legislature  committing  the  power  to  make 

i*Jaations  to  agents  or  delegates  thereby  efl'aced  itself  ;  and  that  the  power  conferred 

*jy  le  Imperial  Parliament  on  the  local  Legislatures  could  be  exercised  in  full  by  these 

oo(«  only,  according  to  the  maxim  delegatus  non  potest  delegare.     The  Privy  Council 


510  COMMENTARIES  ON  THE  CONSTITUTION.        [Seo.St 

in  considering  the  legislative  power  of    the  Provincial  Legislatures  pointed  out  the 
difference  between  tlieir  constitution  and  that  of  the  Legislative  Council  of  India. 

"  They  are  in  no  sense  delegates  of,  or  acting  under  any  mandate  from  the  Imperial 
Parliament.  When  the  Britisli  North  America  Act  enacted  that  there  should  be  a 
legislature  for  Ontario,  and  that  its  Legislative  Assembly  should  have  exclusive  authority 
to  make  laws  for  the  Province,  and  for  provincial  purposes  in  relation  to  the  matter* 
enumerated  in  sect.  92,  it  conferred  powers  not  in  any  sense  to  be  exercised  by  delega- 
tion from  or  as  agents  of  the  Imperial  Parliament,  but  autliority  as  plenary  and  as  ample 
within  the  limits  prescribed  by  sec.  92  as  the  Imperial  Parliament  in  the  plenitude  of 
its  power  possessed  and  could  bestow.  Within  these  limits  of  subjects  and  area  the 
local  legislature  is  supreme,  and  has  the  same  authority  as  the  Imperial  Parliament,  or 
the  Parliament  of  the  Dominion,  would  have  had  under  like  circumstances  to  confide  to  a 
municipal  institution  or  body  of  its  own  creation  authority  to  make  by-laws  or  resolu- 
tions as  to  subjects  specified  in  the  enactment,  and  with  the  object  of  carrj-ing  the 
enactment  into  operation  and  effect.  It  is  obvious  that  such  an  authority  is  ancillarj'  to 
legislation,  and  without  it  an  attempt  to  provide  for  varying  details  and  maciiinery  to 
carrj'  them  out  might  become  oppressive,  or  absolutely  fail  The  verj'  full  and  very 
elaborate  judgment  of  the  Court  of  Appeal  contains  abundance  of  precedents  for  thi» 
legislation,  entrusting  a  limited  discretionary  authority  to  others,  and  has  many  illustra- 
tions of  its  necessity  and  convenience.  It  was  argued  at  the  bar  that  a  legislature  com- 
mitting important  regulations  to  agents  or  delegates  effaces  itself.  That  is  not  so.  It 
retains  its  pow  er  intact,  and  can,  whenever  it  pleases,  destroy  the  agency  it  has  created, 
and  set  up  another,  or  take  the  matter  directly  into  its  own  hands.  How  far  it  shall 
seek  the  aid  of  subordinate  agencies,  and  how  long  it  shall  continue  them,  are  matters 
for  each  legislature,  and  not  tor  Courts  of  Law,  to  decide.  (Per  Sir  B.  Peacock  :  Hodge  v. 
The  QiTcen,  9  App.  Ca.  132.) 

Applying  the  principles  established  in  the  foregoing  cases  to  the  Constitution  of  the 
Commonwealth,  we  may  draw  the  conclusions  :  (1)  As  the  words  of  the  Imperial  Act, 
creating  the  Federal  Parliament  and  conferring  on  it  legislative  powers,  are  similar  in 
substance  and  intent  to  those  of  the  British  North  America  Act,  conferring  exclusive 
legislative  authority,  it  follows  that  the  Federal  Parliament  is  in  no  sense  a  delegate  or 
agent  of,  or  acts  under  any  mandate  from,  the  Imperial  Parliament.  (2)  Its  authority 
within  the  limits  prescribed  by  the  Constitution  are  as  plenary  and  ample  as  the  Imperial 
Parliament  in  its  plenitude  possessed  and  could  bestow.  (3)  Within  those  limits  the 
Federal  Parliament  can  do  what  the  Imperial  Parliament  could  do,  and  among  other 
things  it  can  entrust  to  a  body  of  its  own  creation  power  to  make  by-laws  and  regulation* 
respecting  subjects  within  its  jurisdiction. 

Limitations  of  Federal  Legislative  Power. — As  we  proceed  with  an  analytical 
examination  of  section  51  it  will  be  seen  that  whilst  several  of  its  sub  sections  contain 
grants  of  legislative  power  in  general  and  unlimited  terms,  the  grants  conveyed  bj 
other  sub-sections  are  qualified  or  subject  to  restraints.     These  are  known  as  < 
tional  limitations.      Take  sub-section   1.     Tliere,   the  Federal  Parliament  i.s 
power  to  legislate  respecting  trade  and  commerce  "  with  other  countries  and  aniuiig  t  ■ 
States;"  the  words  quoted  are  words  of  limitation  excluding  from  Federal  control  tin' 
internal  commerce  of  each  State.     This  is  obviously  a  federal  limitation,  justit 
considerations   of  federal  policy.     It  is  not  founded  on  any  distrust  of  the    i 
Legislature  ;    it  is  not  designed    for    the    protection    of    individual    citizens  of   i'" 
Commonwealth  against  the   Federal  Legislature.      It  is,  in  fact,  one  of  the  stipul' 
tions    of    the    federal   compact.      So   the    condition   annexed  to  the  grant  of  taxMi; 
power  is,   that  there  must    be    no  discrimination  between   States   in   the  exercise  " 
that  power.       Tiiis,  again,  is  not  a  limitation  for  the  protection   of  private  citu"'" 
of  the  Commonwealtli  against  the  unequal  use  of  the  taxing   power ;   it  is  foiimi' 
on   federal  considerations;  it   is   a  part  of   the  federal  bargain,    in  which  the  fet'i" 
and    the    people    thereof    have    acquiesced,    making    it    one    of    the    articles  of  i 
political   partnership,    as   effectually   as   other   leading  principles  of  the  Conalituti> 
Another  federal  limitation  annexed  to  a  grant  of  legislative  power  is  that  '• 
granted  by  the  Federal  Parliament  "  shall  be  uniform  throughout  the  Commmiu 
The  authority  of  the  Federal  Parliament  over  bounties  is  fettered  in  the  same  n»''-' 
and  for  the  same  reasons  tliat  its  authority  to  tax  is  fettered. 


J 


§§  160-161  1 


POWERS  OF  THE  PARLIAMENT.  51 1 


Attention  having  been  drawn  to  federal  limitations  to  be  found  in  grants  of  power 
contained  in  sec.  51,  the  subject  may  be  here  further  elucidated  by  the  statement  that 
sec.  51  is  not  the  only  section  of  the  Constitution  in  which  limitations  to  the  grants  therein 
made  are  to  be  found.  Logicalh-,  if  not  for  perspicuity,  the  limitation  of  a  power  ought 
to  be  associated  with  or  in  proximity  to  the  conveyance  of  power.  But  this  rule  is  not 
uniformally  observed  in  the  di-afting  of  Constitutions.  Thus  the  grant  of  power  over 
trade  and  commerce  in  sec.  51-i.  is  subject  to  further  qualifications  and  restrictions  <^ 
contained  in  subsequent  sections.  By  sec.  92,  the  Federal  Parliament,  in  common  with 
the  State  Parliaments,  is  restrained  from  interfering  with  the  freedom  of  inter-state 
trade  and  commerce,  after  the  imposition  of  uniform  duties  of  customs.  By  sec.  98,  the 
Federal  Parliament  is  unable  to  pass  commercial  regulations  which  may  give  preference 
to  one  State  over  another  State.  In  like  manner  the  taxing  power  is  subject  to  other 
qualifications  and  restrictions.  The  Federal  Parliament  cannot  impose  a  tax  which 
would  operate  in  derogation  of  the  freedom  and  equality  of  inter-state  trade  and  com- 
merce ;  sees.  92  and  98.  It  cannot  impose  a  tax  on  property  of  any  kind  belonging  to  a 
State;  sec.  lU. 

The  first  part  of  sec.  115  declares  that  the  Commonwealth  (Federal  Parliament) 

shall  not  make  a  law  establishing  any  religion.     This  is  an  absolute  prohibition,   an 

absolute  denial  of  power,  which  stands  in  contrast  to  a  limitation  or  cutting  down  of  a 

power  which  is  gianted.     There  is,  in  the  Constitution,  no  express  or  implied  grant  of 

oower  over  religion  which  the  first  part  of  this  section  can  possibly  qualify  or  limit  (see 

S^ote  §  462).     The  last  part  of  the  section,   pro\nding  that  "  no  religious  test  shall  be 

equired  as  a  qualification  for  any  ofiice.or  public  trust  under  the  Commonwealth,"  is  a 

rue  aud  legitimate  limitation  of  a  power  granted  by  sec.  69  ;  yet  that  limitation  cannot 

>e  described  as  a  fe<leral  limitation,  warrantable  and  explainable  by  federal  consideia- 

ions.     It  is  a  notable  instance  of  a  national,  as  compared  with  federal,  limitation.     It 

\i  an  example  of  the  limitation  of  power  founded  on  what  Mr.  Lefroy  calls  "  distrust  of 

^gislatures."     (Law  Quarterly  Review,  July,   1899,  p.   286.     See  also  Lefroy,  Legisl. 

ower  in  Canada,  Introd.  p.  xlv.) 

X.ATtTRE  AND  DiSTRiBrTiox  OF  PowERS.— It  was  Competent  for  the  people  to  invest 
i  efleral  government  with  all  the  powers  they  might  deem  proper  and  necessary,   to 

vtend  or  restrain  these  powers,  and  to  give  them  a  paramount  authoritj'.     (Martin  f. 

unter's  Lessee,  1  Wheat.  304  ;  Baker,  Annot.  Const,  p.  15.) 

The  Federal  government  can  claim  no  powers  not  granted  to  it  by  the  Constitution  ;  i 

)wer8  actually  granted  must  be  such  as  are  given  expressly  or  by  necessary  implication.  I 

^e  instrument  is  to  have  a  reasonable  construction  according  to  the  import  of  its  terms; 
-mere  a  power  is  expressly  given  in  general  terms  it  is  not  to  be  confined  to  particular 

ses,  unless  tliat  construction  grows  out  of  the  context  or  by  necessary  implication. 

The  Constitution  deals  in  general  language.     It  does  not  provide  for  minute  speci- 
'tions  of  powers  or  declare  the  means  by  which  those  powers  shall  be  carried  into 
ution.     (Id.) 

■'I  now  pass  to  that  which  is,  perhaps,  the  most  delicate  and  most  important  part        - 
lis  measure,  the  distribution  of  powers  between  the  central  government  and  the      7^ 
authorities  ;  in  this,  I  think,  is  comprised  the    main  theory   and  constitution  of 
ral  Government ;  on  this  depends  the  principal  working  of  the  new  system  ;  the 
object  which  we  have  in   view  is  to  give  to   the   central   government    those  high 
'  etions  and  almost  sovereign  powers  by  which  general  principles  and  uniformity  of 
Ijislation  may  be  secured  on  those  questions   that  are  of  common  import   to  all   the 
B  vinces,  and  at  the  same  time  to  retain  for  each  Province  such  an  ample  measure  of 
BJnicipal  liberty  and  self-government  as  will  allow,  and  indeed  compel,  them  to  exercise 
*Ue  local  powers  which  they  can  exercise  with  great  advantage  to  the   community. "' 
(|rd  Carnarvon,   in  presenting  the  Canadian  Constitution  to  the   House   of   Lords, 
1^7.) 

§  161.    "  Peace,  Order,  and  Good  GoYernment." 

These,  or  words  nearly  similar,  have  been  used  in  most  of  the  Constitutional  Act 
Med  by  the  Imperial  Parliament,  conferring  local  legislatures  on  British  colonies.     The 
MH  Geo.  III.  c.  83,  s.  12,  authorized  the  legislative  body  appointed  thereunder  to  make 


512  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  51. 

ordinances  for  "  the  peace,  welfare,  and  good  government "  of  the  province  of  Quebec. 
The  Act  31  Geo.  III.  c  31  established  legislatures  for  Upper  Canada  and  Lower  Canada 
respectively,  with  power  to  make  laws  for  "  the  peace,  welfare,  and  good  government" 
thereof.  The  Act  3  and  4  Vic.  c.  35,  which  united  the  Upper  and  Lower  Provinces 
established  a  Parliament  of  two  Houses  with  power  to  make  laws  for  "  the  peace, 
welfare,  and  good  government  "  of  Canada.  The  British  North  America  Act,  1867,  (30 
and  31  Vic  c.  3)  gave  the  Parliament  of  the  Dominion  of  Canada  power  to  make  laws  for 
"  the  peace,  order,  and  good  government  of  Canada,"  in  relation  to  matters  not  exclusively 
assigned  to  the  Provinces.  By  the  Act  of  9  Geo.  IV.  c.  83,  s.  20,  1829,  his  Majesty  was 
empowered  to  constitute,  in  the  colonies  of  New  South  Wales  and  Van  Diemen's  Land 
respectively,  Councils  to  make  laws  for  "  the  welfare  and  good  government"  of  the  said 
colonies.  By  the  Act  10  Geo.  IV.  c.  22,  1829,  his  Majesty  was  enabled  to  authorize 
any  three  or  more  persons  resident  in  the  settlement  then  known  as  Western  Australia, 
to  make  and  ordain  laws,  institutions  and  ordinances  for  "the  peace,  order,  and  good 
government "  of  the  settlement.  The  Act  3  and  4  Vic.  c.  62,  s.  3,  1840,  authorized  Her 
Majesty  to  appoint  a  Legislative  Council  in  any  colony  or  colonies  which  might  be 
erected  in  any  islands  comprised  within  the  dependencies  of  New  South  Wales,  and 
such  Council  was  to  be  authorized  to  make  laws  for  "  the  peace,  order,  and  good  govern- 
ment "  of  such  colony.  By  5  and  6  Vic.  c.  76,  1842,  there  was  created  a  legislative 
Council  in  and  for  New  Sbuth  Wales,  with  power  to  make  laws  for  "  the  peace,  welfare, 
and  good  government"  of  the  colony.  In  the  Act  13  and  14  Vic.  c.  59,  s.  14,  1850,  the 
Governors  and  Legislative  Councils  of  Victoria.  Van  Diemen's  Land,  South  Australia, 
and  Western  Australia,  established,  or  to  be  established  under  that  Act,  were  authorized 
to  make  laws  "  for  the  peace,  welfare,  and  good  government"  of  the  said  colonies.  By 
the  Constitution  Act  of  New  South  Wales,  scheduled  to  18  and  19  Vic.  c.  54,  anew 
legislature  was  created  to  make  laws  for  the  "  peace,  welfare  and  good  government" 
of  the  colony.  The  Victorian  Constitution  Act,  scheduled  to  18  and  19  Vic.  c.  65, 
established  a  legislature  to  make  laws  in  and  for  Victoria  in  "  all  cases  whatsoever." 
The  Constitution  Act  of  Tasmania  (then  Van  Diemen's  Land)  of  1st  Nov.,  1854,  called 
into  existence  a  new  legislature  which  was  declared  "  to  have  and  to  exercise  all  the 
powers  and  functions  of  the  Legislative  Council  "  which  it  superseded.  The  Constitution 
Act  of  South  Australia,  No.  2,  1855-6,  was  similarly  worded.  The  Order  in  Council  of 
6th  June,  1859,  creating  a  legislature  in  and  for  the  colony  of  Queensland,  authorized  it 
to  make  laws  for  the  good  government  of  the  colony,  and  to  alter  or  repeal  the  Order  in 
Council.  By  the  Act  to  consolidate  the  law  relating  to  the  Constitution  of  Queensland 
dated  28th  Dec,  1867,  it  was  declared  that  Her  Majesty  by  and  with  the  advice  and 
consent  of  the  Council  and  Assembly  could  make  laws  for  "the  peace,  welfare,  and  good 
government  of  the  colony  in  all  cases  whatsoever." 

SiGNiFiCANCK  OF  THE  WoRDS.— The  Federal  Parliament  has  not  general  power  to 
make  laws  for  "  the  peace,  order,  and  good  government  of  the  Commonwealth,"  but  only 
with  respect  to  matters  that  are  speci6cally  enumerated  in  the  section.  The  question 
has  been  raised  as  to  whether  the  words  "  peace,  order,  and  good  government"  may  be 
construed  so  as  to  qualify,  limit,  or  restrict  the  grant  of  power.  Another  question  n.« 
been  raised  as  to  whether  they  will  tend  to  increase,  enlarge,  or  magnify  the  grant  <'> 
power.  These  two  questions  will  be  found  referred  to  in  the  extracts  and  cases  givin 
below. 

Reference  may  be  here  made  to  a  third  question  which  has  been  raised,  »s  u> 
whether  the  words  "for  the  peace,  order,  and  good  government  of  the  Conmionwealtli 
will  prevent  the  Federal  Parliament  from  passing  a  law  whicli  may  be  conlined  in  i  ^ 
operation  to  a  particular  State.  On  this  point  some  assistance  may  be  derive<l  from 
several  leading  Canadian  cases.  In  Russell  v.  The  Queen  (1882),  7  App.  Cas.  829,  t'"' 
Privy  Council  held  that  the  Canada  Temperance  Act,  1878,  which  was  passed  by  tli'' 
Dominion  Parliament,  in  order  to  abolish  the  retail  traffic  in  intoxicating  liquor  within 
every  provincial  area,  or  local  option  district,  in  which  a  majority  of  the  electors atlop  «< 


^  161.]  POWERS  OF  THE  PARLIAMENT.  513 

the  Act,  was  a  general  law  relating  to  the  order,  safety,  and  good  morals  of  the  Dominion, 
and  was  therefore  within  the  power  conferred  upon  the  Dominion  Parliament  to  make 
laws  for  "the  peace,  order,  and  good  government  of  Canada."  In  Huson  v.  South 
Norwich  (1895),  24  S.C.R.  (Can.)  p.  U6,  Strong,  C.J.,  said  "  It  is  established  by  Russell 
f.  The  Queen  that  the  Dominion,  being  invested  with  authority  by  section  91  to  make 
laws  for  the  peace,  order,  and  good  government  of  Canada,  may  pass  what  are  denomi- 
nated local  option  laws.  But,  as  I  understand  that  decision,  such  Dominion  laws  must 
be  general  laws,  not  limited  to  any  particidar  Province." 

In  the  Liquor  Prohibition  Appeal  Case,  which  came  before  the  Privy  Council  (1896), 

App.  Ca.  348,  these  observations  of  the  Chief  Justice  were  quoted  by  Mr.  Haldane,  when 

|the  following  remarks  were  made  : — Lord  Watson  :  "  I  do  not  know  that  they  must  be 

lieneral  laws,  not  limited  to  any  particular  Province,  that  they  must  be  for  the  benefit 

,)f  the  whole  of  the  Provinces."     Lord  Herschell :  "  But  to  legislate  in  a  matter  which  is 

I  local  matter,  for  one  Province  only,  antl  merely  say  we  thought  it  would  be  for  the 

jjenefit  of  all  Canada  that  Ontario  should  be  made  a  sober  place,  would  be  to  my  mind 

legislation  about  which  there  would  be  a  good  deal  of  question.     I  think  it  is  too  narrow 

iosay  that  the  law  must  extend  to  everj'  Province  ;  but,  on  the  other  hand,  it  must  not  be 

jDcal  legislation  in  a  particular  Province."     Lord  Morris  :  "  I  think  the  Chief  Justice  is 

nly  dealing  with  the  local  option  laws.     .     .     It  is  the  local  option  laws,  and  I  think 

e  is  strictly  right."     (Printed  Report  of  Case,  pp.  149-50.) 

Mr.  Lefroy  considers  that  Mr.  Edward  Blake's  argument  on  the  appeal  contains  a 
irrect  summary  of  the  whole  matter:  —  "You  have,"  said  Mr.  Blake,  "the  powers 
mited,  when  you  come  to  the  Province,  by  the  area  and  the  objects ;  provincial  area 
■id  provincial  objects  are  the  scope.  I  think  each  one  of  the  provincial  powers  is  indi- 
jkted  in  itself  to  be  for  provincial  purposes.  Instead  of  setting  that  out  generally  at 
lie  commencement,  in  each  one  of  the  articles  it  is  specifically  stated.  But  you  find,  on 
je  contrary,  unlimited,  save  by  the  express  exception,  general  powers  both  as  to  scope, 
ea,  and  objects  in  the  Dominion.  There  is,  therefore,  as  I  submit,  nothing  whatever 
indicate  in  the  least  degree  that  the  power  of  the  Parliament  of  Canada  was  so 
joited  as  to  those  subjects  on  which  it  might  enact  that  it  could  not„if  the  welfare  of 
|e  whole  community  in  its  opinion  demanded,  enact  with  reference  to  particular  parts 
*!  that  community,  the  legislation  which  the  conditions  of  that  part  might,  in  the 
«rest  of  all,  specially  demand.  It  is  quite  true  that  it  was  hoped  and  expected,  and 
was  a  reasonable  hope  and  expectation,  that,  as  a  rule,  the  legislation  would  be 
iieral,  extending  over  the  whole  area,  the  subjects  Ijeing  common.  But  there  is 
;ng  in  these  powers  which  prescribes  any  such  limitation,  and  it  is  perfectly  clear 
the  peace,  welfare,  and  good  government  of  the  whole  community  may  demand, 
bin  the  undisputed  bounds  of  the  legislative  powers  of  the  Dominion,  an  Act  of  Par- 
1  oent  afiecting  directly  not  the  whole  area,  not  the  whole  community,  but  some  part 
hat  community,  as  to  these  matters  on  which  the  Dominion  has  power  to  legislate  for 
(Lefroy,  Leg.  Pow.  in  Canada,  p.  580.) 

These  words  are  copied  from  the  several  Acts  of  the  Imperial  Parliament  providing 
-  Lhe  establishment  of  legislatures  in  the  various  Australian  colonies,  and  are  perfectly 
ajropriate  when  used  in  reference  to  the  establishment  of  the  legislature  which  is  to 
Wiess  plenary  legislative  powers,  and  have  unlimited  jurisdiction  on  all  questions 
reting  to  the  protection  of  life  and  property,  and  the  enforcement  of  contractual  rights 
o^verj'  kind  ;  but  it  is  very  doubtful  if  they  ought  to  find  a  place  in  connection  with 
^definition  and  delegation  of  limited  legislative  powers  which  do  not  include  matters 
rating  to  the  daily  protection  of  life  and  property,  or  to  enforcement  of  private  rights 
«|obli^tions  in  general.  It  is  true  that  they  find  a  place  in  the  91st  section  of  the 
Mish  North  America  Act,  which  establishes  a  federal  constitution  for  Canada  :  but  the 
pijiary  object  of  that  Act  is  to  limit  the  powers  and  jurisdiction  of  the  provincial 
wj  latures,  and  to  vest  the  residuum  of  legislative  authority  in  the  Dominion  of  Canada 
JDjie  federal  parliament.  The  words  in  question  may,  therefore,  fitly  find  a  place  n 
ihj  Act,  and  they  were  relied  upon  in  the  case  of  Attorney-General  'of  Canatla  v.  the 
^mey-General  of  Ontario,  which  was  decided  by  the  Privy  Council  last  year  (App. 
'-^{.SQe)  to  uphold  the  Act  of  the  Dominion  Parliament,  which  had  been  challenged  on 


y 


514  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  51. 

the  ground  that  it  had  encroached  upon  the  domain  of  the  provincial  legislatures.  That 
decision,  in  effect,  appears  to  me  to  be  an  argument  against  the  insertion  of  the  words  ia 
question  in  connection  with  the  definition  and  delegation  of  the  legislative  powers  of  the 
Parliament  of  the  Commonwealth,  because  they  might,  in  some  unforeseen  and  unexpected 
controversy,  afford  ground  for  an  argument  in  favour  of  the  jurisdiction  of  the  Parliameut 
of  the  Commonwealth  in  matters  which  the  several  States  might  claim  to  be  wholly 
within  their  own  legislative  powers.  It  cannot  be  contended  that  they  are  required  for 
the  purpose  of  giving  the  Parliament  of  the  Commonwealth  full  power  to  legislate  with 
regard  to  all  subjects  mentioned  in  the  sub-sections  of  section  5 1  ;  and,  if  they  are  not 
required  for  that  purpose,  they  must  inevitably  encourage  the  contention  that  they  are- 
inserted  for  some  additional  purpose.  But,  if  their  insertion  is  not  intended  to  add  in 
any  way  to  the  powers  of  Parliament,  in  relation  to  the  matters  mentioned  in  the  sub- 
sections of  section  51,  then  they  violate  the  canon  of  drafting,  which  requires  that  no 
unnecessary  words  should  be  u.sed  in  giving  expression  to  the  intention  of  the  legislature. 
They  are  very  properly  inserted  in  section  52,  because  that  section  confers  upon  the 
Parliament  of  the  Commonwealth  plenary  and  exclusive  powers  in  regard  to  the  several 
matters  mentioned  in  the  sub-sections  of  that  section.  But  their  presence  in  section  51 
tends  to  create  a  resemblance  in  the  scope  of  the  powers  conferred  by  the  two  sections, 
whereas  it  woidd  be  much  more  desirable  to  make  the  difference  in  the  purport  of  each 
section  as  apparent  and  emphatic  as  possible."  (Memorandum  by  the  Hon.  A.  Ingiis 
Clark,  M.P..  Attorney-General  for  Tasmania,  presented  to  the  Federal  Convention, 
Sj'dney  Session,  1897.) 

"I  should  like  to  submit  for  the  consideration  of  the  leader  of  the  Convention  the 
question  whether  the  words  which  the  legislature  of  Tasmania  have  proposed  to  omit 
might  not  raise  the  question  whether  legislation  of  the  Federal  Parliament  was  in  every 
instance  for  the  peace,  order,  and  good  government  of  the  Commonwealth.  Take,  for 
instance,  navigation  laws.  Might  it  not  be  contended  that  certain  navigation  law» 
were  not  for  the  peace,  order,  and  good  government  of  the  Commonwealth,  and  might 
there  not  be  litigation  upon  the  point  ?  We  are  giving  very  full  powers  to  the  Parliameut 
of  the  Commonwealth,  and  might  we  not  very  well  leave  it  to  them  to  decide  whether 
their  legislation  was  for  the  peace,  oi'der,  and  good  government  of  the  Commonwealth? 
Surely  that  is  sufficient,  without  our  saying  definitely  that  their  legislation  should  be 
for  the  peace,  order,  and  good  government  of  the  Commonwealth.  I  hope  the  leader  of 
the  Convention  will  give  the  matter  full  consideration  with  a  view  to  seeing  whether 
these  words  are  not  surplusage,  and  whether,  therefore,  they  had  better  not  be  left  out 
of  the  bill  altogether."     (Mr.  N.  E.  Lewis,  Conv.  Deb.,  Syd.,  1897,  p.  1037.) 

The  point  submitted  for  consideration  by  Mr.  Clark  and  Mr.  Lewis  did  not  lead  to 
any  debate  in  the  Convention.  Mr.  Barton  stated  he  had  read  the  reasons  through  very 
carefully,  and  he  had  been  unable  to  discover  that  any  of  the  evils  which  his  hon.  and 
learned  friend  Mr.  Clark  feared  might  be  expected  from  leaving  those  words  as  they 
were.  The  powers  were  powers  of  legislation  for  the  peace,  order,  and  good  govern- 
ment of  the  Commonwealth  in  respect  of  the  matters  specified.  No  construction  in  the 
world  could  confer  any  powers  beyond  the  ambit  of  those  specified. 

In  the  case  Riel  v.  The  Queen,  10  App.  Ca.  675,  the  question  was  raised  as  to  the 
validity  of  a  Canadian  Act,  43  Vic.  c.  25.  providing  for  the  administration  of  criminal 
justice  in  the  North-west  Territories.  This  Act  was  passed  by  the  Dominion  Parlia- 
ment under  the  British  North  America  Act,  1871,  34  and  35  Vic.  c.  28,  s.  4,  which 
provided  that  that  Parliament  might,  from  time  to  time,  make  laws  for  the  adminis- 
tration of  peace,  order,  and  good  government,  of  any  territory,  not  for  the  time  being 
included  in  any  Province.  In  delivering  the  judgment  of  the  Privy  Council,  Lord 
Halsbury,  L.C.,  said  : — 

"  It  appears  to  be  suggested  that  any  provision  differing  from  the  provisions  wntc» 
in  this  country  have  l)een  made  for  administration,  peace,  order,  and  good  go\<-i 
cannot,   as  matters  of  law.   be  provisions  for  peace,   order,   and  good  govern n 
the  territories  to  which  the  statute  relates  ;  and,  further,  that  if  a  court  of  la« 
come  to  the  conclusion  that  a  particular  enactment  was  not  calculated  as  am 
fact  and  policy  to  secure  peace,  order,  and  good  government,  that  they  would  In;  t:  ^ 
to  regard  any  statute  directed  to  these  objects,  but  which  a  court  should  think  likely  i<' 
fail  of  that  effect,  as  ultra  vires  and  beyond  the  competency  of  the  Dominion  Parlinnn'n' 
to  enact.     Their  lordships  are  of  opinion  that   there  is  not  the  least  colour  f''' 
contention.     The  words  of  the  statute  are  apt   to  authorize  the  utmost  disci 
enactment  for  the  attainment  of  the  objects  pointed  to.     They   are  words  under  »"'  ^ 
the  widest  departure  from  criminal  procedure,  as  it  is  known  and  practised  m  thi- 


5162.1 


POWERS  OF  THE  PARLIAMENT.  515 


,-ountrv,  have  been  aurhorized  in  Her  Majesty's  Indian  Empire.  Forms  of  procedure 
anknown  to  the  English  common  law  have  there  been  established  and  acted  upon,  and 
;o  throw  the  least  doubt  upon  the  validity  of  powers  conveyed  by  those  words  would 
be  of  widely  mischievous  consequence."     (10  App.  Ca.  678,  1885.) 


51.  (i.)  Trade  and  commerce^^-  with  other  countries,  and 
amonor  the  States^^  : 

o 

UsiTKD  States. — To  regulate  commerce  with  foreign  nations  and  among  the  several  States  and 
with  the  Indian  tribes.— Const.  Art.  I.  sec.  8,  subs.  2. 

Canada. — The  Regulation  of  trade  and  commerce.— B.N.A.  Act,  s.  91-2. 

Historical  Note. — Earl  Grey's  Committee  of  the  Privy  Council  in  1849  proposed 
I o  give  the  General  Assembly  power  with  respect  to  "  The  imposition  of  dues  or  other 
iharges  on  shipping  in  every  port  or  harbour"  (p.  85,  supra).  Wentworth's  Constitn- 
iional  Committee- in  185.3  specified  "The  coasting  trade;"  and  the  Bill  attached  to 
jVentworth's  memorial  in  1857  specified  "  Navigation  of  connecting  rivers."  (Pp.91, 
1 4,  supra.) 

\      The  sub-clause  in  the  Commonwealth  Bill  of  1891  was  worded  "  The  regulation  of 
irade  and  commerce  with  other  countries,  and  among  the  several  States."     In  Com- 

Iiittee,  the  questions  of  railway  gauges  and  railway  tariffs  were  discussed.  (Conv. 
'eb.,  ISyd.,  1891,  pp.  662-70.)  The  same  words  were  adopted  at  the  Adelaide  session, 
!i97.  At  the  Sydney  session,  the  liquor  question  was  discussed  (see  Notes,  sec.  11.3). 
Jonv.  Deb.,  Syd.,  1897,  pp.  1037-65.)  At  the  Melbourne  session,  after  the  second 
port,  the  river  question  was  discussed  (see  Notes,  sec.  1(K)).  (Conv.  Deb.,  Melb., 
).  1947-9<J.)  After  the  fourth  report,  the  words  "the  regulation  of,"  and  the  word 
several,"  were  omitted. 

§  162    "Trade  and  Commerce." 

Preliminary  Definition. — Trade  means  the  act  or  business  of  exchanging  com- 
jdities  by  barter,  or  by  buying  and  selling  for  monej' ;  commerce  ;  traffic  ;  barter. 
I  comprehends  every  species  of  exchange  or  dealing,  either  in  the  produce  of  land,  in 
1  .nufactures,  in  bills,  or  inmonej-,  but  it  is  chiefly  used  to  denote  the  barter  or  pnr- 
<«e  and  sale  of  goods,  wares,  and  merchandise,  either  by  wholesale  or  retail. 
(  ebster's  Internat.  Diet. )  Commerce  means  the  exchange  or  buying  and  selling  of 
t  nmodities  ;  especially  the  exchange  of  merchandise  on  a  large  scale  between  different 
ices  or  communities;  extended  trade  or  traffic.  (Webster's  Internat.  Diet.)  The 
cJTts  of  the  United  States  have,  in  a  series  of  decisions,  defined  commerce  to  be  both 
M^rcourse  and  traffic,  and  the  regulation  of  commerce  to  be  the  prescribing  of  the  rules 
lijwhich  intercourse  and  traffic  shall  be  governed.  (Gloucester  Ferry  Co.  v.  Pennsyl- 
^ia,  114  U.S.  196.)  The  object  of  investing  the  Federal  Parliament  with  the  power 
t4leal  with  trade  and  commerce,  was  to  secure  uniform  legislation,  where  such  uni- 
•Qnity  is  practicable,  against  conflicting  State  legislation.  (Western  Union  Telegraph 
Q  t>.  Pendleton,  122  U.S.  347.)  The  object  is  to  secure  uniformity  against  discrimi- 
B»ng  State  legislation.  (Welton  ».  Missouri,  91  U.S.  275.)  Commerce  includes  all 
wjmercial  traffic  and  intercourse.  (Gibbons  v.  Ogden.  9  Wheat.  1  ;  The  Daniel  Ball, 
•(jVall.  557.)  Sale  is  an  ingredient  of  Commerce.  (Brown  v.  Maryland,  12  Wheat. 
«1;  Leisy  r.  Hardin,  135  U.S    100.)     It  means  intercourse  for  the  purpose  of  trade  of 

(escriptions.  (Corfield  v.  Coryell,  4  Wash.  371.)  It  comprehends  everything  that 
wjrown,   produced,    or   manufactured.     (Welton  r.  Missouri,   ^iipra.)     It  extends  to 

ona  who  conduct  it  as  well  as  the  means  and  instrumentalities  used.  (Cooley  v. 
*Q  Wardens,  12  How.  299.)  It  includes  vessels,  railways,  and  other  conveyances 
in  the  transport  of  merchantable  goods,  as  well  as  the  goods  themselves.  (The 
Wilson  V.  United  States,    1   Brock.    423. )     It  embraces  navigation  and  shipping. 


516  COMMENTARIES  ON  THE  CONSTITUTION     [See.  51-1. 

(Cooley  V.  Port  Wardens,  supra) ;  including  free  navigation  of  the  navigable  waters  of 
the  several  States.  (Corfield  v.  Coryell,  supra.^  It  covers  the  right  to  improve  navig- 
able waters  (South  Carolina  v.  Georgia,  93  U.S.  4)  ;  and  to  remove  nuisances  and  ob- 
structions interfering  with  navigation.  (Millers.  Mayor  of  New  York,  109  U.S.  385.) 
It  embraces  railways,  highways,  and  navigable  waters  along  and  over  which  commerce 
flows.  ( Willson  V.  Blackbird  Creek  Marsh  Co. ,  2  Pet.  245. )  It  includes  the  freights 
and  fares  charged  for  transport.  (State  Freight  Tax  Cases,  15  Wall  232.)  It  includes 
passengers.  (Passenger  Cases,  7  How.  283.)  Bills  of  exchange  are  instruments  of 
commerce.  (Nathan  v.  Louisiana,  8  How.  73.)  Sending  a  telegraph  message  is  com- 
merce. (Western  Union  Telegraph  Co.  v.  Alabama,  132  U.S.  472.)  The  power  to 
regulate  commerce  is  held  in  the  United  States  to  imply  the  power  to  construct  rail- 
ways, to  promote  and  carry  commerce.  (California  v.  Central  Pacific  R.  Co.,  127 
U.S.  1.  See  cases  collected,  Prentice  and  Egan's  Commerce  Clause  of  the  Federal  Con- 
stitution, U.S.  [1898],  p.  43.) 

The  power  of  the  Congress  of  the  United  States  is  "to  regulate  trade  and  com- 
merce." The  power  of  the  Parliament  of  Canada  extends  to  "  the  regulation  of  trade  and 
commerce."  In  this  Constitution  the  words  "  the  regulation  of  "  have  been  omitted,  and 
the  Federal  Parliament  has  been  given  power  to  make  laws  "in  respect  of  trade  and 
commerce."  It  has  been  held  by  the  Privy  Council  that  the  power  of  the  Parliament  of 
Canada  to  regulate  trade  does  not  imply  the  power  to  prohibit  trade.  (Att.-Gen.  for 
Ontario  v.  Att.-Gen.  for  Canada  [1896],  App.  Ca.  363  ;  and  see  note,  §  163  infra,  "  Does 
Regulation  Include  Prohibition?";  The  omission  of  the  words  "  the  regulation  of"  can 
certainly  not  be  held  to  narrow  the  scope  of  the  power,  and  may  perhaps  in  some  degree 
extend  it. 

Aids  to  the  Commerce  Power. — There  are  several  important  sections  in  Chap- 
ter IV.  of  this  Constitution,  which  strongly  re-enforce  the  grant  of  power  over  com- 
merce contained  in  this  sub-section.  By  section  98  the  power  of  the  Parliament  to  make 
laws  with  respect  to  trade  and  commerce  extends  to  navigation  and  shipping,  and  to 
railways  the  property  of  any  State.  By  section  101  the  Federal  Parliament  is  autho- 
rized to  appoint  an  Inter-State  Commission,  with  such  powers  of  adjudication  and 
administration  as  the  Parliament  deems  necessary  for  the  execution  and  maintenance, 
within  the  Commonwealth,  of  the  provisions  of  this  Constitution  relating  to  trade  and 
commerce,  and  of  all  laws  made  thereunder.  By  section  102  the  Parliament  may, 
by  any  law  with  respect  to  trade  or  commerce,  forbid,  as  to  railways,  any  preference 
or  discrimination  by  any  State,  or  by  any  authority  constituted  under  a  State,  if  such 
preference  or  discrimination  is  undue  and  unreasonable,  or  unjust  to  any  State. 

Limits  of  the  Commerce  Power. — The  Federal  power  over  commerce  is  not 
absolute  or  universal  or  unrestricted  ;  it  is  subject  to  certain  limitations  and  proiiibitions, 
which  will  be  found  enumerated  in  the  next  note. 

§  163.    *'  With  Other  Countries  and  Among  the  States." 

LiMiT.s  OF  THE  COMMERCE  PovvER. — The  power  of  the  Federal  Parliament  to  legis- 
late concerning  trade  and  commerce,  whilst  unbounded  as  regards  the  subject  matter,  >« 
limited  as  regards  its  area  and  operation.  Unlike  the  Parliament  of  Canada,  whose 
commercial  power  is  expressed  by  the  words  "  trade  and  commerce,"  without  qualifica- 
tion, the  Parliament  of  the  Commonwealth,  like  the  Congress  of  the  United  States,  can 
only  deal  with  trade  and  commerce  "with  other  countries  and  among  the  States.'  !•  i 
therefore  embraces  inter-state  trade  and  commerce,  and  foreign  trade  and  commerce, 
but  it  cannot  invade  the  domain  occupied  by  the  internal  trade  and  connnerce  of  a  Stale- 
Commerce  among  the  States  is  traffic,  transportation  and  intercourse,  between  two 
points  situated  in  different  States.  (Wabash,  St.  Louis  and  Pacific  R.  Co.  v.  Illinois, 
118  U.S.  557.)  Commerce  among  the  States  is  commerce  which  begins  in  one  State  and 
ends  in  other,  and  it  may  pass  through  one  or  many  States  in  its  operation.  (Gibbons  , 
V.  Ogden,  9  Wheat.  1.)    Freight  carried  from  points  without  a  State  to  points  wiUiin 


§  163.]  POWERS  OF  THE  PARLIAMENT.  517 

that  State,  or  fice  versa,  is  as  much  commerce  among  the  several  States  as  is  freight 
taken  up  at  points  without  the  State  and  carried  across  it  to  points  in  other  States. 
(Fargo  V.  Michigan,  121  U.S.  230.)  The  regulation  of  inter-state  and  foreign  commerce 
is  vested  in  the  Federal  Parliament,  both  as  against  the  States  and  as  against  the  other 
departments  of  the  Federal  Government.  (Robbins  v.  Shelby  Taxing  District,  120  U.S. 
489.     See  also  Xotes,  §  427,  infra.) 

In  addition  to  the  constitutional  limitations  of  the  Federal  power  over  commerce, 
expressed  by  the  words  "with  other  countries  and  among  the  States,"  the  Federal 
power  is  subject  to  several  other  limitations  and  prohibitions.  By  section  92,  trade, 
commerce,  and  intercourse  among  the  States  become  absolutely  free  on  the  imposition  of 
uniform  duties  of  customs  ;  so  that  the  Federal  Parliament,  whilst  it  may  assist  and 
facilitate  inter-state  freetrade,  is  disabled  from  interfering  with,  or  impairing  the  rule 
of,  inter-state  commercial  freedom.  By  section  99  the  Commonwealth  is  prohibited 
from  giving  preference  to  one  State  over  another  State,  by  any  regulation  of  trade, 
conimerce,  or  revenue. 

CoxTROL  OF  Domestic  Commerce  of  States. — The  control  of  the  internal  trade 
and  commerce,  which  begins  and  ends  in  a  State,  and  which  does  not  cross  its  limits,  is 
reserved  exclusively  to  the  State  ;  it  is  beyond  Federal  control,  and  the  right  of 
regulating  it,  in  each  State,  belongs  to  the  State  alone.  (License  Cases,  5  How.  504.) 
To  this  exclusive  reservation  of  power  over  domestic  trade  and  commerce  of  the  States 
there  is  one  notable  exception  ;  they  cannot  impose  duties  of  excise  on  commodities 
produced  or  manufactured  within  their  borders  ;  the  right  of  imposing  duties  of  excise 
is  exclusively  vested  in  the  Federal  Parliament.     (See  sec.  90.) 

Commerce  Further  Discussed. — Commerce  is  said  to  be  the  interchange  of  goods 
between  nations  or  individuals,  and  transportation  is  the  means  by  which  it  is  carried 
on.  There  could  be  no  commerce  without  transportation.  (Philadelphia  Steamship  Co. 
V.  Pennsylvania,  122  U.S.  326.)  Actual  transportation  is  the  characteristic  of  inter-state 
and  foreign  commerce.  The  Federal  authority  over  commerce  extends  to  places,  such  as 
ports  and  harbours,  in  which  vessels  receive  and  discharge  their  frieght ;  to  means  and 
instrumentalities  b}-  which  conimerce  is  transported,  such  as  ships  and  railways,  and  to 
the  subjects  of  commercial  intercourse  such  as  commodities.  (Von  Hoist,  Const.  Law, 
pp.  144-146.) 

Transportation". — Federal  control  over  the  transportatiou  of  commerce  embraces 
every  agency  employed  in  the  movement  of  commerce,  by  land  or  by  water,  such  as 
roads,  stage  coaches,  railways,  bridges,  ships,  navigable  waters,  ports  and  harbours  All 
these  are  means  or  instruments  by  or  through  which  the  subjects  of  commerce  are  trans- 
ferred, in  order  to  facilitate  exchange  and  intercourse.  A  ship  is  not  commerce,  but  it  is 
ane  of  the  chief  means  by  which  commerce  is  conducted.  A  railroad  is  not  commerce, 
3at  it  is  one  of  the  most  important  agencies  by  which  commerce  is  transported.  Tele- 
graphs and  telephones  are  instrument.=  of  commerce.  Foreign  or  inter-state  bills  of 
pxchange  are  instruments  of  commerce.  (Nathan  v.  Louisiana,  8  How.  73.)  The  Federal 
patrol  over  commerce  necessarily  implies  control  of  the  means  and  instrumentalities  of 
lommerce.  Accordingly  it  has  been  decided  in  the  United  States  that  the  Federal  power 
-T  commerce  give  the  Federal  legislature  authority — 

j  To  establish  or  authorize  the  establishment  of  a  bridge  which  obstructs  the 

navigation  of  a  river,  or  to  order  the  removal  of  such  a  bridge,  if  its  re- 

I  moval   is    necessarj'    for    the    preservation    of    freedom    of    commerce. 

(Pennsylvania    v.    Wheeling    Bridge   Co.,    IS  How.    421  ;    The   Clinton 
Bridge,   10  Wall.   454  ;   Miller  v.   Mayor  of  Xew  York,  109  U.S.  385  ; 
Bridge  Co.  v.  United  States,  105  U.S.  470.) 
To  regulate  boats   carrying    inter-state   freight  and  passengers  between   tw» 
points  within  the  same  State.     {The  Daniel  Ball,  10  Wall.  557.) 


518  COMMENTARIES  ON  THE  CONSTITUTFON.    [Sec.  61-L 

To  regulate  the  liability,  or  immunity  from  liability,  for  accidents,  of  the  owners 
of  boats,  plying  the  high  seas  between  two  points  in  the  same  State, 
(Lord  V.  Steamship  Co.,  102  U.S.  541.) 
To  improve  the  navigation  of  ports,  harbours,  and  rivers.     (Wisconsin  v,  Duluth, 

96  U.S.  379.) 
To  establish  railroads  in  order  to  promote  intcr-state  commerce.      (California  v. 

Central  Pacific  R.  Co  ,  127  U.S.  1.) 
To  establish  telegraph  companies  authorized  to  carry  on  inter-state  telegraphic 
business.     (Pensacola  Telegraph  Co.  v.  Western  Union  Tel.  Co.,  96  U.S. 
1  ;  Western  Union  Telegraph  Co.  v.  Alabama,  132  U.S.  472.) 
To  regulate  liens  on  vessels.     (White's  Bank  v.  Smith,  7  Wall.  646.) 
To  grant  corporations  carrying  on  inter-state  trade  the  right  of  eminent  domain 
through  a  State.     (Winconsin  v.  Duluth,  96  U.S.  379.) 
Travel. — The  movement  and  personal  intercourse  of  individuals  engaged  iu  com- 
merce, or  entitled  to  be  so  engaged,  is  a  branch  of  commerce.     The  arrival  and  departure 
of  passengers  from  one  State  to  another,  and  the  embarkation  and  disembarkation  of 
passengers  by  sea,  is  also  a  branch  of  commerce.     (Passenger  Cases,  7  How.  283  ;  Welton 
V.  Missouri,  91  U.S.  275  ;  Mobile  v.  Kimball,  102  U.S.  691.) 

The  Subjects  of  Commerce. — Commodities,  ordinarily  intended  and  fit  to  be 
exchanged,  are  the  usual  subjects  of  commerce.  The  question  whether  an  article  is  or  is 
not  a  subject  of  commerce  has  to  be  determined  by  the  usages  of  the  commercial  world  ; 
it  does  not  depend  upon  the  declaration  of  any  State.  (Bowman  v.  Chicago,  &c.,  R.  Co. 
125  U  S.  465  ;  Leisy  v.  Hardin,  135  U.S.  100.)  Passengers  from  one  State  to  another, 
or  from  foreign  States  to  federal  jurisdiction,  are  subjects  of  the  commerce  power. 

What  are  not  Subjects  of  Commerce. —All  commodities  are  not  alwa)'8  the 
subjects  of  commerce  ;  they,  at  certain  stages,  may  lose  that  quality.  Of  course  land, 
not  being  transportable,  could  never  become  the  subject  of  commerce.  At  the  same 
time  certain  things,  though  capable  of  being  transported  and  exchanged,  do  not  corae 
within  the  true  definition  of  commerce.  Thus  meat,  at  one  time,  may  be  a  fit  article  of 
commerce  ;  if  it  becomes  putrid  it  ceases  to  be  merchantable  ;  it  loses  its  commercial 
quality  and  passes  beyond  the  domain  of  the  commercial  power.  Obscene  books  and 
noxious  drugs,  though  capable  of  being  exchanged,  are  not  subjects  of  commerce. 
(Preston  w.  Finley,  72  Fed  Rep.  850.)  Indecent  publications  and  articles  may  be 
excluded  from  Federal  mails  by  Federal  authority,  and  their  transportation  may  be 
forbidden  either  by  Federal  or  State  authority.  The  maxim  is  that  there  can  be  no 
flonnnerce  in  disease,  pestilence,  crime,  pauperism  and  immorality.  (Per  Chief  Justice 
Taney  in  License  Cases  [liquor],  5  How.  585  ;  Railroad  Co.  v.  Huseu,  95  U.S.  46S.) 
Passengers,  goods,  or  animals  infected  with  disease,  and  passengers  who  are  known  to  be 
criminals,  paupers,  idiots,  lunatics,  or  persons  likely  to  become  a  public  charge  on  a 
State,  are  not  subjects  of  commerce  ;  hence  they  may  be  excluded  from  a  State  by  State 
legislation  in  the  exercise  of  its  reserved  police  power.  (See  authorities  collectc«i, 
Prentice  and  Egan,  Commerce  Clause,  p.  5b.)  As  a  further  illustration,  it  may  >)e 
mentioned  that  a  corpse  is  not  property,  and  is  not  capable  of  being  a  legitimate  subject 
of  commerce.  [Re  Wong  Yung  Quy,  6  Sawj^  442.)  Banks  and  insurance  companies 
are  not  commercial  institutions.     (See  Federal  Commerce.) 

Proddction  and  Manufacture. — The  growth,  production  and  manufacture  of 
commodities,  and  their  preparation  for  transit,  do  not  constitute  commerce.  Commerf* 
only  begins  where  manufacture  and  production  end.  (Kidd  v.  Pearson,  128  U.S.  I) 
The  mere  fact  that  commodities  have  been  manufactured,  and  are  intended  for  other 
States  or  countries,  does  not  bring  them  within  federal  protection  and  control. 
(Prentice  and  Egan,  Commerce  Clause,  p.  55. )  Hence  a  State  nia^'  forbid  the  manufa*' 
ture  of  commodities  such  as  intoxicating  liquors  and  oleomargarine,  provided  that  svch 
prohibition  is  not  in  conflict  with  the  exercise  of  any  other  federal  power,  such  as  a  1»* 
offering  bounties  for  production  or  export.     (See  note,  §  456.) 


f  163.]  POWERS  OF  THE  PARLIAMENT.  519 

OccPPATioys  NOT  wiTHrs  Federai.  Coktrol. — It  has  been  cJecided  in  the  United 
States  that  the  following  occupations  do  not  come  within  federal  commerce  :  the  business 
of  a  building  and  loan  association,  loaning  money,  dealing  in  foreign  lands,  conducting  a 
manufacturing  establishment  in  another  State,  mining,  practicing  medicine  in  connection 
with  the  sale  of  imported  drugs. 

When  Federal  Control  ovt.k  Commerce  Begins. — Commerce  does  not  come 
within  Federal  protection  or  control  until  its  transportation  from  one  State  to  another, 
or  from  a  State  to  a  foreign  coimtrj',  has  begun.  Even  preparation  for  exportation  is 
not  sufficient.  The  deposit  of  logs  in  a  river  running  within  one  State,  in  order  to  ship 
them  into  another  State,  does  not  mark, the  beginning  of  Federal  jurisdiction.  (Coe  v. 
I  Errol,  116  U.S.  517  ;  Pace  r.  Burgess,  92  U.S.  372.)  Other  cases  seem  to  suggest  that 
I  inter-state  commerce  begins  with  negotiations  and  contracts  looking  to  transportation 
I  m  ong  the  States  (Walling  r.  Michigan,  116  U.S.  446;  Robbins  v.  Shelby  Taxing 
; District,  120  U.S.  489.)  When  the  products  of  the  farm  or  the  forest  are  collected  and 
jbronght  in  from  the  surrounding  country  to  a  town  or  station  serving  as  an  entrepot  for 
.that  particular  region,  whether  on  a  river  or  a  line  of  railroad,  such  products  are  not  yet 
(exports,  nor  are  they  in  process  of  exportation,  nor  is  exportation  begun  until  they  are 
jcommitted  to  the  common  carrier  for  transportation  out  of  the  State  to  the  State  of  their 
idestination,  or  have  started  on  their  ultimate  passage  to  that  State.  (Per  Mr.  Justice 
[Bradley  in  Coe  v.  Errol,  116  U.S.  517  ;  see,  however,  note,  §  427  infra.) 

Duration  of  Feder.\l  Control. — As  long  as  the  goods  are  in  tramntu  they  remain 
he  subjects  of  Federal  commerce.  (The  Daniel  Ball,  10  Wall.  557.)  A  transhipment  of 
reight  which  has  once  started  upon  its  passage  to  another  State  does  not  break  up  the 
carriage  so  as  to  bring  it  within  the  control  of  a  single  State. 

Interruption  of  Transit. — Goods  and  passengers  in  course  of  transportation  from 

•ne  State  to  another  do  not  lose  their  inter-state  character  by  a  temporary  stoppage   in 

n  intermediate  State.     Having  once  startetl  on  their  passage  from  a  State  to  a  State, 

hey  do  not  break  their  carriage  by  a  transhipment  in  an  intermediate  State,  so  as  to 

ring  them  within  the  taxing  power  of  that  State.     {The  Daniel  Ball,  10   Wall.   557.) 

Vhere  coal  was  shipped  in  Pennsylvania  by  a  company  to  its  agents  in  New  Jersey,  in 

.'hich  State  it  was  assorted  and  reshipped  to  Xew  York  as  advice  of  sales  was  received, 

was  held  that  the  temporary  delay  in  New  Jersey  had  not  terminated  its  transit  so  as 

3  subject  it  to  State  taxation  in  New  Jersey.     (State  r.  P^ngle,  34  New  Jers.  L.  435.) 

n  Kelley  r.  Rhoads  (51  Pac.  Rep.  [Wyo.]  593),  the  validity  of  a  tax  collected  by  the 

tate  of  Wyoming,  on  a  flock  of  sheep  which  was  being  driven  from  Utah    through 

v'yoming  to  Nebraska,  was  questioned.     The  court  recognized  the  principle  that  "  no 

kX  could  be  laid  upon  property  in  transit  from  one  State  to  another,  but,  if  the  sheep 

ere  brought  into  the  State  to  find  grazing  grounds,  inter-state  transportation   ceased 

hen  the  grazing  grounds  were  found.     The  question   upon  which  the  validity  of  the 

X  depended  was,  therefore,  a  question  of  purpose — whether  the  grazing  was  incidental 

the  transportation,  or  whether  the  transportation  was  incidental  to  the  grazing.     It 

not  true  that  every  time  a  person  drives  his  herds  into  a  State,  intending,  at  some 

ture  period,  to  pass  from  it  into  another  State,  his  cattle  are  wholly  beyond   State 

risdiction.     It  would  be  possible  under  such  a  rule,  by  selecting  a  circuitous  route, 

avoid  taxation  upon  grazing  animals."     (Prentice  and  Egan,  Commerce  Clause,  p.  &4.^ 

In  considering  the  question  of  situ^  in  such  cases,  it  is  necessary  to  look  to  the  course 

d  method  of  travel,  the  character  of  the  live-stock  and  of  the  territory  grazed  upon, 

e  time  employed,  possibly  the  time  of  year,  and  all  other  considerations  which  would 

row  light  upon  the  purpose  of  the  owner  ;  and  where,  upon  such  examination,  it  is 

•  md  that  property  is   kept  within  the  State  for  some  other  purpose  than  that   of 

■nsportation,  the  original  movement  must  be  considered  as  abandoned."     {Id.) 

The  End  of  Transit. — Goods  and  passengers,  subjects  of  Federal  commerce,  having 
«3e  started  on  their  passage,  remain  subject  to  Federal  control  and  entitled  to  Federal 
]  Jtection  until  the  end  of  the  transit,  and  until  they  are  lost  and  intermingled  in  the 


520  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.5l-L 

general  mass  of  property  and  people  of  the  State  in  which  they  arrive.  ( Passenger  Cases, 
7  How.  405;  Head  Money  Cases,  112  U.S.  580.)  Some  embarrassment  has  been  ex- 
perienced in  determining  the  exact  point  of  time  and  place  at  which  this  comniinghng 
is  accomplished,  when  Federal  control  ends  and  when  municipal  control  begins.  In  the 
great  case  of  Brown  ?\  Maryland,  the  Court  referred  to  the  difficulty  of  distinguishing 
between  the  restriction  placed  upon  the  power  of  the  States  to  lay  taxes  on  imports, 
and  then-  acknowledged  power  to  tax  persons  and  property  within  their  jurisdiction. 
It  was  observed  that  the  two,  "  though  quite  distinguishable  when  they  do  not  approach 
each  other,  may  yet,  like  the  intervening  colours  between  white  and  black,  approach  sa 
nearly  as  to  perplex  the  understanding,  as  colours  perplex  the  vision  in  marking  the 
distinction  between  them  ;  yet  the  distinction  exists,  and  it  must  be  marked  as  the  eases 
arise."  The  Court,  after  observing  that  it  might  be  premature  to  state  any  rule  as  being 
universal  in  its  application,  held  that  "  when  the  importer  has  so  acted  upon  the  thing 
imported  that  it  has  become  incorporated  and  mixed  up  with  the  mass  of  property  in  the 
country,  it  has  perhaps  lost  its  distinctive  character  as  an  import,  and  has  become  subject 
to  the  taxing  power  of  the  State ;  but,  while  remaining  the  property  of  the  importer  in  his 
warehoiise,  in  the  original  form  and  package  in  which  it  was  imported,  the  tax  upon  it 
is  too  plainly  a  duty  on  imports  to  escape  the  prohibition  in  the  Constitution."  (Per 
Marshall,  C.  J.,  in  Brown  v.  Maryland,  12  Wheat.  419,  Boyd  Const.  Cases,  p.  197.) 

In  delivering  the  judgment  of  the  Court  in  Welton  v.  Missouri,  91  U.S.  275,  Mr. 
Justice  Field,  referring  to  this  judgment,  said  : — 

"  Following  the  guarded  language  of  the  Court  in  that  case,  we  observe  here,  as 
was  observed  there,  that  it  would  be  premature  to  state  any  rule  which  would  be 
universal  in  its  application  to  determine  when  the  commercial  power  of  the  Federal 
Government  over  a  commodity  has  ceased,  and  the  power  of  the  State  has  conunenced 
It  is  sufficient  to  hold  now  that  the  commercial  power  continues  until  the  commodity 
has  ceased  to  be  the  subject  of  discriminating  legislation  by  reason  of  its  foreign 
character.  Tliat  power  protects  it,  even  after  it  has  entered  the  State,  from  any 
burdens  imposed  by  reason  of  its  foreign  origin." 

Navigation,  Shipping  and  Katlways. — The  power  of  the  Federal  Parliament  to 
make  laws  with  respect  to  trade  and  commerce  extends  to  navigation  and  shipping  and 
to  railways,  the  property  of  any  State.     See  section  98. 

Internal  Improvements. — The  power  over  commerce  carries  with  it  the  power  to 
authorize  internal  improvements  necessary  for  the  promotion  and  advancement  of  com- 
merce. For  this  purpose  the  Federal  legislature  may  make  surveys  of  coasts,  rivers, 
harbours,  and  highways,  and  may  construct  works  tending  to  increase  the  facilities  for 
transportation  by  sea  and  by  land  ;  may  construct  bridges  over  navigable  waters  ;  may 
clear  and  keep  clear  navigable  streams  ;  may  remove  wrecks  from  rivers  and  harbours. 
So  liberal  a  construction  has  this  power  received  in  the  United  States,  that  it  has  been 
held  sufficient  to  authorize  the  incorporation  of  i^ailway  and  highway  companies,  ha\nng 
a  right  to  engage  in  inter-state  commerce,  and  to  compulsorilj'  acquire  private  pro- 
perty within  the  States  for  that  purpose.  (Cherokee  Nation  v.  South  Kansas  Railway 
Co.,  135  U.S.  641  ;  California  v.  Central  Pacific  R.  Co.,  127  U.S.  1.) 

Freights  and  Fakes. — The  States  may  regulate  freights  and  fares  charged  for 
domestic  transportation,  but  they  cannot  regulate  inter-state  freights  and  fares. 
(Wabash  Railway  Co.  v.  Illinois,  118  U.S.  557;  Smyth  v.  Ames,  169  U.S.  466.)  The 
question  was  for  a  considerable  time  discussed  in  America,  whether  the  mere  grant  ol 
power  to  regulate  commerce  conferred  on  the  Federal  legislature  authority  to  fix  the 
rates  for  inter-state  carriage.  It  was  admitted  that  Congress  had  power  to  prevent 
unjust  discriminations  in  inter-state  transportation,  and  that  it  could  make  legislative 
provision  enabling  those  having  just  cause  of  complaint  to  bring  actions  at  law  tore 
cover  unreasonable  charges.  Hence  it  was  argued  that,  if  Congress  couhl  prohibit  un 
reasonable  charges,  it  impliedly  had  the  power  to  determine  what  charges  should 
deemed  reasonable.  (Prentice  and  Egan,  Commerce  Clause,  p.  287.)  If  '-''*-'  ^^*^^ 
were  deprived  of  jurisdiction  to  settle  freights  and  fares  in  inter-state  traffic,  it  wa» 


\  163.] 


POWERS  OF  THE  PARLIAMENT.  521 


reasoned  that  the  power  must  be  lodged  in  the  Federal  legislature.  It  is  now  admitted 
;hat  Congress  has  plenary  power  to  regulate  the  rates  of  inter-state  and  foreign  com- 
nerce.  (Covington  and  Cincinnati  Bridge  Co.  v.  Kentucky,  154  U.S.  204;  New  York 
Board  of  Trade  w.  Pennsylvania  R.  Co.,  3  Inter-State  Com.  Rep.  417;  Kauflftnan 
Milling  Co.  v.  Missouri  Pacitic  Railroad  Co.,  3  Inter-State  Com.  Rep.  400.) 

I.ntek-State  Commerce  Commissiox. — The  Constitution  of  the  United  States 
K>ntaius  no  clause  authorizing  Congress  to  appoint  an  Inter-State  Commerce  Commission; 
)ut  such  a  Commission  has  been  authorized  and  appointed  under  and  by  virtue  of  the 
oower  vested  in  Congress  to  regulate  commerce.  This  is  a  striking  illustration  of  the 
.astness  and  elasticity  of  the  commerce  power.  The  first  Inter  State  Commerce  Act  was 
massed  on  4th  Feb.,  1887  ;  it  was  amended  on  2nd  March,  1889  ;  again  amended  on  10th 
•"eb.,  1891,  and  finally  on  11th  Feb.,  1893.  The  general  outlines  of  this  legislation  and 
lie  principles  deducible  therefrom  will  be  found  discussed  in  Inter-State  Com.  Commission 
.  Baltimore  and  Ohio  Railroad  Co..  1S92,  145  U.S.  263  ;  Inter-State  C.  C.  r.  Brimson, 
894,  154  U.S.  447  1  Inter-State  C.  C.  v.  Alabama  Midland  Railway  Co.,  1896,  5  Inter- 
tate  Com.  Rep.  655  ;  Inter-State  C.  C.  v.  Alabama  Midland  Railway  Co.,  1897,  168 
r.S.  144.     (See  Notes,  sees.  101,  102.) 

Le-iding  Americax  Commerce  Cases. — A  review  in  their  chronological  sequence  of 
!)me  of  the  leading  cases  decided  by  the  Supreme  Court  of  the  United  States,  under  the 
iommerce  Clause  of  that  Constitution,  and  a  reference  to  the  dominating  principles 
jhich  run  through  them,  will  serve  as  an  introduction  to  the  study  of  the  Commerce 
jlause  of  the  Constitution  of  the  Commonwealth.  Among  those  decisions  some  will 
ppear  to  be  inconsistent  with  others.  The  explanation  is  that  the  current  of  legal 
instruction  has  not  been,  at  all  times,  along  and  within  the  same  lines  of  progress  ;  its 
|urse  has  been,  at  certain  stages,  influenced  by  difiFerent  principles  of  interpretation, 
uanges  in  the  personnel  of  the  Court,  the  growth  of  new  commercial  interests  conflicting 
ith  old  ones,  the  expansion  of  commerce  simultaneously  with  the  growth  of  the  nation, 

1i  determination  of  the  State  rights  party,  at  the  period  of  Federal  history  preceding 
>  Civil  War,  to  enforce  their  \'iews  in  favour  of  State  sovereignty,  the  ultimate  over- 
•ow  of  that  party  and  its  dangerous  doctrines,  the  progress  of  the  nation  and  the 
i|  ional  idea  gradually  overshadowing  the  idea  of  State  supremacy,  were  circumstances 
Mich  occasionally  and  naturally  foimd  expression  in  the,  at  times,  varying  and 
a|)arently  irreconcilable  judgments  of  the  Supreme  tribunal. 

J  Gibbons  V.  Ogden,  9  Wheat  1  (1S24)- — This  was  the  first  great  case  decided  under  the 

Ciimerce  Clause  of  the  United  States.      It  stands   like  a   high   land-mark   in   the 

-Utional  history  of  that  country.     The  facts  were  few  and  brief.     The  legislature 

State  of  New  York  gave  to  Robert  Livingstone  and  Robert  Fulton  the  exclusive 

to  navigate  all  waters  within  the  jurisdiction  of  the  State  with  vessels  propelled 

•am.     Ogden  acquired  the  rights  of  Livingstone  and  Fulton.     Gibbons,  having 

•id  a  license  to  run  a  steam-boat  under  the  Acts  of  Congress  regulating  the  coasting 

na\-igated  the  Bay  of  New  York  with  a  steamer  between  New  York   city  and 

■eth  Port  in  New  Jersey.     Ogden  commenced  a  suit  against  Gibbons  in  the  New 

L'ourts  in  orfler  to  restrain  him  from  navigating  those  waters,  in  breach  of  his 

-ive  right  under  the  laws  of  the  State.     The  State  Courts  held  that  the  statute  of 

\ork  was  valid,  and  granted  an  injunction  restraining  Gibbons.     Gibbons  then 

lud  to  the  Supreme  Court  of  the  United  States,  his  contention,  as  presented  by  his 

1,  Daniel  Webster,  being  that  the  New  York  statute  contravened  the  clause  of  the 

tution  conferring  upon  Congress  the  power  to  regulate  commerce  among  the  States, 

aat  it  was  therefore  void. 

he  judgment  of  the  Court  was  delivered  by  Chief  Justic-e  Marshall,  the  first  great 

clM(pioD  and  interpreter  of  the  Constitution.     That  judgment  has  been  described  by 

'tent  authorities  as  a  master-piece  of  reasoning  and  a  monument  of  learning,  well 

y  of  the  momentous  issue  involved.     The  following  passages  from  this  historical 

iii<l|ient  will  be  read  with  interest :— 


522  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51-i. 

"The  subject  to  be  regulated  is  commerce;  and  our  Constitution  being,  as  was 
aptly  said  at  the  bar,  one  of  enumeration  and  not  of  definition,  to  ascertain  the  extent 
of  the  power  it  becomes  necessary  to  settle  the  meaning  of  the  word.  The  counsel  for 
the  appellee  would  limit  it  to  traffic,  to  buying  and  selling,  or  the  interchange  of 
commodities,  and  do  not  admit  that  it  comprehends  navigation.  This  would  restrict  a 
general  term,  applicable  to  many  objects,  to  one  of  its  significations.  Commerce, 
undoubtedly,  is  traffic,  but  it  is  something  more  :  it  is  intercourse.  It  describes  the 
commercial  intercourse  between  nations  and  parts  of  nations,  in  all  its  branches,  and  is 
regulated  by  prescribing  rules  for  carrj'ing  on  that  intercourse.  The  mind  can  scarcely 
conceive  a  system  for  regulating  commerce  between  nations,  which  shall  exclude  all  laws 
concerning  navigation,  which  shall  be  silent  on  the  admission  of  the  vessels  of  the  one 
nation  into  the  ports  of  the  other,  and  be  confined  to  prescribing  rules  for  the  conduct  of 
individuals,  in  the  actual  employment  of  buying  and  selling  or  of  barter. 

'*  If  commerce  does  not  include  navigation,  the  government  of  the  Union  has  no 
direct  power  over  that  subject,  and  can  make  no  law  prescribing  what  shall  constitute 
American  vessels,  or  requiring  that  thej'  shall  be  navigated  by  American  .seamen.  Yet 
this  power  has  been  exercised  from  the  commencement  of  the  government,  has  been 
exercised  with  the  consent  of  all,  and  has  been  understood  by  all  to  be  a  commercial 
regulation.  All  America  understands,  and  has  uniformly  understood,  the  word 
'  commerce'  to  comprehend  navigation.  It  was  so  understood  and  must  have  been  so 
understood  when  the  Constitution  was  framed.  The  power  over  commerce,  including 
navigation,  was  one  of  the  primary  objects  for  which  the  people  of  America  adopted 
their  government,  and  must  have  been  contemplated  in  forming  it.  The  Convention 
must  have  used  the  word  in  that  sense,  because  all  have  understood  it  in  that  sense,  and 
the  attempt  to  restrict  it  comes  too  late. 

"  If  the  opinion  that  '  commerce,'  as  the  word  is  used  in  the  Constitution,  compre- 
hends navigation  also,  requires  anj'  additional  confirmation,  that  additional  contirmation 
is,  we  think,  furnished  by  the  words  of  the  instrument  itself.  It  is  a  rule  of  construction 
acknowledged  by  all,  that  the  exceptions  from  a  power  mark  its  extent ;  for  it  would  be 
absurd,  as  well  as  useless,  to  except  from  a  granted  power  that  whicli  was  not  granted— 
that  which  the  words  of  the  grant  could  not  comprehend.  If,  then,  there  are  in  the 
constitution  plain  exceptions  from  the  power  over  navigation,  plain  inhibitions  to  the 
exercise  of  that  power  in  a  particular  waj',  it  is  a  proof  that  those  who  made  these 
exceptions,  and  prescribed  these  inhibitions,  understood  the  power  to  which  they  applied  | 
as  being  granted."     (9  Wheat,  pp.  189-191.)  j 

"To  what  commerce  does  this  power  extend?  The  Constitution  informs  us,  to  [ 
commerce  '  with  foreign  nations,  and  among  the  several  States,  and  with  the  Indian  ^ 
tribes.'  It  has,  we  believe,  been  universally  admitted  tliat  these  words  coniprehemi 
every  species  of  commercial  intercourse  between  the  United  States  and  foreign  nation*. 
No  sort  of  trade  can  be  carried  on  between  this  country  and  any  other,  to  which  tbi« 
power  does  not  extend.  It  has  been  trul}-  said  that  commerce,  as  the  word  is  used  in  th<" 
Constitution,  is  a  unit,  every  part  of  which  is  indicated  by  the  term.  If  this  be  tin 
admitted  meaning  of  the  word,  in  its  application  to  foreign  nations,  it  mnst  carry  ttn- 
same  meaning  throughout  the  sentence,  and  remain  a  unit,  unless  there  be  some  pl«i" 
intelligible  cause  which  alters  it."     Id.,  p.  193. 

*' We  are  now  arrived  at  the  inquiry — what  is  this  power?    It  is  the  power  tc 
regulate  ;  that  is,  to  prescribe  the  rule  by  which  commerce  is  to  be  governe<l.     I"'" 
power,  like  all  others  vested  in  Congress,  is  complete  in  itself,  may  be  exercised  to  i  ^ 
utmost  extent,  and  acknowledges  no  limitations  other  than  are  prescriljedin  the  (.<>" 
stitution.     These  are  expressed  in  plain   terms,  and  do  not  affect  the  questions  i»d" 
arise  in  this  case,  or  which  have  been  discussed   at  the  bar.     If,  as  has  always   x'' 
understootl,    the    sovereignty    of     Congress,    though    limited  to  specified  objects, 
plenary  as  to  those  objects,  the  power  over  commerce  with  foreign  nations,  and  ani" 
the  several  States,  is  vested  in  Congress  as  absolutely  as  it  would  be  in  a  single  go»("'' ' 


03.] 


POWERS  OF  THE  PARLIAMENT.  523 


nient.  having  in  its  Constitution  the  same  restrictions  on  the  exercise  of  the  power  as 
Are  fqand  in  the  Constitution  of  the  United  States.  The  wisdom  and  the  discretion  of 
Congress,  their  identity  with  the  people,  and  the  influence  which  their  constituents 
possess  at  elections,  are,  in  this,  as  in  many  other  instances,  as  that,  for  example,  of  de- 
claring war,  the  sole  restraints  on  which  they  have  relied,  to  secure  them  from  its  abuse. 
Thev  are  the  restraints  on  which  the  people  must  often  rely  solely,  in  all  representative 
emments. 

"  The  power  of  Congress,  then,  comprehends  navigation  within  the  limits  of  every 
;e  in  the  Union,  so  far  as  that  navigation  may  be,  in  any  manner,  connected 
^^  ith  '  commerce  with  foreign  nations,  or  among  the  several  States,  or  with  the  Indian 
tribes.'  It  may,  of  consequence,  pass  the  jurisdictional  line  of  Xew  York,  and  act  upon 
the  very  waters  to  which  the  prohibition  now  under  consideration  applies."  {Id. 
pp.  196-7.) 

Applying  the  principles  here  discussed  to  the  facts  of  the  case,  the  Chief  Justice  de- 
.--d  the  following  propositions  : — 
1.  That  the  law  of  New  York  giving  the  exclusive  right  of  navigation  to  Living- 
tone  and  Fulton  and  their  assigns  was  in  collision  with  the  Federal  law  regulating  the 
j-oostal  trade  ;  that  the  Federal  law  on  this  subject  was  the  supreme  law ;  that  the  State 
jaws  must  yield  to  that  supremacy,  even  though  enacted  in  pursuance  of  powers  reserved 

0  the  State.     (9  Wheat.  210.) 

1  2.  That  a  coasting  license  under  an  Act  of  Congress  passed  for  the  regulation  of  the 
I'^sting  trade  gave  a  legal  permission  to  carry  on  that  trade.     (9  Wheat.  212.) 

3.  That  the  Act  of  Congress  regulating  the  coasting  trade  applied  to  steamers  as 
ell  as  to  sailing  ships.     (9  Wheat.  219.) 

This  case  did  not  decide  that  the  mere  grant  to  Congress,  by  the  Constitution,  of 

16  power  to  regulate  foreign  and  inter-state  c-ommerce  exlcnded  ipso  /aeto  the  States 

om  the  exercise  of  a  similar  power.      At   the    same    time  some    of   the   reasoning 

I    the   Chief  Justice  evidentlj'   led  to  that  conclusion,  while    Mr.  Justice  Johnson 

■-?  distinctly  of  that  opinion.     It  did,  however,   expressly  decide  that  the  grant  in 

Constitution,  coupled  with  Federal  legislation  in  pursuance  thereof,  removed  the 

iject  matter  absolutely  from  the  jurisdiction  of  the  States.     (Pomeroy,  Constitutional 

vw.  10th  ed.  p.  284.) 

We  have  now  to  consider  how  far  the  principles  affirmed   in  Gibbons  r.   Ogden 

aid  be  applicable  to  the  interpretation  of  the  Australian  Constitution.      In  order 

'letermine    this    question,    the    power  granted  by    sec    51 — i.    must    be    read    in 

^junction   with   sees.    108-109,    which,    shortly    summarized,    provide  that   a   State 

)r,   relating  to  any   matter  within   the   powers  of   the    Federal    Parliament,    shall 

^  itinoe   in  force  in   the    State ;    that   until  provision   is   made  in    that    behalf    by 

i  5  Federal  Parliament  the  Parliament  of  the  State  may  alter  or  repeal  any  such  laws ; 

1  it  when  a  law  of  a  State  is  inconsistent  with  a  law  of  the  Commonwealth  the  latter 

1  vails,  and  the  former,  to  the  extent  of  the  inconsistency,  becomes  invalid.     These 

ases  may  be  compared  with  Art.  VI.  sec.  2  of  the  Constitution  of  the  United  States, 

;':h  declares  that  the  Constitution,   and  the  laws  of  the  United  States  made  in  pur-i 

ace  thereof,  shall  be  the  supreme  law  of  the  land.     It  seems  clear,  therefore,  that\ 

aid  a  similar  conflict  arise  in  the  Commonwealth  between  rights  claimed  under  a ', 

^  te  law  and  rights  claimed  under  a  Federal  law,  the  High  Court  would  give  a  decision  . 

-  ;lar  to  that  rendered  in  Gibbons  r.  Ogden.     This  statement  leaves  out  of  considera- 

^   the  question  discussed  by  Chief  Justice  ^farshall,   but  not  necessarily   decided, 

*''ther  the  mere  grant  of  power  to  Congress  to  regulate  foreign  and  inter-state  com- 

Aoe  iptojarto  excluded  the  State  legislatures  from  the  exercise  of  a  concurrent  power, 

-y  in  the  absence  Fedeial  legislation.     This  point  pervades  the  argument  in  most  of 

Ajiriean  commerce  cases,  and  it  was  not  finally  settled  until  the  case  of  Cooley  r.  Port 

•ydens,  12  How.  299,  see  infra.     On  account  of  the  special  provisions  of  sees.  90  and 


524  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  61-r. 

108  the  question  of  exclusiveness  or  concurrency  of  the  commerce  power  will  not  prove 
such  an  embarrassing  and  perplexing  problem,  in  the  interpretation  of  the  Constitution  of 
the  Commonwealth,  as  it  has  been  in  the  interpretation  of  the  Constitution  of  the  United 
States.  Section  108  is  intended  to  confer  on  the  Parliaments  of  the  States  the  right 
known  in  Federal  jurisprudence  as  that  of  concurrent  legislation  ;  that  is,  the  right  to 
legislate  on  subjects  transferred  to  the  Federal  Parliament,  until  the  Federal  Parliament 
interferes,  and  deals  with  those  subjects  in  a  manner  inconsistent  with  State  laws.  That 
right  of  concurrent  legislation,  however,  is  expressly  limited  by  sec.  90.  By  that  section 
the  power  of  the  Federal  Parliament  to  impose  duties  of  customs  and  of  excise,  and  to 
grant  bounties,  becomes  exclusive  on  and  after  a  certain  event  ;  with  reference  therefore 
to  customs,  excise,  and  bounties,  State  laws  will  be  null  and  void  absolutely  on  and  after 
the  given  event,  irrespective  of  the  question  of  consistency  or  inconsistency.  But  other 
State  laws  relating  to  commerce  will  only  be  void  to  the  extent  of  their  inconsistency 
either  with  the  Constitution  or  with  Federal  laws  made  in  pursuance  thereof. 

But  sec.  108  will  only  enable  the  State  Parliaments  to  deal  with  such  a  question  as  was 
involved  in  Gibbons  v.  Ogden,  until  the  Federal  Parliament  has  legislated  and  authorized 
others  to  use  the  navigable  waters  ;  then  the  Federal  license  will  override  the  previously 
granted  State  monopoly. 

Brown  v.  Maryland,  13  Wheat.  419  (1827). — The  State  of  Maryland  passed  a  statute 
requiring  every  importer  of  foreign  goods  by  bale  or  package,  and  every  person  selling 
the  same  by  the  wholesale  bale  or  package,  to  take  out  a  license,  for  which  a  fee  was 
required  ;  in  default  of  a  license  he  was  liable  to  a  penalty.  One  Brown  violated  the 
statute  by  importing  foreign  goods  and  selling  them  without  a  license.  He  was  indicted 
in  the  State  courts,  and  he  demurred  to  the  indictment,  contending  that  the  State  law 
was  contrary  to  the  Constitution,  and  therefore  null  and  void.  The  courts  of  Maryland 
gave  judgment  against  him,  and  he  then  appealed  to  the  Supreme  Coiirt  of  the  United 
States.  The  constitutionality  of  the  State  law  was  assailed  on  the  grounds  : — (1.)  That  it 
contravened  the  clause  in  the  Constitution  forbidding  States  to  lay  duties  on  imports, 
and  (2)  that  it  contravened  the  laws  granting  to  Congress  power  of  regulating  foreign  and 
inter-state  commerce.  The  judgment  of  the  court  was  delivered  by  Chief  Justice 
Marshall.  It  was  held  that  the  State  law  was  void  on  both  grounds.  The  right  to 
import  had  already  been  granted  by  Congress,  and  that  right,  the  Court  said,  involved  a 
right  on  the  part  of  the  importer  to  sell  ;  and  any  State  law  which  imposed  a  tax 
upon  the  exercise  of  that  right  was  in  collision  with  the  Federal  law,  and  therefore 
invalid.  It  was  also  held  that  the  State  law  was  repugnant  to  that  clause  of  the  Consti- 
tution which  empowered  Congress  to  regulate  foreign  and  inter-state  commerce.  The 
judgment  then  proceeded  : — 

"If  this  power  reaches  the  interior  of  a  State,  and  may  be  there  exercised,  it  must 
be  capable  of  authorizing  the  sale  of  those  articles  which  it  introduces.  Commerce  is 
intercourse  ;  one  of  its  most  ordinary  ingredients  is  traffic.  It  is  inconceivable  that  the 
power  to  authorize  this  traffic,  when  given  in  the  most  comprehensive  terms,  with  the 
intent  that  its  efficacy  should  be  complete,  should  cease  at  the  point  where  its  continu- 
ance is  indispensable  to  its  value.  To  what  purpose  should  the  power  to  allow  importa- 
tion be  given,  unaccompanied  with  the  power  to  authorize  a  sale  of  the  thing  imported  ? 
Sale  is  the  object  of  importation,  and  is  an  essential  ingredient  of  that  intercourse,  of 
which  importation  constitutes  a  part.  It  is  as  essential  an  ingreaient,  as  indispensable 
\j  to  the  existence  of  the  entire  thing,  then,  as  importation  itself.  It  must  be  considered 
as  a  component  part  of  the  power  to  regulate  commerce.  Congress  has  a  right,  not  only 
to  authorize  importation,  but  to  authorize  the  importer  to  sell.  .  .  What  would  be 
the  language  of  a  foreign  government,  which  should  be  informed  that  its  merchants, 
after  importing  according  to  law,  were  forbidden  to  sell  the  merchandise  imported  ? 
What  answer  would  the  United  States  give  to  the  complaints  and  just  reproaches  to 
which  such  an  extraordinary-  circumstance  would  expose  them  ?  No  apology  could  be 
received  or  even  offered.  Such  a  state  of  things  would  break  up  commerce.  It  will  not 
meet  this  argument  to  say  that  tiiis  state  of  things  will  never  be  produced,  that  the 
good  sense  of  the  States  is  a  sufficient  security  against  it.  The  Constitution  has  not 
confided  this  subject  to  that  good  sense.  It  is  placed  elsewhere.  The  question  is, 
Where  does  the  power  reside?  not,  how  far  will  it  probablj' be  abused  ?    The  power 


5  163]  POWERS  OF  THE  PARLIAMENT.  525 

claimed  bj'  the  State  is,  in  its  nature,  in  conflict  with  that  given  to  Congress  ;  and  the 
greater  or  less  extent  in  which  it  may  be  exercised  does  not  enter  into  the  inquiry 
concerning  its  existence.  We  think,  then,  that  if  the  power  to  authorize  a  sale  exists 
in  Congress,  the  conclusion  that  the  right  to  seU  is  connected  with  the  law  permitting 
importation,  as  an  inseparable  incident,  is  inevitable.  If  the  principles  we  have  stated 
be  correct,  the  result  to  which  they  conduct  us  cannot  be  mistaken.  Any  penalty 
inflicted  on  the  importer  for  selling  the  article,  in  his  character  of  importer,  must  be  in 
opposition  to  the  act  of  Congress  which  authorizes  importation.  Any  chcirge  on  the 
introduction  and  incorporation  of  the  articles  into  and  with  the  mass  of  property  in  the 
country,  must  be  hostile  to  the  power  given  to  Congress  to  regulate  commerce,  since  an 
essential  part  of  that  regulation,  and  principal  object  of  it.  is  to  prescribe  the  regular 
means  for  accomplishing  that  introduction  and  incorporation."  (Per  Chief  Justic-e 
31arshaU  in  Brown  r.  Maryland,  12  Wheat,  pp.  446-7.) 

The  principles  afiirmed  in  Brown  i*.  Mar3'land  would  be  sustained  by  the  High  A 
Court  in  a  similar  case  arising  under  the  Constitution  of  the  Commonwealth,  by  virtue  I 
■of  the  provision  of  sec.  90,  subject,  however,  to  sec.  113. 

»r»ff«on  V.  Blackbird  Creek  Marsh  Co.,  2  Pel.  242  (18-29).— The  Blackbird  Creek 
Marsh  Co.  was  incorporated  by  a  statute  of  Delaware,  and  it  owned  certain  marsh  land 
Iwrdering  on  the  Blackbird  Creek,  a  small  stream  in  which  the  tide  ebbed  and  flowed  from 
the  ocean.  The  company  was  authorized  by  the  State  to  make  a  dam  across  the  creek  and 
to  embank  the  marsh,  the  object  being  to  reclaim  and  improve  the  adjacent  land.  The 
company  constructed  the  dam,  owing  to  which  the  naWgation  of  the  stream  was 
obstructed.  WUlson  was  the  oinTier  of  a  sloop  licensed  to  trade  by  the  law  of  the 
United  States.  In  order  to  navigate  the  stream  he  broke  the  dam,  and  the  company 
sued  him  to  recover  compensation  for  the  destruction  of  the  dam.  The  defendant 
justified  the  trespass,  contending  that  he  had  a  right  to  na%ngate  the  creek,  by  ^-irtue  of 
his  Federal  license  and  enrolment  ;  that,  the  dam  being  an  unlawful  obstruction  to  his 
right,  he  was  entitled  to  remove  t.  The  company  demurred  to  this  defence,  and  the 
question  was  then  raised  as  to  the  validitj'  of  the  State  statute.  The  courts  of  Delaware 
sustained  the  statute  and  gave  judgment  against  Willson,  who  then  appealed  to  the 
Supreme  Court  of  the  United  States.  The  appeal  was  dismissed,  the  State  statute  being 
held  valid.  The  judgment  of  the  Court  was  delivered  by  Chief  Justice  Marshall.  In  the 
course  of  the  judgment  he  said  :  — 

"  The  act  of  assembly,  by  which  the  plaintiSs  were  authorized  to  construct  their 
dam.  shows  plainly  that  this  is  one  of  those  man^-  creeks  passing  through  a  deep,  level 
marsh  adjoining  the  Delaware,  up  which  the  tide  flows  for  some  distance.  The  value  of 
the  property  on  its  banks  must  be  enhanced  by  excluding  the  water  from  the  marsh, 
and  the  health  of  the  inhabitants  probably  imprmed.  Measures  calculated  to  produce 
these  objects,  provided  they  do  not  come  into  collision  with  the  powers  of  the  general 
government,  are  undoubtedly  within  those  which  are  reserved  to  the  States.  But  the 
measure  authorized  by  this  act  stops  a  navigable  creek,  and  must  be  supposed  to  abridge 
the  rights  of  those  who  have  been  accustomed  to  use  it.  But  this  abridgment,  unless  it 
comes  in  conflict  with  the  Constitution  or  a  law  of  the  United  States,  is  an  affair  between 
the  government  of  Delaware  and  its  citizens,  of  which  the  Court  can  take  no  cognizance. 
The  counsel  for  the  plaintiff  in  error  insist  that  it  comes  in  conflict  with  the  power  of 
the  United  States  '  to  regulate  commerce  with  foreign  nations  and  among  the  several 
States.'  If  Congress  had  passed  any  act  which  bore  upon  the  case :  anj-  act  in  execution 
of  the  power  to  regulate  commerce,  the  object  of  which  was  to  control  State  legislation 
over  those  small  navigable  creeks  into  which  the  tide  flows,  we  should  not  feel  much 
difliculty  in  saying  that  a  State  law  coming  in  conflict  with  such  act  Mould  be  void. 
But  Congress  has  passed  no  such  act.  The  repugnancy  of  the  law  of  Delaware  to  the 
Constitution  is  placed  entirely  on  its  repugnancy  to  the  power  to  regulate  commerce 
with  foreign  nations  and  among  the  several  states;  a  power  which  has  not  been  so  exercised 
as  to  affect  the  question.  We  do  not  think  that  the  act  empowering  the  Blackbird  Creek 
Marsh  Company  to  place  a  dam  across  the  creek  can,  under  all  the  circumstances  of  the 
case,  be  considered  as  repugnant  to  the  power  to  regulate  commerce  in  its  dormant 
state,  or  as  being  in  conflict  with  any  law  passed  on  the  subject."     (2  Pet.  pp.  251-3.) 

The  decision  of  the  Court  in  the  Blackbird  Creek  case,  though  often  criticized  as 
being  inconsistent  with  Gibbons  r.  Ogden  and  Brown  r.  Maryland,  has  never  been  over- 
ruled, but  has  always  been  sustained.  (Pound  r.  Turck,  95  U.S.  459  ;  Hatch  r.  Willa- 
mette Iron  Bridge  Co.,  6  Fed.  Rep.  326.)     It  is  now  considerwl  that  the  true  principle. 


526  COMMENTARIES  ON  THE  CONST! TUTIOK    [Sec.  51^i. 

by  which  the  Blackl)ird  Creek  case  can  be  reconciled  with  its  two  memorable  prede- 
cessors, is  that  the  Delaware  statute,  by  which  the  dam  was  authorized,  was  purely  a 
police  regulation  for  the  reclamation  of  the  adjacent  marshes,  in  the  interests  of  public 
health.  This  at  any  rate  was  the  solution  of  the  apparent  conflict  suggested  in  Penn- 
sylvania V.  The  Wheeling  Bridge  Company  (13  How.  566).  A  similar  decision  would, 
no  doubt,  be  given  under  the  Constitution  of  the  Commonwealth,  especially  in  view  of 
sections  108  and  109. 

iVew  York  v.  Miln,  11  Pet.  102  (i5J7).— The  State  of  Xew  York  passed  a  statute 
providing  that  every  master  of  a  vessel  arriving  in  the  port  of  New  York  from  another 
State,  or  from  a  foreign  country,  should,  within  twenty-four  hours,  report  to  the  local 
authorities  the  name,  age,  and  last  place  of  settlement  of  every  passenger  ;  in  default 
thereof  he  was  liable  to  a  penalty.  Miln,  the  master  of  the  ship  Emily,  omitted  ta 
give  the  required  report  and  was  sued  for  the  penalty  ;  his  defence  was  that  the  statute 
of  New  York  assumed  to  regulate  commerce  between  New  York  and  foreign  countries, 
and  was  therefore  unconstitutional  and  void.  The  case  came  before  the  Supreme  Court; 
of  the  United  States.  It  was  twice  argued  ;  after  the  first  argument,  and  before  judg- 
ment was  given,  Chief  Justice  Marshall  died,  and  was  succeeded  by  Chief  Justice  Taney. 
The  case  was  then  re-argued,  and  the  judgment  of  the  Court  was  delivered  by  Mr. 
Justice  Barbour.  It  was  held  that  the  New  York  statute  was  valid  ;  that  it  was  not  a- 
regulation  of  commerce,  but  merely  a  police  regulation.  Mr.  Justice  Story  dissented 
from  the  judgment.  He  was  of  opinion  that,  though  the  New  York  statute  might  be  a. 
police  regulation,  it  was  certainly  also  a  regulation  of  commei'ce  ;  that  the  power  to 
regulate  commerce  was  exclusively  vested  in  Congress ;  that  full  power  to  regulate  a- 
particular  subject  implied  the  whole  power  and  left  no  residuum  ;  that  a  grant  of  the 
whole  to  one  was  incompatible  with  a  grant  of  a  part  to  the  other  ;  and  that  the  police 
powers  of  the  States  could  not  be  enforced  by  laws  which  trenched  upon  the  exclusive 
powers  of  Congress.  This  case  is  interesting  as  containing  an  authoritative  definition  of 
the  police  powers  of  a  State,  as  will  be  seen  from  the  following  extracts  : — 

"  We  shall  not  enter  into  any  examination  of  the  question  whether  the  power  to 
regulate  commerce  be  or  be  not  exclusive  of  the  States,  because  the  opinion  we  have 
formed  renders  it  unnecessary.  In  other  words,  we  are  of  opinion  that  the  Act  is  not  a. 
regulation  of  commerce,  but  of  police  ;  and  that,  being  thus  considered,  it  was  passed  in 
the  exercise  of  a  power  w  hich  rightfully  belonged  to  the  States.  ...  If ,  as  we 
think,  it  be  a  regulation,  not  of  commerce,  but  police,  then  it  is  not  taken  from  the 
States.  To  decide  this,  let  us  examine  its  purpose,  the  end  to  be  attained,  and  the 
means  of  its  attainment.  It  is  apparent,  from  the  whole  scope  of  the  law,  that  the 
object  of  tlic  legislature  was  to  prevent  New  York  from  being  burdened  by  aii  influx  of 
persons  brought  thither  in  ships,  either  from  foreign  countries  or  from  any  other  of  the 
States ;  and  for  that  purpose  a  report  was  required  of  the  names,  places  of  birth,  &e.,  of  all 
passengers,  that  the  necessary  steps  might  be  taken  by  the  city  authorities  to  prevent 
them  from  becoming  chargeable  as  paupers.  Now,  we  hold  that  both  the  end  and  the 
means  here  used  are  within  the  competency  of  the  States.  .  .  .  We  choose  rather 
to  plant  ourselves  on  what  we  consider  impregnable  positions.  They  are  these  :  1'hat  a- 
State  has  the  same  undeniable,  unlimited  jurisdiction  over  all  persons  and  things  within, 
its  territorial  limits,  as  any  foreign  nation,  where  that  jurisdiction  is  not  surrendered  or 
restrained  by  the  Constitution  of  the  United  States.  That,  by  virtue  of  this,  it  is  not 
only  the  right,  but  the  bounden  and  solemn  duty  of  a  State,  to  advance  the  safety, 
happiness,  and  prosperity  of  its  people,  and  to  provide  for  its  general  welfare,  by  any 
and  every  act  of  legislation  which  it  may  deem  to  be  conducive  to  these  ends,  where  the 
power  over  the  particular  subject,  or  the  manner  of  its  exercise,  is  not  surrendered  or 
restrained  in  the  manner  just  stated.  That  all  those  powers  which  relate  to  merely 
municipal  legislation,  or  what  may,  perhaps,  more  properly  be  called  internal  police,, 
are  not  thus  surrendered  or  restrained  ;  and  that,  consequently,  in  relation  to  these, 
the  authority  of  a  State  is  complete,  unqualified,  and  exclusive."     (11  Pet.  pp.  132-i;i9.> 

The  case  of  New  York  v.  Miln  was  tlie  first  one  in  which  an  important  judicial 
decision  was  given  in  the  direction  of  the  recognition  of  State  rights.  It  is  said  that  the 
judgment  went  far  beyond  the  point  which  it  Mas  necessary  to  decide.  Mi.  Justice 
Barbour  enunciated,  for  the  first  time,  the  doctrine  that  tlie  police  power  reserved  to 
the  States  was  in  itself  a  "  complete,  unqualified,  and  exclusive  power,"  a  doctrine 


§  163.]  POWERS  OF  THE  PARLIAMENT.  527 

which  was  afterwards  elaborated  with  dangerous  persistency  until  it  was  finally  destroyed 
by  the  Civil  War. 

It  is  quite  probable,  however,  that  whilst  neither  the  extreme  doctrine  of  the 
Federal  exclusiveness  of  the  commercial  power  contended  for  by  Mr.  Justice  Story,  nor 
the  extreme  doctrine  of  the  exclusiveness  of  the  police  power  of  the  State  advocated  by 
Mr.  Justice  Barbour,  could  be  applied  to  the  construction  of  the  Constitution  of  the 
Commonwealth,  the  decision  itself  in  New  \  ork  v.  Miln  would  be  followed  b}-  the  High 
Court  on  the  ground  that  the  demand  of  information  by  the  State  authorities,  as  to  the 
name,  age,  and  last  place  of  settlement  of  those  about  to  land  and  to  bec-ome  added  to 
the  population  of  the  State,  would  not  interfere  with  that  freedom  of  commerce  and 
intercourse  required  by  sec.  92. 

The  License  Case-i,  5  How.  504  (1847). — These  were  three  cases  known  as  Thurlow 
V.  Massachusetts,  Fletcher  v.  Rhode  Island,  and  Peirce  r.  New  Hampshire.  In  each  of 
these  cases  a  private  individual  was  prosecute<l  by  a  State  for  selling  spir-ituous  liquors 
within  the  State  without  having  a  license  as  required  by  the  law  of  the  State.  In  each 
case  the  validity  of  the  law  of  the  State  was  called  in  question,  on  the  ground  that  it 
was  repugnant  to  the  Commerce  Clause  of  the  Federal  Constitution.  In  the  Massa- 
chusetts and  Rhode  Island  cases  the  liquor  sold  was  not  imported  by  the  defendant,  but 
had  been  bought  by  him  from  the  original  importer.  The  Supreme  Court  had  no 
difficulty  in  holding  that  those  cases  were  distinguishable  from  Brown  v.  Maryland 
inasmuch  as  the  liquor  had  passed  beyond  the  hands  of  the  original  importer,  had  become 
a  part  of  the  general  property  of  the  State,  and  was  therefore  subject  to  the  power  of 
the  State  to  regulate  purely  internal  commerce  and  to  pass  police  laws.  In  the  New- 
Hampshire  case,  however,  the  defendant  had  bought  a  barrel  of  gin  in  Boston,  in  the 
State  of  Massachusetts,  and  carried  it  coastwise  to  a  port  in  New  Hampshire,  where  he 
sold  it  in  its  original  package.  A  strong  attempt  was  made  to  commit  the  court  to  the 
theory  that  jurisdiction  over  commerce  was,  in  all  cases,  concurrent  in  the  nation  and  in 
the  States.  It  is  absolute)}'  impossible,  however,  to  say  what  the  court  decided. 
Although  all  the  judges  came  Jo  the  same  conclusion — that  the  State  laws  were  valid — 
hardly  two,  much  less  a  majority,  agreed  in  the  rea.sons  for  their  judgment,  and  the  rules 
of  law  applicable  to  the  cases.  (Pomeroy's  Constitutional  Law,  10th  ed.  pp.  293-4.) 
Chief  Justice  Taney  was  of  opinion  that  even  in  the  New  Hampshire  case  the  facts  were 
different  from  those  in  Brown  v.  Maryland,  the  State  statute  in  the  latter  case  applying 
to  foreign  goods,  in  respect  to  the  importation  of  which  Congress  had  fully  legislated. 
But  Congress  had  not  legislated  in  regard  to  goods  carrietl  from  one  State  to  another  ; 
the  navigation  laws  did  not  apply  to  the  goods  which  are  transported,  but  only  to  the 
vessels  which  transport ;  the  foreign  importation  statutes  covered  the  introduction  of 
articles  from  abroad,  but  no  corresponding  statute  applie<l  to  traffic  among  the  States. 
In  the  opinion  of  the  Chief  Justice,  the  question  was  therefore  directly  presented, 
whether  the  mere  gi-ant  to  Congress  of  power  to  regulate  commerce  was  exclusive  and 
prohibitory  upon  the  States,  or  whether  it  required  a  statute  of  the  national  legislature, 
passed  in  pursuance  to  such  grant,  to  oust  the  States  of  jurisdiction.  He  adopted  the 
latter  of  these  views,  and  therefore  held  the  law  of  New  Hampshire  valid.  The  case 
which  he  principally  relied  upon,  as  confirmatory  of  his  doctrines,  was  Willson  v.  Black- 
bird Creek  Marsh  Co.     (Pomeroy's  Constitutional  Law,  10th  ed.  pp.  294-5  ) 

Mr.  Justice  Woodbury  took  a  middle  course,  and,  for  the  first  time  in  the  history 
of  the  court,  formulated  the  modern  rule.  In  several  respects,  he  said,  the  power 
granted  is  not  in  its  nature  more  exclusive  of  action  on  the  part  of  the  States  than  are 
other  powers  granted  to  Congress.  So  far  as  regards  the  uniformity  of  a  regulation 
reaching  to  all  the  States,  the  commercial  power  "must  of  course  be  exclusive,"  but  in 
many  local  matters  it  not  only  permits  but  requires  the  concurrent  and  auxiliary  action 
of  the  States.  "  There  is  much  in  connection  with  foreign  commerce  which  is  local 
within  each  State,  convenient  for  its  regulation  and  useful  to  the  public,  to  be  acted  on 
by  each  till  the  power  is  abused  or  some  course  is  taken  by  Congress  conflicting  with  it. 


528  COMMENTARIES  ON  THE  CONSTITUTION^.    [Sec.  61-i. 

Such  are  the  deposit  of  ballast  in  harbours,  the  extension  of  wharves  into  tide  water, 
the  supervision  of  the  anchorage  of  ships,  the  removal  of  obstructions,  the  allowance  of 
bridges  with  suitable  draws,  and  various  other  matters  that  need  not  be  enumerated, 
beside  the  exercise  of  numerous  police  and  health  powers,  which  are  also  by  many 
■claimed  upon  different  grounds."     (Prentice  and  Egan,  Commerce  Clause,  p.  24.) 

Referring  to  this  decision,  Dr.  Pomeroy  saj's  : — "In  reviewing  these  extraordinary 
License  Cases,  it  is  plain  that  the  court  did  not  overrule  the  former  decisions  of  Gibbons 
V.  Ogden  and  Brown  v.  Maryland.  On  the  other  hand,  it  would  appear  that  five  of  the 
jxistices,  Taney,  Catron,  Daniel,  Nelson,  and  Woodbury,  concurred  in  the  proposition 
that  it  requires,  at  least,  a  statute  of  Congress,  passed  in  pursuance  of  the  general 
grant  of  power  in  the  Constitution,  to  inhibit  the  State  legislatures  from  enacting  laws 
which  regulate  commerce  ;  while  two  of  the  justices,  McLean  and  Grier,  did  not  adopt 
this  view.  Two,  Daniel  and  Woodbury,  pushed  their  conclusions  much  further  ;  and 
tM^o,  Wayne  and  McKinley,  were  absent,  or  took  no  part  in  the  decision.  Whatever 
rule,  however,  was  established  by  this  judgment,  was  entirely  unsettled  by  the  next 
cases  which  came  before  the  same  high  tribunal  for  adjudication."  (Constitutional  Law, 
10th  ed.  pp.  296-7.) 

How  far  are  these  cases  applicable  to  the  Constitution  of  the  Commonwealth  ?  It 
•appears  that  in  the  Massachusetts  and  Rhode  Island  cases  the  liquor  had  passed  out  of 
the  hands  of  the  original  importer  ;  it  had  consequently  ceased  to  form  a  part  of  inter- 
state commerce  ;  it  had  merged  into  and  become  a  constituent  of  the  general  mass  of 
the  internal  commerce  of  a  State.  It  was  therefore  liable  to  the  local  licensing  laws  of 
the  State  ;  and  this  would  be  so  held  under  our  Constitution.  Such  licensing  laws 
would  not  be  contrary  to  section  92,  which  provides  that  commerce  and  intercourse 
among  the  States  shall  be  "absolutely  free,"  because  the  liquor  had  passed  beyond  the 
stage  of  inter-state  commerce  ;  it  had  passed  beyond  Federal  protection  and  control. 
In  point  of  fact  it  ceased  to  be  a  part  of  inter-state  commerce  immediately  after  the 
first  sale  within  the  State.  In  the  Kew  Hampshire  case,  however,  the  facts  were  dif- 
ferent. There  Peirce  had  bought  a  barrel  of  gin  in  one  State,  Massachusetts,  and  im- 
ported it  into  another  State,  New  Hampshire,  where  he  sold  it  in  its  original  package 
without  a  license,  for  wliich  he  was  convicted.  Now  according  to  sec.  92  of  our  Con- 
stitution, Peirce  would  have  been  entitled  to  demand  the  free  admission  of  the  barrel  of 
gin  from  one  State  into  another,  but  the  question  then  arises,  what  effect  has  sec.  11*^, 
if  any,  in  modifying  sec.  92?     Section  113  is  as  follows  :  — 

"All  fermented,  distilled,  or  other  intoxicating  liquids  passing  into  any  State  or 
remaining  therein  for  use,  consumption,  sale,  or  storage,  shall  be  subject  to  the  laws  of 
the  State  as  if  such  liquids  had  been  produced  in  the  State." 

These  two  sections  92  and  113  have  to  be  read  together.  What  is  the  meaning  of 
*'  passing  into  a  State  ?"  Will  the  doctrine  of  Peirce  v.  New  Hampshire  apply  so  as  to 
prohibit  the  first  sale  in  the  original  package  except  in  accordance  with  the  licensing 
laws  of  the  State  ?  If  that  be  so,  and  the  goods  cannot  be  sold  without  a  license,  how 
will  the  commerce  be  "  absolutely  free  "  under  sec.  92?  These  points  require  careful 
consideration.  Meanwhile  we  may  add  to  this  note  respecting  I'eirce  v.  New  Hamp- 
shire, that  it  was  subsequently  overruled  in  the  case  of  Bowman  v.  Chicago  R.  Co., 
125  U.S.  465  ;  Leisy  v.  Hardin,  135  U.S.  100.     (See  Note,  §  456,  m/Va.) 

The  Passenger  Canes,  7  Sow.  28S  (1849). — In  these  cases,  Smith  v.  Turner  from  New 
York,  and  Norris  v.  Boston  from  Massachusetts,  the  defendants  were  prosecuted  for 
breach  of  State  laws.  A  statute  of  New  York  provided  that  the  health  officer  of  the 
port  should  he  entitled  to  receive  from  the  master  of  every  vessel  arriving  in  port  a  cer- 
tain sum  for  each  steerage  passenger  brought  to  the  port  from  another  State,  or  from  a 
foreign  country.  This  money,  when  collected,  was  applied  to  the  support  of  a  marine 
hospital.  Masters  neglecting  to  pay  the  sum  demanded  in  respect  to  each  passenger 
were  liable  to  be  prosecuted  and  fined.  A  similar  statute  was  passed  in  Massachusetts. 
The  defence  raised  in  ea,ch  case  was  that  the   State  statute  was  unconstitutional ;  in 


■§  163.] 


POWERS  OF  THE  PARLIAMENT.  529 


reply  to  which  it  was  contended  that  the  provisions  of  the  Acts  were  merely  rules  of 
internal  police,  and  that  the  cases  were  identical  in  principle  with  New  York  v.  Miln. 
The  Court  distinguished  the  principles  at  issue  from  that  aiiirmed  in  Xew  York  v.  Miln. 
The  police  regulation  in  that  case  did  not  interfere  with  commerce  in  any  way.  No  duty 
was  laid,  either  upon  the  vessel  or  passengers ;  nothing  but  a  report  was  required 
from  the  master  of  each  vessel,  and  the  decision  was  that  every  State  had  an  un- 
questionable right  to  keep  a  register  of  the  names  of  persons  who  came  within  to  reside 
there  temporarily  or  permanently.  But  in  these  cases  the  regulations  imposed  a  tax  or 
-duty  on  the  passengers,  officers,  and  sailors,  holding  the  master  responsible  for  payment 
of  the  amount  at  the  end  of  the  voyage,  and  necessarily  before  the  passengers  had  set 
their  feet  on  land.  The  tax  on  each  passenger,  if  in  the  discretion  of  the  State  legisla- 
ture, might  have  been  5  dollars,  or  10  dollars,  or  any  other  sum,  amounting  even  to  a 
prohibition  of  the  transportation  of  passengers.  There  was  no  doubt  that  the  transporta- 
tion of  passengers  was  a  branch  of  commerce,  and  that  the  duties  charged  by  the  local 
regulations  amounted  to  a  tax  on  commercial  intercourse.  Except  to  guard  its  citizens 
against  diseases  and  paupers  the  Coiut  held  that  the  municipal  power  of  the  State  could 
not  be  exercised  to  prohibit  the  introduction  of  foreigners  permitted  to  enter  under  the 
authority  of  Congress.  But  in  guarding  the  safety,  the  health,  and  the  morals  of  its 
citizens,  a  State  was  restricted  to  appropriate  and  constitutional  means.  The  principles 
affirmed  in  this  case  were  (1)  That  when  the  Federal  authority  has,  in  the  exercise  of  its 
general  power,  passed  a  statute  to  regulate  commerce,  the  States  are  absolutely  prohibi- 
ted from  making  any  laws  which  will  interfere  with  the  legislation  of  the  Federal 
authority.  (2)  That  persons,  as  well  as  goods,  are  subject  to  commercial  laws.  (3)  That 
the  States,  in  adopting  regulations  of  internal  police,  are  not  entitled  to  include  in  them 
provisions  conflicting  with  the  commercial  power.  (4)  That  the  commercial  power  and 
the  police  power  are  not  to  be  regarded  as  two  equal  and  competing  forces,  but  that  in 
case  of  conflict  the  commercial  power  prevails.  The  dissenting  judges  were  of  opinion 
that  the  State  laws  could  be  sustained  on  the  grounds  of— (1)  The  general  concurrent 
power  of  the  States  ;  (2)  The  authoritj-  to  pass  police  regulations  ;  (3)  A  denial  that 
persons  can  be  the  objects  of  commerce  ;  (4)  The  consequent  result  that  Congress  has 
no  authority  to  legislate  respecting  the  importation  of  persons,  that  matter  being  left 
exclusively  to  the  States.     (Pomeroj',  Const.   Law,  10th  ed.  p.  "299.) 

"  This,"  says  Dr.  Pomeroy,  "was  the  last  great  contest  in  the  Supreme  Court  be- 
tween the  forces  of  national  and  of  state  sovereignty.  The  national  idea  was  triumphant 
through  the  steadiness  of  two  southern  members  of  the  Court,  Wajne  of  Georgia,  and 
Catron  of  Tennessee."  (Constitutional  Law.  10th  ed.  p.  299.  See  also  Crandall  v. 
Nevada,  6  Wall.  35.) 

Coolty  V.  Port  Wardens,  12  How.  299  (1851)  — The  question  raised  in  this  case  was 
whether  the  States  may  pass  laws  establishing  pilots,  and  prescribing  the  duties  of 
masters  of  vessels  arriving  in  ports  in  respect  to  such  pilots.  This  was  an  action  to 
recover  half-pilotage  fees,  which  the  defendants  had  forced  the  plaintiff  to  pay.  In 
March,  1803,  the  legislature  of  Pennsylvania  passed  an  Act  to  establish  a  Board  of 
Wardens  for  the  Port  of  Philadelphia,  and  for  the  regulation  of  pilots  and  pilotages. 
The  scope  of  the  Act  was,  as  indicated  by  its  title,  to  deal  with  the  whole  subject  of  the 
pilotage  of  the  port.  The  plaintiflF  claimed  to  be  exempted  from  payment  of  the  sums  of 
money  demanded  under  the  State  law,  because  the  law  contravened  several  provisions  of 
the  Federal  Constitution.  In  this  celebrated  case  the  question  was  again  discussed  as  to 
whether  the  Federal  power  over  commerce  was  exclusively  vested  in  Congress,  or  con- 
currently in  Congress  and  in  the  States.  The  constitutionality  of  the  State  pilot  regula- 
tions had  been  previously  argued,  but  not  decided.  They  could  only  be  sustained  on  the 
ground  that  the  power  to  regulate  commerce  was  c-oncurrent.  But  in  the  Passenger 
Cases  it  had  been  shown  to  what  a  dangerous  and  chaotic  state  a  concurrent  system  of 
■commercial  control  would  lead  ;  whilst  on  the  other  hand,  to  sustain  the  theory  of 
«xclusivenes8  would  involve  the  declaration  of  the  invalidity  of  pilot  laws  which  bad 
34 


530  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51-i. 

remained  unquestioned  for  over  fifty  years.  A  solution  of  the  problem  was  found  in  th& 
dictum  first  laid  down  by  Mr.  Justice  Woodbury,  in  the  License  Cases,  to  the  effect  that 
the  commercial  power  was  partly  CKclusive  and  partly  concurrent ;  that  in  matters 
admitting  of  uniformity  of  regulation  and  requiring  national  action  the  commercial 
power  was  exclusive,  but  that  in  many  local  matters,  admitting  of  a  variety  of  treat- 
ment, the  concurrent  action  of  the  States  was  admissible.  This  principle  was  authorita- 
tively adopted  as  the  judgment  of  the  Court  in  Cooley  v.  Port  Wardens,  and  has  now 
become  the  well  established  rule  of  the  Federal  Courts.  In  delivering  the  judgment  of 
the  Court,  Mr.  Justice  Curtis  said  : — 

"The  diversities  of  opinion,  therefore,  which  have  existed  on  this  subject,  have 
arisen  from  the  different  views  taken  of  the  natiire  of  this  power.  But  when  the  nature- 
of  a  power  like  this  is  spoken  of,  when  it  is  said  that  the  nature  of  the  power  require* 
that  it  should  be  exercised  exclusively  by  Congress,  it  must  be  intended  to  refer  to  the 
subjects  of  that  power,  and  to  say  they  aie  of  such  a  nature  as  to  require  exclusive 
legislation  by  Congress.  Now,  the  power  to  regulate  commerce  embraces  a  vast  field, 
containing  not  only  many,  but  exceedingly  various  subjects,  quite  unlike  in  their  nature  ; 
some  imperatively  demanding  a  single  uniform  rule,  operating  equally  on  the  commerce 
of  the  United  States  in  every  port ;  and  some,  like  the  subject  now  in  question,  as 
imperatively  demanding  that  diversity  which  alone  can  meet  the  local  necessities  of 
navigation.  Either  absolutely  to  atfirm,  or  deny  that  the  nature  of  this  power  requires- 
exclusive  legislation  by  Congress,  is  to  lose  sight  of  the  nature  of  the  subjects  of  this 
power,  and  to  assert  concerning  all  of  them  what  is  really  applicable  but  to  a  part." 
(12  How.  p.  319.) 

"  The  States  may  establish  port  regulations,  regulations  of  pilotage,  may  improve 
their  harbours  and  rivers,  erect  bridges  and  dams,  and  exercise  many  other  local  powers. 
In  the  exercise  of  its  proper  authority,  a  State  may  enact  laws  providing  for  the 
inspection  of  goods,  to  determine  whether  they  are  fit  for  commerce,  and  to  protect  the 
citizens  and  the  market  from  fraud.  But  in  all  such  cases,  as  was  said  in  Leisy  v.  Hardin, 
though  the  States  may  exercise  powers  which  may  be  said  to  partake  of  the  nature  of 
the  power  granted  to  the  general  government,  they  are  strictly  not  such,  but  are  merely 
local  powers,  which  have  full  operation  until  circumscribed  by  the  action  of  Congress  in 
effectuation  of  the  general  power.  In  matters  admitting  uniform  regulation  throughout 
the  country  and  affecting  all  the  States,  the  inaction  of  Congress  is  to  be  taken  as  a 
.  declaration  of  its  will  that  commerce  shall  be  '  free  and  unrestricted,' so  far  only  as- 
^  concerns  any  general  regulation  by  the  States.  It  can  hai'dly  be  considered  that  this 
phrase  means  more  than  freedom  from  such  regulations  as  admit  of  uniformity,  for  it  is 
only  to  this  extent  that  the  jurisdiction  of  Congress  over*  inter-state  commerce  is 
exclusive  of  State  regulation.  On  the  other  hand,  in  matters  of  local  nature,  such  as 
are  auxiliary  to  commerce  rather  than  a  part  of  it,  the  inaction  of  Congress  is  to  be 
taken  as  an  indication  that  for  the  time  being,  and  until  it  sees  fit  to  act,  they  may  be 
regulated  by  State  authority.  Since  the  decision  of  Cooley  v.  Port  Wardens,  the  rule 
therein  laid  down  has.  with  one  important  exception  which  will  be  hereafter  noticed, 
been  followed  in  every  case  in  the  Supreme  Court  upon  this  subject.  It  is  perhaps  the 
most  satisfactory  solution  which  has  ever  been  given  of  this  vexed  question,  and  may  be 
considered  as  expressing  the  final  judgment  of  the  Court.  It  is  not  eas\-  at  this  time  to 
exaggerate  the  importance  of  the  case  by  which  this  rule  was  established.  It  offered  a 
logical  principle  for  the  construction  of  the  constitutional  provision,  such  as  no  previous 
case  had  offered.  More  than  this,  it  marked,  in  1851,  the  end  of  the  struggle,  lasting 
more  than  thirty  years,  and  which  had  been  begun  in  Ogden  v.  Gibbons,  in  the  New 
York  courts."     (Prentice  and  tgan.  Commerce  Clause,  pp.  '27-9.) 

The  problem  which  caused  such  a  long  controversj'  in  the  Supreme  Court  of  the 
United  States,  as  to  whether  the  power  over  commerce  was  exclusive  or  concurrent,  or 
partly  exclusive  and  partly  concurrent,  should  never  arise  or  occasion  any  trouble  in  the 
^  interpretation  of  the  Constitution  of  the  Commonwealth,  in  which  two  principles  are 
,  /  clearly  and  unmistakably  established  :  that  on  and  after  the  imposition  of  uniform 
I  duties  of  customs,  the  power  of  the  Federal  Parliament  to  impose  duties  of  customs  and 
excise,  and  to  grant  bounties,  becomes  absolutely  and  irrevocably  exclusive,  and  this  is 
(the  limits  of  its  exclusive  power  ;  that  as  to  other  matters  relating  to  commerce,  the 
'States  will  continue  to  exercise  concurrent  authority,  and  the  State  laws  in  respect  to- 
such  matters  will  be  perfectly  valid,  until  laws  inconsistent  therewith  are  passed  by  the 
Federal  Parliament. 

Pennnylvania  v.  Wheeling  Bridge  Co.,  13  How.  51S  (1851). — The  defendant  company 
was  incorporated  by  an  Act  of  the  legislature  of  Virginia,  which  authorized  them  to 


§  163.]  POWERS  OF  THE  PARLIAMENT.  531 

eonstnict  a  suspension  bridge  across  the  river  Ohio,  at  Wheeling.  The  bridge  was 
constructed,  and  hindered  the  passage  of  boats  ascending  and  descending  the  river  an 
that  point.  Prior  to  this  Obngress  had  recognized  the  Ohio  as  a  navigable  stream,  and 
a  channel  of  commerce,  but  it  had  never  authorized  the  erection  of  bridges  at  that 
part  of  its  course.  The  State  of  Pennsylvania  brought  a  suit  in  the  Supreme  Court 
against  the  company,  praying  that  the  bridge  might  be  removed  as  a  public  nuisance. 
On  behalf  of  Pennsylvania  it  was  argued  that  the  legislature  of  Virginia  could  not  con- 
stitutionally authorize  the  erection  of  a  bridge  which  obstructed  free  commerce  on  the 
Ohio.  The  Court  sustained  this  contention ;  it  was  held  that  the  power  to  regulate 
commerce  among  the  States  extends  to  the  navigable  streams  whei-eon  that  commerce 
is  carried  ;  that  commerce  includes  navigation  ;  that  Congress  had  recognized  the  Ohio 
as  a  great  navigable  river,  and  the  highway  of  an  immense  commerce  ;  that  the  bridge 
interfered  with  such  navigation  ;  that  the  Virginian  statute  authorizing  the  bridge  was 
therefore  in  conflict  with  the  power  granted  to  and  exercised  by  Congress.  (Pomeroy, 
Const.  Law,  10th  ed.  pp.  301-2.) 

This  case  is  especially  interesting,  owing  to  the  development  which  followed.  After 
the  judgment  was  given  declaring  the  bridge  a  nuisance  and  ordering  its  removal. 
Congress  passed  an  Act  legalizing  the  bridge  as  it  then  stood,  and  authorizing  it  to  be 
allowed  to  remain.  Another  suit  was  then  brought  by  Pennsylvania  against  the  Bridge 
Company  (IS  How.  421),  in  which  the  question  was  raised  whether  this  Act  was  with- 
in the  constitutional  authority  of  Congress.  The  Supreme  Court  ruled  that  Congress, 
having  power  to  regulate  commerce,  could  as  legally  obstruct  commerce  as  free  it  from 
obstruction  -  could  as  legally  fetter  it  as  liberate  it  ;  and  therefore  that  the  Act  was 
within  the  Constitution.  (See  Miller  r.  Mayor  of  New  York,  109  U.S.  385;  Rscanaba 
Co.  V.  Chicago,  107  U.S.  678.) 

GUman  v.  Philadelphia,  3  Wall  71S  (1865). — This  was  another  bridge  case,  which 
is  apparently  inconsistent  with  Pennsylvania  r.  Wheeling  Bridge  Co.  The 
Schuylkill  River  flows  through  the  city  of  Philadelphia  and  empties  into  the  Delaware  ; 
it  is  a  tidal  river  for  seven  miles  fi*om  its  mouth.  It  is  navigable  for  vessels  drawing 
about  20  feet  of  water.  A  considerable  tnwle  is  done  upon  it  by  barges  and  small 
steamers,  licensed  under  the  laws  of  the  United  States.  Gilman  was  the  owner  of  coal 
wharves  on  the  river,  below  any  bridge,  but  he  was  not  the  owner  of  any  licensed 
vessels.  The  legislature  of  Pennsylvania  authorized  the  city  of  Philadelphia  to  erect  a 
new  bridge  across  the  river,  below  the  plaintifiTs  wharves.  The  plaintiflF  feared  that 
the  bridge  would  prevent  masted  vessels  from  passing  it,  would  greatly  interrupt  the 
navigation  of  the  river,  and  would  so  injure  his  business.  Congress  hatl  made  the  city 
of  Philadelphia  a  port  of  commercial  entry,  (iilman  brought  a  suit  against  the  city 
corporation  to  restrain  it  from  building  the  proposed  bridge.  The  judgment  of  the 
Court  was  delivered  by  Mr.  Justice  Swayne  ;  who  said  that  the  power  to  regulate 
commerce  covered  a  wi<le  field,  and  embraced  a  great  variety  of  subjects.  Some  of 
these  subjects  called  for  uniform  rules  and  national  legislation  ;  others  could  be  best 
regulated  bj'  rules  and  provisions  suggested  by  the  varying  circumstances  of  different 
localities,  and  limited  in  their  operation  to  such  localities.  To  this  extent  the  power  to 
regulate  commerce  might  be  exercised  by  the  States.  But  even  in  respect  to  this  latter 
class  of  rules  and  provisions.  Congress  could  interpose,  whenever  it  should  be  deemed 
necessary,  by  general  or  special  laws  ;  and  their  interposition  would  sweep  away  the 
local  State  legislation.  Within  the  sphere  of  their  authority,  both  the  legislative  and 
the  judicial  powers  of  the  nation  were  supreme.  Mr.  Justice  Clifford  dissented,  on  the 
ground  that  Congress  had  already-  sufficiently  legislated  to  cover  the  subject-matter 
and  to  deprive  the  State  of  power  to  build  the  bridge  in  question.  This  legislation 
consisted  in  the  navigation  laws,  which,  as  had  been  repeatedly  held,  enabled  vessels 
registered  or  enrolled  and  licensed  to  enter  all  navigable  waters  free  from  StAte  inter- 
ference ;  but  especially  in  the  statute  declaring  Philadelphia  to  be  a  port  of  entry.  He 
asserted   that    Willaon    r.  Blackbird    Creek  Marsh   Co.   had  no  application  ;  because 


532  COMMENTARIES  ON  THE  CONSTITUTION.    [See.  61-i. 

the  statute  of  Delaware  was  upheld  in  that  case  as  a  measure  of  police,  a  means  to 
reclaim  marsh  lands  and  improve  the  health  of  the  neighbourhood. 

Referring  to  this  decision,  Dr.  Pomeroy  says  :  "  I  cannot  refrain  from  saying  that 
the  dissenting  opinion  of  Judge  Clifford  is  a  most  overwhelming  answer  to  the  positions 
taken  by  the  Court.  Leaving  out  of  view  the  Blackbird  Creek  case,  the  judgment  in 
Oilman  v.  Philadelphia  is  opposed  to  the  whole  scope  and  tenor  of  all  prior  decisions,  and 
is  in  direct  conflict  with  Pennsylvania  v.  Wheeling  Bridge  Company.  Indeed,  these  two 
cases  are  absolutely  identical  in  their  facts  ;  in  each  case  the  plaintiff  sought  to  protect 
his  rights  as  proprietor  on  the  banks  of  the  river  above  the  bridge  ;  in  each  a  State,  by 
its  statute  authorizing  a  permanent  bridge,  had  interfered  with  those  rights  ;  in  neither 
had  Congress  directly  legislated  upon  the  subject  of  bridges.  Yet  the  Court  overthrew 
the  statute  of  Virginia  and  upheld  that  of  Pennsylvania  ;  they  deliberately  adopted,  in 
the  Philadelphia  case,  the  position  of  Chief  Justice  Taney  in  the  dissenting  opinion 
which  he  delivered  in  the  Wheeling  case,  although  in  the  latter  Congress  had  only 
acted  by  recognizing  Ohio  as  a  navigable  stream,  while  in  the  former.  Congress  had 
directly  legislated  by  declaring  Philadelphia  to  be  a  port  of  entry.  I  repeat  that,  while 
it  cannot  be  supposed  the  Court  intended  to  overrule  the  long  series  of  great  and  most 
ably  considered  cases  which  have  been  referred  to,  they  have  placed  themselves  in 
antagonism  to  many  of  those  decisions."     (Const.  Law,  10th  ed.  pp.  305-6.) 

It  seems  to  be  now  well  settled  that  in  the  absence  of  Federal  legislation  a  State  may 
authorize  a  navigable  stream  within  its  limits  to  be  obstructed  by  a  dam,  bridge,  or  high- 
way (Pound  V.  Turck,  95  U.S.  4.59)  ;  that  in  the  improvement  of  her  waterways  a  Stale 
may  alter  the  course  of  a  river  (Withers  v.  Buckley,  20  How.  84)  ;  that  a  State  may  prac- 
tically turn  a  river  into  a  canal  and  charge  vessels  for  its  use  to  pay  for  such  improvement 
(Sands?;.  Manistee  River  Improv^ement  Co.,  123  U.S.  288;  Ruggles  t>.  Manistee  River 
Improvement  Co.,  123  U.S.  297);  that  a  State  may  improve  her  harbours  (Mobile  v. 
Kimball,  102  U.S  691)  ;  that  a  State  may  build  and  own  wharves  (Ouachita  Packet  Co.  v. 
Aiken,  121  U.S.  444).  A  State,  however,  cannot  use  such  improvements,  or  any  other 
public  property,  as  a  means  of  regulating  commerce.  Though  a  State  can  charge  rent 
for  the  use  of  a  wharf,  based  on  the  toiuiage  of  the  vessel,  or  for  its  occupation  by 
imported  goods,  which  she  could  not  do  as  a  tax,  or  in  the  exercise  of  any  reserved  power, 
she  cannot  discriminate  in  her  charges  against  vessels  loaded  with  the  products  of  other 
States.     (Guy  v.  Baltimore,  100  U.S.  434.) 

Case  of  the  State  Freight  Tax,  15  Wall.  2S2  (1872).  — In  the  Reading  Railroad  Co.  v. 
Pennsylvania,  generally  known  as  the  State  Freight  Tax  Case,  the  State  of  Pennsylvania 
had  imposed  a  tax  on  every  ton  of  freight  carried  within  the  limits  of  the  State  ;  no  dis- 
tinction or  discrimination  was  made  between  domestic  and  inter-state  traffic.  The  tax 
was  justified  by  the  State,  as  made  in  the  exercise  of  its  right  of  taxation.  It  was 
claimed  that  the  State  had  a  right  to  tax  all  property  within  its  jurisdiction,  and  that 
it  was  entitled  to  do  so  as  long  as  it  abstained  from  discrimination.  The  Supreme  Court, 
however,  declared  the  State  law  void  on  the  ground  that  it  was  a  regidation  of  com- 
merce among  the  States.  This  judgment  is  valuable  as  affirming  (1)  That  freight,' the 
reward  for  the  transportation  of  the  subjects  of  commerce,  whether  by  land  or  water,  is 
a  constituent  of  commerce  ;  (2)  That  the  bringing  of  goods  from  the  seller  to  the  Imyer 
is  commerce  ;  (3)  Tliat  a  tax  upon  freight,  transported  from  State  to  State,  is  a  regula- 
tion of  commerce. 

Wellm  V.  MixHOuri,  91  U.S.  275  {1875).— In  this  case  Welton  sold,  in  the  State  of 
Missouri,  certain  sewing  machines  which  had  been  manufactured  outside  the  State.  He 
sold  without  having  a  State  license,  as  required  by  a  State  Act.  The  Act  in  question 
provided  that  whoever  should  sell  goods,  wares,  or  merchandise  "  which  are  not  the 
growth,  produce,  or  manufacture  of  this  State."  by  going  from  place  to  place  to  sell  the 
same,  was  "declared  to  be  a  peddler."  Other  sections  of  the  Act  prohibited  peddling 
in  the  State  without  a  license,  and  provided  a  penalty  for  breach  of  the  prohibition. 
No  license  was  required  to  peddle  goods  the  growth,  produce  or  manufacture  of  the 


§  163.] 


POWERS  OF  THE  PARLIAMENT.  533 


State  Welton  was  arrested  and  fined.  The  Supreme  Court  of  the  State  declared  that 
the  State  law  was  valid.  Welton  appealed  to  the  Supreme  Court  of  the  United  States, 
which  held  that  the  Missouri  law  was  unconstitutional.  In  giving  the  judgment  of  the 
Court  Mr.  Justice  Field  said  that  the  license  tax  was  sought  to  be  maintained  as  a  tax 
upon  a  calling.  The  general  power  of  a  State  to  impose  license  taxes  on  businesses 
within  its  limits  was  admittetl,  but  must  be  exercised  subject  to  the  Constitution. 
Where  the  business  consisted  in  the  sale  of  goods,  a  tax  upon  the  business  was  in  efiFect 
a  tax  upon  the  goods  themselves.  "It  would  be  premature  to  state  any  rule  which 
would  be  imiversal  in  its  application  to  determine  when  the  commercial  power  of  the 
Federal  Government  over  a  commodity  has  ceased,  and  the  power  of  the  State  has 
commenced.  It  is  suflBcient  now  to  hold  that  the  commercial  power  continues  until 
the  commodity  has  ceased  to  be  the  subject  of  discriminating  legislation  by  reason  of  its 
foreign  character." 

Mtinn  V.  Illinois,  94  U.S.  113  [1876). — In  this  case  the  question  raised  was  whether 
the  General  Assembly  of  Illinois  could  legally  fix  by  law  the  maximum  charges  for  the 
storage  of  grain  in  warehouses,  in  Chicago  and  other  places  in  the  State,  in  which  grain 
was  stored  in  bulk,  and  in  which  the  grain  of  different  owners  was  mixed  together.  The 
Supreme  Court  of  the  United  States  upheld  the  validity  of  the  law.  It  was  not  every- 
thing which  affected  commerce  that  amount«d  to  a  regulation  of  c-ommerce.  The 
warehouses  referred  to  were  situated,  and  their  business  conducted  exclusively,  within 
the  limits  of  the  State  of  Illinois.  They  were  used  as  instruments  by  those  engaged  in 
State  as  well  as  by  those  engaged  in  inter-state  commerce ;  but  they  were  no  more 
necessarily  a  part  of  the  commerce  itself  than  a  dray  or  cart  by  which  grain  could  be 
transferred  from  one  railway  station  to  another.  Incidentally  they  might  become 
connected  with  inter-state  commerce,  but  not  necessarily  so.  Their  regulation  was  a 
thing  of  domestic  concern,  and  certainly,  until  Congress  acted  in  reference  to  their 
inter-state  relations,  the  State  might  exercise  all  the  powers  of  government  over 
them,  even  though  in  so  doing  it  indirectly  operated  upon  commerce  outside  its 
immediate  jurisdiction.  "We  do  not  say,"  continued  Chief  Justice  Waite,  "that  a 
case  may  not  arise  in  which  it  will  be  found  that  a  State,  under  the  form  of  regulating 
its  own  affairs,  has  encroached  upon  the  exclusive  domain  of  Congress,  in  respect  to 
inter-state  commerce,  but  we  do  say  that,  upon  the  facts  as  they  are  represented  to  us 
in  this  record,  that  has  not  been  done."     (94  U.S.  135.) 

Railroad  Co.  v.  Susen,  95  U.S.  46.5  (IS77). — In  this  case  a  statute  of  Missouri 
prohibited  the  driWng  or  convej'ing  of  any  Texas,  Mexican,  or  Indian  cattle  into  the 
State  during  certain  periods  of  the  year.  It  was  held  that  this  law  was  a  regulation  of 
commerc-e,  and  therefore  contrary  to  the  Constitution.  Mr.  Justice  Strong  said  that  the 
transportation  of  property  from  one  State  to  another  was  a  branch  of  inter-state 
commerce,  and  that  though  a  State  had  full  power  over  commerce  which  was  completely 
internal,  it  could  no  more  prohibit  or  regulate  inter-state  commerce  than  commerce  \»ith 
foreign  nations.  In  reference  to  the  argument  that  the  statute  called  into  question  was 
a  lawful  exercise  of  the  police  power,  he  said  : — 

"  What  that  power  is,  it  is  difficult  to  define  with  sharp  precision.  It  is  generally 
said  to  extend  to  making  regulations  promotive  of  domestic  order,  morals,  health  and 
safety.  .  .  .  The  police  power  of  a  State  justifies  the  adoption  of  precautionary 
measures  against  social  cntIs.  Under  it  a  State  may  legislate  to  prevent  the  spread  of 
crime  or  pauperism,  or  disturbance  of  the  peace.  It  may  exclude  from  its  limits 
convicts,  paupers,  idiots  and  lunatics,  and  persons  likely  to  become  a  public  charge,  as 
well  as  persons  afilicted  by  contagious  or  infectious  diseases.  .  .  .  The  same 
principle  .  .  .  would  justify  the  exclusion  of  property  dangerous  to  the  property  of 
citizens  of  the  State  ;  for  example,  animals  having  contagious  or  infectious  diseases. 
All  these  exertions  of  power  .  .  .  are  self-defensive.  .  .  .  While  for  the 
purpose  of  self- protection  it  {i.e.,  a  State)  may  establish  quarantine  and  reasonable 
inspection  laws,  it  may  not  interfere  with  transportation  into  or  through  the  State, 
beyond  what  is  absolutely  necessarj'  for  its  self-protection.  It  may  not,  under  the  cover 
of  exerting  its  police  powers,  substantially  prohibit  or  burden  either  foreign  or  inter- 
state commerce."     (95  U.S.  pp.  470-2.) 


534  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  61-i. 

Pensacola  Telegraph  Co.  v.  Wesiern  Union  Telegraph  Co.,  96  U.S.  1  (1877). — The 
State  of  Florida  granted  to  the  Pensacola  Telegraph  Company  the  exclusive  right  to 
establish  and  maintain  telegraph  lines  in  certain  counties  of  that  State.  Prior  to  this, 
Congress  had  passed  a  law  providing  that  telegraph  lines  might  be  established  over  any 
portion  of  the  public  domain  of  the  United  States,  along  military  and  post  roads,  and 
across  navigable  streams  and  waters.  The  Western  Union  Company  filed  with  the 
Postmaster-General  its  acceptance  of  the  terms  of  the  Act.  The  Pensacola  Company 
thereupon  instituted  a  suit  to  restrain  the  Western  Union  Company  from  constructing 
lines  in  derogation  of  its  exclusive  rights.  In  the  judgment  of  the  Supreme  Court  it 
was  stated  that  the  commercial  powers  granted  to  Congress  were  not  confined  to  the 
instrumentalities  of  commerce,  or  the  postal  system,  as  known  and  used  when  the 
Constitution  was  adopted,  but  that  they  kept  pace  with  the  progress  of  the  country  and 
adapted  themselves  to  the  new  developments  of  times  and  circumstances.  They  extended 
from  the  horse  with  its  rider  to  the  stage  coach,  from  the  sailing  vessel  to  the  steam- 
boat, from  the  coach  and  the  steamboat  to  the  railroad,  and  from  the  railroad  to  the 
telegraph,  as  these  new  agencies  were  successfully  brought  into  use  to  meet  tlie  demands 
of  increasing  population  and  wealth.  These  commercial  powers  were  intended  for  the 
government  of  the  business  to  which  they  related.  They  were  entrusted  to  the 
Government  for  the  good  of  the  nation  ;  it  was  not  only  the  right  but  the  duty  of  the 
Federal  legislature  to  see  that  intercourse  among  the  States  and  the  transmission  of 
intelligence  were  not  obstructed  or  unnecessarily  impeded  by  State  legislation.  The 
Court  held  that  the  electric  telegraph  had  become  an  indispensable  means  of  inter- 
communication, especially  in  commercial  transactions.  It  could  not  for  a  moment  be 
doubted  that  this  powerful  agency  of  commerce  and  inter-communication  came  within 
the  controlling  power  of  Congress,  certainlj'  as  against  hostile  State  legislation.  It  was 
therefore  held  that  the  State  of  Florida,  in  attempting  to  confer  on  a  single  corporation 
the  exclusive  right  of  transmitting  news  by  telegraph  over  part  of  its  territory,  had 
encroached  upon  the  domain  of  commercial  power  vested  in  Congress,  and  the  claim  of 
the  Pensacola  Company  to  restrain  the  Western  Union  Company  was  not  sustained. 

Escanaba  Co.  v.  Chicago,  107  U.S.  678  (1882). — The  Escauaba  Company,  created 
by  the  law  of  Michigan,  was  the  owner  of  tliree  steam  vessels  engaged  in  the  carrying 
trade  between  ports  in  different  States,  on  Lake  Michigan  and  on  the  navigable  waters 
connecting  it.  Its  vessels  were  enrolled  and  licensed  for  the  coastal  trade  under  the 
laws  of  the  United  States.  They  did  a  large  business  in  carrying  iron  ore  from 
Escanaba  to  the  south  branch  of  the  Chicago  River  in  the  city  of  Chicago.  In  their 
course  up  the  river  they  were  required  to  pass  through  draws  of  several  bridges, 
constructed  over  the  stream  by  the  city  of  Chicago.  By  an  ordinance  of  the  city  the 
draws  were  closed  for  an  appointed  hour  of  the  morning  and  evening  during  week  days, 
and  the  time  during  which  a  draw  might  be  left  open  for  the  passage  of  a  vessel  was 
limited  to  ten  minutes.  The  Company  complained  of  these  obstructions  and  limitations, 
and  applied  for  an  injunction  to  restrain  the  city  from  enforcing  the  ordinance.  The 
Court  upheld  the  validity  of  the  State  law,  on  the  ground  that  it  came  within  the  rule 
of  matters  of  internal  police — including  in  that  general  designation  whatever  would 
promote  the  peace,  comfort,  and  convenience,  of  the  people  of  the  State,  and  embracing 
the  construction  and  control  of  roads,  canals,  bridges,  and  other  means  of  internal 
communication.  Such  power  the  State  could  exercise,  so  long  as  it  did  not  unnecessarily 
obstruct  the  navigation  of  the  river  or  its  branches  ;  when  that  occurred  Congress  could 
interfere  and  remove  the  obstruction. 

Oloucester  Ferry  Co.  v.  Penmsylvania,  II4  U.S.  196  (1885).— The  Gloucester  Ferry 
Company  was  incorporated  under  the  law  of  New  Jersey,  and  established  a  ferry 
between  Gloucester,  in  the  State  of  New  Jersey,  and  Philadelphia,  in  the  State  of 
Pennsylvania.  At  its  landing  place  in  each  State  it  had  a  dock  ;  the  one  in  Gloucester 
it  owned,  the  one  in  Philadelphia  it  leased.  The  entire  business  of  the  Company 
consisted  in  ferrying  passengers  and  freight  across  the  river  ;  its  boats  were  registered 


4  163.]  POWERS  OF  THE  PARLIAMENT.  535 

in  New  Jersey,  where  it  was  domiciled  and  held  all  its  property,  except  the  lea.se  of  its 
<lock  in  Pennsylvania  ;  its  boats  remained  in  Pennsylvania  only  long  enough  to  discharge 
and  receive  passengers  and  freight.  In  1879  the  legislature  of  Pennsylvania  passed  an 
Act  imposing  taxes  on  corporations,  domestic  or  foreign,  doing  business  or  employing 
capital  in  Pennsylvania.  The  State  sued  the  Company  to  recover  taxes  on  its  business 
done  between  the  two  States.  The  Supreme  Court  of  the  State  sustained  the  tax.  The 
Company  appealed  to  the  Supreme  Court  of  the  United  States.  In  support  of  the  tax, 
it  was  argued  that  the  Company  did  business  within  the  State  of  Pennsylvania,  because 
it  landed  and  received  passengers  and  freight  at  its  wharf  in  Philadelphia  ;  that  its 
whole  income  was  derived  from  the  transportation  of  freight  and  passengers  between 
Gloucester  and  Philadelphia ;  that  at  each  of  these  points  its  main  business  was 
transacted  ;  that  for  such  business  it  was  as  much  dependent  upon  the  laws  and 
protection  of  one  State  as  of  the  other  ;  that  as  it  could  only  purchase  its  wharf  at 
Gloucester  by  the  will  of  the  legislature  of  New  Jersey,  so  it  could  only  lease  the  one  in 
Philadelphia  with  the  consent  of  the  legislature  of  Pennsylvania.  It  was  therefore 
contended  that  the  Company  was  dependent  equalh',  not  only  for  its  business,  but  for 
its  power  to  do  that  business,  upon  both  States,  and  consequently  it  might  be  taxed  by 
both.  The  Supreme  Court  had  no  difficulty  of  disposing  of  these  arguments.  Mr. 
Justice  Field,  in  delivering  the  judgment  of  the  Court,  said  : — 

"  The  business  of  landing  and  receiving  passengers  and  freight  at  the  wharf  in 
Philadelphia  is  a  necessary  incident  to,  indeed  is  part  of,  their  transportation  across  the 
Delaware  River  from  New  Jersey.  Without  it  that  transportation  would  be  impossible. 
Transportation  implies  the  taking  up  of  persons  or  property  at  some  point  and  putting 
them  down  at  another.  A  tax,  therefore,  upon  such  receiving  and  lauding  of  passengers 
and  freight  is  a  tax  upon  their  transportation  ;  that  is,  upon  the  commerce  between 
the  two  States  involved  in  such  transportation.  .  .  .  According  to  the  decision  in  the 
Standard  Oil  Compiny  case,  and  by  the  general  law  on  the  subject,  the  company  has  no 
domicile  in  Penn.sylvania,  and  its  capital  stock  representing  its  property  is  held  outside 
of  its  limits  It  is  solely,  therefore,  for  the  business  of  the  company  in  landing  and 
receiving  passengers  at  the  wharf  in  Philadelphia  that  the  tax  is  laid,  and  that  business, 
as  already  said,  is  an  essential  part  of  the  transportation  between  the  States  of  New 
Jersey  and  Pennsylvania,  which  is  itself  inter-state  commerce  While  it  is  conceded 
that  the  property  in  a  State  belonging  to  a  foreign  corporation  engaged  in  foreign  or  inter- 
state commerce  may  be  taxed  equallj'  with  like  property-  of  a  domestic  corporation 
engaged  in  that  business,  we  are  clear  that  a  tax  or  other  burden  imposed  on  the  property 
of  either  corporation  because  it  is  used  to  carry  on  that  commerce,  or  upon  the  transpor- 
tation of  persons  or  property,  or  for  the  navigation  of  the  public  waters  over  which  the 
transportation  is  made,  is  invalid  and  void  as  an  interference  with,  and  an  obstruction  of, 
the  power  of  Congress  in  the  regulation  of  such  commerce.  .  .  .  The  cases  where  a  tax  or 
toll  upon  vessels  is  allowed  to  meet  the  expenses  incurred  in  improving  the  navigation 
of  waters  traversed  by  them,  as  bj'  the  removal  of  rocks,  the  construction  of  dams  and 
locks  to  increase  the  depth  of  water  and  thus  extend  the  line  of  navigation,  or  the  con- 
struction of  canals  around  falls,  rest  upon  a  ditferent  principle.  The  tax  in  such  cases  is 
considered  merely  as  compensation  for  the  additional  facilities  thus  provided  in  the 
navigation  of  the  waters.  .  .  .  Upon  similar  grounds,  what  are  termed  harbour  dues  or 
port  charges,  exacted  by  the  State  from  vessels  in  its  harbours,  or  from  their  owners,  for 
other  than  sanitary  purposes,  are  sustained.  We  say  for  other  than  sanitary  purposes,  for 
the  power  to  prescribe  regulations  to  protect  the  health  of  the  community,  and  prevent 
the  spread  of  disease,  is  incident  to  all  local  municipal  authority,  however  much  such 
regulations  may  interfere  with  the  movements  of  commerce.  But,  independently  of  such 
measures  the  State  may  prescribe  regulations  for  the  government  of  vessels  whilst  in  its 
harbours  ;  it  may  provide  for  their  anchoi-age  or  mooring,  so  as  to  prevent  confusion  and 
collision  ;  it  may  designate  the  wharves  at  which  they  shall  discharge  and  receive  their 
passengers  and  cargoes,  and  require  their  removal  from  the  wharves  when  not  thus 
engaged,  so  as  to  make  room  for  other  vessels.  It  may  appoint  officers  to  see  that  the 
regxilations  are  carried  out,  and  impose  penalties  for  refusing  to  obey  the  directions  of 
such  officers  ;  and  it  may  impose  a  tax  upon  vessels  sufficient  to  meet  the  exp)enses 
attendant  upon  the  execution  of  the  regulations.  The  authority  for  establishing  regula- 
tions of  this  character  is  found  in  the  right  and  duty  of  the  supreme  power  of  the  State 
to  provide  for  the  safety,  convenient  use,  and  undisturbed  enjo3ment  of  property  within 
its  limits  ;  and  charges  incurred  in  enforcing  the  regulations  mayproperlybe  considered  as 
compensation  for  the  facilities  thus  furnished  to  the  vessels.  .  .  .  The  power  of  the  States 
to  regulate  matters  of  internal  police  includes  the  establishment  of  ferries  as  well  as  the 


536  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51- 


construction  of  roads  and  bridges.  In  Gibbons  v.  Ogden,  Chief  Justice  Marshall  said 
that  laws  respecting  ferries,  as  well  as  inspection  laws,  quarantine  laws,  health  laws,  and 
laws  regulating  the  internal  commerce  of  the  States,  are  component  parts  of  an  immense 
mass  of  legislation,  embracing  everything  within  the  limits  of  a  State  not  surrendered  to 
the  general  government ;  but  in  this  language  he  plainly  refers  to  ferries  entirely  within 
the  State,  and  not  to  ferries  transporting  passengers  and  freight  between  the  States  and  a 
foreign  country.  .  .  .  Such  a  ferry  is  a  means,  and  a  necessary  means,  of  commercial  inter- 
course between  the  States  bordering  on  their  dividing  waters,  and  it  must,  therefore,  be 
conducted  without  the  imposition  by  the  States  of  taxes  or  other  burdens  upon  the 
commerce  between  them.  Freedom  from  such  imposition  does  not,  of  course,  imply 
exemption  from  reasonable  charges,  as  compensation  for  the  carriage  of  persons,  in  the 
way  of  tolls  or  fares,  or  from  the  ordinary  taxation  to  which  other  property  is  subjected, 
any  more  than  like  freedom  of  transportation  on  land  implies  such  exemption.  Reason- 
able charges  for  the  use  of  property,  either  on  water  or  land,  are  not  an  interference 
with  the  freedom  of  transportation  between  the  States  secured  under  the  commercial 
power  of  Congress."     (114  U.S.,  pp.  210-217.) 

The  judgment  of  the  Supreme  Court  of  Pennsylvania  was,  therefore,  reversed.  It 
must  be  noted,  however,  that  this  judgment  does  not  impugn  the  right  of  States,  or  of 
towns  and  cities  acting  under  State  authority,  to  regulate  the  use  of  wharves  on  navi- 
gable rivers  and  to  impose  charges  for  such  use.  In  the  case  of  the  Packet  Co.  v. 
Keokuk,  95  U.S.  80,  it  was  said  by  Mr.  Justice  Strong  :  — 

"The  principal  question  presented  by  the  record  of  this  case  is,  whether  & 
municipal  corporation  of  a  State,  having  %  the  law  of  its  organization  an  exclusive 
right  to  make  wharves,  collect  wharfage,  and  regulate  wharfage  rates,  can,  consistently 
with  the  Constitution  of  the  United  States,  charge  and  collect  wharfage  proportionate  to 
the  tonnage  of  the  vessels  from  the  owners  of  enrolled  and  licensed  steamboats  mooring 
and  landing  at  the  wharves  constructed  on  the  banks  of  a  navigable  river.  If  the  charge 
is  clearly  a  duty,  a  tax,  or  burden,  which  in  its  essence  is  a  contribution  claimed  for  the 
privilege  of  entering  the  port  of  Keokuk,  or  remaining  in  it,  or  departing  from  it, 
imposed,  as  it  is,  by  authority  of  the  State,  and  measured  by  the  capacity  of  the  vessel, 
it  is  doubtless  embraced  by  the  constitutional  prohibition  of  such  a  duty.  But  a  charge 
for  services  rendered  or  for  conveniences  provided  is  in  no  sense  a  tax  or  a  duty.  .  .  . 
It  is  a  tax  or  a  duty  that  is  prohibited  ;  something  imposed  by  virtue  of  sovereignty, 
not  claimed  in  right  of  proprietorship.  Wharfage  is  of  the  latter  character.  .  .  . 
A  passing  vessel  may  use  the  wharf  or  not,  at  its  election,  and  thus  may  incur  liability 
for  wharfage  or  not,  at  the  choice  of  the  master  or  owner.  ...  It  has  always  been 
held  that  wharfage  dues  may  be  exacted."  (95  U.S.  pp.  84-5.  See  Cannon  v.  New 
Orleans.  20  Wall.  577. ) 

In  the  later  case  of  Transportation  Co,  v.  Parkersburg,  107  U.S.  691,  the  question 
raised  was  whether  an  ordinance  of  the  city  of  Parkersburg,  imposing  a  wharfage  due 
upon  all  vessels  discharging  or  receiving  freight  at  the  city  wharves  on  the  Ohio  River, 
was  valid.  The  plaintiff  alleged  that  the  charge  demanded  was  not  one  of  wharfage,  but 
of  tonnage.  The  court  held  that  wharfage  was  a  charge  against  a  vessel  for  using  or 
lying  at  a  wharf  or  lauding,  such  charge  being  collected  by  the  owner  of  the  wharf,  or 
landing,  as  a  rent  for  the  temporary  use  of  the  property.  On  the  other  hand,  a  duty  of 
tonnage  was  a  charge  imposed  and  collected  by  the  government  for  the  privilege  of 
entering,  trading,  or  lying  in  a  port  or  harbour. 

Bowman  v.  Chicago  and  North-western  Railway  Co.,  125  U.S.  465  (188S). — A  law  of 
the  State  of  Iowa  prohibited  common  carriers  from  bringing  intoxicating  liquors  into  the 
State  from  any  other  State,  without  first  being  furnished  with  a  certificate  as  prescribed. 
This  law  was  declared  by  the  Supreme  Court  of  the  United  States  to  be  invalid,  as 
being  a  regulation  of  commerce  among  the  States.  The  Court  did  not  determine  the 
question  whether  the  right  of  transportation  of  an  article  of  commerce  from  one  State  to 
another  included,  by  necessary  implication,  the  right  of  the  consignee  to  sell  it,  in 
unbroken  packages,  at  the  place  where  transportation  terminated  ;  that  point  was  in 
terms  reserved,  yet  the  argument  of  the  majority  led  irresistibly  to  that  conclusion. 

Minnesota  v.  Barber,  136  U.S.  313  (1S90). — A  law  of  the  State  of  Minnesota,  entitled 
an  "  Act  for  the  protection  of  the  public  health,  by  providing  for  inspection,  before 
slaughter,  of  cattle,  sheep,  and  swine,  designed  for  slaughter  for  human  food  "  required 
that  animals  thus  described  should  be  inspected  by  State  officers  within  twenty-four 


§  163.]  POWERS  OF  THE  PARLIAMENT.  5^57 

hoars  before  they  were  slaughtered.  If  fonnd  fit  for  slaughter  it  was  provided  that 
certificates  to  that  efi"ect  should  be  given  ;  if  not  found  fit  they  had  to  be  removed  and 
destroj'cd.  Barber  was  convicted  before  a  Justice  of  the  Peace  of  Minnesota,  of  having 
wrongly  sold,  for  human  food,  part  of  an  animal  slaughtei-ed  in  the  State  of  Illinois,  but 
which  had  not  been  inspected  in  Minnesota.  The  State  Courts  held  that  the  Act  wa.s 
repugnant  to  the  Constitution,  and  void,  and  annuUed  the  conviction. 

The  State  authorities  appealed  to  the  Supreme  Court  of  the  United  States.  It  was 
arguetl  that  the  statute  was  passed  in  good  faith  for  the  purpose  expressed  in  its  title — to 
protect  the  health  of  the  people  of  Minnesota.  Mr.  Justice  Harland,  in  delivering  the 
opinion  of  the  court,  said  that  the  good  faith  of  the  State  was  to  be  presumed,  but  that 
presumption  could  not  control  the  final  determination  of  the  question  whether  the  State 
law  was  unconstitutional  or  not.  There  might  be  no  purpose  on  the  part  of  a  State 
legislature  to  violate  the  provisions  of  the  great  instrument  of  government,  and  yet  a 
statute  enacted  by  it  under  the  forms  of  law  might  be  destructive  of  rights  intended  to 
be  secured  by  the  Constitution.  Dealing  with  the  arguments  on  behalf  of  the  State,  the 
Court  said  that  the  enactment  of  a  similar  statute  by  each  one  of  the  States  composing 
the  Union  would  result  in  the  destruction  of  commerce  among  the  several  States,  so  far 
as  such  commerce  involved  the  transportation  from  one  part  of  the  country  to  another 
of  animal  meat  designed  for  food.  If  the  object  of  the  statute  had  been  to  deny 
altogether  to  the  citizens  of  other  States  the  privilege  of  selling,  within  the  limits  of 
Minnesota,  any  fresh  meat  from  animals  slaughtered  outside  of  that  State,  and  to  compel 
the  people  of  Minnesota  either  to  purchase  meat  taken  from  animals  inspected  and 
slaughtered  in  the  State,  or  to  incur  the  cost  of  purchasing  meat,  when  desired  for  their 
own  domestic  use,  at  points  beyond  the  State,  that  object  was  attained  by  the  Act  in 
question.  The  duty  of  the  Government,  to  maintain  the  Constitution,  would  not  permit 
it  to  shut  its  eyes  to  these  obvious  and  necessary  results  of  the  Minnesota  statute.  If 
this  legislation  did  not  make  such  discrimination  against  the  products  and  business  of 
other  States,  in  favour  of  the  prwlucts  and  business  of  Minnesota,  as  interfered  with  and 
burdened  commerce  among  the  several  States,  it  would  be  difficult  to  enact  legislation 
that  would  have  that  result.  In  the  opinion  of  the  Court,  the  statute  in  question  was  in 
violation  of  the  Constitution  and  void. 

Leiny  v.  Hardin,  135  U.S.  100  (1890). — The  plaintifi^  were  brewers  doing  business  in 
the  State  of  Dlinois,  and  they  shipped  beer  in  sealed  packages  to  Keokuk,  in  the  State 
of  Iowa,  where  it  was  offered  for  sale.  By  the  law  of  Iowa,  the  manufacture  or  sale  of 
intoxicating  liquors,  or  the  keeping  of  them  with  the  intent  to  sell,  except  for  medicinal, 
chemical,  and  sacramental  purposes,  was  prohibited.  A  quantity  of  the  beer  imported 
by  the  plaintiffs  was  seized  by  Hardin,  the  city  marshal  of  Keokuk,  purporting  to  act 
under  the  authority'  of  the  law  of  the  State,  and  the  plaintiffs  sued  Hardin  to  recover 
the  value  of  the  beer  seized.  The  local  court  gave  judgment  for  the  plaintiff,  but  the 
Supreme  Court  of  Iowa  reversed  that  decision.  The  plaintiffs  then  appealed  to  the 
Supreme  Court  of  the  United  States.  The  sole  question  involvetl  was  the  validity  of 
the  State  prohibition  law.  Chief  Justice  Fuller  delivered  the  judgment  of  the  Court, 
which  applied  the  principles  established  in  Bowman  r.  Chicago  to  the  sale  of  liquor 
imported  from  another  State,  in  the  package  in  which  it  was  imported-  This 
was  no  new  principle  ;  it  had  been  decided  by  Chief  Justice  Marshall,  in  Brown  v. 
Maryland,  that  a  package  remained  the  subject  of  inter-State  commerce  until 
the  importer  sold  it,  or  broke  the  package  in  which  it  was  imported.  The  Court 
therefore  held  that  the  law  of  Iowa,  so  far  as  it  prohibited  the  sale  by  the  importer,  in 
the  packages  of  importation,  of  liquor  brought  from  other  States,  was  invalid,  because  it 
was  in  conflict  with  the  wUl  of  Congress.  The  Court  interpreted  the  silence  of  Congress, 
in  not  passing  anj-  law  to  regulate  the  sale  of  imported  liquors  and  in  not  allowing  the 
States  to  do  so,  to  indicate  its  will  that  such  commerce  should  be  free  and  untrammelled. 
Referring  to  the  Federal  law  at  the  time  of  the  adoption  of  prohibition  in  Iowa,  Chief 
Justice  Fuller  said  :  — 


538  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec  51--i. 

"  Up  to  that  point  of  time,  we  hold  that  in  the  absence  of  congressional  permission 
to  do  so,  the  State  had  no  power  to  interfere  by  seizure,  or  any  other  action,  in  pro- 
hibition of  importation  and  sale  by  the  foreign  or  non-resident  importer.  Whatever 
our  individual  views  may  be  as  to  the  deleterious  or  dangerous  qualities  of  particular 
articles,  we  cannot  hold  that  any  articles  which  Congress  recognizes  as  subjects  of  inter- 
state commerce  are  not  such,  or  that  whatever  are  thus  recognized  can  be  controlled  by 
State  laws  amounting  to  regulations,  while  they  retain  that  character  ;  although,  at  the 
same  time,  if  directly  dangerous  in  themselves,  the  State  may  take  appropriate  measures 
to  guard  against  injury  before  it  obtains  complete  jurisdiction  over  them.  To  concede 
to  a  State  the  power  to  exclude,  directly  or  indirectly,  articles  so  situated,  without 
■congressional  permission,  is  to  concede  to  a  majority  of  the  people  of  a  State,  repre- 
sented in  the  State  legislature,  the  power  to  regulate  commercial  intercourse  between 
the  States,  by  determining  what  shall  be  its  subjects,  when  that  power  was  distinctly 
granted  to  be  exercised  by  the  people  of  the  United  States,  represented  in  Congress,  and 
its  possession  by  the  latter  was  considered  essential  to  that  more  perfect  union  which  the 
Constitution  was  adopted  to  create  Undoubtedly,  there  is  difficulty  in  drawing  the 
line  between  the  municipal  powers  of  the  one  government  and  the  commercial  powers  of 
the  other,  but  when  that  line  is  determined,  in  the  particular  instance,  accommodation 
to  it,  without  serious  inconvenience,  may  readily  be  found,  to  use  the  language  of  Mr. 
Justice  Johnson  in  Gibbons  /;.  Ogden,  9  Wheat.  1,2:^8,  in  '  a  frank  and  candid  co-opera- 
tion for  the  general  good.'  "     (1,35  U.S.  pp.  r24-.5. ) 

Referring  to  the  case  of  Peirce  v.  New  Hampshire  (5  How.  504),  Chief  Justice 
Fuller  said  that,  in  so  far  as  it  rested  on  the  view  that  the  law  of  New  Hampshire  was 
valid  because  Congress  had  made  no  regulation  on  the  subject,  it  must  be  regarded  as 
having  been  distinctly  overthrown  by  numerous  cases.  In  consequence  of  the  decision 
in  Leisy  ?;.  Hardin,  Congress  on  8th  Aug.,  1890,  passed  a  measure,  now  known  as  the 
Wilson  Act,  the  text  of  which  is  as  follows  : — 

"  That  all  fermented,  distilled,  or  other  intoxicating  liquors  or  liquids  transported 
into  any  State  or  Territory,  or  remaining  therein  for  use,  consumption,  sale  or  storage 
therein,  shall,  upon  arrival  in  such  State  or  Territory,  be  subject  to  the  operation  and 
«tfect  of  the  laws  of  such  State  or  Territory  enacted  in  the  exercise  of  its  police  powers, 
to  the  same  extent  and  in  the  same  manner  as  though  such  liquors  or  liquids  had  been 
produced  in  such  State  or  Territory,  and  shall  not  be  exempt  therefrom  by  reason  of 
being  introduced  therein  in  original  packages  or  otherwise  " 

A  section  containing  provisions  similar  in  substance  to  that  of  the  Wilson  Act  has 
been  embodied  in  the  Constitution  of  the  Commonwealth.     (See  sec.  113.) 

Addyt!ton  Pipe  and  Steel  Co.  v.  United  States,  175  U.S  211  (1899).— In  this,  the 
most  recent  case  on  the  meaning  of  the  commerce  clause,  it  was  decided  that  Congress, 
Tinder  its  power  to  regulate  commerce,  may  forbid  contracts  and  combinations  between 
private  individuals  which  operate  directly  and  substantially  in  restraint  of  trade.  Six 
companies,  situated  in  four  different  States,  entered  in  1894  into  a  combination,  agreeing 
that  there  should  be  no  competition  between  them,  in  certain  States  and  Territories,  in 
regard  to  the  manufacture  and  sale  of  cast-iron  pipes.  The  object  and  effect  of  the 
combination  was  to  enhance  the  prices  of  their  goods.  The  United  States  took 
proceedings  against  them,  under  the  Federal  Act  of  1890,  entitled  "  an  Act  to  protect 
trade  and  commerce  against  unlawful  restraints  and  monopolies,"  and  prayed  for  a 
perpetual  injunction  against  the  defendants  working  under  the  combination  agreement, 
as  being  in  restraint  of  trade.  The  Trial  Court  dismissed  the  case,  but  the  Circuit 
Court  reversed  this  decision,  and  ordered  the  injunction  to  be  granted.  The  defendants 
then  appealed  to  the  Supreme  Court  of  the  United  States. 

On  behalf  of  the  appellants  it  was  argued  that  the  power  of  Congress  was  limited  to 
preventing  interference  by  the  State  legislatures,  or  by  regulations  made  under  the 
authority  of  a  State  by  some  political  department  thereof — including  congressional 
power  over  common  carriers,  and  elevator,  gas,  and  water  companies,  for  reasons 
stated  to  be  peculiar  to  such  carriers  and  companies — but  that  it  did  not  include  the 
general  power  to  interfere  with  or  prohibit  private  contracts  between  citizens,  even 
though  such  contracts  had  inter-state  commerce  for  their  object,  and  resulted  in  a  direct 
and  substantial  obstruction  to  or  regulation  of  that  commerce.  The  whole  purpose  of 
the  commerce  clause,  it  was  urged,  was  to  guard  against  discriminating  legislation  by 


?163.] 


POWERS  OF  THE  PARLIAMENT  539 


the  States.     The  clause  which  forbade  Congress  to  pass  any  law  impairing  the  obliga- 
tion of  contracts  was  also  relied  on. 

The  judgment  of  the  Court  was  delivered  by  Mr.  Justice  Peckham.  He  maintained 
the  absolute  and  unlimited  power  of  Congress  to  regulate  inter-state  trade  and 
commerce,  and  declined  to  recognize  the  suggested  limitation.  The  opinion  of  the 
Court  is  clearly  expressed  in  the  following  extract : — 

"If  certain  kinds  of  private  contracts  do  directly,  as  already  stated,  limit  or 
restrain,  and  hence  regulate,  inter-state  commerce,  why  should  not  the  power  of 
Congress  reach  those  contracts  just  the  same  as  if  the  legislation  of  some  State  had 
enacted  the  provisions  contained  in  them  ?  The  private  contracts  may  indeed  be  as  far- 
reaching  in  their  etiect  upon  inter-state  commerce  as  would  the  legislation  of  a  single 
State  of  the  same  character.  .  .  .  What  sound  reason  can  be  given  why  Congress 
should  have  the  power  to  interfere  in  the  case  of  the  State,  and  jet  have  none  in  the 
•case  of  the  individual  ?  Commerce  is  the  important  subject  of  consideration,  and  any- 
thing which  directly  obstructs  and  thus  regulates  that  commerce  which  is  carried  on 
among  the  States,  whether  it  is  State  legislation  or  private  contracts  between  individuals 
or  corporations,  should  be  subject  to  the  power  of  Congress  in  the  regulation  of  that 
commerce."     (175  U.S.  pp  "2'29-30.) 

The  Court  held  that  under  the  commerce  power  Congress  may  legislate  to  declare 
void  and  prohibit  the  performance  of  any  contract  between  individuals  or  corporations, 
where  the  natural  and  direct  effect  of  such  a  contract  is,  when  carried  out,  to  directly, 
And  not  as  a  mere  incident  to  other  and  innocent  purposes,  regulate  to  any  extent  inter- 
state or  foreign  commerce  ;  that  the  pro\nsion  in  the  Constitution  regarding  the  liberty 
of  the  citizen  is  to  some  extent  limited  by  the  commerce  clause,  and  the  power  of 
Congress  to  regulate  inter-state  commerce  comprises  the  right  to  enact  a  law  prohibiting 
a  citizen  from  entering  into  those  private  contracts  which  directly  and  substantial!}',  and 
not  merely  indirectly,  remotely,  incidentally,  and  collaterally,  regulate  to  a  greater  or 
less  extent  commerce  among  the  States  ;  and  that,  since  the  Anti-Trust  Act  of  1890, 
any  agreement  or  combination  which  directly  operates,  not  alone  upon  the  manufacture, 
but  upon  the  sale,  transportation,  and  delivery  of  an  article  of  inter-state  commerce, 
by  preventing  or  restricting  its  sale,  thereby  regidates  inter-state  commerce  to  that 
extent,  and  thus  trenches  upon  the  powers  of  the  national  legislature,  and  violates  the 
statute.  The  contracts  in  this  case  were  held  to  have  this  effect,  and  to  violate  the 
Anti-Trust  Act  ;  and  the  judgment  of  the  Circuit  Court,  though  held  to  be  too  wide  so 
far  as  it  extended  to  internal  commerce,  was  affirmed  so  far  as  inter-state  commerce  was 
concerned. 

Beuinxinu  axd  End  of  Federal  Control. — "  Any  article  of  foreign  commerce  is 
protected  against  the  power  of  the  States  from  the  moment,  in  the  case  of  an  export, 
that  this  quality  attaches  to  it,  and  to  the  moment,  in  the  case  of  an  import,  when  it  is 
divested  of  the  same  ;  »  e.,  from  the  moment,  in  the  first  case,  when  it  is  delivered  to 
the  first  common  carrier  for  exportation,  and  to  the  moment,  in  the  second  case,  when  it 
has  passed  into  the  hands  of  the  purchaser  of  the  unbroken  package  from  the  original 
importer,  or  has  been  broken  up  for  retail  by  the  original  importer."  (Coe  v.  Errol,  116 
U.S.  517  ;  Turpin  i'.  Burgess,  117  U.S.  504  ;  Brown  v.  Maryland,  12  Wheat.  419. 
Burgess,  Political  Sc.  ii.  135. ) 

Extent  of  the  Commercial  Power. — "The  commercial  system  of  the  United 
States  has  also  been  employed  for  the  purpose  of  revenue  ;  sometimes  for  the  purpose  of 
prohibition,  sometimes  for  the  purpose  of  retaliation  and  commercial  reciprocity  ;  some- 
times to  lay  embargoes  ;  sometimes  to  encourage  domestic  navigation  and  the  shipping 
and  mercantile  interests  by  bounties,  by  discriminating  duties,  and  by  special  prefer- 
ences and  privileges,  and  sometimes  to  regulate  intercourse  with  a  view  to  mere  political 
objects,  such  as  to  repel  aggressions,  increase  the  pressure  of  war,  or  vindicate  the 
rights  of  neutral  sovereignty."     (Story,  Comm.  §  1076.) 

Traffic  and  Intercoijk.se. — "Commerce  undoubtedly  is  traffic,  but  it  is  something 
more.  It  is  intercourse.  It  describes  the  commercial  intercourse  between  nations,  and 
parts  of  nations,  in  all  its  branches  ;  and  is  regulated  by  prescribed  rules  for  carrying  on 
that  intercourse."     (Story,  Comm.  §  1061.) 

"  It  may,  therefore,  be  safeh'  affirmed  that  the  terms  of  the  Constitution  have  at  all 
times  been  understood  to  include  a  power  over  navigation,  as  well  as  trade  ;  over  inter- 
course, as  well  as  traffic,  and  that,  in  the  practice  of  other  countries,  an<l  especially  in 


540  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  61-i. 

our  own,  there  has  been  no  diversity  of  judgment  or  opinion.  During  our  whole  colonial 
history,  this  was  acted  upon  by  the  British  Parliament  as  an  uncontestable  doctrine. 
That  Government  regulated  not  only  our  traffic  with  foreign  nations,  but  our  navigation 
and  intercourse  as  unquestioned  functions  of  the  power  to  regulate  commerce."  (Story^ 
Comm.  §  10S4.) 

"  This  power  of  the  Constitution  extends  to  commerce  with  foreign  nations,  and 
among  the  several  States,  and  with  the  Indian  tribes.  In  regard  to  foreign  nations,  it 
is  universally  admitted  that  the  words  comprehend  every  species  of  commercial  inter- 
course. No  sort  of  trade  or  intercourse  can  be  carried  on  between  this  country  and 
another  to  which  they  do  not  extend.  Commerce  as  used  in  the  Constitution  is  a  unit, 
every  part  of  which  is  indicated  by  the  term."     {Id.  §  1065.) 

Navigation'  and  Shipping  (see  Notes,  §  410,  infra). — The  power  to  regulate 
commerce  includes  the  regulation  of  navigation.  (Cooley  v.  Port  Wardens,  12  How. 
299,  315;  the  Barque  Chwan,  2  Story,  455.)  A  bill  providing  for  the  recording  of 
mortgage,  hypothecation,  or  conveyance  of  any  vessel,  is  a  regulation  of  commerce,  and 
is  consequentl}'  within  the  power  over  commerce.  (White's  Bank  i".  Smith,  7  Wall.  64(i.) 
Under  its  power  to  regulate  commerce  the  Federal  Legislature  has  authority  to  establish 
a  lien  on  vessels  of  the  Union  in  favour  of  material-men,  uniform  throughout  the  whole 
country.  In  particular  cases,  until  the  Federal  Legislature  acts,  the  States  may 
continue  to  legislate.  Hence,  a  lien  granted  by  State  law  to  material-men  who  furnish 
necessaries  to  a  vessel  in  its  home  port  in  such  State  is  valid.  (The  Lotiawanna,  21 
Wall.  588. )  The  power  over  vessels  is  co-extensive  with  the  power  over  the  cargo. 
(The  Brig  Wilson,  1  Brock.  423.)     Condensed  from  Baker,  Annot.  Const,  p.  21  and  34. 

Dams  and  Bridges  across  Navigable  Waters  (see  Notes,  §  417,  infra).  —  A 
bridge  erected  across  a  navigable  river  so  as  to  '-obstruct  navigation  is  a  nuisance, 
and  an  Act  of  a  State  Legislature  authorizing  its  construction  affords  no  justification  to 
the  person  erecting  it.  (Pennsjdvania  v.  Wheeling  Bridge  Co.,  13  How.  518.)  The 
power  to  regulate  commerce  comprehends  the  control  for  that  purpose  of  all  the 
navigable  waters  of  the  Union  which  are  accessible  from  a  State  other  than  that  in 
which  they  lie.  It  is  for  the  Federal  Legislature  to  determine  when  its  full  powers  will 
be  exercised,  and  what  regulations  it  will  make.  (Oilman  v.  Philadelphia,  3  Wall.  713.) 
A  bridge  constructed  in  accordance  with  Federal  and  State  legislation  is  a  lawful 
structure;  and  it  cannot  thereafter  be  treated  as  a  public  nuisance.  (Miller  v.  Mayor 
of  New  York,  109  U.S.  385.)     Condensed  from  Baker,  Annot.  Const,  p.  21. 

River  Within  a  State  (see  Notes,  §  417,  m/ra).— If  a  river  is  not  of  itself  a 
highway  for  commerce  with  other  States  or  foreign  countries,  or  does  not  form  such 
highway  b}'  its  connection  with  other  waters,  and  is  only  navigable  between  different 
places  within  the  State,  it  is  not  a  navigable  water  of  the  Union,  and  a  federal  law  for 
the  enrolment  and  license  of  vessels  does  not  apply.  (The  Montello,  11  Wall.  411.) 
Where  a  river  is  wholly  within  the  limits  of  a  State,  the  State  can  authorize  any 
improvement  which,  in  its  judgment,  will  enhance  its  value  as  a  means  of  transportation 
from  part  of  the  State  to  another.  The  internal  commerce  of  a  State — that  is,  commerce 
which  is  wholly  confined  within  its  limits — is  as  much  under  its  control  as  foreign  or 
inter-state  commerce  is  under  the  control  of  the  general  government.  (Mobile  v. 
Kimball,  102  U.S.  691  ;  Huse  v.  Glover,  119  U.S.  543;  Sands  v.  Manistee  Riv.  Imp. 
Co..  123  U.S.  288.)  Until  the  Federal  Legislature  acts  respecting  navigable  streams 
entirely  within  a  State,  the  State  has  plenary  powers  ;  but  it  is  not  concluded  by  any- 
thing that  the  State  may  have  done,  from  abating  any  erections  that  may  have  been 
made,  and  preventing  any  other  from  being  made,  except  in  conformity  with  such 
regulations  as  it  may  impose.  (Willamette  Iron  Bridge  Co.  v.  Hatch,  125  U.S.  I.) 
Condensed  from  Baker,  Annot.  Const,  p.  23. 

The  Penobscot  River  is  wholly  within  the  State  of  Maine.  The  lower  eight  miles  is 
crossed  by  several  dams,  and  is  not  navigable.  Above  that  there  is  imperfect  navigation. 
A  law  of  the  State  providing  for  the  improvement  of  this  upper  navigation,  and  granting 
exclusive  privileges  to  the  company  improving  the  same,  is  constitutional.  (Veazie  v. 
Moor,  14  How.  568.     Baker,  Annot.  Const,  p.  21.) 

Improvement  of  Navigation  and  Removal  of  Obstructions.  (See  Notes,  §  417 
infra.) — The  right  to  regulate  commerce  includes  the  right  to  regulate  and  improve 
navigable  waters  and  ports,  and  the  Federal  legislature  may  for  that  purpose  close  to 
navigation  one  of  several  channels  in  a  navigable  stream.  (South  Carolina  v.  Georgia, 
93  U.S.  4.      Baker,  Annot.  Const,  p.  22.) 

The  Federal  Legislature  has  the  control  of  all  navigable  rivers  between  the  States, 
or  connecting  with  the  ocean,  so  as  to  preserve  and  protect  free  navigation.  As  a 
corollary  of  this,  it  has  the  paramount  right  to  determine  what  shall  be  deemed  an 
obstruction  to  commerce.  (Miller  v.  Mayor  of  N.  Y.,  109  U.S.  385.  Baker,  Annot. 
Const,  p.  22.) 


■§  163.]  POWERS  OF  THE  PARLIAMENT.  541 

A  federal  act  appropriating  money  for  the  improvement  of  navigation  of  Willamette 
River,  a  stream  wholly  within  the  State  of  Oregon,  was  no  assumption  of  police  power. 
Nor  does  it,  by  conferring  the  privilege  of  a  port  of  entry  on  a  town,  conflict  with  the 
police  power  of  the  State,  exercised  in  bridging  a  naNigable  stream  of  the  Stat«  at  that 
point.     (Willamette  Iron  Bridge  Co.  r.  Hatch,  125  US.  1.    Baker,  Annot.  Const,  p.  23.) 

The  Federal  Legislature  may  authorize  the  erection  of  railroad  bridges  across 
naWgable  waters  to  facilitate  commerce  among  the  States.  (Raili'oad  Co.  v.  Richmond, 
19  Wall.  584      Baker.  Annot.  Const,  p.  23.) 

The  Fe<leral  Legislature  has  power  to  prevent  the  obstruction  of  any  navigable  river 
which  is  a  means  of  commerce  between  any  two  or  more  States.  The  exercise  of  this 
great  public  right  is  not  incompatible  with  the  enjoyment  of  local  rights.  The  public 
right  consists  in  an  unobstructed  use  of  a  na^^gable  water  connecting  two  or  more  States. 
The  local  right  is  to  cross  such  water.  The  general  commercial  right  is  paramount  to 
the  State  authority.  (Works  r.  Junction  R.R.  Co.,  5  McLean,  426.  Baker.  Annot. 
Const,  p.  24.) 

Xo  State  can  obstruct  a  navigable  stream  which  extends  to  other  States  or  is  con- 
nected with  a  river  or  lake  which  falls  into  the  sea.  (Palmer  v.  Cuj'ahoga  Co.,  3 
McLean,  226.     Baker,  Annot.  Const,  p.  24.) 

A  steam  boat  enrolled  and  licensed  under  a  federal  act  is  entitled  to  the  protection 
of  the  general  government  while  engaged  in  carrying  on  commerce  between  different 
States  ;  her  owners  have  a  right  to  use  the  navigable  streams  of  the  country  free  from 
all  material  obstructions  to  navigation.  (Jolly  v.  Terre  Haute  Draw-bridge  Co.,  6 
McLean,  237.     Baker,  Annot.  Const,  p.  24. ) 

Commerce  embraces  navigation  ;  and  the  improvements  of  the  harbours  and  bays 
along  our  coasts,  and  of  navigable  rivers  wthin  the  States  connecting  with  such  bays 
and  coasts,  falls  v^ithin  the  commercial  power.  (Mobile  v.  Kimball,  102  U.S.  691. 
Baker,  Annot.  Const,  p.  26.) 

R.\iLWAYS,  Federal  Control  of. — The  Federal  Legislature  has  authority,  in  the 
exercise  of  its  power  to  regulate  commerce  among  the  States,  to  either  construct,  or 
authorize  persons  to  construct,  railroads  across  the  States  and  territories  of  the  Union. 
(California  i*.  Pac.  R.R.  Co.,  127  U.S.  1  ;  Cherokee  Nation  v.  South  Kansas,  135  U.S. 
641.    Baker,  Annot.  Const,  p.  4i.     See  note,  §  221,  iii/ra.) 

Telegraphs. — Communications  by  telegraph  are  in  their  nature  both  postal  and 
commercial,  and  when  passing  between  different  States  of  the  Union  such  communica- 
tions are  "  commerce  among  the  several  States,"  and  subject  to  federal  regulation.  A 
general  license  tax  imposed  by  State  law  upon  such  company,  doing  inter-state  as  well 
as  domestic  business,  is  unconstitutional.  The  property  of  such  company  situated 
within  a  State  mav  be  taxed  bv  the  State,  not  its  inter-state  business.  (Leloup  v.  Port 
of  Mobile,  127  U.S.  64u.    Baker,  Annot   Const,  p.  31.) 

The  telegraph  is  an  instrument  of  commerce,  and  when  used  between  different 
States  is  an  instrument  of  inter-state  commerce  and  subject  to  federal  control.  A  State 
cannot  tax  on  messages  sent  out  of  the  State.  A  tax  on  messages  between  private 
parties  sent  from  point  to  point  wholly  \dthin  the  State  is  not  repugnant  to  this  clause. 
(Telegraph  Co  i:  Texas,  105  U.S.  460;  Pensacola  Tel.  Co.  v.  Western  Union  Tel.  Co., 
56  U.S.  1.     Baker,  Annot.  Const,  pp.  31,  33.) 

Whatever  authority  a  State  may  possess  over  the  transmission  and  delivery  of 
messages  b\-  telegraph  companies  \*"ithin  her  limits,  it  does  not  extend  to  the  delivery  of 
messages  in  other  States.  (W.U.  Tel.  Co.  r.  Pendleton,  122  U.S.  347.  Baker,  Annot. 
Const,  p.  40.) 

No  tax  can  be  impose<l  by  a  State  upon  telegraphic  messages  sent  into  the  State 
from  without,  or  out  of  the  State  from  within.  Sending  a  telegraphic  message  is 
commerce,  and  when  the  same  passes  from  point  to  point  in  different  States  it  is 
commerce  among  the  several  States.  (West.  Union  Tel.  Co.  v.  Alabama,  132  U.S.  472. 
Baker.  Annot.  Const,  p.  20.) 

Pilotage. — The  power  to  regulate  commerce,  as  conferred  on  the  Federal  Legisla- 
ture, does  not  exclude  the  exercise  of  authority  by  the  States  to  regulate  pilots. 
(Steamship  Co.  v.  Joliffe,  2  Wall.  450.    Baker,  Annot.  Const,  p   24.) 

Pilot  regulations  are  regulations  of  commerce.  State  pilotage  laws,  however,  are 
valid,  but  are  subject  to  the  power  of  the  Federal  Legislature  over  the  matter.  {Ex 
parte  McNiel,  13  Wall.  2.36.)  A  statute  of  Louisiana  authorizing  the  port  officers  of 
New  Orleans  to  demand,  in  addition  to  other  fees,  the  sum  of  five  cents  whether  called 
upon  to  perforin  any  service  or  not,  for  every  vessel  arriving  in  port,  is  in  violation  of 
this  clause.  (Steamship  Co.  v.  Port  Wardens,  6  Wall.  31  ;  Spraigue  v.  Thompson,  118 
U.S.  90.     Baker,  Annot.  Const,  pp.  24,  25.) 


\J 


542  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  bl-i. 

Commercial  Maeink. — The  whole  commercial  marine  of  the  country  is  placed  by 
the  Constitution  under  Federal  regulation,  and  all  Federal  laws  on  that  subject,  whether 
in  relation  to  foreign  or  coastwise  trade,  are  supreme  ;  and  where  a  State  law  contra- 
venes such  Federal  laws  it  must  give  way.  (Sinnot  v.  Davenport,  22  How.  227  ;  Foster 
V.  Davenport,  id   244.     Baker,  Annot.  Const,  p.  25.) 

Roads,  Bridges,  and  Canals. — The  Federal  Legislature  has  power  to  regulate 
commerce,  but  this  has  never  been  construed  to  include  the  means  whereby  commerce  ia 
carried  on  within  a  State.  It  has  never  attempted  to  regulate  canals,  turnpikes,  and 
bridges,  which  do  not  interfere  with  Federal  commerce.  The  establishment  of  post- 
oflHces  and  post-roads  does  not  affect  or  control  the  absolute  power  of  the  State  over  its 
highways  and  bridges.  The  police  power  to  make  biidges  is  as  absolutely  vested  in  a 
State  as  is  the  commercial  power  in  Congress.  (Milnor  v.  New  Jersey  R.R.,  cited 
Baker,  Annot.  Const,  p.  25.) 

Federal  Tax  on  Passengers. — A  Federal  Act  imposing  upon  the  owners  of  steam 
sailing  vessels  a  tax  of  fifty  cents  for  every  passenger,  not  a  citizen  of  the  Union,  who  is- 
brought  from  a  foreign  port,  is  a  valid  exercise  of  the  power  to  regiilate  commerce. 
The  right  to  make  such  regulation  is  exclusively  in  the  Federal  Legislature,  and  any 
such  regulation  when  imposed  by  a  State  is  invalid.  (Edye  v.  Robertson,  112  U.S.  580. 
Baker,  Annot.  Const,  p.  28.) 

Torts  in  Connection  with  Commerce. ^ — Until  the  Federal  Legislature  has  made 
some  regulation  upon  the  subject  of  the  liability  of  parties  for  marine  torts  resulting  in 
death  of  the  person  injured,  a  State  law  giving  to  the  lepresentatives  of  such  person  a 
right  of  action  where  his  death  was  caused  by  the  negligence  of  another,  within  the 
limits  of  such  State,  is  not  void  as  an  interference  with  the  commerce  clause.  (Sherlock 
V.  Ailing,  93  U.S.  99.     Baker,  Annot.  Const,  p.  34.) 

A  State  law  which  imposes  no  tax,  but  simply  declares  a  general  principle  respecting 
liability  of  all  persons  within  the  State  for  torts  resulting  in  the  death  of  the  party 
injured,  and  applicable  alike  to  all  persons,  whether  engaged  in  navigation  or  not,  is  not 
repugnant  to  the  commerce  clause.     (Sherlock  v.  Ailing,  93  U.S.  99.     Id.) 

State  Legislation  affecting  Commerce. — It  may  be  said  generally  that,  until  the 
Federal  Legislature  has  dealt  with  tlie  subject,  the  legislation  of  a  State,  not  directed 
against  commerce,  but  relating  to  the  rights,  duties,  and  liabilities  of  citizens,  and  only 
indirectly  affecting  the  operations  of  commerce,  is  binding  upon  citizens  within  its  juris- 
diction, whether  on  land  or  water,  or  engaged  in  commerce,  foreign  or  inter-state,  or  in 
any  other  pursuit.  Legislation  may  in  a  great  variety  of  ways  affect  commerce  and 
per.sons  engaged  in  it  without  constituting  a  regulation  of  it  within  the  meaning  of  the 
Constitution.  (Sherlock?;.  Ailing,  93  U.S.  99;  State  Tax  on  Gross  Receipts  Case,  15 
Wall.  284.     Baker,  Annot.  Const,  p.  35. ) 

American  and  Canadian  Powers  Contrasted. — In  the  case  of  Thurlow  v, 
Massachusetts,  1847,  5  How.  586,  Chief  Justice  Taney  said  that  although  Congress  had, 
under  the  Constitution,  power  to  regulate  the  importation  of  goods,  yet  where  Congress 
had  made  no  regulation  on  the  subject,  traffic  in  unregulated  articles  became  subject  to 
State  laws  as  soon  as  they  were  introduced  into  the  territory  of  a  State,  and  a  tax  could 
be  imposed  upon  them,  or  a  license  required,  according  to  the  discretion  of  the  State 
Legislature.  This  doctrine  was  cited  in  several  leading  Canadian  cases  with  a  view  to 
applying  it  to  the  interpi-etation  of  the  Canadian  Constitution.  Referring  to  the 
suggested  analogy  of  the  two  Constitutions,  Chief  Justice  Richie,  in  Regina  v  Justice* 
of  King's  County,  said  : — "  Cases  from  the  United  States  Courts  were  cited  as  bearing 
on  this  question,  but  there  is  a  very  clear  distinction  between  the  powers  of  Congress 
and  the  powers  of  the  Dominion  Parliament.  In  the  United  States,  Congress  has  not 
I  the  same  full  power  of  regulating  trade  and  commerce  that  belong  to  the  Dominion 
\  Parliament.  '  The  power  of  Congress,  as  we  understand  it,  is  confined  to  '  regulating 
commerce  with  foreign  nations  and  among  the  several  States,'  giving  no  right  to  interfere 
with  the  internal  commerce  of  an  individual  State  ;  that  it  does  not  extend  to  that 
commerce  which  was  completelj'  internal,  carried  on  within  the  particular  State,  and 
which  did  not  extend  to,  or  affect,  other  States,  but  is  restricted  to  that  commerce 
which  concerns  more  States  than  one,  I'eserving  the  completely  internal  commerce  of  a 
State  for  the  State  itself,  and,  therefore,  State  license  laws  have  been  held  constitutional 
and  valid."  (Per  Ritchie,  C.J.,  in  Reg.  v.  Justices  of  King's  County,  1876,  15  N. 
Bruns,   [2  Pugs.]  535.     Wheeler,  C.C.    59.      In  another  case  the  same  learned  judge 


§  163]  POWERS  OF  THE  PARLIAMENT.  543 

said  :  —  "  Much  has  been  said  as  to  the  analogy  of  the  Dominion  Parliament  and  local 
Legislatures  with  the  Congress  of  the  Federal  Government  and  the  State  Legislatures  of 
the  United  States  ;  but  the  Constitution  of  the  United  States  and  the  Constitution  of 
the  States,  as  regards  the  powers  which  each  may  exercise,  are  so  different  from  the 
relative  powers  of  the  Dominion  Parliament  and  the  Provincial  Legislatures  that  the  cases 
to  be  found  in  the  American  books  with  regard  to  the  i^tate  Legislatures,  in  regard  to 
prohibiting  the  sale  of  intoxicating  liquors,  afford  no  guide  whatever  in  the  determination 
of  the  powers  of  the  local  Legislatures  and  the  Dominion  of  Canada.  The  Government 
of  the  United  States  is  one  of  enumerated  powers,  and  the  Governments  of  the  States 
possess  all  the  general  powers  of  legislation.  Here  we  have  the  exact  opposite.  The 
powers  of  the  Provincial  Governments  are  enumerated,  and  the  Dominion  Government 
possess  the  general  powers  of  legislation.''  (Per  Ritchie,  C.J.,  in  City  of  Fredericton  v. 
Reg.,  1880,  3  SCR.  [Can.]  505.     Wheeler,  C.C.  pp.  60-1.) 

Commercial  Contracts. — The  legislature  of  the  province  of  Ontario  passed  an  Act 
39  Vic.  c.  24,  intituled  an  Act  to  secure  uniform  conditions  in  policies  of  Fire  Insurance. 
It  provides  that  the  conditions  set  forth  in  the  schedule  to  the  Act  should  be  deemed  to 
be  part  of  every  policy  of  fire  insurance  in  force  in  Ontario,  unless  expressly  varied  by 
the  policy  itself.  This  Act  was  impeached  by  an  Insurance  Company,  as  being  in  excess 
of  the  legislative  power  of  the  Parliament  of  the  Province.  On  appeal  to  the  Privy 
Council  it  was  held  valid.  Sir  Montague  E.  Smith ;  in  delivering  the  judgment  of  the 
Judicial  Committee,  said  : — 

"  A  question  was  raised,  which  led  to  much  discussion  in  the  Courts  below,  and  at 
this  bar,  viz. ,  whether  the  business  of  insuring  buildings  against  fire  was  a  trade.  This 
business,  when  carried  on  for  the  isake  of  profit,  may,  no  doubt;  in  some  sense  of  the 
word,  be  called  a  trade.  But  contracts  of  indemnity,  made  by  insxirers,  can  scarcely  be 
considered  trading  contracts,  nor  were  insurers  who  made  them  held  to  be  '  traders ' 
under  the  English  bankruptcy  laws  ;  they  have  been  made  subject  to  those  laws  by 
special  description.  Whether  the  business  of  fire-insurance  properly  falls  within  the 
description  of  '  a  trade  "  must,  in  their  Lordships'  view,  depend  upon  the  sense  in  which 
that  word  is  used  in  the  particular  statute  to  be  construed ;  but  in  the  present  case 
their  Lordships  do  not  find  it  necessary  to  rest  their  decision  on  the  narrow  ground  that 
the  business  of  insurance  is  not  trade.  The  words  '  regulation  of  trade  and  commerce,' 
in  their  unlimited  sense,  are  suflicientlj-  wide,  if  uncontrolled  by  the  context  and  other 
parts  of  the  Act,  to  include  every  regulation  of  trade,  ranging  from  political  arrange- 
ments in  regard  to  trade  with  foreign  governments,  requiring  the  sanction  of  Parliament, 
down  to  minute  rules  for  regulating  particular  trades.  But  a  consideration  of  the  Act 
shows  that  the  words  were  not  used  in  this  unlimited  sense.  In  the  first  plac-e,  the 
collocation  of  No.  2  with  classes  of  subjects  of  national  and  general  concern  affords  an 
indication  that  regulations  relating  to  general  trade  and  commerce  were  in  the  mind  of 
the  legislature  when  conferring  this  power  on  the  Dominion  Parliament.  If  the  words 
had  been  intended  to  have  the  full  scope  of  which,  in  their  literal  meaning,  they  are 
susceptible,  the  specific  mention  of  several  of  the  other  classes  of  subjects  enumerated 
in  sec.  91  would  have  l>een  unnecessary  ;  as.  15,  banking  ;  17,  weights  and  measures  ; 
18,  bills  of  exchange  and  promissory  notes  ;  19,  interest  ;  and  even  21.  bankruptcy  and 
insolvency.  '  Regulation  of  trade  and  commerce '  may  have  been  used  in  some  such 
sense  as  the  words  '  regulations  of  trade '  in  the  Act  of  Union  between  England  and 
Scotland  (6  Anne,  c.  11),  and  as  these  words  have  been  used  in  other  Acts  of  State. 
Article  V.  of  the  Act  of  Union  enacted  that  all  the  subjects  of  the  United  Kingdom 
should  have  '  full  freedom  and  intercourse  of  trade  and  navigation  '  to  and  from  all 
places  in  the  L'nited  Kingdom  and  the  colonies,  and  Article  YI.  enacted  that  all  parts 
of  the  United  Kingdom  from  and  after  the  Union  should  be  under  the  same  '  prohibi- 
tions, restrictions,  and  regulations  of  trade.'  Parliament  has,  at  various  times  since  the 
Union,  passed  laws  affecting  and  regulating  specific  trades  in  one  part  of  the  L^nited 
Kingdom  only,  without  it  being  supposed  that  it  thereby  infringed  the  Articles  of 
Union.  Thus  the  Acts  for  regulating  the  sale  of  intoxicating  liquors  notoriously  vary  in 
the  two  kingdoms.  So  with  regard  to  Acts  relating  to  bankruptcy  and  various  other 
matters.  Construing  therefore  the  words  '  regulation  of  trade  and  commerce  '  by  the 
various  aids  to  their  intei-pretation  above  suggested,  they  would  include  political 
arrangements  in  regard  to  trade,  requiring  the  sanction  of  Parliament,  regulation  of 
trade  in  matters  of  interprovincial  concern,  and  it  may  be  that  they  would  include 
general  regulation  of  trade  affecting  the  whole  Dominion.  Their  Lordships  abstain,  on 
the  present  occasion,  from  any  attempt  to  define  the  limits  of  the  authority  of  the 


544  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  61-i. 

Dominion  Parliament  in  this  direction.  It  is  enough  for  the  decision  of  the  present 
case  to  say  that,  in  their  view,  its  authority  to  legislate  for  the  regulation  of  trade  and 
commerce  does  not  comprehend  the  power  to  regulate  by  legislation  the  contracts  of  a 
particular  business  or  trade,  such  as  the  business  of  fire  insurance,  in  a  single 
Province."     (Citizens  Insurance  Co.  v.  Parsons,  7  App.  Ca.  pp.  111-3.) 

Commercial  Power  of  the   Dominion.— In    considering   the  Canadian    Consti- 
vj  tutional  Cases,  and  in  comparing  them  with  those  of  the  United  States,  attention  must 

be  paid  to  the  fact  that  the  Dominion  has  by  express  words  in  the  Constitution  exclusive 
legislative  authority  over  "  the  regulation  of  trade  and  commerce,"  whilst  the  Provinces 
have  exclusive  legislative  authority  to  make  laws  in  relation  to — (1)  Direct  taxation 
within  the  Province  in  order  to  the  raising  of  a  revenue  for  provincial  purposes. 
(2)  Municipal  Institutions.  (3)  Shop,  saloon,  auctioneer,  and  other  licenses  in  order  to 
the  raising  of  a  revenue  for  provincial,  local,  or  municipal  purposes.  (4)  Property  and 
civil  rights.  (5)  Matters  of  a  merely  local,  private,  or  provincial  nature.  In  the  inter- 
pretation of  the  Canadian  Constitution  the  great  problem  has  been  to  reconcile  the 
operation  of  the  legislative  power  of  the  Dominion,  within  the  exclusive  area  assigned 
to  the  Dominion,  with  the  operation  of  the  legislative  power  of  the  Provinces  within  the 
exclusive  area  assigned  to  the  Provinces.  In  some  legislation  of  the  Dominion,  under 
the  trade  and  commerce  section,  there  has  been  a  tendency  to  encroach  upon  the  local, 
private,  and  municipal  authority  of  the  Provinces  and  their  power  to  deal  with  civil 
rights  and  property.  The  occasional  conflict  and  overlapping  of  these  two  powers  will 
be  seen  illustrated  in  a  few  of  the  leading  cases  which  have  arisen  under  the  Constitution 
of  the  Dominion. 

In  1877  a  brewer  named  John  Severn  was  prosecuted  by  the  provincial  authorities 
in  Ontario  for  selling  liquor  by  retail  without  having  a  provincial  license,  as  required  by 
the  local  Act  37  Vic.  c.  32.  The  Supreme  Court  of  Canada  held  that  the  provincial  Act 
was  ultra  rires,  being  in  conflict  with  the  power  of  the  Federal  Parliament  to  regulate 
commerce.  (Severn  v.  The  Queen  [1877],  2  S.C.R.  [Can.]  70.)  It  will  be  seen  that  the 
accuracy  of  this  decision  was  subsequently  doubted.  In  the  case  of  Reg.  v.  The  Justices 
of  King's  County,  15  N.  Bruns.  (2  Pugs.)  535,  the  facts  were  that  in  February,  1875,  one 
McManus  applied  to  the  Justices  in  session  for  a  tavern  license.  In  the  exercise  of  the 
discretion  conferred  upon  them  by  the  New  Brunswick  Act,  36  Vic.  c.  10,  the  Justices 
refused  to  grant  the  license.  McManus  was  shortly  afterwards  fined  for  selling  without 
a  license.  He  then  applied  for  a  mandamus  to  compel  the  Justices  to  grant  him  a 
license.  The  provincial  authorities  opposed  the  application  and  contended — (1)  That 
the  power  given  to  the  Parliament  of  Canada  by  the  B.N.  A.  Act,  1867,  sec.  91,  sub-sec.  2, 
meant  trade  and  commerce  with  foreign  countries  ;  and  that  the  power  to  make  laws 
respecting  tavern  licenses  belonged  exclusively  to  the  provincial  legislatures  by  sec.  92  ; 
(2)  that  by  the  Act  of  Assembly,  36  Vic.  c.  10,  s.  2,  it  was  entirely  in  the  discretion  of 
sessions  whether  they  granted  licenses  or  not ;  that  it  was  an  arbitrary  discretion,  which 
could  not  be  questioned.  In  delivering  the  judgment  of  the  Court,  Ritchie,  C.J., 
said  : — 

"  To  the  Dominion  of  Canada  is  given  the  power  to  legislate  on  the  '  regulation  of 
trade  and  commerce,'  and  the  power  of  '  raising  money  oy  any  mode  or  system  of 
taxation.'  The  regulation  of  trade  and  commerce  must  involve  full  power  over  the 
matter  to  be  regulated,  and  must  necessarily  exclude  the  interference  of  all  other  bodies 
that  would  attempt  to  intermeddle  with  the  same  thing.  The  power  thus  given  to  the 
Dominion  Parliament  is  general,  without  limitation  or  restriction,  and  therefore  must 
include  traffic  in  articles  of  merchandise,  not  only  in  connection  with  foreign  countries, 
but  al.so  that  which  is  internal  between  diflerent  Provinces  of  the  Dominion  as  m  ell  as 
that  which  is  carried  on  within  the  limits  of  an  individual  Provijice.  As  a  matter  of 
trade  and  commerce,  the  right  to  sell  is  inseparably  connected  with  the  law  permitting 
importation  If,  then,  the  Dominion  Parliament  authorize  the  importation  of  any 
article  of  merchandise  into  the  Dominion,  and  places  no  restriction  on  its  being  dealt 
with  in  the  due  course  of  trade  and  commerce,  or  on  its  consumption,  but  exacts  and 
receives  duties  thereon  on  such  importation,  it  would  be  in  direct  conflict  with  such 
legislation,  and  with  such  right  to  raise  money  by  any  mode  or  system  of  taxation,  if 
the  local  legislature  of  the  Province  into  which  the  article  was  so  legally  imported,  and 


4  163.]  POWERS  OF  THE  PARLIAMENT.  545 

on  which  a  revenue  was  sought  to  be  raised,  could  so  legislate  as  to  prohibit  its  being 
bought  and  sold  and  to  prevent  trade  or  traffic  therein,  and  thus  destroy  its  comniercial 
value  and  with  it  all  tirade  and  commerce  in  the  article  so  prohibited,  and  thus  render  it 
practicall}-  valueless  as  an  article  of  commerce  on  which  a  revenue  could  be  levied. 
Again,  how  can  the  local  legislature  prohibit  or  authorize  the  sessions  to  prohibit  (by 
arbitrarilj'  refusing  to  grant  any  license)  the  sale  of  spirituous  liquors  of  all  kinds  with- 
out coming  into  direct  conflict  with  the  Dominion  Legislature  on  the  subject  of  Inland 
Revenue,  involving  the  right  of  manufacturing  and  distilling,  or  making  of  spirits,  &c. .  as 
regulated  by  the  Act  .SI  Vic.  c  8,  and  the  subsequent  Acts  in  amendment  thereof,  and 
the  excise  duties  leviable  thereby,  and  the  licenses  authorized  to  be  granted  there- 
under?"    Rule  absolute  for  a  mandamus.     (Wheeler,  C.C.  59. ) 

In  1878  the  Dominion  Parliament  passed  the  Canada  Temperance  Act,  1878,  which 
was  intended  to  enable  the  people  of  cities  and  counties,  throughout  Canada,  to  prohibit 
the  sale  of  intoxicating  liquors  therein,  subject  to  certain  exceptions  where  they  might 
be  required  for  medicinal  or  sacramental  purposes.  The  substantial  principle  of  the  Act 
was  the  suppression  of  the  liquor  traffic  in  municipal  districts,  severaUj-,  by  a  separate 
vote  in  each.  What  was  intended  to  be  eflected  was  local  prohibition  by  local  option. 
The  prohibitions  of  the  Act  were  to  be  brought  into  force  in  each  district  by  the  deter- 
mination of  the  persons  entitled  to  vote  at  the  election  of  members  of  Parliament.  A 
bare  majority  m  as  to  decide  in  each  voting  district.  If  upon  a  poll  being  taken  the 
majorit}'  of  electors  were  against  the  adoption  of  the  prohibitions  of  the  Act,  the 
<)uestion  could  not  be  re-opened  for  a  period  of  three  years. 

In  the  case  of  the  Queen  r.  the  City  of  Fredericton  (1879),  19  N.  Bruns.  (3  Pugs, 
and  Burb. )  139,  the  question  was  raiserl  as  to  the  validity  of  the  Canada  Temperance  Act 
of  1878.  The  Supreme  Court  of  New  Brunswick  held  that  the  Act  was  beyond  the 
power  of  the  Dominion  Parliament  to  pass.  It  was  admitted  that  the  Dominion  Parlia- 
ment could  pass  an  Act  to  prohibit  the  sale  of  liquor.  What  was  denied  was  the  power 
to  authorize  the  inhabitants  of  each  town  or  parish  to  regulate  or  prohibit  tlie  sale  of 
liquor  within  its  limits.  On  appeal  to  the  Supreme  Court  of  Canada  this  decision  was 
revei-sed  and  the  validity  of  the  Canada  Temperance  Act  was  confirmed. 

"  With  us  the  Government  of  the  Provinces  is  one  of  enumerated  powers,  which  are 
.specified  in  the  B.N.A.  Act,  and  in  this  respect  differs  from  the  Constitution  of  the 
Dominion  Parliament,  which,  au  has  been  stated,  is  authorized  '  to  make  laws  for  the 
peace,  order,  and  good  government  of  Canada  in  relation  to  all  matters  not  coming 
within  the  classes  of  subjects  by  the  Act  assigned  exclusively  to  the  Legislatures  of  the 
Provinces ; '  and  that  '  any  matter  coming  within  any  of  the  classes  of  subjects 
enumerated  shall  not  l>e  deemed  to  come  within  the  class  of  matters  of  a  local  or  private 
nature  comprised  in  tlie  enumeration  of  the  classes  of  subjects  assigned  exclusivel}'  to 
the  Legislatures  of  the  Provinces.'  Therefore  'the  regulation  of  trade  and  commerce ' 
being  one  of  the  classes  of  subjects  enumerated  in  sec.  91,  is  not  to  be  deemed  to  come 
within  an\'  of  the  classes  of  a  local  or  private  nature  assigned  to  the  Legislatures  of  the 
Provinces.  To  my  mind  it  seems  very  clear  that  the  general  jurisdiction  or  sovereignty' 
which  is  thus  conferred  emphatically  negatives  the  idea  that  there  is  not  within  the 
Dominion  Legislature  power  or  authority  to  deal  with  the  question  of  prohibition  in 
respect  to  the  sale  or  traffic  in  intoxicating  liquors  or  any  other  article  of  trade  or  com- 
merce. It  is  said  a  power  to  regulate  does  not  include  a  power  to  prohibit.  Apart  from 
the  general  legislative  power  which  I  think  belongs  to  the  Dominion  Parliament,  I  do 
not  entertain  the  slightest  doubt  that  the  power  to  prohibit  is  within  the  power  to 
regulate.  It  would  be  sti-ange  indeed  that,  having  the  sole  legislative  power  over  trade 
and  commerce  the  Dominion  Parliament  could  not  prohibit  the  sale  and  traffic  if  they 
deemed  such  prohibition  conducive  to  the  peace,  order,  and  good  government  of  Canada. 
There  seems  to  be  no  doubt  on  this  point  in  the  Cnited  .States."  (Per  Chief  Justice 
Ritchie,  in  City  of  Fredericton  Case,  3  S.C.R.  (Can.)  505  ;  Wheeler,  C.C.  61.) 

In  the  case  of  Russell  v.  The  Queen  (1882)  7  App.  Cas.  829,  the  appellaht  had  been 
convicted  by  the  Police  Magistrate  of  Fredericton,  New  Brunswick,  for  unlawfully  sell- 
ing liquor  contrary  to  the  provisions  of  the  Canada  Temperance  Act,  1878.  It  was 
contended  that  it  was  not  competent  for  the  Parliament  of  Canada  to  pass  such  Act  on 
the  ground  that  it  involved  an  invasion  of  jurisdiction  exclusively  belonging  to  the 
Provincial  Legislatures.  In  deference  to  the  judgment  of  the  Supreme  Court  of  Canada 
in  the  City  of  Fredericton  case,  the  Supreme  Court  of  New  Brunswick  refused  to  quash 
35 


546  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51-i. 

the   conviction.     Russell   then   appealed   to   the   Privy   Council,    which  sustained   the 
validit}'  of  tlie  Act. 

"The  declared  object  of  Parliament  in  passing  the  Act  is  that  there  should  be 
uniform  legislation  in  all  tlie  Provinces  respecting  the  trafhc  in  intoxicating  liquors,  with 
a  view  to  promote  temperance  in  the  Dominion.  Parliament  does  not  treat  the  pro- 
motion of  temperance  as  desirable  in  one  Province  more  than  another,  but  as  desirable 
everywhere  throughout  the  Dominion.  The  Act  as  soon  ks  it  was  passed  became  a  law 
for  the  wliole  Dominion,  and  the  enactments  of  the  first  part  relating  to  the  machinerj' 
for  bringing  the  second  part  into  force,  took  effect  and  might  be  put  in  motion  at  once 
and  everj'where  within  it.  It  is  true  that  the  prohibitory  and  penal  parts  of  the  Acts  are 
only  to  come  into  force  in  any  county  or  city  upon  the  adoption  of  a  petition  to  that 
effect  by  a  majority  of  electors,  but  this  conditional  application  of  these  parts  of  tlie 
Act  does  not  convert  the  Act  itself  into  legislation  in  relation  to  a  merely  local  matter. 
The  objects  and  scope  of  the  legislation  are  still  general,  viz.,  to  promote  temperance  bj- 
means  of  a  uniform  law  throughout  the  Dominion.  The  manner  of  bringing  the  prohi- 
bition and  penalties  of  the  Act  into  force,  which  Parliament  has  thought  fit  to  adopt, 
does  not  alter  its  general  and  uniforni  character.  Parliament  deals  with  the  subject  as 
one  of  general  concern  to  the  Dominion,  upon  which  uniformity  of  legislation  is 
desirable,  and  the  Parliament  alone  can  so  deal  with  it.  There  is  no  ground  or  pretence 
for  saying  that  the  evil  or  vice  struck  at  by  the  Act  in  question  is  local  or  exists  only  in 
one  Province,  and  tliat  Parliament,  under  colour  of  general  legislation,  is  dealing  with  a 
provincial  matter  only.  It  is  therefore  unnecessary  to  discuss  the  considerations  which 
a  state  of  circumstances  of  this  kind  might  present.  The  present  legislation  is  clearly 
meant  to  apply  a  remedy  to  an  evil  which  is  assumed  to  exist  throughout  the  Dominion, 
and  the  local  option,  as  it  is  called,  no  more  localizes  the  subject  and  scope  of  the  Act 
than  a  provision  in  an  Act  for  the  prevention  of  contagious  diseases  in  cattle  tliat  a 
public  officer  should  proclaim  in  what  district  it  should  come  into  efi'ect,  would  make 
the  statute  itself  a  mere  local  law  for  each  of  these  districts.  In  statutes  of  this  kind 
the  legislation  is  general,  and  the  provision  for  the  special  application  of  it  to  particular 
places  does  not  alter  its  character.  Their  Lordships  having  come  to  the  conclusion  that 
the  Act  in  question  does  not  fall  within  any  of  the  classes  of  subjects  assigned 
exclusively  to  the  provincial  Legislatures,  it  becomes  unnecessary  to  discuss  the  further 
question  whether  its  provisions  also  fall  within  any  of  the  classes  of  subjects  enumerated 
in  sec.  9L  In  abstaining  from  this  discussion,  they  must  not  be  understood  as  intimating 
any  dissent  from  the  opinion  of  the  Chief  Justice  of  the  Supreme  Court  of  Canada  and 
the  other  judges,  who  held  that  the  Act,  as  a  general  regulation  of  the  traffic  in  intoxi- 
cating liquors  throughout  the  Dominion,  fell  within  the  class  of  subject,  '  the  regulation 
of  trade  and  commerce,'  enumerated  in  that  section,  and  was.  on  that  ground,  a  valid 
exercise  of  the  legislative  power  of  the  Parliament  of  Canada."  (Per  Sir  Montague  E. 
Smith,  in  Russell  v.  The  Queen,  7  App.  Ca.  841-2.) 

The  next  important  case  involving  the  interpretation  of  the  Canadian  Constitution 
was  that  of  Hodge  v.  The  Queen  (1883)  9  App,  Ca.  117.  The  appellant  had  been  con- 
victed for  unlawfully  keeping  open  a  billiard-room  in  connection  with  a  tavern  in 
Toronto,  Ontario,  during  the  time  prohibited  by  the  Ontario  Liquor  License  Act,  and 
contrary  to  the  resolutions  of  the  License  Commissioners.  The  operation  of  this  Act 
was  confined  to  municipalities  within  the  Province  of  Ontario.  License  Commissioners 
were  appointed  to  meet  in  each  municipality,  and  were  empowered  to  pass,  under  the 
name  of  "  resolutions,"  by-laws  or  rules  defining  the  conditions  and  qualifications 
requisite  for  obtaining  licenses  for  the  sale  bj'  retail  of  intoxicating  liquors  and  for 
limiting  the  number  of  licenses,  and  to  impose  penalties  for  the  infraction  of  their 
resolutions.  The  appellant  challenged  the  validity  of  the  Provincial  law.  The  Privy 
Council  sustained  the  validity  of  the  law,  on  the  grounds  that  the  powers  conferred  by 
the  Act  in  question  were  in  the  nature  of  police  or  municipal  regulations  of  a  local 
character  for  the  good  government  of  taverns,  and  calculated  to  preserve  public  decencj' 
and  to  repress  drunkenness  and  disorderly  conduct.  As  sucli  they  could  not  bo  said  to 
interfere  with  the  general  regulation  of  trade  and  commerce  which  exclusively  belonged 
to  the  Dominion  Parliament,  and  they  did  not  conflict  with  the  provisions  of  the  Canada 
Temperance  Act,  which  had  not  yet  been  locally  adopted.  There  was  therefore  no 
repugnancy  between  the  Provincial  law  and  the  Dominion  law. 

In  1883-4  the  Dominicm  Parliament  passed  amending  Liquor  License  Acts  designed 
to  supplement  and  enforce  the  Canada  Temperance  Act,  1878.  The  Government  of  the 
Dominion  was  authorized  to  issue  licenses,  and  no  person  who  was  not  the  holder  of  a 


§  163.]  POWERS  OF  THE  PARLIAMENT.  547 

license  was  to  be  allowed  to  deal  in  intoxicating  liquors.  Varioas  classes  of  licenses 
were  provided  for  ;  snch  as  wholesale  licenses,  saloon  licenses,  hotel  licenses  and  vessel 
licenses.  Provision  was  made  for  limiting  the  number  of  licenses  to  be  issued  in  the 
various  licensing  districts.  In  those  parts  of  Canada  where  the  Temperance  Act  had  not 
been  adopted  by  local  option,  it  was  intended  to  regulate  the  traffic  by  reducing  the 
number  of  licenses.  In  the  case  of  the  Governor-General  of  the  Dominion  v.  the  Four 
Provinces,  1885  (Wheeler,  C.C.  144),  the  Privy  Council  was  called  upon  to  consider  the 
constitutionality  of  the  amending  Acts  of  1883-4.  Their  Lordships  decided  that  both 
the  amending  Acts  were  not  within  the  legislative  authority  of  the  Parliament  of 
Canada. 

The  latest  and  most  important  Canadian  case  dealing  with  the  constitutional  power 
of  the  Dominion  and  the  Provinces,  is  that  of  the  Att.-Gen.  of  Ontario  v.  the  Att  -Gen. 
of  the  Dominion  (1896),  App.  Cas.  348.  The  principal  question  raised  in  that  case  was 
whether  the  Legislature  of  Ontario  had  jurisdiction  to  pass  the  Act  53  Vic.  No.  58,  as 
explained  by  Act  54  Vic.  No.  46,  intituled  "  An  Act  Respecting  Local  Option  in  the 
Matter  of  Liquor  Selling."  This  law  gave  the  Council  of  every  city,  town,  or  village, 
authority  to  prohibit  the  sale  by  retail  of  intoxicating  liquors,  provided  that  by-laws 
intended  to  prohibit  the  sale  should  be  submitted  to  and  approved  by  the  electors  of  the 
municipality.  The  Supreme  Court  of  Canada  held  that  the  Act  was  invalid.  (24  S.C.R. 
Can.  170.)  Leave  to  appeal  to  the  Privy  Council  was  granted.  Their  Lortlships  held 
that  the  liquor  law  prohibitions  authorized  by  the  Legislature  of  Ontario  were  within 
the  powei-s  of  a  Provincial  Legislature,  but  such  prohibitions  would  be  inoperati  ve  in 
any  locality  which  had  adopted  or  might  hereafter  adopt  the  local  option  provisions  of 
the  Canada  Temperance  Act. 

''If  the  prohibitions  of  the  Canada  Temperance  Act  had  been  made  imperative 
throughout  the  Dominion,  their  Lordships  might  have  been  constrained  by  pre\iou8 
authority  to  hold  that  the  jurisdiction  of  the  Legislature  of  Ontario  to  pass  sec.  18,  or 
any  similar  law,  had  been  superseded.  In  that  case,  no  Provincial  prohibitions,  such  as 
are  sanctioned  by  sec  18,  could  have  been  enforced  by  a  municipality,  without  coming 
into  conflict  with  the  paramount  law  of  Canada.  For  the  same  reason  Provincial  prohi- 
bitions in  force  within  a  particular  district  will  necessarily  become  inoperative,  whenever 
the  prohibitory  clauses  of  the  Act  of  1886  have  been  adopted  by  that  district.  But  their 
Lordships  can  discover  no  adequate  grounds  for  holding  that  there  exists  repugnancy 
between  the  two  laws  in  the  districts  of  tlie  Province  of  Ontario  where  the  prohibitions 
of  the  Canadian  Act  are  not,  and  may  never  be.  in  force.  In  a  district  which  has,  by  the 
votes  of  its  electors,  rejected  the  second  part  of  the  Canadian  Act.  the  option  is  abolished 
for  three  \'ears  from  the  date  of  the  poll  ;  and  it  hardly  admits  of  doubt,  that  there  could 
be  no  repugnancy  whilst  the  option  given  b}-  the  Canadian  Act  was  suspended.  The 
Parliament  of  Canada  has  not,  either  expressly  or  by  implication,  enacte<l,  that  so  long 
as  any  district  delays  or  refuses  to  accept  the  prohibitions  which  it  has  authorize!,  the 
Provincial  Parliament  is  to  be  debarretl  from  exercising  the  legislative  authority  given 
by  sec.  92,  for  the  suppression  of  the  drink  traffic  as  a  local  evil.  Any  such  legislation 
would  be  unexampled  ;  and  it  is  a  grave  question  whether  it  wonld  be  lawful.  Even  if 
the  provisions  of  sec.  18  had  been  imperative,  the\-  would  not  have  taken  away  or 
impaired  the  right  of  any  district  in  Ontario  to  adopt,  and  thereby  bring  into  force,  the 
prohibitions  of  the  Canadian  Act.  Their  Lordships,  for  these  reasons,  give  a  general 
answer  to  the  seventh  question  in  the  affirmative.  They  are  of  opinion  that  the  Ontario 
Legislature  had  jurisdiction  to  enact  sec.  18,  subject  to  this  necessary  qualification,  that 
its  provisions  are  or  will  become  inoperative  in  any  district  of  the  Province,  which  has 
already  adopted,  or  may  subsequentlv  adopt,  the  second  part  of  the  Cana<^la  Temperance 
Act  of  lS)86  "     (Per  Lord  Watson.  1896,  Appeal  Cases  .348.) 

*'  Severn's  case  was  reviewed  by  the  Privy  Council,  in  1885,  in  the  Bank  of  Toronto 
V.  Lambe  (12  App.  Cas.  575,  586).  In  that  case  the  Judicial  Committee  decided  that  a 
Province  could  impose  direct  taxation  on  commercial  corporations  carrying  on  their 
business  in  the  Province.  Lord  Hobhouse  said  :  '  Since  the  Severn  case  was  decided  the 
question  has  been  more  carefully  sifted.'  The  words  '  regulation  of  trade  and  commerce' 
are  imieed  very  wide,  and  in  Severn's  case  it  was  the  view  of  the  Supreme  Court  that 
they  operated  to  invalidate  the  license  duty  which  was  there  in  question.  But  since 
that  case  was  decided  the  question  has  been  more  completely  sifted  before  the  Committee 
in  Citizens  Insurance  Co.  v.  Parsons."     (Wneeler,  C.C.  p.  54.) 

Does  Regulation  Include  Prohibition  ? — "  It  is  said  a  power  to  regulate  does 
not  include  a  power  to  prohibit.     Apart  from  the  general  legislative  power  which  I 


548 COMMENTARIES  ON  THE  CONSTITUTION.   [Sec.  6l-i. 

think  belongs  to  the  Dominion  Parliament,  1  do  not  entertain  the  slightest  doubt  that 
the  power  to  prohibit  is  within  the  power  to  regulate.  It  would  be  strange  indeed  that, 
having  the  sole  legislative  power  over  trade  and  commerce,  the  Dominion  Parliament 
could  not  prohibit  the  importation  or  exportation  of  any  article  of  trade  and  commerce, 
or,  haying  that  power,  could  not  prohibit  the  sale  and  traffic  if  they  deemed  such 
prohibition  conducive  to  the  peace,  order  and  good  government  of  Canada.  There  seems 
to  be  no  doubt  on  this  point  in  the  United  States."  (Per  Ritchie,  C.J,,  Wheeler,  C.C. 
p.  tjl.) 

"  The  object  of  the  Canada  Temperance  Act  of  1886  is  not  to  regulate  retail 
transactions  between  those  who  trade  in  liquor  and  their  customers,  but  to  abolish  all 
such  transactions  within  every  provincial  area  in  which  its  enactments  have  been 
adopted  by  a  majority  of  the  local  electors.  A  power  to  regulate  naturally  if  not 
necessarily  assumes,  unless  it  is  enlarged  by  the  context,  the  conservation  of  the  thing 
which  is  to  be  made  the  subject  of  regulation.  In  that  view,  their  lordships  are  unable 
to  regard  the  prohibitive  enactments  of  the  Canadian  statute  of  1886  as  regulations  of 
trade  and  commerce.  They  see  no  reason  to  modify  the  opinion  which  was  recently 
expressed  on  their  behalf  by  Lord  Davey  in  Municipal  Corporation  of  the  City  of  Toronto 
V.  Virgo,  7  App.  Ca.  93."  (Per  Lord  Watson  in  Att.-Gen.  of  Ontario  v.  Att.-Gen.  of 
the  Dominion,  1896,  App.  Ca.  p.  363.) 

"  Their  lordships  think  there  is  marked  distinction  to  be  drawn  between  the 
prohibition  or  prevention  of  a  trade  and  the  regulation  or  governance  of  it,  and  indeed  a 
power  to  regulate  and  govern  seems  to  imply  the  continued  existence  of  that  which  is  to 
be  regulated  or  governed.''  (Per  Lord  Davey  in  the  Municipal  Corporation  of  the  City 
of  Toronto!;.  Virgo,  1896,  App.  Ca.  93.) 

"  It  is  not  impossible  that  the  vice  of  intemperance  may  prevail  in  parti,cular 
localities  within  a  Province  to  such  an  extent  as  to  constitute  its  own  cure  by  restricting 
or  prohibiting  the  sale  of  liquor  a  matter  of  a  merely  local  or  private  nature,  and 
therefore  failing  prima  Jacie  within  No.  16.  In  that  state  of  matters,  it  is  conceded  that 
the  Parliament  of  Canada  should  not  imperatively  enact  a  prohibitory  law  adapted  and 
confined  to  the  requirements  of  localities  within  the  Province  where  prohibition  was 
urgently  needed.  '  (Per  Lord  Watson  in  the  Att.-Gen.  of  Ontario  i7.  Att.-Gen.  of  the 
Dominion,  1896,  App.  Ca.  p.  365.) 

It  is  to  be  noticed  that  the  legislative  power  given  to  the  Parliament  of  the 
Commonwealth  is  not  a  power  to  make  laws  with  respect  to  "  the  regulation  of"  trade 
and  commerce,  but  a  power  to  make  laws  "  with  respect  to  trade  and  connnerce."  (See 
Historical  Note,  p.  515,  and  Note,  §  162,  supra.) 

Liquor  Laws  Under  This  Constitution.— The  Federal  Parliament  is  not  equipped 
with  the  same  general  control  over  the  liquor  traffic  as  that  exercised  by  the  Parliament 
of  Canada  in  passing  the  Canada  Temperance  Act,  1878.  The  Parliament  of  Canada  has 
power  to  regulate  trade  and  commerce  generally  ;  it  is  not  confined  to  inter-state  and 
external  commerce.  The  Parliament  of  the  Commonwealth  has  power  to  deal  only  with 
trade  and  commerce  (1)  with  other  countries  and  (2)  among  the  States.  This  excludes 
the  trade  and  commerce  which  begins  and  ends  in  a  State.  A  federal  law  authorizing 
the  establishment  of  a  system  of  local  option,  under  which  the  sale  of  liquor  could  be 
prohibited  in  defined  localities,  would  not  be  a  law  relating  to  trade  and  commerce 
"among  the  States,"  but  a  law  relating  to  trade  and  commerce  in  those  defined  localities 
"within  the  States."  In  addition  to  this  the  power  to  legislate  concerning  the  liquor 
traffic  is  expressly  reserved  to  the  States  as  a  State  right  by  section  113  of  the 
Constitution,  which  provides  that  "all  intoxicating  liquids  passing  into  a  State  or 
remaining  there  for  use,  consumption,  sale  or  storage,  shall  be  subject  to  the  laws  of  the 
State,  as  if  such  liquids  had  been  produced  in  the  State."     (See  Notes,  §  456,  infra.) 

Whilst  the  Federal  Parliament  has  no  power  to  directly  prohibit  the  manufacture 
of  intoxicants  or  to  establish  the  local  option  system  in  any  State,  it  has  the  exclusive 
power  to  impose  duties  of  customs  and  excise,  which  will  enable  it  to  tax  heavily  or 
lightly  all  intoxicating  liquids  imported  into  the  Commonwealth  or  produced  in  any 
State.  This  power  may  be  exercised  in  a  manner  calculated  to  influence  the  liquor 
traffic  in  a  material  degree  (sec.  90).  It  has  also  the  exclusive  authority  to  grant 
bounties  on  the  production  or  import  of  goods  (sec.  90).  This  will  enable  it,  if  thought 
necessary,  to  directly  encourage  the  manufacture  of  intoxicants  b}'  a  pecuniary  subsidy. 
The  Parliament  of  a  State  would  probably  be  enabled,  under  sec.  113,  to  prohibit  the 


§  163.]  POWERS  OF  THE  PARLIAMENT.  549 

production  or  sale  of  intoxicants  within  the  State  limits,  but  should  the  Federal 
Parliament  pass  a  law  oflFering  bounties  for  the  production  or  export  of  those  intoxicants, 
an  inconsistency  would  arise,  and  the  State  law  in  that  case  would  be  invalid  to  the 
extent  of  the  inconsistency.     (See  sec.  110  and  Note,  §  456,  infra.) 


51.   (ii.)  Taxation^*^  ;  but  so  as  not  to  discriminate  between 
States  or  parts  of  States  : 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "  to 
lay  and  collect  taxes,  duties,  imposts,  and  excises,  to  pay  the  debts  and  provide  for  the 
common  defence  and  general  welfare  of  the  United  States  ;  but  all  duties,  imposts,  and 
excises  shall  be  uniform  throughout  the  United  States."  (Art.  I.,  sec.  8,  subs.  1.)  It 
also  provides  that  "direct  taxes  shall  be  apportioned  among  the  several  States  which 
may  be  included  within  this  Union  according  to  their  respective  numbers."  (Art  I., 
sec.  2,  subs.  .3.)  Sec.  91  of  the  British  North  America  Act  gives  the  Parliament  of 
Canada  exclusive  power  in  respect  of  "  the  raising  of  money  by  any  mode  or  system  of 
taxation  "  (subs.  3)  ;  whil.st  sec.  92  gives  to  the  P^o^^ncial  Legislatures  exclusive  power 
in  respect  of  "  direct  taxation  within  the  Province  in  order  to  the  raising  of  a  revenue 
for  provincial  purposes  "  (subs.  2). 

Earl  Grey's  Committee  of  the  Privy  Council,  in  1849,  recommended  that  the  General 
Assembly  should  have  power  to  make  laws  with  respect  to  "  the  imposition  of  duties 
upon  imports  and  exports  "  (p.  85,  supra).  Wentworth's  Committee  in  1853  specified 
•'  Intercolonial  tariffs  "  as  a  federal  subject  (p.  91,  supra). 

In  the  Commonwealth  Bill  of  1891,  the  taxation  power  was  contained  in  two  sub- 
clauses : — "  (2)  Customs  and  excise  [and  bounties],  but  so  that  duties  of  customs  and 
excise  [and  bounties]  shall  be  uniform  throughout  the  Commonwealth,  and  that  no  tax 
or  duty  shall  be  imposed  on  any  goods  exported  from  one  State  to  another.  (3) 
Raising  money  by  any  other  mode  or  system  of  taxation  ;  but  so  that  all  such  taxation 
shall  be  uniform  throughout  the  Commonwealth."  In  Committee,  some  member's 
doubted  the  wisdom  of  giving  the  Federal  Government  general  powers  of  direct 
taxation  ;  but  the  danger  of  limiting  the  taxing  powers  was  apparent,  and  the  sub-clause 
was  agreed  to.     (Conv.  Deb.,  Syd.,  1891,  pp.  670-9.) 

At  the  Adelaide  session  both  these  sub-clauses  were  adopted.  In  Committee,  there 
was  some  discussion  about  the  words  prohibiting  a  tax  on  goods  exported  from  one  State 
to  another.     (Conv.  Deb.,  Adel.,  pp.  761-7.) 

At  the  Sydney  session,  amendments  by  the  Legislative  Council  of  New  South 
Wales,  to  omit  the  taxing  powers,  were  negatived.  There  were  some  discussion  as  to 
export  duties,  and  the  meaning  of  the  word  "excise."  (Conv.  Deb.,  Syd.,  1897,  pp. 
1065-8.) 

At  the  Melbourne  session,  before  the  first  report,  the  taxation  power  was  thrown 
into  one  sub-clause  thus  : — "  Taxation,  but  so  that  all  taxation  shall  be  uniform  through- 
out the  Commonwealth,  and  that  no  tax  or  duty  shall  be  imposed  on  any  goods  passing 
from  one  State  to  another."  Subsequently,  however,  it  was  thought  that  a  doubt  might 
arise  as  to  the  meaning  of  "uniform,"  in  view  of  Mr.  Justice  Field's  judgment  in  the 
Income  Tax  cases  "  (Pollock  v.  Farmers'  Loan  and  Trust  Co.,  157  U.S.  586),  and  the 
sub-clause  was  amended  to  read: — "Taxation,  but  not  so  as  to  discriminate  between 
States  or  parts  of  States,  or  between  persons  or  things  passing  from  one  State  to 
another."  ^Conv.  Deb.,  Melb.,  pp.  1990,  2397.)  After  the  fourth  report,  verbal  amend- 
ments were  mafle — the  last  words  being  omitted  as  superfluous. 


550  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  61 -i'. 

§  164.    « Taxation." 

Nature  of  the  Taxing  Powkr. — The  origin  of  modern  taxation  may  be  traced  to 
the  feudal  aids,  burdens  and  services  originally  exacted  by  the  Crown  from  its  tenants- 
in-chief.  After  property  in  land  underwent  subdivision,  and  new  kinds  of  property 
sprang  into  existence,  taxation  became  less  feudal  in  its  character,  and  the  ancient  aids, 
burdens  and  services  were  commuted  into  money  grants  and  subsidies  freely  and 
voluntarily  voted  by  Parliament  representing  the  taxpayers.  (May,  10th  ed.  p.  553.^ 
Taxation  may  be  now  defined  as  any  exaction  of  money  or  revenue,  by  the  authority 
of  a  State,  from  its  subjects  or  citizens  and  others  within  its  jurisdiction,  for  the  purpose 
of  defraying  the  cost  of  government,  promoting  the  common  welfare,  and  defending  it 
against  aggression  from  without.  Taxation  may  assume  various  shapes,  and  be  known 
by  different  names  ;  thus,  taxes  on  land,  its  capital  or  annual  value  =  a  land  tax  ;  taxes 
on  fixtures  annexed  to  land  =  a  hearth  tax,  a  house  tax  ;  taxes  on  goods,  chattels,  and 
commodities  generally  =  duties  of  customs  and  duties  of  excise,  imposts  ;  taxes  on  the 
transfer  of  property  =  registration  fees  and  succession  duties  ;  taxes  on  passing  over  roads 
or  along  rivers  =  tolls  ;  taxes  on  individuals  =  a  poll  tax,  capitation  tax;  taxes  on  the 
produce  of  property  generally,  as  well  as  on  the  earnings  of  labour  =  income  tax  ;  taxes 
on  certain  trades  and  occupations  =  license  fees. 

The  term  taxation  covers  every  conceivable  exaction  which  it  is  possible  for  a 
government  to  make,  whether  under  the  name  of  a  tax,  or  under  such  names  as  rates, 
assessments,  duties,  imposts,  excise,  licenses,  fees,  tolls,  &c.  (Hylton  v.  United  States, 
3  Dall.  171  ;  United  States  v.  Tappan,  11  Wheat.  419.) 

Limits  of  the  Taxing  Power. — From  the  foregoing  definition  it  appears  that  the 
taxing  power  of  the  Federal  Parliament  is  very  wide  and  comprehensive,  and  that  it  is 
capable  of  operating  against  every  individual  and  on  every  conceivable  form  of  realizable 
property.  At  the  same  time  there  are  certain  limitations,  qualifications  and  restraints 
to  be  found  in  or  inferred  from  several  sections  of  the  Constitution,  which  may  be  here 
grouped  in  the  sequence  in  which  they  occur,  for  the  purpose  of  showing  how  the  general 
grant  of  taxing  power  is  cut  down. 

Discriminations.  — The  Federal  Parliament  may  not  impose  a  tax  which  discriminates 
between  States  or  parts  of  States  (s.  51 — ii. )  This  is  a  limitation  which  has  been 
provided  for  federal  reasons,  viz. ,  for  the  protection  of  States  which  might  not  possess 
sufficient  strength  in  the  Federal  Parliament  to  resist  the  imposition  of  a  system  of 
taxation  designed  to  press  more  heavily  on  people  or  property  in  some  States  than  on 
people  or  property  in  other  States.  To  discriminate  obviously  means  to  make  differences 
in  the  nature,  burden,  incidence  and  enforcement  of  taxing  law  ;  to  impose  a  high  tax 
on  commodities  or  persons  in  one  State  and  a  low  tax  on  the  same  class  of  commodities 
or  persons  in  another  State,  would  be  to  discriminate.  Such  discriminations  are  forbidden, 
and  uniformity  of  taxation  throughout  the  Commonwealth  is  an  essential  condition  of 
the  validity  of  every  taxing  scheme.  Any  deviation  from  this  rule  would  invalidate  a 
tax.  The  provision  against  discrimination  is  practically  the  same  in  substance  as  the 
requirement  of  Art.  1,  s.  8,  sub-s.  1,  of  the  United  States  Constitution  that  "  all  duties, 
imposts  and  excises  shall  bo  uniform  throughout  the  United  States.  It  has  been  held 
in  that  country  that  "  uniform  "  means  at  the  same  rate  on  the  same  article  wherever 
found.     (Head  Money  Cases,  112  U.S.  580;  Burgess,  Pol.  Sci.  ii.  151.) 

Mode  of  Exercising  the  Taxing  Power. — Next,  there  is  an  important  regulation 
or  qualification  of  the  mode  in  which  the  taxing  power  is  to  be  exercised  b}-  the 
Parliament.  Laws  imposing  taxation  must  deal  only  with  the  imposition  of  taxation  ; 
any  provision  in  a  tax-raising  law,  dealing  with  matter  foreign  to  the  tax,  is  declared  to 
be  a  nullity,  of  no  effect  (sec.  55).  Kindred  to  this  is  the  mandate  that  laws  imposing 
taxation  must  deal  with  one  subject  of  taxation  only.  To  this  there  is  an  exception  in 
the  case  of  customs  duties  and  excise  duties.  A  law  imposing  customs  duties  may 
include  any  number  of  items  of  taxation,  and  a  law  imposing  excise  duties  may  deal  with 


§  164]  POWERS  OF  THE  PARLIAMENT.  551 

any  number  of  items  of  taxation.  It  would  be  very  inconvenient,  and  almost  nnwork- 
able,  to  require  a  separate  Act  for  every  item  in  the  tariff.  With  respect  to  other  taxes 
the  rule  is  that  each  tax  must  be  passed  by  a  separate  law. 

Restraixt  on  the  Taxixg  Powkr. — Whilst  the  Federal  Parliament  has  general 
power  to  legislate  with  respect  to  trade  and  commerce,  and  to  lay  and  collect  taxes  on 
trade  and  commerce,  throughout  the  Commonwealth,  there  are  two  fundamental  pro- 
hibitions :  It  cannot  impose  a  tax  on  any  property  belonging  to  a  State  (sec.  114)  ;  and, 
it  cannot  tax  inter-state  trade  and  commerce — that  is,  trade  and  commerce  flowing  from 
one  State  into  another  (sec.  92).  The  Federal  Parliament  may  impose  excise  duties  on 
the  production  of  commodities  throughout  the  Commonwealth,  and  those  excise  duties 
may  be  collected  on  the  taxable  articles  wherever  and  whenever  they  are  found,  but  it 
may  not  impose  a  tax  on  the  carriage  or  transport  of  those  articles  or  of  any  commodities 
from  one  State  into  another.  Nor  may  it  tax  the  commercial  instrumentalitie.s,  used  in 
connection  with  inter-state  business.  This  is  conclusively  establisheti  by  sec.  92,  which 
declares  that,  on  the  imposition  of  uniform  duties  of  customs,  trade,  commerce,  and 
intercourse  among  the  States,  whether  by  means  of  internal  carriage  or  ocean  navigation, 
"  shall  be  absolutely  free."  Cases  illustrating  the  principle  of  equality'  and  uniformity 
of  taxation  required  by  the  Constitution  of  the  United  States  of  America  will  be  found  in 
Cooley's  Cons.  Lim.  6th  ed.  pp.  608-18. 

Prefekkxces. — Another  restraint  on  the  taxing  power  of  the  Feileral  Parliament  is 
contained  in  sec.  99,  which  provides  that  "The  Commonwealth  shall  not,  by  any  law 
or  regulation  of  trade,  commerce  or  revenue,  give  preference  to  one  State,  or  any  part 
thereof,  over  another  State  or  any  part  thereof."  Without  this  prohibition  a  Federal 
revenue  law  or  a  Federal  commercial  law  might  be  made  so  favourable  in  its  incidence, 
and  so  mild  and  ineffective  in  its  enforcement,  in  one  State,  as  to  have  the  effect  of 
drawing  trade  and  commerce  from  another  State  to  that  State.  Such  a  preference  would, 
under  this  section,  be  as  unlawful  as  a  discrimination  under  s.  51 — ii. 

St.\te  Propekty  axd  Officers. — The  Commonwealth  is  by  section  114  prevented 
from  imposing  a  tax  on  property  of  any  kind  belonging  to  a  State.  It  may  be  argued, 
by  necessary  implication,  that  the  Federal  Parliament  could  not  levy  a  tax  on  the  salaries 
of  officers  of  a  State  Government,  because  it  would  thereby  conflict  with  the  laws  of  a 
State  made  in  pursuance  of  the  powers  reserved  to  it  by  the  Constitution.  (Buifington 
V.  Day,  11  Wall.  113  ;  Dobbins  v.  Erie  County,   16  Pet.  4,3o.) 

Area  of  Federal  Taxation. — The  power  of  the  Federal  Parliament  to  lay  and 
collect  taxes  is  co-extensive  with  the  limits  of  the  Commonwealth.  It  has  therefore 
power  to  impose  and  enforce  taxation  within  the  Territories  as  well  as  within  the  States. 
The  taxing  power  of  the  Federal  Parliament  isesclusive  within  Federal  territory  forming 
no  part  of  a  State.     (Loughborough  v.  Blake,  5  Wheat   317.) 

Taxing  Power  Not  Exclusive. —The  power  of  taxation  vested  in  the  Federal 
Parliament  is  not  exclusive,  except  to  the  extent  and  in  respect  of  matters  as  to  which 
it  is  deelared  exclusive  by  the  Constitution,  or  is  so  by  necessary  implication.  The  only 
taxes  which  by  express  words  are  exclusively  vested  in  the  Federal  Parliament  are  duties 
of  customs  and  excise  (sec.  90).  Upon  the  imposition  of  uniform  duties  of  customs  the 
power  of  the  Parliament  to  impose  duties  of  customs  and  excise  becomes  exclusive. 
With  respect  to  other  subjects  of  taxation  the  States  possess  the  concurrent  power  of 
levying  taxes,  within  their  jurisdiction,  subject  to  the  restrictions,  (1)  that  they  cannot 
tax  public  property  of  any  kind  belonging  to  the  Commonwealth  (s.  114)  ;  (2)  that  by 
necessary  implication  they  cannot  tax  any  of  the  constitutional  means  or  instruments 
employed  by  the  Commonwealth  (McCulloch  r.  Maryland,  4  Wheat.  316);  (3)  that 
they  cannot  tax  the  compensation  or  official  income  of  officers  of  the  Commonwealth. 
(Dobbins  i-.  Erie  County,  16  Pet.  435;  Leprohou  v.  City  of  Ottowa,  1878,  2  Ontario 
App.  Rep.  522  ;  Wheeler,  C.C.  p.  70. 


552  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.51-ii. 

Power  of  States  to  Tax  Corporations. — Important  questions  may  hereafter  be 
raised  as  to  the  power  of  States  to  tax  banks,  insurance  companies,  and  other  corpora- 
tions established  under  the  provisions  of  Federal  law.  Several  leading  American  and 
Canadian  cases  may  be  here  cited  and  compared,  with  the  prefatory  observation  that 
the  American  cases  will  be  found  more  applicable  to  the  Constitution  of  the  Common- 
wealth than  some  of  the  latest  Canadian  decisions.  The  first  important  case  on  this 
branch  of  Federal  law  was  that  of  McCuUoch  v.  Maryland,  4  Wheat.  316,  in  which  it 
was  held  that  a  law  of  the  State  of  Maryland  imposing  a  tax  upon  notes  issued  by  a 
branch  of  the  Bank  of  the  United  States,  chartered  by  Federal  law  and  established  in 
that  State,  was  unconstitutional.  It  was  held  to  be  a  tax  on  the  operations  of  the  bank, 
and  therefore  a  tax  on  a  means  or  instrumentality  employed  by  the  Government  of  the 
Union  in  pursuance  of  the  Constitution.  It  was  said  that  the  power  to  tax  implied  the 
power  to  impair,  and  possibly  to  destroy,  an  institution  established  by  Federal 
authority.  As  such  it  was  an  abuse  and  a  usurpation  of  power  which  the  people  of  a 
single  State  could  not  give  or  exercise  through  its  legislature.  But  it  was  carefully 
stated  that  the  decision  applied  only  to  a  tax  on  the  operations  of  tlie  bank,  not  to  a  tax 
on  its  property.  "  This  opinion  does  not  deprive  the  t>tates  of  any  resources  which  they 
originally  possessed.  It  does  not  extend  to  a  tax  paid  by  the  real  property  of  the  bank, 
in  common  with  the  other  real  property  within  the  State,  nor  to  a  tax  imposed  on  the 
interest  which  the  citizens  of  Maryland  may  hold  in  this  institution,  in  common  with 
other  property  of  the  same  description  throughout  the  State.  But  this  is  a  tax  on  the 
operations  of  the  bank,  and  is,  consequently,  a  tax  on  the  operation  of  an  instrument 
employed  by  the  Government  of  the  Union  to  carrj^  its  powers  into  execution.  Such  a 
tax  must  be  unconstitutional."  (Per  Marshall,  C.  J.,  McCulloch  v.  Maryland,  4  Wlieat. 
p.  436.  See  Union  Pacific  R.  Co.  v.  Peniston,  18  Wall.  5.)  Referring  to  the  decision  in 
McCulloch  V.  Maryland,  William  Pinckney  is  reported  to  have  said  that  in  it  he  saw 
"  a  pledge  of  the  immortality  of  the  Union  ;  "  whilst  Kent  declares  that  "  a  case  could 
not  be  selected,  from  the  decisions  of  the  Supreme  Court  of  the  United  States,  superior 
to  this  one  of  McCulloch  v.  The  State  of  Maryland  for  the  clear  and  satisfactory  manner 
in  which  the  supremacy  of  the  laws  of  the  Union  have  been  maintained  by  the  Court, 
and  an  undue  assertion  of  State  power  overruled  and  defeated."    (Kent,  Comm.  I.  427.) 

This  principle  was  afterwards  followed  and  affirmed  in  other  cases.  In  Osborn 
V.  The  Bank  of  the  United  States,  9  Wheat.  738,  the  Court  adhered  to  its  prior  decision, 
ruling  that  a  State  could  not  tax  the  franchise  of  the  Bank  of  the  United  States.  In 
Dobbins  v.  Erie  County,  16  Pet.  435,  it  was  ruled  that  the  compensation  of  an  officer  of 
the  United  States  is  fixed  by  the  laws  thereof,  and  a  State  law  seeking  to  tax  sucli  com- 
pensation is  unconstitutional,  because  it  conflicts  with  the  law  of  Congress  made  in  pur- 
suance of  the  powers  conferred  by  the  Constitution.  The  rule  of  exemption  of  Federal 
agencies  and  instrumentalities  from  State  taxation  was,  in  a  modified  form,  applied  in 
the  case  of  California  v.  Central  Pacific  R.  Co.,  127  U.S.  1,  in  which  it  was  decided  that 
a  law  of  California,  by  which  the  franchise  or  business  conferred  by  Act  of  Congress 
upon  a  railroad  corporation  was  taxed,  was  repugnant  to  the  law  and  Constitution  of 
the  United  States  ;  that  franchises  conferred  by  Congress  cannot  be  taxed  bj^  States 
without  the  consent  of  Congress. 

An  attempt  was  unsuccessfully  made  to  extend  the  exemption  to  other  cases.  In 
Thomson  v.  Union  Pacific  R.  Co.,  9  Wall.  579,  it  was  held  that  a  railroad  constructed 
under  the  direction  and  by  authority  of  Congress,  for  the  postal  and  military  purposes  of 
the  United  States,  but  the  stock  of  which  was  owned  by  private  parties,  was  not  exempt 
from  taxation  by  the  States  through  which  it  ran,  in  the  absence  of  any  legislation  bj'  Con- 
gress declaring  sucli  exemption.  In  the  Union  Pacific  R.  Co.  v.  Peniston,  18  Wall.  5, 
the  doctrine  of  exemption  was  not  applied  to  the  case  of  a  State  tax  upon  the  real  and 
personal  estate  of  the  Union  Pacific  R.  Co.,  a  corporation  chartered  by  Congress  and  the 
whole  of  whose  stock  was  owned  by  individuals,  but  which  Congress  assisted  by  donations 
and  loans,  over  which  it  reserved  and  exercised  special  rights,  and  which,  among  other 


§  164.]  POWERS  OF  THE  PARLIAMENT.  553 

things,  was  bound  at  all  times  to  transmit  despatches  and  transport  mails  and  munitions 
of  war  for  the  government  whenever  required.  The  Court  expresslj'  distinguished 
this  case  from  McCulloch  v.  Maryland,  mpra,  on  the  ground  that  the  tax  here  involved 
was  not  a  tax  upon  the  operations  of  the  company,  but  only  a  tax  upon  the  property 
of  the  company,  which  did  not  interfere  with  the  efficiency  of  the  governmental  agency. 

Decisions  similar  in  principle  to  that  of  McCulloch  v.  Maryland  have  been  given  in 
Canada,  under  the  Constitution  of  the  Dominion,  notwithstanding  the  fact  that  it  differs 
from  that  of  the  United  States  in  aissigning  one  area  of  legislative  power  exclusively  to 
Federal  authority,  and  another  area  exclusively  to  the  Provinces.  In  Leprohon  v.  City 
of  Ottawa  (1877-8),  40  Upper  Canada  Rep.  478,  the  Ontario  Court  of  Appeal  gave  a 
decision  somewhat  similar  to  that  of  Dobbins  v.  Erie  Company,  overruling  the  judgment 
of  a  majority  of  the  Court  of  Queen's  Bench,  and  confirming  the  judgment  of  Moss,  J., 
at  the  trial,  holding  unanimously  that  a  provincial  legislature  cannot  impose  a  tax  upon 
the  official  income  of  an  officer  of  the  Dominion  government.  All  the  judges  who  sup- 
ported the  \'iew  of  the  Court  of  Appeal  based  their  reasoning  upon  the  principle  affirmed 
in  McCulloch  v.  Maryland.  This  case  was  followed  in  1881  in  exparU  Owen,  20  N. 
Bruns.  (4  Pugs,  and  Burb. )  p.  487,  in  which  the  Supreme  Court  of  New  Brunswick  held 
that  the  income  of  a  Federal  officer  in  the  Customs,  who  resided  in  the  city  of  St.  Johns, 
was  not  subject  to  provincial  taxation.  In  Cote  v.  Watson,  1877,  3  Quebec  L.R.  157,  it 
was  held  that  the  Quebec  License  Act,  1870,  was  ultra  vires,  in  so  far  as  it  sought  to 
impose  a  tax  on  the  proceeds  of  sale  of  an  insolvent's  effects,  when  made  under  the 
Dominion  Insolvent  Act  of  1869,  32  and  33  Vic.  c.  16  (the  said  tax  being  in  the  form  of 
a  penalty  recoverable  against  the  Dominion  assignee  in  insolvency  for  selling  the  goods 
of  the  insolvent  by  auction  without  a  license).  In  Evans  v.  Hudon,  1877,  22  Lower 
Can.  Jur.  268,  it  was  decided  that  a  provincial  legislature  has  no  power  to  declare 
liable  to  seizure  the  salaries  of  employees  of  the  Federal  Government.  In  18S4  it  was 
held,  in  the  case  of  Ackman  v.  Town  of  Moncton,  24  Neu  Bruns.  103,  that  the  proWncial 
legislature  could  not  empower  a  municipality  to  levy  a  tax  on  the  salary  of  an  employee 
of  the  Intercolonial  railway,  received  by  him  from  the  Dominion  government.  In 
Regina  v.  Bowell  (1896)  4  Brit.  Columb.  498,  Drake,  J.,  held  that  the  imposition  of  a 
poll  tax  upon  an  officer  of  the  Dominion  government — viz.,  a  collector  of  customs  for  the 
port  of  Vancouver — was  ultra  vires.  In  Hilliraore  v.  Colboume,  1896,  32  Can.  L.J. 
(X.S. )201,  the  case  of  Leprohon  r.  City  of  Ottawa  was  distinguished  by  the  Supreme 
Court  of  Xova  Scotia.     (Lefroy,  Legislative  Power  in  Canada,  p.  677.) 

The  soundness  of  some  of  these  decisions  under  the  Canadian  Constitution  seems, 
according  to  the  opinion  of  Mr.  Lefroy  (Legisl.  Power  in  Canada,  p.  677)  to  have  been 
shaken  by  the  judgment  of  the  Priv}-  Council  in  the  appeal  case  of  the  Bank  of  Toronto 
V.  Lambe,  12  App.  Cas.  575,  upholding  the  validity  of  an  Act  passed  by  the  Quebec 
legislature,  whereby  a  direct  tax  was  imposed  on  the  paid-up  capital  of  every  bank  doing 
business  in  the  ProN-ince.  Against  the  tax  it  was  argued  that  the  provincial  legislature 
might  lay  on  taxes  so  heavy  as  to  crush  a  bank  out  of  existence,  and  so  nullify  the  power 
of  the  Dominion  Parliament  to  erect  banks.  The  principle  of  McCulloch  v.  Marj-land  was 
relied  on  in  support  of  the  argument  against  the  tax.  In  reviewing  the  authorities 
Lord  Hobhouse  said  : — 

"  Their  lordships  have  been  invited  to  take  a  verj-  wide  range  on  this  part  of  the 
case,  and  to  apph-  to  the  construction  of  the  Federation  Act  the  principles  laid  down  for 
the  United  States  by  Chief  Justice  Marshall.  Every  one  would  gladlv  accept  the 
guidance  of  that  great  judge  in  a  parallel  case.  But  he  was  dealing  with  the  Constitution 
of  the  United  States.  Under  that  constitution,  as  their  lordships  understand,  each 
State  may  make  laws  for  itself,  uncontrolled  by  the  federal  power,  and  subject  onlv  to 
the  limits  placed  by  law  on  the  range  of  subjects  within  its  jurisdiction.  In  such  a 
constitution,  Chief  Justice  Marshall  found  one  of  those  limits  at  the  point  at  which  the 
action  of  the  State  legislature  came  into  conflict  with  the  power  vested  in  Congress. 
The  appellant  invokes  that  principle  to  support  the  conclusion  that  the  Fe<leration  Act 
must  be  so  construed  as  to  allow  no  power  to  the  provincial  legislatures  under  section 
92,  which  may  by  possibility,  and  if  exercised  in  some  extravagant  way,  interfere  with 


554  COMMENTARIES  ON  THE  CONSTITUTION.   [Sec.  51-ii. 

the  objects  of  the  Dominion  in  exercising  their  powers  under  section-  91.  It  is  quite 
impossible  to  argue  from  the  one  case  to  the  other.  Their  lordships  have  to  construe  the 
express  words  of  an  Act  of  Parliament  which  makes  an  elaborate  distribution  of  the 
whole  field  of  legislative  authority  between  two  legislative  bodies,  and  at  the  same  time 
provides  for  the  federated  Provinces  a  carefully  balanced  constitution,  under  which  no 
one  of  the  parts  can  pass  laws  for  itself  except  under  the  control  of  the  whole  acting 
through  the  Governor-General.  And  the  question  they  have  to  answer  is  whether  the 
one  body  or  the  other  has  power  to  make  a  given  law.  If  they  find  that  on  the  due 
construction  of  the  Act  a  legislative  power  falls  within  section  92,  it  would  be  quite 
wrong  of  them  to  deny  its  existence  because  by  some  possibility  it  may  be  abused,  or 
may  limit  the  range  which  otherwise  would  be  open  to  the  Dominion  Parliament.' 
{12  App.  Cas.  587.) 

In  the  same  direction  was  the  decision  of  Weatherbe,  J.,  in  the  Town  of  Windsor  v. 
Commercial  Bank  of  Windsor,  3  R.  and  G.  (Nov.  Scot.)  420,  to  the  effect  that  "all 
property,  except  that  of  the  Dominion  or  the  Provinces,  may  be  made  equally  liable  to 
•assessment  for  municipal  purposes  by  provincial  legislation."  In  the  case  of  a  bank 
doing  business  in  Windsor  under  the  General  Banking  Act  of  the  Dominion  of  Canada, 
which  held,  in  addition  to  real  and  other  personal  property,  notes  of  the  Dominion  of 
Canada,  as  a  portion  of  its  cash  reserve  required  by  the  Dominion  Act,  it  was  decided 
that  the  assessors  for  the  town  of  Windsor  were  right  in  assessing  on  the  Dominion  notes, 
they  not  being  the  property  of  the  Dominion.  It  must  be  noticed  that  the  decision  of 
the  Privy  Council  in  the  Bank  of  Toronto  v.  Lambe  turned  on  the  distinction  between 
the  American  and  Canadian  Constitutions  ;  the  validity  of  the  reasoning  in  the  case  of 
McCulloch  V.  Maryland  was  not  impugned.  The  difference  between  the  two  Constitu- 
tions was  thus  referred  to  by  Palmer,  J.,  in  Ackman  v.  Town  of  Moncton,  24  New 
Bruns.   103:— 

"  In  the  United  States,  the  States  themselves  granted  the  Federal  Government  its 
power  of  legislation  on  the  specific  subjects,  and  consequently  parted  with  it  and  all 
additional  power  to  enable  their  grantees  to  legislate  generally  and  effectually  on  those 
subjects,  and  they  did  not  reserve  out  of  such  grant  to  themselves  power  to  legislate  on 
any  specified  subject  exclusively ;  and,  therefore,  there  is  nothing  to  prevent  the 
operation  of  such  grant  so  as  to  include  all  that  may  be  fairl}'  necessary  to  enable  the 
Federal  Legislature  to  legislate  fully  and  effectually  with  reference  to  all  the  subjects 
granted,  and  to  tliat  extent  to  operate  as  a  prohibition  of  any  legislation  by  the  grantors 
that  would  operate  to  affect  such  subject ;  while  with  us  the  powers  to  both  are  given  by 
one  instrument,  and  all  of  them  are  made  exclusive,  and  in  construing  such  instrument 
tliere  does  not  appear  to  be  anj'  more  reason  for  restricting  provincial  legislatures  from 
legislating  on  such  subjects  exclusively  assigned  to  them,  than  the  Dominion  Parliament 
from  legislating  on  subjects  exclusively  put  under  its  control.  This  construction  not 
only  prevents  the  a  fortiori  deduction  from  the  principle  of  the  American  cases,  but 
makes  the  principle  of  them,  .so  far  as  they  affect  the  questions  of  conflict  of  powers 
between  the  Federal  and  State  legislatures,  entirely  inapplicable  to  the  construction  of 
our  Constitution." 

Further,  the  same  learned  judge  said  that  in  his  opinion  cases  decided  by  the  courts 
of  the  United  States,  under  that  Constitution,  were  generally  of  little  value  on  questions 
of  conflict  of  power  between  the  Dominion  Parliament  and  the  provincial  legislatures 
under  the  British  North  America  Act.  This  arises  from  the  fact  that,  bj'  reason  of  their 
having  certain  specified  subjects  of  legislation  exclusively  assigned  to  them,  the  provincial 
legislatures  of  Canada  cannot  be  so  restricted  in  their  actions  as  the  State  legislatures 
under  the  American  Constitution.  (Lefroy,  Leg.  Pow.  in  Canada,  p.  667.)  The  States 
of  the  Commonwealth  occupy  positions  corresponding  to  those  of  the  American  Union, 
the  mode  of  distribution  of  powers  under  the  Constitution  of  the  Commonwealth 
resembling  the  American  rather  than  the  Canadian  model  ;  consequently  the  American 
cases  are  more  valuable  as  aids  in  the  interpretation  of  the  Constitution  of  the  Common- 
wealth than  they  have  been  found  in  the  case  of  the  Dominion, 

There  is  one  obvious  difference  between  cases  such  as  McCulloch  v.  Maryland, 
Dobbins  v.  Erie  County,  and  Leprohon  v.  City  of  Ottawa,  in  which  attempts  were  made 
to  tax  in.stitutions  and  persons  coming  within  the  definition  of  "Federal  Agencies  and 
Instrumentalities,"  and  cases  such  as  Thomson  v.  Union  Pacific  R.  Co.,  Union  Pacific 
R.   Co.   V.   Peniston,  The  Bank  of  Toronto  i:  Lambe,  in  which  the  bodies  held   to  l>e 


-§164.]  POWERS  OF  THE  PARLT AM  EXT.  555 

taxable  bj-  the  States  and  by  the  Pro\inces,  although  created  by  federal  law,  were 
-clearly  uot  agencies  and  instrumentalities  employed  in  the  execution  and  maintenance  of 
federal  authority. 

Examples  of  Fkderal  Taxisg  Power. — In  addition  to  the  numerous  cases  of 
commercial  and  trading  taxes  cited  in  our  review  of  sub-sec.  i.  (trade  and  commerce),  the 
following  may  be  added  as  illustrations  of  the  general  taxing  power :  — 

"If  we  measure  the  power  of  taxation  residing  in  a  State,  by  the  extent  of 
sovereignty  which  the  people  of  a  single  State  possess  and  can  confer  on  its  government, 
we  have  an  intelligible  standard,  applicable  to  every  case  to  which  the  power  maybe 
applied.  .  .  .  We  are  relieved,  as  we  ought  to  be,  from  clashing  sovereignty  ;  from 
interfering  powers  ;  from  a  repugnancy  between  a  right  in  one  government  to  pull  down 
what  there  is  an  acknowledge  right  in  another  to  build  up  ;  from  the  incompatibility  of 
a  right  in  one  government  to  destroy  what  there  is  a  right  in  another  to  preserve.  \Ve 
are  not  driven  to  the  perplexing  inquiry,  sounht  for  the  judicial  department,  what  degree 
of  taxation  is  the  legitimate  use,  and  what  degree  may  amount  to  the  abuse  of  the  power. 
The  attempt  to  use  it  on  the  means  employed  by  the  government  of  the  Union,  in  pur- 
suance of  the  Constitution,  is  itself  an  abuse,  because  it  is  the  usurpation  of  a  power 
which  the  people  of  a  single  State  cannot  give  "  (Marshall,  C.J. ,  in  McCulloch  r.  Mary- 
land, 4  ^'heat.  pp.  429-;{0.) 

The  doctrine  which  exempts  the  instruments  of  the  Federal  government  from  State 
taxation,  is  founded  on  the  implied  necessitj'  for  the  use  of  such  instruments  by  the 
government.  Legislation  which  does  not  impair  the  usefulness  of  such  instruments  to 
serve  the  government  is  not  within  the  rule  of  exemption.  (National  Bank  v,  Kentucky, 
9  Wall.  353.     See  Pomeroy,  Const.  Law,  p.  25;^.) 

The  exemption  of  agencies  of  the  Federal  Government  from  taxation  by  the  States 
is  dependent,  not  upon  the  nature  of  the  agents  nor  upon  the  mode  of  their  constitution, 
nor  upon  the  fact  that  thej'  are  agents,  but  upon  the  effect  of  the  tax  ;  that  is,  upon  the 
question  whether  the  tax  does  in  truth  deprive  them  of  power  to  serve  the  government 
as  they  were  intended  to  serve  it,  or  hinder  the  etficient  exercise  of  their  power.  A  tax 
upon  their  property-  mereh',  haNnng  no  such  necessary"  effect,  and  leaving  them  free  to 
discharge  the  duties  they  have  undertaken  to  perform,  may  be  rightfully  laid  by  the 
States  ;  but  a  tax  upon  their  opei-ations,  being  a  direct  obstruction  to  the  exercise  of 
Federal  powers,  may  not  be.  This  doctrine  was  applied  to  the  case  of  a  tax  by  a  State 
upon  the  real  and  personal  property,  as  distinguished  from  its  franchises,  of  the  Union 
Pacific  railway  company — a  corporation  chartered  by  Congress  for  private  gain,  and  all 
whose  stock  was  owned  by  individuals,  but  which  Congress  assisted  bj-  donations  and 
loans,  and  over  which  it  reserved  and  exercised  many  special  rights,  and  which  amongst 
other  things  was  bound  at  all  times  to  transmit  despatches  and  transport  mails,  troops, 
muuitions  of  war,  &c.,  for  the  government  whenever  so  desired.  (BaUroad  Co.  r. 
Penistou,  18  Wall.  5.     See   Pomeroy,  Const.  Law,  253;  Baker,  Annot.   Const,  p.    172.) 

"  The  principles  to  be  deduced  from  the  [American]  cases  appear  to  be,  that  the 
National  government  and  the  State  governments  are,  as  it  M-ere,  distinct  sovereignties  ; 
that  the  means  and  instrumentalities  necessary  for  the  carrying  on  of  either  government 
are  not  to  be  impaired  by  the  other  ;  that  as  the  power  to  tax  involves  the  power  to 
impair,  the  e.vercise  of  such  a  power  by  the  one  government  on  the  income  of  the  officers 
of  the  other  is  inconsistent  with  independent  sovereignty  of  the  other  ;  and  that  in  such 
cases  exemption  from  taxation,  although  not  expressed  in  the  national  Constitution, 
exists  by  necessary  implication,"  (Harrison,  C.J.,  in  Leprohon  r.  City  of  Ottawa,  40 
L^pper  Canada  Rep.  478. ) 

"  The  Supreme  Court,  however,  has  declared  that  the  general  principles  of  the  Con- 
stitution forbid  Congress  to  tax  the  necessary  governmental  instrumentalities  of  the 
States,  such  as  the  salaries  of  officers  and  the  revenue  of  municipal  corporations,  on  the 
ground  that  such  a  power  would  enable  the  Congress  to  destroy  the  States,  which  nothing 
short  of  the  amending  power,  the  sovereignty-,  should  be  able  to  do  in  a  Federal  system 
of  government.  The  United  States  courts  determine,  of  course,  in  what  these  necessary 
instrumentalities,  in  any  particular  case,  consist."  (Collector  r.  Day,  11  Wall.  IIS"; 
cited  Burgess,  Political  t^c.  II.  p.  151.) 

A  Federal  law  imposing  a  tax  on  the  sale  of  lottery  tickets  is  valid,  although  their 
.sale  is  prohibited  by  State  law.  (License  Tax  Cases,  5  Wall  462  ;  cited  Baker,  Annot 
Const,  p.  16.) 

A  Federal  excise  tax,  imposed  on  a  license  to  manufacture  and  sell  intoxicating 
liquors,  is  no  bar  to  a  prosecution  under  State  laws  prohibiting  such  manufacture  and  sale 
within  the  State.  (License  Tax  Cases,  5  Wall.  462  ;  Pervear  r.  Commonwealth,  5  Wall. 
475.     Id. ) 

A.  Federal  law  imposing  a  tax  on  State  banks  or  banking  associations  held  valid. 
(National  Bank  v.  United  States,  101  U.S   1.    Id) 


556  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51 


A  Federal  tax  on  distilled  spirits  is  not  unconstitutional.  It  is  in  the  nature  of  aa 
excise,  and  the  only  limitation  on  the  power  of  Congress  in  the  imposition  of  taxes  of 
this  character  is  that  they  shall  "  be  uniform  throughout  the  United  States."  (United 
States  V.  Singer,  15  Wall.  Ill  ;  Same  r.  Van  Buskirk,  15  Wall.  121     Id.  p.  17.) 

The  Act  imposing  the  succession  tax  is  valid.  It  is  neither  a  tax  on  land  nor  a 
capitation  tax,  although  it  is  made  a  lien  on  the  land  to  enforce  its  collection.  Scholev 
V.  Hew.  23  Wall.  331.     Id.) 

In  the  exercise  of  this  power  Congress  may  raise  money  in  any  way  not  forbidden  by 
the  Constitution,  and  as  a  means  thereto  it  may  tax  employments.  (United  States  v. 
Angell,  II  Fed.  Rep.  34.     Id.) 

No  Apportionment  OF  Taxes.— The  taxing  power  of  Congress  is  seriously  hampered 
by  Art.  I.  sec.  3,  of  the  Constitution,  which  provides  that  "direct  taxes"  shall  be 
apportioned  among  the  several  States  according  to  their  respective  numbers.  In  1894, 
Congress  passed  an  unapportioned  income  tax.  The  tax  was  imposed  on  the  annual 
income  of  individuals  exceeding  4000  dollars  and  the  income  of  corporations  of  all 
amounts  excepting  mutual  insurance  compauies  and  ecclesiastical  bodies.  At  least  four- 
fifths  of  the  tax  was  payable  by  four  States— New  York,  New  Jersey,  Pennsylvania,  and 
Massachusetts.  "  In  a  number  of  the  States  whose  representatives  voted  for  the  tax  it» 
incidence  did  not  aiFect  more  than  a  very  few  individuals.  The  constitutionality  of  this 
proceeding,  by  the  consent  of  the  Attorney-General,  who  waived  all  questions  of  juris- 
diction, was  brought  before  the  Supreme  Court  before  the  tax  was  payable.  In  their 
first  decision  the  Court  held  unanimously  that  so  much  of  the  tax  as  applied  to  the  income 
from  municipal  bonds  was  void,  since  those  securities  could  not  be  taxed  by  the  United 
States  ;  and  by  a  majority  of  four  to  two,  that  so  much  as  applied  to  rents  was  also  void, 
as  a  tax  upon  real  estate,  and  consequently  a  direct  tax  which  must  be  apportioned. 
They  divided  equally  on  the  questions  whether  tlie  invalidity  of  this  part  destroyed  the 
rest ;  and  whether  the  tax  on  the  general  income  from  personal  property  was  also  void  a» 
a  direct  tax.  A  re-argument  was  ordered,  which  Mr.  Justice  Jackson,  whose  illness  had 
prevented  his  previous  presence,  left  his  death-bed  to  attend.  He  voted  to  sustain  so 
much  as  did  not  apply  to  municipal  bonds  ;  but  Mr.  Justice  Shires,  who  on  the  first 
decision  had  voted  to  sustain  so  much  as  did  not  apply  to  rents,  changed  his  mind  ;  and 
by  a  majority  of  five  to  four  the  whole  income-tax  was  held  to  be  void,  as  a  direct  tax 
which  had  not  been  apportioned."  (Pollock  v.  Farmers'  Loan  and  Trust  Co.,  157  U.S. 
429  and  158  U.S.  601.     Foster's  Comm.  I.  p.  421.) 

Such  a  question  as  that  raised  in  Pollock  v.  Farmers'  Loan  and  Trust  Co.  could  not 
be  raised  under  the  Constitution  of  the  Commonwealth,  in  which  there  is  no  rule  for  the 
apportionment  of  direct  taxes  or  of  any  taxes  among  the  States.  See,  however,  the  rule* 
against  "  Discriminations  "  and  '*  Preferences,"  supra. 


51.  (iii.)  Bounties"^  on  the  production  or  export  of  goods, 
but  so  that  such  bounties  shall  be  uniform  throughout  the 
Commonwealth  : 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  this  provision  was 
embodied  in  sub-clause  2,  "customs,  excise  and  bounties,"  and  in  that  form  it  was 
adopted  at  the  Adelaide  and  Sydney  sessions  in  1897.  (Conv.  Deb.,  Syd.,  1897,  pp. 
1065-8.)  At  the  Melbourne  session,  before  the  first  report,  it  was  placed  in  a  sub-clause 
by  itself. 

§  165.    "  Bounties." 

The  trade  and  commerce  sub-section  would  probably  have  been  sufficient  to  confer 
on  the  Federal  Parliament  power  to  grant  bonuses,  bounties,  and  subsidies  on  the  pro- 
duction or  the  export  of  goods  ;  that  is  to  say,  on  the  growth  or  manufacture  of  goods 
to  be  consumed  within  the  Commonwealth,  as  well  as  on  the  growth  or  manufacture  of 
goods  to  be  exported  from  the  Commonwealth.      This  sub- section  has  been  inserted  for 


§  165.]  POWERS  OF  THE  PARLIAMENT.  557 

the  purpose  of  placing  the  bounty -granting  power  of  the  Parliament  beyond  doubt,  and 
also  for  the  purpose  of  associating  with  and  grouping  around  the  power  several 
restrictions  and  directions.  It  may  facilitate  the  study  of  this  power  to  present  a 
survey  of  the  constitutional  provisions  relating  to  it. 

First  comes  the  requirement  (sub-sec.  3)  that  such  bounties  shall  be  uniform 
throughout  the  Commonwealth.  If  they  are  not  uniform  the  law  on  which  they  are 
founded  is  null  and  void.  The  rule  as  to  uniformity  means  not  merely  that  the  bounty 
must  be  general  throughout  the  Commonwealth,  but  also  that  there  must  be  a  uniform 
or  equal  bounty  on  each  class  of  goods  which  is  the  object  of  the  bounty.  (Sturges  v. 
Crowninshield,  4  Wheat.  122.)  The  Supreme  Court  of  the  United  States  has  interpreted 
the  word  "uniform,"  in  similar  association,  to  mean  the  same  amount  upon  the  same 
article  wherever  found.  ^Head  Money  Cases,  1 12  U.S.  580  ;  Burgess,  Political  So. 
ii.   151.) 

The  next  question  to  cousider  is,  at  what  stage  in  the  history  of  the  Commonwealth 
does  this  bounty-regulating  power  come  into  operation  ?  Sec.  86  provides  that  on  the 
establishment  of  the  Commonwealth  the  control  of  the  payment  of  bounties  shall  pass  to 
the  Executive  Government  of  the  Commonwealth.  Does  this  mean  the  control  of  the 
payment  of  bounties  authorized  by  the  Federal  Parliament,  or  does  it  mean  the  control 
of  the  payment  of  bounties  authorized  under  grants  or  agreements  lawfully  made  by 
the  governments  of  the  States  before  30th  June,  1898  ? 

This  leads  to  the  consideration  of  sec.  90.  By  the  first  paragraph  of  that  section, 
the  power  of  the  Parliament  to  grant  bounties  on  the  production  or  export  of  goods 
becomes  exclusive  on  the  imposition  of  uniform  duties  of  customs  and  excise.  The  pre- 
paration and  adoption  of  such  uniform  duties  will  necessarily  occupy  a  considerable 
time  ;  by  sec.  88  they  must  be  imposed  within  two  years  of  the  establishment  of  the 
Commonwealth.  By  the  second  paragraph  of  sec.  90,  it  is  enacted  that,  after  the 
imposition  of  uniform  duties,  the  bounty  laws  of  the  States  shall  cease  to  have  effect. 
This  is  followed  by  a  proviso — which  requires  careful  examination — that  certain  grants 
or  agreements  made  by  States  for  bounties  shall  be  preserved. 

At  the  Adelaide  sitting  of  the  Convention,  when  the  section  relating  to  the  cessation 
of  State  bounties,  as  drafted  by  the  constitutional  committee,  was  under  discussion, 
attention  was  drawn  to  the  fact  that  no  provision  was  made  for  the  protection  of  exist- 
ing bounty  arrangements.  The  State  bounty  laws,  and  contracts  made  thereunder,  were 
to  be  absolutely  swept  away  as  soon  as  uniform  duties  were  imposed.  It  was  contended 
that  where  a  colony  had,  prior  to  federation,  entered  into  arrangements  with  the  pro- 
moters of  certain  industries  to  grant  bonuses  and  bounties  for  the  assistance  and  develop- 
ment of  those  industries,  such  arrangements  ought  to  be  protected  and  preserved,  even 
after  the  establishment  of  the  Commonwealth  ;  otherwise  the  sudden  withdrawal  of 
State  aid  from  those  who  had  invested  capital,  in  the  expectation  of  the  continuance  of 
that  aid  for  a  certain  time,  would  be  an  unjust  breach  of  faith  on  the  part  of  the  govern- 
ment, and  would  be  ruinous  to  those  who  had  entered  upon  productive  enterprises  on 
the  strength  of  a  public  agreement.  In  illustration  of  the  argument,  it  was  mentioned 
that  the  government  of  South  Australia  had  made  contracts  with  stock-breeders  in  the 
Northern  Territory,  to  pay  them  bonuses  on  the  export  of  oattle.  Those  contracts  had 
several  years  to  run,  and  if  federation  were  accomplished  and  uniform  duties  imposed 
liefore  the  expiration  of  the  term,  the  government  of  South  Australia  would,  under  the 
clause  as  it  then  stood,  be  prevented  from  completing  its  contract.  Victoria  was  under 
similar  obligations,  which  her  representatives  were  anxious  should  remain  in  full  force 
and  unimpaired  by  the  Constitution. 

An  effort  was  made  to  show  that  the  repeal  of  State  laws  offering  bounties  on  the 
production  or  export  of  goods  would  not  ipso  facto  invalidate  anj'  agreement  made  under 
such  laws  before  their  repeal.  Legal  authorities  were  cited,  showing  that  where  an 
enactment  would  prejudicially  affect  vested  rights,  or  the  legal  character  of  past  Acts, 


558  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-iv. 

the  presumption  against  a  retrospective  operation  is  strongest.  Every  statute  which 
takes  away  or  impairs  vested  rights  acquired  under  existing  laws,  or  creates  anew  obli- 
gation,  or  imposes  a  new  duty,  or  attaches  a  new  disability  in  respect  of  transactions  or 
considerations  already  past,  must  be  presumed,  out  of  respect  to  the  legislature,  to  be 
intended  not  to  have  a  retrospective  operation.  Thus  the  provision  of  the  Statute  of 
Frauds,  that  no  action  should  be  brought  to  charge  any  person  on  any  agreement 
made  in  consideration  of  marriage,  unless  the  agreement  were  in  writing,  was  held  not 
to  apply  to  an  agreement  which  had  been  made  before  the  Act  was  passed.  The  Mortmain 
Act,  in  the  same  way,  was  held  not  to  apply  to  a  devise  made  before  it  was  enacted.  Sa 
it  was  held  that  the  Act  8  and  9  Vic.  c.  109,  which  made  all  wagers  void,  and  enacted 
that  no  action  should  be  brought  for  a  wager,  applied  only  to  wagers  made  after  the 
Act  was  passed,     (Maxwell,  Interpretation  of  Statutes,  3rd  ed.  299.) 

This  assurance,  however,  did  not  satisfy  the  representatives  of  the  colonies 
interested.  Eventually  an  addendum  was  made  to  the  proposition,  wliich,  after  various 
modifications  at  subsequent  stages,  at  last  assumed  the  phraseology  in  which  it  is^ 
presented  in  clause  90  of  the  Constitution,  viz.,  any  grant  of  or  agreement  for  any  bounty 
lawfully  made  by  or  under  the  authority  of  the  Government  of  any  State  shall  be  taken 
to  be  good  if  made  before  the  thirtieth  day  of  June,  one  thousand  eight  hundred  and 
ninety-eight,  and  not  otlierwise. 

Another  branch  of  the  bounty  question  is  dealt  with  by  sec.  91,  in  which  a  limited 
measure  of  bounty-granting  power  is  reserved  to  the  States.  In  the  course  of  the  general 
debate  at  Adelaide,  it  was  said  that  there  were  a  number  of  local  industries,  peculiar  and 
special  to  particular  States,  and  with  which  the  Commonwealtli  Parliament  would  have 
no  concern.  Thus  the  Victorian  Parliament  had  been  in  the  habit  of  granting  pros- 
pecting votes  for  tlie  encouragement  of  gold  mining.  New  South  Wales  might  see  the 
advisability  of  granting  a  similar  assistance  for  the  production  of  iron.  It  was  urged 
aa  extremely  desirable  that  the  greatest  possible  facility,  consistent  with  equality  and 
freedom  of  inter-state  trade,  should  be  reserved  to  the  States,  in  order  to  enable  then» 
to  promote  any  policy  for  the  development  of  their  natural  resources.  It  was  first 
suggested  by  Mr.  Trenwith,  that  the  right  to  vote  grants  in  aid  of  gold  and  other  metal- 
mining  should  not  be  exclusively  vested  in  the  Federal  Parliament,  but  that  the  States 
should  have  a  concurrent  power,  and  that  as  regards  other  local  industries,  nob  capable 
of  full  specification,  and  in  which  the  Commonwealth  as  a  whole  was  not  concerned, 
bounties  might  be  given  by  the  States  with  tiie  consent  of  the  Federal  Parliament. 
This  would  secure  the  object  aimed  at  without  detracting  from  the  supreme  control  and 
supervision  of  the  highest  legislative  authority.  A  section  allowing  the  States  to- 
subsidize  mining  for  gold,  silver,  or  other  metals,  was  readily  agreed  to.  (Sec.  91.)  It 
was  only  after  a  prolonged  debate  in  Melbourne,  and  in  response  to  the  earnest  appeal 
of  the  Premier  of  Victoria,  supported  by  his  colleagues,  that  an  addition  to  the  mining 
section,  enabling  a  State,  with  the  consent  of  both  Houses  of  the  Federal  Parliament,  to^ 
grant  aids  to  or  bounties  on  the  production  or  export  of  goods  was  made.     (Sec.  91.) 

For  further  discussion  of  State  and  Federal  powers  with  regard  to  bounties,  see  notea 
to  sees.  86,90,  and  91. 

51.   (iv.)  Borrowing  money^^  on  the  public  credit  of  the 
Commonwealth  : 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "  to 
borrow  money  on  the  credit  of  the  United  States."  (Art.  I.  sec.  vii.  sub-s.  2.)  The 
British  North  America  Act,  sec.  91,  sub-s.  (4),  gives  the  Dominion  Parliament  power  as 
to  "The  borrowing  of  money  on  the  public  credit,"  whilst  sec.  92,  sub-s.  (3),  gives  each 
Provincial  Legislature  power  as  to  "  The  borrowing  of  money  on  the  .sole  credit  of  the 
Province."  In  the  Commonwealth  Bill  of  1891  the  sub-clause  appeared  in  its  present 
form.     In  Committee,  the  only  debate  was  on  the  suggestion  that  there  should  be  power 


§  166  ]  POWERS  OF  THE  PARLIAMENT.  559 

to  borrow  in  order  to  pay  ofiF  the  debts  of  the  States.     (Con  v.  Deb.  Syd. ,  1891 ,  pp.  679-83.  > 
In  the  Convention  of  1897-8  the  sub-clanse  was  adopted  and  agreed  to  without  debate. 

§  166.    "  Borrowing  Money." 

Under  the  power  to  borrow  money  on  the  credit  of  the  United  States,  and  to  issue 
circulating  notes  for  the  money  borrowed,  the  authority  of  Congress  to  define  the 
quality  and  force  of  these  notes  as  cunency  is  as  broad  as  the  like  power  over  metallic 
currency  under  the  power  to  coin  money  and  regulate  the  value  thereof.  Under  the  two 
powers,  taken  together.  Congress  is  authorized  to  establish  a  national  currency,  either 
in  coin  or  in  paper,  and  to  make  that  currency  lawful  money  for  all  purposes  as  regards 
the  national  government  or  individuals,  and  this  whether  in  time  of  war  or  peace. 
(Juilliard  v.  Greenman,  110  U.S.  421.     Baker,  Annot.  Const   19.) 

A  tax  imposed  by  a  State  or  under  its  authority  on  stock  issued  for  loans  made  to 
the  United  States  is  unconstitutionaL  (Weston  v.  City  of  Charleston,  2  Pet.  449.  Id. 
p.  17.) 

The  stock  of  the  United  States,  constituting  the  whole  or  part  of  the  capital  stock 
of  a  State  Bank,  is  not  subject  to  State  taxation.  A  tax  on  Federal  stock  is  regarded  as 
a  tax  upon  the  exercise  of  the  borrowing  powers  conferred  upon  Congress.  It  is  immaterial 
that  the  tax  is  on  the  aggregate  property  of  the  taxpayer,  and  the  stock  is  not  taxed  by 
name.     (Bank  Tax  Case,  2  Wall.  200.) 

Securities  of  the  United  States  are  exempt  from  State  taxation  ;  and  this  exemption 
extends  to  the  capital  stock  of  a  corporation  if  made  up  of  such  securities.  (Provident 
Institution  v.  Massachusetts,  6  Wall.  611.     Id.  p.  17.) 

United  States  notes  are  exempt  from  taxation  by  State  or  municipal  authority. 
(Mitchell  I'.  County  Commissioners,  91  U.S.  206.     Id.  p.  18.) 

A  tax  by  a  State  upon  the  bonds  of  the  United  States  is  a  tax  upon  the  borrowing 
power  of  Congress,  and  is  invalid.  But  the  fact  that  a  corporation  has  invested  part  of 
its  capital  in  United  States  bonds  does  not  prevent  the  State  from  taxing  the  corporate 
franchises  or  business  of  the  corporation.  (Home  Insurance  Co.  v.  New  York,  134  U.S. 
594.     Id.  p.  19.) 


51.  (v.)  PostaP*",  telegraphic,  telephonic,  and  other  like 
services  : 

Historical  Note — The  corresponding  power  in  the  Constitution  of  the  United 
States  is  •'  to  establish  post-offices  and  post-roads  ;  "  in  the  British  North  America  Act, 
•  Postal  service."  Earl  Grey's  Committee  of  the  Privy  Council  in  1849  suggested 
*■  The  conveyance  of  letters  "  as  a  federal  subject  (p.  85,  supra).  Wentworth's  Consti- 
tutional Committee  in  1853  specified  "Postage  between  the  said  colonies;"  and  the 
draft  Bill  annexed  to  Wentworth's  Memorial  in  1857  specified  "  Intercolonial  telegraphs 
and  postage' (pp.  91-94,  supra).  In  the  Federal  Council  of  Australasia  Act,  1885, 
posts  and  telegraphs,  curiously  enough,  were  not  mentioned. 

In  the  Commonwealth  Bill  of  1891,  "Postal  and  telegraphic  services"  were 
specified  (sub-cl.  8).  At  the  Adelaide  session,  1897,  the  same  words  were  adopted  in 
the  first  draft.  In  Committee,  Mr.  Holder  moved  to  add  the  words  "  without  the 
boundaries  of  the  Commonwealth,"  on  the  ground  that  inland  posts  and  telegraphs  were 
matters  of  purely  local  concern.  This  was  defeated  by  30  votes  to  5.  On  Mr.  Wise's 
motion,  the  words  "telephonic  and  other  like  services "  were  added.  (Conv.  Deb., 
Adel.,  pp.  767-75.) 

At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assembly  of  South  Australia 
(similar  to  a  suggestion  by  the  Legislative  Assembly  of  Western  Australia)  to  add  the 
words  '*  outside  the  limits  of  the  Commonwealth"  was  negatived.  (Conv.  Deb.,  Syd., 
1897,  pp.  1068-9.) 


560  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51 


§  167.    "Postal." 

Postal,  telegraphic  and  telephonic  departments  will  not  be  transferred  to  the  Federal 
Government  at  the  establishment  of  the  Commonwealth,  but  on  a  subsequent  date,  fixed 
and  proclaimed  by  the  Governor-General,  acting  on  the  advice  of  the  Federal  Adminis- 
tration. When  these  important  departments  are  taken  over  by  the  Commonwealth,  all 
the  property  of  every  kind  of  each  State,  used  exclusively  in  connection  with  them,  will 
become  vested  in  the  Commonwealth.  The  Commonwealth  will  also  be  able  to  acquire 
any  property  of  each  State  used,  but  not  exclusively  used,  in  connection  with  those 
departments.  The  Commonwealth  will  compensate  each  State  for  the  value  of 
property  passing  to  it  under  the  Constitution,  as  well  as  for  the  value  of  property 
partially  used  in  connection  with  transferred  departments  which  the  Federal  Govern- 
ment may,  in  the  exercise  of  its  discretion,  decide  to  acquire.  The  procedure  for 
determining  the  amount  of  compensation  is  detailed  in  sec.  85.  In  taking  over  these 
valuable  assets,  the  Commonwealth  is  bound  to  assume  the  obligations  of  each  State  in 
connection  therewith,  current  at  the  date  of  transfer.     (Sec.  85 — iv.) 

Under  the  power  to  establish  post-offices  and  post-roads,  the  mail  operations  of  the 
United  States  are  regulated.  Postmasters  are  appointed  and  their  duties  prescribed  ; 
mail  contracts  are  made  and  carriers  of  mails  regulated  ;  provisions  are  made  for  the 
junishment  of  depredations  on  the  mail.  These  powers  are  incident  to  the  main  power. 
(Sturtevants  v.  City  of  Alton,  3  McLean,  393.     Baker,  Annot.  Const,  p.  47.) 

The  powers  conferred  are  not  confined  to  the  instrumentalities  in  use  when  the 
Constitution  was  adopted.  Congress,  in  its  exercise,  should  keep  pace  with  the  progress 
of  the  country  and  adapt  the  regulations  to  the  development  of  time  and  circumstances. 
The  powers  were  conferred  for  the  government  of  business  for  all  time  and  under  all 
circumstances.  To  this  end  Congress  may  establish  telegraph  lines,  and  in  this,  is  not 
limited  in  its  operation  to  such  military  and  post-roads  as  are  on  the  public  domain. 
(Pensacola  Tel.  Co.  v.  Western  Union  Tel.  Co.  96  U.S.  1,  id.  p.  47.) 

The  postal  power  of  the  United  States  embraces  the  regulation  of  the  entire  postal 
system  of  the  country,  and  enables  Congress  to  designate  what  sliall  be  carried  in  the 
mail  and  what  excluded.  A  law  excluding  circulars  of  lotteries,  Ac,  is  a  valid  exercise 
of  the  power.  But  when  any  matter  is  excluded  from  the  mails,  Congress  cannot  forbid 
its  transportation  by  other  means,  so  as  to  interfere  with  the  freedom  of  the  press.  (Ex 
jmrte  Jackson,  96  U.S.  727,  id.  p.  47.) 

"We  may  also  class  the  power  of  Congress  over  the  postal  service  with,  but  not 
under,  the  power  to  regulate  commerce  with  foreign  nations  and  among  commonwealths. 
I  say  with,  but  not  under,  because  this  power  extends  to  postal  communication  witliin  a 
single  commonwealth,  as  well  as  among  the  commonwealths  and  with  foreign  States, 
and  because  the  Congress  has  interpreted  its  power  in  this  respect  as  authorizing  it  not 
simply  to  regulate  the  postal  business,  but  to  authorize  the  administration  to  do  the 
postal  business,  and  to  do  it  exclusively  ;  i.e.,  Congress  has  claimed  and  exercised  the 
power  of  establishing  agovermnental  monopoly  of  the  postal  business  overall  governmental 
postal  routes,  and,  since  Congress  may  declare  every  route  a  governmental  postal  route, 
the  monopoly  is  complete  at  the  option  of  the  Congress.  Tlie  Court  has  ratified  the  inter- 
pretation which  Congress  has  placed  upon  its  power  in  this  respect."  (Burgess  Political 
Sc.  II.  p.  1.S9-40.) 

"  Again,  Congress  must  not  so  exaggerate  the  conception  of  mail  matter  as  to  claim 
the  express  business  as  a  governmental  monopoly.  It  cannot  prohibit  from  carriage  in 
other  ways  than  through  the  United  States  mail  anything  which  was  not  regarded  as 
mail  matter  at  the  time  of  the  formation  of  the  constitution."     (Id.  p.  140.^ 

"  Whether,  under  the  power  to  establish  post  offices  and  post  roads,  the  legislature 
of  the  United  States  may  make  the  telegraph  a  governmental  monopoly  cannot  be  re- 
garded as  entirely  settled,  although  the  Congressional  Act  of  1866,  and  the  deci-sion  of 
the  Supreme  Court  in  the  case  of  The  Pensacola  Telegraph  Company  v.  The  Western 
Union  Telegraph  Company,  seem  to  indicate  that  both  the  Congress  and  the  Court 
interpret  the  constitution  as  vesting  this  power  in  Congress."     (Id.  140-1.) 


-§  168.] 


POWERS  OF  THE  PARLIAMENT.  561 


51.  (vi.)  The  naval  and  military  defence^®^  of  the  Com- 
monwealth and  of  the  several  States,  and  the  control  of  the 
forces  to  execute  and  maintain^^  the  laws  of  the  Common- 
wealth : 

Historical  Note. — The  war  powers  of  the  United  States  (Art.  I.  sec.  viii.  sub-ss. 
11-16)  are  those  of  a  sovereign  State,  and  include  the  power  to  declare  war.  The 
^jorresponding  provision  of  the  British  North  America  Act  is  "Militia,  Military  and 
Naval  Service  and  Defence"  (sec.  91,  sub-s.  7). 

"  Defence"  was  specified  as  a  federal  subject  in  the  Bill  attached  to  Wentworth's 
Memorial  in  1857  (p.  94,  -ntj/ra).  By  the  Federal  Council  of  Australasia  Act,  1885,  the 
subject  of  "  general  defences  "  might  be  referred  to  the  Federal  Council.  The  oppor- 
tunity for  Sir  Henry  Parkes'  action  which  led  to  the  Sydney  Convention  of  1891  was 
Major-General  Edwards'  report  on  the  necessitj'  for  federal  defence.  In  the  Common- 
wealth Bill  of  1891  there  were  two  sub-clauses  dealing  with  the  matter : — "  (6)  Tlie 
military  and  naval  defence  of  the  Commonwealth  and  the  several  States,  and  the  calling 
out  of  the  forces  to  execute  and  maintain  the  laws  of  the  Commonwealth,  or  of  any  State 
or  part  of  the  Commonwealth  ;  (7)  Munitions  of  war."  The  latter  sub-section  was  added 
in  Committee,  at  Mr.  Fitzgerald's  suggestion.     (Conv.  Deb.,  Syd  ,  1891,  pp.  683-4.) 

At  the  Adelaide  session,  1897,  the  sub-clause  was  worded:— "The  military  and 
naval  defence  of  the  Commonwealth  and  the  several  States,  and  the  calling  out  of  the 
forces  to  execute  and  maintain  the  laws  of  the  Commonwealth."  A  verbal  transposition 
was  made  at  the  Sydney  session  ;  and  at  the  Melbourne  session,  after  the  fourth  report, 
"  control  "  was  substituted  for  "  calling  out." 

§  168.    "Naval  and  Military  Defence." 

In  1858  the  military  expenditure  incurred  by  the  Imperial  Government  in  the  various 
colonies  and  dependencies  of  the  Crown  amounted  to  nearly  £4,CK)0,(XK)  sterling.  Towards 
that  large  sum  the  communities  for  whose  defence  and  safet}'  it  was  incurred  contributed 
only  £380,000.  In  few  of  those  colonies  or  dependencies  was  there  any  militia  estab- 
lished, or  any  local  pro\ision  made  for  defence.  In  1859  a  Departmental  Committee 
-consisting  of  Sir  T.  Elliott  of  the  Colonial  Office,  Mr.  Hamilton  of  the  Treasury,  and 
Mr.  Godley  of  the  War  Office,  submitted  a  report  to  the  Imperial  Government  on  the 
question  of  the  defence  of  the  colonies,  in  which  the  injurious  consequences  of  the  old 
policy  of  encouraging  the  colonies  to  rely  solely  on  the  Mother  country  for  protection 
were  pointed  out.  Not  onh"  did  it  impose  an  unfair  burden  on  the  British  taxpayer,  but 
it  also  retarded  the  development  of  the  spirit  of  self-reliance  and  self-defence  in  the 
colonies,  and  discouraged  any  effort  to  share  in  the  responsibility  of  maintaining  intact 
their  free  institutions  and  their  national  existence.  The  report  led  to  an  important 
reform,  which  was  inaugurated  shortly  afterward. 

On  4th  March,  1862,  Mr.  Arthur  Mills  proposed  in  the  House  of  Commons  the 
following  resolution,  which  was  carried  unanimously  : — 

"  That  this  House  (while  fully  recognising  the  claims  of  all  portions  of  the  British 
Empire  to  Imperial  aid  in  their  protection  against  perils  arising  from  the  consequences 
of  Imperial  policy)  is  of  opinion  that  colonies  exercising  the  rights  of  self-government 
ought  to  undertake  the  main  responsibility  of  providing  for  their  own  internal  order  and 
securitj-,  and  ought  to  assist  in  their  own  external  defence." 

A  fundamental  change  was  brought  about  bj-  the  gradual  withdrawal  of  the  Imperial 
troops,  previously  scattered  throughout  every  part  of  the  Empire,  and  by  the  self- 
governing  colonies  undertaking  the  responsibility  of  their  own  military  defence.  (Todd's 
Pari.  Gov.  in  Col.,  1st  ed.  p.  295.) 

In  1873  the  Under-Secretary  of  State  for  the  Colonies  was  in  a  position  to  infomi 
Parliament  that  the  military  expenditure  in  connection  with  the  colonies  was  only  such 


562  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.51-vi. 

as  was  necessary  for  Imperial  purposes.  The  barracks,  fortifications  and  landed  property 
used  for  defence  purposes,  and  the  arms  and  munitions  of  war  in  actual  use  in  each 
colony,  were  handed  over  to  the  local  Government,  subject  only  to  the  condition,  that  if 
at  any  future  time  troops  should  be  sent  to  the  colony  at  its  request,  or  in  the  further- 
ance of  colonial  interests,  suitable  accommodation  should  be  provided  for  them.  (Id. 
p.  298.) 

On  the  application  of  the  Governments  of  New  South  Wales,  Victoria,  South 
Australia,  and  Queensland,  the  Imperial  Government  decided  in  1876  to  instruct  Major- 
General  Sir  W.  F.  D.  Jervois  and  Lieutenant-Colonel  Scratchley  to  inspect  the  existing 
fortifications,  ports,  harbours,  and  coastal  defences,  of  the  various  Australian  colonies, 
and  to  advise  the  local  Governments  as  to  the  engineering  and  other  means  required  to 
place  the  naval  and  military  defences  of  Australia  in  a  state  of  efficiency.  In  accordance 
with  the  recommendations  of  those  distinguished  officers,  provision  was  made  by  the 
Australian  Legislatures  for  the  purchase  of  war  vessels,  the  erection  of  forts,  and  the 
improvement  of  harbour  defences.     (See  p.  115,  supra.) 

At  the  Colonial  Conference  held  in  London  in  1887  the  representatives  of  the  colonies 
expressed  a  desire  that  the  Imperial  Government  should  appoint  a  military  officer  of  high 
standing  to  advise  the  Australian  Governments  as  to  the  best  method  of  organizing  the 
local  forces  in  order  to  secure  their  joint  co-operation  in  time  of  need.  Accordingly  in 
1889  Major-General  Edwards,  R.E.,  C.B.,  was  sent  to  Australia  to  in.spect  and  report 
upon  the  defences  of  the  colonies.  In  his  able  and  elaborate  report  he  pointed  out  the 
imperfections  of  the  existing  system  of  defence,  which  was  based  on  purely  local  adminis- 
tration with  no  provision  for  united  action  in  time  of  emergency,  and  he  submitted  a 
plan  for  a  uniform  system  of  military  organization  to  be  brought  into  operation  through- 
out Australia.  He  suggested  tliat  the  troops  of  the  various  colonies  might  act  in  the 
field  as  a  united  force  under  one  command  whenever  required,  so  that  they  might  be  in 
readiness  to  be  removed  to  repel  invasion  at  anj'  given  point.  The  following  is  a 
summary  of  General  Edwards'  proposals  : — 

(1.)  Federation  of  the  forces  : 

(2.)  An  officer  of  the  rank  of  Lieutenant-General  to  be  appointed  to  advise  and 
inspect  in  time  of  peace  and  to  command  in  time  of  war  : 

(3.)  A  uniform  system  of  organization  and  armament,  and  a  common  defence 
Act: 

(4.)  Amalgamation  of  the  permanent  forces  into  a  "  fortress  corps  "  : 

(5.)  A  federal  military  college  for  the  education  of  the  officers  : 

(6. )  The  extension  of  the  rifle  clubs  : 

(7. )  A  uniform  gauge  for  the  railways  : 

(8. )  A  federal  small-arm  manufactory,  gun  wharf  and  ordnance  store. 

"  In  urging  the  necessity  of  a  federal  military  college,  the  general  pays  a  tribute  to 
the  Canadian  royal  military  college.  He  says  :  '  Nothing  is  more  necessary  for  the 
efficiency  of  an  army  than  the  proper  education  of  its  officers,  but  at  present  no  means 
exist  in  Australia  to  meet  this  important  want.  Canada  was  formerly  in  the  same 
difficulty  before  she  was  federated,  and  it  was  only  overcome  by  the  establishment  of 
the  royal  military  college  at  Kingston.  Having  had  personal  experience  of  the  officers 
educated  there,  I  can  testify  to  the  excellence  of  their  instruction.  In  addition  to  the 
primary  object  of  the  college,  the  course  affords  a  thoroughly  practical,  scientific  and 
sound  training  in  all  branches  essential  to  a  high  and  general  education.  The  tendency 
of  it  has  been  to  cause  the  students  to  feel  a  greater  pride  in  their  country,  and  to  look 
at  it  from  the  broad  standpoint  of  Canadians,  whose  aspirations  are  not  circumscribed  by 
the  limits  of  a  municipalitj'.  A  college  such  as  this  would  be  eminently  adapted  for  the 
education  of  the  officers  of  the  Australian  forces.'"  (Todd,  Par.  Gov.  in  Col.  2nd  ed 
pp.  399-401.) 

The  Australasian  Naval  Defence  Act,  51  and  52  Vic.  c.  32,  a.ssented  to  20th  Dec. 
1887,  was  passed  to  give  legal  effect  to  the  terms  of  a  provisional  agreement  between  the 
Imperial  Government  and  the  Governments  of  the  Australasian   colonies,  subject  to 
parliamentary  ratification.     (See  p.  1 16,  supra. )     Under  the  terms  of  this  compact,  the 


§  168.] 


POWERS  OF  THE  PARLIAMENT. 


563 


Admiralty  undertook  to  construct  and  equip  a  fleet  of  five  fast  cruisers,  each  of  2573 
tons  displacement  and  7500  horse  power,  and  two  torpedo  gunboats,  on  the  most 
approved  modem  build,  each  750  tons  and  4500  horse  power,  for  the  protection  of  the 
floating  trade  in  Australasian  waters,  and  in  order  to  secure  the  defence  of  certain  ports 
and  coaling  stations.  Of  these  vessels,  three  cruisers  and  one  gunboat  were  to  be  kept 
continually  in  commission,  the  remainder  to  be  held  in  reserve  irrespective  of  the  usual 
strength  of  Her  Majest\''s  naval  force  employed  at  the  Australian  station.  The  Act 
stipulated  that  these  sea-going  ships  should  be  furnished  by  the  Imperial  Government, 
the  colonies  paying  5  per  cent,  interest  annually  on  the  prime  cost,  such  payment  not  to 
exceed  £35,000  a  year  ;  the  colonies  in  ad<lJtion  bearing  the  actual  charges  of  their 
maintenance,  including  retired  pay  to  otficers  and  pensions  to  men,  provided  that  the 
annual  cost  under  this  head  should  not  exceed  £91,000.  The  ships  were  to  be  under  the 
sole  control  and  orders  of  the  naval  commander  in-chief  on  the  Australian  station,  "but  to 
be  retained  within  the  limits  of  that  station,  and  only  otherwise  employed  by  consent  of 
the  colonial  governments.  The  agreement  was  to  become  binding  between  the  govern- 
ments as  soon  as  the  colonial  legislatures  passed  special  appropriations  for  the  fulfilment 
of  its  conditions.  For  the  boundaries  of  the  Australian  station,  as  defined  in  the  Act, 
see  p.  116,  mipra. 

The  agreement  was  ratified  in  1887  by  similar  Acts  passed  by  the  variotis  Australian 
legislatures.  It  was  made  for  a  period  of  ten  years  at  least,  and  it  could  only  be 
terminated  then  or  thereafter  upon  two  years'  notice.  The  ninth  annual  contribution  of 
£126,000  for  cost  and  maintenance  of  coastal  defence  was  allotted  among  the  various 
Australasian  colonies,  on  the  basis  of  population,  as  follows  : — 


The  report  of  General  Edwards,  recommending  a  federation  of  the  naval  and 
military  forces,  was  one  of  the  strongest  arguments  ever  submitted  in  favour  of  the 
political  federation  of  the  Australian  colonies.  Most  of  the  leading  statesmen  of  the  day 
were  of  opinion  that  there  could  be  no  successful  federation  for  naval  and  military 
purposes  unless  the  forces  were  placed  under  one  command  ;  that  there  could  not  be  one 
command  .except  under  one  government,  and  one  common  system  of  taxation  by  a 
representative  parliament.  These  views  were  expressed  with  unanswerable  force  and 
admirable  precision  by  Sir  Henry  Parkes  in  moving  the  preliminary  resolutions  on  which 
the  Draft  Bill  of  1891  was  founded.  "I  then  come,"  said  the  venerable  President  of 
the  Convention,  "  to  one  to  which  I  expect  an  almost  unanimous  agreement :  That 
the  military  and  naval  defences  of  Australia  shall  be  entrusted  to  federal  forces,  under 
one  command.  Whatever  our  views  may  be  on  other  points,  I  think  we  shall  all  be 
agreed  upon  this  :  that  for  the  defence  of  Australasia  to  be  economical,  to  be  eflicient, 
to  be  equal  to  the  emergency  that  may  arise  at  any  time,  it  must  be  of  a  federal 
character,  and  must  be  under  one  command.  I  am  seeking  to  simplify  my  words  as  much 
as  possible.  I  do  not  mean  that  the  land  forces  and  the  naval  forces  shall  be  under  one 
commander-in-chief  ;  but  that  they  should  be  under  one  kindred  command — that  the 
naval  officer  in  command,  equally  with  the  military  officer,  shall  be  a  federal  officer,  and 


564  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-vi. 

amenable  to  the  national  government  of  Australasia.  Now  these  are  the  conditions 
which  appear  to  me  to  be  essentially  requisite  that  we  should  decide  in  one  way  or  the 
other — that  should  be  strictly  defined  by  this  Convention  before  we  can  proceed  to 
construct  a  bill  to  confer  a  constitution."     (Conv.  Deb.,  Syd.,  1891,  p.  25.) 

Under  the  Constitution  the  Federal  Parliament,  like  the  American  Congress,  has 
power  to  raise  and  maintain  an  army  and  a  navy  ;  it  is  charged  to  take  over  from  the 
States  their  naval  and  military  departments,  their  forces,  their  fortifications  and  defence 
works  and  buildings,  their  ships  of  war,  their  war  materials  and  armaments  (sees.  69 
and  85)  ;  it  may  acquire  from  the  States  or  from  private  persons  landed  and  other 
property  necessary  for  naval  and  military  purposes.  (Sec.  51— xxxi.)  In  fact  it  has 
full  and  exclusive  authority  for  the  construction  of  defence  works  and  for  the  recruit- 
ment, organization,  and  discipline  of  the  whole  of  the  naval  and  military  forces  of  the 
Commonwealth  ;  it  can  do  everything  in  the  development  of  its  naval  and  military 
system  which  can  be  accomplished  by  legislation,  except  that  it  may  not  assume  the 
functions  of  the  commander-in-chief,  which  by  sec.  68  are  vested  in  the  Governor- 
General  as  the  Queen's  representative.     (Burgess  II.   153-5.) 

The  States  are  forbidden  to  raise  or  maintain  any  naval  or  military  forces  without 
the  consent  of  Parliament.  (Sec.  114.)  The  American  Courts  have  gone  so  far  as  to 
express  the  opinion  that  the  States  cannot  obstruct  or  embarrass  the  power  of  Congress, 
in  the  creation  of  military  forces,  by  prohibiting  the  people  from  keeping  or  bearing 
arms.  (Hresser  v.  Illinois,  116  U.S.  252.)  This  inhibition  is  derived  from  the  power  of 
Congress  to  construct  the  whole  military  organization  of  the  nation.  (Burgess  II.  151.) 
The  States  of  the  Commonwealth  are  no  doubt  similarly  inhibited.  The  military 
jurisdiction  of  Congress  is  subject  to  one  limitation,  viz.,  that  army  appropriation  shall 
not,  at  any  one  time,  provide  for  a  longer  period  than  two  years.  (Art.  I., 
sec.  8,  88.  12.) 

The  Parliament  of  the  Commonwealth  is  not  so  hampered  in  its  appropriations. 
But  the  plenitude  of  its  naval  and  military  power  is,  apparently,  subject  to  limitation 
in  the  purpose  for  which  it  must  be  used.  It  could  not  enter  upon  naval  and  military 
enterprises  solely  with  a  view  to  foreign  conquest  and  aggression  ;  its  power  is  to  be 
used  for  the  defence  of  the  Commonwealth  and  of  the  several  States,  and  for  the  preser- 
vation of  law  and  order  within  its  limits.  As  to  the  exclusiveness  of  this  power,  see 
notes  to  sec.  114. 

The  control  of  the  general  government  over  this  subject  is  plenary  and  exclusive. 
It  determines  how  the  armies  shall  be  raised,  whether  by  voluntary  enlistment  or  forced 
draft,  the  age  at  which  the  soldier  shall  be  received,  the  period  of  .service,  and  the  com- 
pensation to  be  allowed  It  provides  for  the  rules  that  shall  govern  the  army,  defines 
military  offences,  and  prescribes  punishment ;  and  no  State  can  interfere  with  the  dis- 
charge of  these  national  duties  by  habeas  corpus  or  other  proceedings.  (Tarble's  Case,  13 
Wall.  397.     Baker,  Annot.  Const,  p.  52.) 

The  Constitution  of  the  United  States  empowers  Congress  to  "  raise  and  support 
armies  "  ai  d  to  "  provide  and  maintain  a  navy."  Independently  of  the  express  elau.se 
in  the  Constitution,  this  must  include  the  power  to  "  make  all  laws  which  shall  be 
necessary  and  proper  for  carrying  into  effect  the  foregoing  powers."  (United  States  v. 
Bainbrirlge,  1  Mason,  71.     Id.) 

Congress  has  power  to  provide  for  the  trial  and  punishment  of  military  and  naval 
offenders,  in  the  manner  practised  by  civilized  nations.  (Dynes  v.  Hoover,  20  How. 
65.     Id.  p.  53.) 

The  power  to  maintain  a  navy  authorizes  the  Federal  government  to  buy  or  build 
ships  of  war.  to  equip  them  for  war,  and  to  despatch  them  to  any  part  of  the  globe. 
(United  States  v.  Rhodes,  1  Abb.  [U.S.]  28.     Id.) 

A  war  ship  of  a  friendly  foreign  nation,  while  within  a  port  of  the  Union  and 
demeaning  itself  in  a  friendly  manner,  is  not  within  the  ordinary  jurisdiction  of  the 
federal  courts.     The  Exchange  v.  McFaddon,  7  Cranch,  116.     Id.) 


§§  169 170.]  POWERS  OF  THE  PARLIAMENT.  565 

§  169.    "  To  Execute  and  Maintain  the  Laws." 

As  to  the  duty  of  the  Federal  Government  to  protect  every  State  against  invasion, 
and,  on  the  application  of  the  Executive  Grovernment  of  the  State,  against  domestie 
violence,  see  Notes  to  sec.  119  (§§  466-7,  infra).  (See  also  Martin  v.  Mott,  12  Wheat. 
19  ;  Luther  r.  Borden,  7  How.  8.     Baker.  Annot.  Const,  p.  53.) 

The  power  which  may  be  conferred  under  these  words  is  meant  to  be  exercised 
when  some  sudden  emergency  renders  it  necessary,  in  order  to  maintain  the  public 
peace.     (Luther  v.  Borden,  7  How.  8.) 

An  Act  of  Pennsylvania  providing  that  the  officers  and  men  of  the  militia  of  that 
State  neglecting  or  refusing  to  serve  when  called  into  service  by  the  President  shall  be 
liable  to  penalties  prescribed  b}-  Congress,  and  providing  for  trial  of  such  delinquents 
by  State  court-martial,  &c.,  is  not  repugnant  to  the  Constitution  of  the  United  States. 
(Houston  V.  Moore,  5  Wheat.  1.     Baker,  Annot.  Const,  p.  53.) 


51.  (vii.)  Lighthouses^™,  lightships,  beacons,  and  buoys  : 

Historical  Note. — Earl  Grey's  Committee  of  the  Privy  Council  in  1849  suggested 
"The  erection  and  maintenance  of  beacons  and  light- houses "  (p.  85,  supra);  and 
Wentworth's  Constitutional  Committee  in  1853,  and  his  Memorial  in  1857,  specified 
"  Beacons  and  light-houses  on  the  coast."  Sec.  91  of  the  British  North  America  Act 
specifies  "Beacons,  buoys,  light-houses"  (sub-s.  9.) 

In  the  Commonwealth  Bill  of  1891  the  sub-clause  ran  : — "  Ocean  beacons  and 
buoys,  and  ocean  light-houses  and  light-ships."  These  words  were  adopted  by  the 
Adelaide  session,  1897.  At  the  Sj'dney  session,  a  suggestion  by  the  House  of  Assembly 
of  Tasmania,  to  omit  "  ocean  "  whenever  occurring,  was  supported  by  Mr.  N.  J.  Brown, 
on  the  ground  that  it  would  be  impossible  to  define  what  was,  and  what  was  not,  an 
ocean  light ;  that  very  often  what  was  from  one  point  of  view  a  river  beacon  or  light 
was,  from  another  point  of  view,  an  ocean  beacon  or  light.  As  against  this  it  was  con- 
tended that  it  was  desirable  to  preserve  the  line  of  demarcation  generally  recognized 
between  what  should  be  Federal  power  and  what  should  be  State  power ;  reserving  to 
the  Commonwealth  control  over  external  and  coastal  services  of  this  kind,  whilst  matters 
capable  of  internal  regiilation,  such  as  lights,  beacons,  and  buoys  situated  in  harbours 
and  rivers  should  remain  under  the  control  of  the  States.  This  reasoning  for  the  time 
prevailed,  and  the  word  "  Ocean"  was  retained.  (Conv.  Deb.,  Syd.,  1897,  pp.  1067-71.) 
At  the  Melbourne  session,  before  the  first  report,  the  word  "  Ocean  "  was  omitted  at 
the  suggestion  of  the  Drafting  Committee,  thus  greatly  enlarging  the  jurisdiction  of  the 
Federal  Parliament,  in  accordance  with  the  suggestion  of  the  Tasmanian  Assemblj*. 

§  170.     ''Lighthouses,"  &c. 

These  works  and  services  will  be  taken  over  from  the  States  on  a  date  or  dates  to 
be  proclaimed  by  the  Governor-Genei-al  after  the  establishment  of  the  Commonwealth 
(sec.  69). 

Federal  legislation  under  this  sub-section  will  deal  with  the  construction,  equip- 
ment, conduct,  and  management  of  light-houses,  light  ships,  light-sirens,  beacons,  buoys, 
and  signals,  for  shipping  throughout  the  Commonwealth,  and  over  its  adjacent  seas.  It 
will  also  provide  for  the  imposition  and  collection  of  dues  to  be  paid  by  the  owTiers  or 
masters  of  ships  which  pass  the  lights,  signals,  &c.,  and  which  derive  lienefits  therefrom. 

At  the  Australasian  Maritime  Conference,  held  at  Hobart  in  1894,  at  which  all  the 
colonies  except  Western  Australia  and  New  Zealand  were  represented,  it  was  recom- 
mended "  that  the  whole  system  of  lighting  the  highway,  coast,  and  harbour  lights  of 
Australasia  be  borne  pro  rata  on  the  basis  of  the  population  ;  "  and  it  was  also  resolved, 
"  That  in  pursuance  of  the  foregoing  resolution,  and  after  having  carefully  considered 


566  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  51-viii. 

the  questions  relating  to  the  light-house  system  of  Australia,  and  further  having  ascer- 
tained that  in  many  cases  lights-are  most  needed  in  the  colonies  possessing  the  smallest 
population,  this  Conference  is  of  opinion  that  the  future  erection  and  maintenance  of 
light  houses  should  be  conducted  under  a  Federal  system,  whereby  the  cost  would  be 
proportionately  borne  by  the  colonies  that  may  now  or  hereafter  join  such  Federation 
upon  a  population  basis." 


51.  (viii.)    Astronomical    and    meteorologicaP^   observa- 
tions : 

Historical  Note — These  words  were  first  inserted  at  the  Adelaide  session,  1897. 
In  Committee  Mr.  Reid  questioned  the  necessity  of  retaining  them,  but  the  sub-clause 
was  agreed  to.     (Conv.  Deb.,  Adel.,  pp.  775-6.) 

§  171.    "  Astronomical,  &c." 

"It  is  very  desirable  that  we  should  have  uniformity  throughout  Australia  with 
regard  to  these  things.  I  am  not  so  much  wedded  to  the  astronomical,  but,  in  regard  to 
the  meteorological  observations,  it  is  most  essential  that  there  should  be  uniformity 
throughout  Australia.  On  a  former  occasion  I  pointed  out  that  one  of  our  best  observers, 
Mr.  Wragge,  was  very  anxious  we  should  have  these  observations  in  Tasmania.  There 
was  no  obligation  on  the  part  of  the  Tasmanian  Government  to  establish  these  observa- 
tions on  Mount  Wellington,  but  there  is  a  general  consensus  of  opinion  among  the  best 
men  that  these  observations  would  be  invaluable  to  Australia.  Why  should  the  Govern- 
ment of  Tasmania  be  called  upon  to  meet  an  expenditure  of  this  kind  when  it  is  admitted 
by  the  best  men  in  Australia  and  elsewhere  that  these  observations  would  be  of  more 
value  to  Australia  than  they  could  be  to  Tasmania,  which  happens  to  be  the  position 
from  which  they  could  be  taken  '!  If  there  is  anything  Avhich  ought  to  be  the  subject  of 
a  Commonwealth  law,  it  is  these  observations,  which  will  undoubtedly  prove  of  great 
value  to  shipping  and  other  interests  of  Australia."  (Sir  J.  Abbott,  Conv.  Deb.,  Adel., 
1897,  p   775-6.) 

"  With  regard  to  the  astronomical  observations  it  is  very  important  that  they  should 
be  under  Federal  management.  Take  the  case  of  the  United  Kingdom  at  the  present 
time.  There  we  have  an  observatory  at  Greenwich  which  I  apprehend  is  the  chief 
northern  observatory  of  the  empire.  There  is  an  observatory  in  Dublin,  and  another  in 
Edinburgh,  both  admirably  managed  institutions,  but  we  do  not  hear  of  them  conflicting 
with  the  observatory  at  Greenwich,  which  maintains  the  paramount  position  in  the  United 
Kingdom.  The  same  is  the  case  with  the  Washington  observatory  of  the  United  States. 
So  also  we  should  have  an  observatory  in  the  Commonwealth  which  should  rank  before 
the  other  observatories.  It  commends  itself  to  our  intelligence  that  there  should  be  a 
federal  observatory,  to  take  precedence  over  other  observatories.  I  think  there  are 
obvious  reasons  that  the  meteorological  observations  should  be  placed  under  one  general 
•control,  and  I  trust  that  the  Convention  will  not  object  to  the  clause  as  it  stands."  ( Mr. 
€.  H.  Grant.     Id.  p.  776.) 


51.   (ix.)  Quarantined'^: 

Historical  Note. — "  Quarantine  and  the  establishment  and  maintenance  of  marine 
hospitals"  is  specified  in  sec.  91  of  the  British  North  America  Act  (subs.  16). 
*'  Quarantine"  was  one  of  the  subjects  which  might  be  referred  to  the  Federal  Council  of 
Australasia  under  the  Act  of  1885.  It  was  included  in  the  Conmionwealth  Bill  of  1891, 
and  in  the  Adelaide  draft  of  1897.  At  the  Sydney  session,  Mr.  R.  E.  O'Connor  thought 
the  sub-clause  should  be  restricted  to  infection  from  outside,  and  moved  to  substitute 
"  Public  health  in  relation  to  infection  in  contagion  from  outside  the  Commonwealth." 
This  was  negatived  by  19  to  13  votes.     (Conv.  Deb.  Syd.,  1897,  pp.  1071-3.) 


1 172.]  POWERS  OF  THE  PARLIAMENT.  567 

§  172.    "  Quarantine." 

Scope. — Quarantine  was  originally  the  term  of  forty  days,  during  which  a  ship 
arriving  in  port,  and  suspected  of  being  intected  with  a  malignant  or  contagious  disease, 
was  required  to  remain  isolated  and  was  forbidden  all  intercourse  with  the  shore.  Hence 
it  came  to  mean  restraint  or  inhibition  of  intercourse ;  also  the  place  where  the  infected 
or  prohibited  vessels  were  stationed.  With  the  expansion  of  sanitary  science  and  legis- 
lation, quarantine  has  acquired  a  much  wider  signification  than  that  which  it  first 
possessed.  It  is  now  comprehensive  enough  to  cover  any  forced  stoppage  of  travel,  or 
of  transit,  or  of  communication,  as  well  as  compulsion  to  remain  at  a  distance,  or  in  a 
given  place,  without  intercourse,  on  account  of  any  malignant,  contagious,  or  dangerous 
disease  on  land  as  well  as  by  sea.     (Webster's  Internat.  Diet.) 

QcARANTiNK  IX  THE  UxiTED  States. — The  Constitution  of  the  United  States  of 
America  does  not  expressly  confer  on  Congress  jurisdiction  to  deal  with  quarantine. 
Laws  relating  to  quarantine  may,  although  not  so  intended,  operate  as  a  regulation  of 
trade  and  commerce.  Congress,  like  the  Federal  Parliament,  has  the  exclusive  power 
to  regulate  inter-state  and  foreign  commerce.  Hence  it  follows,  that  inasmuch  as 
quarantine  regulation  necessarily  involves  temporary  interference  with  and  restraint  of 
the  movements  of  commerce,  and  of  those  engaged  in  it,  the  power  of  the  States  to  deal 
with  quarantine,  although  not  taken  from  them  and  handed  over  to  Congress,  is  strictly 
speaking  very  limited.  In  practice,  however,  the  States  pass  quarantine  regulations 
until  Congress  shall  have  interposed  by  independent  legislation  over  the  subject,  or  shall 
have  forbidden  State  laws  in  relation  thereto.  So  far  Congress  has  not  passed  laws 
inconsistent  with  State  quarantine  laws  ;  on  the  contrary  it  has  adopted  some  of  the 
State  laws  bearing  on  the  subject.  (Morgan's  Steamship  Co.  i".  Louisiana,  118  US. 
455.) 

QtJARASTrNE  Under  the  Commoxwealth. — The  Federal  Parliament  has  received  a 
clearer  and  fuller  grant  of  power  relating  to  quarantine  than  Congress.  It  is  given  to 
Congress  by  implication  ;  it  is  conveyed  to  the  Federal  Parliament  directly.  Out  of  that 
express  grant  amplifications  and  developments  may  flow  which  could  not  have  been 
evolved  from  an  implication.  The  Federal  Parliament  may  deal  w  ith  quarantine  without 
reference  to  the  interests  of  trade  and  commerce,  but  as  an  independent  question  hasnng 
regard  to  the  sanitary  condition  and  welfare  of  the  Commonwealth  as  a  whole.  It  will 
be  able  to  provide  for  the  isolation,  segregation,  remedial  and  preventive  treatment  of 
animals  and  plants  and  their  diseases  wherever  found  within  the  Commonwealth.  It 
would  probably  be  able,  if  deemed  desirable,  to  grapple  with  such  problems  as  the  tick 
plague  or  a  phylloxera  pest,  in  stamping  out  which  the  whole  of  Australia  is  interested. 
Such  a  power  would  only  be  exercised  in  cases  of  universal  interest  and  of  far-reaching 
importance,  and  for  the  purpose  of  reinforcing  and  not  superseding  the  ordinary  sanitary 
laws,  institutions  and  authorities  in  operation  within  the  respective  States. 

Caxadiax  C.\ses. — By  the  Canadian  Constitution,  sec.  91,  sub-sec.  11,  the  Dominion 
Parliament  has  exclusive  jurisdiction  over  quarantine  and  the  establishment  and  main- 
tenance of  marine  hospitals.  In  Ringfret  v.  Pope,  12  Quebec  L.R.  p.  303,  it  was  held 
that  the  preservation  of  the  public  health  within  the  Province  was  a  matter  of  merely 
local  or  private  nature  which,  by  sec.  92,  sub-sec.  16,  is  exclusiveh' within  the  jurisdiction 
of  the  provincial  legislature.  Cross,  J.,  dissented  from  this  decision,  so  far  as  it 
concerned  the  establishment  of  a  central  board  of  health  with  a  system  of  subordinate 
boards.  He  said  : — "  Although  the  provincial  legislature  might  make  and  enforce  police 
regulations  directly,  or  bj-  giving  that  power  to  be  executed  by  the  municipalities  so  as 
to  promote  health  within  their  several  jurisdictions,  or  deal  with  the  subject  in  a  sense 
that  was  purely  local,  the  Dominion  legislature  could  deal  with  it  in  a  general  sense,  and 
take  appropriate  measures  to  prevent  or  mitigate  an  epidemic,  endemic  or  contagious 
disease,  with  which  the  Dominion,  or  any  part  of  it,  was  threatened."  In  1869  a  Bill 
providing  for  vaccination  was  not  proceeded  with  in  the  Dominion  Parliament,  as  it  was 


568  COMMENTARIES  ON  THE  CONSTITUTION.   [Sec.  51-x. 

considered  doubtful  if  it  was  within  its  jurisdiction.  (Bourinot's  Parliamentary  Procedure 
and  Practice,  2nd  ed.  p.  674,  citing  Com.  Deb.  1869,  p.  64;  Sen.  Deb.  1879,  p.  47  ; 
Lefroy,  p.  659.) 

The  Legislature  of  British  Columbia  passed  an  Act  enabling  the  Corporation  of 
Vancouver  to  make  by-laws  for  regulating,  with  a  view  to  preventing  the  spread  of  infec- 
tious disease,  the  entry  and  departure  of  ships  at  the  port  of  Vancouver,  and  the  landing 
of  passengers  and  cargoes  from  ships  or  from  railroad  cars.  In  the  case  of  the  Canadian 
Pacific  Navigation  Co.  v.  The  City  of  Vancouver,  2  Brit.  Columb.  193,  it  was  held  that 
this  was  not  an  infringement  of  the  Dominion  power  to  regulate  trade  and  commerce. 
But  according  to  the  report  of  Sir  John  Thompson,  Minister  of  Justice  of  Canada,  dated 
28th  Januarj^  1889,  respecting  the  Nova  Scotia  Acts  of  1888,  authorizing  the  Governor 
in  Coimcil  to  regulate  "with  a  view  of  preventing  the  spread  of  infecjious  disease,  the 
entry  or  departure  of  boats  or  vessels  at  the  different  ports  or  places  in  Nova  Scotia," 
and  the  report  of  the  same  Minister,  dated  21st  March,  1891,  on  the  Manitoba  Act 
respecting  the  diseases  of  animals,  it  would  seem  that,  in  the  opinion  of  the  federal 
authorities  of  Canada,  such  legislation  is  an  invasion  of  the  Dominion  power  over 
quarantine.  "The  British  North  America  Act,"  saj^s  Sir  John  Thompson,  "gives 
exclusive  legislative  power  to  the  Parliament  of  Canada  in  respect  of  quarantine, 
navigation  and  shipping.  It  would  clearly  not  be  competent  for  a  provincial  legislature 
to  make  an  enactment  relating  to  the  arrival  of  vessels,  vehicles,  passengers  or  cargoes 
from  places  outside  the  province,  but  it  may  be  that  provincial  control  may  be  exercised 
in  relation  to  transport  from  one  port  of  the  Pi-ovince  to  another,  subject,  of  course,  to 
any  regulation  on  the  subject  of  quarantine  by  the  federal  authority." 


51.  (x.)   Fisheries^^^  in  Australian  waters  beyond  terri- 
torial limits^^* : 

Historical  Note. — Sec.  91  of  the  British  North  America  Act  empowers  the  Parlia- 
ment of  Canada  to  make  laws  as  to  "sea  coast  and  inland  fisheries"  (sub-s.  12). 
"Fisheries  in  Australasian  waters  beyond  territorial  limits  "  was  one  of  the  independent 
legislative  powers  of  the  Federal  Council,  under  the  Act  of  1885  ;  and  the  sub-clause  in 
its  present  form  was  inserted  in  the  Commonwealth  Bill  of  1891.  In  the  Adelaide  draft 
of  1897,  it  was  adopted,  with  the  addition  of  the  words  "and  in  rivers  which  flow 
through  or  in  two  or  more  States."  In  Committee  these  added  words  were  omitted. 
(Conv.  Deb.,  Adel.,  pp.  776-8.)  At  the  Sydney  session,  Mr.  Kingston  suggested 
"  Australasian  "  for  Australian,  and  also  the  insertion  of  some  definition  of  Australasian 
waters;  but  no  amendment  was  moved.  (Conv.  Deb.,  Syd.,  1897,  pp.  1073-4.)  At  the 
Melbourne  session,  after  the  first  report,  Mr.  Barton  moved  an  amendment  to  make  the 
sub  clause  read  "  Sea  fisheries  in  Australian  waters."  Mr.  Kingston  and  others,  how- 
ever, pointed  out  the  necessity  of  express  words,  in  order  to  give  power  outside  terri- 
torial limits,  and  the  amendment,  by  general  consent,  was  negatived.  (Conv.  Deb., 
Melb.,  pp.  1855-74.) 

§  173.    "Fisheries." 

A  fishery,  at  common  law,  is  a  right  incidental  and  annexed  to  the  lordship  or 
ownership  of  the  soil  over  which  the  waters,  the  habitat  of  the  fish,  flow.  On  the  sea 
coast,  within  three  miles  of  the  shore,  and  in  the  bays,  arms,  rivers,  and  creeks  con- 
nected with  the  sea  and  within  the  tidal  pulsation,  fisheries  are  presumed  to  belong  to  the 
Crown,  which  can  dispose  of  the  right  to  private  persons  by  license  or  lease.  In  non- 
tidal  waters  it  is  presumed  that  the  fisheries  belong  to  the  persons  who  own  the  riparian 
lands  over  which  ,the  waters  flow,  or  the  land  adjacent  thereto.  (Murphy  v.  Ryan, 
1868,  Ir.  Rep.  2  C.L.  143.)     At  common  law,   therefore,  the  right  of  the  public  to  Hsh 


§§  173-174.]  POWERS  OF  THE  PARLIAMENT.  569 

under  the  supervision  and  protection  of  the  Crown  extends  to  all  tidal  waters  within  the 
territorial  limits.  (Pearce  v.  Scotcher,  1882,  9  Q.B.D.  162.)  Private  persons,  how- 
ever, may,  by  either  an  express  or  an  implied  grant  from  the  Crown,  acquire  the 
exclusive  right  of  fishery  in  the  tidal  waters.  (Wilson  r.  Crossfield,  1885,  1  Times  L.R. 
601.) 

Fishery  laws  may  be  defined  as  general  laws  for  the  regulation  and  conservation  of 
the  fishing  trade  ;  such  as  laws  for  the  protection  and  preservation  of  fish  ;  forbidding 
fish  to  be  taken  in  an  improper  manner,  as  by  objectionable  appliances  or  noxious  sub- 
stances ;  prohibiting  unnecessary  waste  and  destruction  of  fish,  and  the  taking,  buying, 
or  selling  of  fish  in  certain  seasons  ;  proWding  that  fishermen,  fishing  boats,  and  ships 
shall  be  licensed  and  registered  ;  and  regulating  the  employment  of  labour  in  connection 
with  such  boats  and  ships. 

It  has  been  held  in  Canada  that  in  order  to  determine  the  nature  of  laws  which 
the  Dominion  Parliament  may  pass  in  relation  to  '*  sea  coast  and  inland  fisheries  "  it 
is  necessary  to  look  to  the  laws  in  relation  to  fisheries  which  the  pro^^ncial  legislatures 
were  before,  and  at  the  time  of  federation,  in  the  habit  of  enacting.  (The  Queen  v. 
Robertson,  6  S.C.R.  [Can.]  pp.  52,  121.) 

The  right  to  regulate  fisheries  does  not  imply  or  convey  a  right  to  prejudice  or  invade 
private  property.  Thus  it  has  been  decided  in  Canada  that  the  British  North  America 
Act,  in  assigning  to  the  Parliament  of  Canada  the  right  to  legislate  with  respect  to  "sea 
coast  and  inland  fisheries,"  did  not  give  authoritj'  to  deal  with  matters  of  property  and 
civil  rights,  such  as  the  ownership  of  the  beds  of  the  rivers,  or  of  the  fisheries,  or  the 
right  of  individuals  therein.  (The  Queen  v.  Robertson,  6  S.C.R.  [Can.]  52,  followed  and 
confirmed  by  the  same  Court  in  Re  Provincial  Fisheries,  26  S.C.R.  [Can.]  444.) 

The  Merchant  Shipping  Act,  1894,  contains  elaborate  regulations  relating  to  fishing 
boats  and  fishermen  employed  on  the  waters  surrounding  the  British  Islands.  Among 
these  may  be  mentioned  sec.  399,  in  which  special  pro^nsions  are  made  for  trawlers  of 
25  tons  and  upwards.  The  skipper  of  every  trawler  of  that  tonnage  going  to  sea  from 
a  port  in  England  or  Ireland  must  make  an  agreement  with  his  crew  (not  including  sea- 
fishing  boys)  under  a  penalty  of  £5.  This  agreement  must  be  in  a  form  approved  by  the 
Board  of  Trade,  dated  at  the  time  of  its  first  signature,  and  signed  first  by  the  skipper ; 
it  must  contain  the  nature  and  duration  of  the  voyage  or  engagement,  the  number  and 
description  of  the  crew,  the  time  for  beginning  work,  the  capacity  in  which  each  seaman 
serves,  his  remuneration,  the  scale  of  provisions,  and  regulations  as  to  conduct  on 
board,  fines,  allowance  of  provisions,  and  punishments  for  misconduct  approved  by 
the  Board  of  Trade  and  adopted  by  the  parties,  who  may  add  stipulations  at  their 
will,  if  not  contrary'  to  law,  with  regard  to  advance  and  allotment  of  wages.  (Sec.  400.) 
Similar  agreements  may  be  made  by  the  owner  or  registered  managing  owner  instead  of 
the  skipper,  in  the  same  way  as  by  the  skipper. 

§  174    "Australian  Waters  Beyond  Territorial  Limits." 

The  sub-section,  as  originally  drawn  by  the  Constitutional  Committee  of  the 
Convention,  contained  words  conferring  jurisdiction  over  "  fisheries  in  rivers  which  flow 
through  or  in  two  or  more  States."  The  representatives  of  New  South  Wales  objected 
to  the  power  in  that  form,  on  the  ground  that  it  would  enable  the  Parliament  to  inter- 
fere in  matters  of  purely  local  concern,  which  could  be  more  efficiently  and  economically 
supervised  by  the  State  authorities.  The  words  objected  to  were  struck  out,  and  the 
States  were  accordingly  allowed  to  retain  the  control  of  fisheries  within  their  territorial 
limits,  whilst  the  Federal  Parliament  was  assigned  jurisdiction  over  fisheries  in 
Australian  waters  beyond  the  three-mile  limit.  This  is  a  somewhat  remarkable  instance 
of  the  intende<l   extra-territorial  operation  of  some  of  the  laws  of  the  Commonwealth. 

Weight}-  reasons  were  advanced  in  the  Convention,  both  for  and  against  the  reten- 
tion of  the  words  "  Australian  waters  beyond  territorial  limits."  In  opposition  to 
the  words  reference  was  made  to  the  vagueness  of  the  expression  "  Australian  waters." 


570  COMMENTARIES  ON  THE  CONSTITUTION.      [See.  51-x. 

Mr.  Kingston  thought  it  important  that  some  definition  of  the  term  "Australian 
waters"  should  be  inserted.  "  I  do  not  know,"  he  said,  "  if  the  hon.  and  learned 
member,  Mr.  Barton,  is  satisfied  in  his  own  mind  as  to  what  meaning  would  be  attached 
to  the  term.  I  think  that  there  was  some  provision  in  connection  with  the  Federal 
Council  by  which,  under  an  Imperial  order,  these  waters  were  defined  ;  and  legislation 
was  adopted  by  the  colony  of  Western  Australia  and  Queensland  in  the  exercise  of 
powers  conferred  on  the  Council  in  regard  to  those  matters.  The  clause  applies  only  to 
matters  beyond  territorial  limits,  which  increases  the  difficulty."  (Con v.  Deb.,  Syd., 
1897,  p.  1073.) 

In  the  absence  of  a  definition,  it  was  said,  complicated  questions  might  arise  in 
practice  as  to  how  far  from  the  Australian  coast  "  Australian  waters  "  might  be  deemed 
to  extend,  and  whether  at  a  given  time  a  fishing  boat  was  within  those  waters.  More 
important  still  was  the  innovating  proposal  to  give  the  Federal  Parliament  power  to 
legislate  respecting  fisheries  beyond  its  territorial  limits  Outside  those  limits  the  ocean 
was  the  highway  of  all  nations,  and  no  country  could  claim  to  exercise  exclusive  juris- 
diction over  the  high  seas.  It  was  not  conceivalile  that  any  law  affecting  fisheries  out- 
side the  territorial  limit  would  be  legally  operative.  It  was  not  sufficient  to  say  that 
the  Imperial  Parliament  would  give  the  Commonwealth  power  to  legislate  in  respect  of 
matters  occurring  beyond  those  limits.  The  Imperial  Parliament  could  not  effectively 
grant  the  Commonwealth  a  power  which,  according  to  the  law  of  nations,  it  did  not 
possess.  Suppose  the  Federal  Parliament  passed  such  a  law,  and  the  captain  and  crew 
of  a  foreign  ship  violated  it,  in  contempt  and  defiance  of  the  Commonwealth,  would  not 
the  law  in  that  case  be  made  a  laughing  stock  ?  Then,  again,  the  power  as  it  stood  in 
the  sub-section  recognized  two  legislative  authorities,  with  respect  to  fisheries,  one 
within,  and  the  other  beyond  the  three-mile  limit.  This  might  lead  to  a  clashing  of 
State  regulations  with  Federal  regulations.  The  boundary  line  between  State  juris- 
diction and  Federal  jurisdiction  would  be  vague  and  not  capable  of  easy  and  satisfactorj- 
delimitation.  Persons  engaged  in  the  fishing  trade  might  very  often  be  unable  to  say 
whether  they  were  liable  to  and  bound  to  obey  State  laws  or  Federal  laws.  A  vessel 
engaged  in  trawling  should  not  be  under  one  set  of  laws  when  fishing  close  to  the  coast, 
a,nd  under  another  set  when  compelled  to  go  further  out  to  sea  in  order  to  find  fish. 
Rather  than  risk  such  doubt  and  possible  conflict  it  might  be  advisable  to  omit  the  sub- 
section altogether  and  allow  the  fishing  trade  to  be  governed  by  the  laws  relating  to 
trade  and  commerce,  or  by  the  laws  relating  to  navigation  and  shipping,  which  were 
within  the  competence  of  the  Federal  Parliament.  Such  laws  would  enable  the  Federal 
authorities  to  issue  fishing  licenses  and  attach  all  necessary  and  proper  conditions,  and 
such  a  course  would  meet  all  the  requirements  of  the  case.  (Mr.  E.  -Barton,  Conv.  Deb., 
Melb.,  pp.  1857-8-9.) 

The  arguments  in  support  of  retaining  the  words  admitted  the  difficulties  pointed 
out,  but  claimed  that  there  were  powerful  considerations  which  more  than  outweighed 
those  difficulties  In  the  first  place  this  was  by  no  means  a  new  and  untried  grant  of 
power.  By  section  15  (c)  of  the  Federal  Council  of  Australasia  Act  (48  and  49  Vic.  c.  60), 
power  was  given  to  that  body  to  legislate  in  respect  of  "fisheries  beyond  territorial 
limits  "—the  identical  words  used  in  this  sub-section ;  the  only  condition  to  the 
exercise  of  its  jurisdiction  being  ( 1 )  that  its  laws  should  be  enforced  only  in  colonies 
which  had  adopted  the  Act  and  which  were  represented  in  the  Council,  and  (2)  that 
proposed  laws  relating  to  sec.  15  (c)  should  be  reserved  for  the  signification  of  Her 
Majesty's  pleasure.     This  had  not  remained  a  dormant  power,  but  had  been  exercised. 

In  January,  1888,  the  Federal  Council  passed  an  Act  to  regulate  pearl-shell  and 
beche-de-mer  fisheries  in  Australasian  waters,  adjacent  to  the  colony  of  Queensland.  Tlie 
preamble  recited  : 

"  Whereas,  by  certain  Acts  of  the  Parliament  of  the  colony  of  Queensland,  provision 
has  been  made  for  regulating  the  pearl-shell  and  beche-de-mer  fisheries  in  the  territorial 
waters  of  that  colony  ;  and  whereas,  by  reason  of  the  geographical  position  of  many  of 


^174.]  POWERS  OF  THE  PARLIAMENT.  571 

the  islands  forming  portion  of  that  colony,  vessels  employed  in  such  fisheries  are,  in  the 
prosecution  of  their  business,  sometimes  beyond  the  territorial  jurisfliction  of  Queensland ; 
And  whereas  it  is  expedient  that  the  provisions  of  the  said  Acts  should  extend  and  apply 
to  such  vessels  during  all  the  time  the\-  are  so  employed,  and  that  for  that  purpose  the 
provisions  of  the  said  Act,  so  far  as  they  are  applicable  to  extra-territorial  waters,  should 
be  extended  to  such  wateis  bj*  an  Act  of  the  Federal  Council  of  Australasia." 

The  Act  contained  proWsions  to  regulate  the  pearl-shell  and  beche-de-mer  fisheries 
in  Australasian  waters  adjacent  to  the  colony  of  Queensland.  Such  waters  were  defined 
as  being  within  the  following  limits  :  — 

"  All  waters  within  a  line  drawn  from  Sandy  Cape  northwards  to  the  south-eastern 
limit  of  the  Great  Barrier  Reef  ;  thence  following  the  line  of  the  Great  Barrier  Reef  to 
their  north-eastern  extremity  near  the  latitude  of  9^°  south  :  thence  in  a  north-westerly 
direction  embracing  East  Anchor  and  Bramble  Cay  ;  thence  from  Bramble  Cay  in  a  line 
west  by  south  (south  79°  west  true)  embracing  Warrior  Reef,  Saibai  and  Tuan  Island  ; 
thence  diverging  in  a  north-westerly  direction  so  as  to  embrace  the  group  known  as  the 
Talbot  islands ;  thence  to  and  embracing  the  Deliverance  island  and  on  in  a  west  by 
southern  direction  (true)  to  the  meridian  of  138°  of  east  longitude  ;  and  thence  bj'  that 
meridian  southerly  to  the  shore  of  Queensland." 

This  Act  was  reserved  for  the  Royal  assent,  which  was  proclaimed  on  19th  July, 
1888.  In  February,  1889,  the  Federal  Council  passed  an  Act  to  regulate  the  pearl-shell 
-and  beche-de-mer  fisheries  in  Australasian  waters  adjacent  to  the  colony  of  Western 
Australia.  It  contained  provisions  substantially  similar  to  those  of  the  Queensland  Act. 
The  extra-territorial  waters,  w  ithin  which  it  was  declared  to  be  in  force,  were  defined  in 
the  schedule  as  follows  : 

"  A  parallelogram  of  which  the  north-western  comer  is  in  longitude  1 12°  15'^  east  and 
latitude  13°  30'  south  ;  of  which  the  north-eastern  corner  is  in  longitude  129°  east  and 
latitude  30°  .30' ;  and  of  which  the  south-west  corner  is  in  longitude  112°  52'  east  and 
latitude  3.5°  8'  south  ;  and  of  which  the  south-eastern  comer  is  longitude  129°  east  and 
latitude  35°  8'  south." 

Both  the  Queensland  and  West  Australian  Acts  are  remarkable  for  the  stringency  of 
their  provisions  relating  to  the  employment  of  coloured  labour,  showing  that  "  laws  with 
respect  to  fisheries  "  are  capable  of  comprehending  regulations  controlling  the  employ- 
ment of  labour  used  in  connection  with  fisheries.  These  Acts  are  still  in  foi-ce,  their 
operation  being  preserved  by  clause  7  of  the  Commonwealth  Constitution  Act. 
Thus,  it  was  pointed  out,  extra-territorial  laws  relating  to  fisheries  had  been  ali-eady 
sanctioned  by  the  Imperial  Government,  and  enforced  by  the  Governments  of  the  two 
-colonies  over  a  wide  expanse  of  ocean,  the  boundaries  of  which  were  defined  within 
parallels  of  latitude  and  degrees  of  longitude.  The  pearl-shell  and  beche-de-mer  trade 
had  been  regulated  ;  the  fisheries  had  been  protected  ;  fees  had  been  collected  ;  labour 
had  been  supervised,  and  everything  expected  and  desii^ed  had  been  obtained.  Here, 
therefore,  they  had  au  illustration  of  the  practicability  of  the  grant  of  power  contem- 
plated. Having  received  such  a  grant  in  the  Federal  Council  Act,  it  would  not  be  wise 
for  Australia  to  surrender  it  by  omitting  a  similar  enabling  provision  from  the  Constitu- 
tion of  the  Commonwealth.  The  power  should  appear  on  the  face  of  the  Constitution  ; 
they  ought  not  to  trust  any  implication  hidden  away  in  other  clauses. 

The  practical  arguments  were  strengthened  by  brojider  and  more  patriotic  considera- 
tions. Such  spheres  of  influence  and  control  as  had  been  already  granted  by  the 
Imperial  Parliament  to  the  Federal  Council  should  be  reserved  for  and  transferred  to 
the  Commonwealth.  The  people  of  such  a  continent  as  Australia,  unique  in  its  isolation 
and  configuration,  should  have  liie  right  of  control  over  waters  outside  the  ordinary 
territorial  limits.  We  should  begin  our  career  as  a  Commonwealth  by  mapping  out  a 
sphere  of  influence,  and  of  commercial  trading  operations,  all  rouud  the  contirient,  and 
for  some  considerable  distance  from  the  coast.  Within  that  sphere  the  Commonwealth 
would  represent  and  protect,  not  merely  Australian  interests,  but  Imperial  interests.  We 
were  taking  over  general  powers  from  the  States  and  from  the  Federal  Council,  and  those 
powers  should  be  accepted  undiminished,  and  maintained  unimpaired,  without  abandon- 


572  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.51-xi. 

ing  one  jot  or  yielding  one  tittle  of  what  had  been  acquired  by  the  labours  and  triumphs 
of  the  pioneers  of  Australian  progress.  (See  speeches  of  Mr.  C.  C.  Kingston,  Sir  John 
Forrest,  Mr.  A.  Deakin,  and  Mr.  R.  E.  O'Connor.     Conv.  Deb.,  Melb.,  pp.  1861-3  and 

1872.) 


51.   (xi.)  Census^^^  and  statistics  : 

Historical  Note. — Sec.  91  of  the  British  North  America  Act  specifies  "  The 
census  and  statistics."  (Subs.  6.)  The  sub-clause  "  Census  and  statistics  "  was  in  the 
Commonwealth  Bill  of  1891,  and  was  adopted  by  the  Convention  of  1897-8  without 
debate. 

§  175.    "Census." 

A  census  is  the  periodical  numbering  of  the  people  of  a  country.  Since  the  begin- 
ning of  the  nineteenth  century  a  census  has  been  taken  of  the  inhabitants  of  Great 
Britain  and  Ireland  every  ten  years,  and  the  practice  now  extends  throughout  the 
English  speaking  portions  of  the  Queen's  dominions.  The  object  of  the  census  is  to 
supply  statistical  information  respecting  number  and  conditions  of  the  population,  and 
respecting  the  resources  and  developments  of  the  country.  As  the  census  is  taken 
between  the  same  hours  of  the  same  day  of  the  same  year,  the  necessity  for  uniform 
legislation  in  contiguous  countries  is  apparent.  For  the  purpose  of  a  census  the  whole 
country  is  divided  into  districts,  called  enumerators'  divisions,  over  which  schedules 
are  distributed  requiring  particulars  as  to  name,  sex,  age,  profession  or  occupation, 
marriage,  relation  to  the  head  of  the  family,  birthplace,  and  whether  deaf,  or  dumb,  or 
blind,  or  imbecile,  or  lunatic.  When  the  schedules  so  filled  up  are  collected,  the  details 
are  verified  and  the  results  sent  to  the  Registrar-General,  who  prepares  a  final  abstract 
thereof,  which  is  submitted  to  Parliament. 

The  Parliament  of  Canada  has  exclusive  jurisdiction  of  census  and  statistics.  The 
legislature  of  British  Columbia  passed  an  Act  respecting  the  registration  of  births,  deaths, 
and  marriages  in  that  Province.  On  2nd  January,  1879,  the  Minister  of  Justice  of  the 
Dominion  called  attention  to  the  fact  that  the  Act  might  be  questioned  as  being 
connected  with  statistics. 

The  census  and  statistical  departments  of  the  States  will  be  taken  over  by  the 
Federal  Government,  as  soon  as  enabling  legislation  is  passed  by  the  Federal  Parliament. 


51.  (xii.)  Currency '^^,  coinage^^^,  and  legal  tender^^^ : 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "  to 
coin  money,  regulate  the  value  thereof,  and  of  foreign  coin  ;"  and  "  to  provide  for  the 
punishment  of  counterfeiting  the  securities  and  current  coin  of  the  United  States." 
(Art.  I.  sec.  viii.  sub-sees.  5-6.)  Sec.  91  of  the  British  North  America  Act  specifies 
"  currency  and  coinage  "  and  "  legal  tender  "  (sub-sees.  14-20). 

"  Coinage  "  was  specified  as  a  federal  subject  in  the  Bill  attached  to  VVentworth's 
Memorial  in  1857.  "Currency,  coinage,  and  legal  tender "  were  specified  in  the  Com- 
monwealth Bill  of  1891,  and  the  sub -clause  was  adopted  by  the  Convention  of  1897-8 
without  debate. 

§  176.    «  Currency." 

Currency  in  this  connection  means  the  acceptance,  reception,  passing  or  circulation 
from  hand  to  hand,  from  person  to  person,  of  metallic  money,  or  of  government  or  bank 
notes  as  substitute  for  metallic  money. 


1 


§§  176-177.]  POWERS  OF  THE  PARLIAMENT.  573 

The  only  gold  coin  now  carrent  in  England  is  that  coined  during  the  present  reign  at 
the  London  Mint,  or  the  Australian  branch  mints.  Pre-Victorian  gold  was  decried  by 
proclamation  in  1890.  The  designs  current  are  those  of  1838,  1870,  1887,  and  189'<.  The 
Pre-Victorian  gold  has  been  called  in  in  several  colonies ;  in  Australasia  and  in  New 
Zealand  in  189<) :  in  the  Cape  and  Fiji  in  1893.  All  silver  coin  coined  since  181B  is  still 
current  and  legal  tender.  The  designs  now  legally  current  are  those  of  1817  and  1893. 
Besides  this  general  currency,  in  1849  florins  were  made  current  coin.  The  design  waa 
altered  in  1852,  and  double  florins  were  made  current  under  the  proclamation  <.f  1S87. 
Until  1861  copper  coins  of  the  face  value  of  Id..  J^d.,  and  Jd.  were  coined  as  part  of  the 
currency.  They  were  then  superseded  by  bronze  monej'  of  the  same  denominations,  and 
the  copper  coinage  was  decried  as  to  the  United  Kingdom  in  1869,  and  as  to  all  colonies 
in  which  they  were  current  in  1876.  The  designs  adopted  in  1861  were  superseded  by  a 
new  design  in  1895.     (Encyc.  of  Laws  of  England,  iii.  p.  75.} 

The  Fe<leral  Legislature  has  power,  b\-  suitable  legislation,  to  restrain  the  circula- 
tion, as  money,  of  anv  notes  not  issued  by  its  own  authority.  (Veazie  Bank  r.  F'enno, 
8  Wall.  5.33.  "  Baker  Annot.  Const,  p.  46.) 

The  Federal  Legislature  has  power  to  provide  by  law  for  the  punishment  of  the 
offence  of  counterfeiting  notes  of  foreign  banks,  or  for  having  in  po.ssession  a  plate  from 
which  such  counterfeit  notes  may  be  printed.  (United  States  i.  Arjona,  120  U.S.  479. 
Id.) 

This  clause  does  not  prevent  a  State  from  passing  laws  to  punish  the  offence  of  cir- 
culating counterfeit  coin  of  the  Union.  Counterfeiting  and  circulating  counterfeit  coin 
are  offences  essentially  different  in  their  character.  The  former  is  an  offence  against  the 
government ;  the  latter  is  a  private  wrong.     (Fox  r.  Ohio,  5  How.  410.     Id.  p.  47.) 

§  177.    "Coinage." 

Coinage  is  the  act  or  process  of  converting  metal  into  money  for  circulation.  The 
coining  and  legitimation  of  money  is  one  of  the  exclusive  prerogatives  of  the  Crown,  but 
from  the  earliest  times  it  has  been  regulated  by  Act  of  Parliament. 

Sterling  money  (gold  and  silver  money)  of  a  given  weight  and  fineness,  seems  to  have 
been  first  established  in  l;J5l  by  25  E<lw.  III.,  st.  5,  c.  13,  but  for  a  long  time  after  that 
date  the  Crown  exercised,  or  as  Blackstone  says  (1  Com.  278).  usurped,  as  part  of  its 
prerogative,  the  right  to  debase  the  coin.  It  was  not  until  the  time  of  Charles  II.  that 
the  currency  was  put  on  a  comparatively  sound  footing.  The  standard  and  value  of 
English  coin  was  extended  to  Scotland  in  1706.  Prior  to  1870  the  coinage  and 
management  of  the  mint  were  regulated  by  a  series  of  enactments,  wholly  or  partly 
repealed  by  and  specified  in  the  Coinage  Act,  1870,  33  and  34  Vic.  c.  10,  on  which  the 
regulation  of  coin  of  the  realm  and  the  colonies  now  mainly  depends.  That  Act  fixes 
the  standard  of  coins,  prohibits  the  issue,  except  from  the  mint,  of  any  piece  of  metal  as 
token  or  coin,  under  a  penalty  of  £20,  recovered  summarily  ;  directs  all  contracts  to  be 
made  in  currency  ;  regulates  the  purchase  and  coining  of  gold  bullion  ;  and  directs  mint 
profits  to  be  paid  into  the  exchequer.  The  exercise  of  the  prerogative  of  coinage  is 
defined  and  controlled,  but  the  powers  are  left  very  wide.  The  purity  of  the  coinage 
and  the  conformity  to  standarfl  is  ascertained  annually  by  the  trial  of  the  pyx,  which  is 
held  under  an  Orcler  in  Council  of  1871.  At  this  trial  a  jury  of  six  competent  freemen 
of  the  (Goldsmiths'  Company  examine  coins  of  each  minting,  set  apart  for  testing  by  the 
standard  trial  plates  and  standard  weights,  which  are  kept  in  the  custody  of  the  Board 
of  Trade,  and  produced  on  notice  for  the  occasion.  The  Chancellor  of  the  Exchequer  is 
master  of  the  mint,  which  is  managed  and  regulated  by  the  Treasury,  subject  to  the  Act 
of  1870.     (Encyc.  of  the  Laws  of  England,  iii.  p.  74.) 

The  language  of  the  American  Constitution,  by  its  proper  signification,  is  limited  to 
the  facts  or  to  the  faculty  in  Congress  of  coining  and  stamping  the  standard  of  value 
upon  what  the  government  creates  or  shall  adopt,  and  of  puni.shing  the  offence  of 
producing  a  false  representation  of  what  may  have  been  so  created  or  adopted.  The 
imposture  of  passing  a  false  coin  creates,  produces  or  alters  nothing ;  it  is  an  offence 
punishable  bj-  State  law,  since  it  leaves  the  legal  coin  as  it  was — affects  its  intrinsic 
value  in  no  wise  whatever.  (Fox  v.  Ohio,  5  How.  410-413  ;  compare  with  United  States 
V.  Marigold,  9  How.  560.     Baker,  Annot.  Const,  p.  47.) 

Under  this  power,  as  well  as  under  the  power  to  regiUate  commerce,  Congress  has 
authority  to  enact  laws  providing  for  the  punishment  of  persons  who  bring  into  the 
United  States,  with  intent  to  pass  the  same,  any  false  or  counterfeit  coin,  and  also  to 


574  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  51-xi. 

punish  persons  for  passing,  altering,  publishing  or  selling  any  such  false  or  counterfeit 
coin.     (United  States  v.  Marigold,  9  How.  560,  id.) 

The  Mint  opened  in  Sj'dney  on  14th  May,  1855,  and  that  opened  in  Melbourne  on 
12th  June,  1872,  are  Imperial  Institutions,  being  branches  of  the  Royal  Mint.  They 
were  established,  and  are  now  administered,  by  the  Imperial  Government  at  the  request 
of  the  Colonial  Governments,  which  guarantee  it  against  loss.  The  Queen's  procla- 
mation, pursuant  to  which  these  branches  were  opened,  declared  that  the  coin  issued 
therefrom  was  to  be  a  legal  tender  for  payment  within  the  United  Kingdom.  The  Par- 
liament of  New  South  Wales  and  the  Parliament  of  Victoria  have  made  permanent 
provision,  by  special  appropriations,  for  defraying  the  salaries,  allowances,  expenses, 
and  contingencies  connected  with  the  branch  mints  in  their  respective  colonies.  The 
Victorian  special  appropriation  is  £20,1)00  per  year  ;  that  of  New  South  Wales  is 
£15,000  per  year.  All  fees,  dues,  and  charges  collected  at  the  branch  mints  are 
accounted  for  and  handed  over  by  the  deputy  masters  to  the  Treasurers  of  their 
respective  colonies  and  paid  into  the  consolidated  revenue. 

The  West  Australian  Government  has  obtained  the  sanction  of  the  Imperial  Govern- 
ment for  the  establishment  of  a  branch  mint  in  Perth,  of  which  the  foundation  stone  was 
laid  by  Sir  John  Forrest  on  23rd  September,  1896.  The  building  was  completed  and 
handed  over  to  the  Mint  authorities  in  October,  1898,  and  the  necessary  machinery  has 
since  been  erected.  The  expenditure  involved  up  to  the  present  has  been  about  £30,000. 
The  Parliament  of  Western  Australia  has  appropriated  the  sum  of  £20,000  per  year 
towards  the  maintenance  of  the  Mint.  On  the  authority  of  the  Master  of  the  Imperial 
Mint,  it  is  stated  that  the  new  Mint  will  probably  relieve  the  Melbourne  Mint  of  a  third 
of  the  deposits  presented  there.  This  will  affect  materially  the  profits  of  the  Melbourne 
Mint,  which  have  for  some  years  past  been  of  a  most  satisfactor3'  character.  The  Perth 
Mint  was  opened  for  the  reception  of  bullion  on  the  20th  June,  1899. 

The  following  statement  of  the  capital  value  of  the  Sj'dney  and  Melbourne  Mint 
properties,  the  annual  interest  payable  thereon,  the  ordinary  annual  expenditure,  the 
annual  receipts,  and  the  net  cost  per  annum,  has  been  compiled  from  returns  presented 
to  the  Convention.  (Votes  and  proceedings  of  Melbourne  Session,  p.  232  ;  Victorian 
Federation  Papers,  296. ) 


Sydney  Mint. 

Capital.  — Estimated  present  value  land  and  building 
(rough  approximation)    ... 

Maintenance. — Annual  interest  on  outlay 
Annual  subsidy... 

Total  

Revenue,  1895-6,  Fees,  dues,  charges,  &c. 
Net  annual  expenditure 

Melbourne  Mint. 


£70,000 


£.^,000 
15,000 

£18,000 

£15,119 


£2,881 


Capital. — Estimated  present  value  of  land  and  building 

(rough  approximation)    ...         ...         ...         ...  £70,000 

Maintenance. — Annual  interest  on  outlay      £3,395 

Annual  subsidy 20,000 

Total  £23,395 

Revenue,  1895-6,  Fees,  dues,  charges,  &c £21,194 

Net  annual  expenditure         ...         ...         ...         ...  £2,201 


§  178.] 


POWERS  OF  THE  PARLIAMENT.  575 


§  178.    "Legal  Tender." 

Definition. — Legal  tender  is  the  act  of  tending,  in  the  perfoi-mance  of  a  contract, 
or  in  satisfaction  of  a  claim,  that  which  the  law  prescribes  or  permits,  and  at  such  time 
and  place  as  the  law  prescribes  or  permits.  ( Webster's  Internat  Diet  )  In  the  United 
Kingdom  all  coin  current  under  proclamation,  whether  British,  foreign,  or  colonial,  is 
legal  tender.  British  gold  coin  is  legal  tender  for  any  amount,  unless  defaced  or 
deficient  in  weight  ;  British  silver  up  to  forty  shillings,  and  British  bronze  up  to  a 
shilling  (Coinage  Act,  1870  [33  and  ."U  Vic.  c.  10]  s.  4.)  Bank  of  England  notes  are 
legal  tender  in  England  for  all  suras  above  £5,  except  by  the  Bank  itself  and  its 
branches.  (Bank  of  England  Act.  1833  [3  and  4  Wm.  IV.  c.  98,  s.  6].)  The  notes  are 
treated  as  cash  and  not  as  securities  for  money,  and  they  pass  by  mere  delivery.  (Miller 
r.  Race  [1758]  1  Burr.  452.)  The  notes  of  a  county  bank  are  good  tender,  if  not  objected 
to  at  the  time  of  tender.  (Polglass  v.  Oliver  [1831]  2  Crompt.  and  Jarv.  15.)  In  Austral- 
asia and  New  Zealand,  by  au  Order  in  Council  of  1896,  it  is  provided  that  the  rules  as 
to  the  amount  for  which  British  coin  is  legal  tender  are  the  same  as  in  the  United 
Kingdom.     (Imperial  Statutory  Rules  and  Orders,  1896.) 

Coinage  and  Legal  Tender.— By  section  114  the  States  are  forbidden  to  coin  any 
money  or  to  make  anj'thing  but  gold  and  silver  coin  a  legal  tender  in  payment  of  debts. 
The  prohibition  is  similar  to  Art.  I.  sec.  10,  subs.  1  of  the  United  States  Constitution. 
Hence  it  appears  that  under  both  Constitutions  the  creation  and  regulation  of  the 
monetary  system  is  a  power  conferred  on  the  Federal  Parliament.  It  is  a  general  power  ; 
the  Parliament  is  not  limited  in  the  choice  of  metals  to  which  it  will  give  the  quality  of 
money.  It  may  choose  some  other  metal  than  gold  and  silver,  and  impress  upon  it  a 
legal  tender  quality.  But  if  a  State  endeavoured  to  compel  a  person  to  accept  anything 
but  gold  or  silver  as  a  legal  tender,  the  person  aggrieved  could  appeal  to  the  Courts  of 
the  Commonwealth  for  relief.     (Burgess,  Political  Sci.  II.  p.  143. ) 

Legal  Tender  in  the  United  States. — The  Congress  of  the  United  States  is 
expressly  empowered  to  create  and  regulate  the  value  of  metal  money.  It  has,  however, 
been  decided  by  the  Supreme  Court  that,  although  the  power  to  legislate  concerning 
legal  tender  and  paper  money  is  not  expressly  conferred  upon  Congress,  yet  it  has,  by 
necessary  intendment,  such  a  power,  and  it  can  make  anything  a  legal  tender  in  payment 
of  debt.  (Juilliard  v.  Greenman,  110  U.S.  421.)  The  legal  tender  cases  are  very 
instructive,  as  illustrating  the  expansive  and  elastic  capacity  of  a  WTitten  constitution  and 
the  possibilities  of  its  inherent  and  necessary  powers.  This  subject  will  be  referred  to 
more  fully  in  our  note  on  "  Paper  Money,"  infra.  At  the  present  stage  abstracts  of  the 
ruling  cases  are  given. 

In  the  Constitution  of  the  United  States  there  is  no  express  grant  of  power  to 
Congress  to  declare  what  shall  be  a  legal  tender,  but  this  power  has  been  uniformly 
exercised  and  unquestioned.  This  universal  recognition  is  tantamount  to  a  direct 
constitutional  declaration,  and  the  power  can  now  be  considered  settled.  (Martin  v. 
Hunter's  Lessee,  1  Wheat.  304  ;  Cohens  v.  Virginia,  6  Wheat.  421  ;  Briscoe  i'.  Bank  of 
Kentucky,  11  Pet.  257  ;  Anderson  i'   Dunn,  6  Wheat.  204.     Baker,  Annot.  Const,  p.  46.) 

A  Federal  law  making  United  States  treasury  notes  legal  tender  is,  when  applied 
to  contracts  in  existence  prior  thereto,  unconstitutional.  (Willard  r.  Tayloe.  8  Wall. 
557;  Hepburn  v.  (iriswold,  H  Wall.  603;  Broderick  v.  Magraw,  8  Wall.  639.)  The 
decisions  in  the  above  cases  are  overruled,  and  the  acts  of  Congress  making  United 
States  treasury  notes  legal  tender  are  held  to  be  valid  when  applied  to  antecedent,  as 
well  as  to  subsequent  contracts.  (Legal  Tender  Cases  [1871]  12  Wall.  457  ;  Dooley  v. 
Smith,  13  Wall.  6<J4  ;  Norwich  Railroatl  v.  Johnson,  15  Wall.  195  ;  Juilliard  r.  Greenman, 
[1884]  110  U.S.  421.     Baker,  Annot.  Const,  p.  46.) 

Imperial  Control. — Australian  governors  are  at  present  required  by  their  instruc- 
tions not  to  assent  to  any  Bill  affecting  the  currency  of  the  colony,  unless  such  bill  con- 
tains a  clause  suspending  its  operation  until  the  signification  of  the  Queen's  pleasure 
thereon,  or  unless  there  is  urgent  necessity  requiring  it  to  be  brought  into  immediate 
operation.     In  either  of  these  cases  he  is  authorized  to  assent  to  the  bill,  and  remit  it 


576  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xiiL 

to  the  Queen  at  the  earliest  opportunity  (p.  399,  supra).  This  paragraph  was  omitted 
from  the  Draft  instructions  under  the  Sign  Manual  and  Signet  to  the  Governor-General 
of  Canada,  dated  5th  October,  1878,  and  in  all  probability  it  will  not  be  found  in  the 
instructions  to  the  Governor-General  of  the  Commonwealth. 

In  1851  a  Canadian  Act  in  relation  to  coinage  was  disallowed  by  the  Queen  in 
Council,  on  the  grounds  (1)  that  the  Act  proposed  to  confer  upon  the  Governor-General 
the  right  of  coining — a  prerogative  reserved  by  constitutional  law  to  the  sovereign  ;  (2) 
that  it  purported  to  alter  the  current  rates  of  certain  foreign  coins — a  provision  which, 
being  enacted  without  the  previous  assent  of  Her  Majesty  in  Council,  was  an  interference 
with  Imperial  control  over  the  value  of  currency  money  in  circulation  throughout  the 
realm.  By  the  British  North  America  Act  of  1867,  the  Imperial  Parliament  has  specially 
empowered  the  Parliament  of  Canada  to  exercise  "  exclusive  legislative  authority  "  in 
relation  to  "  currencj' and  coinage."  The  Acts  passed  in  Canada  upon  the  subject  of 
the  currency  in  1868  and  in  1871  expressly  conserve  the  prerogative  of  the  Crown  in  the 
matter  of  coinage,  and  authorize  Her  Majesty  to  fix  by  proclamation  from  time  to  time 
the  rates  at  which  coins  in  circulation  in  Canada,  or  struck  ofif  by  order  of  Her  Majesty 
for  use  in  Canada,  shall  pass  current.     (Todd's  Pari.  Gov.  in  Col.  2nd  ed.  p.  176.) 

"In  1866  a  ministerial  crisis  occurred  in  Queensland.  Owing  to  serious  financial 
embarrassments  in  that  colony,  ministers  had  tendered  to  the  governor  (Sir  G.  F.  Bowen) 
their  advice  that,  in  order  to  sustain  the  public  credit,  tiiere  should  be  an  immediate 
issue  of  inconvertible  paper  currency,  in  the  shape  of  legal  tender  notes,  to  an  amount 
not  exceeding  £200,000.  The  governor  demurred  to  this  proposal,  inasmuch  as  he  was 
expressly  forbidden,  by  the  royal  instructions — '  which  are  a  part  of  the  constitutional 
law  of  the  colony  '  —  to  assent  to  any  bill  of  this  nature,  unless  upon  urgent  necessity,  as 
aforesaid.  He  distinctly  declared  that  in  no  event  would  he  give  the  royal  assent  to  any 
such  bill.  He  suggested,  however,  another  mode  of  meeting  the  financial  difficulty— 
viz.,  by  obtaining  legislative  sanction  to  the  issue  of  treasury  bills,  coupled  with  the 
imposition  of  additional  taxation  ;  a  course  which  had  proved  successful,  under  similar 
circumstances,  in  other  colonies,  and  in  the  mother  country."  (Todd's  Pari.  Gov.  in 
Col.  2nded.  p.  185.) 


51.  (xiii.)  Banking^^^  other  than  State  bankinor^^";  also 
State  banking  extending  beyond  the  limits  of  the  State  con- 
cerned^^\  the  incorporation  of  banks^^'^  and  the  issue  of  paper 
money^^^  : 

Historical  Note. — Sec.  91  of  the  British  North  America  Act  specifies  "  Banking, 
incorporation  of  banks,  and  the  issue  of  paper  money  "  (sub-s.  20).  These  words  were 
adopted  in  the  Commonwealth  Bill  of  1891.  In  committee,  the  question  of  State  savings 
banks  was  raised,  but  no  amendment  was  moved.  (Conv.  Deb.,  Syd.,  1891,  pp.  684-5.) 
At  the  Adelaide  session,  1897,  the  same  words  were  used.  The  question  of  State  banks 
was  again  mentioned,  but  no  amendment  was  moved.  (Conv.  Deb.,  Adel.,  pp.  778-9.) 
At  the  Sydney  session,  a  suggestion  by  the  Legislative  Assembly  of  New  South  Wales 
and  the  Legislative  Council  of  Tasmania,  to  insert  after  "banking"  the  words 
"  excluding  State  banking  not  extending  beyond  the  limits  of  the  State  ccmcerned,"  was 
agreed  to  (Conv.  Deb.,  Syd.,  1897,  pp.  1074-5),  and  the  sub-section  was  verbally 
amended. 

§  179.    "  Banking." 

Banking  is  the  business  of  a  bank  or  banker.  A  bank  is  an  institution  formed  for 
the  deposit,  custody,  investment,  loan,  exchange  or  issue  of  money,  or  for  facilitating 
the  transmission  of  money  by  drafts  or  bills  of  exchange  ;  it  is  an  establishment  generally 
incorporated  for  the  purpose  of  performing  one  or  more  of  those  functions.  (Webster's 
Internat.  Diet. )  This  definition  covers  every  possible  phase  or  combination  of  banking, 
viz.,  the  deposit,  custody,  investment,  loan,  exchange,  issue  and  transmission  of  money. 


§^^  n9-l80.]  POWERS  OF  THE  PARLIAMENT.  577 

It  is  wide  enough  to  embrace  every  person,  partnership  or  corporate  body,  under  what- 
ever name,  carrying  on  buainess  in  money.  Legislation  relating  to  banking  would, 
therefore,  include  laws  regulating  tlie  inception,  organization  and  conduct  of  such  a 
business  ;  the  terms,  conditions  and  securities  for  good  faith  under  which  it  could  be 
carried  on  ;  the  powers,  rights  and  pri\'ileges  to  be  exercised  and  enjoyed  b\-  bankers ; 
the  obligations  and  responsibilities  of  bankers. 

This  sub-section  presents  another  suitable  opportunity  for  drawing  attention  to  a 
subject  elsewhere  referred  to  (see  "  Legal  Tender,"  §  178,  supra),  viz.,  the  vast  area  of 
implied  powers  which  may  exist  within  the  four  corners  of  a  written  Constitution  such 
as  this.  In  the  Constitution  of  the  United  States  no  power  is  in  express  terms  given  to 
Congress  to  incorporate  banks.  Yet  the  genius  of  Alexander  Hamilton  discerned  that 
such  a  power  might  be  deduced  by  inference  or  implication,  from  a  clause  in  the 
Constitution  authorizing  Congress  to  make  all  laws  "  necessary  and  proper  for  carrying 
into  execution  the  foregoing  powers."'  (Art.  i.  sec.  viii.  sub-s.  18,  U.S.  Constitution,  to 
which  sec.  51 — xxx\ii.  of  this  Constitution  corresponds.)  The  power  to  charter  a  bank  to 
facilitate  the  financial  measures  of  the  Federal  Government  was  (argued  Hamilton) 
subsidiary  and  incidental  to  the  power  to  tax  and  to  borrow.  "  Everj'  power  vested  in 
a  government  is,  in  its  nature,  sovereign,  and  includes  by  force  of  the  term  a  right  to 
employ  all  the  means  requisite  and  fairly  applicable  to  the  attainment  of  the  ends  of 
such  power,  and  which  are  not  precluded  by  restrictions  and  exceptions  specified  in  the 
Constitution."  (Hamilton's  Works,  Lodge's  ed.  vol.  iii.  p.  181.)  Accordingly  he  urged 
upon  Congress  the  importance  of  chartering  a  National  Bank  of  the  United  States,  as  an 
aid  and  in-strument  of  the  Federal  Government  in  its  financial  operations.  The  Bill 
passed  Congress  in  1791,  and  thus  the  first  bank  of  the  United  States  was  established. 
(Von  Hoist,  p.  126.) 

The  validity  of  the  Act  to  create  a  national  bank  was  tested  in  the  Supreme  Court 
of  the  United  States  in  the  great  case  of  McCulIoch  v.  Maryland,  4  Wheat.  316.  By  a 
liberal  interpretation  of  the  Constitution,  the  Court,  under  the  presidencj-  of  Chief  Justice 
Marshall,  held  that  Congress  had  the  power  to  incorporate  the  subscribers  of  the  United 
States  Bank,  and  that  its  notes  and  branches  were  exempt  from  State  taxation. 

"  In  1879,  ministers  submitted  a  bill  to  the  Imperial  Parliament  to  deal  with  certain 
colonial  banks  which  were  in  operation  under  royal  charters.  These  charters  had  been 
granted  before  it  had  become  customary  to  establish  joint  stock  banks  under  a  general 
law  ;  and  the  banks  were  subject  to  the  supervision  and  control  of  the  Treasury  and  of 
other  Imperial  departments,  in  respect  to  divers  matters.  By  this  bill  it  was  propose<l 
to  do  away  with  this  imperial  responsibility,  and  to  subject  all  thanks  holding  royal 
charters  to  the  laws  of  the  particular  colonies  wherein  they  were  situated.  This  would 
have  the  further  effect  of  preventing  any  unfair  atl vantages  on  such  corporations  in  com- 
parison with  other  banks  established  under  colonial  laws.  The  bill  was  dropped  in  1879, 
but  reintroduced  in  1880,  and  referred  to  a  select  committee,  M'hich  reportetl  evidence 
taken  thereon  ;  but  owing  to  the  then  pending  dissolution  of  Parliament  it  was  not 
pressed  in  that  session.  Nevertheless,  the  general  principle  of  the  measure  was  approved 
by  the  house  ;  and  the  opinion  of  the  Treasury  was  expressed  that,  in  a  self-governing 
colony,  the  action  of  the  local  legislature  would  override  a  royal  charter,  within  the 
limits  of  the  jurisdiction  of  that  legislature."     (Todd's  ParL  Gov.  in  Col.  2nded.  p.  220.) 

^  180.    "  Other  than  State  Banking." 

These  words  exclude  from  the  jurisdiction  of  the  Federal  Parliament  all  laws 
relating  to  State  banking.  In  the  Sydney  Convention  (Debates,  p.  1075)  attention  was 
called  by  Mr.  GljTin  to  the  vagueness  of  the  phrase  "  State  banking."  It  was  said  that 
there  are  no  real  "  State  Banks  "  in  any  country  in  the  world.  There  are  great  financial 
organizations  such  as  the  Bank  of  England,  the  Bank  of  France,  the  German  Bank,  and 
the  Bank  of  the  United  States  of  America,  over  which  the  Government  exercises  certain 
control :  which  have  certain  exclusive  privileges,  including  the  conduct  of  government 
business,  but  which  are  not  strictly  speaking  State  Banks.  A  State  Bank,  properh*  so 
called,  is  an  institution  which  is  solely  managed  by  the  Government  and  the  capital  of 
37 


578  COMMENTARIES  ON  THE  CONSTITUTION.    Sec.61-xiii. 

which  has  been  solely  provided  by  the  Government.  The  nearest  known  approach  to  a 
State  Bank,  within  the  above  definition,  is  the  i^ost  Office  Savings  Bank,  which  is  purely 
a  State  Institution.  Such  banks,  and  similar  ones,  which  might  be  founded  by  th© 
States,  would  under  the  above  words  be  excepted  from  Federal  control. 

ExcKPTiONS  TO  Grants  of  Power.— The  words,  "  other  than  State  banking,"  are 
equivalent  to  "  except  State  banking ; "  they  are  words  marking  an  exception  to  the 
general  grant  of  power  to  legislate  concerning  banking.  The  Supreme  Court  of  the 
United  States,  in  construing  the  Constitution  as  to  grants  of  powers  to  the  United 
States,  and  the  restrictions  upon  the  States,  has  ever  held  that  an  exception  of  any 
particular  case  presupposes  that  those  which  are  not  excepted  are  embraced  within  the 
grant  of  power,  and  have  laid  it  down  as  a  general  rule  that,  where  no  exception  is 
made  in  terms,  none  will  be  made  by  mere  implication  or  construction.  (Rhode  Island  v. 
Massachusetts,  12  Pet.  657.)  It  is  a  rule  of  construction  that  the  exception  from  a  power- 
marks  its  extent.  (Gibbons  v.  Ogden,  9  Wheat.  191.)  The  fact  that  some  powers  are 
specified  has  been  therefore  held  to  import  that  those  not  specified  were  withheld, 
according  to  the  old  maxim,  expressio  unius  exdusio  alterhis,  which  Lord  Bacon  concisely 
explains  by  saying,  "as  exception  strengthens  the  force  of  a  law  in  cases  not  excepted, 
so  enumeration  weakens  it  in  cases  not  enumerated." 

§  181.    ''  State  Banking  Extending  Beyond  the  Limits  of 
the  State  Concerned." 

State  Banking. — Should  a  State  establish  a  State  Bank  which  extends  its  business 
operations  beyond  the  limits  of  the  State,  such  extra-state  operations  would  be  subject 
to  Federal  laws  relating  to  banking. 

§  182.    "  Incorporation  of  Banks." 

By  virtue  of  this  power  the  Federal  Parliament  could  establish  banks  by  special 
Acts,  a  process  known  as  Private  Bills  Legislation,  or  it  could  pass  a  general  law  dealing 
with  the  banking  business,  and  authorizing  the  incorporation  and  registration  of  banking 
companies,  subject  to  compliance  with  certain  formalities  and  conditions.  Compliance 
with  those  formalities  and  conditions  would  result  in  the  creation  of  a  banking  corpora- 
tion, as  efiective  in  its  constitution  as  a  corporation  formed  by  a  special  legislative  fiat. 
When  a  corporate  body  is  established  by  a  special  Act,  that  Act  is  called  its  charter  or 
deed  of  settlement ;  when  it  is  established  under  a  law  of  general  application,  its 
memorandum  of  association,  lodged  with  the  proper  officer  upon  its  registration,  is  its 
charter.  The  law  usually  determines  the  general  powers,  rights,  privileges,  liabilities, 
and  responsibilities  of  corporations  :  within  certain  limits,  however,  many  of  these  legal 
incidents  may  be  regulated  by  contract. 

An  Act  of  Incorporation  is  an  Act  creating  an  artificial  or  fictitious  person,  the 
peculiarity  of  which  is  that  it  has  a  legal  existence  separate  and  distinct  from  the 
individual  units  of  which  it  is  composed.  Its  members  may  change,  but  the  corporate 
entity  remains  ;  it  has  perpetual  succession  and  it  ne\er  dies,  unless  its  dissolution  or 
winding-up  is  brought  about  by  operation  of  law. 

In  the  Merchants'  Bank  of  Canada  v.  Smith  (1884),  8  Ont.  App.  15,  8  S.C.R.  (Can.) 
512,  it  was  held  that  a  receipt  given  by  a  warehouseman  was  a  valid  I'eceipt  within  the 
Dominion  Act,  35  Vic.  c.  5,  s.  46,  and  that  that  Act  was  intra  virei  the  Dominion  Parlia- 
ment under  sub-sees.  2  and  15  of  sec.  91,  relating  to  the  regulation  of  trade  and  com- 
merce and  banking.  In  Tennant  v.  Union  Bank  of  Canada  (1894),  App.  Cas.  31,  it  was 
decided  that  warehouse  receipts,  taken  in  security  by  a  bunk  in  the  course  of  the 
business  of  banking,  are  matters  coming  with  the  class  of  subjects  described  in  those 
sub-sections,  and  that  the  provisions  of  the  Dominion  Bank  Act,  Rev.  Stat.  (Can.) 
c.  120,  sees.  45,  53  and  54,  respecting  such  receipts,  are  intra  virei<. 


§§  182-183.]  POWERS  OF  THE  PARLIAMENT.  570 

What  an  Act  of  incorporation  does,  "is  to  create  a  legal  and  artificial  person  with 
capacity  to  carry  on  certain  kinds  of  business,  which  are  defined,  within  a  defined  area, 
but  it  may  nevertheless  be  subject,  in  carrj'ing  on  that  business,  to  the  law  of  the 
locality  wherein  it  does  so."  In  Re  Grand  Junction  R.  Co.,  44  Upper  Canada  Reps.  317, 
Cameron,  .1. ,  said  :  "Creating  a  corporation  can  hardly  be  said  to  be  making  a  law  ;" 
and  the  same  learned  judge  said,  in  Clegg  r.  Grand  Trunk  R.  Co.,  10  Ontario 
Reps.  714:  "I  wish  to  be  free  to  consider  whether  a  coi-poration  created  by  the 
Dominion  Parliament  must  not,  outside  of  its  corpoi"ate  powers  and  functions,  be 
regarded  as  a  single  entity  which  is,  as  far  as  the  exercise  of  civil  rights  are  concerned, 
not  expressly  provided  for  by  the  Act  of  incorporation,  subject  to  the  laws  respecting 
such  rights  within  the  Province  in  which  it  may  carry  on  its  authorized  business  or 
exercise  its  corporate  powers  ;  and  whether  in  this  respect  a  corporation  can  have  any 
greater  or  higher  rights  than  a  natural  person."  But  Mr.  Lefroy  contends  that, 
although  the  Dominion  Parliament  can  give  to  a  corporation  it  is  creating  any  powers  and 
functions  it  likes,  outside  "provincial  objects"  within  the  meaning  of  sub -sec.  11  of 
sec.  92  of  the  British  Xorth  America  Act,  it  can  only  regulate  its  exercise  of  civil  rights 
in  respect  to  the  classes  of  subjects  enumerated  in  section  91.  (Lefroy,  Leg.  Pow.  iu 
Canada,  p.  626.) 

§  183.    "  The  Issue  of  Paper  Money." 

The  Federal  Parliament  has  power  to  legalize  or  prohibit  the  issue  of  paper  money. 
Iu  this  respect  it  has  received  a  grant  of  power  conspicuously  more  liberal  than  that 
which  was  intended,  by  the  framers  of  the  American  Constitution,  to  be  conceded  to 
Congress.  At  the  time  when  that  Constitution  was  framed  general  apprehension  was 
felt  throughout  the  States  at  the  dangerous  strength  acquired  by  the  movement  in  favour 
of  paper  money.  Dtiring  the  War  of  Independence,  the  drain  on  the  financial  resources 
of  the  country  was  very  great,  and  consequently  distress  was  wide-spread  and  deep- 
seated.  (Fiske,  Critical  Periotl  of  American  History,  p.  67.)  In  order  to  raise  supplies 
the  Congress  of  the  Confederation  established  an  inconvertible  paper  currency.  In  1780 
the  continental  paper  currency  had  become  so  discredited  that  it  utterly  collapsed.  In 
1786,  it  is  said,  that  as  starving  men  dream  of  dainty  banquets,  so  a  craze  for  fictitious 
wealth,  in  the  shape  of  paper  money,  ran  like  an  epidemic  through  the  country. 
(Critical  Period  of  American  History,  p.  168.)  "Several  States  sought  to  apply  the 
paper  money  remedy  for  public  distress  ;  each  making  the  attempt  in  its  own  way.  In 
seven  States,  at  least,  the  '  rag-money  party,'  as  it  was  callefl,  dominated  the  legisla- 
tures. North  Carolina  issued  a  large  amount  of  paper.  It  was  no  sooner  placed  in 
circulation  by  the  Government  than  the  value  of  the  paper  dollar  fell  to  seventy  per 
cent,  of  its  face  value.  In  South  Carolina,  paper  money  was  issued,  but  the  planters 
and  merchants  refused  to  take  it  at  its  face  value.  In  Georgia,  paper  money  was  made 
a  legal  tender,  and  refusal  to  accept  it  was  declared  an  offence.  In  Pennsylvania  a 
guarded  attempt  was  made  to  issue  money  in  the  shape  of  bills  of  credit,  which,  however, 
were  not  made  legal  tender  for  the  payment  of  private  debts,  but  the  value  of  these  bills 
soon  fell  12  per  cent,  below  par.  In  New  York  a  million  dollars  were  issued  in  bills  of 
credit,  which  were  made  a  legal  tender,  but  their  value  similarly  declined.  A  'Rag- 
Money  Bill '  was  passed  in  Xew  Jersey,  but  the  merchants  of  New  York  and  Phila- 
delphia, who  traded  with  New  Jersey,  refused  to  accept  the  money,  and  it  became 
worthless.  In  Rhode  Island  the  paper  money  agitation  reached  a  white  heat.  Half  a 
million  rioUars  were  issued  in  scrip  to  be  loaned  to  the  farmers  on  the  security  of  a  mort- 
gage of  their  land.  The  merchants  refused  to  take  the  paper  dollars  at  their  face  value. 
An  act  was  passed  commanding  everyone  to  take  paper  money,  as  equivalent  for  gold, 
under  a  penalty  of  .5000  dollars,  and  loss  of  the  right  of  suffrage.  The  merchants  there- 
upon shut  up  their  shops.  A  terrible  crisis  followeti.  The  unhappy  little  State  was 
nicknamed  '  Rogues  Island.'  The  rag-money  movement  was  happily  defeated  in  Massa- 
chusetts.       Shay's  rebellion,    in  January,    17S7,    brought   matters   to   a   climax,  and 


580  COMMENTARIES  ON  THE  CONSTITUTIONT.  [Sec.Sl-xiii. 

hastened  the  calling  of  a  Convention  to  frame   a  national   Constitution."      (Critical 
Period  of  American  History,  p.  177.) 

Consequently,  when  the  Federal  Convention  met  in  August,  1787,  its  members  had  a 
full  knowledge  of  the  dangers  of  a  paper  currency.  When  it  was  proposed  to  give  the 
government  of  the  Union  power  to  borrow  money  and  emit  bills  on  the  credit  of  the 
United  States,  Gouverneur  Morris  "recited  the  history  of  paper  emissions  and  the  per- 
severance of  the  legislative  assemblies  in  repeating  them,  though  well  aware  of  all  their 
distressing  effects,  and  drew  the  inference  that,  were  the  national  legislature  formed, 
and  a  war  to  break  out,  this  ruinous  expedient,  if  not  guarded  against,  would  be  again 
resorted  to.  He  moved  to  strike  out  the  power  to  emit  bills  on  the  credit  of  the  United 
States."  If  the  government  of  the  Union  had  credit,  he  said,  it  could  borrow  money 
without  bills  ;  if  it  had  no  credit  such  bills  would  be  unjust  and  useless.  Other 
members  expressed  a  mortal  dread  and  hatred  of  paper  money,  and  urged  the  necessity 
of  disarming  the  central  government  of  such  a  power  ;  they  regarded  that  as  a  favourable 
moment  to  shut  and  bar  the  door  against  paper  money  for  ever.  James  Wilson  said 
"  paper  money  could  never  succeed  whilst  its  mischiefs  were  remembered,  and  so  long  as 
it  could  be  resorted  to  it  would  discourage  other  resources."  John  Langdon  "would 
rather  reject  the  whole  plan  of  Union  than  give  the  power."  Accordingly,  the  authority 
to  issue  bills  of  credit  that  would  be  a  legal  tender  was  refused  to  the  Federal  Govern- 
ment by  the  votes  of  nine  States  against  two.  "  Thus,"  wrote  Madison  "  the  pretext  for 
a  paper  currency,  and  particularly  for  making  bills  a  legal  tender,  either  for  public  or 
private  debts,  was  cut  off."     (Bancroft,  Constit.  Hist.  ii.  p.  134.) 

"  This  is  the  interpretation  of  the  clause,  made  at  the  time  of  its  adoption  alike  by 
its  authors  and  by  its  opponents,  accepted  by  all  the  statesmen  of  that  age,  not  open  to 
dispute  because  too  clear  for  ai'gument,  and  never  disputed  so  long  as  any  one  man  who 
took  part  in  framing  the  Constitution  remained  alive.  History  cannot  name  a  man  who 
has  gained  enduring  honour  by  causing  the  issue  of  paper  money."  (Bancroft,  Constit. 
Hist.  ii.  pp.  1.34-5-6.) 

"In  tlie  plan  of  government  concerted  between  the  members  from  Connecticut, 
especially  Sherman  and  Ellsworth,  tliere  was  this  further  article  :  '  That  the  legislatures 
of  the  individual  States  ought  not  to  possess  a  right  to  emit  bills  of  credit  for  currency, 
or  to  make  any  tender  laws  for  the  payment  or  discharge  of  debts  or  contracts  in  any 
manner  different  from  the  agreement  of  the  parties,  or  in  any  manner  to  obstruct  or 
impede  the  recovery  of  debts,  M^hereby  the  interests  of  foreigners  or  the  citizens  of  any 
other  State  may  be  affected.'  The  committee  of  detail  had  reported:  'No  State,  without 
the  consent  of  the  legislature  of  the  United  States,  shall  emit  bills  of  credit.'  With  a 
nobler  and  safer  trust  in  the  power  of  truth  and  right  over  opinions,  Sherman,  scorning 
compromise,  cried  out :  '  This  is  the  favourable  crisis  for  crushing  paper  money,'  and, 
joining  Wilson,  they  two  proposed  to  make  the  pi'ohibition  absolute.  Gorham  feared 
that  the  absolute  prohibition  would  rouse  the  most  desperate  opposition  ;  but  four 
northern  States  and  four  southei'n  States,  Marj'land  being  divided.  New  Jersey  absent, 
and  Virginia  alone  in  the  negative,  placed  in  the  Constitution  these  unequivocal  words  : 
'  No  State  shall  emit  bills  of  credit.'  The  second  part  of  the  clause,  'No  State  shall 
make  anj'thing  but  gold  and  .silver  coin  a  tender  in  payment  of  debts,'  was  accepted 
without  a  dissentient  State.  So  the  adoption  of  the  Constitution  is  to  be  the  end  for  ever 
of  paper  money,  whether  issued  by  the  several  States  or  by  the  United  States,  if  the 
Constitution  shall  be  rightly  interpreted  and  honestly  obeyed."     {Id.  pp.  136-7.) 

Never  were  the  founders  of  a  plan  of  government  more  resolved  to  deprive  a 
legislative  body  of  a  legislative  power  than  were  the  framera  of  the  Constitution  of  the 
United  States  of  America,  in  their  determination  not  to  clothe  Congress  with  authority 
to  issue  paper  money.  At  the  same  time,  they  created  a  judicial  tribunal  to  interpret 
and  uphold  that  Constitution,  and  the  time  came  when  that  tribunal  decided,  in  solemn 
judgment,  that  the  Constitution  had  dejure  actually  granted  to  Congress  a  power  which 
its  authors  had  openly  denied  it.  On  25th  February,  186*2,  during  the  financial  strain  of 
the  civil  war.  Congress  passed  an  Act  making  the  United  States  treasury  notes  lawful 
money.  It  was  sought  to  justify  this  measure  on  the  ground  that  Congress  had  power 
to  coin  money  ;  that  it  had  the  power  to  borrow  money  on  the  credit  of  the  United 
States  ;  that  it  had  power  to  declare  and  carry  on  war,  and  that  to  issue  treasury  notes 
and  make  them  legal  tender  was  a  necessary  incident  of  the  combined  power  to  coin  and 


§  183.]  POWERS  OF  THE  PARLIAMENT.  581 

borrow  money  and  prosecute  a  war.  The  validity  of  this  Act  was  tested  in  the  Supreme 
Court,  and  a  number  of  conflicting  decisions  were  given  thereon.  In  the  case  of  Willard 
t;.  Tayloe,  1870,  8  Wall.  5.57,  the  Court,  as  then  constituted,  decided  that  the  Act  could 
not  be  constitutionally  applied  to  contracts  in  existence  prior  thereto,  and  that  a  contract 
entered  into  before  the  Act  must  be  paid  in  coin  ;  in  Hepburn  r.  Griswold,  1870, 8  Wall. 
603,  it  was  decided  that  making  bills  of  credit  a  legal  tender  was  inconsistent  with  the 
spirit  of  the  Constitution,  and  in  violation  of  it. 

These  decisions  were  afterwards  revised  and  overruled  by  the  Court,  when  diflFerently 
constituted,  which  decided  that  the  Act  of  Congress  was  valid.  (Legal  Tender  Cases 
[1871],  12  Wall.  4.57.)  It  was  there  stated  by  the  Court  that  the  true  rule  of  construc- 
tion was  to  keep  in  view  the  object  for  which  powers  were  granted.  It  was  impossible 
to  know  what  the  non-enumerated  powers  are,  and  what  is  their  nature  and  extent, 
without  considering  the  purpose  they  were  intended  to  subserve.  These  purposes  were 
left  to  the  discretion  of  Congress,  subject  only  to  the  restrictions  that  they  be  not  pro- 
hibited, and  be  necessary  and  proper  for  the  carrying  into  execution  the  enumerated 
powers.  It  is  not  iudispensable  to  the  existence  of  any  power,  claimed  for  the  Federal 
Ck)vemment,  that  it  can  be  found  specified  in  words  in  the  Constitution,  or  clearly  and 
directly  traceable  to  some  one  of  the  specified  powers.  Its  existence  may  be  deduced 
from  more  than  one  of  the  substantive  powers  expressly  defined,  or  from  them  all  com- 
bined. It  is  allowable  to  group  together  any  number  of  them,  and  infer  from  them  all 
that  the  power  claimed  has  been  conferred.     (Baker,  Annot.  Const,  p.  15.) 

In  time  of  peac-e  (1878)  an  Act  of  Congress  was  passed  authorizing  the  issue  of 
treasurj-  notes  and  making  them  a  legal  tender.  The  Act  was  sustained  not  on  the 
ground  that  it  was  a  ^^ar  power,  but  on  the  ground  that  it  was  an  inherent  incident  of 
the  Federal  authority,  under  the  power  to  borrow  money  on  the  credit  of  the  United 
States,  and  to  issue  circulating  notes  for  the  money  borrowed.  The  authority  of 
Congress  to  define  the  quality  and  force  of  these  notes,  as  currency,  was  as  broad  as  the 
like  power  over  metallic  currency  under  the  power  to  coin  money  and  regulate  the  value 
thereof.  Under  the  two  powers,  taken  together,  Congress  was  authorized  to  establish 
a  national  currency,  either  in  coin  or  in  paper,  and  to  make  that  currencj'  lawful  money 
for  all  purposes,  as  regards  the  national  government  or  individuals,  and  this  whether  in 
time  of  war  or  peace.  (Juilliard  r.  Greenman  [lJ!84],  110  U.S.  421.  Baker,  Annot. 
Const,  pp.  15  and  19.) 

Referring  to  these  conflicting  decisions  of  the  Supreme  Court  on  a  constitutional 
question  of  great  moment,  Bryc-e  says  : — 

"  Two  of  its  later  acts  are  thought  by  some  to  have  affected  public  confidence.  One 
of  these  was  the  reversal,  first  in  1871,  and  again,  upon  broader  but  not  inconsistent 
grounds,  in  1884,  of  the  decision  given  in  1H70,  which  declared  invalid  the  Act  of 
Congress  making  government  paper  a  legal  tender  for  debts.  The  original  decision  of 
1870  was  renderetl  by  a  majority  of  five  to  three.  The  Court  afterwards  changed 
by  the  creation  of  an  additional  judgeship,  and  by  the  appointment  of  a  new  member 
to  fill  a  vacancy  which  occurred  after  the  settlement,  though  before  the  delivery, 
of  the  first  decision.  Then  the  question  was  brought  up  again  in  a  new  case  between 
different  parties,  and  decided  in  the  opposite  sense  (i.e.,  in  favour  of  the  power  of 
Congress  to  pass  legal  tender  Acts)  by  a  majority  of  five  to  four.  Finally,  in  1884, 
another  suit  having  brought  up  a  point  practically  the  same,  though  under  a  later  statute 
passed  by  Congress,  the  Court  determined  with  only  one  dissentient  voice  that  the 
power  existed.  This  last  decision  excited  some  criticism,  especially  among  the  more 
conservative  lawyers,  because  it  seemed  to  remove  restrictions  hitherto  supposed  to 
exist  on  the  authority  of  Congress,  recognizing  the  right  to  establish  a  forced  paper 
currency  as  an  attribute  of  the  sovereignly  of  the  national  government  But  be  the 
decision  right  or  wrong,  a  point  on  which  high  authorities  are  still  divided,  the  reversal 
by  the  highest  court  in  the  land  of  its  own  previous  decision  may  have  tended  to 
unsettle  men's  reliance  on  the  stability  of  the  law  ;  while  the  manner  of  the  earlier 
reversal,  following  as  it  did  on  the  creation  of  a  new  judgeship  and  tlie  appointment  of 
two  justices,  both  known  to  be  in  favour  of  the  view  which  the  majority  of  the  court 
had  just  disapproved,  disclosetl  a  weak  point  in  the  constitution  of  the  tribunal  which 
may  some  day  prove  fatal  to  its  usefulness."     (Bryce,  Amer.  Com.  vol.  i.  p.  263.) 


582  COMMENTARIES   ON  THE  CONSTITUTION.  [See.  61-xiv. 

Development  of  Implied  Powers. — "  The  three  lines  along  which  this  develop- 
ment of  the  implied  power  of  the  Government  has  chiefly  progressed,"  says  Bryce, 
"  have  been  those  marked  out  by  the  three  express  powers  of  taxing  and  borrowing 
money,  of  regulating  commerce,  and  of  carrying  on  war.  Each  has  produced  a  progeny  of 
subsidiary  powers,  some  of  which  in  their  turn  have  been  surrounded  by  an  unexpected 
offspring.  Thus  from  the  taxing  and  borrowing  powers  there  sprang  the  powers  to 
charter  a  national  bank  and  exempt  its  branches  and  its  notes  from  taxation  by  a  State 
(a  serious  restriction  on  State  authority)  to  create  a  system  of  custom-houses  and 
i-evenue  cutters,  to  establish  a  tariff  for  the  protection  of  native  industry.  Thus  the 
regulation  of  commerce  has  been  construed  to  include  legislation  regarding  every  kind  of 
transportation  of  goods  and  passengers,  whether  from  abroad  or  from  one  State  to 
another,  regarding  navigation,  maritime  and  internal  pilotage,  maritime  contracts,  &c., 
together  with  the  control  of  all  navigable  waters,  the  construction  of  all  public  works 
helpful  to  commerce  between  States  or  with  foreign  countries,  the  power  to  prohibit 
immigration,  and  finally  a  power  to  establish  a  railway  commission  and  control  all  inter- 
state traffic.  The  war  power  proved  itself  even  more  elastic.  The  executive  and  the 
majority  in  Congress  found  themselves,  during  the  War  of  Secession,  obliged  to  stretch 
this  power  to  cover  many  acts  trenching  on  the  ordinary  ^rights  of  the  States  and  of 
individuals,  till  there  ensued  something  approaching  a  suspension  of  constitutional 
guarantees  in  favour  of  the  Federal  Government.  The  courts  have  occasionally  gone 
even  further  afield,  and  have  professed  to  deduce  certain  powers  of  the  legislature 
from  the  sovereignty  inherent  in  the  National  govei-nment.  In  its  last  decision  on 
the  legal  tender  question,  a  majority  of  the  Supreme  Court  seems  to  have  placed  upon 
this  ground,  though  with  special  reference  to  the  section  enabling  Congress  to  borrow 
money,  its  affirmation  of  that  competence  of  Congress  to  declare  paper  money  a  legal 
tender  for  debts,  which  the  earlier  decision  of  1871  had  referred  to  the  war  power. 
This  position  evoked  a  controversy  of  wide  scope,  for  the  question,  what  sovereignty 
involves,  is  evidently  at  least  as  much  a  question  of  political  as  legal  science,  and  may 
be  pushed  to  great  lengths  upon  considerations  with  which  law  proper  has  little  to  do." 
<Bryce,  Amer.  Com.  I.  pp.  371-2.) 


51.  (xiv.)  Insurance^^*,  other  than  State  insurance^®^  ;  also 
State  insurance  extending  beyond  the  limits  of  the  State 
concerned  : 

Historical  Note. — This  sub-section  was  first  introduced  in  the  Adelaide  draft  in 
the  following  form  : — "Insurance,  including  State  insurance  extending  beyond  the  limits 
of  the  State  concerned."  In  Committee,  it  was  amended  by  omitting  the  words  "includ- 
ing State  insurance  extending,"  &c.  Mr.  Walker  opposed  the  exception  of  State 
insurance.     (Couv.  Deb.,  Adel.,  pp.  779-82.) 

At  Sydney,  a  suggestion  of  the  Legislative  Council  of  New  South  Wales  to  insert 
"  Assurance  and  "  was  negatived  as  unnecessary  ;  and  another  suggestion  by  the  same 
Chamber  to  omit  the  words  "excluding  State  insurance,"  &c.,  was  also  negatived,  A 
drafting  amendment  was  subsequently  made.     (Conv.  Deb.,  Syd.,  1897,  pp.  1075-6.) 

§  184.    "  Insurance." 

Insurance  is  the  act  of  insuring  or  assuring  against  loss  or  damage  bj'  a  contingent 
event.  A  contract  whereby  for  a  stipulated  consideration,  called  a  premium,  one  i)arty 
called  the  insurer  undertakes  to  indemnify  or  guarantee  anotlier  party  called  the  insured 
against  loss,  is  called  fire,  accident  or  marine  insurance,  as  the  case  may  be  ;  a  contract 
whereby  the  insurer  guarantees  the  insured  against  the  negligence  or  default  of  another 
is  called  indemnity  insurance  ;  a  contract  whereby  tho  insurer  undertakes  to  pay  the 


4§  1S4 185.]  POWERS  OF  THE  PARLIAMENT.  583 

representatives  or  nominees  of  the  insured  a  certain  sam  of  money,  iipon  the  death  of 
the  insured,  is  called  life  insurance  ;  a  contract  containing  a  combination  of  life  insur- 
ance with  investment,  as  that  if  the  insured  die  before  a  specified  time  the  insurance 
money  becomes  due  at  once  and  is  payable  to  the  representatives  or  nominees  of  the 
insured,  but  if  the  insured  survives  that  time  it  is  payable  to  himself  or  at  his  direction 
— is  called  endowment  insurance. 

It  has  recently  become  usual  to  speak  of  "assurance"  when  the  contingency 
"  assured  "  against  is  one  which  must  happen  sooner  or  later — e.g.,  death  ;  and  to  speak 
of  "  insurance  "  when  the  contingency  "  insured  "  against  is  one  which  may  never  happen 
— e.gr.,  fire  or  shipwreck.  The  word  "insurance,"  however,  is  still  used  generally  as 
including  both  insurance  and  assurance,  and  that  is  clearly  its  scope  in  this  sub-section. 
(See  Historical  Xote,  iupra.) 

Under  the  Constitution  of  the  United  States,  which  gives  no  power  to  Congress  to 
deal  with  insurance,  it  has  been  decided  that  the  business  of  insurance  is  not  commerce  ; 
and  a  corporation  of  one  State  doing  insurance  in  another  is  not  engagetl  in  commerce 
among  the  States.  (Liverpool  Insurance  Co.  f.  Massachusetts,  lOWall.  566. )  Issuing 
a  policy  of  insurance  is  not  a  transaction  of  commerce,  and  so  is  not  subject  to  congres- 
sional regulation.  (Paul  v.  Virginia,  8  Wall.  168.)  A  law  of  a  State  which  requires 
insurance  companies  of  other  States  to  file  bond  and  security,  &c.,  before  issuing 
policies  in  such  State,  is  not  a  regulation  of  commerce,  and  is  constitutional.  (Paul  v. 
Virginia,  8  Wall.  168  ;  Doyle  v.  Continental  Insurance  Co.,  94  U.S.  535.) 

The  Federal  control  over  insurance  extends,  in  the  same  manner  as  the  Federal 
control  over  banking,  to  any  form  of  insurance  throughout  the  Commonwealth,  except 
insurance  organized  and  carried  on  by  the  government  of  a  State  and  confined  to  the 
limits  of  the  State. 

§  185.    ''Other  than  State  Insurance." 

These  are  words  of  exception,  reserving  to  a  State  the  control  over  insurance 
business  organized  and  conducted  by  the  government  of  the  State.  (See  rule  for  constni- 
ing  exceptions,  sttpra,  %  180,  "Other  than  State  Banking.") 

0\'ERLAPPiso  Powers. — The  extent  to  which  the  law  relating  to  insurance  may,  for 
a  time,  be  considered  as  a  divisible  poM'er,  partly  exercised  by  the  Federal  Parliament 
and  partly  exercised  by  the  State  legislatures,  is  illustrated  by  one  of  the  leading 
Canadian  cases.  (Citizens'  Insurance  Co.  v.  Parsons,  7  App.  Cas.  96.  [1881].)  As  an 
insurance  case,  the  Citizens"  Insurance  Co.  v.  Parsons  is  appropriately  mentioned  in 
connection  with  this  sub-section,  but  it  is  a  remarkably  apt  exemplification  of  the  com- 
peting and  overlapping  operation  of  powers  in  a  Federal  Constitution,  and  of  the  manner 
in  which  one  subject  may  be  governed  by  two  sets  of  laws.  Thus  a  power  to  make  laws 
with  respect  to  insurance  is  apparently  a  wide  power.  But  does  it  include  the 
power  to  regulate  the  manner  in  which  contracts  relating  to  insurance  must  be  made  ? 
Suppose  the  Federal  Parliament  should  pass  a  Federal  Insurance  Act,  providing  for  the 
incorporation  of  insurance  companies  and  defining  their  legal  rights,  privileges,  duties, 
and  responsibilities  :  Could  such  a  law  remove  insurance  companies,  and  the  subject  of 
insurance,  absolutely  from  the  domain  of  State  legislation  ?  The  case  of  the  Citizens' 
Insurance  Co.  v.  Parsons  throws  some  light  on  this  problem,  though  it  is  necessary  to 
bear  in  mind  the  caution  already  given  that  the  Canadian  Constitution,  ^rith  its  two 
areas  of  exclusive  powers,  is  unlike  the  Constitution  of  the  Commonwealth. 

In  that  case  the  question  raised  was  as  to  the  constitutionality  of  the  Ontario  Act,  39 
Vic.  c.  24,  to  secure  uniform  conditions  in  policies  of  fire  insurance,  and  whether  such 
an  act  was  %iltra  vires  as  being  in  excess  of  provincial  authority.  This  company  was 
incorporated  under  an  Act  passed  by  the  Dominion  Parliament,  which  claimed 
jurisdiction  to  deal  v,'ith  iusurance,  not  by  virtue  of  a  specific  grant  of  power  (as  in  the 
Constitution  of  the  Commonwealth),   but  by  virtue  of  its  exclusive  power  to  regulate 


584  COMMENTAUIES  ON  THE  CONSTITUTION.    [Sec.  51-xv. 

trade  and  commerce  and  its  residuary  power  to  legislate  for  the  peace,  order,  and  good 
government  of  Canada  in  respect  of  all  matters  not  exclusively  assigned  to  the  Provinces. 
A  general  insurance  law,  38  Vic.  c.  20,  was  passed  by  th|  I>ominion  Parliament,  which, 
among  other  things,  required  all  insurance  companies,  wnether  incorporated  by  foreign, 
Dominion,  or  provincial  authority,  to  obtain  licenses  from  the  Minister  of  Finance  as  a 
condition  of  their  carrying  on  business  within  the  Dominion.  Such  licenses  could  only 
be  granted  upon  compliance  with  the  conditions  of  the  Act.  The  legislature  of  Ontario 
passed  the  Act  39  Vic.  c.  24,  providing  that^fcertain  conditions  set  forth  in  the  schedule 
thereto  should  be  deemed  to  be  part  of  every  policy  of  fire  insurance,  thereafter  entered 
into  in  Ontario,  with  respect  to  any  property  therein  ;  that  such  conditions  should  be 
printed  on  every  policy  with  the  heading  "  statutory  conditions  ;  "  that  if  a  company  or 
insurer  desired  to  vary  such  conditions,  or  to  omit  any  of  them,  or  to  add  new  conditions, 
these  variations  should  be  added  in  conspicuous  type.  This  Act  was  passed  by  the 
legislature  of  Ontario  under  the  exclusive  power  of  the  Provinces  to  pass  laws  in 
relation  to  "property  and  civil  rights  in  the  Province."  (British  North  America  Act, 
sec.  92,  subs.  13.) 

The  Act  Mas  impeached  by  the  Citizens'  Insurance  Co.  as  an  excess  of  legislative 
power,  and  as  an  encroachment  on  the  jurisdiction  assigned  to  the  Dominion  Parliament. 
The  Privy  Council  upheld  the  Act  on  the  ground  that  it  related  to  property  and  civil 
rights  within  tho  Province.  In  delivering  the  judgment  of  the  Board,  Sir  Montague  E. 
Smith  said  that  "property  and  civil  rights  "  were  sufficiently  large  to  embrace,  in  their 
fair  and  ordinary  meaning,  rights  arising  from  contracts,  and  such  rights  were  not 
included  in  any  of  the  enumerated  classes  of  subjects  exclusively  assigned  to  the 
Parliament  of  the  Dominion  by  sec.  91  of  the  British  North  America  Act.  In  looking 
at  section  91,  it  would  be  found  not  only  that  there  is  no  class  including,  generally, 
contracts  and  the  rights  arising  from  them,  but  that  one  class  of  contracts  is  mentioned, 
namely,  "bills  of  exchange  and  promissory  notes"  (sub-sec.  18)  which  it  would  have 
been  unnecessary  to  specify,  if  authority  over  all  contracts  and  the  rights  arising  from 
them  had  belonged  to  the  Dominion  Parliament. 

The  difference  between  the  Canadian  Constitution  and  that  of  the  Commonwealth  in 
respect  to  insurance  is: — (1)  That  the  Parliament  of  the  Dominion  is  not  specifically 
assigned  jurisdiction  in  reference  to  that  subject  ;  its  jurisdiction  is  based  on  its  general 
and  residuary  power  ;  whereas  the  Parliament  of  the  Commonwealth  is  explicitly 
empowered  to  make  laws  in  respect  to  insurance  ;  (2)  that  the  Provinces  of  Canada  are 
assigned  exclusive  authority  to  make  laws  with  respect  to  "  property  and  civil  rights," 
whereas  the  States  of  the  Commonwealth  are  given  no  such  exclusive  power,  their 
authority  over  ' '  property  and  civil  rights  "  being  part  of  their  general  and  residuary 
power.  By  virtue  of  tho  power  reserved  to  the  State  Parliaments,  under  sec.  107  of 
this  Constitution,  they  would  be  able  to  pass  laws  determining  the  manner  in  which 
contracts  should  be  made  and  the  conditions  and  incidents  presumed  to  be  annexed 
thereto,  in  the  absence  of  express  agreement  to  the  contrary.  And  siich  laws  would  be 
binding  on  companies  incorporated  by  Federal  law,  until  they  became  inconsistent  with 
the  law  of  the  Commonwealth.  Whether  the  Federal  Pai-liament  could  pass  laws 
determining  the  manner  in  which  Federal  corporations  should  enter  into  contracts  is  a 
question  for  judicial  determination  when  the  case  arises. 


51.  (xv.)  Weights  and  measures^^: 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "  to 
fix  the  standard  of  weights  and  measures."  (Art.  I.  sec.  8,  sub-s.  5.)  "  Weights  and 
measures"  are  specified  in  the  British  North  America  Act  (sec.  91,  sub-s.  17).  Earl 
Grey's  Committee  in  1849  proposed  to  give  the  General  Assembly  legislative  power  as  to 
the  regulation  of  weights  and  measures  (p.  85,  Hupra).  This  subject  was  also  included 
in  Wentworth's  Memorial  in  1857   (p.  94,  supra)  in  the  Federal  Council  of  Australasia 


§§  186-187.]  POWERS  OF  THE  PARLIAMENT.  585 

Act,  1885  (p.  112,  8tqjra)y  aod  in  the  Commonwealth  Bill  of  1891.     It  appeared  in  the 
Adelaide  draft  of  1897,  and  was  adopted  without  debate. 

§  186.    "Weights  and  Measures.'* 

The  power  to  fix  the  standard  of  weights  and  measures  is  necessarih-  a  branch  of 
the  power  to  regulate  trade  and  commerce  ;  and  it  could,  no  doubt,  have  been  exercised 
by  the  Federal  Parliament  even  if  this  sub-section  did  not  appear  in  the  Constitution. 
It  is  not  au  exclusive  power  vested  in  the  Federal  Parliament,  as  against  the  States. 
The  Federal  Parliament  is  under  no  immediate  obligation  to  occupy  the  ground  capable 
of  being  covered  by  legislation  of  this  description.  Until  it  does  so  the  States  will 
continue  to  regulate  the  local  systems  of  weights  and  measures  ;  and  their  laws  will  not 
be  superseded  until  the  Federal  Parliament  passes  a  uniform  system  applicable  to  the 
whole  of  the  Commonwealth.  The  States  have  already  adopted  common  standards  of 
weights  and  measures,  and  consequently  Federal  legislation  may  not  be  necessary,  until 
the  time  is  ripe  for  the  adoption  of  a  new  and  general  reform,  such  as  the  metric  system, 
which  in  America  has  been  rendered  lawful  but  not  obligatory.  "I  think,"  says 
Burgess,  "  that  is  an  unfortunate  beginning.  It  may  introduce  great  confusion  where 
we  now  have  substantial  uniformity.  Under  existing  conditions,  it  is  certainly  better 
either  to  do  nothing  at  all,  or  to  make  some  system  obligatory  as  well  as  lawful." 
(Burgess,  Political  Sc.  II.  p.  141.) 


51.  (xvi.)  Bills  of  exchange^^"  and  promissory  notes  : 

Historical  Note. — This  sub-section  was  adopted  from  the  British  North  America 
Act  (sec.  91,  sub-s.  18),  and  the  Federal  Coimcil  of  Australasia  Act,  1S85.  It  appeared 
in  the  Drafts  of  1891  and  1897,  and  was  adopted  by  both  Conventions  without  debate. 

§  187.    "Bills  of  Exchange." 

Bills  of  exchange  and  promissory  notes  are  a  species  of  mercantile  currency  and 
derived  from  the  customs  of  trading  communities  and  regulated  and  protected  by  law. 
They  are  otherwise  known  as  "  negotiable  instrimients  "  which  when  drawn  according 
to  legal  forms,  signed  by  the  parties  intended  to  be  bound,  and  duly  stamped  as 
required  by  revenue  laws,  are  regarded  as  incontestable  acknowledgments  of  debts, 
fixing  a  precise  time  for  paj'ment  and  passing  from  hand  to  hand  in  a  manner  somewhat 
similar  to  bank  notes. 

Negotiable  instruments,  such  as  bills  of  exchange  and  promissorj'  notes,  come  tmder 
a  branch  of  the  law  of  contracts.  It  is  worth  noticing  that,  strictly  speaking,  this  is 
the  only  branch  of  the  law  of  contracts  (with  the  possible  exception  of  "insurance,"  see 
Note,  §  185,  supra)  Mhich  is  specifically  eniimerateti  in  the  list  of  powei-s  confeiTed  on 
the  Federal  Parliament.  It  is  true  that  "marriage"  is  found  in  sub-sec.  21,  but 
marriage  is  something  more  than  a  contract ;  it  is  a  legal  status  involving  an  aggregation 
of  rights  and  duties  determined  by  law.  This  assignment  of  one  or  two  isolated 
classes  of  contracts  to  Federal  jurisdiction  may,  when  read  in  conjunction  with  the 
maxim  exjtressio  tinius  excluiio  arteritis,  lead  to  important  consequences  in  the  interpre- 
tation of  the  Constitution,  when  the  question  at  issue  is  whether  a  State  law  relating 
to  contracts  is  to  prevail  in  regulating  a  subject  assigned  to  the  Federal  Parliament, 
such  as  banking,  insurance,  and  corporations.  This  question  was  discussed  in  the 
Citizens'  Insurance  Co  f.  Parsons,  7  App.  Cas.  96.  In  the  course  of  the  judgment  in 
that  case,  sustaining  the  Ontario  law  of  fire  insurance  contracts,  the  Privy  Council  laid 
stress  on  the  fact  that  among  the  subjects  assigned  to  the  Dominion  Parliament  there 
was  no  class  including,  generally,  contracts  and  the  rights  arising  from  them,  but  that 
one  class  of   contracts  was  enumerated,   namely,   "  bills  of  exchange  and  promissory 


586  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  51- xvii. 

notes."  which  it  would  have  been  unnecessary  to  specify,  if  authority  over  all  contracts 
and  the  rights  arising  from  them  had  belonged  to  the  Dominion  Parliament.  (Note, 
§  185,  supra.) 


51    (xvii.)  Bankruptcy  and  insolvency^^^  : 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "to 
establish  uniform  laws  on  the  subject  of  bankruptcies  throughout  the  United  States." 
(Art.  I.  sec.  8,  sub-s.  4.)  "Bankruptcy  and  insolvency"  are  enumerated  in  the  British 
North  America  Act,  sec.  91,  sub-s.  21.  This  sub-section  was  included  in  the  draft 
Commonwealth  Bill  of  1891,  and  afterwards  in  the  Adelaide  draft  of  1897.  At  Sydney, 
a  suggestion  by  both  Houses  of  the  New  South  Wales  Parliament,  to  add  "and 
lunacy,"  was  negatived.  (Conv.  Deb.,  Syd.,  pp.  1076-7;  and  see  Historical  Note  to 
sub-s.  28.) 

§  188.     "  Bankruptcy  and  Insolvency." 

"  Nothing,"  says  Sir  Henrj^  Maine,  "strikes  the  scholar  and  jurist  more  than  this 
severity  of  ancient  systems  of  law  towards  the  debtor,  and  the  extravagant  powers 
which  they  lodge  in  the  creditor."  It  brought  many  early  States  to  the  brink  of  ruin. 
In  early  Athens  enslavement  for  debt  was  a  fundamental  law.  Such  was  the  sanctitj'  of 
contract  in  the  estimation  of  Roman  law  that  during  the  history  of  the  Republic  there 
was  no  mercy  for  the  insolvent  debtor.  It  was  not  until  the  time  of  Julius  Caesar  that  a 
debtor  became  entitled  to  his  discharge  on  formally  giving  up  everything  to  his  creditors — 
cessio  honorum.  This  cesaio  honorum  marks  the  commencement  of  the  true  principle  of 
bankruptcy.     (Ancient  Law,  p.  321  ;  Poste's  Gains,  p.  347.) 

"  The  early  Teutonic  codes  exhibit  the  same  Draconian  severity  as  those  of  Rome 
and  Greece.  The  insolvent  debtor  falls  under  the  power  of  his  creditor,  and  is  subject 
to  personal  fetters  and  chastisement;  and  later  on,  among  the  Germans,  the  witepeow 
might  often  be  seen  working  out  by  his  labours  a  debt  that  was  due  to  his  master.  It  i>i 
not  a  little  remarkable,  as  Sir  Frederick  Pollock  and  Professor  Maitland  observe, 
apropos  of  the  above  (History  of  English  Law),  that  our  common  law  knew  no  process 
whereby  a  man  could  pledge  his  body  or  liberty  for  pa3'ment  of  a  debt  ;  neither 
at  common  law  was  the  body  of  the  debtor  liable  to  execution  for  debt,  except  in  the 
case  of  the  king's  debtor.  It  is  interesting  to  observe  how  imprisonment  for  debt  came 
about.  No  right  of  arrest  on  a  judgment  in  debt  is  given  by  the  express  words  of  any 
Statute,  but  the  law  gave  in  certain  cases  a  right  to  arrest  a  delinquent  or  defaulter  for 
the  purpose  of  securing  his  appearance  at  trial,  where,  for  instance,  he  was  flj'ing  the 
realm  ;  and  it  came  to  be  held,  by  some  strange  mediaeval  logic,  that  wherever  the  law 
gave  this  right  of  arrest  on  mesne  process,  a  capias  ad  satisfaciendum  would  lie  upon 
the  judgment  itself  (1795,  3  Salk.  286).  Thus  began  the  long  and  dreary  annals  of 
bailiffs,  sponging-houses,  the  Marshalsea  and  the  Fleet."  (p]ncyo.  Laws  of  Eng.  vol.  i. 
pp.  483-4. ) 

The  historical  distinction  between  bankruptcy  and  insolvency  is,  that  insolvency 
laws  were  intended  for  the  benefit  and  relief  of  ordinary  private  debtors,  poor  and 
distressed,  but  honest ;  whilst  bankruptcy  laws  were  those  specially  designed  and 
passed  for  the  protection  of  creditors  against  insolvent  traders  and  particularly  against 
fraudulent  traders.  The  embryo  of  English  bankruptcy  legislation  is  to  be  found  in 
the  Statute  34  and  35  Henry  VIII.  c.  4,  "  against  such  as  do  make  bankrupt."  This 
Act  recited  that : 

"  Divers  and  sundry  persons,  craftily  obtaining  into  their  hands  great  substance  of 
other  men's  goods,  do  suddenly  flee  to  parts  unknown,  or  keep  their  houses,  not 
minding  to  pay  or  restore  to  any  their  creditors  their  debts  and  duties,  but  at  their  own 
wills  and  pleasures  consume  the  substance  obtained  by  credit  of  other  men  for  their  own 
pleasure  and  delicate  living,  against  all  reason,  equity,  and  good  conscience." 

Genkkal  Scope. — Bankruptcy  and  insolvency  legislation  is  a  most  comprehensive 
subject.  Generally  stated,  it  embraces  a  large  part  of  the  law  regulating  the  relations 
of  debtor  and  creditor,  before  and  during  insolvency  ;  the  acts  or  defaults  of  a  debtor 


^  188.]  POWERS  OF  THE  PARLIAMENT.  587 

■which  render  him  amenable  to  what  Wliarton  in  his  work  on  Private  International  Law 
<lescribes  as  "National  execution  against  the  assets  of  an  insolvent  debtor;"  the 
organization  of  insolvency  and  bankruptcy  courts  and  proceedings  in  connection  there- 
with ;  the  investigation  of  the  business  dealings  and  transactions  of  an  insolvent ;  the 
pursuit  and  recovery  of  assets  fraudulently  disposed  of  in  order  to  defeat  creditors  ;  the 
rescission  of  voluntary  conveyances  and  other  transactions  amounting  to  fraudulent 
preferences  ;  the  eflfect  of  legal  executions  at  the  suit  of  judgment  creditors  ;  what  is 
protected  from  and  what  liable  to  such  executions  ;  the  seizure  of  an  insolvent's  assets 
for  the  benefit  of  his  creditors  generallj-  ;  the  distribution  of  his  assets  among  his 
«reditoi-s  ;  the  release,  partial  or  conditional  or  absolute,  of  an  honest  but  unfortunate 
<lebtor  ;  the  pimishment  of  a  dishonest  debtor.  Bankruptcy  and  insolvency  law  may 
^Iso  include  compositions,  compromises,  arrangements,  and  assignments  for  the  benefit 
of  creditors,  as  alternatives  to  compulsory  insolvencj".  The  winding  up  of  corporations 
unable  to  pay  their  debts  is  an  important  branch  of  insolvency  jurisdiction.  An 
insolvency  law  would  also  include  all  ancillary  provisions  necessary  to  prevent  it  from 
being  defeated. 

A  CoNCURBEXT  Statb  AND  Fedbbal  I'owek. — The  bankruptcy  and  insolvency 
jurisdiction  is  not  an  exclusive  power  of  the  Federal  Parliament,  like  that  con- 
ferred on  the  Parliament  of  Canada ;  it  is  a  concurrent  power.  Until  the  Federal 
Parliament  has  passed  laws  inconsistent  with  State  laws  bearing  on  the  question,  State 
laws  will  remain  in  full  force  and  effect  ;  and  until  the  Federal  Parliament  has  occupied 
the  whole  area  capable  of  being  covered  by  the  subject,  the  States  may  continue  to  pass 
other  bankruptcj'  and  insolvency  law  s,  and  may  enforce  them  as  long  as  they  do  not 
conflict  with  Federal  laws  (sec.  107-109).  The  cases  decided  xmder  the  Constitution  of 
the  United  Stat«s  are  valuable  as  illustrating  the  operation  of  concurrent  laws ;  those 
under  the  Canadian  Constitution  are  onl^-  useful  as  decisions  showing  what  insolvency 
and  bankruptcy  legislation  is  capable  of  including,  and  as  showing  what  are  merely 
matters  of  local  and  private  interests. 

American  Cases. — Under  the  Constitution  of  the  United  States  a  State  legislature 
inaj-  enact  a  valid  law  on  the  subject  of  bankruptcy  if  there  is  no  act  of  Congress  at  the 
time  in  force  establishing  a  uniform  system  of  bankraptcy  with  which  such  law 
conflicts.     (Sturges  r.  Crowninshield,  4  Wheat.  122.     Baker,  Annot.  Const,  p.  44.) 

This  power  does  not  exclude  the  right  of  a  State  to  legislate  on  the  same  subject, 
except  when  the  power  is  actually  exercised  by  the  Federal  legislature,  and  the  State 
laws  conflict  therewith.     (Ogden  i-.  Saunders,  12  Wheat.  21:^.     Id.  p.  45.) 

An  insolvent  debtor  who  has  received  a  certificate  of  discharge  from  imprisonment, 
imder  a  State  insolvency  law,  is  not  thereby  entitled  to  be  discharged  under  an  execution 
against  his  person  at  suit  of  the  federal  government.  (United  States  v.  Wilson,  8 
Wheat.  •25.3.     Id.) 

Insolvency  laws  of  one  State  cannot  discharge  the  contracts  of  citizens  of  another 
State,  even  where,  by  the  terms  of  the  contract,  it  is  to  be  performed  in  the  State 
enacting  the  insolvency  law.    (Baldwin  v.  Bank  of  Newbury,  1  Wall.  234.     Jd.) 

A  State  insolvency  law  is  valid,  although  enacted  while  a  national  bankruptcy  law 
is  in  force  ;  and  takes  efiect  upon  the  repeal  of  the  latter.  (Tua  v.  Carriere,  il7  U.S. 
201.     Id.) 

State  bankruptcy  laws  have  no  extra-territorial  efiect  and  cannot  operate  upon 
non-residents.     (Baldwin  r.  Hale,  1  Wall,  223.     Id.  ] 

A  person  in  custody  under  a  ca.  -la.,  issued  by  the  authority  of  a  court  of  the  United 
States,  cannot  legalU*  be  released  bv  a  State  ofiicer  acting  under  a  State  insolvency 
law.     (Duncan  v.  Darst,  1  How.  301.'    Id.) 

A  discharge  from  bankruptcy  under  a  State  law  is  no  bar  in  the  courts  of  the  United 
States  or  of  another  State  to  non-resident  creditors.  (Gilman  v.  Lockwood,  4  'Wall.  409. 
Id.) 

The  power  of  Congress  to  enact  bankruptcy  laws  is  not  limited  to  the  enactment  of 
such  laws  as  existed  in  England  at  and  prior  to  the  adoption  of  the  Constitution.  {Re 
Klein,  1  How.  277.     Id.) 

Federal  laws  ma\-  relieve  against  debts  contracted  prior  to  the  enactment  of  such 
laws.     (Re  Klein,  1  How.  277 ;  Carpenter  v.  Pennsylvania,  17  How.  456.     Id.) 


588  COMMENTARIES  ON  THE  CONSTITUTION.  [Seo.51-j 


Canadian  Cases. — The  legislature  of  Quebec  passed  an  act  for  the  relief  of  a  benefit 
and  benevolent  society,  named  L'Union  St.  Jacques  de  Montreal  ;  imposed  a  forced 
commutation  of  their  existing  rights  upon  two  widows  who  were  annuitants  of  the  society, 
under  its  rules,  reserving  to  them  the  rights  so  impaired  in  the  future  possible  event  of 
the  improvement  in  the  affairs  of  the  society.  In  an  action  which  came  before  the  Privy 
Council,  on  appeal,  this  law  was  attacked  on  the  ground  that  it  dealt  with  insolvency. 
The  Privy  Council  held  that  this  was  clearly  a  local  and  private  matter  within  the 
competence  of  the  provincial  legislature,  in  the  absence  of  federal  legislation  dealing  with 
insolvency  in  a  manner  applicable  to  the  circumstances.  (L'Union  St.  Jacques  de 
Montreal  v.  Belisle,  L.R.  6  P.C.  31.) 

' '  Alluding  to  the  hypothesis  of  a  law  having  been  previously  passed  by  the  Dominion 
Parliament,  to  the  effect  that  any  Association  of  that  particular  kind,  throughout  the 
Dominion,  on  certain  specified  conditions,  assumed  to  be  exactly  those  which  appeared 
upon  the  face  of  the  statute  in  question,  should  thereupon  ipso  faclo  fall  under  the  legal 
administration  in  bankruptcy  or  insolvency,  the  Privy  Council  said  they  were  by  no 
means  prepared  to  say  that  if  any  such  law  as  that  had  been  passed  by  the  Dominion 
legislature  it  would  have  been  within  the  competency  of  the  provincial  legislature 
afterwards  to  take  a  particular  Association  out  of  the  scope  of  a  general  law  of 
that  kind,  so  competently  passed  by  the  authority  which  had  power  to  deal  with 
bankruptcy  and  insolvency."  (L'Union  St.  Jacques  v.  Belisle,  L.R.  6  P.C.  pp.  36-7; 
Lef roy,  Legisl.  Power  in  Can.  p.  684. ) 

In  the  case  of  Cushing  v.  Dupuy  it  was  argued  that  the  Canadian  Insolvency  Act, 
1875,  interfered  with  property  and  civil  rights  and  was  therefore  ultra  vires.  In  answer 
to  the  objection  the  Privy  Coixncil  (per  Sir  Montagu  E.  Smith)  said — 

"It  would  be  impossible  to  advance  a  step  in  the  construction  of  a  scheme  for  the 
administration  of  insolvent  estates  without  interfering  with  and  modifying  some  of  the 
ordinary  rights  of  property  and  other  civil  rights,  nor  without  providing  some  moile  of 
special  procedure  for  the  vesting,  realization  and  distribution  of  the  estate,  and  the 
settlement  of  the  liabilities  of  the  insolvent.  Procedure  must  necessarily  form  an 
essential  part  of  any  law  dealing  with  insolvency.  It  is  therefore  to  be  presumed, 
indeed  it  is  a  necessary  implication,  that  the  Imperial  statute,  in  assigning  to  the 
Dominion  Parliament  the  subjects  of  bankruptcy  and  insolvency,  intended  to  confer  on 
it  legislative  power  to  interfere  with  property,  civil  rights,  and  procedure  within  the 
provinces,  so  far  as  a  general  law  relating  to  these  subjects  might  affect  them."  (5  App. 
Cas.  415.) 

In  the  Assignment  for  Creditors'  Act,  passed  by  the  Legislature  of  Ontario  (Rev. 
Stat.,  1887,  c.  124,  sec.  9)  it  was  provided  that  an  assignment  for  the  general  benefit  of 
creditors  under  that  Act  should  take  precedence  of  all  judgments  and  executions  not 
completely  executed  by  payment,  subject  to  any  lien  of  an  execution  creditor  for  his 
costs.  The  validity  of  this  Act  was  called  into  question  in  the  case  of  the  Attorney- 
General  of  Ontario  v.  the  Attorney-General  of  Canada,  on  the  ground  that  it  encroached 
on  the  Federal  power  in  respect  of  insolvency.  In  the  judgment  of  the  Privy  Council  it 
was  said — 

"It  is  not  necessary,  in  their  Lordships'  opinion,  nor  would  it  be  expedient,  to 
attempt  to  defijie  what  is  covered  by  the  words  '  bankruptcy  '  and  '  insolvency '  in  sec. 
91  of  the  British  North  America  Act.  But  it  will  be  seen  that  it  is  a  feature  common  to 
all  the  systems  of  bankruptcy  and  insolvency  to  which  reference  has  been  made,  that  the 
enactments  are  designed  to  secure  that  in  the  case  of  an  insolvent  person  his  assets  shall 
be  rateably  distributed  amongst  his  creditors,  whether  he  is  willing  that  they  shall  be  so 
distributed  or  not.  Although  provision  may  be  made  for  a  voluntary  assignment  as  an 
alternative,  it  is  only  as  an  alternative.  In  reply  to  a  question  put  by  their  Lordships, 
the  learned  counsel  for  the  respondent  were  unable  to  point  to  any  scheme  of  bankruptcy 
or  insolvency  legislation  which  did  not  involve  some  power  of  compulsion  by  process  of 
law  to  secure  to  the  creditors  the  distribution  amongst  them  of  the  insolvent  debtor's 
estate.  In  their  Lordships'  opinion,  these  considerations  must  be  borne  in  mind  when 
interpreting  the  words  '  bankruptcy '  and  '  insolvency '  in  the  British  North  America 
Act.  It  appears  to  their  Loidships  that  such  provisions  as  afe  found  in  the  enactment 
in  question,  relating  as  they  do  to  assignments  purely  voluntary,  do  not  infringe  on  the 
exclusive  power  conferred  upon  the  Dominion  Parliament.  They  would  observe  that  a 
system  of  bankruptcy  legislation  may  frequently  require  various  ancillary  pio visions  for  the 
purpose  of  preventing  the  scheme  of  the  Act  from  being  defeated.     It  may  be  necessary  for 


§  188.] 


POWERS  OF  THE  PARLIAMENT.  589 


this  purpose  to  deal  with  the  effect  of  executions  and  other  matters  which  would  otherwise 
be  within  the  legislative  competence  of  the  provincial  legislature.  Their  Lordships  do 
not  doubt  that  it  would  be  open  to  the  Dominion  Parliament  to  deal  Mith  such  matters 
as  part  of  a  bankruptcy  law,  and  the  pro^incial  legislature  would  doubtless  be  then 
precluded  from  interfering  with  this  legislation,  inasmuch  as  such  interference  would  affect 
the  bankruptcy  law  of  the  Dominion  Parliament.  But  it  does  not  follow  that  such 
subjects  as  might  properly  be  treated  as  ancillary  to  such  a  law,  and  therefore  within  the 
powers  of  the  Dominion  Parliament,  are  excluded  from  the  legislative  authority  of  the 
provincial  legislature  when  there  is  no  bankruptcy  or  insolvencj'  legislation  of  the 
Dominion  Parliament  in  existence."     (Per  Lord  HerscheU,  1894,  App.  Cas.  p.  200.) 

In  conformity  with  the  dicta  of  the  Privj-  Council  in  the  above  case,  the  Supreme 
Court  of  Nova  Scotia,  in  Kinney  r.  Dudman,  2  Russ.  and  Chess.  19,  held  that  sec.  59  of  the 
Dominion  Insolvent  Act  of  1869,  .32  and  33  Vic.  c.  16,  was  witliin  the  competence  of  the 
Dominion  Parliament,  though  it  provided  that  no  lien  upon  the  property  of  an  insolvent 
should  be  created  for  a  judgment  debt  by  the  issue  of  an  execution,  or  by  levjing  there- 
under, if  before  the  pajTnent  over  to  the  plaintiff  of  the  monej's  levied  the  estate  of  the 
debtor  had  been  assigned  or  placed  in  liquidation  ;  thus  overriding  existing  provincial 
legislation  which  gave  to  a  creditor  a  lien  on  his  debtor's  property  by  the  levy  of  his 
execution  on  it. 

In  McLeod  v.  McGuirk,  15  N.  Bruns.  (2  Pugs.)  248  (1874),  Ritchie,  C.J.,  expressed 
a  doubt  whether  section  81  of  the  Federal  Insolvent  Act  of  1869,  32  and  33  Vic.  c.  16, 
restricting  landlord's  preferential  lien  for  rent  to  one  year,  was  not  ultra  vires.  Mr. 
Lefroy  says  that  the  decision  of  the  Privj-  Council  in  Cushing  v.  Dupuy  may  be 
considered  to  have  resolved  the  doubt  in  favour  of  the  Dominion  Parliament  ;  and  to 
have  shown  that  the  view  of  Wetmore,  J.,  in  McLeod's  case,  that  if  the  Act  had 
attempted  to  take  away  the  landlord's  right  of  distress  it  would  have  been  tdtra  virts, 
was  erroneous.  So  the  decision  of  Wetmore,  J.,  in  McLeod  v.  Wright,  17  N.  Bruns. 
(1  Pugs,  and  Burb.)  68  (1877),  that  sec.  89  of  the  Insolvent  Act  of  1869— which  declared 
null  and  void  all  sales,  transfers,  &c.,  bj'  any  person  in  contemplation  of  insolvency  by 
way  of  security  to  any  creditor,  whereby  the  latter  obtains  an  unjust  preference — was 
■ultra  vires,  seems  to  have  been  equally  erroneous.     (Lefroy,  Leg.  Pow.  p.  439.) 

The  Dominion  Parliament  passed  an  Act,  42  Vic.  c.  48,  intituled  "An  Act  to 
provide  for  the  liquidation  of  the  affairs  of  building  societies  in  the  Province  of  Quebec." 
It  recited  that  "  whereas  a  large  number  of  persons  of  limited  means  have  invested  their 
earnings  in  building  societies  in  the  Province  of  Quebec,  and  on  account  of  the  long 
period  of  depression  such  persons  are  exposed  to  lose  their  earnings  for  want  of  means 
to  continue  the  payment  of  their  contributions,  and  it  is  expedient  to  come  to  their  relief 
by  providing  a  speedy  and  inexpensive  mode  of  liquidating  the  affairs  of  such  societies  in 
the  said  Province."  It  was  enacted  that  liquidation  might  be  resolved  upon  by  a  general 
meeting,  after  notice  ;  and  made  other  necessary  provisions  for  the  liquidation  of  such 
societies,  whether  insolvent  or  not.  In  giving  judgment,  Dorion,  C.J. ,  said: — "This 
Act  is  not  in  the  nature  of  an  insolvent  law,  for  it  is  intended  to  apply  to  all  building 
societies,  whether  insolvent  or  not.  It  is,  therefore,  essentially  an  Act  affecting  civil 
rights.  .  .  The  case  of  L'Union  St.  Jacques  de  Montreal  r.  Belisle  is  in  point." 
(McClanaghan  v.  St.  Ann's  Mutual  Building  Society  [1880]  24  Lower  Can.  Jur.  162.)  It 
was  held  by  Robertson,  J.,  in  re.  Iron  Clay  Brick  ilanufacturing  Co.,  19  Ont.  Rep.  at 
pp.  119-20,  that  the  Ontario  Joint  Stock  Companies  Winding-up  Act,  1887,  c.  183,  had 
no  application  in  a  case  where  a  winding-up  was  sought  by  a  Creditor  on  the  grounds  that 
the  company  was  insolvent,  the  provincial  legislature  having  no  jurisdiction  in  matters 
of  insolvency.     (Lefroy,  Leg.  Pow.  p.  458.) 

In  re  Killam,  14  Can.  L.J.  (N.S.)  242,  Savary,  J.,  in  reference  to  the  Nova  Scotia 
Act  for  the  relief  of  insolvent  debtors,  which  provided  for  discharge  from  prison  of  a 
debtor  on  assignment  of  his  property  in  trust  to  pay  his  debts,  said  : — ' '  So  long  as  the 
party  seeking  the  benefit  of  that  chapter  has  not  become  insolvent  under  the  Dominion 
statute,  all  the  proceedings  under  it  are  valid  and  effectual,  for  they  only  relate  to 
property  and  civil  rights  ;  but  as  soon  as  the  Dominion  statute  on  insolvency  is  invoked 


590  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  51-xvii, 

that  chapter  has  no  more  force  as  to  him  or  his  case,  and  the  relief  it  contemplates  can 
only  be  obtained  under  the  Dominion  statute.  He  is  then  in  bankruptcy  or  insolvency, 
within  the  meaning  of  the  British  North  America  Act,  and  the  Insolvent  Act  of  Canada, 
therefore,  attaches  with  exclusive  authority  upon  his  person  and  the  property.  When 
and  where  that  chapter  conflicts  or  operates  inconsistently  with  the  Dominion  Insolvent 
Act  of  1869  or  1875,  it  is  superseded,  and  must  be  treated  as  repealed  by  the  concluding 
clause  of  section  154  of  the  former  Act  or  section  149  of  the  latter.  In  any  instance  where 
it  does  not  so  conflict,  and  its  operation  does  not  become  inconsistent  with  either  of 
those  Acts,  there  is  nothing  to  hinder  its  provisions  being  carried  out,  and  quoad  that 
case  it  is  an  Act  int7-a  vire.i,  unrepealed,  and  by  the  Dominion  Parliament  unrepealable." 
(14  Can.  L.  J.,  N.S.,  p.  242.    Lefroy,  Leg.  Power,  531.) 

In  Quirt  v.  The  Queen,  19  S.C.R.  (Can.)  517,  the  Supreme  Court  of  Canada  held  that 
an  Act  of  the  Dominion,  33  Vic.  c.  40,  reciting  the  insolvency  of  the  Bank  of  Upper 
Canada,  and  providing  for  its  winding  up,  and  for  a  fair  and  equitable  adjustment  and 
settlement  of  the  claims  of  all  creditors,  was  intra  vires.  Strong,  C.J. ,  considered  that 
the  Privy  Council  had,  in  L'Union  St.  Jacques  de  Montreal  v.  Belisle,  held  "  that  a 
special  statute,  providing  for  the  winding  up  of  an  incorporated  company,  would  be 
bankruptcy  or  insolvency  legislation."  Patterson,  J.  A.,  said  : — "The  words,  '  bankriiptcj' 
and  insolvency  '  in  that  article,  no  doubt,  point  primarily  to  the  enactment  of  a  general 
bankrupt  or  insolvent  law,  as  was  well  explained  by  Lord  Selborne  in  delivering  the 
judgment  of  the  Judicial  Committee  in  L'Union  St.  Jacques  de  Montreal  v.  Belisle,  but, 
as  I  think  is  conceded  by  the  same  judgment,  a  special  Act  for  the  winding  up  of  some 
particular  company  which  was  insolvent  and  the  distribution  of  its  assets  would  not  be 
beyond  the  competency  of  the  Dominion  Parliament.  .  .  It  is  easy  to  imagine  cases 
arising  in  connection  with  bankruptcy  proceedings  under  a  general  law  where  special 
legislation  would  be  required,  such,  for  instance,  as  the  necessity  for  curing  some 
irregularity  so  as  to  validate  or  remove  doubts  as  to  titles  taken  under  the  proceedings. 
There  must  be  power  to  do  this  in  one  legislature  or  the  other,  and  I  take  it  to  be  obvious 
that  the  power  would  be  in  the  Dominion  Legislature  alone.  Such  legislation  would  be 
like  that  now  under  consideration,  special  legislation  addressed  to  an  individual  case,  but 
it  would  not  on  that  account  be  iiltra  vires."     (Lefroy,  Leg.  Pow.  p.  569.) 

In  the  Primary  Court  (17  Ont.  Rep.  618),  Street,  J.,  said  : — "  The  right  to  pass  a 
general  law  of  the  kind  must  also  involve  the  power  to  pass  a  special  law  to  meet  a 
particular  case  ;  the  local  legislature  having  no  power  to  deal  with  insolvency  legislation 
at  all  are  debarred  from  passing  either  a  general  or  special  Act,  and  the  right  must 
therefore  exist  in  the  other  legislature."  In  the  Ontario  Court  of  Appeal,  Hagarty,  C.J., 
and  Osier,  J. A.,  agreed  that  the  Act  was  intra  vira.  Maclennan,  J. A.,  said  that  "the 
power  of  legislation  over  bankniptcy  or  insolvency,  which  was  intended  to  be  conferred 
on  the  Dominion  Parliament,  was  the  same  as  had  been  exercised  by  the  Imperial 
Parliament  and  by  the  provincial  legislatures  before  confederation,  namely,  the  passing 
of  laws  more  or  less  general  in  their  application,  with  proper  courts  and  procedure  and 
machinery  for  thecarrN'ing  them  into  effect,  and  not  Acts  declaring  a  particular  person  or 
firm  or  corporation  bankrupt  or  insolvent,  or  putting  their  affairs  into  a  course  of 
liquidation."  Legislative  power  of  the  latter  kind  was  "intended  to  be  given  to  the 
legislatures  of  the  provinces,  as  matters  of  property  and  civil  rights,  and  matters  of  a 
merely  local  and  private  nature."     (17  Ont.  App.  452.     Lefroy,  Leg.  I'ow.  p.  570.) 

In  his  work  on  the  Law  of  the  Canadian  Constitution  Mr.  Clement  says  : — "  Tlie 
judgment  of  the  Supreme  Court  in  Quirt  v.  Tlie  Queen  must  be  taken  as  conclusive  uj)on 
all  Canadian  Courts,  that  the  power  of  the  Dominion  Parliament  under  the  various 
sub-sections  of  section  91,  does  extend  to  private  Bill  legislation  so  long  as  the  subject- 
matter  legislated  upon  can  be  fairly  said  to  fall  within  any  of  those  sub-sections  "  (p.  355). 
"  Whether  the  Act  in  question,  in  Quirt  v.  The  Queen,  was  properly  regarded  as  witliiii 
the  category  of  bankruptcy  and  insolvency  legislation,"  Mr.  Lefroy  says,  "seems 
somewhat  doubtful,  since  the  decision  of  the  Priv}'  Council  in  the  Attorney-General  of 


§  188.]  POWERS  OF  THE  PARLIAMENT.  591 

Ontario  v.  the  Attorney-General  of  Canada  (1894),  App.  Cas.  189.  (See  per  Burton,  J.A., 
S.C.,  20  Ont.  App.  at  pp.  496-8.)  Perhaps,  however,  such  view  may  still  be  upheld  on 
the  ground  that  the  Act  amounted  to  a  bankruptcy  proceeding  by  Parliament  itself  in 
invituin  against  the  insolvent  institution.  (And  see  per  Street,  J.,  in  Regina  r.  County 
of  Wellington,  17  Ont.  Rep.  p.  618.)  In  the  Court  of  Appeal  in  that  case  (17  Ont.  App. 
428),  Hagarty,  C.J.O.,  placed  the  Act  in  question  rather  under  the  Dominion  power  over 
banking  and  the  incorporation  of  banks,  sajnng  : — '  It  perhaps  may  be  objected  that 
such  special  legislation  may  be  faulty.  I  hardly  see  this,  where  the  special  legislation  is 
in  reference  to  settling  the  affairs  of  an  institution  wholly  the  creation  of  Parliament, 
and  wholly  outside  the  creative  powers  of  the  pro^^nees.'"  (Lefroy,  Leg.  Pow.  p.  371. 
As  to  Dominion  Bankruptcj'  and  Insolvency  Acts  applying  to  one  or  more  provinces 
only  see  Hagarty,  C.J.O.,  in  Clarkson  v.  the  Ontario  Bank  (15  Ont.  App.  178.  Lefrov, 
Leg.  Pow.  p.  573). 

In  Allen  v.  Hanson,  16  Queb.  L.R.  85,  the  Court  of  Queen's  Bench  in  Quebec- 
held  that  the  Dominion  Act  47  Vic.  c.  39,  provitling  that  the  Dominion  Winding-Up  Act 
should  apply  to  incorporated  trading  companies  "  doing  business  in  Canada,  no  matter 
where  incorporated,"  was  intra  vires,  and  confirmed  an  order  granted  upon  the  petition  of 
the  liquidator,  under  a  liquidation  previously  instituted  under  the  Imperial  Act,  1862, 
in  Scotland,  and  as  ancillary  to  that  principal  winding  up.  Dorion,  C.J.,  delivering  the 
judgment  of  the  majority  of  the  Court,  said  (p.  84-5)  : — "  It  is  evident  that  the  Dominion 
Parliament  never  intended  to  regulate,  suspend  or  dissolve,  hy  the  Winding-Up  Act,  any 
corporation  existing  under  British  or  foreign  authority,  but  merely  to  regulate  their 
property  and  restrain  their  action  in  this  country,  which  it  undoubtedly  had  a  right  to 
do  so.  The  several  legislative  bodies  in  Canada  can  have  no  concern  in  what  a  foreign 
corporation  might  do  elsewhere  ;  they  are  onlj-  interested  in  protecting  the  rights  of  the 
creditors  of  such  corporation  upon  their  own  property  within  this  country,  and  more 
particularly  the  right  of  their  o%vn  citizens  and  of  resident  creditors.  .  .  The 
provisions  of  the  Winding-Up  Act  of  Canada  regulate  the  proceedings  of  our  Courts  to 
enforce  the  rights  of  creditors  and  of  shareholders  in  the  prox)ert3-  of  such  companies. 
As  they  only  relate  to  procedure,  their  operation  is  confined  to  property  found  within 
the  territorial  limits  of  the  jurisdiction  of  the  Courts  authorized  to  enforce  them.  For 
the  same  reason,  within  such  limits  their  operation  can  neither  be  regulated  nor 
restrained  by  any  foreign  legislation."  This  decision  was  confirmed  by  the  Supreme 
Court  of  Canada.  Ritchie,  C.J.,  said  : — "  All  the  Winding-Up  Act,  as  I  understand  it, 
seeks  to  do  in  the  case  of  foreign  corporations  is  to  protect  and  regulate  the  property  in 
Canada,  and  protect  the  rights  of  creditors  of  such  corporations  upon  their  property  in 
Canada."     (18  S.C.R.  [Can.]  p.  674.     Lefroy,  Leg.  Pow.  p.  629.) 

In  re  Clarke  and  the  Union  Fire  Insurance  Company,  14  Ont.  Rep.  618,  Boj'd,  C, 
held  that  the  Dominion  Winding-Up  Act,  45  Vic.  c.  23,  was  iiUra  vires  of  the  Dominion 
Parliament,  as  being  in  the  nature  of  an  insolvency  law  ;  that  it  applied  to  all  corporate 
bodies  of  the  nature  mentioned  in  it  all  over  the  Dominion,  and  that  the  companj-  in 
question  in  that  case,  though  incorporated  under  a  provincial  charter,  was  subject  to  its 
provisions;  and  he  observed: — "The  case  in  the  Supreme  Court  of  the  Merchants' 
Bank  v.  Gillespie  does  not  touch  the  status  of  the  present  company,  which  is  a  domestic 
corporation  Mitliin  the  territorial  limits  of  Canada,  whereas  the  company  there  in 
question  was,  for  the  purpose  of  the  Act,  a  foreign  one  domiciled  in  England."  (Lefroj', 
Leg.  Pow.  p.  631.) 

In  the  Merchants'  Bank  of  Halifax  r.  Gillespie,  10  S.C.R.  (Can.)  312,  the  question 
raised  was  as  to  the  validity  of  winding-up  proceedings  under  the  Dominion  statute,  45 
Vic.  c.  23,  as  the  sole  and  principal  winding-up  of  a  company  incorporated  under  the 
English  Act  of  1862.  The  Supreme  Court  held  that  an  order  could  not  be  made  under 
that  statute  for  the  winding-up  of  the  Steel  Company  of  Canada,  which  was  a  joint  stock 
company  incorporated  in  England  in  1874,  under  the  Imperial  Joint  Stock  Companies 
Act,  never  incorporated  in  Canada,  but  having  its  chief  place  of  business  in  Nova  Scotia, 


592  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xvii. 

where  it  owned  mines  and  works,  while  it  owned  no  real  estate  elsewhere,  but  merely 
occupied  an  office  in  Great  Britain.     10  (S.C.R.  [Can.]  312.    Lefroy,  Leg.  Pow.  p.  629.) 

The  Merchants'  Bank  of  Halifax  v.  Gillespie  was  distinguished  in  re  Briton  Medical 
Life  Association,  12  Ont.  Rep.  441,  where  it  Avas  held  by  Proudfoot,  J.,  that  the 
Dominion  Acts,  31  Vic.  c.  48  and  34  Vic.  c.  9,  requiring  foreign  insurance  companies 
doing  business  in  Canada  to  make  a  certain  deposit  with  the  Minister  of  Finance,  were 
intra  vires,  and  an  order  was  there  made,  on  petition,  for  the  distribution  of  the  deposit 
made  by  the  English  company  in  question  among  the  Canadian  policy-holders,  notwith- 
standing that  proceedings  to  wind  up  the  company  were  pending  before  the  English 
Courts.  Proudfoot,  J.,  observed,  with  reference  to  the  Merchants'  Bank  of  Halifax  v. 
Gillespie,  that  in  that  case  there  was  no  question  of  a  deposit,  and  what  was  sought  was 
not  the  distribution  of  the  deposit,  but  the  general  winding-up  of  the  company  (12  Ont. 
447.     Lefroy,  Leg.  Pow.  p.  632.) 

Imperial  Bankruptcy  Laws  in  the  Colonies. —The  question,  how  far  English 
Bankruptcy  Statutes  extend  to  the  colonies,  has  been  considered  in  a  number  of  cases. 
A  decision  of  Lord  Mansfield  (cited  Webb's  Imperial  Law  64)  goes  to  show  that  "the 
statutes  of  bankrupts  do  not  extend  to  the  colonies."  In  Ellis  v.  McHenry,  L.R.  6  C.P. 
228,  it  was,  however,  decided  that  the  English  Bankruptcy  Act  of  1861  (24  and  25  Vic. 
c.  134),  was  of  general  application  and  binding  within  the  colonies.  In  Callender  Sykes 
and  Co.  v.  Colonial  Secretary  of  Lagos  (1891),  App.  Ca.  460,  it  was  held  that  the  English 
Bankruptcy  Act,  1869  (32  and  33  Vic.  c.  71),  applies  to  all  the  Queen's  Dominions,  and 
therefore  that  an  adjudication  under  that  Act  operates  to  vest  in  the  trustee  in  bank- 
ruptcy the  bankrupt's  title  to  real  estate  in  Lagos,  subject  to  the  requirements  of  the  law 
of  Lagos  as  to  the  mode  of  transfer  of  real  estate. 

The  English  Bankruptcy  Act  of  1883  (46  and  47  Vic.  c.  52,  s.  118),  provides  that  the 
English  and  Colonial  Courts  having  jurisdiction  in  Bankruptcy  and  Insolvency  shall 
severally  act  in  aid  of  and  be  auxiliary  to  each  other  in  matters  of  bankruptcy.  In  the 
case  of  Be  Mann,  13  V.L.R.  590,  Higinbotham,  C.J.,  said  :  "The  section  of  the  Englisli 
Act  on  which  the  application  was  made  to  our  Court  of  Insolvency  is  a  new  section,  and 
if  I  may  be  allowed  to  say  so,  I  think  it  is  a  very  wise  and  excellent  section  and  one 
which  should  receive  a  liberal  interpretation  and  should  be  cheerfully  co-operated  with 
and  acted  upon  by  the  Courts  to  which  it  applies.  It  is  an  enabling  section  as  well  as 
an  enjoining  one,  and  applies  to  all  British  Courts  having  jurisdiction  in  bankruptcy  or 
insolvency."  A  Court  which  has  no  bankruptcy  jurisdiction  cannot  act  as  auxiliary. 
(Callender  Sykes  and  Co.  v.  Col.  Sec.  of  Lagos,  1891,  App.  Ca.  460.) 

Colonial  Bankruptcy  Laws. — The  inconvenience  resulting  from  the  absence  of 
uniform  laws  relating  to  insolvency  and  bankruptcy,  operative  throughout  the  Aus- 
tralian communities,  was  illustrated  in  the  case  of  the  Union  Bank  r.  Tuttle  (1889), 
15  V.L.R.  258.  In  that  case  the  estate  of  the  defendant  had  been  sequestrated  in  New 
South  Wales.  Before  such  order  of  sequestration,  creditors  of  the  defendant  had  seized 
assets  in  Victoria  under  execution  on  judgments  obtained  in  Victoria.  By  the  law  of 
New  South  Wales  the  order  for  sequestration  had  relation  back  to  a  period  antecedent 
to  the  seizure  by  the  creditors  in  Victoria.  It  was  held  that  the  retrospective  operation 
of  the  order  for  sequestration  in  New  South  Wales  did  not  divest  the  title  of  the 
execution  creditors  in  Victoria.  In  giving  judgment,  Mr.  Justice  A'Beckett  said  :  "  The 
order  of  sequestration  under  the  law  of  New  South  Wales  had  relation  back  to  a  perio<l 
antecedent  to  the  seizure  by  the  Victorian  creditors,  and  it  has  been  argued  that  this 
Court,  recognizing  tlie  operation  of  the  sequestration  in  New  South  Wales,  nuist  do  so  to 
its  full  extent,  giving  it  in  Victoria  the  retrospective  operation  which  it  would  have  had 
in  New  South  Wales,  thus  divesting  the  title  of  the  execution  creditors  in  Victoria. 
No  authority  has  been  cited  which  supports  this  contention.  Story's  Conflict  of  Laws, 
p.  412,  and  Geddes  v.  Mowat,  1  Glyn  and  J.  414,  are  against  it.  I  hold  that  the  judgment 
creditors'  rights  are  not  displaced  by  the  sequestration  of  the  debtors'  estate  in  New 


§  189] 


POWERS  OF  THE  PARLIAMENT.  593 


South  Wales  subsequently  to  the  seizure,  and  I  bar  the  claim  made  on  behalf  of  the 
estate  of  Tuttle,  the  judgment  debtor.  The  property  seizetl  is  admittedly  the  property 
of  a  bankrupt  drm,  of  which  Tuttle  is  a  member,  and  I  have  not  to  decide  anj-thing  as 
to  how  the  debtor's  interest  in  this  property  is  to  be  sold.  I  merely  decide  that  his 
official  assignee  in  insolvency  cannot  stop  the  sale  of  his  interest  in  the  chattels  seized." 


51.   (xviii.)    Copyriojhts^*^,    patents    of  inventions'^   and 
designs'^',  and  trade  marks'*^  : 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "  to 
promote  the  progress  of  science  and  usefvd  arts,  by  securing,  for  limited  times,  to  authors 
and  inventors,  the  exchisive  right  to  their  respective  writings  and  discoveries."  (Art.  I. 
sec.  viii.  sub-s.  9.)  "  CopjTights  "  are  enumerated  in  sec.  91,  subs.  23,  of  the  British 
North  America  Act.  "  Patents  of  Invention  and  Discovery"  and  "  CopvTight  "  were 
among  the  subjects  which  might  be  referred  to  the  Federal  Council,  under  the  Act  of 
1885.  In  the  Bill  of  1891  the  sub-clause  was  worded  "  Copyrights  and  patents  of 
inventions,  designs,  and  trade  marks."  At  Adelaide  it  was  introduced  in  the  same  form, 
■and  at  Melbourne  a  verbal  amendment  was  made  before  the  first  report. 

§  189.    "Copyright." 

Copyright  is  the  right  which  an  author  or  artist  has  to  prevent  the  re-publication  ot 
his  published  literary  or  artistic  productions,  including  books,  designs,  drawings, 
engra^^ngs,  paintings,  photographs,  musical  compositions,  and  dramatic  pieces.  It  must 
be  distinguished  from  the  property  which  an  author  has  in  his  unpublished  works,  which 
is  sometimes  loosely  called  "  copyright."  At  common  law  and  independently  of  statute 
authors  have  property  in  their  unpublished  literary  and  artistic  works.  (Southey  v. 
Sherwood,  2  Mer.  435.) 

Whether,  before  the  Copyright  Acts,  authors  had  at  common  law  any  exclusive  right 
in  their  works  after  publication,  is  a  question  which  has  been  the  subject  of  much  legal 
argument,  but  as  to  which  authority  has  been  and  is  still  di^•ided.  In  Millar  v.  Taylor 
(4  Burr.  2303)  it  was  held  by  a  majority  that  at  common  law  an  author  and  his  assigns 
had  a  perpetual  copyright  in  his  published  works,  and  that  this  right  was  unaffected 
by  the  statute  8  Anne,  c.  21.  In  Donaldson  v.  Becket  (4  Burr.  2408),  Millar  v.  Taylor  was 
overruled  by  the  House  of  Lords,  a  majority  l>eing  of  opinion  that,  though  the  common 
law  right  existed,  it  had  been  taken  away  by  the  statute.  The  weight  of  modem  opinion 
seems  to  be  against  the  existence  of  the  common  law  right,  but  the  question  is  now  one 
of  merely  historic  interest,  as  copjTight  in  published  works  is  now  whoUy  regulated  by 
statute.  (Jefferys  t;.  Boosey,  4  H.L.  Cas.  815;  Read  r.  Conquest,  30  L.J.  C.P.  209; 
Wheaton  v.  Peters,  8  Pet.  [U.S.]  591  ;  Copinger  on  Cop\-right,  3rd.  ed.  pp.  27-35.) 

The  first  Act  which  directly  recognized  copyright  in  books  after  their  publication 
was  8  Anne,  c.  21,  1709,  by  which  severe  penalties  were  pro\'ided  against  infringers  of 
copyright,  such  rights  being  secured  for  a  period  of  fourteen  years  from  registration  ;  a 
term  which  was  afterwards  extended  to  twenty  eight  years.  CopjTight  in  prints  and 
engravings  was  established  in  1735  by  the  Act  of  8  Geo.  II.  c.  13  ;  since  amended  by  the 
15  and  16  Vic.  c.  12.  Copj-rights  in  designs  for  manufactures  was  secured  in  1787  by 
27  (ieo.  III.  c.  38,  which  has  been  amended  by  sul>sequent  Acts.  By  the  Act  5  and  6 
WilL  IV.  c.  65  the  right  of  printing  and  publishing  lectures  belongs  to  the  lecturer, 
subject  to  compliance  with  certain  conditions.     (Caird  v.  Sime,  1887,  12  App.  Cas.  326.) 

By  the  Act  1  and  2  Vic.  c.  59,  passed  in  18.38,  the  copvTnght  of  works  published  in 

foreign  countries  is  secured  against  infringement  within  the  British  Dominions,  prx)vided 

the  law   of  those  countries   gives  similar  protection  to  the  works  of  British  authors. 

Before  the  statute  the  courts  would  not  protect  a  copyright  belonging  to  a  foreigner. 

38 


594  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51 


(Delondre  v.  Shaw,  2  Sim.  237.)  This  Act  was  repealed  and  amended  by  7  and  8  Vic.  c. 
12,  which  was  afterwards  amended  by  15  and  16  Vic.  c.  12.  The  last  Imperial  Act 
relating  to  international  copyright  was  49  and  50  Vic.  c.  33,  passed  in  1886,  after  the 
holding  of  the  international  conference  at  Berne,  where  the  draft  of  a  copyright  con- 
vention was  agreed  to. 

The  Act  5  and  6  Vic.  c.  45,  parsed  in  1842,  amended  and  consolidated  the  law  of 
copyright  in  books,  and  is  the  law  which  now  regulates  literary  property  throughout  the 
Empire  to  this  extent,  that  a  copyright  registered  in  England  is  valid  and  may  be 
enforced  in  the  courts  of  every  British  pussession.  This  is  one  of  the  few  Imperial 
statutes  passed  during  the  present  reign  the  operation  of  which  extends  to  every  part  of 
the  Queen's  Dominions.  By  this  Act  copyright  in  literary  works  is  defined  as  the  sole 
and  exclusive  liberty  of  printing  or  otherwise  multiplying  copies  of  any  subject ;  and  it 
is  declared  to  belong  to  the  author  and  his  assigns,  and  to  endure  for  the  whole  term  of 
his  life  and  for  seven  years  after  his  death,  or,  if  that  term  of  seven  years  expires  before 
the  end  of  forty-two  years  from  first  publication,  then  for  such  period  of  forty-two  years. 
Persons  pirating  a  copyright  work  are  liable  to  a  special  action  for  damages  and  may  be 
restrained  by  injunction.  The  protection  of  this  Act  also  extends  to  musical  compositions 
and  dramatic  pieces.  Sec.  15  prohibits  her  Majesty's  colonial  subjects,  whatever  may  be 
their  local  laws,  from  printing  or  publishing  in  the  colonies  without  the  consent  of  the 
proprietor  any  work  of  which  there  is  a  copyright  in  the  United  Kingdom.  It  also 
prohibits  the  importation  into  any  British  possession  of  any  foreign  reprint  of  works 
first  printed  and  published  in  the  United  Kingdom  and  entitled  to  a  copyright. 

In  Routledge  v.  Low  (1868),  L.R.  3  H.L.  100,  it  was  held  that,  notwithstanding  the 
fact  that  Canada  had  a  Legislature  entitled  to  pass  laws  concerning  copyright,  Canada 
was  included  in  the  general  words  of  sec.  29  of  the  Imperial  Copyright  Act  of  1842. 

That  Act  was  afterwards  amended  by  10  and  11  Vic.  c.  95  (1847),  which  provided 
that  in  case  the  legislature  of  any  British  possession  should  pass  an  Act  making  due 
provision  for  securing  or  protecting  the  rights  of  British  authors  in  such  possession,  and 
transmit  the  same  to  the  Secretary  of  State,  and  in  case  Her  Majesty  should  be  of 
opinion  that  such  Act  was  sufficient  for  the  purpose  of  securing  to  British  authors 
reasonable  protection  within  such  possession,  it  should  be  lawful  for  Her  Majesty  to 
express  Her  Royal  approval  of  such  Act,  and  thereupon,  by  Order  in  Council,  to  suspend, 
so  long  as  the  provisions  of  such  Act  should  continue  in  force  in  such  colony,  tlie 
provisions  of  the  5  and  6  Vic.  c.  45,  against  the  importing,  selling,  or  exposing  for  sale 
of  foreign  reprints  of  British  copyright  works. 

The  Royal  assent  was  refused  to  the  Canadian  Copyright  Bill  of  1872  on  the  groimd 
that  it  was  repugnant  to  the  provisions  of  the  Imperial  statute.  In  a  despatch  dated 
15th  June,  1874,  addressed  by  Lord  Carnarvon,  Secretary  of  State  for  the  Colonies,  to 
the  Governor-General  of  Canada,  his  lordship  pointed  out  that  the  effect  of  the  Canadian 
Constitution  giving  the  Parliament  of  the  Dominion  power  to  legislate  with  respect  to 
copyright  was  to  enable  it  to  deal  with  colonial  copyriglit  within  the  Dominion,  and  that 
it  was  not  intended  to  interfere  with  the  rights  secured  to  authors  by  the  Imperial  Act 
or  to  override  the  provisions  of  that  Act.  "  The  Imperial  Copyright  Act,  5  and  6  Vic. 
c.  45,"  wrote  his  lordship,  "is,  as  you  are  aware,  still  in  force  in  its  integrity  throughout 
British  dominions,  in  so  far  as  it  prohibits  the  printing  in  any  part  of  such  dominions  of 
a  book  in  which  there  is  a  subsisting  copyright  under  that  Act  without  the  assent  of  the 
owner  of  the  copyright." 

Under  the  power  conferred  by  the  Imperial  Act,  10  and  11  Vic.  c.  95,  the  Dominion 
Parliament,  in  1875,  passed  31  Vic.  c.  56  in  order  to  secure  to  authors  the  reasonable 
protection  contemplated  by  the  Imperial  Act.  It  provides  tliat  any  author  domiciled  in 
Canada  or  any  part  of  the  British  possessions,  or  being  a  citizen  of  a  foreign  State  having 
an  international  copyright  treaty  with  Great  Britain,  should  be  entitled  to  copyright  in 
Canada  for  twenty-eight  years,  and  renewal  of  it  for  fourteen  years  to  himself,  if  he 
were  still  alive,  and  if  not  to  his  widow  and  children,  but  to  no  one  else,  wlio  might  be 


§  189.]  POWERS  OF  THE  PARLIAMENT.  595 

in  possession  of  the  copjTight,  for  an^'  work,  literarj',  scientific,  or  artistic,  printed  and 
published  or  reprinted  or  republished  in  Canada,  with  the  reservation  that  the  exclusive 
privilege  should  cease  in  Canada  at  the  same  time  that  it  expired  for  any  work 
anywhere  else. 

The  conditions  precedent  to  securing  the  protection  of  this  Canadian  Act  were 
(1)  that  such  works  should  be  recorded  and  copyrighted  in  Canada  ;  (2)  that  such  works 
should  be  printed  and  published,  or  reprinted  or  republished  in  Canada,  or,  in  the  case  of 
works  of  art,  that  they  should  be  produced  or  reproduced  in  Canada,  whether  the}'  were 
so  published  or  produced  for  the  first  time  or  contemporaneously  with  or  subsequently  to 
publication  or  production  elsewhere  :  provided  that  in  no  case  should  the  exclusive 
pri%ilege  in  Canada  continue  after  it  had  expired  elsewhere  ;  (3)  that  no  immoral,  or 
licentious,  or  irreligious,  or  treasonable,  or  seditious  work  should  be  the  subject  of  such 
registration  or  copyright.  By  Clause  15  of  the  Act,  works  of  which  the  cop\Tight  had 
been  granted  and  were  subsisting  in  the  Unitetl  Kingdom,  and  copjTight  of  which  was 
not  secured  or  subsisting  in  Canada  under  any  Canadian  or  Provincial  Act,  should,  upon 
being  printed  and  published  or  reprinted  or  republished  in  Canada,  be  entitled  to  copy- 
right under  the  Act ;  but  nothing  in  the  Act  should  be  held  to  prohibit  the  importation 
from  the  United  Kingdom  of  copies  of  such  works  legally  printed  there. 

One  legal  result  of  this  Canadian  measure  was  that,  if  the  proprietor  of  an  English 
copyright  did  not  register  and  publish  in  Canada,  foreign  reprints  could  be  imported 
into  Canada  upon  payment  of  a  royalty,  to  be  appropriated  for  his  benefit.  The  reason 
for  this  was  that  under  the  protection  of  the  Imperial  system,  United  States  authors 
could  secure  copyright  in  Great  Britain  and  her  possessions  by  publishing  in  England, 
and  thus  secure  the  control  of  the  Canadian  market,  whilst  a  Canadian  author  could  not 
obtain  such  pri\'ileges  in  the  United  States. 

Her  Majesty  was  empowered  to  assent  to  this  Bill,  by  the  (Imperial)  Canada  Copy- 
right Act,  38  and  39  Vic.  c.  53,  and  an  Order  in  Council  was  then  promulgated 
suspending  the  provisions  of  5  and  6  Vic.  c.  45,  so  far  as  it  prohibited  the  importation 
into  Canada  of  foreign  reprints  of  books  first  published  in  tlie  United  Kingdom  and 
cop\'righted  there. 

The  efiect  of  this  combination  of  Canadian  and  Imperial  legislation  was  considered 
in  the  Canadian  case  of  Smiles  v.  Belford  (1877),  1  Ont.  App.  436,  in  which  an  injunction 
was  applied  for  on  behalf  of  the  holder  of  an  English  copyright,  under  the  Imperial  Act, 
5  and  6  Vic.  c.  45,  to  restrain  the  defendants  from  publishing  a  reprint  of  the  plantiflPs 
work  in  Canada.  The  point  was  raised  in  this  case,  though  afterwards  abandoned  by 
counsel  before  the  Court  of  Appeal,  that  the  Imperial  Parliament,  by  sub-sec.  23  of 
section  91  of  the  British  North  America  Act,  had  divested  itself  of  all  power  respecting 
British  copjTight  in  Canada,  and  that  the  Canadian  Copyright  Act,  38  Vic.  c.  88,  had, 
by  virtue  of  the  Imperial  Canada  Cop\Tight  Act,  1875,  38  and  39  Vic.  c.  53,  superseded 
the  Imperial  Copyright  Act  of  1842,  and  required  all  authors  desirous  of  obtaining  copy- 
right in  Canada  to  print  and  publish  and  register  under  the  new  Act,  which  the 
plaintifis  had  not  done.  The  defendant  further  contended  that  the  provisions  of  the 
Canadian  Act  must  be  complied  with,  in  order  to  give  copyright  in  Canada.  Proudfoot, 
V.C.,  refused  to  sustain  these  views  and  granted  the  injunction  asked  for.  He  said: 
"  There  is  nothing  indicating  an}'  intention  of  the  Imperial  Parliament  to  abdicate  its 
power  of  legislation  on  matters  of  this  kind."  On  appeal  to  the  Ontario  Court  of 
Appeal,  this  decision  was  affirmed.  Burton,  J. A.,  entirely  concurred  in  the  view  of 
Proudfoot,  V.C.  Referring  to  Routledge  v.  Low,  in  which  it  had  been  unsuccessfully 
contended  that  as  Canada  had  a  legislature  of  her  o^^'n  she  was  not  included  in  the 
general  Mords  of  section  29  of  the  Imperial  Act,  5  and  6  Vic.  c.  45,  Avhereby  that  Act 
was  extended  to  every  part  of  the  British  dominion,  he  said  :  "  What  the  British  Xorth 
America  Act  intended  to  effect  was  to  place  the  right  of  dealing  with  colonial  copj-right 
within  the  Dominion  under  the  exclusive  control  of  the  Parliament  of  Canada,  as  distin- 
guished from  the  provincial  legislatures,  in  the  same  way  as  it  has  transferred  the  power 


596  COMMENTARIES  ON"  THE  CONSTITUTION.  [Sec.  51    xviii. 

to  deal  with  banking,  bankruptcy,  and  insolvency,  and  other  specified  subjects,  from  the 
local  legislatures,  and  place  them  under  the  exclusive  jurisdiction  and  control  of  the 
Dominion.  1  entirely  concur  with  the  learned  Vice-Chancellor  in  the  opinion  he  has 
expressed,  that  under  that  Act  no  greater  powers  were  conferred  upon  the  Parliament  of 
the  Dominion  to  deal  with  this  subject  than  had  been  previously  enjoyed  by  the  local 
Legislatures."     (1  Ont.  App.  443,  Wheeler,  Conf.  Can.  pp.  92-3.) 

The  Canadian  Copyright  Act,  1889  (which  contained  a  clause  suspending  its  operation 
until  proclamation  by  the  Governor-General),  made  regulations  operative  in  Canada 
which  differed  from  those  existing  under  Imperial  legislation,  and  which  were  calculated 
to  afTect  copyrights  registered  in  England.  The  English  law  officers  advised  the  Secretary 
of  State  for  the  Colonies  that  in  their  opinion  ' '  the  then  existing  powers  of  colonial 
legislatures  to  pass  local  laws  on  the  subject  of  copyriglit  in  books  were  probably  limited 
to  enactments  for  registration  and  for  the  imposition  of  penalties  with  a  view  to  the  more 
effectual  prevention  of  piracy,  and  to  enactments  within  sub-sec.  4  of  sec.  8  of  the 
International  Copyright  Act,  1886,  with  reference  to  works  first  produced  in  the  colony." 
With  respect  to  the  constitutionality  of  the  Canadian  Act,  the  law  officers  reported  that 
the  powers  of  legislation  conferred  on  the  Dominion  Parliament  by  the  British  North 
America  Act,  1867,  did  not  authorize  that  Parliament  to  amend  or  repeal,  so  far  as  it 
related  to  Canada,  an  Imperial  Act  conferring  privileges  within  Canada,  and  that,  in 
their  opinion,  Her  Majesty  should  disallow  the  Act.  On  25th  March,  1890,  Lord 
Knutsford  sent  a  despatch  to  Lord  Stanley  of  Preston,  the  Governor-General  of  Canada, 
in  which  he  expressed  his  regret  that  he  was  unable  to  authorize  the  Governor-General 
to  issue  a  proclamation  to  bring  the  Act  into  force.  (Lefroy,  p.  231.  Todd,  Pari.  Gov. 
in  Col.,  2nd  ed.  p.  182.) 

CoPYKiGHT  IN  THE  UNITED  STATES. —  In  the  United  states,  under  the  power  to 
secure  to  authors  and  inventors  the  exclusive  right  to  their  writings  and  discoveries. 
Congress  has  created  the  patent  and  copyright  systems  of  the  Union,  and  regulates  and 
(jOntrols  them  exclusively. 

"It  can  hardly  be  said  that  this  power  is  exclusive  to  tlie  Congress  as  against  the 
States,  in  the  sense  that  if  the  Congress  had  not  occupied  the  ground  the  States  might 
not  do  so.  While  the  States  cannot  probably  amend  or  supplement  the  patent  and 
copyright  laws  of  the  United  States,  there  is  no  reason  for  asserting  that,  in  the  absence 
of  any  patent  and  copyright  legislation  by  Congress,  the  States  may  not  pass  laws  to 
protect  the  inventions  and  writings  of  their  own  citizens,  which  will  hold  until  displaced 
by  the  legislation  of  Congress  upon  the  subject.  Of  course  such  protection  would  be 
very  inadequate,  as  it  would  not  reach  beyond  the  boundaries  of  the  particular  State." 
(Burgess,  Political  Sci.  II.  p.  144.) 

Congress  may  provide  for  copyright  of  photographs  as  works  of  art  or  science,  so  far 
as  they  are  representations  of  original  intellectual  conceptions  of  the  author.  (Burrow- 
Giles  Lithographic  Co.  v.  Sarony,  111  U.S.  53.) 

§  190.    "  Patents  of  Inventions." 

A  patent  is  a  legal  privilege  granted  by  the  Crown  to  an  individual,  and  conveying 
to  him  the  sole  right  to  make,  use,  or  dispose  of  some  invention  of  a  new  and  useful 
mechanism,  appliance,  or  process  in  science,  art,  or  industry  for  a  specified  period  of 
time.  In  England  modern  patent  legislation  began  with  the  statute  of  21  Jas.  1.  c.  3. 
This  Act  declared  void  all  previously  enjoyed  monopolies,  grants,  letters-patent,  and 
licences  for  the  sole  buying,  selling,  or  making  of  goods  except  in  certain  cases,  and 
provided  for  the  protection  for  a  term  of  fourteen  years  of  letters-patent  and  grants  of 
privileges  thereafter  to  be  made  to  the  true  and  first  inventor  of  processes  for  the  working 
or  making  of  new  manufactures  within  the  realm,  which  others  at  the  time  of  making 
such  letters-patent  and  grants  should  not  be  using.  Thus  the  elements  of  novelty  and 
previous  non-user  by  the  public  became  the  principal  conditions  precedent  to  the 
acquisition  of  such  rights  and  privileges.  The  law  was  amended  by  Acts  passed  in  the 
reigns  of  Queen  Anne  and  William  IV.    By  the  Acts  of  5  and  6  Will.  IV.  c.  83,  2  and  3 


§  190.] 


POWERS  OF  THE  PARLIAMENT.  597 


^'ic.  c.  67,  15  and  16  Vic.  c  83,  amended  and  re-enacted  by  the  Patent  Act,  1883  (46  and  47 
Vic.  c.  57),  the  main  p^o^^sions  of  the  present  patent  laws  were  established.  These  laws 
defined  the  procedure  to  be  complied  with  in  order  to  acquire  a  patent,  such  as  the  formal 
application,  the  description  and  specification  of  the  invention,  the  provisional  protection, 
the  investigation  of  the  merits  and  originality  of  the  invention,  the  decision  of  disputes, 
the  duration  of  the  patent,  the  protection  and  privileges  of  the  patentee,  and  the  penalties 
for  the  infringement  of  the  right. 

A  patent  granted  by  the  Crown  in  England  extends  over  the  United  Kingdom  and 
the  Isle  of  Man,  and  certain  rights  are,  under  the  International  Convention,  obtainable 
in  foreign  countries.  Under  the  Patents  Act,  1883  (46  and  47  Vic.  c.  57),  sec.  103,  as 
amended  by  sec.  6  of  the  Act  of  1885  (48  and  49  Vic.  c.  63),  the  Queen  may  make 
arrangements  with  foreign  Governments  for  the  mutual  protection  of  inventions  of  their 
respective  subjects  and  citizens.  Any  person  who  has  applied,  within  any  State  with 
which  arrangements  have  been  made  thereunder,  for  protection  for  any  invention,  will  be 
entitled  to  a  patent  for  his  invention  in  the  United  Kingdom,  pro\-ided  he  makes 
application  within  seven  months  after  his  foreign  application.  Such  an  applicant  is  not 
prejudiced  in  his  right  to  a  patent  by  publication  within  the  realm  during  the  seven 
months  period.  Sec.  104  makes  similar  provision  for  inventors  who  have  first  applied 
for  protection  in  any  British  possession.  A  list  of  countries  and  colonies  with  which 
arrangements  have  been  made  is  set  out  in  Edmunds  on  Patents,  2nd  ed.  at  p.  536  ;  the 
text  of  the  International  Convention  will  be  found  in  the  same  book.  (See  Ency.  Laws 
of  Eng.  ix.  p.  5"22.^ 

A  patent  granted  by  the  Government  of  a  British  colony  does  not  confer  any  legal 
right  enforceable  in  other  colonies.  An  inventor  must  take  out  a  patent  in  each  colony 
in  which  he  desires  to  obtain  protection  against  infringement.  As  soon,  however,  as  the 
Parliament  of  the  Commonwealth  passes  a  general  law  relating  to  patents,  a  patent 
gi-anted  by  its  Government  Avill  be  operative  throughout  the  Commonwealth.  One 
patent  will  then  secure  protection  where  several  were  previously  required. 

English  Patent  Cases. — The  Act  21  Jac.  1,  c.  3,  did  not  create  but  controlled  the 
power  of  the  Cro\*-n  in  granting  to  the  first  inventors  the  privilege  of  the  sole  working 
and  making  of  new  manufactures.  (Caldwell  v.  Van  Vlissengen,  21  L.J.  Ch.  97.  Dig. 
Eng.  Case  Law,  vol.  x.  p.  687.) 

An  invention  must  be  both  new  and  useful,  and  not  confined  to  the  knowledge  of  the 
partj'  making  it,  to  be  the  subject  of  a  patent.  (Hill  v.  Thompson,  2  Moore,  424.  Dig. 
Eng.'  Ca.  Law,  vol.  x.  p.  689.) 

It  is  not  everj-  useful  discovery  that  can  be  made  the  subject  of  a  patent,  but  the 
words  "new  manufacture"  in  21  Jac.  1,  c.  3,  will  comprehend  not  only  a  production, 
but  the  means  of  producing  it.  (Ralston  v.  Smith,  20  C.B.  [N.S.]  28;  11  H.L.  Gas. 
223.     Id.) 

The  discover}'  of  a  more  skilful  and  efiicient  mode  of  working  a  process  already 
known  and  in  use  is  not  the  proper  subject  of  a  patent.  (Patterson  v.  Gaslight  Coke  Co. 
2Ch.  D.  812.     Id.) 

The  discoverer  of  a  new  principle  or  new  idea  as  regards  any  art  or  manufacture, 
who  shows  a  mode  of  carrving  it  into  practice,  as  by  a  machine,  may  patent  the  combina- 
tion of  principle  and  mode,  although  the  idea  or  the  machine  would  not  alone  be  the 
proper  subject  of  a  patent.  (Otto  v.  Linford,  46  L.T.  35  CA.  Dig.  Eng.  Ca.  Law. 
vol.  X.  p.  690.) 

American  Patent  Cases. — Whether  Congress  can  by  Act  decide  that  a  particular 
individual  is  the  author  or  inventor  of  a  certain  writing  or  invention,  so  as  to  preclude 
judicial  inquiry  into  such  fact,  quaere.  (Evans  v.  Eaton.  3  Wheat.  454.)  It  is  for 
Congieas  to  say  when,  for  what  length  of  time,  and  under  what  circumstances  a  patent 
hall  be  granted.  It  has  power  to  pass  an  Act  which  operates  retrospectively  to  give  a 
patent  for  an  invention  already  in  use.  (Blanchard  r.  Sprague,  2  Story,  164  ;  Baker, 
Annot.  Const,  p.  48.) 

Canadian  Patent  Cases. — In  Tennant  r.  Union  Bank  of  Canada,  1894,  App.  Cas. 
31,  it  was  held  that  laws  made  by  the  Dominion  Parliament  on  subjects,  such  as  banking 
and  patents,  are  paramount,  and  it  would  be  practically  impossible  for  the  Dominion 
Parliament  to  legislate  upon  either  of  these  subjects  without  afiecting  the  property  and 


698  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-x%'iii. 

the  civil  rights  of  individuals  in  the  provinces.  In  Smith  v.  Goldie,  9  S.C.R.  (Can.)  46, 
it  was  held  that  a  patent  for  a  combination  of  known  inventions,  the  combination  being 
novel  and  useful,  was  valid.  It  was  there  also  held  that  to  be  entitled  to  a  patent  iu 
Canada,  the  patentee  must  be  the  first  inventor  in  Canada  or  elsewhere.  In  the  case  of 
Re  Bell  Telephone  Co.  (7  Out.  605)  the  question  was  raised  whether  section  28  of  the 
Dominion  Patent  Act,  35  Vic.  c.  26,  was  ultra  vires,  as  creating  a  court  of  justice  of 
civil  jurisdiction,  infringing  sub-sees.  13  and  14,  sec.  92,  B.N.A.  Act.  (Wheeler,  C.C. 
pp.  89-91.) 

§  191.    "Designs." 

In  manufacture,  design  implies  the  novel  and  attractive  figures,  plans,  or  outlines 
which  the  workman  copies,  either  from  his  own  drawings  or  from  artistic  sketches 
supplied,  and  imprints  for  the  purpose  of  enrichment  into  the  stuff,  silk,  and  other 
materials  which  constitute  the  manufactured  article.  The  first  English  Act  relating  to 
this  subject  was  27  Geo.  III.  c.  38,  passed  in  1787.  This  was  followed  subsequently  by 
the  Act  5  and  6  Vic.  c  100  (1842),  amended  by  21  and  22  Vic.  c.  70  (1858).  By  the  Act 
of  1842  all  articles  of  manufacture,  and  substances  on  which  designs  are  executed,  are 
divided  into  thirteen  classes ;  for  some  of  which  the  copyright  of  the  design  was  fixed  at 
three  years,  for  others  nine  montlis,  and  for  the  others  twelve  months. 

The  Patents  Designs  and  Trade  Marks  Act  of  1883  (46  and  47  Vic.  c.  57),  amended 
and  consolidated  the  English  statute  law  relating  to  designs.  That  Act  has  been 
slightly  altereil  by  the  Patents  Designs  and  Trade  Marks  Act  of  1886  (49  and  50  Vic.  c. 
37),  and  1888  (51  and  52  Vic.  c  50),  and  by  the  Designs  Rules  of  1890  and  1891.  The 
Consolidated  Act  of  1883  defines  the  term  design  as  any  design  applicable  to  any  article 
of  manufacture,  or  to  any  substance,  artificial  or  natural,  or  partly  artificial  and  partly 
natural,  whether  the  design  is  applicable  for  the  pattern,  or  for  the  shape  or  configura- 
tion, or  for  the  ornament  thereof,  or  for  any  two  or  more  of  such  purposes,  and  by 
whatever  means  it  is  applicable,  whether  of  printing,  painting,  embroidering,  weaving, 
sewing,  modelling,  casting,  embossing,  engraving,  staining,  or  any  other  means  whatever, 
manual,  mechanical  or  chemical,  separate  or  combined,  not  being  a  design  for  a  sculpture 
or  other  things  within  the  protection  of  the  Sculpture  Copyright  Act  of  the  year  1814. 
According  to  this  definition  there  are  only  a  few  special  classes  of  designs  within  the 
protection  of  the  Act,  viz.  :  those  applicable  to  the  pattern,  shape,  or  ornamentation  of 
manufactured  articles.  (Per  Lord  Herschell  in  Hecla  Foundry  Co.  v.  Walker  [1889]  14 
App.  Ca.  550  ;  and  per  Lindle}^  L.J  ,  in  re  Clarke's  Design  [1896]  2  Ch.  at  p.  4.S.) 

§  192.    "Trade  Marks." 

A  trade  mark  is  some  name,  symbol,  or  device,  consisting  in  general  of  a  picture, 
label,  word  or  words,  which  is  applied  or  attached  to  a  trader's  goods  so  as  to  distinguish 
them  from  the  similar  goods  of  other  traders,  and  to  identify  them  as  his  goods,  in  the 
business  in  which  they  are  produced  or  put  forward  for  sale.  (Leather  Cloth  Co.  v. 
American  Leather  Cloth  Co.,  11  H.L.  Cas.  523  ;  Richards  v.  Butcher,  1891,  2  Ch.  at  pp. 
532  and  543,  per  Kay,  J.,  and  Lord  Esher,  M.R.) 

"  Any  symbol  may  become  a  trade  mark  if  it  is  capable  of  distinctive  user  in 
accordance  with  the  definition,  but  only  symbols  which  consist  of  or  contain  at  least  one 
of  the  essential  particulars  enumerated  in  the  Acts,  1883,  s.  64,  as  amended  by  1888, 
s.  10,  are  capable  of  registration.  The  essence  of  a  trade  mark  is  that  it  distinguishes 
the  oAvner's  goods,  and  the  essence  of  an  infringement  (where  the  essential  particulars 
are  not  bodily  appropriated)  is  that  the  use  of  the  mark  upon  tlie  defendant's  goods  is 
calculated  to  lead  purchasers  to  buy  them  as  being  the  plaintifi's  goods.  A  trade  mark 
must  therefore  be  a  distinctive  symbol.  A  word  or  device  which  is  common  to  the  trade 
or  is  in  general  use,  mere  descriptive  matter,  or  the  name  of  the  goods  themselves,  are 
the  principal  examples  of  marks  which  are  not  distinctive."  (Encyc.  of  the  Laws  of 
Eng.,  xii.  p.  223.) 


§§  192-193.]  POWERS  OF  THE  PARLIAMENT.  599 

Prior  to  trade  mark  legislation,  property  in  a  trade  mark  could  only  be  acquired  by 
actual  user  of  the  mark  for  such  a  length  of  time  as  to  be  evidence  of  appropriation  of  the 
badge  distinguishing  the  owner's  goods.  Under  the  English  Acts,  registration  can  be 
procured  of  any  trade  mark,  and  registration  is  cNndence  of  the  proprietors  right  to  its 
exclusive  use.  A  right  to  a  trade  mark  can  now  be  obtained  by  the  i-egistration  of  a  new 
and  unused  mark,  provided  that  the  applicant  has  a  real  intention  to  use  the  mark  upon 
the  description  of  goods  for  which  it  is  registered.  (Hudson's  Trade  Marks,  1886,  32 
Ch.D.  311.) 

By  the  International  Convention  of  1883,  the  signatory'  Powers  agreed  to  reciprocally 
admit  to  registration  and  protection  trade  marks  registered  in  their  several  countries. 
This  has  not,  so  far,  been  fullv  carried  out  bv  English  law.  (Califomian  Fig  SvrupCo.'s 
Trade  Mark,  1888,  40  Ch.  D.  62«)  ;  Carter  Medicine  Co.'s  Trade  Mark,  1892,  3"Ch.  472.) 
But  foreigners  may  register  their  trade  marks  in  England,  giving  an  address  Avithin  the 
Kingdom  for  service  on  the  same  terms  as  English  subjects.  In  the  case  of  a  signatory* 
Power,  if  any  of  its  subjects  who  has  registered  a  mark  at  home,  which  is  capable  of 
registration  in  England,  applies  for  a  registration  in  England  within  four  months  of 
his  application  to  register  at  home,  he  is  entitled  in  priority  to  other  applicants,  and  is 
not  prejudiced  bj'  the  use  of  the  mark  by  others  during  the  period.  (Germany  is  the 
only  important  non-signatory  Power.  Section  8  of  the  Act  of  1888  is  applicable  to  the 
principal  Colonies.  Under  the  Convention  of  Madrid,  1891,  a  trade  mark  may  be 
registered  as  the  result  of  a  single  application  in  the  countries  of  the  signatory  Powers. 
Oreat  Britain  has  not  acceded  to  this  Convention.  (Encyc.  of  the  Laws  of  Eng.,  xii. 
p.  2.S4.) 


5 1 .  (xix  )  Naturalization^**  and  aliens^*^ : 


Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "to 
establish  a  uniform  rule  of  natui-alization  throughout  the  United  States."  (Art.  L 
sec.  viii.  sub-sec.  4.)  "  Naturalization  and  aliens"  is  specified  in  sec.  91,  sub-sec.  25,  of 
the  British  North  America  Act.  "  Naturalization  of  aliens  "  was  a  subject  which  might 
be  referred  to  the  Federal  Council  under  the  Act  of  1885.  The  sub-clause  was  intro- 
duced in  its  present  form  in  1891,  and  was  adopted  in  1897-8  without  debate. 

§  193.    "Aliens." 

In  English  law  an  alien  may  be  variously  defined  as  a  person  who  owes  allegiance  to 
a  foreign  State,  who  is  bom  out  of  the  jurisdiction  of  the  Queen,  or  who  is  not  a  British 
subject.  The  rule  of  the  common  law  is  that  every  person  bom  out  of  the  British 
Dominions  is  an  alien,  and  that  every  person  born  within  British  Dominions  is  a  British 
subject.  This  is  known  as  the  jtis  soli  or  the  territorial  test  of  nationality,  which  is 
contrasted  with  theyws  sanguinin  or  the  parentage  test  of  nationality.  There  are  several 
exceptions  to  the  territorial  rule ;  (1)  legitimate  children  bom  out  of  the  British 
Dominions,  whose  fathers,  or  grandfathers  on  their  fathers'  side,  were  natural-bom 
subjects,  not  in  the  service  of  an  enemy  at  the  time  of  such  children's  birth,  are  entitled 
to  the  rights  of  natural-born  subjects  (Imperial  Acts  4  Geo.  II.  c.  21,  sees.  1,  2;  13 
Geo.  III.  c.  21) ;  (2)  children  born  on  board  British  ships  on  the  high  seas  are  natural- 
bom  subjects ;  ^3)  legitimate  childi-en  of  an  alien  enemy,  bom  in  a  part  of  the  British 
Dominions  which  at  the  time  of  their  birth  is  in  hostile  occupation,  are  not  British 
subjects.  (See  Cabin's  case,  7  Coke  Rep.  4 ;  Westlake,  Priv.  Intemat.  Law,  3rd  ed. 
p.  .323.     Dicey,  Conflict  of  Laws,  p.  176.) 

Although  aliens  resident  in  a  British  country  owe  no  local  allegiance  to  the  Crown, 
they  are  bound  equally  with  British  subjects  to  obey  the  laws  of  the  country.  Mr.  Hall 
considers  that  an  alien,  "  in  return  for  the  protection  which  he  receives,  and  the 
opportunities  of  profit  or  pleasure  which  he  enjoys,  is  liable  to  a  certain  extent,  at  any 
rate,  in  moments  of  emergency,  to  contribute  by  his  personal  service  to  the  maintenance 
of  order  in  the  State  from  which  he  is  deriving  advantage,  and  under  some  circumstances 


600  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51— xix. 

it  may  be  even  permissible  to  require  him  to  help  in  protecting  it  against  external 
dangers."  (Hall's  Foreign  Jurisdiction,  p.  171.)  "There  is  no  rule  or  principle  ot 
international  law  which  prohibits  the  government  of  any  country  from  requiring  aliens, 
resident  within  its  territories,  to  serve  in  the  militia  or  police  of  the  country,  or  to 
contribute  to  the  support  of  such  establishments."     {Id.  p.  172.) 

Under  ancient  as  well  as  modem  jurisprudence,  aliens,  resident  in  a  country  of  which 
thej^  were  neither  citizens  nor  subjects,  were  for  a  long  time  regarded  with  jealousy  and 
under  serious  disabilities.  In  ancient  Athens  foreigners  were  not  allowed  to  dispose  of 
their  property  by  will ;  at  their  death  it  was  confiscated  to  the  State.  In  early  Rome 
foreigners  were  similarly  disqualified,  but  under  the  Empire  they  were  allowed  to  inherit 
and  devise  property  by  will.  By  the  law  of  France,  until  the  beginning  of  this  century, 
the  Government  appropriated  the  property  of  foreigners  dying  in  that  country  and 
leaving  no  heirs  who  were  natives.  In  England,  until  enabling  legislation  during  the 
present  reign,  aliens  were  subject  to  many  disqualifications,  some  of  which  still  remain. 
An  alien  could  not,  and  still  cannot,  own  a  British  ship.  An  alien  could  not  own  real 
estate  within  the  realm,  and  hence  it  was  held  that  a  lease  or  an  agreement  for  a  lease 
of  land  to  an  alien  artificer  was  void  by  32  Henry  VIII.  c.  16,  sec.  13.  (Lapierre  v. 
Mcintosh,  8  L.J.  Q.B.  112.)  An  alien  woman  married  to  an  Englishman  was  not  entitled 
to  dower.  (Wall's  Case,  6  Moore  P.O.  216.)  A  Court  of  Equity  would  enforce,  for  the 
benefit  of  the  Crown,  a  trust  of  real  estate  created  in  favour  of  an  alien.  (Barrow  v. 
Wadkin,  24  Beav.  1.)  An  alien  friend  had  no  legal  right  enforceable  by  action  to  enter 
British  territory,  and  this  disability  still  remains.  (Musgrove  v.  Chung  Toy  [1891], 
App.  Cas.  272.) 

On  the  other  hand,  by  the  terms  of  the  Copyright  Act,  5  and  6  Vic.  c.  45,  an  alien 
friend  who,  during  his  temporary  residence  in  a  British  colon}',  publishes  in  the  United 
Kingdom  a  book  of  which  he  is  the  author,  is  entitled  to  the  benefit  of  the  English 
Copyright.  (Routledge  v.  Low,  L.R.  3  H.L.  100.)  So  also,  by  the  terms  of  the  English 
law  of  Trade  Marks,  a  foreign  manufacturer  has  a  remedy  by  suit  in  the  United  Kingdom 
for  an  injunction  and  account  of  profits  against  a  manufacturer  who  has  committed  a 
fraud  upon  him  by  using  his  trade  mark  for  the  purpose  of  inducing  the  public  to  believe 
that  the  goods  so  marked  are  manufactured  by  the  foreigner.  ^Collins  Co.  v.  Brown, 
3  Jur.  [N.  S.  ]  929. )  An  alien  can  similarly  sue  to  restrain  the  fraudulent  appropriation 
of  his  trade  mark,  although  the  goods  to  which  such  trade  mark  is  affixed  are  not  usually 
sold  b^'him  in  the  Kingdom.  (Collins  Co.  v.  Reeves,  4  Jur.  [N.S.]  865.)  An  alien  friend, 
though  resident  abroad,  is  entitled  to  sue  in  England  for  a  libel  published  there  concerning 
him.     iPisani  v.  Lawson,  6  Bing.  N.C.  90.) 

The  Act  7  and  8  Vic.  c.  66  (1844)  first  allowed  aliens  to  take  and  hold  every  species 
of  personal  property — but  not  real  property — as  fully  and  effectually  as  if  they  were 
natural-born  subjects,  and  enacted  also  that  lands  or  buildings  for  the  purpose  of 
residence,  or  for  the  carrying  on  of  any  trade,  business,  or  manufacture,  might  be  taken 
and  held  by  aliens  for  any  term  of  years  not  exceeding  twenty-one. 

The  Naturalization  Act  of  1870  (33  and  34  Vic.  c.  14)  greatly  enlarged  the  privileges 
of  aliens.  Under  that  Act  real  and  personal  property  of  every  description  ma}'  l)e 
acquired,  held,  and  disposed  of  by  an  alien,  in  the  same  manner  in  all  respects  as  by  a 
natural-bom  British  subject ;  and  a  title  to  real  and  personal  property  of  every  description 
may  be  derived  through  an  alien,  in  the  same  manner  as  if  he  were  a  natural-bom  British 
subject.  No  right  is  thereby  conferred  on  an  alien  to  hold  real  property  situated  out  of 
the  United  Kingdom.  The  principal  provisions  of  these  Acts  have  been  generally 
adopted  in  the  colonies  by  local  legislation  passed  in  the  exercise  of  power  conferred  by 
the  Act  33  and  34  Vic.  c.  14,  sec,  16. 


§  194.]  POWERS  OF  THE  PARLIAMENT.  601 

§  194.    "  Naturalization." 

Naturalization  is  the  process,  defined  by  law,  by  which  an  alien  renounces  his 
original  allegiance  and  is  converted  into  a  subject  or  citizen,  entitled  to  all  the  rights 
and  privileges  of  natui-al-bom  subjects  and  citizens  in  the  country  in  which  he  domiciled. 
Formerly  the  only  motle  of  obtaining  naturalization  was  by  a  special  Act  of  Parliament 
passed  for  each  individual  seeking  to  be  naturalized  ;  but  by  the  Act  7  and  8  Vict.  c.  66, 
the  British  Parliament  provided  a  general  procedure  by  which  approved  aliens  could 
acquire  the  status  of  natural-bom  subjects  of  the  Queen.  It  was  enacted  that  the  Home 
Secretary  might,  if  he  thought  fit,  grant  a  certificate  of  naturalization  to  any  alien 
applying  for  it,  on  receiving  such  evidence  (with  regard  to  his  intention  to  remain  in  the 
countr}-,  his  trade,  &c.)  as  might  seem  necessary.  This  certificate  conveyed  to  the  alien 
all  the  rights  and  privileges  of  natural-born  British  subjects,  except  the  right  to  become 
a  member  of  Parliament  or  a  Privj'  Councillor.  This  Act  was  amended  and  enlarged  by 
the  Naturalization  Act,  1870,  (33  and  34  Vic.  c.  14),  which  declared  that  an  alien 
resident  in  the  United  Kingdom  for  a  term  of  not  less  than  five  \ears,  or  who  has  been 
in  the  service  of  the  Crown  for  not  less  than  five  years  and  intends  to  reside  in  the 
Kingdom  or  to  serve  the  British  Crown,  may  applj-  to  the  Home  Secretary  for  a 
certificate  of  naturalization,  and  on  giving  evidence  of  particulars  may  obtain  it.  Ha\'ing 
obtained  this  certificate,  he  is,  in  the  United  Kingdom,  entitled  to  all  the  political  and 
other  rights,  powers  and  privileges,  and  subject  to  all  the  obligations  of  a  natural- 
born  British  subject.  When  within  the  limits  of  the  foreign  State  of  which  he  was 
formerly  a  subject,  he  is  not  deemed  a  British  subject,  unless  he  has  ceased  to  be  a 
subject  of  that  State.  Section  16  of  this  Act  conferred  upon  colonial  legislatures  the 
power  of  legislation  in  respect  to  the  naturalization  of  aliens,  and  in  the  exercise  of  this 
power  the  English  naturalization  laws,  with  minor  variations,  have  been  generally 
adopted  in  the  colonies.  Lettera  of  naturalization  granted  by  the  Government  of  a 
colony  are,  however,  operative  only  within  that  colony. 

"  No  question  of  naturalization  arises  in  connection  with  the  emigration  of  British 
subjects  to  British  colonies.  Settling  therein  makes  no  more  change  in  this  respect  than 
a  removal  from  York,  Glasgow,  Swansea,  or  Dublin,  to  London,  and  a  new  arrival  has 
all  the  privileges  of  a  fellow-subject.  This  is  very  important  when  compared  with  the 
position  of  a  person  who  conieraplates  emigration  from  the  United  Kingdom  to  the 
United  States.  For  example  : — It  is  required  that  everyone  from  the  British  Islands 
who  desires  to  become  an  American  citizen  shall  take  two  oaths,  one  of  intention  and 
one  of  facts,  the  latter  after  five  years'  residence.  The  effect  of  these  oaths  is  pointedly 
and  specifically  to  renounce  allegiance  to  the  Queen,  to  give  up  one's  British  birthright, 
and,  in  the  event  of  war,  to  become  an  enemy  to  the  land  of  one's  birth.  In  some  of  the 
States  — the  great  State  of  New  York,  for  instance — a  British  subject  cannot  hold  real 
estate  without  taking  such  oaths,  and  cannot  in  any  of  the  States  exercise  any  of  the 
political  rights  of  American  citizens  without  so  doing."  (Canadian  Official  Hand-book, 
p   7  ;   Wheeler,  C.C.  p.  770.) 

NATUR-i^LiZ-iTiox  IX  THE  UxiTED  STATES. — "  The  power  to  establish  a  single  statute 
of  naturalization  for  the  whole  United  States  is,  of  course,  an  exclusive  power  of  the 
Congress.  The  States  could  not  do  that  even  though  the  Congress  should  not  regulate 
the  subject  at  all.  It  is,  indeed,  conceivable  that  every  State  might  pass  exactly  the 
same  statute  of  naturalization,  and  that  the  courts  of  every  State  might  give  to  the 
statutes  of  the  respective  States  exacth'  the  same  interpretation,  and  an  uniform  rule 
be  attained  in  this  manner.  It  is  not,  however,  at  all  likely  that  they  would.  More- 
over, the  State  naturalization  could  not  give  the  full  rights  and  privileges  of  citizenship. 
It  could  only  give  sueh  as  pertain  to  the  indi^"idual  as  a  resident  of  the  particular  State. 
The  purposes  of  naturalization,  \-iz.,  to  gain  the  full  rights  and  pri\'ileges  of  citizenship, 
could  not  thus  be  attained."     (Burgess,  Political  Sci.  II.  p.  144.) 

The  .American  States  individually  have  still  a  concurrent  authority  as  to  naturali- 
zation, but  they  cannot  exercise  it  so  as  to  contravene  the  rules  established  by  Congress. 
The  true  reason  for  empowering  Congress  to  establish  a  uniform  rule  was  to  guartl 
against  a  too  narrow — not  against  a  too  liberal — mode  of  granting  rights  of  citizenship. 
A  State  caimot  exclude  citizens  who  have  been  adoptetl  by  the  United  States ;  but  it  can 
adopt  citizens  upon  easier  terms  than  those  impose<l  bv  Congress.  (Collet  v.  CoUet, 
2  Dall.  -294.     Baker,  Annot.  Const,  p.  43.) 


-602  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.5i-xix. 

"  1  am  not  aware  of  aivf  instance  in  Avhich  the  Courts  have  spoken  of  the  grant  of 
power  to  the  general  Government  as  excluding  all  State  power  over  the  subject,  unless 
they  were  deciding  a  case  where  the  power  had  been  exercised  by  Congress  and  a  State 
law  came  in  conflict  with  it.  In  cases  of  this  kind  the  power  of  Congress  undoubtedly 
excludes  and  displaces  that  of  the  State,  because  whenever  there  is  a  collision  between 
them  the  law  of  Congress  is  supreme  ;  and  it  is  in  this  sense  only,  in  my  judgment,  that 
it  has  been  spoken  of  as  exclusive  in  the  opinions  of  the  court  to  which  I  have  referred." 
(Per  Taney,  C.J.,  License  Cases,  5  How.  o8o.) 

'*~No  State  can  make  a  foreigner  a  citizen  of  the  United  States.  It  may  put  a 
foreigner  upon  a  footing  with  its  own  citizens  as  to  all  rights  and  privileges  enjoj'ed  by 
them  within  its  dominion  and  under  its  laws.  But  that  will  not  make  him  a  citizen  of 
the  United  States  nor  entitle  him  to  sue  in  its  courts,  nor  to  any  of  the  privileges  and 
immunities  of  a  citizen  in  another  State.  (Dred  Scott  v.  Sandford,  19  How.  393.  Baker, 
Annot.  Const,  p.  43.) 

A  State  cannot  make  a  subject  of  a  foreign  government  a  citizen  of  the  United 
States.  Citizenship  and  the  right  to  vote  are  neither  identical  nor  inseparable.  (Lanz 
V.  Randalls,  4  Dill.  425.     Id. ) 

An  alien  who  has  been  duly  naturalized  under  the  federal  law  becomes  thereby  a 
citizen  of  the  United  States,  and  is  a  citizen  of  any  State  of  the  Union  in  which  he  may 
reside.     (Gassies  v.  Ballon,  6  Pet.  761.     Id.) 

Under  the  power  to  "  prescribe  a  uniform  rule  of  naturalization,"  Congress  has  no 
power  to  regulate  or  prescribe  the  capacities  of  a  naturalized  citizen.  A  naturalized 
citizen  is  on  the  footing  of  a  native  citizen,  except  so  far  as  the  Constitution  itself  distin- 
guishes him.     (Osborn  v.  Bank  of  United  States,  9  Wheat.  827. ) 

Canadian  Cases  on  Aliens.  —  "  The  point  decided  in  Low  v.  Routledge  (1865,  L.R. 
1  Ch.  42),  is  that  a  colonial  legislature  cannot  afi"ect  an  alien's  rights  beyond  the  limits  of 
the  colony.  There,  the  plaintitf,  an  alien,  temporarily  resident  in  Montreal,  claimed  to 
be  entitled  to  copyright  under  the  Imperial  Copyright  Act,  5-6  Vic.  c.  45,  in  respect  to  a 
book  she  was  publishing  in  England,  and  it  was  unsuccessfully  contended  that  she  could 
not  be  so  entitled  because  by  a  Canadian  statute  an  alien  coming  into  Canada  for  the 
purpose  of  publishing  a  work,  as  the  plaintiff  had  done,  and  publishing  his  book  there, 
would  not  be  entitled  to  copyright  in  the  work  so  published,  and  because  an  alien  coming 
into  Canada  could  acquire  only  such  rights  as  were  given  by  the  law  of  Canada.  Sir  G. 
J.  Turner,  L.J.,  however,  delivering  the  judgment  of  the  Court,  says  :  -  "  This  argument 
on  the  part  of  the  defendants  is,  in  truth,  founded  on  a  confusion  between  the  rights  of 
an  alien  as  a  subject  of  a  colony,  and  his  rights  as  a  subject  of  the  Crown.  Every  alien 
•coming  into  a  British  Colony  becomes  temporarily  a  subject  of  the  Crown— bound  by, 
sxibject  to,  and  entitled  to  the  benefit  of  the  laws  which  affect  all  British  suV)jects.  He 
has  obligations  and  rights  both  within  and  beyond  the  colony  into  which  he  comes.  As 
to  his  rights  within  the  colony,  he  may  well  be  bound  by  its  laws  ;  but  as  to  his  rights 
beyond  the  colony,  he  cannot  be  affected  by  these  laws  ;  for  the  laws  of  a  colony  cannot 
extend  beyond  its  territorial  limits."     (Lefroy,  Leg.  Pow.  in  Canada,  p.  328.) 

"This  expression,  'subject  of  the  colony,'  is  significant  and  important.  In  an 
article  in  31  Can.  L.J.  7,  entitled  '  Can  a  Colonial  legislature  affix  a  criminal  character 
to  acts  committed  beyond  its  territorial  limits  ?'  the  writer  says  that  '  there  is  no  such 
thing  as  a  Canadian,  Australian  or  Indian  subject ' ;  and  in  an  international  sense  no 
doubt  this  is  so  ;  but  the  above  dicta,  and  other  authorities  .  .  .  show  that  in  con- 
nection with  the  matters  under  discussion  there  is  a  sense  in  which  it  is  proper  to  speak 
of  a  man  as  a  subject  of  a  particular  colony,  and  that  legal  distinctions  hinge  upon  his 

Eosition  as  such."     (See  the  dictum  of  Boyd,  C,  in  Regina  v.  Brierly,  14  Ont.  Rep.  533  ; 
refroy.  Leg.  Pow.  in  Can.,  p.  329.) 

The  Dominion  Parliament  has  exclusive  jurisdiction  over  naturalization  and  aliens. 
The  Ontario  legislature  passed  an  Act,  51  Vic.  c.  70,  providing  that  the  railway  company 
therein  incorporated  might  become  a  party  to  promissory  notes  and  bills  of  exchange, 
and  how  such  notes  and  bills  might  be  made,  accepted,  or  endorsed  so  as  to  be  binding 
on  the  company.  Section  12  of  the  Act  provided  tliat  aliens  as  well  as  British  subjects, 
whether  resident  in  the  province  or  elsewhere,  might  be  shareholders  in  the  company, 
and  that  all  such  shareholders  should  be  entitled  to  vote  on  their  shares  and  be  eligible 
as  directors.  The  Canadian  Minister  of  Justice  objected  to  this  section  as  infringing  on 
the  exclusive  Dominion  power  to  make  laAVs  in  respect  to  aliens.  In  reply,  Mr.  Mowat, 
the  Provincial  Attorney-()ieneral,  contended  that  this  power  was  not  intended  to  give  and 
did  not  give  the  Dominion  Parliament  jurisdiction  in  respect  to  such  matters  as  that  in 
-question,  which  he  submitted  related  not  to  naturalization  and  aliens  within  the  meaning 


4  194.]  POWERS  OF  THE  PARLIAMENT.  603 

■of  the  British  North  America  Act,  but  to  property  and  civil  rights.  In  support  of  this 
view  he  cited  Todd's  Parliamentary  Govemmeot  in  the  Colonies  (2nd  ed.,  p.  299). 

A  British  Columbia  Act  of  1890,  incoi-porating  a  certain  companj-,  forbade  under 
severe  penalties  the  emplojTuent  of  Chinese.  The  Canadian  Minister  of  Justice  objected 
to  this  pro^-ision,  which  he  said  "  seems  open  to  question  on  the  ground  that  it  is  for  the 
Parliament  of  Canada  to  legislate  respecting  aliens  and  therefore  to  prescribe  their 
rights  and  disabilities." 

In  1890  the  legislature  of  British  Columbia  passed  the  Coal  ilines  Regulation  Act, 
sec.  4  of  which  provided  that  no  boy  under  the  age  of  12  years,  no  woman  or  girl,  and 
no  Chinaman,  should  be  employed  underground  in  any  mine  to  which  the  Act  applied. 
The  Union  Colliery  Company  of  British  Columbia  employed  Chinamen  in  its  mines  in 
defiance  of  this  prohibition.  In  1898,  Mr.  Bryden,  a  shareholder,  brought  a  suit  against 
the  Companj'  in  the  Supreme  Court  of  the  Province,  claiming  an  injunction  restraining 
the  Company  from  emploj-ing  Chinamen.  The  Company  pleadetl  that  the  Act,  so  far  as 
it  proliibited  the  emplojTnent  of  Chinamen,  was  void  as  being  ultra  vires  of  the  legislature 
of  the  Province.  Mr.  Justice  Drake  upheld  the  validity  of  the  Act  and  granted  the 
injimction.  The  Full  Court  of  the  Province  sustained  his  decision,  holding  that  the  Act 
came  within  the  power  of  the  Pro\'ince  to  legislate  concerning  "  property  and  civil  rights." 
The  Company  appealed  to  the  Privj-  Council.  In  support  of  the  appeal  it  was  argued  that 
the  Parliament  of  Canada  had,  under  the  British  North  America  Act,  sec.  91  (25), 
exclusive  authority  to  legislate  concerning  "  naturalization" and  aliens." 

The  Pri\-y  Coxmcil,  per  Lord  Watson,  held  that  the  Provincial  Act  was  ultra  vires, 
and  reversed  the  decision  of  the  Provincial  Courts.  Ever}'  alien  when  naturalized  in 
Canada  became,  ipso  facto,  a  Canadian  subject  of  the  Queen,  and  his  children  were  not 
aliens  requiring  to  be  naturalized,  but  natural-bom  Canadians.  It  could  hardly  have 
been  intended  to  give  the  Dominion  Parliament  the  exclusive  right  to  legislate  for  the 
latter  class  of  persons  resident  in  Canada,  but  section  91  (25)  might  possibly  be  construed 
as  conferring  that  power  in  the  case  of  naturalized  aliens  after  naturalization.  The 
subject  of  "  naturalization  "  seemed  prima  facie  to  include  the  power  of  enacting  what 
should  be  the  consequences  of  naturalization,  or,  in  other  words,  what  should  be  the 
rights  and  privileges  pertaining  to  residents  in  Canada  after  they  had  been  naturalized. 
It  seemed  clear  that  the  expression  "aliens"  in  that  section  referred  to,  and  at  least 
included,  all  aliens  who  had  not  yet  been  naturalized,  and  the  words  "  no  Cliinaman"  in 
the  Provincial  Act  certainly  included  every  adult  Chinaman  who  had  not  been 
naturalized.  The  leading  feature  of  the  prohibition  in  the  Provincial  Act  was  that  it 
could  have  no  application  except  to  Chinamen  who  were  aliens  or  naturalized  subjects, 
and  that  it  established  no  rule  or  regvdation,  except  that  those  aliens  or  naturalized 
subjects  should  not  work  in  underground  coal  mines  within  the  Pro%'ince.  Their 
Lordships  saw  no  reason-  to  doubt  that,  by  virtue  of  section  91  {'25),  the  Legislature  of 
the  Dominion  was  invested  with  exclusive  authority  in  all  matters  which  directly 
concerned  the  rights,  privileges,  and  disabilities  of  the  class  of  Chinamen  who  were 
resident  in  the  Provinces  of  Canada.  They  were  also  of  opinion  that  the  whole  pith  and 
substance  of  sec.  4  of  the  Provincial  Act,  in  so  far  as  objected  to  by  appellant  company, 
consisted  in  establishing  a  statutory-  prohibition  which  affected  aliens  or  naturalized 
subjects,  and  therefore  trenched  upon  the  exclusive  authority  of  the  Parliament  of 
Canada.  (Per  Lord  Watson,  in  The  Union  Colliery  Company  of  British  Columbia,  Ltd., 
V.  Bryden  [1899],  App.  Ca.  580.) 

Under  the  Constitution  of  the  Commonwealth,  sec.  51 — xix.,  the  Federal  Parliament 
will  be  able  to  prohibit  Chinamen,  whether  naturalized  or  not,  from  working  in  mines,  or 
to  permit  them  to  work  in  mines.  In  the  absence  of  Federal  legislation  State  laws 
relating  to  such  subjects  would,  under  sec.  108,  prevail. 

Ai.iEXS  NAxrR-XLizED  BY  CoLOXL\L  Laws. — "The  continued  inconveniences  and 
disabilities  to  which  German  emigi-ants  to  Canada  are  exposed  by  reason  of  the  partial 
benefits  afforded  to  them  by  naturalization  under  the  colonial  law,   which  leaves  them 


604  COMMENTARIES  ON  THE  CONSTITUTION.    [Sec.  51-xx 

still  liable  to  be  claimed  as  German  subjects  when  travelling  abroad  or  on  a  return  to 
their  native  country,  induced  the  Canadian  Privy  Oouncil  to  request  the  Governor- 
General  to  write  to  the  Secretary  of  State  for  the  Colonies  and  represent  this  grievance. 
.  .  Accordingly,  on  April  21,  1873,  the  Canadian  House  of  Commons  passed  an  address 
to  the  Queen,  praying  that,  pursuant  to  the  provisions  of  the  Imperial  Naturalization 
Act  of  1870,  Her  Majesty  would  be  pleased  to  negotiate  naturalization  treaties  with  the 
(German  and  other  foreign  States,  under  which  legally  naturalized  foreigners  in  Canada 
may  no  longer  be  subject  to  the  disabilities  of  a  divided  allegiance,  but,  on  formally 
renouncing  their  native  allegiance,  may  become  entitled  to  all  the  privileges  of  native- 
born  British  subjects.  A  despatch,  in  reply  to  this  address,  dated  September  3,  1873, 
was  transmitted  by  the  Governor-General  to  the  House  of  Commons,  on  Maj'  6,  1874. 
It  inclosed  a  memorandum  from  Her  Majest3''s  Secretary  of  State  for  Foreign  Affairs, 
which  stated  that  the  Imperial  government  were  prepared  to  place  aliens  naturalized  in 
any  British  colony,  out  of  Europe,  on  the  same  footing,  so  far  as  passports  and  protec- 
tion in  foreign  countries  are  concerned,  as  aliens  naturalized  in  England  under  the  Act 
of  1870.  But  it  suggested  that  a  compliance  with  the  request  for  the  negotiation  of 
naturalization  treaties  would  prove  less  advantageous  to  aliens  naturalized  in  the  colonies 
than  the  existing  practice— inasmuch  as  no  treaties  could  be  negotiated,  except  upon  the 
basis  of  a  five  years'  residence  in  the  colony  of  the  alien  who  desired  to  be  allowed  to 
change  his  allegiance.  The  only  way  in  which  the  objections  urged  could  be  satisfac- 
torily overcome  would  be  by  an  extension  of  Imperial  naturalization  to  the  colonies,  the 
expediency  of  which  is  under  the  consideration  of  Her  Majesty's  government.  .  . 
And  in  March,  1881,  the  Canadian  Commons  were  informed  that  negotiations  had  been 
entered  into  between  the  Imperial  and  the  German  governments,  with  a  view,  by  treaty, 
to  enable  German  settlers  in  Canada  to  obtain  complete  naturalization."  (Todd's  Pari. 
Gov.  in  Col.  2nd  ed.  pp.  296-9.) 

"  Legislation  with  regard  to  aliens  is  entrusted  to  the  Dominion  Parliament.  The 
Manitoba  Assembly  passed  an  Act  dealing  with  the  holding  of  land  ;  and  declared  that 
the  existing  disqualifications  against  aliens  debarred  them  from  serving  as  jurors.  The 
Minister  of  Justice,  21  February,  1874,  following  the  ruling  of  the  Chief  Justice,  under 
the  English  laws  in  force  in  Manitoba,  recommended  that  the  Act  be  sanctioned.  (Prov. 
Leg.  1887.)  If  the  Provinces  attempt  to  effect  the  naturalization  of  a  person  who  is  a 
citizen  of  a  foreign  State,  this  would  be  objected  to,  as  this  is  one  of  the  subjects  left 
exclusively  to  the  Dominion  Parliament,  and  Acts  have  been  passed  accordingly." 
(Wheeler,  C.C,  p.  101.) 


51.  (xx.)  Foreio^n  corporations'^",  and  trading'^^  or  financial 
corporations^^'  formed'''^  within  the  limits  of  the  Common- 
wealth'^^  : 

HiSTORiCAi^  Note. — "  Status  of  corporations  and  joint  stock  companies  in  other 
colonies  than  that  in  which  they  have  been  constituted  "  was  a  subject  which  might  be 
referred  to  the  Federal  Council  under  the  Act  of  1885. 

In  the  Bill  of  1891  the  sub-clause  was  worded,  "  The  status  in  the  Commonwealth  of 
foreign  corporations,  and  of  corporations  formed  in  any  State- or  part  of  the  Common- 
wealth." In  Committee  Mr.  Munro  and  Mr.  Bray  suggested  that  there  should  be  power 
to  prescribe  a  uniform  law  for  the  incorporation  of  all  trading  corporations ;  but  Sir 
Sanmel  Griffith  thought  it  unnecessary.     (Conv.  Deb.  Syd. ,  1891,  pp.  685-6.) 

At  Adelaide  the  sub-clause  was  drawn  as  follows  : — "  Foreign  corporations  and  trading 
corporations  formed  in  any  State  or  part  of  the  Commonwealth."  In  Committee  the 
words  "  or  financial"  were  added.  (Conv.  Deb.,  Adel.,  pp  793-4.)  At  Melbourne,  after 
the  fourth  report,  the  words  "within  the  limits  of  the  Commonw^ealth "  were  substituted 
for  the  words  "  in  any  State  or  part  of  the  Commonwealth." 

§  195..    ''Foreign  Corporations." 

A  corporation  has  been  already  defined  ;  Note,  §  182,  nupra,  "Incorporation  of 
Banks."  A  corporation,  according  to  tlie  law  of  England,  cannot  be  create<l  except  by 
royal  charter,  letters-patent,  or  Act  of  Parliament.  Once  duly  constituted  it  is  an 
artificial  person,  having  the  incidents  of  unity  and  perpetuity,  capable  of  suing  and 
being  sued,  holding  property,  performing  acts,  and  having  a  domicile.     Its  domicile  is 


4  195.]  POWERS  OF  THE  PARLIA.MENT.  605 

its  principal  place  of  business,  where  the  administrative  work  of  the  corporation  is 
carried  on.     (Dicey,  Conflict  of  Laws,  154. ) 

Foreign  corporations,  chartered  for  lawful  purposes,  have  the  right  to  earrj-  on 
business  within  the  British  Dominions,  subject  to  the  conditions  and  requirements  of 
local  laws  ;  this  has  been  recognized  by  the  comity  of  nations,  as  well  as  by  conventions 
concluded  between  Great  Britain  and  other  countries.  By  the  Anglo-French  and  Anglo- 
Belgian  treaties  of  1862,  and  by  the  Anglo-Spanish  treaty  of  1883,  companies  formed  in 
one  of  the  joint  contracting  countries,  in  accordance  with  laws  in  force  therein,  are 
entitled  to  exercise  "  all  their  rights  "  in  the  dominions  of  the  other.  Similar  conventions 
have  been  entered  into  by  Great  Britain  with  Germany,  Italy,  Greece,  and  other  nations, 
mutually  securing  to  commercial  and  industrial  companies  the  exercise  of  their  rights 
throughout  the  possessions  of  the  high  contracting  parties. 

"  The  right  of  foreign  and  colonial  corporations  to  carry  on  business  in  England, 
"without  any  authority  to  that  eflfect  from  Parliament  or  Government,  has  now  passed 
unquestioned  for  so  long  that  it  may  be  considered  to  be  established  ;  and  it  is  a  very 
exceptional  instance  of  liberality."     (Westlake,  Priv.  Intemat.  Law,  p.  337.) 

The  term  "  foreign,"  in  the  phrase  now  under  discussion,  is  vride  enough  to  cover 
not  only  corporations  established  by  the  laws  of  independent  foreign  States,  but  also 
corporations  established  b}'  the  law  of  Great  Britain  and  by  the  law  of  every  self-governing 
communit}'  within  the  British  Empire.  Li  short,  "  foreign  "  includes  every  corporation 
established  beyond  the  limits  of  the  Commonwealth. 

A  foreign  company  carn.-ing  on  business  in  any  part  of  the  British  Dominions,  through 
A  branch  office  situated  there,  is  liable  to  be  sued  locally  in  the  same  manner  as  a  local 
corporation.  Thus,  an  American  compam*,  incorporated  by  American  law  in  the  United 
States,  had  a  place  of  business  in  England,  where  it,  de  facto,  carried  on  business, 
Although  its  manufactory,  and  also  its  principal  place  of  business,  where  the  meetings  of 
its  directors  and  shareholders  were  held,  were  in  America.  The  plaintiff  claimed  a  sum 
of  money  as  being  due  from  the  corporation  to  him  as  the  balance  of  commission  on  the 
sale  of  goods.  He  commenced  an  action  against  the  corporation  and  its  agent  in 
England,  including  both  in  the  \i-rit,  and  sers-ed  two  copies  upon  the  agent,  one  for  him- 
self and  the  other  for  the  corporation.  It  was  held  that  the  court  would  not,  upon  the 
^ound  that  a  foreign  corporation  cannot  be  sued  in  England,  prevent  the  plaintiff  from 
pi-oceeding  in  the  action ;  and  also  that,  as  the  corporation  had  a  place  of  business  in 
England  and  traded  there,  it  must  be  treated  as  resident  there,  and  that  the  seni-ice  upon 
its  agent  was  sufficient.  (Newby  v.  Van  Oppen,  L.R.  7  Q.B.  293  ;  and  it  was  similarly 
iield  in  Haggiu  r.  Comptoir  d'Escompte  de  Paris,  23  Q.B.D.  519.) 

The  right  of  British  and  colonial  courts  to  order  the  winding-up  of  companies  not 
-domiciled  within  their  respective  jurisdictions  has  been  considered  in  a  number  of  cases 
"which  have  arisen  in  the  United  Kingdom,  India,  Australia,  and  Xew  Zealand.  In  a 
New  Zealand  case  it  was  held  that  the  Court  of  Chancerj-  in  England  has  jurisdiction 
under  s.  199  of  the  Companies'  Act,  1862  (25  and  26  Vic.  e.  89),  to  wind  up  an  unregistered 
joint-stock  company,  formed,  and  having  its  principal  place  of  business  in  Xew  Zealand, 
but  ha\ing  a  branch  office,  agent,  assets,  and  liabilities  in  England.  The  pendency  of  a 
foreign  liquidation  does  not  affect  the  jurisdiction  of  the  court  to  make  a  winding-up 
order  in  respect  of  the  company  under  such  liquidation,  although  the  court  will,  as  a 
matter  of  international  comity,  have  regard  to  the  order  of  the  foreign  court.  It  being 
-alleged  that  proceedings  to  wind  up  the  company  were  pending  in  New  Zealand,  the 
Court,  in  order  to  secure  the  English  assets  until  proceetlings  should  be  taken  by  the 
New  Zealand  liquidators  to  make  them  available  for  the  English  creditors  pari  pas9u 
"with  those  in  New  Zealand,  sanctioned  the  acceptance  of  an  undertaking  by  the  solicitor 
for  the  English  agent  of  the  company,  that  the  English  assets  should  remain  in  fUatu  qtio 
until  the  further  order  of  the  Court.  (Re  Commercial  Bank  of  India,  L.R.  6  Eq.  517  ; 
followed  in  Rt  Matheson  Bros.  Limited,  27  Ch.  D.  225  ;  Digest  of  Ehiglish  Case  Law, 
111,  1674,) 


606  COMMENTARIES  ON  THE  CONSTITUTION.    [See.  61-xx. 

A  banking  company  carrying  on  business  in  South  Australia  had  a  branoli 
London,  but  was  not  registered  in  England.  The  company  had  English  creditors 
and  assets  in  England.  Two  petitions  were  presented  in  England  to  wind  up  the 
company,  which  had  stopped  payment,  and  on  the  hearing  of  the  petitions  an  order  was 
made  appointing  a  provisional  liquidator,  and  the  further  hearing  was  ordered  to  stand 
over  for  a  time.  The  powers  of  the  provisional  liquidator  were  limited  to  the  taking 
possession  of,  collecting  and  protecting  the  assets  of  the  company  in  England.  When 
the  petitions  came  on  again  to  be  heard  it  appeared  that  a  petition  to  wind  up  the 
company  had  been  meanwhile  presented  in  Australia,  and  a  provisional  li(|U)dator  had 
been  appointed  there,  but  it  was  not  proved  that  a  winding-up  order  had  been  made. 
It  was  held  that  there  was  jurisdiction,  at  the  time  when  the  petitions  were  presented, 
to  make  an  order  to  wind  up  the  company,  and  that  the  jurisdiction  could  not  be  affected 
by  subsequent  proceedings  in  Australia.  A  winding-up  order  was  accordingly  made,  the 
order  appointing  the  provisional  liquidator  being  continued,  with  the  same  restrictions- 
on  the  powers,  the  judge  expressing  an  opinion  that  the  winding-up  in  that  court  would 
be  ancillarjf  to  a  winding-up  in  Australia,  and  that  if  the  circumstances  remained  the 
same,  tlie  powers  of  the  official  liquidator,  when  appointed,  ought  to  be  restricted  in  the 
same  way.     (Re  Commercial  Bank  of  South  Australia,  33  Ch.  D.  174.) 

In  the  case  of  the  Merchants'  Bank  of  Halifax  v.  Gillespie,  10  S.C.R.  (Can.)  312,  the 
question  was  as  to  the  validitj^  of  proceedings  under  the  Dominion  statute  for  the  sole  and 
principal  winding-up  of  a  joint  stock  company  incorporated  in  England  in  1874,  under 
the  Imperial  Joint  Stock  Companies'  Act,  and  never  incorporated  in  Canada,  but  with 
its  chief  place  of  business  in  Nova  Scotia,  where  it  owned  and  operated  extensive  iron 
mines  and  works,  constituting  almost  its  whole  assets,  while  it  owned  no  real  estate,  but 
occupied  an  office  in  Great  Britain.  (Lefroy,  Leg.  Pow.  in  Canada,  p.  629.)  The 
Supreme  Court  held  that  an  order  could  not  be  made  under  the  Dominion  law  for 
the  winding-up  of  the  Company.  In  the  same  case,  Henry,  J.,  said: — "If  the 
provisions  of  a  Dominion  statute,  as  in  this  case,  contravene  an  English  statute 
regulating  an  English  incorporated  company,  such  provisions  would  be  ultra  vires.  .  . 
It  is  possible  that  a  company  chartered  in  the  United  States  or  other  foreign  country 
doing  business  here  might  be  wound  up  under  the  Dominion  Act,  if  such  could  be  done 
without  interfering  with  the  terms  of  the  constituting  articles,  but  I  see  serious 
difficulties  in  the  way,  even  in  such  a  case." 

The  extent  to  which  federal  control  may  be  exercised  over  foreign  corporations, 
including  those  formed  under  Imperial  law,  may  be  thus  summarized  from  the  English 
and  Canadian  cases.  They  will  be  liable  to  federal  taxation  ;  they  may  be  required  to 
give  security  for  the  performance  of  their  contracts  ;  their  property  and  assets  within  the 
Commonwealth  may  be  protected  and  regulated,  so  as  to  secure  the  rights  of  creditors, 
and  particularly  the  rights  of  citizens  and  residents  of  the  CommonAvealth  ;  they  Avill  not 
and  cannot  be  wound  up  or  dissolved  under  Federal  law.  But  should  thej'  not  be  able 
to  pay  their  debts,  their  assets  may  be  seized  and  placed  in  the  hands  of  a  Federal 
liquidator,  charged  with  the  duty  to  carry  on  a  local  liquidation  ancillary  to  any 
principal  winding-up  that  may  be  instituted  in  the  country  of  their  domicile.  (The 
Merchants'  Bank  of  Halifax  v.  Gillespie,  10  S.C.R.  [Can.]  312  ;  Allen  v.  Hanson,  16 
Quebec  L.R.  79  ;  He  Briton  Medical  Life  Association,  12  Ont.  Rep.  441.) 

§  196.    "  Trading    .    .    Corporations." 

A  trading  corporation  is  one  formed  for  the  purpose  of  carrying  on  trade.  To  trade, 
as  we  have  seen  (Note,  §  162,  supra),  means  to  buy  and  sell ;  to  be  engaged  in  the 
exchange,  barter,  traffic,  bargain,  or  sale  of  goods,  wares,  and  merchandize,  or  to  carry 
on  commerce  as  a  business.  The  Federal  Parliament  may  legislate  concerning  trading 
corporations  formed  within  the  limits  of  the  Commonwealth.  Such  corporations  may  Ije 
both  created  and  wound  up  under  the  provisions  of  Federal  law  ;  whilst  foreign 
corporations  cannot  be  either  created  or  wound  up  by  Federal  law,  though  their  ))iisine8S 
operations  and  property  can  be  regulated  and  affected. 


§§  197 199.]  POWERS  OF  THE  PARLIAMENT.  607 

§  197.     "  Financial  Corporations." 

Sub-section  13  enables  the  Parliament  to  make  laws  with  respect  to  "Banking  and 
the  incorporation  of  Banks."  This  sub-section  is  intended  to  give  the  Parliament  power 
to  legislate  concerning  aU  "financial  institutions"  formed  within  the  limits  of  the 
CommonMealth.  There  are  financial  institutions  which  are  not  banks.  Among  these 
may  be  mentioned  companies  which  receive  deposits  of  money  for  investment  and  make 
advances  on  the  security'  of  land,  such  as  land-mortgage  companies  and  building 
societies.     (Con.  Deb.,  Adel.,  1897,  p.  793.) 

^  198.     "  Formed." 

In  the  expression  "trading  or  financial  corporations  formed  within  the  limits  of  the 
Commonwealth,"  the  words  "formed  within,"  &c.,  apparently  include  corporations 
formed  under  the  authority  of  State  laws,  whether  before  or  after  the  establishment  of 
the  Commonwealth.  "  Formed  "  is  certainly  capable  of  meaning  "  formed  under  State 
laws."  It  would  have  been  imnecessary  to  declare  that  the  Parliament  should  have 
power  to  make  laws  controlling  corporations  "  formed"  by  its  own  authority.  There  is 
no  express  power  vested  in  the  Parliament  to  incorporate  trading  or  financial  companies 
(sec.  51 — xiii.).  Whether  such  companies  could  be  created  under  the  trade  and  commerce 
section  is  not  clear.  It  would  therefore  seem  that  this  pro>'ision  refers  to  c-ompanies 
created  under  State  laws.  Such  bodies,  once  launched,  will  come  within  the  control  of 
Federal  legislation.  Under  this  power  it  would  probably  be  competent  for  Parliament 
to  convert  a  corporation  created  by  State  authority'  into  a  Federal  corporation  ;  to  enlarge 
the  scope  of  its  operations  and  business  ;  to  confer  on  a  local  corporation  certain  powers 
which  would  be  beyond  the  jurisdiction  of  the  States  Govenunents  to  grant.  (Todd's 
Pari.  Gov.  in  Col.,  2nd  ed.  437.) 

"  In  Jime,  1881,  the  Quebec  Court  of  Queen's  Bench,  on  an  appeal  from  the  decision 
of  an  inferior  court,  declared  that  the  Dominion  Parliament  had  exceeded  its  powers  in 
the  incorporation,  by  Act  43  Vic.  c.  67,  of  the  Bell  Telephone  Companj'.  This  company 
had  been  authorized  to  establish  telephone  lines  in  any  part  of  Canada,  to  cross  rivers, 
boundary  lines,  &c.  But  the  company,  in  commencing  a  local  business  in  Quebec,  did  so 
for  purely  local  traffic,  ha\ing  no  pretension  to  service  of  a  dominion  character.  Their 
undertaking  did  not  involve  the  connection  of  service  with  two  or  more  Provinces,  or  the 
need  even  to  cross  navigable  rivers  ;  neitlier  had  Parliament  declared  the  company  to  be 
'  for  the  general  advantage  of  Canada,  or  of  two  or  more  Provinces.'  In  fact,  the  powers 
claimed  to  have  been  conferred  were  bej'ond  the  jurisdiction  of  the  Dominion  Parliament 
to  grant,  and  should  have  been  obtained  in  the  particular  instance  from  the  Quebec 
legislature.  The  company  were  therefore  adjudged  to  have  been  guilty  of  a  nuisance,  in 
erecting  their  poles  in  the  city  of  Quebec  without  lawful  authority.  But  in  the  same 
month  (.June,  1881),  upon  application  to  the  Quebec  legislature,  then  in  session,  an  Act 
was  passed  '  to  confer  certain  powers  on  the  Bell  Telephone  Company  of  Canada,'  which 
recognized  this  compan}',  and  gave  it  the  necessary  corporate  powers  for  provincial  work, 
saving  only  actions  pending  in  the  courts.  Similar  Acts  were  passed  by  the  New 
Brvmswick,  the  Nova  Scotia,  and  the  Ontario  legislatures,  in  1882.  And  in  the  same 
year,  the  Dominion  Parliament  amended  their  Act  of  incorporation,  and  furthermore 
declared  the  works  in  question  to  be  '  for  the  general  advantage  of  Canada.'"  (Todd's 
Pari.  Gov.  in  Col.  2nd  ed.  p.  5.34. ) 

§  199.    "  Within  the  Limits  of  the  Commonwealth." 

This  is  a  notable  expression,  atfirmative  of  the  territoriality  of  the  Commonwealth, 
and  recognizing  the  principle  that,  as  a  general  rule,  the  laws  of  a  sovereign  State  or  of 
a  semi-sovereign  community  are  intended  to  be  operative  and  enforceable  only  within  its 
territorial  limits.  The  words,  "  formed  within  the  limits  of  the  Commonwealth,"  are, 
apparently,  words  of  description  rather  than  words  of  limitation,  seeing  that  even  without 
any  express  restriction  the  laws  of  the  Commonwealth  could  onh-  operate  within  and 
throughout  the  Commonwealth.  Only  express  words  would  justify  any  interpretation 
giving  an  extra-territorial  efiect.    One  instance  of  such  express  words  is  found  in  Clause  V. , 


608  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxi. 

which  enacts  that  the  laws  of  the  Commonwealth  shall  be  "  in  force  an  all  British  ships  " 
whose  first  port  of  clearance  and  whose  port  of  destination  are  within  the  Commonwealth. 
Another  instance  is  found  in  section  51 — x.,  "Fisheries  in  Australian  waters  beyond 
territorial  limits." 


51.  (xxi.)  Marriage^*^  : 

Historical  Note. — "Marriage  and  divorce"  is  specified  in  the  British  North 
America  Act,  sec.  91,  sub-sec.  26.  "Recognition  in  other  colonies  of  any  marriage  or 
divorce  duly  solemnized  or  decreed  in  any  colony "  was  a  subject  which  might  be 
referred  to  the  Federal  Council  under  the  Act  of  1885.  In  the  Bill  of  1891,  and  also  in 
the  Adelaide  draft  of  1897,  "Marriage  and  divorce"  was  one  of  the  legislative  powers. 

At  the  Sydney  session,  a  suggestion  by  the  House  of  Assembly  of  Tasmania  was 
submitted,  to  omit  the  sub-clause  and  substitute  "The  status,  in  other  States  of  the 
Commonwealth,  ot  persons  married  or  divorced  in  any  State."  Mr.  Glynn  said  that 
there  were  strong  objections  in  South  Australia  to  the  prosptjot  of  the  grounds  of 
divorce  in  that  colony  being  extended  as  they  had  been  in  New  South  Wales  and 
Victoria.  The  sense  of  the  desirability  of  uniform  laws  of  marriage  and  divorce 
prevailed,  however,  and  the  sub-clause  was  agreed  to.  (Conv.  Deb.,  Syd.,  1897, 
pp.  1077-82.)  At  the  Melbourne  session,  before  the  first  report,  "Marriage"  was 
placed  in  a  separate  sub-clause. 

§  200.    "Marriage." 

Marriage  is  a  relationship  originating  in  contract,  but  it  is  something  more  than  a 
contract.  It  is  what  is  technically  called  a  status,  involving  a  complex  bundle  of  rights, 
privileges,  obligations,  and  responsibilities  which  are  determined  and  annexed  to  it  by 
law  independent  of  contract.  According  to  the  law  of  England  a  marriage  is  a  union 
between  a  man  and  a  woman  on  the  same  basis  as  that  on  which  the  institution  is 
recognized  throughout  Christendom,  and  its  essence  is  that  it  is  (1)  a  voluntary  union, 
(2)  for  life,  (3)  of  one  man  and  one  woman,  (4)  to  the  exclusion  of  all  others.  (Bethell 
V.  Hildyard,  38  Ch.  D.  220.) 

Laws  relating  to  this  subject  will  therefore  embrace  (1)  the  establishment  of  the 
relation,  including  preliminary  conditions,  contractual  capacity,  banns,  license,  con.seut 
of  parents  or  guardians,  solemnization,  evidence,  and  rules  in  restraint,  (2)  the 
consequences  of  the  relation,  including  the  status  of  the  married  parties,  their  mutual 
rights  and  obligations,  the  legitimacy  of  children  and  their  civil  rights.  Quaere  whether 
this  power  will  enable  the  Parliament  to  legislate  with  respect  to  breach  of  promise  of 
marriage  ;  immoral  agreements  concerning  marriage  ;  and  the  separate  property  of 
married  women.  It  could  be  argued  that  the  first  two  matters  belong  to  the  general 
law  of  contracts,  and  the  last  one  to  the  general  law  relating  to  civil  rights ;  both  of 
which  classes  of  laws  are  reserved  to  the  States.  It  might  be  said,  however,  that  they 
impinge  on  the  principal  grant  of  power,  "  marriage,"  and  are  conveyed  by  it. 

In  considering  the  validity  of  a  marriage  the  requirements  of  two  kinds  of  laws, 
not  always  coinciding  in  the  same  political  community,  have  to  be  regarded  ;  one  is  the 
law  of  the  domicile — that  is,  the  law  of  the  country  which  the  contracting  parties  look 
upon  as  their  permanent  home  ;  the  other  is  the  law  of  the  place  in  which  the  contract 
is  made,  or  where  the  ceremony  is  performed.  As  regards  the  essential  qualification  and 
capacity  to  enter  into  the  marriage  relation,  both  the  lex  loci  contractiLs  and  the  hx 
domicilii  must  apparently  be  satisfied  ;  the  formal  requisites,  the  mode  of  solenuiization 
and  the  like,  depend  upon  the  lex  loci  coiUractus  alone.  (Westlake,  Priv.  Internat.  Law, 
pp.  52-5.) 

The  policy  of  the  Imperial  Grovernnient,  to  secure  uniformity  of  marriage  laws 
among  the  Christian  races   of  the  Empire,  is  shown  in  the  manner  in  which  several 


§  200.]  POWERS  OF  THE  PARLIAMENT.  609 

colonial  Acts  to  legalize  marriage  with  deceased  wife's  sister  have  been  discountenanced 
ana  disallowed.  Such  amending  laws  have  been,  however,  at  length  sanctioned  by  the 
Crown  in  Ceylon,  South  Australia,  Victoria,  Tasmania,  New  South  Wales,  Queensland, 
Western  Australia,  New  Zealand,  Canada,  and  Barbadoes.  In  the  countries  in  which 
the  parties  are  domiciled  the  childreu  of  these  marriages  are  legitimate  by  statute  law, 
but  in  the  United  Kingdom,  these  marriages  being  still  regarded  as  illegal,  the  offspring 
are  liable  to  serious  disabilities.  By  the  law  of  England,  "  with  regard  to  personal 
property  the  children  of  these  marriages  are  regarded  as  legitimate  ;  but  with  respect  to 
realty,  the  status  of  legitimacy,  which  the  law  of  the  domicile  gives  them,  is  not 
recognized,  on  the  ground  that  the  established  rule  of  law  in  deciding  the  title  of  real 
estate,  lex  loci  rti  sike,  excludes  such  children."  ^Hammick's  Marriage  Law  of  Eng.  and 
Cols.  p.  253.) 

"  In  regard  to  such  legislation  the  difficulty  still  remains,  that  the  Imperial  Parlia- 
ment has  not  yet  (1892)  agreed  to  this  alteration  in  the  law  of  marriage.  Con.sequentl}', 
such  marriages  continue  to  be  illegal  in  England,  and  those  who  avail  themselves  of  the 
libertj-  afforded  by  colonial  enactments  to  contract  these  marriages  expose  their  offspring 
to  disastrous  consequences,  as  regards  both  inheritance  and  legitimacy,  in  the  mother 
country.  Hitherto,  the  Imperial  Government  and  Parliament  have  shown  no  disposition 
to  alter  the  law  in  this  respect,  for  the  behoof  of  the  colonies  in  question."  (Todd's 
Pari.  Gov.  in  Col.  2nd  ed.  198.) 

The  personal  capacity  of  parties  to  enter  into  the  contract  of  marriage  depends  upon 
their  domicile  ;  and  where  both  parties  had  a  foreign  domicile,  and,  bj-  the  law  of  their 
domicile,  their  marriage  was  invalid  by  reason  of  consanguinity,  a  marriage  which  was 
■contracted  in  England,  and  which  would  have  been  valid  according  to  English  law,  was 
held  invalid.  (Sottomayor  ?'.  De  Barros,  3  P.D.  1.  Digest  of  English  Case  Law,  vol. 
vii.  p.  626.) 

A  foreign  marriage,  valid  according  to  the  law  of  the  country  where  it  is  celebrated, 
is  good  everywhere  ;  but  this  applies  only  to  the  form,  and  not  to  the  essentials  of  the 
■contxact.  which  depend  on  the  lex  domicilii.  Therefore,  if  a  marriage  abroad  of  English 
domiciled  subjects  is  polygamous  or  incestuous,  the  law  of  England  will  not  recognize  it, 
and  will  follow  in  that  respect  its  own  rules  as  to  incest  and  policy.  (Brook  v.  Brook,  9 
H.L.  Cas.  193.     Id.) 

W  hen  an  English  woman  marries  a  domiciled  foreigner,  the  marriage  is  constituted 
according  to  the  lex  loci  contractuji ;  but  she  take.e  his  domicile,  and  is  subject  to  his  law. 
{Harvej-  v.  Farnie,  8  App.  Cas.  43.     Digest  of  F^nglish  Case  Law,  vol.  viii.  p.  215.) 

The  rule,  that  the  lex  loci  rmUractws  of  a  marriage  establishes  its  validity,  requires 
this  qualification — that  where  the  law  of  a  country  forbids  marriage  under  any  particular 
circumstances,  the  prohibition  follows  the  subjects  of  that  countrj*  wherever  they  may 
go.  Each  nation  has  a  right  to  define  and  prohibit  incest.  If  a  marriage,  though  good 
according  to  the  law  of  the  domicile,  were  nevertheless  contrary  to  the  religious  or  moral 
notions  of  other  States,  it  would  be  impossible  to  contend  that  it  ought  to  be  aidopted  by 
them.  If  the  comit}'  of  nations  were  always  to  prevail,  a  foreign  marriage  between 
uncle  and  niece,  under  papal  dispensation,  must  be  held  valid,  and  the  issue  might  claim 
to  take  a  Scotch  estate  and  Scotch  honours,  although,  liad  the  marriage  been  contractetl 
in  Scotland,  the  parties  might  have  been  capitally  punished.  (Fenton  v.  Livingstone,  3 
Macq.  H.L.  497.     Id.  216.) 

British  subjects  resident  in  a  British  settlement  abroad  are  governed  by  the  laws  of 
Elngland,  and  consequently,  with  respect  to  marriage,  bj'  the  law  of  which  existed  there 
before  the  Marriage  Act,  viz.,  the  canon  law.  (Lautour  v.  Teesdale,  2  Marsh,  243.  Id. 
p.  217.) 


51,  (xxii.)  Divorce-^^  and  matrimonial  causes^;  and  in 
relation  thereto,  parental  rights"-''^,  and  the  custody  and 
guardianship  of  infants^  : 

Historical,  Note. — For  the  history  of  the  sub-section  "  marriage  and  divorce,"  see 
Historical  Note,  sub-sec.  xxi.  At  the  Adelaide  session,  in  1897,  a  new  sub-clause 
/'Parental  rights,  and  the  custody  and  guardianship  of  infants"  was  added.  It  was 
thought,  however,  that,  except  incidentally  to  matrimonial  suits,  the  control  of  childreu 
"Was  not  a  federal  matter,  and  accordingly  at  the  Sydney  session  the  sub-clause  was 


610  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxii. 

attached  to  the  preceding  one,  so  as  to  read  "Marriage  and  divorce,  and  in  relation 
thereto,  parental  rights,  and  the  custody  and  guardianship  of  infants."  (Conv.  Deb., 
Syd.,  1897,  pp.  1082-5.)  At  the  Melbourne  session,  before  the  first  report,  "  Marriage  " 
was  placed  in  a  separate  sub-clause,  and  the  words  "  and  matrimonial  causes  "  were 
added. 

§  201.    "Divorce." 

Divorce  is  the  termination  and  dissolution  of  the  marriage  relation,  by  process  of 
law,  for  causes  assigned.  Among  these  causes  are  generally  recognized  such  acts  or 
omissions  as  are  inconsistent  and  incompatible  with,  and  in  violation  of,  the  marriage 
state,  such  as  adultery,  cruelty,  and  desertion  ;  causes  less  generally  recognized  are  the 
perpetration  of  crimes  leading  to  imprisonment  for  a  lengthened  period  ;  and  persistence 
in  habits  that  disqualify  for  the  marriage  state,  such  as  habitual  drunkenness  and  the 
neglect  of  matrimonial  obligations.  The  object  of  this  sub-section  is  to  enable  the 
Federal  Parliament  to  abolish  the  varied  and  conflicting  divorce  laws  which  prevail  in 
the  States,  and  to  establish  uniformity  in  the  causes  for  which  divorce  may  be  granted 
throughout  the  Commonwealth.  This  is  considered  advisable  in  order  to  avoid  the 
great  mistake  made  by  the  framers  of  tlie  Constitution  of  the  United  States  of  America, 
who  left  the  question  to  the  States  to  deal  with  as  thej'  respectively  thought  proper. 
It  has  been  well  said,  that  if  there  is  one  defect  in  that  Constitution  more  conspicuous 
than  another  it  is  its  inability  to  provide  a  number  of  contiguous  and  autonomous 
communities  with  uniformity  of  legislation  on  subjects  of  such  vital  and  national 
importance  as  marriage  and  divorce.  At  present  persons  who,  according  to  the  law  of 
the  State  in  which  they  reside,  would  have  no  right  to  a  divorce,  may  become  domiciled 
in  another  State  by  living  there  a  certain  time,  and  then,  according  to  the  laws  of  that 
State,  may  obtain  a  divorce  for  reasons  which,  in  their  own  State,  would  have  been 
insufficient.  In  some  cases  they  may  be  divorced  without  a  domicile.  All  these 
circumstances  point  to  the  conclusion  that,  unless  we  wish  to  repeat,  in  these  com- 
munities, the  condition  of  things  which  has  obtained  in  America,  it  is  necessary  to 
provide  for  uniformity  in  the  law  of  divorce.  (Mr.  R.  E.  O'Connor  and  Mr.  I.  A.  Isaacs^ 
Conv.  Deb.,  Syd.,  p.  1080.) 

By  the  old  instructions  to  colonial  Governors,  still  in  use  in  the  Australian  colonies 
at  the  establisliment  of  the  Commonwealth,  a  Governor  was  required  not  to  assent  to 
anj'  bill  for  the  divorce  of  persons  joined  together  in  holy  matrimony  unless  such  bill 
contained  a  clause  suspending  its  operation  until  the  royal  pleasure  thei'eon  was 
signified  ;  otherwise  they  must  be  reserved.  The  royal  assent  to  such  reserved  bills  lias 
been  frequently  refused.  Thus  a  bill  passed  by  the  Parliament  of  Now  Soutli  Wales  to 
enable  a  wife  to  obtain  divorce  on  the  sole  ground  of  her  husband's  adultery,  and  one  by 
Victoria  authorizing  a  divorce  for  desertion  for  four  years  without  reasonable  cause, 
failed  in  the  first  instance  to  receive  the  royal  assent,  on  the  ground  that  they  would 
occasion  confusion  throughout  the  Empire  as  to  the  status  of  persons  so  divorced,  and  of 
their  offspring.  Subsequently  these  bills  received  the  royal  assent  and  became  law. 
(Todd's  Pari.  Gov.  in  Col.  2nd  ed.  197-8.)  Tlie  present  instructions  to  the  Governor- 
General  of  Canada  do  not  contain  the  paragraph  embodied  in  the  old  instructions  above 
referred  to,  and  in  all  probability  it  will  not  appear  in  the  instructions  to  the  Governor- 
General  of  the  Commonwealth. 

"  I  would  ask  hon.  members  to  recollect  the  view  we  have  taken  about  the  condition 
of  the  Englisli  law  with  respect  to  marriage  with  a  deceased  wife's  sister.  I  think  ever}' 
colony  has  petitioned  the  English  Parliament  on  that  subject.  1  know  that  when  we 
were  at  home  in  1887,  we  all  agreed  in  making  a  jiarticular  request  to  the  Imperial 
Government  to  bring  in  an  Act  to  prevent  the  unpleasant  and  anomalous  condition  of 
the  laws  by  whicli  people,  married  in  the  colonies,  when  the\'  reached  England  were  not 
married.  We  only  have  to  remember  the  attitude  wo  took  when  we  weie  unanimous 
amongst  ourselves  against  the  mother  country,  which  lias  a  diiferent  line  of  legislation, 
to  understand  that  we  ought  to  do  that  amongst  ourselves  which  we  wanted  England  to 
do  towards  us.     What  subject  is  more  fitted  for  general  legislation?    In  what  subject 


§§  201-203  ] 


POWERS  OF  THE  PARLIAMENT.  611 


do  we  want  a  universal  law  more  than  that  dealing  with  the  most  sacred  relations,  that 
concern  not  raerelj'  the  individuals  who  are  parties  to  the  contract,  or  whatever  you 
please  to  call  it,  but  also  those  who  are  to  come  afterwards  ?  Anyone  who  seriously 
considers  the  social  feelings  of  pain  and  grief,  and  worry  and  trouble,  caused  by  a 
differentiation  of  the  laws  of  the  colonies,  as  between  themselves,  on  this  most  vital 
subject,  must  agree  that  something  ought  to  be  done  to  prevent  the  anomaly."  (Sir 
John  Downer,  Conv.  Deb.,  Syd.,  1897,  p.  1081.) 

"A  foreign  tribunal  has  no  authority,  so  far  as  consequences  in  England  are 
concerned,  to  pronounce  a  decree  of  divorce  a  vinculo  in  the  case  of  an  English  marriage 
between  English  subjects,  unless  such  subjects  are,  at  the  time  of  such  decree  pronounced, 
bona  fide  domiciled  in  the  country  where  that  tribunal  has  jurisdiction,  and  the  suit  is 
prosecuted  without  collusion.  (Shaw  v.  Gould,  37  L.J.  Ch.  433.  Dig.  of  Eng.  Case 
Law,  viii.  p.  2'26.) 

A  wife's  domicile  is  that  of  her  husband,  and  her  remedy  for  matrimonial  wrongs 
must,  as  a  general  rule,  be  sought  in  the  courts  of  that  domicile  ;  and,  therefore,  the 
wife  of  a  man  not  domiciled  in  England  cannot  maintain  a  suit  for  restitution  of  conjugal 
rights  if  her  husband  has  left  the  jurisdiction  before  the  commenc-eraent  of  the 
proceedings.     (Firebrace  v.  Firebrace,  47  L.J.  Prob.  41.     Id.  p.  225.) 

The  word  domicile  has  many  meanings,  according  as  it  is  used  with  reference  to 
succession  and  other  purposes.  A  person  may  have  retained  a  foreign  domicil  for  many 
purposes,  and  yet  may  be  domiciled  in  England,  so  as  to  give  jurisdiction  to  the  court 
for  divorce  ;  but  if  he  has  never  resided  in  England  except  temporarily,  and  is  not  there 
at  the  time  of  the  commencement  of  the  suit,  he  is  not  subject  to  its  jurisdiction. 
(Yelverton  v.  Yelverton,  I  Sw.  and  Tr  574.     Id.  p.  223. ) 

Great  caution  ought  to  be  observed  in  allowing  a  petition  for  divorce  to  proceed  in 
the  English  Divorce  Court  where  there  is  ground  for  supposing  that  the  parties  are 
domiciled  out  of  the  jurisdiction.  (Sinclair's  Divorce  Bill,  1897,  App.  Ca.  469.  Dig. 
of  Eng.  Case  Law,  vol.  vii.  p.  730.) 

When  the  domicile  of  the  parties  is  English,  the  jurisdiction  of  the  court  is  founded, 
though  the  marriage  and  adultery  mav  have  taken  place  abroad.  (Ratcliff  i'.  Ratcliff, 
29  L.J.  Mat.  111.     Id.) 

For  the  purposes  of  the  jurisdiction  of  the  Divorce  Court,  the  British  colonies,  as 
well  as  Scotland  and  Ireland,  are  deemed  to  be  foreign  countries.  (Firebrace  v.  Firebrace, 
47  L.J.  Prob.  41.     Id.  p.  733.) 

§  202.    "  Matrimonial  Causes." 

The  matters  contemplated  and  covered  by  this  grant  of  power  are  those  subsidiary 
and  consequential  to  marriage  and  divorce.  They  will  naturally  include  judicial 
separation,  restitution  of  conjugal  rights,  nullity  of  marriage,  jactitation,  damages 
against  an  adulterer,  and  probably  maintenance  of  wives  and  children  and  marriage 
settlements. 

§  203.    "Parental  Rights." 

The  Parliament  has  power  to  legislate  respecting  the  rights  of  parents  to  their 
children,  but  only  in  relation  to  divorce  and  matrimonial  causes.  Outside  and 
independent  of  the  area  covered  by  divorce  and  matrimonial  causes,  the  power  of  the 
States  to  deal  with  parental  rights  remains  unaltered.  The  power  to  determine  the 
parental  rights  of  divorced  or  separated  persons  with  respect  to  children  of  the  marriage, 
is  a  necessary  corollary  of  the  power  to  dissolve  the  union  by  divorce,  or  to  suspend  it 
by  judicial  separation  ;  one  is  an  essential  incident  and  should  be  the  sequence  of  the 
other.  Without  this  conjunction  of  power  the  Parliament,  whilst  able  to  pass  a  imiform 
law  of  divorce  and  judicial  separation,  would  be  iinable  to  pass  a  uniform  law  of  parental 
rights  to  be  enforced  in  such  suits.  It  would  be  anomalous  for  a  Federal  law  to  dissolve 
or  suspend  a  marriage,  and  for  a  State  law  to  decide  the  destiny  of  the  children  of  the 
marriage. 

At  common  law  a  father  is  entitled  to  the  custofly  of  the  child  at  its  mother's 
breast,  and  the  court,  in  making  an  order  as  to  the  custody,  pendente  lite,  will  not,  unless 
some  good  cause  is  shown,  take  away  this  right.  (Cartledge  v.  Cartledge,  31  L.J. 
.Hat.  85.     Dig.  of  Eng.  Case  Law,  vol.  vii.  p.  789. ) 


612  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.51-xxiii. 

In  making  an  interim  order  as  to  the  custody  of  the  children,  the  court  will  adhere 
to,  or  depart  from,  the  common  law  rule,  according  to  its  discretion.  (8pratt  v.  Spratt, 
1  Sw.  andTr.  215.     Id.) 

A  divorce  and  matrimonial  court  lias  jurisdiction  by  its  order  to  regulate  the 
custody  of  children  until  they  attain  the  age  of  sixteen.  (Mallinson  v.  Mallinson,  .35 
L..J.  Mat.  84.)  But  the  court  has  no  jurisdiction  to  make  anj'  order  as  to  the  custody  of 
children  upwards  of  sixteen  years  of  age.  (Rj'der  v.  Ryder,  30  L.J.  Mat.  44.  Id. 
p.  788.) 

In  exercising  its  discretion  in  the  matter  of  access  to  children  bj'  their  parents, 
pending  suit,  the  court  is  mainly  influenced  by  consideration  for  the  interests  of  the 
children.     (Philip  v.  Philip,  41  L.J.  Prob.  89.) 

§  204.     "  Custody  and  Guardianship  of  Infants." 

The  power  of  the  Parliament  to  legislate  concerning  the  custodj'  and  guardianship 
of  infants  is  not  a  general  one  ;  it  is  limited  to  divorce  and  matrimonial  causes.  Apart 
from  that  jurisdiction  the  States  retain  their  former  authority  in  respect  to  these 
matters.     (Conv.  Deb.,  Adel.,  1897,  p.  10S5.) 


51.   (xxiii.)  Invalid  and  old-age  pensions^"^  : 

Historical  Note. — This  sub-section  was  first  proposed  by  Mr.  Howe,  at  the  end  of 
the  Sydney  session  in  1897,  but  was  not  then  dealt  with.  (Conv.  Deb.,  Syd.,  1082, 
1085-8.)  At  the  Melbourne  session,  Mr.  Howe  proposed  it  again,  when  after  a  short 
debate  it  was  carried  by  26  votes  to  4.     (Conv.  Deb.,  Melb.,  pp.  1991-6.) 

§  205.    "  Invalid  and  Old-age  Pensions." 

In  considering  Mr.  J.  H.  Howe's  proposal  to  place  this  sub-section  in  the 
Constitution,  the  question  debated  was  not  the  policy  or  practicability  of  giving 
governmental  pensions  to  poor  and  aged  persons,  but  whether  such  a  power  ought  to  be 
left  to  the  States  or  added  to  the  functions  of  a  Federal  Parliament.  Tho.se  who 
doubted  the  wisdom  of  the  proposal  argued  that  it  was  a  matter  which  stood  in  the 
same  category  as  State  Banking  and  State  Insurance  ;  that  it  was  a  branch  of  the 
charitable  systems  which  existed  in  the  States  ;  that  it  could  be  best  dealt  with  by  each 
State  apart  from  the  Federal  authority  ;  that  it  might  involve  embarrassing  financial 
issues  ;  that  it  would  tend  to  load  the  Constitution  with  a  social  problem  of  complexity 
and  magnitude,  which  had  better  be  reserved  for  the  States.  In  reply  to  these  arguments 
it  was  said  that  the  Federal  authority  would  occupj'  a  superior  vantage-ground  which 
would  enable  it  to  deal  effectively  and  comprehensively  with  the  subject,  which  could 
not  be  done  by  the  disunited  efforts  of  the  States.  Such  a  law  should  be  uniform  so  as 
to  reach  and  regulate  the  rights  and  obligations  of  those  who  were  migratory  in  their 
habits.  "  The  people  who  would  benefit  most  by  this  provision,"  said  Mr.  Howe,  "  are 
a  moving  population.  They  are  engaged  in  seeking  work  all  over  Australia,  and  are 
constantly  going  to  those  places  which,  for  the  time  being,  are  more  prosperous  than 
other  places.  Our  labouring  classes  will  be  a  nomadic  race  for  a  considerable  time  to 
come.  If  the  State  took  this  matter  in  hand,  and  made  payments  compulsory,  it  could 
not  follow  a  contributor  to  the  fund  from  one  State  to  another.  The  duty  is  one  which 
can  only  be  performed  by  the  Federal  authority.     (Conv.  Deb.,  Syd.,  1897,  p.  1086.) 

"  In  these  Colonies,"  said  the  same  hon.  gentleman,  "  men  are  born  in  one  State, 
spend  their  manhood  and  best  days  in  another,  and  then  return,  broken  down  and  unfortu- 
nate, to  the  land  of  their  birth,  which  owes  them  nothing.  Is  it  to  be  contended  that  under 
such  circumstances  the  State  of  the  unfortunate  man's  birth  should  be  compelled  to 
support  him  ?  Surely  the  support  of  the  aged  poor  could  be  better  accomplished  by  a 
Federated  Australia.     Wherever  a  man  may  roam  within  the  boundaries  of  Federated 


205.] 


POWERS  OF  THE  PARLIAMENT.  613 


Australia,  he  should  know  that  in  his  old  age  he  need  never  fear  the  pauper's  lot.  I 
would  compel  ever}-  able-bodied  man,  in  the  he\day  of  youth,  when  he  has  the  means, 
to  make  a  compulsorj-  contribution  towards  a  fund,  out  of  which  provision  would  be 
made  for  his  old  age.  That  is  another  reason  why  the  Federal  authority  should  take  it 
instead  of  the  State,  because  within  the  bounds  of  Federated  Australia  a  law  can  be 

nacted  compelling  that  individual,  who  is  to  receive  the  benefit,  to  contribute  to  the 
:und  in  which  he  is  to  participate  in  old  age."     (Conv.  Deb.,  Melb.,  1898,  p.  1992.) 

If  a  precedent  were  required  it  could  be  found  in  the  GJerman  Empire,  which  has 
adopted  the  system  of  providing  invalid  and  old  age  pensions.  "In  Germany  it  is 
compulsory  for  those  in  fixed  employment,  and  for  emploj-ers,  to  contribute  to  a  fund 
which  is  subsidized  by  the  Government.     Then  when  a  man  comes  on  the  fund  he  does 

iOt  come  upon  it  as  with  us  a  man  comes  upon  the  charitable  institutions  of  the  country. 
He  can  hold  up  his  head  among  his  fellow  men.  This  law  prevents  a  man  who  has 
fulfilled  all  the  obligations  of  citizen,  husband,  and  father,  from  becoming  a  pauper  in 

L is  declining  days.  .  .  .  At  the  present  time  there  are  no  fewer  than  12,000,000  of 
leople  in  Germany  subject  to  this  law,  and  Germany  takes  the  pride  of  place  in  having 
;>een  the   first  nation  in  Europe  to  adopt  the  system.     ...     In  Australia  we  have  & 

ountry  far  removed  by  a  vast  expanse  of  water  from  every  other  part  of  the  world. 
'  lur  labourers  will  be  Australian  labourers.     Labourers  from  other  lands  will  not  inter- 

iiingle  with  them.     We  should  try  to  prevent  these  men  from  becoming  destitute  in 

heir  declining  years  through  no  fault  of  their  o%vn.  Every  member  of  the  Convention 
knows  of  cases  where  men,  who,  perhaps,  once  held  high  positions,  have  through  force 
of  circumstances  haifl  to  become  inmates  of  charitable  institutions.  The  poor  have  to  be 
kept  by  the  State  in  any  case,  and  I  want  the  Commonwealth  to  saj-  to  those  of  its 
citizens  who  have  attained  a  certain  age,  or  who  have  been  maimed  for  life  by  some 
accident,  that  they  shall  not  want,  and  need  not  be  a  burden  upon  friends,  who,  perhaps, 
are  not  able  to  keep  them,  but  that  the  Commonwealth  shall  pro\ide  the  means  from  this 
fund  to  which  they  have  contributed  whereby  they  can  live.  I  hope  the  Convention 
will  agree  to  these  words  being  inserted.  I  am  sure  that  if  they  do  so,  the  Federal 
Parliament  will  be  able  to  formulate  a  scheme  whereby  my  object  can  be  achieved,  and 
thereby  crown  itself  with  glorj-."  (Hon.  J.  H.  Howe.  Conv.  Deb.,  Syd.,  1897,  p.  1086.) 
The  Convention  after  several  unsuccessful  appeals  at  last  yielded  to  Mr.  Howe's 
advocacy'  of  the  cause  and  granted  the  power  to  Parliament,  making  it  a  concurrent 
authority,  which  could  be  exercise*!  by  the  States  until  it  was  acted  upon  by  the 
Parliament.  "And,"  said  Mr.  Kingston,  "there  is  no  fear  whatever  that  one  would 
desire  to  exercise  that  power  to  the  prejudice  of  the  other.  No  doubt  also  the  Federated 
authority  will  be  armed  with  greater  power  for  giving  eflFect  to  anything  it  may  desire, 
for  the  reasons  which  my  hon.  friend  and  colleague  has  pointed  out."  (Conv.  Deb., 
Syd.,  p.  1087.) 


51.  (xxiv.)  The  service'-"*  and  execution^  throughout  the 
Commonwealth  of  the  civil  and  criminal  process^  and  the 
judgments  of  the  courts  of  the  States  : 

Federal  Cor>-cii,  of  Australasia  Act,  1885. — Sa»'ing  Her  Majest.>-'s  prerogative,  and  subject 
to  the  provisions  herein  contained  with  respect  to  the  operation  of  this  Act,  the  Council 
shall  have  legislative  authority  in  respect  to  the  several  matters  following  : — 

(d)  The  service  of  civil  process  of  the  courts  of   any  colony  within  Her  Majesty's 

possessions  in  Australasia  out  of  the  jurisdiction  of  the  colony  in  which  it  is 
issued: 

(e)  The  enforcement  of  judgments  of  courts  of  law  of  anj'  colony  beyond  the  limits 

of  the  colony : 
(/)  The  enforcement  of  criminal  process  beyond  the  limits  of  the  colony  in  which  it  is 
issued,  and    the    extradition  of   offenders  (including  deserters"  of   wives  and 
children,  and  deserters  from  the  Imperial  or  Colonial  naval  or  militarj-  forces). — 
Fed.  Council  of  Aust.  Act,  1885,  sec.  15. 


614  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxiv. 

Historical  Note. — No  provision  corresponding  to  this  sub-section  is  to  be  found  in 
the  Constitution  of  the  United  States  of  America,  or  in  that  of  Canada.  It  first 
appeared  in  the  Federal  Council  of  Australasia  Act,  1885,  section  15,  supra.  In  the 
Commonwealth  Bill  of  1891  the  provision  appeared  in  exactly  the  same  form  as  that  in 
which  it  now  stands  in  this  sub-section.  (Conv.  Deb.,  Syd. ,  1891,  pp.  686-8.)  At  the 
Adelaide  session  it  was  inserted  in  its  present  form.  At  the  Melbourne  session  a 
suggestion  by  the  Legislative  Council  of  New  South  Wales,  to  omit  "throughout  the 
Commonwealth,"  was  negatived.     (Conv.  Deb.,  Melb. ,  p.  29.) 

§  206.    "  SerYice." 

The  object  of  this  sub-section  is  to  provide  a  uniform  law  for  the  service  of  civil  and 
criminal  process,  for  the  execution  of  civil  and  criminal  process,  and  for  the  execution 
of  the  judgments  of  the  courts  of  the  States,  throughout  the  Commonwealth.  With 
reference  to  the  service,  beyond  the  limits  of  a  colony,  of  civil  process  issued  within  a 
colony,  the  constitutionality  of  laws  passed  by  Colonial  legislatures  authorizing  this  to 
be  done  has  often  been  questioned.  Service,  of  course,  is  generally  recognized  as  the 
foundation  of  jurisdiction  in  civil  cases.  No  man  can  be  legally  bound  by  a  judgmeut 
given  behind  his  back  and  without  his  having  had  an  opportunity  of  being  heard. 
fPer  Erie,  C.J.,  in  re  Brook,  33  L.J.  C.P.  246.)  Now,  the  Colonial  Constitutions  gave 
authority  to  the  Colonial  legislatures  to  make  laws  for  the  peace,  order,  and  good 
government  of  their  respective  colonies.  Those  legislatures  were  not  sovereign,  like  the 
British  Parliament  ;  their  powers  were  strictly  circumscribed  and  defined  by  their 
respective  Constitutions,  and  it  was  contended  that  whilst  they  could  legislate  concerning 
the  service  of  process  within  their  territorial  limits,  they  could  not,  in  the  absence  of  an 
express  grant  of  power  from  the  Imperial  Parliament,  give  their  courts  jurisdiction 
over  persons  and  property  situated  outside  those  limits.  In  several  cases  the  Colonial 
courts  have  been  asked  not  to  shrink  from  the  responsibility  of  declaring  void  Colonial 
legislative  enactments  which  purported  to  apply  to  acts  done  by  persons  residing,  and 
property  located,  outside  the  territorial  limits.  In  most  of  these  cases  the  courts  have 
refused  to  disregard  the  mandates  of  the  legislative  departments. 

In  connection  with  Acts  which  authorize  the  initiation  of  civil  proceedings  against 
defendants  absent  from  the  law-making  country,  two  questions  have  to  be  kept  steadily 
in  view  and  distinguished.  (1)  Are  these  statutes  valid  and  binding  on  the  courts  within 
the  territory  of  the  lawmakers  ?  (2)  Will  foreign  courts  recognize  judgments  obtained 
in  civil  proceedings  so  initiated  ?  Several  cases  have  been  decided,  from  which  it  appears 
that  the  first  question  ought  to  be  answered  in  the  affirmative.  (Lefroy,  Leg.  Pow.  in 
Can.  p.  330.) 

In  Banks  v.  Orrell  (1878,  4  Y.L.R.  [L.]  219),  the  question  was  raised  as  to  the 
validity  of  the  service  in  New  South  Wales  of  a  writ  of  the  Supreme  Court  of  Victoria. 
By  the  Common  Law  Procedure  Act,  1865  (Vic  ),  sec.  90,  it  was  declared  that  a  writ  of 
summons  in  any  action  might  be  served  in  any  part  of  Victoria  or  within  fifty  miles  of 
the  frontier  or  border  thereof.  Counsel  in  support  of  the  service  (Mr.  Geo.  Higinbotham, 
afterwards  Chief  Justice),  admitted  arguendo  that  the  legislature  had  usurped  jurisdiction 
pro  tanto  outside  its  territory,  but  he  contended  that  as  the  power  was  given,  the  court 
was  bound  to  carry  it  out.  The  Supreme  Court  lield  that  every  Act  of  the  legislature 
must  be  obeyed,  whatever  its  meaning.  In  Regina  v.  Call  ex  parte  Murphy  (1881, 
7  V.L.R.  [L  ]  113),  Chief  Justice  Stawell  said  :— "  It  has  always  appeared  to  me  to  l)e 
the  duty  of  the  court  to  assume  that  Parliament  will  not  lightly  attempt  to  exceed  its 
territory. " 

By  the  Judicature  Act,  1883  (Vic),  sec.  90  of  the  Common  Law  Procedure  Act  was 
repealed,  and  provision,  founded  on  sec.  18  of  the  (Imperial)  Common  Law  Procedure 
Act,  1852,  (15  and  16  Vic.  c.  76),  was  made  for  the  issue  of  a  writ  of  summons  "  on  any 
defendant  being  a  British  subject  residing  out  of  the  jurisdiction  of  the  Court  in  any 


^206.]  POWERS  OF  THE  PARLIAMENT.  615 

place  ;"  and  on  proof  that  there  is  a  cause  of  action  which  arose  within  the  jarisdiction, 
or  in  respect  of  the  breach  of  a  contract  made  witliin  the  jurisdiction  or  the  breach 
within  the  jurisdiction  of  a  contract  wherever  made,  or  in  respect  of  property  within  the 
jurisdiction,  and  that  the  M'rit  has  Ijeeu  pei-sonally  served  on  the  defendant,  or  that 
reasonable  efforts  were  made  to  effect  service,  and  that  it  came  to  his  knowledge,  the 
judge  may  allow  the  plaintiff  to  proceed  in  the  action.  There  is  a  similar  law  in  New 
South  Wales  (Common  Law  Procedure  Act,  1899.  sec.  18). 

It  has  been  held  that  this  procedure  applies  to  individuals  and  not  to  corporations. 
(Connell  v.  Neill  and  Co.,  7  W.N.  [N.S.W.j  6  ;  Lempriere  i'.  New  Pinnacle  Group  S.M. 
Co.  No  Liab.,  21  A.L.T.  182  [Vic.].) 

Another  provision  for  the  extra-territorial  service  of  civil  process,  applicable  to 
minor  courts,  has  been  marie  by  se%'eral  Australian  Legislatures.  By  the  Victorian 
Intercolonial  Debts  Act,  1887,  re-enacted  in  the  County  Court  Act,  1890,  sees.  142-4, 
authority  is  given  to  serve  County  Court  Summonses  on  defendants  out  of  the  jurisdiction, 
in  Australian  colonies,  in  which  there  are  laws  in  force  by  which  effect  may  be  given,  by 
the  local  courts  of  such  colonies,  to  the  jmlgmeiits  of  the  County  Court  of  Victoria.  On 
recovering  judgment  against  an  absent  defendant,  within  any  of  the  reciprocating 
provinces  or  colonies,  the  plaintiff  is  enabled  to  procure  a  certificate  of  judgment  ;  this 
certificate  is  sent  on  to  the  clerk  of  the  local  court  of  tlie  other  colony  in  which  the 
absent  <lefendant  is  resident,  and  in  which  execution  is  then  issued.  Similar  and 
reciprocal  Acts  were  passed  in  South  Australia  (Intercolonial  Debts  Act,  1887),  and  in 
New  South  Wales  (Intercolonial  Debts  Act,  1889). 

The  ineffectiveness  of  this  kind  of  legislation,  and  the  necessity  of  a  federal  law 
regulating  service  of  process  and  execution  of  judgment,  has  been  recently  illustrated  in 
a  striking  manner  in  the  case  of  Blkan  v.  De  La  Juvenay,  decided  by  the  Full  Court  of 
Victoria  on  the  10th  August,  1900. 

In  March  of  that  year,  Madame  De  la  Juvenay,  of  Camberwell,  near  Melbourne, 
was  served  at  her  residence  with  a  summons  issued  from  the  local  court  of  South 
Australia,  claiming  £9  as  the  amount  of  two  promissory  notes.  She  was  domiciled  and 
resident  in  Victoria,  and  endorsed  the  promissory  notes  there,  but  they  were  payable  in 
Adelaide.  She  did  not  appear  to  answer  the  summons,  and  judgment  was  entered  up  in 
Adelaide  by  default.  It  was  transferred  to  the  Victorian  County  Court,  and  on  8th 
May  iladame  De  la  Juvenay  was  served  with  a  notice  of  the  judgment.  This  was 
followed  up  next  morning  by  a  writ  of  execution.  Under  protest,  she  paid  the  money, 
and  af terward.s  applied  to  have  the  judgment  set  aside.  Mr.  Justice  A'Beckett,  however, 
held  that  the  Intercolonial  Debts  Act  of  1887,  now  represented  by  sections  1H8  to  145  of 
the  County  Court  Act  of  I89i),  established  a  system  of  reciprocity  between  Victoria  and 
any  colony  as  to  which  a  proclamation  had  been  issued.  An  appeal  was  made  on  the 
ground  that  as  the  defendant  was  domiciled  in  Victoria,  and  had  not  submitted  in  any 
way  to  the  South  Austialian  jurisdiction.  t4ie  judgment  was  not  enforceable  against  her 
in  Victoria,  and  was  null  by  international  law.  The  Full  Court  allowefl  the  appeal. 
The  Chief  Justice  (Sir  John  Madden)  pointed  out  that  it  was  a  well  understood 
proposition  of  international  law  that  a  subject  of  one  State  was  not  bound  to  obey  the 
judgments  of  another  State  unless  he  chose  to  submit  himself  to  its  jurisdiction.  The 
colonies  were,  for  a  purpose  of  this  kind,  as  much  apart  as  if  they  were  foreign  States. 
Itwasnow  contended,  practically,  that  whenever  a  cause  of  action  arose  in  South  Australia 
agaiust  a  Victorian,  althougli  the  Victorian  had  never  Ijeen  in  the  other  colony  at  all, 
the  South  Australian  court  had  as  much  juristliction  against  him  as  if  he  had  lived  all 
his  life  there.  This  would  be  a  striking  change  in  the  ordinary  principles  of  law,  and 
what  had  happened  was  wrong.  The  Act  only  applied  to  cases  in  which  a  resident  of 
one  colony  had  gone  to  another  colony  ;  not  to  cases  in  which  the  defendant  had  never 
submitted  to  the  jurisdiction  of  the  colony  in  which  the  plaintiff'  sued.  In  the  view  the 
court  took,  Madame  De  la  Juvenay  was  a  person  not  liable  to  be  sued 
effectually  in  the  circumstances.     The  judgment  was  set  aside,  and  the  money  paid 


616  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxiv. 

upon  the  unlawful  execution  was  ordered  to  be  handed  back.     (The  Age,  11  August, 
1900;  22A.L.T.  p.  34.) 

The  New  Zealand  Parliament  passed  an  Act  (New  Zealand  Code,  46  Vic.  No.  29, 
Ride  53)  authorizing  the  courts  of  that  colony,  in  any  action  founded  on  a  contract  made 
or  to  be  performed  within  the  colony,  to  decide  whether  they  will  allow  a  plaintiff  to  issue 
a  writ  and  proceed  against  an  absent  defendant  without  service  of  the  writ.  In  Ashbury 
V.  Ellis  (1893),  App.  Cas.  339,  the  Privy  Council  held  that  this  was  a  valid  law,  and  that 
it  was  competent  for  the  legislature  of  New  Zealand,  under  the  Constitution  of  that 
colony,  to  subject  to  its  tribunals  persons  who  were  neither  by  themselves  nor  their 
agents  present  in  the  colony,  in  actions  founded  on  any  contract  made  or  entered  into 
or  wholly  or  in  part  to  be  performed  within  the  colony.  Referring  to  the  argument 
that  a  judgment  so  obtained  could  not  be  enforced  beyond  the  limits  of  New  Zealand, 
their  lordships  said  that  "when  a  judgment  of  any  tribunal  comes  to  be  enforced 
in  another  country,  its  effect  will  be  judged  by  the  courts  of  that  country  with  regard  to 
all  the  circumstances  of  the  case.  For  trying  the  validity  of  New  Zealand  laws,  it  is 
sufficient  to  say  that  the  peace,  order,  and  good  government  of  New  Zealand  are  pro- 
moted by  the  enforcement  of  the  decrees  of  their  own  courts  in  New  Zealand." 

In  reference  to  the  second  of  the  above  questions  the  answer  may  be  gleaned  from 
numerous  cases  decided  in  England.  In  Simpson  v.  Togo,  32  L.J.  Ch.  249,  it  was  held 
that  the  same  rules  are  applicable  in  the  enforcement  of  colonial  judgments  as  in  the 
enforcement  of  foreign  judgments.  In  Buchanan  v.  Rucker,  9  East  192,  the  facts  were 
that  a  law  of  the  island  of  Tobago,  a  British  colony,  enacted  that  if  a  defendant  were 
absent  from  the  island  he  might  be  summoned  by  nailing  up  a  copy  of  the  declaration  at 
the  Court-house  door,  and  this  should  be  deemed  good  service.  Lord  EUenborough,  C.  J., 
held  that  on  a  fair  construction  of  the  Act  this  must  be  intended  to  apply  to  one  who 
had  been  present  and  subject  to  the  jurisdiction  ;  and  that  if  it  had  been  meant  to  reach 
strangers  to  the  jurisdiction,  it  would  not  have  bound  them.  The  principle  affirmed 
was  that  an  action  is  not  maintainable  on  a  colonial  judgment,  unless  it  appears  that 
the  defendant  was  regularly  served  with  process,  and  had  an  opportunity  of  defending 
the  suit,  even  although  it  appears  to  be  the  practice  of  that  court  not  to  give  personal 
notice.  The  rule  to  be  deduced  from  the  cases  is,  that  where  the  defendant  against 
whom  a  judgment  has  been  obtained  in  a  colonial  court,  under  such  local  Acts  as  we  have 
been  considering,  authorizing  service  of  process  in  ahsevtem,  is,  or  even  has  been,  subject 
to  the  jurisdiction  of  the  colony,  such  judgment  will  be  recognized  in  the  courts  in 
England  where  otherwise  it  would  not  be.     (Lefroy,  Leg.  Pow.  in  Can.  p.  332.) 

Under  this  sub-section  of  the  Constitution  a  most  important  power  is  conferred  on 
the  Federal  Parliament.  It  will  enable  that  Parliament  to  provide  procedure  for  the 
service,  throughout  the  Commonwealth,  of  the  civil  process  of  the  courts  of  the  States, 
such  as  writs,  summonses,  notices  of  legal  applications  issued  in  and  bj'  the  courts  of 
the  States.  This  includes  the  service  of  the  civil  process  of  the  inferior  as  well  as  the 
superior  courts  of  the  States  ;  so  that  it  will  be  as  competent  to  provide  for  the  service 
in  one  State  of  a  summons  issued  by  a  local  court  or  a  court  of  petty  sessions  in  another 
State,  as  for  the  service  of  Supreme  Court  writs.  Such  a  law  would  appropriately 
specify  the  mode  of  service,  whetlier  personal  or  substituted,  to  be  observed.  It  could 
also  define  the  persons,  whether  private  individuals  or  public  officers,  who  are  qualified 
to  effect  service.  Another  essential  would  be  proof  of  service,  sufficient  to  satisfy  the 
adjudicating  tribunal  and  give  it  jurisdiction.    (Bank  of  Australasia  v.  Nias,  16  Q.B.  717.) 

§  207.    "Execution." 

Legal  process  includes  not  only  the  writ  and  summons  to  appear,  but  all  the  steps 
taken  by  the  court  in  execution  of  its  judgment ;  hence  seizure,  sale,  and  sequestration 
are,  in  the  natural  meaning  of  the  words,  comprehended  in  the  term  process.  (Por 
Lynch,  J.,  in  re  Delahoyd,  11  Ir.  Ch.   R.  407.)     The   power  to  legislate  concerning 


§§  207-208.] 


POWERS  OF  THE  PARLIAMENT.  617 


"  the  execution  throughout  the  Commonwealth  of  the  civil  process  and  judgments  of  the 
Courts  of  the  States  "  clearly  extends  to  all  these  matters. 

This  sub-section  does  something  more  than  provide  for  the  inter-state  recognition  of 
judgments  ;  it  means  the  inter-state  execution  of  judgments.  Under  this  power  a  law 
could  be  passed  authorizing  the  enforcement,  within  one  State,  of  a  judgment  recovered 
in  a  civil  action  in  another  State  ;  so  that  a  writ  of  execution  issued  by  the  Supreme 
Coiirt  of  one  State,  or  a  warrant  of  distress  issued  by  a  court  of  petty  sessions  therein, 
could  be  enforced  by  seizure  and  sale,  in  another  State,  of  the  assets  of  a  person  against 
whom  a  judgment  or  order  has  been  recorded.  It  might  go  so  far  as  to  authorize  the 
sheriif  and  constables  of  each  State  to  execute  writs  and  warrants  issued  by  the  courts 
of  the  other  States.     (Con v.  Deb.,  Adel.,  p.  1006.) 

Without  this  sub-section  a  judgment  recovered  in  one  State  would  not  carry  with  it 
into  another  State  the  efficacy  of  a  judgment,  affecting  property  or  persons,  which 
could  be  enforced  by  direct  execution  ;  to  give  it  such  force  in  another  State  it  would 
have  to  be  made  a  judgment  there  iinder  local  laws  ;  which  could  only  be  executed  in 
that  State  as  its  laws  permitted.     (Baker,  Annot.  Const,  p.  152.) 

§  208.    "Criminal  Process." 

Process  includes  the  doing  of  something  in  a  criminal  court  or  proceeding,  as  well 
as  in  a  civil  court  or  proceeding.  A  summons  from  a  judicial  officer  to  appear  and 
answer  a  criminal  charge  is  a  process.  A  warrant  issued  by  a  judicial  officer,  directing 
the  arrest  of  a  person  on  a  criminal  charge,  is  a  process. 

The  power  conferred  by  this  part  of  the  sub-section  will  enable  the  Federal  Parlia- 
ment to  deal  with  a  class  of  cases  which,  it  has  been  held,  is  not  within  the  competence 
of  the  Colonial  legislatures  to  regulate  ;  viz.,  the  transfer  of  persons  charged  with  crime 
from  one  colonj-  to  another.  This  disability  is  founded  on  the  territorial  limitations  to 
which  the  Colonial  legislatures  are  restricted. 

In  185.5  the  law  officers  of  the  Crown  in  England,  on  being  asked  to  give  their 
opinion  with  referencf*  to  a  case  arising  in  British  Guiana,  said  —  "  We  conceive 
that  the  Colonial  legislature  cannot  legally  exercise  its  jurisdiction  beyond  its  territorial 
limits — three  miles  from  the  shore — or,  at  most,  can  onh'  do  this  over  persons  domiciled 
in  the  colony  who  may  offend  against  its  ordinances  even  beyond  those  limits,  but  not 
over  other  persons.''     (Forsyth,  Constitutional  Cases,  p  24.) 

In  1861  a  Canadian  Act  was  passed  and  assented  toby  the  Governor  which  purported 
to  give  jurisdiction  to  Canadian  magistrates,  in  respect  of  certain  offences  committed  in 
New  Brunswick  by  persons  afterwards  escaping  to  Canada.  By  order  of  the  Queen  in 
Council,  7th  January,  1862,  this  Act  was  disallowetl,  as  being  in  excess  of  the  jurisdiction 
belonging  to  the  Canadian  Parliament,  and  only  to  be  properly  effected  bj-  Imperial 
legislation  ;  or  by  an  arrangement  in  the  nature  of  an  agreement  of  extradition  between 
the  two  provinces,  to  be  carried  into  effect  by  Acts  of  the  two  provincial  legislatures. 
(Todd's  Pari.  Gov.  in  the  Col.  2nd  ed.  p.  177.) 

In  Ray  v.  MacMackin  (1875),  1  V.L.R.  (L.)  274,  it  was  decided  that  the  power  of 
extradition,  from  one  part  of  the  British  dominions  to  another,  was  not  inherent  in  the 
legislature  of  any  colony,  but  required  the  sanction  of  the  Imperial  Parliament  ;  that  a 
Colonial  legislature  may  authorize  the  exclusion  from  its  territory  of  a  person  charged 
with  having  committed  an  offence  in  another  colony,  and  it  may  order  his  punishment 
unless  he  leaves,  but  it  cannot  authorize  the  sending  him  in  custody  out  ot  its  territory 
into  another  colony.  This  was  the  case  of  a  man  arrested  in  New  South  Wales  on  a 
warrant  issued  by  a  magistrate  m  Victoria.  The  warrant  was  endorsed  in  New  South 
Wales  by  a  justice  of  that  colony,  who  directed  a  constable  to  remove  the  accused  in 
custody  to  Melbourne.  The  endoi-sement  was  made  by  the  Sydney  justice  on  the 
authority  of  a  Xew  South  Wales  Act  (14  Vic.  No.  43,  s.  4).  This  section  was  passed 
before  the  separation  of  Victoria  from  that  colony,  and  applied  the  provisions  of  Jai"\'is' 


618  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.Sl-xxiv. 

Act  (11  and  12  Vic.  c.  42)  as  to  backing  warrants.  It  was  intended  to  authorize  the 
backing  of  intercolonial  warrants,  making  them  operate  in  the  same  manner  as  was  the 
case  between  England  and  Ireland.  In  an  action  afterwards  brought  in  Victoria  by  the 
arrested  man  against  the  arresting  constable,  for  false  imprisonment  in  placing  him  in 
a  vessel  and  in  conveying  him  over  the  high  seas  from  Sydney  to  Melbourne,  it  was 
held  by  the  Supreme  Court  of  Victoria  that  the  Act  was  ^dtra  vires  and  was  no  defence 
to  the  action.  "  It  was  distinctly  enunciated  that  the  superior  Courts  in  England  will 
regard  Acts  of  Colonial  Legislatures  in  the  same  way  as  they  regard  Acts  of  foreign 
countries  legislating  with  respect  to  their  inhabitants  within  the  limits  of  their  authority. 
Any  attempt  to  exercise  jurisdiction  beyond  the  boundaries  of  their  own  territory, 
domestic  or  distant,  by  either  one  or  the  other,  is  treated  as  being  beyond  the  powers  of 
their  legislatures.  Whatever  power  or  authority  the  Legislature  of  New  South  Wales 
lias  to  frame  laws  to  cause  persons  chai-ged  with  the  commission  of  misdemeanours  in 
other  countries,  to  be  appreliended  within  that  colony,  and  to  be  detaineii  in  prison 
there,  it  is  a  totally  different  thing  to  say  that  it  can  give  a  magistrate  power  to  expel 
such  persons  from  the  colony,  and  send  them  across  the  seas  to  another  part  of  the 
world. "     (Per  Barry,  J. ,  1  V. L. R.  (L)  p.  280. ) 

In  1863  the  New  Zealand  Legislature  passed  the  Foreign  Offenders  Apprehension 
Act,  which  authorized  the  deportation  of  persons  charged  with  indictable  misdemeanours 
committed  in  other  Australian  colonies,  and  their  surrender  to  the  authorities  of  the 
colony  where  the  oifence  was  committed.  Doubts  were  at  the  time  entertained  as  to  its 
validity,  but  it  was  not  disallowed.  In  1879  one  Gleich,  an  absconding  bankrupt  from 
South  Australia,  was  arrested  in  New  Zealand,  and  it  was  proposed  to  deport  him  back 
to  South  Australia.  He  was  brought  before  the  Supreme  Court  of  New  Zealand,  which 
decided  that  a  colonial  legislature  had  no  power  to  authorize  the  conveyance  on  the 
high  sea  to  another  colony,  and  the  detention  outside  its  jurisdiction,  of  anj-  person 
whatever  ;  that  such  power  could  be  only  exercised  either  directly  by  the  authority  of 
an  Imperial  Act,  or  in  the  exercise  of  power  expressly  conferred  on  a  colonial 
legislature,  by  an  Imperial  Act.     (Todd,  Pari.  Gov.  in  Col.  2nd  ed.  p.  303.) 

In  the  case  of  Regina  v.  Call,  ex  -/larit  Murphy  (1881),  7  V.L.R.  (L.)  113,  tlie 
Supreme  Court  of  Victoria  decided  that  the  power  given  by  section  63  of  the  Justices  of 
the  Peace  Statute,  1865  (Vic),  to  a  justice  in  Victoria,  to  endorse  a  warrant  for  the 
apprehension  of  an  offender,  "whether  such  warrant  has  been  issued  in  Victoria  or 
elsewhere,"  was  not  ultra  vires,  as  it  did  not  direct  any  act  to  be  done  beyond  the 
territorial  limits  of  Victoria.  It  was,  further,  the  opinion  of  the  court  that  on  the 
production  of  a  warrant  issued  in  New  Soutli  Wales,  and  proof  of  the  handwriting  of 
the  justices  issuing  it,  and  that  the  person  bringing  it  is  one  of  the  persons  to  whom  it 
was  originally  addressed,  it  is  the  duty  of  the  justices  to  whom  it  is  produced  to 
endorse  it ;  but  the  last  few  lines  of  the  form  in  the  13tli  schedule  referred  to  in  tlie 
margin  of  sec.  63  are  not  warranted  by  that  section,  and  are  incongruous.  Such  endorse- 
ment will  then  authorize  the  person  holding  the  warrant  to  take  the  offender  to  the 
border  of  the  colony,  where  the  warrant  itself  will  autliorize  him  to  complete  the 
execution  of  it.  Per  Higinbotham,  J.  :  "  The  endorsement  would  authorize  the  taking 
of  the  offender  into  New  South  Wales  to  the  justice  who  i8sue<i  the  warrant."  (7  V.L.R. 
[L.]  113.) 

Owing  to  tlie  difficulties  arising  from  the  territorial  limitations  of  the  power  of 
Colonial  legislatures,  it  has  been  the  practice  of  late  years  for  fugitive  offenders, 
escaping  from  one  colony  into  anotlier,  to  be  arrested  and  returned  luider  the  provisions 
of  Imperial  Acts  relating  to  the  extradition  of  criminals. 

Imperial  Fugitive  Offenders  Act.— By  the  Fugitive  Offenders  Act,  1843  (6  and  7 
Vic.  c.  34),  provision  was  made  for  the  apprehension  in  the  United  Kingdom,  or  in  I  lie 
Colonies,  of  persons  charged  with  felony  committed  in  a  colony.  By  the  Foreign 
Jurisdiction  Act,  1878  (41  and  42  Vic.  c.  67),  this  Act  was  extended  to  places  to  whicli 
the  Foreign  Jurisdiction  Act,  1843,  applied.     Aft*r  the  decision  of  the  Supreme  Court  of 


§208.] 


POWERS  OF  THE  PARLIAMENT.  619 


New  Zealand  in  Gleich's  case,  holding  that  the  New  Zealand  Foreign  Offenders 
Apprehension  Act,  1863,  was  ultra  vires,  the  Governor  of  the  colony  in  reporting  the 
case  to  the  Secretary  of  State  for  the  Colonies  expressed  a  hope  that  the  Imperial 
Parliament  would  remedy  the  defect  in  the  law,  disclosed  by  that  decision,  by  extending 
the  procedure  provided  by  the  Fugitive  Offenders  Act,  184.3.  Shortly  afterwards  the 
Imperial  Parliament  passed  the  Fugitive  Offenders  Act,  1881  (44  and  4-5  Vic.  c.  69),  which 
formulated  a  uniform  plan,  facilitating  the  apprehension  and  trial  of  persons  committing 
crimes  in  one  part  of  the  British  dominions  and  escaping  to  another.  This  Act  provides 
that  a  person,  accused  of  having  committed  an  offence  in  one  part  of  the  Empire,  may, 
if  found  in  another  part,  be  apprehended  and  returned  to  the  part  from  which  he  is  a 
fugitive.  A  warrant  issued  in  the  part  of  the  Empire  from  which  the  accused  is  a 
fugitive,  and  endorsed  bj-  the  proper  authority  in  the  part  of  the  Empire  in  which  the 
accused  is  found,  is  sufficient  authority  for  his  arrest.  A  person  found  in  one  part  of  the 
British  dominion  and  suspected  of  having  committed  an  offence  in  another  part,  maj' 
also  be  arrested  on  a  provisional  warrant,  signed  by  a  magistrate  in  that  part  of  the 
dominion  in  which  he  happens  to  be  found.  Upon  his  apprehension  the  accused  must  be 
brought  before  a  magistrate,  by  whom  he  may  be  remanded  pending  the  arrival  of  an 
endorsed  warrant.  After  the  expiration  of  fifteen  daj-s  the  Governor  of  the  possession 
in  which  the  arrest  is  made,  or  if  the  arrest  is  made  in  the  United  Kingdom,  the 
Secretary  of  State,  is  authorized  to  issue  a  warrant  ordering  the  fugitive  to  be  returned 
to  that  part  of  the  dominions  from  which  he  has  escaped.  The  above  provisions  of  the 
Act  apply  to  all  offences  punishable,  in  the  place  where  committed,  by  imprisonment 
with  hard  labour  for  a  term  of  twelve  months  or  more.  Bj^  part  II.  of  the  Act  a 
procedure  of  a  simpler  character  is  formulated  and  made  applicable  to  groups  of  contiguous 
colonies,  in  which  it  may  by  Order  in  Council  be  declared  in  force.  Under  this  part,  the 
inter-colonial  backing  of  warrants  by  magistrates,  and  the  return  of  fugitives  without 
the  formalit}'  of  a  warrant  signed  by  the  Governor  of  a  colony  in  which  the  fugitive  is 
found,  was  legalized.  Tliis  law  was  declared  applicable  to  the  Australian  colonies  by 
Order  in  Council,  dated  23rd  August,  1883. 

The  sub-section  now  under  review  will  facilitate  Federal  legislation  to  enforce  the 
service  and  execution  throughout  the  Commonwealth  of  the  criminal  process  issued  by  the 
courts  of  a  State  for  the  arrest  of  offenders  within  any  State.  It  will  enable  the 
Parliament  to  formulate  a  simple  procedure  for  effecting  what  now  can  only  be  done 
under  the  authority  of  the  Imperial  Fugitive  Offenders  Act,  and  to  authorize  the 
execution  of  magistrates'  warrants  for  the  apprehension  of  offenders  in  every  part  of  the 
Commonwealth.  This  power  is  clearly  restricted  to  inter-state  extradition,  or  its 
equivalent.  Inter-British  and  inter-national  extradition  will  still  be  governed  by 
Imperial  legislation,  although  auxiliary  laws  may  be  passed  by  the  Federal  Parliament 
under  51 — xix.,  "External  Affairs,"  facilitating  the  enforcement  of  the  Imperial 
legislation.     (See  Notes,  §  214,  infra.) 

Inter-state  Extraditiox  in  America.— The  part  of  this  sub-section  relating  to 
inter-state  arrest  on  criminal  process  pro\-ides  a  summary  method  of  accomplishing 
inter-state  extradition.  The  same  object  was  aimed  at  by  Art.  IV.  sec.  ii.  sub-sec.  2  of 
the  Constitution  of  the  United  States  of  America,  which  enacts  that  "  A  person  charged 
in  any  State  with  treason,  felony,  or  other  crime,  who  shall  flee  from  justice  and  be 
found  in  another  State,  shall,  on  demand  of  the  executive  authority  pf  the  State  from 
which  he  fled,  be  delivered  up,  to  be  removed  to  the  State  having  jurisdiction  of  the 
crime."  The  difference  between  the  two  procedures  is,  that  under  the  Constitution  of 
the  Commonwealth,  inter-state  fugitives  may  be  arrested  and  returned  from  one  State  to 
another  without  the  intervention  of  the  Executive  Government  of  any  State  ;  the  whole 
process  may  be  a  judicial  one,  superintended  by  the  courts,  and  uncontrolled  bv  the 
Executive  in  either  State.  In  America  the  return  of  a  fugitive  offender  from  one  State 
of  the  Union  to  another  depends  upon  the  will  of  the  Executive  Government  of  the  State 
in  which  the  offender  is  found. 


620  COMMENTARIES  ON  THE  CONSTITUTION.   [Sec.  51-xxv. 

Some  cases  decided  by  the  Supreme  Court  of  the  United  States  of  America,  under 
the  above  section,  may  be  cited  in  illustration  of  its  working  and  as  showing  what  cases 
may  be  covered  by  the  phrase  "  criminal  process."  In  Kentucky  v.  Deunison  (24  How. 
66),  it  was  ruled  that  "  the  words  of  this  article  embrace  every  act  forbidden  and  made 
punishable  by  a  law  of  the  State,  whether  treason,  felony,  or  misdemeanour,  and  give 
the  right  to  the  State  where  any  such  crime  is  committed  to  demand  the  fugitive  from 
the  Executive  of  the  State  to  which  he  has  fled."  If  a  person  is  arrested  in  one  State  on 
an  inter-state  warrant,  charged  with  having  committed  a  crime  in  another  State,  it  would 
appear  that  the  State  courts  have  power  by  writ  of  habeas  corpus  to  inquire  into  the 
legality  of  the  arrest.  (Robb  v.  Connolly,  111  U.S.  624.)  A  person  arrested  upon  a 
requisition  warrant  may  have  the  legality  of  his  arrest  tested  by  the  courts,  and  to  this 
end  the  State  courts  have  jurisdiction  in  habeas  corpus.  (Roberts  i;.  Reilly,  116  U.S. 
80.)  It  must  appear  that  the  crime  with  which  the  fugitive  stands  charged  was 
committed  within  the  State  making  the  demand.  This  provision,  by  the  obvious  import 
of  its  terms,  has  no  relation  whatsoever  to  foreign  nations,  but  is  confined  in  its  operation 
to  the  States  of  the  Union.  (Per  Mr.  Justice  Barbour,  in  Holmes  v.  Jennison,  14  Pet. 
587.) 


51.  (xxv.)  The  recognition^"^  throughout  the  Common- 
wealth of  the  laws,  the  public  Acts  and  records,  and  the 
judicial  proceedings  of  the  States  : 

Historical  Note. — This  sub-section  was  introduced  verbatim  in  the  Bill  of  1891 
and  was  adopted  by  the  Convention  of  1897-8  without  debate.  (See  Historical  Note, 
p.  118.) 

§  209.     "Recognition." 

As  service  and  execution  are  the  dominant  features  of  the  preceding  faub-section,  so 
"  recognition"  is  the  ruling  principle  of  this  one.  It  is  founded  on  Art.  IV.  sec.  1  of  the 
Constitution  of  the  U.S.  of  America,  which  is  as  follows  : — "  Full  faith  and  ciedit  shall 
be  given  in  each  State  to  the  public  acts,  records,  and  judicial  proceedings  of  every  other 
State.  And  the  Congress  may,  by  general  laws,  prescribe  the  manner  in  which  such 
acts,  records,  and  proceedings  shall  be  proved,  and  the  effect  thereof."  This  sub-section 
is  partly  reproduced  in  a  declaratory  form  in  section  118  of  the  Constitution  of  the 
Commonwealth  which  reads: — "Full  faith  and  credit  shall  be  given,  throughout  the 
Commonwealth,  to  the  laws,  the  public  acts  and  records,  and  the  judicial  proceedings, 
of  every  State." 

Under  this  power  the  Parliament  may  legislate  in  order  to  give  eflFect  to  sec.  118. 
The  Supreme  Court  of  the  United  States  of  America,  in  a  series  of  decisions  under  a 
section  of  that  Constitution  corresponding  to  sec.  118  of  ours,  has  decided  that  a 
judgment  rendered  in  one  State  does  not  carry  with  it  into  another  State  the  efHcacy  of 
a  judgment  affecting  property  or  persons  to  be  enforced  by  direct  and  immediate 
execution.  In  order  to  give  it  such  force  in  another  State  it  must  be  made  a  judgment 
there,  and  it  can  only  be  executed  there  as  the  laws  of  the  States  permit.  The  record  of 
a  judgment  in  one  State,  rendered  after  due  notice,  is  conclusive  evidence  in  the  courts 
of  another  State,  as  well  as  in  the  courts  of  the  United  States,  of  the  matter  adjudged. 
A  judgment  so  recorded  differs  from  judgments  recorded  in  a  foreign  country,  in  these 
respects  (1)  it  is  not  re-examinable  on  its  merits  ;  (2)  it  is  not  impeachable  for  fraud  in 
obtaining  it,  if  rendered  by  a  court  having  jurisdiction  of  the  cause  and  the  parties. 
This  provision  was  not  intended  to  confer  any  new  powers  upon  the  States,  but  simply 
to  regulate  the  effect  of  their  acknowledged  jurisdiction  over  persons  and  things  within 
their  territory.  It  did  not  make  the  judgments  of  other  States  domestic  judgments,  to 
all  intents  and  purposes,  but  only  gave  a  general  validity,  faith  and  credit  to  their 


§  209.] 


POWERS  OF  THE  PARLIAMENT.  621 


evidence.  The  above  principles  are  deduced  from  cases  cited  in  Baker,  A.C.,  152. 
"So  I  take  it,"  said  Mr.  Barton,  "that  the  effect  of  this  clause  will  be  to  cause  the 
courts  of  the  Commonwealth  to  take  judicial  notice  of  the  laws,  acts,  and  records  of  the 
States,  without  the  necessity  of  requiring  them  to  be  proved  by  cumbrous  evidence." 
{Conv.  Deb.,  Adel.,  p.  1005.) 

This  sub-section  appeared  in  the  Draft  Bill  of  1891.  On  the  consideration  of  the 
sub-section  by  the  Convention  of  1891,  Mr.  (now  Sir  Richard)  Baker  asked  whether  it 
would  include  the  recognition,  in  one  State,  of  probate  of  a  will  issued  in  another. 
"There  was,"  he  said,  "  a  great  deal  of  unnecessary  expense  and  trouble  in  the 
registration  of  probates  and  letters  of  administration  issued  by  one  colony  in  another 
eolony."  "  I  think,"  said  Sir  Samuel  Griffith,  in  repl}',  "  that  probate  of  a  will  must  be 
regarded  as  coming  under  the  heading  of  a  judicial  proceeding."  .  .  "  This  is  a 
clause  to  enable  the  Federal  Parliament  to  make  a  law  recognizing  a  judicial  proceeding 
— that  is,  probate.  But  it  recognizes  the  probate  for  what  it  purports  to  be  ;  that  is, 
the  proof  of  the  will  and  the  committal  of  the  administration  of  the  property  in  that 
State  to  some  person.  The  committal  of  the  administration  of  the  property'  iu  any 
State  is  a  matter  for  that  State.  Another  State  will  recognize  the  probate  ;  but  they 
do  not  necessarily  commit  the  administration  to  the  same  person.  They  will  recognize 
the  will  as  far  as  the  judicial  proof  of  it  extends  and  no  further."  (Conv.  Deb.,  Syd., 
1891,  p.  686-7.) 

At  the  Adelaide  session  of  the  Convention  of  1897,  when  the  sub-section  was 
discussed,  Mr.  Henry  Dobson  enquired  "  whether,  under  it,  the  courts  of  the  other 
colonies  would  take  cognizance  of  the  appointment  of  a  Receiver  or  Trustee  of  Lunacy 
or  Curator  of  Intestate  Estates  ;  so  that  upon  the  registration  of  the  document  making 
the  appointment,  assets  and  lands  in  different  colonies  can  be  administered.  I  want  to 
know  whether  under  this  section  we  can  have  some  such  machinery  as  that  under  the 
Probate  Acts,  where  probate  granted  in  one  colony  is  sealed  in  another  colony,  whereby 
the  will  is  practically  proved  in  another  colony,  so  that  estates  of  an  intestate  or 
lunatic  may  be  administered  under  the  one  authority.  If  a  man  dies  intestate  in  one 
colony,  would  the  administrator  or  curator  be  able  to  register  his  appointment  in 
another  colony  and  deal  with  the  assets  there  ?"  In  reply  to  these  enquiries  the 
American  cases  decided  under  the  corresponding  clause  were  cited  by  Mr.  Barton.  It 
was  suggested  that  this  sub-section  alone  merely  meant  to  refer  to  the  evidence  necessary 
to  secure  the  credit  and  recognition  of  laws,  public  acts,  records,  and  judicial  proceed- 
ings of  the  courts  of  the  States,  but  that,  read  in  conjunction  with  the  preceding 
sub-section  xxiv.,  referring  to  "  service  "  and  "  execution,"  it  might  mean  something 
more  than  mere  credit  and  recognition.  It  is  submitted  that  under  this  sub-section 
provision  might  be  made  for  the  inter-state  cognizance  of  such  appoint  me  nts'as  those  of 
executor,  administrator,  curator  of  intestate  estates,  and  trustee  in  lunacy,  as  these 
appointments  are  generally  made  by  the  courts,  and  hence  come  within  the  category  of 
public  acts,  records,  and  judicial  proceedings.  If  such  legal  representatives  obtain  a 
judgment  or  order  in  a  court  of  competent  jurisdiction,  within  the  State  to  which  the 
deceased  person  or  the  lunatic  belonged,  they  could,  aided  by  appropriate  legislation 
under  sub-sec.  xxiv.,  issue  process  and  enforce  the  same  by  sale  of  lands  and  chattels  in 
another  State.     (Conv.  Deb.,  Adel.,  1897,  p.  1005.) 


622  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxvi. 

51.  (xxvi.)  The  people  of  any  raee^^°,  other  than  the 
aboriginal  race  in  any  State,  for  whom  it  is  deemed  necessary 
to  make  special  laws  : 

Historical  Note. — In  the  Bill  of  1891  the  following  sub-clause  was  comprised 
among  the  exclusive  powers  of  the  Federal  Parliament: — "The  affairs  of  people  of  any 
race  with  respect  to  whom  it  is  deemed  necessary  to  make  special  laws  not  applicable  to 
the  general  community  ;  but  so  that  this  power  shall  not  extend  to  authorize  legislation 
with  respect  to  the  affairs  of  the  aboriginal  native  race  in  Australia  and  the  Maori  race 
in  New  Zealand."  (Conv.  Deb.,  Syd.,  1891,  pp.  701-4.)  At  the  Adelaide  session  the 
sub-clause  was  introduced  and  passed  in  substantially  the  same  words.  (Conv.  Deb., 
Adel.,  pp.  830-1.) 

At  the  Melbourne  session,  a  debate  occurred  on  the  question  whether  this  power 
ought  to  be  exclusive,  so  that  the  State  Parliament,  in  the  absence  of  Federation, 
would  be  unable  to  make  special  laws  in  respect  of  alien  races  within  their  territory. 
Eventually  the  sub-clause  was  omitted,  on  the  understanding  that  it  would  be  placed 
among  the  concurrent  powers  of  the  Parliament.  (Conv.  Deb.,  Melb.,  pp.  227-56.) 
Accordingly  before  the  first  report  the  sub-clause  was  inserted  in  its  present  form. 

§  210.    "  The  People  of  any  Race." 

This  sub-section  does  not  refer  to  immigration  ;  that  is  covered  by  sub-sec.  xxvii. 
It  enables  the  Parliament  to  deal  with  the  people  of  any  alien  race  after  they  have 
entered  the  Commonwealth  ;  to  localize  them  within  defined  areas,  to  restrict  their 
migration,  to  confine  them  to  certain  occupations,  or  to  give  them  special  protection  and 
secure  their  return  after  a  certain  period  to  the  country  whence  they  came. 

In  the  Draft  Bill  of  1891,  this  sub-section  appeared  as  the  first  of  a  group  of  three 
subjects,  with  reference  to  which  the  Parliament  was  assigned  exclusive  legislative 
power.  It  is  now  placed  in  the  list  of  powers  generallj^  described  as  concurrent ;  that 
is  to  say,  the  States  may  occupy  the  ground  until  the  Federal  authority  interferes  and 
displaces  them.  The  sub-section  can  only  exclude  the  action  of  State  legislation 
respecting  "the  people  of  any  race,"  when  tlie  Federal  Parliament  declares,  by  legis- 
lation, that  such  race  is  a  race  "  for  whom  it  is  deemed  necessary  to  make  special  laws." 
Before  such  legislation  the  State  Parliaments  will  be  free  to  pass  laws  concerning  any 
part  of  their  resident  population,  including  the  people  of  any  particular  race,  coloured 
or  otherwise,  but  as  soon  as  the  Federal  Parliament  by  legislative  intervention  has  shown 
that  it  has  dealt  with,  or  contemplates  dealing  with,  the  people  of  a  particular  race  V)y 
special  laws,  the  power  to  discriminate  in  respect  of  that  race  will  thenceforth  bo 
exclusively  vested  in  it  and  the  State  legislatures  will  be  deprived  of  jurisdiction. 

Under  the  fourteenth  amendment  of  the  Constitution  of  the  United  States  it  is 
enacted  that : — 

"  All  persons  born  or  naturalized  in  the  United  States,  and  subject  to  the  jurisdiction 
thereof,  are  citizens  of  the  United  States  and  of  the  State  wherein  they  i-eside.  No 
State  shall  make  or  enforce  any  law  which  shall  abridge  the  privileges  or  imnuinities  of 
citizens  of  the  United  States  ;  nor  shall  any  State  deprive  any  person  of  life,  liberty,  or 
property,  without  due  process  of  law,  nor  deny  to  any  person  within  its  jurisdiction  the 
equal  protection  of  the  laws." 

An  ordinance  or  by-law  of  the  City  and  County  of  San  Francisco  vested  in  the 
supervisors  the  power  to  grant  to  or  withhold  from  certain  persons  within  certain  limits 
licenses  to  conduct  laundi-ies.  This  power  was  exercised  discriminatingly  ;  laundry 
licenses  were  granted  to  Europeans  and  denied  to  Chinamen.  In  the  case  of  Yick  Wo  r. 
Hopkins  (IJ8  U.S.  .SoG),  it  was  decided  that  these  laws  were  unconstitutional  and  void. 
It  M'as  held  that  the  fourteenth  amendment  is  not  confined  to  tiie  protection  of  citizens. 
It  is  applicable  alike  to  all  "  persons"  within  the  territory,  without  regard  to  differences 
of  race,  colour,  or  nationality  ;  and  the  "  equal  protection  of  the  laws"  is  a  pledge  of 


§§210-211.]  POWERS  OF  THE  PARLIAMENT.  623 

the  protection  of  equal  laws.  Though  the  law  itself  be  fair  on  its  face,  and  impartial 
in  appearance,  yet  if  it  is  applied  and  administered  by  public  authority  with  an  evil  eye 
and  an  unequal  hand,  so  as  to  practically  to  make  unjust  and  illegal  discriminations 
between  per-sons  in  similar  circumstances,  material  to  their  rights,  the  denial  of  equal 
justice  is  still  Avithin  the  prohibition  of  the  constitution.  (Yiek  Wo  r.  Hopkins,  118 
U.S.  356,  citing  Henderson  v.  Mayor  of  X.Y.,  92  U.S.  259 ;  Ch}-  Lung  v.  Freeman,  92 
U.S.  275  ;  ex  parte  Virginia,  100  U.S.  339  ;  Xeal  v.  Delaware,  103  U.S.  370  ;  Soon  Hing 
V.  Crowley,  113  U.S.  703.     Baker,  Annot.  Const.  220.) 

The  decision  in  Yick  Wo's  case  turned,  of  course,  on  the  special  inhibitions  of  the 
fourteenth  amendment.  There  is  no  section  in  the  Constitution  of  the  Commonwealth 
containing  similar  inhibitions.  On  the  contrary  it  would  seem  that  by  Sub-sec.  xxvi. 
the  Federal  Parliament  will  have  power  to  pass  special  and  discriminating  laws  relating- 
to  •'  the  people  of  any  race,"  and  that  such  laws  could  not  be  challenged  on  the  ground 
of  unconstitutionality,  as  was  done  in  Yick  Wo  v.  Hopkins. 


51.   (xxvii.)  Immigration-^^  and  emigration^'- : 

Historical  Note. — This  sub-section  was  in  the  Bill  of  1891.  (Conv.  Deb.,  Syd., 
1891,  p.  689.)  It  was  adopted  verbatim  and  without  debate  by  the  Convention  of 
1897-8. 

§  211.    "Immigration." 

iNTERNATioyAL  ASPECT. — It  is  a  recogniscd  canon  of  international  law  and  inter- 
course that  every  sovereign  State  has  a  paramount  right  to  exclude  from  its  borders  all 
elements  of  foreign  population  which,  for  any  reason,  might  retard  its  prosperity  or  be 
detrimental  to  the  moral  and  physical  health  of  its  people.  (Per  Mr.  Grover  Cleveland, 
President  of  the  United  States  of  America  ;  message  to  Congress  re  Chinese  Exclusion 
Bill,  1st  Oct.,  1888.) 

PoLiTiCAi.  Aspect. — Referring  to  the  same  subject  from  an  ethnical  and  political 
point  of  view.  Dr.  Burgess  says  : — 

"  Let  us  suppose  the  case  of  a  great  colonial  empire.     Its  life  will  depend,  of  course, 
upon  the  intensest  nationalit\'  in  that  part  of  its  territory  which  is  the  nucleus  of  the 
entire  organization.     It  cannot  suSer  national  conflicts  to  make  this  their  battle  ground. 
The  reigning  nationality  is  in  perfect  right,  and  pursues,  from  a  scientific  point  of  view, 
an  unassailable  policy,  when  it  insists,  with  unflinching  determination,    upon  ethnical 
homogeneity  here.     It  should  realize  this,  of  course,  through  the  peaceable  means  of 
influence  and  education,  if  possible.     When,  however,   these  shall  have  been  exhausted 
in  vain,  then  force  is  justifiable.     A  State  is  not  only  following  a  sound  public  policy, 
but  one  which  is  ethnically  obligatory  upon  it,  when  it  protects  its  nationality  against 
the  deleterious  influenc-es  of  foreign  immigration.    Every  State  has.  of  course,  a  duty  to 
the    world.     It    must    contribute    its    just    share    to   the    civilization   of  the  world. 
In   orrler   to  discharge   this  duty,    it   must    open    itself,    as    freely  as   is    consistent 
with  the  maintenance  of  its  own  existence  and  just  interests,  to  commerce  and  inter- 
course, ingress  and  egress  ;  but  it  is  under  no  obligation  to  the  world  to  go  beyond  these 
limits.     It  cannot  be  demanded  of  a  State  that  it  sacrifice  itself  to   some  higher  good. 
It  cannot  fulfil  its  mission  in  that  yray.     It  represents  itself  the  highest  good.     It  is  the 
highest  entity.     The  world  has  as  yet  no  organization  into  which  a  State  may  merge  its 
existence.     The  w  orld  is  as  yet  only  an  idea.     It  can  give  no  passports  which  a  State  is 
bound  to  accept.     The  duty  of  a  State  to  the  world  is  a  duty  of  which  the  State  itself  is 
the  highest  interpreter.     The  highest  dut\"  of  a  State  is  to  preserve  its  own  existence, 
its  own  healthful  growth  and  development.     So  long  as  foreign  immigration  contributes 
to  these,  it  is  sound  policy  not  only  to  permit,  but  to  cultivate  it.     On  the  other  hand, 
■when   the   national  language,    customs,    and   institutions  begin  to  be  endangered  bj* 
immigration,  then  the  time  has  come  for  the  State  to  close  the  gateways  partly  or  wholly, 
its  the  case  may  require,   and  give   itself  time  to  educate  the  incomers  into  ethnical 
iiarmony  with  the   fundamental  principles  of  its  own  individual  life.     It  is  a    most 
dangerous  and  reprehensible  piece  of  demagogism  to  demand  that  a  State  shall  suffer 
injury  to  its  own  national  existence  through  an  unlimited  right  of  ingress  ;  and  it  is  an 
unendurable  piece  of  deception,  conscious  or  unconscious,  when  the  claim  is  made  from 
the  standpoint  of  a  superior  humanity."'      (Political  Sci.  1.  pp.  42.3.) 


€24  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxvii. 

Legal  Point  of  View. — The  legal  aspect  of  the  subject  of  political  control  over 
immigration  was  dealt  with  by  the  Privy  Council  in  the  celebrated  case  of  Chun  Teong 
Toyw.  Musgrove  (1891),  App.  Cas.,  272,  on  appeal  from  the  Supreme  Court  of  Victoria, 
in  which  it  was  held  that  an  alien  has  no  legal  right,  enforceable  by  action,  to  enter 
British  territory. 

"  Their  Lordships  would  observe  that  the  facts  appearing  on  the  record  raise,  quite 
apart  from  the  statutes  referred  to,  a  grave  question  as  to  the  plaintiffs  right  to  maintain 
the  action.  He  can  only  do  so  if  he  can  establish  that  an  alien  has  a  legal  right,  enforce- 
able by  action,  to  enter  British  territory.  No  authority  exists  for  the  proposition  that  an 
alien  has  any  such  right.  Circumstances  may  occur  in  which  the  refusal  to  permit  an 
alien  to  land  might  be  such  an  interference  with  international  comity  as  would  properly 
give  rise  to  diplomatic  remonstrance  from  the  country  of  which  he  was  a  native,  but  it 
is  quite  another  thing  to  assert  that  an  alien  excluded  from  anj'  part  of  Her  Majesty's 
dominions  by  the  executive  government  there,  can  maintain  an  action  in  a  British 
Court,  and  raise  such  questions  as  were  argued  before  their  Lordships  on  the  present 
-appeal — whether  the  proper  officer  for  giving  or  refusing  access  to  the  country  has  been 
duly  authorized  by  his  own  colonial  government,  whether  the  colonial  government  has 
received  sufficient  delegated  authority  from  the  Crown  to  exercise  the  authority  which 
the  Crown  had  a  right  to  exercise  through  the  colonial  government  if  properly  communi- 
cated to  it,  and  whether  the  Crown  has  the  right  without  Parliamentary  authority  to 
■exclude  an  alien.  Their  Lordships  cannot  assent  to  the  proposition  that  an  alien 
refused  permission  to  enter  British  territory  can,  in  an  action  in  a  British  Court,  compel 
the  decision  of  such  matters  as  these,  involving  delicate  and  difficult  constitutional 
■questions  affecting  the  respective  rights  of  the  Crown  and  Parliament,  and  the  relations 
of  this  country  to  her  self-governing  colonies.  When  once  it  is  admitted  that  there  is 
no  absolute  and  unqualified  right  of  action  on  behalf  of  an  alien  refused  admission  to 
British  territory,  their  Lordships  are  of  opinion  that  it  would  be  impossible  upon  the 
facts  which  the  demurrer  admits  for  an  alien  to  maintain  an  action.  Their  Lordships, 
therefore,  do  not  think  it  would  be  right  on  the  present  appeal  to  express  any  opinion 
upon  the  question  which  was  elaboratelj^  discussed  in  the  very  learned  judgments 
delivered  in  the  Court  below— viz.,  what  rights  the  executive  government  of  Victoria 
has,  under  the  constitution  conferred  upon  it,  derived  from  the  Crown.  It  involves 
important  considerations  and  points  of  nicety  which  could  only'  be  properly  discussed 
when  the  several  interests  concerned  were  I'epresented,  and  which  may  never  become 
of  practical  importance."     (1891,  App.  Cas.  282.) 

For  further  discussion  of  the  right  of  the  Crown  to  exclude  aliens,  see  an  article  on 
"  Alien  Legislation  and  the  Prerogative  of  the  Crown,"  by  T.  C.  Haycraft,  Law 
Quarterly  Review,  1894,  p.  165  ;  and  an  article  in  the  Weekly  Notes  (N.S.W.),  26  Sept., 
1891. 

Restrictive  Immigration  Laws.  — In  1855  the  Legislative  Council  of  the  newly 
erected  colony  of  Victoria  led  the  way  in  the  passage  of  a  number  of  laws  intended  to 
restrict  Chinese  immigration,  which  commenced  in  1854,  when  the  fame  of  the  gold 
diggings  of  Victoria  began  to  attract  thousands  of  Chinamen  to  that  colony.  The 
Victorian  Council  passed  a  bill,  which  was  assented  to  by  the  Governor,  "  to  make 
provision  for  certain  immigrants."  The  substance  of  the  law  was  that  no  ship  should 
bring  to  a  Victorian  port  more  passengers,  being  Chinese  immigrants,  than  in  tlio 
proportion  of  one  person  to  every  ten  tons  of  the  tonnage  of  such  ship,  under  a  penalty 
of  £10  for  each  passenger  in  excess  of  such  proportion.  On  the  arrival  of  a  ship  in  any 
port  of  Victoria,  with  Chinese  immigrants  on  board,  the  master  was  required  to  pay  to 
the  Collector  of  Customs  a  tax  of  £10  for  every  such  immigrant.  The  money  so  collected 
was  to  be  invested  by  the  Government  to  form  a  fund  for  the  relief,  support,  and 
maintenance  of  such  immigrants.  Provision  was  made  for  the  registration  of  such 
immigrants,  on  their  arrival  in  any  district  or  place  to  which  they  proceeded.  This  and 
other  immigration  laws  were  consolidated  in  1865. 

Similar  legislation  was  adopted  in  New  South  Wales  in  1861.  Her  Majesty  was  not 
advised  to  disallow  any  of  these  Acts,  although  the  Colonial  Secretary  remonstrated,  and 
declared  "that  exceptional  legislation,  intended  to  exclude  from  any  part  of  Her 
Majesty's  dominions  the  subjects  of  a  State  at  peace  with  Her  Majesty,  is  highly 
objectionable  in  principle."  (Lord  Carnarvon's  Despatch  to  Governor  Cairns,  27th 
March,  1877.)   Those  Acts  were  subsequently  repealed,  to  the  satisfaction,  it  is  said,  of 


^211.]  POWERS  OF  THE  PARLIAMENT.  625 

Her  Majesty's  Gtovemment ;  but  they  were  eventaally  sncceeded  by  legislation  of  a  more 
drastic  character  adopted  in  all  the  Australian  Colonies,  in  order  to  repel  the  Chinese 
invasion. 

In  1876  the  Queensland  Parb'ament  passed  a  bill  to  amend  the  Gold  Fields  Act  of 
1874,  so  far  as  it  related  to  Asiatic  and  African  aliens,  and  to  demand  an  increased 
license  fee  from  such  aliens,  with  a  view  to  discouraging  excessive  immigration. 
<TOvei-nor  Cairns  considered  that  this  bill  Mas  one  of  an  extraordinary  nature,  which 
might  possiblj-  involve  a  breach  of  national  comity  bj'  restraining  Chinese  immigration 
into  Queensland,  and  that  as  such  it  was  contrary  to  the  treaty  of  Tien-Tsin  and  the 
Convention  of  Pekin  of  24th  Octolier,  1860.  Accordingly  he  reserved  the  bill  for  the 
signification  of  Her  Majesty's  pleasure.  The  Queensland  Ministry  protested  against  the 
reservation,  and  in  a  minute  to  the  Governor  expressed  the  opinion  that  it  was  of  the 
utmost  importance  that  the  authority  of  the  Colonial  legislatures  to  pass  laws  upon  all 
subjects  whatever  which  they  might  think  necessary  for  the  good  government  of  the  colony 
should  be  recognized  and  upheld,  and  that  no  other  limit  to  that  power  should  be 
-admitted,  than  that  which  was  imposed  by  the  royal  instructions  to  the  (iovemor.  They 
thought  that  to  go  beyond  those  instructions,  or  to  allow  the  unusual  character  of 
proposed  legislation,  not  forbidden  by  them,  as  a  sufficient  ground  for  not  giWng 
immediate  effect  to  the  wish  of  the  legislature,  would  be  of  serious  consequence  to  the 
independence  and  freedom  of  Parliament.     (Todd's  Pari.  Gov.  in  Col.  2nd  ed.  p.  188  ) 

In  a  despatch,  dated  26th  March,  1877,  Earl  Carnarvon  expressed  his  approval  of 
the  Governors  conduct,  and  of  the  reasons  which  had  actuated  him.  For  these  and 
other  reasons,  although  he  was  most  unwilling  even  to  appear  to  infringe  upon  the 
privileges  of  self-government  enjoyed  by  the  inhabitants  of  Queensland  —he  had  been 
unable  to  advise  the  Queen  that  this  bill  should  receive  the  royal  assent  in  its  present 
shape. 

During  the  session  of  1877  the  Queensland  Legislature  passed  another  Act  to 
regulate  the  immigration  of  Chinese  and  to  prevent  them  from  becoming  a  charge  on  the 
colony.  A  poll  tax  of  £10  was  imposed  on  every  Chinese  immigrant,  to  be  refunded 
to  him  if  he  left  the  colony  within  three  years  without  hanng  committed  any  criminal 
offence,  and  without  having  received  charitable  relief  from  any  public  institution.  This 
Act  was  not  disallowed.  The  Act  of  1877,  amended  by  another  Act  passed  in  1878,  was 
found  insufficient  to  restrict  the  objectionable  immigration.  In  1884  the  Act  of  1877  was 
Amended  by  reducing  the  number  of  Chinese  passengers  that  might  be  brought  into 
Queensland  waters  to  one  for  every  fifty  tons  of  registere<l  tonnage,  by  increasing  the 
sum  payable  on  arrival  to  £30,  and  bj'  repealing  the  provision  for  the  repayment  of  the 
poll-tax  on  departure  within  three  years.  "  The  effect  of  the  law  of  1884  has  Ijeen  that 
the  number  of  Chinese  arriving  in  Queensland  by  sea  has  been  in  each  year  somewhat 
less  than  the  numl^er  of  those  departing.  The  easy  means  of  transit  by  land  between 
the  various  Australian  colonies,  however,  renders  it  impossible  to  exercise  any  effective 
control  over  their  migration  across  the  borders  of  the  colonies."  (Todd's  Pari.  Gov.  in 
C3oL  2nded.  p.  191.) 

In  1879  an  Anti-Chinese  Influx  Bill,  containing  prohibitions  and  restrictions  similar 

to  those  of  the  Queensland  law  then  in  force,  was  passed  by  the  Legislative  Assembly  of 

New  South  Wales,  but  rejected  b\-  the  Legislative  Council.      In  1881  a  similar  bill  was 

re-introduced  and  passed  by  both  Houses.     In  the  same  jear  the  Parliament  of  Victoria 

again  resorted  to  legislation  in  order  to  arrest  the  influx  of  Chinese.     Vessels  were  not 

allowed  to  introduce  into  any  Victorian  port  more  than  one  Chinaman  per  100  tons  of 

tonnage,  and  a  poll-tax  of  £10  was  imposed  on  each  immigrant  on  his  landing.    In  April, 

1888,  a  Chinaman,  Chun  Teeong  Toy,  arrived  in  the  port  of  Melbourne  on  board  the  British 

"hip  Afghan.     The  Collector  of  Customs  considered  that  the  Afghan  had  brought  a 

rger  number  of  Chinese  than  was  allowed  by  law  ;  he  refused  to  allow  any  of  them  to 

ud,  or  to  accept  the  poll-tax  of  £10  each.     Chim  Teeong  Toy  brought  an  action  against 

ae  Collector  in  the  Supreme  Court  of  Victoria,   which  decided  that  the  action  of  the 

40 


626  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  61-xxvii. 

Government  in  preventing  the  landing  of  Chinese  prepared  to  pay  the  prescribed  poll-tax 
was  illegal.  The  Victorian  Government  appealed  from  this  decision  to  the  Privy 
Conncil,  which  reversed  the  judgment  of  the  Victorian  Court,  and  held  (1)  that  the 
Collector  of  Customs  was  under  no  legal  obligation  to  accept  payment,  whether  tendered 
by  the  master  on  behalf  of  any  such  immigrants,  or  tendered  by  or  for  any  individual 
inmiigrant ;  (2)  that,  apart  from  the  Act,  an  alien  has  not  a  legal  right,  enforceable  by 
action,  to  enter  British  territory.  (Chun  Teeong  Toy  v.  Musgrove  [  1 89 1  ],  App.  Cas.  272.  )■ 
An  intercolonial  Conference  was  held  in  June,  1888,  at  which  the  Governments  of 
New  South  Wales,  Victoria,  South  Australia,  Queensland,  Tasmania,  and  Western 
Australia  were  represented.  The  Chinese  inmiigration  question  was  considered,  and  the 
following  resolutions  were  adopted  as  embodying  the  views  of  the  majority  of  the 
colonies  : — 

(1.)  That  in  the  opinion  of  this  Conference  the  further  restriction  of  Chinese 

immigration  is  essential  to  the  welfare  of  the  people  of  Australasia. 
(2. )  That  this  Conference  is  of  opinion  that  the  desired  restriction  can  best  be 
secured  through  diplomatic  action  of  the  Imperial  Government  and  by 
uniform  Australasian  legislation. 
(3.)  That  this    Conference   resolves   to   consider  a  joint   representation  to  the 
Imperial  Government  for  the  purpose  of  obtaining  the  desired  diplomatic 
action. 
(4.)  That  this  Conference  is  of  opinion  that  the  desired  Australasian  legislation 
should  contain  the  following  provisions  : — 

(a)  That  it  shall  apply  to  all  Chinese,  with  specified  exceptions. 
{h)  That  the  restriction  should  be  by  limitation  of  the  number  of 
Chinese  which  any  vessel  may  bring  into  any  Australasian 
port,  to  one  passenger  to  every  500  tons  of  the  ship's  burthen, 
(c)  That  the  passage  of  the  Chinese  from  one  colony  to  another, 
without  the  consent  of  the  colony  which  they  enter,  be  made  a 
misdemeanour. 

Some  of  the  colonies  at  once  adopted  legislation  in  accordance  with  the  resolutions 
arrived  at.  In  Victoria  an  Act  was  passed  providing  that  no  vessel  should  enter  any 
Victorian  port  having  on  board  more  than  one  Chinaman  for  every  500  tons  of  the 
tonnage  of  such  vessel.  Any  Chinese  who  should  enter  Victoria  by  land,  without  first 
obtaining  a  permit  in  writing  from  some  person  to  be  appointed  by  the  Governor  in 
Council,  was  declared  guilty  of  an  offence  against  the  Act,  and  made  liable  on  conviction 
to  a  penalty  of  not  less  than  £5  nor  more  than  £20,  and  also,  upon  the  warrant  of  tiie 
Commissioner  of  Trade  and  Customs,  to  be  removed  or  deported  to  the  colony  from 
whence  he  came.     (Chinese  Immigration  Restriction  Act,  1888,  sec.  9.) 

In  about  1895  danger  began  to  be  apprehended  from  the  increasing  immigration  of 
Indians,  Afghans,  and  other  Asiatics,  many  of  whom  were  British  subjects.  At  an 
intercolonial  Conference  held  at  Sydney  in  March,  1896,  at  which  all  the  Australian 
colonies  except  Western  Australia  were  represented,  it  was  unanimously  re-solved  that 
the  provisions  of  the  Chinese  Immigration  Restriction  Acts  should  be  extended  to  all 
coloured  races.  During  1890,  accordingly.  Coloured  Races  Restriction  Bills  were  passed 
in  New  South  Wales,  South  Australia,  and  Tasmania,  and  an  Asiatic  Restriction  Bill  in 
New  Zealand.  These  Bills  were  reserved  for  the  signification  of  the  Queen's  pleasure, 
but  did  not  receive  Her  Majesty's  assent.  The  presence  of  the  Australian  Premiers  at 
the  Jubilee  celebrations  in  London  in  1897  afforded  Mr.  Chamberlain  an  opportunity  of 
explaining  the  views  of  the  Imperial  Government  as  to  this  kind  of  legislation.  He 
expressed  entire  sympathy  with  the  determination  of  the  Australian  colonies  to  prevent 
the  influx  of  people  who  were  alien  in  civilization,  in  religion,  and  in  customs,  and  who 
interfered  with  the  legitimate  rights  of  the  existing  labouring  population.     Such  an 


§211. J  POWERS  OF  THE  PARLTAMENT.  627 

influx  mnst  be  prevented  at  all  hazards  ;  but  he  asked  the  Premiers  to  remember  the 
traditions  of  the  Empire,  which  make  no  distinctions  of  race  or  colour,  and  pointed  out 
that  the  exclusion  of  all  Her  Majesty's  Indian  subjects,  or  even  of  all  Asiatics,  would 
be  so  offensive  to  those  people  that  it  would  be  most  painful  to  Her  Majesty  to  sanction 
it.  He  therefore  urged  them  to  base  their  prohibitive  legislation,  not  upon  race  or 
colour,  but  upon  the  really  objectionable  characteristics  of  the  immigrants  legislated 
against ;  and  he  instanced,  as  a  type  of  legislation  which  the  Imperial  Government 
would  think  satisfactory,  the  Immigration  Restriction  Act  of  1897  recently  passed  in 
Natal — a  measure  which  was  being  found  adequate  in  that  colony  to  meet  the  same 
evil. 

The  Natal  Act  defined  six  classes  of  "  prohibited  immigrants."  The  first  and  most 
important  class  consisted  of  persons  who,  when  asked  to  do  so  by  an  authorized  officer, 
should  fail  to  "  write  out  and  sign,  in  the  characters  of  any  language  of  Europe"  an 
exemption  application  in  the  prescribed  form.  The  other  classes  of  "  prohibited 
immigrants"  were  : — (2)  Paupers,  or  persons  likely  to  become  a  public  charge  ;  (3)  idiots 
or  insane  persons ;  (4)  persons  suffering  from  a  loathsome  or  contagious  disease ; 
(5)  persons  convicted  within  two  years  of  a  crime  involving  moral  turpitude,  and  not  being 
merely  a  political  offence  ;  (6)  prostitutes,  and  persons  living  on  the  prostitution  of 
others.  Subject  to  certain  exemptions  and  exceptions,  the  immigration  of  a  "  prohibited 
immigrant "  was  forbidden ;  any  immigrant  contravening  the  Act  was  made  liable  to 
removal  from  the  colony,  and  upon  conviction  to  be  sentenced  to  six  months'  imprison- 
ment ;  which  imprisonment  should  cease  for  the  deportation  of  the  offender,  or  if  he 
should  find  sureties  for  his  departure  within  one  month.  Masters  and  owners  of  vessels 
illegally  landing  immigrants  were  made  liable  to  heavy  penalties. 

Accordingly  a  Bill,  almost  identical  with  the  Natal  Act,  was  introduced  in  the 
Legislative  Assembly  of  New  South  Wales.  It  was  amended  in  the  Council  by  the 
omission  of  all  the  classes  of  "  prohibited  immigrants  "  except  the  first — which  was 
relied  on  as  the  real  safeguard  against  the  immigration  of  Asiatic  and  other  coloured 
races.  In  this  form  it  became  law,  as  the  Immigration  Restriction  Act,  1897.  In 
Victoria  a  similar  Bill  was  introduced,  but  failed  to  pass  owing  to  disagreement  between 
the  two  Houses.  In  Western  Australia  in  1897,  in  Tasmania  in  1898,  and  in  New 
Zealand  in  1899,  Immigration  Restriction  Acts,  almost  identical  with  the  Natal  Act, 
were  passed. 

Immigratiox  IX  Canada. — In  Canada,  the  Dominion  and  the  Provinces  have 
concurrent  power  to  legislate  concerning  immigration,  but  any  law  of  a  Province  with 
respect  to  that  subject  is  v^oid  if  it  be  repugnant  to  Dominion  Legislation.  In  1878  the 
Provincial  legislatures  of  British  Columbia  passed  an  Act  "  to  provide  for  the  better 
collection  of  Provincial  taxes  from  Chinese."  It  required  every  Chinaman,  above  the 
age  of  12  years,  to  take  out  a  quarterly  license,  for  which  he  had  to  pay  ten  dollars  in 
advance.  This  license  fee  was  to  be  in  lieu  of  the  ordinary  taxation  payable  by  the 
people  generally  for  public  purposes.  Any  Chinaman  failing  to  take  out  the  license  was 
liable  to  a  severe  penalty.  Nominally  a  tax  Act,  it  was  in  realitj',  like  the  first  anti- 
Chinese  Act  passed  in  Queensland,  intended  to  restrict  Chinese  immigration.  An 
action  was  commenced  in  the  Supreme  Court  of  British  Columbia  to  test  its  validity. 
The  judgment  of  the  Court  was  delivered  by  Mr.  Justice  Gray,  who  held  that  the  Act 
was  beyond  the  power  of  the  Provincial  legislature  ;  that  it  was  at  variance  with  the 
treaty  obligations  of  Great  Britain  and  China  ;  that  it  related  to  a  matter  affecting 
trade  and  commerce,  which  belonged  to  the  Dominion  Parliament ;  and  that  therefore 
it  was  unconstitutional  and  void.  This  Act  was  afterwards  disallowed  by  the  Governor- 
General  in  Council,  who  considered  it  inadN-isable  to  permit  an  Act  which  had  been 
pronounced  ultra  rires  to  remain  on  the  statute  book.  (Todd's  Pari.  Gov.  in  Col.  2nd 
ed.  pp.  194  and  557.) 

Undiscouraged  by  the  failure  of  its  first  attempt  to  grapple  with  the  Chinese  problem, 
the  legislature  of  British  Columbia,  in  1884,  passed  another  Act  regulating  the  Chinese 


G28  COMMENTARIES   ON  THE  CONSTITUTION.  [Sec.  61-xxvii. 

population  of  the  Province.  In  1885  Wing  Chong,  a  Chinaman,  was  convicted  and 
fined  before  a  magistrate  for  not  having  a  license  under  tlie  Act  of  1884.  He  obtained 
a  writ  of  certiorari  for  the  removal  of  the  case  to  the  Supreme  Court  of  British  Columbia ; 
and  Crease,  J.,  one  of  the  Judges  of  that  Court,  quashed  the  conviction  on  the  ground, 
inttr  alia,  that  the  Act  was  vltra  vires  the  legislature  of  the  Province  It  appears  that 
there  could  be  no  appeal  from  this  decision  to  the  full  Court ;  but  on  the  ground  of  the 
great  public  importance  of  the  question,  special  leave  to  appeal  to  the  Privy  Council 
was  asked  for  and  granted.  The  appeal,  however,  was  not  prosecuted.  (Reg.  v.  Wing 
Chong,  1  Brit.  Columb   Rep.,  Partii.,  p.  150;  Wheeler,  C.C.  122.) 

Yielding  to  the  representations  of  the  Provincial  Government  as  to  the  necessity  of 
central  legislation,  the  Dominion  Government  at  length  appointed  a  royal  commission 
to  enquire  and  report  on  the  question  in  all  its  bearings.  As  the  result  of  this  report 
the  Parliament  of  the  Dominion  in  1885  passed  an  Act  to  restrict  and  regulate  Chinese 
immigration  into  Canada,  the  principal  features  of  which  were: — ( 1 )  A  poll  tax  of  $50 
on  each  Chinaman  landing  ;  i2)  No  vessel  to  carry  more  than  one  Chinaman  to  every 
50  tons  of  its  tonnage  ;  (3)  Every  Chinaman  wishing  to  leave  Canada  with  the  intention 
of  returning,  on  giving  notice  of  such  intention  at  the  port  of  departure  and  surrendering 
his  certificate  of  entry  or  of  residence,  to  receive,  on  payment  of  a  fee  of  one  dollar,  a 
certificate  of  leave  to  depart  and  return.  In  1891,  there  were  about  109,127  Chinamen 
in  Canada,  of  whom  8900  were  located  in  British  Columbia.     (Todd.     Id.  p.  195.) 

Immigration  in  the  United  States  of  America. — Congress  has  not  been  assigned 
express  power  to  deal  with  immigration ;  nevertheless  it  has  been  held  that  the 
Government  of  the  United  States,  through  the  action  of  its  legislative  department,  can 
exclude  aliens  from  its  territory. 

Jurisdiction  over  its  own  territory,  to  that  extent,  is  an  incident  of  every 
independent  nation.  It  is  a  part  of  its  independence,  and  one  method  whereby  it  is 
enabled  to  maintain  its  independence  from  control  of  another  power.  "  The  jurisdiction 
of  the  nation  within  its  own  territory  is  necessarily  exclusive  and  absolute.  It  is 
susceptible  of  no  limitation  not  imposed  by  itself.  Any  restriction  upon  it,  deriving 
validity  from  an  external  source,  would  imply  a  diminution  of  its  sovereignty  to  the 
extent  of  the  restriction,  and  an  investment  of  that  sovereignty  to  the  same  extent  in 
that  power  which  could  impose  such  restriction."  (Chief  Justice  Marshall  in  The 
Exchange  v.  McFaddon,  7  Cranch,  136,  cited  and  approved  in  the  Chinese  Exclusion 
Case,  130  U.S.  604.     Baker,  Annot  Const,  p.  17.) 

In  the  United  States  of  America  similar  difficulties  have  been  experienced  in  dealing 
with  undesirable  immigrants,  such  as  Chinese,  and  there  have  been  several  conflicts 
between  State  laws  and  Federal  laws  with  respect  to  that  subject.  In  Ling  Sing  v.  Wash- 
burn, 20  Calif.  Rep  534,  and  in  The  People  v.  Raymond,  34  Calif.  Rep.  492,  legislation 
directed  by  the  State  of  California  against  tlie  Chinese  was  pronounced  unconstitutional 
by  the  Supreme  Court  of  that  State.  In  tiie  case  of  Baker  v.  The  City  of  Portland 
(U.S.)  L  T.  18  Oct.,  1879,  p.  403,  the  question  aro.se  as  to  the  validity  of  an  Act  of  the 
State  legislature  in  prohibiting  the  employment  of  Chinese  labourers  on  public  works. 
The  circuit  court  of  the  United  States,  in  the  Oregon  district,  pronounced  the  law 
unconstitutional  on  the  ground  that  a  treaty  between  the  Federal  Government  and  a 
foreign  power  was  the  supreme  law  of  the  land,  which  the  courts  were  bound  to  enforce, 
and  that  an  individual  State  could  not  so  legislate  as  to  interfere  with  the  operation  of  a 
treaty  or  to  limit  the  privileges  guaranteed  thereby.  (Todd's  Pari.  Gov.  in  Col.,  '2nd  ed. 
p.  196.) 

In  1879  Congress  passed  an  Act  to  discourage  Chinese  immigration,  by  restricting 
the  number  of  Chinese  which  might  be  brought  from  China  to  the  United  States  in  a 
single  voyage,  to  fifteen  persons.  The  president,  Mr.  Rutherford  B.  Hayes,  vetoed  tiie 
))ill,  on  the  ground  that  it  was  repugnant  to  the  terms  of  a  treaty  between  the  United 
States  and  China,  and  that  the  power  of  modifying  treaties  was  not  vested  in  Congress, 


§§  211 213.]  POWERS  OF  THE  PARLIAMENT.  629 

but  belonged  to  the  Executive.  In  1880  a  new  treaty  was  negotiated  between  the 
United  States  and  China.  By  this  treaty  it  was  agreed  that  the  United  States 
(jovemment  should  be  allowed  to  regulate  the  admission  of  Chinese  labourers  at  its 
discretion,  but  not  to  forbid  it  altogether.  In  March,  1888,  a  fourth  treaty  was  entered 
into  between  the  United  States  and  China,  which  provided  that  thereafter  no  Chinese 
labourer  should  be  entitled  to  enter  the  States.  This,  like  other  treaties,  was  subject  to 
the  ratification  of  the  Senate.  The  Senate  amended  it  by  adding  a  proviso  that  Chinese 
labourers  formerly  resident  in  the  United  States  should  not  be  allowed  to  return  thither 
whether  they  held  certificates  of  former  residence  or  not.  The  Chinese  Government 
refused  to  accept  this  amended  treaty.  A  bill  was  then  brought  into  the  House  of 
Representatives  containing  a  prohibition  similar  to  that  added  to  the  treaty  by  the 
Senate.  It  was  passed  without  a  division,  agreed  to  by  the  Senate,  and  ultimately 
assented  to  by  the  President  on  1st  October,  1888. 

Assisted  Immigration. — The  Parliament  wiU  have  power,  not  only  to  exclude 
undesirable  aliens,  but  also  to  facilitate  the  introduction  of  industrious  and  respectable 
immigrants,  likely  to  become  workers,  producers,  and  consumers  within  the  Common- 
wealth. Assisted  immigration,  which  at  one  time  was  the  policy  of  most  of  the 
Australian  colonies,  has  within  the  last  few  years  been  very  sparingly  resorted  to. 

§  212.     "  Emigration." 

Emigration  contemplated  by  this  sub-section  would  probably  mean  the  inspection, 
supervision,  and  registration  of  departures  from  the  Commonwealth.  It  might  also 
authorize  legislative  arrangements  to  be  made  for  the  return  of  foreign  labourers  to  their 
respective  countries,  after  the  expiration  of  their  respective  terms  of  ser\'ice. 


51.  (xxviii.)  The  influx  of  criminals'^^  : 

Historical  Note. — At  the  "  Convention"  which  met  in  Sydney  in  1883,  Sir  Samuel 
Griffith's  original  resolution  for  the  establishment  of  a  Federal  Council  proposed  to  give 
that  body  power  to  make  laws  with  respect  to  the  "  prevention  of  the  influx  of 
criminals."  (See  p.  Ill,  impra.)  That  power  was  accordingly  given  by  the  Federal 
Council  of  Australasia  Act,  1885. 

In  the  Bill  of  1891  the  sub-clause  was  passed  in  its  present  form  ;  and  it  was  adopted 
without  debate  by  the  Convention  of  1897. 

§  213.    ''Influx  of  Criminais." 

Exclusion  of  CRmiXALS. — This  sub-section  is  intended  to  embrace  the  class  of 
cases  covered  by  18  Vic.  Xo.  3,  an  Act  to  prevent  the  "Influx  of  Criminals"  into 
Victoria  passed  by  the  Legislative  Council  and  assented  to  by  the  Lieutenant-Governor 
on  16th  November,  1854.  That  Act  came  into  force  at  the  beginning  of  the  rush  to  the 
goldfields,  when  swarms  of  convicts  and  ticket-of-leave-men  from  other  settlements 
invaded  the  colony  and  became  a  nuisance  and  menace  to  its  peace  and  welfare.  Any 
person  who  had  been  found  guilty  of  any  capital  or  transportable  felony,  in  the  United 
Kingdom  or  in  any  British  possession,  and  who  came  to  Victoria  after  the  passing  of 
the  Act,  was  made  liable  to  be  apprehended  and  taken  before  two  justices.  Such 
justices  were  authorized,  on  proof  that  such  person  came  to  Victoria  contrary  to  the 
Act,  to  convict  him  for  the  offence  of  so  doing,  and  at  their  discretion  they  could  either 
take  bail  that  he  would  leave  the  colony  within  seven  days,  or  cause  him  to  be  conveyetl 
in  custody  to  the  country  from  whence  he  came,  or  sentence  him  to  hard  labour  on  the 
roads  or  other  public  works  of  the  colony  for  a  period  not  exceeding  three  years.  Persons 
harbouring  or  concealing  such  convicts,  and  masters  of  vessels  bringing  them  to  Victoria, 
were  liable  to  punishment.     This  law  was  re-enacted  by  the  Parliament  of  Victoria 


fiSO  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  61 -xxviii. 

under  the  new  Constitution  in  22  Vio.  No.  68.     It  now  appears  in  the  Victorian  Crimes 
Act,  1890,  ss.  370-385. 

The  scope  and  validity  of  this  Act  were  considered  by  the  Supreme  Court  of  Victoria 
in  the  case  of  Ryall  v.  Kenealy  (1869),  6  W.W.  and  a'B.  (L)  193.  John  Kenealy  had,  in 
1865,  been  convicted  in  Cork  of  treason  felony,  for  which  he  was  transported  to  Western 
Australia  for  ten  years.  In  1869  he  received  a  free  pardon  from  the  Crown  ;  he  was 
discharged  from  custody,  left  Western  Australia  and  proceeded  to  Victoria,  arriving  in 
the  port  of  Melbourne  6th  July,  1869.  Immediately  on  his  arrival  he  was  arrested  under 
the  Influx  of  Criminals  Act,  convicted,  and  ordered  to  enter  into  recognizances  to  leave 
the  colony  within  seven  days.  A  case  was  stated  for  tlie  opinion  of  the  full  court. 
Against  the  convictioji  it  was  argued  (1)  that  the  Act  did  not  create  an  offence,  (2)  that 
the  defendant  was  not  prohibited  from  coming  to  Victoria,  (3)  that  the  Act  only  applied 
to  convicts  whose  term  of  imprisonment  had  expired,  (4)  that  the  free  pardon  of  the 
Crown  exempted  the  defendant  from  the  prohibition,  and  restored  him  to  the  position 
of  a  new  man  without  disability,  (5)  that  the  Act  could  not  control  or  prejudice  the 
Queen's  prerogative,  and  did  not  affect  any  pardon  granted  by  virtue  of  the  preroga- 
tive. During  the  argument  no  attention  seems  to  have  been  drawn  to  the  words  of  the 
Act  enabling  the  justices,  as  an  alternative,  "  to  cause  the  said  person  to  be  conveyed  in 
custody  to  the  country  or  po.ssession  from  whence  he  came."  The  constitutionality  of 
that  part  of  the  Act  was  not  in  issue,  as  the  defendant  had  not  been  ordered  to  be  so 
conveyed  out  of  the  colony.  Had  that  been  done  the  conviction  would,  according  to 
the  principle  established  in  Gleich's  case  and  in  Ray  v.  MacMackin,  have  been  bad. 

"  We  now  come  to  the  last  objection,  tiiat  relating  to  the  prerogative.  It  is  said 
that  the  Act  interferes  with  the  Roj'al  prerogative.  To  that  several  answers  have  been 
given  during  the  argument.  One  is,  that  the  Act  is  descriptive  merely  as  regards  the 
persons  who  are  to  be  affected  by  it.  It  only  describes  a  fact,  just  as  if  it  referred  to 
persons  born  in  a  particular  country,  or  marked  in  a  particular  manner.  It  simply-  says 
that  persons  found  guilty  of  a  felony  cannot  come  here.  The  pardon  cannot  obliterate 
that  fact,  although  it  raaj^  remove  the  effects  of  the  conviction.  So  it  may  be  lil^ellous 
to  say  tliat  a  person  is  a  thief  who  has  been  tried  and  found  guilty  of  a  larcen}',  and 
pardoned  ;  but  it  would  not  be  libellous  to  say  that  he  had  been  found  guilty  of  it.  A 
pardon  relates  to  past  offences,  not  to  future  ;  and  the  offence  in  this  instance  was 
subsequent  to  the  pardon.  Giving,  however,  the  fullest  force  to  the  effect  of  the  pardon, 
in  this  instance  the  prerogative  of  the  Crown  is  subject  to  the  enactment  of  the 
Legislature.  The  Crown,  as  one  of  the  three  branches  of  the  Legislature  necessary  to 
pass  this  Act,  has  assented  to  its  being  passed.  .  .  .  We  are,  therefore,  bound  to 
assume  that  by  assenting  to  the  Act  the  Royal  prerogative  was  to  ))e  exercised,  subject 
to  the  provisions  of  the  Act  so  assented  to.  The  authority  in  5  Espinasse,  Dover  v. 
Maestaer,  is  conclusive  on  the  point.  It  may  be  that  the  prerogative  can  only  be  taken 
away  by  express  words  ;  yet  it  can  be  affected  by  the  fair  and  necessary  intendment  from 
an  Act.  The  Crown  is  at  liberty  to  refuse  its  assent  to  a  measure  tliat  may  interfere, 
not  merely  to  one  that  must  interfere,  with  the  prerogative  ;  and  as  this  Act  applies  not 
merely  to  expirees,  but  to  conditionally  and  to  absolutely  pardoned  men,  it  might  so 
interfere,  and  the  Crown  might  have  refused  its  assent.  But  it  did  assent ;  and  the 
sound  conclusion  is,  that  in  assenting  to  it  the  Crown  expressed  an  intention  that  tlie 
Royal  prerogative  should  be  exercised  subject  to  it.  It  is  said  that  this  construction 
would  put  a  pardoned  man  in  a  worse  position  than  an  expiree.  Perhaps  so.  But  we 
cannot  entertain  such  an  objection.  A  person  who  takes  a  pardon  takes  it  subject  to 
a,U  consequences  and  limitations  "  (Per  Stawell,  C.J.,  in  Ryall  v.  Kenealy,  6  W.,  W., 
and  a'B.  pp.  206-7. 

"  Tliis  Act,  18  Vic.  No.  3,  is  the  third  enactment  on  the  subject  of  the  influx  of 
criminals.  The  first  was  passed  in  16  Vic,  and  the  matter  was  referred  home.  The 
nature  of  the  legislation  was  so  different  from  anything  affecting  the  otlier  portions  of 
Her  Majesty's  dominions  that  for  some  reasons  it  did  not  become  law.  It  was  re-enacted 
in  nearly  similar  words,  and  again  sent  home.  The  law  officers  who  advised  the  Colonial 
Office  were  vigilant,  if  not  jealous,  for  the  Royal  prerogative,  and  were  disinclined  to 
its  becoming  law  ;  but  they  were  disinclined  to  reject  it,  and  it  was  therefore  allowed  to 
pass.  No  objection  was  taken  to  tlie  inability  of  the  Legislature  to  pass  such  a  law, 
and  if  such  a  disability  existed  tiiere  is  reason  to  believe  it  would  have  been  pointed  out. 
Since  then  the  Act  has  been  passed  again  and  again.  It  is  therefore  part  of  the  law  of 
the  British  Elmpire — different  from  what  exists  in  other  parts  of  the  empire — and  subject 
to  this  law  the  Royal  pardons  must  be  issued.     If  a  person  disregarded  the  legislative 


§  2U.]  POWERS  OF  THE  PARLIAMENT.  631 

prohibition  which  the  Queen  has  assented  to.  and  labours  under  the  disability  referred 
to  in  this  Act,  he  comes  here  bearing  a  pardon  giving  him  emancipation  in  any  other 
part  of  the  globe  but  this  country.  He  takes  the  pardon  subject  to  the  contract 
between  the  Queen  and  the  Parliament  and  to  his  inability  to  come  here."  (Per 
Barry,  J.,  id.  p.  208.) 


51.  (xxix.)  External  affairs'"  : 

Historical  Xote.  — In  the  Bill  of  1891  the  sub-clause  extended  to  "External 
affairs  and  treaties  ;"  and  at  the  Adelaide  session  of  the  Convention,  1897,  the  same 
words  were  adopted.  At  the  Melbourne  session  a  suggestion  of  the  Legislative  Council 
of  Xew  South  Wales,  to  omit  the  words  "and  treaties,"  was  agreed  to.  (Conv.  Deb., 
Melb.,  p   30,  and  see  Historical  Xote,  Clause  T.  of  Constitution  Act.) 

§  214.    ''External  Affairs." 

SiGXiFiCAXCE. — Considerable  speculation  has  been  alreadj-  indulged  in  by  consti- 
tutional writers  as  to  the  meaning  and  possible  consequences  of  this  grant  of  power  over 
external  affairs.  It  may  hereafter  prove  to  be  a  great  constitutional  battle-groimd.  Mr. 
A.  H.  F.  Lefroy,  the  well-known  Canadian  authority,  says  "it  looks  as  though  the 
Imperial  Parliament  intended,  so  long  as  the  Commonwealth  Bill  should  remain 
unrepealed,  to  divest  itself  of  its  authority  over  external  affairs  of  Australia  and  commit 
them  to  the  Commonwealth  Parliament."  (Law  Quarterly  ReWew,  July,  1899,  p.  291.) 
Professor  W.  Jethro  Brown  (University  of  Tasmania)  describes  the  power  to  legislate 
upon  external  affairs  as  a  new  departure  of  doubtful  significance.  (L&vr  Quarterly 
Review,  January,  1900,  p.  26.)  Professor  W.  Harrison  Moore  (University  of  Melbourne) 
is  of  opinion  that  this  power  is  a  somewhat  dark  one,  and  suggests  the  view  that  it  may  be 
used  "  to  establish  the  doctrine  that,  in  the  Courts  of  the  Commonwealth,  Commonwealth 
laws,  like  Acts  of  the  Imperial  Parliament,  cannot  be  impugned  on  the  ground  that  they 
reach  beyond  local  affairs  ;  in  other  words,  the  rule  against  laws  '  intended  to  operate 
exterritorially '  will  within  the  Commonwealth  be  a  rule  of  construction  only,  and  not  a 
rale  in  restraint  of  power."     (Law  Quarterly  Review,  January,  1900,  p.  39.) 

It  must  be  conceded  that  the  expression  "  external  affairs"  is  singularly  vague,  but 
it  is  submitted  that  it  cannot  be  construed  in  the  wide  and  far-reaching  manner 
suggested  by  the  learned  gentleman  whose  views  are  quoted.  There  is  nothing  in  it 
indicative  of  an  intention  of  the  Imperial  Parliament  to  divest  itself  absolutely  of  all 
authority  over  the  external  affairs  of  Australia  and  to  commit  them  exclusively  to  the 
Parliament  of  the  Commonwealth,  any  more  than  it  divests  itself  absolutely  of  anj'  other 
of  its  supreme  sovereign  powers.  The  same  section  which  grants  legislative  power  to 
the  Federal  Parliament  over  "external  affairs"  grants  legislative  power  over  naval  and 
military  defence,  copyright,  coinage,  influx  of  criminals,  naturalization,  and  other 
matters.  If  there  is  any  final  abandonment  of  Imperial  authority  over  one  of  these 
matters  there  must  be  a  similar  abandonment  with  respect  to  all.  Yet  in  Wew  of  the 
application  of  the  Colonial  Laws  Validity  Act  to  the  interpretation  of  the  Constitution  it 
could  not  be  successfully  contended  that  any  such  divestment  is  intended.  The  other 
view,  as  we  understand  it,  is  that  this  grant  of  power  may  be  used  to  give  extra- 
Commonwealth  operation  to  laws  of  the  Federal  Parliament  founded  on  other  gi-ants  ;  in 
other  words,  that  a  Federal  law  relating,  say,  to  immigration  or  naturalization,  and 
giving  an  extra-Commonwealth  effect  to  some  of  it«  proWsions,  cannot  be  impugned, 
aince  the  Federal  Parliament  has  jurisdiction  over  "  external  affairs."  That  %-iew  also, 
it  is  submitted,  is  not  tenable.  Sub-section  29  contains  a  distinct  and  independent  grant 
of  power.  It  is  not  intended  and  it  cannot  be  used  to  enlarge,  or  qualify,  other  distinct 
and  independent  grants. 

The  expression  "  External  Affairs  "  is  apparently  a  very  comprehensive  one,  but  it 
has  obvious  limitations.     As  already  pointed  out,  it  can  hardly  be  intended  to  confer 


632  COMMENTARIES  ON  THE  CONSTITUTION.    Sec.51-xxix. 

extra-territorial  jurisdiction  ;  where  that  is  meant,  as  in  other  swb-sections,  it  is  distinctly 
expressed.  It  must  be  restricted  to  matters  in  which  political  influence  may  be  exercised, 
or  negotiation  and  intercourse  conducted,  between  the  Government  of  the  Commonwealtii 
and  the  Governments  of  countries  outside  the  limits  of  the  Commonwealth  This  power 
may  therefore  be  fairly  interpreted  as  applicable  to  (1)  the  external  representation  of 
the  Commonwealth  by  accredited  agents  where  required  ;  (2)  the  conduct  of  the  business 
and  promotion  of  the  interests  of  the  Commonwealth  in  outside  countries,  and  (3)  the 
extradition  of  fugitive  offenders  from  outside  countries. 

External  Represkntation  — From  the  earliest  period  of  colonial  history,  British 
colonies  and  settlements  have  been  represented  in  England  by  Agents  residing  in  London, 
whose  duties  were  to  convey  to  the  home  Government  the  views  of  the  colonists  on  local 
questions ;  to  give  information  and  make  suggestions  concerning  the  defences  of  the 
colonies  against  foreign  aggression  ;  to  encourage  emigration  from  the  mother  country 
into  the  colonies  ;  and  to  advance  the  trading  and  commercial  interests  of  the  commu- 
nities on  whose  behalf  they  were  employed.  The  designation  "  Agent-General  "  is  said 
to  have  been  first  applied  to  the  representatives  of  the  New  England  colonies,  prior  to 
the  declaration  of  American  Independence.  In  modern  times  the  duties  of  the  office 
have  been  considerably  enlarged,  and  its  value,  dignity,  and  usefulness  have  been 
corresponding!}'  enhanced.  Agents-General  have  had  to  superintend  the  conduct  of 
important  financial  operations  ;  to  negotiate  the  flotation  of  public  loans,  and  to  make 
all  the  incidental  ari-angements.  They  have  had  to  launch  gigantic  contracts,  involving 
millions  of  money.  In  controversies  that  have  arisen  between  the  colonies  and  the 
Imperial  Government  on  constitutional,  commercial,  postal,  telegraphic,  naval,  military, 
and  diplomatic  questions,  they  have  had  to  act  as  trusted  and  responsible  envoys  on 
behalf  of  their  respective  colonies. 

Indeed  the  Agent-General's  Department  for  each  colony  is  now  so  much  used,  and 
is  found  so  effective  as  a  medium  of  official  inter-communication,  that  a  considerable 
amount  of  important  work,  which  was  formerly  required  to  be  done  through  the 
Governor,  is  now  performed  through  the  less  formal  but  prompter  agency.  This 
expansion  and  differentiation  of  functions  has  developed  without  any  material  alteration 
in  constitutional  law,  and  without  any  desire  or  intention  to  supplant  the  Governor  as 
the  organic  connecting  link  between  the  mother  countrj'  and  her  colonies.  The 
Governor  still  discharges  those  duties  imposed  upon  him  by  his  commission  and  by  the 
Royal  instructions.  The  Agent-General's  office  is  used  mei'ely  as  a  subsidiary  means  of 
communication  and  representation,  and  especially  is  it  entrusted  with  matters  springing 
out  of  the  wider  relations  and  increasing  business  responsibilities  of  the  colonies.  As 
such,  it  is  unhampered  by  formality,  and  is  extremely  valuable  by  reason  of  the  frank, 
confidential  and  friendly  relations  which  are  now  established  between  the  Agent-General 
for  each  colony  and  the  Secretary  of  State  for  the  colonies. 

Another  important  feature  in  connection  with  the  growth  of  the  colonial  Agency- 
General  is  this — that  of  late  years  there  has  been  an  organized  co-operation  among  the 
officers  representing  the  different  colonies,  in  every  matter  of  common  concern  and 
common  interest,  and  that  spirit  of  co-operation  has  so  welded  them  together  that  they 
now  practically  constitute  a  united  deputation,  present  a  solid  and  unbroken  front,  and 
speak  with  one  voice  to  the  Secretary  of  State  for  the  colonies  on  all  questions  which 
they  are  authorized  by  their  principals  to  discuss. 

Some  years  ago  a  discussion  took  place  in  official  circles  as  to  the  exjjediency  of 
changing  the  title  and  improving  the  status  of  the  Agent-General.  In  an  official 
communication  to  the  Government  of  New  Zealand  dated  12th  Februar}',  1879,  Sir 
Julius  Vogel,  the  Agent-General  for  that  colony,  suggested  that  Agents-General  should 
be  called  Resident  Ministers  in  England  for  their  respective  colonies.  An  Agent- 
General's  rank,  he  thought,  should  be  equal  to  that  of  an  ordinary  Minister  of  the  Crown, 
but,  like  an  Ambassador,  without  the  necessity  of  retirement  with  a  government;  he 
should  be  in  the  position  of  an  Ambassador,  making  due  allowance  for  the  fact  that  he 


§214]  POWERS  OF  THE  PARLIAMENT.  633 

represented  a  colony  forming  an  integral  part  of  the  Empire,  and  not  an  independent 
State.  Sir  Archibald  Mickie,  at  one  time  Agent-General  for  Victoria,  was  of  opinion 
that  the  designation  "  Agent-General"  was  a  mistake,  as  it  led  to  misapprehension  of 
the  true  nature  of  his  position.  On  several  occasions  he  was  mortified  to  find  that  some 
people  in  England  were  under  the  impression  that  an  Agent-General  was  the  head  of  a 
general  commercial  agency  of  a  most  enlarged  description.  On  one  occasion,  it  is  said, 
he  ordered  the  words  "Agent-General"  to  be  inscribed  in  gold  letters  on  his  office  blinds. 
The  painter  substituted  the  words  "  General  Agent,"'  l)elie\nug  that  that  was  the  correct 
and  intended  phrase.     (Todd's  Pari.  Gov.  in  Col.  2nd  e<\.  236. ) 

In  November,  1879,  the  Government  of  Canada  appointed  Sir  Alexander  Gait  to 
represent  the  Dominion  in  England.  With  the  consent  of  the  Imperial  Government  his 
appointment  carried  with  it  a  more  definite  position,  larger  powers,  and  the  title  of 
'*  High  Commissioner  and  Resident  Representative  Agent  of  the  Dominion  of  Canada  in 
the  United  Kingdom."  The  principal  duties  annexed  to  the  office  were  attention  to 
finance,  immigration,  trade  and  commerce,  naval  and  military  affairs,  territorial 
questions,  and  diplomacy.     (Todd's  Pari.  (iov.  in  Col.  2nd  ed.  p.  2.35. ) 

The  subjoined  statement  shows  the  expenditure  in  connection  with  the  offices  of 
Agent-General  for  the  various  Australian  colonies  : — 

AGENCY-GENERAL  DEPARTMENTS. 

PRESENT   ANNUAL   COST. 


— 

New  South 
Wales. 

\lctoria. 

South             Western       chiw^nslanH 
AustraUa.        Australia     j  <i»«*"8lan1- 

Tasmania. 

Ordinary  Maintenance 

1 
£5.664       £3,5(X> 

£4,987         £4,008         £2,758 

£1,095 

The  Federal  Parliament  will  not  have  power  to  abolish  the  separate  Agencies- 
General  of  each  colony,  but  it  will  be  able  to  create  a  new  department  similar  to  that  of 
the  High  Commissioner  for  Canada,  and  to  authorize  the  appointment  of  a  High 
Commissioner  for  Australia,  who  would,  in  time,  necessarily  absorb  and  perform  all  the 
important  work  relating  to  public  finance,  trawle  and  commerce,  post  and  cable,  naval 
and  military  defence,  diplomatic  representation  and  inter-communication,  now  done  by 
the  several  Agents-General.  The  latter  would  be  denuded  of  their  prestige  and  most  of 
their  duties,  and  there  would  be  ao  necessity  or  justification  for  the  continuance  of  the 
old  system.  The  Agent-Generals  office  for  each  State,  if  not  quite  abolished,  could  be 
converted  into  that  of  a  "  General  Agent'" —  a  term  so  repugnant  to  the  sensibilities  of 
some  of  its  past  occupants. 

CoMMKRCiAL  TliEATiKS. — It  is  a  rccognized  principle  of  international  law  that 
sovereign  States  only  can  enter  into  commercial  treaties  and  conventions  one  with 
another  ;  that  one  sovereign  Stat«  v<-\]l  not  enter  into  such  a  compact  with  a  colony  or 
dependency  of  another,  except  with  the  sanction  or  through  the  intervention  of  the 
sovereign  State  to  which  the  colony  and  dependency  belongs  ;  that  the  privileges  and 
advantages  of  such  a  compact  do  not  extend  to  the  colonial  dependencies  of  the 
contracting  powers,  unless  the\"  are  expressly  named  or  provided  for  in  the  agreement. 
(Todd's  Pari.  Gov.  in  Col.  2nd  ed.  p.  265.) 

It  has  been  the  practice  of  the  Imperial  Government,  in  entering  into  these  treaties, 
to  make  them  applicable  to  the  British  colonies,  possessions  and  dependencies  enjoying 
responsible  government,  onlj'  with  the  consent  of  the  colonial  legislatures. 

''In  1877  the  Italian  and  French  governments,  ha\ang  notified  the  British 
Government  of  their  intention  to  terminate  the  existing  commercial  treaties  between 
themselves  and  Great  Britain,  and  propositions  being  entertained  for  the  negotiation  of 
fresh  treaties.  Her  Majesty's  Secretary  of  State  for  Foreign  Affairs  communicated  with 


G34  COMMENTARIES  ON  THE  CONSTITUTION.   [Sec.  51-xxix. 

the  Colonial  Secretary  in  reference  to  the  inclusion  of  the  colonies  therein,  In  reply, 
Lord  Carnarvon  intimated  the  propriety  of  consulting  the  governors  of  colonies 
possessing  responsible  government  in  reference  to  the  terms  of  the  proposed  treaties 
before  deciding  upon  the  same.  He  accordingly  addressed  a  circular  despatch  to  the 
principal  colonial  governments,  transmitting  a  copy  of  a  draft  article,  for  insertion  in 
future  treaties  of  commerce,  applying  the  same  to  the  British  colonies,  but  with  tlie 
understanding  that  no  treaty  witli  a  foreign  power  shall  include  or  extend  to  any  British 
colony  which  ma}'  desire  to  be  exempted  from  the  operation  of  the  same.  This  article 
is  as  follows  : — '  The  stipulations  of  the  present  treaty  shall  be  applicable  to  the  colonies 
and  foreign  possessions  of  the  two  high  contracting  parties  named  in  this  article.' 
(Here  insert  the  names  of  the  colonies,  &c.,  to  be  included  in  the  treaty.)  They  '  shall 
also  be  applicable  to  any  colony  or  foi-eign  possession,  &c.,  not  included  in  this  article 
upon  the  conclusion  by  the  two  high  contracting  parties  of  a  supplementary  convention 
to  that  effect,'  within  a  specified  time  after  the  ratification  of  such  treaty."  (Todd, 
Pari.  Gov.  in  Col.  2nd  ed.  p.  266.) 

"  In  a  new  Anglo-French  treaty,  agreed  upon  in  1882,  the  British  colonies  were  not 
included.  This  led  to  grave  remonstrances  on  behalf  of  certain  of  the  principal  colonies. 
In  reply  the  Earl  of  Kimberley  (Colonial  Secretary)  intimated  that  the  French 
government  were  unwilling  that  the  colonies  should  participate  in  the  advantages  of  the 
new  tariff"  arrangements,  because  of  the  high  duties  placed  on  the  importation  therein  of 
French  goods,  and  because  of  '  the  customs  autonomy  of  some  of  the  colonies,  and  the 
inability  of  Her  Majesty's  government  to  bind  them.'  In  1880  and  1881  correspondence 
passed  between  Sir  A.  T.  Gait,  on  behalf  of  Canada,  and  the  colonial  and  foreign  offices, 
which  resulted  in  the  Imperial  Government  consenting  that  the. Government  of  Canada 
should  hereafter  be  relieved  from  the  obligation  of  any  new  treaties  with  foreign  powers  to 
which  objection  was  taken  ;  that  Canada  should  have  the  option  of  acceptance  or 
refusal."     {Id  pp.  267-8.) 

Negotiation  of  Commkrciai.  Tre.\ties. — From  time  to  time  the  Governments  of 
British  colonies  have  endeavoured  to  induce  the  Imperial  Government  to  modify  the 
rule  according  to  which  the  negotiation  of  treaties  with  foreign  powers  should  he 
conducted  by  ambassadors  accredited  by  the  Crown  and  responsible  to  the  British 
Parliament,  and  to  concede  to  the  colonies  the  right  to  activel}'  participate  in  the 
conduct  of  such  negotiations,  so  far  as  they  relate  to  commercial  matters  in  which  they 
are  specially  interested.  In  the  years  1871-3  a  correspondence  took  place  between  the 
Australian  Governments  and  the  Imperial  Government  with  reference  to  a  proposal  that 
the  colonies  should  be  alloAved  to  make  reciprocal  arrangements  with  foreign  State.'. 
The  Imperial  Government  refused  to  waive  the  prerogatives  and  obligations  of  the 
Crown  in  its  international  relations,  but,  as  a  concession,  it  agreed  to  secure  the  passage 
of  an  Act  through  the  Imperial  Parliament  allowing  the  Australian  colonies  to  establish 
intercolonial  commercial  reciprocity.  The  Australian  Colonies  Duties  Act,  1 873,  gave 
full  power  to  each  of  the  colonies  concerned  to  make  laws  imposing  or  remitting  duties, 
whether  diflerenfial  or  preferential  or  otherwise,  for  or  against  one  another.  But  it 
retained  the  prohibition  against  the  imposition  of  differential  duties  on  goods  imported 
into  the  colonies  from  foreign  countries,  or  from  Great  Britain.  It  also  forbade  the 
levying  of  duties  upon  articles  imported  into  Australia  for  the  use  of  the  Imperial  army 
or  navy,  and  the  levying  or  remitting  of  any  duty  contrary  to  or  at  variance  with  any 
existing  treaty  between  Her  Majesty  and  any  foreign  nation. 

The  Government  of  Canada,  however,  continued  to  press  its  claim  to  direct  partici- 
pation in  the  conduct  of  negotiations  for  commercial  treaties,  and  gradually  the  right 
was  acknowledged  and  conceded.  In  1871  Sir  John  A.  Macdonald,  the  Premier  of 
Canada,  was  appointed  one  of  the  plenipotentiaries  to  watch  and  represent  the  interests 
of  Canada  in  negotiations  with  the  United  States  in  reference  to  trade,  commerce,  and 
fisheries. 

In  1874  the  Imperial  Government  agreed  to  allow  Senator  (ieorge  Brown,  of  Canada, 
to  be  associated  with  the  British  Minister  at  Washington,  in  his  negotiations  with  the 
Government  of  the  United  States  for  a  treaty  to  promote  reciprocal  trade  relations 
between  Canada  and  the  United  States.  It  was,  however,  subject  to  the  undersUn<hng 
that  the  Canadian  Representative  should  not  act  independently,  but  that  propositions 
made  by  the  Government  of  Canada  should  be  previously  submitted  to  the  Secretary  of 


1214.]  POWERS  OF  THE  PARLIAMENT.  G35 

State  for  the  Colonies.  A  draft  treaty  was  agreed  to  by  the  British,  Canadian,  and 
American  Commissioners,  and  was  recommended  for  ratification.  It  was  approved  by 
the  British  Government,  but  failed  to  secure  the  sanction  of  the  American  Senate. 

In  1879  the  Imperial  authorities  permitted  Sir  A.  Gait,  as  representing  the  Canadian 
-Ciovemment,  to  share  in  the  conduct  of  negotiations  for  improved  commercial  intercourse 
between  Canada,  France,  and  Spain.  (Todd's  Pari.  Gov.  in  Col.  2nd  ed.  272. )  In  1883, 
and  again  in  1888,  Sir  Charles  Tupper,  as  High  Commissioner,  was  allowed  to  act  as 
co-plenipotentiary  in  association  with  the  British  Ambassador  in  conducting  commercial 
negotiations  with  Spain.  In  1888  he  was  allowed  to  act  in  a  similar  capacity  in 
negotiating  with  the  United  States.  Sir  Charles  Tupper  was  similarly  privileged  in 
1892-3  in  assisting  to  discuss  proposals  respecting  a  reciprocal  customs  tariff  arrange- 
ment between  France  and  Canada.     (Todd's  Pari.  Gov.  in  Col.  2nd  ed.  268.) 

In  1890  permission  was  given  to  the  Governments  of  the  West  Indian  colonies  to 
send  delegates  to  advise  the  British  Minister  at  Washington  on  commercial  questions 
and  proposed  reciprocal  trade  between  those  Islands  and  the  United  States.  (Todd's 
Pari.  Gov.  in  Col.  2nd  ed.  p.  273.) 

These  precedents  serve  to  illustrate  the  way  in  which  the  power  given  to  the 
Parliament  of  the  Commonwealth  to  deal  with  "external  aCFairs"  may  be  exercised.  It 
may  pass  laws  authorizing  the  negotiation  of  commercial  treaties — of  course  through  the 
direct  agency  of  the  Imperial  Government,  assisted  and  advised  by  the  representatives 
of  the  Commonwealth  ;  and  it  may  afterwards,  like  the  Senate  of  the  United  States, 
either  ratifj'  or  refuse  to  confirm  them. 

Interxatioxal  Extradition'. — Extradition  is  the  surrender  or  delivery  of  fugitives 
from  justice  by  one  sovereign  State  to  another.  It  is  justifie<l  bj'  the  principle  that  all 
civilized  communities  have  a  common  interest  in  the  administration  of  the  criminal  law 
and  in  the  punishment  of  wrongdoers.  As,  however,  it  involves  an  invasion  of  the 
right  of  sanctuary  and  asjlum  generally  extended,  in  past  ages,  by  humane  and 
benevolent  governments  to  refugees  and  exiles  from  coimtries  ruled  by  despots, 
extradition,  where  agreed  to,  is  surrounded  with  safeguards  and  discriminating 
exceptions.  Extradition  is  a  sovereign  act.  It  can  only  be  done  at  the  will  of  the 
sovereign  government.  A  colony  or  dependency  of  an  empire,  such  as  ours,  could  not 
of  its  own  accord  agree  to  surrender  criminals  to  a  foreign  State.  The  right  to  do  so  is 
not  included  in  the  ordinary  police  power  of  a  colony  or  dependency  ;  the  police  power 
relates  only  to  internal  concerns.  Extradition  involves  intercourse  with  a  foreign  State, 
and  it  can  only  be  caiTied  into  execution  by  the  treaty-making  authority.  (Holmes  v. 
Jennison,  14  Pet.  540,  569-574.     Baker,  Annot  Const,  p.  162.) 

Extradition,  where  it  is  practised,  is  therefore  generally  founded  on  treat}'  between 
two  sovereign  States  ;  such  treaty  being,  in  the  British  Empire,  ratified  and  enforced  by 
an  Act  of  the  Imperial  Parliament,  whilst  in  the  United  States  a  treaty  made  by  the 
President  and  ratified  by  a  majority  of  three-fourths  of  the  Senate  has  the  force  of  law. 
All  recent  extradition  treaties  between  the  British  Government  and  foreign  States  are 
made  applicable  to  the  colonies  and  foreign  possessions  of  the  two  high  contracting 
parties. 

The  Imperial  Extrarlition  Act  (1870),  33  and  34  Vic.  c.  52,  consolidated  the  law 
then  in  force  relating  to  the  apprehension  and  surrender  to  foreign  States  of  fugitive 
oflFenders.  It  provides  that  where  an  arrangement  has  been  made  bj'  Her  Majesty  with 
any  foreign  State,  respecting  the  surrender  to  such  State  of  any  fugitive  criminals.  Her 
Majesty  may,  by  Order  in  Council,  direct  that  the  procedure  and  machinery  of  the  Act 
should  apph'  in  the  case  of  such  foreign  State  :  that  Her  Majesty  may  limit  the 
ojwration  of  the  Order,  to  fugitive  criminals  in  specifietl  parts  of  Her  dominions,  and 
render  it  subject  to  such  conditions,  reservations,  and  exceptions  as  may  be  deemed 
expedient.  The  schedule  to  the  Act  contains  a  list  of  the  crimes  for  which  a  suspected 
offender    may  be   surrendered,    subiect  to   the  restrictions  that  no  fugitive  shall   be 


636  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51 -xxix 

surrendered  to  a  foreign  State  (I)  for  an  offence  of  a  political  nature,  or  (2)  unless 
provision  is  made  by  the  law  of  that  State  that  he  shall  not,  when  surrendered,  be 
detained  or  tried  in  that  State  for  any  other  offence  committed  prior  to  his  surrender. 
The  Act,  when  applied  by  Order  in  Council,  is  made  to  extend  to  every  British 
possession,  in  the  same  manner  as  if,  throughout  the  Act,  the  British  possession  were 
substituted  for  the  United  Kingdom  or  England,  as  the  case  may  require,  but  with  the 
following  modifications  :  — 

(1.)  The  requisition  for  the  surrender  of  a  fugitive  criminal  who  is  in  or 
suspected  of  being  in  a  British  possession  may  be  made  to  the  Governor 
of  that  British  possession  by  any  person  recognized  by  that  Governor  as 
a  consul-general,  consul,  or  vice-consul,  or  (if  the  fugitive  criminal  has 
escaped  from  a  colony  or  dependency  of  the  foreign  State  on  behalf  of 
which  the  requisition  is  made)  as  the  Governor  of  such  colony  or  depen- 
dency : 

(2.)  No  warrant  of  a  Secretary  of  State  shall  be  required,  and  all  powers  vested 
in  or  acts  authorized  or  required  to  be  done  under  this  Act  by  the 
police  magistrate  and  the  Secretary  of  State,  or  either  of  them,  in 
relation  to  the  surrender  of  a  fugitive  criminal,  may  be  done  by  th« 
Governor  of  the  British  possession  alone. 

(3. )  A  judge  of  any  court  exercising  in  the  British  possession  the  like  powers  as 
the  Court  of  Queen's  Bench  exercises  in  England  may  exercise  the  power 
of  discharging  a  criminal  when  not  conveyed  within  two  months  out  of 
such  British  possession. 

*'  It  is  under  the  Imperial  Act  of  1870  that  French  escapees  from  the  French  settle- 
ment of  New  Caledonia  are  dealt  with.  .  .  Upon  receipt  of  a  requisition  from  the 
consul  of  France  requiring  the  extradition  of  a  person  supposed  to  be  in  the  colony, 
accompanied  by  proof  of  the  conviction  of  the  person  to  be  dealt  with  of  an  extradition 
crime,  and  upon  production  of  an  affidavit  stating  that  it  is  believed  he  is  at  large  in  the 
colony,  the  governor,  acting  according  to  the  powers  given  in  England,  issues  his 
warrant  for  the  apprehension  of  the  accused.  Upon  the  arrest  being  made,  the  prisoner 
is  brought  before  the  governor,  who  takes  evidence  upon  oath  as  to  the  conviction  of 
the  accused  of  a  crime  for  which  he  may  be  extradited,  and  of  his  sentence  not  having 
expired,  and  if  satisfied  upon  these  matters  commits  the  prisoner  to  Darlinghurst  gaol, 
&c.  ;  the  further  proceedings  being  as  prescribed  by  the  Act  of  1870."  (Legal  \  ear- 
Book  of  Australasia,  Article  by  W.  J.  Williams,  Crown  Solicitor  for  New  South  Wales.) 

It  is  provided  by  the  Extradition  Act  of  1870,  s.  18,  that  where  by  any  law  or 
ordinance,  made  by  the  legislature  of  any  British  possession,  provision  is  made  for 
carrying  into  effect  within  such  possession  the  surrender  of  fugitive  criminals  who  are 
in,  or  suspected  of  being  in,  such  British  possession,  Her  Majesty  may,  by  the  Order  in 
Council  applying  the  Extradition  Acts  in  the  case  of  any  foreign  State,  or  by  any 
subsequent  Order,  either  (1)  suspend  the  operation  of  tlie  Act  or  any  part  thereof, 
within  any  such  British  possession,  so  far  as  it  relates  to  such  foreign  State,  and  so  long 
as  such  law  or  ordinance  continues  in  force  there  ;  or  (2)  direct  that  such  law  or 
ordinance,  or  any  part  thereof,  shall  have  effect  in  such  British  possession  with 
or  without  modifications  and  alterations.  Partly  by  virtue  of  this  power  and 
partly  by  the  British  North  Am.  Act,  1867,  sec.  132,  the  Imperial  Extradition  Acts  are 
suspended  in  Canada  during  the  continuance  of  the  Canada  Extradition  Act,  1877,  and 
Acts  amending  the  same.  With  respect  to  extradition  procedure  generally  and  the 
preliminary  judicial  investigation  as  to  the  criminality  and  identification  of  the  fugitive, 
necessary  in  order  to  give  effect  to  extradition  treaties,  recourse  is  had,  in  Canada,  to 
the  Canadian  Act  of  1877  as  amended  by  subsequent  legislation.  (Todd's  Par.  (Jov. 
Col.  2nd  ed.  p.  290. )  Similarly,  the  Commonwealth  being  a  British  possession  within 
the  meaning  of  the  Imperial  Extradition  Act,  the  Government  of  the  Commonwealth 
will,  no  doubt,  hereafter  contend  that  all  negotiations  and  proceedings  for  the  enforce- 
ment of  extradition  treaties  entered  into  by  Groat  Britain  with  foreign  powers  shall  be 
conducted  under  uniform  federal  legislation,  passed  partly  pursuant  to  the  power  vested 
in  the  Federal  Parliament  by  this  sub-section  and  partly  pursuant  to  power  conferred 
by  section  20  of  the  Imperial  Act.  Indeed,  it  would  appear  from  the  definition  of  tlie 
term  •'  legislature  "  of  a  British  possession,  contained  in  section  2ti  of  the  Imperial  Act, 


§  215.] 


POWERS  OF  THE  PARLIAMENT.  637 


that  the  Federal  Parliament  will  have  exclusive  jurisdiction  to  exercise  the  power  con- 
ferred b\-  section  20,  since  where  there  are  local  legislatures,  as  well  as  a  central 
legislature,  "  legislature"  means  the  central  legislature  only.  When  such  legislation  is 
adopted,  requisitions  for  the  surrender  of  fugitive  criminals,  within  the  limits  of  the 
Commonwealth,  will  probably  have  to  be  made  through  the  Governor-General  of  the 
Commonwealth  instead  of  through  the  Governor  of  the  State  in  which  they  may  be  found. 


51.  (xxx.)  The  relations  of  the  Commonwealth  with  the 
islands-^^  of  the  Pacific  : 

Historical  Xote. — This  sub-section  dates  back  to  the  "Convention"  of  1883,  when 
the  Federal  Council  Bill  was  drafted.  Mr.  Samuel  Griffith's  resolution  in  favour  of  a 
Fefleral  Council  proposed  that  its  legislative  power  should  comprise  "Matters  affecting 
the  relations  of  Australasia  with  the  islands  of  the  Pacific,"  and  this  power  was 
accordingly  given  by  the  Federal  Council  of  Australasia  Act,  1885  (see  p.  Ill,  fiipra). 
The  Council,  however,  never  attempted  to  exercise  this  power.  The  sub-clause  was 
afterwards  included  in  the  Bill  of  1891,  and  in  the  Adelaide  draft  of  1897.  At  the 
Melbourne  session  there  was  a  short  discussion  whether  the  sub-clause  might  be  incor- 
porated with  the  preceding  one,  "  External  affairs."     (Conv.  Deb.,  Melb.,  pp.  3<)-l.) 

§  215.    "Relations    .    .     .     with  the  Islands." 

Relations. — The  term  "relations"  is  of  an  abstract  character;  a  relation  is 
defined  as  a  connection  which  is  perceived  or  imagined  between  two  or  more  things.  It 
is  obvious  that  the  power  to  legislate  concerning  "  the  relations  of  the  Commonwealth 
with  the  islands  of  the  Pacific  "  does  not  confer  extra-territorial  jurisdiction  on  the 
Federal  Parliament.  It  may  mean  that  the  Commonwealth  is  to  enjoy  a  sphere  of 
commercial  and  political  influence  in  those  islands,  so  far  as  is  not  inconsistent  with 
mperial  legislation  or  contrary  to  international  law.  It  may  give  the  Federal  Govern- 
ment a  statutory  right  to  recommend  to  the  Imperial  Government  legislation  and 
idministration,  which  may  promote  the  views  and  interests  of  the  Commonwealth,  in 
reference  to  the  islands  of  the  Pacific.  It  may  give  the  Federal  Government  the  special 
■ight  to  remonstrate  against  the  adoption  of  an  Imperial  policy  or  the  toleration  of  an 
nternational  policy,  which  may  clash  with  the  interests  of  the  Commonwealth  in  those 
slands  The  Commonwealth  may  be  entitled  to  claim  facilities  for  carrying  on  trade 
md  commerce  ^vith  the  races  inhabiting  the  islands,  and  to  enter  into  treaties  with 
hem,  which  would  not  be  subject  to  the  same  strict  Imperial  scrutiny  as  those  with 
iontinental  nations. 

The  Pacific  Isl.\sds.— By  the  Pacific  Islands  Protection  Acts  of  1872  and  1875  (35 
nd  36  Vic.  c.  19,  38  and  39  Vic.  c.  51)  provision  was  made  by  the  Imperial  Parliament 
or  the  establishment  of  a  British  Protectorate  over  certain  islands  in  the  Western  Pacific. 
hi  13th  August,  1877,  by  order  in  Council  pursuant  to  the  statutes,  a  Protectorate  was 
stablishefl  over  the  Southern  Solomon  Islands,  the  Xew  Hebrides,  the  Tongan  or  FriendU' 
slands,  the  Samoan  or  Navigators  Islands,  the  Groups  of  Melanesia,  and  the  eastern  coast 
f  New  Guinea,  such  islands  not  being,  at  the  time,  within  Her  Majesty's  Dominions  or 
rithin  the  jurisdiction  of  any  civilize.l  power.  A  High  Commissioner  was  appointed  to 
xercise  certain  powers  within  the  Protectorate,  and  the  Governor  of  Fiji  was  appointed 
he  first  High  Commissioner.  With  the  High  Commissioner  was  associated  a  court  of 
epnty  and  Judicial  Commissioners,  with  civil  and  criminal  jurisdiction  over  British 
objects  in  the  islands. 

In  November,  1880,  the  Governor  of  New  Zealand  was  appointed  High  Commis- 
oner.  The  abuse  of  the  coloured  labour  traffic,  and  the  prevalence  of  outrages,  led  to 
1- Australian  agiUtion  for  closer  supervision  over  the  islands.     On  2ud  February,  1883, 


638  COMMENTARIES  ON  THE  CONSTITUTION.  [See.  51-xxx. 

the  Agent-General  of  Queensland  was  insti'ucted  to  urge  on  the  Imperial  Government  the 
expediency  of  annexing  to  that  colony  the  eastern  part  of  New  (iiiinea,  not  claimed  by 
Holland,  on  the  understanding  that  Queensland  would  bear  the  expenses  of  govern- 
ment.    The  reasons  urged  in  favour  of  this  step  were  : — 

"That  the  trade  on  the  coast  of  New  Guinea  and  the  islands  adjacent — in  whiel* 
Queensland  colonists  were  chiefly  engaged — consisted  of  gold-mining,  pearl-diving,  and 
beche-de-mer  fishing,  and  employed  a  large  and  increasing  number  of  colonists,  over 
which  the  authorities  appointed  by  the  Queensland  Government  found  it  difficult  to 
exercise  control,  especialh'  as  the  jurisdiction  of  its  government  only  extended  within 
sixty  miles  of  the  coast  of  the  colony.  That  owing  to  the  extended  nature  of  the 
jurisdiction  of  the  High  Commissioner  of  the  Western  Pacific,  it  was  not  possible  for 
him  to  exercise  an  adequate  supervision  over  the  settlers  rapidly  peopling  the  islands 
and  coast  of  New  Guinea,  who  were  practicallj'  beyond  the  pale  of  restraint  in  their 
dealings  with  the  natives  and  with  each  other.  That  Queensland  had  already  suffered 
inconvenience  and  loss  from  the  escape  of  political  convicts  and  malefactors  from  the 
French  penal  settlement  of  New  Caledonia  ;  and  apprehension  was  felt  in  the  colonj' 
lest  some  foreign  government  might  institute  a  similar  establishment  almost  within 
sight  of  her  territory.  '  That  in  addition  to  this  contingent  danger  .  .  .  there  is  an 
actual  and  present  danger  to  Queensland  interests  in  the  fact  of  a  coastline  so  near  to 
the  scene  of  several  of  her  industries,  and  dominating  one  side  of  the  direct  channel  of 
communication  between  Queensland  and  Europe,  being  in  tlie  hands  of  a  savage  race.' 
Therefore  the  colonists  of  Queensland  felt  that  in  their  interests  it  would  be  most 
desirable  to  prevent  the  possibility  of  such  a  misfortune  by  tlie  annexation  of  the 
territory  in  the  immediate  proximity  to  their  shores."     (Todd,  2nd  ed.  pp.  248-9.) 

The  Imperial  Government  not  having  readily  acquiesced  in  the  proposed  annexation, 
the  Queensland  Government,  on  20th  March,  1883,  sent  Mr.  H.  M.  Chester,  a  Pohce 
Magistrate  from  Thursday  Island,  to  formally  annex  to  Queensland,  in  Her  Majesty'^ 
name,  that  portion  of  New  Guinea  and  the  adjacent  islands  not  occupied  by  the  Dutch. 
Mr.  Chester  accordingly,  on  4th  April,  hoisted  the  British  flag  at  Port  Moresby.  The 
Imperial  Government  repudiated  this  act,  considering  that  there  was  no  necessity  for 
annexation,  inasmuch  as  the  powers  of  the  High  Commissioner  for  the  Western  Pacific 
extended  to  New  Guinea  ;  but  if  the  colonj'  of  Queensland  was  prepared,  with  or  without 
assistance  from  the  other  colonies,  to  provide  a  reasonable  annual  sum  to  meet  the  cost 
of  placing  one  or  more  deputies  of  the  High  Commissioner  on  the  coast,  Her  Majesty's 
Government  expressed  their  willingness  to  take  steps  for  strengthening  the  naval  force 
on  the  Australian  station,  so  as  to  enable  Her  Majesty's  ships  to  be  more  constantly 
present  than  hitherto  in  that  part  of  the  Pacific.  At  the  intercolonial  conference  held 
in  Sydney  in  November,  188.3,  at  which  all  the  Australian  Governments  were  represented, 
and  at  which  the  Federal  Council  Act  was  drafted,  resolutions  were  adopted  formula- 
ting the   views  of  the  colonies  with  reference  to  the  islands  of  the  Pacific  as  follows  :— 

"  That  further  acquisition  of  dominion  in  the  Pacific,  south  of  the  equator,  by  any 
foreign  power,  would  be  highly  detrimental  to  the  .safety  and  well-being  of  the  Uritish 
possessions  in  Australasia,  and  injurious  to  the  interests  of  the  empire.  That,  having 
regard  to  the  geographical  position  of  the  island  of  New  Guinea,  the  rapid  extension  of 
British  trade  and  enterprise  in  Torres  Straits,  the  certainty  that  the  island  will  shortly 
be  the  resort  of  many  adventurous  subjects  of  Great  Britain  and  other  nations,  and  the 
absence  or  inadequacy  of  any  existing  laws  for  regulating  their  relations  with  the  native 
tribes,  this  convention,  while  full}'  recognizing  that  the  responsibility  of  extending  the 
boundaries  of  the  empire  belongs  to  the  Imperial  Government,  is  emphatically  of  opinion 
that  such  steps  should  be  immediatelj'  taken  as  will  most  convenientlj'  and  effectively 
secure  the  incorporation  with  the  British  Empire  of  so  much  of  New  Guinea  and  the 
small  islands  adjacent  thereto  as  is  not  claimed  by  the  Government  of  the  Netherlands. 

These  resolutions  were  communicated  to  the  Imperial  Government.  In  May,  1884, 
a  circular  despatch  was  addressed  by  the  Secretary  of  State  for  the  Colonies  to  the 
Australian  Governors,  intimating  that  Her  Majesty's  Government  were  disposed  to  think 
that  there  shouhl  be  a  High  or  Deputy  Commissioner,  with  large  powers  of  independent 
action,  stationed  in  New  Guinea  ;  and  that  the  cost  of  this  system  of  protectorate  should 
be  secured  by  one  or  more  of  the  colonies  to  the  Imperial  (Government.  On  6tu 
November,  1884,  the  British  Government  proclaimed  a  protectorate  over  the  southero 
coast  of  New  Guinea,  to  the  eastward  of  the  141st  meridian  of  east  longitude,  Germany 


§215]  POWERS  OF  THE  PARLIAMENT.  639 

ha\'ing  claimed  the  northern  portion  of  the  east  coast  of  the  island.  Further 
correspondence  ensued,  and  in  1886  modifie<l  proposals  for  the  annexation  and  government 
of  Xew  Guinea  were  made  by  the  Australian  colonies  interested. 

At  the  Colonial  Conference  held  in  London  in  April,  1887,  the  Secretary  of  State  for 
the  Colonies  intimated  that  Her  Majesty's  Government  had  decided  to  accept  the 
modified  proposals  of  the  Governments  of  New  South  Wales,  Victoria,  and  Queensland, 
in  regard  to  the  administration  of  ]S'ew  Guinea.  In  order  to  give  effect  to  the  scheme, 
the  Queensland  Government  introduced  into  the  Parliament  of  that  colony  a  Bill 
providing  that  as  soon  as  Her  Majesty  should  have  assumed  the  sovereignty  over  the 
eastern  portion  of  New  Guinea,  the  Queensland  Government  would  guarantee  to  pay  to 
Her  Majesty,  towards  the  expenses  of  government,  the  sum  of  £15,tKX»  per  annum  for  a 
period  of  fifteen  years.  The  British  New  Guineji  Act,  1887,  was  passed  by  the 
Parliament  of  Queensland,  and  was  assented  to  by  the  Queen  on  4th  November,  1887. 
Though  the  full  amount  of  the  indemnity  i-equired  by  the  Lnperial  Government  was 
guaranteed  by  Queensland,  each  of  the  colonies  of  New  South  Wales  and  Victoria  agreed 
to  pay  one-third  of  the  entire  sum.  It  was  agreed  that  contributions  from  the  other 
colonies,  and  revenue  derived  from  New  Guinea,  should  be  applied  in  reduction  of  the 
£15,000  subsidy.  The  contributing  colonies  have  a  voice  in  the  administration  of  the 
country.  Thus  by  one  of  the  earliest  and  most  important  of  intercolonial  agreements, 
the  obligation  to  perform  a  duty  of  an  Australian  character  was  equally  divided  among 
and  equally  borne  by  the  colonies  most  interested.  On  8th  June,  1888,  Her  Majesty 
caused  letters  patent  to  be  issued  providing  for  the  erection  of  certain  territory  in 
Sonth-Eastern  New  Guinea  and  in  the  adjacent  islands  into  a  separate  British  possession, 
to  be  known  as  British  New  Guinea,  and  also  enacting  a  plan  for  its  government. 

So^•EREIG^■TY. — The  Islands  of  the  Pacific,  South  of  the  Equator,  now  belonging  to- 
Great  Britain  or  under  her  protection  at  the  passing  of  the  Commonwealth  Act  are  :  — 
South-eastern  New  Guinea,  Southern  Solomon  Islands,  Gilbert  Islands,  EUice  Islands, 
Phoenix  Islands,  Tokelau  Islands,  New  Hebrides  (dual  control  with  France),  Fiji  Islands, 
Tonga  Islands,  Savage  Islands,  and  Cook  Islands.  Germany  owns  : — Part  of  New 
Guinea,  the  Bismarck  Archipelago,  one  of  the  largest  of  the  Solomons,  two  principal 
Islands  of  Samoa,  and  (north  of  the  Equator)  Caroline  Islands  and  Marshall  Islands. 
France  has  New  Caledonia,  Loj-alty  Islands,  and  Tahiti  (eastward  of  the  Cook  Group). 
The  United  States  own  one  of  the  Islands  of  Samoa,  and  Hawaii,  which  lies  half  way 
between  Samoa  and  California. 

Greater  New  Zealakd. — Since  the  passing  of  the  Commonwealth  Act  the 
Government  of  New  Zealand,  under  the  forward  leadership  of  Mr.  Seddon,  has  launched 
proposals  of  a  far-reaching  character,  having  for  their  idtimate  object  the  establishment 
of  a  Federation  which  shall  include  New  Zealand,  Fiji,  Tonga,  and  the  Savage  and  Cook 
Islands.  This  is  not  a  recent  idea.  At  one  time  it  was  the  dream  of  far-seeing  New 
Zealand  statesmen  to  establish  an  Island  Federation  which  would  embrace  even  Samoa  ; 
but  such  an  extended  scheme  has  been  rendered  unattainable  by  the  partition  of  Samoa 
between  Germany  and  the  United  States. 

On  28th  September  Mr.  Seddon  submitted  the  following  resolution  to  the  New 
2<ealand  House  of  Representatives  :— 

"  That  whereas  it  is  desirable,  in  the  best  interests  of  the  colony  and  the  inliabitants 
of  certain  islands  in  the  Pacific  hereinafter  mentioned,  that  those  islands  should  be 
annexed  to  this  colony,  this  house  therefore  approves  of  the  alteration  of  the  boundaries 
of  this  colony,  and  consents  to  the  extension  of  the  said  boundaries,  so  as  to  include  the 
Cook  Group,  including  the  islands  of  Raratonga,  Mangaia,  Atin,  Aitutaki,  Mitiari, 
Mauke,  Hervey  (Maniiai)  ;  also  the  following  islands  : — Palmerston  (Avarau),  Savage 
(Nine),  Pukapuka  (Danger),  Rakaanga  (Manahaki),  and  Penrhj-n  (Tongareva)."  * 

This  resolution  was  carried  by  37  votes  to  4,  and  was  also  passed  by  the  Legislative 
Council.  Of  the  islands  mentioned,  Aitutaki,  Penrh\-n,  and  Palmerston  Islands  were 
already  British  territory,  whilst  the  others  were  merely  under  British  protection. 
Lord  Ranfurly,  the  Governor  of  New  Zealand,  was  authorized   by  the  Imperial  Govern- 


<340  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxxi. 

ment  to  proceed  to  Cook's  Islands  in  H.M.S.  Mildura,  and  proclaim  the  annexation  of 
the  group  as  part  of  the  Queen's  Dominions.  The  annexations  having  been  made,  it  is 
next  expected  that  the  Queen  will  issue  letters-patent,  under  the  Colonial  Boundaries 
Act,  1895,  for  the  extension  of  the  boundaries  of  New  Zealand  to  include  the  islands 
mentioned. 

Mr.  Seddon  has  since  submitted  a  further  resolution  to  the  New  Zealand  House  of 
Representatives,  proposing  that  Fiji  should  be  relieved  from  the  position  of  a  Crown 
colony  and  should  be  federated  with  New  Zealand.  Sir  William  Lyne  thereupon  cabled 
to  the  Secretary  of  State  for  the  colonies,  protesting  against  any  alteration  in  the 
political  status  of  Fiji  pending  the  establishment  of  the  Commonwealth  ;  and  Mr. 
Chamberlain  replied  that  no  such  change  would  be  made  until  the  Federal  Government 
had  been  consulted. 


51.  (xxxi.)  The  acquisition  ot  property^^^  on  just  terras'^^^ 
from  any  State  or  person  for  any  purpose  in  respect^^*  ot  which 
the  Parliament  has  power  to  make  laws  : 

Historical  Note. — At  the  Adelaide  session  Mr.  Wise  called  attention  to  the 
necessity  of  providing  for  the  acquisition  of  public  works  within  a  State.  (Conv.  Deb., 
Adel. ,  p.  1199.)  At  the  Melbourne  session  Mr.  Barton  proposed  to  insert  a  new  sub- 
clause :  "The  acquisition  of  property  on  just  terms  from  any  State  or  person  for  the 
purposes  of  the  Commonwealth."  He  expressed  doubts  whether  the  power  to  make  laws 
on  matters  incidental  to  the  exercise  of  powers  would  be  enough  to  carry  a  riglit  of 
eminent  domain  for  federal  purposes.  Dr.  Quick  and  Mr.  Glynn  supported  the  sub- 
-clause  ;  but  Sir  Geo.  Turner  thought  that  time  ought  to  be  given  for  its  consideration, 
as  such  a  power  might  involve  enormous  expenditure.  Mr.  Isaacs  also  suggested  further 
consideration,  in  order  to  examine  the  effect  of  the  clause  upon  the  territorial  rights  of 
the  States.  Accordingly  the  sub-clause  was  withdrawn  for  the  present.  (Conv.  Deb., 
Melb.,  pp.  151-4.)  On  the  first  recommittal  Mr.  O'Connor  proposed  the  sub-clause  as  it 
now  stands,  and  it  was  agreed  to.     {Id.  p.  1874.) 

§  216.     "  The  Acquisition  of  Property." 

This  sub-section  expressly  confers  on  the  Commonwealth,  through  the  Federal 
Parliament,  the  right — technically  called  the  right  of  "eminent  domain" — to 
•compulsorily  take  property,  both  private  and  provincial,  for  Federal  purposes.  In  the 
Constitution  of  the  United  States  there  is  no  section  exactly  similar  to  this  ;  there  is 
one  (Art.  1  sec.  8,  subs.  18)  giving  Congress  power  to  make  all  laws  M'hich  may  be  necessary 
■and  proper  "  for  carrying  into  execution  the  foregoing  powers."  Under  this  it  has  been 
held  that  the  right  of  eminent  domain  is  vested  in  the  Federal  (Government,  and  that  it 
may  be  exercised  within  the  States,  when  necessary,  for  the  enjoyment  and  exercise  of 
the  powers  conferred  upon  the  Government  by  the  Constitution.  Hence  in  the  case  of 
Kohl  V.  United  States,  91  U.S.  367,  it  was  decided  by  the  Supreme  Court  that  the 
United  States  could,  under  the  Acts  of  Congress  of  2nd  March  and  10th  June,  1872, 
«,cquire  land  in  Cincinnati  upon  which  to  build  a  Customs  House,  and  that  the  right 
could  not  be  prejudiced  either  by  the  imwillingness  of  property -holders  to  sell,  or  by  the 
action  of  a  State  in  prohibiting  sale  to  the  Federal  Government.  In  the  case  of  the  United 
States  V.  Jones,  109  U.S.  513,  the  opinion  was  further  expressed  that  the  right  of 
ominent  domain  was  an  incident  of  sovereignty,  which  required  no  special  constitutional 
provision  to  call  it  into  existence. 

It  may  be  pointed  out  that  a  grant  of  "ways  and  means  "  power,  similar  to  that  of 
Art.  1  sec.  8  subs.  18  of  the  Constitution  of  the  United  States,  is  to  be  found  in  sec.  51  — 
xxxix.  of  this  Constitution.     However,  it  was  not  considered  advisable  to  allow  the 


4§  216-217.] 


POWERS  OF  THE  PARLIAMENT.  641 


right  of  eminent  domain  in  the  CommonwealtU  to  be  dependent  iipi»n  any  implied  or 
incidental  power.  Although  the  American  Courts  have  given  the  above  decisions  it 
must  be  remembered  that  they  were  given  under  the  Constitution  of  a  sovereign  State. 
The  Commonwealth  is  not  a  sovereign  State,  but  a  federated  community  possessing 
many  political  powers  approaching,  and  elements  resembling,  sovereignty,  but  falling 
short  of  it.  Its  Parliament  can  only  exercise  delegated  powers  car\-ed  out  for  it,  and 
aissigned  to  it,  b}'  the  sovereign  Parliament  of  Great  Britain  and  Ireland.  No  implied 
power  will  be  founded  on  any  conception  of  latent  unexpressed  sovereignty,  as  in  the 
case  of  the  (Government  of  the  United  States.  Hence  all  possible  doubt  as  to  the  right 
of  the  Commonwealth  to  acquire  property  for  federal  purposes  has  been  removed  by  this 
subsection,  which  renders  it  uunecessary  to  resort  to  the  "ways  and  means" 
sub-sec.  xxxix. 

A  railroad,  although  constructed  and  owned  by  a  private  corporation,  is  for  public 
use,  and  the  power  of  eminent  domain  may  be  exercised  to  condemn  its  right  of  way. 
(Olcott  V.  Supervisors,  16  Wall.  678.     Baker,  Annot.  Const.  182. ) 

The  United  States  may  exercise  the  right  of  eminent  domain  in  the  territories,  as 
well  as  in  the  States,  for  purposes  necessarj-  to  the  execution  of  the  powers  of  the 
government.  All  lands  held  by  private  persons,  within  the  limits  of  the  United  States, 
are  subject  to  this  authority.  A  railway,  being  primarily  a  public  highway,  may 
exercise  this  power,  when  so  authorized  bj'  proper  legislative  sanction.  (Cherokee 
Xation  v.  Southern  Kansas  R.  Co.,  135  U.S   641.     Id.) 

When  in  the  judgment  of  Congress  the  public  gootl  requires  a  bridge  over  the 
navigable  waters  of  the  nation  to  be  removed  or  altered,  the  United  States  is  not  bound 
to  make  compensation  for  damages  incurred,  although  the  bridge  was  constructed  so  as 
to  comply  substantially  with  the  provisions  of  law  relating  thereto.  (Newport,  &c. 
Bridge  Co.  v.  United  States,  10.5  U.S.  470.     Id.) 

§  217.    "On  Just  Terms." 

By  the  fifth  amendment  of  the  Constitution  of  the  United  States  it  was  declared 
that  private  property  should  not  be  taken  for  public  use  without  just  compensation. 
This  is  regarrled  not  as  a  gi-ant  but  a  restriction  on  the  implied  power.  So  the  power  of 
the  Federal  Parliament  to  take  propertj-,  private  or  provincial,  is  limited  by  the 
condition  that  it  must  be  exerci.sed  "  on  just  terms."  This  condition  is  consistent  with 
the  common  law  of  England  and  the  general  law  of  European  nations.  It  is  intended  to 
recognize  the  principle  of  the  immunity'  of  private  and  provincial  propertj"  from  inter- 
ference by  the  Federal  authority,  except  on  fair  and  et^uitable  terms,  and  this  principle 
is  thus  constitutional!}-  established  and  placed  beyond  legislative  control.  (Pumpelly  v. 
Green  Bay  Co.,  13  WalL  166.) 

Any  law  relating  to  this  subject,  passed  by  the  Federal  Parliament,  would  be 
examinable  by  the  High  Court,  and  if  on  its  face  it  appeared  to  be  unjust  it  would  be 
liable  to  be  declared  unconstitutional  and  void.  The  Parliament  would  be  able  to  pass  a 
^neral  law  providing  the  machinery  and  procedure,  according  to  which  the  right  of 
eminent  domain  could  in  all  ca.ses  be  exercised.  Until  such  a  general  law  were  passed, 
proceedings  to  acquire  property  and  to  ascertain  compensation  could  be  made  to  conform 
to  the  laM's  of  the  State  in  which  such  propertj-  is  situated.  In  each  State,  at  the 
present  time,  such  machinen,'  and  procedure  already  exist  for  provincial  purposes,  in 
the  shape  of  Acts  known  as  Lands  Clauses  Compensation  Acts,  or  Lands  for  Public 
Purposes  Acquisition  Acts.     (United  States  v.  Jones,  109  U.S.  513  ) 

In  the  United  States  it  has  been  held  that,  under  the  provision  for  "  just  compensa- 
tion," a  Federal  law  is  valid  which  directs  that  where  part  of  a  property  is  taken  for  a 
lighway,  any  direct  benefits  to  the  owner  from  the  establishment  of  the  highwaj'  shall 
e  taken  into  consideration  in  assessing  the  compensation.  (Bauman  v.  Ross,  167  U.S. 
4S. )  Compensation  must  not  only  be  just  to  the  owner  whose  property  is  taken,  but  just 
■  the  public  who  have  to  pay.     (Searl  r.  Lake  County  School  District,  133  U.S.  553.) 

Whenever  any   business,  franchise,  or  privilege  becomes  obnoxious  to  the  public 
ealth,  manners  or  morals,  it  ma}-  be  regulated  by  the  police  power  of  the  State  even  to 

41 


] 


642  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51- xxxii. 

.  .    .  J 

suppression  ;  individual  rights  being  compelled  to  give  way  for  the  benefit  of  the  whole 
body  politic.  But  when,  in  the  exercise  of  this  police  power,  private  property  or  private 
vested  rights  must  be  taken  for  public  use,  in  order  to  carry  out  improvements  or 
regulations,  or  to  carry  on  business  or  public  works,  looking  to  the  benefit  of  the  public 
health,  manners  or  morals,  compensation  must  be  made  for  the  property  taken.  (Now 
Orleans  Water-works  Co.  v.  Tammany  Water- works  Co.,  14  Fed.  Rep.  194.  Baker, 
Annot.  Const.  183.) 

When  the  Federal  Government  appropriates  private  property,  it  is  under  an  implied 
obligation  to  make  jiist  compensation  therefor;  and,  upon  failure  to  do  so,  the  owner 
may  sue  upon  such  obligation,  although  there  may  have  been  no  formal  act  looking 
towards  such  compensation.  (United  States  v.  Great  Falls  Manufacturing  Co.,  112 
U.S.  645.     Id.  184.) 

It  is  not  necessary  that  the  property  should  be  absolutely  taken  to  entitle  the  owner 
to  compensation.  If  there  is  such  serious  interruption  with  the  common  and  necessary 
use  as  to  practically  destroy  its  value,  it  would  be  a  taking  within  the  meaning  of  the 
fifth  amendment.     (Pumpelly  v.  Gi'een  Bay  Co.,  13  Wall.  16ti.     Id.) 

Where  private  property  is  taken  by  the  government  in  time  of  war  or  public  danger 
and  converted  to  public  use,  the  government  is  bound  to  pay  for  the  same.  (United 
States  V.  Russell,  13  Wall.  623.     Id.) 

Private  property  may  be  taken  by  a  military  commander  to  prevent  its  falling  into 
the  hands  of  the  enemy  ;  or,  where  necessary,  it  may  be  taken  for  the  use  of  the  public. 
In  such  case  the  government  is  bound  to  make  full  compensation  ;  but  the  officer  is  not 
a  trespasser,  provided  the  danger  is  imminent  or  the  necessity  urgent,  and  such  as  will 
not  admit  of  delay.     (Mitchell  i;.  Harmony,  13  How.  115.     Id.) 

§  218.      "  Purpose  in  Respect  of  Which." 

The  second  limit  to  the  power  of  the  Commonwealth  to  acquire  private  or 
provincial  property  is,  that  it  must  only  take  it  for  purposes  in  respect  of  which  the 
Parliament  has  power  to  make  laws.  Thus  lands  and  buildings  could  only  be  taken  for 
postal,  telegraphic,  telephonic,  naval  and  military  purposes  ;  for  arsenals  and  fortifica- 
tions ;  light-houses  ;  quarantine  stations  ;  customs  houses  ;  federal  offices  and  federal 
law  courts  ;  and  other  purposes  similarly  authorized  by  the  Constitution. 


51  (xxxii.)  The  control  of  railways  with  respect  to 
transport  for  the  naval  and  military  purposes"^^  of  the 
Commonwealth  : 

Historical  Note. — In  the  Bill  of  1891  sub-clause  29  extended  to  "  the  control  of 
railways  with  respect  to  transport  for  the  purposes  of  the  Commonwealth."  Mr. 
Gordon  and  Mr.  Clark  proposed  to  add  provisions  with  regard  to  preferences  aud 
discriminations  (see  Historical  Note  to  sec.  102).  Mr.  Baker  moved  to  add  "The 
altering  of  the  gauge  of  any  line  of  railway,  and  the  establishing  a  uniform  gauge  in  any 
State  or  States  ;  "  but  this  was  negatived.     (Conv.  Deb.,  Syd.,  1891,  pp.  692-8.) 

At  the  Adelaide  session  in  1897  the  sub-clause  was  confined  to  "  the  military 
purposes  of  the  Commonwealth."  At  the  Melbourne  session  a  suggestion  by  thfr 
Legislative  Council  of  New  South  Wales,  to  insert  "but  only"  after  "  transport,"  was 
negatived  as  unnecessary,  and  on  Mr.  Barton's  motion  the  words  "  naval  and  "  were 
inserted  before  "  military."     (Conv.  Deb.,  Melb.,  p.  154.) 

{5  219.    "Transport  for  the  Naval  and  Military  Purposes." 

The  railways  at  present  belong  to  the  States  and  are  worked  by  the  States.  This 
sub-section  confers  on  the  Federal  Parliament  the  power  to  exercise  a  modified  control 
over  the  railways,  so  far  as  may  be  necessary  to  regulate  the  transport  of  forces  and 
material  for  naval  and  military  purposes.  This  control  will  cover  the  time  and  manner 
of  using  the  railways  for  defence  purposes,  as  well  as  the  indemnity  which  will,  as  a 


§§  219-220.] 


POWERS  OF  THE  PARLIAMEXT.  643 


matter  of  justice,  have  to  be  paid  to  the  State  authorities  for  such  compulsory  user. 
No  doubt  the  Federal  Government  will  be  able  to  make  arrangements  ^^ith  the  State 
Governments,  determining  the  manner  and  conditions  under  which  the  railways  may  be 
so  used.  It  is  not  likely  that  the  Federal  Government  would  dictate  its  own  terms,  so 
long  as  a  reasonable  spirit  was  displayed  by  the  State  Governments. 

Such  a  power  is  necessarily  a  concomitant  and  auxiliary  of  "  the  naval  and  military 
defence  of  the  Commonwealth,"  which  by  sub. -sec.  vi.  is  vested  in  the  Federal  Parliament. 
Probably,  even  without  sub-sec.  xxxii.,  the  Parliament  would,  in  an  actual  state  of  war, 
or  in  making  necessary  arrangements  for  the  defence  of  the  country  antecedent  to  war, 
be  able  to  authorize  the  use  of  the  State  railways  It  would  be  a  defensive  power, 
necessarily  embraced  in  sub-sec.  vi.  It  has  not,  however,  been  allowed  tc  rest  on  that 
sub-section,  but  has  been  placed  beyond  the  region  of  controversy. 

By  the  Constitution  of  the  German  Empire  (Art.  41)  it  is  provided  that  railways 
considered  necessary  for  the  defence  of  Germany,  or  in  the  interest  of  general  commerce, 
may  b}-  Imperial  law  be  constructed  at  the  cost  of  the  Empire,  even  in  opposition  to  the 
will  of  those  members  of  the  Union  through  whose  territory  the  railroads  run,  without 
prejudice,  however,  to  the  sovereign  rights  of  that  countrj- ;  or  private  persons  may  be 
charged  with  their  construction,  and  receive  rights  of  expropriation.  Every  existing 
railway  company  is  bound  to  permit  new  railroad  lines  to  be  connected  with  such 
national  lines,  at  the  expense  of  the  latter.  All  laws  granting  existing  railway  companies 
the  right  of  injunction  against  the  building  of  parallel  or  competitive  lines  are  abolished 
throughout  the  Empire,  without  detriment  to  rights  already  acqxiired.  Such  rights  of 
injunction  cannot  be  granted  in  future  concessions.  Managers  of  all  railways  are 
required  to  obey  requisitions  made  by  the  Imperial  authorities  for  the  use  of  their  roads 
for  the  defence  of  Germany.  In  particular,  troops  and  all  material  of  war  must  be 
forwarded  at  uniform  reduced  rates.  (Art.  47. )  These  articles  do  not  apply  to  Bavaria, 
but  by  Art.  46,  ss.  2-3,  the  Imperial  Government  has  power,  with  regard  to  Bavaria,  to 
prescribe  by  means  of  legislation  uniform  rules  for  the  construction  and  equipment  of 
such  railways  as  may  be  of  importance  for  the  defence  of  the  country. 


51  (xxxiii.)  The  acquisition,  with  the  consent  of  a  State, 
of  any  railways-^  of  the  State  on  terms  arranged  between  the 
Commonwealth  and  the  State  : 

HiSTOKiCAL  Note.  — At  the  Adelaide  session  Mr.  McMillan  moved  a  new  sub-clause  : 
"  The  taking  over  by  the  Commonwealth,  with  the  consent  of  the  State,  of  the  whole  or 
any  part  of  the  railways  of  any  State  or  States  upon  such  terms  as  may  be  arrange<l 
between  the  Commonwealth  and  the  State."  This  was  agreed  to.  (Conv.  Deb.,  Adel., 
p.  1199.) 

At  the  ilelbourne  session  Mr.  Glynn  moved  the  omission  of  the  words  "  with  the 
consent  of  the  State,"  in  order  to  enable  the  Commonwealth  to  take  over  the  railways. 
After  debate,  this  was  negatived  by  31  votes  to  14.  (Conv.  Deb.,  ilelb.,  pp.  154-63.) 
The  sub-clause  was  verbally  amended  before  the  first  report,  and  after  the  fourth 
report. 

§  220.     "  Acquisition     ...    of  any  Railways." 

The  railway  question  was  one  of  the  first  practical  problems  which  received  the 
attention  of  the  Federal  Convention  at  Adelaide.  It  was  generally  admitted  that  the 
railways,  being  the  arterial  channels  of  communication  between  the  colonies,  were 
intimately  connected  with  trade  aud  commerce,  and  that  it  would  be  useless  for  the 
Constitution  to  declare  that  trade  and  commerce  between  the  States  should  be  absolutelv 
free  if  the  States  were  allowed  to  continue  to  impose  preferential  or  diflFerential  railway 


644  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.Sl-xxxiii. 


rates,  which  would  materially  interfere  with  the  freedom  and  equality  of  trade.  It  was 
also  perceived  that  the  railways  were  valuable  assets,  associated  with  and  forming  the 
main  tangible  security  for  the  public  debts  of  the  colonies  ;  and  that  the  transfer  of  the 
railway's  from  the  States  to  the  Commonwealth  might  have  to  be  accompanied  by  the 
transfer  of  the  public  debts. 

Two  propositions  were  formulated  in  the  course  of  debate  ;  the  first  was  that  the 
Commonwealth  should,  within  a  specified  time,  and  regardless  of  the  wishes  of  the 
States,  take  over  and  federalize  the  public  debts  and  the  railways  ;  the  second  was  that 
the  railways  should  remain  the  property  of  the  States,  and  should  be  managed  by  them, 
but  that  they  should  be  subject  to  limited  federal  control,  so  as  to  prevent  any  derogation 
from  freedom  and  equality  of  trade,  and  so  as  to  guard  against  preferences  and 
discriminations  in  traffic  rates  and  traffic  arrangements,  which  might  indirectly  prejudice 
that  freedom  and  equality.  The  Convention  accepted  the  solution  of  the  problem 
suggested  by  the  policy  of  limited  federal  control,  which  is  expressed  in  sees.  98,  99, 101, 
102,  103  and  104,  of  this  Constitution. 

A  distinct  proposal  was  submitted  by  Mr.  J.  T.  Walker,  that  "  the  Parliament 
shall  take  over  the  whole  of  the  railways  of  the  several  States,  excepting  Tasmania  and 
Western  Australia  if  they  desire  to  be  excepted,  and  each  State  shall  be  charged  with 
any  deficiency  or  credited  with  any  net  profits  on  the  working  of  such  railways."  The 
resolution  found  so  little  support  that  it  was  withdrawn.     (Conv.  Deb.,  Adel.,  p.  1176.) 

At  the  same  time  it  was  considered  prudent  to  authorize  the  Federal  Parliament  at 
any  time  to  acquire  the  railways  of  a  State,  with  the  consent  of  the  State,  on  fair  and 
reasonable  terms,  and  also  to  allow  the  Parliament  to  construct  or  extend  railways 
within  a  State  with  the  consent  of  the  State.  This  idea,  first  suggested  by  Mr.  R.  E. 
O'Connor  (Conv.  Deb.,  Adel.,  p.  60),  was  afterwards  presented  by  Mr.  W.  McMillan, 
in  the  form  of  the  sub-section  which  is  now  under  consideration.  (Conv.  Deb.,  Adel., 
p.  1199.) 

The  subjoined  return,  prepared  by  Mr.  J.  J.  Fenton,  Assistant  Government 
Statist  of  Victoria,  shows  the  mileage  and  cost  of  railways  in  the  various  colonies  up  to 
the  year  ending  30th  June,  1899  : — 


Miles. 

Capital. 

Revenue. 

Cost  of 
Working. 

Interest. 

New  South  Wales... 

Victoria 

South  Australia     ... 

Queensland 

Western  Australia.. 

Tasmania 

Total      

2,707 
3,143 
1,870 
2,746 
1,355 
438 

£ 
37,992,276 
38,974,410 
14,042,007 
18,670,208 
6,427,370 
3,585,040 

£ 
3,145,273 
2,873,729 
1,073,155 
1,373,475 
663,220 
178,180 

£ 
1,690,442 
1,716,441 
634,755 
784,811 
712,329 
141,179 

£ 
1,377,950 
1,472,090 
503,705 
768,333 
207,257 
140,881 

12,259 

119,691,311 

9,307,032 

5,679,957 

4,470,216 

By  virtue  of  this  sub-section  the  Federal  Parliament  may,  at  any  time,  take  over 
the  whole  or  part  of  the  railways  of  a  State  .subject  to  the  conditions  (1)  that  the  State 
through  its  legislature  consents,  and  (2)  that  the  terms  of  the  acquisition  and  tran.sfer 
are  arranged  to  the  joint  satisfaction  of  the  Government  of  the  Commonwealth  and  the 
Government  of  the  State  concerned.  In  this  manner  the  whole  of  the  State  railways 
could,  eventually,  be  transferred  by  the  States  to  the  Commonwealth. 


§221.]  POTVERS  OF  THE  PARLIAMENT.  645 

51.   (xxxiv.)  Railway  construction*^^  and  extension  in  any 
State  with  the  consent  of  that  State  : 

Historical  Note. — The  report  of  the  Committee  of  the  PriN"^'  Council  in  1849 
proposed  that  the  General  Assembly  should  have  power  to  make  laws  as  to  "  The 
fonnation  of  roads,  canals,  and  railways  traversing  any  two  or  more  of  the  Colonies." 
(See  p.  85,  sxipra.)  The  report  of  Wentworth's  Committee  in  1853  contained  a  similar 
provision  (See  p.  91,  siipra  )  Wentworth's  Memorial  in  1857  proposed  that  the 
Federal  Assembly  should  have  power  with  respect  to  the  gauges  of  connecting  railways. 
^See  p.  94,  iupi-a.) 

At  the  Adelaide  session  in  1897  Mr.  McMillan  proposed  a  new  sub-clause : 
"  Railway  construction  and  extension  with  the  consent  of  any  State  or  States  concerned." 
This  was  agreed  to.     (Conv.  Deb.,  AdeL,  p.  1199.) 

At  the  Melbourne  session,  a  suggestion  by  the  Legislative  Council  of  New  South 
Wales,  to  insert  "but  only"  after  "extension,"  was  negatived.  Mr.  Deakin  called 
attention  to  the  vagueness  of  the  word  "  concerned,"  and  the  sub-clause  was  amended 
to  its  present  shape.  Mr.  Reid  objected  to  the  whole  sub-clause,  unless  restricted  to 
defence  purposes,  as  a  dangerous  temptation  to  the  Commonwealth,  but  after  debate 
withdrew  his  opposition  for  the  time  being.     (Conv.  Deb.,  Melb.,  p.  163-80.) 

§  221.    ''Railway  Construction." 

As  the  preceding  sub-section  provides  an  opening  for  the  gradual  transfer  of 
established  railways  from  the  States  to  the  Commonwealth,  so  this  sub-section  affords 
scope  for  the  initiation  of  a  federal  policy  of  railway  construction  and  extension.  It 
will,  no  doubt,  be  first  used  to  authorize  the  construction  of  trans-continental  lines, 
such  as  those  already  projected  to  connect  the  railway  system  of  South  Australia,  at 
Port  Augusta,  with  that  of  Western  Australia,  and  to  extend  the  South  Australian 
railway  at  Oodnadatta  northward,  to  join  the  Northern  territory  railways,  running 
southward  from  Port  Darwin.  So  it  could  be  used  to  authorize  the  connection  of  such  a 
trans-continental  line,  when  constructed,  with  the  railways  of  Queensland  and  New 
South  Wales.  The  only  condition  precedent  to  the  exercise  of  the  power  is  the  consent 
of  the  State,  or  States,  through  which  the  proposed  Federal  railways  are  to  run. 


51.  (xxxv.)  ConciHation  and  arbitration'^'  for  the  preven- 
tion and  settlement  of  industrial  disputes  extending  beyond 
the  limits  of  any  one  State: 

Historical  Note. — In  the  Sydney  Convention  of  1891,  Mr.  Kingston  proposed  a 
new  sub-clause  :  "  The  establishment  of  courts  of  conciliation  and  arbitration,  having 
jurisdiction  throughout  the  Commonwealth,  for  the  settlement  of  industrial  disputes." 
Sir  Samuel  Griffith  expressed  the  opinion  that  the  amendment  ought  to  be  moved  in  the 
chapter  dealing  with  the  Federal  Judiciary,  and  Mr.  Kingston  accordingly  withdrew  it. 
(Conv.  Deb.,  Syd.,  1891,  pp.  688-9.)  Subsequently  he  proposed  to  insert,  in  sec.  1  of 
Chap.  III.,  the  words  "  including  courts  of  conciliation  and  arbitration  for  the  settlement 
of  industrial  disputes."  This  was  criticized  as  an  interference  with  the  functions  of  the 
States,  and  was  negatived  by  25  votes  to  12.     (Id.  pp.  780-5.) 

At  the  Adelaide  session  in  1 897  Mr.  Higgins  proposed  the  sub-clause  as  it  now  stands  : 
but  after  debat*  it  was  negatived  by  22  votes  to  12.     (Conv.  Deb.,  Adel.,  pp.  782-93.) 

At  the  Melbourne  session  Mr.  Higgins  moved  the  sub-clause  again,  and  after 
considerable  debate  it  was  agreed  to  by  22  votes  to  19,  (Conv.  Deb.,  Melb..  pp. 
180-215.) 


646  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxxv. 

§  222.     "  Conciliation  and  Arbitration." 

In  the  Convention  of  1891,  when  Mr.  C.  C.  Kingston  proposed  that  the  Federal 
Parliament  should  have  the  power  to  establish  Courts  of  Conciliation  and  Arbitration, 
having  jurisdiction  throughout  the  Commonwealth  for  the  settlement  of  industrial 
disputes,  he  pointed  out  that  the  object  was  to  deal  with  labour  conflicts,  the  ramifica- 
tions of  which  might  extend  beyond  the  limits  of  a  State.  It  was  proposed  to  create  a 
Federal  tri  bunal,  which  would  be  able  to  settle  such  matters  more  eflfectually  than  could 
be  done  by  State  tribunals,  under  State  legislation  ;  but  there  was  no  intention  to 
deprive  the  States  of  the  powers  which  they  possessed  to  legislate  concerning  concilia- 
tion and  arbitration  for  the  settlement  of  industrial  disputes  within  their  respective 
boundaries  The  principal  objection  urged  against  the  proposal  was  that  it  would 
involve  an  interference  with  private  property  and  civil  rights,  and  that  it  would  be 
expedient  to  leave  such  questions  within  the  control  of  the  States. 

In  the  Convention  of  1898  Mr.  Kingston's  pioneer  proposals  with  reference  to  this 
subject  were  found  of  great  service.  By  that  time  political  thought  had  developed  and 
public  sentiment  had  ripened  in  the  direction  indicated  by  him  in  1891.  At  Adelaide 
Mr.  H.  B.  Higgins  submitted  a  sub-clause  "  Industrial  disputes  extending  beyond  the 
limits  of  a  State." 

"  I  want  simply  to  give  the  Federal  Parliament  a  power  to  establish  these  courts  if 
it  thinks  fit.  Therefore  there  will  have  to  be  an  incidental  alteration  in  the  judicatiu'e 
part  of  the  Bill,  so  as  to  enable  the  Federal  Parliament  to  create  a  court  for  the  purpose. 
It  may  be  said,  '  Leave  the  industrial  disputes  to  the  States  ;'  but  it  is  well  known  that 
these  disputes  are  not  confined,  in  their  evils,  to  any  one  State.  If  there  is  a  sliipping 
dispute  in  Sjdney  it  is  sure  to  be  felt  in  Melbourne  ;  if  there  is  a  coal  dispute  in 
Newcastle  it  is  sure  to  be  felt  at  Korumburra.  Any  one  State  is  unable  to  cope  with 
the  difficulty."     (Mr.  H.  B.  Higgins,  Conv.  Deb.,  Adel.,  p.  782.) 

"  When  first  I  attempted  to  deal  with  it  I  thought  that  for  the  purpose  of  making 
any  effectual  provision  on  the  subject  federal  legislation  was  necessary  on  account  of  the 
extent  of  the  disputes  which  occurred  in  industrial  matters,  and  upon  whicli  local 
legislation,  confined  to  provincial  limits,  is  not  competent  to  deal.  The  opinion  I 
affirmed  is  here  borne  out  by  a  variety  of  cases.  If  you  had  federal  legislation  dealing 
with  this  matter,  you  could  establish  courts  which  would  exercise  a  wider  jurisdiction 
and  command  greater  respect  and  confidence  than  can  be  hoped  for  under  any  system  of 
provincial  legislation  "     (Mr.  C.  C.  Kingston,  Conv.  Deb.,  Adel.,  p.  782.) 

The  arguments  presented  in  opposition  to  the  proposal  were  that  to  interfere  with  a 
State,  in  the  settlement  of  trade  disputes,  would  be  an  undue  and  unnecessary  intrusion 
on  the  local  industrial  life  of  a  State  ;  that  every  dispute  was  complete  in  itself  in  each 
State  ;  that  each  State  would  have  ample  power  to  settle  a  dispute  arising  within  it ; 
that  it  was  impossible  to  conceive  a  dispute  in  a  State  which,  in  itself,  could  extend 
beyond  the  limits  of  a  State,  in  such  a  manner  as  to  establish  a  formula  determining 
Federal  jurisdiction.  In  reply  to  this  it  was  said  that  a  dispute  beginning  in  Adelaide 
might  overflow  into  Western  Australia  or  Victoria,  in  which  case  the  State  law,  if  any, 
relating  to  it  would  cease,  and  the  Federal  law,  if  any,  would  begin. 

"  Yes  ;  but  it  will  be  difficult  to  determine  the  moment  of  overflow  even  if  you  can 
determine  the  point  of  overflow.  We  can  scarcely'  say  if  there  is  to  he  a  law  in  each 
State  that  the  federal  law  must  not  diller  from  some,  if  not  from  all,  of  tliese.  Consequently 
it  will  be  a  curious  problem  in  relation  to  penalties  and  observances  for  those  concerned 
to  know  the  moment  when  tliey  hare  passed  from  under  the  dominion  of  the  State  law 
to  the  dominion  of  the  federal  law.  That  is  the  great  difficulty  to  settle."  \Mr.  A. 
Deakin,  Conv   Deb.,  Adel.,  p.  784.) 

"In  one  -sense  it  is  hard  to  say  that  any  industrial  dispute  is  a  dispute  outside  the 
limits  of  the  colony.  .  .  .  It  is  impossible  to  say  when  any  dispute  extends  outside 
the  limits  of  a  colony,  because  a  dispute  is  always  in  one  colony  although  it  may  be  going 
on  in  every  colony.  In  another  sense  every  dispute  extends  outside  the  limits  of  a 
colony."     CMr.  B.  R   Wise,  Conv.  Deb.,  Adel  ,  p.  785.) 

The  proposed  new  sub-clause  was  amended  in  form,  but  on  a  division  it  was  rejected 
by  22  votes  to  10. 


^§  222  22;?.]  POWERS  OF  THE  PARLIAMENT.  647 

At  the  Melbourne  session,  the  sub-clause  was  again  proposed  by  Mr.  Higgins,  and 
led  to  a  prolonged  debate.  Mr.  W.  McMillan  was  strongly  of  opinion  that  this  matter 
ought  to  be  left  absolutely  to  the  States.  Sir  John  Downer  contended  that  it  was  not  a 
federal  question  at  all.  Mr.  J.  H.  Sjinon  thought  it  unnecessary  and  mischievous  to 
insert  such  a  power  in  the  Constitution.  Mr.  Wise  did  not  think  that  it  would  be  prudent 
to  create  a  Federal  Court,  ha^nng  authority  to  fix  the  rate  of  wages  for  the  whole  of 
Australia.  Mr.  Isaacs  thought  that  a  federal  tribunal,  in  which  both  sides  would  have 
confidence,  would  avert  a  national  danger  that  might  confront  them  at  any  time.  Mr. 
Trenwith  pointed  out  that  in  consequence  of  the  continually  increasing  complexity  of 
our  industrial  system,  there  was  scarcely  ever  an  industrial  dispute  of  any  magnitude 
whose  effect  did  not  spread  over  the  borders  of  two  or  three,  amd  sometimes  of  all  the 
colonies.  This  was  notably  so  in  the  maritime  strike  which  took  place  some  years  ago 
over  the  difficulties  with  the  marine  officers.  That  dispute,  at  some  time  or  other  of  its 
existence,  extended  to  every  one  of  the  colonies,  including  New  Zealand. 

Mr.  G  H.  Reid  believed  in  the  compulsory  investigation  of  trade  disputes  by  State 
authorities,  but  he  was  of  opinion  that  the  proposed  sub-clause  would  tend  to  enlarge 
the  area  of  trade  disputes,  for  the  very  reason  that  the  employers  or  the  men  might  be 
disposed  to  extend  the  area  of  a  dispute,  in  order  to  get  the  advantage  of  having  it 
settled  by  the  federal  tribunaL  Sir  John  Forrest  supported  the  sub-clause,  because  the 
Federal  Parliament  would  be  better  able  to  deal  with  the  subject,  and  would  deal  with 
it  more  moderately  than  the  local  parliaments  were  likely  to  do. 

One  of  the  principal  objections  raised  against  compulsory  arbitration  was  that  there 
were  no  means  available  by  which  an  award,  when  made,  could  be  specifically  euforced. 
How,  it  was  asked,  are  you  going  to  enforce  an  award  against  a  midtitude  of  working 
men  ?  The  answer  was  found  in  the  scheme  of  conciliation  and  arbitration  legalized  iu 
New  Zealand.  Under  the  law  of  that  country  the  award,  when  made,  is  in  each  case 
filed  in  the  Supreme  Court,  and  has  the  force  and  validity  of  an  award  made  on  an 
ordinary  arbitration.  Each  party  to  the  award,  whether  employer  or  workmen,  or 
unions  represeuting  them,  can  obtain  a  judge's  order  exacting  a  penalty  for  breach  of  the 
award.  The  penalty  fixed  does  not  exceed  the  sum  of  £500  in  the  case  of  an  individual 
employer  or  a  trade  union.  Should  the  funds  of  a  union  be  insufficient  to  pay  the 
penalty,  each  member  is  liable  to  the  extent  of  not  more  than  £10.  (Reoietc  of  Jievietc«, 
December,  1897,  p.  741.)  On  a  division  the  sub-clause  was  finally  adopted  by  22  votes 
to  19. 


51.  (xxxvi.)  Matters  in  respect  of  which  this  Constitution 
makes  provision  until  the  Parhament  otherwise  provides^''' : 

Historical  Xote  —This  sub-section  was  added  as  a  drafting  amendment  at  the 
Melbourne  session,  before  the  first  report,  and  was  verbally  amended  after  the  fourth 
report. 

§  223.    "Until   the  Parliament  Otherwise  ProYides." 

There  are  no  less  than  twenty-two  provisions  in  the  Constitution  in  which  it  is 
enacted  that  the  law  of  the  Constitution  shadl  be  to  a  certain  effect  "  until  the 
Parliament  otherwise  provides."  By  implication  this  confers  on  the  Parliament  authoritv 
to  pro^^de  "  otherwise."  Sub-section  xxxxi.  has  been  introduced  to  give  the  Parliament 
express  power  to  provide  "  otherwise."  The  result  ia  that  the  Parliament  can  alter  the 
(institution  in  respect  to  the  following  matters  : — 

(1.)  Goverxor-Gexerjll's  Salary. — May  be  increased  or  diminished  (sec.  3). 
(2.)  Sexate  Elector.\tes.  -  E^ch  State  may  be  divided  into  electoral  divisions 
(sec  7). 


648         COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  61-xxxvii. 

(3.)  Queensland  Senatorial  Divisions. — May  be  abolished  (sec.  7). 

(4.)  Number  of  Senators. — May  be  increased  or  diminished,  but  so  that  no 

Original  State  shall  have  less  than  six  (sec.  7). 
(5.)  State  Electoral   Laws. — Regulating  the  election  of  senators  may   be 

superseded  by  Federal  electoral  laws  (sec.  10). 
(6.)  Quorum  or  Senate. — May  be  increased  or  reduced  (sec.  22). 
(7.)  Mode  ov  Ascertaining  Quota. — Maybe  altered  (sec.  24). 
(8.)  Electoral  Divisions. — Federal  electoral  divisions  for  House  of  Repre- 
sentatives may  supersede  State-made  electoral  divisions  (sec.  29). 
(9. )  Qualification  or  Electors.  — Federal  law  prescribing  the  qualification  of 
electors  may  supersede  State  laws  (sec.  30). 
(10.)  State  Electoral  Laws. — Regulating  the  election  of  the  members  of  the 
House  of  Representatives  may  be  superseded  by  Federal  electoral  laws 
(sec.  31). 
(11.)  Qualification  of  Members. — May  be  altered  (sec.  34). 
(12.)  Quorum  of  House. — May  be  increased  or  reduced  (sec.  39). 
(13.)  Penalty  for  Sitting  When  Disqualified. — May  be  altered  (sec.  46). 
(14.)  Disputed  Elections. — Mode  of  settling  may  be  altered  (sec.  47). 
(15.)  Payment  or  Members, — May  be  increased  or  reduced  (sec.  48). 
(16.)  Number  or  Ministers. — May  be  increased  (sec.  65). 
(17.)  Salaries  of  Ministers. — May  be  increased  (sec.  66). 
(18.)  Appointment  and  Removal  of  Non-Political  Officers.— May  be  regu- 
lated (sec.  67). 
(19.)  Conditions  AND  Restrictions  on  Appeals. — May  be  regulated  (sec.  73). 
(20)  Application  of  Customs  and  Excise  Revenue. — Ten  years  after    the 
establishment  of  Commonwealth  the  Braddon  clause  may  be  repealed  or 
altered  (sec.  87). 
(21.)  Financial  Assistance  to  States. — Ten  years  after  the  establishment  of 
the  Commonwealth  the  Parliament  may  determine  not  to  grant  further 
financial  assistance  to  States  (sec.  96), 
(22.)  Audit. — Parliament  may  make  audit  laws  (sec.  97). 


I 


51.  (xxxvii.)  Matters  referred^^*  to  the  Parliaaient  of  the 
Commonwealth  by  the  Parliament  or  Parliaments  of  any- 
State  or  States,  but  so  that  the  law  shall  extend  only  to 
States  by  whose  Parliaments  the  matter  is  referred,  or  which 
afterwards  adopt  the  law  : 

Historical  Note.— The  genesis  of  this  subsection  is  to  be  found  in  the  scheme  for 
the  establishment  of  a  General  Federal  Assembly  first  recommended  by  the  Committee 
of  the  Privy  Council  in  its  Report  of  1849.  Among  the  powers  purposed  to  be  conferred 
on  the  General  Assembly  was  :  "  9.  The  enactment  of  laws  aifecting  all  the  colonies 
represented  in  the  General  Assembly  on  any  subject  not  specifically  mentioned  in  this 
list,  and  on  which  it  should  be  desired  to  legislate  by  addresses  presented  to  it  from  the 
legislatures  of  all  the  colonies  "  (p.  85,  nupra).  Wentworth's  Constitutional  Committee 
of  1853  recommended  that  the  General  Assembly  should  have  power  to  legislate  "  on  all 
other  subjects  which  may  be  submitted  to  them  by  address  from  the  Legislative  Council 
and  Assembly  of  the  other  colonies."     The  select  Committee  which  drafted  the  Victorian 


§§  223-224.] 


POWERS  OF  THE  PARLIAMENT.  64& 


Constitution,  in  its  report,  dated  9th  December,  1853,  recommended  that  proTision 
should  be  made  for  occasional!}-  convoking  a  General  Australian  Assembly  for  legislating 
on  such  questions  of  vital  inter-colonial  interest  as  might  be  submitted  to  it  by  the  Act 
of  any  legislature  of  one  of  the  Australian  colonies.  The  Memorial  and  Draft  Bill,  pre- 
pared by  Wentworth  in  1857  for  the  creation  of  an  Australian  Federal  Assembly, 
provided  that  the  Assembly  should  have  power  to  deal  with  certain  specified  subjects 
"  and  any  other  matter  which  might  be  submitted  to  it  by  the  legislatures  of  the 
colonies  represented  therein." 

The  same  idea  was  developed,  and  first  received  practical  expression,  in  the  Federal 
Council  Act  of  1885,  sec.  15,  which  assigned  to  the  Council  authority,  at  the  request  of 
the  legislatures  of  two  or  more  of  the  colonies  represented  therein,  to  legislate  concern- 
ing :— 

(A)  Any  matter  which  at  the  request  of  the  legislatures  of  the  colonies  Her 
Majesty  by  Order  in  Council  shall  think  lit  to  refer  to  the  Council  : 

(»')  Such  of  the  following  matters  as  may  be  referred  to  the  Council  by  the 
legislatures  of  any  two  or  moi-e  colonies,  that  is  to  say — general  defences, 
quarantine,  patents  of  invention  and  discovery,  copyright,  bills  of 
exchange  and  promissory  notes,  uniformity  of  weights  and  measures, 
recognition  in  other  colonies  of  an}-  marriage  or  divorce  duly  solemnized 
or  decreed  in  any  colony,  naturalization  of  aliens,  status  of  corporations 
and  joint  stock  companies  in  other  colonies  than  that  in  which  they  have 
been  constituted,  and  any  other  matter  of  general  Australasian  interest 
with  respect  to  which  the  legislatures  of  the  several  colonies  can  legislate 
within  their  own  limits,  and  as  to  which  it  is  deemed  desirable  that 
there  should  be  a  law  of  general  application  :  provided  that  in  such  cases 
the  Acts  of  the  Council  shall  extend  only  to  the  colonies  by  whose 
legislatures  the  matter  shall  have  been  so  referred  to  it,  and  such  other 
colonies  as  may  afterwards  adopt  the  same. 

In  the  Bill  of  1891  the  sub-clause  was  passed  substantially  as  it  now  stands  ;  and  at 
the  Adelaide  session  in  1897  that  draft  was  followed. 

At  the  Melbourne  session  Mr.  Deakin  raised  the  question  whether  the  sub-clause, 
though  suitable  enough  for  the  Federal  Council,  was  sufficient  for  the  purposes  of  the 
Commonwealth,  and  whether  it  authorized  legislation  involving  expenditure  or  taxation  ; 
and  he  also  raised  the  question  whether  a  reference  once  made  would  be  revocable.  Dr. 
Quick  suggested  that  the  provision  afforded  an  easy  mode  of  amending  the  Constitution 
without  consulting  the  people.  Finally,  after  considerable  debate,  the  sub-clause  was 
agreed  to.  (Conv.  Deb.,  Melb.,  pp.  215-25.)  It  was  verbally  amended  after  the  fourth 
report. 

§  224.    "  Matters  Referred  to  the  Parliament." 

This  sub-section  evidently  contemplates  a  class  of  subjects  which  have  not  been 
transferred  to  the  Federal  Parliament  by  the  Constitution  ;  which  are  still  within  the 
competence  of  the  State  Parliaments  to  deal  with  separately  and  independently,  but  as 
to  which  it  may  be  hereafter  deemed  desirable  that  there  should  be  a  law  of  general 
application  within  the  referring  States  and  such  as  afterwards  adopt  the  law  founded 
on  their  reference.  For  instance,  the  Parliaments  of  Xew  South  Wales,  Victoria,  and 
South  Australia  might  find  it  consistent  with  their  interests  to  refer  to  the  Federal 
Parliament  such  questions  as  the  utilization  of  the  waters  of  the  Murray  for  irrigation 
[purposes  ;  the  settlement  of  riparian  rights  ;  the  protection  of  game  ;  the  preservation 
Df  inland  and  coastal  fisheries  ;  inter-state  sanitarj'  laws  and  inspection  laws  generally. 


650         COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxxviu. 

51.  (xxxviii.)  The  exercise  within  the  Commonwealth, 
i\t  the  request  or  with  the  concurrence  of  the  Parhaments  of 
all  the  States  directly  concerned,  of  any  power-"^^  which  can 
at  the  establishment  of  this  Constitution  be  exercised  only  by 
the  Parliament  of  the  United  Kingdom  or  by  the  Federal 
Council  of  Australasia  : 

Historical  Note. — The  Bill  of  1891  contained  a  sub-clause  in  substantially  the 
same  words,  except  that  in  place  of  the  single  word  "power"  there  was  the  phra.se 
"  legislative  powers  with  respect  to  the  affairs  of  the  territory  of  the  Commonwealth,  or 
a,ny  part  of  it."     (Conv.  Deb.,  Syd.,  1891,  p.  698.) 

At  the  Adelaide  session,  in  1897,  the  sub-clause  was  passed  practically  in  its  present 
form.  At  the  Melbourne  session  Mr.  Barton  explained  that  the  words  omitted  were 
thought  to  be  surplusage.  Some  discussion  took  place  as  to  the  scope  of  the  sub-clause. 
(Conv.  Deb  ,  Melb.,  pp.  225-6.)  Drafting  amendments  were  made  before  the  first  report 
and  after  the  fourth  report. 

§  225.    "  The  Exercise    ...    of  any  Power." 

It  is  not  very  clear  what  powers  are  referred  to  in  this  sub-section.  It  is  apparently 
another  "  drag-net,"  intended  to  enable  the  Federal  Parliament,  with  the  concurrence 
of  the  State  Parliaments,  to  exercise  certain  powers  which  are  capable  of  being  exercised 
within  the  Commonwealth,  but  which  are  not  among  the  enumerated  powers  of  the 
Federal  Parliament,  and  which,  not  being  vested  in  the  State  Parliaments,  cannot  be 
referred  by  those  Parliaments  under  sub-sec.  xxxvii.  In  contradistinction  to  sub-sec. 
xxxvii.,  which  refers  to  powers  exercisable  by  the  State  Parliaments,  this  sub-section 
refers  to  powers  which  at  the  establishment  of  the  Constitution  are  "  only  '"  exercisable 
by  either  (a)  the  Parliament  of  the  United  Kingdom,  or  (b)  the  Federal  Council  of 
Australasia.  We  must  therefore  enquire  what  powers  there  are  which  are  capable  of 
being  exercised  "  within  the  Commonwealth,"  and  for  the  "peace,  order,  and  good 
government  of  the  Commonw^ealth,"  but  which  at  the  establishment  of  tlie  Common- 
wealth are  only  exercisable  by  the  Imperial  Parliament  or  by  the  Federal  Council. 

(a)  Powers  Exercisable  by  the  Imperial  Parliament. — The  powers  referred  to, 
being,  at  the  establishment  of  the  Constitution,  "  only "  exercisable  by  the  Imperial 
Parliament,  must  be  powers  which  did  not  belong  to  the  Parliaments  of  the 
colonies  before  they  became  States.  But  the  Parliament  of  each  colony  had  general 
powers  to  make  laws  for  the  peace,  order,  and  good  government  of  the  colony,  subject 
only  (1)  to  the  general  excepticm  expressed  in  the  Colonial  Laws  Validity  Act  — that  .such 
laws  must  not  be  repugnant  to  any  Imperial  law  expressly  extending  to  the  colony ; 
(2)  to  certain  particular  exceptions  expressed  in  the  Constitution  Act  of  each  colony ; 
and  (3)  to  the  limitation  that  such  laws  could  not  operate  extra-territorially,  except 
where  express  authority  to  that  effect  had  been  given  by  the  Imperial  Parliament. 

It  would  seem,  therefore  that  the  only  powers  to  make  laws  for  the  peace,  order, 
and  government  of  a  colony  which  at  the  establishment  of  the  Commonwealth  are 
"only  exercisable"  by  the  Imperial  Parliament  are  powers  which  come  within  one  of 
these  three  classes  of  exceptions  or  limitations.  Does  this  sub-section  enable  the  Federal 
Parliament,  with  the  concurrence  of  the  States,  to  pass  laws  for  the  exercise  of  any  of 
these  powers  ? 

When  the  Commonwealth  Bill  was  before  the  Imperial  Parliament,  tliis  sub-section 
was  mentioned  as  one  of  the  provisions  of  the  Constitution  which  might  raise  a  doubt 
as  to  the  applicability  of  the  Colonial  Laws  Validity  Act.  The  opinion  has  already  been 
expressed  (pp.  347-352,  supra)  that  this  doubt  was  unfounded,  and  that  the  Common- 
wealth has  no  power  to  pass  laws  repugnant  to  Imperial  legislation  extending  to  the 


§§  •220-226.]  POWERS  OF  THE  PARLIAMENT.  651 

colonies — such  as  the  Merchant  Shipping  Act  of  1894.  It  seems  equally  clear  that  this 
sub-section  does  not  enable  the  Federal  Parliament  to  pass  laws  with  an  extra-territorial 
operation  ;  the  words  "  the  exercise  icithm  the  Commontcealth  "  exclude  such  a  construc- 
tion. Does  it  then  enable  the  Federal  Parliament,  with  the  concurrence  of  the  States, 
to  exercise  any  powers  denied  to  the  States  by  the  particular  exceptions  contained  in  the 
Ck)nstitution  Acts  of  the  States  ?  Those  Constitution  Acts  are  Imperial  laws,  so  that 
«ven  this  construction  would  involve,  pro  tanto,  a  conflict  with  the  Colonial  Laws 
Validity  Act,  which  does  not  seem  to  be  contemplated.  It  is  ditficult,  therefore,  to  see 
what  power  can  be  conferred  on  the  Federal  Parliament  by  these  words. 

{h)  Powers  Exercisable  by  the  Federal  Council. — It  is  equally  difficult  to  give 
any  efifect  to  the  power  to  make  laws  in  respect  of  the  exercise  of  powei-s  which,  at  the 
establishment  of  the  Commonwealth,  were  only  exercisable  by  the  Federal  Council. 
In  the  first  place,  the  Federal  Council  Act  is  repealed  by  covering  clause  7  of  the 
Commonwealth  Act,  which  took  effect  on  the  passing  of  the  Act  on  9th  July,  1900  ;  so 
that  at  the  date  of  the  establishment  of  the  Commonwealth  no  powers  whatever  are 
exercisable  by  the  Federal  Council.  (See  remarks  by  Mr.  Isaacs  and  Mr.  Barton,  Conv. 
J)eb.,  Melb.,  pp.  225-6.)  But  apart  from  this  question,  the  powers  expressly  given  to 
the  Federal  Parliament  seem  to  include  every  power  which  was  ever  exercisable  by  the 
Federal  Council.  The  Federal  Council  only  had  independent  legislative  authority  over 
seven  subjects  (see  pp.  111-2,  I'upra),  every  one  of  which  is  covered  by  sec.  51  of  this 
Constitution  ;  and  its  powers  of  legislation  upon  reference  by  the  Parliaments  of  the 
[colonies  were  certainly  no  wider,  and  probably  narrower,  than  those  given  to  the 
I  Parliament  of  the  Commonwealth  by  sub-sec.  xxxvii. 


51.  (xxxix.)  Matters  incidental^  to  the  execution  of  any 
power  vested  by  this  Constitution^  in  the  Parlianient'^^  or  in 
either  House  thereof*®,  or  in  the  Government  of  the  Com- 
monwealth^, or  in  the  Federal  Judicature"^\  or  in  any 
department""-  or  officer^^  of  the  Commonwealtli. 

Historical  Note. — The  Constitution  of  the  United  States  empowers  Congress  "  to 
make  all  laws  which  shall  be  necessary  and  proper  for  carrying  into  execution  the 
foregoing  powers,  and  all  other  powers  vested  by  this  Constitution  in  the  Government 
of  the  United  States,  or  in  any  department  or  officer  thereof."  (Art.  I.  sec.  viii. 
sub-s.  18.)  In  the  Bill  of  1891  the  sub-clause  stood:  "Any  matters  necessary  or 
incidental  for  carrying  into  execution  the  foregoing  powers  and  any  other  powers  vested 
by  this  Constitution  in  the  Parliament  or  Executive  Government  of  the  Commonwealth 
3T  in  any  Department  or  Officer  thereof."  In  that  form  it  was  adopteil  at  the  Adelaide 
session  in  1897. 

At  the  Sydney  session  Mr.  Isaacs  calle<l  attention  to  the  absence  of  any  mention  of 
the  Judiciary.     (Conv.  Deb.,  Syd.,  1897,  pp.  1190-1.) 

At  the  Melbourne  session  the  sub-clause  was  amended,  in  Committee  and  after  the 
bnrth  report.     (Conv.  Deb.,  Melb.,  pp.  226-7.) 

§  226.    "  Matters  Incidental." 

In  section  51,  and  in  various  other  sections  of  the  Constitution,  certain  legislative 
JOwei-3  are  conferred  on  the  Federal  Parliament.  These  powers  are  conveyed  in  general 
anguage.  It  was  not  necessary,  and  it  would  not  have  been  appropriate,  in  framing  a 
constitution,  to  crowd  it  with  minute  details  and  elaboi-ate  specifications  of  power,  or 

(declare  the  means  by  wliich  those  powers  were  to  be  carried  into  execution.     (Martin 


652  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51-xxxix. 

power  draws  after  it  others  not  expressed,  but  consequential,  incidental,  and  vital  to 
its  exercise  ;  not  substantive  and  independent,  but  auxiliary  and  subordinate.  (Andersoa 
V.  Dunn,  6  Wheat.  204;  McCulloch  v.  Maryland,  4  Wheat.  31fi.)  The  nature  of  the 
instrument  demanded  that  only  its  bold  outlines  and  fundamental  principles  should  be 
delineated  and  its  important  objects  designated,  leaving  the  minor  ingredients  which 
compose  those  objects  to  be  deduced  from  the  nature  of  the  objects  themselves.  (Prigg 
V.  Pennsylvania,  16  Pet.  539 ;  United  States  v.  Cruikshank,  92  U.S.  542.  Baker,  Annot. 
Const.  5b. ) 

For  example,  the  Federal  Parliament  is  empowered  to  legislate  concerning  trade 
and  commerce,  customs  and  excise,  and  taxation.  This  necessarily  implies  a  power  to 
provide  for  the  making  and  enforcement  of  commercial  laws  and  revenue  laws,  and  for 
the  punishment  of  oflfences  against  those  laws.  Without  that  incidental  power  the 
substantive  power  would  have  been  paralyzed  and  abortive.  So,  likewise,  the  power  to 
provide  for  the  defence  of  the  Commonwealth  necessarily  implies  the  power  to  raise, 
pay,  and  discipline  forces.  The  power  to  coin  money  implies  the  power  to  impose 
punishment  for  the  circulation  of  counterfeit  coin.  The  power  to  conduct  the  postal 
department  implies  the  power  to  inflict  punishment  for  stealing  letters  from  that 
department. 

This  sub-section  has  been  introduced  in  order  to  give  express  authority  to  deal  with 
these  matters  of  machinery,  procedure,  execution,  and  "ways  and  means. "  It  corresponds 
with  Art.  I.  sec.  8,  subs.  18,  of  the  Constitution  of  the  United  States,  and  is  a  direct 
authority  for  the  exercise  of  all  necessary,  incidental,  or  implied  powers,  to  enable  the 
Federal  Parliament  to  carry  out  the  great  provisions  of  the  instrument  of  government. 
As  such,  it  is  a  distinct  enlargement  of  power,  and  adds  fulness  and  elasticity  to  every 
specific  grant.  (McCulloch  v.  Maryland,  4  Wheat.  316  ;  Anderson  v.  Dunn,  6  Wheat. 
204  ;  United  States  v.  Fisher,  2  Cranch,  358;  United  States  v.  Marigold,  9  How.  5U0. 
Baker,  Annot.  Const.  56.) 

"  The  powers  of  the  government  are  limited,  and  its  limits  are  not  to  be  transcended. 
But  the  sound  construction  of  the  Constitution  must  allow  to  the  national  legislature 
that  discretion  witli  respect  to  the  means  by  which  the  powers  it  confers  are  to  be 
carried  into  execution,  which  will  enable  that  body  to  perform  the  high  duties  assigned 
to  it  in  the  manner  most  beneficial  to  the  people.  Let  the  end  be  legitimate,  let  it  be 
within  the  scope  of  the  Constitution,  and  all  means  which  are  appropriate,  which  are 
plainly  adapted  to  that  end,  which  are  not  prohibited  but  consistent  with  the  letter  and 
spirit  of  the  Constitution,  are  constitutional."  (Per  Marshall,  C.J.,  in  McCulloch  v. 
Maryland,  4  Wheat.  421.) 

"  Every  power  vested  in  a  government  is  in  its  nature  sovereign,  and  includes  by 
force  of  the  term  a  right  to  employ  all  the  means  requisite  and  fairly  applicable  to  the 
attainment  of  the  ends  of  such  power,  and  which  are  not  precluded  by  restrictions  and 
exceptions  specified  in  the  Constitution."  (Hamilton's  Works,  Lodge's  ed.  vol.  iii.  p. 
181.) 

"  It  was  replied  by  the  opposite  school  that  to  limit  the  powers  of  tlie  government 
to  those  expressly  set  forth  in  the  Constitution  would  render  that  instrument  unfit  to 
serve  the  purpose  of  a  growing  and  changing  nation,  and  would,  by  leaving  men  no  legal 
means  of  attaining  necessary  but  originally  uncontemplated  aims,  provoke  revolution 
and  work  the  destruction  of  the  Constitution  itself.  This  latter  contention  derived 
much  support  from  the  fact  that  there  were  certain  powers  that  had  not  been  mentioned  in 
the  Constitution,  but  which  were  so  obviously  incident  to  a  national  government  that 
they  must  be  deemed  to  be  raised  by  implication.  For  instance,  the  only  offences  which 
Congress  is  expressly  empowered  to  punish  are  treason,  the  counterfeiting  of  the  coin  or 
securities  of  the  government,  and  piracies  and  other  offences  against  the  law  of  nations. 
But  it  was  very  early  held  that  the  power  to  declare  other  acts  to  be  offences  against  the 
United  States,  and  punish  them  as  such,  existed  as  a  necessary  appendage  to  various 
general  powers.  So  the  power  to  regulate  commerce  covered  the  power  to  punish 
offences  obstructing  commerce  ;  the  power  to  manage  the  post  office  included  the  right 
to  fix  penalties  on  the  theft  of  letters  ;  and,  in  fact,  a  whole  mass  of  criminal  law  j.'rew 
up  as  a  sanction  to  the  civil  laws  which  Congress  had  been  directed  to  pass.  The  tui^^ 
lines  along  which  this  development  of  the  implied  powers  of  the  government  has  chiefly 
progressed,  have  been  those  marked  out  by  the  three  express  powers  of  taxing  ano 
borrowing  money,  of  regulating  commerce,  and  of  carrying  on  war."  (Bryce,  Anier. 
Coram.  I.  pp.  370-1.) 


§§  226-228.] 


POWERS  OF  THE  PARLIAMENT.  653 


"  But  the  most  important  work  was  that  done  during  the  first  half  century,  and 
especially  by  Chief  Justice  Marshall  during  his  long  tenure  of  the  presidencj-  of  the 
Supreme  Court  (1801-1835).  It  is  scarcely  an  exaggeration  to  call  him,  as  an  eminent 
American  jurist  has  done,  a  second  maker  of  the  Constitution.  I  will  not  borrow  the 
phrase  whicli  said  of  Augustus  that  he  found  Rome  of  brick  and  left  it  of  marble, 
because  Marshall's  function  was  not  to  change  but  to  develop.  The  Constitution  was, 
«xcept  of  course  as  regards  the  political  scheme  of  national  government,  which  was 
already  established,  rather  a  ground-plan  than  a  city.  It  was,  if  I  may  pursue  the 
metaphor,  mucli  what  the  site  of  Washington  was  at  the  beginning  of  this  century,  a 
symmetrical  grounrl-plan  for  a  great  city,  but  with  only  some  tall  edifices  standing  here 
and  there  among  fields  and  woods.  Marshall  left  it  what  Washington  has  now  become, 
a  splendid  and  commodious  capital  within  whose  ample  bounds  there  are  still  some 
vacant  spaces  and  some  mean  dwellings,  but  which,  built  up  and  beautified  as  it  has 
been  by  the  taste  and  wealth  of  its  rapidly -growing  population,  is  worthy  to  be  the 
centre  of  a  mighty  nation.  Marshall  was,  of  course,  only  one  among  seven  judges,  but 
his  majestic  intellect  and  the  elevation  of  his  character  gave  him  such  an  ascendency, 
that  he  found  himself  only  once  in  a  minoritv  on  an}- constitutional  question."  (Id. 
374.) 

"  Had  the  Supreme  Court  been  in  those  days  possessed  by  the  same  spirit  of 
strictness  and  literality  which  the  Judicial  Committee  of  the  Privy  Council  has  recently 
pplied  to  the  British  North  America  Act  of  1867  (the  Act  which  creates  the  Constitution 
of  the  Canadian  Federation),  the  United  States  Constitution  would  never  have  grown  to 
be  what  it  now  is. "     (Id.  p.  375. ) 

§  227.    "Power  Vested  by  this  Constitution." 

Having  drawn  attention  in  a  general  manner  to  the  scope  of  this  sub-section  and 
illustrated  it  by  authority,  we  now  proceed  to  note  several  of  its  features  which  require 
separate  treatment.  It  must  be  observed  that  the  sub-section  comprehends  matters 
subsidiary  and  contributory  to  the  execution  of  any  power  granted  "by  this  Constitution. " 
Jfow,  there  are  five  kinds  of  powers  so  granted:  (1)  Legislative  power  vested  in  the 
Parliament,  (2)  Regulative  power  vested  in  either  House  of  Parliament,  (3)  Executive 
jower  vested  in  the  Federal  Administration,  (4)  Judicial  power  vested  in  the  Federal 
Fudicature,  (5)  Ministerial  mandator}'  power  vested  in  departments  and  officers. 

§  228.    "Power  Vested    ...    in  the  Parliament." 

The  power  of  the  Parliament  is,  for  the  most  part,  defined  in  sec.  51.  But  in 
ddition  to  that  complex  section,  with  its  prolific  drag-net  sub-sec.  xxxvi..  '•  Until  the 
'arliament  otherwise  provides,"  there  are  numerous  other  sections  in  which  important 
Tants  of  power  may  be  found.     For  example  :  — 

Method  of  Choosisg  SEyATORS  —  Parliament  may  make  laws  prescribing 
(sec.  9). 

RoT.ATiON'  OF  Senators. — Parliament  may  make  laws  for  the  vacating  of  the 
places  of  senators,  when  the  number  of  senators  is  increased  or  diminished 
(see.  14). 

Pri\tleges  of  Parliament.  —  Parliament  may  declare  the  powers,  privileges 

and  immunities  of   the   Senate   and   of  the   House  of  Representatives 

(sec.  49). 
Seat  of  Governmest.  —  Parliament  may  make  laws  respecting  (sec.  52 — i.), 

and  may  determine  the  site  within  certain  limits  (sec.  125). 
Feder.\l  Departsiexts. — Parliament  may  make  laws  for  the  regulation  of  the 

public  departments  transferred  to  the  Commonwealth  (sec.  52  — ii.). 
Feder-vl.  Courts. — Parliament  maj-  create  Federal  Courts  (sec.  71). 
Judges  of  the  High  Court. — Parliament  may  prescribe  the  number  of  judges 

of  the  High  Court  beyond  a  Chief  Justice  and  two  Justices  (sec.  71). 
Regulation  of  Appellate  Jurisdiction. — Parliament  may  prescribe  exceptions 

and  regulations,  subject  to  which  the  High  Court  may  hear  appeals, 
sec.  73). 


654  COMMENTARIES  ON  THE  CONSTITUTION.  [Sec.  51  -xxxix^j 

Additional    Original    Jurisdiction. — Parliament    may    confer    additionat' 

original  jurisdiction  on  the  High  Court  (sec.  76). 
Power  to  Define  Jurisdiction  —  Parliament  may  define  the  jurisdiction  of 

inferior  Federal  Courts,  and  invest  State  Courts  with  Federal  jurisdic- 
tion (sec.  77). 
Actions  Against  Commonwealth  and  States. — Parliament  may  confer  the 

right   to  bring  actions   against   the   Commonwealth   or    against   States 

(sec.  78). 
Distribution  of  Surplus. — After  five  years  from  the  imposition  of  uniform 

tariff  Parliament  may  provide  for  the  monthly  paj'ment  to  the  several 

States  of  all  surplus  revenue  on  a  fair  basis  (sec.  94). 
Navigation,  Shipping  AND  Railways.— Parliament  may  legislate  concerning 

naxagation,   shipping,   and  State-owned  railways  so  far  as  thej'  affect 

inter-state  and  foreign  trade  and  commerce  (sec.  98). 
Inter-State    Commission.  —  Parliament    may    define    the    adjudicatory  and 

administrative  power  of   the  Inter-State  Commission  with  reference  to 

trade  and  commerce  (sec.  101). 
Preferences  and  Discriminations.  -  Parliament  may  with  respect  to  trade 

and  commerce  forbid  preferences  and  discriminations  subject  to  certain 

conditions  (sec.  102). 
Taking  Over  Public  Debts.— Parliament  may  take  over  from  the  States  their 

public  debts  (sec.  105). 
State  Inspection  Laws. — Parliament  may  annul  State  inspection  laws  (sec.  112). 
Custody  of  Offenders. — Parliament  may   make  laws  giving  effect  to  the 

mandate  directed  to  the  State  by  sec.   120  to  make  provision  for  the 

detention  of  ofienders  against  the  laws  of  the  Commonwealth  (sec.  120). 
Admission  of  New  States. — Parliament  may  admit  or  establish  new  States 

(sec.  121). 
Government  of  Territories.— Parliament  may  make  laws  for  the  government 

of  territory  surrendered  to  it  by  any  State  or  placed  under  its  authority 

b}'  the  Queen  (sec.  122), 
Alteration  OF  State  Boundaries.  — Parliament,  subject  to  certain  conditions 

precedent,  may  alter  the  limits  of  a  State  (sec.  123). 
Sub-section   xxxix.    authorizes  the  Parliament   to  make  laws  relating  to  matters 
incidental  to  the  execution  of  all  these  legislative  powers,  making  them  fully  operative 
and  effective,  and  enforcing  them   by  appropriate  legal  sanctions. 

§  229.    "  Powers  Vested    .    .    in  Either  House." 

Each  branch  of  the  Federal  Parliament  is  endowed  with  certain  special  powers, 
necessary  for  its  internal  government,  and  for  the  conduct  of  its  own  business.  As  soon 
as  convenient,  after  the  Senate  first  meets  subsequent  to  a  general  election,  it  becomes 
its  duty  to  divide  the  senators  chosen  for  each  State  into  two  classes,  as  nearly  equal  as 
practicable,  so  as  to  provide  for  the  order  of  their  retirement  in  triennial  batches  (sec.  15). 
Until  the  Parliament  otherwise  provides,  any  question  respecting  tlie  qualification  of  a 
senator  or  of  a  member  of  the  House  of  Representatives,  or  respecting  a  vacancy  in 
either  House  of  the  Parliament,  and  any  question  of  a  disputed  election  to  either  House, 
must  be  determined  by  the  House  in  which  the  question  arises  (sec.  47).  Each  House  of 
the  Parliament  may  make  rules  and  orders  with  respect  to — 

(1.)  The  mode  in  which  its  powers,  privileges,  and  immunities  may  be  exercised 

and  upheld  : 
(2.)  The  order  and  conduct  of  its  business  and  proceedings  either  separately  or 
jointly  with  the  other  House  (sec.  50). 


§§  230-233.]  POWERS  OF  THE  PARLIAMENT.  655 

Sub-section  xxxix.  authorizes  the  Parliament  to  make  laws  relating  to  mattere 
incidental  to  the  execution  of  these  powers,  some  of  them  being  regulative  and  others 
being  of  a  quasi-judicial  character  ;  making  them  fully  operative  and  effective,  and 
providing  for  their  due  enforcement  by  appropriate  legal  sanctions. 

§  230.    "Powers  Vested    ...    in  the  GoYernment-" 

This  means  power  vested  in  the  central  executive  deparment  of  the  Commonwealth. 
The  executive  power  of  the  Federal  Government  is  vested  in  the  Queen  and  is  exercisable 
by  the  (xovernor-General  as  the  Queen's  representative  ;  it  extends  to  and  includes  the 
execution  and  maintenance  of  the  Constitution,  and  of  the  laws  of  the  Commonwealth. 
The  Executive  Government  will,  with  reference  to  matters  which  pass  to  it  by  the 
Constitution,  have  all  the  powers  and  functions  which,  at  the  establishment  of  the 
Commonwealth,  were  with  reference  to  such  matters  vested  in  the  executive  authorities 
of  the  colonies  (sec.  70).  Sub-section  xxxix.  authorizes  the  Parliament  to  pass  any  laws 
that  may  be  necessary  in  order  to  develop,  fortify,  and  give  effect  to  these  constitutional 
declarations. 

§  231.    "  Power  Vested    ...    in  the  Federal  Judicature." 

The  judicial  power  of  the  Commonwealth  is  vested  in  a  Federal  High  Court  and  i» 
such  other  Courts  as  may  be  created  (sec.  71).  Sub-sec.  xxxix.  authorizes  the  Parliament 
to  pass  any  law  necessary  for  the  execution  and  maintenance  of  the  judicial  power.  No 
mention  is  made  in  the  Constitution  of  the  right  of  litigants,  and  other  persons  interested 
in  proceedings  in  the  Federal  Courts,  to  appear  and  be  heard  by  Counsel  learned  in  the 
law ;  but  the  grant  of  ancillarj'  power  covered  by  this  sub-section  will  enable  the 
Parliament  to  legislate,  or  to  authorize  the  High  Court  to  make  rules,  respecting  the 
legal  profession,  its  qualifications,  privileges,  and  obligations  in  relation  to  Federal 
Courts.  It  will  also  authorize  the  appointment  of  proper  officers  to  preserve  the  records 
and  enforce  the  judgments,  decrees,  orders,  and  sentences  of  the  Federal  Courts. 

§  232.    "  Power  Vested    ...    in  any  Department." 

On  the  establishment  of  the  Commonwealth  the  customs  and  excise  department  will 
be  transferred  to  it,  whilst  other  departments  will  be  taken  over  on  dates  to  be 
proclaimed.  There  is  no  section  in  the  Constitution  directly  vesting  power  in  any 
department ;  but  the  Parliament  is  empowered  by  sec.  52 — ii.  to  make  laws  with  respect 
to  matters  relating  to  any  department  of  the  public  service,  the  control  of  which  is 
transferred  to  the  Executive  Government  of  the  Commonwealth.  Sub-sec.  xxxix. 
enlarges  and  reinforces  the  grant  of  power  contained  in  sec.  52 — ii.  ;  so  that  when  the 
Parliament  legislates  concerning  transferred  departments,  there  will  be  no  doubt  as  to 
its  ability  to  et^uip  them  with  all  the  subsidiary  powers  necessary  for  their  successful 
and  efficient  operation. 

.^  233.    "Power  vested    .    .    in  any    .    .    0£Bcer." 

Section  64  enables  the  Governor- General  to  appoint  political  officers  to  administer 
-uch  departments  of  State  as  may  be  established.  Here  is  a  bare  grant  of  power  "  to 
administer."  Sub-section  xxxix.  comes  to  the  aid  of  the  grant  and  says  that  the 
Parliament  may  make  laws  incidental  to  it  and  necessary  to  enable  Ministers  of  State  to 
■  ffectively  perform  their  administrative  duties.  Similarly  by  sec.  68  the  Command-in- 
'  hief  of  the  naval  and  military  forces  is  vested  in  the  Governor-General.  Sub-sec. 
X  xxix.  will  enable  the  Parliament  to  grant  such  powers  to  the  Commander-in-Chief  as  wiU 
•  liable  him  to  efficiently  perform  the  duties  of  that  high  office. 


656  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  52. 

Exclusive  powers  of  the  Parliament. 

52.  The  Parliament  shall,  subject  to  this  Constitution, 
have  exclusive  power^^*  to  make  \sl\ys  for  the  peace,  order, 
and  good  governraent^^^  of  the  Commonwealth  with  respect 
to— 

(i.)  The  seat  of  govern ment"'^^  of  the  Common- 
wealth, and  all  places  acquired'^^^  by  the 
Commonwealth  for  public  purposes  : 
(ii.)  Matters  relating  to  any  departments^  of  the 
public  service  the  control  of  which  is  by  this 
Constitution  transferred  to  the  Executive 
Government  of  the  Commonwealth  : 
(iii.)  Other  matters^^^  declared  by  this  Constitution 
to  be  within  the  exclusive  DOwer  of  the 
Parliament. 

United  States. — To  exercise  exclusive  legislation  in  all  cases  whatsoever,  over  such  district 
(not  exceeding  ten  miles  square)  as  may,  by  cession  of  particular  States,  and  the 
acceptance  of  Congress,  become  the  seat  of  the  Government  of  the  United  States,  and  to 
exercise  like  authority  over  all  places  purchased  by  the  consent  of  the  Legislature  of  the 
State  in  which  the  same  shall  be,  for  the  erection  of  forts,  magazines,  arsenals,  dock- 
yards, and  other  needful  buildings. — Const.,  Art.  I.,  sec.  8,  subs.  17. 

Historical  Note. — Clause  53  of  the  Commonwealth  Bill  of  1891  defined  substan- 
tially the  same  powers  in  less  concise  words.  It  also  contained  the  sub-clause  dealing 
with  the  alien  races  within  the  Commonwealth,  which  now  forms  sub-sec.  xxvi.  of  sec. 
51.  (Conv.  Deb. ,  Syd.,  1891,  701-4.)  At  the  Adelaide  session  the  clause  was  adopted 
almost  verbatim.     (Conv.  Deb.,  Adel.,  pp.  830-4.) 

At  the  Melbourne  session  the  sub-clause  as  to  alien  races  was  transferred  to  sec.  51. 
The  clause  was  then  verbally  amended.  (Conv.  Deb.,  Melb.,  pp.  256-62.)  Drafting 
amendments  were  made  before  the  first  report  and  after  the  fourth  report. 

§  234.    ''  Exclusive  Power." 

This  section  purports  to  confer  on  the  Federal  Parliament  exclusive  power  to 
legislate  concerning  certain  subjects.  "  Exclusive "  in  this  section,  as  in  the  corres- 
ponding sections  of  the  British  North  America  Act,  1867,  means  the  sole  or  exclusive 
right  of  the  Federal  Parliament,  as  opposed  to  the  State  Parliaments.  (Per  Hagarty, 
CJ.,  in  Regina  v.  College  of  Physicians,  44  Upper  Can.  Q.B.  576.)  If  sec.  51  is 
•designed  to  enumerate  powers  which,  for  a  time,  may  be  concurrently  exercised  by  the 
Federal  Parliament,  whilst  sec.  52  is  supposed  to  specify  powers  exclusively  vested  in 
the  Federal  Parliament,  then  the  classification  intended  has  not  been  strictly  observed 
in  the  allocation  of  subjects  among  these  sections.  There  are  several  powers  granted  by 
sec.  51  which,  on  their  face,  could  never  have  been  exercised  by  any  State  Parliament 
and  which  are,  ex  necessitate,  federal  powers  only,  such  as  the  poM  ers  to  make  laws  in 
respect  of  "  borrowing  money  on  the  public  credit  of  the  Commonwealth  ;  "  "  the  naval 
and  military  defence  of  the  Commonwealth;"  "fisheries  in  Australian  waters  beyond 
territorial  limits  ;  "  "  the  service  and  execution  throughout  the  Commonwealth  of  State 
process  and  judgments  ;  "  "the  relations  of  the  Commonwealth  with  the  islands  of  the 
Pacific." 

CoMMENCEMKNT  OF  ExcLUSiVENESS. — Questions  may  arise  as  to  the  time  when  the 
character  of  exclusiveness  attaches  to  any  particular  subject  of  legislation.     In  the  case 


§234.]  POWERS  OF  THE  PARLIAMENT.  657 

of  the  powers  mentioned  above  as  being  necessarily  exclusive  in  their  nature,  exclusiveness 
of  course  attaches  from  the  moment  when  the  federal  power  vests — that  is,  from  the 
establishment  of  the  Commonwealth.  But  the  powers  conferred  by  this  section  cannot 
all  become  exclusive  immediately  on  the  establishment  of  the  Commonwealth.  Power 
over  the  seat  of  government  cannot  be  exercised  at  all — much  less  become  exclusive — 
until  its  location  has  been  determined  by  the  Parliament ;  and  similarly  power  over 
places  acquired  by  the  Commonwealth  cannot  be  exercised — much  less  become  exclusive 
— until  such  places  have  been  acquired.  The  question  of  the  time  at  which  the  several 
exclusive  powers  of  the  Parliament  acquire  the  character  of  exclusiveness  will  be  found 
discussed  under  the  headings  of  those  powers. 

Effect  ox  State  Laws. — The  gift  to  the  Parliament  of  the  exclusive  power  to 
make  laws  in  respect  of  certain  subjects  withdraws  from  the  State  legislatures  all  power 
of  making  laws  upon  those  subjects.  From  the  moment  when  the  exclusiveness  attaches, 
the  power  of  the  State  Parliaments  to  legislate  is  gone.  The  question  then  arises — how 
does  this  exclusiveness  affect  the  laws  of  the  States,  in  respect  of  those  subjects, 
passed  before  the  exclusive  federal  power  attached?  Do  they  continue  in  existence 
until  superseded  by  federal  legislation,  or  do  they  cease  to  have  effect  from  the 
moment  when  the  Parliament  that  passed  them  ceased  to  have  power  ? 

In  the  United  States  there  was  for  many  years  much  difference  of  opinion  as  to  the 
nature  of  an  exclusive  power.  Hamilton  (Federalist,  Xo.  32)  thought  that  until  Congi-ess 
had  acted  in  pursuance  of  an  exclusive  authority,  the  States  could  legislate  on  the 
subject.  Chief  Justice  Marshall's  opinion  seems  to  have  been  that  where  Congress  had 
exclusive  power  over  any  subject,  the  States  could  not  pass  laws  dealing  with  that 
lubject  as  such  ;  but  that  State  legislation  upon  a  subject  not  exclusively  delegated  to 
Congress  might  incidentally  affect  the  exclusive  area,  so  long  as  it  did  not  conflict  \vith 
Mitual  Federal  legislation.  (See  Gibbons  i'.  Ogden,  9  Wheat,  at  p.  204  ;  Lewis,  Federal 
Power  over  Commerce,  p.  39.)  Thus  in  Chief  Justice  Marshall's  view,  the  federal  power 
jver  inter-state  commerce  was  exclusive  ;  but  this,  though  it  preventetl  the  States  from 
egislating  for  the  purpose  of  affecting  such  commerce,  did  not  invalidate  a  State  law 
which  flowed  from  an  acknowledged  power  of  the  State,  but  which  incidentallj*  affected 
jommerce.  "  Commerce,  as  commerce,  could  not  be  regulated  by  the  States  if  the 
power  was  exclusively  in  Congress  ;  but,  except  in  case  of  an  actual  conflict,  commerce 
night  in  effect  be  regulated,  or  as  we  have  chosen  to  call  it,  'affected,'  by  a  law  passed 
jy  a  State  for  the  purpose  of  providing  for  the  health  or  morals  of  her  citizens."  (Lewis, 
?ed.  Power  over  Commerce,  p.  42.)  A  third  view  of  the  exclusive  power  was  that 
ulopted  by  Mr.  Justice  Story,  that — the  commerce  power  being  taken  to  be  indivisible 
ukd  exclusive — the  States  were  not  only  unable  to  regulate  commerce  as  commerce,  but 
vere  unable,  even  in  the  exercise  of  their  acknowledged  police  powers,  to  pass  a  law 
.ffecting  commerce.     (New  York  v.  Miln,  11  Pet.  p.  132.) 

The  third  view  of  the  nature  of  an  exclusive  power  was  that  most  generally  accepted, 
nd  it  appears  to  have  been  thought  that  it  involved  the  conclusion  that  a  gift  of 
xclusive  power  to  the  Union  would  not  only  prevent  State  legislation  for  the  future, 
>ut  would  sweep  awa}-  State  legislation  existing  at  the  time  of  the  Union.  In  Cooley  v. 
*ort  Wardens,  12  How.  299,  this  was  apparently  assumed  by  the  court,  though  the 
"oint  was  not  in  issue.  The  assumption  was  that  when  the  legislative  power  lapsed, 
jiWB  alreadj-  made  in  pursuance  of  that  power  lapsed  also. 

The  Constitution  of  the  Commonwealth,  however,  is  explicit  where  the  American 

ionstitntion  was  vague.      The  distinction  Ijetween  State  powers  and  State   laws  is 

pressly  drawn  (sees.   107,    108),    and   it  seems   clear   that  while   powers  which   are 

kclnsively  vested  in  the  Federal  Parliament  are,  from  the  moment  of  such   vesting, 

ken  away  from  the  States,   laws  of  the  States  existing  at  that  moment  continue  in 

ce  "  subject  to  the  Constitution."     That  is  to  say,  such  laws,  so  far  as  they  are  not 

onsistent  with  some  provision  of  the  Constitution  itself,  will  continue  in  force  until 

l^erseded  by  federal  legislation.     Tliis  is  the  view  which  was  taken  throughout  the 


■!oi 
■xc 


658  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  52. 

Convention  (see  especially  Conv.  Deb.,  Melb.,  pp.  227-257),  and  it  is  emphasized  in  sec. 
90  ;  where,  in  addition  to  providing  that  on  a  certain  event  the  power  to  impose  customs 
and  excise  duties  and  to  grant  bounties  shall  become  exclusive,  it  is  thought  necessary 
to  declare  expressly  that  on  that  event  all  State  laws  imposing  such  duties  or  offering 
bounties  shall  cease  to  have  effect.     In  this  section  there  is  no  such  provision. 

Care  must,  however,  be  taken  to  distinguish  between  powers  which  are  exclusive 
from  an  express  gift  to  the  Federal  Parliament  of  "exclusive  power  to  make  laws,"  and 
powers  which  are  exclusive  because  anj'  exercise  of  those  powers  by  the  States  is 
expressly,  or  by  necessary  implication,  prohibited.  The  provisions,  for  instance,  that  a 
State  shall  not  raise  or  maintain  any  naval  or  military  force,  or  impose  a  tax  on  property 
of  the  Commonwealth,  or  coin  money,  prohibit  not  only  State  legislation,  but  also  State 
administration.  A  State  will  not  bo  able,  under  cover  of  its  existing  law,  to  perform 
executive  acts  which  infringe  these  prohibitions ;  and  existing  laws  which  purport  to 
give  the  State  such  power  will,  for  all  practical  purposes,  cease  to  have  effect.  (See 
Notes  to  sec.  lOS.) 

§  235.    "  Peace,  Order  and  Good  Government." 

It  has  been  already  noted  in  connection  with  sec.  51  that  the  words  "  for  the  peace, 
order,  and  good  government  of  the  Commonwealth"  do  not  in  anyway  expand,  amplify, 
or  contract  the  grant  of  power,  nor  will  they  give  jurisdiction  to  the  Federal  Courts  to 
enquire  whether  a  particular  law  does,  in  their  opinion,  tend  to  promote  peace,  or  order, 
or  good  government.     (See  Note,  §  161,  supra). 

§  236.    "  The  Seat  of  Government." 

Sub-section  i.  gives  the  Federal  Parliament  exclusive  authority  to  make  laws  with 
respect  to  the  regulation  and  control  of  the  seat  of  Federal  Government.  The  Parliament 
will  not,  however,  be  able  to  exercise  this  power  until  the  seat  of  (government  is  vested 
in  the  Commonwealth  under  the  provisions  of  section  125.  By  sec.  125  the  seat  of 
Government  must  be  determined  by  the  Parliament ;  it  must  be  within  territory  which 
shall  have  been  granted  to  or  acquired  by  the  Commonwealth  ;  it  must  be  vested  in  and 
belong  to  the  Commonwealth ;  it  must  be  in  the  State  of  New  South  Wales,  and  be 
distant  not  less  than  100  miles  from  Sydney.  Such  territory  must  contain  an  area  of  not 
less  than  100  square  miles,  and  such  portion  thereof  as  consists  of  Crown  lands  must  be 
granted  to  the  Commonwealth  without  any  payment  therefor.  Within  this  territory, 
the  State  out  of  which  it  has  been  carved  will  cease  to  have  even  local  jurisdiction  ;  t!ie 
Parliament  of  the  Commonwealth  alone  will  have  exclusive  power  to  make  laws  for  its 
municipal  and  general  government.  As  to  the  question  of  the  representation  of  this 
territory  in  the  Federal  Parliament,  see  Mote,  §  473,  infra. 

The  corresponding  provision  in  tlie  Constitution  of  the  United  States  (Art.  I. 
sec.  viii.  sub-s.  17)  empowers  Congress  "  to  exercise  exclusive  legislation,  in  all  cases 
whatsoever,  over  such  district  (not  exceeding  ten  miles  square)  as  may,  by  cession  of 
particular  States  and  the  acceptance  of  Congress,  become  the  seat  of  government  of  the 
United  States." 

Under  this  clause,  CoTigress  may  constitute  the  District  of  Columbia  a  Iwdy 
corporate  for  municipal  purposes,  but  can  only  authorize  it  to  exercise  municipal  power. 
(Stoutenburgh  v.  Hennick,  129  U.S.  141.     Baker,  Annot.  Const,  p.  54.) 

Within  the  District  of  Columbia,  and  the  other  places  purchased  and  used  for 
federal  purposes,  the  national  and  municipal  powers  of  government  are  united  in  the 
government  of  the  Union.  These  are  the  only  cases  in  which  all  the  powers  of  govern- 
ment are  so  uniteil.     (Pollard  v.  Hagau,  3  How.  212.     Id.  p.  .54.) 

This  power  is  conferred  on  Congress  as  the  national  legislature  of  the  Union.  In  no 
other  character  can  it  be  exercised.     (Cohens  v.  Virginia,  6  Wheat.  424.     Id.  p.  65.) 

This  power  includes  the  power  to  tax  ;  hence  Congress  may  levy  a  direct  tax  on  the 
District  of  Columbia,  in  proportion  to  the  census  directed  to  be  taken  by  the  Constitu- 
tion.    (Loughborough  v.  Blake,  5  Wheat.  317.     Id.) 


§§  236-2:17.]  POWERS  OF  THE  PARLIAMENT.  659 

C!oarts  established  by  federal  legislatiou  for  the  District  of  Columbia  may  issue  all 
processes  necessary  to  carry  their  orders  into  effect,  and  such  process  may  be  executed 
within  any  State. "  (United  States  r.  Williams,  4  Cranch,  C.C.  393.     Id.) 

Under  this  power  Congress  may  authorize  the  municipal  authorities  of  the  city  of 
Washington  to  provide  for  paving  the  streets  of  the  cit^'  and  to  levy  assessments  on 
•butting  property  to  pay  for  the  same.     (NVillard  r.  Fresbury,  14  Wall.  676.     Id.) 

An  inhabitant  of  the  District  of  Columbia,  who  there  has  his  permanent  abode,  is 
not  a  citizen  of  a  State.     (Cissel  i*.  McDonald,  16  Blatch.  150.     Id.) 

Tl»e  sovereign  power  of  the  District  of  Columbia  is  lodged  in  the  government  of  the 
United  ."^tates  and  not  in  the  corporation  of  the  District.  But  the  District  municipal 
corporation  is  a  person,  and  subject  to  suit,  as  any  other  municipality,  and  cannot  claim 
exemption  from  the  provisions  of  a  statute  of  limitations  on  the  ground  that  it  is  a 
department  of  the  government  of  the  United  States.  (Metropolitan  R.R.  Co.  v. 
Difltrict  of  Columbia,  132  U.S.  1.     Id  p.  56.) 

"  The  principles  laid  down  by  the  Supreme  Court,  that  the  exclusive  legislative 
power  involves  exclusive  jurisdiction,  and  that  Congress  is  not  the  local  legislature  of 
the  District,  but  possesses,  as  the  national  legislature,  exclusive  legislative  power  over 
it,  have  never  been  seriously  assailed.  The  power  of  gi\-ing  the  city  of  Washington 
its  o^vu  municipal  government  has  therefore  always  been  regarded  as  self-evident.  On 
the  contrary,  the  constitutionality  of  organizing  the  District  into  a  territory,  like  the 
ordinary  tenitories,  has  been  disputed,  because  a  partial  delegation  of  the  legislative 
power  is  inadmissible,  on  account  of  the  expressly-stated  exclusiveness  of  this  power. 
It  is,  however,  generally  admitted  that  '  exclusive '  does  not  mean  the  same  as 
•unlimited.'  Congress  cannot  grant  the  inhabitants  of  the  District  any  rights  which, 
according  to  the  general  political  nature  of  the  Union,  belong  only  to  the  population  of 
the  States — such,  for  instance,  as  representation  in  Congress,  participation  in  the 
Presidential  election,  kc.  And  just  as  little  can  Congi-ess  rule  the  District  without 
regard  to  the  provisions  of  the  so-called  '  bill  of  rights.'  But  what  Congress  cannot  do 
in  regard  to  the  District  in  matters  not  invohang  the  rights  of  the  States  as  such,  that 
it  also  cannot  do  in  reference  to  anj'body  or  anything."  (Von  Hoist's  Constitutional 
w  of  the  United  States,  p.  1 73. ) 

"  Congress  has  tried  all  sorts  of  experiments  as  to  the  local  government  of  the 
District,  some  of  them  with  very  unfortunate  results.  At  present  there  are  three 
commissioners  at  the  head  of  the  administration  of  the  District.  The  inhabitants 
cannot  well  grieve  over  the  loss  of  their  short-lived  enjoyment  of  a  limited  autonomy, 
for  while  their  rights  have  again  become  more  limited  (necessarily  so  under  the  present 
system),  their  interests  are  better  cared  for.  They  must  bear  the  same  hardens  as  the 
rest  of  the  people,  have  the  same  taxes  to  pay,  and  are  bound  to  serve  in  the  militia.  But 
in  spite  of  their  fxiU  citizenship,  political  rights  are  withheld  from  them  solely  because 
they  have  their  domicile  at  the  seat  of  government.  This  is  an  anomaly  that  has  never 
been  justified  theoretically,  and  its  necessity — not  to  say  its  expediency — has  become  at 
least  doubtful  since  the  power  of  the  Federal  C4ovemment  has  become  so  firmly  estab- 
ished  and  so  far  beyond  the  power  of  each  separate  State.  This  anomaly,  moreover, 
will  always  remain  a  thorn  in  the  fle.sh  of  the  American  disciples  of  the  doctrine  of 
aatural  political  rights.  The  creation  of  the  District  of  Columbia  is  one  of  those  steps 
ff'hich  it  is  scarcely  possible  to  retrace,  even  if  the  circumstances,  which  at  one  time 
nade  them  seem  wise,  have  given  room  to  a  completely  changed  state  of  things."     {Id. 

"  When  the  grant  of  an  express  power  to  incorporate  a  bank  was  proposed  [in  the 
American  Federal  Convention]  Gouvemeur  Morris  opposed  it,  obser\-ing  that  it  was 
sxtremely  doubtful  whether  the  Constitution  they  were  framing  could  ever  be  passed  at 
ill  by  the  people  of  America  ;  that  to  give  it  its  best  chance,  however,  they  should  make 
t  aa  palatable  as  possible  and  put  nothing  into  it  not  very  essential  which  might  raise 
ip  enemies.  (Jefferson's  Ana.  Works,  1st  ed.  voL  ix.  p.  191.)  So  Gouvemeur  Morris 
]>pposed  the  inclusion  of  an  express  grant  of  power  to  establish  a  university,  saying,  '  It 
s  not  necessary.  The  exclusive  power  at  the  seat  of  Government  ^\"ill  reach  the 
»bject.'  "  (Madison  Papers  :  Elliot's  Debates,  2nd  ed.  vol.  v.  p.  544.  Foster.  Const.  I. 
\x  42.) 

237.    "  And  all  Places  Acquired  by  the  Commonwealth." 

The  right  of  eminent  domain  vested  in  the  Commonwealth,  under  sec.  51  — xxxi. 

■■nd  sec.  85,  enables  the  Parliament  to  acquire  private  and  pro\-incial  property,  including 

ad,  for  Federal  purposes.     Sec.  122  enables  the  Parliament  to  accept  from  a  State  or 

the  Queen,  or  otherwise  acquire,  territorj'  to  be  governed  as  Federal  domain. 

jperty  and  ten-itorj-  so  acquired  may  become  "  places  acquired  by  the  Commonwealth 


660  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  62. 

for  public  purposes  "  under  this  sub-section,  and  hence  places  in  which  the  Parliament 
has  exclusive  jurisdiction.  Where  a  murder  was  committed  within  a  fort,  purchased  by 
the  United  States  from  a  State,  it  was  held  that  the  Federal  Circuit  Court  had  jurisdiction 
over  the  offence,  notwithstanding  a  reservation  by  the  State,  in  the  act  of  cession,  that 
the  State  should  execute,  within  the  fort,  the  civil  and  criminal  processes  issuing  under 
State  authority,     (United  States  v.  Cornell,  2  Mason,  91.     Baker,  Annot.  Const,  p.  55.) 

§  238.    "  Matters  Relating  to  any  Department." 

The  Federal  Parliament  has  exclusive  power  to  make  laws  with  respect  to  "  matters 
relating  to  any  department  "  of  the  public  service  transferred  to  the  Commonwealth. 

A  consideration  of  the  expression,  "  matters  relating  to  any  department,"  suggests 
that  it  does  not  cover  the  wl^ole  field  of  legislation  relating  to  the  subject-matter 
appropriate  to  the  department.  The  exclusive  power  to  make  laws  "  with  respect  to 
matters  relating  to  the  department  '  of  quarantine  does  not  cover  the  same  area  as  the 
power  to  make  laws  "  with  respect  to  quarantine  ;  "  and  so  with  the  other  departments. 
There  may  be  laws  relating  to  a  subject  of  legislation,  but  not  relating  to  the  corres- 
ponding department  of  the  public  service.  A  department  of  the  public  service  is  a 
branch  of  the  Executive  Government,  not  a  segment  of  the  legislative  power  ;  and  what 
this  sub-section  gives  to  the  Federal  Parliament  is  exclusive  power  to  control  executive 
departments,  not  exclusive  power  to  occupy  legislative  areas. 

Matters  "  relating  to  any  department  "  would  clearly  include  all  matters  relating 
to  the  organization,  equipment,  working,  and  management  of  the  department,  the 
appointment,  classification,  and  dismissal  of  officers,  and  all  the  general  body  of  law 
relating  to  its  conduct  and  administration  ;  it  would  cover  all  the  machinery,  procedure, 
and  regulation,  without  which  a  public  department  would  be  impotent ;  but  it  does  not 
seem  to  cover  the  whole  of  the  principal  and  substantive  law  dealing  with  the  matters 
conti'olled  or  controllable  by  the  department.  With  respect  to  the  whole  of  that  field, 
of  course,  the  Federal  Parliament  has  "  power  to  make  laws  "  under  sec  51,  and  it  may, 
in  the  exercise  of  that  power,  occupy  the  whole  field,  and  so  exclude  every  particle  of 
the  concurrent  jurisdiction  of  the  States  ;  but  it  is  not  by  this  section  given  "exclusive 
power  "  over  the  whole  of  that  field. 

Thus  the  gift  of  exclusive  power  to  make  laws  with  respect  to  matters  relating  to 
the  departments  transferred  by  sec.  69 —such  as  those  of  posts,  telegraphs,  and 
telephones,  light-houses,  light-ships,  beacons  and  buoys,  and  quarantine — does  not 
entirely  remove  from  the  States  the  concurrent  power  to  make  laws  with  respect  to 
"postal,  telegraphic,  telephonic,  and  other  like  services "  (sec.  51— x.);  "light-houses, 
light-ships,  beacons,  and  buoys"  (sec.  51 — vii.);  and  "quarantine"  (sec.  51— ix.).  With 
respect  to  matters  relating  to  the  corresponding  executive  departments,  the  federal 
power  is  exclusive,  but  otherwise— so  far  as  this  section  is  concerned — concurrent 
legislative  power  of  the  States  is  not  affected.  As  to  the  time  when  the  federal  control 
over  " custom  and  excise "  becomes  exclusive,  see  sec.  90;  as  to  "naval  and  military 
defence"  see  sec.  114  ;  and  as  to  "  coinage"  see  sec.  115. 

Apart,  however,  from  the  exclusiveness  enforced  by  this  section  or  flowing  from  the 
prohibitions  contained  in  sees.  90,  114,  and  115,  the  rule  that  the  States  may  not  pMffl 
laws  inconsistent  with  the  laws  of  the  Commonwealth  will,  from  the  outset,  give  to  thi^i 
Federal  Parliament,  in  connection  with  these  departments,  a  largo  measui'e  of  exclusive 
power.  Thus  it  would  be  inconsistent  with  tlie  transfer  of  the  postal  department  to  the 
Commonwealth  if  a  State  were  afterwards  to  establish  a  competing  postal  service,  or 
authorize  a  corporation  to  do  so.  Nor  will  it  be  possible  for  a  State  after  the  transfer  of 
departments  to  the  Federal  Government  to  issue  legislative  mandates  to  those  depart- 
ments. But  though  the  States  are  excluded  from  the  field  occupied  by  the  Federal 
Government,  they  are  free  to  fill  up  nooks  and  crannies  left  unoccupied.  It  is  easy  to 
conceive  of  cases  in  which  the  States  may  make  and  execute  laws  auxiliary  or  supple- 
mentary  to,  and   not  inconsistent  with,    the  laws  administered   by  the   transferred 


§§238-239]  POWERS  OF  THE  PARLIAMENT.  661 

■  lepartments.  Thus  the  State  Parliaments  could  clearly,  if  thought  necessary,  grant 
ibsidies  in  aid  of  particular  federal  services  ;  afford  facilities  for  the  carriage  of  federal 
nails,  and  authorize  the  Executive  of  the  State  to  contract  with  the  Federal  Government 
>r  such  carriage  ;  buoy  and  light  harbours  and  channels  not  buoyed  or  lighted  by  the 
Federal  Government ;  and  so  forth.  These  are  "  laws  with  respect  to  "  postal  services, 
&c.,  but  they  are  not  laws  with  respect  to  matters  relating  to  the  departments  transferred ; 
and  therefore  they  are — so  far  as  they  are  not  inconsistent  with  any  federal  law  — 
within  the  legitimate  concurrent  power  of  the  States. 

The  next  question  is,  when  docs  this  exclusiveness,  with  regard  to  the  transferred 

'  lepartments,  arise  ?     It  would  seem  that  the  Federal  Parliament  is  intended  to  have 

xclusive  power  over  matters  relating  to  transferred  departments,  as  soon  as  they  are 

transferred."     It  may,  however,  be  argued  that  the  words  "  the  control  of  which  is  by 

lis  Constitution  transferred"  are  merely  intended  to  identify  the  departments  enumerated 

111  sec.  69,  and  not  to  define  the  time  at  which  the  character  of  exclusiveness  attaches  ; 

and  that  consequently,  though  the  administration  of  the  departments  is  not  transferred 

till  a  later  date,  the  power  of  legislation  in  respect  of  them  is  exclusively  vested  in  the 

Federal   Parliament  from  the  establishment   of   the  Commonwealth.     As  regards  the 

lepartments  of  customs  and  excise,  this  question  does  not  arise,   because  they  become 

ransferred  to  the  Commonwealth  on  its  establishment. 

The  extent  of  the  exclusive  power  over  the  transferred  departments,  and  the  time 
at  which  the  exclusiveness  arises,  having  been  discussed,  the  effect  of  the  exclusiveness 
may  be  gathered  from  the  preceding  note  ("  Exclusive  Power,"  §  234,  supra).  The 
State  Parliaments  will  have  no  power,  from  the  moment  when  the  federal  power 
i  lecoraes  exclusive,  to  pass  laws  in  respect  of  matters  relating  to  the  transferred  depart- 
ments. It  does  not  follow,  however,  that  those  departments  wiU  be  at  once  emancipated 
from  the  control  of  the  laws  of  the  States  existing  at  that  date.  On  the  contrary,  until 
those  laws  have  been  superseded  by  federal  legislation,  the  departments  transferred 
from  each  State  will  be  conducted  by  the  Federal  Government  in  accordance  with  the 
•  xisting  laws  of  the  State — laws  which  the  State  Parliament  is  thenceforth  powerless  to 
alter  or  repeal,  but  which  may  be  supei*seded  at  any  moment  by  federal  legislation. 

With  respect  to  the  officers  and  staff  of  the  transferred  departments,  the  power  of 
the  Federal  Parliament  to  make  laws  in  respect  of  matters  relating  to  the  departments 
is  subject  to  an  important  limitation.  By  sec.  84  every  officer  of  a  transferred  depart- 
ment, who  is  retained  in  the  ser\-ice  of  the  Commonwealth,  preser^■es  all  his  existing  and 
accruing  rights  ;  and  of  those  rights  he  cannot  be  deprived,  even  by  the  Federal  Parlia- 
ment.    (See  Note,  §  356,  infra). 

§  239.     "Other  Matters." 

The  Federal  Parliament  has  exclusive  jurisdiction  to  deal  with  other  matters 
declared  by  the  Constitution  to  be  within  its  exclusive  power.  The  only  other  matters 
•xpressly  declared  by  the  Constitution  to  be  within  this  exclusive  power,  are  (1)  those 
comprehended  in  sec.  90,  which  provides  that  on  the  imposition  of  uniform  duties  of 
'  ustoms  the  power  of  the  Parliament  to  impose  duties  of  customs  and  excise,  and  to 
u'rant  bounties  on  the  production  or  export  of  goods,  shall  become  exclusive  ;  and  (2) 
that  contained  in  sec.  Ill,  which  provides  that  any  part  of  a  State  surrendered  by  the 
!  Parhament  of  the  State  and  accepted  by  the  Commonwealth  shall  become  subject  to  the 
I  exclusive  jurisdiction  of  the  Commonwealth.     (See  Notes,  §§  381,  452,  infra.) 

In  addition  to  those  matters  "  declared  by  this  Constitution "  to  be  exclusively 
vested  in  the  Federal  Parliament,  there  are  others  which,  though  not,  ex  vi  termini, 
"  declared"  to  be  within  its  exclusive  power,  are  by  necessary  implication  and  intendment 
withdrawn  from  the  States  and  vested  solely  in  the  Federal  Parliament.  It  is  a  rule  of 
construction  that  there  may  be  an  exclusive  delegation  in  three  cases,  (1)  where  the 
Constitution,  in  express  words,  grants  an  exclusive  authority  to  the  Union,  (2}  where  it 


662  COMMENTARIES  ON  THE  CONSTITUTION.        [See.  53. 

grants  in  one  instance  an  authority  to  the  Union,  and  in  another  prohibits  the  States 
from  exercising  a  like  authority,  and  (3)  where  it  grants  an  authority  to  the  Union,  to 
which  a  similar  authority  in  the  States  would  be  absolutely  and  totally  contradictory 
and  repugnant.  (Hamilton,  in  the  Federalist,  No.  32.)  Thusbj^  sec.  51 — vi.,  the  Federal 
Parliament  has  power  to  make  laws  with  respect  to  the  naval  and  military  defence  of 
the  Commonwealth  and  of  the  several  States,  whilst  by  sec.  114  the  States  may  not, 
without  the  consent  of  the  Federal  Parliament,  raise  or  maintain  any  naval  or  military 
force  ;  the  combined  operation  of  these  two  sections  being  to  give  the  Federal  Parliament 
exclusive  authority  with  respect  to  naval  and  military  matters.  Again,  by  sec.  51 — xii., 
the  Federal  Parliament  has  power  to  make  laws  with  respect  to  currency,  coinage,  and 
legal  tender,  whilst  by  sec.  115  a  State  is  forbidden  to  coin  money  or  make  anything  but 
gold  and  silver  coin  a  legal  tender  in  payment  of  debts  ;  the  combined  operation  of 
these  two  sections  being  to  give  the  Federal  Parliament  exclusive  power  with  respect  to 
coinage  and  with  respect  to  legal  tender  in  anything  other  than  gold  and  silver  coin. 


Powers  of  the  Houses  in  respect  of  legislation. 

53.  Proposed  lavvs-*°  appropriating  revenue  or  moneys^S 
or  imposing  taxation^*^,  shall  not  originate  in  the  Senate'*^ 
But  a  proposed  law  shall  not  be  taken^**  to  appropriate  revenue 
or  moneys,  or  to  impose  taxation,  by  reason  only  of  its 
containing  provisions  for  the  imposition  or  appropriation  of 
fines  or  other  pecuniary  penalties^*^,  or  for  the  demand  or 
payment  or  appropriation  of  fees  for  licences"^^,  or  fees  for 
services^*^  under  the  proposed  law. 

The  Senate  may  not  amend  proposed  laws  imposing 
taxation,  or  proposed  laws  appropriating  revenue  or  moneys 
for  the  ordinary  annual  services  of  the  Government.  H 

The  Senate  may  not  amend^^  any  proposed  law  so  as  to 
increase  any  proposed  charge  or  burden  on  the  people"^*^ 

The  Senate  may  at  any  stage  return  to  the  House  of 
Representatives"^''  any  proposed  law  which  the  Senate  may 
not  amend,  requesting,  by  message,  the  omission  or  amendment 
of  any  items  or  provisions  therein  And  the  House  of 
Representatives  may,  if  it  thinks  fit,  make  any  of  such 
omissions  or  amendments,  with  or  without  modifications. 

Except  as  provided  in  this  section,  the  Senate  shall  have 
equal  power^*^  with  the  House  of  Representatives  in  respect 
of  all  proposed  laws. 


U-viTED  States.— All  Bills  for  raising  revenue  shall  originate  in  the  House  of  Representative*, 
but  the  Senate  may  propose  or  concur  with  amendments  as  on  other  Bills.— Const.  Art.  1 
sec.  vii.  sub-8. 1. 

Canada.— Bills  for  appropriating  any  part  of  the  public  revenue,  or  for  imposing  any  tax  or 
impost,  shali  originate  iu  the  House  of  Commons.— B.N.A.  Act,  1867,  sec.  53 


1 


,<  240.]  POWERS  OF  THE  PARLIAMENT.  663 

H1.STOKICAJ.  Note. — In  the  Sydney  Convention  of  1891,  the  first  debate  on  the 
power  of  the  two  Houses  with  regard  to  Money  Bills  took  place  on  the  discussion  of  Sir 
Henry  Parkes'  resolutions.  The  resolutions  gave  to  the  House  of  Representatives  "  the 
sole  power  of  originating  and  amendiug  all  bills  appropriating  revenue  or  imposing 
taxation."  The  result  of  the  debate  was  that  the  words  "  and  amending"  were  omitted, 
in  order  to  leave  the  question  open  ;  and  the  detailed  decision  of  the  question  stood  over. 
iConv.  Deb.,  Syd.,  1891,  pp.  375-46.S ;  supra,  pp.  125-8.) 

The  Bill  brought  up  by  the  Drafting  Committee  embodied  the  "  compromise  of 
1891."  The  Senate  was  given  equal  power  with  the  House  of  Representatives,  except 
that  (I)  Appropriation  Bills  and  Taxation  Bills  were  to  originate  in  the  House  of 
Representatives  ;  (2)  the  Senate  was  forbidden  to  amend  Taxation  Bills  and  Bills 
appropriating  the  necessary  supplies  for  the  ordinary  annual  services  of  Government,  or 
to  amend  any  Bill  so  as  to  increase  any  proposed  charge  or  burden  on  the  people.  But 
the  Senate  might  suggest  amendments  in  Bills  which  it  might  not  amend.  (Pp.  131-2, 
•ntpra. ) 

In  Committee,  an  amendment  by  Mr.  Wrixon  to  restrict  the  sole  power  of 
originating  Appropriation  Bills  to  Bills  "  appropriating  the  necessary  supplies  for  the 
ordinary  annual  services  of  the  Government "  was  negatived.  An  amendment  h\  Mr. 
i>aker,  to  give  the  Senate  equal  power  with  the  House  of  Representatives  in  respect  of 
dl  bills,  was  negatived  after  a  long  debate  by  22  votes  to  16.  An  amendment  by  Mr. 
McMillan,  giving  the  Senate  power  to  amend  a  Taxation  Bill  once,  but  not  a  second 
rime,  was  negatived,  and  an  amendment  by  Mr.  Wrixon,  providing  that  suggestions  by 
I  he  Senate,  if  rejected  by  the  House  of  Representatives,  might  be  dealt  with  at  a  joint 
sitting,  was  also  negatived.     (Conv.  Deb.,   Syd.,    1891,  pp.   704-64;   supra,  pp.  138-9.) 

At  the  Adelaide  session,  the  "  compromise  of  1891  "  was  departed  from  by  the 
Constitutional  Committee,  and  the  Bill  as  submitted  to  the  Convention  restricted  the 
<ole  originating  power  of  the  House  of  Representatives  to  bills  "  having  for  their  main 
ibject "  the  appropriation  of  revenue  or  the  imposition  of  taxation ;  and  contained  no 
prohibition  against  the  amendment  of  Money  BiUs  by  the  Senate  (p.  169,  supra).  In 
Committee  of  the  whole,  an  amendment  by  Sir  George  Turner  requiring  that  all 
Appropriation  Bills  should  originate  in  the  House  of  Representatives  was  negatived  by  26 
votes  to  22.  An  amendment  b}' Mr.  Barton,  to  add  "or  moneys"  after  "revenue,"  so 
is  to  include  loan  bills,  was  carried.  An  amendment  by  Mr.  Reid,  to  prevent  the 
amendment  of  taxation  bills  by  the  Senate,  was  agreed  to  after  a  long  debate  by  25  votes 
to  23.    (Conv.  Deb.,  Adel.,  pp.  469-575,  608-11,  1199-1200  ;  supra,  pp.  172-3.) 

At  the  Sydney  session,  a  suggestion  by  both  Houses  of  the  Xew  South  Wales 
I'arliament,  to  omit  the  words  "ha\"ing  for  their  main  object,"  was  agreed  to,  and  in 
us  place  a  suggestion  of  the  House  of  Assembly  of  Tasmania,  to  except  bills  which  only 
incidental!}-  involved  appropriation,  was  adopted.  A  suggestion  by  the  Legislative 
Council  of  Western  Australia,  to  allow  the  Senate  to  amend  Money  Bills,  was  again 
defeated,  after  a  long  debate,  by  28  votes  to  19.  (Conv.  Deb.,  Syd.,  1897,  pp.  467-539  ; 
supra,  p.  189.) 

At  the  Melbourne  session,  Mr.  Higgins  moved,  in  the  ' '  suggestion  "  paragraph,  to 
omit  the  words  "at  any  stage"  and  substitute  "once."  This  Avas  negatived.  Mr. 
Reid  moved  to  omit  the  paragraph  altogether,  and  this  also  was  negatived.  (Conv. 
Deb.,  Melb.,  pp.  1996-9.)  Drafting  amendments  were  made  before  the  first  report  and 
after  the  fourth  report.     (Id.  2450.) 

§  240.    "Proposed  Laws.** 

In  the  Draft  Bill  of  1891  the  opening  words  of  this  important  section  were  "  Laws 
appropriating."  In  the  Bill,  as  recommended  by  the  Constitutional  Committee  to  the 
Adelaide  Convention,  1897,  the  phrase  was  "  proposed  laws." 

Now,  the  first  question  to  be  considered  is  the  difference  between  "  bills,"  "laws," 
and  "  proposed  laws." 


664  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  53. 

"A  law"  is  a  legislative  measure  which  has  been  passed  by  both  Houses  of  the 
Parliament,  received  the  Royal  assent,  and  is  in  actual  operation.  "  A  proposed  law' 
is  a  bill  or  measure  which  is  in  course  of  progress  through  the  legislature.  "  A  bill"  i^ 
a  proposed  law. 

In  the  section  under  review,  and  its  associated  section  .55,  there  is  a  clear-cut 
distinction  between  "laws"  and  "proposed  laws,"  and  this  distinction  may  lead  to 
important  consequences  in  interpretation.  The  corresponding  provisions  in  the  Consti- 
tution of  the  United  States  make  no  such  distinction,  nor  do  those  of  the  Canadian 
Constitution. 

When  the  Federal  Constitution  directs  that  a  proposed  law  shall  be  initiated,  and 
passed,  in  a  certain  manner,  that  method  of  initiation  or  passage  involves  merely  a 
question  of  order,  regularity,  or  procedure,  as  between  the  two  Houses  of  Parliament, 
inter  se,  or  as  between  the  Parliament  and  the  Crown  For  example,  under  this  section 
a  proposed  law,  or  in  other  words,  a  bill  appropriating  money  or  imposing  taxation, 
"  shall  not "  originate  in  the  Senate.  No  prohibition  could  be  couched  in  stronger  terms. 
Suppose  that  a  money  bill  violating  this  prohibition  were  introduced  into  the  Senate. 
A  point  of  order  could  be  at  once  taken  that  it  was  not  within  the  competence  of  the 
Senate  to  entertain  it.  It  would  be  the  duty  of  the  President  of  the  Senate  to  rule 
such  a  bill  out  of  order.  But  suppose  that  the  point  of  order  were  not  taken,  or  if  taken 
were  not  sustained  by  the  President,  and  that  the  bill  were  passed  by  the  Senate  and 
transmitted  to  the  House  of  Representatives.  Here  again,  the  point  of  order  could,  and 
no  doubt  would,  be  taken.  It  would  in  all  probability  be  upheld  by  the  Speaker.  It  is, 
however,  conceivable  that  the  bill  might  slip  through,  without  the  point  of  order  being 
taken,  or  that  the  Speaker  might  decide  that  the  bill  did  not  come  within  the  consti- 
tutional prohibition.  Suppose  that  the  bill  has  run  the  gauntlet  of  points  of  order  and 
objections  in  both  houses,  and  has  at  last  received  the  royal  assent  and  become  law. 
Could  its  validity  be  then  challenged  in  the  High  Court  ?  According  to  the  view  of 
the  Convention  it  appears  that  it  could  not.  The  expression,  "proposed  laws,"  would 
preclude  the  Courts  from  entering  into  the  inquiry  whether  the  law  had  originated  in 
the  proper  Chamber.  The  question  of  order  and  procedure  would  only  be  open  to 
debate  in  the  Houses  of  Parliament,  whilst  it  was  in  the  proposal  stage,  and  not  after 
that  stage  was  passed,  and  it  had  received  the  final  sanction  of  the  Crown,  whereby  it 
ceased  to  be  a  "proposed  law"  and  became  a  "  law."  But  it  was  thought  that  if  the 
expression  used  in  the  Bill  of  1891 — "  laws  appropriating,"  &c. — had  been  reproduced, 
the  Courts  would  have  been  able  to  examine  the  history  and  constitutionality  of  the 
law  «,nd  ascertain  whether  it  had  been  initiated  in  accordance  with  the  mandatory 
requirements  of  the  Constitution. 

At  the  Adelaide  sittings  of  the  Convention  an  attempt  was  made  to  alter  the  draft 
of  the  section,  as  submitted  by  the  Constitutional  Committee,  by  striking  out  the  word 
"  proposed  "  and  making  the  phrase  read  "laws  appropriating."  In  support  of  this 
suggestion  Mr.  R.  E.  O'Connor  said  there  was  a  very  strong  reason  why  we  should  have 
"laws  "in  this  part  of  the  Bill,  to  indicate  that  the  law  must  comply  with  certain 
conditions,  and  that  if  it  did  not  comply  with  those  conditions  it  would  be  unconsti- 
tutional, and  must  be  set  aside.  He  thought  it  most  essential  that  the  powers  of  the 
two  houses  with  respect  to  money  bills  should  be  made  matters  of  constitutional  objection, 
and  not  mere  matters  of  order.  To  this  it  was  replied  that  it  would  be  a  calamity  if. 
after  an  appropriation  bill  or  a  tax  bill  had  been  passed  by  both  Houses  and  assented  to 
by  the  Crown,  it  could  be  impeached  in  the  Law  Courts  for  an  irregularity  not  appearing 
on  its  face,  and  if  its  validity  could  be  impugned  for  some  informality  in  its  inception. 
(Conv.  Deb  ,  Adel.,  p.  472.)  It  was  not  at  the  time  perceived  by  the  opponents  of 
Mr.  O'Connor's  view  that  it  was  calculated  to  strengthen  the  originating  power  of  the 
House  of  Representatives,  by  rendering  open  to  legal  attack  any  "  law"  initiated  in  the 
Senate  and  involving  appropriation  or  taxation.  But  the  argument  prevailed,  and 
Mr.  O'Connor  yielded  to  it,  that  all  such  matters  should  be  treated  as  political  questions 


s,N  240-241.]  POWERS  OF  THE  PARLIAMENT.  665 

to  be  settled  by  the  two  Houses,  and  not  open  to  examination  in  the  Federal  Courts. 
"The  question  whether  a  bill  should  be  originated  in  the  House  of  Representatives 
.  .  .  was  one  not  intended  to  come  before  the  Courts  afterwards,  but  to  be  settled 
by  the  Houses  themselves."     (Per  Mr.  E.  Barton,  Conv.  Deb.,  Adel.,  p.  473.) 

As  already  stated,  the  use  of  the  expression  "  proposed  laws  "  was,  in  the  opinion  of 
the  Convention,  sufficient  to  deprive  the  Federal  Courts  of  power  to  examine  such 
questions  as  the  origination  of  Money  BiUs.  A  distinguished  American  jurist  is,  however, 
of  opinion  that  the  Supreme  Court  of  the  United  States  could  examine  and  declare  null 
and  void  a  bill  for  raising  revenue  originating  in  the  Senate.  Art.  1,  sec.  vii.  sub-s.  I, 
above  quoted,  requires  that  all  bills  for  raising  revenue  shall  originate  in  the  House 
of  Representatives  ;  referring  to  which  Di".  Burgess  says  : — 

"The  vesting  of  the  power  to  originate  tax  levies  exclusively  in  the  more  popular 
branch  of  the  legislative  department  of  the  government  is  not  a  defence  against  the  whole 
government,  and  therefore  is  not,  strictly  speaking,  an  immunity.  Its  advantage  to  the 
security  of  private  property  springs  from  the  fact  that  the  people,  i.e.,  the  suffrage- 
holders,  have  a  more  direct  influence  over  this  branch  of  the  government  than  any  other, 
rather  than  from  any  restriction  imposed  by  the  Constitution  upon  the  government  as  to 
the  extent  of  its  power  of  taxation.  The  real  immunity  is  to  be  found  in  the  negative 
side  of  this  pro\ision,  viz. ,  that  the  power  of  taxation  shall  not  be  exercised  at  all  in  any 
other  way  than  as  thus  prescribed.  The  House  of  Representatives  itself  has  not  the 
power,  either  by  separate  resolution  or  by  joining  with  the  Senate  and  the  President  in  a 
law  to  that  effect,  to  permit  the  Senate,  or  any  other  branch  of  the  government,  to 
originate  a  bill  for  the  raising  of  revenue  ;  and  I  think  it  is  at  least  a  question  whether, 
should  the  Senate  or  the  President  undertake  to  assume  this  power,  and  the  House 
acquiesce  in  the  usurpation,  the  individual  may  not  defend  himself  in  the  Courts  of  the 
United  States  against  the  collection  from  him  of  any  tax  so  le\ied,  on  the  ground  of  its 
nnconstitutionality.  It  does  not  seem  to  me  that  the  judicial  power  could  excuse  itself 
from  taking  jurisdiction  under  the  plea  that  this  is  a  political  question.  As  a  general 
principle,  the  distribution  of  powers  by  the  Constitution  between  the  different  departments 
of  the  government  is  a  political  question  ;  but  in  this  particular  instance  private  property 
would  be  directly  involved,  and  the  United  States  Courts  have  never  declined  jurisdiction 
where  private  property  was  immediately  affected,  on  the  ground  that  the  question  was 
political."     (Burgess  Political  Sc.  i.  pp.,  196-7.) 

A  strong  argument  against  the  application  of  this  dictum  to  the  interpretation  of  the 
first  paragraph  of  sec.  53  of  the  Constitution  of  the  Commonwealth  will  be  found  in  the 
conspicuous  distinction  drawn  between  the  term  "  proposed  laws  "  used  in  sections  53  and 
64,  and  "  laws  "  in  sec.  55.  The  importance  of  the  difference  between  "  proposed  laws  " 
and  "  laws  "  will  be  found  further  illustrated  in  our  notes  to  sec.  55. 

§  241.    *'  Appropriating  Revenue  or  Moneys." 

An  appropriation  of  revenue  or  moneys  is  the  setting  apart,  assigning,  or  appUnng 
o  a  particular  use  or  to  a  particular  person  a  certain  sum  of  money.  It  is  an  application 
'I  money  already  raised  or  an  authority  to  spend  money  already  available.  Public 
•  venue  is  generally  paid  into  a  consolidated  fund.  Into  this  fund  flows  every  stream  of 
he  revenue,  the  proceeds  of  taxation,  fees,  penalties,  and  other  sums  of  money  received 
■v  the  treasury  on  behalf  of  the  Crown.  From  this  fund  proceed  the  supplies  necessary 
■)r  carrjTng  on  the  various  branches  of  the  public  service.  (May's  Pari.  Prac.  10th  ed. 
)58. )  In  addition  to  the  consolidated  fund  there  may  be  large  sums  of  money  raised  on 
-•>an,  called  "  loan  money."  Of  this  a  separate  account  is  kept  as  not  coming  under  the 
reading  of  revenue.  In  this  section,  however,  the  words  "  revenue  or  money"  are  wide 
nough  to  cover  loan  money  as  well  as  revenue.  This  revenue  or  money  can  onlv  be 
ssued  by  ^-irtue  of  a  legal  appropriation,  that  is  by  an  Act  of  Parliament  (sec  83).  The 
portion  of  the  section  now  iinder  re\-iew  determines  in  which  branch  of  the  Federal 
Parliament  proposed  laws  appropriating  such  revenue  or  money  ma\-  be  introduced. 

"  Statutory  pro^•ision  must  be  made  by  Parliament,  during  each  financial  year,  to 
ensiire  that  all  the  money  therein  raised  for  the  service  of  the  Crown  be  applied  to  a 
distinct  use,  either  wholly  or  partly,  within  the  current  financial  year  :  as  the  proceeds  of 
taxation  should  not  be  reserved  for  accumulation,  pending  the  decision  of  Parliament,  or 
otherwise  left  without  specific  appropriation."     (Mays   Pari.  Prac.    10th  ed.  p.  557.) 


€66  COMMENTARIES  ON  THE  CONSTITUTIOK        [Sec.  53. 

The  present  form  of  the  nominative  part  of  the  section  should  be  carefully  scanned 
and  studied.  As  submitted  to  the  Convention  by  tlie  Constitutional  Committee,  the 
section  commenced  "  proposed  laws  having  for  their  main  object  the  appropriation  of 
any  part  of  the  public  money  or  revenue,"  &c.  An  attempt  by  the  representatives  of  the 
larger  colonies  to  strike  out  those  words  and  insert  "  proposed  laws  appropriating,"  was 
defeated  by  26  votes  to  24.  (Conv.  Deb.,  Adel.,  p.  479.)  At  the  Sydney  sitting  of  the 
Convention  the  Legislative  Council  and  Legislative  Assembly  of  New  South  Wales 
proposed  to  omit  the  words  "  having  for  their  main  object,"  with  a  view  to  insert  "  for." 
The  Legislative  Assembly  of  Victoria  proposed  to  omit  the  words,  "having  for  their 
main  object  the  appropriation  of,"  with  a  view  to  insert  the  word  "  appropriating,"  and 
the  Legislative  Assembly  of  Tasmania  proposed  to  omit  the  word  "main."  Mr.  G.  H. 
Reid  proposed  an  amendment  for  the  omission  of  the  words  "  having  for  their  main 
object,"  with  a  view  to  the  insertion  of  the  word  "  appropriating."  This  was  carried, 
on  the  understanding  that  the  following  addendum,  recommended  by  the  Legislative 
Assembly  of  Tasmania,  should  be  added  to  the  section:  "But  a  proposed  law  which 
provides  for  the  imposition  and  appropriation  of  fines  or  other  pecuniary  penalties,  or 
for  the  demand  and  paj'ment  and  appropriation  of  fees  for  licenses,  or  for  services,  and 
does  not  otherwise  impose  any  tax  or  appropriate  any  part  of  the  public  revenue,  may 
originate  either  in  the  House  of  Representatives  or  in  the  Senate."  The  section  referring 
to  the  origination  of  Money  Bills,  as  it  now  stands,  omitting  the  word  "  for,"  which 
appears  in  the  Constitutions  of  the  United  States  and  of  Canada,  gives  the  House  of 
Representatives  a  larger  grant  of  exclusive  originating  power  than  that  possessed  by  the 
American  House  of  Representatives  or  by  the  Canadian  House  of  Commons.  At  the 
same  time,  several  important  and  useful  exceptions  to  the  rigid  rule  of  exclusive  financial 
origination  are  clearly  expressed  in  the  latter  part  of  the  paragraph. 

Extent  of  Appropriating  Power. — The  power  of  the  Federal  Parliament  to  . 
appropriate  and  authorize  the  expenditure  of  revenue  or  money,  is  not,  by  this  sectiou, 
restricted  to  any  particular  or  general  purpose.  No  doubt  the  appiopriating  and 
spending  power  is  intended  to  be  confined  to  the  purposes  in  respect  of  which  the 
Parliament  can  make  laws.  Such  a  limitation,  however,  is  not  expressed  ;  if  it  exists  at  . 
all  it  is  implied.  If  such  be  the  case  could  tlie  High  Court  restrain  the  appropriation 
and  expenditure  of  Federal  money  for  a  purpose  not  within  the  powers  of  the  Parliament? 
Some  light  may  be  thrown  on  the  point  by  the  cases  of  United  States  v.  Realty  Co.,  and 
United  States  v.  Gay  (163  U.S.  427).  In  these  cases  it  was  held,  per  Peckham,  J.,  that 
it  was  within  the  constitutional  power  of  Congress  to  determine  whether  claims  upon  the 
public  treasury  are  founded  upon  moral  and  honourable  obligations,  and  upon  principles 
of  right  and  justice  ;  and  that  having  decided  such  questions  in  the  affirmative,  and 
having  appropriated  public  money  for  the  payment  of  such  claims,  its  decisions  can 
rarely,  if  ever,  be  the  subject  of  review  by  the  judicial  branch  of  the  Government. 

§  242.    "Or  Imposing  Taxation." 

Proposed  laws  imposing  taxation  are  essentially  different  from  proposed  laws 
appropriating  revenue.  By  one  law  money  is  raised  and  by  the  other  law  money  already 
raised  is  made  available  for  expenditure. 

'•  The  action  taken  by  the  House  of  Commons,  upon  the  demand  of  aid  and  supply 
for  the  public,  service,  made  by  the  speech  from  the  throne,  is  the  appointment,  pursuant 
to  standing  order  No.  54,  of  those  committees  of  the  whole  House,  which  are  known  as 
the  Committee  of  supply  and  the  Committee  of  ways  and  means.  .  .  .  The  Committee  of 
ways  and  means  provides  the  public  income  raised  by  the  imposition  of  annual  taxation. 
(May's  Pari.  Prac.  10th  ed.  pp.  554-555. ) 

"  Proposed  laws  ,  .  imposing  taxation  "  are  intended  to  legalize  charges  or  burdens 
on  the  people;  as  for  instance  bills  imposing  customs  and  excise  duties;  bills  imposing 
stamp  duties  ;  bills  imposing  succession  duties  ;  bills  imposing  taxes  on  property.  Jsow, 
the  provision,  "proposed  laws  .  .  imposing  taxation  shall  not  originate  in  the  Senate, 
limits  the  authority  of  one  of  the  Federal  Chambers  and  confers  a  monopoly  of  originating 
power  on  the  other ;  therefore  it  will  be  strictly  construed. 


I 


,X-- 


,5  -243-245.]  POWERS  OF  THE  PARLIAMENT.  667 

§  243.    "  Shall  Not  Originate  in  the  Senate." 

The  pro\'ision,  that  appropriation  and  tax  bills  shall  not  originate  in  the  Senate, 
necessarily  confers  the  monopoly  of  financial  origination  on  the  House  of  Representatives. 
This  part  of  the  section  crystallizes  into  a  statutory  form  what  has  been  the  practice 
under  the  British  Constitution  for  over  two  hundred  and  twenty  years.  On  3rd  .June, 
1678,  the  House  of  Commons  resolved — That  all  aids  and  supplies,  and  aids  to  His 
Majesty  in  Parliament,  are  the  sole  gift  of  the  Commons  ;  and  all  bills  for  the  granting 
of  any  such  aids  and  supplies  ought  to  begin  with  the  Commons  ;  and  that  it  is  the 
undoubted  and  sole  right  of  the  Commons  to  direct,  limit,  and  appoint  in  such  bills  the 
ends,  purposes,  considerations,  conditions,  limitations,  and  qualifications  of  such  grants, 
which  ought  not  to  be  changed  or  altered  by  the  House  of  Lords  (May's  Pari.  Prac. 
10th  ed.  542. )  By  usage  based  on  the  foregoing  resolution,  the  House  of  Lords  has 
been  excluded  from  the  power  of  initiating  bills  dealing  with  public  expenditure  and 
revenue,  and  also  from  initiating  public  bills  which  would  create  a  charge  upon  the 
people  by  the  imposition  of  local  and  other  rates,  or  which  deal  with  the  administration 
or  employment  of  those  charges.  Bills  which  thus  infringe  the  privileges  of  the 
Commons,  when  received  from  the  Lords,  are  either  laid  aside  or  postponed  for  six 
months.  ( May's  ParL  Prac.  10th  ed.  542. )  This  exclusive  power  of  initiating  money 
Bills  is  one  of  the  most  valued  privileges  of  the  House  of  Commons,  and  one  of  its  vital 
sources  of  constitutional  strength  and  supremacy. 

§  244.    "  But  a  Proposed  Law  Shall  Not  be  Taken." 

This  part  of  the  section  embraces  a  compromise,  with  reference  to  the  originating 
power,  which  was  recommended  by  the  Legislative  Assembly  of  Tasmania.  The 
Tasmanian  amendment,  drafted  by  the  Hon.  Inglis  Clark,  Attorney-General  of  that 
colony  (now  Mr.  Justice  Clark),  was  founded  on  the  practice  recognized  by  the  House  of 
Commons,  and  thus  explained  by  May  : — 

"  The  claim  to  exclusive  legislation  over   charges  imposed  upon  the  people  was 

formerly  extended  by  the  Commons  to  the  imposition  of  fees  and  pecuniary  penalties, 

and    to  provisions   which   touched   the   mode   of    suing    for   fees   and  penalties,    and 

to  their   application   when   recovered  ;     and  they  denied  to   the  Lords   the  power  of 

dealing  with  these  matters.     The  rigid  enforcement  of  this  claim  proved  inconvenient ; 

and  in  1849,  the  Commons  adopted  a  standing  order,  leased  on  a  resolution  passed  in 

1831,  which  gave  the  Lords  power  to  deal,   by  bill  or  amendment,  with   pecuniary 

penalties,  forfeitures,  or  fees,  when  the  object  of  their  legislation  was  to  secure  the 

execution  of  an  Act ;  pro\ided  that  the  fees  were  not  payable  into  the  exchequer,  or  in 

aid  of  the  public  revenue  ;  and  when  the  bill  shall  be  a  private  bill  for  a  local  or  personal 

t.     And  the  Commons  also  agreed  to  another  standing  order,  whereby  they  surrendered 

leir  pri\nleges  so  far  as  they  affected  private  and  provisional  order  bills  sent  down  from 

le  House  of  Lords,  which  refer  to  tolls  and  charges  for  services  performed,  not  being 

1  the  nature  of  a  tax.  or  which  refer  to  rates  assessed  and  levied  by  local  authorities 

■r  local  purposes.     The  practical  result  of  these  standing  orders  is  a  waiver  by  the 

ommous  of  their  privileges  with  respect  to  pecuniar}-  penalties  in  public  and  in  private 

ills      Fees  imposed  in  a  public  bill  can  only  be  dealt  with  by  the  Lords  provided  they 

re  not  paid  into  the  exchequer  ;  whilst  it  is  competent  for  the  Lords  by  a  private  bill 

J  impose  fees  and  tolls  for  rendered  services,  and  to  authorize  the  levy  of  rates  to  be 

assessed  and  levied  by  local  authorities  for  local  purposes."    (May's  Pari.  Prac.  10th  ed., 

p.  517.) 

"  I  am  quite  prepared  to  go  in  the  direction  indicated  by  the  amendment  of  Mr. 

Inglis  Clark,  which  not  only  makes  things  a  good  deal  more  definite,  but   is   a    step 

•eyond   tlie   Bill   of    1891,   by  way  of   making   the   legislative   machinery  work  more 

noothly,  and  securing  to  the  Senate  that  degree  of  individuality  in  mattei-s  of  this  kind, 

r  which  it  would  be  a  scandal  to  deprive  them  through  some  matter  of  construction." 

Mr.  E.  Barton,  Conv.  Deb.,Syd.,  1897,  p.  474.) 

j  §  245.    "  Fines  or  other  Pecuniary  Penalties." 

This  represents  the  first  of  the  group  of  minor  financial  matters  which  are  excepted 
:rom  the  prohibition  against  the  senatorial  initiation  of  appropriations  and  taxes.  By 
;his  proviso  the  Senate  may  originate  Bills  containing,  iTUer  aiia,  clauses  authorizing  the 


668  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  53. 

imposition  or  appropriation  of  fines  or  other  pecuniary  penalties,  when  the  object  of 
those  fines  or  penalties  is  to  secure  the  execution  of  the  proposed  law.  Such  fines  and 
penalties  are  exempted  from  the  prohibition,  and  the  proposal  to  so  exempt  them  was 
not  objected  to  by  any  member  of  the  Convention. 

§  246.    <'Fees  for  Licences." 

Bills  containing  provision  for  the  demand  or  payment  or  appropriation  of  fees  for 
licences,  under  the  proposed  law,  may  originate  in  the  Senate.  Under  this  exemption 
from  the  prohibition,  a  Bill  dealing  with  such  a  subject  as  fisheries  beyond  territorial 
waters,  and  imposing  or  appropriating  fees  for  licences  to  fish  in  such  waters,  could  be 
introduced  in  the  Senate.  A  Bill  dealing  with  mining  in  Federal  territories  (in  which 
the  Federal  Parliament  will  have  exclusive  jurisdiction  to  make  all  laws)  and  authorizing 
the  issue  of  licences  to  mine  upon  payment  of  fees,  could  be  introduced  into  the  Senate. 
A  Bill  relating  to  navigation,  requiring  the  owners  of  ferry  boats  to  takeout  licences  and 
pay  fees,  could  be  brought  into  the  Senate.  In  the  Convention  objection  was  taken  to 
this  exemption  from  the  prohibition,  as  tending  to  whittle  away  the  originating  financial 
power  intended  for  the  House  of  Representatives.  (Mr.  J.  H.  Carruthers,  Con  v.  Deb., 
Syd.,  1897,  p.  478.) 

§  247.    "Fees    for    Services." 

Bills  containing  provision  for  the  demand  or  payment  or  appropriation  of  fees  for 
services  rendered  under  a  proposed  law,  could  originate  in  the  Senate.  In  practice  some 
difficulty  may  at  first  be  experienced  in  determining  the  limits  of  this  exemption.  Some 
members  of  the  Convention,  who  objected  to  it,  were  inclined  to  magnify  its  importance. 
It  was  said  it  was  wide  enough  to  cover  Bills  introduced  for  the  purpose  of  regulating 
the  rates  of  postage,  charges  for  telegrams,  harbour  dues,  light  dues,  pilotage,  wharfage 
rates,  &c.,  all  of  which  were  fees  for  services  rendered. 

§  248.    "The  Senate  may  not  Amend." 

The  second  paragraph  of  sec.  53  takes  from  the  Senate  absolutely  tlie  power  to- 
amend  tax  bills  and  annual  appropriation  bills,  whilst  the  third  paragraph  restricts  its 
power  to  amend  other  appropriation  bills.  The  financial  disabilities  of  the  Senate  may 
be  thus  classified  and  reviewed  seriatim  : — 

( 1 . )  The  Senate  cannot  amend  proposed  laws  imposing  taxation  : 
(2. )  The  Senate  caimot  amend  the  ordinary  annual  appropriation  bill  : 
(3.)  The  Senate  cannot  amend  any  bill  so  as  to  increase  proposed  charges  or 
burdens  on  the  people. 
Proposed  Laws  Imposing  Taxation. — We  have  had  occasion,  in  our  notes  ou  the 
first  paragraph  of  this  section,  to  discuss  the  requirement  that  a  proposed  law  imposing 
taxation  shall  not  originate  in  the  Senate.  It  is  manifest  that  a  "proposed  law  "  is  » 
bill,  in  course  of  passing  through  Parliament.  The  next  point  to  consider  is  the 
meaning  of  the  expression,  "  imposing  taxation."  May  a  bill  providing  for  the  raising 
of  taxation  contain  auxiliary  provision  for  the  enforcement  and  collection  of  the  tax . 
Mr.  Barton  expressed  the  view  that,  as  a  tax  could  not  be  collected  without  subsidiary 
provisions,  a  bill  imposing  taxation  could  embody,  not  merely  the  bare  imposition  of  the 
charge,  but  all  the  machinery  clauses,  referring  to  matter,  manner,  measure,  and 
enforcement,  essential  to  make  the  law  effectual  and  completely  operative.  Thisopmion 
is  supported  by  the  following  passage  in  Cooley's  Principles  of  Constitutional  Law,  p. 
64  :  — "  The  power  to  tax  includes  the  power  to  make  use  of  all  customary  and  usuftl 
means  to  enforce  payment.  But  legislation  must  prescribe  these  means  and  give  full 
directions  for  their  employment,  and  it  is  essential  to  the  validity  of  the  proceeding"* 
that  a  statute  in  all  essential  particulars  shall  be  followed."  The  authorities  cited  in 
support  of  this  proposition  are  Stead  v.  Course,  4  Cranch,  403  ;  Williams  v.  Peyton, 
Wheat.  77  ;  Parker  v.  Overman,  18  How.  137. 


1 


I 


248.] 


POWERS  OF  THE  PARLIAMENT.  669 


The  question  of  construction  involved  is  one  of  substance,   seeing  that   if  a  law 

;:i posing   taxation   can   include   all   the   details   and   incidental   matters   necessary   to 

•nstitute  a  complete  and  workable  scheme  to  raise  revenue,  those  details  and  matters 

;  e  then  placed  beyond  the  power  of  the  Senate  to  amend.      It  would  seem  that  this 

lactice  is  recognized  in  the  United  Kingdom.      According  to  May,  the  Lords  may  not 

:aend  biUs  which  they  receive  from  the  Commons  dealing  with  aids  and  supplies,  so  as 

■  alter,  whether  by  increase  or  reduction,  the  amount  of  a  rate  or  charge^its  duration, 

ode  of  assessment,  levy,  collection,  appropriation,  or  management  ;  or  the  persons  who 

pay,  receive,  manage,   or  control  it ;  or  the  limits  within  which  it  is  leviable.     (Maj^'s 

Pari.  Prac.  10th  ed.  p,  542.)     It  is  the  undoubted  and  sole  right  of  the  Commons  to 

;iiect,  limit,  and  appoint  in  such  bills  the  ends,   purposes,  considei-ations,   conditions, 

rnitations,  and  qualifications  of  such  grants,  which  ought  not  to  be  changed  or  altered 

' y  the  House  of  Lords.     {Id. ) 

Laws  sot  Deemed  to  Impose  Taxation. — By  the  first  paragraph  of  sec.  53,  a 
I  oposed  law  is  not  to  be  taken  to  impose  taxation  by  reason  only  of  its  containing 
ovisions  for  the  imposition  of  fines  or  other  pecuniary  penalties  or  for  the  demand 
:  pa%-ment  of  fees  for  licences,  or  fees  for  services  under  the  proposed  laws. 

Ordinakt  Anxuax  Appropbiatiox  Bills. — The  Senate  is  precluded  from  amending 

•  oposed  laws  appropriating  revenue  or  money  for  the  ordinary  annual  services  of  the 
ivemment.  Public  expenditure  may  be  divided  into  and  considered  under  three 
parate  headings : — 

(1.)  The  costs  and  expenses  of  maintaining  the  ordinary  annual  services  ; 

(2.)  Fixed  charges  on  permanent  appropriations  : 

(3.)  Extraordinary  charges  and  appropriations. 
(1.)  Ordinary  Annual  Expenses. — The  ordinary  annual  services  include  the  various 
iiblic  departments  manned  and  equipped  to  carry  on  the  general  work  of  the  Government 
■partments,  such  as  customs  and  excise,  posts  and  telegraphs,  light-houses,  light-ships, 
id  quarantine,  naval  and  military  defence,  the  money  to  pay  for  which  is  voted  by 
'arliament  from  year  to  year.  At  the  beginning  of  each  session  a  message  from  the 
Lown,  especially  addressed  to  the  House  having  the  initiation  of  money  bills,  demands 
le  annual  grant  of  aids  and  supplies  for  the  services  of  the  year,  intimating  that  the 
-tiniates  will,  in  due  course,  be  laid  before  the  House,  specifying  the  amount  required 
.  ith  full  particulars  and  items  of  expenditure.     During  the  session,  estimates  are  laid 

•  fore  the  House,  showing  all  the  details  of  expenditure,  for  which  provision  is  required. 
he  Crown  is  responsible  for  the  preparation  of  these  estimates,  which  are  presented 

iirougli  its  Ministers. 

"The  ordinary  sessional  estimates  are  presented  in  three  parts  or  divisions, 
comprising  the  three  branches  of  the  public  services— the  army,  the  navy,  and  civil 
services  ;  and  each  estimate  contains  first  a  statement  of  the  total  grant  thereby  demanded, 
ad  then  a  statement  of  the  detailed  expenditure  thereof,  divided  into  sub-heads  and 
ems.  These  estimates  should  embody  the  total  amount  of  the  expenditure  which  is 
(juired  for  each  financial  year  ;  and  accordingly,  by  way  of  example,  when  an  increase 
>  er  the  demands  made  by  the  annual  estimates  for  the  armj-  and  navy  was  requisite, 
•vised  or  additional  estimates  were  presented,  specifying  the  amounts  ultimately  found 
ecessary  for  those  services."     May's  Pari.  Prac.  10th  ed.  p.  517.) 

"  Besides  the  ordinary  sessional  estimates  for  the  service  of  the  current  year,  to 
leet  the  requirements  of  the  Executive  Government,  estimates  for  grants  on  account, 
r  supplementary  grants,  and  for  excess  grants,  are  presented  each  session,  and 
casionally  an  application  is  made  for  a  vote  of  credit  to  cover  extraordinary  naval  or 
lilitary  charges,  or  for  such  other  object  of  exceptional  expenditure  as  ma^'  have  arisen 
airing  the  session."     {Id.) 

"  Owing  to  our  financial  system,  and  the  conditions  of  Parliamentary  business,  the 
jiiesentation  of  estimates  for  grants  in  advance  upon  the  estimated  departmental 
expenditure  of  the  year,  before  a  complete  sanction  has  been  given  to  that  expenditure, 
is  an  annual  necessity.     These  grants  are  known  as  "  votes  on  account."     {Id.  518.) 

"  According  to  established  usage,  demands  for  grants  on  account  are  restricted  to 
such  services  as   have  received  the  sanction  of  Parliament,  though  an  exception  is 


670  COMMENTARIES  ON  THE  CONSTITUTIOK         Sec.  63. 

occasionally  made  to  this  rule  in  favour  of  trifling,  or  non-contentious  new  services."' 
{Id.  519. ) 

"  Until  a  grant  of  supply  has  been  appropriated  by  statute  to  the  service  and  object 
for  which  the  grant  is  destined,  the  treasury,  unless  otherwise  authorized,  is  not  capable 
of  making  an  issue  of  the  sum  so  granted  from  the  Consolidated  Fund.  The  introduction 
of  the  appropriation  Bill  cannot,  however,  take  place  until  all  the  grants  have  been 
voted  for  the  service  of  the  current  year — a  process  usually  ranging  over  the  period  of  six 
months.  A  more  prompt  issue  must  tlierefore  be  made  ot  the  money  granted  from  time 
to  time  for  the  current  service  of  the  Crown.  Accordingly,  from  time  to  time  bills  are 
passed  during  each  session,  known  as  the  Consolidated  Fund  Bills,  which  empower  the 
treasury  to  issue  out  of  the  Consolidated  Fund,  for  the  service  of  the  departments  for 
whose  use  the  grants  are  voted,  such  sums  as  they  may  require,  in  anticipation  of  the 
statutory  sanction  conferred  by  the  Appropriation  Act."     {Id.  526.) 

(2)  Permanent  Appropriations. — The  fixed  charges  are  those  items  of  the  national 
expenditure  which  are  provided  for  by  permanent  appropriations.  In  the  Government 
of  the  Commonwealth  these  permanent  appropriations  may  be  made,  partly  by  the 
Constitution,  and  partly  by  Acts  of  the  Federal  Parliament.  The  constitutional 
appropriations  already  made  are  the  salary  of  the  Governor-General  (sec.  3) ;  allowances 
to  members  of  the  Federal  Parliament  (sec.  48) ;  and  salaries  of  the  Queen's  Ministers  of 
State  (sec.  66).  There  is  no  constitutional  limit  to  the  authority  of  the  Federal 
Parliament  to  make  permanent  appropriations.  It  seems,  however,  to  be  assumed  that 
the  money  necessary  to  pay  for  the  ordinary  annual  services  of  the  Government  will  be 
voted  from  year  to  year.  Certain  charges  which  customarily  belong  to  and  are  included 
in  the  annual  Appropriation  Act  could,  no  doubt,  be  removed  from  that  Act  and  placed 
in  special  Appropriation  Acts.  The  costs  and  expenses  of  the  defence  department  could 
be  made  the  subject  of  special  appropriation.  The  policy  of  special  appropriation,  in 
matters  which  legitimately  belong  to  the  ordinary  annual  services,  is  justly  regarded 
with  disfavour.  The  Constitution  of  the  United  States  (Art  1 ,  sec.  8,  subs.  12)  provides  that 
no  appropriation  of  money  for  military  piirposes  shall  be  for  a  longer  term  than  two  years. 
There  is  no  such  limitation  in  the  appropriating  power  of  the  Federal  Parliament,  but  it 
is  not  likely  that  the  policy  of  special  appropriations  will  be  largely  favoured,  because 
it  removes  expenditure  from  the  annual  supervision  and  control  of  Parliament. 

(3.)  Extraordinary  Expenses. — Extraordinary  charges,  which  do  not  come  within 
the  meaning  of  ordinary  annual  services,  are  appropriations  of  revenue  or  loan  money  for 
the  construction  of  public  works  and  buildings,  and  for  the  application  of  revenue  or 
loan  money  to  public  purposes  of  a  special  character.  As  examples  of  these  exceptional 
grants  May  mentions  the  following  : — Cost  of  an  Imperial  undertaking  which  forms  no 
part  of  the  current  services  of  the  year,  such  as  the  £20,000,000  granted  to  facilitate  the 
abolition  of  slavery  in  the  British  Colonies  ;  loans  to  foreign  countries,  and  to  Ireland  ; 
or  the  grant  for  the  purchase  of  the  Suez  Canal  shares.  Demands  also  for  pecuniary  aid 
are  made  by  a  message  from  the  Sovereign,  bearing  the  sign-manual ;  the  object  of  the 
messages  being  usually  to  obtain  a  grant  for  the  maintenance  of  the  dignity  and  well- 
being  of  the  Crown,  or  for  the  reward  of  men  who  have  rendered  distinguished  service 
to  the  Empire.     (May's  Pari.  Prac.  10th  ed.  p.  524.) 

From  the  above  enumeration  and  discussion  of  the  various  kinds  of  appropriations  it 
will  be  seen  that  the  Senate  is  denied  the  power  to  amend  only  one  of  the  three  kinds  of 
bills  appropriating  revenue  or  money.  It  is  true  that  annual  appropriation  hilu 
constitute  by  far  the  largest  and  most  important  of  all  appropriation  bills,  embracing,  M 
they  do,  the  expenditure  necessary  for  the  maintenance  of  the  ordinary  administrative 
departments  of  the  Commonwealth.  Whilst  the  Senate,  however,  could  not  amend  aa 
ordinary  annual  appropriation  bill,  it  could  with  unquestionable  constitutionality  amend 
a  public  works  bill,  a  railway  construction  bill,Ja  harbour  improvement  bill,  a  bill 
relating  to  the  salary  of  the  Governor-(Jeneral,  a  bill  relating  to  the  salaries  of  ministers 
of  state,  a  bill  relating  to  the  allowances  of  the  members  of  the  Federal  Parliament,  a  bill 
appropriating  fines  or  other  pecuniary  penalties,  a  bill  for  appropriating  fees  for  licences 
or  fees  for  services  under  a  proposed  law.  This  power  of  amending  appropriations  niuHt 
be  read  in  conjunction  with  the  limitation  prescribed  by  paragraph  iii.  of  the  section. 


.  249--250.]  POWERS  OF  THE  PARLIAMENT.  671 

^  249.     "  Increase  Any  Charge  or  Burden  on  the   People." 

The  Senate  may  not  amend  any  proposed  law  so  as  to  increase  anj'  proposed  charge 

•  bvirden  on  the  people.     This  provision  may  be  described  as  a  limitation  on  the  reserved 

iwer  of  the  Senate  to  amend  monej'  bills,  other  than  tax  bills  and  annual  appropriation 

liills.     Seeing   that   the   Senate   cannot   amend   a    bill   imposing   taxation,    it    may  be 

inturally  asked — how  can  the  Senate  possibly  amend  a  proposed  law  so  as  to  increase 

V  proposed  charge  or  burden  on  the  people?     The  answer  is  that  the  Senate  is  only 

;   rbidden  to  amend  tax  bills  and   the  annual  appropriation  bill ;    it  may  amend  two 

kinds  of  expenditure  bills,  viz.  :  those  for  permanent  and  extraordinary  appropriations. 

It  the    Senate  could  propose   an   increase   in  the  amount   of  money  to  be  spent  in 

public     work    bill  — say   from    one    million    sterling     to     two    millions    sterling — 

that  amendment  would  necessitate  increased  taxation  in  order  to  give  eflfect  to  it,  and 

consequently  an  addition  to  the  burdens  and  charges  on  the  people.     The  Senate  may 

nend  such  money  bills  so  as  to  reduce  the  total  amount  of  expenditure  or  to  change 

;ie  method,  object,  and  destination  of  the  expenditure,  but  not  to  increase  the  total 

expenditure  originated  in  the  House  of  Representatives. 

§  250.    "  The  Senate  may    .    .    Return  to  the  House." 

SuGGESTiox  OF  AMENDMENTS. — The  money  bills  which  the  Senate  cannot  amend  are 

Ijills  imposing  taxation  and  bills  appropriating  money  for  ordinary  annual  services. 

Bills  of  this  description  cannot  be  amended  by  the  Senate,  but  it  may,  at  any  stage, 

return  them  to  the  House  of  Representatives  with  a  message,  requesting  the  omission 

'jr  amendment  of  any  item  or  provision.     Under   this  law  the  Senate  could  suggest 

amendments  in  the  ordinary  annual  appropriation  bills,  and  in  tax  bills,  such  as  a  bill  to 

impose  duties  of  customs  and  excise.     If  the  suggestions  thus  made  were  not  entertained 

by  the  House,  the  Senate  would  have  to  pass  or  reject  those  bills,   as  sent  from  the 

House,  so  that  the  responsibility  of  final  acceptance  or  rejection  would  remain  with  the 

Senate  as  if  no  suggestion  had  been  made.     A  fierce  controversy  has  taken  place  with 

reference  to  the  power  conferred  on  the  Senate  to  suggest  modifications  in  bills  which  it 

innot  amend.     The  argument   has   been    thus   summed   up    by  Sir  Samuel  GriflSth  : 

Whether  the  mode  in  which  the  Senate  should  express  its  desire  for  an  alteration  in 

I  one}'  Bills  is  by  an  amendment,  in  which  they  request  the  concurrence  of  the  House 

r  Representatives,  as  in  other  cases,  or  by  a  suggestion  that  the  desired  amendment 

should  be  made  by  the  latter  House,  as  of  its  own  motion,  seems  to  be  a  matter  of  minor 

importance.     A  strong  Senate  will  compel  attention  to  its  suggestions ;    a  weak  one 

\\  ould  not  insist  on  its  amendments."     (Notes  on  the  Draft  Federal  Constitution,  1897, 

p.  9.) 

There  does,  however,  seem  to  be  a  substantial  constitutional  difference  between  the 

|iOwer  of  suggestion  and  the  power  of  amendment,  as  regards  the  responsibility  of  the 

two  Houses.     A  short  analysis  ^nll  make  this  clear.     In  the  case  of  a  bill  which  the 

^enate  may  amend,  the  Senate  equally  with  the  House  of  Representatives  is  responsible 

Mr  the  detail.      It  incorporates  its  amendments  in  the  bill,  passes  the  bill  as  amended, 

!id  returns  it  to  the  House  of  Representatives.     If  that  House  does  not  agree  to  the 

niendments,  the  Senate  can  "insist  on  its  amendments,"  and  thus  force  the  House  of 

lepresentatives  to  take  the  responsibility  of  accepting  the  amendments  or  of  sacrificing 

I  he  biU ;  whilst  the  House  of  Representatives  cannot  force  the  Senate  to  take  a  direct 

vote  on  the  bill  in  its  original  form. 

On  the  other  hand,  in  the  case  of  a  bill  which  the  Senate  may  not  amend,  the  House 
of  Representatives  alone  is  responsible  for  the  form  of  the  measure  ;  the  Senate  cannot 
strike  out  or  alter  a  word  of  it,  but  can  only  suggest  that  the  House  of  Representatives 
should  do  so.  If  that  House  declines  to  make  the  suggested  amendment,  the  Senate  is 
face  to  face  with  the  responsibility  of  either  passing  the  bill  as  it  stands  or  rejecting  it 
as  it  stands.     It  cannot  shelve  that  responsibility  by  insisting  on  its  suggestion,  because 


672  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  63. 

there  is  nothing  on  which  to  insist.  A  House  which  can  make  an  amendment  can  insist 
on  the  amendment  which  it  has  made  ;  but  a  House  which  can  only  "  request "  the  other 
House  to  make  amendments  cannot  insist  upon  anything.  If  its  request  is  not  complied 
with,  it  can  reject  the  bill,  or  shelve  it  ;  but  it  must  take  the  full  responsibility  of  its 
action.  This  provision  therefore  is  intended  to  declare  the  constitutional  principles 
(1)  that  the  House  of  Representatives  is  solely  responsible  for  the  form  of  the  money 
bills  to  which  the  section  relates ;  (2)  that  the  Senate  may  request  alterations  in  anv 
such  bill  ;  (3)  that  if  such  request  is  not  complied  with,  the  Senate  must  take  the  full 
responsibility  of  accepting  or  rejecting  the  bill  as  it  stands. 

Origin  of  the  Provision. — The  origin  of  the  plan  permitting  the  Senate  to 
suggest  to  the  House  of  Representatives  by  message  the  addition  or  amendment  of  any 
items  or  provisions  in  proposed  laws  which  it  may  not  amend,  is  found  in  the  practice  of 
the  South  Australian  Parliament.  In  1857  a  dispute  arose  between  the  Legislative 
Council  and  the  House  of  Assembly  of  that  province  as  to  the  true  meaning  and  inter- 
pretation of  the  Constitution  Act  of  1856.  The  Assembly  passed  a  bill  to  repeal  a  tax  on 
the  tonnage  of  shipping  and  to  substitute  a  wharfage  rate.  The  Council  amended  the 
bill.  This  was  resisted  by  the  Assembly,  which  declared  it  to  be  a  breach  of  privilege. 
A  protracted  controversy  took  place  between  the  two  Houses,  resulting,  however,  in  a 
compromise.     On  23rd  August,  1857,  the  Council  passed  the  following  resolutions  : — 

"(3.)  That  this  Coimcil  further  declares  its  opinion  that  all  Bills,  the  object  of 
which  is  to  raise  money,  whether  by  way  of  loan  or  otherwise,  or.,  to  warrant  the 
■expenditure  of  any  portion  of  the  same,  shall  be  held  to  be  Money  Bills." 

"(4.)  That  it  shall  be  competent  for  this  Council  to  suggest  any  alteration  in  any 
such  Bill  (except  that  portion  of  the  Appropriation  Bill  that  provides  for  the  ordinary 
annual  expenses  of  the  Government),  and  in  case  of  such  suggestions  not  being  agreed  to 
by  the  House  of  Assembly,  such  Bills  may  be  returned  by  the  House  of  Assembly  to  this 
Council  for  reconsideration,  in  which  case  the  Bill  shall  either  be  assented  to  or  rejected 
by  this  Council  as  originally  passed  by  the  House  of  Assembly." 

"(5.)  That  this  Council,  whilst  claiming  the  full  right  to  deal  with  the  monetary 
affairs  of  the  province,  does  not  consider  it  desirable  to  enforce  its  right  to  deal  with 
the  details  of  the  ordinary  annual  expenses  of  the  Government.  That  on  the  Appropria- 
tion Bill  in  the  usual  form  being  submitted  to  this  Council,  this  Council  shall,  if  any 
clause  therein  appear  objectionable,  demand  a  conference  with  the  House  of  Assembly 
to  state,  the  objections  of  this  Council  and  receive  information." 

On  the  17th  November,  1857,  the  House  of  Assembly  passed  the  following  resolu- 
tion : — 

"  That,  in  order  to  facilitate  the  conduct  of  public  business,  this  House  of  Assembly, 
whilst  asserting  its  sole  right  to  direct,  limit,  and  appoint,  in  all  Money  Bills,  the  ends, 
purposes,  considerations,  conditions,  limitations,  and  qualifications  of  the  tax  or 
appropriation  by  such  Bill  imposed,  altered,  repealed,  or  directed,  free  from  all  change 
or  alteration  on  the  part  of  any  other  House,  will  nevertheless  for  the  present  adopt  the 
third,  fourth,  and  fifth  resolutions,  as  agreed  to  by  the  Legislative  Council  on  the  "iSfd 
August,  1857,  and  forwarded  to  this  House  by  message  on  that  day." 

This  modun  vivendi  or  compact  is  fully  explained,  and  its  constitutional  aspects  are 
learnedly  discussed  by  Sir  Richard  C.  Baker,  in  an  able  paper  presented  by  him  to  the 
Federal  Convention  in  Adelaide  on  8th  February,  1898.  (See  Votes  and  Proceedings 
Federal  Convention,  Melbourne,  250.)  The  same  practice  has  been  adopted  by  tlie  two 
Houses  of  the  West  Australian  Parliament.  As  to  the  manner  in  which  the  coiniwct 
has  worked,  iu  the  colonies  whose  Parliaments  adopted  it,  the  following  extracts  from 
speeches  delivered  in  the  Federal  Convention  of  1891  will  bear  testimony  :  — 

"  I  would  say  that,  considering  the  compromise  which  was  arrived  at  was  the  com- 
promise which  was  arrived  at  in  South  Australia  over  twenty  years  ago,  between  the 
Legislative  Council  of  that  colony  and  the  House  of  Assembly,  and  that  that  compromise 
has  worked  so  exceedingly  well  for  that  period,  we,  in  making  the  compromise  contained 
in  this  bill,  have  not  departed  from  any  powers  we  possess  ;  that  is,  we  have  not  gone 
outside  the  colonies  to  adopt  a  mode  by  which  we  may  get  over  the  difficulties  of  co- 
ordinate powers  between  the  two  Houses.  We  have,  however,  adopted  a  system  which 
has  been  in  operation  in  one  of  the  colonies  for  many  j'ears,  with  very  happy  results. 
Therefore,  we  have  just  as  much  right  to  say  that  by  adopting  the  South  Australian 


^250-251.]  POWERS  OF  THE  PARLIAMENT.  673 

sompromise  which  has  worked  so  well  for  so  many  years  we  have  adopted  a  compromise 
trhich  will  work  well  for  the  Commonwealth  of  the  future,  as  we  have  to  say  that  if  we 
[lad  adoptetl  the  American  system,  which  I  contend  exists  under  different  conditions 
md  apart  from  responsible  government,  it  also  would  have  worked  well."  (Mr.  Thos. 
Playford,  Conv.  Deb.,  Syd.,  1891,  p   922.) 

"  Sir,  something  of  this  kind  has  been  and  is  in  operation  in  at  least  two  colonies  in 
he  group.  The  hon.  member,  Mr.  M'Millan,  seemed  to  think  that  the  arrangement  by 
irhich  an  amendment  in  a  monej"  bill  could  be  communicated  by  message  to  the  lower 
lOuse,  though  nominally  in  force  in  South  Australia,  was  not  operative.  All  I  can  say 
8,  that  in  the  first  assembling  of  our  two  houses  in  Western  Australia,  when  this  very 
(uestion  came  up,  we  carefully  studied  matters  in  South  Australia,  and  we  were 
Mjnvinced.  from  the  frequent,  the  effective,  and  the  conciliatory  application  of  the 
ystem  that  it  was  a  course  of  procedure  that  deserved  consideration.  The  result  was 
hat  in  the  very  first  question  that  arose  between  our  two  houses  we  adopted  the  South 
Australian  mode  of  procedure,  and  in  consequence  an  amendment  of  a  highly  desirable 
haracter  was  made  in  legislation  relating  to  finance.  Therefore,  I  look  upon  the 
►ractice  as  the  established  practice  of  Western  Australia  as  well  as  of  South  Australia. 
lus  power,  so  far  from  being  degrading,  is  really  a  power  which  is  lodged  in  another 
ranch  of  Parliament.  I  refer  to  the  Governor  representing  the  Queen.  Under  most  of 
■or  Constitutions,  he  can  communicate  — I  do  not  say  as  to  money  bills,  but  as  to  other 
sgislation — by  message  slux  amendment  he  thinks  it  desirable  to  make  in  a  Bill  after  it 

passed  both  houses.  And  the  same  procedure  would  be  adopted  as  to  dealings 
etween  the  Senate  and  the  House  of  Representatives  in  regard  to  financial  legislation." 
Mr.  J.  W.  Hackett.     Id.  p.  741.) 

§  251."  '<The  Senate  shall  have  Equal  Power." 

Subject  to  the  exceptions  of  (1)  its  inability  to  originate  Bills  appropriating  revenue 
money,  or  imposing  taxation,  (2)  its  inability  to  amend  Bills  imposing  taxation,  and 

'<)  its  inability  to  amend  an  annual  appropriation  Bill,  and  subject  also  to  the  limitation 
it  in  amending  other  appropriations,  it  cannot  increase  the  charges  or  burdens  on  the 
»ple,  it  is  declared  by  the  Constitution  that  the  Senate  shall  have  equal  powers  with 

le  House  of  Representatives  in  respect  to  all  proposed  laws.   The  Senate  has  co-ordinate 

>wer  with  the  House  of  Representatives  to  pass  all  Bills  or  to  reject  all  Bills.  Its  right 
veto  is  as  unqualified  as  its  right  of  assent.  But  though  the  veto  power  of  the  Senate, 
far  as  this  section  is  concerned,  maj'  be  absolute,  it  is  subject  to  be  reviewed  by  the 

•ocedure  provided  for  in  the  deadlock  clause.     (Sec.  57. ) 


Appropriation  Bills. 

54.  The  proposed  law  which  appropriates  revenue  or 
oneys  for  the  ordinary  annual  services-^-  of  the  Government 
all  deal  only  with  such  appropriation. 

Hlstokical  Note. — The  provision  in  the  Commonwealth  Bill  of  1891  was  :  "The 

enditure  for  services  other  than  the  ortlinary  annual  services  of  the  Government  shall 
be  authorized  by  the  same  law  as  that  which  appropriates  the  supplies  for  such 
inary  annual  services,  but  shall  Ije  authorized  by  a  separate  law  or  laws." 

At  the  Adelaide  session,  in  1897,  the  same  words  were  adopte<l.    In  Committee,  Mr. 

IJer  moved  an  amendment  to  provide  that  the  ordinary-  Appropriation  Bill  should 

include  expenditure  "  for  any  services  which  the  Senate  may,  by  an  address  to  the 

emor-General,  declare  to  be  inimical  to  the  interests  of  any  State."     It  was  pointed 

that  this  would  give  the  Senate  a  power  to  amend  Appropriation    Bills,  and  the 

ndment  was  negatived  by  21  votes  to   11.     Mr.  Glynn  moved  an   amendment  to 

event    general    legislation  being  included  in  an  Appropriation  Bill ;    but   this   was 

gatived.     (Conv.  Deb.,  Adel.,  pp.  603-8.) 

At  the  Sydney  session,  a  new  sub-clause  suggested  by  both  Houses  of  the  Tasmanian 
;,rliament   was  considered,   that  "The  law  which  appropriates  the  supplies  for  the 


674  COMMENTARIES  ON  THE  CONSTITUTION.        [Seo.  66. 

ordinarj'  annual  services  of  the  Government  shall  deal  only  with  the  appropriation  of 
such  supplies."  Mr.  Wise  pointed  out  the  importance  of  the  provision,  and  it  was  agreed 
to.     (Conv.  Deb.,  Syd.,  1897,  pp.  5.39-40.) 

At  the  Melbourne  session  amendments  were  made  before  the  first  report,  and  the 
original  provision  was  struck  out  as  being  included  in  the  new  provision.  After  the 
second  report,  Mr.  Isaacs  moved  the  insertion  of  "  proposed"  before  "  law,"  and  this 
was  carried  by  23  votes  to  15.  (Conv.  Deb.,  Melb. ,  pp.  2075-6.)  Various  amendments 
were  then  suggested  to  make  it  clear  that  a  law  should  not  be  invalid  for  breach  of  this 
requirement  ;  but  on  the  understanding  that  the  Drafting  Committee  would  consider 
the  question,  these  were  withdrawn.     (Id.  pp.  2076-85.) 

§  252.    "The  Ordinary  Annual  Services." 

Tacking. — The  Senate  is  forbidden,  by  sec.  53,  to  amend  a  proposed  law  appro- 
priating revenue  or  money  for  the  ordinary  annual  services  of  the  Government.  This 
section  is  intended  to  prohibit  any  attempt  on  the  part  of  the  House  of  Representatives 
to  embody  in  the  annual  appropriation  bill  provisions  irrelevant  and  foreign  thereto— a 
course  which  would  prejudice  the  right  of  the  Senate  to  amend  or  reject  such  provisions. 
In  former  years  the  House  of  Commons  abused  its  right  to  grant  supplies  by  "tacking" 
to  Supply  Bills  provisions  alien  to  supply,  in  order  to  bring  such  provisions  within  the 
rule  of  exemption  from  amendment  by  the  House  of  Lords.  This  was  an  invasion  of  the 
undoubted  privileges  of  the  Lords.  On  9th  Dec,  1702,  the  Lords  niade  a  determined 
stand  against  this  practice  by  passing  Standing  Order  No.  59,  as  follows  :  — 

"  That  the  annexing  any  clause  or  clauses  to  a  bill  of  aid  or  siipply,  the  matter  of 
which  is  foreign  to,  and  different  from,  the  matter  of  the  said  bills  of  aid  or  supply,  is 
unparliamentary,  and  tends  to  the  destruction  of  the  Constitution  of  the  Government." 

Sec.  54  merely  expresses  in  a  statutory  form  what  has  been  the  recognized  consti-. 
tutional  rule  for  nearly  two  hundred  years. 

Proposed  Law. — It  will  be  noticed  that  the  phrase  "  proposed  laws  "  is  used  in 
sec.  54,  in  the  same  sense  as  in  sec.  53.  Should  a  matter  not  properly  appertaining  to 
the  ordinary  annual  services  of  the  Government  appear  in  an  annual  Appropriation  Act,, 
it  will  not  be  a  ground  for  attack  on  its  constitutionality.  The  objection  must  be  taken 
in  the  Senate  before  that  chamber  gives  its  assent  to  the  proposed  law.  After  the 
proposed  law  has  been  passed  by  both  Houses,  and  has  been  assented  to  by  the  Crown, 
it  becomes  an  Act,  and  it  cannot  then  be  impeached  in  the  Federal  Courts  for  any  breach 
of  sec.  54  which  may  happen  to  appear  on  its  face. 


Tax  Bills. 

55.  Laws  imposing  taxation'^^  shall  deal  only  with  the 
imposition  of  taxation^^^  and  any  provision  therein  dealing 
with  any  other  matter  shall  be  of  no  efFect^"^^ 

Laws  imposing  taxation,  except  laws  imposing  duties  of 
customs  or  of  excise,  shall  deal  with  one  subject  of  taxation 
only  ;  but  laws  imposing  duties  of  customs  shall  deal  with 
duties  of  customs  only,  and  laws  imposing  duties  of  excise 
shall  deal  with  duties  of  excise  only. 

HiSTORiCAi.  Note.— In  the  Commonwealth  Bill  of  1891,  clause  55  provided 
(sub-clauses  2  and  3)  that  "  Laws  imposing  taxation  shall  deal  with  the  imposition  of 
taxation  only,"  and  that  "  Laws  imposing  taxation,  except  laws  imposing  duties  of 
customs  on  imports,  shall  deal  with  one  subject  of  taxation  only." 


\ 


2.53.1 


POWERS  OF  THE  PARLIAMENT.  675 


At  the  Adelaide  session,  in  1897,  these  provisions  were  adopted  in  the  first  draft. 

Ill    Committee,  Mr.    Reid   moved   to   insert    "proposed"   before    "laws,"  in   order  to 

'event  the  clause  from  affecting  the  validity  of  a  law  when  passed.     A  discussion 

lowed  on  the  expediency  of  some  such  amendment,  it  being  argued  on  the  one  side 

;i  it  the  matter  Mas  mereh'  one  between  the  Houses,  and  on  the  other  that  it  involved  an 

important  principle  of  State-rights  which  should  have  the  protection  of  the  High  Court. 

'"   lally  the  amendment  was  withdrawn.     Sub-clause  (3)  was  then  amended  to  read: — 

i.aws  imposing  taxation,   except  laws  imposing  duties  of  customs  on  imports  or  of 

.  X.  ise,  shall  deal  with  one  subject  of  taxation  only ;  but  laws  imposing  duties  of  customs 

shall  deal  with  duties  of  customs  only,  and  laws  imposing  duties  of  excise  shall  deal  with 

duties  of  excise  only.     (Con v.  Deb.,  Adel.,  pp.  578-603.) 

At  the  Melbourne  session,  drafting  amendments  were  made  before  the  first  report ; 
I  after  the  second  report  Mr.  Isaacs  again  moved  the  insertion  of  "  proposed"  before 
■•  s  ;  but  after  a  long  debate  this  was  negatived  b}'  27  votes  to  17.      Mr.  Barton  moved 
insert  "  and  collection "  after  imposition,  but  this  also  was  negatived  by  26  votes  to 
l<i.     An  amendment  by  Mr.  Deakin  to  enable  customs  and  excise  duties  to  be  imposed 
in  the  same  bill  was  negatived  bj*  20  votes  to  19.     (Con v.  Deb.,  Melb.,  pp.  1999-2075.) 
.  Reid  moved  an  amendment  to  the  effect  that  the  prohibition  of  the  section  should 
invalidate  in  a  law  anj'  part  thereof  which  did  not  infringe  the  prohibition  ;  and  that 
ii  a  tax  bill  contained  more  than  one  subject  of  taxation,  the  tax  first  in  order  of  enact- 
ment should  be  vaUd.     This  was  negatived  by  27  votes  to  15.     After  the  third  report, 
Mr.  Reid  moved  to  add,   to  the  first  paragraph,   "  and  any  provisions  therein  which  do 
not  deal  with  the  imposition  of  taxation  shall  be  of  no  effect."     This  was  agreed  to. 
iMafting  amendments  were  made  after  the  fourth  report.     (Conv.  Deb.,   Melb.,  pp. 
-'4-50-1.) 

§  253.    ''  Laws  Imposing  Taxation." 

As  section  54  prohibits  the  "  tacking  "  of  extraneous  matters  to  appropriation  bills, 

his  section  prohibits  the  tacking  of  extraneous  matters  to  "  laws  imposing  taxation." 

L-  difference  between  "  proposed  laws  "  and  "  laws  "  (see  Note,  §  240,  <iup7-a)  becomes 

ir,   when   we  compare   the   two   sections.     If   the  words  of  this  section  had  been 

noposed  laws  imposing  taxation  shall  deal  only  with   the  imposition  of   taxation," 

upliance  with  the  direction  would  have  been  required  merely  as  a  matter  of  order 

■  ween  the  two  Houses  ;  and  violation  of  the  direction  would  not  have  invalidated  the 

^ .  when  finally  pas.sed.     In  this  section,  however,  the  word  "  proposed  "  is  deliljerateh' 

itted  ;  the  mandate  is  that  "  laws"  imposing  taxation  shall  deal  only  with  taxation. 

t  had  stopped  there,  absolute  nuUitj'  would  have  been  the  penalty  of  the  whole  of  an 

t  pui-portiiig  to  impose  taxation  and  dealing  with  any  other  matter.     This  was  the 

m  of  the  section  as  settled  by  the  Adelaide  Convention.     The  remainder  of  the  para- 

;[)h,  "  and  any  pro\ns!on  therein  dealing  with  any  other  matter  shall  be  of  no  effect," 

■;  added,  under  circumstances  hereafter  to   be  mentioned,  at  the  final  session  of  the 

nvention  in  Melbourne. 

The  principle  of  this  limitatioli  in  favour  of  the  Senate  forms  part  of  one  of  the 

mipromises  of  the  Con-stitution,  in  consideration  of  which  the  House  of  Representatives 

i>  endowed  mth  the  exclusive  power  to  originate  Money  BiUs,  and  the  Senate  was 

!>rived  of  the  power  to  amend  bills  imposing  taxation  and  appropriating  revenue  or 

■ney  for  the  ordinarj-  annual  services  of  the  Government.     The  compromise  itself  was 

:  strongly  objected  to  in  the  Convention.     What  M-as  objected  to  was  the  form  of  the 

itation  and  the  penalty  of  the  absolute  nullity   of   every  law   which  violated  the 

iiitation.     If  the  word  "bills"  or  the  phrase  "proposed  laws"  had  been  used  in  place 

t   "law,"  the  section  would   have   been   accepted   without   demur,    as  a  part  of   the 

>mpromise.     The  whole  of  the  debates  on  the  section,   which  began  in  Adelaide  and 

ided  in  Melbourne,  rallied  around  the  question  whether  the  section  should  read  "  laws 

aposing  taxation,"  or  "  proposed  laws  imposing  taxation."     In  the  Adelaide  Convention 


676  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  55. 

an  effort  was  made  by  Mr.  Isaacs,  Mr.  Kingston,  and  Mr.  Reid,  to  omit  the  woni 
"laws  "and  insert  the  word  "bills,"  or  alternatively  to  insert  the  word  "proposed" 
before  "  laws."  Such  an  alteration  would,  as  we  have  already  seen,  leave  to  the  Senate 
the  responsibility  of  enforcing  the  provision  in  its  favour,  by  laying  aside  bills  which 
violated  the  Constitutional  prohibition  ;  it  would  not  have  permitted  Acts  of  the  Federal 
legislature  to  be  reviewed  by  the  Federal  Courts,  and  declared  void,  on  mere  questions 
of  form  and  order.  It  was  pointed  out  that  as  the  section  was  intended  for  the  benefit 
of  the  Senate,  that  chamber  should  be  allowed,  if  it  thought  fit,  to  waive  the  privilege 
without  endangering  the  validity  of  the  law  ;  it  would  be  disastrous  if,  after  a  bill 
imposing  taxation  had  been  passed  by  both  Houses  and  received  the  Royal  assent,  and 
after,  perhaps,  it  had  been  brought  into  operation  and  revenue  collected  thereunder,  it 
could  be  assailed  in  a  court  of  law.  Moreover,  attention  was  drawn  to  the  invidious 
distinction  between  this  section,  protecting  the  rights  of  the  Senate,  and  the  preceding 
section  protecting  the  rights  of  the  House  of  Representatives.  It  would  be  unfair  that 
non-compliance  with  this  section  should  be  fatal  to  the  validity  of  a  law,  if  non- 
compliance with  the  preceding  section  were  not.  On  the  other  hand  the  distinction  was 
justified  on  the  ground  that  the  origination  and  amendment  of  money  bills  involved 
mere  matters  of  procedure  between  the  two  Houses — matters  in  which  the  two  Houses 
only  were  concerned  ;  and  if  any  violation  thereof  took  place  it  would  not  appear  on  the 
face  of  the  law,  and  consequently  could  not  be  considered  by  the  Courts,  unless  proved 
by  extrinsic  evidence  ;  whereas  if  a  tax  Act  contained  provisions  irrelevant  to  taxation 
such  irrelevant  matters  would  appear  on  the  face  of  the  Act,  and  would  be  examinable 
by  the  Courts  without  such  evidence. 

In  order  to  secure  Federal  taxation  Acts  against  the  possibility  of  attack  in  the 
Federal  Courts,  it  was  suggested  that  a  distinct  sub-section  should  be  inserted  providing 
that  such  Acts,  when  passed,  should  not  be  liable  to  be  called  in  question  in  respect  to 
any  breach  of  the  provisions  of  the  section.  Another  suggestion  was  that  any  accidental 
faihire  to  comply  with  the  provisions  of  the  section  should  not  invalidate  a  law.  But 
neither  of  these  suggestions  was  accepted. 

In  repl}'  to  the  argument  that  the  Senate  could  protect  itself,  and  should  be  allowed 
to  waive  its  privileges,  without  endangering  the  law,  it  was  said  : — 

"  A  law  which  may  be  introduced,  in  violation  of  one  of  these  sub-sections,  may  be 
believed  to  be  a  violation  by  the  Senate,  and  thrown  out  on  that  ground,  and  be  sent 
back.  It  may  be  sent  up  again  bj'  the  House  of  Representatives,  and  so  by  that  way 
you  have  a  question  which,  instead  of  being  settled,  becomes  a  matter  of  contest 
between  the  two  Houses.  Another  matter  of  difference  between  the  two  Houses  we 
know.  It  is  where  one  House  happens  to  take  an  unpopular  view  of  a  question  -a  view 
which  for  the  time  being  is  not  the  view  of  the  majority  of  the  people.  We  know  it  is 
easy  to  bring  the  pressure  of  the  majority  of  public  opinion  on  one  House  for  the  purpose 
of  obtaining  a  violation  of  the  law.  This  is  not  intended  to  be  a  protection  to  the 
House  or  the  Representatives  of  the  House,  but  to  the  States  represented  in  the  House; 
that  no  matters  of  tactics  between  the  Houses,  or  no  playing  off  of  public  opinion^  by 
one  House  against  another,  shall  ever  take  away  the  protection  embedded  in  the  Con- 
stitution for  the  States.  I  have  heard  of  the  argument  of  the  inconvenience  of  laws 
being  upset  on  account  of  some  invalidity  being  discovered — some  trifling  invalidity, 
perhaps.  I  say  you  must  submit  to  that  inconvenience  if  you  wish  to  enter  a  Federal 
Constitution.  The  very  principle  of  the  Federal  Constitution  is  this :  tliat  the 
Constitution  is  above  both  Houses  of  Parliament.  That  is  the  difference  between  it  and 
our  Houses  of  Parliament  now.  The  Federal  Constitution  must  be  above  both  HousM 
of  Parliament,  and  they  must  conform  to  it,  because  it  is  in  the  (/barter  under  which 
union  takes  place,  and  the  guarantee  of  rights  under  which  union  takes  place  ;  and, 
unless  you  have  some  authority  for  them  to  interpret  that,  what  guarantee  have  you  for 
preserving  their  rights  at  all.  It  is  verj'  necessary  to  insert  this  provision  in  the 
Constitution,  because  if  you  do  not  do  tliat  then  these  questions  are  questions  of  pro- 
cedure between  the  two  Houses,  in  which  undue  pressure  may  be  brought  to  bear  at  any 
time  on  one  House  or  other  for  the  purpose  of  vetoing  a  law  and  doing  injustice  to  tli'" 
States  represented  in  that  House  in  the  different  ways  in  which  the  States  are  repre- 
sented.    (Mr.  R.  E.  O'Connor,  Conv.  Deb.,  Adel.,  pp.  591-2.) 

"  Parliament  is  not  supreme,  and  the  verj'  essence  of  the  Federation  is  that  >t 
should  not  be  so.     Parliament,  as  far  as  constitutional  questions  are  concerned,  is  under 


_>o'}-'254.]  POWERS  OF  THE  PARLIAMENT.  677 

the  law,  and  it  must  obey  the  law.  If  we  make  an  exception  in  regard  to  Money  Bills 
wc  had  better  make  an  exception  in  the  case  of  all  other  Bills  which  may  arise  under 
the  provisions  of  clause  51,  and  thus  sweep  away  the  High  Court.  I  thought  that  we 
were  all  agreed  that  the  reason  for  the  establishment  of  the  High  Court  was  a  salutary 
one,  and  that  it  would  determine  constitutional  law  and  practice.  We  must  all 
remember  that  at  one  portion  of  the  historj'  of  England  a  question  of  liberty  was  raised 
l)y  a  humble  individual  named  John  Hampden,  who  put  forward  a  point  on  the  subject 
ot  taxation.  We  do  not  know  but  that  we  may  have  John  Hampdens  in  Australia 
r  lising  questions  of  liberty  ;  it  would  be  well  to  leave  the  High  Court  of  Australia  to 
(leal  with  such  matters  as  that."     (Mr.  J.  H.  Symon,  Id.,  p.  594.) 

At  the  Melbourne  sittings  of  the  Convention,  the  contest  was  renewed.  An 
amendment  was  submitted  by  Mr.  Isaacs,  to  insert  the  word  "proposed"'  before 
'•  laws.'" 

Once  more  the  question  was  exhaustively  debated.     At  last  a  middle  course  was 

^eed  to.     The  amendment  to  insert  the  word  "  proposed  "  was  negatived,  but  the 

'\  ords  were  inserted  providing  that  in  the  event  of  extraneous  provisions  being  inserted 

in  a  taxing  act,  the  extraneous  provisions  only — and  not  the  whole  law — should   be 

invalid. 

§  254.    "The  Imposition  of  Taxation." 

During  the  debate  on  the  financial  sections  53  and  55,  the  meaning  of  the  expression 
"the  imposition  of  taxation  "  was  discussed,  and  the  question  raised  whether  a  law 
imposing  taxation  and  also  providing  for  its  collection  would  be  ultra  vires  of  the 
Constitution.  Doubts  were  suggested  whether  the  restriction  that  tax  bills  should  deal 
only  with  the  imposition  of  taxation  might  not  be  read  so  as  to  exclude  from  tax  bills 
the  ordinary  machinery  clauses,  providing  for  the  assessment  and  valuation  of  property, 
t  he  subject  of  taxation,  and  for  the  enforcement  and  collection  of  the  tax. 

Referring  to  this  point,  Sir  Samuel  Griffith  wrote  :  "A  more  serious  question  is 

wliether  provisions  regulating  the  collection  of  taxes  should  be  allowed  to  form  part  of 

*  !ie  same  laws  by  which  the  amount  of  the  tax  is  fixed.     This  point  should  be  clearly 

tied  and  expressed."     (Xotes  on  the  Draft  Federal  Constitution,  1897,  p.  9.)     Mr. 

acs  understood  this  note  to  mean  that  "imposing  taxation"  does  not  include  collection 

I'l  machinery.     (Conv.  Deb.,  Melb.,  p.  2049.)     Mr.  Barton  was  inclined  to  think  that, 

ording  to  the  well-known  principle   that   the  grant  of  a  power   includes   all   the 

eessary  means  for  its  eflfective  exercise,  the  exclusive  power  given  to  the  House  of 

presentatives   to    originate   bills   "imposing   taxation"  would    carry    with    it    the 

,  isidiary  power  to  provide  machiner}-  in  the  same  Bill  for  the  collection  of  the  taxes. 

It  was  pointed  out  that  according   to  the   practice  observed    in  some  constitutionally 

governed  countries,  taxing  bills,  fixing  the  nature,  amount,  and  incidence  of  proposed 

taxes,  were  kept  separate  and  distinct  from  machinery  bills,  dealing  with  such  details 

as  collection,    assessment,  and   valuation.     "  Would  not   the   power  of   collection   be 

embraced  in  the  power  to  impose  taxation  ?  "  asked  Sir  Edward  Braddon.      (Conv.  Deb., 

Melb.,    p.  2056.)     Mr.  Barton  said  that  power  to  collect  would  be,  ordinarily,  included 

the  power  to  impose  taxation,  but  in  a  section  such  as  this,  so  strong  in  its  intention 

>  restrict  laws  imposing  taxation  to  the  mere  imposition  of  taxation,  it  might  be  as 

jtvell  to  remove  doubt  by  adding  after  "  imposition  "  the  words  "and  collection."     It 

vas  pointed  out,  however,  that  as  the  Senate  was  prohibited  from  amending  proposed 

>vs  imposing  taxation,  the  addition  of  the   words  "and  collection "  would   have  the 

:ect  of  depriving  the  Senate  of  the  power  to  amend  matters  in  a  tax  Bill,  relating  to 

-  method  of  collection. 

"  I  confess  that  when  I  first  proposed  the  amendment  I  did  not  see  the  extent  to 
w^hich  it  went.  But,  ha\Tng  appreciated  the  extent  to  which  it  goes,  I  still  feel  bound 
;o  adhere  to  it.  The  difficulty  that  would  arise  unless  3'ou  allowetl  the  House  of  Repre- 
sentatives to  include  in  these  Bills  the  ordinary  powers  of  a-ssessment  and  collection 
.vould  be,  that,  while  you  might  have  a  certain  tax  imposed  in  the  Bill  fixing  the  amount 
)f  the  tax,  the  machinery  Bill  might  be  so  subject  to  amendment  by  the  Senate  that  the 
Hrhole  financial  policy  of  the  Government  which  introduced  it,  with  a  majority  of  th-j 


078  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  65. 

House  of  Representatives  behind  them,  might  be  entirely  subverted.  That  is  a  difficulty 
which,  I  think,  none  of  lis  wish  to  create.  Therefore,  I  am  prepared  to  take  the 
responsibility  of  adhering  to  the  amendment.  Holding  the  position  I  have  always  held, 
that  the  Senate  should  be  a  real  body  and  not  a  mockery  of  State  interests— while  it 
should  be  a  Second  Chamber  holding  definite  powers  and  rights  as  expressing  the  will 
of  the  people  within  the  States  which  it  represents  -I  have  also  held  that  we  should  only 
carry  responsible  Government  into  effect  by  making  it  real  and  effective,  and  a  power  of 
amending  a  machinery  Bill  to  the  extent  of  making  a  tax  not  worth  collecting  would  be 
equal  to  tlie  power  of  amending  a  Bill  imposing  taxation."  (Mr.  E.  Barton,  Con  v.  Deb., 
Melb.,  p.  2060.) 

"All  1  am  endeavouring  to  do  is  to  attribute  a  meaning  to  words  in  this  Constitution, 
which  I  believed  in  Adelaide — and  I  explained  my  belief  as  I  have  read — that  they  did 
convey,  which  I  am  inclined  to  believe  now  they  do  convey,  without  a  special  explanation ; 
but  as  to  which  I  am  in  serious  doubt,  because  of  the  ver^'  strong  express  nature  of  the 
words  '  shall  deal  with  the  imposition  of  taxation  only.'  It  is  in  order  to  remove  that 
doubt,  and  for  that  purpose  only,  that  I  wish  these  words  to  be  inserted,  and  I  really  do 
believe  that  tlie  insertion  of  the  words  will  carry  out  the  real  spirit  of  the  understanding 
of  1891."     (/rf.  p.  2067.) 

Mr.  Barton's  amendment  to  add  the  vt^ords  "and  collection "  was  rejected  by  26 
votes  to  16.     But  see  Note,  §  248,  supra. 

§  255.    "  Shall  be  of  No  Effect." 

The  next  important  point  discussed  was  whether  a  law  violating  the  rule  forbidding 
the  combination  of  taxation  with  any  other  matter,  or  the  rule  forbidding  a  tax  Act  to 
contain  more  than  one  subject  of  taxation,  should  be  void  in  toto,  or  should  be  void  only 
to  the  extent  of  the  irrevelancy,  or  to  the  extent  of  the  additional  subjects.  Mr.  G.  H. 
Reid  moved  that  the  prohibition  should  not  invalidate  anj'  part  of  the  law  which  did 
not  infringe  the  provisions  of  the  Constitution,  and  that  if  any  law  imposing  taxation 
contained  more  than  one  subject  of  taxation,  the  tax  first  in  order  of  enactment  shoul 
be  taken  to  be  properly  passed.  (Conv.  Deb.,  Melb.,  p.  2089.)  This  amendment  wi 
negatived  by  27  to  15  votes.  The  feeling,  however,  prevailed  in  the  Convention  thi 
some  provision  should  be  made  in  the  Constitution,  to  the  effect  that  only  the  parts 
the  Act  in  which  the  forbidden  matter  existed  should  be  invalid.  At  a  later  stage 
Mr.  Reid  moved  the  insertion  of  the  words  "  and  any  provision  therein  dealing  with 
any  other  matter  shall  be  of  no  effect."  This  amendment  was  accepted  without  a  division. 
(Conv.  Deb.,  Melb.,  2415.) 

§  256.    "  One  Subject  of  Taxation  Only.". 

By  the  first  paragraph  of  the  section,  laws  imposing  taxation  must  deal  only  with 
the  imposition  of  taxation.  If  the  section  contained  no  other  limitation  regulating  and 
restricting  the  exercising  of  the  taxing  power  there  would  be  nothing  to  prevent  the 
House  of  Representatives  from  sending  to  the  Senate  a  bill  containing  a  number  of 
separate  and  independent  taxes.  The  section,  however,  goes  on  to  enact  that  laws 
imposing  taxation  shall,  with  the  exception  of  those  relating  to  customs  and  excise,  deal 
with  one  subject  of  taxation  only.  It  is  necessary  to  explain  the  object  of  thu 
limitation.  By  the  second  paragraph  of  sec.  53,  the  Senate  is  deprived  of  the  power  to 
amend  tax  bills,  but  it  may  constitutionally  reject  them.  In  order  to  maintain  its  right 
to  veto,  in  detail,  each  specific  tax  to  which  it  objects,  without  thereby  involving  the 
rejection  of  other  taxes  of  which  it  approves,  the  Constitution  prohibits  the  conibinatum 
of  taxation  proposals  ;  it  requires  each  proposed  tax  to  be  submitted  by  the  House  of 
Representatives  to  the  Senate,  in  a  separate  bill.  This  procedure  being  followed,  tlie 
Senate  can  exercise  its  discretion  with  respect  to  each  tax,  without  being  coerced  to 
pass  a  tax  to  which  it  objects,  in  order  to  carry  a  tax  which  it  desires.  In  this  respect 
the  Senate  will  have  greater  control  over  taxation  than  the  House  of  Lords  enjoys. 

The  Papers  Duties  Precedent  may  be  here  referred  to  in  illustration  of  the  manner 
in  which  sec.   55  will  operate  in   strengthening  the   Senate.     In    1860,   the  Commons 


on 


-.6.] 


POWERS  OF  THE  PARLIAMENT.  679 


■rmined  to  balance  the  j'ear's  ways  and  means  by  an  increase  of  the  property  tax  and 
•np   duties,    and  the  i-epeal   of  the  duties  on  paper.     The   increased   taxation  had 

ady  received  the  assent  of  Parliament,  when  the  Lortls  rejected  the  Paper  Duties 
iieal  Bill,  and  thus  overruled  the  financial  arrangements  voted  by  the  Commons. 
it  House  was  natui-ally  sensitive  to  this  encroachment  upon  its  pri\-ileges  ;  but  the 

Is  had  exercised  a  legal  right,  and  their  vote  was  irrevocable  during  that  session, 
e  Commons,  therefore,  to  maintain  their  privileges,  recorded  upon  their  journal,  6th 
>■,  resolutions  affirming  that  the  right  of  granting  aids  and  supplies  to  the  Crown  is 
:  lie  Commons  alone  ;  that  the  power  of  the  Lords  to  reject  bills  relating  to  taxation 

-  justly  regardetl  by  this  House  with  peculiar  jealousy,  as  afiecting  the  right  of  the 
Mimons  to  grant  the  Supplies,  and  to  provide  the  ways  and  means  for  the  service  of  the 
u-  ;  and  that  to  gnartl,  for  the  future,  against  an  undue  exercise  of  that  power  by  the 

lis,  and  to  secure  to  the  Commons  their  rightful  control  over  taxation  and  supply, 

-  House  has  in  its  own  hands  the  power  so  to  impose  and  remit  taxes,  and  to  frame 
!s  of  supply,  that  the  right  of  the  Commons  as  to  the  matter,  manner,  measure,  and 

e  may  be  maintained  inviolate.'"  In  accordance  with  these  resolutions,  dming  the 
vt  session,  the  financial  scheme  of  the  year  wafe  presented  to  the  Lords  for  acceptance 

ejection  as  a  whole.  The  Commons  again  resolved  that  the  paper  duties  should  be 
■  ?aled  ;  but,  instead  of  seeking  the  concurrence  of  the  Lords  to  a  separate  bill  for  that 
.  {x«e,  they  included  in  one  bill  the  repeal  of  those  duties  with  the  property  tax,  the 

and  sugar  duties,  and  other  ways  and  means  for  the  service  of  the  ]iear  ;  and  this 
i  the  Lords  were  constrained  to  acc-ept.     The  budget  of  each  year  has  since  that 

\sion  been  comprised  in  a  general  and  composite  Act — a  proceeding  supported  by 

•edent.     In  1787,  Mr.  Pitt's  entire  budget  was  comprised  in  a  single  bill ;  and  during 

ay  subsequent  years  great  varieties  of  taxes  were  imposed  and  continued  in  the  same 
:s.     (Mays  Pari.  Prac.  10th  ed.  pp.  550-1.) 
From  this  precedent  it  appears  that  the  Commons  have  the  right  to  send  to  the 

Js  a  single  scheme  of  taxation  embodying  the  repeal  of  old  taxes  and  the  imposition 
■lew  taxes  ;  the  functions  of  the  Lords  being,  in  such  a  case,  limited  to  a  simple  assent 
the  whole  scheme  or  a  simple  negative  of  the  whole  scheme.     Such  a  composite  or 

leral  tax  bill  could  not  be  submitted  by  the  House  of  Representatives  to  the  Senate  ; 

vould  be  unconstitutional,  the  maxim  being  "  one  tax  one  bill,"  except  in  the  case  of 

3  dealing  with  customs  and  excise. 
We   have  now   to  consider  what   will   lie  the  consequence  if  Parliament  should, 

ether  by  accident  or  design,  pass  a  law  imposing  taxation,  yet  dealing  with  more  than 

-  subject  of  taxation — a  law,  say,  imposing  an  income  tax  and  a  stamp  duty.  A  proposal 
-t  the  tax  standing  first  in  order  in  the  enactment  should  be  valid,  whilst  the  other, 
'  >thers,  next  in  order  should  Ije  null  and  void,  was  rejected  by  the  Convention.     No 

vision  is  made  in  the  Constitution,  therefore,  for  segregating  the  taxes  and  providing 
the  validitj-  of  one  and  the  nullity  of  the  others.  Where  the  Constitution  intends 
It  one  portion  of  an  Act  only  shall  be  of  no  efiFect  and  the  rest  operative  it  is  so 
pressed.  The  only  conclusion  is  that  an  Act  embodj-ing  a  pluiality  of  taxes  would 
absolutely  and  completely  lUlra  nren. 


Recommendation  of  money  votes. 

56.  A  vote,  resolution,  or  proposed  law*^'  for  the  appro- 
)riation  of  revenue  or  moneys  shall  not  be  passed  unless  the 
urpose  of  the  appropriation  has  in  the  same  session  been 
ecommended  by  message  of  the  Governor-General  to  the 
louse  in  which  the  proposal  originated"^. 

HiSTORiCAX.  Note. — The  provision  in  the  Commonwealth  Bill  of  1891  was: 


680  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  56. 

"  It  shall  not  be  lawful  for  the  House  of  Representatives  to  pass  any  vote,  resolution, 
or  law  for  the  appropriation  of  any  part  of  the  public  revenue,  or  of  the  produce  of  any 
tax  or  impost,  to  any  purpose  that  has  not  been  first  recommended  to  that  House  by 
message  of  the  Governor-General  in  the  session  in  which  the  vote,  resolution,  or  law  is 
proposed." 

This  provision  was  taken  from  the  Constitution  Acts  of  the  several  colonies  ;  see, 
for  instance,  Constitution  of  New  South  Wales,  sec.  54. 

The  draft  Constitution  as  settled  at  the  Adelaide  session  restricted  the  exclusive 
originating  power  of  the  House  of  Representatives  to  Bills  whose  "  main  object"  was  to 
appropriate  money  or  impose  taxation.  It  was  then  seen  that  bills  for  tlie  appropriation 
of  revenue  or  moneys,  but  whose  "  main  object  "  was  not  such  appropriation,  might  l)e 
introduced  into  the  Senate,  and  would  require  a  message  ;  and  consequently  the  clause 
as  drafted  at  Adelaide  provided  that  it  should  not  be  lawful  for  "  the  Senate  or  the 
House  of  Representatives "  to  pass  a  vote,  &c.,  for  appropriation  without  a  message. 
It  was  pointed  out  that  this  would  involve  a  message  to  both  Houses  in  the  case  of  every 
appropriation  Bill ;  and  the  clause  was  therefore  altered  to  read  as  follows  : — 

"  It  shall  not  be  lawful  for  the  Senate  or  the  House  of  Representatives  to  pass  any 
vote,  resolution,  or  proposed  law  for  the  appropriation  of  any  part  of  the  public  revenue 
or  moneys  to  any  purpose  which  has  not  been  first  recommended  to  the  House  in  which 
the  proposal  for  appropriation  originated  by  message  of  the  Governor-General  in  the 
session  in  whicli  the  vote,  resolution,  or  law  is  proposed."  (Conv.  Deb.,  AdeL,  pp.  616, 
1200  ) 

That  was  the  second  stage  in  the  evolution  of  the  message  section.  At  the  Sydney 
session  the  clause  relating  to  the  origination  of  Money  Bills  was  altered  by  the  omission 
of  the  "  main  object "  limitation,  and  the  substitution  of  the  provision  that  a  Bill  should 
not  be  deemed  an  Appropriation  or  Tax  Bill  merely  because  it  provided  for  fines  or 
fees.  This  took  away  from  the  Senate  the  power  to  initiate  that  large  class  of 
Appropriation  Bills  contemplated  by  the  Adelaide  clause  ;  but  the  Chairman,  Sir 
Richard  Baker,  thouglit  that  the  decision  to  allow  the  Senate  to  initiate  Bills  imposing 
and  appropriating  fines  and  fees  would  still  necessitate  messages  to  the  Senate  ;  and, 
therefore,  suggestions  made  by  several  of  the  Houses  of  Legislature,  to  require  a  message 
to  the  House  of  Representatives  only,  were  not  put  from  the  chair.  (Conv,  Deb.,  SyA, 
1897,  pp.  540-1.) 

At  the  Melbourne  session,  the  words  "for  the  Senate  or  the  House  of  Representatives" 
were  omitted  by  the  Drafting  Committee  before  the  first  report,  and  the  clause  then 
read  as  follows  :  -  i 

"It  shall  not  be  lawful  to  pass  any  vote,  resolution,  or  proposed  law  for  the 
appropriation  of  any  part  of  the  public  revenue  or  moneys  to  anj^  purpose  which  has  not 
been  first  recommended  to  the  House  in  which  the  proposal  for  appropriation  originated 
by  message  of  the  Governor-General  in  the  session  in  which  the  vote,  resolution,  or  law 
is  proposed." 

This  was  the  shape  in  which  the  clause  was  debated  in  Melbourne,  after  the  second 
report.     The  first  point  discussed  was  the  meaning  of  the  words  "  it  shall  not  be  lawful  _ 
They  apparently  amounted  to  a  prohibition,  any  breach  of  which  would  render  the  IftW^ 
even  if  passed,  invalid,  thereby  enabling  the  courts  to  enquire  into  the  question  whetha 
an  Appropriation  Bill  had  been  recommended  by  message  or  not.     (See  Todd,  Pari.  GovJ 
in  Col.  2nd  ed.  p.  6.S7. )     Mr.   Reid  pointed  out  the  undesirableness  of  this  ;  and 
prevent  any  difficulty  arising  from  the  circumstance  of  a  preliminary  vote  being  take 
on  an  Appropriation  Bill  before  the  necessary  message  was  brought  down  to  the  Hou 
he  also  suggested  the  omission  of   the  word  "  first,"  so  that   the  clause  should  rea 
"  which  has  not  been  recommended  to  the  House."     With  this  alteration  it  would  only 
be  necessary  that  the  message  should  reach  the  House  before  the  Bill  was  passed  by  the 
House.      The  Drafting   Committee  subsequently  gave  effect  to  these  suggestions  by 
omitting  the  words  "it  shall  not  be  lawful,"  and  the  word  "  first,"  and  re-casting  the 
clause  into  its  present  form.    Mr.  Isaacs  moved  to  substitute  "  House  of  Representatives 
for  "  House  in  which  the  proposal  originated,"  on  the  ground  that  the  Senate,  un'i<'i 


,7.]  POWERS  OF  THE  PARLIAMENT.  681 

.  53,  had  no  power  to  originate  a  "  proposed  law  for  the  appropriation  of  revenue  or 
.ej's"  within  the  meaning  of  the  Constitution.     This  was  negatived  by  26  votes  to 
.     (Conv.  Deb.,  Melb.,  pp.  2096-2104,  2451  ) 

§  257.    '*  Vote,  Resolution,  or  Proposed  Law." 

Xo  vote,  resolution,  or  proposed  law  for  the  appropriation  of  revenue  or  moneys  can 
jiassed,  unless  the  purpose  of  the  appropriation  has  been  recommended  by 
CrowTi.  Public  revenue  can  be  raised  without  the  preliminary  recommendation 
"he  Crown,  but  once  raised  and  once  placed  in  the  custody  of  the  Crown,  it  cannot  be 
•  nded  except  on  the  recommendation  of  the  Crown,  and  for  a  purpose  so  recom- 
ided.  The  constitutional  principle,  which  vests  in  the  Crown  the  sole  responsibility 
r  national  expenditure,  is  a  most  important  one,  and  it  greatly  enhances  the  power 
1  influence  of  the  Executive. 

"The  modem  change  in  the  pecuniary  position  of  the  Crown  has  not  affected  the 
essity  of  such  an  application  to  Parliament.  The  supplies  are  still  granted  to  the 
wn.  To  the  Crown  still  belongs  the  management  of  the  revenues  of  the  State  ;  and 
it  all  payments  for  the  public  service  are  still  made.  The  Crown,  therefore,  makes 
\vn  to  the  Commons  the  pecuniary  requirements  of  the  Executive  Government  ;  and 
Commons,  upon  this  information,  both  grant  such  supplies  towards  these  requirements 
"liey  think  fit,  and  provide  suitable  means  for  raising  the  necessary  amount.  The 
.Nidation,  therefore,  of  parliamentary  taxation  is  its  necessity  for  the  public  service  as 
lared  by  the  Crown  through  its  political  advisers.     It  is  accordingly  a  fundamental 

-  of  the  House  of  Commons  that  the  House  will  not  entertain  any  petition  or  any 
lee  for  a  grant  of  money,  or  which  involves  the  expenditure  of  any  money,  imless  it 

ommunicated  by  the  Crown.     We  are  so  accustomed  to  the  general  practice,  and 

deviations  from  it  have  been  so   inconsiderable,  that   its   importance   is   scarcely 

treciated.     Those,    however,    who   have   had  the   experience   of   the   results   which 

I'jwed  from  its  absence,  of  the  scramble  among  the  members  of  the  Legislature  to 

ain  a  share  of  the  public  money  for  their  respective   constituencies,   of  the   '  log- 

ling,"  and  of  the  predominance  of  local  interests  to  the  entire  neglect  of  the  public 

irest,  have  not  hesitated  to  declare  that  'good  government  is  not  attainable  while 

unrestricted  powers  of  voting  public  money  and  of  managing  the  local  expenditure 

"he  community  are  lodged  in  the  hands  of  an  Assembly.'     This  salutary  rule  has  too 

en  been  evaded.     The  House  of  Commons  sometimes  addresses  the  Crown,  requesting 

t  a  sum  of  money  be  issued  for  some  particular  purpose,  and  promising  to  make  good 

amount.     This  practice  has  been  generally  confined  to  small  sums  and  to  services, 

amount  of  which  cannot  be  immediately  ascertained.     It  is  sometimes  also  adoptecl 

the  end  of  the  session,  when  the  Committee  of  Supply  has  closed,  and  when  the  svmi 

lUt  of  sufficient  magnitude  to  induce  the  re-opening  of  the  Committee.     It  is  rarely 

l,  and  never  to  any  considerable  extent,  to  overcome  the  reluctance  of  Ministers  to 

:ie  proposed  outlay.     Even  in  this  extent  the  best  parliamentary  authorities  regard 

-  practice  with  great  disfavour."     (Hearn's  Gov,  of  Eng.  2ud  ed.  p.  ,S76-7.) 

•'  In  colonies  under  responsible  government,  the  Governor  ought  not  to  assvmie 
{jonsibility  for  the  financial  arrangements  regarding  expenditure  which  has  been 
hoiized  by  Parliament,  so  long  as  they  do  not  contravene  existing  law  :  such  matters 
letail  are  distinctly  within  the  province  of  ministers  responsible  to  Parliament, 
reover,  a  constitutional  Governor  '  takes  no  part  in  the  settlement  of  the  estimates, 
ich  are  prepared  by  the  responsible  ministers  at  the  head  of  the  several  departments 
the  public  serv-ice.'  His  signature  to  a  message  to  enable  the  Assembly  constitu- 
nallv'  to  take  into  their  consideration  any  proposed  vote  of  public  money  is,  therefore, 
ler  ordinary  circumstances,  '  a  formal  act,'  which  does  not  necessarily  express  or 
ply  a  personal  opinion  with  regard  to  the  policy  of  the  proceeding  which,  upon  the 
ice  of  his  ministers,  he  has  thus  initiated  and  authorized.  But  the  omission  of  the 
vernor's  recommendation  to  a  measure  appropriating  public  revenue  is  contrarv  to 

\v,  and  invalidates  all  proceedings  thereon."     (Todd,  Pari.  Gov.  in  Col.  2nd  ed.  p.  637.) 

•'In  1868,  the  then  Governor  of  Victoria,  Sir  Henrv" Manners-Sutton,  was  instructed 

the  Colonial  Secretary,  in  a  despatch  dated  January  1,   1868,  to  refuse  his  sanction  to 

icing  on  the  estimates  a  grant  in  favour  of  the  wife  of  ex-Governor  Darling.  But  this 
iection  was  based  on  the  groimd  of  Imperial  policy,  which  forbade  any  gift  to  be 
eived  by  a  colonial  (Jovemor,  or  any  of  his  family,  from  the  colony  over  which  he  had 

^esided,  either  during  his  term  of  office  or  upon  his  retirement."     (Id.  p.  638.) 

"  Governor  Bowen,  of  Victoria,  on  September  19,1877,   telegraphed  Her  Majesty's 

jicretary  of  State  for  the  Colonies  to  know  whether  he  was  at  libertv  to  consent  to  his 


<582  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  56. 

ministers  placing  on  the  estimates  a  vote  for  the  payment  of  members  of  the  local 
legislature,  the  principle  of  which  had  been  twice  alfirmed  by  both  Houses,  notwith- 
standing that,  subsequently,  separate  bills  to  authorize  the  payment  of  members  had 
been  rejected  by  the  Legislative  Council.  In  reply,  the  Colonial  Secretar\-  stated  that, 
as  the  matter  was  one  of  purely  local  concern,  and  involved  no  question  calling  for  the 
intervention  of  the  Imperial  Government,  responsibility  must  rest  entirely  with 
ministers,  and  he  saw  no  reason  why  the  (xovernor  should  hesitate  to  follow  their 
advice."     {Id.) 

§  258.    "  To  the  House  in  which  the  Proposal  Originated." 

An  important  discussion  was  raised  on  a  proposal  by  Mr.  Isaacs  to  add  the  words, 
"  of  Representatives,"  after  "  House,"  in  the  above  section,  so  as  to  make  it  clear  that 
Crown  messages  recommending  appropriations  of  revenue  or  moneys  could  only  be  sent 
to  the  House  of  Representatives.  As  sec.  53  then  stood  it  apparently  contemplated 
that  bills  appropriating  revenue  or  moneys  or  imposing  taxation  should  originate  solely 
in  the  House  of  Representatives,  and  that  bills  imposing  or  appropriating  fines  or  other 
pecuniary  penalties,  or  fees  for  licences  or  services,  should  not  be  deemed  to  appropriate 
revenue  or  money,  and  therefore  that  bills  of  such  a  kind  could  be  introduced  into 
the  Senate  without  a  message.  It  was  stated  by  Mr.  Barton  that  the  Drafting  Committee 
entertained  a  doubt  whether  a  proposed  law  containing  provisions  to  impose  or  appro- 
priate fines  or  penalties,  or  for  the  demand  or  payment  or  appropriation  of  fees  for 
licences  or  for  services,  was  not  an  appropriation  as  far  as  the  appropriatory  part  was 
concerned,  which  would  require  a  message.  It  was  for  that  reason  that  the  words,  as 
they  stood,  had  been  left  in.  The  Committee  had  since  arrived  at  the  conclusion  that 
the  provision  that  such  bills  should  "not  be  taken  to  appropriate  revenue  or  moneys," 
would  be  construed  to  mean  that,  by  the  law  of  the  Constitution,  such  things  are  not  to 
be  deemed  an  appropriation  and  would  not  require  messages. 

Dr.  Cockburn  insisted  on  the  necessity  of  a  message  from  the  Crown  to  justify  the 
imposition  and  appropriation  of  fines,  penalties,  foi'feitures,  and  fees,  by  the  Senate. 
Mr.  Kingston  considered  that  the  Senate  should  not  be  permitted  to  originate  impositions 
and  appropriations,  of  even  the  limited  kind  referred  to,  without  a  message  from  the 
Crown.  That  was  a  safeguard  which  should  be  demanded  as  a  part  of  thesysteoKrf" 
responsible  government. 

"  My  point  is  this  :  That  whilst  you  may  well  let  matters  of  that  sort  originate  in 
the  Senate,  it  is  not  desirable,   either  as  regards  the  House  of  Representatives  or  the 
Senate,  in   connection  with  these  minor  matters,  to  throw  away  that  control  over  th' 
purse  which  is  vested  in  the  Execixtive  ;  and  which  is  evidenced  by  the  giving  or  with 
holding  of  a  Governor's  message.     The  leader  of  the  Convention  will  see  that,  ac  > 
to  the  terms  in  which  clause  56  has  been  framed,   it  is  evidently  intended  to  aj' 
both  Houses,  and  I  hope  it  will  be  so  continued,  and  that  the  Senate  siuill  not  be  . 
any  more  than  the  House  of  Representatives,  the  power  of  originating  measures  ■ 
sort  for  the  expenditure  of  public  funds,   unless  it  is  recommended  by  the  Execui 
(Mr.  C.  C.  Kingston,  Con  v.  Deb.,  Melb.,  p.  2100.) 

Mr  Barton  was  not  in  doubt  as  to  the  advisability  of  requiring  these  ini[)osition» 
and  appropriations  to  be  recommended  by  message  : — 

"Even  if  I  am  right  in  thinking  that  a  Bill  of  the  character  indicated  in  tin   ' "  ' 
part   of   clause   54   does   not  require  a  message,   still  I  do  not  find   anything   : 
Constitution  to  do  away  with  the  necessity  of  a  message,  even  in  the  Senate,  for  a  n 
resolution,  if  such  vote  or  resolution  is  taken  in  the  Senate.      But  now  letusconn'  ' 
practical  side  of  the  question.      Under  this  Constitution,  with  the  Ministrj-  prari ; 
responsible  to  the  House  of  Representatives,   as  they  will  be  if  this  Constitution  is 
carried,  is  it  likely  that  a  Ministry  responsible  to  that  House,  no  matter  wliich  House 
he  sits  in,  will  ever  bring  down  a  message  to  the  Senate  ?    It  seems  to  me  to  l>o  n\m 
unlikely  that  he  will,  and  therefore  there  is  not  any  serious  practical  dithculty."    (^"' 
E.  Barton,  Conv.  Deb.,  Melb.,  2102.) 

The  point  made  by  Mr.  Isaacs,  that  fines,  penalties,  and  fees,  were  declared  by  tn<^ 
Constitution  itself  not  to  come  within  the  meaning  of  the  terms   "  imposing  taxation, 
and  "  appropriating  revenue  and  money,"  was  overborne  by  the  considerations  advancca 
by  Dr.   Cockburn  and  Mr.   Kingston,  and  Mr.    Isaacs'   amendment  was  rejected. 


•r^  ]  POWERS  OF  THE  PARLlA]iIENT.  683 

ictical  side  of  the  question  is  this,  that  if  a  message  be  required  as  the  condition 

cedent  to  the  origination  of  such  minor  financial  matters  in   the   Senate,   it  will 

prive  the  power,  contemplated  bj'  the  proviso  to  sec.  53,  of  much  of  its  value.     It 

il  make  the  exercise,  by  the  Senate,  of  that  modicum  of  financial  initiation,  absolutely 

■  pendent  on  the  Ministry  of  the  day.      It  is  doubtful,  however,  notwithstanding  the 

ejection  of  the  amendment,  whether  a  message  is  necessary  as  a  preliminary  to  the  intro- 

luction  into  the  Senate  of  the  class  of  Bills  refeiTed  to. 


Disagreement  between  the  Houses. 

57.    If    the    House    of    Representatives^    passes    any 

proposed  law,  and  the  Senate  rejects'^  or  fails'to  pass  it,  or 

i>asses  it  with  amendments  to  which  the   House  of  Repre- 

atatives  will  not  aorree,  and  if  after  an  interval  of  three 

iionths"-®^  the  House  of  Representatives,  in   the  same  or  the 

lext  session,  again  passes-^^  the  proposed  law  with  or  with- 

'ut  any  amendments  which  have  been  made,  suggested,  or 

^reed  to  by  the  Senate,  and  the  Senate  rejects  or  fails  to 

iss  it,  or  passes  it  with  amendments  to  which  the  House  of 

representatives  will  not  agree,  the   Governor-General  may 

lissolve-'^  the  Senate  and  the  House  of  Representatives  simul- 

aneously.     But  such  dissolution  shall  not  take  place^  within 

ix  months  before  the  date  of  the  expiry  of  the  House  of 

Representatives  by  effluxion  of  time. 

If  after  such  dissolution  the  House  of  Representatives 
^ain  passes  the  proposed  law,  with  or  w^ithout  any  amend- 
iients  which  have  been  made,  suggested,  or  agreed  to  by  the 
Senate,  and  the  Senate  rejects  or  fails  to  pass  it,  or  passes  it 
dth  amendments  to  which  the  House  of  Representatives 
rill  not  agree,  the  Governor-General  may  convene  a  joint 
ittinor*^  of  the  members  of  the  Senate  and  of  the  House  of 
Representatives. 

The  members  present  at  the  joint  sitting  may  deliberate 
tid  shall  vote  together  upon  the  proposed  law  as  last 
roposed  by  the  House  of  Representatives,  and  upon  amend- 
lents,  if  any,  which  have  been  made  therein  by  one  House 
nd  not  agreed  to  by  the  other,  and  any  such  amendments 
hich  are  affirmed  by  an  absolute  majority  of  the  total 
limber  of  the  members*  of  the  Senate  and  House  of  Repre- 
jntatives  shall  be   taken  to  have  been  carried,  and  if  the 


684  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  57. 

proposed  law,  with  the  amendments,  if  any,  so  carried  is 
affirmed  by  an  absolute  majority  of  the  total  number  of  the 
members  of  the  Senate  and  House  of  Representatives,  it  shall 
be  taken  to  have  been  duly  passed  by  both  Houses  of  the 
Parliament,  and  shall  be  presented  to  the  Governor-General 
for  the  Queen's  assent. 

Historical  Note.  — The  first  deadlock  proposal  was  made  in  the  Sydney  Convention 
of  1891,  when  Mr.  Wrixon  proposed  a  joint  sitting  in  case  suggestions  of  the  Senate  as 
to  Money  Bills  were  rejected  by  the  House  of  Representatives.  This  was  negativecL 
(Conv.  Deb.,  Syd.,  1^91,  pp.  706,  759-62;  supra,  p.  139.) 

At  the  Adelaide  session  in  1897,  deadlock  proposals  were  moved  by  Mr.  Wise  and 
Mr.  Isaacs,  but  were  negatived  on  division.  (Conv.  Deb.,  Adel.,  pp.  1150-73;  supra, 
pp.  180-2.) 

During  the  statutory  adjournment,  the  Legislative  Assemblies  of  New  South  Wales, 
Victoria,  and  South  Australia,  suggested  the  insertion  of  different  deadlock  provisions 
(supra,  pp.  182-7),  and  at  the  Sydney  session  the  question  was  debated  at  length,  with 
the  result  that  two  schemes  were  inserted  in  the  Bill  : — (1)  A  consecutive  dissolution  of 
both  Houses,  proposed  by  Mr.  Symon  ;  (2)  a  simultaneous  dis.solution  of  both  Houses, 
followed  if  necessary  by  a  joint  sitting  at  which  a  three-fifths  majority  should  decide— a 
proposal  built  up  on  propositions  made  by  Mr.  Wise,  Sir  Geo.  Turner,  and  Mr. 
Carruthers.     (Conv.  Deb.,  Syd.,  1897,  pp.  541-778,  807-980;  supra,  pp.  189-193  ) 

At  the  Melbourne  session,  after  the  second  report,  the  question  was  again  discussed, 
with  the  result  that  the  scheme  for  a  consecutive  dissolution  was  omitted  ;  but  otherwise 
—  except  in  minor  details  — the  Sydney  decision  was  adhered  to.  (Conv.  Deb.,  Melb , 
pp.  2104-2249,  2451-2;  supra,  pp.  202-4.)  Drafting  amendments  were  made  before  the 
first  report  and  after  the  fourth  report. 

The  tliree-fifths  majority  was  strongly  objected  to  in  New  South  Wales,  and  both 
Houses  of  the  Parliament  of  that  colony  recommended  the  substitution  of  a  simple' 
majority.  At  the  Premiers'  Conference  at  Melbourne  in  1899,  an  absolute  majorit}'  was 
substituted  for  a  three-fifths  majority.     (Supra,  pp.  214-8.) 

§  259.    "Disagreement  Between  the  Houses." 

This  section  provides  several  distinct  and  successive  stages  in  the  procedure  bj* 
which  a  disagreement  may  be  determined.  The  first  stage  is  the  rejection  or  failure  by 
the  Senate  to  pass  a  bill  proposed  by  the  House  of  Representatives  ;  then  succeeds  an 
interval  of  three  months  for  consideration  and  possible  compromise  ;  next,  if  there  is  no 
amicable  settlement,  the  House  again  passes  the  bill,  with  or  without  amendments  ;  if 
the  Senate  rejects,  or  fails  to  pass  it  a  second  time,  the  Governor-General  may  dissolve 
both  Houses  simultaneously  ;  if,  after  the  double  dissolution,  the  House  of  Representative- 
again  passes  the  proposed  law,  and  the  Senate  rejects  it  for  the  third  time,  the  Governoi 
General  may  convene  a  joint  sitting  of  the  whole  of  the  members  of  the  Senate  and  ^'' 
the  House  of  Representatives.  At  this  joint  sitting  the  members  present  may  delil>er!it« 
and  vote  together  upon  the  proposed  law,  and  upon  amendments  previously  propose  i 
thereto. 

The  debates  in  the  Convention,  on  the  question  what  provision  should  be  made  in  the 
Constitution  for  the  settlement  of  deadlocks,  were  prolonged  and  exhaustive,  and  second 
to  none  in  interest.  A  sketch  of  those  debates  M-ill  be  found  in  the  Historical 
Introduction,  and  here  we  must  content  ourselves  with  presenting  a  brief  analysis  oi 
the  section,  as  it  now  stands,  representing  as  it  does  the  matured  thought  of  the 
Convention,  subsequently  modified  in  one  matter  of  detail  by  the  Conference  of  Premiers 
and  approved  by  the  People. 


260-284.]  POWERS  OF  THE  PARLIAMENT.  685 

§  260.    **  If  the  House  of  Representatives   Passes." 

A  preliminary  feature  in  the  scheme  for  the  settlement  of  deadlocks  is  that  it  does 
•  extend  to  Bills  originating  in  the  Senate  ;  it  is  only  applicable  to  Bills  Avhich  have 
u  initiated  in  and  passed  by  the  House  of  Representatives.  There  is  no  limit  to  or 
ilification  of  the  class  of  measures  which  may  become  the  subjects  of  the  deadlock 
cetlure.  It  covers  every  proposed  law  which  may  have  been  passed  by  the  national 
mber. 

§  261.    "  And  the  Senate  Rejects." 

The  next  step  in  the  history  of  a  possible  deadlock  is  that  the  Senate  rejects  or  fails 
pass  the  proposed  law,  or  passes  it  with  amendments  to  which  the  House  of 
presentatives  will  not  agree.  If  it  is  not  a  Bill  imposing  taxation  or  appropriating 
enue  or  money  for  the  ordinary  annual  ser\ices  of  the  Government,  the  Senate  may 
ourse  amend  it.  If  it  is  such  a  BiU,  the  Senate  may  not  amend,  but  may  return  it 
:he  House  of  Representatives,  with  a  message  suggesting  the  omission  or  amendment 
my  items  or  proxnsions  therein.  If  the  Senate  i-ejects  the  Bill  absolutely,  or  if  its 
endments  or  suggestions  are  not  accepted  by  the  House,  and  the  Senate  refuses  to 
-s  the  Bill  without  the  acceptance  of  its  amendments  or  the  adoption  of  its  suggestions 
the  House,  the  Bill  is  lost. 

§  262.    "  An  Interval  of  Three  Months." 

After  the  failure  of  the  proposed  law  to  receive  the  concurrence  of  both  Houses,  an 
terval  of  three  months  must  be  allowed  to  elapse  before  any  further  action  can  be 
<en  imder  this  section.     That  interval  is  required  to  give  time  for  consideration  and 

:eiliation,  and  to  permit  of  the  development  and  manifestation  of  public  opinion 
1  oughout  the  Commonwealth.  That  interval  may  be  composed  of  time  wholly  within 
:  same  session  of  Parliament  as  that  in  which  the  bill  was  proposed  and  lost,  or  it  may 

composed  of  time  partly  in  that  session  and  partly  in  a  recess,  or  in  another  session. 
•?  interval  may  be  longer  than  three  mouths,  but  it  cannot  extend  beyond  the  next 

-ion  of  the  Fetleral  Parliament. 

263.    "  If  the  House  of  Representatives  Again  Passes." 

After  the  interval  of  three  months  the  House  of  Representatives  may  again  pass  a 
'posed  law,  with  or  without  any  amendments  which  have  been  made  by  the  Senate,  or 
endments  suggested  by  the  Senate,  or  amendments  made  in  the  House  and  agreed  to 
the  Senate.  It  must  not  be  a  new  bill,  but  the  original  bill  modified  only  by  amend- 
iits  made,  suggested  or  agreed  to  by  the  .**enate.     If  the  bill  is  one  of  ordinary 

.islation,  not  relating  to  taxation  or  the  appi-opriation  of  revenue  or  money  for  the 
iinary  annual  services  of  the  Government,  the  Senate  could,  at  this  stage,  as  at  the 

~t  stage,  amend  it.  If  it  is  a  tax  bill  or  an  annual  Appropriation  Bill  the  Senate 
ild  by  message  suggest  amendments.  The  House  of  Representatives  could  agree  to 
■  amendments,  or  it  could  amend  as  suggested  by  the  Senate,  in  which  case  the  bill 
•uld  be  saved  ;  it  could  refuse  to  agree  to  the  amendments  made,  or  it  could  refuse  to 

aend  as  suggested  ;  in  which  case  the  bill  would  again  be  lost. 

§  264.    "  The  Governor-General  may  Dissolve." 

Upon  the  concurrence  of  all  these  conditions  precedent  the  Constitution  enables  the 
overnor-CTeneral  to  dissolve  the  Senate  and  the  House  of  Representatives  simultaneously, 
his  power  would  be  exercised  by  him,  as  the  Queen's  representative,  in  the  same 
anner  as  other  prerogatives  of  the  Cro>*Ti ;  viz.,  according  to  the  ad^^ce  of  Ministers 
ho  have  the  confidence  of  Parliament. 


686  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  57. 

§  265.    "Such  Dissolution  shall  not  Take  Place.' 

There  is  one  restriction  on  the  power  of  the  Crown  to  grant  a  double  dissolution.  It 
may  not  take  place  within  six  months  before  the  date  of  the  expiry  of  the  House  of 
Representatives  by  effluxion  of  time.  The  policy  of  this  restriction  is  that  the  House 
of  Representatives  may  not  be  permitted  to  court  a  deadlock,  and  to  force  a  dissolution 
of  the  Senate,  when  the  House  of  Representatives  is  on  the  point  of  expiry.  If  there  is 
to  be  a  dissolution  of  both  Houses,  the  House  of  Representatives  must  submit  to  sacrifices 
as  well  as  the  Senate.  Under  this  restriction  its  members  will  have  to  lose  at  least  six 
months  of  their  prospective  term  of  membership.  This  loss,  however,  would  be  small 
compared  with  the  term  of  membership  which  the  Senators  would  lose.  It  is  thus 
assumed  that  under  this  procedure  the  members  of  both  Houses  will  have  every  oppor- 
tunity to  agree  and  every  inducement  to  abstain  from  unreasonable  disagreement. 

On  the  dissolution  of  the  Senate  the  Governor  of  each  State  will  cause  writs  to  be 
issued  for  the  election  of  new  senators  for  the  State.  The  writs  must  be  issued  within 
ten  days  from  the  proclamation  of  the  dissolution.  They  will  appoint  the  da.y  of  election 
and  the  officers  to  conduct  the  election  (sec.  12).  The  Constitution  does  not  limit  the 
time  within  which,  after  the  issue  of  the  writs,  the  election  of  senators  must  be  held. 
Power,  however,  is  given  to  the  Parliament  of  each  State  to  make  laws  for  determining 
the  time  and  places  of  election  of  senators  for  the  State  (sec.  9). 

After  the  first  meeting  of  the  Senate,  following  a  dissolution  thereof,  the  Senate  is 
required  bj'  sec.  13  to  proceed  to  make  provision  for  the  retirement  of  its  members  by 
rotation,  similar  to  that  made  by  it  after  its  first  election. 

The  writs  for  the  election  of  members  of  the  House  of  Representatives  will  be  issued 
by  the  Governor-General  in  Council,  within  ten  days  from  the  proclamation  of  the 
dissolution  (sec.  .32).  The  time  appointed  for  the  return  of  the  writs  will  be  specified  in 
the  writs.  Parliament  must  be  summoned  to  meet  not  later  than  thirty  days  after  the 
day  appointed  for  the  return  of  writs  (sec.  5). 

§  266.    "A  Joint   Sitting." 

The  joint  sitting  is  not  a  new  contrivance  in  Parliamentarj'  government.  It  ii 
founded  on  the  practice  of  conflicting  legislative  cliambers  at  times  appointing  representa- 
tives to  meet  in  conference  authorized  to  discuss  questions  in  dispute,  and  to  suggest 
possible  modes  of  settlement.  In  that  practice,  recognized  both  in  Great  Britain  and 
her  colonies,  as  well  as  in  the  United  States,  may  be  found  the  germ  of  which  tlie  joint 
sitting  elaborated  in  this  Constitution  is  the  development. 

After  the  re-assembling  of  Parliament  the  House  of  Representatives,  if  disposed  to 
carry  on  the  campaign  in  favour  of  the  proposed  law,  is  entitled  to  again  pass  it  with  or 
without  amendments  which  have  been  made,  suggested  or  agreed  to  by  the  Senate,  m 
the  last  session  of  the  dissolved  Parliament.  It  is  again  sent  to  the  Senate,  which  is 
again,  and  for  the  third  time,  invited  to  pass  it,  or  to  pass  it  with  amendments  agreeable 
to  the  House  of  Representatives.  If  the  Senate  rejects  the  bill  or  fails  to  pass  it  witli 
amendments  to  which  the  House  of  Representatives  will  agree,  the  (Jovernor-Genoral, 
acting  according  to  the  advice  of  his  responsible  ministers,  may  convene  a  joint  sitting 
of  the  members  of  the  Senate  and  of  the  House  of  Representatives.  The  conduct  of  the 
business  and  proceedings  of  the  joint  sitting  will  be  regulated  by  joint  standing  rule* 
and  orders  made  and  agreed  to  by  the  Houses  under  sec.  50. 

The  question  upon  which  the  members  present  at  the  joint  sitting  "  may  delilier*'* 
and  shall  vote  together  "  are  :— (1)  the  bill  as  last  proposed  by  the  House  of  Representa- 
tives ;  and  (2)  any  amendments  which  have  been  ma<le  by  one  House  and  not  agreed  to 
by  the  other.  Any  such  amendments  which  are  affirmed  by  an  absolute  majority  of  the 
total  number  of  the  members  of  both  Houses  will  be  taken  to  be  carried  ;  anil  the  Bii 
itself,  with  any  amendments  so  carried,  must  be  voted  upon,  and  if  affirmed  i>y  a  simiwr 
•'absolute  majority"  of  memljers  it  will  be  presented  for  the  Royal  assent  just  as  if  it 
had  been  passed  by  both  Houses  separately. 


266]  POWERS  OF  THE  PARLIAMENT.  687 

Money  Bnj^. — These  dead-lock   provisions  apply  to  all  bills — as  well  bills  whicL 

the  Senate  may  not  amend  as  bills  which  it  may  amend.     But  it  should  be  noticed  that 

the  section  is  careful  not  to  give  the  Senate  any  power,  by  means  of  the  joint  sitting,  to 

ure  any  amendment  which  the  Senate  could  not  have  made  in  the  first  instance.     The 

ly  questions,  besides  the  Bill  itself,  which  can  be  voted  on  at  the  joint  sitting,  are 

iiendments  "  made  by  one  House '' and  not  agreed  toby  the  other.     In  the  case  of  a 

U  which  the  Senate  may  amend,  amendments  which  it  has  made  may  be  voted  on  at 

e  joint   sitting  ;   but   in  the  case  of  bills  which  the  Senate  ma3-  not  amend,   mere 

.rgestions  made  by  the  Senate  cannot  be  dealt  with  at  the  joint  sitting.     This  section, 

•refore,  does  not  give  the  Senate  any  indirect  power  of  moulding  the  form  of  those 

ancial  measures  for  which  the  House  of  Representatives  is  solely  responsible. 

The  Absolcte   Majority. — Under  the  clause  as  adopted  by  the  Convention,  the 

:  oposed  law  and  any  amendments  had  to  be  carried,  not  by  a  simple  majority,  as  in  the 

ise  of  business  done  in  the  Houses  sitting  separately,  but  by  three-fifths  of  the  members 

•  present  and  voting."      The  main  reason  assigned  in  the  Convention  for  this  special 

majority  was  that,  as  the  House  of  Representatives  was  twice  as  strong  in  numbers  as 

the  Senate,  it  would  not  be  fair  to  the  Senate  to  invite  it  to  a  joint  conference  at  which 

:  would  be  easily  swamped  and  outvoted  b\-  overwhelming  numbers.     At  the  Pi-emiers' 

■nference,  1899,  Mr.  Reid  asked  for  a  simple  majoritj' — instead  of  three-fifths — of  the 

embers  present  and  voting ;  and  the   matter  was  compromised  by  plx)^"idiug  for  a 

ajority,  not  of  those  present  and  voting,  but  of  all  the  members  of  both  Houses — or 

what  is  concisely  called  an   "absolute  majority."     In  this  waj'  the  artificiality  of  an 

xtraordinary  majority  was  avoided,  and  at  the  same  time  it  was  ensured  that  a  majority 

the  Senate  could  never  be  defeated  at  a  joint  sitting  except  by  a  vote  which  would 

lount  to  a  majority  of  a  full  joint  sitting. 

The  effect  of  the  requirement  of  an  "  absolute  majority  "  to  carry  a  proposal  is  that 

'..e  opponents  of  a  proposal  need  not  muster  in  force  to  defeat  it  ;  whether  they  ai-e 

;  esent  or  absent  the  proposal  cannot  be  earned  unless  its  supporters  have  an  absolute 

majority,  and  will  be  carried  if  its  supporters  have  that  majority.     On  the  other  hand, 

the  supporters  of  the  proposal  must  be  present  to  the  retiuired  number,  or  they  cannot 

succeed.     In  view,  however,  of  the  fact  that  a  joint  sitting,  when  it  occurs,  will  be  the 

final  stage  in  a  long  political  struggle,  the  difference  between  a  simple  and  an  absolute 

ijority  loses  much  of  its  importance.     If  the  supporters  of  a  proposal  do  not   number 

;i  absolute  majority,  they  will  be  unlikely  to  win  in  any  case  :  and  if  they  do  number 

an  absolute  majority,  it  is  very  unlikely  that  any  member  of  that  majority  will  absent 

himself  and  thereby  betray  his  party  at  the  moment  when  >-ictor3-  is  within  their  grasp. 

The  Deadlock  Machisbry. — Some  of  the  members  of  the  Convention,  representing 
the  more  populous  colonies,  feared  that  through  the  principle  of  equal  representation  the 
less  populous  States  would  be  able  to  exercise  undue  influence  in  the  Senate,  so  as  to 
wart  the  will  of  the  popular  majority  of  the  whole  Commonwealth.  At  any  rate  this 
iS  the  argument  as  interpreted  by  Sir  Samuel  GriflBth.  (Notes  on  the  Draft  Common- 
Iwealth  Bill,  1899,  p.  18.)  Thus  the  whole  of  this  complex  and  elaborate  machinery  for 
che  settlements  of  deadlocks  is  founded  on  the  assumption  that  two  Representative 
Chambers,  directly  elected  by  the  same  class  of  people  in  all  the  States,  will  not  work  in 
harmony,  but  may  at  times  come  into  deadly  conflict. 

Should  this  assumption  be  well  founded,  and  should  the  deadlock  clause  be  brought 
into  action  with  undue  frequency,  it  will  not  be  any  evidence  against  the  principle  of 
sqoal  representation,  but  rather  proof  of  a  temporary  divergence  of  interests,  and 
ibsence  of  that  unity  and  identity  of  political  growth  which  in  the  coarse  of  time  should 
ireld  together  the  federated  community.  Such  divergences  will,  no  doubt,  ine\ntably 
lisappear,  to  be  succeeded  by  a  permanent  tendency  to  integration,  as  the  resultant  of 
he  national  elements  which  pervade  the  Constitution. 

The  provision  made  by  this  Constitution  for  the  dissolution  of  the  Senate  is  the 
atest  and  greatest  experiment  in  Fetleral  Government.     Xo   other  second  Chamber  in 


1 


688  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  58. 

any  federal  system  is  liable  tp  be  dissolved  on  any  question  of  general  legislation.  By 
the  Swiss  Constitution  (Art.  120),  if  the  two  Chambers  are  unable  to  agree  on  the 
question  whether  there  shall  be  a  total  revision  of  the  Constitution,  the  question  is  then 
referred  to  the  people  ;  and  if  a  majority  of  the  electors  voting  support  a  revision,  both 
Chambers  are  dissolved,  and  the  work  of  revision  devolves  upon  the  new  federal  legisla- 
ture. (See  Deploigne,  Referendum  in  Switzerland,  1898,  p.  129.)  But  in  respect  of 
ordinary  legislation  there  is  no  such  provision.  Immunity  from  dissolution  en  «io*»e 
has  been  hitherto  one  of  the  recognized  privileges,  and  certainly  the  strongest  bulwark, 
of  Upper  Houses  generally.  That  feeling  of  constitutional  indifference  to  such  disturbing 
events  as  general  elections  has  been  one  of  the  charms  and  attractions  of  the  Upper- 
House-Membei'ship.  The  precedent,  however,  has  been  established  once  and  for  all 
time,  and  sooner  or  later  it  will  invade  the  sacred  precincts  of  most  of  the  second 
Chambers  in  the  world. 

It  would  be  premature  as  well  as  unwise  to  indulge  in  speculations  as  to  whether 
its  liability  to  dissolution  will  tend  to  weaken  the  effective  power  of  the  Australian 
Senate.  If  the  Senate  is  well  led,  a  dissolution  may  result  in  its  being  supported  and 
strengthened  by  the  States.  Although  the  Senate  represents  the  States,  as  corporate 
units,  it  is  based  on  the  elective  principle,  as  much  as  the  House  of  Representatives.  It 
will  feel  what  Goldwin  Smith  describes  as  the  "  sap  of  popular  election  in  its  veins."  In 
a  disagreement  with  the  House,  it  may  assert  its  views  with  ability,  dignity,  and 
determination,  it  will  fully  realize  its  responsibility  to  the  States,  and  will  insist  that  its 
responsibility  to  its  corporate  constituents  is  as  great  as  that  of  the  other  chamber  to  the 
people  as  individual  units.  If  an  uncompromising  attitude  on  the  part  of  both  Houses 
leads  to  a  double  dissolution,  the  Senate  may  be  reconstituted  with  added,  and  not 
diminished,  authority.  On  the  other  hand,  it  is  equally  possible  that  the  Senate,  badly 
led,  may  be  badly  beaten  in  the  appeal  to  the  people  and  to  the  States.  This  much  is 
certain,  that  the  people  as  final  arbiters  will  be  the  gainers  of  power  by  the  liability  of 
both  Houses  to  dissolution. 


Royal  assent  to  Bills.  ■'^^^m' 

58.  When  a  proposed  law  passed  by  both  Houses  of  tn^^ 
ParHament  is  presented  to  the  Governor-General  for  the 
Queen's  assent^^",  he  shall  declare,  according  to  his  discretion, 
but  subject  to  this  Constitution,  that  he  assents  in  the 
Queen's  name,  or  that  he  withholds  assent,  or  that  he  reserves 
the  law  for  the  Queen's  pleasure. 

The  Governor-General  may  return  to  the  House  in  which 
it   originated   any    proposed    law  so  presented  to  him,  and 
may  transmit  therewith   any  amendments^*^*^  which  he  may 
recommend,    and    the    Houses    may    deal    with    the   recom 
mendation,  I 

Historical  Note. — The  clause  as  introduced  in  the  Sydney  Convention  of  1891  w« 
in  substance  the  same  as  this.     The  first  paragraph  follows  the  provisions  of  the  Act  for      . 
the  Government  of  New  South  Wales  and  Van  Diemen's  Land,  1842  (5  and  6  Vic.  c-  76, 
sec.  .31),  with  the  important  exception  that  it  makes  no  mention  of  the  royal  instructions. 
The  second  paragraph  is  taken  from  sec.  36  of  the  Constitution  of  Victoria,  and  sec  28      t 
of  the  Constitution  of  South  Australia,  which   are   in   substantially   the  same  tenn«.      I 
(Conv.  Deb.,  Syd.,  1891,  p.  763.) 


JtiT.] 


POWERS  OF  THE  PARLIAMENT.  689 


At  the  Adelaide  session  the  clause  was  adopted  in  substantially  the  same  form.     At 

Sj-dney  session,  a  suggestion  by  the  Legislative  Assembly  of  Victoria,  to  insert  "and 

Her  Majesty's  instructions"  after  "Constitution,"  was  negatived.     (Conv.    Deb., 

1.,  1897.  pp.  778-9.)     At  the  Melbourne  session,  drafting  amendments  were  made 

:>re  the  first  report  and  after  the  fourth  report. 

y^  267.     "  Presented  to  the  Governor-General  for  the 
Queen's  Assent/' 

When  a  bill  passed  by  both  Houses  of  the  Federal  Parliament  is  presented  to  the 
\  emor-General  for  the  Queen's  assent  he  may  do  one  of  three  things  : 

(1.)  He  may  assent  to  the  Bill  in  the  Queen's  name  ;  and  thereupon  it  becomes 
law,  and  remains  law  unless  inithin  one  year  from  the  date  of  the  assent 
it  is  expressly  disallowed  by  the  Queen. 
(2.)  He  may  withhold  assent,  that  is  absolutely  veto  the  Bill,  and  thereupon  it 

is  lost  for  the  time  being. 
(3.)  He  may  reserve  the  Bill  for  the  signification  of  the  Queen's  pleasure,  and 
thereupon  it  becomes  subject  to  the  procedure  defined  by  sec.  60. 
The  assent  of  the  Queen  to  proposed  laws  is  Her  Majesty's  assent  as  a  separate, 
iependent,  and  co-equal  branch  of  the  Federal  Parliament.     The  form  in  which  this 
tion  is  drawn  is  materially  different  from  the  wording  of  corresponding  sections  in 
ceding  Constitutional  Acts,  and  this  difference  of  form  indicates  the  difference  in  the 
-tructure  of  the  Federal  Parliament  compared  with  that  of  other  colonial  legislatures, 
and  also  the  larger  grant  of  power  with  which  it  is  invested. 

By  Act  5  and  6  Vic.  c.  76  (.30th  July,  1842)  it  was  pro^•ided  that  the  Governor  of 
-  w  South  Wales,  with  the  advice  and  consent  of  the  Legislative  Council,  should  have 
kuthority  to  make  laws  for  the  peace,  welfare,  and  good  government  of  the  colony, 
irovided  that  such  laws  should  not  be  repugnant  to  the  law  of  England  or  interfere  in 
ny  way  with  the  sale  or  appropriation  of  the  Crown  lands  within  the  colony  (sec.  29). 
n  accordance  with  the  old  constitutional  principle,  that  section  recognized  the  Crown  as 
he  sole  legislature,  and  the  Legislative  Council  merely  as  an  advisory  body.  Consistently 
ath  the  same  principle,  sec.  30  gave  the  Ciovemor  authority  to  transmit  to  the  Council 
rafts  of  such  laws  as  appeared  to  him  desirable  to  pass.  The  Governor  was  also 
ntitled  to  return  to  the  Council  bills  which  it  had  passed,  recommending  that  amend- 
ments should  be  made  in  such  bills.     By  sec.  31  it  was  enacted — 

"  That  every  Bill  which  has  been  passed  by  the  said  Council  and  also  every  law 
reposed  by  the  Governor  which  shall  have  been  pas.sed  by  the  said  Council  whether 
ith  or  without  amendments  shall  be  presented  for  Her  Majesty's  assent  to  the  Ciovemor 
f  the  said  Colony  and  that  the  Governor  shall  declare  according  to  his  discretion  but 
abject  nevertheless  to  the  pro\'isions  contained  in  this  Act  and  to  such  instructions  as 
lay  from  time  to  time  be  s^ven  in  that  behalf  by  Her  Majesty  Her  Heirs  or  Successors 
liat  he  assents  to  such  Bill  in  Her  Majesty's  name  oi-  that  he  withholds  Her  Majesty's 
ssemt  or  that  he  reserves  such  Bill  for  the  signification  of  Her  Majesty's  pleasure 
iere<Hi." 

I  Upon  the  presentation  to  the  Governor  of  a  Bill  for  Her  Majestj-'s  assent,  he  was 
|irected  to  declare  "  according  to  his  discretion  "  that  he  assented  to  such  Bill  in  Her 
ajesty's  name,  or  that  he  withheld  Her  Majesty's  assent  or  that  he  reserved  such  Bill 
r  the  signification  of  Her  Majesty's  pleasure  thereon,  but  the  Governor's  discretion  was 
mited  in  two  waj-s.     It  could  only  be  exercised  : — 

(1.)  Subject  to  the  provisions  contained  in  the  Act,  and 

(2. )  Subject  to  such  instructions  as  might  from  time  to  time  be  given  to  him 
in  that  behalf  by  Her  Majesty,  her  heirs  and  successors. 
The  first  limitation  referring  to  the  provisions  of  the  Act  evidently  alludes  to  the 
>nstitutionadity  of  the  proposed  law,  the  Governor  being  required  to  satisfy  himself  that 
was  within  the  legislative  authority  conferred  on  him  with  the  advice  and  c-onsent  of 

44 


690  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  58. 

the  Council.  The  second  limitation  required  the  Governor  to  exercise  his  discretion 
according  to  royal  instructions,  which  would  from  time  to  time  be  given  to  him.  Here 
then  we  come  upon  the  statutory  origin  of  an  aiithority  for  rojal  instructions  to 
Australian  Governors.  By  sec.  40  of  the  same  Act  it  is  declared  that  Her  Majesty  may, 
with  the  advice  of  her  Privy  Council,  or  under  Her  Majesty's  signet  and  sign  manual,  or 
through  one  of  her  principal  Secretaries  of  State,  from  time  to  time  convey  to  the 
Governor  of  New  South  Wales  such  instructions  as  to  Her  Majesty  sliall  seem  meet  for 
his  guidance  in  the  exercise  of  his  powers  of  assenting  to,  dissenting  from,  or  reser\nng 
Bills  passed  by  the  Council,  and  that  it  shall  be  his  duty  to  act  in  obedience  to  such 
instructions.  Next  came  the  Act  7  and  8  Vic.  c.  74,  sec.  7  (6th  Aug.,  1844),  which 
recited  that  the  object  of  providing  for  the  reservation  of  Bills  was  to  insure  that  such 
Bills  should  not  be  assented  to  by  the  Governor  "  without  due  consideration,"  a^d 
provided  that  it  should  not  be  necessary  for  the  Governor  to  reserve  any  such  Bill,  from 
which,  in  the  exercise  of  his  discretion  as  limited  in  the  Act  of  1842,  he  should  declare 
that  he  withholds  Her  Majesty's  assent,  or  to  which  he  should  have  previously  received 
instructions  on  the  part  of  Her  Majesty  to  assent. 

The  Constitutional  Act  for  the  better  government  of  the  Australian  colonies,  13  and 
14  Vic.  c.  59  {5th  Aug.,  1850),  which  created  Victoria  as  a  separate  colony,  re-enacted  S 
and  6  Vic.  c.  76,  ss.  31  and  40,  and  7  and  8  Vic.  c.'74,  s.  7,  and  made  them  applicable 
to  the  newly-created  Australian  Legislatures.  The  Constitution  Statute  of  New  South 
Wales,  18  and  19  Vic.  c.  54,  s.  3  (16th  July,  1855),  and  the  Constitution  Statute  of 
Victoria,  18  and  19  Vic.  c.55  (16th  July,  1855),  continued  the  operation  of  the  old  laws, 
directing  the  Governor  to  assent  to  or  reserve  Bills  in  conformity  with  instructions. 
The  old  law  was  made  applicable  to  the  new  system  of  representative  and  responsible 
government  then  introduced. 

From  this  review  of  constitutional  legislation  it  will  be  seen  that  the  practice  of 
limiting  by  instructions  the  Governor's  discretion  in  giving  or  withholding  the  royal 
assent  to  Bills  began  in  5  and  6  Vic.  c.  76,  s.  31,  statutory  authority  for  those  instructions 
being  first  found  in  sec.  40  of  that  Act ;  that  the  intention  of  sections  31  and  40  of  the 
said  Act  is  explained  and  extended  by  sec.  7  of  the  Act  7  and  8  Vic.  c.  74  ;  that  the 
provisions  of  those  Acts  were  confirmed  by  sec.  33  of  the  Act  13  and  14  Vic.  c.  59 ;  tliat 
previous  legislation  relating  to  the  subject  was  confirmed  by  the  Constitution  Statutes 
of  New  South  Wales  and  Victoria  (16th  July,  1855) ;  and  that  those  Statutes  still  remain 
in  force,  so  far  as  they  are  applicable  to  the  Governments  of  the  States.  Under  this 
series  of  Imperial  Acts,  rules  and  instructions  were  formulated  by  the  Inijierial 
authorities,  regulating  the  exercise  of  the  discretion  of  Australian  Governors,  in  giving 
or  withholding  the  royal  assent  to  Bills  passed  by  the  Australian  legislatures. 

Among  the  instructions  referred  to,  the  following  may  be  mentioned  :  That  in  the 
passing  of  all  laws,  each  different  matter  be  provided  for  by  a  different  law,  without 
intermixing  in  one  and  the  same  Act  such  things  as  have  no  proper  relation  to  each 
other  ;  that  no  clause  or  clauses  be  inserted  in  or  annexed  to  any  Act  which  shall  w 
foreign  to  what  the  title  of  such  Act  imports,  and  that  no  perpetual  clause  be  part  of 
any  temporary  law.  Then  followed  a  list  of  the  classes  of  Bills  to  which  the  Governor 
was  not  permitted  to  assent,  but  which  he  was  required  to  reserve  for  the  signification  of 
the  Queen's  pleasure.  These  instructions  remained  in  force  in  most  of  the  Australut" 
colonies  until  1892  (see  p.  398,  supra),  when  they  were  superseded  by  a  new  draft  "t 
instructions,  in  which  the  Governor  was  allowed  greater  freedom  in  the  exercise  of  In- 
discretion in  assenting  to  or  withholding  assent  from  Bills ;  he  was  not  directe<i  i' 
attend  to  the  petty  details  above  recited,  but  he  was  still  directed  to  reserve  Bills  of  tin 
following  classes  : — 

(a)  Any  Bill  for  the  divorce  of  persons  joined  together  in  holy  matrimony. 

(6)  Any  Bill  whereby  any  grant  of  land  or  money,  or  other  donation  or  gratuity 
may  l)e  made  to  himself. 

(c)  Any  Bill  affecting  the  currency  of  the  colony. 


$4  267-268]  POWERS  OF  THE  PARLIAMENT.  691 

(d)  Any    Bill    imposing    diflferential  duties   (other  than  as    allowed    by    the 

AuftrcUian  Colonies  Duties  Act,  1873). 

(e)  Any  Bill  the  provisions  of  which  shall  appear  inconsistent  with  obligations 

imposed  upon  Us  by  treatj'. 
{J)  Any  Bill  interfering  with  the  discipline  or  control  of  Our  forces  in  the 

colony  bj-  land  or  sea. 
(y)  Any  Bill  of  an  extraordinary-  nature  and  importance,  wherebj'  Our  preroga- 
tive or  the  rights  and  property  of  Our  subjects  not  residing  in  the  colony, 
or  the  trade  and  shipping  of  the  United  Kingdom  and  its  dependencies, 
may  be  prejudiced. 
(A)  Any  Bill  containing  provisions  to  which  Our  assent  has  been  once  refused, 
or  which  has  been  disallowed  by  Us. 
Since  the  appointment  of  the  Marquis  of  Lome,  on  6th  October,  1878,  the  instructions 
associated  with  the  office  of  Governor-General  of  Canada  have  been  amended  by  the 
mission  of  the  clause  which  formerly  prescribed  the  classes  of  bills  to  be  reserved  by 
he  Governor-General  for  Imperial  consideration.     Pursuant  to  this  change  in  the  tenor 
f  the  Royal  Instructions  to  Governors  of  Canada — first  introduced  in  1878,  by  the 
omission  of  any  direction  for  the  reservation  of  bills — an  Act  passed  by  the  Canadian 
Parliament  in  1879,  to  effect  the  judicial  separation  of  certain  parties  from  the  bonds  of 
matrimony,  was  assented  to  by  the  Governor-General  (•42  Vic.  79),  which  Act  previously 
must  neefls  have   been   reserved   for  the   signification  of  the   royal   pleasure  thereon. 
Todd"s  ParL  Gov.  in  Col.,  2nd  ed.  p.  163.) 

The  instructions  associated  with  the  office  of  Governor-General  of  the  Commonwealth 
will  probably  be  framed  on  the  lines  of  the  Canadian  model.  Indeed,  according  to  a 
strict  interpretation  of  sec.  58  of  the  Constitution  of  the  Commonwealth  it  would  not  be 
legal  for  Her  Majesty,  through  the  Secretary  of  State  for  the  Colonies,  to  fetter  the 
discretion  of  the  Governor-General  by  instructions  such  as  those  which,  with  unquestion- 
able legality,  were  given  under  the  authority  of  the  Act  5  and  6  Vic.  c.  76,  ss.  31  and  40. 
The  C^vernor-General  is  authorized  to  assent  in  the  Queens  name  to  Bills,  to  withhold 
the  Royal  assent  to  BiUs,  or  to  reserA-e  Bills  for  the  signification  of  the  Queen's  pleasure, 
"according  to  his  disci-etion,"  and  subject  only  to  the  Constitution;  not  subject  to 
instructions,  as  under  the  Act  of  1842.  In  determining  the  exercise  of  his  discretion, 
the  (Jovemor-General  will  be  entitled  to  receive  from  the  law  officers  of  the  Common- 
wealth a  report  in  reference  to  each  Bill  to  be  submitted  for  his  sanction,  specifying 
whether  there  is  any  legal  objection  to  his  assenting  to  it,  or  whether  his  duty  and 
obligations,  as  Representative  of  the  Crown,  necessitate  that  he  should  withhold  his 
assent  or  reser\e  the  Bill  for  the  consideration  of  the  Imperial  Government.  (Todd's 
ParL  Gov.  in  Col. ,  2nd  ed.  p.  ]  66.  \  As  a  general  rule,  a  Governor  would  be  justified  in 
accepting  and  acting  upon  statements  of  such  functionaries  in  local  matters.  But  if  his 
own  indiWdual  judgment  does  not  coincide  with  their  interpretation  of  the  law,  his 
responsibility  to  the  Crown  may  require  him  to  delay  acting  on  the  advice  of  his  Ministers. 
But  whatever  steps  he  may  think  fit  to  take  upon  such  a  grave  emergency,  and  from 
whatever  materials  his  opinion  may  be  formed,  he  is  individually  responsible  for  his 
conduct,  and  cannot  shelter  himself  behind  advice  obtained  from  outside  his  Ministry. 
(Id.  p.  167.) 

.^  268.    ''  The  Governor-General  may    .    .    Transmit    .    . 

Amendments." 

The  origin  of  the  constitutional  legislation  enabling  the  Governor  of  a  colony  to 
recommend  to  its  legislature  amendments  in  proposed  laws,  may  be  traced  back  to  5  and 
6  Vic.  c.  76,  s.  30  (p.  689  supra).  It  was  reproduced  in  the  Constitation  Act  of  Victoria, 
1855,  sec.  36,  as  follows  : — 

"  It  shall  be  lawful  for  the  Governor  to  transmit  by  message  to  the  Council  or 
Assembly  tor  their  consideration  any  amendment  which  he  shall  desire  to  be  made  in  amy 


G92  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  59. 

Bill  presented  to  him  for  Her  Majesty's  assent ;  and  all  such  amendments  shall  be  taken 
into  consideration  in  such  convenient  manner  as  shall  by  the  rules  and  orders  aforesaid 
be  in  that  behalf  provided." 

This  power  of  recommending  amendments,  vested  in  the  Governor,  has  been  found 
in  parliamentary  practice  a  very  useful  one,  and  even  under  our  system  of  responsible 
government  it  has  been  used  with  advantage.  It  is  of  special  value,  towards  the  end  of 
a  session,  when  Bills  have  been  passed  through  all  their  stages  in  both  Houses  of 
Parliament,  and  when  it  has  been  found  that  inaccuracies  or  discrepancies  have  crept 
into  some  of  them.  In  such  circumstances  Ministers  formulate  the  required  amendments, 
and  upon  their  advice  the  Governor  transmits  a  message  to  the  House  in  which  the  Bill 
or  Bills  requiring  rectification  originated.  Thereupon  amendments  recommended  are 
duly  considered  and  dealt  with,  and  if  adopted,  are  transmitted  to  the  other  Chamber 
for  its  concurrence. 


Disallowance  by  the  Queen. 

59.  The  Queen  may  disallow^^^  any  law  within  one  year 
from  the  Governor-General's  assent,  and  such  disallowance 
on  being  made  known  by  the  Governor-General  by  speech 
or  message  to  each  of  the  Houses  of  the  Parliament,  or  by 
Proclamation,  shall  annul  the  law  from  the  day  when  the 
disallowance  is  so  made  known. 

Historical  Note. — The  first  draft  of  this  clause  in  the  Commonwealth  Bill  of  1891 
was  taken  from  the  Act  for  the  Government  of  New  South  Wales  and  Van  Dienien's 
Land,  1842  (5  and  6  Vic.  c.  76,  sec.  .32).  It  was  to  the  same  effect,  except  that  the 
period  for  disallowance  was  within  two  years  from  the  receipt  of  the  Bill  by  the  Queen. 
In  Committee,  Mr.  Cockburn  moved  to  substitute  "one  year"  for  "two  years,"  but 
this  was  negatived.  He  then  moved  to  add  : — "  Provided  that  such  disallowance  shall 
be  exercised  on  such  subjects  only  as  affect  Imperial  interests  and  are  specified  in 
schedule  B."     This  also  was  negatived.     (Conv.  Deb.,  Syd.,  1891,  pp.  7C3-5.) 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  and  adopted  in  the  same 
form,  except  that  the  period  for  disallowance  was  one  year  from  the  receipt  of  the 
Bill.  At  the  Melbourne  session,  before  the  first  report,  this  period  was  altered  to  "  one 
year  from  the  Governor-General's  assent,"  and  further  drafting  amendments  were  niaxle. 
A  verbal  amendment  Avas  made  after  the  fourth  report. 

§  269.     "The  Queen  May  Disallow." 

In  the  abandonment  of  power  to  regulate,  by  instructions,  the  Governor-General  s 
discretion  in  assenting  to,  withholding  assent  from,  or  reserving,  Bills  presented  to  hint 
for  the  Royal  Assent,  the  Crown  has  not  relinquished  one  iota  of  its  rightful  autliont\ . 
nor  has  the  paramount  sovereignty  of  the  Imperial  Parliament  been  in  the  snmll<'>' 
degree  abated  or  impaired.  The  Constitution  assumes  that  the  Queen's  Representative 
will  have  the  absolute  confidence  of  the  Queen's  Imperial  Government,  and  that  he  will 
be  able  to  exercise  his  discretion  without  the  assistance  or  dominating  guidance  ot 
standing  rules  and  directions  formulated  by  the  Secretary  of  State  for  the  Colonici". 
The  grant  of  legislative  power  is  determined  by  the  Constitution,  and  the  Inii)enftl 
Parliament  would  not  have  granted  the  power  if  it  were  not  satisfied  that  its  exerciw 
was  placed  in  safe  hands.  To  appoint  the  Governor-General  as  the  Queen's  Representative, 
in  one  section  of  the  Constitution,  and  in  another  section  to  withhold  the  free  an< 
trusted  exercise  of  his  discretion,  within  the  limits  assigned  by  the  Constitution,  wou  < 
have  been  a  manifestation  of  distrust  in  the  Queen's  Representative,  unworthy  of  t  e 


1 


269]  POWERS  OF  THE  PARLIAMENT.  693 

dignity  of  his  high  office.  At  the  same  time  the  grant  of  a  constitutional  discretion  to 
tlie  iTOvernor-General  is  quite  compatible  with  the  existence  and  maintenance  of  that 
supreme  supervision  over  all  the  affairs  of  the  Empire,  which  is  exercised  by  the  Queen 
through  her  Imperial  Ministers.  Even  after  the  Governor-Greneral  has  assented  to  a 
!  iw,  the  ultimate  power  of  disallowance  is,  by  the  Constitution,  reserved  to  the  Queen, 
I bject  onl}' to  the  condition  that  the  right  of  disallowance  must  be  exercised  within 
le  year  from  the  date  of  the  Governor-General's  assent.  Consequently  if  a  Bill 
-sented  to  by  the  Governor-General  is  afterwards  found  by  the  Imperial  Government  to 
contain  matter  which  justifies  the  interposition  of  the  Royal  veto,  so  as  to  suspend  its 
operation,  it  may  be  disallowed,  pursuant  to  the  power  reserved  in  the  Crown.  This 
method  of  conserving  Imperial  interests  is  more  satisfactory,  and  more  in  harmony  with 
the  larger  measure  of  self-government  granted  by  the  Constitution,  than  the  old  sj'stem 
ijf  instructing  the  Governor  not  to  assent  to  certain  classes  of  Bills,  mauj"  of  which  were 
([uite  within  the  competence  of  the  colonial  legislatures  and  related  to  matters  of  purely 
local  interests. 

There  can  be  no  doubt  that  the  reserved  power  of  disallowance  will  be  wisely  and 
sparingly  exercised,  in  accordance  with  the  rule  long  established,  that  Her  Majesty's 
( Government  refrains  from  interfering  with  an\'  colonial  legislation  which  is  consistent 
\\  ith  colonial  constitutional  law,  except  in  cases  invohnng  Imperial  and  international 
relations.  From  a  return  recently  presented  to  the  House  of  Lords,  showing  the  number 
'>t  cases  in  which  laws,  assented  to  bj'  colonial  Governors,  have  been  afterwards  vetoed 
li\"  the  Cro>vn,  it  appears  that  it  has  been  only  necessary  to  use  this  extraordinary 
prerogative  on  a  few  occasions.     (See  Note,  §  270  iit/ra.) 

The  assent  of  the  Queen's  Representative  to  a  proposed  law,  passed  by  the  two 
Houses  of  the  Federal  Parliament,  and  the  subsequent  non-exercise  of  the  power  of 
'lisallowance,  would  not  make  it  a  good  and  valid  law,  if  it  were  passed  on  a  matter  over 
w  hich  the  Federal  Parliament  had  no  authority  or  control  under  the  Constitution  of  the 
Commonwealth  ;  such  a  law  would  be  a  nullity  according  to  the  maxim,  "  de/ectiis 
pote^tatis  nxdlitas  nuilifalnm.''  (Per  Taschereau,  J.,  in  Lenoir  v.  Richie,  3  S.C.R.  [Can.] 
624.)  The  same  law  which  prescribes  limits  to  the  legislative  power  imposes  on  the 
Federal  Courts  the  duty  of  seeing  that  that  power  is  not  exceeded.  (Per  Duval,  C.J.,  in 
J^'Union  St.  Jacques  de  Montreal  v.  Belisle,  1  Cartwright,  84.)  Where  a  statute  is 
adjudged  to  be  unconstitutional  it  is  as  if  it  had  never  Ijeen.  (Cooley's  Const.  Lim.  6th 
cd.  p.  222. )  But  the  Courts  will  not  presume  that  the  Fedei-al  Parliament  has  exceeded 
its  power,  unless  upon  grounds  of  a  really  serious  character,  and  they  will  not  listen  to 
an  objection  to  the  constitutionalitj'  of  any  Federal  Act,  unless  it  is  raised  and  pleaded 
in  due  form  by  some  one  having  an  interest  in  questioning  its  validit3'.  (.Stuart,  J.,  in 
Belanger  v.  Caron,  5  Quebec  L.R.  2.3.) 


Signification  of  Queen's  pleasure  on  Bills  reserved. 

60.  A  proposed  law  reserved  for  the  Queen's  pleasure 
hall  not  have  any  force  unless  and  until  within  two  years 
from  the  dtiy  on  which  it  was  presented  to  the  Governor- 
General  for  the  Queen's  assent  the  Governor-General  makes 
known,  by  speech  or  message  to  each  of  the  Houses  of  the 
Parliament,  or  by  Proclamation,  that  it  has  received  the 
Queen's  assent. 

Historical  Note.— Clause  .59,  Chap.  I.,  of  the  Commonwealth  Bill  of  1891  was  to 
the  same  effect,  and  follows  the  usual  pro^^sions  in  colonial  Constitutions.     See  for 


694 


COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  60. 


instance  the  Act  for  the  Government  of  New  South  Wales  and  Van  Dieraen's  Land,  1842 
(5  and  6  Vic.  c.  76,  sec.  33).  The  Bill  of  1891  also  contained  a  further  provision  : — "  An 
entry  of  every  such  speech,  message,  or  proclamation  shall  be  made  in  the  journal  of 
each  House,  and  a  duplicate  thereof  duly  attested  shall  be  delivered  to  the  proper  officer, 
to  be  kept  among  the  records  of  the  Parliament." 

At  the  Adelaide  session,  1897,  the  draft  of  1891  was  substantially  followed.  In 
Committee,  Mr.  Reid  moved  to  substitute  "  one  year"  for  "  two  years,"  on  the  ground 
that  two  years  was  too  long  to  keep  the  Commonwealth  in  suspense.  It  was  pointed  out, 
however,  that  to  limit  the  time  might  limit  the  opportunities  for  securing  the  assent ; 
and  the  amendment  was  negatived  by  17  to  16.  (Conv.  Deb.,  Adel.,  pp.  8.33-4.)  At  a 
later  stage  Dr.  Cockbum  suggested  the  omission  of  the  clause,  but  it  was  carried.  (/6_ 
pp.  1200-1.) 

At  the  Sydnej'  session,  a  suggestion  by  the  Legislative  Assembly  of  South  Austraha, 
that  a  reserved  bill  should  come  into  force  unless  disallowed  by  the  Queen  within  one 
year,  was  supported  by  Dr.  Cockbum,  on  the  ground  that  "the  veto,  if  exercised, 
should  be  expressly  exercised,  and  not  simply  brought  into  efifect  bj^  silence."  Mr. 
Isaacs  pointed  out  that  this  would  mean  that  a  law  should  take  efl'ect  without  the 
Queen's  assent.  The  amendment  was  negatived.  (Conv.  Deb.,  Syd..  1897,  pp.  779-82.) 
At  the  Melbourne  session,  drafting  amendments  were  made  before  the  first  report  awl 
after  the  fourth  report. 

§  270.    "A  Proposed  Law  Reserved." 

The  power  of  reservation  will  be  exercised  by  the  Governor-General  according  to  his 
discretion.  The  principal  consideration  influencing  his  discretion  will  probably  be 
whether  the  proposed  law  is  in  conflict  with  Imperial  legislation  applicable  to  the 
colonies,  or  inconsistent  with  the  treaty  obligations  of  Her  Majesty's  Government. 

The  following  are  extracts  from  a  return  presented  to  the  House  of  Lords  on  the 
motion  of  the  Earl  of  Onslow  (2nd  August,  1894)  giving  particulars  of  (1)  Acts  passed  by 
both  Houses  of  the  Legislatures  and  assented  to  by  Governors  of  Colonies  possessing 
Responsible  Government,  and  subsequently  disallowed  ;  (2)  bills  reserved,  as  to  which 
Her  Majesty  was  subsequently  advised  to  withhold  her  assent,  showing  in  each  case 
whether  the  principle  contained  in  such  measure  had  or  had  not,  up  to  the  date  of  the 
return,  become  law  in  the  colony  :  — 

DOMINION  OF  CANADA. 


Title. 


1868— 

A  Bill  to  fix  the  salary  of  the  Gover- 
nor-General {reserved) 

1872— 

A  Bill  to  amend  the  Act  respecting 
Copyright 


187.'?— 

An  Act  to  provide  for  the  examination 
of  witnesses  on  oath  by  Com- 
mittees of  the  Senate  and  House 
of  Commons  in  certain  cases 

1874— 

A  Bill  to  regulate  the  construction 
and  maintenance  of  Marine 
Electi'ic  Telegraphs 

1874-- 

A  Bill  to  amend  "The  Extradition 
Act.  1873  " 


Action  taken. 


Assent  withheld 


Not  assented  to 


Disallowed 


Not  assented  to 


Whether  the  principle  is  now  law. 


No  change  since 


Partly  embodied  in  subse«iuent 
Act  of  1875  ;  assented  to 
by  Order  in  Council,  under 
Imperial  Act,  38  and  .19 
Vic.  c.  53 


Re-enacted  and  allowed,  18' 


1 


Left  in  abeyance.  See  Desp. 
220.  29  October,  1874,  o. 
1171,  p.  7 

Not  assented  to      Yes.  i'ee  Consolidated  Statute* 
of  Canada,  1886,  c.  14-2 


J70.] 


POWERS  OF  THE  PARLIAMENT. 


695 


D.iMiNioy  OF  Caxada  {Continued). — 


Title. 


Action  taken. 


>7S— 
A   Bill   to  repeal  Section  23  of  the 

Merchant  Shipping  Act,  1876,  as 

to  Ships  in  Canadian  Waters 
1nS9— Cap.  29— 
A    Bill   to   amend    "The    Copyright 

Act,"    c.    62    of     the     Revised 

Statutes 
1^91— Cap.  40- 
\  Bill  to  provide  for  the  Marking  of 

Deck  and  Load  Lines 
1>>93-Cap.  22- 
A    Bill    to     amend     the     Merchant 


Not  assented  to 


Not  assented  to 


Not  assented  to 


Not  assented  to 


Whether  the  principle  is  now  law. 


Re-enacted  as  cap.  24  of  1879, 
to  meet  Boaitl  of  Trade 
objections  to  original  Act 

Still  mider  consideration 


See  cap.  22  of  1893 
Still  under  consideration 


Load  Lines 

NEW  SOUTH  WALES. 

Title. 

1 

1        Action  taken. 

Whether  the  principle  is  now  law. 

^7-5 — A  Bill  to  enforce  claims  against 

the  Crown  (reserved) 
^77 — A  Bill  to  amend  the  law  relat- 
ing to  Divorce  and  Matrimonial 
Causes  (reserved) 
1S79  — A    Bill   to  amend  and  extend 

the  law  of  Divorce  (reserved) 

!^S7— A   Bill   to  amend  and  extend 

the  law  of  Divorce  (reserved) 


Not  assented  to    I  Yes ;    amended  Bill   of   1876 

I         allowed 
Not  assented  to    |  Yes  ;  Act  allowed  in  1881 


Not  assented  to      Y'es  ;  Act  allowed  in  1881 
Not  assented  to      Yes  ;  Act  of  1892  allowed 


VICTORIA. 


•ntie 


Bill  to  explain  to  whom  the  term 
"  Crown  "  as  used  in  certain  cases 
shall  apply  (leserved) 
-■,0- 

1  Act  to  pro\-ide  for  the  better 
regulation  anddi.=!cipline  of  armed 
vessels  in  the  service  of  Her 
Majesty's  Local  Government  in 
Victoria,  No.  96  of  1890. 

,:  >60  - 

lA  Bill  to  abolish  pensions  to  retiring 
responsible  officers  (reserved) 
-JO— 
Ijill  to  amend  the  law  relating  to 
Divorce  and  Matrimonial  Causes 
in  Victoria  (reserved) 

.562 — 

-^  Bill  to  alter  the  sum  appropriated 
to  the  payment  of  the  salary  and 
allowances  of  the  Governor 
(reserved) 

1862- 

A  Bill  to  give  a  preferable  lien  on 
growing  crops  without  delivery 
(.reserved) 


Action  taken. 


Whether  the  principle  is  now  law. 


Not  assented  to 
Disallowed 

Not  assented  to 
Not  assented  to 

Not  assented  to 
Not  assented  to 


No 


Yes  ;  see  the  Colonial  Naval 
Defence  Act,  1865,  28  and 
29  V^ic.  c.  14 


Amendetl    Bill     passed     and 
assented  to,  18tj4 

Yes  ;  Bill  passed  and  asseutefl 
to,  1864 


Amended  Bill  passed  in  1863, 
and  assented  to,  1864 


Yes  ;  similar  measure  passed, 
1876 


696 


COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  60. 


QUEENSLAND. 


Title. 

Action  taken. 

Whether  the  principle  is  now  law. 

1860— 

A  Bill  to  amend  the  constitution  of 

Not  assented  to 

No 

the  Supreme   Court   of   Queens- 

land,  and    to    provide    for    the 

better  administration  of  justice 

(reserved) 

1874— 

A  Bill  to  consolidate  and  amend  the 

Not  assented  to 

Amended  Bill,  passed  in  1H77. 

laws  relating  to  the  marine  board, 

assented  to 

navigation,      pilotage,      harbour 

lights,    and    the     keeping     and 

carriage  of  gunpowder  (reserved) 

1875— 

A  Bill  to  legalize  the  marriage  of  a 

Not  assented  to 

Yes  ;    Bill    passed    in    1877, 

man    with    the     sister     of     his 

assented  to 

deceased  wife  (reserved) 

1879- 

A  Bill  relating  to  wrecks,  casualties, 

Not  assented  to 

Yes  ;  by  the  Colonial  Courts 

and  salvage  (reserved) 

of   Admiralty   Act,    1890. 
53  and  54  Vic.  c.  27 

1881- 

A  Bill  to  provide  for  the  execution 

Not  assented  to 

Yes:  see  the  Fugitive  Offenders 

in   Queensland    of    warrants    of 

Act,  1881,  44  and  45  Vic. 

apprehension    issued     in     other 

c.  69 

colonies  (reserved) 

A  Bill  to  prevent  the  influx  of  foreign 

Not  assented  to 

No 

and  other  criminals  into  Queens- 

land (reserved) 

SOUTH  AUSTRALIA. 


Title. 


Action  taken. 


1860- 

A  Bill  to  legalize  the  marriage  of  a 
man  with  the  sister  of  his 
deceased  wife  (reserved) 

1862- 

An  Act  to  amend  the  Acts  relating 
to  marriage  in  the  Province  of 
South  Australia,  by  extending 
certain  provisions  thereof  to  per- 
sons professing  with  the  Society 
of  Friends,  called  Quakers 

1863  - 

A  Bill  to  legalize  the  marriage  of  a 
man  with  the  sister  of  his 
deceased  wife 

1864- 

Au  Act  to  amend  the  Marine  Board 
Act  of  1860 

1864— 

An  Act  to  repeal  Act,  No.  18  of 
1857-58,  intituled,  "  An  Act  to 
prevent  the  introduction  into  the 
Province  of  South  Australia  of 
convicted  felons  and  other  per- 
sons sentenced  to  transportation 
for  offences  against  the  laws," 
and  to  make  other  provision  in 
lieu  thereof 


Not  assented  to 


Disallowed 


Not  assented  to 


Disallowed 


Disallowed 


Whether  the  principle  is  now  law. 


Yes  ;    Bill    passed    in    IS'l. 
assented  to 


Yes  ;  amended  Bill,  passed  m 
1864 


Yes ;    Bill    ^mssed    in    1871 
assented  to 


Further   legislation   in   188.. 
1873,  1876,  1878,  1881-82 

No 


f«70.] 


POWERS  OF  THE  PARLIAMENT. 


697 


South  Acstralia  {Continued). 


IsTO— 

A  Bill  to  legalize  the  marriage  of  a 
man  with  the  sister  of  his 
deceased  wife  (reserved) 

\  Uill  to  make  better  provision  for 
the  interchange  of  colonial  pro- 
ducts and  manufactures  between 
the  Colonies  of  Australasia 
(reserved) 

^71— 

.  Rill  to  provide  for  the  regulation 
of  precedency  in  South  Australia 
(reserved) 

-vtl  — 

\  Bill  to  amend  the  Marine  Board 
and  Navigation  Act,  1881  f re- 
served) 


Action  taken. 


Whether  the  principle  is  now  Uw. 


Not  assented  to 


Not  assented  to 


Not  assented  to 


Not  assented  to 


Yes;    Bill    passed    in    1871. 
assented  to 


Yes  ;  see  Australian  Colonies 
Duties  Act,  1873,  36  Vic. 
c22 


No 


Governor  informed,  7th  June, 
1893 


TASMANIA. 


Title. 


Action  taken.  i    Whether  the  principle  is  now  Uw. 


Bill  to  pro\'ide  for  the  abolition, 
upon  certain  terms,  of  State  aid 
to  religion  in  the  Colony  of 
Tasmania  (reserved) 

>;i  — 

Bill  to  alter  the  sum  payable  for 
defraj-ing  the  allowances  and 
contingent  expenses  of  the 
establishment  of  the  Governor  of 
Tasmania  vreserved) 

-03- 

Act  to  make  further  provision 
for  the  control  and  disposal  of 
offenders  under  sentence  of  im- 
prisonment 

67- 

Bill  to  reduce  the  salary  and 
allowance  of  any  future  Governor 
of  Tasmania  (reserved) 

67— 
Bill     to     promote     intercolonial 
free  trade  (reserved) 

168— 
Bill  to  reduce  the  allowances   of 
every  future   (iovemor   of   Tas- 
mania (reserved) 
70- 

.  Bill  to  make  better  provision  for 
the  interchange  of  Colonial  pro- 
ducts and  manufactures  between 
the  Colonies  of  Australasia 
(reserved) 

IX)- 

4iill  to  amend  "  The  Crown  Redress 
Act "  (reserved) 


Not  assented  to 
Not  assented  to 

Disallowed 

Not  assented  to 

Not  assented  to 
Not  assented  to 

Not  assented  to 


Not  assented  to 
(by  desire  of 
Colonial  Gro- 
vernment) 


Yes ;    Bill    passed    in     1868, 
assented  to 


No.     (This  Act   affected  the 
Governor  then  in  office) 


No 


Bill  passed  in  1873,  assented 
to  ;  further  Act,  1883 


No 


Bill  passed  in  1873,  assented 
to ;  further  Act,  1883 


Act  of  1873  allowed  ;  passed 
after  the  enactment  of  the 
Australian  Colonies  Duties 
Act,  1873,  36  Vie.  c.  22 


Act  of  1891  allowed 


t)98 


COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  60. 


NEW  ZEALAND. 


Title. 


1856— 

An  Act  to  empower  the  superin- 
tendents and  provincial  councils 
to  enact  laws  for  regulating  the 
sale,  letting,  disposal, and  occupa- 
tion of  the  waste  lands  of  the 
Crown 

1856— 

A  Bill  to  enable  the  native  tribes  of 
New  Zealand  to  have  their 
territorial  rights  ascertained,  and 
to  authorize  the  issue  in  certain 
cases  of  Crown  grants  to  natives 
(reserved) 

1860— 

A  Bill  to  establish  a  council  to  assist 
in  the  administration  of  native 
affairs  (reserved) 

1861— 

A  Bill  to  enable  the  superintendent  of 
the  Province  of  Marlborough  to 
construct  a  railway  from  Pictou 
Harbour  to  the  Wairau,  both  in 
the  said  Province  of  Marlborough 
(reserved) 

186.3— 

A  Bill  to  enable  provincial  legislatures 
to  pass  laws  authorizing  the 
compulsory  taking  of  land  for 
worksof  apublicnature  (reserved) 

1866— 

An  Act  for  indemnifying  persons 
acting  in  the  suppression  of  the 
native  insurrection 

1867— 

A  Bill  to  alter  the  salary  of  the 
Governor  of  New  Zealand 

1870— 

A  Bill  respecting  reciprocity  with 
the  Australasian  Colonies  and 
Tasmania,  as  to  Customs  Duties 
(reserved) 

1873— 

A  Bill  to  provide  for  the  surrender  of 
fugitive  criminals  (reserved) 

1883— 

A  Bill  to  facilitate  the  confederation 
with,  and  annexation  to,  the 
Colony  of  New  Zealand  of  any 
Island  or  Islands  in  the  Pacific 
the  Government  or  constituted 
authority  of  which  may  make  pro- 
posals to  that  effect  to  the  Govern- 
ment of  New  Zealand  (reserved) 


Action  taken.  Whether  the  principle  is  now  law. 


Disallowed 

Not  assented  to 

Not  assented  to 
Not  assented  to 

Not  assented  to 

Disallowed 

Not  assented  to 
Not  assented  to 

Not  assented  to 
Not  assented  to 


No 


No 


No 


No 


Bill  passed  and  assented  to, 
1866  or  1867,  ami  since 
repealed 


Amended  Act,  passed  in  1867 
allowed 


Yes  ;  »ee  Australian  Colonie* 
Duties  Act,  1873.  ;<6  ^'- 
c.  22 


Yes  ;    Bill    passed    in    !>■ 
assented  to 

No 


THE  EXECUTIVE  GOVERNMENT.  699 


CHAPTER   II.— THE   EXECUTIVE 
GOVERNMENT-'^ 

§  271.    "The  Executive  GoYernment.'* 

The  term  government  is  sometimes  specially  used  to  denote  the  Executive  authority 

:  a  political  State.     Strictly  speaking,  however,  it  comprehends  all  the  organic  agencies 

in  the  legislative,  administrative,  and  judicial  regulation  of  public  affairs.     The 

onwealth  is  a  united   political  community,    composetl  of  the  people   and  of  the 

The    organization    and    distribution    of  its    governing    instrumentalities    are 

ined  by  the  Constitution.     Under  that  instrument  the  political  government  of 

Commonwealth  is  partitioned  and  divided  among  two  separate  sets  of  ruling  organs. 

Hie  organs  of  Federal  Government  as  proWded  in  Chapters  I.,  II.,  and  III.,  and  (2) 

organs  of  State  Governments  as  provided  in  Chapter  V.     The  Federal  Government 

ts  of  a  Parliament,  an  Executive,  and  a  Judiciary,  and  the  Government  of  each 

similarly  consists  of  a  Parliament,  an  Executive,  and  a  Judiciar}.     Chapter  I. 

the   structure  and   power  of   the  Federal   Parliament ;   we   now  come   to  the 

leration   of  Chapter   II.    which   defines  the  structure  and  power  of  the  Federal 

tive. 

The    tripartite    division  of  every    government    into    Legislative,    Executive,    and 

I  departments  has   been  already   referred  to  and  illustrated  ;   it  is  a  di\ision 

m  to  and  inherent  in  alike  federal  and  unitarian  governmental  systems.  lu  the 

itution   of  the   Commonwealth   there   is   a  sharp  distinction  drawn  between  the 

tive.  Executive,  and  Judicial  powers,  and  a  separate  and  independent  organization 

for  the  exercise  of  each.     The  Legislative  functions  of  the  Federal  Parliament 

clearly  and  expressly  defincfl  by  the  Federal  Constitution  ;  so  also  the  Legislative 

iOns  of  each  State  Parliament  are  defined  in  the  Constitution  of  each  State  which 

ues  in  full  force  and  efiect,  subject  only  to  the  Federal  Constitution  (sees.  106-7). 

Executive  functions  of  the  Federal  Government  are  clearly  and  expressly  defined  by 

Federal  Constitution  ;  so  also  the  Executive  functions  of  each  State  Government  are 

b}'  the  State  Constitution  and  State  laws  founded  thei-eon,  subject  only  to  the 

Ideral  Constitution.     The  Judicial   powers  of  the   Federal  Courts  are  clearly  and 

*  iressly  defined  by  the  Federal  Constitution  ;  so  also  the  Judicial  powers  of  the  State 

<  arts  are  preserved  by  the  State  Constitutions,  subject  only  to  the  Federal  Constitution. 

The  Executive  authority,  in  the  system  of  government  established  by  the  Federal 

<  Qstitution,  includes  all  those  discretionarj-  or  mandatory  acts  of  government  which 
c  1  be  lawfully  done  or  permitted  by  the  Executive  Government,  in  pursuance  of  powers 
V  ted  in  it,  or  in  pursuance  of  duties  imposed  upon  it  partly  by  the  Constitution  and 
Jtly  by    Federal    legislation.     Generally  described,    the    powers  and  duties    of  the 

I  leral  Executive  Government  relate  to  the  execution  and  maintenance  of  the  Constitu- 

I I  and  the  execution  and  maintenance  of  the  laws  of  the  Federal  Parliament, 
p  sed  in  pursuance  of  the  Fe<leral  Constitution. 

Among  the  principal  executive  powers  and  functions  which  may  be  found  in  various 
sitions  of  the  Constitution  may  be  mentioned  the  following,  viz.,  the  appointment  of 
ties  for  the  holding  of  sessions  of  Pailiament,  the  prorogation  of  Parliament,  the 
d  solution  of  the  House  of  Representatives,  the  summoning  of  Parliament  to  meet  (sec. 
the  issue  of  writs  for  general  elections  of  members  of  the  House  of  Representatives 
32) ;  the  transmission  of  messages  to  the  Federal  Parliament  recommending  the 
a  ropriation   of  revenue  or  money  (sec.  56)  ;  the  dissolution  of  the  Senate  and  the 


700  COMMP]NTARIES  ON  THE  CONSTITUTION.       [Sec.  81. 

House  of  Representatives  simultaneously  (sec.  57) ;  the  convening  of  a  joint  sitting  of  the 
members  of  the  Senate  and  of  the  House  of  Representatives  (sec.  57);  the  choice  and 
summoning  of  Executive  Councillors  (sec.  62)  ;  the  establishment  of  departments  of 
State  and  the  appointment  of  political  officers  to  administer  departments  of  State  (s«c. 
64)  ;  the  command  of  the  naval  and  military  forces  of  the  Commonwealth  (sec.  68) ;  the 
proclamation  of  dates  on  which  certain  departments  of  the  public  service  shall  become 
transferred  to  the  Commonwealth  (sec.  69)  ;  the  appointment  of  Justices  of  the  High 
Court  and  of  other  Federal  Courts  (sec.  72)  ;  the  drawing  of  money  from  the  treasury  of 
the  Commonwealth  in  pursuance  of  appropriation  made  by  law  (sec.  83)  ;  the  control  of 
departments  of  the  public  service  transferred  to  the  Commonwealth  (sec.  84) ;  the 
appointment  and  control  of  public  officers  in  the  service  of  the  Commonwealth  (sec.  67). 
The  foregoing  are  some  of  the  powers  and  duties  of  the  Federal  Executive,  as  enumerated 
in  the  Constitution.  But  other  powers,  duties,  and  functions  will  hereafter  form  the 
subject  of  Federal  legislation. 

Nationalism  of  the  Executive. — The  Executive  Government  established  by  this 
Constitution  is  essentially  national  in  form,  as  well  as  in  its  powers  and  functions.  It 
is  true  that  the  Council  of  the  Crown,  from  which  political  officers  to  administer  the 
departments  of  state  are  selected,  is  described  as  the  Federal  Executive  Council.  In 
that  collocation  the  phrase  "  federal  "  is  not  inconsistent  with  "  national."  (Foster  on 
the  Constitution,  I.  p.  92.)  In  structure  the  Executive  is  certainly  national.  The 
framers  of  the  Constitution  refused  to  build  it  according  to  federal  principles,  b}'  making 
it  dependent  upon  or  partly  elected  by  the  Senate.  The  Governor-General,  as  tlie 
official  head  of  the  Executive,  does  not  in  the  smallest  degree  represent  any  federal 
element ;  if  he  represents  anything  he  is  the  image  and  embodiment  of  national  unity 
and  the  outward  and  visible  representation  of  the  Imperial  relationship  of  the  Commou- 
wealth.  In  selecting  his  Prime  Minister,  the  Governor-General  will  be  constrained  to 
choose  the  statesman  who  possesses  the  confidence  of  the  people  of  the  Commonwealth 
as  a  whole,  and  that  confidence  will  be  mainly  evidenced  by  the  majority  which  he  can 
command  in  the  national  Chamber.  In  a  speech  delivered  at  Halifax  in  August,  1873, 
Lord  Dutferin,  then  Governor-General  of  Canada,  indicated  the  ideal  position  of  i 
representative  of  the  Crown  as  follows  : — 

Mj'  only  guiding  star  in  the  conduct  and  maintenance  of  my  official  relations  \»uii 
your  public  men  is  the  Parliament  of  Canada.  I  believe  in  Parliament,  no  matter  which 
way  it  votes ;  and  to  those  men  alone  whom  the  deliberate  will  of  the  Confederate 
Parliament  of  Canada  may  assign  to  me  as  my  responsible  advisers,  can  I  give  my 
confidence.  Whether  they  are  heads  of  this  party,  or  of  that  party,  must  be  a  matter 
of  indifl'erence  to  the  Governor-General ;  so  long  as  they  are  maintained  ho  is  bound  to 
give  them  his  unreserved  confidence,  to  defer  to  their  advice,  and  to  loyally  assist  them 
with  his  counsels.  As  a  reasonable  being  he  caimot  help  having  convictions  on  the 
merits  of  different  policies,  Init  these  considerations  are  abstract  and  speculative  anu 
devoid  of  practical  eflfect  in  his  official  relations.  As  the  head  of  a  constitutional  State, 
engaged  in  the  administration  of  Parliamentary  government,  the  (iovernor-lienenil  h»* 
no  political  friends — still  less  can  he  have  political  enemies.  The  possession,  or  beins 
suspected  of  such  possession,  would  destroy  his  usefulness.  (Leggo's  Life  of  I." 
Dufferin,  662.) 

The  powers  and  functions  of  the  Executive  of  the  Commonwealth  are  for  the  mo"^ 
part  national.  The  execution  and  maintenance  of  the  Constitution,  the  execution  w 
maintenance  of  the  Federal  laws,  and  the  Command-in-Chief  of  the  naval  M" 
military  forces,  are  the  foremost  attributes  of  a  national  government.  Annexed,  no* 
ever,  to  the  Command-in-Chief  of  the  naval  and  military  forces  are  obligations  of  a  leders 
character.  One  of  those  obligations  is  imposed  by  sec.  119,  which  requires  the  Comnio" 
wealth  to  protect  every  State  against  invasion,  and,  on  the  application  of  the  bxecu  i>' 
Government  of  the  State,  against  domestic  violence. 


S7S.)  THE  EXECUTIVE  GOVERNMENT.  701 

Executive  power. 

61.  The  executive  power  of  the  Commonwealth^^  is 
dsted  in  the  Queen'^',  and  is  exereiseable  by  the  Governor- 
JeneraP^  as  the  Queen's  representative,  and  extends  to  the 
xecution  and  maintenance  of  this  Constitution,  and  of  the 
\wa  of  the  Commonweahh. 

Casada.— The  Executive  Government  and  Aathorit}  of  and  over  Canada  is  hereby  declared  to 
continue  and  be  vested  in  the  Queen.    (B.X.A.  Act,  1867,  sec.  9.) 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  the  substance  of  this  section 
I  contained  in  clauses  1  and  8  of  Chap.  H.     (Conv.  Deb.,  Syd.  (1891)  pp.  777-8.) 
At  the  Adelaide  session,  the  clauses  were  introduced  in  the  same  form.     In  Com- 
ittee,  Mr.  Reid  and  Mr.  Carruthers  suggested  adding  "in  Council''  after  "(rovemor- 
BtaL"     Mr.  Reid  argued  that  the  prerogative,  so  far  as  the  colonies  were  concerned, 
limited  to  the  right  of  assembling,  proroguing,  and  dissolving  Parliament,  pardoning 
iers,  is.suing  proclamations,  &c.     Executive  acts  were  always  done  on  the  advice  of 
(e  Executive  Council ;  the  refusal  to  receive  advice  was  not  an  Executive  Act  at  all. 
Barton  replied  tliat  Executive  acts  were  either  ( 1 )  exercised  by  prerogative,  or  (2) 
itory.     Constitutional  practice  would  prevent  the  prerogative,  except  occasionally, 
;  exercised  without  ministerial  advice,  and  the  words  were  unnecessary  and  opposed 

;e.     Xo  amendment  was  moved.     (Conv.  Deb.,  AdeL,  pp.  908-15.) 
At  Sydney,  Mr.  Reid  obtained  the  substitution  of  "  exercisable  "  for  "exercised"-^ 
ently  to  avoid  a  direction  to  the  Queen,  and  make  the  words  declaratory.     (Conv. 
Syd.,  p.  782.) 

At  Melbourne,  the  words  "  and  authoritj' "  (after  "  power  ")  were  omitted  ;  and  after 
I  fourth  report  the  two  clauses  were  condensed  into  one.     (Conv.  Deb.  Melb.  p.  1721.) 

272.    "  The  Executive  Power  of  the  Commonwealth." 

The  expression,  "  The  Executive  power  of  the  Commonwealth,"  must  be  read  to 
the  Fefleral  Executive  power  as  distinguished  from  the  Executive  power  reserved 
itbe  States.  As  to  the  secondary  meaning  ot  the  term  "  Commonwealth,"  in  which  it 
uivalent  in  signification  to  Federal  Government,  .see  note,  §  43,  stijtra.  The 
ecutive  power  reserved  to  the  States  b}'  the  Federal  Constitution  is  as  much  a  part  of 
'Ij  Executive  power  of  the  Commonwealth,  as  a  united  political  commimity,  as  the 
J  deral  Executive  power ;  both  powers  are  but  sub-divisions  or  fractions  of  the  one 
-^ i«-80vereign  power,  as  Mill  appear  in  the  foUowint;  conspectus  : — 

Commonwealth  gutwi-Sovereignty 


Federal  Constitution 


Federal  Government  State  Government 


ederal  Federal  Fetleral  State  State  State 

I-liament         Executive        Judiciary  Parliament         Executive         Judiciary 

It  may  be  said  that  the  whole  mass  of  the  Executive  authority  of  the  Commonwealth 

is  .i^^ded  into  two  parts ;  that  portion  which  belongs  to  the  Federal  Government,  in 

tiition  to  Federal   afifairs,    being   assigned   to   the  Governor-General  as   the   Queen's 

P  iresentative,  and  that  portion  which  relates  to  matters  reserx-ed  to  the  States  being 

ted  in  Governors  of  the  States.     The  Executive  authority  reserved  to  the  Governors 


702  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  61. 

of  the  States,  is  of  the  same  origin  but  of  higher  antiquity  than  that  newly  created 
authority  conferred  on  the  Governor-General.  The  State  Executive  authority  is  of  as 
much  importance  within  its  sphere  as  the  Federal  Executive  authorit}^  is  within  the 
Federal  sphere.  The  Executive  authority  possessed  by  a  State  Governor,  acting  as  the 
Queen's  Representative  in  and  for  a  State,  is  not  of  a  subordinate  nature,  or  of  an 
inferior  quality ;  it  is  of  the  same  nature  and  quality  as  that  possessed  by  the  Queen's 
Representative  acting  in  the  name  of  the  Commonwealth.  See  the  arguments  in  the 
Attorney-General  of  Canada  v.  Attorney-General  of  Ontario  (1892,  3  Ont.  App.  6). 

§  273.    "Vested  in  the  Queen." 

The  Federal  Executive  power  granted  by  this  Constitution  is  vested  in  the  Queen. 
This  statement  stereotypes  the  theory  of  the  British  Constitution  that  the  Crown  is  the 
source  and  fountain  of  Executive  authority,  and  that  every  administrative  act  must  be 
done  by  and  in  the  name  of  the  Crown. 

"  We  are  at  the  present  day  so  accustomed  to  think  and  to  speak  of  the  Government 
of  Sir  Robert  Peel  or  Lord  Riissell,  of  Lord  Derby  or  Lord  Palmerston,  that  we  almost 
overlook  the  Royal  Personage  whom  these  Statesmen  serve.  We  forget  the  Queen  for 
the  Minister.  The  means,  as  so  often  happens,  obscure  the  end  ;  the  object  limited  is 
lost  in  the  limitation.  Yet  whatever  may  be  our  mode  of  speech,  anj'  such  indistinctness 
of  thought  will  effectually  exclude  all  clear  views  of  the  Constitution.  In  our  political 
system  the  Crown  alwaj's  has  been  and  still  is  the  sun."     (Hearn's  Gov.  of  Eng.  p.  16.) 

"  They  derive  everj^thing  from  the  Crown,  and  refer  everything  to  its  honour  and 
advantage.  Nor  is  this  less  true  of  the  modern  form  of  our  Constitution  than  it  was  of 
an  age  when  the  prerogative  was  exercised  chiefly  for  the  King's  personal  benefit.  The 
histre  of  the  triple  crown  of  the  United  Kingdom  is  not  less  brilliant  than  the  lustre  of 
that  single  crown  of  England  which  rested  on  the  brows  of  our  Henries  and  our  Edwards. 
With  us  no  less  than  with  all  our  ancestors,  ever  since  England  was  a  nation,  the  Crown 
enacts  laws  ;  the  Crown  administers  justice  ;  the  Crown  makes  peace  and  war  and 
conducts  all  the  affairs  of  State  at  home  and  abroad  ;  the  Crown  rewards  tliem  that  have 
done  well,  and  punishes  the  evil  doers  ;  the  Crown  still  enjoys  the  other  splendid 
prerogatives  vvhich  have  at  all  times  graced  the  diadem  of  Englantl."     (Id.  p.  17.) 

In  our  analysis  of  sec.  1  of  this  Constitution  we  have  seen  that  the  dictum  that  "  the 
Crown  still  enacts  the  law,"  is  not  strictly  applicable  to  the  legislative  department  of 
the  Federal  Government,  seeing  that  by  that  section  the  legislative  power  is  vested  in  a 
Federal  Parliament,  in  which  the  Senate  and  the  House  of  Representatives  are  co-ordinate 
branches  with  the  Queen.  The  old  theory  of  legislation  has  been  encroached  upon,  to 
some  extent,  by  that  section.  The  dictum  that  "  the  Crown  conducts  all  the  affairs  of 
State,"  is  still  true  in  theory,  and  has  been  followed  and  maintained  in  form,  by  sec.  61, 
which  says  that  the  executive  power  of  the  Federal  Government  is  vested  in  the  Queen. 

§  274.     "  Exercisable  by  the  Governor-General." 

The  Executive  power  vested  in  the  Queen  is  exercisable  by  the  Governor-( General  as 
the  Queen's  Representative.  The  Governor-General  appointed  by  the  Queen  is  authorized 
to  execute,  in  the  Commonwealth,  during  the  Queen's  pleasure  and  subject  to  the 
Constitution,  such  powers  and  functions  as  may  be  assigned  to  him  by  Her  Majestj' 
(sec.  2)  and  by  the  Constitution  (sec.  61).  Foremost  amongst  those  powers  and  functions 
will  necessarily  be  the  execution  and  maintenance  of  the  Constitution,  and  the  execution 
and  maintenance  of  the  laws  passed  in  pursuance  of  the  Constitution. 


§  275.]  THE  EXECUTIVE  GOVERNMENT.  70a 

Federal  Executive  Council. 

62.  There  shall  be  a  Federal  Executive  Council  to 
advise  the  Governor-General-'^  in  the  Government  of  the 
Commonwealth,  and  the  members  of  the  Council  shall  be 
chosen  and  summoned  by  the  Governor-General  and  sworn  as 
the  Executive  Councillors,  and  shall  hold  office  during  his 
pleasure. 

Cakada.— There  shall  be  a  Council  to  aid  and  ad\ise  in  the  Government  of  Canada,  to  be 
st.vled  the  Queen's  Privy  Council  for  Canada  ;  and  the  persons  who  are  to  be  members  of 
that  Council  shall  be  from  time  to  time  chosen  and  summoned  b.v  the  Governor-General 
and  sworn  in  as  Privy  Councillors,  and  Members  thereof  may  be  from  time  to  time  removed 
by  the  Governor-General. — B.X.A.  Act,  1S6T,  sec.  IL 

Historical  Note. — The  clause  in  the  Commonwealth  Bill  of  1891,  which  was 
adopted  verbatim  at  Adelaide  in  1897,  only  differed  verbally  from  the  section  as  it  now 
stands.  At  Adelaide  Mr.  Glynn  suggested  that  the  Executive  Council  should  consist 
only  of  Cabinet  Ministers  ;  but  he  moved  no  amendment.     (Conv.  Deb.,  Adel.,  p.  915-6.) 

At  Sydney,  Sir  Richard  C.  Baker  proposed  to  add  "of  six"  after  "Executive 
Council."  This  he  intended  as  a  test  question  between  Responsible  Government  and 
Elective  Ministers,  and  he  proposed  to  follow  it  up,  if  it  were  canied,  with  a  provision 
tliat  three  Ministers  should  be  chosen  by  the  Senate  and  three  by  the  House  of  Repre- 
sentatives at  the  commencement  of  eaw;h  Parliament,  to  hold  oflSce  for  three  years  tmless 
a  joint  sitting  of  both  Houses  should  otherwise  determine.  He  thought  Cabinet  Govern- 
ment inconsistent  with  federation,  because  the  one  meant  responsibility  to  one 
predominant  House,  and  the  essence  of  the  other  was  two  co-ordinate  and  approximately 
co-equal  Houses.  Dr.  Cockbum  supported  the  amendment ;  Mr.  Higgins  and  Mr. 
Carruthers  opposed  it.  It  was  negatived  without  di^^sion.  (Conv.  Deb.,  Syd.,  1897, 
pp.  782-92.) 

At  Melbourne,  drafting  amendments  were  made  before  the  first  report  and  after  the 
fourth  report.     (Conv.  Deb.,  Melb.,  p.  2453.) 

§  275.    "A  Federal  Executive  Council  to  Advise  the 
Governor-General.*' 

Whilst  the  Constitution,  in  sec.  61,  recognizes  the  ancient  principle  of  the  Govern- 
ment of  England  that  the  Executive  power  is  vested  in  the  Crown,  it  adds  as  a  graft  to 
that  principle  the  modem  political  institution,  known  as  responsible  government,  which 
shortly  expressed  means  that  the  discretionary  powers  of  the  Crown  are  exercised  by  the 
wearer  of  the  Crown  or  by  its  Representative  according  to  the  ad  Nice  of  ministers,  having 
the  confidence  of  that  branch  of  the  legislature  which  immediately  represents  the  people. 
The  practical  result  is  that  the  Executive  power  is  placed  in  the  hands  of  a  Parlia- 
mentary Committee,  called  the  Cabinet,  and  the  real  head  of  the  Executive  is  not  the 
Queen  but  the  Chairman  of  the  Cabinet,  or  in  other  words  the  Prime  Minister.  (Dicey, 
Law  of  the  Const,  p.  9. )  There  is  therefore  a  great  and  fundamental  difference  between 
the  traditional  ideal  of  the  British  Constitution,  as  embodied  in  sec.  61,  giving  full 
expression  to  the  picture  of  Royal  authority  painted  by  Blackstone  (Comm.  I.  p.  249) 
and  by  Heam  (Gov.  of  Eng.  p.  17),  and  the  modern  practice  of  the  Constitution  as 
crystallized  in  the  polite  language  of  sec.  62,  "  there  shall  be  a  Federal  Executive  Council 
to  advise  the  Governor-General  in  the  Government  of  the  Commonwealth."  (See  Note 
on  the  Cabinet,  p.  .382,  mpi-a.) 

"  There  are  perhaps  few  political  or  historical  subjects  with  respect  to  which  so  much 
misconception  has  arisen  in  Australia  as  that  of  Responsible  Government.  It  is,  of 
course,  an  elementarj'  principle  that  the  person  at  whose  volition  an  act  is  done  is  the 
proper  person  to  be  held  responsible  for  it.     So  long  as  acts  of  State  are  done  at  the 


704  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  62. 

volition  of  the  head  of  the  .State  he  alone  is  responsible  for  them.  But,  if  he  owns  no 
superior  who  can  call  him  to  account,  the  only  remedy  against  intolerable  acts  is 
revolution.  The  system  called  Responsible  Government  is  based  on  the  notion  that  the 
head  of  the  State  can  himself  do  no  wrong,  that  he  does  not  do  any  act  of  State  of  his 
own  motion,  but  follows  the  advice  of  his  ministers,  on  whom  the  responsibility  for  acts 
done,  in  order  to  give  effect  to  their  volition,  naturall}'  falls.  They  are  therefore  called 
Responsible  Ministers.  If  they  do  wrong,  they  can  be  punished  or  dismissed  from 
office  without  effecting  any  change  in  the  Headship  of  the  State.  Revolution  is  therefore 
no  longer  a  necessary  possibility  ;  for  a  change  of  Ministers  effects  peacefully  the  desired 
result.  The  system  is  in  practice  so  intimately  connected  with  Parliamentary  Government 
and  Party  Government  that  the  terms  are  often  used  as  convertible.  The  present  form 
of  development  of  Responsible  Government  is  that,  when  the  branch  of  the  Legislature 
which  more  immediately  represents  the  people  disapproves  of  the  actions  of  Ministers,  or 
ceases  to  have  confidence  in  them,  the  head  of  the  State  dismisses  them,  or  accepts  their 
resignation,  and  appoints  new  ones.  The  effect  is  that  the  actual  government  of  the 
State  is  conducted  by  officers  who  enjoy  the  confidence  of  the  people.  In  practice  they 
are  themselves  members  of  the  Legislature.  .  .  .  The  '  sanction '  of  this  unwritten 
law  is  found  in  the  power  of  the  Parliament  to  withhold  the  necessary  supplies  for 
carrying  on  the  business  of  the  Government  until  the  Ministers  appointed  by  the  Head  of 
the  State  command  their  confidence.  In  practice,  also,  the  Ministers  work  together  as 
one  body,  and  are  appointed  on  the  recommendation  of  one  of  them,  called  the  Prime 
Minister.  And,  usually,  an  expression  of  want  of  confidence  in  one  is  accepted  as  a 
censure  of  all.  This  is  not,  however,  the  invariable  rule ;  and  it  is  evidently  an 
accidental  and  not  a  fundamental  feature  of  Responsible  Government."  (Sir  Samuel 
Griffith,  Notes  on  Australian  Federation,  1896,  pp.  17-18.) 

The  gradual  transfer  of  the  executive  power  from  the  sovereign  to  Responsible 
Ministers  forms  one  of  the  most  remarkable  and  interesting  revolutions  recorded  in  the 
history  of  England.  Ever  since  the  resignation  of  Sir  Robert  Walpole  in  1742,  it  has 
been  recognized  that  the  Crown  could  not  for  any  length  of  time  continue  to  carry  on 
the  government  of  the  country,  except  through  Ministers  having  the  confidence  of  the 
House  of  Commons.  That  constitutes  the  essence  of  Responsible  Government.  It  was 
the  great  ambition  of  the  framersof  the  Australian  Constitutions  of  1855-6  to  acclimatize, 
in  the  colonies  which  they  were  then  helping  to  found,  the  sj'stem  thus  known  as 
Responsible  Government.  The  Constitution  Act  of  New  South  Wales,  as  well  as  those 
of  Victoria  and  South  Australia,  contained  a  clause  which  to  some  extent  amounted  to  a 
statutory  recognition  of  that  system.  It  was  to  the  eSect  that  *'  the  appointment  of  all 
public  offices  under  the  Government  of  the  colonj'  hereafter  to  become  vacant  or  to  be 
created,  whether  such  offices  be  salaried  or  not,  shall  be  vested  in  the  Governor  with  the 
advice  of  the  Executive  Council,  with  the  exception  of  the  appointments  of  the  officers 
liable  to  retire  from  office  on  political  grounds,  as  hereinafter  mentioned,  which 
appointments  shall  be  vested  in  the  Governor  alone.  Provided  always  that  this 
enactment  shall  not  extend  to  minor  appointments  which  by  the  Act  of  the  Legislature 
or  by  order  of  the  Governor  and  Executive  Council  may  be  vested  in  heads  of 
departments  or  other  officers  or  persons  within  the  colony."     (Sec.  37.) 

Annexed  to  each  of  those  Constitutions  was  a  civil  list  providing  compensation  for 
the  holders  of  high  departmental  offices  in  each  colony  on  their  retirement  from  office  on 
political  grounds.  The  Constitution  of  South  Australia  was  clear  in  the  expression  of 
its  intention  to  introduce  Responsible  Government,  for,  by  sec.  32,  it  required  the 
holders  of  certain  public  offices  to  occupy  seats  in  Parliament ;  whilst  sec.  39  was 
particularly  explicit  in  its  intention  that  officers  administering  public  departments  would 
have  to  retire  from  office  upon  their  ceasing  to  retain  the  confidence  of  the  Colonial 
Parliament. 

The  Federal  Executive  Council  is  founded  on  the  model  of  the  Executive  Council 
tsstablished  in  each  colony.  The  members  of  the  Executive  Council  will  be  chosen, 
summoned  and  sworn  in  by  the  Governor-General  ;  they  will  hold  office  during  his 
pleasure,  in  the  same  manner  that  members  of  the  Executive  Council  in  each  State  are 
chosen,  summoned,  sworn  in,  and  hold  office. 

It  must  be  remembered,  however,  that  the  Executive  Council  as  created  by  statute 
is  not  the  Cabinet  as  known  in  parliamentary  practice.     The  Cabinet  is  an  informal 


§275.]  THE  EXECUTIVE  GOVERNMENT.  705 

body  having  no  definite  legal  status  ;  it  is  in  fact  an  institution  unkuo\vn  to  the  law  ;  it 
exists  by  custom  alone,  and  yet  it  is  the  dominant  force  in  the  Executive  Government  of 
every  British  country.  The  Executive  Council  corresponds  to  the  Privy  Council  of 
England,  a  Council  of  the  Crown  whose  origin  can  be  traced  back  to  the  earliest  period 
of  English  history.  The  Executive  Council  also  corresponds  to  the  Privy  CouncQ  of 
Canada,  which  was  established  in  the  Dominion  by  the  British  North  America  Act,  1867. 
As  the  Crown  in  England  may  appoint  and  summon  to  the  Imperial  Privj-  Council 
worthy  and  distinguished  subjects  of  the  Queen,  whether  they  be  members  of  Parlia- 
ment or  not,  so  the  Crown  in  the  Commonwealth  may  appoint,  and  summon  to  the 
Executive  Council,  citizens  of  merit  and  ability  who  are  c-onsidered  worthy  of  the 
honour,  Ttithout  reference  to  Parliamentary  qualifications.  Their  tenure  of  office  is 
<luring  the  pleasure  of  the  Cro\vn.  Membership  of  the  Imperial  Privj-  Council,  like 
membership  of  the  Federal  Executive  Council,  carries  with  it  titular  honours  and 
distinction,  but  not  necessarily  any  office  or  place  of  profit  under  the  Crown.  It  is, 
however,  from  among  those  members  of  the  Privy  Council  in  England,  and  of  the 
Executive  Council  of  the  Commonwealth,  who  are  also  members  of  Parliament,  that 
persons  are  selected  to  become  officers  administering  departments  of  State,  and  hence 
responsible  servants  of  the  Crown.  The  persons  so  selected  constitute  the  Ministry  or 
Cabinet,  and  are  styled  "  the  Queen's  ilinisters  of  State."  Membership  of  Parliament 
is,  as  a  matter  of  custom,  essential  as  a  qualification  for  appointment  as  a  political 
minister,  although  in  the  absence  of  express  statutory  enactment  it  is  not  absolutely 
necessary,  either  in  England  or  the  colonies. 

As  to  the  question  whether  under  the  Constitution  of  the  Commonwealth  there  can 
be,  as  there  frequently  are  in  the  Cabinets  of  the  States,  "  Ministers  without  portfolios," 
who  partake  of  the  general  responsibility  of  the  Ministry,  but  do  not  administer 
departments  of  State,  see  Note  "The  Queen's  Ministers  of  State,"  §  278,  infra. 

There  are  thus  two  conunonly  recognized  qualifications  necessary  for  ministerial 
appointment,  (1)  membership  of  the  Privy  or  Executive  Covmcil,  (2)  membership  of 
Parliament.  From  the  point  of  \new  of  the  first  qualification  the  ministry  may  be 
described  as  a  select  committee  of  the  Privy  or  Executive  Council ;  the  remaining 
members  of  that  body  not  being  summoned  to  attend  either  the  meetings  of  committees 
or  the  ordinary  meetings  of  the  Council.  From  the  point  of  view  of  the  second  qualifi- 
cation the  ministry  may  be  called  a  Parliamentary  committee,  whose  composition  and 
policy  is  determined  by  the  party  commanding  a  majority  in  the  national  chamber. 

In  the  formation  of  a  Cabinet  the  first  step  is  the  choice  and  appointment  of  its 
President  or  spokesman,  the  Prime  ilinister ;  he  is  chosen  and  appointed  bj'  the  Crown 
or  by  its  representative.  In  the  choice  of  a  Prime  Minister,  however,  the  discretion  of 
the  Crown  is  fettered  ;  it  can  only  select  one  who  can  command  the  confidence  of  a 
majority  of  the  popular  House.  The  other  members  of  the  Cabinet  are  chosen  by  the 
Prime  Minister  and  appointed  by  the  Crown  on  his  recommendation. 

Some  of  the  pre-eminent  features  of  Cabinet  organization,  and  some  of  the  rules  of 
Cabinet  discipline  and  government,  may  be  here  presented.  The  proceedings  of  the 
Cabinet  are  conducted  in  secret  and  apart  from  the  Crown.  The  deliberations  of  the 
Executive  Council  are  presided  over  by  the  representative  of  the  Crown.  Resolutions 
and  matters  of  administrative  policy  requiring  the  concurrence  of  the  Crown,  decided 
At  meetings  of  the  Cabinet,  are  formally  and  officially  submitted  to  the  Executive  Council, 
where  they  are  recorded  and  confirmed.  The  principle  of  the  corporate  unity  and 
solidarity  of  the  Cabinet  requires  that  the  Cabinet  should  have  one  harmonious  poUcy, 
both  in  administration  and  in  legislation  ;  that  the  adWce  tendered  by  the  Cabinet  to 
the  Crown  should  be  unanimous  and  consistent ;  that  the  Cabinet  should  stand  or  fall 
together. 

The  Cabinet  as  a  whole  is  responsible  for  the  advice  and  conduct  of  each  of  its 
members.     If  any  member  of  the  Cabinet  seriously  dissents  from  the  opinion  and  policy 
approved  by  the  majority  of  his  colleagues  it  is  his  duty  as  a  man  of  honour  to  resign. 
ib 


706  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  62. 

Advice  is  generally  comninnicated  to  the  Crown  by  the  Prime  Minister,  either  personally 
or  by  Cabinet  minute.  Through  the  Prime  Minister  the  Cabinet  speaks  with  united 
voice.  The  Cabinet  depends  for  its  existence  on  its  possession  of  the  confidence  of  that 
House  directly  elected  by  the  people,  which  has  the  principal  control  over  the  finances 
of  the  country.  It  is  not  so  dependent  on  the  favour  and  support  of  the  second  Chamber, 
but  at  the  same  time  a  Cabinet  in  antagonism  with  the  second  Chamber  will  be  likely  to 
suflFer  serious  difficulty,  if  not  obstruction,  in  the  conduct  of  public  business. 

This  brings  us  to  a  review  of  some  of  the  objections  which  have  been  raised  to  the 
application  of  the  Cabinet  system  of  Executive  Government  to  a  federation.  Tliese 
objections  have  been  formulated  with  great  ability  and  sustained  with  force  and 
earnestness  by  several  Australian  federalists  of  eminence,  among  whom  may  be  mentioned 
the  names  of  Sir  Samuel'  Griffith,  Sir  Richard  C.  Baker,  Sir  John  Cockburn,  Mr.  Justice 
Inglis  Clark,  and  Mr.  G.  W.  Hackett,  who  have  taken  the  view  that  the  Cabinet  system 
of  Executive  is  incompatible  with  a  true  Federation.  (See  "The  Executive  in  a 
Federation,"  by  Sir  Richard  C.  Baker,  K.C.M.G.,  p.  1.) 

In  support  of  this  contention  it  is  argued  that,  in  a  Federation,  it  is  a  fundamental 
rule  that  no  new  law  shall  be  passed  and  no  old  law  shall  be  altered  without  the  consent 
of  (1)  a  majority  of  the  people  speaking  by  their  representatives  in  one  House,  and  (2)  a 
majority  of  the  States  speaking  by  their  representatives  in  the  other  house  ;  that  the 
same  principle  of  State  approval  as  well  as  popidar  approval  should  apply  to  Executive 
action,  as  well  as  to  legislative  action  ;  that  the  State  should  not  be  forced  to  support 
Executive  policy  and  Executive  acts  merely  becaiise  ministers  enjoyed  the  confidence  of 
the  popidar  Chamber ;  that  the  State  House  would  be  justified  in  withdrawing  its 
support  from  a  ministry  of  whose  policy  and  executive  acts  it  disappioved ;  that  the 
State  House  could,  as  effectually  as  the  primary  Chamber,  enforce  its  want  of  confidence 
by  refusing  to  provide  the  necessary  supplies.  The  Senate  of  the  French  Republic,  it 
is  pointed  out,  has  established  a  precedent  showing  how  an  Upper  House  can  enforce  its 
opinions  and  cause  a  change  of  ministry.  On  these  grounds  it  is  contended  that  the 
introduction  of  the  Cabinet  sj'stem  of  Responsible  Government  into  a  Federation,  in 
which  the  relations  of  two  branches  of  the  legislature,  having  equal  and  co-ordinate 
authority,  are  quite  different  from  those  existing  in  a  single  autonomous  State,  is 
repugnant  to  the  spirit  and  intention  of  a  scheme  of  Federal  Government.  In  the  end 
it  is  predicted  that  either  Responsible  Government  will  kill  the  Federation  and  change 
it  into  a  unified  State,  or  the  Federation  will  kill  Responsible  Government  and  substitute 
a  new  form  of  Executive  more  compatible  with  the  Federal  theory.  In  particular, 
strong  objection  is  taken  to  the  insertion  in  the  Constitution  of  a  cast-iron  condition 
that  Federal  Ministers  must  be  members  of  Parliament.  Membership  of  Parliament,  it 
is  argued,  is  not  of  the  essence  of  Responsible  Government,  but  only  an  incident  or  aD 
sccidental  feature,  which  has  been  introduced  by  modern  practice  and  by  statutory' 
innovation. 

Two  suggestions  have  been  made,  the  adoption  of  either  of  which  will  tend  to  mould 
a  'form  of  Executive  in  harmony  with  the  Federal  principle.  The  first  is  that  the 
ajjproval  of  the  Senate  shoidd  be  demanded  as  a  condition  precedent  to  the  original 
appointment  of  Federal  Ministers,  subject  to  the  understanding  that  once  Ministers 
were  so  approved  by  the  Senate,  the  Senate  should  not  withdraw  its  approval,  but  that 
Ministers  should  remain  in  office  as  long  as  they  retained  the  confidence  of  the  House  of 
Representatives.  The  second  proposal  is  that  Federal  Ministers  should  be  elected  for  a 
fixed  term,  at  a  joint  sitting  of  the  members  of  both  Federal  Houses.  (Sir  Samuel 
Griffith,  Notes  on  Australian  Federation,  1896,  p.  20.)  If  it  is  desired  to  prevent  a 
theoretical  Federation  from  becoming  a  practical  amalgamation  "we  must  look  for  an 
adaptation  of  a  Swiss  form  for  our  ideal  of  a  Federal  Executive."  (Sir  Richard  C.  Baker, 
The  Executive  in  a  Federation,  1897,  p.  18.) 

It  is  not  our  province  to  comment  on  the  opinions  and  contentions  of  these  eminent 
federalists.      Their  views  have   not  been  accepted ;  and,  for  better  or   for  worse,  the 


§§  275-276  ]  THE  EXECUTIVE  GOVERNMENT.  707 

system  of  Responsible  Government  as  known  to  the  British  Constitution  has  been  prac- 
tical!}' embedded  in  the  Federal  Constitution,  in  such  a  manner  that  it  cannot  be  disturbed 
without  an  amendment  of  the  instrument.  There  can  be  no  doubt  that  it  will  tend  in 
the  direction  of  the  nationalization  of  the  people  of  the  Commonwealth,  and  will  promote 
the  concentration  of  Executive  control  in  the  House  of  Representatives.  At  the  same 
time  it  ought  not  to  impair  the  equal  and  co-ordinate  authority  of  the  Senate  in 
all  matters  of  legislation,  except  the  origination  and  amendment  of  Bills  imposing 
taxation  and  Bills  appropriating  revenue  or  money  for  the  ordinary  annual  serA'ices  of 
the  Government. 


Provisions  referring  to  Governor-General. 

63.  The  provisions  of  this  Constitution  referring  to  the 
Governor-General  in  Council'-"^  shall  be  construed  as  referring 
to  the  Governor-General  acting  with  the  advice  of  the 
Federal  Executive  Council. 

Historical  Xote. — This  section  is  identical  with  clause  3  of  Chap.  II.  in  the 
Commonwealth  Bill  of  1891,  and  has  appeared  in  every  subsequent  draft  of  the  Bill 
without  altei-ation  and  without  debate. 

§  276.    "  Governor-General  in  Council." 

Certain  Executive  powers  and  functions  are,  by  the  Constitution,  vested  in  the 
Governor-General ;  others  are  vested  in  the  Governor-General  in  Council.  The 
distinction  between  these  two  classes  of  powers  and  fimctions  is  historical  and  technical, 
rather  than  practical  or  substantiaL  The  particular  powers  and  functions  vested  in  the 
Governor-General  belong  to  that  part  of  the  Executive  authority  which  was  originally 
vested  in  the  Crown  at  common  law,  and  is  not  at  present  controlled  by  statute  ;  they 
are  called  prerogatives  of  the  Crown.  For  example,  the  prorogation  and  dissolution  of 
Parliament,  the  appointment  of  ministers  of  state,  and  the  command  of  the  army  and 
na^'J',  are  prerogatives  of  the  Crown,  which  have  been  exercised  by  the  Crown  from  time 
immemorial.  Contrasted  with  these  prerogative  powers  are  other  powers  and  functions, 
the  exercise  of  which  b}-  the  Crown  is  now  controlled  by  statute  law ;  these  are  not 
prerogatives  of  the  Crown,  and  consequently,  without  any  appearance  of  invasion  or 
encroachment  on  the  domain  of  prerogative,  they  are  vested  in  and  exercised  by  the 
Governor-General  m  Council.  Among  these  maj-  be  mentioned  the  issue  of  %vrits  for  the 
general  election  of  members  of  the  House  of  Representatives ;  the  establishment  of 
departments  of  state  ;  the  appointment  and  removal  of  public  officers. 

Sec.  63  is  an  interpretation  section  ;  its  object  is  to  make  it  clear  that  wherever  in 
the  Constitution  there  is  a  provision  that  the  Governor-General  in  Council  maj'  do  certain 
acts,  such  provision  refers  to  the  Governor-General  acting  with  the  advice  of  the  Federal 
Executive  Council.  This,  as  we  have  already  seen,  means  the  advice  of  the  select 
committee  of  the  Federal  Executive  Council  kno^vn  as  the  Ministry'. 


708  COMMENTARIES   ON  THE  CONSTITUTION.       [Sec.  64. 

Ministers  of  State. 
Ministers  to  sit  in  Parliaments'^. 

64.  The  Governor-General  may  appoint  officers  to 
administer  such  departments^"  of  State  of  the  Commonwealth 
as  the  Governor-General  in  Council  may  establish. 

Such  officers  shall  hold  office  during  the  pleasure  of  the 
Governor-General.  They  shall  be  members  of  the  Federal 
Executive  Council,  and  shall  be  the  Queen's  Ministers  of 
State^^®  for  the  Commonwealth. 

After  the  first  general  election  no  Minister  of  State  shall 
hold  office  for  a  longer  period  than  three  months  unless  he  is 
or  becomes  a  senator  or  a  member  of  the  House  of  Represen- 
tatives. 

Historical  Note. — The  original  draft  in  1891  was  as  follows  : — 
"  For  the  administration  of  the  Executive  Government  of  the  Commonwealth,  the 
Governor-General  maj^  from  time  to  time  appoint  officers  to  administer  such  Departments 
of  State  as  the  Governor-General  in  Council  may  from  time  to  time  establish,  and  such 
officers  shall  hold  office  during  the  pleasure  of  the  Govemor-(Teneral,  and  shall  be 
capable  of  being  chosen  and  of  sitting  as  members  of  either  House  of  the  Parliament. 
Such  officers  shall  be  members  of  the  Federal  Executive  Council." 

In  Committee,  Sir  John  Bray  proposed  to  add  that  two  membei's  at  least  should  be 
senators,  but  this  was  negatived.  Mr.  Wrixon  proposed  to  add  "  and  responsible 
Ministers  of  the  Crown."  Sir  Samuel  Griffith  objected  that  this  was  a  mere  "  epithet," 
and  that  the  Ministers  must  be  responsible  in  any  case.  Mr.  Deakin  cited  the  judgment 
of  the  Supreme  Court  of  Victoria  in  Ah  Toy  v.  Musgrove  (14  V.L.R.  349  ;  1891,  App. 
Ca.  272),  and  supported  the  introduction  of  "  words  claiming  all  the  prerogatives  of  the 
Crown  directly  relating  to  Australia."  After  debate,  Sir  Sanmel  Griffith  suggested  the 
words  "and  shall  be  the  Queen's  Ministers  of  State  for  the  Commonwealth," which  were 
agreed  to.     (Conv.  Deb.,  Syd.,  1891,  pp.  765-76.) 

At  the  Adelaide  session,  the  clause  was  introduced  in  the  same  form,  with  the 
atlditional  provision  that  after  the  first  election  no  Minister  should  hold  office  for  more 
than  three  months  without  a  seat  in  the  I'arliament. 

At  the  Sydney  session,  a  proposal  of  the  Legislative  Council  of  South  Australia  to 
omit  the  first  portion  of  the  clause,  with  a  view  to  leaving  the  question  of  elective 
Ministers  open,  was  negatived.  An  amendment  of  the  House  of  Assembly  of  Tasmania, 
giving  every  Minister  a  right  to  sit  and  speak  in  either  House  (but  not  to  vote,  unless 
a  member)  was  negatived  on  division  by  'il  votes  to  14.  (Conv.  Deb.,  Syd.,  1897, 
pp.  793-9.) 

At  the  Melbourne  session,  drafting  amendments  were  made  before  the  first  report, 
and  after  the  fourth  report. 

§  277.     "Officers  to  Administer  such  Departments." 

The  Governor-General  may  apjioint  officers  to  administer  sucli  Federal  departments 
as  may  be  established.  This  refers  to  the  appointment  of  Federal  Ministers  for  the  time 
being.  Their  appointment  is  a  prerogative  act,  vested  in  the  Governor-General.  The 
appointment,  however,  must  be  distinguished  from  the  choice.  In  actual  practice  the 
choice  of  the  Crown  is  limited  to  the  selection  of  the  Prime  Minister,  and  even  in  that 
choice  its  discretion  is  restricted  ;  often  it  has  no  choice  at  all,  since  it  must  choose  one 
who  is  the  official  leader  of  the  party  commanding  a  majority  in  the  National  Chamber. 


^277-278.]  THE  EXECUTIVE  GOVERNMENT.  709 

Even  ia  the  choice  of  a  first  minister,  which  has  been  terme<l  the  only  personal  act  the 
King  of  England  has  to  perform,  that  choice  is  practically  influenced  by  the  necessity 
for  its  being  confirmed  by  the  approbation  of  Parliament.  (Todd's  Pari.  (rov.  in  Col. 
2nd  ed.  p.  17.)  The  other  members  in  the  Ministry  are  selected  bj-  the  Prime  Minister 
and  by  him  recommended  to  and  appointed  by  the  Crown.  The  tenure  of  office  of 
ministers  is  said  to  be  during  the  pleasure  of  the  Govemor-General,  which  signifies  that 
they  will  remain  in  power  so  long  as  they  can  carry  on  the  Queen's  Government. 

It  is  assumed  in  this  section  that  the  Governor-General  in  Council  can  establish 
departments  of  state  for  the  Commonwealth.  The  authority  of  the  Governor-General  in 
Council  in  that  respect  is  restricted  to  the  organization  of  such  departments  as  may  be 
transferred  from  the  States  to  the  Commonwealth,  and  such  others  as  may  be  necessary 
for  the  maintenance  of  the  Constitution  and  the  execution  of  Federal  laws. 

The  first  Executive  Act  of  the  Governor-General  will  be  the  appointment  of  an 
Executive  Council  under  Section  62.  This  appointment  will  no  doubt  be  made  on  the 
day  on  which  the  Commonwealth  is  established.  The  Executive  Council  so  appointed 
will  be  convened  and  presided  over  by  the  Governor-General.  One  of  the  first  Executive 
Acts  of  the  Governor-General  in  Council  \*t11  be  to  determine  and  establish  Departments 
of  State  under  Section  64.  This  %vill  be  done  bj-  an  order  in  Council.  Thereupon  the 
€k>vemor-General  will  appoint,  from  the  Executive  Council,  officers  to  administer  such 
Departments. 

§  278.    "  The  Queen's  Ministers  of  State." 

These  remarkable  words  seem  to  be  an  entirely  new  departure  in  the  direction  of 
expressing  in  a  Constitutional  Act  the  principles  of  responsible  government.  The  words 
"and  shall  be  the  Queen's  Ministers  of  State  for  the  Commonwealth"  were  introduced 
by  Sir  Samuel  Griffith  at  the  Sydney  Convention  in  1891,  in  substitution  for  the  words 
•'  and  responsible  Ministers  of  the  Crown,"  which  Mr.  Wrixon  had  proposed  to  insert. 
Mr.  Wrixon  had  no  doubt  that  the  effect  of  the  clause  as  it  then  stood — providing  for 
members  of  an  Executive  Council,  who  should  administer  departments  of  State,  hold 
office  during  the  Governor-General's  pleasure,  and  be  capable  of  sitting  in  Parliament — 
provided  for  a  system  of  responsible  government  ;  but  he  did  not  think  that  it  would 
clothe  them  with  all  the  vast  constitutional  powers  which,  under  the  system  of  the 
English  Government,  belong  to  responsible  Ministers  of  the  Crown.  The  greatness  of 
those  powers,  and  the  vastness  of  the  authority  which  any  responsible  Minister  of  the 
Crown  exercises  in  binding  the  Crown  and  the  sovereign,  was  well  illustrated  in  the  old 
case  of  Buron  i:  Denman  (2  Exch.  167)  ;  and  he  thought  it  highly  important  that  the 
Ministers  of  the  Crown  here  should,  in  i^egard  to  all  Australian  matters,  be  invested 
with  exactly  the  same  presumptions  of  authority  and  ratification  from  the  Crown  as 
apply  to  Imperial  Ministers. 

"I  myself  would  propose  that  we  add  to  the  last  sub-clause  'and  responsible 
Ministers  of  the  Crown  ; '  and  I  believe  that  then  the  Court  would  interpret  that  with 
reference  to  ordinary  constitutional  usage,  of  which  they  would  take  judicial  notice,  and 
it  is  well  known,  of  course,  in  England,  what  a  responsible  Minister  is.  It  is  known  as 
a  matter  of  fact  and  constitutional  law.  The  courts  recognize  that,  and  if  we  declared 
that  these  officers  were  responsible  Ministers  of  the  Crown  I  believe  the  court  would 
import  to  that  definition  the  knowletlge  which  they  would  get  from  reading  in  the  light 
of  ordinary-  constitutional  law."     (Mr.  Wrixon,  Conv.  Deb.,  Syd.,  1891,  p.  767.) 

Sir  Samuel  Griffith  took  an  entirely  different  view.  He  thought  that  Mr.  Wrixon's 
object  was  already  clearly  provided  for  in  the  Bill,  and  would  be  made  no  clearer  by  the 
amendment. 

"  '  Responsible  Ministers  of  the  Crown  '  is  a  term  which  is  used  in  common  conver- 
sation to  describe  the  form  of  government  that  we  have.  It  is  reaUy  an  epithet,  but  a 
bill  is  not  the  place  for  an  epithet.  What  we  should  put  into  the  bill  is  a  definition  of 
the  powers  and  functions  of  the  officers — not  call  them  by  names  We  might  as  well  say 
that  thev  shall  be  called  'Honourable.'     The  Executive  Government  is  vested  in  the 


710  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  64. 

Queen.  The  Queen  cannot  act  in  person.  She  therefore,  by  the  Governor-General, 
appoints  officers  to  administer  departments  of  State.  Is  not  that  exactly  expressing  the 
real  theory  of  government — the  head  of  the  State,  through  her  officers,  administering 
departments  of  ^tate  ?  The  common  name  by  which  they  are  called  is  '  Ministers  of 
the  Crown,'  and  because  they  hold  office  during  pleasure,  which  pleasure  is  exercised 
nominally  by  the  head  of  the  State,  but  in  reality  by  Parliament,  they  are  called 
responsible,  because,  if  their  conduct  is  not  such  as  to  give  satisfaction,  they  have  to 
answer  for  it  by  going  out  of  office.  The  whole  theory  of  responsibility  is  contained  in 
clauses  1  and  4.  To  say  that  they  shall  be  called  Ministers  of  the  Crown  would  not 
make  them  so  more  than  they  are  already.  The  powers  of  officers  are  not  vested  in 
them  because  they  are  called  responsible  Ministers,  but  because  they  are  Ministers." 
(Sir  Samuel  Griffith,  Conv.  Deb.,  Syd.,  1891,  p.  767.) 

Sir  John  Bray  put  the  matter  very  clearly  by  pointing  out  that  though  the  Consti- 
txition  provided  that  these  officers  should  administer  certain  departments  of  Slate,  it  did 
not  provide  that  they  should  administer  the  entire  Government  of  the  Commonwealth, 
and  though  the  provision  that  they  were  to  be  members  of  the  Federal  Executive 
Council  would  probably  be  sufficient,  he  thought  all  doubts  ought  to  be  removed  by  the 
adoption  of  Mr.  Wrixon's  amendment.  Mr.  l^nglis  Clark,  contended  that  the  responsi- 
bility of  Ministers  flowed,  not  from  their  administering  departments  of  State,  but  from 
their  being  members  of  the  Executive  Council.  But  Mr.  Deakin  pointed  out  that  in 
some  of  the  colonies  a  man  remained  an  Executive  Councillor  after  he  had  ceased  to  be  a 
Minister,  and  contended  that  a  distinction  should  be  expressed  between  those  who  were 
Executive  Councillors  and  not  Ministers,  and  those  who  were  Executive  Councillors  and 
Ministers.  Moreover,  it  might  be  contended  that  the  authority  given  to  members  of 
the  Executive  Council  was  given  to  them  as  a  whole,  sitting  in  Council,  and  that  it  did 
not  clothe  the  Ministei's  individually  with  that  power  and  authority  which  Ministers  in 
Great  Britain  possess  as  Responsible  Ministers  of  the  Crown.  Doubts  had  already  been 
raised  as  to  the  authority  of  Ministers  in  the  colonies  (Ah  Toy  v.  Musgrove,  14  V.L.R. 
349),  and  there  should  be  no  doubt  as  to  the  authority  of  Ministers  of  the  Common- 
wealth. 

"  Complete  as  is  the  skeleton  of  constitutional  government  which  the  hon.  member 
Sir  Samuel  Griffith  has  given  us  in  these  clauses,  I  maintain  that  it  is,  after  all,  only  a 
skeleton,  and  that  the  life  which  is  implied  by  its  being  administered  by  Responsible 
Ministers  has  yet  to  be  imparted  to  it.  We  do  not  desire  to  introduce  words  which 
might  seem  to  claim  for  Australia  royal  prerogatives  ;  but  we  do  wish  to  introduce 
words  claiming  all  the  prerogatives  of  the  Crown  directly  relating  to  Au.stralia.  What 
we  say  is  that  these  clauses,  as  they  stand,  do  not  with  sufficient  distinctness  make  that 
claim,  and  that  we  should  seize  every  opportunity  of  placing  points  of  this  importance 
beyond  all  dispute,  that  we  should  embody  in  these  clauses  the  claim  of  Ministers  of  the 
Commonwealth  to  exercise  all  the  prerogatives  of  the  Crown  which  may  be  necessary  in 
the  interests  of  the  Commonwealth.  I  would  ask  the  hon.  member.  Sir  Samuel  fJriftith, 
to  himself  suggest  a  phrase,  and  in  default  of  that  to  accept  my  hon.  colleague's  amend- 
ment."    (Mr.  A.  Deakin,  Conv.  Deb.,  Syd.,  1891,  p.  773.) 

Mr.  Kingston  agreed  that  every  effort  ought  to  be  made  to  secure  Mr.  Wrixon's 
object,  and  to  ensure  that  the  Ministers  of  the  Commonwealth  should  be  clothed  with 
all  necessary  powers.  At  the  sanie  time,  he  thought  that  there  was  some  room  for 
objection  to  the  word  "responsible." 

"  We  know  what  we  wish  to  do.  We  desire  to  confer  on  the  executive  Ministers  the 
right  to  exercise  this  prerogative  as  far  as  the  Commonwealth  is  concerned,  but  I  do  not 
think  we  desire  to  expressly  perpetuate  responsible  government.  I  am  certainly  an 
advocate  for  the  continuance  of  that  system  ;  but  in  view  of  the  discussion  which  took 
place  at  a  previous  stage,  I  think  we  have  done  well  in  avoiding  the  use  of  any  expression 
which,  it  might  be  urged,  would  have  the  efiect  of  preventing  us  from  altei-ing  our 
practice  with  reference  to  responsible  government  in  future  as  occasion  maj'  require.  I 
hope  the  hon.  member  who  has  moved  the  amendment  will  leave  out  this  word  to  which 
I  have  referred,  and  to  which  it  seems  that  objection  can  fairly  be  taken."  (Mr.  C.  C. 
Kingston,  Conv.  Deb.,  Syd.,  1891,  p.  775.) 

Finally  Sir  Samuel  Griffith  suggested  the  words  "and  shall  be  the  Queen's  Ministers 
of  State  for  the  Commonwealth,"  which  Mr.  Wrixon  accepted  as  adequately  carrjnng  out 
his  object. 


§§278-279.]  THE  EXECUTIVE  GOVERNMENT.  711 

The  above  debate  is  valuable,  not  merely  as  a  guide  to  the  intentions  of  the  framers, 
but  as  an  exposition  of  the  meaning  of  the  words  under  discussion.  It  remains,  however, 
to  discuss  some  other  aspects  of  the  matter. 

The  object  of  the  words  is  to  secure  a  formal  recognition  of  the  authority  of  the 
Ministers  of  the  Commonwealth  individually  and  collectively.  But  they  do  more  than 
that  ;  they  formally  recognize,  not  indeed  every  phase  or  feature  of  what  is  currentlj' 
known  as  "  responsible  government,"  but  the  existence  of  a  bodj'  something  like  a 
Cabinet  within  the  Executive  Council— a  committee  whose  members  are  individually 
Ministers  of  Departments,  and  collectively  "  the  Queen's  Ministers  of  State  for  the 
Commonwealth.'"'  In  other  words,  some  kind  of  Cabinet,  or  Ministry,  as  distinct  from 
the  Executive  Council,  or  from  its  EInglish  equivalent  the  Privy  Council,  has  a  status 
recognized  b\-  the  express  words  of  the  Constitution.  The  Ministers  must  all  be  members 
of  the  Executive  Council,  but  the  members  of  the  Executive  Council  need  not  all  be 
Ministers  ;  and  thus  the  Constitution  expressly  makes  the  distinction,  for  which  Mr. 
Deakin  contended,  between  the  merely  titular  members  of  the  Federal  Executive 
Council,  and  the  responsible  Ministers  of  the  Crown. 

One  other  point  deserves  mention.  In  some  of  the  Australian  colonies  the  practice 
has  grown  up  of  including  in  the  Cabinet  one  or  more  "  Ministers  without  portfolios  ; ' 
that  is  to  say,  members  of  the  Executive  Council  who  join  in  the  deliberations  of  the 
Ministry,  and  represent  it  in  one  of  the  Chambers,  but  who  do  not  administer  any 
department.  This  practice  is  especially  resorted  to  in  order  to  secure  the  a«lequate 
representation  of  a  Ministry  in  the  Upper  House  ;  but  it  does  not  appear  to  be  contem- 
plated by  this  Constitution.  The  heads  of  the  chief  departments  are  to  be  "  the  Queen's 
Ministers  of  State  "—a  phrase  which  appears  to  mean  not  onlj'  that  these  oflScers  are 
to  be  Ministers  of  the  Queen,  but  that  they  are  to  be  the  Ministers  of  the  Queen  ;  in 
other  words,  that  all  the  Ministers  of  State  are  to  administer  departments  of  State. 

§  279.    "  Ministers  to  sit  in  Parliament." 

The  appointment  of  a  Federal  Ministi-y  will  necessarily  precede  the  election  of  the 
first  Federal  Parliament.  There  must  be  a  Ministry  to  assist  and  advise  the  Governor- 
General  in  the  performance  of  Executive  Acts  essential  for  the  conduct  of  the  first 
general  election.  The  first  Federal  Ministry  cannot  at  their  appointment  be  members  of 
the  Federal  Parliament,  because  at  the  time  of  their  appointment  there  is  no  such 
Parliament  in  existence.  After  the  first  general  election,  however,  no  Federal  Minister 
is  permitted  to  hold  office  for  a  longer  period  than  three  months,  unless  he  is  or  becomes 
a  senator  or  a  member  of  the  House  of  Repi-esentatives. 

Section  32  of  the  Constitution  Act  of  South  Australia  (4th  January,  1856)  contained 
a  similar  provision,  \'iz.,  that  after  the  first  general  election  of  the  South  Australian 
Parliament,  no  person  should  hold  the  offices  of  Chief  Secretary-,  Attorney-General, 
Treasiu^r,  Commissioner  of  Crown  Lands  and  Immigration,  or  Commissioner  of  Public 
Works,  for  more  than  three  calendar  months,  unless  he  should  be  a  member  of  the 
Legislative  Council  or  House  of  Assembly.  The  Constitution  Act  of  Victoria  (consolidated 
10th  July,  1890),  sec.  13,  provides  that  there  may  be  ten  Responsible  Ministers  of  the 
Crown,  of  whom  not  less  than  four  shall  be  members  of  the  Legislative  Council  or 
Legislative  Assembly,  and  not  more  than  eight  shall  be  members  of  the  Assembly.  The 
O>nstitution  Act  of  Western  Australia  contains  somewhat  similar  provisions. 


712  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  65. 

Number  of  Ministers. 

65.  Until  the  Parliament  otherwise  provides,  the 
Ministers  of  State  shall  not  exceed  seven  in  number,  and 
shall  hold  such  offices  as  the  Parliament  prescribes,  or,  in  the 
absence  of  provision,  as  the  Governor-General  directs. 

Historical  Note. — In  the  Bill  of  1891,  and  in  the  Adelaide  draft  of  1897,  this 
clause  occurred  with  merely  verbal  variations.     (Conv.  Deb.,  Adel.,  ■ — .  916.) 

At  the  Sydney  session,  in  1897,  an  amendment  of  the  Legislative  Council  of  Victoria, 
that  two  Ministers  at  least  should  be  senators,  was  negatived  on  division  by  19  votes  to 
13.  (For  a  similar  proposal  in  1891,  see  Historical  Note,  sec.  64.)  Mr.  Dobson  then 
moved  that  if  there  w"ere  five  Ministers,  one  should  be  a  senator,  and  if  there  were  seven, 
two  should  be  senators.  This  was  negatived  by  20  votes  to  12.  (Conv.  Deb.,  Syd., 
1897,  pp.  799-806.) 

At  Melbourne,  drafting  amendments  were  made  before  the  first  report,  and  after 
the  fourth  report. 


Salaries  of  Ministers. 

66.  There  shall  be  payable  to  the  Queen,  out  of  the 
Consolidated  Revenue  Fund  of  the  Commonwealth,  for  the 
salaries  of  the  Ministers  of  State,  an  annual  sum  which,  until 
the  Parliament  otherwise  provides,  shall  not  exceed  twelve 
thousand  pounds  a  year. 

Historical  Note. — As  originally  drafted  in  1891,  the  clause  ran  : — "  There  shall  be 
payable  to  the  Queen,  out  of  the  Consolidated  Revenue  Fund  of  the  Commonwealth,  for 
salaries  of  such  officers,  a  sum  not  less  than  fifteen  thousand  pounds  per  annum."  In 
Committee,  at  the  suggestion  of  Mr.  Adye  Douglas,  it  was  amended  on  the  motion  of  Sir 
Samuel  Griffith  by  fixing  the  amount  at  £15,000  "  until  other  provision  is  made  by  the 
Parliament."     (Conv.  Deb.,  Syd.,  1891,  pp.  776-7.) 

At  Adelaide,  the  clause  was  introduced  and  passed  in  substantially  the  same  form, 
with  the  substitution  of  £12,000  for  £15,000. 

At  Sydney,  the  words  were  altered  to  "  a  sum  not  exceeding  £12,000."  A  suggestion 
of  the  Legislative  Council  of  Tasmania,  to  reduce  the  amount  to  £10,000,  was  negatived. 
(Conv.  Deb.,  Syd.,  1897,  p.  806.) 

At  Melbourne,  a  drafting  amendment  was  made  before  the  first  report. 


Appointment  of  civil  servants'*^". 

67.  Until  the  Parliament  otherwise  provides,  the 
appointment  and  removal  of  all  other  officers  of  the  Executive 
Government  of  the  Commonwealth  shall  be  vested  in  the 
Governor-General  in  Council,  unless  the  appointment  is 
delegated  by  the  Governor-General  in  Council  or  by  a  law  of 
the  Commonwealth  to  some  other  authority. 

Historical  Note.— Clause  7  of  chap.  II.  in  the  Bill  of   1891  was  substantially 
similar.     At  Adelaide  the  clause  was  first  framed  as  follows  : — "  Until  the  Parliament 


§§280-281.]  THE  EXECUTIVE  GOVERNMENT.  713 

otherwise  provides,  the  appointment  and  removal  of  all  other  officers  of  the  Government 
of  the  Commonwealth  shall  be  vested  in  the  Governor-G^eneral  in  Council. "  In  Committee, 
Air.  Wise,  with  a  view  to  preventing  the  introduction  of  the  "spoils"  system,  moved  to 
add — "  Provided  that  no  such  officer  shall  be  removed  except  for  cause  assigned."  This 
was  negatived  by  28  votes  to  8.     (Conv.  Deb.,  AdeL,  pp.  916-20.) 

At  Sydney  the  following  words  were  added  as  a  drafting  amendment  : — "  except 
officers  or  persons  whose  appointments  may  be  delegated  by  the  Governor-General  in 
Council  or  by  a  law  of  the  Commonwealth  to  some  other  officer  or  person."  At 
Melbourne  further  drafting  amendments  were  made  before  the  first  report. 

§  280.    "  Appointment  of  Civil  SerYants." 

The  appointment  and  removal  of  all  Federal  officers,  other  than  the  Queen's 
Ministers  of  State,  is  vested  in  the  Governor-General  in  CounciL  Pending  the  adoption 
of  Federal  laws  regulating  such  appointments  and  removals  the  Governor-General  in 
Council  is  empowered  to  delegate  the  making  of  appointments  to  some  subordinate 
Federal  authority,  such  as  a  Board  or  a  commission.  It  does  not  seem  that  the  Governor- 
General  in  Council  can  delegate  to  such  a  body  the  duty  of  deciding  upon  the  removal 
of  officers  ;  though  of  course  the  Federal  Parliament  can  do  so. 

This  section  must  be  read  in  conjunction  with  sec.  84,  which  provides  that  when  any 
department  of  the  public  service  of  a  State  is  transferred  to  the  Commonwealth,  all 
officers  of  the  department  whose  services  are  retained  become  subject  to  the  control  of 
the  Executive  Government  of  the  Commonwealth,  but  preserve  all  their  existing  and 
accruing  rights. 


Command  of  the  naval  and  military  forces. 

68.  The  command  in  chieP^^  of  the  naval  and  military 
forces  of  the  Commonwealth  is  vested  in  the  Governor- 
General  as  the  Queen's  representative. 

Canada. — The  Command-in-Chief  of  the  Land  and  Naval  Militia,  and  of  all  Naval  and 
Militarj-  Forces,  of  and  in  Canada,  is  hereby  declared  to  continue  and  be  vested  in  the 
Queen."— B.N.A.  Act,  1867,  sec.  15. 

Historical  Note. — Clause  9  of  Chap.  II.  of  the  Bill  of  1891  was  in  almost  identical 
words,  as  was  also  the  clause  adopted  at  Adelaide.  Compare  Volunteer  Act,  1867 
(X.S.W.),  sec.  4. 

At  Melbourne,  Dr.  Cockbum  (for  Mr.  Deakin)  moved  to  substitute  "  acting  under 
the  ad\'ice  of  the  Executive  Council"  for  "as  the  Queen's  Representative."  A  debate 
upon  the  exercise  of  prerogative  powers  fo  Uowed,  and  the  amendment  was  negatived. 
(Conv.  Deb.,  Melb.,  pp.  2249-64.)  Drafting  amendments  were  made  before  the  first 
report  and  after  the  fourth  report. 

§  281.    "The  Command-in-Chief." 

The  command-in-chief  of  the  naval  and  military  forces  of  the  Commonwealth  is,  in 
accordance  with  constitutional  usage,  vested  in  the  Governor-General  as  the  Queen's 
Representative.  This  is  one  of  the  oldest  and  most  honoured  prerogatives  of  the  Crown, 
but  it  is  now  exercised  in  a  constitutional  manner.  The  Governor-General  could  not 
Avield  more  authority  in  the  naval  and  military  business  of  the  coimtry  than  he  could  in 
the  routine  work  of  any  other  local  department.  Of  what  use  would  be  the  command 
without  the  grant  of  the  supplies  necessary  for  its  execution  ?  All  matters,  therefore, 
relating  to  the  disposition  and  management  of  the  federal  forces  will  be  regulated  by  the 
Governor-General  with  the  advice  of  his  Ministry  having  the  confidence  of  Parliament. 
(Todd's  Pari.  Gov.  in  Col.  2nd  ed.  p.  377.) 


714  COMMENTARIES  ON  THE  CONSTITUTION.       [See.  69. 

The  Governor  of  a  colony,  though  bearing  the  title  of  Commander-in-Chief,  is  not 
invested  with  the  command  of  Her  Majesty's  regular  forces  in  the  colony  without  special 
appointment.  He  is  not  entitled  to  take  the  immediate  direction  of  military  operations, 
or,  except  in  cases  of  urgent  necessity,  to  communicate  officially  with  subordinate 
military  officers.     ( Revised  Regulations,  Colonial  Office  List,  1892,  p.  301.) 


Transfer  of  certain  departments. 

69.  On  a  date  or  dates  to  be  proclaimed  by  the  Governor- 
General  after  the  establishment  of  the  Commonwealth,  the 
following  departments  of  the  public  service  in  each  State  shall 
become  transferred^®'^  to  the  Commonwealth  : — 

Posts,  telegraphs,  and  telephones  : 

Naval  and  military  defence  : 

Lighthouses,  lightships,  beacons,  and  buoys  : 

Quarantine. 
But  the  departments  of  customs  and  of  excise  in  each 
State  shall  become  transferred  to  the  Commonwealth  on  its 
establishment. 

Historical  Note. — The  clause  as  passed  in  1891  was  : — 

"  The  control  of  the  following  Departments  of  the  Public  Service  shall  be  at  once 
assigned  to  and  assumed  and  taken  over  by  the  Executive  Government  of  the  Common- 
wealth, and  the  Commonwealth  shall  assume  the  obligations  of  any  State  or  States  with 
respect  to  such  matters,  that  is  to  say — Customs  and  Excise,  Posts  and  Telegraphs, 
Military  and  Naval  Defence,  Ocean  Beacons  and  Buoys,  and  Ocean  Lighthouses  and 
Lightships,  Quarantine."     (Chap.  II.  sec.  10.) 

In  Committee,  Mr.  Wrixon  asked  whether  sub-departments  attached  to  the  Customs 
department  (e.g.,  Immigration  Office,  or  Mercantile  Marine  Office)  would  be  included. 
Sir  Samuel  Griffith  was  clear  that  they  would  not.  Mr.  Baker  raised  the  question 
whether  telephones  would  be  included  in  "  Posts  and  Telegraphs."  Mr.  Douglas  thoughi 
that  the  Customs  and  Excise  Department  was  the  only  one  which  need  be  taken  over  at 
once.  He  moved  to  omit  "  Posts  and  Telegraphs,"  and  also  "  Ocean  Beacons,"  &c. ;  but 
this  was  negatived.     (Conv.  Deb.,  Syd.,  1891,  pp.  778-9.) 

At  the  Adelaide  session  the  clause  was  introduced  in  substantially  the  same  words. 
In  Committee  Mr.  Higgins  raised  the  question  whether  "  obligations  "  included  public 
debts.  Mr.  Barton  thought  that  only  current  obligations  were  meant.  Mr.  Walker 
moved  to  add  "  railways,"  but  after  a  short  debate  this  was  negatived  by  18  votes  to  12. 
(Conv.  Deb.,  Adel.,  pp.  920-34.)  Verbal  amendments  were  made  on  reconsideration. 
{Id.  pp.  1201-2.) 

At  Melbourne,  a  suggestion  of  the  Legislative  Assembly  of  New  South  Wales,  to 
provide  for  the  transfer  *'  as  soon  as  possible  after"  the  establishment  of  the  Common- 
wealth, was  negatived,  and  a  suggestion  of  the  Legislative  Council  of  New  South  Wales, 
to  provide  for  the  transfer  on  "  a  date  to  be  proclaimed  by  the  Governor-General  after  " 
the  establishment,  was  adopted.  On  Mr.  Barton's  motion,  the  words  "Executive 
Government  of  the  "  were  omitted.  Sir  John  Forrest  suggested  that  the  internal  posts 
and  telegraphs  of  each  State  should  be  retained,  as  the  existing  postal  union  was 
sufficient.  On  Dr.  Quick's  motion,  "telephones"  were  added.  (Conv.  Deb.,  Melb.,  pp. 
262-5. )  Drafting  amendments  were  made  after  the  first  report  and  before  the  fourth 
report. 


§282.] 


THE  EXECUTIVE  GOVERXMENI. 


715 


§  282.    "Departments    .    .    Transferred." 

By  the  operation  of  the  Constitution,  and  without  the  necessity  of  anj'  other  formal 
act,  the  departments  of  Customs  and  Excise  in  each  State  will  become  transferred  to  the 
Commonwealth  simultaneoush'  with  the  establishment  of  the  Commonwealth,  on  Ist 
January,  1901,  the  day  named  in  the  Queen's  proclamation  (clause  4).  The  other 
departments  of  the  Public  Service  in  each  State  enumerated  in  this  section  will  become 
transferred  to  the  Commonwealth  on  the  date  or  dates  to  be  proclaimed  by  theGovemor- 
Oreneral. 

In  addition  to  the  departments  mentioned  in  this  section,  which  will  become 
transferred  without  the  necessity-  of  federal  legislation,  there  are  other  departments 
which  will  come  under  the  control  of  the  Commonwealth  whenever  the  Federal 
Parliament  chooses  to  authorize  their  transfer  ;  such  as  Astronomical  and  Meteorological 
Observations  (51. — viii.) ;  Census  and  Statistics  (51. — xi. )  ;  Currency  and  Coinage  (51. — 
xii.) ;  Bankruptcy  and  Insolvency  (51. — xviL)  ;  Copj-rights,  Patents,  and  Trade  Marks 
(51. — xviii). 

Revente  axd  Expexditcke. — One  result  of  the  transfer  of  a  department  will  be 
that  the  State  from  which  it  is  transferred  will  be  relieved  of  the  annual  expenditure  in 
respect  of  the  department  and  the  property  used  in  connection  therewith,  and  will  be 
compensated  for  the  value  of  such  property.  Another  result  will  be  that  the  State  will 
be  deprived  of  the  revenue  received  in  connection  with  the  department. 

The  following  table,  based  on  a  return  presented  to  the  Convention  at  the  Melbourne 
session  (Conv.  Proceedings,  Melb.,  p.  231)  shows: — (1)  the  annual  expenditure  of  which 
each  State  will  be  relieved  in  respect  of  the  above  mentioned  services,  together  with 
interest  at  3  per  cent,  on  the  value  of  property  used  in  connection  therewith  ;  (2)  the 
annual  revenue  of  which  each  State  will  be  deprived  in  connection  with  such  services 
(apart  from  the  taxation  revenue  from  duties  of  Customs  and  Excise).  The  figures  are 
those  of  1896  or  1895-6  :— 

I.   ANNUAL  EXPENDITURE. 


Department. 

Victoria. 

New  Soath 
Wales. 

i^eens- 
Und. 

Sonth 
Australia. 

Western 
Australia. 

Total 

£ 

£ 

£                £ 

£ 

£ 

£ 

1.  Customs  and  Ex- 

75,588 

78,608 

40.915      •28,266 

7,888 

30,509 

261,774 

cise  (less  cost  of 

border  offices) 

2.  Posts,  telegraphs. 

559,881 

763,550 

355,869    247,7-29 

62,945 

212,728 

2,202,702 

and  telephones 

3.  Naval  and  mili- 

198,785 

214,206 

105,480      33,4S9 

12,593 

10,620 

575,173 

tary  defence 

4.  Lighthouses, 

17,356 

16,908 

3-2,844 

15,018 

5,950 

12,077 

100,153 

lightships,   bea- 

cons and  buoj^ 

5.  Quarantine 

4,050 

5,537 

3,496        1,431 

165 

685 

15.364 

6.  Astronomical     . 

and              J- 

4,0.50 

5,911 

•2,391 

W7 

97 

253 

]S,649 

7.  Meteorological  ' 

8.  Census  and  Sta- 

6,444 

11,599 

5,-238  1      1,767 

1,244 

1,800 

•28,092 

tistics 

9.  Currency       and 

•23,395 

18,000 

41,395 

Coinage 

10.  Bankruptcy  and 

4,542 

3,599 

•2,685 

•2,241 

100 

1,248 

14.415 

Insolvency 

11,  Copyrights, 

2,411 

2,981 

2,057 

393 

250 

101 

8,195 

Patents,    and 

Trade  Marks 

Total  Amounts 

896,502 

1,120.899 

550,975  j  331,283 

91,232 

•270,021 

3,260,912 

716 


COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  70. 


II 

ANNUAL  REVENUE, 

Department. 

Victoria. 

New 
South 
Wales. 

Queens- 
land. 

South 
Australia. 

Tasmania. 

Western 
Australia. 

Total. 

2.  Post,     telegraphs, 
and  telephones 

4.  Lighthouses,  light- 
ships, beacons  and 
buoys    (estimated 
apportionment) 

9.  Currency  and  Coin- 
age 

10.  Bankruptcy      and 
Insolvency 

11.  Copyrights, 
Patents,  and  Trade 
Marks 

£ 
512,647 

17,356 

40,511 
3,767 
3,683 

£ 
639,929. 

16,908 

41,550 
5151 
3,584 

£ 
211,712 

32,844 

588 
2  547 

£ 
250,061 

15,018 

7,829 

777 

1,544 

£ 
72,539 

5,950 
1,465 

£ 
179,146 

12,077 

1,099 
1,500 

£ 
1,866,034 

100,153 

89,890 
11,382 
14,323 

Total  annual  Revenue 
(except  from  Cus- 
toms) 

577,964 

707,122 

247,691 

275,229 

79,954 

]  93,822 

2,081,782 

Net  Expenditure 

318,538 

413,777 

303,284 

56,054 

11,278 

76.199 

1,179,130 

Certain  powers  of  Governors  to  vest  in  Governor-General. 

70.  In  respect  of  matters  which,  under  this  Constitution^ 
pass  to  the  Executive  Government  of  the  Commonwealth^^^, 
all  powers  and  functions  which  at  the  establishment  of  the 
Commonwealth  are  vested  in  the  Governor  of  a  Colony,  or  in 
the  Governor  of  a  Colony  with  the  advice  of  his  Executive 
Council,  or  in  any  authority  of  a  Colony^^^  shall  vest  in  the 
Governor-General,  or  in  the  Governor-General  in  Council, 
or  in  the  authority  exercising  similar  powers'^^  under  the 
Commonwealth,  as  the  case  requires. 

Canada.— All  powers,  authorities  and  functions  which  under  any  Act  of  the  Parliament  of 
Great  Britain,  or  of  the  Parliament  of  the  United  Kingdom  of  Great  Britain  and  Ireland, 
or  of  the  Legislature  of  Upper  Canada,  Lower  Canada,  Canada,  Nova  Scotia,  or  New 
Brunswick,  are  at  the  Union  vested  in  or  exercisable  by  the  respective  Governors  or 
Lieutenant-Governors  of  those  Provinces,  with  the  advice,  or  with  the  advice  and  consent, 
of  the  respective  Executive  Councils  thereof,  or  in  conjunction  with  those  Councils,  or 
with  any  number  of  members  thereof,  or  by  those  Governors  or  Lieutenant-Governors 
individuall.y,  shall,  as  far  as  the  same  continue  in  existence  and  capable  of  being  exercised 
after  the  Union  in  relation  to  the  Government  of  Canada,  be  vested  in  and  exercisable  l)y 
the  Governor-General,  with  the  advice,  or  with  the  advice  and  consent  of  or  in  conjunction 
with  the  Queen's  Privy  Council  for  Canada,  or  any  members  thereof,  or  by  the  Governor- 
General  individually,  as  the  case  requires,  subject  nevertheless  (except  with  respect  to 
such  as  exist  under  Acts  of  the  Parliament  of  Great  Britain  or  of  the  Parliament  of  the 
United  Kingdom  of  Great  Britain  and  Ireland)  to  be  abolished  or  altered  by  the  Parliament 
of  Canada.— B.N.A.  Act,  1867,  sec.  12. 

Historical  Note.— Clau.se  11  of  Chap.  II.  of  the  Bill  of  1891  was  drawn  from  sec. 
12  of  the  British  North  America  Act  (supra).  (Conv.  Deb.,  Syd.,  1891,  p.  779.)  At  the 
Adelaide  session,  1897,  it  was  introduced  and  passed  in  the  same  form.  In  Sydney  some 
drafting  amendments  were  made  ;  and  at  Melbourne,  before  the  first  report,  it  was 
re-drafted  and  condensed  into  its  present  form. 


§§•283-285.]  THE  EXECUTIVE  GOVERNMENT.  717 

^  283.    "  Matters  Which  .  .  Pass  to  the  .  .  Commonwealth.** 

Among  the  matters  which,  under  this  Constitution,  pass  to  the  Executive  Govern- 
ment of  the  Commonwealth  are  ( 1 )  from  the  establishment  of  the  Commonwealth = the 
administration  of  the  departments  of  customs  and  excise  (sec.  69)  ;  the  collection 
and  control  of  duties  of  customs  and  excise,  and  the  control  of  the  paj-ment  of 
bounties  ;  the  control  of  oflBcers  and  the  appointment  and  removal  of  officers  connected 
with  those  departments  (sees.  67,  84,  and  86).  (2)  from  and  after  dates  to  be  proclaimed 
subsequently  to  the  establishment  of  the  Commonwealth = the  administration  of  other 
departments  of  the  pubUc  service  of  each  State,  which  become  transferred  to  the 
Commonwealth,  and  the  control,  appointment,  and  removal  of  all  officers  connected 
therewith  (sees.  69  and  84).  In  respect  of  such  matters,  from  the  moment  when  they 
are  transferred  to  the  Executive  Government  of  the  Commonwealth,  all  powers  and 
functions  which  at  the  establishment  of  the  Commonwealth  are  vested  in  the  Governor 
of  a  colony  vest  in  the  Governor-General  of  the  Commonwealth  ;  all  powers  and  functions 
which  are  then  vested  in  the  Governor  of  a  colony  with  the  adN-ice  of  his  Executive 
Council  vest  in  the  Governor-General  in  Council ;  and  all  powers  and  functions  which 
are  then  vested  in  any  authority  of  a  colony  vest  in  the  authority  exercising  similar 
powers  under  the  Commonwealth. 

§  284.    "  Or  in  any  Authority  of  a  Colony." 

In  connection  with  the  public  service  of  each  colony  there  may  be  local  authorities, 
lx)ards  or  commissions  which  are  endowed  with  special  powers  and  functions.  When  a 
public  department  is  transferred  to  the  Commonwealth  it  is  placed  beyond  the  jurisdiction 
of  such  local  authorities,  boards,  and  commissions,  and  becomes  subject  to  the  exclusive 
control  of  the  Federal  Executive.  In  such  cases  the  powers  and  functions,  formerly 
exercised  in  respect  to  the  department  by  the  local  authority,  vest  either  in  the  Governor- 
General  or  in  the  Governor-General  in  Council,  until  Federal  legislation  creates  a 
Federal  authority  to  exercise  similar  powers  and  functions  under  the  Commonwealth. 

§  285.    ''In  the  Authority  Exercising  Similar  Powers." 

Of  the  administrative  powers  and  functions  which,  under  the  Constitution,  pass  to 
the  Federal  Executive  Government,  some  were  previously  vested  in  the  Governors  of  the 
Colonies,  some  in  the  Governors  of  the  Colonies  Avith  the  advice  of  their  respective 
Executive  Councils,  and  some  in  local  authorities  within  the  Colonies  appointed  by 
law.  Those  described  as  vested  in  the  Governors  belong,  technically,  to  the  prerogatives 
of  the  Crown  ;  those  described  as  vested  in  the  Governors  with  the  ad\-ice  of  their 
respective  Executive  Councils,  are  dependent  on  statute  law  ;  those  described  as  vested 
in  "any  authority  of  a  Colony"  were  founded  on  statute  and  by  statute  were  vested 
in  Ministers,  local  boards,  bodies,  commissions,  or  officers.  Thus  in  connection  with 
the  department  of  light-houses,  light-ships,  beacons,  and  buoys,  certain  powers  and 
functions  have  been,  under  the  Colonial  system,  generally  assigned  to  marine  boards  ; 
so  in  connection  with  the  quarantine  department  certain  powers  and  functions  have 
been  exercised  by  Boards  of  Health.  Xow,  the  intention  of  this  section  is  that  on 
the  transfer  to  the  Federal  Executive  Government  of  matters  involving  the  exercise 
of  Executive  powers  and  functions,  those  powers  and  functions  which  in  the  pre-federal 
period  were,  by  express  terms,  vested  in  the  Colonial  Governors,  shall  under  the  Federal 
i-egime  and  by  express  terms  be  vested  in  the  Gk)vemor-General ;  that,  likewise,  those 
Executive  powers  and  functions  which  were  vested  in  the  Colonial  Governors  with  the 
advice  of  their  respective  Executive  CouncUs  shall,  by  express  terms,  be  vested  in  the 
Governor-General  in  Council ;  and  lastly,  that  those  Executive  powers  and  fimctions 
which  were  formerly  vested  in  local  authorities  shall  be  vested  in  some  Federal  Authority, 
■exercising  similar  powers  under  the  Commonwealth. 


718  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  70. 

The  difference  between  transferred  powers  and  functions  vested  in  the  Governor- 
General,  and  transferred  powers  and  functions  vested  in  the  Governor  General  in  Council, 
is  purely  an  historical  one  and  not  one  of  substance,  and  all  such  powers  and  functions 
will  be  exercised  by  the  Governor-General  through  Ministers  having  the  confidence  of 
the  Federal  Parliament. 

The  substantive  meaning  of  this  section  (which  is  adapted  from  section  12  of  the 
British  North  America  Act,  quoted  above)  is  that  executive  functions  which  were 
formerly  exercised  in  relation  to  the  separate  colonies,  but  which  are  now  to  be  exercised 
in  relation  to  the  Federal  Government,  are  vested  in  some  Federal  officer  or  authoritj- 
corresponding  to  the  provincial  officer  or  authority  i^i  whom  they  were  formerly  vested. 

The  section  is  intended  to  facilitate  the  proper  performance  of  duties  in  connection 
with  transferred  departments,  before  those  duties  have  been  regulated  by  federal  law. 
After  the  transfer,  the  exclusive  legislative  power  in  respect  of  those  departments 
belongs  to  the  Federal  Parliament ;  but  until  the  Federal  Parliament  acts  in  pursuance 
of  its  exclusive  power,  the  departments  will  be  administered  in  accordance  with  the 
provisions  of  this  section.  It  does  not  appear  to  interfere  in  any  way  with  the 
discretion  of  the  Federal  Parliament  to  afterwards  assign  any  of  these  duties  to  what 
officers  it  pleases.  It  declares  that  all  these  powers  and  functions  "  shall  vest  "  in  the 
corresponding  department,  officer,  or  authority,  but  it  does  not  declare  that  they  shall 
continue  to  be  so  vested  ;  and  to  construe  the  vesting  as  permanent  would  introduce  a 
conflict  with  sec.  61,  which  declares  that  the  executive  power  of  the  Commonwealth  is 
vested  in  the  Queen,  and  exercisable  by  the  Governor-General  as  the  Queen's 
Representative.  The  whole  power  is  vested  in  the  Queen  ;  but  particular  statutory 
powers  are  to  "  vest  in" — i.e.,  to  be  exercisable  by — certain  officers.  The  power  of  the 
Parliament  (sec.  51— xxxix.)  to  make  laws  as  to  matters  incidental  to  the  execution  of 
any  power  vested  in  the  Governor-General  of  the  Commonwealth,  or  in  any  department 
or  officer  of  the  Commonwealth,  does  not  seem  to  be  affected  by  this  provisional  vesting. 

The  only  other  point  arising  out  of  this  section  which  requires  consideration  is,  how 
is  "  the  authority  exercising  similar  powers  under  the  Commonwealth"  to  be  created? 
Could  the  Executive  Government  of  the  Commonwealth  appoint  a  marine  board  to 
supervise  lighthouses,  &c.,  taken  over  according  to  the  terms  of  a  proclamation  issued 
under  sec.  90?  Could  the  Executive  Government  establish  a  Board  of  Health  to  manage 
the  quarantine  department  taken  over  according  to  a  proclamation  under  the  same 
section?  Would  Federal  legislation  be  necessary  in  order  to  authorize  certain  proceed- 
ings and  operations  of  those  services  to  be  conducted  through  the  agency  of  Boards?  It 
is  conceived  that  such  legislation  would  be  necessary,  and  that  pending  its  adoption 
those  services,  if  taken  over  by  proclamation  only,  would  have  to  be  managed  directly 
by  responsible  Ministers  of  State.  Probably  those  and  other  services  would  not  be  taken 
over  by  the  authority  of  proclamation  alone,  but  by  proclamation  accompanied  by 
Federal  laws,  making  temporary  arrangements  for  preserving,  in  each  State,  the 
jurisdiction  of  local  authorities  until  uniform  Federal  legislation  is  adopted. 


^286.]  THE  JUDICATURE.  719 


CHAPTER  III.— THE  JUDICATURE. 

Judicial  I'ower  and  Courts. 

71.  The  judicial  power^  of  the  Coramonwealth  shall  be 
vested^  in  a  Federal  Supreme  Court,  to  be  called  the  High 
Court  of  Australia^,  and  in  such  other  federal  courts  as  the 
Parliament  creates^,  and  in  such  other  courts  as  it  invests 
with  federal  jurisdiction^.  The  High  Court  shall  consist  of  a 
Chief  Justice,  and  so  many  other  Justices^\  not  less  than  two, 
as  the  Parliament  prescribes. 

UnnD  States. — The  jndicial  power  of  the  United  States  shall  be  vested  in  one  Supreme  Court, 
and  in  such  inferior  courts  as  the  Congress  may  from  time  to  time  ordain  and  establish. — 
Const.,  Art.  III.,  sec  1. 

Caxada.— The  Parliament  of  Canada  may,  notwithstanding  anything  in  this  Act,  from  time  to 
time  provide  for  the  constitution,  maintenance,  and  organization  of  a  General  Coart  of 
Ap(>«U  for  Canada,  and  for  the  establishment  of  any  additional  Courts  for  the  better 
administration  of  the  laws  of  Canada. — B.X.A.  Act.,  sec  101. 

Historical  Note. — The  idea  of  a  federal  Supreme  Court  is  as  old  as  the  report  of 
Earl  Grey's  Committee  in  1849  (see  pp.  83-85,  supra).  In  the  Bill  of  1891  the  Court 
■was  called  the  "  Supreme  Court  of  Australia."  Instead  of  being  established  by  the 
Constitution,  it  was  left  for  the  Parliament  to  establish,  and  the  minimum  of  Justices 
in  addition  to  the  Chief  Justice,  was  fixed  at  four. — Conv.  Deb.,  Syd.  (1891),  pp.  779-85. 

At  the  Adelaide  Session  the  clause  was  drafted  in  its  present  form,  but  with  a 
minimum  of  four  Justices.  An  amendment  by  Mr.  Carrutbers  to  sti-ike  out  the  minimum 
was  negatived.—  Conv.  Deb.,  AdeL,  pp.  935-43. 

At  the  Melbourne  Session  a  suggestion  by  the  Legislative  Council  of  Tasmania,  to 
insert  at  the  beginning  "Until  the  Parliament  otherwise  provides,"  was  negatived; 
also  an  amendment  by  Mr.  Glynn  that  the  Court  should  consist  of  "  a  Chief  Justice, 
and  until  the  Parliament  otherwise  provides,  the  Chief  Justices  of  the  States."  A  sug- 
gestion by  the  Legislative  Assemblies  of  Xew  South  Wales  and  Victoria  and  the 
Legislative  Coimcil  of  Tasmania,  to  strike  out  the  minimum,  was  negatived,  and  the 
minimum  was  altered  to  "two."  An  amendment  by  ilr.  Holder  to  insert  a  maximum 
was  negatived  on  division,  by  26  to  14.  (Conv.  Deb.,  Melb.,  pp.  265-308.)  Drafting 
amendments  were  made  after  the  4th  Report. 

§  286.    "The  Judicial  Power.** 

Sep.vbation  o»  Powers. — The  judicial  power  is  the  power  appropriate  to  the  third 
great  department  of  government,  and  is  distinct  from  both  the  legislative  and  the 
executive  powers.  The  judicial  function  is  that  of  hearing  and  determining  questions 
which  arise  as  to  the  interpretation  of  the  law,  and  its  application  to  particular  cases. 
*'  The  distinction  l^tween  the  departments  undoubtedly  is,  that  the  legislature  makes, 
the  executive  execute.s,  and  the  judiciary  construes,  the  law."  Per  Marshall,  C.J. 
(U.S.),  Wayman  r.  Southard.  10  Wheat.  46;  Cooley's  Constitutional  Limitations  (5th 
Ed.)  109. 


720  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  71. 

But  though  the  distinction  between  the  three  departments  is  broad  and  fundamental, 
it  is  difficult  to  define  their  powers  exactly.  Judicial  acts  have,  of  necessity,  points  of 
contact  with  both  executive  and  legislative  acts.  In  Great  Britain,  owing  to  the 
supremacy  of  the  legislative  power,  the  distinction  has  not  been  the  subject  of  decision 
in  the  Courts,  though  it  is  recognised  by  commentators.  See  Wharton's  Judicial 
Dictionary,  sub.  tit.  Judges. 

In  this  Constitution,  however,  each  power  is  vested  in  distinct  organs,  and  it 
becomes  important  to  define  the  principles  on  which  the  distinction  is  based.  A  similar 
separation  of  functions  is  prescribed  in  the  Constitution  of  the  United  States,  as  well  as 
in  the  Constitutions  of  the  States  of  the  Union  ;  and  also,  though  to  a  less  degree,  in 
the  Constitution  of  the  Canadian  Dominion.  American  and  Canadian  decisions  are 
therefore  important,  but  with  some  reservation  in  each  case.  The  Constitution  of  the 
United  States  goes  somewhat  farther  in  the  separation  of  powers  than  this  Constitution, 
because  it  not  only  vests  them  in  distinct  organs,  but  contains  certain  specific  limita- 
tions, such  as  the  prohibition  on  Congress  and  the  State  legislatures  to  pass  any  bill  of 
attainder  or  ex  post  facto  law,  and  the  prohibition  on  the  State  legislatures  to  pass  laws 
impairing  the  obligation  of  contracts.  (Art.  I.,  sees.  9,  10.)  On  the  other  hand,  the 
British  North  America  Act  does  not  go  nearly  as  far  ;  it  does  not  expressly  mention  the 
*' judicial  power,"  and  it  does  not  establish  a  federal  judiciary  as  a  co-ordinate  depart- 
ment, but  merely  empowers  the  Dominion  Parliament  to  establish  Courts.  See  Lefroy, 
Legislative  Power  in  Canada,  p.  Ivi.  Accordingly  the  tendency  of  Canadian  decisions 
seems  to  be  that  legislation  on  a  subject  within  the  competence  of  the  Dominion  Parlia- 
ment cannot  be  held  to  be  invalid  on  the  ground  that  it  invades  judicial  functions.  {Id., 
pp.  124,  279). 

This  Constitution  vests  the  legislative,  executive  and  judicial  powers  respectively 
in  distinct  organs  ;  and,  though  no  specific  definition  of  these  powers  is  attempted,  it  is 
conceived  that  the  distinction  is  peremptory,  and  that  any  clear  invasion  of  judicial 
functions  by  the  executive  or  by  the  legislature,  or  any  allotment  to  the  judiciary  of 
executive  or  legislative  functions,  would  be  equally  unconstitutional.  Thus  it  has  been 
held  in  the  United  States  that  "neither  the  legislative  nor  the  executive  branches  of 
the  government  can  constitutionallj^  assign  to  the  judiciary  any  duties  but  such  as  are 
properly  judicial,  and  to  be  performed  in  a  judicial  manner.  Nor  can  the  executive  or 
legislative  departments  review  or  sit  as  a  court  of  errors  on  the  judicial  acts  or  opinions 
of  the  courts  of  the  United  States."  (Baker's  Annot.  Const,  of  the  U.S.,  p.  121.) 
"Executive  power  is  so  intimately  connected  with  legislative,  that  it  is  not  easy 
to  draw  a  line  of  separation  ;  but  the  grant  of  the  judicial  power  to  the  department 
created  for  the  purpose  of  exercising  it  must  be  regarded  as  an  exclusive  grant,  cover- 
ing the  whole  power,  subject  only  to  the  limitations  which  the  constitutions  impose, 
and  to  the  incidental  exceptions  before  referred  to"  [i.e.,  cases  where  the  exercise  of 
judicial  functions  by  the  legislature  is  warranted  by  parliamentary  usage,  and  incidental, 
necessary,  or  proper  to  the  exercise  of  legislative  authority].— Cooley,  Constit.  Lim., 
p.  106. 

Executive  Encroachments. —The  distinction  between  judicial  and  executive 
functions  is  not  always  easy  to  draw.     "Doubtless  the  non-coercive  part  of  executive 

business  has  no  affinity  with  judicial  business The  same  may  be  said,  for 

the  most  part,  of  such  coercive  work  of  the  executive  as  consists  in  carrying  out  decisions 
of  judges;  e.g.,  the  imprisonment  or  execution  of  a  convict.  But  there  are  other 
indispensable  kinds  of  coercive  interference  which  have  to  be  performed  before  or  apart 
from  any  decisions  arrived  at  by  the  judicial  organ  ;  and  in  this  region  the  distinction 
between  executive  and  judicial  functions  is  liable  to  be  evanescent  or  ambiguous, 
since  executive  officials  have  to  '  interpret  the  law  '  in  the  first  instance,  and  they  ought 
to  interpret  it  with  as  much  judicial  impartiality  as  possible."  (Sidgwick,  Elements  of 
Politics,  p.  358).     There  may  sometimes  be  a  difficulty  in  deciding  whether  a  particular 


§286.] 


THE  JUDICATURE.  721 


act  is  ministerial  or  judicial.  "Perhaps  we  may  say  that  in  sach  cases,  where  the 
official  has  a  discretionary  power  to  act  or  not  to  act,  according  to  considerations  of 
expediency,  the  function  is  properly  regarded  as  executive."  [Id.,  p.  359.)  There  are, 
however,  some  undoubtedly  judicial  powers  into  the  exercise  of  which  considerations 
of  expediency  may  enter ;  for  instance,  the  power  to  determine  the  punishment  to  be 
awarded  to  a  convicted  criminal. 

Legislattvb  Encroachments. — Nor  is  there  a  hard  and  fast  line  between  judicial 
and  legislative  acts.  A  law  which  is  retrospective,  or  which  declares  or  modifies  existing 
rights,  may  often  have  the  effect  of  a  judicial  decision.  But  although  the  application 
of  the  principle  to  particular  facts  may  sometimes  be  difficult,  the  principle  itself  is 
clear.  "  It  is  said  that  that  which  distinguishes  a  judicial  from  a  legislative  act  is, 
that  the  one  is  a  determination  of  what  the  existing  law  is  in  relation  to  some  existing 
thing  already  done  or  happened,  while  the  other  is  a  predetermination  of  what  the  law 
shall  be  for  the  regulation  of  all  future  cases  falling  under  its  pro\-isions."  (Cooley, 
Const.  Limitations,  p.  91.)  "  The  legislative  power  extends  only  to  the  making  of  laws, 
and  in  its  exercise  it  is  limited  and  restrained  by  the  paramoxmt  authority  of  the  federal 
and  State  constitutions.  It  cannot  directly  reach  the  property  or  vested  rights  of  the 
citizen  by  providing  for  their  forfeiture  or  transfer  to  another,  without  trial  and  judg- 
ment in  the  courts ;  for  to  do  so  would  be  the  exercise  of  a  power  which  belongs  to 
another  branch  of  the  government,  and  is  forbidden  to  the  legislative."  (Newljind  r. 
Marsh,  19  Illinois,  383;  Coole\-,  Const.  Lim.,  p.  91.)  "  That  is  not  legislation  which 
adjudicates  in  a  particular  case,  prescribes  the  rule  contrary  to  the  geneial  law,  and 
orders  it  to  be  enforced."  (Er^nne's  Appeal,  16  Penn.  St.  266  ;  Cooley,  Const.  Lim.,  p. 
91.)  "  It  is  the  province  ot  judicial  power  to  decide  private  disputes  between  or  con- 
cerning persons  ;  but  of  legislative  power  to  regulate  public  concerns,  and  to  make  laws 
for  the  benefit  and  welfare  of  the  State.  Nor  does  the  passage  of  private  statutes  con- 
flict with  these  principles  ;  because  such  statutes,  when  lan-ful,  are  enacted  on  petition, 
or  by  the  consent  of  all  concerned  ;  or  else  they  forbear  to  interfere  with  past  transac- 
tions and  vested  rights." — Merrill  v.  Sherburne,  1  N.  Hamp.  203  ;  cited  Cooley,  Const. 
Lim.,  p.  92. 

Great  care  must,  however,  be  taken  in  applying  American  decisions  as  to  the 
validity  or  invalidity  of  declaratory  or  retrospective  legislation.  Those  decisions  are 
I)ased,  not  only  upon  the  invasion  of  judicial  power,  but  also  upon  certain  specific 
limitations  contained  in  the  Federal  and  State  Constitutions — such,  for  instance,  as  the 
prohibition  against  depriving  any  person  of  life,  liberty,  or  property,  without  due 
process  of  law  (Amendment  V.),  and  the  prohibition  against  laws  impairing  the  obb'gation 
of  contracts  (Art.  I.,  sec.  x.  1.).  These  limitations  are  the  foundation  of  the  rule 
that  "vested  rights  must  not  be  disturbed"  (Cooley,  Const.  Lim.,  p.  357.)  The 
length  to  which  these  principles  are  carried  in  the  United  States  is  forcibly  stated  by 
Lefroy,  Legis.  Power  in  Canada,  pp.  xlvi.-lx.  The  practical  result  is  that  retrospective 
or  declaratory  acts  have  usually  been  held  void,  apart  altogether  from  the  question  of 
invasion  of  the  judicial  power,  so  far  as  they  disturbed  vested  rights.  For  the  definition 
and  extent  of  this  principle,  see  Cooley,  Const.  Lim.,  Ch.  XL,  on  "The  Protection  to 
Property  by  '  The  Law  of  the  Land.'  "  Under  this  Constitution,  however,  the  principle 
would  seem  to  have  no  application :  for,  although  the  protection  to  every  man's  life, 
liberty,  or  property,  except  as  forfeited  by  the  judgment  of  his  peers,  or  the  law  of  the 
land,  is  guaranteed  b^-  section  39  of  Magna  Charta,  no  constitutional  limitation  is 
thereby  imposed  on  the  plenary  power  of  a  colonial  legislature.  The  propriety  of  any 
interference  with  these  rights  is  a  matter  of  legislative  policy  and  morality,  not  of 
constitutional  law.  It  is  conceived  that  the  following  proposition  stated  by  Lefroy 
(Legis.  Power  in  Canada,  p.  279)  is  applicable  : — 

'*  When  once  an  Act  is  passed  by  the  Dominion  Parliament,  or  by  a  provincial  legis- 
lature, in  respect  to  any  matter  over  which  it  has  jurisdiction  to  legislate,  it  is  not 

46 


-22  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  71. 


competent  for  any  Court  to  pronounce  the  Act  invalid  because  it  may  affect  injuriously 
private  rights,  any  more  than  it  would  be  competent  for  the  Courts  in  England,  for  the 
like  reason,  to  i-efuse  to  give  effect  to  a  like  Act  of  the  Parliament  of  the  United 
Kingdom.  If  the  subject  be  within  the  legislative  jurisdiction  of  the  Parliament,  or  of 
the  Provincial  Legislatures,  respectively,  and  the  terms  of  the  Act  be  explicit,  so  long  as 
it  remains  in  force,  effect  must  be  given  to  it  in  all  Courts  of  the  Dominion,  however 
private  rights  may  be  affected. " 

Apart,  however,  from  questions  of  vested  rights,  there  remains  the  principle  that 
"  to  declare  what  the  law  is,  or  has  been,  is  a  judicial  power  ;  to  declare  what  the  law 
sAaZ^  6e  is  legislative."  (Cooley,  Const.  Lim.,  p.  94.)  It  cannot  be  doubted  that  any 
attempt  by  the  Parliament,  under  cover  of  a  declaratory  law  or  otherwise,  to  set  aside 
or  reverse  the  judgment  of  a  court  of  federal  jurisdiction,  would  be  void  as  an  invasion 
of  the  judicial  power. 

But  what  is  the  application  of  this  principle  to  a  case  where  the  Courts  ha^e 
interpreted  the  law  in  one  way,  and  the  legislature  afterwards,  by  a  declaratory  enact- 
ment, has  laid  down  a  different  interpretation?  In  such  a  case,  the  Court,  in  the 
exercise  of  its  function  as  interpreter,  has  declared  what  it  believes  to  be  the  law  ;  and 
the  legislature  has  in  effect  declared  the  judicial  interpretation  to  be  unfounded  and 
unwarrantable.  Under  these  circumstances  Cooley,  Const.  Lim.,  p.  94,  offers  the 
following  test  of  the  constitutionality  of  the  law  : — 

"  The  decision  of  this  question  must  depend,  perhaps,  upon  the  purpose  which  was 
in  the  mind  of  the  legislature  in  passing  the  declaratory  statute  ;  whether  the  design 
was  to  give  to  the  rule  now  declared  a  retrospective  operation,  or,  on  the  other  hand, 
merely  to  establish  a  construction  of  the  doubtful  law  for  the  determination  of  cases 
that  may  arise  in  the  future.  It  is  always  competent  to  change  an  existing  law  by  a 
declaratory  statute ;  and  where  the  statute  is  onl}'  to  operate  upon  future  cases,  it  is  no 
objection  to  its  validity  that  it  assumes  the  law  to  have  been  in  the  past  what  it  is  now 
declared  that  it  shall  be  in  the  future.  But  the  legislative  action  cannot  be  made  to 
retroact  upon  past  controversies,  and  to  reverse  decisions  which  the  courts,  in  the 
exercise  of  their  undoubted  authority,  have  made  ;  for  this  would  not  only  be  the  exercise 
of  judicial  power,  but  it  would  be  its  exercise  in  the  most  objectionable  and  offensive 
form,  since  the  legislature  would  in  effect  sit  as  a  court  of  review  to  which  parties 
might  appeal  when  dissatisfied  with  the  rulings  of  the  courts." 

It  is  submitted  that  the  true  test  is  indicated  in  the  latter  part  of  the  above  quota- 
tion ;  but  that  there  is  no  need  to  refer  to  anything  so  vague  as  the  "purpose"  or 
'*  design "  of  the  legislature.  The  simple  rule  would  seem  to  be  that,  just  as  the 
legislature  cannot  directly  reverse  the  judgment  of  the  court,  so  it  cannot,  by  a 
declaratory  law,  affect  the  rights  of  the  parties  in  whose  case  the  judgment  was  given. 
A  declaratory  law  must  always  be  in  a  sense  retrospective,  and  will  not  be  unconstitu- 
tional because  it  alters  existing  rights  ;  but  it  will  be  unconstitutional,  and  therefore 
inoperative,  so  far  as  it  pui-ports  to  apply  to  the  parties  or  the  subject-matter  of 
particular  suits  in  which  judgment  has  been  given.  That  is  to  say,  the  legislature  may 
overrule  a  decision,  though  it  may  not  reverse  it ;  it  may  declare  the  rule  of  law  to  be 
different  from  what  the  courts  have  adjudged  it  to  be,  and  may  give  a  retrospective 
operation  to  its  declaration,  except  so  far  as  the  lights  of  parties  to  a  judicial  decision 
are  concerned.  In  other  words,  the  sound  rule  of  legislation,  that  the  fruits  of  victory 
ought  not  to  be  snatched  from  a  successful  litigant,  is  elevated  into  a'  constitutional 
requirement ;  but  the  general  question  of  retrospective  legislation  is  left  to  the  dis- 
cretion of  the  legislature. 

Political  Questions. — On  the  other  hand,  the  courts  cannot  be  clothed  with 
legislative  or  executive  powers,  or  decide  questions  which  in  their  nature  are  not 
judicial,  but  political.  Thus  it  has  been  held  in  the  United  States  that  the  question 
whether  the  constitution  of  a  State  has  been  properly  ratified  is  a  political  question, 
and  is  not  cognizable  by  the  federal  courts.  (Luther  v.  Borden,  7  How.  1.)  On  the  same 
grounds  the  courts  of  the  United  States  have  refused  to  interfere  with  the  exercise  of 
political  disci'etion  by  the  executive  department.     For  instance,  when  a  bill  was  broucrht 


§5  286-287.1  THE  JUDICATURE.  723 

by  the  State  of  Georgia  against  the  Secretary  of  War  of  the  United  States  to  restrain 
him  from  carrying  into  execution  certain  Acts  of  Congress,  on  the  ground  that  their 
execution  would  overthrow  and  destroy  the  corporate  existence  of  the  State,  the 
Supreme  Court  refused  to  take  cognizance  of  the  matter,  as  it  called  for  the  judgment 
of  the  court  on  political  questions  which  did  not  involve  personal  or  property  rights. 
(Georgia  i*.  Stanton,  6  Wall.  50.)  Again,  in  Mississippi  v.  Johnson,  4  Wall.  500,  the 
Supreme  Court  refused  to  entertain  a  bill  brought  to  restrain  the  President  from  carry- 
ing into  execution  a  law  alleged  to  be  unconstitutional.  "  It  can  hardly  be  contended 
that  Congress  [sic  ;  but  query,  "  the  Court"]  can  interpose,  in  any  case,  to  restrain  the 
enactment  of  an  unconstitutional  law  ;  and  yet  how  can  the  right  to  judicial  interposition 
to  prevent  such  an  enactment,  when  the  purpose  is  evident  and  the  execution  of  that 
purpose  certain,  be  distingiiished  in  principle  from  the  right  to  such  interposition 
against  the  execution  of  such  law  by  the  President  ?  The  Congress  is  the  legislative 
department  of  the  Government  ;  the  President  is  the  executive  department.  Neither 
can  be  restrained  in  its  action  by  the  judicial  department,  though  the  acts  of  both, 
when  performed,  are,  in  proper  cases,  subject  to  its  cognizance." 

It  has  also  been  held  in  the  United  States  that  the  political  department  has  exclu- 
sive authority  to  recognize,  or  not  to  recognize,  a  new  Government  in  a  foreign  country  ; 
and  therefore  that  this  is  not  a  matter  for  judicial  cognizance  ;  Kennett  v.  Chambers, 
14  How.  38. 

The  distinction  between  the  judicial  and  political  powers  has  receive<l  recognition 
by  English  Courts.  Thus  it  has  been  decided  that  political  treaties  between  a  foreign 
State  and  a  subject  of  the  Crown  acting  as  an  independent  State  under  powers  granted 
by  Charter  are  not  subject  to  municipal  jurisdiction,  and  a  bill  founded  on  such  treaties 
was  dismissed.  (Nabob  of  Camatica  r.  East  India  Company,  1  Ves.  Jim,  375-393,  '2  ib. 
56-60.) 

Legislation'  Incident.al  to  Judicial  Power. — Sec.  51,  subs,  xxxix.,  gives  the 
Parliament  power  to  make  laws  with  respect  to  "  matters  incidental  to  the  execution  of 
any  power  vested  by  this  Constitution  in  .  .  the  Federal  Judicature."  Under  this 
power  the  Parliament  can  legislate  with  respect  to  the  practice  and  procedure  of  the 
Courts,  the  conduct  of  appeals,  the  admission  and  status  of  legal  practitioners  in  the 
courts  of  federal  jurisdiction,  and  so  forth. 

§  287.    '« Shall  be   Vested.** 

Mandatory  Words  — These  words  are  imperative,  at  least  so  far  as  the  High 
Court  is  concerned  ;  and  are  mandatory  on  the  Parliament  to  carry  the  vesting  into 
eflFect  by  prescribing  the  number  of  Justices  of  which  the  Court  is  to  consist,  to  fix  their 
salaries,  and  to  make  provision  for  their  appointment.  Under  the  same  words  in  the 
United  States  Constitution  there  was  at  one  time  much  discussion  whether  Congress 
possessed  anj-  discretion  as  to  creating  a  Supreme  Court  or  investing  it  with  jurisdiction 
— a  discretion  which  would  allow  Congress  to  practically  annihilate  the  judiciary  as  a 
co-ordinate  department.  It  has  been  decided,  however,  that  no  such  discretion  exists. 
(Story,  Comm.  §  1590.) 

"  The  language  of  the  [third]  article  throughout  is  manifestly  designed  to  be  man- 
datory upon  the  legislature  Its  obligatory  force  is  so  imperative,  that  Congress  could 
not,  without  a  violation  of  its  duty,  have  refused  to  carry  it  into  operation.  The 
judicial  power  of  the  United  States  shall  be  vested  (not  may  be  vested)  in  one  Supreme 
Com-t,  and  in  such  inferior  courts  as  Congress  may  from  time  to  time  ordain  and 
establish.  Could  Congress  have  lawfully  refused  to  create  a  Supreme  Court,  or  to  vest 
in  it  the  constitutional  jurisdiction?  ....  But  one  answer  can  be  given  to  these 
questions  ;  it  must  be  in  the  negative."     (Martin  v.  Hunter,  1  Wheat,  at  p.  328.) 

In  one  sense,  it  may  be  said  that  the  judiciary  is  not  exactly  a  co-ordinate  depart- 
ment with  the  legislature,  because  before  it  can  come  into  existence  certain  action  mast 
be  taken   by   the   legislature.     The  same  reasoning,  however,   would    show   that  the 


724  COMMENTARIES  ON  THE  CONSTITUTION.       rSec.  7i. 

legislature  is  not  a  co-ordinate  department  with  the  executive,  because  before  it  can 
come  into  existence  certain  action  must  be  taken  by  the  executive.  The  Judiciary  may 
be  fairly  called  co-ordinate  with  the  legislature,  though  not  absolutely  independent  of  it. 
The  position  is  concisely  expressed  by  Dr.  Burgess,  with  reference  to  the  United  States 
Constitution : — 

"Apparently  the  Supreme  Court  is  here  created  by  the  Constitution,  while  the 
inferior  Courts  depend  for  their  existence  on  the  will  of  the  Legislature.  When  we  come 
to  consider  the  subject  more  closely,  however,  we  find  that  the  existence  of  the  Supreme 
Court  itself  virtually  depends  upon  the  will  of  the  Legislature.  The  Legislature,  in  the 
absence  of  constitutional  provisions,  must  determine  the  number  of  the  Judgeships 
which  the  Supreme  Court  shall  contain,  ci-eate  the  same,  and  fix  the  salaries  of  the 
judges.  It  might  be  thought  that,  these  things  once  done,  the  Court  would  then  have 
a  constitutional  anchor  against  the  Legislature,  since  the  Constitution  provides  the  term 
of  good  behaviour  for  the  judges,  and  forbids  the  diminution  of  the  salary  of  any  judge 
during  his  continuance  in  office.  But  it  must  be  again  remembered  that  at  the  end  of 
any  term,  concluded  by  the  death,  resignation,  or  impeachment  of  any  judge,  the 
Legislature  may  modify  or  abolish  that  particular  judgeship  for  the  future.  It  is  thus 
possible  for  the  Legislature  virtually  to  disestablish  the  Supreme  Court  at  the  conclusion 
of  the  terms  of  the  judges  who  may  be  holding  at  the  time  the  Legislature  may  adopt 
this  destructive  policy.  A  sound  view  of  the  Constitution  would,  I  think,  interpret  the 
constitutional  provision  in  reference  to  the  creation  of  the  judicial  department  as  a  com- 
mand to  the  Legislature  to  organize  the  Supreme  Court  in  such  force,  and  inferior  courts 
in  such  number  and  force,  as  to  provide  for  the  transaction  of  the  judicial  business  of 
the  central  government ;  but  the  Legislature  alone  is  the  authoritative  interpreter  of 
the  Constitution  upon  this  subject,  and  the  Legislature  is  here  subject  to  control  by  the 
State  only.  [By  "the  State"  Dr.  Burgess  means  in  effect  the  political  organization 
which  has  the  power  of  amending  the  Constitution.]  The  constituencies  may  influence 
the  legislators,  but  the  sovereignty  alone  [i.e.,  the  amending  power]  can  command  the 
Legislature.  It  will  thus  be  seen  that  the  judicial  department,  even  in  the  Constitution 
of  the  United  States,  does  not  really  have  an  equally  independent  existence  with  the 
legislative  and  executive  departments.  In  order  to  accomplish  this,  the  Constitution 
must  establish  all  the  courts  and  all  the  judgeships  thereof,  and  create  means  for  the 
selection  of  the  judges  without  action  by  the  other  departments."  (Burgess,  Pol.  Science, 
ii.  321.) 

"  In  this  respect  it  is  mandatory  upon  the  Legislature  to  establish  Courts  of  justice 
commensurate  with  the  judicial  power  of  the  union.  Congress  have  no  discretion  in 
the  case.  Tiiey  were  bound  to  vest  the  whole  judicial  power,  in  an  original  or  appellate 
form,  in  the  courts  mentioned  and  contemplated  in  the  Constitution,  and  to  provide 
courts  inferior  to  the  Supreme  Court,  in  which  the  judicial  power,  unabsorbed  by  the 
Supreme  Court,  might  be  placed.  The  judicial  power  of  the  United  States  is,  in  point 
of  origin  and  title,  equal  with  the  other  powers  of  the  government,  and  is  as  exclusively 
vested  in  the  courts  created  by  or  in  pursuance  of  the  Constitution,  as  the  legislative 
power  is  vested  in  Congress,  or  the  executive  power  in  the  President."  (Kent,  Comm. 
i.  292.) 

§  288.    "  The  High  Court  of  Australia." 

The  High  Court  is  the  crown  and  apex,  not  only  of  the  judicial  system  of  the 

Commonwealth,  but  of  the  judicial  systems  of  the  States  as  well.     It  is  in  the  first 

I  place  a  court  of  original  jurisdiction  in  certain  enumerated   matters  of  specially  federal 

concern  (sec.  75),  and  this  jurisdiction  may  be  extended  by  federal  legislation  to  cover 

certain  other  enumerated  matters  of  specially  federal  concern  (sec.   76).     In  the  next 

^  place,  it  is  a  court  of  appeal  from  federal  courts  and  courts  exercising  federal  jurisdiction 

(sec.  73)  ;  and  this  appellate  power  is  of  course  confined  within  the  same  limits  as  the 

original  jurisdiction  in  respect  of  which  it  exists — that  is  to  say,  within  the  matters 

i  enumerated  in  sees.  75  and  76.     But  in  the  third  place,  the  High  Court  is  a  court  of 

*3  appeal  from  all  decisions  of  the  Supreme  Courts  of  the  States,  utterly  irrespective  of 
the  subject-matter  of  the  suit  or  the  character  of  the  parties.  In  this  respect  it  re- 
sembles the  Supreme  Court  of  Canada,  and  difiFers  from  the  Supreme  Court  of  the 
United  States.  In  the  United  States  there  is  only  an  appeal  to  the  Federal  Supreme 
Court  in  those  enumerated  oases  to  which  the  "  judicial  power  "  is  expressed  to  extend. 
In  all  cases  which  do  not  come  within  one  or  other  of  the  enumerated  classes,  the 


§§  288-289.]  THE  JUDICATURE.  725 

decision  of  the  last  court  of  resort  in  each  State  is  final.  That  is  because,  in  the  con- 
struction of  the  federal  judiciary  of  the  United  States,  strictly  federal  principles  were 
adhered  to,  and  the  union  was  given  no  more  power  of  iBterfering  with  the  administra- 
tion of  justice  in  the  States  than  was  necessary  for  national  purposes.  But  in  Australia, 
as  in  Canada,  the  appellate  jurisdiction  is  not  one  of  those  jealously-guarded  State 
rights  which  make  anything  more  intimate  than  a  federal  union  impossible.  We  are 
accustomed  to  a  common  court  of  appeal  in  the  shape  of  the  Privy  Council :  we  are  so 
assured  of  the  independence  and  integrity  of  the  Bench  that  the  advantages  of  having 
one  uniform  Australian  tribunal  of  final  resoi-t  outweigh  all  feelings  of  localism,  and  the 
federal  tribunal  has  been  entrusted  (subject  to  the  rights  reserved  with  respect  to  the 
Privy  Council)  with  the  final  decision  of  all  cases,  whether  federal  or  purely  local  in 
their  nature. 

Thus,  notwithstanding  the  difierences  of  laws  which  may  exist  in  the  diflFerent 
States,  and  the  independence  of  their  several  judicial  systems,  there  is  established  a 
complete  unity  of  interpretaiion  throughout  Australia.  This  is  not  the  case  in  the 
United  States,  where  the  federal  Supreme  Court  has  only  a  limited  appellate  jurisdic- 
tion, and  where,  outside  the  limited  "  judicial  power,"  there  are  as  many  final  courts  of 
appeal  as  there  are  States  in  the  Union.  "  Where  the  laws  of  the  United  States  are  in 
question,  uniformity  is  assured  by  the  appellate  jurisdiction  conferred  upon  the  Supreme 
Court  of  the  United  States,  but  there  is  no  such  conunon  appellate  tribunal  in  the  case 
of  questions  of  State  law."  Story,  Comm.  §  1795,  n.  The  American  State  Courts  are  the 
final  interpreters  of  State  laws,  except  so  far  as  they  may  conflict  with  federal  laws ; 
and  accordingly  in  cases  which  are  governed  by  State  law,  but  in  which  the  federal 
courts  get  jurisdiction  owing  to  the  character  of  the  parties,  the  federal  courts  do  not 
claim  any  right  of  "  independent  interpretation  "  of  the  law,  but  follow  the  decisions  of 
the  State  courts.  In  other  words,  they  adopt  the  principle  that  the  interpretation  of 
the  law  of  a  State  by  its  own  cotirts  is  of  itself  part  of  the  law  of  the  State.  (See 
Burgess,  ii.,  328.)  Under  this  Constitution  no  such  distinction  arises.  The  High  . 
Court  has  a  right  of  "  independent  interpretation  "  in  every  case  that  comes  before  it.  ' 
In  its  juiisdiction  as  "general  court  of  appeal  from  the  courts  of  the  States,"  it  is  not 
and  cannot  be  bound  to  follow  the  decisions  of  those  courts  in  any  degree  whatever. 

Guardian-  of  thk  Constitittions. — The  High  Court,  like  the  Supreme  Court  of 
the  United  States,  is  the  "guardian  of  the  Federal  Constitution;"  that  is  to  say,  it 
has  the  duty  of  interpreting  the  Constitution,  in  cases  which  come  before  it,  and  of 
preventing  its  violation.  But  the  High  Court  is  also — unlike  the  Supreme  Court  of  the 
United  States — the  guardian  of  the  Constitutions  of  the  several  States  ;  it  is  as  much 
concerned  to  prevent  encroachments  by  the  Federal  Government  upon  the  domain  of"^ 
the  States  as  to  prevent  encroachments  by  the  State  Governments  upon  the  domain  of 
the  Federal  Government.     (See  Notes  on  "  Interpretation,"  §  330,  injra.) 

§  289.    "  Such  Other  Federal  Courts  as  the  Parliament 

Creates." 

These  words  impliedly  give  the  Federal  Parliament  a  power  to  create  other  federal 
courts  besides  the  High  Court.  The  words,  however,  are  not  mandatory,  as  in  the  case 
of  the  High  Court  ;  they  leave  it  to  the  Parliament  to  decide  whether  any  other  federal 
courts  are  necessary. 

In  the  United  States,  Congress  has  established  federal  Circuit  Courts  and  District 
Cotirts,  which  have  been  steadily  growing  in  number.  There  are  now  about  60  districts 
— «ach  State  consisting  of  one  or  more  districts — and  nine  circuits.  The  Constitution 
of  the  United  States  has  been  interpreted  as  denying  to  the  Supreme  Court  any 
original  jurisdiction  in  those  cases  in  which  appellate  jurisdiction  was  given  to  it ;  and 
Story  reasons  from  this  that  Congress  was  bound  to  create  some  inferior  tribunals  in 
order  to  vest  the  whole  judicial  power  : — 


726  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  71. 

"  Congress  cannot  vest  any  portion  of  judicial  power  of  the  United  States,  except 
in  Courts  ordained  and  established  by  itself  ;  and  if,  in  any  of  the  cases  enumerated  in 
the  Constitution,  the  State  courts  did  not  then  possess  jurisdiction,  the  appellate 
jurisdiction  of  the  Supreme  Court  .     .     could  not  reach  those  cases  ;  and  conse- 

quently, the  injunction  of  the  Constitution  that  the  judicial  power  '  sJmII  he  vested ' 
would  be  disobeyed.  It  would  seem,  therefore,  to  follow  that  Congress  are  bound  to 
create  some  inferior  courts,  in  which  to  vest  all  that  jurisdiction  which,  under  the 
Constitution,  is  exclusively  vested  in  the  United  States,  and  of  which  the  Supreme 
Court  cannot  take  original  cognizance."     (Story.  Comm.,  §  1593.) 

This  reasoning  does  not  apply  to  the  Constitution  of  the  Commonwealth.  In  the 
first  place,  the  Federal  Parliament  has  power  to  extend  the  original  jurisdiction  of  the 
High  Court  to  any  case  to  which  original  cognizance  under  the  judicial  power  of  the 
Commonwealth  can  extend.  And  in  the  second  place,  the  Parliament  is  expressly 
empowered  to  "invest  any  court  of  a  State  with  federal  jurisdiction."  With  these 
provisions,  it  is  probable  that  for  some  time  there  will  be  no  necessity  for  the  creation 
of  any  inferior  federal  courts,  but  that  all  the  cases  in  which  the  original  jurisdiction  of 
the  Commonwealth  is  invoked  can  be  dealt  with  either  by  the  High  Court  itself  or  by 
Courts  of  the  States. 

Under  sec.  72,  the  Justices  of  federal  courts  created  by  the  Parliament  must  be 
appointed  in  the  same  way,  and  for  the  same  tenure,  as  Justices  of  the  High  Court. 

Under  sec.  73,  the  High  Court  has  jurisdiction,  "with  such  exceptions  and  subject 
to  such  regulations  as  the  Parliament  prescribes,"  to  hear  and  determine  appeals  from 
any  federal  court.  It  may  be  noted  that  the  power  of  "  exception  and  regulation  "  in 
this  case  is  not  subject  to  the  limitation  imposed  by  sec.  73  with  regard  to  appeals  from 
the  Supreme  Court  of  a  State,  so  that  the  right  of  appeal  from  .the  other  federal  courts 
to  the  High  Court  is,  in  the  words  of  Burgess  (ii.,  331)  "  very  nearly  at  the  mercy  of  the 
legislature." 

Under  sec.  77,  the  Federal  Parliament  may  make  laws  defining  the  jurisdiction  of 
these  federal  courts,  and  defining  the  extent  to  ^^  hich  that  jurisdiction  is  exclusive  of 
that  of  the  State  Courts.  The  jurisdiction  of  these  federal  courts  is  thus— unlike  that 
of  the  High  Court — wholly  dependent  on  the  gift  of  the  Parliament.  This  jurisdiction 
can  only  be  given  "  with  respect  to  anj'^  of  the  matters  mentioned  in"  sees.  75  and  76 — 
the  sections  w^hich  enumerate  the  "matters"  in  respect  of  which  the  High  Court  has, 
or  may  have  conferred  upon  it,  original  jurisdiction.  It  is  not  expressly  stated  in  sec.  77 
that  the  jurisdiction  in  respect  of  these  matters  which  may  be  conferred  upon  the 
"other  federal  courts"  is  original  jurisdiction  only.     (See  notes,  §  334,  infra.) 

In  the  American  Constitution,  the  courts  which  Congress  may  create  are  styled 
"  inferior  courts. "  It  has  been  held,  however,  that  the  Circuit  Courts  of  the  United 
States,  though  "  inferior"  in  the  sense  of  being  subordinate  to  the  Supreme  Court,  are 
not  "  inferior  courts  '  in  the  common  law  sense — i.e.,  "courts  of  specific  and  limited 
jurisdiction,  which  are  erected  on  such  principles  that  their  judgments  when  taken  alone 
are  entirely  disregarded,  and  the  proceedings  must  show  their  jurisdiction."  (Per 
Marshall,  C.J.,  Kempe's  Lessee  v.  Kennedy,  5  Cranch  185;  and  see  McCormick  v. 
Sullivant,  10  Wheat.  199.)  In  other  words,  the  circuit  courts  are  courts  of  limited,  but 
not  of  inferior,  jurisdiction  ;  and  their  judgments,  if  without  jurisdiction,  cannot  be 
treated  as  nullities,  but  are  valid  unless  and  until  reversed.  (See  Encyclopedia  of 
American  and  English  Law,  sub.  tit.  "  Inferior  Courts.")  The  rule  for  jurisdiction  is 
that  nothing  shall  be  intended  to  be  out  of  the  jurisdiction  of  a  superior  court  but  what 
specifically  appears  to  be  so  ;  and  on  the  contrary,  nothing  shall  be  intended  to  be 
within  the  jurisdiction  of  an  inferior  court  but  what  is  so  expressly  alleged.  (Peacock 
V.  Bell,  1  Saund.  73  ) 

The  power  to  create  these  courts  implies  a  power  to  abolish  them,  or  to  re-organize 
them  from  time  to  time.  This  seems  to  have  been  definitely  settled  in  the  United  States 
(Kent,  Comm.  i.  303),  and  follows  logically  from  the  plenary  nature  of  the  powers  of  the 
Parliament,  within  the  sphere  allotted  to  it.  A  judgeship,  however,  cannot  be  abolished 
so  as  to  destroy  the  tenure  of  an  occupant.     (See  notes,  §  287,  supra. ) 


§§  290-292.1 


THE  JUDICATURE.  727 


§  290.    "  Such  Other  Courts  as  it  Invests  with  Federal 

Jurisdiction." 

These  words  enable  the  Federal  Parliament,  instead  of  or  in  addition  to  creating 
federal  courts,  to  confer  upon  other  courts,  not  established  by  the  Commonwealth — such 
as  State  courts — a  federal  jurisdiction. 

There  is  no  corresponding  provision  in  the  Constitution  of  the  United  States,  with 
the  result  that  "  Congress  cannot  vest  any  portion  of  the  judicial  power  of  the  United 
States,  except  in  courts  ordained  and  established  by  itself."  (Story,  Comm.  §  1593  ; 
and  see  Kent,  Comm.  i.  397. ) 

§  291.    "  A  Chief  Justice  and  so  Many  Other  Justices." 

Pbecedbsce. — The  precedence  of  the  Justices  inter  se  may  be  regulated  by  the 
Letters  Patent  of  the  Crown;  see  Be  Bedard,  7  Moo.  P.C,  23;  Webb,  Imperial 
Law  in  Tic,  (2hd  Ed.),  94. 

Juries. — The  provision  that  the  High  Court  shall  consist  of  a  Chief  Justice  and 
other  Justices  cannot  be  construed  to  exclude  federal  legislation  to  provide  for  the  trial 
of  issues  of  fact  by  juries  under  the  direction  of  the  Justices.  The  Constitution  makes 
no  mention  of  juries  in  ci%"il  cases ;  but  in  criminal  cases  it  expressh'  provides  that 
trials  on  indictment  "  shall  be  by  jury  "  (sec.  80).  The  Constitution  of  the  United 
States  similarly  made  no  mention  of  juries  in  civil  cases,  though  the  seventh  amendment, 
adopted  immediately  afterwards,  provided  that  "  in  suits  at  common  law,  where  the 
value  in  controversy  shall  exceed  20  dollars,  the  right  of  trial  by  jur}-  shall  be  pre- 
served." 

Under  this  Constitution  there  is  clearly  no  obligation  to  try  civil  cases  with  a  jury  ; 
but  it  is  submitted  that  the  power  given  by  sec.  51 — xxxix.,  to  make  laws  with 
respect  to  "  matters  incidental  to  the  execution  of  any  power  vested  by  this  Consti- 
tution .  .  .  in  the  Federal  Judicature,  '  includes  the  power  to  provide  for  trial  of 
issues  of  fact  by  jury  in  any  federal  court  in  all  cases  in  which  the  Federal  Parliament 
shall  think  it  expedient  to  do  so.  The  trial  of  civil  issues  by  juries  is  such  an  ancient 
and  established  institution  of  English  law,  that  it  may  well  be  deemed  not  only 
incidental,  but  even  necessary,  to  the  due  administration  of  justice  according  to  English 
ideas. 

§  292.    "  As  the  Parliament  Prescribes." 

The  Executive  seems  clearly  precluded  by  these  words  from  appointing  any  Justices 
of  the  High  Court  until  Parliament  has  prescribed  the  number  of  Justices  of  which  the 
Court  is  to  consist.  It  appears,  too,  that  no  appointment  of  a  Chief  Justice  or  any 
other  Justice  can  legally  be  made  until  an  ascertained  salary  has  been  made  pa^'able  by 
law ;  see  Buckley  v.  Edwards  (1892),  App.  Ca.  387,  and  notes,  §  293,  infra. 

"The  Constitution  impliedly  vests  the  Congi-ess  with  the  power  to  create  the 
judgeships  of  the  Supreme  Court  and  endow  them.  The  language  of  the  Constitution  is 
that  '  the  judicial  power  of  the  United  States  shall  be  vested  in  one  Supreme  Court,' 
&c.  The  Supreme  Court  itself  seems  thus  to  be  created  by  the  Constitution  and  there- 
fore not  subject  to  any  power  of  Congress  to  constitute  or  abolish  it ;  but  the  Consti- 
tution does  not  itself  create  the  judgeships  in  this  Court  nor  expressly  declare  what 
organ  shall  do  so.  Without  the  judgeships,  however,  the  Court  would  be  only  an 
abstraction.  From  the  clause  which  alludes  to  the  general  power  of  the  Congress  to 
provide  for  the  establishment  of  all  offices  not  established  by  the  Constitution  and  for 
the  method  of  filling  the  inferior  offices,  we  infer  that  the  Congress  is  vested  with  the 
power  to  create  the  judgeships  of  the  Supreme  Court  in  such  number  as  it  shall  deem 
proper.     Once  established,  however,  and  filled,  the  Congress  has  no  power  to  abolish 

them  during  the  good  behaviour  of  the  existing  inciunbeuts nor  to  diminish  the 

compensation  attached  thereto.  It  is  a  question  whether  Congress  has  the  power  to 
abolish  the  judgeships  of  this  Court  at  the  legal  expiration  of  the  respective  terms  of 
the  existing  incumbents.     It  seems  to  me  that  it  has,  although  this  might  reduce  the 


728  COMMENTARIES  ON  THE  CONSTITUTION.         [Sec.  72. 

Supreme  Court  to  an  abstraction  again.  The  Congress  ought,  certainly,  to  maintain 
these  offices  in  sufficient  number  to  do  the  business  of  the  Court ;  but  if  it  should  not  do 
so,  I  see  no  redress  save  at  the  elections.  The  only  imperative  command  which  the 
Constitution  issues  to  the  Congress  upon  this  subject  is  that  there  shall  be  but  one 
Supreme  Court.  Judicial  unity  is  absolutely  required,  but  everything  else  is  left  to  the 
discretion  of  the  legislative  body."     (Burgess,  ii.,  157-8). 


Judges'  Appointment,  Tenure,  and  Remuneration. 

72.  The   Justices  of  the  High   Court  and  of  the  other 
courts  created  by  the  Parliament — 

(i.)  Shall   be  appointed^^^   by    the  Governor-General    in 
Council  : 

(ii.)  Shall  not  be  removed^^*  except  by  the  Governor- 
General  in  CounciP^^,  on  an  address  from  both 
Houses^^^  of  the  Parliament  in  the  same  session, 
praying  for  such  removal  on  the  ground  of  proved 
misbehaviour  or  incapacity^^^  : 
(iii.)  Shall  receive  such  remuneration  as  the  Parliament 
may  fix  ;  but  the  remuneration  shall  not  be 
diminished^^^  during  their  continuance  in  office. 

United  States.— The  judges,  both  of  the  Supreme  and  inferior  courts,  shall  hold  their  offices 
during  good  behaviour ;  and  shall,  at  stated  times,  receive  for  their  services  a  compen- 
sation, which  shall  not  be  diminished  during  their  continuance  in  office. — Art.  III.,  sec.  1. 

Canada. — The  Judges  of  the  Superior  Courts  shall  hold  office  during  good  behaviour,  but  shall 
be  removable  by  the  Governor-General  on  Address  of  the  Senate  and  House  of  Commons.— 
B.N.A.  Act,  sec.  99. 

Historical  Note.-- The  origin  of  this  clause  dates  from  the  early  constitutional 
struggles  in  England  between  the  Crown  and  the  people.  Anciently,  the  judges  held 
their  commissions  during  the  King's  pleasure,  and  under  the  Stuart  kings  the  Bench 
was  systematically  packed  with  partizans  of  the  Crown.  As  early  as  Lord  Coke's  time, 
indeed,  the  Barons  of  the  Exchequer  were  appointed  during  good  behaviour  (4  Inst.  117); 
and  at  the  restoration  of  Charles  II.  the  Commissions  of  the  Common  Law  Judges  were 
in  this  form.  (Kent's  Commentaries,  i. ,  293. )  But  there  was  no  statutory  restriction 
on  the  Crown's  pleasure  until  1700,  when  the  Act  of  Settlement  (12  and  13  Will.  III. 
c.  2)  provided  that  "  judges'  commissions  be  made  guamdiu  se  bene  gesserint,  and  their 
salaries  ascertained  and  established  ;  but  upon  the  address  of  both  Houses  of  Parlia- 
ment, it  may  be  lawful  to  remove  them."  In  1760,  by  the  Act  1  George  III.  c.  23,  it 
was  further  provided  that  judges'  commissions  should  continue  notwithstanding  the 
demise  of  the  Crown,  and  their  salaries  were  secured  to  them  during  the  continuance  of 
their  commissions.  These  enactments  for  securing  the  dignity  and  independence  of  the 
Bench  form  the  basis  of  the  constitutional  provisions  to  a  similar  effect  throughout  the 
British  Empire. 

In  Great  Britain,  therefore,  as  well  as  all  the  Australian  colonies,  and  in  the 
Dominion  of  Canada,  judges  hold  their  office  "  during  good  behaviour,"  and  can  be 
removed  by  the  Crown  for  misbehaviour  without  any  address  from  Parliament ;  whilst, 
apart  altogether  from  any  question  of  technical  misbehaviour,  they  can  be  removed  by 
the  Crown  upon  an  address  from  both  Houses.  In  the  Commonwealth  Bill  of  1891  a 
new  principle  was  introduced,  and  it  was  provided  that  the  Judges  should  hold  office 
during  good  behaviour,  and  that  it  should  "  not  be  lawful  for  the  Governor-General  to 
remove  any  Judge  except  upon  an  address  from  both  Houses  of  the  Parliament  praying 
for  such  removal."  The  intention  apparently  was  to  make  the  Address  a  necessary  part 
of  the  procedure  in  cases  of  misbehaviour. 


§293.]  THE  JUDICATURE.  729 

In  the  first  draft  of  the  Adelaide  Bill  this  intention  was  made  clear.  In  Committee^ 
at  Mr.  Kingston's  suggestion,  the  t«nure  was  still  further  secured  by  limiting  the 
Parliamentary  power  of  intervention  to  cases  of  '*  misbehaviour  or  incapacity."  It  was 
pointed  out  that  in  a  Federal  Constitution,  where  the  Courts  were  the  "  bulwarks  of  the 
Constitution"  against  Parliamentary  encroachment,  the  Judges'  independence  of  the 
Legislature  should  be  specially  safe-guarded.     (Conv.  Deb.,  Adel.,  pp.  944-962.) 

In  the  Melbourne  session  the  tenure  was  still  further  secured  by  providing  that  the 
Parliamentary  addresses  must  pray  for  removal  '*  upon  the  grounds  of  proved  misbe- 
haviour or  incapacity  ; "  thus  ensiuing  that  the  Judge  should  be  heard  in  defence,  and 
that  the  charge  against  him  should  be  alleged  in  the  address.  (Conv.  Deb.,  Melb., 
pp.  308-318.)  Drafting  amendments  were  made  before  the  first  Report  and  after  the 
fourth  Report. 

§  293.    '<  Shall  be  Appointed." 

The  appointment  of  Justices  is  an  Executive  Act,  to  be  performed  by  the  Grovernor- 
General  with  the  advice  of  the  Federal  Executive  Council.  No  particular  mode  of 
appointment  by  the  Governor-General  in  Council  is  prescribed  ;  but  the  usual,  if  not 
universal,  mode  of  appointing  colonial  Judges  is  by  letters  patent  under  the  royal  sign 
manual.  (Todd,  Pari.  Govt,  in  Col.,  p.  829.)  The  sub-section  dealing  with  appoint- 
ment makes  no  provision  as  to  tenure  ;  but  sub-section  2,  prescribing  the  only  mode  of 
removal,  shows  that  the  tenure  is  during  "  good  behaviour,"  with  special  restrictions  as 
to  the  mode  by  which  misbehaviour  or  incapacity  is  to  be  proved  and  adjudicated  on. 
"  The  legal  effect  of  the  grant  of  an  office  during  '  good  behaviour  '  is  the  creation  of  an 
estate  for  life  in  the  office.  Such  an  estate  is  terminable  only  by  the  grantee's  incapacity 
from  mental  or  bodily  infirmity,  or  by  his  breach  of  good  behaviour.  But,  like  any 
other  conditional  estate,  it  may  be  forfeited  by  a  breach  of  the  condition  annfexed  to  it — 
that  is  to  say,  by  misbehaviour."  (Todd,  Pari.  Govt,  in  England,  p.  857.)  This  liability 
to  forfeiture  is,  of  course,  subject  to  the  provisions  as  to  proof  and  procedure  in  the 
next  sub-section.  It  seems  that  this  section  can  only  be  construed  as  vesting  in  the 
Governor-General  in  Council  the  appointment  of  Justices  to  whom  an  ascertained  salary 
is  payable  by  law  at  the  time  of  their  appointment.  (Buckley  v.  Edwards  [1892],  App.  Ca. 
387.)  That  was  a  case  decided  under  the  Supreme  Court  Judges  Act,  1858  (N.Z.). 
Sec.  2  of  that  Act  provided  that  the  Supreme  Court  of  New  Zealand  should  consist  of  a 
Chief  Justice,  "and  of  such  other  Judges  as  His  Excellency,  in  the  name  and  on  behalf 
of  Her  Majesty,  shall  from  time  to  time  appoint."  Sec.  tj  provided  that  "a  salary 
equal  at  least  in  amount  to  that  which,  at  the  time  of  the  appointment  of  any  Judge, 
shall  be  then  payable  by  law,  shall  be  paid  to  such  Judge  so  long  as  his  patent  or 
commission  shall  continue  and  remain  in  force."  The  Constitution  Act  of  New  Zealand 
contained  a  provision  that  it  should  not  be  lawful  for  the  General  Assembly  to  diminish 
the  salary  of  any  Judge  during  his  continuance  in  office.  Lord  Herschell,  in  delivering 
the  judgment  of  the  Privy  Council,  quoted  this  provision  in  the  Constitution,  and  said 
(p.  394)  : — "  It  is  manifest  that  this  limitation  of  the  legislative  power  of  the  General 
Assembly  was  designed  to  secure  the  independence  of  the  Judges.  It  was  not  to  be  in 
the  power  of  the  colonial  Parliament  to  affect  the  salary  of  any  judge  to  his  prejudice 
during  his  continuance  in  office.  But  if  the  Executive  could  appoint  a  judge  without 
any  salary,  and  he  needed  to  come  to  Parliament  each  year  for  remuneration  for  his 
services,  the  proviso  would  be  rendered  practically  ineffectual,  and  the  end  sought  to  be 
gained  would  be  defeated.  It  may  well  be  doubted  whether  this  proviso  does  not  by 
implication  declare  that  no  judge  shall  thereafter  be  appointed  save  with  a  salary 
provided  by  law,  to  which  he  shall  be  entitled  during  his  continuance  in  office,  and  his 
right  to  which  could  only  be  affected  by  that  action  of  the  New  Zealand  legislature 
which  is  excluded  by  the  Imperial  Act."  Apart  from  this,  it  was  held  that  a  reading  of 
the  whole  of  the  New  Zealand  Act  showed  that  the  legislature  did  not  contemplate  the 


730  COMMENTARIES  ON  THE  CONSTITUTION.         fSec.  72. 

appointment  of  a  judge  to  whom  there  was  no  salary  payable  by  law.  The  principle  of 
the  decision,  as  well  as  the  strong  dictum  of  Lord  Herschell  quoted  above,  seem  to  be 
entirely  applicable  to  the  appointment  of  justices  under  this  Constitution. 

§  294.    "Shall  not  be  Removed." 

These  words  exclude  all  modes  of  removal  other  than  the  one  mentioned.  Ordinarily 
a  colonial  judge  may  be  removed  by  the  Governor  and  Council  of  the  colony  for  mis- 
behaviour, subject  to  a  right  of  appeal  to  the  Privy  Council ;  it  being  provided  by  the 
Imperial  Statute  22  Geo.  III.  c.  75,  that  if  any  person  holding  an  office  by  patent  from 
the  Crown  shall  be  wilfully  absent  without  reasonable  cause,  "  or  shall  neglect  the  duty 
of  such  office,  or  otherwise  misbehave  therein,"  the  Governor  and  Council  may  remove 
him ;  but  if  he  thinks  himself  aggrieved,  he  may  appeal  to  His  Majesty  in  Council. 
The  Judicial  Conmiittee  of  the  Privj'  Council  has  repeatedly  decided  that  this  law 
applies  to  colonial  judges.  {Ex  parte  Robertson,  re  Gov.  Gen.  of  N.S.  W.,  11  Moore  P.C. 
295  ;  Todd,  Pari.  Gov.  in  Col.,  46,  829,  837.)  But  the  e.xpress  words  of  the  Constitution 
clearly  make  this  statute  inapplicable  to  Justices  of  the  Federal  Courts.  Again,  under 
the  Imperial  Statute  3  and  4  Will.  IV.  c.  41,  s.  4,  it  is  ordinarily  competent  for  the 
Crown  to  refer  to  the  Judicial  Committee  a  memorial  from  the  legislature  of  a  colony, 
complaining  of  the  judicial  conduct  of  a  judge,  and  thereupon  the  judge  may  be  removed 
by  Order  in  Council  (Todd,  Pari.  Gov.  in  Col.,  p.  831)  ;  but  this  procedure  also  is  clearly 
inapplicable  to  the  Commonwealth.  So  also  the  modes  of  procedure  by  writ  of  scire 
facias  to  repeal  the  patent,  or  by  criminal  information  at  the  suit  of  the  Attorney- 
General— which  are  merely  alternative  ways  of  establishing  misbehaviour  (Todd,  Pari. 
Gov.  in  England,  ii.  859) — are  excluded. 

§  295.    "  Except  by  the  Governor-General  in  Council." 

The  Constitutions  of  the  Australian  colonies  provide  for  removal  by  "Her 
Majesty  ;"  but  this  Constitution  follows  the  B.N. A.  Act,  which  provides  (sec.  99)  for 
removal  *'  by  the  Governor-General."  It  is  argued  in  Canada  (see  Todd,  Pari.  Gov.  in 
Ool.,  2ud  Ed.,  p.  835)  that  as  the  appointment  of  a  Judge  begins  with  the  Governor- 
General  (not  with  the  sovereign)  it  also  ends  with  the  Governor-General,  and  that  a 
right  of  appeal  to  the  Crown  in  Council  is  excluded.  This  contention  seems  greatly 
strengthened,  under  this  Constitution,  by  the  use  of  the  words  "  Governor-General  in 
Council,"  which  make  the  decision  that  of  the  Federal  Executive.  There  is,  however, 
no  authority  directly  in  point.  The  cases  in  which  the  orders  of  amotion  made  by 
Governors  have  been  referred  to  the  Privy  Council  were  under  the  Act  22  Geo.  III. 
c.  75,  which  makes  special  provision  for  appeal.  By  the  Constitutions  of  the  Australian 
colonies,  which  provide  that  the  Houses  of  Parliament  of  the  colony  may  pass  an  address 
to  "  Her  Majesty  "  for  the  removal  of  a  Judge,  the  Governor  and  Executive  of  the 
colony  give  no  decision  at  all.  The  decision  in  such  a  case  is  entrusted  to  the  Queen, 
acting  on  the  advice  of  her  Imperial  Ministers,  and  it  seems  that  the  dismissal  of  a 
Judge  is  not  regarded  as  a  mere  ministerial  act,  but  as  one  involving  a  grave  respon- 
sibility, which  Her  Majesty  .will  not  be  advised  to  incur  without  satisfactory  evidence 
that  the  dismissal  is  proper.  (Todd,  Pari.  Gov.  in  Col.,  p.  613.)  There  is  then  no 
appeal  to  the  Queen  in  Council;  though  the  Queen  may  (as  in  the  case  of  Judge  Boothby, 
of  South  Australia)  seek  the  advice  of  the  Judicial  Committee  before  deciding.  (Todd, 
Pari.  Gov.  in  Eng.,  ii.,  899,  906.)  Here,  however,  the  responsibility  is  thrown  on  the 
Federal  Executive,  and  in  the  absence  of  any  provision  for  an  appeal,  it  would  appear 
that  its  decision  is  final.  The  case  in  fact  appears  to  be  closely  analogous  to  the  removal 
of  a  British  Judge  by  the  Crown  on  addresses  from  the  Imperial  Parliament. 

As  to  the  question  whether  the  Governor-General  in  Council,  to  whom  the  power  of 
amotion  on  address  is  given,  is  entrusted  with  any  constitutional  discretion  as  to  the 
exercise  of  that  power,  see  note  on  Responsibility  of  Ministers,  §  297,  infra. 


§§296-297.]  THE  JUDICATURE.  731 

§  296.    "  On  an  Address  from  Both  Houses.*' 

The  provision  as  to  the  address  differs  from  those  of  the  Act  of  Settlement,  the 
British  Xorth  America  Act,  and  the  Australian  Constitutions,  by  the  requirement  that 
the  Address  must  pray  for  removal  "  on  the  grounds  of  proved  misljehaviour  or 
incapacity."  As  to  the  English  power,  Todd  says  (Pari.  Gov.  in  Eng.,  ii.,  860) : — "This 
power  is  not,  in  a  strict  sense,  judicial ;  it  may  be  invoked  upon  occasions  when  the 
misbehaviour  complained  of  would  not  constitute  a  legal  breach  of  the  conditions  on 
•\vhich  the  office  is  held.  The  liability  to  this  kind  of  removal  is  in  fact  a  qualification 
of,  or  exception  from,  the  words  creating  a  tenure  during  good  behaviour,  and  not  an 
incident  or  legal  consequence  thereof.  In  entering  upon  an  investigation  of  this  kind. 
Parliament  is  lunited  by  no  restraints,  except  such  as  may  be  self-imposed. "'  These 
words  are  quite  inapplicable  to  the  prosisions  of  this  Constitution.  Parliament  is 
^'limited  by  restraints"  which  rec^uire  the  proof  of  definite  charges  ;  the  liability  to 
removal  is  not  "  a  qualification  of,  or  exception  from,  the  words  creating  a  tenure,"  but 
only  arises  when  the  conditions  of  the  tenure  are  broken  ;  and  though  the  procedure 
and  mode  of  proof  are  left  entirely  to  the  Parliament,  it  would  seem  that,  inasmuch  as 
proof  is  expressly  reciuired,  the  duty  of  Parliament  is  practically  indistinguishable  from 
a  strictly  judicial  duty.  The  importance  of  this  distinction  is,  however,  much 
diminished  by  the  fact  that  it  is  recognised  that  the  procedure  under  the  Act  of  Settle- 
ment ought  to  be  conducted  on  strictly  judicial  lines.  The  matter  is  discussed,  and  the 
proper  procedure  indicated,  by  Todd  (Pari.  Gov.  in  Eng.,  ii.,  860-875),  where  it  is  laid 
down  that  '*  no  address  for  the  removal  of  a  Judge  ought  to  be  adopted  by  either  House 
of  Parliament,  except  after  the  fullest  and  fairest  enquiry  into  the  matter  of  complaint, 
by  the  whole  House,  or  a  Committee  of  the  whole  House,  at  the  Bar  ;  notwithstanding 
that  the  same  may  have  already  undergone  a  thorough  investigation  before  other 
tribunals" — such  as  a  Royal  Commissioa  or  a  Select  Committee. 

The  substantial  distinction  between  the  ordinarj-  tenure  of  British  Judges  and  the 
tenure  established  by  this  Constitution  is  that  the  ordinary  tenure  is  determinable  on 
two  conditions  ;  either  ( 1 )  misbehaviour,  or  (2)  an  address  from  both  Houses  ;  whilst 
under  this  Constitution  the  tenure  is  only  determinable  on  one  condition — that  of  mis- 
behaviour or  incapacity — and  the  address  from  both  Houses  is  prescribed  as  the  only 
method  by  which  forfeiture  for  breach  of  the  condition  may  be  ascertained. 

From  Both  Houses. — Todd  (Pari.  Gov.  in  Eng.,  ii.  872) lays  it  down  as  "evident" 
that  while  it  is  equallj'  competent  for  either  House  to  receive  complaints  and  even  to 
institute  enquiries  as  to  the  conduct  of  Judges,  yet  "a  joint  address  under  the  statute 
{i.e.  the  Act  of  Settlement)  ought  properly  to  originate  in  the  House  of  Commons,  as 
being  peculiarly  the  impeaching  body,  and  pre-eminently  '  the  grand  inquest  of  the 
High  Court  of  Parliament.'  "  The  Parliament  of  the  Commonwealth,  however,  is 
neither  a  High  Court  nor  a  body  possessing  power  of  impeachment ;  and  however 
desirable  it  may  be  that  the  House  of  Representatives  should  take  the  initiative,  if  the 
unfortunate  necessity  for  a  joint  address  under  this  section  should  ever  arise,  the 
reasons  given  by  Todd  have  no  application. 

§  297.     "On  the  Ground  of  Proved  Misbehaviour  or 
Incapacity." 

MiSBEHAViocR  OR  INCAPACITY. — ^lisbehaviour  means  misbehaviour  in  the  grantee's 
official  capacity.  '*  Quatndiu  se  bene  gesnerit  must  be  intended  in  matters  concerning  his 
office,  and  is  no  more  than  the  law  would  have  implied,  if  the  office  had  been  granted 
for  life."  (Coke,  4  Inst.  117.)  "Misbehaviour  includes,  firstly,  the  improper  exercise 
of  judicial  functions  ;  secondly,  w  ilful  neglect  of  duty,  or  non-attendance  ;  and  thirdly, 
a  conviction  for  any  infamous  ofi"enc-e,  by  which,  although  it  be  not  connected  with  the 
duties  of  his  office,  the  ofiender  is  rendered  unfit  to  exercise  any  office  or  public 
franchise."     (Todd,  Pari.  Gov.  in  Eng.,  ii.  857,  and  authorities  cited.) 


732  COMMENTARIES  ON  THE  CONSTITUTION.        fSec.  72. 

'*  Incapacity  "  extends  to  incapacity  from  mental  or  bodily  infirmity,  which  has 
always  been  held  to  justify  the  termination  of  an  office  held  during  good  behaviour. 
(See  notes,  §  294,  supra  ;  and  Todd,  Pari.  Gov.  in  Eng.,  ii.  857.)  The  addition  of  the 
word  does  not  therefore  alter  the  nature  of  the  tenure  of  good  behaviour,  but  merely 
defines  it  more  accurately. 

No  mode  is  prescribed  for  the  proof  of  misbehaviour  or  incapacity,  and  the  Parlia- 
ment is  therefore  free  to  prescribe  its  own  procedure.  Seeing,  however,  that  proof  of 
definite  legal  breaches  of  the  conditions  of  tenure  is  required,  and  that  the  enquiry  is 
therefore  in  its  nature  more  strictly  judicial  than  in  England,  it  is  conceived  that  the 
procedure  ought  to  partake  as  far  as  possible  of  the  formal  nature  of  a  criminal  trial ; 
that  the  charges  should  be  definitely  formulated,  the  accused  allowed  full  opportunities 
of  defence,  and  the  proof  established  by  evidence  taken  at  the  Bar  of  each  House. 

Responsibility  of  Ministers. — The  question  then  arises  whether  the  Address 
from  both  Houses  practically  determines  the  removal,  or  whether  the  Governor-General 
in  Council  must  exercise  a  constitutional  discretion  and  incur  the  final  responsibility  of 
action.  In  England,  it  is  said  that  an  address  from  the  two  Houses  of  the  Imperial 
Parliament  ought  to  recapitulate  the  acts  of  misconduct  which  have  occasioned  the 
adoption  thereof,  "  in  order  to  enable  the  sovereign  to  exercise  a  constitutional  dis- 
cretion in  acting  upon  the  advice  of  Parliament."  (Todd,  Pari.  Gov.  in  Col.,  2nd  ed., 
p.  613).  That  discretion  would,  of  course,  be  exercised,  like  every  other  executive  act, 
upon  the  advice  of  responsible  Ministers  ;  so  that  in  England  it  seems  to  be  recognized 
that  the  Executive,  notwithstanding  the  Address,  is  not  relieved  of  the  responsi- 
bility of  satisfying  itself  in  the  matter. 

Under  this  Constitution,  however,  the  procedure  differs  in  two  respects.  In  the 
first  place,  the  power  of  removal,  upon  address,  is  given,  not  to  the  Governor-General, 
but  to  the  Governor-General  in  Council ;  and  in  the  second  place,  the  Address  itself  can 
only  be  passed  on  the  ground  of  a  proved  breach  of  the  legal  tenure  of  the  office. 

The  words  "in  Council,"  so  far  from  establishing  any  difference  between  the 
English  and  Australian  systems,  seem  rather  to  establish  an  identity.  They  indicate 
that  the  Governor-General  acts  in  this  regard,  not  as  the  servant  of  the  Queen,  but  as 
the  constitutional  ruler  of  Australia ;  and  that  the  responsibility  of  his  action  rests 
upon  the  shoulders  of  his  advisers.  The  real  question,  therefore,  is  whether  the 
Executive  Council  must  bear  the  responsibility  themselves,  or  whether  they  can  rely 
solely  upon  the  address  as  the  justification  of  their  executive  act,  and  thus  leave  the 
whole  responsibility  with  the  Houses  of  Parliament —the  body  to  whom  the  Consti- 
tution entrusts  the  judicial  duty  of  establishing  the  proof  of  misbehaviour  or  incapacity. 

The  Letellier  case,  in  Canada,  throws  some  light  on  this  question.  M.  Letellier 
was  Lieutenant-Governor  of  the  Province  of  Quebec,  and  his  action  in  dismissing  his 
Ministers  in  1878  led  to  resolutions  in  both  Houses  of  the  Dominion  Parliament  con- 
demning his  action.  By  sec.  59  of  the  British  North  America  Act,  a  Lieutenant- 
Governor  holds  office  during  the  pleasure  of  the  Governor-General,  but  is  not  removable 
within  five  years  after  his  appointment,  except  for  cause  assigned.  The  Dominion 
Ministry  advised  the  Governor-General  to  remove  M.  Letellier  ;  and  on  the  Governor- 
General  demurring  to  this  policy,  the  Premier  informed  him  "that  it  was  not  at  all 
necessary,  in  order  to  justify  their  advice,  to  go  behind  the  vote  of  Parliament ;  even  if 
their  opinion  had  been  adverse  to  that  arrived  at  by  Parliament,  it  seems  clear  that 
they  are  bound  to  respect  that  decision,  and  to  act  upon  it,  as  they  have  done,  by 
advising  the  removal."  Ultimately  the  Governor-General,  on  the  suggestion  of  the 
Secretary  for  State,  asked  the  Ministers  to  review  their  action,  and  to  satisfy  them- 
selves whether  it  was  "  necessary  for  the  advantage,  good  government,  or  contentment 
of  the  Province  that  so  serious  a  step  should  be  taken  as  the  removal  of  the  Lieutenant- 
Governor  from  office."  After  "anxious  consideration,"  they  adhered  to  their  advice, 
and  M.  Letellier  was  removed. 


§  297]  THE  JUDICATURE.  733 

With  respect  to  the  contention  of  Ministers  in  that  case  that  it  was  unnecessary  to 
go  behind  the  vote  of.  Parliament,  Todd  observes  :  — 

"This  statement  involves  a  complete  abnegation  of  ministerial  responsibility,  and 
a  surrender  of  the  safeguards  over  individual  rights  which  ministerial  responsibility  is 
intended  to  afford.  We  have  elsewhere  shown  that  '  any  direct  interference  by  reso- 
lution of  parliament  in  the  details  of  government  is  inconsistent  with  and  subversive, 
of  the  kingly  authority,  and  is  a  departure  from  the  fundamental  principle  of  the 
British  Constitution  which  vests  all  executive  authority  in  the  sovereign,  while  it 
ensures  complete  responsibility  for  the  exercise  of  every  act  of  sovereignty.'  And  that 
'  no  resolution  of  either  house  of  parliament  which  attempts  to  adjudicate  in  any  case 
that  is  within  the  province  of  the  government  to  determine  has  of  itself  any  force  or 
effect.'  Even  where  parliament  has  been  invested  by  statute  with  the  direct  right  of 
initiating  a  criminatory  proceeding  for  the  removal  of  a  high  public  functionary,  as 
where  a  judge  is  declared  to  be  removable  upon  an  address  from  the  two  houses  of  the 
Imperial  Parliament,  constitutional  practice  requires  that,  in  any  such  address,  '  the 
acts  of  misconduct  which  have  occasioned  the  adoption  thereof  ought  to  be  recapitulated, 
in  order  to  enable  the  sovereign  to  exercise  a  constitutional  discretion  in  acting  upon 
the  advice  of  parliament.'  "     (Todd,  Pari.  Gov.  in  Col.,  2nd  ed.,  pp.  612-3.) 

M.  Letellier's  case  illustrates  the  general  principles  of  Ministerial  responsibility  ; 
and,  on  the  authority  of  Todd,  that  principle  extends  to  the  removal  of  a  Judge  after  the 
semi- judicial  procedure  by  Address  under  the  Act  of  Settlement.  This  Constitution, 
however,  goes  much  further  than  the  Act  of  Settlement  by  making  the  decision  of  the 
two  Houses  substantially  a  judicial  one  ;  and  it  is  certainly  open  to  argument  that  this 
•circumstance  goes  far  to  transfer  the  real  responsibility  from  the  Executive  Council  to 
the  Houses  of  Parliament. 

At  the  same  time,  it  cannot  be  ignored  that  the  act  of  removal  is  an  executive  one, 
and  is  entrusted  by  the  Constitution  to  the  Executive  department — that  is,  to  the 
Governor-General  in  Council.  It  is  hard  to  conceive  of  a  case  in  which  an  Address 
passed  by  both  Houses  in  the  same  session,  alleging  that  misbehaviour  or  incapacity 
was  proved,  would  not  be  concurred  in  by  the  Executive  Council ;  but  if  such  a  case 
should  arise,  the  members  of  the  Executive  Council  are  the  keepers  of  their  own 
consciences,  and  the  advice  which  they  give  to  the  Governor-General  cannot  be  dictated 
to  them  by  the  Houses  of  Parliament.  For  whatever  action  they  take  or  refuse  to  take 
they  will  be  responsible  in  the  ordinary  way  both  to  the  Parliament  and  to  the  people. 

Suspension. — The  Constitution  makes  no  mention  of  any  power  to  suspend 
Justices.  It  may  be  argued  that  the  power  of  amotion  carries  with  it  the  lesser  power 
of  suspension,  and  that  a  Justice  may  be  suspended  by  the  same  procedure  by  which  he 
may  be  remov^ed.  (See  Todd,  Pari.  Gov.  in  Eng.,  ii.  890-898.)  But  a  more  serious 
question  is  whether  the  Governor-General  in  Council,  without  a  joint  address  from  both 
Houses  alleging  "proved  misbehaviour  or  incapacity,"  may  in  any  case  suspend  a 
Justice  of  a  Federal  Court.  On  the  one  hand,  the  Constitution  does  not  expressly 
prohibit  suspension,  and  "at  common  law  the  grantor  of  an  office  has  the  power  to 
suspend  the  grantee  from  his  duties,  though  not  to  affect  his  salary  or  emoluments." 
(See  opinion  of  Att.  Gen.  of  Vic. ,  cited  Todd,  Pari.  Gov.  in  Eng. ,  ii.  893 ;  Slingsby's 
case,  3  Swanston  178.)  On  the  other  hand,  the  English  Crown  law  officers,  in  the 
Queensland  case  cited  in  Todd,  Pari.  Gov.  in  Eng. ,  ii.  896,  deny  the  right  of  a  Governor 
(even  where  he  possesses  power  of  amotion  under  22  Geo.  III.  c.  75)  to  suspend  a  Judge 
holding  office  during  good  behaviour.  It  would  seem  that  suspension  is  a  temporary 
removal,  and  that  as  the  Governor-General  in  Council  hjis  no  power  of  his  own  motion 
to  remove,  he  has  no  power  to  suspend.  Certainly  such  a  power  would  be  open  to 
dangerous  abuses,  and  might  endanger  the  independence  of  the  Bench  as  a  constitutional 
bvdwark  against  Parliamentary  encroachment. 

Reasons  fob  Security  of  Judicial  Tenure. — The  peculiar  stringency  of  the 
provisions  for  safeguarding  the  independence  of  the  Federal  Justices  is  a  consequence 
of  the  federal  nature  of  the  Constitution,  and  the  necessity  for  protecting  those  who 


734  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  73. 

interpret  it  from  the  danger  of  political  interference.  The  Federal  Executive  has  a 
certain  amount  of  control  over  the  Federal  Courts  by  its  power  of  appointing  Justices  ;. 
the  Federal  Executive  and  Parliament  jointl}'  have  a  further  amount  of  control  by  their 
power  of  removing  such  Justices  for  specified  causes  ;  but  otherwise  the  independence 
of  the  Judiciary  from  interference  by  the  other  departments  of  the  Government  is 
complete.  And  both  the  Executive  and  the  Parliament,  in  the  exercise  of  their  con- 
stitutional powers,  are  bound  to  respect  the  spirit  of  the  Constitution,  and  to  avoid  any 
wanton  interference  with  the  independence  of  the  Judiciary.  ' '  Complaints  to  Parlia- 
ment in  respect  to  the  conduct  of  the  judiciary,  or  the  decisions  of  courts  of  justice, 

should   not  be  lightly  entertained Parliament   should    abstain    from    all 

interference  with  the  judiciarj',  except  in  cases  of  such  gross  perversion  of  the  law, 
either  by  intention,  corruption,  or  incapacity,  as  make  it  necessary  for  the  House  to 
exercise  the  power  vested  in  it  of  advising  the  Crown  for  the  removal  of  the  Judge." 
(Todd,  Pari.  Gov.  in  Eng.,  i.  574.) 

§  298.    "  The  Remuneration  shall  not  be  Diminished." 

It  has  been  held  in  the  United  States  that  Congress  cannot,  under  the  Constitution^ 
levy  a  tax  on  the  salary  of  a  judicial  officer  of  a  State.  (Buffington  v.  Day,  11  Wall. 
113.)  It  would  seem  that  a  tax  on  the  salary  of  the  Justices  of  the  Federal  Court? 
would  be  equally  unconstitutional,  as  being  a  diminution  of  their  salary. 


Appellate  jurisdiction  of  High  Court. 

73.  Tlie  High  Court  shall  have  jurisdiction^^,  with  such 
exceptions  and  subject  to  such  regulations^^"  as  the  Parlia- 
ment prescribes,  to  hear  and  determine  appeals^°^  from  all 
judgments,  decrees,  orders,  and  sentences^"^ — 

(i.)  Of  any  Justice  or  Justices  exercising  the  original 
jurisdiction  of  the  High  Court^"^ : 

(ii.)  Of  any  other  federal  court,  or  court  exercising 
federal  jurisdiction^"* ;  or  of  the  Supreme 
Court  of  any  State^"'^,  or  of  any  other  court  of 
any  State^""  from  which  at  the  establishment 
of  the  Commonwealth  an  appeal  lies  to  the 
Queen  in  Council  : 

(iii.)  Of    the    Inter-State    Commission,    but   as   to 
questions  of  law  only^°" : 
and  the  judgment  of  the  High  Court  in  all  such  cases  shall  be 
final  and  conclusive^"^. 

But  no  exception  or  regulation  prescribed  by  the  Parlia- 
ment shall  prevent  the  High  Court  from  hearing  and 
determining  any  appeal  from  the  Supreme  Court  of  a  State 
in  any  matter  in  which  at  the  establishment  of  the^Common- 


THE  JUDICATURE.  73.> 


wealth  an  appeal  lies  from  such  Supreme  Court  to  the  Queen 
in  Council. 

Until  the  Parliament  otherwise  provides,  the  conditions 
of  and  restrictions  on  appeals^  to  the  Queen  in  Council  from 
the  Supreme  Courts  of  the  several  States  shall  be  applicable 
to  appeals  from  them  to  the  High  Court. 

Unmtkd  Statbs. — The  judicial  power  shall  extend  to  all  cases  in  law  and  equity  arising  under 
this  Constitution,  the  laws  of  the  United  States,  and  treaties  made,  or  which  shall  he 
made,  under  their  authority  [to  all  cafes  affecting  ambassadors,  other  public  Ministers, 
and  consuls] :  to  all  cases"  of  admiralty  and  maritime  jurisdiction  ;  to  controversies  to 
which  the  United  States  shall  l>e  a  party  ;  to  controversies  [between  two  or  more  States  ; 
between  a  State  and  citizens  of  another  Staff]:  between  citizens  of  different  States; 
between  citizens  of  the  same  State  claiming  lands  under  jrrants  of  different  States; 
and  between  [a  State,  or]  the  citizens  thereof,  and  foreign  States,  citizens,  or  foibjects. 

[In  all  c-ases  affectinjr  ambassadors,  other  public  Ministers,  or  consuls,  and  those  in 
which  a  State  shall  be  party,  the  Supreme  Court  shall  have  oriarinal  jurisdiction.]  In  all  the 
other  cases  before  mentioned,  the  Supreme  Court  shall  have  appellate  jurisdiction,  both  as 
to  law  and  fact,  with  such  exceptions  and  under  such  regulations  as  the  Congress  shall 
make.— Const.,  Art.  III.,  sec.  2. 

Historical  Note. — A  General  Court  of  Apjjeal  for  Aii.?tralia  was  included  in  the 
earliest  schemes  of  Federation,  from  1849  do\m wards  (see  pp.  85,  91,  94,  »ti/>ra).  The 
Federal  Council  Act  of  188.5,  however,  did  not  pro\-ide  for  the  establishment  of  a  federal 
Court  of  Appeal. 

In  1870  a  Royal  Commission  was  appointed  by  the  Oovermnent  of  Victoria  to 
consider  and  report  upon  the  expediency  of  in^-iting  the  co-operation  of  the  Australian 
colonies  to  pro\*ide  for  intercolonial  legislation  on  various  matters  and  ' '  to  establish  a 
court  of  appeal."  The  Commission  consisted  of  Messrs.  J.  .J.  Casey  (Chairman),  Francis 
Murphy,  .Jas.  A.  McPherson,  C.  Gavan  DuflP\-,  J.  Macgregor,  G.  B.  Kerferd,  G.  P.  Smith, 
T.  H.  Fellows,  and  George  Higinbotham.  In  April,  1871,  the  Commission  brought  up  a 
first  Report,  which  was  signed  by  onh"  seven  of  the  Commissioners — Mr.  Fellows  being 
out  of  the  colon}-,  and  Mr.  Higinbotham  ha^^ng  refused  to  act.  The  part  of  this  report 
which  deals  with  the  establishment  of  a  court  of  appeal  contains  the  following  passages  :— 

"  Considerations  of  grave  importance  suggest  the  expediency,  if  not  the  necessity, 
that  a  Couit  of  Appeal,  formed  of  Colonial  judges,  should  be  established  for  the 
Australasian  colonies.  The  c-ost  and  delay  occasioned  by  appeals  to  the  Pri^"A•  Council 
would  be  removed.  Judges  conversant  with  colonial  life,  manners,  and  laws  would 
adjudicate  on  matters  presenting  peculiar  and  distinct  features — the  result  of  colonial 
habits,  industries,  and  trade.  The  decisions  of  the  various  Supreme  Courts  of  the  colonies 
upon  purely  colonial  affairs  would  thereby  be  brought  into  harmony,  and  uniformity  of 
law  be  thus  encouraged,  to  the  great  advantage  of  commerce.  The  first  eftective  step 
towards  the  imion  and  consolidation  of  the  colonies  woidd  thus,  it  is  thought,  be  consum- 
mated. We  recommend  that  a  Court  of  Appeal  for  Australasia  be  formed,  consisting  of 
one  judge  from  each  colony,  and  that  the  Court  should  sit  in  each  colony  successively,  or 
at  such  places  as  may  be  determined  upon  as  occasion  required  ;  and  that  the  quorum  be 
regulated  in  proportion  to  the  number  of  colonies  that  appointed  judges." 

"  Another  question  arises  as  to  how  far  the  Court  of  Appeal  is  to  be  one  of  final 
determination,  excluding  the  appeal  to  Her  Majesty  in  Council.  We  deem  it  advisable 
to  leave  to  the  Legislature  of  each  colony  to  determine  that  question  for  itself,  by 
empowering  the  colonies  to  enact  suitable  laws  pro\nding  the  cases  in  and  the  terms  upon 
which  an  appeal  may  be  had  to  the  Queen."      (Pari.  Papers  [Vic],  1871,  vol.  ii.  p.  711.) 

To  the  report  was  appended  the  draft  of  an  "Australasian  Legislation  Bill"  to  be 
passed  by  the  Imperial  Parliament,  pro\iding  for  intercolonial  legislation  on  several 
subjects,  and  for  the  establishment  of  a  Court  of  Appeal  on  the  lines  indicated.  The 
part  of  the  report  dealing  with  the  Court  of  Appeal  was  submitted  by  Lord  Kimberley 
(Secretary  of  State  tor  the  Colonies)  to  the  Lord  President  of  the  Privy  Council.  The 
reply  of  the  President  is  contained  in  a  letter  from  the  Registrar  of  the  Pri\-y  Council, 
dated  20th  Jtxly,  1871,  which,  after  dealing  with  the  Commi.ssion's  criticisms  of  the 
existing  ap|>ellate  system,  concludes  as  follows  : — 


736  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  73. 

"  The  appellate  jurisdiction  of  Her  Majesty  in  Council  exists  for  the  benefit  of  the 
colonies,  and  not  for  that  of  the  mother  country  ;  but  it  is  impossible  to  overlook  the 
fact  that  this  jurisdiction  is  a  part  of  the  prerogative  which  has  been  exercised  for  the 
benefit  of  the  colonies  from  the  date  of  the  earliest  settlements  of  this  country,  and  that 
it  is  still  a  powerful  link  between  the  colonies  and  the  Crown  of  Great  Britain.  It 
secures  to  every  subject  of  Her  Majesty  throughout  the  Empire  his  right  to  claim  redress 
from  the  Throne  ;  it  provides  a  remedy  in  certain  cases  not  falling  within  the  jurisdiction 
of  ordinary  Courts  of  Justice  ;  it  removes  causes  from  the  influence  of  local  prepossessions ; 
it  affords  the  means  of  maintaining  the  uniformity  of  the  law  of  England  in  those  colonies 
1  which  derive  the  great  body  of  their  law  from  Great  Britain  ;  and  it  enables  suitors,  if 
they  think  fit,  to  obtain  a  decision  in  the  last  resort  from  the  highest  judicial  authority 
-and  legal  capacity  existing  in  the  metropolis. 

"  The  power  of  establishing  or  remodelling  the  Colonial  Courts  of  Justice  is  vested 
by  the  28  and  29  Victoria  in  the  colonial  legislatures  ;  and  it  is  undoubtedly  desirable 
that  the  colonial  Courts  of  Justice  should  be  so  constituted  as  to  inspire  confidence  in 
their  decisions,  and  to  give  rise  to  very  few  ulterior  appeals.  That  is  in  fact  the  case 
with  the  Superior  Courts  of  Westminster  Hall ;  and  the  small  number  of  appeals  from 
the  Australian  courts  is  the  best  testimony  to  the  excellence  of  those  courts  also.  But 
the  controlling  power  of  the  Highest  Court  of  Appeal  is  not  without  influence  and 
value,  even  when  it  is  not  directly  resorted  to.  Its  power,  though  dormant,  is  not 
imfelt  by  any  Judge  in  the  Empire,  because  he  knows  that  his  proceedings  may  be  made 
the  subject  of  appeal  to  it. 

"But  it  by  no  means  follows  as  a  necessary  consequence  of  the  powers  vested  in  the 
colonial  Legislatures  by  the  28  and  29  Victoria  that  laws  should  be  enacted  which  would 
control  the  exercise  of  the  prerogative  of  the  Crown  in  the  exercise  of  its  Supreme 
Appellate  Jurisdiction." 

Sydney  Convention,  1891. — The  clause  as  introduced  and  passed  without  discussion 
in  1891  was  substantially  identical  with  this  section,  with  the  exception  of  the  provision 
for  an  appeal  from  the  Inter-State  Commission — a  body  not  provided  for  by  the  Bill  of 
1891. 

Adelaide  Sessioii,  1897. — At  the  Adelaide  session  the  clause  was  introduced  in 
practically  the  same  form,  with  two  additions.  After  "  appeals,"  the  words  "  both  as 
to  law  and  fact"  were  inserted  ;  and  a  proviso  was  added  that  "  no  fact  tried  by  a,  jury 
shall  be  otherwise  re-examined  in  the  High  Court  than  according  to  the  rules  of  the 
common  law."  (See  U.S.  Constitution,  Amend,  vii.)  But  in  Committee  Mr.  Wise,  who 
was  responsible  for  these  additions,  moved  their  omission  as  being  unnecessary,  and  they 
were  struck  out.     (Conv.  Deb.,  Adel.,  pp.  967-8.) 

Melbourne  Session,  1898.— [See  Debates,  pp.  322-47,  1885-94,  2276-2325,  2419-22, 
2453-6.  A  great  part  of  the  debate  on  this  section  turned  on  the  question  of  appeals  to 
the  Privy  Council ;  for  which  see  Historical  Note  to  next  section.)  The  general  key  to 
the  long  and  complicated  debates  on  this  and  the  following  section,  and  to  the  numerous 
amendments  suggested,  made,  and  reconsidered,  may  be  found  in  a  short  statement  of 
the  dilemma  that  had  to  be  grappled  with.  Everyone  wanted  a  federal  court  of  appeal ; 
everyone  did  not  wish  to  abolish  the  appeal  to  the  Privy  Council ;  and  yet  no  one  wished 
to  multiply  appeals.  The  cumulative  right  of  appeal,  Srst  to  the  High  Court  and  then 
to  the  Privy  Council,  would  increase  the  delay  and  the  cost  of  litigation.  The 
alternative  right  of  appeal,  either  to  the  High  Court  or  the  Privy  Council,  would  leave 
two  final  tribunals.  The  opinions  of  the  Convention  wavered  as  one  or  other  aspect  of 
this  difficulty  became  more  prominent. 

A  suggestion  of  the  Parliament  of  New  South  Wales,  that  the  High  Court  should 
only  have  jurisdiction  to  hear  appeals  "  where  the  parties  consent,"  was  negatived,  as 
practically  destroying  the  appellate  jurisdiction  of  the  Court  ;  though  in  the  course  of 
the  debate,  which  discussed  the  relative  merits  of  the  High  Court  and  the  Privy  Council, 
opinions  in  favour  of  an  alternative  right  were  expressed.  (Conv.  Deb.,  Melb. ,  pp.  322" 
31 ;  and  see  Historical  Note  to  next  section.) 

The  omission  of  the  power  of  Parliament  to  make  "  exceptions  "  to  the  appellate 
jurisdiction  of  the  High  Court  was  twice  proposed  :  first  by  Mr.  Glynn  (Debates,  Melb., 
pp.  331-2),  and  afterwards  by  Mr.  Barton  (pp.   1885-94),  on  the  ground  that  it  gave 


4  299.]  THE  JUDICATURE.  737 

Parliament  too  >Tide  aud  absolute  a  discretion  to  cut  do\m  the  right  of  appeaL  On  the 
other  hand,  it  was  argued  that  to  take  away  the  power  of  exception  would  go  too  far.  by 
giving  an  absolute  right  of  appeal  in  every  trumpery  case ;  and  the  amendment  was 
accortlingly  negatived  on  both  occasions.  Finally,  Mr.  Glynn  proposed  and  carried  a 
compromise  to  the  effect  that  nothing  in  the  section  should  be  construed  to  prevent  the 
High  Court  from  hearing  appeals  from  the  Supreme  Court  of  a  State  in  cases  where 
there  now  exists  a  right  of  appeal  from  such  Supreme  Court  to  the  Privy  CounciL 
(Debates,  pp.  2323-5.)  This  was  ultimatelj*  redrafted  into  the  second  paragraph  of  the 
clause. 

Before  the  Bill  was  reported  a  first  time,  the  Drafting  Committee,  in  accordance 
with  an  understanding  with  the  Convention,  added  an  appellate  jurisdiction  from 
judgments  "  of  the  Inter-State  Commission."  This  caused  considerable  debate  in 
Committee  (pp.  2276-2325).  Sir  George  Turner  and  Mr.  Isaacs,  who  thought  that  the 
questions  to  be  decided  by  the  Commission  were  political  rather  than  judicial,  complained 
that  this  gave  the  control  of  Inter-State  Commerce  entirely  to  the  High  Court,  which 
was  not  a  tribunal  with  a  suitable  knowledge  of  the  questions  which  would  arise.  On 
the  other  hand  it  was  pointed  out  that  it  would  not  do  to  make  the  Commission  an 
irresponsible  tribunal,  altogether  above  the  Constitution.  Mr.  GUiin  maintained  that 
in  the  United  States  the  Inter-State  Commission  was  administrative  only,  not  judicial, 
and  that  it  ought  to  be  the  same  here.  Sir  George  Turner's  amendment  to  omit  the 
words  was  negatived  ;  but  with  a  view  to  meeting  his  objections  the  appeal  was  limited 
to  "  questions  of  law  only." 

After  the  referendum  of  1898,  both  Houses  of  the  Xew  South  Wales  Parliament 
included  among  their  suggested  amendments  a  proposal  that  "  the  mode  of  appeal  from 
the  Supreme  Courts  of  the  States  should  be  made  uniform,  namely,  the  appeal  should 
either  be  to  the  Privy  Council  or  to  the  High  Court,  but  not.  as  at  present,  indiscrimi- 
nately to  either  "  The  Premier's  Conference  of  1899,  however,  declined  to  recommend 
any  such  amendment.     (See  pp,  217,  220,  supra). 

Imperial  Parliament,  190iJ. — In  the  Bill  as  introduced  into  the  Imperial  Parliament, 
when  Clause  74  was  omitted,  the  last  paragraph  of  Clause  73  M'as  detached  and  placed 
as  new  Clause  74.  In  a  schedule  of  amendments  circulated  at  the  time  of  the  second 
reading,  Mr.  Chamberlain  proposed  to  insert,  after  "final  and  conclusive,"  the  words 
*'  unless  the  Queen  grants  special  leave  to  appeal  in  accordance  with  section  74 ;"  to 
restore  the  last  paragraph ;  and  to  insert  a  new  Clause  74  allowing  an  appeal,  in  questions 
as  to  the  limits  of  constitutional  powers,  by  consent  of  the  Executive  Governments 
concerned.  (See  Hist.  Note  to  sec.  74.)  In  Committee,  however,  as  part  of  the  final 
arrangement,  this  clause  was  restored  to  the  shape  in  which  it  was  passed  by  the 
Convention. 

§  299.    '<3hall  Have  J>irisdiction.'^ 

"Jurisdiction"  is  a  content  of  the  judicial  power;  it  is  in  fact  the  power  of  a 
Court  to  entertain  an  action,  suit,  or  other  proceeding. 

This  section  confei-s  upon  the  High  Court  a  general  appellate  jurisdiction  in  all 
matters  decided  by  the  State  Courts  of  last  resort,  by  other  federal  courts,  by  Judges  of 
the  High  Court  itself  in  the  exercise  of  the  original  jurisdiction  of  the  Court,  and  (on 
matters  of  law  only)  by  the  Inter-State  Commission.  The  original  jurisdiction  of  the 
High  Court  is  limited  to  matters  in  which  the  subject  matter  of  the  suit,  or  the  character 
of  the  parties,  fall  under  certain  specifietl  heads  ;  but  the  appellate  jurisdiction  has  no 
such  limits.  It  extends  (subject  to  the  excepting  and  regulating  power  of  the  Parlia- 
ment) not  onh-  to  all  decisions  of  courts  of  original  federal  jurisdiction,  but  also  to  all 
decisions  of  the  Supreme  Courts  of  the  States,  irrespective  of  whether  the  subject- 
matter  of  the  suit,  or  the  character  of  the  parties,  would  have  brought  it  within  the 
original  jurisdiction  of  the  federal  courts.  In  other  words  (see  §  288,  supra)  the  High 
<^ourt  is  not  merely  a  federal,  but  also  a  national  court  of  appeal ;    it  occupies   the 


738  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  73. 

provincial  as  well  as  the  federal  sphere,  and  is  the  apex  of  the  judicial  systems  of  the 
States,  as  well  as  of  the  judicial  system  of  the  Commonwealth. 

The  jurisdiction  of  the  High  Court  as  a  court  of  appeal  from  the  State  Courts  is, 
however,  not  exclusive.  The  Constitution  grants  a  new  right  of  appeal  from  the  State 
Courts  to  the  High  Court ;  but  it  does  not  take  away  the  existing  right  of  appeal  from 
the  State  Courts  to  the  Privy  Council,  which  therefore  remains  unimpaired  (see  Note, 
§  .305,  infra).  Parties  to  cases  decided  by  the  Supreme  Court  of  a  State  have  therefore 
an  alternative  right  of  appeal  either  to  the  Privy  Council  direct  or  to  the  High  Court. 

A  similar  alternative  right  of  appeal  has  for  some  time  existed  in  New  South  Wales 
— and  formerly  existed  in  Victoria  also — from  a  single  judge,  sitting  in  the  equitable 
jurisdiction  of  the  Supreme  Court,  either  to  the  Supreme  Court  in  Banco  or  direct  to 
the  Queen  in  Council.  (See  Equity  Act,  1880  [N.S.W.],  sees.  70,  79  ;  Dean  v.  Dawson, 
9N.S.W.  L.R.  Eq.  27;  15  Vic.  No.  10  [Vic] ;  19  Vic.  No.  13  [Vic],  sec  5;  Garden 
Gully  V.  McLister,  1  App.  Ca.  39  ;  Davis  v.  Reg.,  1  V.L.R.  Eq.  33  ;  WooUey  v.  Ironstone 
Hill  Lead  Co.,  1  V.L.R.  Eq.  237.)  Under  the  Supreme  Court  Act,  1890  (Vic.)  this  right 
of  appeal  from  a  single  judge  of  the  Supreme  Court  in  Victoria  does  not  now  exist. 
(Australian  Smelting  Co.  v.  British  Broken  Hill  Propr.  Co. ,  23  V.L.R.  643  ;  20  A.L.T.  46). 

§  300.    ''With  Such  Exceptions  and  Subject  to  Such 
Regulations." 

ExcEPTioss  AND  REGULATIONS. — The  powcr  to  prescribe  "  exceptions  "  is  the  power 
to  limit  the  jurisdiction  by  excluding  specified  cases  or  classes  of  cases  from  it.  The 
power  to  prescribe  '*  regulations "  is  the  power  to  regulate  the  mode  in  which  the 
jurisdiction  shall  be  exercised.  These  words  give  the  Parliament  power  to  prescribe 
both  exceptions  and  regulations.  Apart  altogether  from  this  section,  a  power  to 
prescribe  regulations  is  clearly  conferred  by  section  51  — xxxix.,  which  empowers  the 
Parliament  to  make  laws  with  respect  to  "  Matters  incidental  to  the  execution  of  any 
power  vested  by  this  Constitution  in     .     .     .     the  Federal  Judicature." 

The  whole  appellate  jurisdiction  is  conferred  by  the  Constitution  itself,  without  tlie 
need  of  any  intervention  by  the  Parliament.  In  the  absence  of  any  statute  prescribing 
exceptions  or  regulations,  the  jurisdiction  exists  without  exception  or  regulation.  This 
construction,  which  accords  with  principle,  is  now  settled  with  regard  to  similar  M^ords 
in  the  United  States  Constitution.  (Durousscau  v.  United  States,  6  Cranch  .307  ;  Kent, 
i.  325;  Story,  §  1773.)  In  an  earlier  decision,  however  (Wiscart  v.  Dauchy,  3  Dallas, 
321),  the  Supreme  Court  considered  that  its  whole  appellate  jurisdiction  depended  upon 
the  regulations  of  Congress,  as  that  jurisdiction  was  given  by  the  Constitution  in  a 
qualified  manner.  "  The  Supreme  Court  was  to  have  appellate  jurisdiction,  '  with  such 
exceptions  and  under  such  regulations  as  Congress  should  make  ; '  and  if  Congress  had 
not  provided  any  rule  to  regulate  the  proceedings  on  appeal,  tlie  Court  could  not  exerci.se 
an  appellate  jurisdiction."  (Kent,  i.  324.)  The  early  Judiciary  Acts  proceeded  on  this 
mistaken  principle,  and  purported  to  confer  jurisdiction  affirmatively  ;  but  those  Acts 
are  now  construed  not  as  giving  jurisdiction,  but  as  making  exceptions  by  implying  a 
negation  of  jurisdiction  in  every  case  where  jurisdiction  does  not  purport  to  be 
affirmatively  given. 

Limitation  of  Excepting  and  Regulating  Power. — Except  as  regards  appeals 
from  the  Supreme  Courts  of  the  States  in  the  matters  defined  in  the  second  paragraph 
of  the  section,  the  power  to  except  and  regulate  is — as  it  is  in  the  United  States — 
absolute  and  unlimited. 

"  This  power  of  the  Legislature  over  the  judiciary  is  a  most  serious  one.  It  places 
the  appellate  power  of  the  court  very  nearly  at  the  mercy  of  the  legislature.  The 
legislature  has  made  use  of  this  power  in  the  passage  of  the  several  Judiciary  Acts,  and 
I  do  not  know  that  it  can  be  said  to  have  abused  it.  It  seems  to  me,  however,  an 
unnecessary  surrender  of  the  independence  of  the  courts  to  require  that  things  whicl» 


§  300.]  THE  JUDICATURE.  739 

_— 1 

can  be  better  accomplished  by  the  mles  of  court  shall  wait  npon  the  pleasure,  or. 
possibly,  caprice  of  the  legislature."    (Burgess,  PoL  Sci.  ii.  331.) 

"  The  Constitution,  further,  expressly  confers  upon  the  Congress  the  power  to 
regulate  the  appeal  and  removal  of  causes  from  the  Courts  of  the  States,  and  from  the 
inferior  courts  of  the  general  government,  to  the  Supreme  Court.  This  is  also  a  dis- 
cretionary power  in  the  Congress.  There  is  no  doubt  that  Congress  is  under  a  stronger 
moral  obligation  to  act  when  its  action  is  necessary  for  the  completion  and  regulation  of 
the  government  machinery  than  when  it  has  to  deal  with  questions  of  policy  mereh-,  or 
even  of  individual  rights;  but  it  is  placed  under  no  stronger  legal  obligations."  By 
inaction  it  may  thus  defeat  many  of  the  fundamental  purposes  of  the  Constitution  without 
anv  redress,  except  such  as  mav  be  secured  at  the  elections."  (Burgess,  Pol.  Sci.  ii. 
158.) 

The  Convention  (see  Historical  Note,  suprxi)  took  the  view  that  the  Parliament 
ought  not  to  be  able  to  deprive  the  High  Court  of  an  appellate  jurisdiction  equal  to  that 
now  exercised  by  the  Privy  Council ;  that  no  exception  or  regulation  should  "  prevent 
the  High  Court  from  hearing  and  determining  any  appeal  from  the  Supreme  Court  of  a 
State  in  any  matter  in  which  at  the  establishment  of  the  Commonwealth  an  appeal  lies 
from  such  Supreme  Court  to  the  Queen  in  Council." 

The  strict  language  of  the  Constitution  seems  to  refer  rather  to  the  right  of  the 
High  Court  to  hear  and  determine  appeals,  than  to  the  right  of  the  party  to  have  his 
appeal  heard.  The  Constitution  does  not  expressly  forbid  the  Parliament  to  prescribe 
certain  exceptions,  but  declares  that  exceptions  prescribed  shall  not  prevent  the  High 
Court  from  exercising  jurisdiction.  It  may  perhaps  be  argued  that  an  exception  of  this 
kind,  if  prescribe<l,  might  be  eflFective  to  cut  down  a  party's  absolute  right  of  appeal, 
though  it  would  clearly  be  void  so  far  as  it  purported  to  cut  down  the  right  of  the  High 
Court  to  hear  the  appeal,  if  it  thought  fit.  And  it  might  also  be  argued  that  this 
c-onstruction  would  not  be  inconsistent  with  the  object  of  the  provision,  which  aims,  not 
at  securing  an  absolute  right  of  appeal,  but  at  making  the  jurisdiction  of  the  High  Court, 
within  defined  limits,  independent  of  Parliamentarj'  interference.  It  does  not  seem, 
however,  that  this  distinction  was  present  to  the  minds  of  the  framers  of  the  Constitu- 
tion. 

The  reference  to  matters  "  in  which  at  the  time  of  the  establishment  of  the  Common- 
wealth an  appeal  lies  from  such  Supreme  Com-t  to  the  Queen  in  Coimeil "  makes  it 
necessarj"  to  ascertain  and  define  those  matters. 

It  is  conceived  that  the  pro^-ision  refers  only  to  those  cases  in  which,  at  the 
establishment  of  the  Commonwealth,  an  appeal  may  be  brought  oj»  a  matter  of  right. 
The  Queen  has  a  prerogative  right  (see  §  310,  injra)  to  review  the  decisions  of  all  colonial 
courts,  c\\\\  and  criminal,  unless  this  prerogative  has  been  annulled  by  charter  or 
statute  ;  but  to  construe  the  above  provision  of  the  Constitution  as  extending  to  this 
prerogative  right  of  appeal  would  make  it  include  every  decision  of  the  Supreme  Courts 
of  the  States,  and  would  therefore  make  the  words  "  in  any  matter  in  which  . 
an  appeal  lies,"  &e.,  mere  surplusage. 

"  An  appeal  cannot  be  brought  as  a  matter  of  right  unless  the  value  of  the  matter 
actually  in  dispute  in  the  appeal  be  such  as  has  been  fixed  by  law  for  the  particular 
tribunal  from  which  the  appeal  is  brought."  (Macpherson,  Pri^-y  Council,  p.  1.)  The 
appealable  amount  for  appeals  from  the  Supreme  Courts  has  been  fixed  by  Orders  in 
Council  made  at  different  times. 

From  the  Supreme  Court  of  Xew  South  Wales,  by  Order  in  Council  of  13th 
November,  1850,  any  party  m&y  appeal  to  the  Queen  in  Council  from  any  final  judgment, 
decree,  order,  or  sentence  of  the  Supreme  Court,  "  in  case  any  such  judgment,  decree, 
order,  or  sentence  shall  be  given  or  pronovmced  for  or  in  respect  of  any  sum  or  matter 
in  issue  above  the  amount  or  value  of  £500  sterling,  or  in  case  such  judgment,  decree, 
order,  or  sentence  shall  involve  directly  or  indirectly  any  claim,  demand,  or  question, 
to  or  respecting  property  or  any  civil  right,  amounting  to  or  of  the  value  of  £500 
sterling.." 


740  COMMENTARIES  O?^  THE  CONSTITUTION        [See.  73. 

The  same  appealable  amount  is  fixed  with  regard  to  the  Supreme  Court  of  Victoria 
by  Order  in  Council  of  9th  June,  1860  ;  with  regard  to  the  Supreme  Court  of  Queensland 
by  Order  in  Council  of  30th  June,  1860  ;  with  regard  to  the  Supreme  Court  of  South 
Australia  by  Order  in  Council  of  10th  May,  1860  ;  with  regard  to  the  Supreme  Court  of 
Western  Australia  by  Order  in  Council  of  11th  October,  1861  ;  with  regard  to  the 
Supreme  Court  of  New  Zealand  by  Order  in  Council  of  9th  June,  1860.  With  regard  to 
the  Supreme  Court  of  Tasmania  the  appealable  amount  is,  by  Order  in  Council  of  4th 
March,  1851,  fixed  in  similar  terms  at  £1000  sterling.  (See,  for  particulars  of  these 
several  Orders  in  Council,  Macpherson,  Privy  Council,  Appendix.) 

To  cases  within  these  Orders  in  Council,  therefore,  the  power  to  make  exceptions, 
and  so  exclude  an  appeal  from  tlie  Supreme  Court  of  a  State  to  the  High  Court,  will  not 
apply.  That  is  to  say,  the  Federal  Parliament  cannot  exclude  appeals  from  final 
judgments  of  the  Supreme  Courts  of  the  States  for  matters  in  issue  of  the  value  of  £500, 
or  where  any  property  or  civil  right  of  the  value  of  £500  is  involved  (or,  in  the  case  of 
Tasmania,  £1000).  But  the  Parliament  may  exclude  or  allow  an  appeal  as  to  all  inter- 
locutory orders,  or  as  to  final  judgments  where  the  amount  involved  is  less  than  the 
appealable  amount,  or  in  criminal  and  other  cases  where  no  property,  or  civil  right 
having  a  money  value,  is  involved. 

The  limitation  on  the  power  of  Parliament  to  prescribe  exceptions  and  regulations 
applies  only  to  the  specified  appeals  from  the  Supreme  Courts  of  States.  Consequently 
the  excepting  power  is  unlimited  with  regard  to  appeals  (1)  from  Justices  exercising  the 
original  jurisdiction  of  the  High  Court  ;  (2)  from  other  federal  courts,  or  courts 
exercising  federal  jurisdiction  ;  (3)  from  State  Courts  (other  than  the  Supreme  Courts) 
from  which  an  appeal  lies  to  the  Queen  in  Council ;  (4)  from  the  Inter-State  Commission ; 
and  (5)  from  the  Supreme  Courts  of  the  States,  in  matters  in  which,  at  the  establishment 
of  the  Constitution,  an  appeal  did  not  lie  to  the  Queen  in  Council.  With  regard  to  such 
appeals  the  appellate  jurisdiction  is,  in  the  words  of  Burgess,  "very  much  at  the  mercy 
of  the  Legislature." 

§  301.    "  To  Hear  and  Determine  Appeals." 

An  appeal  is  a  proceeding  taken  to  test  the  decision  of  a  court,  and  rectify  it  if 
erroneous,  by  submitting  it  to  a  higher  Court.  The  use  of  the  word  in  this  sense  is 
compaiatively  modern.  In  English  law  an  appeal  formerly  meant  an  "  appeal  of  felony," 
or  criminal  accusation  (Norman-Fr.  appel,  from  appeler,  to  accuse),  whilst  the  terms 
used  for  what  is  now  known  as  appellate  jurisdiction  were  "  error  "  or  "  rehearing  "  as 
the  case  might  be.  The  modern  use  of  the  word  "appeal"  seems  to  have  been  intro- 
duced into  the  temporal  courts  from  the  ecclesiastical  courts,  and  to  be  derived  directly 
from  the  Latin  appellare.  (See  Sweet,  Law  Dictionary  ;  Wharton,  Law  Lexicon,  subt 
it.  "Appeal.") 

The  word  is  used  without  limitation  of  any  kind,  and  leaves  the  whole  question  of 
the  mode  of  appeal  and  the  procedure  on  appeal  to  be  regulated  by  the  Parliament.  It 
clearly  includes  appeals  on  matters  of  fact  as  well  as  on  matters  of  law.  This  would  be 
clear  from  general  usage  in  any  case,  but  is  placed  beyond  doubt  by  subs,  iii.,  which 
with  regard  to  appeals  from  the  Inter-State  Commission  imposes  the  limitation  that  the 
appeal  shall  be  "  as  to  questions  of  law  only,"  implying  that  the  appeals  mentioned  in 
the  other  sub-sections  may  be  as  to  questions  of  fact  as  well  as  law. 

The  essential  attribute  of  an  appeal  is  that  it  is  a  judicial  proceeding  for  the  purpose 
of  revising  a  judicial  proceeding. 

"  The  essential  criterion  of  appellate  jurisdiction  is,  that  it  revises  and  corrects  the 
proceedings  in  a  cause  already  instituted,  and  does  not  create  that  cause.  In  reference 
to  judicial  tribunals,  an  appellate  jurisdiction,  therefore,  necessarily  implies  that  the 
subject-matter  has  been  already  instituted  in  and  acted  upon  by  some  other  court,  whose 
judgment  or  proceedings  are  to  be  revised.  This  appellate  jurisdiction  may  be  exercised 
in  a  variety  of  forms,  and  indeed  in  any  form  in  which  the  Legislature  may  choose  to 


§§  301-302.] 


THE  JUDICATURE.  741 


prescribe  ;  but  still,  the  substance  must  exist  before  the  form  can  be  applied  to  it.  To 
operate  at  all,  then,  under  the  Constitution  of  the  United  States,  it  is  not  sufficient  that 
there  has  been  a  decision  by  some  officer  or  department  of  the  United  States  ;  it  must  be 
by  one  clothed  with  judicial  authority,  and  acting  in  a  judicial  capacity.  A  power, 
therefore,  conferi-ed  by  Congress  on  the  Supreme  Court,  to  issue  a  mandamus  to  public 
officers  of  tlie  United  States  generally,  is  not  warranted  by  the  Constitution  ;  for  it  is  in 
effect,  under  such  circumstances,  an  exercise  of  original  jurisdiction.  But  where  the 
object  is  to  re\-ise  a  judicial  proceeding,  the  mode  is  wholly  immaterial ;  and  a  writ  of 
habfcui  corpus,  or  mandamus,  a  writ  of  error,  or  an  appeal,  may  be  used,  as  the 
Legislature  may  prescribe. 

"  The  most  usual  mofles  of  exercising  appellate  jurisdiction,  at  least  those  which  are 
most  known  in  the  United  States,  are  by  a  writ  of  error,  or  by  an  appeal,  or  by  some 
process  of  removal  of  a  smt  from  an  inferior  tribunal.  An  appeal  is  a  process  of  ciHl 
law  origin,  and  removes  a  cause,  entirely  subjecting  the  fawit,  as  well  as  the  law,  to  a 
i-e\new  and  a  retriaL  A  writ  of  error  is  a  process  of  common  law  origin,  and  it  removes 
nothing  for  re-examination  but  the  law.  The  former  mode  is  usually  adopted  in  cases  of 
e^juitv  and  admiralty  jurisdiction  ;  the  latter  in  suits  at  common  law  tried  by  a  jury." 
(Story,  Comm.  §§  1761-2.); 

§  302.    "From  all  Judgments,  Decrees,  Orders,  and 

Sentences.'' 

These  four  words,  "judgments,  decrees,  orders,  and  sentences,"  are  taken  from  the 
Imperial  Act,  7  and  8  Vic.  c.  69,  sec.  1  (which  extends  the  right  of  appealing  to  the  Privy 
Council),  and  from  the  Orders  in  Council  made  thereunder.  They  are  all  words  which 
may  be  used  in  a  general  sense,  to  overlap  one  another,  or  in  a  more  limited  sense,  in 
contrast  to  one  another.  Their  cumulative  use  in  this  Constitution  makes  it  unnecessary, 
as  a  matter  of  constitutional  interpretation,  to  construe  them  distributively  ;  but  in 
order  to  ascertain  the  combined  scope  of  the  words  it  will  be  convenient  to  examine 
their  individual  meanings. 

"  Judgment,"  in  its  widest  sense,  m^ns  any  judicial  determination,  or  decision  of  a 
court.  Under  the  former  practice  of  the  English  Superior  Courts,  the  word  was  usually 
applied  to  decisions  of  the  Common  Law  Courts,  the  word  "  decree "  being  generally 
used  in  the  Courts  of  Chancery.  As  contrasted  with  an  "order,"  or  direction  on 
matters  outside  the  record,  a  judgment  is  a  decision  pronounced  on  matters  contained  in 
the  record.  (Stroud,  Judicial  Dictionary,  syb.  tit.  "Judgment"  and  "Order.")  In 
criminal  proceedings,  "  judgment "  means  the  sentence  of  the  Court  on  the  verdict,  or 
on  the  prisoner's  plea  of  guilt}-.  Judgments  may  be  either  interlocutory — i.e.,  given 
upon  some  intermediate  proceeding,  and  not  finally  determining  or  completing  the  suit 
or  action  ;  orJincU — i.e.,  putting  an  end  to  the  suit  or  action  by  awarding  or  refusing  to 
award  redress. 

"  Decree  "  is  the  word  generally  used  as  equivalent  to  "  judgment "  in  courts  of 
equitable  jurisdiction,  and  other  jurisdictions  where  the  procedure  of  courts  of  equity  is 
adopted.     A  decree,  like  a  judgment,  may  be  either  final  or  interlocutory. 

"  Order,"  generall}-  speaking,  means,  any  direction  or  command  of  a  court ;  but  it  is 
commonly  used,  in  opposition  to  "judgment"  or  "decree,"  to  describe  orders  on  inter- 
locutory applications. 

"  Sentence,"  in  its  widest  sense,  means  any  judicial  determination,  but  is  most 
commonly  used  in  connection  with  criminal  proceedings,  to  denote  the  judgment  of  the 
covurt  in  a  criminal  trial  upon  the  verdict  of  the  jur\-  or  upon  the  prisoner's  plea  of  guilty. 
For  further  definitions  of  all  these  terms,  see  Wharton's  Law  Lexicon,  Stroud's  Judicial 
Dictionary,  and  Sweet's  Law  Dictionary. 

The  four  words  taken  together  are  clearly  wide  enough  to  include  every  judicial 
decision,  final  or  interlocutory,  in  everj'  jurisdiction,  civil  or  criminal. 


742  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  73. 

§  303.    "  Of  any  Justice  or  Justices  Exercising  the  Original 
Jurisdiction  of  the  High  Court." 

Under  sec.  79  the  federal  jurisdiction  of  any  court  may  be  exercised  by  such  number 
of  judges  as  the  Parliament  prescribes,  and  presumably  most  of  the  original  jurisdiction 
of  the  High  Court  will  be  made  exercisable  by  a  single  Justice,  sitting  with  or  without 
a  jury.  (See  Note,  Juries,  §  291,  supra.)  But  whether  the  original  jurisdiction  is 
exercised  by  one  Justice  or  more,  there  will  be — subject  to  the  excepting  and  regulating 
power  of  Parliament — an  appeal  to  the  High  Court  in  its  appellate  jurisdiction.  The 
excepting  and  regulating  power  in  this  respect  (see  Note,  §  300,  supra)  is  unlimited  ;  so 
that  Parliament  may  make  it  competent  for  the  High  Court  to  deal  finally  with  any  class 
of  matters  in  the  first  instance. 

§  304.    "  Of  any  other  Federal  Court,  or  Court  Exercising 
Federal  Jurisdiction." 

"Federal  Courts"  (see  sec.  71)  are  those  created  by  the  Parliament  ;  while  "courts 
exercising  federal  jurisdiction  "  comprise  those  State  courts,  not  created  by  the  Parlia- 
ment, which  the  Parliament  has  invested  with  federal  jurisdiction. 

Appeals  from  these  courts  are  subject  to  the  unlimited  excepting  and  regulating 
power  of  the  Parliament.      (See  Note,  §  300,  siipra.) 

§  305.    *'  Of  the  Supreme  Court  of  any  State." 

These  are  the  words  which  make  the  High  Court  not  merely  a  federal  court  of 
appeal,  but  a  national  court  of  appeal  of  general  and  unlimited  jurisdiction.  Appeals 
from  any  Justice  or  Justices  of  the  High  Court  itself  in  its  original  jurisdiction,  and 
from  other  federal  courts  or  courts  of  federal  jurisdiction,  can,  of  necessitj',  only  arise  in 
the  specific  cases  where  original  jurisdiction  is  granted  by  the  Constitution,  or  may  be 
conferred  by  the  Parliament ;  but  appeals  from  the  Supreme  Courts  of  the  States  extend 
to  all  cases,  without  regard  to  the  subject  matter  or  the  character  of  the  parties. 

The  excepting  and  regulating  power  of  Parliament  extends  to  appeals  from  the 
Supreme  Courts  of  the  States,  but  subject  to  a  special  limitation  (see  Note,  §  300,  stipra) 
which  gives  the  High  Court  a  constitutional  right  to  entertain  appeals  in  all  cases  where 
there  is  now  an  appeal  as  of  right  to  the  Queen  in  Council.  Thus  the  position  of  the 
High  Court,  not  only  as  the  "  guardian  of  the  Constitution,"  but  as  a  general  court  of 
appeal  for  Australia,  is  constitutionally  secured. 

This  section  confers  a  new  right  of  appeal,  and  a  new  jurisdiction,  but  it  does  not 
take  away  the  existing  right  of  appeal  from  the  Supreme  Courts  of  the  States  direct  to 
the  Privy  Council.  The  latter  right  therefore  remains  in  force  ;  and  accordingly  the 
High  Court,  thoxigh  a  general  court  of  appeal  for  Australia,  is  not  the  sole  court  of 
appeal.     (See  Note,  §  299,  supra.) 

The  words  "judgments"  &c.  "  of  the  Supreme  Court  of  any  State"  are  not  neces- 
.sarily  restricted  to  judgments  of  the  "  Full  Court,"  or  Court  sitting  Banco  ;  they  may 
apply  to  orders  of  the  Court  made  by  a  single  Judge.  There  may  thus  be  in  some  cases 
an  alternative  right  of  appeal  from  the  decision  of  a  Judge  in  a  Court  of  first  instance 
either  to  the  "Full  Court"  of  the  State  or  direct  to  the  High  Court.  A  similar 
alternative  appeal  existed,  before  the  establishment  of  the  Constitution,  from  a  Judge  of 
the  Supreme  Court  of  N.S.  W.  or  Victoria,  sitting  in  Equity,  either  to  the  "  Full  Court  " 
or  to  the  Privy  Council.     (See  Note,  §  299,  supra. ) 

§  306.    "  Or  of  Any  Other  Court  of  Any  State,"  &c. 

The  only  court,  other  than  the  Supreme  Court  of  a  State,  from  which  at  the 
establishment  of  the  Constitution  an  appeal  lies  to  the  Privy  Council,  seems  to  be  the 
"Local  Court  of  Appeal"  in  South  Australia — an   anomalous   tribunal   to  which   an 


§§  306-307.] 


THE  JUDICATURE.  743 


appeal  lies  from  the  Supreme  Court  of  South  Australia,  and  from  which  an  appeal  lies  to 
the  Privy  Council.  This  Court  was  established  bj'  Act  No.  31  of  1855-6,  sec.  14,  and 
consists  of  the  Governor  and  all  the  members  of  the  Executive  Council  except  the 
Attorney-General.  It  has  practically  fallen  into  desuetude,  but  as  it  still  exists,  the 
right  of  appeal  from  it  to  the  Privj-  Council  was  preserved. 

"I  propose  this  amendment  merely  because  of  the  condition  of  things  in  our  own 
colonj',  in  which  there  is  another  Court  of  Appeal  from  which  an  appeal  now  lies  to  the 
Privy  Council,  an  intermediate  Court  of  Appeal  which  is  seldom  availed  of,  but  which 
exists."     (Mr.  Svinon,  Conv.  I)eb.,Melb.,  p.  33"2.) 

The  Imperial  Act  7  and  8  Vic.  c.  69  provides  (sec.  1)  "  That  it  shall  be  competent 
for  Her  Majesty,  by  any  order  or  orders  to  be  from  time  to  time  for  that  purpose  made 
with  the  advice  of  Her  Privy  Council,  to  pro\-ide  for  the  admission  of  any  appeal  or 
appeals  to  Her  Majesty  in  Council  from  any  judgments,  sentences,  decrees,  or  orders  of 
any  court  of  justice  within  any  British  colony  or  possession  abroad,  although  such  court 
shall  not  be  a  court  of  error  or  a  court  of  appeal  within  such  colony  or  possession." 

The  orders  made  under  this  Act  with  respect  to  Australian  colonies  seem  all  to 
have  been  limitetl  to  appeals  "  from  any  final  judgment,  decree,  order,  or  sentence  of 
the  Supreme  Court  "  of  a  colony  (see  §  300,  supra). 

§  307.    "Of  the  Inter-State  Commission,  but  as  to 
Questions  of  Law  Only." 

The  Inter-State  Commission  is  to  have  "  such  powers  of  adjudication  and  adminis- 
tration as  the  Parliament  deems  necessarj' "  for  executing  and  maintaining  the 
constitutional  provisions  and  federal  laws  relating  to  trade  and  commerce.  (See  Notes 
to  sec.  101.)  So  far  as  it  is  invested  with  powers  of  adjudication  it  will  be  in  eflfect  a 
part  of  the  federal  judiciary  ;  and  to  prevent  any  exception  being  made  to  that  uniform 
interpretation  of  the  law  which  it  is  the  aim  of  the  Constitution  to  ensure,  an  appeal 
from  its  decisions  on  questions  of  law  is  given  to  the  High  Court.  On  the  other  hand, 
the  questions  of  fact  which  it  will  have  to  investigate  are  left  to  the  final  decision  of  the 
Commission. 

Law  axd  Fact.— The  precise  definition  of  "  questions  of  law,"  and  of  its  antithesis 
*'  questions  of  fact,"  is  not  easy ;  for  though  the  distinction  between  the  two  is  broad  and 
fundamental,  there  is  a  region  of  "  mixed  questions  "  which  partake  of  the  nature  of  both. 
Broadly  speaking,  a  question  of  law  is  the  question  whether  there  is  a  rule  of  law  which 
governs  certain  ascertained  circumstances  ;  a  question  of  fact  is  the  question  whether,  in 
any  particular  case,  those  circumstances  exist.  (See  Sweet,  Dictionary  of  Law,  sub.  til. 
"  Fact.")  The  distinction,  in  English  law,  has  been  chiefly  worked  out  in  defining  the  res- 
pective functions  of  the  judge  and  the  jury  ;  the  recognized  principle  being  that  questions 
of  law  are  to  be  decided  by  the  judge,  questions  of  fact  by  the  jury.  In  the  case  of  the 
Inter-State  Commission  the  position  is  somewhat  different  ;  the  Commission  is  itself 
both  Judge  and  .Jury  in  the  first  instance  ;  but  its  decisions  as  a  jury  are  final,  whilst  its 
decisions  as  a  judge  are  subject  to  review.  It  is  conceived,  however,  that  this 
difference  is  immaterial,  so  far  as  the  distinction  between  "law"  and  "fact"  is 
concerned,  and  that  the  phrase  "  question  of  law"  in  this  section  has  precisely  the  same 
signification  as  it  has  in  the  general  law  of  evidence.  For  general  discussions  on  this 
subject,  see  Taylor  on  Evidence,  §  26  ;  Best  on  Evidence,  §§  80-82. 

The  admissibility  of  evidence  is  a  question  of  law.  (Taylor,  §  23  ;  Best,  §  80.) 
How  far  the  Inter-State  Commission,  sitting  as  a  judicial  tribunal,  will  be  bound  by  the 
strict  rules  of  evidence,  is  a  matter  of  proceiiure  to  be  determined  bj"  the  Federal 
Parliament  ;  but,  whatever  rules  of  evidence  may  be  prescribed,  it  would  seem  that  an 
infringement  of  those  rules,  bj'  the  wrongful  acceptance  of  inadmissible  evidence,  or 
rejection  of  a<lmissible  evidence,  would  be  a  good  gi-onnd  of  appeal. 


744  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  73. 

On  the  other  hand,  the  weight  or  value  of  evidence  is  a  question,  not  of  law,  but  of 
fact.  (Taylor,  §  25  a  ;  Best,  §  80.)  Where  there  is  a  conflict  of  evidence,  it  is  the  duty 
of  the  jury  to  balance  the  evidence  of  the  opposing  witnesses,  and  to  decide  what  the 
facts  of  the  case  really  are.  The  restriction  of  the  right  of  appeal  to  "  questions  of  law 
only  "  prevents  any  decision  of  the  Commission  from  being  reviewed  on  the  ground  that 
it  is  against  the  weight  of  evidence. 

The  question  whether  there  is  any  evidence  on  which  a  verdict  can  properly  be 
given  in  favour  of  the  party  on  whom  the  burden  of  proof  lies — or,  as  it  is  sometimes 
put,  upon  which  a  jury  could  «*•  reasonable  men  find  such  a  verdict— is  a  question  of  law. 
(Taylor,  §  25  a  ;  Best,  §  82.)  "Whether  there  be  any  evidence,  is  a  question  for  the 
Judge.  Whether  sufficient  evidence,  is  for  the  jury."  (Per  BuUen,  J.,  Carpenter's  Co. 
V.  Hayward,  1  Dougl.  375. )  These  propositions  are  perfectly  consistent,  though  their 
application  may  be  difficult.  The  determination  whether  there  is  any  evidence  upon 
which  a  verdict  could  reasonably  be  founded  does  not  involve  a  balancing  of  the  weight 
of  evidence  ;  on  the  contrary,  it  assumes  that  full  weight  must  be  given  to  the  evidence 
of  the  party — that  the  facts  alleged  by  him  are  true  ;  and  it  is  for  the  court,  and  not  the 
jury,  to  say  whether,  on  that  assumption,  there  is  reasonable  justification  for  a  finding. 

"  As  the  decisions  of  tribunals  on  questions  of  fact  ought  to  be  based  on  reasonable 
evidence,  and  when  the  facts  are  undisputed,  the  decision  as  to  what  is  reasonable  is 
matter  of  law,  and  consequently  within  the  province  of  the  court— it  follows  that  it  is 
the  duty  of  the  court  to  determine  whether,  assuming  all  the  facts  proved  by  the  party  on 
whom  the  burden  of  proof  lies  to  be  true,  there  is  any  evidence  on  which  the  jury  could 
properly — i.e.,  without  acting  mireasonabW  in  the  eye  of  the  law — decide  in  his  favour." 
iBest,  §  82.) 

The  most  important  application  of  these  principles  is  in  connection  with  the  duty 
cast  on  the  Inter-State  Commission  (sec.  102)  of  deciding  whether  the  facts  which  n\a,\ 
be  proved  before  it  constitute  a  "  preference  or.discrimination,"  or  whether  a  preference 
or  discrimination  is  "  undue  and  unreasonable,  or  unjust  to  any  State,"  or  whether 
"  due  regard "  has  been  had  to  the  financial  responsibilties  of  a  State.  All  these  are 
"  mixed  cases,"  which  it  is  rather  hard— apart  from  authority — to  classify  as  either 
questions  of  law  or  questions  of  fact. 

"  If  the  question  be  whether  a  certain  party  had  probable  cause  for  doing  an  act,  or 
whether  he  has  done  an  act  within  a  reasonable  time,  or  with  due  diligence,  it  is  difficult 
to  say  whether  the  definition  of  what  constitutes  probable  cause,  reasonable  time,  or  due 
diligence,  be  for  the  judge  or  jury,  and  specious  arguments  will  not  be  wanting  in  favour 
of  the  claims  of  either  party.  On  the  one  hand,  it  may  be  said  that  these  terms  are  as 
capable  of  judicial  interpretation  as  the  words  '  conversion '  or  '  asportation,'  which 
must  be  clearly  explained  by  the  Judge  ;  while  on  the  other  hand  it  may  be  urged  that 
they  seem  rather  addressed  to  the  practical  experience  of  practical  men,  than  to  the 
legal  knowledge  of  the  lawyer  ;  that,  being  terms  of  degree,  their  meaning  is  subject  to 
indefinite  fluctuation,  according  to  the  varying  circumstances  of  each  particular  case, 
and  that  consequently  they  defy  all  attempts  to  compress  them  within  exact  a  priori 
definitions."     (Taylor  on  Ev.  §  26.) 

The  authorities  as  to  whether  the  reasonableness  of  conduct,  imder  any  given 
circumstances,  is  a  question  for  the  court  or  the  jury,  are  somewhat  conflicting ;  but 
the  guiding  principle  seems  to  be  that  if  the  question  is  one  on  which  the  court  is  likely 
to  be  more  competent  than  the  jury  to  form  an  opinion,  it  will  be  treated  as  a  question 
of  law ;  and  vice  verxa.  Thus  in  an  action  for  malicious  prosecution,  the  question 
whether,  on  the  fact  proved,  there  was  probable  canie  for  prosecution  is  a  question  for 
the  judge  — who  is  assumed  to  be  a  more  competent  judge  of  the  question  than  a  jury. 
So,  as  we  have  seen,  the  question  whether  there  is  reasonable  evidence  is  a  question  for 
the  judge.  On  the  other  hand,  in  most  actions,  the  reanonableness  of  the  belief  on  which 
the  defendant  has  acted  is  a  question  for  the  jury.  Questions  of  reasonable  lime — 
except  in  cases,  such  as  the  dishonour  of  a  bill,  where  precise  rules  have  been  adopted  as 
to  what  is  reasonable — are  usually  left  to  the  jury  ;  as  are  also  questions  of  reasonable 
skill  or  care,  due  diligence,  and  gross  negligence.     (Taylor  on  Evidence,  §§  26-38.) 


§307]  THE  JUDICAXrRE.  745 

Whether  "reasonableness"'  is  a  question  of  law  or  a  question  of  fact  seems  there- 
fore to  depend  on  the  assumed  competence  of  the  tribunals  to  which  questions  of  law 
and  fact  are  respectively  assignetl.  It  may  be  said  that  this  is  a  somewhat  arbitrary 
and  unscientific  test  of  classification  ;  but  it  must  be  remembered  that  all  classifications 
are  more  or  less  arbitrary  ;  and  this  classification  has  at  least  the  merit  of  endeavouring 
to  assign  each  question  to  the  most  suitable  tribunal. 

Applying  these  principles  to  the  Inter-State  Commission,  it  is  necessarj-to  take  into 
consideration  the  special  character  of  that  body,  and  the  purposes  for  which  it  is 
constituted.  The  function  of  the  Commission,  in  its  judicial  capacity,  is  to  decide  upon 
a  class  of  questions  involving  the  consideration  of  an  intricate  multitude  of  facts,  and 
upon  which  a  body  of  commercial  experts  are  able  to  form  a  better  opinion  than  a  Bench 
of  judges.  Accordingly  it  is  contemplated  that  the  Inter-State  Commission  will  consist 
of  competent  experts  in  the  questions  which  will  arise.  It  is  a  jury,  but  a  jury  of  a 
very  special  character  ;  a  jury  who  are  also  judges — who  are  selected  on  account  of  their 
competence,  and  are  secured  in  their  tenure  of  a  responsible  position.  The  spirit  as  well 
as  the  letter  of  the  Constitution  would  seem  to  indicate  that  the  question  whether  a 
preference  or  discrimination  is  "  undue  and  unreasonable,  or  unjust  to  any  State" — or 
whether  "due  regard"  has  been  had  to  the  financial  responsibilities  of  a  State — are 
questions  on  which  the  decision  of  the  Commission  is  absolutely  final. 

This  conclusion  is  supported  by  decisions  under  the  English  Railway  and  Canal  Traffic 
Acts,  and  the  American  Inter-State  Commerce  Act  (see  Notes,  sees.  101,  102).  The 
English  Railway  and  Canal  Trafiic  Act,  1888  (.51  and  52  Vic.  c.  25,  s.  17),  provides  an 
appeal  from  the  Railway  and  Canal  Commission  to  the  Court  of  Appeal,  "but  not  on 
any  question  of  fact  or  locu^  stajidi.''  In  Phipps  v.  London  and  N.W.R.  Co.  (1892)  2 
Q  B.  229,  it  was  held  that  the  question  whether  a  preference  was  undue  or  unreasonable 
was  a  question  of  fact  for  the  Commission.  (See  also  Palmer  i*.  London  and  S.  W.R.  Co., 
L.R.  1  C.P.  593  ;  Denaby  Main  Colliery  Co.  v.  Manchester,  &c.,  R.  Co.,  14  Q.B.D.  209, 
per  Selbome,  L.C.)  "As  there  is  nothing  in  the  (Inter-State  Commerce)  Act  which 
defines  what  shall  be  held  to  be  due  or  undue,  reasonable  or  unreasonable,  such  questions 
are  questions  not  of  law,  but  of  fact."  (Texas  and  Pac.  R.  Co.  v.  Inter-State  Commerce 
Commission,  162  U.S.  at  p.  219.  And  see  Inter-State  Commerce  Commission  v.  Alabama 
Midland  R.,  168  U.S.  145  ;  and  notes  to  sec.  102,  infra.) 

In  two  particular  cases  the  judgment  of  the  Commission  is  expressly  made  final. 
If  the  Commission  decides  that  a  rate  is  not  undue,  unreasonable,  or  unjust  (sec.  102), 
that  settles  the  question  finally ;  and  if  the  Commission  decides  that  anj'  railway  rate  of 
a  State  is  "necessary  for  the  development  of  the  territory  of  the  State,"  nothing  in  the 
Constitution  can  render  the  rate  unlawful.  It  does  not  appear,  however,  that  the 
mention  of  these  two  cases  raises  any  presumption  that  an  appeal  lies  in  other  cases  not 
mentioned.  These  two  provisions  were  inserted,  not  so  much  to  prevent  an  appeal  to 
the  High  Court,  as  to  provide  a  tribunal  independent  of  the  Parliament ;  their  object 
was  to  guard  against  the  decision  of  a  judicial  question  by  a  political  body.  They  are  so 
absolute  in  terms  that  they  clearly  make  the  opinion  of  the  Commission,  in  these  cases, 
final ;  but  they  do  not  seem  to  raise  any  presumption  which  would  affect  the 
interpretation  of  the  words  "questions  of  law." 

But  although  the  questions  of  what  is  unreasonable,  what  is  unjust,  what  is  undue, 
are  for  the  Inter-State  Conmiission  alone,  the  interpretation  of  such  words  as  "preference  " 

and  "discrimination  " — like  the  interpretation  of  any  other  words  in  the  Constitution 

involves   a   question   of   law.      The   question  whether   the  proved   facts   constitute   a 
preference  or  discrimination,  within  the  meaning  of  the  Constitution,  would  seem  to  be 
wholl}'  a  question  of  law  ;  though,  if  a  preference  or  discrimination  were  held  to  exist 
its  reasonableness  or  unreasonableness  would  be  a  question  of  fact. 

"  Questions  of  law  "  include  questions  arising  not  onlj-  upon  the  laws  of  the 
Commonwealth,  but  upon  the  laws  of  the  States.  It  may  be  that  in  the  Courts  of  a 
State  (and  even  on  appeal  from  the  Courts  of  that  State)  the  laws  of  another  State  may 


746  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  73. 

have  to  be  proved  as  matters  of  fact  (see  Notes  to  sec.  118) ;  but  it  is  clear  that  tlie 
Inter-State  Commission,  having  the  duty  not  only  of  executing — and  in  the  first  instance 
interpreting  — the  Constitution  and  the  laws  of  the  Commonwealth,  but  also  of  adjudi- 
cating upon  the  '•  laws  and  regulations  "  of  the  States,  must  act  as  judicial  interpreters 
of  the  latter  as  well  as  of  the  former.  On  the  same  principle  it  has  been  decided  in  the 
United  States  that  the  federal  courts,  in  the  exercise  of  their  original  jurisdiction,  take 
judicial  notice,  without  proof,  of  the  laws  of  all  the  States.  (Chicago  and  Altoi^  R.  Co. 
V.  Wiggins  Ferry  Co.,  119  U.S.  615.) 

§  308.    "Final  and  Conclusive." 

The  words  "  final  and  conclusive  "  mean,  primarilj'  and  generally,  that  there  is  no 
appeal.  (Waterhouse  v.  Gilbert,  15  Q.B.D.  569  ;  Bryant  v.  Reading,  17  Q.B.D.  128  : 
Lyon  V.  Morris,  19  Q.B.D.  139.) 

A  right  of  appeal  may  mean  one  of  two  things  :  the  right  of  a  party  to  claim  an 
appeal  to  a  higher  court  ;  or  the  right  of  a  higher  court  to  grant  leave  to  appeal.  In 
the  case  of  the  High  Court,  the  only  higher  court  of  which  there  is  any  question  is  the 
Queen  in  Council ;  so  that  the  discussion  of  rights  of  appeal  from  the  High  Court  resolves 
itself  into  (1)  the  right  of  a  party  to  claim  an  appeal  to  the  Queen  in  Council ;  (2)  the 
prerogative  right  of  the  Queen  to  grant  leave  of  appeal  to  herself  in  Council. 

Appeal  as  of  Right. — An  appeal  as  of  right  can  onl}'  be  created  by  statute  ;  and 
i      the  words  of  this  section  expressly  negative  the  existence  of  such  an  appeal. 

"  The  creation  of  a  new  right  of  appeal  is  plainly  an  act  which  requires  legislative 
authority.  The  Court  from  which  the  appeal  is  given,  and  the  Court  to  which  it  is  given, 
must  both  be  bound,  and  that  must  be  the  act  of  some  higher  power.  It  is  not  competent 
to  either  tribunal,  or  to  both  collectively,  to  create  any  such  right.  Suppose  the  Legis- 
Uiture  to  have  given  to  either  tribunal,  that  is,  to  the  Court  of  the  First  Instance,  and 
to  the  Court  of  Error  or  Appeal  respectively,  the  fullest  power  of  regulating  its  own 
practice  or  procedui-e,  such  power  would  not  avail  for  the  creation  of  a  new  right  of 
appeal,  which  is  in  effect  a  limitation  of  the  jurisdiction  of  one  Court  and  an  extension 
of  the  jurisdiction  of  another."  (Per  Westbury,  L.C.,  Att.-Gen.  v.  Sillem,  10  H.L.C., 
p.  720.     See  also  Mayor  of  Montreal  v.  Brown,  2  App.  Ca.  174,  184. 

It  has  been  held  by  the  Privy  Council  in  Canadian  cases  that  the  words  "  final  and 
conclusive,"  or  the  word  "final"  only,  are  apt  words,  even  in  a  Canadian  statute,  to 
take  away  an  appeal  "  as  of  right"  to  the  Queen  in  Council,  and  to  prevent  the  Court  of 
Appeal  in  Canada  from  granting  leave  to  prosecute  such  appeal.  In  Cushing  v.  Dupuj' 
(5  App.  Ca.  409),  it  was  held  that  a  provision  in  a  Dominion  Act  that  the  judgment  of 
the  Court  of  Appeal  in  matters  of  insolvency  should  be  "  final,"  excluded  appeals  '"as 
of  i-ight "  to  the  Privy  Council,  though  it  did  not  take  away  the  Queen's  prerogative 
right  to  grant  leave  of  appeal.  Sir  Montague  E.  Smith,  in  the  course  of  delivering  the 
judgment  of  the  Privy  Council,  said  (at  p.  416)  : — 

"  Then  it  was  contended  that  if  the  Parliament  of  Canada  had  the  power,  it  did 
not  intend  to  abolish  the  right  of  appeal  to  the  Crown.  It  was  said  that  the  word 
'  final '  would  be  satisfied  by  holding  that  it  prohibited  an  appeal  to  the  Supreme  Court 
of  Canada,  established  by  the  Dominion  Act  of  the  38  Vic.  c.  11.  Their  Lordships  think 
that  the  effect  of  the  word  cannot  be  so  confined.  It  is  not  reasonable  to  suppose  that 
the  Parliament  of  Canada  intended  to  prohibit  an  appeal  to  the  Supreme  Court  of 
Appeal  recently  established  by  its  own  legislation,  and  to  allow  the  right  of  immediate 
appeal  from  the  Court  of  Queen's  Bench  to  the  Queen  to  remain.  Besides  tlie  word 
'  final '  has  been  before  used  in  colonial  legislation  as  an  apt  word  to  exclude  in  certain 
cases  appeals  as  of  right  to  Her  Majesty.  (See  the  Lower  Canada  Statute,  34  Geo.  III., 
c.  30.)  Such  an  efltect  may,  no  doubt,  be  excluded  by  the  context,  but  there  is  none  in 
the  enactment  in  question  to  limit  the  meaning  of  the  word.  For  these  reasons  their 
Lordships  think  that  the  Judges  below  were  right  in  holding  that  they  had  no  power  to 
grant  leave  to  appeal."  (See  also  Johnston  v.  Minister  of  St.  Andrew's  Church,  Montreal, 
3  App.  Ca.  159.) 

Appeal  as  of  Grace.— The  law  however  is  clear  that  the  Queen's  prerogative  to 

'      entertain  appeals  from  colonial  courts  (see  Note,  §  310,  ivfra)  cannot  be  taken  away 

without  express  words.     Cuvillier  v.  Aylwin,  2  Knapp  72,  which  seems  an  authority  to 


§§308-309.[  THE  JUDICATURE.  747 

the  contrary  effect,  was  questioned  in  Re  Louis  Marois,  15  Moore  P.C.  189,  and  may 
be  considered  as  overruled  on  that  point.  The  true  principle  was  laid  down  clearly  in 
an  Indian  case,  Modee  Kaikhooscrow  Hormusjee  v.  Cooverbhaee,  6  Moo.  Ind.  App.  448, 
and  is  now  well  established  (see  Theberge  v.  Laudry,  2  App.  Ca.  102  ;  Johnston  v. 
Minister  of  St.  Andrew's  Church,  Montreal,  3  App.  Ca.  159).  The  authorities  are 
reviewed  in  Cushing  v.  Dupuy,  5  App.  Ca.  409  (cited  above)  when  Sir  Montague  E. 
Smith,  delivering  the  judgment  of  the  Privy  Council,  after  holding  that  the  appeal  as  of 
right  was  taken  awaj-,  went  on  to  sa\'  (p.  416) : — "  The  question  of  the  power  of  the 
Queen  to  admit  the  appeal,  as  an  act  of  grace,  gives  rise  to  different  considerations.  It 
is,  in  their  Lordships'  \new,  unnecessary  to  consider  what  powers  may  be  possessed  by 
the  Parliament  of  Canada  to  interfere  with  the  royal  prerogative,  since  the  28th  section 
of  the  Insolvency  Act  does  not  profess  to  touch  it ;  and  they  think,  upon  the  general 
principle  that  the  rights  of  the  Crown  can  only  be  taken  away  by  express  words,  that 
the  power  of  the  Queen  to  allow  this  appeal  is  not  affected  by  that  enactment." 

The  Canadian  Act  establishing  the  Supreme  Court  (38  Vic.  c  2,  sec.  47)  provides 
that  its  judgments  shall  be  "  final  and  conclusive,  saving  anj'  right  which  Her  Majesty 
maj'  be  graciously  pleased  to  exercise  by  virtue  of  Her  Royal  prerogative."  In  Johnston 
v.  Ministers  of  St.  Andrew's  Church,  Montreal,  3  App.  Ca.  159,  no  attempt  was  made 
to  argue  that  the  savnng  words  preserved  anything  more  than  the  appeal  as  of  grace. 

§  309.    "  The  Conditions  of  and   Restrictions  on  Appeals." 

By  "  conditions  of  appeals  "  seems  to  be  meant  the  conditions  or  requirements  which 
have  to  bo  satisfied  before  an  appeal  is  admitted,  the  terms  on  which  leave  will  be  given, 
and  the  terms  on  which  its  prosecution  will  be  allowed  ;  by  "restrictions  on  appeals," 
the  limitations  as  to  the  judgments  from  which  an  appeal  will  lie,  the  appealable 
amount,  the  time  for  appealing,  and  so  forth.  Both  expressions,  from  different  points 
of  view,  must  at  least  be  construed  to  extend  to  so  much  of  the  rules  and  practice  of  the 
several  Supreme  Courts  and  of  the  Privy  Council  as  go  to  the  questions  whether  leave  to 
appeal  can  be  given,  on  what  terms  it  ought  to  be  given,  and  subject  to  what  conditions 
it  ought  to  be  prosecuted.  How  far  the  words  incorporate  the  rest  of  the  existing 
practice  and  procedure  of  Privy  Council  appeals  may  be  a  matter  of  some  doubt ;  but  it 
would  certainly  be  prudent  on  the  part  of  litigants  to  conform  to  that  practice  in  every 
possible  waj'. 

The  effect  of  the  provision  is  practically  to  adopt,  as  a  piece  of  preliminary  federal 
legislation,  separate  codes  of  rules  to  govern  appeals  to  the  High  (.^ourt  from  each  State. 
As  a  matter  of  fact,  these  separate  codes  are  to  a  great  extent  identical,  so  that  there 
will  from  the  outset  be  a  considerable  degree  of  uniformity  ;  but  complete  uniformity 
can  only  be  secured  by  federal  legislation. 

The  Parliament  has  power,  under  this  section,  to  prescribe  exceptions  to,  and 
regulations  for.  the  right  of  appeal.  By  virtue  of  the  words  "  until  the  Parliament 
otherwise  provides,"  it  has  also  (sec.  51 — xxxvi.)  power  to  legislate  as  to  "  conditions  of 
and  restrictions  on  appeals  ;"  but  the  latter  power  seems  to  be  wholly  included  in  the 
former.  The  Parliament  also  has  (sec.  51  — xxxix.)  power  to  legislate  on  matters 
incidental  to  the  execution  of  any  part  of  the  judicial  power.  It  therefore  has  full  power 
to  regulate  the  right  of  appeal,  both  by  direct  legislation,  and  by  empowering  the  Judges 
of  the  High  Court  to  frame  rules  of  practice  and  procedure. 

In  the  meantime,  appeals  from  the  Supreme  Court  of  any  State  to  the  High  Court 
will  be  subject,  under  this  section,  to  the  same  "conditions  and  restrictions"  as  appeals 
from  such  Court  to  the  Privy  Council.  For  information  as  to  these,  the  reader  is 
referred  to  Macpherson's  Practice  of  the  Privy  Council,  and  to  the  text-books  on  the 
practice  of  the  Supreme  Courts  in  the  several  colonies. 


748  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  74. 

Appeal  to  Queen  in  CounciP^°. 

74,  No  appeal  shall  be  permitted^^^  to  the  Queen  in 
Council  from  a  decision  of  the  High  Court^^^  upon  any 
question,  howsoever  arising^^^,  as  to  the  limits  inter  se  of  the 
Constitutional  powers^^^  of  the  Commonwealth  and  those  of 
any  State  or  States,  or  as  to  the  limits  inter  se  of  the  Consti- 
tutional powers  of  any  two  or  more  States,  unless  the  High 
Court  shall  certify^^^  that  the  question  is  one  which  ought  to 
be  determined  by  Her  Majesty  in  Council. 

The  High  Court  may  so  certify  if  satisfied  that  for  any 
special  reason  the  certificate  should  be  granted,  and  there- 
upon an  appeal  shall  lie  to  Her  Majesty  in  Council  on  the 
question  without  further  leave. 

Except  as  provided  in  this  section,  this  Constitution 
shall  not  impair  any  right  which  the  Queen  may  be  pleased 
to  exercise  by  virtue  of  Her  Royal  prerogative^^^  to  grant 
special  leave  of  appeal  from  the  High  Court  to  Her 
Majesty  in  CounciP^^  The  Parliament  may  make  laws 
limiting  the  matters  in  which  such  leave  may  be  asked^^^,  but 
proposed  laws  containing  any  such  limitation  shall  be  reserved 
by  the  Governor-General  for  Her  Majesty's  pleasure^^''. 

Canada.  —The  judgment  of  the  Supreme  Court  shall  in  all  cases  be  final  and  conclusive,  and  no 
appeal  shall  be  brought  from  any  judgment  or  order  of  the  Supreme  Court  to  any  court  of 
appeal  established  by  the  Parliament  of  Great  Britain  and  Ireland,  by  which  appeals  or 
petitions  to  Her  Majesty  in  Council  may  be  ordered  to  be  heard  ;  saving  any  right  which 
Her  Majesty  may  be  graciously  pleased  to  exercise  by  virtue  of  her  royal  prerogative.— 
Dominion  Statute,  38  Vic.  c.  2,  sec.  47  (establishing  Supreme  Court). 

Historical  Note. — The  Commonwealth  Bill  of  1891  provided  that  the  Federal 
Parliament  might  require  that  anj^  appeals  Avhich  have  hitherto  been  allowed  from  the 
State  Courts  to  the  Queen  in  Council  should  be  brought  to  the  Federal  Supreme  Court. 
The  judgment  of  the  Supreme  Court  was  to  be  final,  but  the  Queen  was  to  have  some 
power  to  grant  leave  of  appeal  to  her.self  "  in  any  case  in  which  tlie  public  interests  of 
the  Commonwealth,  or  of  any  State,  or  of  any  other  part  of  the  Queen's  dominions,  are 
concerned."  The  limitation  of  the  prerogative  right  to  grant  leave  of  appeal  was 
objected  to  by  Mr.  Wrixon,  who  moved  the  omission  of  the  words,  but  the  amendment 
was  negatived  on  division.  (Conv.  Deb.,  Syd.,  1891,  pp.  785-7  [and  see  Historical 
Note,  sec.  73].) 

Adelaide  Session,  1897  (Debates,  pp.  968-89,  1202).— The  clause  as  framed  at  the 
Adelaide  Convention  prohibited  any  appeal  to  the  Privy  Council,  either  from  the  State 
Courts  or  the  federal  Courts,  "  except  that  the  Queen  may,  in  any  matter  in  which  the 
public  interests  of  the  Commonwealth,  or  of  any  State,  or  of  any  other  part  of  Her 
Dominions,  are  concerned,  grant  leave  of  appeal  to  the  Queen  in  Council  from  the  High 
Court."  This  meant  that  appeals  from  the  State  Courts  direct  to  the  Privy  Council 
were  to  be  abolished  altogether  ;  that  there  was  to  be  no  appeal  "  as  of  right  "  from  the 
High  Court  to  the  Privy  Council ;  and  that  the  Queen's  right  to  grant  leave  of  appeal 
was  to  be  limited  to  the  cases  specified. 


THE  JUDICATURE.  749 


A  proposal  by  Sir  George  Turner  to  omit  the  words  "  in  any  matter  in  which  the 
public  interests,  &c.  .  .  .  are  concerned,"  and  so  leave  a  right  to  grant  leave  of 
appeal  in  all  cases,  was  negatived  by  17  votes  to  14.  A  general  debate  on  the  clause 
followed.  Sir  Edward  Braddon  and  Sir  Joseph  Abbott  appealed  strongly  for  the 
retention  of  an  appeal  to  the  Privy  Council,  on  the  grounds  that  this  was  one  of  the 
last  links  with  the  Empire,  that  it  represented  the  right  of  the  people  of  Australia  to 
approach  the  throne,  and  that  the  decisions  of  the  Privy  Council  would  command  greater 
respect  than  those  of  the  High  Court.  On  the  other  hand,  Mr.  Symon  and  Sir  John 
Downer  led  the  argument  in  favour  of  a  final  federal  court  of  appeal.  The  clause  was 
eventually  carried  by  22  votes  to  12. 

Melbourne  Session,  189S  (Debates,  pp.  333-48,  2286-2341,  2415-9  ;  2453-6).— A 
suggestion  by  the  Legislative  Councils  of  New  South  Wales  and  Victoria  to  omit  (in  the 
preceding  section)  the  words  making  the  judgment  of  the  High  Court  "  final  and 
conclusive "  was  negatived  (Debates,  p.  333).  No  one  attempted  to  argiie  that  there 
should  be  an  appeal  from  the  High  Court  to  the  Privy  Council  "as  a  matter  of  right," 
and  the  retention  of  these  words  embodied  the  decision  of  the  Convention  that  —what- 
ever right  might  be  reserved  to  the  Queen  (i.e.,  the  Privy  Council),  to  grant  leave  of 
of  appeal  "as  of  grace  " — the  parties  should  have  no  absolute  right  of  appeal. 

Sir  George  Turner,  however,  while  not  wishing  to  make  the  right  of  appeal  to  the 
Privy  Council  absolute,  wished  to  vest  in  the  High  Court  itself,  as  well  as  in  the  Queen 
in  Council,  a  power  to  grant  leave  of  appeal  ;  and  accordingly  he  moved  to  add,  after 
"  final  and  conclusive,"' the  words  "saving  in  cases  where  an  appeal  may  be  allowed 
either  by  the  Queen  in  Council  or  the  High  Court."  Mr.  Wise  proposed  to  amend  this 
suggestion  so  as  to  read  ' '  saving  any  right  which  Her  Majesty  may  be  graciously 
pleased  to  exercise  by  Wrtue  of  Her  royal  prerogative  " — thus  placing  the  prerogative 
right  of  granting  leave  to  appeal  on  the  basis  of  the  Canadian  Act  of  1875.  Mr.  Symon 
opposed  this,  and  wished  to  take  away  the  prerogative  right  altogether,  on  the  ground 
that  the  Privy  Council,  as  a  court  of  appeal  for  the  colonies,  was  "an  anachronism  and 
an  absurdity." 

Mr.  Wise's  amendment  of  Sir  George  Turner's  proposal  was  agreed  to,  but  when 
the  amended  proposal  was  put  to  the  vote  it  was  easily  defeated  (pp.  333-47).  All  these 
proceedings  took  place  in  connection  -with  the  words  "final  and  conclusive"  in  the 
precetling  clause.  The  "  Appeals  to  Privy  Council"  clause  was  immediately  afterwards 
passed  without  amendment  ;  so  that  the  result  was  that  at  this  stage  the  question  of 
appeal  was  left  precisely  as  it  had  been  at  Adelaide.     (Conv.  Deb.,  Melb.,  pp.  333-48.) 

The  whole  question  came  up  again  on  recommittal  after  the  second  report  (pp.  2286- 
2341).  Sir  Joseph  Abbott  moved  again  that  after  "final  and  conclusive"  (in  the 
preceding  section)  should  be  added  the  words  "saving  any  right  that  Her  Majesty 
may  be  pleased  to  exercise  by  virtue  of  Her  royal  prerogative."  The  whole  question  of 
appeal  to  the  Privy  Council  was  debated  over  again,  the  argument  in  its  favour  being 
now  supported  by  a  number  of  petitions  from  various  Chambers  of  Commerce  and 
Manufactures,  and  other  associations  representing  mercantile  interests.  Mr.  Symon 
again  led  the  opposition  to  the  amendment,  while  Mr.  Carruthers  supported  it.  Mr. 
O'Connor  pointed  out  that  the  question  was  not  that  of  abolishing  appeals  to  the  Privy 
Council,  because  the  following  clause  expressly  allowed  them  in  certain  cases  ;  it  was  a 
question  of  limiting  them.  He  could  see  no  consistency  in  the  limitation  as  it  stood, 
because  it  allowed  an  appeal  to  the  Privy  Council  in  the  very  cases  which  were  specially 
of  a  kind  to  be  finally  decided  in  Australia — cases,  namely,  in  which  the  interpretation 
of  the  Constitution  was  involved  ;  and  he  armounced  himself  ready  to  support  a 
proposition  to  the  eflFect  that  no  appeal  to  the  Privy  Council  should  be  allowed  in  those 
cases ;  a  suggestion  which  Mr.  Kingston  also  heartily  approved.  (For  an  earlier 
suggestion  to  the  same  eflFect,  see  a  paper  read  by  Mr.  R.  R.  Garran  before  the  Austral- 
asian Association  for  the  Advancement  of  Science,  Proceedings,  1895,  p.  694.) 
Eventually,  Sir  Joseph  Abbott's  amendment  was  carried  by  a  majority  of  one.       A 


750  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  74. 

proviso  was  then  added,  on  Mr.   Symon's  motion,    "that   the  right  saved  is  that  of 
granting  leave  to  appeal,  and  shall  continue  only  until  Parliament  otherwise  provides." 

The  above  debate  was  on  the  preceding  section.  On  the  consideration  of  this 
section  ("  Appeals  to  Queen  in  Council ")  Sir  Joseph  Abbott  moved  the  omission  of  the 
limiting  words  "  in  which  the  public  interests  ....  are  concerned."  This  was 
agreed  to  without  division  ;  and  then  Mr.  Symon  proposed  to  insert,  in  place  of  the 
words  omitted,  "  not  involving  the  interpretation  of  the  Constitution  of  the  Common 
wealth  or  of  a  State."  This,  at  Mr.  Barton's  suggestion,  was  amended  by  adding  the 
words  "  or  in  any  matter  involving  the  interests  of  any  other  part  of  Her  Majesty's 
dominions  ;"  the  intention  being  to  allow  an  appeal  in  every  case  in  which  some  other 
part  of  the  British  dominions  was  concerned,  notwithstanding  that  the  interpretation 
of  the  Constitution  of  the  Commonwealth  or  of  a  State  might  be  involved.  Aftei- 
debate,  Mr.  Symon's  amendment,  as  amended,  was  carried  by  a  majority  of  four. 
(Conv.  Deb.,  Melb.,  pp.  2325-35.) 

Mr.  Symon  next  moved  an  amendment  providing  "  that  no  appellant  to  the  High 
Court  shall  afterwards  appeal  to  the  Privy  Council  in  the  matter  of  the  same  appeal," 
the  intention  being  that  when  an  appellant  had  elected  to  go  to  the  High  Court  instead 
of  to  the  Privy  Council  direct,  he  should  be  bound  by  its  decision  ;  though  the 
respondent,  who  had  had  no  right  of  election,  might  appeal  from  the  decision.  There  was  a 
strong  feeling  in  the  Convention  that  some  such  provision  would  be  desirable ;  but 
finally,  on  the  suggestion  that  the  Drafting  Committee  should  endeavour  to  carry  out 
this  idea,  Mr.  Symon  withdrew  his  amendment.  No  such  provision,  however,  was 
afterwards  incoi-porated  in  the  Bill.     (Conv.  Deb.,  Melb.,  pp,  2336-41.) 

On  recommittal  after  the  third  report,  Mr.  Barton  brought  up  the  redraft  of  the 
Drafting  Committee.  Mr.  Glynn  then  moved  a  further  amendment  in  order  to  prevent 
appeals  direct  from  a  State  Court  to  the  Privy  Council,  to  preserve  the  prerogative  right 
of  appeal  to  the  Privy  Council  in  all  cases — whether  constitutional  or  not  -  and  to 
prevent  that  right  from  being  cut  down  by  the  Parliament.  This  was  negatived  on 
division  by  a  majority  of  three.  (Conv.  Deb.,  Melb.,  pp.  2415-22.)  Some  final  drafting 
amendments  were  made  after  the  fourth  report. 

Imperial  Parliament. — In  the  Bill  as  introduced  into  the  Imperial  Parliament,  clause 
74  was  omitted  altogether,  and  in  covering  clause  5  were  inserted  words  preserving  the 
prerogative  of  appeal  with  respect  to  all  decisions  of  the  High  Court  and  of  the  Supreme 
Courts  of  the  States.     (See  pp.  242,  346,  xupra.) 

To  meet  the  protests  of  the  Delegates,  Mr.  Chamberlain  afterwards  proposed  a  new 
clause  allowing  an  appeal  from  decisions  of  the  High  Court  on  questions  as  to  "the 
limits  inter  se  of  the  constitutional  powers  "  of  the  Commonwealth  and  the  States,  or  of 
any  two  or  more  States.  (See  p.  245,  supra. )  To  meet  criticisms  from  the  Delegates 
and  from  Australia,  this  clause  was  subsequently  redrafted.  (See  p.  247,  Kupra. )  Finally, 
the  clause  as  it  now  stands  was  suggested  by  .\lr.  Chamberlain,  and  agreed  to  by  the 
Governments  of  the  colonies  ;  and  in  Committee  the  Bill  was  amended  accordingly. 
(See  pp.  247-9,  ■s^lpra.) 

§  310.    '*  Appeal  to  Queen  in  Council." 

The  Prkkogative  Right. — The  preceding  section  negatives  any  right  of  litigants 
in  the  High  Court  to  claim  an  appeal  to  the  Queen  in  Council  "  as  a  matter  of  right," 
and  what  is  dealt  with  in  this  section  is  the  prerogative  right  of  the  Crown,  through  tlie 
Judicial  Committee  of  the  Privy  Council,  to  grant  "special  leave  of  appeal,"  as  a  matter 
of  grace. 

"The  Queen  has  authority,  by  virtue  of  her  prerogative,  to  review  the  decisions  of 
all  colonial  courts,  whether  the  proceedings  be  of  a  civil  or  criminal  character,  unless 
Her  Majesty  has  parted  with  such  authority."  (Falkland  Islands  Co.  v.  Queen.  1  Mou. 
P.C.N.S.  312  ;  and  see  Reg.  v.  Bertrand,  L.R.  1  P.C.  520;  Macpherson,  P.C.  Practice, 
p.  60  ;  Todd,  Pari.  Gov.  in  Colonies,  p.  220.) 


§  310.1  THE  JUDICATURE.  751 

The  ancient  right  of  the  King,  as  the  fountain  of  justice,  to  dispense  justice  in  hi> 
Council  survived  even  after  the  establishment-  of  Courts  of  Common  Law.  (See  Anson, 
Law  of  Constitution,  ii.  86.)  In  1640  the  Long  Parliament,  by  the  Act  16  Car.  I  c.  10, 
which  abolished  the  Star  Chamber,  enacted  that  neither  the  King  nor  his  Privy  Council 
should  have  jurisdiction  over  any  man's  estate,  but  that  "the  same  ought  to  be  tried 
and  determined  in  the  ordinary  courts  of  justice,  aud  by  the  ordinary  course  of  the  law." 
But  the  King  in  Council,  though  his  original  jurisdiction  ^rithin  England  was  taken 
away,  was  still  the  resort  of  suitors  in  the  dependencies,  and  continued  to  hear  petitions 
from  the  plantations.  The  result  was  that  down  to  1833  all  petitions  from  beyond  the 
seas  were  dealt  with  •'  by  an  open  Committee  of  the  Privy  Council,  which  advised  the 
Crown  as  the  order  to  be  made  in  each  case."     (Anson,  Law  of  Const,  ii.  442.) 

The  .Jcdicial  Committee.— In  183.3,  by  the  Act  3  and  4  Wm.  IV.  c.  41,  the 
Judicial  Committee  of  the  Privy  Council  was  constituted,  and  it  was  enacted  (sec.  3) 
that  "all  appeals  or  complaints  in  the  nature  of  appeals  which  either  by  virtue  of  this 
Act  or  of  any  law  statute  or  custom  may  be  brought  before  His  Ma  jest}-  or  His  Majesty 
in  Council  "  from  the  decision  of  any  Court  or  Judge  should  thenceforth  be  referred  to 
the  Judicial  Committee.  It  was  also  enacted  (sec.  4)  that  His  Majesty  might  refer  to 
the  Judicial  Committee  "  any  such  other  matters  whatsoever  as  His  Majesty  shall  think 
fit."  The  Judicial  Committee  was  also  given  various  necessary- powers  of  a  Court  of 
Justice,  with  regard  to  the  examination  of  witnesses,  compelling  their  attendance, 
making  rules  of  practice,  and  so  forth. 

The  composition  of  the  Judicial  Committee  has  been  the  subject  of  statutory  change 
from  time  to  time.     It  now  consists  of  the  Lord  President,  such  Privy  Councillors  as 
hold  or  have  held  "  high  judicial  office  "  (defined  to  mean  the  oflfice  of  Lord  Chancellor, 
of  a  paid  Judge  of  the  Judicial  Committee,  or  of  a  Judge  of  one  of  the  Superior  Courts 
of  Great  Britain  and  Ireland),  the  Lords  Justices  of  Appeal,  and  two  other  persons 
being  Privy  Councillors  whom  the  Queen  may  appoint.     There  may  also  be  one  or  two 
paid   members,    who   have   held  judicial    office   in   the   East   Indies.       (See   Appellate 
Jurisdiction  Acts,  1876  and  1887,  39  and  40  Vic.  c.  59  ;  50  and  51  Vic.  c.  70  ;  Judicial 
Committee  Act,  1881,  44  and  45  Vic.  c.  3.)    It  is  now  proWded  by  the  Judicial  Committee     r 
Amendment  Act,  1895  (58  and  59  Vic.  c.  44),  that  if  any  person  being  or  having  been    / 
Chief  Justice  or  a  Judge  of  the  Supreme  Court  of  Canada,  or  of  a  Supreme  Court  in  any 
provincg^oTCanacIajjorofany^f  the  Australasian  Colonies,  or  of  Cape  Colony  or  Natal,      v 
or  of  any  other  Superior  Court  in  the  Queen's  Dominions  which  might  be  named  by 
Order  in  Council,  is  a  member  of  the  Priv\'  CounciU  he  shalLbe^  member  of  the  Judicial     ( 
Committee  ;  but  such  colonial  members  of  the  Judicial  Committee  must  noiexceed  five. 

Although  the  Acta  relating  to  the  Judicial  Committee  require  the  Queen's  prerogative 
right  of  admitting  appeals  to  be  exercised  through  a  particular  court,  of  definite  statutory 
composition,  they  do  not  limit  the  extent  of  that  prerogative  right.  It  is  however 
capable  of  being  limited  to  any  extent,  or  of  being  abolished  altogether,  by  the  sovereign 
British  Parliament,  whose  sovereignty  extends  to  the  prerogative  as  to  everything  else. 
(See  Dicey,  Law  of  the  Const.,  p.  60.)  "The  prerogative  appears  to  be,  both  historically 
and  as  a  matter  of  actual  fact,  nothing  else  than  the  residue  of  discretionary  or  arbitrary 
authority,  which  at  any  given  time  is  legally  left  in  the  hands  of  the  Crown."  (Id.. 
p.  352. )  To  say  that  the  right  of  granting  leave  to  appeal  to  the  Queen  in  Council  is  a 
"  prerogative  right  "  is  therefore  merely  to  .say  that  it  has  not  yet  been  legallj' taken 
out  of  the  hands  of  the  Crown. 

This  prerogative  right  of  the  Crown  is  sometimes  spoken  of,  somewhat  inaccurately, 
as  a  sacred  constitutional  right  of  the  indi\-idual  subject.  See  for  instance  a  petition 
presented  to  the  Melbourne  Convention  (cited  Con  v.  Deb.,  Melb.,  p.  2298),  where  it  is 
spoken  of  as  "  this  right  of  approach  to  the  Sovereign  which  all  her  other  subjects  (i.e., 
other  than  Australian)  possess."  Language  such  as  this  is  due  to  a  confusion  of  the 
right  of  appeal  with  the  general  right  of  petitioning  the  Crown  for  the  redress  of 
grievances — a  right  which  belongs  to  every  subject  in  every  part  of  the  Empire,  and  is 


752  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  74. 

not  taken  away  bj'  limiting  the  right  ot  appeal  in  matters  of  litigation.  (See  Blackstone's 
Commentaries,  i.  143.)  The  right  of  appeal  to  the  Privy  Council  is  not  in  any  sense  a 
right  of  approaching  the  person  of  the  Sovereign,  but  merely  a  right  of  appealing  to  one 
of  the  Queen's  Courts — a  Court  which  is  not  a  Court  of  Appeal  for  the  whole  Empire, 
but  only  for  the  colonies  and  dependencies  of  the  Empire.  See  remarks  on  this  subject 
by  Mr.  Symon  (Conv.  Deb.,  Melb.,  pp.  2295,  seqq).  The  extent  to  which  a  right  of 
appeal  to  the  Queen  in  Council  ought  to  be  retained  is  purely  a  question  of  political 
expediency. 

Limitations  Prkscribed  by  Privy  Couxcil.— Though  the  right  of  the  Queen  to 
grant  leave  to  appeal  to  herself  in  Council  has  not  hitherto  been  legally  limited,  very 
definitejimitations  as  to  the^ases  in  which  such  leave  will  be  granted  have  been  laid 
down  by  the  Privj'  Council  itself.  Thus  in  criminal  casesT^leave  will  only  be  granted  in 
SpeciaTcTrcumstances,  where  it  is  shown  that  by  a  disregard  of  the  forms  of  legal  process, 
or  by  some  violation  of  the  principles  of  natural  justice,  or  otherwise,  substantial  and 
grave  injustice  has  been  done.  (Reg.  v.  Bertrand,  L.R.  1  P.C.  520  ;  lie  Dillet,  12  App. 
Ca.  459  ;  Exp.  Deeming,  1892,  App.  Ca.  422  ;  Kops  v.  Reg.,  1894,  App.  Ca.  650 ;  Exp. 
Carew,  1897,  App.  Ca.  719.) 

In  applications  for  special  leave  to  appeal  to  the  Queen  in  Council  from  decisions  of 
the  Supreme  Court  of  Canada,  or  of  the  Courts  of  Appeal  in  the  Provinces,  the  Privy 
Council  has  laid  down  limitations  which  had  an  important  influence  on  the  Convention  in 
determining  the  provisions  of  this  section,  and  which  are  further  of  importance  as  lading 
down  rules  which  will  undoubtedly  guide  the  Privy  Council  in  the  exercise  of  the  right 
to  grant  special  leave  under  this  Constitution. 

In  Johnston  v.  Ministers  of  St.  Andrew's  Church,  Montreal,  3  App.  Ca.  159,  special 
leave  of  appeal  from  the  Supreme  Court  of  Canada  was  refused  in  a  case  where  the 
amount  at  issue  was  only  £300,  and  where  the  issue  between  the  parties  related  simply 
to  the  legal  construction  and  effect  of  a  particular  contract,  and  where  no  general 
principle  was  involved,  and  no  other  cases  were  necessarily  affected  by  the  decision 
complained  of.     The  judgment  of  Lord  Cairns,  L.C.,  concluded  as  follows  :  — 

"  It  appears  to  their  Lordships  that  it  would  be  a  departure  from  the  principles 
which  should  guide  them  when  advising  Her  Majesty  as  to  when  an  appeal  should  be 
allowed,  to  advise  that  an  appeal  should  be  allowed  merely  for  the  purpose  of  testing 
the  accuracy  of  the  construction  put  upon  a  particular  document,  which  document,  if  it 
aifects  any  number  of  other  cases,  can  be  altered  at  the  will  of  the  party  who  asks  for 
the  exercise  of  the  prerogative  in  allowing  an  appeal.  Their  Lordships,  tlierefore. 
cannot,  either  from  the  magnitude  of  the  particular  case,  or  from  the  effect  which  this 
decision  may  have  on  a  number  of  other  cases,  think  that  this  is  a  case  in  which  they 
should  ad\'ise  Her  Majesty  to  allow  the  appeal  which  is  asked  for." 

In  Valin  v.  Langlois,  5  App.  Ca.  115,  an  important  constitutional  question  was 
involved  as  to  the  validity  of  a  Dominion  Act ;  but  special  leave  to  appeal  from  two 
concurrent  judgments  of  the  Courts  in  Canada,  affirming  the  validity  of  the  Act,  was 
refused,  it  appearing  that  there  was  no  substantial  question  to  be  decided,  nor  any 
doubt  of  the  soundness  of  the  decisions,  nor  any  reason  to  apprehend  difficulty  or 
disturbance  from  leaving  the  decisions  untouched.  Lord  Selbome,  delivering  the 
judgment  of  the  Court,  said  (at  p.  117) : — 

"  Their  Lordships  must  remember  on  what  principles  an  application  of  this  sort 
should  be  granted  or  refused.  It  has  been  rendered  necessary,  bj'  the  legislation  which 
has  taken  place  in  the  colony,  to  make  a  special  application  to  the  Crown  in  such  a  ease 
for  leave  to  appeal ;  and  their  Lordships  have  decided  on  a  former  occasion  that  a  special 
application  of  that  kind  should  not  be  lightly  or  very  easily  granted  ;  that  it  is  necessary 
to  show  both  that  the  matter  is  one  of  importance,  and  also  that  there  is  really  a 
substantial  question  to  be  determined.  It  has  been  already  said  that  their  Lordships 
have  no  doubt  about  the  importance  of  this  question,  but  the  consideration  of  its 
importance  and  the  nature  of  the  question  tell  both  ways.  On  the  one  hand  those 
considerations  would  undoubtedly  make  it  right  to  admit  an  appeal,  if  it  were  shown  to 
their  Lordships,  prima  facie  at  all  events,  that  there  was  a  serious  and  a  substantial 
•  jueation  requiring  to  be  determined.     On  the  other  hand,  the  same  considerations  make 


4§  310  311.]  THE  JUDICATURE.  753 

it  unfit  and  inexpedient  to  throw  doubt  upon  a  great  question  of  constitutional  law  in 
Canada,  and  upon  a  decision  in  the  Court  of  Appeal  there,  unless  their  Lordships  are 
satisfied  that  there  is,  prima  facie,  a  serious  and  substantial  question  requiring  to  be 
determine<l.  Their  Lordships  are  not  satisfied  in  this  case  that  there  is  any  such 
question,  inasmuch  as  they  entertain  no  doubt  that  the  decisions  of  the  Lower  Courts 
were  correct.  It  is  not  to  be  presumed  that  the  Legislature  of  the  Dominion  has 
exceeded  its  powers,  unless  upon  grounds  reallj"  of  a  serious  character." 

In  Prince  v.  Gagnon,  8  App.  Ca.  10.3,  which  was  a  suit  involving  a  question  of  a  sum 
of  £1000,  Lord  Fitzgerald,  delivering  the  judgment  of  the  Court,  said  : — 

"  Their  Lordships,  ha^nng  looked  into  the  case,  see  that  it  involves  nothing  what- 
ever beyond  this  £1000.  There  is  no  grave  question  of  law  or  of  public  interest  involved 
in  its  decision  that  carries  with  it  any  after-consequences,  nor  is  it  clear  that  Ijeyond  the 
litigants  there  are  anj-  parties  interested  in  it.  .  .  .  Their  Lordships  are  not  preparetl  to 
advise  Her  Majesty  to  exercise  her  prerogative  by  admitting  an  appeal  to  Her  M  ajesty  in 
Council  from  the  Supreme  Court  of  the  Dominion,  save  where  the  case  is  of  gravity 
involving  matter  of  public  interest  or  some  important  question  of  law,  or  affecting 
property  of  considerable  amount,  or  where  the  case  is  otherwise  of  some  public 
importance  or  of  a  very  substantial  character."' 

In  Montreal  v.  Ecclesiastiques  de  St.  Sulpice,  14  App.  Ca.  660,  the  unwillingness  of 
the  Privy  Council  to  grant  special  leave  was  still  further  illustrated.  Lord  Watson, 
delivering  judgment,  referred  to  the  provision  of  the  Canadian  Supreme  Court  Act,  that 
the  decision  of  the  Court  should  be  "  final  and  conclusive,"  saving  the  Queen"s  preroga- 
tive, and  declined  to  formulate  any  general  rule  as  to  when  leave  to  appeal  would  be 
given.  "  In  some  cases,"  he  said,  "as  in  Prince  i*.  Gagnon  [supra^  their  Lordships  have 
had  occasion  to  indicate  certain  particulars,  the  absence  of  which  will  have  a  strong 
influence  in  inducing  them  to  ad^^se  that  leave  should  not  be  given,  but  it  by  no  means 
follows  that  leave  will  be  recommended  in  all  cases  in  which  these  features  occur.  A 
case  may  be  of  a  substantial  character,  may  involve  matter  of  great  public  interest, 
and  may  raise  an  important  question  of  law,  and  yet  the  judgment  from  which  leave  to 
appeal  is  sought  may  appear  to  be  plainlj'  right,  or  at  least  to  be  unattended  with 
sufficient  doubt  to  justif}'  their  Lordships  in  ad\nsing  Her  Majesty  to  grant  leave  to 
appeal."  (See,  for  these  and  other  cases  in  which  special  leave  was  granted  or  refused, 
Wheeler,  Confed.  Law,  pp.  440-482  ;  Wheeler,  Pri^•3-  Council  Law,  Part  II.) 

§  311.    "  No  Appeal  shall  be  Permitted." 

These  words  area  limitation  of  the  Queens  prerogative  right  to  admit  appeals  from 
any  colonial  court.  Such  a  limitation  is  within  the  competence  of  the  Imperial  Parliament. 
(Dicey,  Law  of  the  Const.,  p.  60  ;  and  Notes,  supra,  §  310.) 

The  prohibition  is  directed  against  appeals  by  special  leave  of  the  Privy  Council. 
Appeals  as  of  right  from  decisions  of  the  High  Court  are  already  taken  away  by  the 
provision  of  sec.  73  that  the  judgment  of  the  High  Court  shall  be  "  final  and  conclusive  " 
(see  Note,  308,  supra).     The  prohibition  is  limited — 

(1)  to  appeals  from  decisions  of  the  High  Court  ; 

(2)  to  appeals  upon  questions  as  to  the  limits  inter  >ie  of  the  constitutional 

powers — 

(a)  of  the  Commonwealth  and  those  of  any  State  or  States  ;  or 

(b)  of  any  two  or  more  States  ; 

(3)  by  the  qualification  that  an  appeal  will  lie  "  if  the  High  Court  shall  certify 

that  the  question  is  one  which  ought  to  be  determined  by  Her  Majesty 
in  Council  " 

The  limited  extent  of  the  prohibition  against  appeals  to  the  Privy  Council  is 
confirmed  by  the  concluding  paragraph  of  the  section,  which  expressly  saves  the  roj'al 
prerogative  to  grant  special  leave  of  appeal  "  except  as  provided  in  this  section." 
Accordingly  the  prerogative  right  of  the  Queen  in  Council  to  grant  special  leave  to 
appeal  from  judgments  of  the  State  courts  is  not  affected  by  the  Constitution  ;  and  the 


754  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  74. 

right  of  appeal  from  the  Supreme  Courts  of  the  States,  under  the  Orders  in  Council,  in, 
matters  over  the  appealable  amount — a  right  which  is  derived  from  statute,  not  fronv 
prerogative— is  of  course  also  untouched.     (See  Notes,  §§  299,  .300,  supra.} 

§  312.     "  From  a  Decision  of  the  High  Court." 

Decision. — For  the  meaning  of  the  words  "  decision  upon  any  question,"  see  Note, 
§  313,  infra. 

Of  the  High  Court. — The  section  as  it  stands  differs  from  the  Bill  as  adopted  by 
the  Convention  in  not  forbidding  appeals  from  the  State  Courts  to  the  Privy  Council  on 
constitutional  questions.  The  clause  as  orginally  drafted  by  the  Judiciary  Committee  at- 
the  Adelaide  session  began: — "No  appeals  shall  be  allowed  to  the  Queen  in  Council 
from  any  court  of  a  State,  or  from  the  High  Court,  or  any  other  federal  court,  except,'" 
&c.  As  redrafted  at  the  Melbourne  session,  after  the  third  report,  and  adopted  at  tha 
fourth  report,  it  began  : — "Notwithstanding  anj'thing  in  the  last  section,  an  appeal  to 
the  Queen  in  Council  from  a  court  of  a  State,  or  from'  the  High  Court,  or  from  any 
other  federal  court,  shall  not  be  allowed  in  any  matter,"  kc.  Before  the  final  stage,  it 
was  redrafted  to  read  : — "  No  appeal  shall  be  permitted  to  the  Queen  in  Council  in  any 
matter,"  &c.  There  was  certainly  no  intention  on  the  part  of  the  Convention  to  limit 
the  clause  to  appeals  from  the  High  Court,  the  general  words  "no  appeals  shall  be- 
permitted  "  being  understood  to  include  appeals  from  all  courts.  State  or  federal. 

In  some  quarters,  however,  the  cause  was  understood  as  referring  to  appeals  from 
the  High  Court  alone  ;  and  Mr.  Chamberlain's  first  proposed  compromise  (p.  245, 
supra),  providing  that  no  question  as  to  the  limits  of  constitutional  powers  should  be- 
"  capable  of  decision  except  by  the  High  Court,"  was  objected  to  by  Sir  Samuel  Griffith, 
amongst  others,  on  the  ground  that  this  was  a  substantial  alteration  of  the  Bill,  and  a. 
curtailment  of  a  right  of  appeal  from  the  State  (;!ourts  to  the  Privy  Council  which  had 
been  expressly  reserved  by  the  Convention.  The  Chief  Justices  of  all  the  Australian 
colonies,  being  consulted  by  Mr.  Chamberlain,  seem  to  have  expressed  opinions  adverse- 
to  any  curtailment  of  the  right  of  appeal  from  the  State  courts  to  the  Privy  Council ; 
and  as  a  consequence  of  these  representations  the  clause  as  finally  passed  by  the  Imperial 
Parliament  left  this  right  untouched. 

The  Convention,  therefore,  meant  that  on  constitutional  questions  the  High  Court 
should  be  the  sole,  as  well  as  the  final,  court  of  appeal ;  but  under  the  Constitution  as  it 
stands,  any  judgment  of  the  Supreme  Court  of  a  State  may,  even  if  it  involves  consti- 
tutional questions,  be  appealed  from  to  the  Privy  Council  direct ;  though,  if  the 
appellant  chooses  to  adopt  the  alternative  of  appealing  to  the  High  Court  instead  of  to 
the  Privy  Council,  there  can  be  no  further  appeal  to  the  Privy  Council  unless  the  High 
Court  certifies  that  such  an  appeal  is  proper. 

This  result  does  not  appear  to  be  altogether  satisfactory.  Whatever  view  maj'  be 
taken  of  the  expediency  of  retaining  a  right  of  appeal  to  the  Privy  Council  in  consti- 
tutional questions,  it  would  at  least  seem  tliat  the  Privy  Council  ought  not  to  be 
required  to  decide  any  such  question  without  having,  for  its  assistance,  the  judgment  of 
the  highest  Court  in  Australia.  As  it  is,  the  decision  of  the  High  Court  on  a  certain 
class  of  constitutional  questions  is  final,  unless  the  High  Court  certifies,  for  special 
reasons,  that  an  appeal  ought  to  be  allowed  to  the  Privy  Council ;  but  if  any  such 
question  arises  in  a  Supreme  Court  of  a  State,  an  appeal  may  be  had  direct  to  the  Privy 
Council,  passing  bj'  the  High  Court  altogether.  There  is  thus  a  lack  of  unity  in  the 
system  of  interpreting  the  fundamental  law  of  the  Commonwealth.  There  is  also  a  lack 
of  consistency  ;  the  principle  that  the  interpretation  of  the  Constitution,  as  between 
Commonwealth  and  State,  ought  to  rest  with  the  Australian  courts,  is  affirmed  by  the 
provision  which  makes  the  decision  of  the  High  Court  in  such  cases  ordinarily  final,  and 
denied  by  the  reservation  of  the  full  right  of  appeal  from  the  State  courts  to  the  Privy 
Council. 


§§  312-3! 3.] 


THE  JUDICATURE.  755 


This  anomaly,  however,  can,  if  inconvenience  is  found  to  arise,  be  removed  in  eithei 
of  two  ways — by  the  Imperial  Government,  or  by  the  Federal  Parliament.  The 
statutory  right  of  appeal  from  the  State  Courts  to  the  Privy  Council  is  defined  by  the 
Orders  in  Council  already  cited  (§  .300,  supra);  and  it  is  competent  at  any  time  for  the 
Queen  in  Council  (i.e.,  the  Imperial  Government)  to  promulgate  new  orders,  abolishing 
this  right  of  appeal  in  questions  as  to  the  limits  of  constitutional  powers.  If  that  course 
should  not  commend  itself,  the  Federal  Parliament  has  power  to  deal  with  the  matter  in 
another  way.  Under  sec.  76,  the  Parliament  may  confer  original  jurisdiction  on  the 
High  Court  in  several  classes  of  cases,  including  "  cases  arising  under  this  Constitution, 
or  involving  its  interpretation."  Under  sec.  77,  it  can  confer  a  similar  jurisdiction  on 
any  federal  court  other  than  the  High  Court,  and  can  declare  the  jurisdiction  of  any 
federal  coiirt  (including  the  High  Court),  to  be  exclusive  of  that  belonging  to  the  courts 
of  the  States.  The  Federal  Parliament  can  therefore,  by  making  the  federal  jurisdiction 
exclusive  in  cases  arising  under  the  Constitution,  ensure  that  all  such  cases  shall  be 
brought  in  the  first  instance  into  the  federal  courts,  when  they  vrill  of  course  be  subject 
to  the  exclusive  appellate  jurisdiction  of  the  High  Court.  That  is  to  say,  the  Federal 
Parliament — though  it  cannot  interfere  with  the  right  of  appeal  from  the  Supreme 
Courts  of  the  States  to  the  Privj'  Council— can  under  sec.  77  reserve  to  the  federal  courts 
exclusive  original  jurisdiction  in  cases  "arising  under  the  Constitution,"  and  thus 
prevent  such  cases  being  brought  in  the  courts  of  the  States. 

>;  313.    **  Upon  any  Question,  Hoivsoever  Arising."* 

Decision'  upon  a  Qcestiox. — The  appeals  forbidden  by  this  section  are  appeals 
"from  a  decision  of  the  High  Court  upon  any  question"  ol  a  certain  character.  The 
distinction  should  be  noted  between  the  phrase  "  decision  of  the  High  Court  "  in  this 
section  and  the  phrase  "  judgment  of  the  High  Court  "  in  sec.  73.  A  judgment  of  the 
court  is  its  order  upon  a  case  ;  a  decision  of  the  court  is  its  finding  upon  a  question  of 
law  or  fact  arising  in  a  case  A  decision  upon  a  question  is  not  of  itself  a  judgment,  but 
is  the  basis  of  a  judgment  ;  and  one  judgment  may  be  based  on  the  decision  of  several 
questions. 

This  section,  then,  forbids  not  an  appeal  from  a  judgment,  but  an  appeal  from  the 
decision  of  a  question.  Where  a  judgment  is  Ijased  upon  the  decision  of  several  questions, 
one  of  which  is  a  question  as  to  the  limits  of  constitutional  powers,  the  section  does  not 
forbid  the  Privy  Council  to  grant  special  leave  of  appeal  from  the  judgment ;  what  it 
does  is  to  forbid  the  Privy  Council  from  disturbing  the  decision  of  the  High  Court  on 
that  particular  question.  It  may  be  that,  apart  from  the  constitutional  question,  there 
are  other  questions  of  law  or  of  fact  which  the  Privj-  Council  may  hold  to  have  been 
erroneously  decided  by  the  High  Court,  and  which  are  material  to  the  judgment.  The 
Privy  Council  has  power  to  deal  with  the  whole  matter,  except  that  it  cannot  disturb 
the  decision  of  the  High  Court  on  the  constitutional  question  unless  the  High  Court  has 
ertified  that  the  question  ought  to  be  determined  by  the  Privy  Council. 

American  Analogy. — The  provision,  which  denies  to  the  Privy  Council  the  power 
of  "independent  interpretation"  of  the  limits  of  the  constitutional  powers  of  the 
Commonwealth  and  the  States,  bears  an  interesting  analogy  to  the  doctrine  laid  down 
by  the  fedei-al  courts  in  the  United  States,  that  those  courts  have  no  right  of 
"independent  interpretation"  of  State  Constitutions  and  laws  unless  national  rights  or 
authorities  are  affected. 

"  The  same  reasons  which  require  that  the  final  decision  upon  all  questions  of 
national  jurisdiction  should  be  left  to  the  national  courts  will  also  hold  the  national 
courts  bound  to  respect  the  decisions  of  the  State  courts  upon  all  questions  arising  uuder 
the  State  Constitutions  and  laws,  where  nothing  is  involved  of  national  authority,  or  of 
right  under  the  Constitution,  laws,  or  treaties  of  the  United  States  ;  and  to  accept  the 
State  decisions  as  correct,  and  to  follow  them  whenever  the  same  questions  arise  in  the 
national  Courts."     (Cooley,  Const.  Lim.  p.  13  ;  and  see  Burgess,  Pol.  Sci.  ii.  3'28.) 


756  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  74. 

This  Constitution  draws  no  such  distinction  as  between  the  States  and  the 
Commonwealth.  The  fact  that  the  High  Court  is  made  a  general  court  of  appeal 
implies  a  right  of  "  independent  interpretation"  of  State  Constitutions  and  laws.  Biit 
as  between  the  Empire  and  the  Commonwealth  — that  is,  as  between  the  Privy  Council 
and  the  High  Court — the  right  of  "independent  interpretation "  is  limited  in  away 
somewhat  resembling  the  American  doctrine.  It  is  to  be  noted,  however,  that  the 
limitation  expressed  by  the  United  States  doctrine  is  wider,  and  it  includes  the  laios  as 
well  as  the  Constitutions  of  the  States. 

HowsoEVKR  Arising. — The  object  of  these  words  is  to  make  it  clear  that  the  section 
refers,  not  only  to  questions  arising  in  cases  to  which  the  Commonwealth  or  a  State  is  a 
party,  but  also  to  questions  arising  in  litigation  between  pi-ivate  individuals.  The 
experience  of  the  United  States,  as  well  as  of  England,  shows  that  the  most  important 
constitutional  cases  have  usually  arisen  in  cases  between  individuals.  Thus  the  great  case 
of  Marbury  v.  Madison — the  leading  American  authority  as  to  the  right  to  obtain  a 
mandamus  against  a  federal  officer— M'as  brought  by  a  private  citizen  against  the 
Secretary  of  State  ;  and  the  English  case  of  Ashby  v.  White— the  leading  authority  upon 
the  maxim  "  ubijus,  ihi  remedium" — was  brought  by  a  voter  against  a  returning  officer 
who  had  refused  to  allow  his  vote. 

When  Mr.  Chamberlain's  first  compromise  was  suggested  (p.  245,  supra)  doubts 
were  expressed  by  critics  in  Australia  as  to  whether  the  clause  (which  forbade  appeals 
on  questions  "howsoever  arising"  as  to  the  limits  of  constitutional  powers,  "  unless  by 
the  consent  of  the  Executive  Government  or  Governments  concerned  ")  applied  to  cases 
where  the  parties  were  private  citizens.  The  clause  was  clearly  intended  so  to  apply, 
but  doubts  were  supposed  to  arise  from  the  words  "  Executive  Government  or  Govern- 
ments concerned,"  which  might  be  construed  to  mean  that  the  Executive  Governments 
must  be  directly  concerned  as  parties.  In  the  section  as  it  now  stands  no  such  doubt 
exists. 

§  314.    "The    Limits  Inter  Se  of  the  Constitutional 

Powers." 

Limits  ixteb  se. — The  two  classes  of  questions  as  to  which  appeals  to  the  Privy 
Council  are  forbidden,  except  by  leave  of  the  High  Court,  are  questions  as  to  the  limits 
inter  se 

(a)  of  the  constitutional  powers  of  the  Commonwealth  and  those  of  any  State  or 
States ;  and 

(h)  of  the  constitutional  powers  of  any  two  or  more  States. 

Each  of  these  classes  refers  to  two  sets  or  categories  of  powers,  which  are  placed  in 
mutual  opposition  to  each  other  by  the  words  "  inter  se."  Thus  in  class  (a)  we  have 
(1)  the  constitutional  powers  of  the  Commonwealth  on  the  one  hand,  and  f2)  the 
constitutional  powers  of  any  State  or  States  on  the  other  hand  ;  and  the  question  is  as 
to  the  limits  "  between  themselves  "  of  these  two  categories  of  powers.  In  cla.ss  (6),  we 
have  (1)  the  constitutional  powers  of  any  State  or  States  on  the  one  hand,  and  (2)  the 
constitutional  powers  of  any  other  State  or  States  on  the  other  hand  ;  and  the  question 
is  as  to  the  limits  "  between  themselves  "  of  these  two  categories  of  powers.  The  question 
in  each  case  is  as  to  the  limits  "  inter  se"  of  the  two  categories  ;  that  is  to  say,  as  to 
whether  a  particular  power  belongs  to  the  one  category  or  to  the  other. 

The  word  "limit,"  taken  by  itself,  is  not  altogether  free  from  ambiguity  ;  it  may 
mean  either  (1)  the  boundary  of  a  contained  area,  or  (2)  the  extent  of  a  contained  area. 
But  the  phrase  "  limits  inter  se"  applied  to  two  mutually  opposed  categories,  can  hardly 
mean  anything  else  than  the  dividing  line  between  them.  Thus  the  questions  referretl 
to  in  this  section  are  questions  as  to  the  distribution  of  constitutional  powers — 


§314.] 


THE  JUDICATURE.  757 


(a)  between  the  Commonwealth  on  the  one  hand,  and  anj'  State  or  States  on 

the  other  ;  or 

(b)  between  any  State  or  States  on  the  one  hand,  and  any  other  State  or  States 

on  the  other. 

In  other  words,  it  is  not  enough,  in  order  to  constitute  a  "question  as  to  the  limits 
inter  se  of  constitutional  powers,"  that  this  is  a  question  as  to  the  extent  of  the  powers  of 
the  Commonwealth  or  of  a  State  ;  there  must  also  be  mutual  opposition,  either  between 
the  powers  of  the  Commonwealth  and  those  of  a  State,  or  between  the  powers  of  one 
State  and  those  of  another.  There  must  be  a  question,  not  merely  whether  one  of  them 
has  the  power,  but  which  of  the  two  has  the  power.  Thus  a  question  as  to  the  extent 
of  the  federal  power  to  legislate  with  respect  to  trade  and  commerce,  is  a  question  as  to 
the  limits  inter  se  of  the  powers  of  the  Commonwealth  and  the  States,  because  any 
increase  of  the  power  of  the  Commonwealth  in  that  respect  involves  a  diminution,  either 
actual  or  potential,  of  the  power  of  the  States.  On  the  other  hand,  a  question  as  to  the 
extent  of  the  federal  power  to  legislate  in  respect  of  fisheries  beyond  territorial  limits  is 
not  such  a  question,  because  the  States  have  no  power  in  that  respect,  and  the  ext«nt  of 
the  federal  power  does  not  affect  the  powers  of  the  States  in  any  way  whatever. 

Before  discussing  the  application  of  the  section  as  between  (a)  the  Commonwealth 
and  the  States,  and  (6)  two  or  more  States,  it  will  be  advisable  to  analyse  the  phrase 
"  constitutional  powers." 

CoxsTiTmoxAL,  Powers.  —The  word  "  constitutional  "  need  not  refer  exclusively 
to  the  Constitution  of  the  Commonwealth  ;  it  may  refer  also  to  the  Constitutions  of  the 
States.  In  Clause  74  as  adopted  by  the  Convention,  the  matters  as  to  which  an  appeal 
to  the  Privj-  Council  were  forbidden  were  matters  "  involving  the  interpretation  of  this 
Constitution  or  of  the  Constitution  of  a  State  " — with  an  exception  in  cases  where  the 
public  interests  of  some  part  of  the  Queen's  dominions  outside  the  Commonwealth  were 
involved.  This  Constitution,  bj"  sees.  106  and  107,  expressly  saves  the  Constitutions  of 
the  States,  and  the  Constitutional  powers  of  the  State  Parliament,  so  far  as  they  are  not 
affected  by  the  Constitution  of  the  Commonwealth.  It  is  conceivable,  therefore,  that 
questions  may  arise  as  to  the  limits  of  the  constitutional  powers  of  the  States,  as  defined 
by  their  respective  Constitutions,  as  well  as  the  limits  of  their  constitutional  powers  as 
defined  bj*  the  Constitution  of  the  Commonwealth. 

The  word  "  powers"  is  wide  enough  to  include  all  the  powers  of  government.  It 
includes  the  legislative  power  of  the  Commonwealth  (sec.  1),  the  exectitive  power  of  the 
Commonwealth  (sec.  61),  and  the  judicial  power  of  the  Commonwealth  (sec.  71) ;  and 
also  the  corresponding  legislative,  executive,  and  judicial  powers  of  the  States,  as  defined 
by  their  respective  Constitutions. 

QuESTioxs  AS  TO  LiMiTS  OF  PowERS. — We  may  now  proceed  to  discuss  the 
nature  of  questions  "  as  to  the  limits  »M/e>' «e"  (a)  of  the  constitutional  powers  of  the 
Commonwealth  and  of  the  States,  and  (6)  of  the  constitutional  powers  of  two  or  more 
States. 

(o)  As  between  the  CommomoexUth  and  the  States. — Questions  "as  to  the  limits  inter 
se  of  the  constitutional  powers  of  the  Commonwealth  and  those  of  any  State  or  States  " 
are  questions  which  arise  in  connection  with  the  federal  distribution  of  power  between 
the  Commonwealth  on  the  one  hand  and  the  States  on  the  other.  Such  questions,  it  may 
fairly  be  assumed,  will  be  numerous  and  important.  One  of  the  most  fundamental 
features  of  the  Constitution  is  the  distribution  of  the  sum-total  of  gMOJSJ-sovereign 
governmental  powers — legislative,  executive,  and  judicial — between  the  Federal  Govern- 
ment and  the  State  Governments.  The  legislative  powers  given  to  the  Federal  Parliament 
by  sections  51  and  52,  and  in  other  parts  of  the  Constitution,  are  necessarily  expressed 
in  broad  and  general  terms  ;  and  the  interpretation  of  these,  and  their  application  to 
individual  cases,  is  one  of  the  most  important  and  responsible  duties  which  will  devolve 
upon  the  High  Court.     In  the  Uiiited  States,  the  various  legislative  powers  of  the  Union 


758  COMMENTARIES  ON  THE  CONSTITCTTIOlSr.        [Sec.  74. 

— and  especially  the  wide  power  to  "  regulate  trade  and  commerce  with  foreign  nations, 
and  among  the  several  States  " — have  received  an  immense  amount  of  judicial  inter- 
pretation, the  effect  of  which  is  to  define  in  detail  the  exact  limits  of  the  powers  of  the 
Union  on  the  one  hand,  and  of  the  States  on  the  other.  A  similar  process  of  judicial 
development  of  the  Constitution  may  be  expected  to  occur  in  Australia.  In  the  case  of 
nearly  every  one  of  the  subjects  of  legislation  assigned  to  the  Federal  Parliament,  cases 
may  arise  as  to  the  meaning  and  extent  of  the  federal  power,  as  to  the  consequent 
limitation  of  the  powers  of  the  States,  and  as  to  conflicts  between  Federal  and  State  laws. 

Not  only  in  the  field  of  legislation,  but  also  in  the  fields  of  administration  and 
adjudication,  the  system  of  the  federal  distribution  of  power  may  lead  to  conflicts  of 
authority  and  jurisdiction  which  will  become  subjects  of  judicial  determination.  The 
exact  limits  between  the  executive  power  of  the  Commonwealth  and  those  of  the  several 
States,  and  the  exact  limits  of  the  jurisdiction  of  the  Federal  and  State  courts 
respectively,  will  have  to  be  determined  by  the  Courts  from  time  to  time,  whenever 
questions  arise  in  the  course  of  litigation  as  to  the  meaning  or  application  of  the 
provisions  of  the  Constitution  upon  these  subjects. 

(6)  As  between  State  and  Slate. — Questions  "as  to  the  limits  inter  ae  of  the  constitu- 
tional powers  of  any  two  or  more  States  "  are  of  a  difi"erent  character,  and  are  likely  to 
be  neither  so  important  nor  so  numerous.  In  the  case  of  the  distribution  of  power 
between  the  Commonwealth  and  the  States,  we  have  to  deal  with  two  sets  of  governing 
organs,  operating  upon  the  same  territory  and  upon  the  same  people,  but  exercising 
different  sets  of  powers  ;  and  the  delimitation  of  their  respective  .spheres  of  action  is 
necessarily  somewhat  difficult  and  intricate.  But  in  the  case  of  two  States,  we  have  two 
sets  of  governing  organs,  exercising  similar  powers,  but  operating  upon  different 
territories  and  upon  different  people.  The  delimitation  in  this  case  is  chiefly  territorial, 
and  is  therefore  much  simpler.  Questions  of  disputed  boundaries,  and  questions  of 
disputed  territorial  jurisdiction,  would  clearly  come  within  the  scope  of  this  provision  ; 
but  it  is  not  quite  apparent  what  other  questions  could  arise  as  to  the  limits  inter  se  of 
the  constitutional  powers  of  two  States.  A  State  might  indeed  make  unconstitutional 
discriminations  against  another  State  or  the  residents  therein  (sec.  117)  ;  but  a  question 
arising  out  of  any  such  discrimination  would  hardly  be  a  question  of  the  limits  inter  se 
of  the  constitutional  powers  of  both  States  ;  it  would  rather  be  a  question  of  the  consti- 
tutional powers  of  one  State  and  the  constitutional  rights  of  the  other.  A  breach  by  one 
State  of  the  obligation  to  give  full  faith  and  credit  to  the  laws,  public  acts  or  records, 
or  judicial  proceedings  of  another  State  (sec.  118),  might  perhaps  raise  a  question  as  to 
the  limits  inter  se  of  constitutional  powers. 

General  Scope  of  the  Prohibition.  —A  consideration  of  tliis  section  shows  that 
the  general  scope  of  the  questions  as  to  which  an  appeal  to  the  Privy  Council  is  foi'bidden 
is  far  narrower  than  under  the  clause  as  adopted  by  the  Convention,  which  forbade  such 
an  appeal  "in  any  matter  involving  the  interpretation  of  this  Constitution  or  of  the 
Constitution  of  a  State,  unless  the  public  interests  of  some  part  of  Her  Maje8t3'\s 
Dominions,  other  than  the  Commonwealth  or  a  State,  are  involved."  That  provision 
made  the  High  Court  the  final  arbiter  of  all  questions  of  constitutional  interpretation, 
except  where  the  interests  of  some  other  part  of  the  Empire  were  concerned.  But  there 
are  many  questions  of  constitutional  interpretation,  involving  no  interests  outside  tlie 
Commonwealth,  which  do  not  come  within  the  range  of  the  questions  defined  in  this 
section.  The  Constitution,  besides  distributing  powers  between  the  Federal  ami  State 
Governments,  grants  to  the  Federal  Parliament  certain  new  powers  not  previously- 
exercised  by  the  Parliaments  of  the  States,  and  also  prescribes  the  structure  of  the 
several  departments  of  the  Federal  Government,  and  the  mode  in  wliich  the  powers 
conferred  are  to  be  exercised.  Questions  may  arise  as  to  the  valid  exercise  of  some  of 
these  new  powers,  or  as  to  the  constitution  of  one  of  the  organs  of  the  Federal  (iovern- 
ment — such  as  the  Inter-State  Commission,  or  the  High  Court — or  as  to  the  projKsr 
procedure  for  the  exercise  of  an  admitted  federal  power.     These  would  not  be  questions 


§§314-315.]  THE  JUDICATURE.  759 

as  to  the  limits  inter  se  of  constitutional  powers,  and  would  be  subject  to  the  Queen's 
prerogative  right  of  granting  leave  to  api)eal. 

The  duty  of  defining  the  class  of  questions  in  which  the  prerogative  of  appeal  is 
taken  away  will  devolve  chiefly  upon  the  Judicial  Comnjittee  of  the  Privy  Council,  upon 
applications  for  special  leave.  The  High  Court,  upon  an  application  for  a  certificate 
under  this  section,  will  also  have  to  interpret  the  section  ;  but  it  must  clearly  be 
governed,  in  the  matter  of  interpretation,  by  the  decisions  of  the  Privy  Council.  (See 
note,  §  315,  i7ifra.) 

§  315.    "  Unless  the  High  Court  shall  Certify." 

When  it  is  desired  to  appeal  from  a  decision  of  the  High  Court  upon  a  constitutional 
<juestion  of  the  kind  described  in  this  section,  special  leave  to  appeal  must  first  be 
obtained,  uot,  as  in  other  cases,  from  the  Privy  Council,  but  from  the  High  Court  itself. 
This  principle  of  making  the  right  to  appeal  dependent  upon  the  leave  of  the  court 
whose  decision  is  appealed  against  is  not  novel.  For  instance,  in  England,  appeals  from 
the  county  courts  and  other  inferior  courts  are  determined  by  the  Divisional  Court,  and 
the  decision  of  the  Divisional  Court  is  final  unless  leave  to  appeal  is  given  by  the 
Divisional  Court.  (Supreme  Court  of  Judicature  Act,  1873  ;  36  and  37  Vic.  c.  66, 
sec.  45.) 

Discretion  to  Grant  or  Refcse. — The  High  Court  has  an  absolute  discretion  to 
grant  or  refuse  a  certificate  ;  the  only  direction  given  by  the  Constitution  being  that  the 
eourt  must  be  satisfied  that  for  some  "  special  reason  "  the  certificate  should  be  granted. 
This  discretion,  however,  like  every  judicial  discretion,  is  not  to  be  exercised  capriciously 
nor  arbitrarily,  but  on  judicial  grounds  and  for  substantial  reasons.  (Per  .Jessel,  M.R., 
re  Ta\lor,  4  Ch.  D.  160;  per  Lord  Blackburn,  Doherty  v.  Allman,  3  App.  Ca.  728.) 
"  Discretion  is  a  science  or  understanding,  to  discern  between  falsity  and  ti*uth,  between 
wrong  and  right,  between  shadows  and  substance,  between  equity  and  colourable  glosses 
and  pretences,  and  not  to  do  according  to  their  wills  and  private  affections."'  (Lord 
Coke,  in  Rooke's  case,  5  Rep.  100a.)  "Discretion,  when  applied  to  a  court  of  justice, 
means  sound  discretion  guided  by  law.  it  must  be  governetl  by  rule,  not  by  humour  ; 
it  must  not  be  arbitrary,  vague,  and  fanciful,  but  legal  and  regular."  (Per  Lord 
Mansfield,  Rex  v.  Wilkes,  4  Burr.  2539.) 

The  provision  that  "  the  High  Court  may  so  certify  if  satisfied  that  for  any  special 
reason  the  certificate  ought  to  be  granted"  not  only  shows  that  the  court  has  a 
discretion,  but  indicates  to  some  extent  the  principles  which  ought  to  guide  the  exercise 
of  that  discretion.  A  certificate  is  not  to  be  granted  ais  a  matter  of  course  to  every 
would-be  appellant  ;  it  is  not  even  to  be  gi-auted  in  every  case  in  which  the  Court  can 
see  some  show  of  reason  for  an  appeal  ;  it  is  only  to  be  granted  if  the  Court  is  satisfied 
that  for  some  "  special  reason  "  it  ought  to  be  granted.  The  use  of  these  words  seem  to 
suggest  that  the  certificate  of  the  High  Court,  granted  for  "  special  reason,"  is  intended 
to  be  analogous  to  the  "  special  leave"  of  the  Privy  Council.  That  is  to  saj%  in  this 
particular  class  of  constitutional  questions,  "special  leave "  to  appeal  must  be  obtained, 
not  as  in  other  cases  from  the  Privj-  Council,  but  from  the  High  Court.  It  seems 
probable,  therefore,  that  the  High  Court,  in  granting  or  refusing  a  certificate,  will  be 
guided  by  the  principles  laid  down  by  the  Privy  Council  in  granting  or  refusing  special 
leave  of  appeal.     (See  Notes,  §  310,  supra.) 

In  this  view  it  appears  that  this  section,  whilst  technicall}'  it  impairs  a  prerogative 
of  the  Queen,  in  reality  only  alters  the  channel  through  which  the  prerogative  is  to  be 
exercised.  The  royal  prerogative  of  granting  leave  to  appeal  from  colonial  courts  to  the 
Queen  in  Council  has  long  ceased  to  be  exercised  personally  by  the  Queen,  and  has  been 
vested  in  a  particular  Court  of  the  Empire— the  Judicial  Committee  of  the  Privy 
Council.  That  prerogative,  so  far  as  certain  kinds  of  Australian  constitutional  questions 
are  concerned,  is  now  transferred  to  another  of  Her  Majesty's  Courts— the  High  Court 
of  Australia.     The  exercise  of  a  prerogative  which  onlv  affects  the  Commonwealth  has 


760  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  74. 

been  entrusted  to  the  Queen's  servants  in  the  Commonwealth.  So  far  from  being  novel 
or  revolutionary,  this  is  merely  an  application  of  a  principle  which  has  always  guided 
the  development  of  the  self-governing  powers  of  British  colonies. 

Except  as  specially  authorized  by  this  section,  the  High  Court  is  not  required  to 
grant,  and  cannot  grant,  leave  to  appeal  from  its  own  decisions  (see  Cushing  v.  Dupuy, 
5  App.  Ca.  at  p.  416). 

Refusal  to  Grant  a  Certificate. — In  the  cases  mentioned  in  this  section,  if  the 
High  Court  refuses  to  grant  a  certificate,  its  decision  will  be  absolutely  final.  In 
connection  with  this  subject,  one  interesting  possibility  may  be  referred  to.  The  High 
Court  can  only  grant  a  certificate  when  the  decision  appealed  from  involves  a  question 
of  the  limits  inter  se  of  constitutional  powers.  It  is  possible  that,  on  an  application  for 
a  certificate,  the  High  Court  may  refuse  the  certificate  on  the  ground  that  the  question 
at  issue  is  not  of  the  specified  kind,  and  that  the  proper  course  is  to  apply  to  the  Privy 
Council  for  special  leave.  If  the  appellant  then  applies  to  the  Privy  Council,  it  is 
possible  that  the  Privy  Council  may  differ  from  the  High  Court,  and  hold  that  the 
question  is  a  question  of  the  limits  inter  se  of  constitutional  powers,  and  that  without  a 
certificate  from  the  High  Court  there  can  be  no  appeal.  In  such  a  case  though  the 
Privy  Council  could  not  set  aside  the  discretionary  order  of  the  High  Court,  the  High 
Court  would  clearly  for  the  future  be  bound,  as  a  matter  of  judicial  propriety,  to  follow 
the  interpretation  put  upon  the  section  by  the  Privy  Council. 

Without  Further  Leave. — When  a  certificate  has  been  obtained  under  this 
section  in  respect  of  a  particular  "question,"  an  appeal  lies  to  the  Privy  Council  "on 
the  question  "  without  further  leave.  But  if  the  appellant  desires  to  appeal,  not  only 
on  the  one  question,  but  also  on  some  other  question  which  does  not  come  within  the 
scope  of  this  section,  it  would  seem  that  he  would  have  to  obtain  special  leave  from  the 
Privj'  Council  for  such  further  appeal. 

§  316.    "  Shall  not  impair  any  Right  which  the  Queen  may 

be  pleased  to  Exercise,  by  virtue  of  Her  Royal 

Prerogative." 

The  prerogative  cannot  be  affected  without  express  words,  so  that  even  if  this 
declaration  had  been  omitted,  it  would  in  effect  have  been  read  into  the  section.  It  was, 
however,  thought  advisable  to  prevent  any  possibility  of  it  being  contended  that  the 
words  "  final  and  conclusive  "  in  sec.  73  meant  conclusive  as  against  the  Queen's  right  to 
grant  special  leave  of  appeal. 

For  the  nature  and  extent  of  the  prerogative  right,  apart  from  the  limitations  of 
this  section,  see  notes,  §  310,  supra.  In  addition  to  the  specific  limitation  of  the  pre- 
rogative in  the  first  paragraph,  there  is  a  potential  limitation  in  the  last  words  of  the 
section. 

Appeals  from  State  Courts  to  Privy  Council.  —This  Constitution,  whilst  giving 
an  alternative  right  of  appeal  to  the  High  Court,  does  not  interfere  with  the  existing 
right  of  appeal  direct  from  the  State  Courts  to  the  Privy  Council  (see  Notes,  §  299, 
supra) ;  and  therefore  there  is  still  an  appeal  as  of  right  in  those  cases  which  come 
within  the  terms  of  the  Orders  in  Council  in  force  in  the  respective  States.  Tliis  section 
makes  it  clear  that  there  is  also  an  appeal  "  as  of  grace  "  by  special  leave  in  every  case. 

It  may  be  taken  for  granted,  however,  that  appeals  as  of  grace  from  the  State 
Courts  direct  to  the  Privy  Council  will  not  be  encouraged,  and  that  special  leave  for  such 
appeals  will  rarely  be  grunted — at  least  in  cases  in  which  an  appeal  lies  to  the  High 
Court.  An  Australian  Court  of  Appeal  having  been  establislied,  the  Privy  Council  will 
assuredly  be  reluctant  to  grant  special  leave  to  appeal  from  a  State  Court  until  the 
remedies  available  in  Australia  have  been  exhausted.  There  Eeem  to  be  very  few  cases, 
since  the  establishment  of  the  Supreme  Court  of  Canada  in  1875,  in  which  special  leave  to 


§§  316-31S.]  THE  JUDICATURE.  761 

appeal  from  a  provnncial  Court  has  been  either  given  or  refused.  (Theberge  v.  Laudry,  2 
App.  Ca.  102  ;  Gushing  v.  Dupuj',  o  App.  Ca.  409  ;  Carter  v.  Molson,  8  App.  Ca.  530  ;  Allan 
r.  Pratt,  13  App.  Ca.  780.  See  Att.-Gen.  of  Quebec  v.  Murray,  cited  Wheeler,  Confed. 
Law  of  Canada,  p.  482.  See  also  remarks  by  Mr.  Symon,  Con  v.  Deb.,  Melb.,  p.  2455.) 
These  observations,  of  course,  only  apply  to  cases  where  special  leave  to  appeal  to  the 
Privy  Council  is  needed.  The  appeal  as  of  right  from  a  State  Court  to  the  Privy 
Council  is,  as  already  shown,  not  interfered  with  by  this  Constitution. 

Where  a  decision  of  the  Supreme  Court  of  a  State  is  appealable  either  to  the  High 
Court  or  to  the  Privy  Council,  the  choice  of  tribunal  lies  with  the  appellant.  It  is 
conceivable  that  one  party  to  a  suit  might  appeal  to  the  High  Court,  and  another  to  the 
Privy  Council ;  but  this  inconvenience  can  be  remedied  by  regulation.  Even  in  the 
absence  of  regulation,  the  High  Court  would  presumably  have  a  discretionary  power  to 
stay  proceedings  pending  the  decision  of  the  Privy  Council.  In  New  South  Wales, 
since  the  Equity  Act  of  1880,  and  in  Victoria  under  the  Act  19  Vic.  No.  13,  there  has 
existed  a  similar  alternative  right  of  appeal  from  the  Supreme  Court  in  its  Equitable 
Jurisdiction  either  to  the  Full  Court  or  direct  to  the  Privy  Council.  (See  Notes,  §  299, 
supra. ) 

§  317.    "  Special  Leave  of  Appeal  from  the  High  Court  to 
Her  Majesty  in  Council." 

"  When  a  party  desires  to  appeal,  but  cannot  do  so  as  of  right,  he  presents  a  petition 
to  the  Queen  in  Council  for  leave  to  appeal,  which  ought  to  disclose  in  the  fullest  and 
frankest  manner  the  circumstances  under  which  the  leave  is  sought,  and  to  contain  a 
statement  of  the  proceedings  sutBciently  full  and  precise  to  enable  the  Committee  to 
form  an  opinion  :  the  petition  is  referred  to  the  Privy  Council,  who  advise  the  Crown 
as  to  the  propriety  of  granting  or  withholding  permission."  (Macpherson,  P.C.  Appeals, 
p.  22  ;  Lyall  i-.  Jardine,  7  Moo.  P.C.  N.S.  116  ;  L.R.  3  P.C.  318.) 

From  the  Supreme  Courts  of  the  States  there  is  (in  cases  within  the  Orders  in 
Council)  an  appeal  as  of  right ;  but  from  the  High  Court  there  is  no  appeal  whatever 
except  by  special  leave  of  the  Queen  in  Council,  or  by  a  certificate  of  the  High  Court 
under  this  section.  The  prerogative  right  of  the  Queen  in  Council  to  grant  special  leave 
is  preserved,  subject  to  the  limitations  in  this  section.  (See  Notes,  »upra,  §  310  ;  infra, 
§  318.) 

The  leading  principles  according  to  which  leave  will  be  granted  or  refused  have 
already  been  indicated.     (Notes,  §  310,  supra.) 

§  318.    "The   Parliament  may  make   Laws  Limiting  the 
Matters  in  which  such  Leave  may  be  Asked." 

It  would  seem  that  apart  from  this  provision,  the  Federal  Parliament,  notwith- 
standing the  assent  of  the  Crown,  would  have  been  unable  to  impose  any  further 
limitation  on  the  Prerogative  ;  and  there  is  some  doubt  whether  colonial  Legislatures 
generally  have  such  power.  In  Gushing  v.  Dupuy,  5  App.  Ca.  409,  the  question  of 
the  power  of  a  colonial  Legislature  to  affect  prerogative  rights  was  raised,  but  not 
decided.  In  the  report  of  Gu\-illier  i\  Aylwin,  in  Stuart's  R. ,  p.  527,  there  is  a  note  of 
Brougham's  opinion  :— "  I  am  clearly  of  opinion  that  no  such  limitation  is  valid  to  bar 
an  appeal  to  the  King  in  Council.  I  should  greatly  doubt  if  any  colonial  Act,  though 
allo'.ced  b}-  the  Grown,  if  imconfirmed  by  Act  of  Parliament  (i.e.,  of  the  Imperial  Parlia- 
ment) has  power  to  take  from  the  subject  this  right.  But  a  colonial  Act  never  allowed, 
can  clearly  have  no  effect."  The  Canadian  Parliament,  however,  passed  in  1888  an  Act 
(51  Vic.  c.  43)  providing  that  "notwithstanding  any  rojal  prerogative"  no  appeal 
should  lie  to  the  Privj-  Council  in  criminal  cases.  Exception  was  taken  to  this  by  the 
Imperial   authorities,  and  though  it  was  not  disallowed,   it   seems   to  be  of  doubtful 


762  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  74. 

validity.     (See  Bourinot,  Fed.  Gov.  in  Can.  p.  68  n.  ;  Wheeler,  Confed.   Law  of  Can. 
p.  34.) 

When  the  Commonwealth  Bill  was  before  the  Imperial  Parliament,  the  Delegates,  in 
their  finst  memorandum  (see  p.  231,  supra)  contended  that  the  Legislatures  of  the 
Australian  colonies  already  had  power  to  limit  the  prerogative  right  of  granting  leave  of 
.appeal. 

' '  The  concluding  sentence  of  the  clause,  it  is  conceived,  confers  on  the  Commonwealth 
a,  right  to  do  that  which  each  State' at  present  has  power  to  do,  subject  to  reservation  of 
the  Bill  as  affecting  the  prerogative,  in  accordance  with  the  ordinary  vice-regal  instinic- 
tions.  See  Instructions  to  Australian  Governors,  dated  July,  1892,  Clause  viii., 
paragraph  7,  under  which  the  Governor  is  to  reserve  for  the  signification  of  the  royal 
pleasure  '  any  Bill  of  an  extraordinary  nature  and  importance,  whereby  our  Prerogative, 
or  the  rights  and  property  of  our  subjects  not  residing  in  the  colony,  or  the  trade  and 
shipping  of  the  United  Kingdom  and  its  dependencies  may  be  prejudiced.'  The  framers 
of  the  Instructions  clearly  appear  to  have  considered  that  the  colonies  had  full  rights  of 
legislation  in  such  matters  as  sec.  7,  just  quoted,  sets  forth,  subject  only  to  reservation 
for  the  royal  pleasure  ;  and  then  only  when  previous  instructions  upon  the  particular 
Bill  had  not  been  obtained  through  one  of  the  principal  Secretaries  of  State,  or  when 
the  Bill  did  not  contain  a  clause  suspending  its  operation  until  the  signification  of  the 
royal  pleasure.  The  last  sentence  of  the  clause,  therefore,  seems  mereh'  to  confer  on 
the  Federation  that  legislative  power  which  has  long  been  possessed  by  each  of  the 
■constituent  States."     (Memo,  of  Delegates,  House  of  Com.  Paper,  May,  1900,  p.  16.) 

The  Imperial  Government  at  first  objected  to  this  power,  but  they  ultimatelj- 
acquiesced  in  the  contention  of  the  Delegates.  In  moving  the  second  reading  of  the  Bill 
Mr.  Chamberlain  said  : — 

' '  The  delegates  pointed  out  to  us  that  this  right  is  inherent  in  the  powers  of  every 
Parliament  in  Australia.  The  Parliament  of  every  single  State  in  Australia  has,  in  its 
general  powers  to  make  laws  for  the  peace,  order,  and  good  government  of  the  country, 
the  power,  if  it  pleases,  to  make  laws  limiting  the  right  of  appeal,  and  that  power  is 
subject  to  the  right  of  Her  Majesty  to  disallow  or  to  have  reserved  any  Bill  dealing  with 
the  subject.  The  delegates  contended  that  as  their  Constitution  specifically  refers  to 
the  subjects  which  alone  can  be  treated  by  the  Federal  Parliament,  it  was  necessary 
specifically  to  mention  this  subject,  or  else  the  Federal  Parliament  would  have  less 
power  than  the  Parliaments  of  the  constituent  States.  The  reasonableness  of  that  we 
fully  acknowledged,  but  we  felt  that  if  we  specifically  gave  this  power  by  the  Consti- 
tution we  might  be  assumed  to  be  giving  away  the  right  of  reservation  with  regard  to 
this  subject.  It  appears  to  us  to  be  quite  possible  that  hereafter  we  might  be  accused 
of  breach  of  faith  if,  wlien  the  Federal  Parliament  had  legislated,  we  had  reserved  a  Bill 
under  the  powers  given  to  us  in  another  section  of  the  Constitution."  (Hans.,  21  May, 
1900,  voL  83,  pp.  762  3.) 

This  provision  expressly  confers  on  the  Federal  Parliament  a  power  in  the  widest 
terms  to  "limit  the  matters  in  which  such  leave  may  be  asked,"  and  thus,  it  may  be 
argued,  practically  to  abolish  altogether  the  appeal  from  the  High  Court  to  the  Privy 
Council. 

It  is  to  be  noted,  however,  that  the  power  of  Parliament  to  limit  the  prerogative 
right  only  applies  to  "such  leave" — i.e.,  special  leave  of  a,Tppea,\  from  the  High  Court. 
The  right  of  appeal  from  the  Courts  of  the  States  to  the  Privy  Council — whether  as  a 
matter  of  right  or  by  special  leave — cannot  be  interfered  with  by  the  Federal  Parliament. 

The  essence  of  this  provision  was  contained  in  an  amendment  added  at  Mr.  Symon's 
instance  to  the  words  saving  the  prerogative.  Mr.  Symon's  words  were  : — "  Provided 
that  the  right  saved  is  that  of  granting  special  leave  of  appeal,  and  shall  continue  only 
until  Parliament  otherwise  provides."  (Conv.  Deb.,  Melb.,  p.  2325;  Historical  Note, 
mipra.)  In  this  form  it  would  have  given  the  Federal  Parliament  an  absolute  and  direct 
power  over  the  prerogative  right  to  grant  leave  of  appeal.  At  the  final  stage  the 
Drafting  Committee  altered  the  provision  to  the  form  in  which  it  now  stands,  and  a 
short  debate  took  place  on  the  effect  of  the  words.  (Conv.  Deb.,  Melb.,  pp.  2453-6.* 
Mr.  Glynn  suggested  that  the  clause  gave  the  Parliament  power  to  "abolish  appeals" 
from  the  High  Court  to  the  Privy  Council.  Mr.  Barton  explained  that  the  provision 
gave  effect,  in  a  more  polite  form,  to  the  decision  of  the  Convention.     "  We  cannot  give 


318-319.] 


THE  JUDICATURE.  763 


the  Parliament  dii-ect  power  to  interfere  with  the  prerogative — at  least  we  do  not  think 
it  would  be  right  to  do  so — but  we  give  the  Parliament  a  power  to  limit  the  matters  in 
which  a  subject  may  petition  for  leave  of  appeal.  In  that  respect  we  carry  out  Mr. 
Symon's  amendment.  The  right  to  grant  special  leave  to  appeal  is  only  to  continue 
until  Parliament  otherwise  provides."     The  debate  then  proceeded  as  follows  : — 

Mr.  Symox  :  "The  clause  as  it  stands  will  probably  give  effect  to  what  has  been 
the  intention  of  the  Drafting  Committee  throughout.  I  would  suggest,  however,  to  Mr. 
Barton  that  he  should  insert  some  words  in  clause  74  after  the  word  '  matters.'  If  I 
may  say  so,  I  think  this  is  a  more  dexterous,  and,  to  use  an  expression  which  we 
have  already  heard,  more  mannerly  way  of  putting  the  power  of  the  Federal  Parliament 
into  the  clause  than  before.  I  would  suggest  that  after  the  word  '  matters '  the  follow- 
ing words  be  inserted  :  '  If  any^,'  so  as  to  make  it  clear  that  the  amendment  I  moved 
gives  this  power  to  the  Commonwealth  Parliament  if  they  choose  to  exercise  it.  They 
might  so  limit  it  as  to  limit  it  awaj-  altogether.  A  reader  of  the  clause,  who  has  interest 
in  seeing  that  the  Federal  Parliament  has  this  power,  might  not  so  readily  understand 
it  as  it  is." 

Mr.  B.AiiTON  :  "  The  hon.  member  means  that  if  Parliament  goes  on  limiting  such 
matters  until  the  end,  and  there  is  only  one  left,  it  might  leave  out  that  one." 

Mr.  Stmox  :  *'  I  do  not  say  that  a  law\'er  would  saj'  that." 

Mr.  Barton  :  "  I  think  that  would  only  occur  to  a  lawyer.  I  think  that  there  is  a 
reasonable  construction  which  a  court  will  have  to  put  upon  these  words,  and  that  there 
will  be  no  difficulty." 

Mr.  Kingston'  :  "  This  will  have  to  be  considered  by  lawyers." 
Mb.  Barton  :  "  Of  course.  I  have  no  doubt  as  to  the  construction." 
It  appears  therefore  that  the  original  decision  of  the  Convention  was  to  empower 
the  Parliament  to  abolish  the  prerogative  right  of  granting  leave  to  appeal ;  that  this 
was  afterwards  passed  in  "  a  more  mannerly  way  "  by  empowering  the  Parliament,  not 
to  forbid  the  Queen  to  grant  leave,  but  to  limit  the  matters  in  which  a  subject  might 
ask  leave  ;  that  Mr.  Symon  wished  to  make  it  read  "  matters,  if  any  " — to  make  it  clear 
to  the  lay  mind  that  the  power  extended  to  limiting  it  away  altogether  ;  but  that  Mr. 
Barton  thought  there  was  no  doubt  about  the  construction. 

The  power  to  "  limit  the  matters  "  is  indeed  given  in  the  widest  terms  ;  but  at  the 
same  time  the  power  given  is  a  power  to  limit,  and  not  to  abolish.  To  limit  means  "  to 
apply  a  limit  to,  or  set  a  limit  for  ;  to  terminate,  circumscribe,  or  lestrict,  by  a  limit  or 
limits."  (Webster's  Internal.  Diet.)  A  limit  necessarily  implies  a  content — an  area 
within  the  limit.  It  is  conceived  that  a  law  of  the  Federal  Parliament,  purporting  to 
abolish  the  right  of  asking  for  leave  in  all  matters  whatever,  would  be  outside  the  scope 
of  the  Constitution.  On  the  other  hand,  the  power  to  "limit  the  matters"  in  which 
leave  might  be  asked  could  undoubtedly,  if  Parliament  thought  fit,  be  exercised  to  such 
an  extent  as  to  leave  very  little  for  the  prerogative  right  to  operate  upon. 

The  power  to  "  limit  matters "  may  be  compared  with  the  power  to  "prescribe 
exemptions  "  in  sec.  73  (see  Xotes,  §  310,  supra).  They  both  enable  a  right  of  appeal  to 
be  cut  down  ;  but  they  deal  with  the  subject  from  opposite  standpoints.  The  power  to 
prescribe  exceptions  contemplates  the  definition  of  the  excludeii  area  ;  whilst  the  power 
to  limit  the  matters  in  which  leave  may  be  asked  seems  rather  to  contemplate  the 
■definition  of  the  included  or  circumscribed  area. 

§  319.    "  Shall  be  Reserved     .     .     for  Her  Majesty's 

Pleasure." 

By  section  58,  any  proposed  law  passed  by  the  Houses  of  the  Federal  Parliament 
may  be  reserved  by  the  (xovernor-General  for  the  Queen's  assent.  By  this  section,  anj- 
proposed  law  limiting  the  matters  in  which  special  leave  to  appeal,  may  be  asked  must 
be  so  reserved.  Even  without  this  express  provision,  the  Governor-General  could  have 
safeguarded  Imperial  interests  in  this  respect  by  reserving  such  proposed  laws,  in 
the  exercise  of  his  discretion,  for  the  signification  of  Her  Majesty's  pleasure  (see  Xote, 


764  COMMENTARIES  ON  THE  CONSTITUTION.        [See.  75. 

§  267  mp7-a).  Even  should  that  safeguard  prove  insufficient,  and  the  Bill  be  assented  to 
by  the  Governor-General,  the  Queen  could  always,  within  one  year,  exercise  her  power 
of  disallowance — the  supreme  check  on  the  enactment  of  laws  invading  the  prerogative 
or  affecting  Imperial  interests  (sec.  59).  The  object  of  embodying  this  direction  in  the 
Constitution  itself  was  to  secure  a  constitutional  recognition  of  the  fact  that  laws  of  this 
kind  were  matters  of  special  Imperial  concern  ;  so  that,  even  if  the  right  of  withholding 
the  royal  assent,  in  matters  of  ordinary  federal  legislation,  should  fall  into  comparative 
disuse,  these  particular  laws  should  stand  upon  a  different  footing. 


Original  jurisdiction  of  High  Court. 

75.  In  all  matters^^^ — 

(i.)  Arisino-  under  anv  treatv^^^ : 
(ii.)  Affecting  consuls   or  other   representatives    of 

other  countries^^^ : 
(iii.)  In  which  the  Commonwealth,  or  a  person  suin;t( 
or  being  sued  on  behalf  of  the  Commonwealth, 
is  a  party ^'^^ : 
(iv.)  Between  States,  or  between  residents  of  different 
States,  or  between  a  State  and  a  resident  of 
another  State^'^* : 
(v.)  In  which  a  writ  of  mandamus  or  prohibition  or 
an  injunction  is  sought  against  an  officer  of 
the  Commonwealth^-^  : 
the  High  Court  shall  have  original  jurisdiction^^'^. 

United  Statks. — The  judicial  power  shall  extend  to  all  cases,  in  law  and  equity,  arising  under 
[this  Constitution,  the  laws  of  the  United  States,  and]  treaties  made,  or  which  shall  be 
made,  under  this  authority  ;  to  all  cases  affecting  aml)assador8,  other  public  ministers,  and 
consuls  ;  [to  all  cases  of  admiralty  and  maritime  jurisdiction] ;  to  controversies  to  which 
the  United  States  sliall  be  a  party  ;  to  controversies  between  two  or  more  States  ;  between 
a  State  and  citizens  of  another  State  ;  between  citizens  of  different  States  ;  between  citizens 
of  the  same  State  claiming  lands  under  grants  of  different  States  ;  and  between  a  State,  or 
the  citizens  thereof,  and  foreign  States,  citizens  or  subjects. 

In  all  cases  affecting  ambassadors,  other  public  ministers,  and  consuls,  and  those  in  which  a 
State  shall  be  party,  the  Supreme  Court  shall  have  original  jurisdiction.  In  all  the  other 
cases  before  mentioned,  the  Supreme  Court  shall  have  appellate  jurisdiction,  both  as  to 
law  and  fact,  with  such  exceptions,  and  under  such  regulations  as  the  Congress  shall 
make.    (Const.  Art.  iii.  sec.  2.) 

Historical  Note. — The  corresponding  provision  framed  and  adopted  without 
debate  by  the  1 891  Convention  was  as  follows  :  - 

"  In  all  cases  affecting  public  ministers,  consuls,  or  other  representatives  of  other 
countries,  and  in  all  cases  in  which  the  Commonwealth,  or  any  person  suing  or  being 
sued  on  behalf  of  the  Commonwealth,  or  is  a  party,  or  in  which  a  writ  of  mandamus  or 
prohibition  is  sought  against  an  officer  of  the  Commonwealth,  and  in  all  cases  of 
controversies  between  States,  the  Supreme  Court  of  Australia  shall  have  original  as  well 
as  appellate  jurisdiction."  (These  cases,  with  others,  were  also  recapitulated  in  a  clause 
defining  the  jurisdiction  which  might  be  given  to  other  federal  courts.  See  Historiwil 
Note,  sec.  77.) 

As  framed  in  the  Adelaide  session,  the  clause  was  divided  into  sub-clauses ;  the 
word   "matters"  was  used   to   cover  all  the   sub-clauses,    in  place   of   "cases"  and 


§  320.]  THE  JUDICATURE.  765 

'controversies  ;  "  and  the  sub-clause  "arising  under  any  treaty"  was  added — or  rather, 
transferred  from  the  subjects  as  to  which  Parliament  had  power  to  give  jarisdiction. 
There  was  no  debate. 

At  the  Melbourne  session,  part  of  the  debate  on  the  words  of  this  clause  occurred 
on  the  consideration  of  a  clause  defining  the  "  judicial  power,"  in  which  these  sub- 
sections were  repeated.  Some  debate  was  raised  on  the  word  "  matters."  Mr.  Glynn 
moved  the  omission  of  the  sub-clause  "  arising  under  any  treaty,"  on  the  ground  that  it 
was  outside  the  proper  scope  of  the  judicial  power.  Mr.  Symon  explained  that  the 
power  might  be  needed,  and  the  sub-clause  was  agreed  to.  The  sub-clause  dealing  with 
"  mandamus  and  prohibition "  was  struck  out,  on  the  giound  that  it  might  possibly 
operate  as  a  limitation,  and  exclude  by  implication  some  other  kinds  of  procedure. 
<Conv.  Deb.,  Melb.,  pp.  319-21,  349.)  Subsequently,  on  recommittal  after  the  first 
report,  the  matter  was  re-considered  (pp.  1875-85),  and  Mr.  Barton  moved  the  re-insertion 
of  the  sub-clause,  with  the  addition  of  the  words  "  or  an  injunction."  Mr.  Glynn  and 
Mr.  Kingston  feared  that  this  might  allow  the  judiciary  to  interfere  in  matters  of 
politics  ;  but  Mr.  SjTUon  pointed  out  that  the  clause  only  conferred  a  jarisdiction,  not  a 
right.  Dr.  Quick  and  Mr.  Isaacs,  on  the  other  hand,  feared  that  the  enumeration  of 
-certain  writs  might  be  construed  to  operate  as  a  limitation.  The  sub-clause  was  agreed 
to.  The  words  "or  between  residents  of  difiierent  States,  or  between  a  State  and  a 
resident  of  another  State "  were  also  added  at  this  stage.  (Conv.  Deb.,  Melb.,  pp 
1875-85.)  After  the  fourth  report  the  section  was  verbally  amended  by  the  Drafting 
■Committee.     (Conv.  Deb.,  Melb.,  p.  2456.) 

§  320.    '•  In  all  Matters." 

All. — One  important  diflFerence  between  this  section  and  the  corresponding  section 
of  the  United  States  Constitution  is  that  the  word  "all"  applies  to  every  sub-section  ; 
whereas  in  the  United  States  Constitution  part  of  the  section  extends  "  to  all  cases  "  and 
part  "to  controversies" — not  all  c-ontroversies.  Interpretation  in  the  United  States 
has  turned  on  this  distinction  (see  Martin  r.  Hunters  Lessee,  1  Wheat.  304  ;  Story, 
Comm.,  §  1748  ;  Kenl,  Comm.,  i.  318.) 

Mattei:s. — The  word  "matters"  was  chosen  by  the  Judiciary  Committee  at 
Adelaide  as  the  widest  word  to  embrace  every  possible  kind  of  judicial  procedure  that 
could  arise  within  the  ambit  of  the  section.  (See  Conv.  Deb.,  Melb.,  pp.  319-20.)  The 
United  States  Constitution  uses  two  expressions  — "  cases  in  law  and  equitj',"  and 
*'  controversies." 

"  The  Supreme  Court  has  defined  the  phrase,  '  case  in  law  or  equity,'  to  mean  the 
submission  of  a  subject  to  the  judicial  department  by  a  party  who  asserts  his  rights  in 
the  form  prescribed  bylaw,  i.e.,  'a  suit  instituted  according  to  the  regular  course  of 
judicial  proceedings,'  and  has  distinguished  cases  from  controversies  by  the  limitation 
of  the  latter  term  to  civil  suits.  According  to  this  distinction,  the  Constitution  has 
conferred  no  criminal  jurisdiction  upon  the  United  States  Courts  wherever  it  denominates 
the  suit  a  controversy."     (Burgess,  Pol.  Sci.,  ii.  325.) 

The  word  "matters"  is  used  in  the  Privy  Council  Act,  3  and  4  Will.  IV.  c.  41, 
which  empowers  the  Judicial  Committee  (in  addition  to  its  functions  as  a  court  of  appeal 
from  inferior  courts  of  law)  to  hear  or  consider  "  any  such  other  matter»  whatsoever  "  as 
the  Crown  thinks  fit  to  refer  to  it.  "  It  has,  however,  been  decided  that  this  clause 
will  not  justify  a  reference  to  the  .Judicial  Committee  of  anything  whatever  that  could 
not  be  properly  entertained  by,  or  come  before,  the  Crown  in  Council.  For  example, 
this  Committee  could  not  advise  upon  questions  of  general  or  political  policy,  for  that  is 
the  especial  province  of  the  Cabinet  council ;  neither  could  it  ad\ise  in  criminal  matters, 
in  which,  except  in  certain  colonial  cases,  no  appeal  to  the  Privy  Council  is  allowed  by 
law."  (Todd,  Pari.  Gov.  in  Colonies,  pp.  305-6.  See  Hans.  Deb.  vol.  209,  pp.  977, 
«84.) 

ExTKA- JUDICIAL  Opisioss.  —  The  important  question  arises  whether  any  power  exists 
or  can  exist  under  the  Constitution  for  the  Parliament  or  the  Executive  to  refer  to  the 


766  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  76. 

Court,  for  its  opinion,  questions  not  actually  arising  in  the  course  of  any  judicial 
proceeding.  The  subject  of  extra-judicial  opinions  is  one  of  considerable  constitutional 
importance,  and  reference  may  be  made  to  English,  American,  and  Canadian  constitu- 
tional practice. 

In  England,  till  the  end  of  the  17th  century,  it  Mas  not  uncommon  for  the  King  to 
ascertain  the  opinions  of  his  Judges  on  a  question  before  it  came  judicially  before  him. 
(See  Broom,  Const.  Law,  pp.  143-6.)  This  objectionable  practice  of  extra-judiciallj^ 
anticipating  judicial  decisions  in  cases  pending  in  the  courts  was  generally  condemned 
by  jurists  as  tending  to  sap  the  independence  and  impartiality  of  the  Bench,  and  has 
fallen  completely  into  disuse.  The  House  of  Lords,  however,  when  sitting  in  its  judicial 
capacity,  may  still  submit  to  the  Judges  questions  bearing  on  anj'  case  sub  judice  ;  and 
even  when  sitting  in  its  legislative  capacity,  it  may  constitutionally  propound  to  the 
Judges  abstract  questions  of  law.  (Broom,  Const.  Law,  p.  147.)  Thus  before  the 
passing  of  Fox's  Libel  Act,  in  1792,  a  series  of  questions  relating  to  the  existing  law  of 
libel  were  submitted  to  and  answered  by  the  Judges.  The  Judges  will,  however, 
decline  to  answer  a  question  put  by  the  House  of  Lords,  unless  it  is  confined  to  the 
strict  legal  construction  of  existing  laws.  Re  Westminster  Bank,  2  CI.  and  F.  191. 
where  the  Judges  declined  to  answer  a  question  whether  the  provisions  of  a  certain  Bill 
then  before  the  House  were  consistent  with  the  statutory  rights  of  the  Bank  of 
England. 

Li  the  United  States,  the  strict  separation  of  the  judicial  from  the  other  departments 
makes  it  unconstitutional  for  the  Courts  to  perform  extra-judicial  duties. 

"  By  law  the  President  possesses  the  right  to  require  the  written  advice  and 
opinions  of  his  cabinet  ministers  upon  all  questions  connected  with  their  respective- 
departments.  But  he  does  not  possess  a  like  authority'  in  regard  to  the  judicial  depart- 
ment. That  branch  of  the  Government  can  be  called  upon  only  to  decide  controversies 
brought  before  them  in  a  legal  form  ;  and  therefore  are  bound  to  abstain  from  any 
extra-judicial  opinions  upon  points  of  law,  even  though  solemnly  requested  by  the 
executive."     (Story,  Comm.  §  1571  ;  and  see  Bryce,  Amer.  Comm.,  i.  257.) 

"  The  functions  of  the  Judges  of  the  Courts  of  the  United  States  are  strictly  and 
exclusively  judicial.  They  cannot  therefore  be  called  upon  to  advise  the  President  in 
any  executive  measures,  or  to  give  extra-judicial  interpretations  of  law,  or  to  act  as 
Commissioners  in  cases  of  pensions  or  other  like  proceedings  "     (Id.  §  1777.) 

Thus  in  Hayburn's  Case,  2  Dall,  409  (and  see  ibid.  410-412)  an  Act  assigning 
ministerial  duties  to  the  Circuit  Courts  was  held  to  be  unconstitutional,  and  it  was  laid 
down  that  Congress  cannot  constitutionally  assign  to  the  judicial  power  any  duties- 
which  are  not  strictly  judicial.  In  Dewhurst  v.  Coulthard,  3  Uall.  409,  while  an  action 
was  pending  in  a  circuit  court,  the  opinion  of  the  Supreme  Court  was  prayed  on  an 
agreed  statement  of  facts  ;  but  the  Court  declared  that  it  could  not  take  cognizance 
of  any  suit  or  controversj'  not  brought  before  it  by  regular  process  of  law. 

The  Constitutions  of  some  of  the  American  States  expressly  provide  for  extra-judicial 
opinions  on  the  validity  of  proposed  laws  ;  but  in  the  absence  of  such  provision  the  State 
Courts  have  held  that  the  separation  of  powers  implicitly  prohibits  advisory  opinions. 
(Amer.  and  Eng.  Encyc.  of  Law,  2nd  Ed.,  vi.  1067.) 

"  In  a  few  of  the  States,  indeed,  the  legislative  department  has  been  empowered  by 
the  Constitution  (i.e.,  of  the  State)  to  call  upon  the  courts  for  their  opinion  upon  the 
constitutional  validity  of  a  proposed  law,  in  order  that,  if  it  be  adjudged  without 
warrant,  the  legislature  may  abstain  from  enacting  it.  But  those  provisions  are  not 
often  to  be  met  with,  and  judicial  decisions,  especially  upon  delicate  and  ditlicult 
questions  of  constitutional  law,  can  seldom  be  entirely  satisfactory  when  made,  as  they 
commonly  will  be  under  such  calls,  without  the  benefit  of  argument  at  the  bar,  and  of 
that  light  upon  the  questions  involved  which  might  be  afforded  by  counsel  learned  iu 
the  law,  and  interested  in  giving  them  a  thorough  investigation."  (Cooley,  Const. 
Lim.  40.) 

In  Canada  it  is  provided  by  a  Dominion  statute  (54  and  55  Vic.  c.  25,  s,  4)  that 
"  important  questions  of  law  or  fact  touching  provincial  legislation  ...  or  touching 
the  constitutionality  of  any  legislation  of  the  Parliament  of  Canada,  or  touching  any 


§  320.1  THE  JUDICATURE. 


other  matter  with  reference  to  which  he  sees  fit  to  exercise  this  power,"  may  be  referred 
by  the  Governor  in  Council  to  the  Supreme  Court  for  hearing.  Persons  interested  are 
entitled  to  be  notified  and  to  be  heard  by  counsel,  and  the  Judges  must  give  their 
reasons  ;  but  the  opinions  of  the  court  are  ad\isor3'  only,  although  they  are  appealable 
to  the  Privy  Council.  Ontario  has  a  similar  enactment.  (See  Wheeler,  Confed.  Law  in 
Canada,  pp.  394-5,  401-2,  405-6.) 

Under  this  Constitution  it  is  clear  that,  as  in  the  United  States,  the  functions  of 
the  federal  Justices  are  "  strictly  and  exclusively  judicial,"  and  that  no  duties  can  be 
cast  upon  them  of  an  essentially  extra-judicial  kind.  (See  Notes  to  sec.  81.)  They 
cannot  be  called  upon  to  advise  on  questions  of  a  political  nature,  or  as  to  the  consti- 
tutionality of  proposed  legislation.  But  whether  they  could  be  called  upon  by  the 
Parliament— or  by  the  Executive  acting  under  a  law  of  the  Parliament — to  deliver 
opinions  on  the  "  strict  legal  construction  of  existing  laws,"  is  a  more  difficult  question. 
The  answer  seems  to  depend  on  the  scope  and  meaning  of  the  word  "  judicial."  Would 
such  opinions  be  judicial,  or  extra-judicial  ?  The  true  answer  would  seem  to  be  that  the 
function  of  advising  on  a  matter  of  law,  where  there  is  no  regular  judicial  proceeding 
before  the  Court  to  declare  the  rights  of  parties,  or  to  enforce  remedies,  is  no  part  of  the 
duty  of  a  Judge,  and  is  not  contemplated  in  the  gift  of  the  judicial  power.  In  England, 
the  ad\nsory  duties  of  the  Judges  were  very  exceptional,  and  onh'  exercised,  by  virtue  of 
ancient  custom,  at  the  request  of  the  House  of  Lords — itself  a  judicial  as  well  as  a 
legislative  body.  In  the  Australian  colonies  no  such  practice  is  known  ;  whilst  the 
advisor}'  duties  which  ai-e  cast  upon  the  Canadian  judges  by  statute  are  clearly  extra- 
judicial. The  giving  of  advisory  opinions  "  is  not  the  exercise  of  the  judicial  function 
at  all,  and  the  opinions  thus  given  have  not  the  quality  of  judicial  authority."  (Prof. 
J.  B.  Thayer,  article  on  the  Origin  and  Scope  of  the  American  Doctrine  of  Constitutional  ■ 
Law,  7  Harvard  L.  Rev.  129,  153  ;  cited  Kent,  Comm.  L  296.) 

"  Whenever,  in  pursuance  of  an  honest  and  actual  antagonistic  assertion  of  rights 
bj'  one  individual  against  another,  there  is  presented  a  question  involving  the  validity  of 
any  act  of  any  legislature,  State  or  Federal,  and  the  decision  necessarily  rests  on  the 
competency  of  the  legislature  to  so  enact,  the  court  must,  in  the  exercise  of  its  solemn 
duties,  determine  whether  the  Act  be  constitutional  or  not  ;  but  such  an  exercise  of 
power  is  the  ultimate  and  supreme  function  of  courts.  It  is  legitimate  onlj-  in  the  last 
resort,  and  as  a  necessity  for  the  determination  of  real,  earnest,  and  vital  controversy 
between  individuals.  It  never  was  the  thought  that,  by  means  of  a  friendlj'  suit,  a 
part}-  beaten  in  the  legislature  could  transfer  to  the  courts  an  inquiry  as  to  the  consti- 
tutionality of  the  legislative  act."  (Per  Brewer,  J.,  Chicago  and  Grand  Trunk  R.  Co. 
V.  Wellman,  143  U.S.  at  p.  345.) 

The  argument  from  policy  is  very  strong  in  support  of  this  view.  Ex  parte  inter- 
pretations of  the  law,  without  the  thorough  examination  of  interested  parties  and  their 
counsel,  are  apt  to  be  unsatisfactory  and  unauthoritative.  It  might  indeed  happen  that 
the  persons  interested  might  be  represented  and  heard  upon  a  reference ;  but  the 
practice  would  be,  at  least,  open  to  serious  abuse.  The  one  advantage  it  would  have — 
that  of  obtaining  a  prompt  decision  upon  questions  which  are  in  doubt,  but  which  no 
one  is  ready  to  litigate — is  more  than  balanced  by  other  considerations.  The  Judges 
would  be  liable  to  be  hindered  in  the  discharge  of  their  appropriate  duties  by  being 
employed,  in  a  manner,  as  the  law  advisers  of  the  Crown — a  position  which  might  lead 
to  the  undesirable  entanglement  of  the  Bench  in  political  matters.  Seeing  that  the 
Supreme  Court  is  not  solely  the  servant  of  the  Federal  Government,  but  is  also  the  final 
arbiter  between  the  Commouwealth  and  the  States,  it  is  ot  the  highest  constitutional 
importance  that  it  should  interpret  the  scope  of  its  judicial  duties  in  the  strictest  possible 
way. 

Nor  do  the  debates  of  the  Convention  justify  the  supposition  that  it  was  intended 
to  permit  such  a  practice.  In  the  Bill  of  1891  the  jurisdiction  of  the  Federal  Courts, 
was  confined  to  "  cases"  and  "controversies,"  as  in  the  United  States.  The  Judiciary 
Committee  at  Adelaide  substituted  the  word  "  matters,"  \*ith  a  view,  not  of  extending 
the  scope  of  the  clause  to  extra-judicial  opinions,  but  of  including  every  kind  of  judicial 


768  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  75. 

process,  whether  civil  or  criminal,  and  whether  there  were  opposing  parties  or  not.  At 
Melbourne  (Debates,  319-20)  Mr.  Isaacs  and  Dr.  Quick  raised  this  very  question.  Mr. 
Symon  (Chairman  of  the  Judiciary  Committee)  replied  : — 

"  We  want  the  very  widest  word  we  can  procure  in  order  to  embrace  everything 
that  can  possibly  arise  within  the  ambit  of  what  are  comprised  under  the  sub-section. 
.  .  .  I  think  we  are  using  the  best  word  here.  The  word  '  matters '  merely  indicates 
the  scope  within  which  the  judicial  power  is  to  be  exercised,  but  no  matter  can  be  dealt 
with  until  it  comes  before  the  authorities  in  the  form  of  a  case  or  some  judicial  process 
which  will  be  regulated  by  the  Judiciary  Acts.  It  does  not  strike  me  that  the  word  is 
too  wide." 

Mr.  Barton  added  : — "I  think  the  word  '  matters '  means  such  matters  as  can  arise 
for  judicial  determination."     (See  also  Coqv.  Deb.,  Melb.,  p.  1680.) 

§  321.    "Arising  Under  any  Treaty." 

Treaty. — A  treaty  is  a  compact  between  two  or  more  independent  and  sovereign 
States.  The  power  of  making  treaties  is  by  English  law  vested  in  the  Crown  as  a  part 
of  the  prerogative.     (Stephen's  Comm.  ii.  491.) 

"  It  is  a  rule  of  international  law,  that  none  but  Supreme  and  independent  sovereign 
powers  are  competent  to  contract  treaties  with  foreign  nations.  The  only  exception  to 
this  rule  is  where  the  right  to  conclude  treaties  in  its  own  behalf,  with  other  States  or 
foreign  powers,  has  been  expressly  delegated  to  a  subordinate  government  by  the  Crown 
and  Parliament  of  the  mother  country.  But  responsibility  for  the  exercise  of  such 
delegated  po^ver  continues  to  rest  upon  the  Imperial  authority,  to  the  same  extent  as 
for  any  acts  of  any  other  accredited  public  agents  of  the  Crown.''  (Todd,  Pari.  Gov.  in 
Col.  p.  247.) 

Accordingly,  though  treaties  with  foreign  powers  are  uniformly  recognized  as  matters 
■of  Imperial  concern,  concessions  have  been  made  to  the  Dominion  of  Canada  as  regards 
the  negotiation  of  treaties  between  Her  Majesty  and  the  United  States  on  matters 
specially  concerning  Canadian  interests.  (Todd,  Pari.  Gov.  in  Col.  pp.  268-275.)  From 
1871-3  claims  were  put  forward  by  some  of  the  Australian  colonies  to  enter  into 
independent  reciprocal  treaties  with  foreign  States ;  but  the  Imperial  Government 
refused  to  part  with  the  control  of  the  foreign  relations.  (See  pp.  106-7,  634,  sujira  ; 
and  Todd,  Pari.  Gov.  in  Col.  p.  257.) 

Similarly  the  Commonwealth,  being  a  dependent  part  of  the  Empire,  has  no  power 
to  make  treaties  except  so  far  as  such  power  may  be  expressly  delegated  to  it  by  the 
Imperial  Government.  This  Constitution  does  not  itself  contain  any  such  delegation  of 
a  treaty-making  power.  The  Bill  of  1891  contained  a  power  to  legislate  as  to  "external 
affairs  and  treaties,"  and  in  the  covering  clauses  it  was  provided  that  "  all  treaties  made 
by  the  Commonwealth  "  should  be  binding.  These  provisions  were  repeated  in  the 
Adelaide  draft  of  1897  ;  but  afterwards,  at  Sydney  and  Melbourne  respectively,  references 
to  treaties  were  struck  out.  (Con v.  Deb  ,  Syd.,  pp.  239-40  ;  Melb.,  p.  30.)  But  though 
no  power  to  make  treaties  is  expressly  conferred,  there  is  nothing  to  prevent  the  Crown 
from  delegating  to  the  Commonwealth  the  power  of  negotiating  treaties,  on  behalf  of 
the  Empire,  to  any  extent  which  may  be  deemed  advisable.  (See  Note,  §  214,  p.  634, 
supra. ) 

The  corresponding  clause  in  the  Bill  of  1891  was  limited  to  treaties  "  made  by  the 
Commonwealth  with  another  country  ; "  but  in  1897  these  limiting  words  were  not 
introduced,  and  the  clause  therefore  applies  to  all  treaties  of  which  Australian  courts 
can  take  judicial  cognizance.  The  constitutional  right  of  the  Crown  to  make  treaties 
includes  the  right  to  make  them  binding  on  all  parts  of  the  Empire  ;  and  although  it  is  a 
recognized  principle  that  participation  in  the  benefits  of  a  treaty  entered  into  with  any 
nation  does  not  extend  to  the  colonial  possessions  of  such  nation  when  they  are  not 
expressly  named,  yet  as  a  matter  of  fact  the  commercial  treaties  now  in  force  l)etween 
Great  Britain  and  other  countries  are  in  most  instances  expressly  made  applicable  to  the 
colonies.     (Todd,  Pari.  Gov.  in  Col.  pp.  265-6. ) 


-§  321.] 


THE  JUDICATURE.  769 


MirsiciPAL.  Rights  Under  Trkatiks. — Treaties  themselves  are  matters  of  inter- 
national law,  and  the  primary  rights  and  obligations  which  arise  under  them,  between 
the  high  contracting  parties,  are  matters  with  which  courts  of  law  have  nothing  to  do. 
As  a  rule,  a  treaty  does  not  of  itself  create  legal  relations  between  individuals  ;  and  the 
municipal  courts  can  neither  enforce  its  observance,  nor  decide  whether  it  has  been 
violated.     (Elphinstone  v.  Bedreechund,  1  Knapp,  340.) 

"A  treaty  is  primarily  a  compact  between  independent  nations.  It  depends  for  the 
enforcement  of  its  provisions  on  the  interest  and  the  honour  of  the  governments  which 
are  parties  to  it.  If  these  fail,  its  infraction  becomes  the  subject  of  international 
negotiations  and  reclamations,  so  far  as  the  injured  party  chooses  to  seek  redress,  which 
may  in  the  end  be  enforced  by  actual  war.  It  is  obvious  that  with  all  this  the  judicial 
courts  have  nothing  to  do  and  can  give  no  reflress.  But  a  treat}'  may  also  contain 
provisions  which  confer  certain  rights  upon  the  citizens  or  subjects  of  one  of  the  nations 
residing  in  the  territorial  limits  of  the  other,  which  partake  of  the  nature  of  municipal 
law,  and  which  are  capable  of  enforcement  as  between  private  parties  in  the  courts  of 
the  country.  An  illustration  of  this  character  is  found  in  treaties,  which  regulate  the 
mutual  rights  of  citizens  and  subjects  of  the  contracting  nations  in  regard  to  rights  of 
property  by  descent  or  inheritance,  when  the  indi\-iduals  concerned  are  aliens."  (Per 
Miller,  J.,  Head  Money  Cases.  112  U.S.  at  p.  598.) 

As  the  words  "arising  under  any  treaty"'  are  adopted  from  the  United  States 
Constitution,  and  as  light  is  thrown  upon  their  scope  by  Amerivian  cases,  it  is  necessary  to 
point  to  the  fundamental  distinction  between  the  nature  of  a  treaty  under  American  and 
English  law.  The  United  States  Constitution  expressly  declares  that  treaties,  as  well  as 
the  Constitution  and  laws  of  the  luiion,  are  the  supreme  law  of  the  land  ;  and  therefore 
treaties,  when  they  are  self-executing,  are  on  a  level  with  federal  statutes,  and  may 
become  the  subject  of  judicial  cognizance  without  direct  legislative  sanction  from 
Congress.     They  in  fact  derive  their  legislative  validity  from  the  Constitution  itself. 

^'' A  treaty  is,  in  its  nature,  a  contract  between  two  nations,  not  a  legislative  act. 
It  does  not  generally  efifect,  of  itself,  the  object  to  be  accomplished,  especially  so  far  as 
its  operation  is  infr  --territorial ;  but  is  carried  into  execution  by  the  sovereign  power  ot 
the  respective  parties  to  the  instrument.  In  the  United  States,  a  diflFerent  principle  is 
established.  Our  Constitution  declares  a  treaty  to  be  the  law  of  the  land.  It  is, 
consequently,  to  be  regarded  in  courts  of  justice  as  equivalent  to  an  act  of  the  legislature, 
whenever  it  operates  of  itself  without  the  aid  of  any  legislative  provision.  But  when 
the  terms  of  the  stipulation  import  a  contract,  when  either  party  engages  to  perform  a 
particular  act,  the  treaty  addresses  itself  to  the  political,  not  the  judicial  department ; 
and  the  legislature  must  execute  the  contract  before  it  can  become  a  rule  for  the  court." 
( eer  Marshall,  C.J.,  Foster  v.  Xeilson,  2  Pet.  314.) 

"  A  treaty  to  which  the  United  States  is  a  part}'  is  a  law  of  the  land,  of  which  all 
courts,  state  and  national,  are  to  take  judicial  notice,  and  by  the  provisions  of  which  they 
are  to  be  governed,  so  far  as  thev  are  capable  of  judicial  enforcement."  (United  States  v. 
Rauscher,  119  U.S.  407.) 

"  A  treaty  is  primarily  a  contract  between  two  or  more  independent  nations  .  .  . 
For  the  infraction  of  its  provisions  a  remedj'  must  be  sought  by  the  injured  party  through 
reclamations  upon  the  other.  When  the  stipulations  are  not  self-executing,  they  can 
only  be  enforced  pursuant  to  legislation  to  carry  them  into  effect,  and  such  legislation  is 
-as  much  subject  to  modification  and  repeal  by  Congress  as  legislation  upon  any  other 
subject.  If  the  treat}-  contains  stipulations  which  are  self -executing,  that  is,  require  no 
legislation  to  make  them  operative,  to  that  extent  they  have  the  force  and  effect  of  a 
legislative  enactment. "  (Whitney  r.  Robertson,  124  U.S. ,  at  p.  194.  See  also  United 
States  v.  Forty-three  gallons  of  Whiskey,  93  U.S.  188  ;  Chinese  Exclusion  Case,  130 
U.S.  .581,  600;  Homer  v.  United  States,  143  U.S.  570;  Fong  Yne  Ting  r.  United 
States,  149  U.S.  698.) 

In  England,  on  the  other  hand,  a  treaty  «loes  not  of  itself  have  legislative  effect,  and 
cannot,  it  seems,  be  a  subject  of  judicial  cognizance  until  it  has  been  carried  into  effect 
either  by  the  Parliament  or — where  the  Crown  either  by  statute  or  prerogative  has  the 
requisite  authority — by  the  Crown.  Thus  a  treaty  of  cession  does  not  operate  to 
change  the  national  character  of  a  place  until  some  act  of  possession  has  been  performed 
by  the  Crown.  (The  Fama,  5  Rob.  Adm.  106.)  Commercial  treaties  are  frequently 
executed  by  Act  of  Parliament  which  gives  them  legislative  effect  ;  see  for  instance  the 
Imperial  Act  37  Geo.  III.  c.  97,  carrying  into  effect  a  treaty  between  Great  Britain  and  the 

49 


770  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  75. 

United  States.  Extradition  treaties  are  carried  into  efiect  bj'  Orders  in  Council  under 
the  Imperial  Extradition  Acts,  1870  and  1873  ;  international  arrangements  as  to  Copy- 
right by  Orders  in  Council  under  the  International  Copyright  Acts.  (See  Note,  §  214, 
supra. ) 

"  The  responsibility  of  determining  what  is  the  true  construction  of  a  treaty,  raafle 
by  Her  Majesty  with  any  foreign  power,  must  remain  with  the  Imperial  Government, 
who  can  alone  decide  how  far  Great  Britain  should  insist  upon  the  strict  enforcement  of 
treaty  rights,  whatever  opinions  may  be  entertained  upon  the  subject  in  any  colony 
especially  concerned  therein."     (Todd,  Pari.  Gov.  in  Colonies,  p.  272.) 

"  On  the  other  hand,  the  legislature  in  any  colony  is  free  to  determine  whether  or  not 
to  pass  laws  necessary  to  give  effect  to  a  treaty  entered  into  between  the  Imperial 
Government  and  any  foreign  power,  but  in  which  such  colony  has  a  direct  interest." 
(Ih.  p.  275.) 

The  power  of  making  laws  to  give  effect  to  treaties,  so  far  as  they  concern  the 
Commonwealth,  must  be  deemed  to  be  included  in  sec.  51 — xxix. — "External  affairs." 
The  sub-section  as  originally  framed  was  "  External  affairs  and  treaties,'''  but  at  the 
Melbourne  Convention  (Debates,  p.  30)  the  last  words  were  struck  out — apparentlj'  lest 
they  should  be  construed  as  involving  a  claim  of  power  to  make  treaties.  The  words 
* '  external  affairs  "  are,  however,  wide  enough  to  confer  on  the  Federal  Parliament  the 
legislative  power  proper  to  a  colonial  legislature  in  respect  of  treaties.  Compare  sec. 
132  of  the  B.N. A.  Act,  which  gives  the  Parliament  and  Government  of  Canada  "all 
powers  necessary  or  proper  for  performing  the  obligations  of  Canada  or  of  any  Pro\4nce 
thereof  as  part  of  the  British  Empire,  towards  foreign  countries,  arising  under  treaties 
between  the  Empire  and  such  foreign  countries."  Under  that  section  it  was  held  that 
the  (Imperial)  Extradition  Act,  1870,  applied  to  Canada,  and  was  not  inconsistent  with 
the  section  ;  and  that  the  (Canadian)  Extradition  Act,  1869,  must  be  read  with  it. 
[Exp.  Charles  Worms,  22  Lower  Can.  Jur.  109.) 

Cases  Arising  under  Treaties. — When  a  treaty  has  been  duly  carried  into  effect 
by  legislative  or  executive  authority,  legal  rights  and  liabilities  may  arise  under  it  which 
may  be  the  subject  of  judicial  cognizance,  and  the  treaty  itself  may  become  the  subject 
of  judicial  interpretation.  For  instances  in  which  treaties  have  thus  been  interpreted 
by  the  courts,  see  cases  cited  in  Phillimore  Intern.  Law,  ii.  125  (2nd  Ed.).  Also  £xp. 
Marks,  15N.S.VV.  L.R.  159;  10  W.N.  224;  Exp.  Rouanet,  15  N.S.W.  L.R.  269;  11 
W.N.  55 ;  National  Starch  Manuf.  Co.  v.  Munn's  Patent  Maizena  Co  ,  13  N.S.W.  L.R, 
Eq   at  p.  116. 

To  give  jurisdiction  under  this  section  it  is  not  necessary  that  rights  should  be 
created  bj'  the  treaty  ;  it  is  enough  if  they  are  protected  by  the  treaty,  from  whatever 
course  they  may  spring.  (New  Orleans  v.  De  Armas,  9  Pet.  224. )  The  fact  that  the  matter 
in  controversy  in  a  suit  is  a  sum  received  as  an  award,  under  the  treaty  providing  for  the 
submission  of  claims  to  arbitration,  does  not  "draw  in  question  the  validity  of  the 
construction  of  a  treaty."  (Borgmeyer  v.  Idler,  159  U.S.  408.  See  Note,  §  329  tn/ro, 
"  Arising  under  this  Constitution.") 

"  It  has  been  made  a  question  as  to  what  was  a  case  arising  under  a  treat}'.  In 
Owings  V.  Norwood's  Lessee  (5  Cranch.  344)  there  was  an  ejectment  between  two 
citizens  of  Maryland,  for  lands  in  that  State  ;  and  the  defendant  set  up  an  outstanding 
title  in  a  British  subject,  which  he  contended  was  protected  by  the  British  treaty  of 
1794.  .  .  .  The  Supreme  Court  of  the  United  States  held  that  not  to  be  a  case 
within  the  appellate  jurisdiction  of  the  Court,  because  it  was  not  a  case  arising  under 
the  treatJ^  The  treaty  itself  was  not  drawn  in  question,  either  directly  or  incidentall}'. 
The  title  in  question  did  not  grow  out  of  the  treaty,  and  as  the  claim  was  not  under  the 
treaty,  the  title  was  not  protected  by  it  ;  and  whether  the  treaty  was  an  obstacle  to  the 
recovery,  was  then  a  question  exclusively  for  the  State  Court  "  (Kent,  Coram,  i. 
325-6.) 


§  322.]  THE  JUDICATURE.  771 

§  322.    **  Affecting  Consuls,  or  Other  Representatives 
of  Other  Countries." 

Coxscxs. — The  officers  mentioned  in  the  corresponding  pro\-ision  of  the  United 
States  Constitution  are  "  ambassadors,  other  public  ministers,  and  consuls."  The 
relations  of  the  Commonwealth  with  foreign  powers  being  not  diplomatic,  but  almost 
wholly  commercial,  the  words  "  ambassadors"  and  "  public  ministers"  were  inapplicable. 
Thus  "  consuls,"  who  in  the  American  provision  are  mentioned  last  in  order,  are  the 
main  subject  of  this  sub-section. 

Consuls,  unlike  ambassadors  and  other  public  ministers,  are  not  protected  by  the 
law  of  nations,  but  are  subject,  both  in  ci\-il  and  criminal  cases,  to  the  laws  of  the  country 
in  which  they  reside.     (Kent,  Comm.  i.  44. ) 

"  Consuls,  indeed,  have  not  in  strictness  a  diplomatic  character.  They  are  deemed 
as  mere  commercial  agents,  and  therefore  partake  of  the  ordinary  character  of  such 
agents,  and  are  subject  to  the  municipal  laws  of  the  countries  where  they  reside.  Yet, 
as  they  are  the  public  agents  of  the  nation  to  which  they  belong,  and  are  often  entrusted 
with  the  performance  of  very  delicate  functions  of  State,  and  as  they  might  be  greatly 
embarrassed  by  being  subject  to  the  ordinary  jurisdiction  of  inferior  tribunals,  State 
and  national,  it  was  thought  highly  expedient  to  extend  the  original  jurisdiction  of  the 
Supreme  Court  to  them  also.  The  propriety  of  vesting  jurisdiction  in  such  cases  in  some 
of  the  national  courts  seems  hardly  to  have  been  questioned  by  the  most  zealous  opponents 
of  the  Constitution."     (Story,  Comnu  §  1660.) 

The  words  of  the  Constitution,  coupling  consuls  with  "other  representatives  of 
other  countries,"  seem  to  contemplate  that  jurisdiction  shall  onlj-  be  conferred  under 
this  sub-section  when  the  consul  or  other  representative  is  aflFected  in  his  official  or 
representative  capacity.  (See  Conv.  Deb.,  Melb.,  p.  2456.)  This  construction  is  in 
harmony  with  the  position  of  a  consul  as  a  public  agent  of  the  countrj-  which  he 
represents.  So  far  as  his  public  position  is  concerned,  the  special  protection  of  the 
federal  jurisdiction  is  thrown  over  him  ;  but  where  his  public  position  is  not  affected 
there  is  no  need  to  differentiate  him  from  any  ordinary  citizen. 

It  would  seem  that  the  words  of  the  United  States  Constitution— "affecting 
ambassadors,  other  public  ministers,  and  consuls" — are  interpreted  differently  as 
extending  to  the  private  as  well  as  the  public  capacity  of  those  dignitaries.  Moreover 
the  American  Judiciary  Acts  make  the  jurisdiction  exclusive  of  the  State  Courts,  so  that 
the  dignitaries  named  can  only  be  sued  in  the  Courts  of  the  Union.  "  This  is  not  a  mere 
personal  pri\'ilege  ;  it  is  a  privilege  of  the  foreign  Sovereign,  that  his  representative 
should  be  sued  only  in  the  Courts  of  the  United  States,  with  which  Government  alone 
he  has  relations  ;  and  it  is  not  waived  by  an  omission  to  plead  it  to  the  action."  (Davis 
V.  Packard,  7  Pet.  275.     See  also  Kent,  Comm.  i.  45.) 

"  Affectixc." — It  has  been  held  in  the  United  States  that  an  indictment  for  offering 
violence  to  the  person  of  a  public  minister  is  not  a  case  "  affecting  "  the  minister. 

"  It  is  that  of  a  public  prosecution,  instituted  and  conducted  by  and  in  the  name  of 
the  United  States,  for  the  purpose  of  vindicating  the  law  of  nations  and  that  of  the 
United  States,  offended,  as  the  indictment  charges,  in  the  person  of  a  public  minister, 
by  an  assault  committe<l  on  him  by  a-private  individual.  It  is  a  case,  then,  which  affects 
the  United  States  and  the  individual  whom  they  seek  to  punish  ;  but  one  in  which  the 
Minister  himself,  although  he  was  the  person  injured  by  the  assault,  has  no  concern, 
either  in  the  event  of  the  pixjsecution  or  in  the  costs  attending  it."  (Per  Washington, 
U.S.  r.  Ortega,  11  Wheat,  at  p.  469.  See  Storv,  Comm.  §  1661:  Kent.  Coram  i' 
39,315.) 

It  seems,  however,  that  the  words  of  the  Constitution  are  broad  enough  to  cover 
cases  where  the  consul  or  other  representative  is  not  a  party,  but  may  be  affected  in 
interest. 

"  If  a  suit  be  brought  against  a  foreign  minister,  the  Supreme  Coturt  [of  the  United 
States]  alone  has  original  jurisdiction  ;  and  this  is  shown  on  the  record.  But  suppose  a 
suit  to  be  brought  which  affects  the  interests  of  a  foreign  minister,  or  by  which  the 
person  of  his  servant,  or  of  his  secretary,  is  arrested.     The  minister  does  not,  by  the 


772  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  75. 

mere  arrest  of  his  secretary  or  his  servant,  become  a  party  to  this  suit  ;  but  the  actual 
defendant  pleads  to  the  jurisdiction  of  the  court,  and  asserts  his  privilege.  If  the  suit 
affects  a  foreign  minister,  it  must  be  dismissed ;  not  because  he  is  a  party  to  it,  but 
because  it  affects  him.  The  language  of  the  Constitution  in  the  two  cases  is  different. 
This  court  can  take  cognizance  of  all  cases  '  affecting  '  foreign  ministers  ;  and  therefore 
jurisdiction  does  not  depend  on  the  party  named  in  the  record.  But  this  language 
changes  when  the  enumeration  proceeds  to  States.  Why  this  change  ?  The  answer  is 
obvious.  In  the  case  of  foreign  ministers,  it  was  intended,  for  reasons  which  all 
comprehend,  to  give  the  national  courts  jurisdiction  over  all  cases  by  which  they  were 
in  any  manner  affected.  In  the  case  of  States,  whose  immediate  or  remote  interests 
were  mixed  up  with  a  multitude  of  cases,  and  who  might  be  affected  in  an  almost 
infinite  variety  of  ways,  it  was  intended  to  give  jurisdiction  in  those  cases  only  to  which 
they  were  actual  parties."  (Per  Marshall,  C.J.,  Osborn  v.  Bank  of  U.S.,  9  Wheat,  at 
p.  854.     See  Story,  Comm.  §  1662.) 

"  The  Court  has,  I  think,  indicated  that  the  phrase  'affecting  ambassadors,' &c., 
includes  all  cases  where  the  ambassador,  &c. ,  is  either  party  to  the  suit  or  is  directly 
affected  and  bound  by  the  judgment."     (Burgess,  Pol.  Sci.  ii.  329.) 

Other  Representatives. — The  phrase  "  other  representatives  of  other  countries  " 
is  somewhat  vague,  but  would  presumably  include  all  persons  officially  accredited  to  the 
Commonwealth  by  foreign  governments.  The  expression,  "other  countries"  occurs 
again  in  sec.  51 — i.,  where  trade  and  commerce  "with  other  countries"  means  trade  or 
commerce  with  persons  outside  the  limits  of  the  Commonwealth  ;  but  a  representative 
of  a  country  can  hardly  mean  anything  else  than  an  accredited  representative  of  the 
government  of  the  country.  The  parallel  expression  in  sec.  51  leads  to  the  inference 
that  the  expression  "  other  countries,"  in  this  section  as  in  that,  includes  all  countries 
outside  the  Commonwealth,  whether  British  or  foreign. 

Proge  of  Jurisdiction. — The  mode  in  which  the  facts  which  give  rise  to  jurisdiction 
are  to  be  proved  is  a  matter  of  procedure,  to  be  regulated  by  the  Parliament.  (For  U.S. 
cases,  see  Be  Baiz,  135  U.S.  403:  Exp.  Hitz,  111  U.S.  766  ;  Kent,  Comm.  i.  39.) 

§  323.    ''  In  which  the  Commonwealth,  or  a  Person  Suing 
or  being  Sued  on  Behalf  of  the  Commonwealth,  is  a 

Party.' 

In  the  United  States,  the  provision  that  "  the  judicial  power  shall  extend  .  .  . 
to  controversies  in  which  the  United  States  shall  be  a  party "  confers  appellate 
jurisdiction  only. 

"  It  scarcely  seems  possible  to  raise  a  reasonable  doubt  as  to  the  propriety  of  giving 
to  the  national  courts  jurisdiction  of  cases  in  which  the  United  States  are  a  party.  It 
would  be  a  perfect  novelty  in  the  history  of  national  jurisprudence,  as  well  as  of  public 
law,  that  a  sovereign  had  no  authority  to  sue  in  his  own  courts.  Unless  this  power  were 
given  to  the  United  States,  the  enforcement  of  all  their  rights,  powers,  contracts,  and 
privileges  in  their  sovereign  capacity  would  be  at  the  mercy  of  the  States.  They  must 
be  enforced,  if  at  all,  in  the  State  tribunals.  And  there  would  not  ouly  not  be  any 
compulsory  power  over  these  courts  to  perform  such  functions,  but  there  would  not  be 
any  means  of  producing  uniformity  in  their  decisions.  A  sovereign  without  the  means 
of  enforcing  civil  rights,  or  compelling  the  performance,  either  civilly  or  criminally,  of 
public  duties  on  the  part  of  the  citizens,  would  be  a  most  extraordinaiy  anomaly.  It 
would  prostrate  the  Union  at  the  feet  of  the  States.  It  would  compel  the  national 
government  to  become  a  supplicant  for  justice  before  the  judicature  of  those  who  were 
by  other  parts  of  the  Constitution  placed  in  subordination  to  it."  (Storj-,  Comm. 
§  1674.) 

This  sub-section,  like  the  others,  confers  a  jurisdiction  onl}',  not  a  right  of  action. 
It  does  not  enable  actions  to  be  brought  by  or  against  the  Conuuonwealth,  but  only 
provides  that,  where  any  such  action  lies,  the  High  Court  shall  be  a  competent  court  of 
original  jurisdiction.  (See  Con  v.  Deb.,  Melb.,  p.  320;  and  Notes,  §338,  infra.)  The 
effect  of  it  is  that  whenever  the  Commonwealth  has  a  right  to  sue— no  matter  what  the 
subject-matter  or  character  of  the  suit— it  can  sue  in  the  High  Court ;  and  wherever 
anybody  has  a  right  to  sue  the  Commonwealth,  he  can  sue  in  the  High  Court. 


§§323-324.1  THE  JUDICATURE.  773 

The  Commonwealth,  being  a  government,  possesses  corporate  powers,  and  maj'  sae 
in  its  corporate  name,  and  may  by  its  consent  be  sued.  (See  United  States  v.  Maurice, 
2  Brock.  109;  Ableman  i?.  Booth,  21  How.  506.)  But  the  Commonwealth,  being  the 
Cro^Ti,  cannot  be  sued  except  bj"  its  own  consent.  (See  Kendall  i*.  United  States,  12 
Pet.  524  ;  Hill  i-.  United  States,  9  How.  386.)  It  has  been  held  that  the  doctrine,  that 
the  United  States  cannot  be  sued  unless  provision  has  been  made  by  Congress,  is  limited 
to  suits  against  the  United  States  directly  and  by  name  ;  and  that  this  plea  cannot  be 
raised  bj-  officers  or  agents  of  the  government  when  sued  for  property  in  their  hands  as 
such  officers  or  agents.  (United  States  v.  Lee,  106  U.S.  196.  See  Baker,  Annot.  Const, 
p.  126.)  In  Great  Britain,  and  also  in  the  several  colonies,  the  mode  of  enforcing  claims 
against  the  Crown  is  regulated  by  Statutes.  Thus  in  Great  Britain,  claims  against  the 
Crown  in  respect  of  property  or  contract  may  be  made  by  petition  of  right,  entitled  in 
the  appropriate  Court.  (Broom's  Comm.  p.  234.)  In  most  of  the  Australian  colonies, 
the  procedure  is  by  action  against  a  nominal  defendant  sued  on  behalf  of  the  Crown  ; 
and  in  some  of  the  colonies  the  remedy  extends  to  tort  as  well  as  contract.  (See  Notes, 
§338,  infra.) 

The  power  of  the  Commonwealth  to  confer  rights  of  suit  against  itself  was  the 
subject  of  some  debate  in  the  Convention,  and  is  dealt  with  under  sec.  78.  The  juris- 
diction extends,  not  only  to  cases  in  which  the  Commonwealth  is  a  party,  but  to  cases  in 
which  "any  person  suing  or  being  sued  on  behalf  of  the  Commonwealth  "  is  a  party. 
This  is  in  order  to  include  cases  in  which  the  Commonwealth  is  the  real  plaintiff  or 
defendant,  but  is  represented  in  the  suit  by  a  nominal  party — for  instance,  where  an 
information  is  filed  by  the  Attomej'-General  on  behalf  of  the  Crown,  or  where  a  nominal 
defendant  is,  in  accordance  vvith  statutory  provision,  sued  on  behalf  of  the  government. 
But  jurisdiction  is  not  given  by  this  sub-section  unless  the  Crown  is  really  and  directly 
the  party  seeking  a  remedy,  or  against  whom  a  remedy  is  sought ;  it  does  not  arise 
merely  because  the  Commonwealth  has  an  interest  in  the  case,  or  because  an  officer  of 
the  Commonwealth,  or  a  political  corporation  distinct  from  the  general  government  of 
the  Commonwealth,  and  not  acting  directly  on  its  behalf,  is  a  party.  (See  Story, 
Comm.  §  1686;  Osbom  r.  Bank  of  U.S.,  9  Wheat.  855.  See  also  remarks  by  Mr. 
Barton,  Conv,  Deb.,  Melb.,  p.  1884.) 

Parties. — "  It  may  be  laid  down,  as  a  rule  which  admits  of  no  exception,  that  in 
all  cases  under  the  Constitution  of  the  United  States  where  jurisdiction  depends  upon 
the  party,  it  is  the  party  named  on  the  record."  (Story,  Comm.  §  1688  ;  Kent,  Comm. 
i.  350;  and  see  Notes,  §  324,  infra.)  This  principle  seems  equally  applicable  to  this 
Constitution  ;  from  which  it  would  seem  that,  in  order  that  jurisdiction  may  be  given 
under  this  sub-section,  either  the  Commonwealth  must  be  a  party  on  the  record,  or  it 
must  appear  from  the  record  that  one  of  the  parties  is  suing  or  being  sued  '*  on  behalf  of 
the  Commonwealth." 

§  324.    "  Between  States,  or  between  Residents  of  Different 

States,  or  between  a  State  and  a  Resident  of 

Another  State." 

The  original  jurisdiction  of  the  High  Court  extends  to  "  cUl  mailers  between  States," 
&c. — words  which  are  wide  enough  to  include  controversies  of  all  kinds  between  a  State 
or  a  resident  of  a  State  on  the  one  hand,  and  another  State  or  a  resident  of  another  State 
on  the  other  hand.  In  cases  of  this  class  "the  jurisdiction  depends  entirely  on  the 
character  of  the  parties.  .  .  .  If  these  be  the  parties,  it  is  entirely  unimportant  what 
may  be  the  subject  of  the  controversy.  Be  it  what  it  may,  these  parties  have  a  constita- 
tional  right  to  come  into  the  courts  of  the  union."  (Per  Marshall,  C.J.,  Cohens  r. 
Virginia,  6  Wheat,  at  p.  378. ) 

CoMPARisox  WITH  UNITED  STATES.— The  whole  of  this  provision  is  adapted  with 
important  modifications  from  the  Constitution  of  the  United  States ;  and  for  a  proper 


774  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  75. 

application  of  the  American  authorities  it  is  necessary  to  examine  the  points  of  difference 
between  the  words  of  the  two  Constitutions. 

The  provision  in  the  Constitution  of  the  United  States  is  a  gift  of  "  judicial  power," 
and  in  1793  it  was  held  (Chisholm  v.  Georgia,  2  Dall.  419)  that  it  enabled  a  State  to  bo 
sued  in  assumpsit  by  a  citizen  of  another  State.  This  decision  gave  such  intense  dissatis- 
faction that  the  eleventh  amendment  was  passed  declaring  that  the  judicial  power  should 
not  be  construed  to  extend  to  any  suit  brought  against  a  State  by  citizens  of  another 
State,  or  by  aliens.  Notwithstanding  this  amendment,  however,  a  State  can  still  be 
sued  by  another  State  of  the  Union,  though  enjoying  immunity  from  being  sued  by 
citizens  of  such  other  State.  The  result  of  this  distinction  was  that  attempts  were 
made  by  States,  whose  citizens  had  claims  against  another  State,  to  prosecute  these 
claims  on  behalf  of  their  citizens  ;  but  these  attempts  were  defeated,  it  being  held  that  a 
State  could  not  in  this  way  create  a  controversy  with  another  State.  (New  Hampshire 
V.  Louisiana,  New  York  v.  Louisiana,  108  U.S.  76  )  The  provisions  of  this  Constitution. 
however,  make  no  distinction  between  a  plaintiff  State  and  a  plaintiff  resident  of  that 
State. 

Again,  though  the  Supreme  Court  of  the  United  States  has  original  jurisdiction  in 
cases  where  a  State  is  a  party,  it  has  only  appellate  jurisdiction  in  cases  "between 
citizens  of  different  States."  Accordingly  in  an  action  of  ejectment  between  citizens  of 
different  States  in  respect  of  land  over  which  both  States  claimed  jurisdiction,  it  was 
held  that  the  Supreme  Court  had  no  original  jurisdiction,  inasmuch  as  a  State  was 
neither  nominally  nor  substantially  a  party  ;  and  it  was  not  sufficient  that  the  State 
might  be  consequentially  affected  by  having  to  compensate  its  grantee.  (Fowler  v. 
Lindsey,  3  Dall.  41 1  ;  see  Kent,  Comm.  i.  323. ) 

The  judicial  power  of  the  United  States  extends  to  controversies  "  between  a  State, 
or  the  citizens  thereof,  and  foreign  States,  citizens,  or  subjects."  In  this  Constitution 
there  is  no  such  provision. 

Suits  against  a  State. — It  is  submitted  that  -  notwithstanding  Chisholm  v. 
Georgia,  cited  above — this  sub-section,  like  the  rest  of  the  section,  only  confers  a 
jurisdiction,  and  not  a  right  of  action  where  no  right  of  action  existed  before;  that  it 
does  not  extend  the  category  of  cases  in  which  a  State,  or  a  resident  of  a  State,  may  be 
sued,  but  merely  enables  certain  suits,  which  might  otherwise  have  been  brought  in 
some  other  court,  to  be  brought  in  the  High  Court.  (See  remarks  of  Messrs.  Barton, 
Symon,  and  Isaacs  in  connection  with  mandamus;  Conv.  Deb.,  Melb.,  pp.  1875-85.) 
Apart  from  express  words  in  the  Constitution,  a  State  would  not  be  suable  without  its 
own  consent.  This  section  does  not  appear  to  affect  this  immunity  ;  but  an  important 
limitation  has  been  put  upon  it  by  sec.  78,  which  provides  that  "  in  respect  of  matters 
within  the  limits  of  the  judicial  power"  the  Federal  Parliament  may  make  laws 
conferring  rights  to  proceed  against  a  State.  The  express  provision  that  the  Parliament 
may  confer  these  rights  seems  to  show  that  they  are  not  conferred  by  the  Constitution 
itself  ;  and  there  is  thus  a  guide  to  the  intention  of  the  framers  which  was  absent  in  tliu 
Constitution  of  the  United  States.  It  seems,  therefore,  that  no  suit  can  be  brought 
against  a  State,  either  by  another  State  or  by  a  resident  of  another  State,  except  (1)  by 
consent,  expressed  by  legislation  or  otherwise,  of  the  State  sued,  or  (2)  under  a  riglit 
given  by  the  Federal  Parliament  under  sec.  78. 

It  has  been  decided  in  the  United  States  that  a  State  may  waive  its  immunity,  and 
by  appearing  in  a  Federal  court,  in  a  suit  in  which  it  has  an  interest,  does  waive  it. 
(Clark  u.  Barnard,  108  U.S.  436.)  And  a  State  may  be  sued  with  its  own  consent. 
(Hans  V.  Louisiana,  134  U.S.  1.)  Such  consent  may  be  given  on  such  terms  and 
conditions  as  the  State  chooses  to  impose,  and  may  be  withdrawn.  {Be  Ayers,  123  U.S 
505  ;  Railroad  Co.  v.  Tennessee,  101  U.S.  337  ;  Beers  v.  Arkansas,  20  How.  527.) 

"  When  a  State  submits  itself,  without  reservation,  to  the  jurisdiction  of  a  Court 
in  a  particular  case,  the  jurisdiction  may  be  used  to  give  full  effect  to  what  the  State 
has,  by  its  act  of  submission,  allowed  to  be  done  ;  and  if  the  law  permits  coercion  of  the 


324  ] 


THE  JUDICATURE.  775 


public  officers  to  enforce  any  judgment  that  may  be  rendered,  then  such  coercion  may  be 
employed  for  that  purpose.  But  this  is  very  far  from  authorizing  the  courts,  when  a 
State  cannot  l>e  sued,  to  set  up  their  jurisdiction  over  the  officers  in  charge  of  the 
public  moneys,  so  as  to  control  them  as  against  the  political  power  in  their  administra- 
tion of  the  finances  of  the  State."  (Per  Waite,  C.J.,  Louisiana  i-.  Jumel,  107  U.S.  at  p. 
728.) 

Parties. — Jurisdiction  under  this  sub-section  depends  on  the  character  of  the 
parties  ;  and  where  that  is  the  case,  it  has  been  held  in  the  United  States  that  only  the 
parties  on  the  record  must  be  looked  to.  (See  Story,  Comm.  §§  1685-8  ;  Kent,  Comm.  i. 
350  ;  and  Notes,  ^  323,  snpra. ) 

Betweex  States. —It  seems  that  this  jurisdiction,  except  bj-  consent  of  the 
defendant  State,  can  only  be  exercised  under  the  authority  of  federal  legislation 
<5onferring  the  right  to  sue  a  State.     (See  Notes,  9upra  ;  and  §  338,  infra. ) 

"The  spectacle  of  a  people  submitting  public  controversies  to  the  same  mode  of 
settlement  as  private  law  suits,  and  acquiescing  in  the  decisions,  has  set  an  example 
which  foreign  nations  are  about  to  imitate,  not  only  in  internal  discords,  but  in  those 
which  are  international."     (Foster,  Const,  of  the  U.S.  i.  45.) 

"This  power  seems  to  be  essential  to  the  preservation  of  the  union,"  says  Story, 
Coram.  §  1679.  After  illustrating  this  from  the  experience  of  the  Confederation,  he 
proceeds  :  — 

"  Some  tribunal  exercising  such  authority  is  essential  to  prevent  an  appeal  to  the 
sword  and  a  dissolution  of  the  government.  That  it  ought  to  be  established  imder  the 
national,  rather  than  under  the  State  government,  or,  to  speak  more  properly,  that  it 
can  be  safely  established  under  the  former  only,  would  seem  to  lie  a  position  self-evident, 
and  requiring  no  reasoning  to  support  it.  It  may  justly  be  presumed  that  under  the 
national  government,  in  all  controversies  of  this  sort,  the  decision  will  be  impartially 
made  accoi-ding  to  the  principles  of  justice ;  and  all  the  usual  and  most  effectual 
precautions  are  taken  to  secure  this  impartiality^  by  confiding  it  to  the  highest  judicial 
tribunal."'     (§1681.) 

In  the  United  States,  this  jurisdiction  has  been  chieflj'  employed  in  cases  of 
disputed  boundaries.  (See  opinion  of  the  Court  in  Wisconsin  v.  Pelican  Insurance  Co., 
127  U.  S.  265. )  It  has  been  decided  that  the  Supreme  Court  of  the  United  States  has 
jurisdiction  to  determine  questions  of  boundary  between  States,  and  that  the  juris- 
diction is  not  defeated  because  of  the  fact  that  in  deciding  the  question  the  court  must 
examine  and  construe  compacts  between  States,  or  because  the  juristliction  affects  the 
territorial  limits  of  the  political  jurisdiction  and  sovereignty  of  the  States.  (Virginia  v. 
West  Virginia,  1 1  Wall.  39  ;  Rhode  L  r.  Massachusetts,  12  Pet.  657  ;  and  see  other 
cases  cited  by  Baker,  Annot.  Const,  p.  138.) 

The  Courts  of  the  United  States  have  declined,  as  between  States,  to  compel  the 
performance  of  obligations  which,  between  independent  nations,  could  not  have  been 
enforced  judicially,  but  only  through  the  political  departments.  (Kentucky  r.  Dennison 
24  How.  66  ;  New  York  v.  Louisiana,  108  U.S.  76  ;  and  see  Wisconsin  r.  Pelican  Ins. 
Co.,  127  U  S.  265.) 

In  a  recent  case,  it  was  held  that  the  words  "  controversies  between  States  "  were 
intended  to  include  something  more  than  controversies  over  territory  or  jurisdiction  ; 
but  that  the  jurisdiction  was  of  so  delicate  and  grave  a  character  that  its  exercise  was 
not  contemplated  save  when  the  nec-essity  was  absolute  and  the  matter  itself  properly 
justiciable.  To  maintain  jurisdiction,  the  controversy  must  arise  directly  Ijetween  the 
States,  and  must  not  be  a  controversy  in  the  vindication  of  grievances  between  private 
indi^-iduals.  A  bill  by  the  State  of  Louisiana  against  the  State  of  Texas,  complaining 
that  Texas  by  unnecessary  and  unreasonable  quarantine  regulations  was  intentionally 
and  absolutely  interdicting  inter-state  commerce,  was  held  to  be  bad,  as  its  gravamen 
was  not  a  special  and  peculiar  injury  such  as  would  sustain  an  action  by  a  private 
person,  but  Louisiana  presented  herself  in  the  attitude  of  parens  pcUrm,  trustee, 
guardian,  or  representative  of  her  citizens.  Nor  could  the  bill  be  sustained  as  a  contro- 
versy between  a  State  and  the  citizens  of  another  State.  (Louisiana  v.  Texas  [1899],  176 
U.S.  1.) 


776  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  76. 

Between  Residents  of  Different  States. — These  words  (and  also  those  following 
— "  between  a  State  and  a  resident  of  another  State  ")  were  only  inserted  at  a  late  stage 
in  the  Convention.  (See  Con  v.  Deb.,  Melb.,  p.  1885.)  They  are  taken  from  the  United 
States  Constitution,  with  the  substitution  of  the  word  "residents"  fcr  "citizens." 
The  reasons  for  the  jurisdiction  being  given  in  the  United  States  are  explained  by 
Story,  Coram.  §§  1690-2,  and  are  based  on  the  advantage  of  giving  the  parties  in  such 
cases  recourse  to  a  national  and  impartial  tribunal. 

The  word  "resident  "  is  undefined,  and  must  be  interpreted  according  to  the  scope 
and  spirit  of  the  Constitution.  (See  Notes,  §  131,  supra,  and  §  463,  infra.)  There  are 
numerous  English  and  colonial  cases  defining  "  residence  "  differently  for  the  purpose  of 
different  enactments.  Thus  where  residence  is  required  for  an  electoral  qualification, 
the  guiding  principle  is  that  a  voter  should  have  some  local  interest.  (Beal  v.  Ford, 
3  C.P.D.  at  p.  78.)  Where  jurisdiction  depends  upon  the  residence  of  the  defendant  (as 
in  County  or  District  Court  Acts)  the  principle  is  that  of  seeking  out  the  defendant  in 
his  own  jurisdiction — in  the  forum  rei.  Here  the  considerations  are  somewhat  different 
from  both  ;  the  principle  is  that  of  providing  a  forum  which  is  neither  solely  the 
plaintiff's  nor  solely  the  defendant's,  but  belongs  impartially  to  both.  The  object  of  the 
jurisdiction,  in  fact,  is  to  avoid  any  suggestion  of  partiality  Avhich  might  arise  if  a 
litigant  with  a  resident  in  another  State  had  no  option  but  to  resort  to  the  courts  of 
that  State.  The  jurisdiction  is  thus  based  on  the  existence  of  those  local  citizenships 
and  local  patriotisms  which  are  characteristic  of  a  Federation.  Residence  in  a  State,  for 
the  purposes  of  this  section,  should  therefore  be  interpreted  as  involving  a  suggestion 
of  State  membership,  and  perhaps  even  of  domicile. 

An  instructive  parallel  expression  occurs  in  sec.  117,  where  "a  subject  of  the  Queen 
resident  in  any  State  "  is  protected  from  disabilities  in  other  States.  That  clause  as  it 
stood  in  the  Bill  of  1891,  and  also  in  the  Adelaide  draft  of  1897,  referred  to  the  privileges 
and  immunities  of  "citizens  "  of  the  States  (see  Notes  to  sec.  117)  ;  but  at  the  Melbourne 
Convention  (Debates,  pp.  664-691)  difficulties  were  raised  in  connection  with  the  meaning 
of  the  clause,  and  it  was  struck  out — many  members  expressing  the  opinion  that 
citizenship,  both  of  the  Commonwealth  and  of  the  States,  should  be  defined  in  the 
Constitution.  Afterwards  (Debates,  pp.  1750-68)  Dr.  Quick  proposed  to  give  the  Federal 
Parliament  power  to  make  laws  as  to  "  Commonwealth  citizenship."  Some  members 
thought  this  power  unnecessary,  whilst  others  still  thought  that  the  proper  plan  was  to 
define  citizenship.  On  Mr.  Symon's  motion  to  reinsert  a  provision  for  protecting  the 
rights  of  citizens  (Debates,  pp.  1780-1802  ;  and  see  Historical  Note,  sec.  117)  Dr.  Quick 
proposed  a  definition  of  Commonwealth  citizenship;  but  this  was  struck  out.  Consider- 
able objection  being  made  to  the  use  of  the  word  "  citizen,"  the  phrase  "  subject  of  the 
Queen  resident  in  any  State  "  was  substituted.  It  was  after  the  adoption  of  that  plirase 
that  the  words  "between  residents,"  &c.  (adapted  from  the  American  "between 
citizens,"  etc.)  were  inserted. 

It  appears  then  that  the  residence  in  a  State  contemplated  bj'  the  Constitution  is 
such  residence  as,  if  combined  with  British  nationality,  would  constitute  citizenship  of 
the  State,  in  the  general  sense  of  the  term.  It  is  not  meant  by  this  that  the  residence 
should  be  such  as  is  required  by  the  laws  of  the  particular  State  for  the  exercise  of  any 
political  franchise,  but  merely  that  it  should  be  of  a  character  to  identify  the  resident 
to  some  extent  with  the  corporate  entity  of  tJie  State. 

For  the  meaning  of  citizenship  of  a  State  in  the  United  States,  see  Storj',  Coram. 
§§  1693-5  ;  Kent,  Comm.  1.  345.  In  its  broad  sense,  the  word  "  citizen  "  is  synonymous 
■with  "  subject"  and  "  inhabitant,"  and  is  understood  as  conveying  the  idea  of  membership 
of  a  nation  and  nothing  more.     (Minor  v.  Happerset,  2]  Wall.  162.) 

The  question  arises  whether,  in  order  to  give  jurisdiction  under  this  sub-section,  it 
is  necessary  that  all  the  plaintiffs  should  be  residents  in  a  different  State  or  States 
from  all  the  defendants.  The  American  decisions  turn  not  only  on  the  words  in  the 
Constitution,  "  between  citizens  of  different  States,"  but  also  ou  the  more  precise  words 


§324] 


THE  JUDICATURE.  777 


of  the  Jucliciarj'  Act,  which  give  the  Circuit  Courts  jurisdiction  "  where  the  suit  is 
between  a  citizen  of  the  State  where  the  suit  is  brought,  and  a  citizen  of  another  State." 
It  has  been  held  that  those  words  mean  that  each  distinct  interest  must  be  representJed 
by  persons  all  of  whom  are  entitled  to  sue,  or  liable  to  be  sued,  in  the  Federal  Courts. 
(Strawbridge  i-.  Curtiss,  3  Cranch,  'ZQl  ;  Coal  Co.  v.  Blatchford,  11  Wall.  172.)  ^Vhere 
jurisdiction  depends  on  the  parties,  the  parties  to  the  record  are  meant,  and  not  the 
parties  in  interest.  (See  Note,  §  323,  fupra.)  Trustees  and  executors  are  no  exception  ; 
their  residence,  and  not  the  residence  of  the  beneficiaries  whom  they  represent  in  the 
suit,  is  materiaL  (Coal  Co.  r.  Blatchford,  11  Wall.  172.)  In  the  United  States,  an 
allegation  that  the  plaintiffs  "as  such  executors"  were  citizens  of  a  State  was  held 
insufficient,  inasmuch  as  citizenship  was  a  personal,  not  an  official  quality.  (Amory  v. 
Amory,  95  U.S.  186.)  Where,  however,  a  party  to  the  record  is  whoUy  formal,  and  has 
no  interest  in  or  control  over  the  suit,  but  is  a  mere  "conduit" — as  where  a  sheriff's 
bond  had  to  be  sued  out  in  the  name  of  the  Governor  of  the  State— the  residence  of  the 
party  interested,  and  not  of  the  formal  party,  is  material.  (McNutt  r.  Bland,  2  How. 
9. )  And  jurisdiction  cannot  be  ousted  by  the  joinder  of  a  mere  nominal  defendant,  who 
has  not  the  requisite  character.  (Carneal  r.  Banks,  10  Wheat.  181  ;  Walden  v.  Skinner, 
101  U.S.  577  ;  Kent,  Comm.  i.  .346.)  Where  jurisdiction  depends  on  the  residence  of 
the  parties,  the  jurisdiction  must  appear  on  the  record.  (Bingham  v.  Cabot,  3  DalL 
382 ;  Abercrombie  r.  Dupuis,  1  Cranch  343  ;  Kent,  Comm.  i.  344. ) 

The  federal  courts  have  no  jurisdiction  of  a  suit  between  a  resident  of  a  territory 
and  a  resident  of  a  State  :  nor  where  a  resident  of  the  federal  district' is  a  party.  (New 
Orleans  v.  Winter,  1  Wheat.  91  ;  Barney  v.  Baltimore,  6  Wall.  280.) 

Cha>"ge  of  Residexce. — If  a  resident  of  one  State  changes  his  domicile  to  another 
Stat«,  with  a  bona  fide  intention  to  reside  there,  even  though  his  object  was  to  avail 
himself  of  the  federal  jurisdiction,  he  may  sue  as  a  resident  of  the  latter  State.  (Jones 
V.  League,  18  How.  76  ;  Kent,  Comm.  i.  345.)  But  a  merely  colourable  conveyance  will 
not  give  jurisdiction.     (/6. ) 

Reside.nce  of  Corporatiox. — In  the  United  States,  it  was  held  in  some  early  cases 
that  a  corpoi-ation  aggregate  was  not,  in  its  corporate  capacity,  a  citizen,  and  that  its 
right  to  sue  in  the  federal  courts  depended  on  the  citizenship  of  its  members,  which 
must  be  averred  on  the  record.  (Hope  Ins.  Co.  v.  Boardmam,  5  Cranch  57  ;  Bank  of 
U.  S.  V.  Deveaux,  5  Cranch  61. )  These  decisions  were  re^^ewed  and  overruled  in  Loiiis^ille 
R.  Co.  V.  Letson,  2  How.  497,  where  it  was  held  that  a  corpoi-ation  created  and  doing 
business  in  a  State  is  an  inhabitant  of  the  State,  capable  as  being  treated  as  a  citizen  for 
all  purposes  of  jurisdiction.  And  the  mischief  of  the  earlier  decision  is  now  whittled 
away  by  a  legal  fiction  ;  the  members  of  a  corporation  being  conclusively  presumed,  for 
purposes  of  jurisdiction,  to  be  citizens  of  the  State  in  which  the  corporation  was  created. 
(Steamship  Co.  v.  Tugman,  106  U.S.  118  ;  Memphis,  &c.,  R.R.  Co.  r.  Alabama,  107  U.S. 
581  ;  Kent,  Comm.  i.  346.)  "  It  is  well  settled  that  a  corporation  created  by  a  State  is 
a  citizen  of  the  State,  within  the  meaning  of  those  pro\asions  of  the  Constitution  and 
statutes  of  the  United  States,  which  define  the  jurisdiction  of  the  federal  courts." 
(Wisconsin  v.  Pelican  Ins.  Co.  127  U.S.  p.  287.)  But  such  a  corporation  is  not  a  citizen 
of  the  State,  so  as  to  be  "entitled  to  all  privileges  and  immunities  of  citizens  in  the 
several  States."     (Blake  v.  McClung,  172  U.S.  239.) 

A  corporation  may  clearly  be  a  "  resident "  within  the  meaning  of  this  section. 
"  Residents "  are  resident  j^rsons ;  and  by  the  (Imperial)  Interpretation  Act,  1889 
(which  governs  this  constitution),  the  expression  "person,"  unless  the  contrary  intention 
appears,  includes  any  body  of  persons  corporate  or  unincorporate.     (Sec.  19. ) 

According  to  writers  on  International  Law,  supported  by  English  decisions,  the 
residence  of  an  incorporated  company  is  determined  by  the  place  in  which  its 
administrative  business  is  chiefly  carried  on.  (See  Westlake,  Priv.  Internat.  Law,  285  ; 
Lindley,  Company  Law,  p.  910.) 


778  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  76. 

Betwekn  a  State  and  a  Resident  of  Another  State. — The  object  of  this 
jurisdiction  also  is  to  avoid  partiality,  or  the  suspicion  of  partiality.  (Story,  Comm.  § 
1682;  Kent,  Comm.  i.  32.3;  Wisconsin  v.  Pelican  Ins.  Co.,  127  U.S.  p.  265.)  In  that 
case  it  was  held  that  similar  words  do  not  give  federal  jurisdiction  in  an  action  by  a 
State  upon  a  judgment  recovered  by  it,  in  one  of  its  own  courts,  against  a  citizen  of 
another  State.  "  The  grant  is  of  '  judicial  power  '  and  was  not  intended  to  confer  upon 
the  courts  of  the  United  States  jurisdiction  of  a  suit  or  prosecution  by  the  one  State,  of 
such  a  nature  that  it  could  not,  on  the  settled  principles  of  public  and  international  law, 
be  entertained  by  the  judiciary  of  the  other  State  at  all."     (Per  Gray,  J.,  at  p.  289.) 

"The  courts  of  no  country  execute  the  penal  laws  of  another."  (Per  Marshall, 
C.J.,  The  Antelope,  10  Wheat.  12.3.)  This  rule  "applies  not  only  to  prosecutions  and 
sentences  for  crimes  and  misdemeanours,  but  to  all  suits  in  favour  of  the  State  for  the 
recovery  of  pecuniary  penalties  for  any  violation  of  statutes  for  the  protection  of  its 
revenue  or  other  municipal  laws,  and  to  all  judgments  for  such  penalties."  (Wisconsin 
V.  Pelican  Ins.  Co.,  cited  above.) 

§  325.    "  In  which  a  VTrit  of  Mandamus  or  Prohibition,  or 

an  Injunction,  is  Sought  Against  an  Officer  of 

the  Commonwealth." 

The  Convention  was  in  considerable  doubt  as  to  whether  this  sub-section  was 
necessary  or  not.  It  was  included  (except  so  far  as  injunctions  are  concerned)  in  the 
Bill  of  1891  ;  and  it  reappeared  in  the  Adelaide  draft  of  1897.  At  Melbourne  (Debates, 
pp.  .320-1)  it  was  omitted,  at  Mr.  Barton's  suggestion,  on  the  ground  that  the  words 
were  xinnecessary,  and  might  operate  as  a  limitation.  On  reconsideration  (Debates, 
pp.  1875-85)  it  was  thought  advisable  to  restore  the  words,  owing  to  principles  laid  down 
in  American  decisions,  which  show  that  the  power  of  the  Supreme  Court  of  the  United 
States  to  grant  a  writ  of  mandamus  is  very  limited. 

American  Decisions. — In  order  to  explain  the  reasons  for  inserting  the  words,  and 
to  answer  the  objections  which  were  urged  against  them,  it  is  necessary  first  to  examine 
the  American  decisions.  The  Constitution  of  the  United  States  gives  original  j urisdiction 
to  the  Supreme  Court  only  in  "  cases  affecting  ambassadors,  other  public  ministers,  and 
consuls,  and  those  in  which  a  State  shall  be  party."  Nor  has  Congress  anj'  power  what- 
ever to  extend  the  original  jurisdiction  of  the  Supreme  Court.  The  Judiciary  Act  of 
1789,  which  created  the  Federal  Courts,  after  declaring  that  the  Supreme  Court  should 
have  appellate  jurisdiction  from  the  Circuit  Courts  and  Courts  of  the  several  States,  in 
certain  cases,  provided  that  it  should  have  power  to  issue  writs  of  mandamus,  in  cases 
warranted  by  the  principles  and  usages  of  law,  "  to  any  courts  appointed,  or  persons 
holding  office,  under  the  authority  of  the  United  States."  (See  Re  Green,  141  U.S.  325.) 
In  Marbury  v.  Madison,  1  Cranch  137,  this  Act  was  held  to  be  uuconstitutional  so  far 
as  it  purported  to  give  the  Supreme  Court  power  to  issue  a  mandamus  against  an  officer 
of  the  United  States  (a  proceeding  which  involves  the  exercise  of  original  jurisdiction) 
in  cases  not  within  the  original  jurisdiction  granted  by  the  Constitution.  Marbury  had 
been  duly  appointed  a  justice  of  the  peace,  and  his  commission  had  been  dulj-  signed  and 
sealed  ;  but  the  Secretary  of  State  refused  to  issue  it.  The  Court  held  (see  Kent,  i.  322) 
that  this  was  a  violation  of  a  vested  legal  right,  for  which  the  plaintiff  was  entitled  to  a 
remedy  by  mandamus ;  but  held  also  that  the  mandamus  could  not  constitutionally 
issue  from  the  Supreme  CJourt. 

"  To  enable  this  Court  to  issue  a  mandamus,  it  must  be  shown  to  be  an  exercise  of 
appellate  jurisdiction  or  to  be  necessary  to  enable  them  to  exercise  appellate  jurisdiction. 
.  .  .  It  is  the  essential  criterion  of  appellate  jurisdiction,  that  it  revises  and  corrects 
the  proceedings  in  a  cause  already  instituted,  and  does  not  create  that  cause.  Although, 
therefore,  a  mandamus  may  be  directed  to  courts,  yet  to  issue  such  a  writ  to  an  officer 
for  the  delivery  of  a  paper,  is  in  effect  the  same  as  to  sustain  an  original  action  for  that 


^■25.]  THE  JUDICATURE. 


paper,  and  therefore  seems  not  to  belong  to  appellate,  but  to  original  jurisdiction. 
Neither  is  it  necessary,  in  such  a  case  as  this,  to  enable  the  court  to  exercise  its  appellate 
jurisdiction.  The  authority,  therefore,  given  to  the  Supreme  Court,  by  the  Act 
establishing  the  judicial  courts  of  the  Unitetl  States,  to  issue  writs  of  mandamus  to 
public  officers,  appears  not  to  be  waiTanted  by  the  Constitution."  (Per  Marshall, 
C.J.,  Marbury  i:  Madison,  1  Cranch  at  p.  175.) 

The  principles  established  in  Marbury  v.  Madison  are  very  clear.  When  a  writ  of 
mandamus  is  sought,  the  first  question  is  whether  "  the  principles  and  usages  of  law  " 
warrant  the  is.sue  of  a  mandamus  as  the  proper  remedy  in  the  ease  ;  and  if  that  question 
is  answered  in  the  affirmative,  the  question  remains  whether  the  Supreme  Court  has 
jurisdiction  over  the  parties  or  the  subject-matter.  If  the  mandamus  is  sought  against  a 
non-judicial  officer,  it  is  an  exercise  of  original  jurisdiction,  and  the  court  can  only  act 
if  the  matter  comes  within  the  scope  of  its  original  jurisdiction.  If  the  mandamus  is 
sought  against  a  court,  it  is  an  exercise  of  appellate  jurisdiction,  and  the  court  can  only 
act  if  the  matter  comes  within  the  scope  of  its  appellate  jurisdiction. 

It  is  submitted  that,  in  the  absence  of  this  sub-section,  the  American  decisions 
would  be  completely  applicable  to  this  Constitution,  and  that  no  mandamus  could  issue 
from  the  High  Court  against  a  non-judicial  officer  of  the  Commonwealth  except  in  cases 
which  came  within  the  scope  of  the  original  jurisdiction  of  the  Court.  There  is,  of  c-ourse, 
the  difference  that  the  original  jurisdiction  of  the  High  Court  under  this  Constitution  is 
wider  than  that  of  the  Supreme  Court  of  the  United  States,  and  that  this  jurisdiction 
can,  within  certain  limits,  be  further  enlarged  by  the  Parliament  ;  but  that  is  a  difference 
which  does  not  affect  the  principle.  Tliat  principle  is  that  the  original  jurisdiction  of 
the  High  Court  is  limited,  and  that  its  power  to  grant  mandamus,  prohibition,  or 
injunction — or,  for  the  matter  of  that,  any  other  remedj-  whatever — is  ordinarily 
confinetl,  so  far  as  that  remedy  involves  an  exercise  of  original  jurisdiction,  within 
precisely  the  same  limits.  The  difference  made  by  this  sub-section  is  that  whenever  any 
person  seeks  any  one  of  those  three  reme«lies  against  an  officer  of  the  CommonicecUth,  the 
High  Court  will  have  original  jurisdiction  in  the  matter — whether  or  not  it  is  a  matter 
■  •  arising  imder  a  treaty,"  or  "  affecting  consuls,"  or  "  between  States,"  &c. 

Objectioxs  Answered.— It  was  suggested  by  Mr.  Isaacs  (Con v.  Debates,  Melb., 
pp.  1879,  1882)  that  the  words  were  unnecessary,  inasmuch  as  the  jurisdiction  proposed 
o  be  given  was  already  covered  by  sub-sec.  iii.,  which  gave  original  jurisdiction  where 
"  the  Commonwealth,  or  a  pei-son  suing  or  being  sued  on  behalf  of  the  Commonwealth, 
is  a  party."  It  seems  clear,  however,  that  that  sub-section  only  applies  where  the 
Commonwealth  is  tlie  real  party,  and  some  pei-son  sues  or  is  sued  as  representing  the 
Commonwealth.  (See  Note,  §  323,  supra  ;  and  Mr.  Barton's  remarks,  Conv^.  Deb., 
Melb.,  p.  1884.)  In  applications  for  mandamus,  that  is  never  the  case,  because  a 
mandamus  cannot  issue  against  the  Crown,  or  against  anj-  person  representing  the  Crown. 
(See  Note  on  Mandamus,  infra.)  A  suit  "against  an  officer  of  the  Commonwealth  "  is 
a  very  different  thing  to  a  suit  against  "a  person  sued  on  behalf  of  the  Commonwealth." 

Another  objection  urged  was  that  the  mention  of  these  particular  remedies  might 
raise  the  implication  that  the  High  Court  had  no  jurisdiction  i»-ith  respect  to  other 
remedies  not  mentioned  —  such  as  writs  of  habeas  corpus,  certiorari,  &c.  This  argument 
is  practically  answered  by  the  foregoing  statement  of  the  purport  of  the  provision.  The 
High  Coiu-t,  apart  from  this  sub-section,  would  have  had  power  to  grant  the  remedies 
of  mandamus,  &c.,  whenever  it  was  incident  or  necessary  to  the  exercise  of  their 
original  jurisdiction.  This  sub-section  expressly  extends  that  jurisdiction  in  the  case 
of  three  remedies  '"which  are  specially  in  their  nature  addressed  to  persons  who  may  be 
carrying  out  the  provisions  of  the  statute  law "  (Conv.  Deb.,  Melb..  1885);  but  as 
regards  all  other  remedies  it  leaves  the  jurisdiction  of  the  court  unaltered.  That 
jurisdiction,  it  is  submitted,  will  be  just  as  extensive  as  it  is  in  the  United  States. 

"  All  the  courts  of  the  United  States  have  power  to  issue  writs  of  •icire  fa'-iax,  habeas 
corpus,  and  all  other  writs  not  specially  provided  for  by  statute,  which  may  be  necessary 
for  the  exercise  of  their  respective  jurisdictions,  and  agreeable  to  the  principles  and 


780  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  75. 

usages  of  law.  So  the  judges  of  the  Supreme  Court,  as  well  as  the  judges  of  the  District 
Courts,  may,  by  habeas  corpus,  relieve  the  citizens  from  all  manner  of  unjust  imprison- 
ment occurring  under  or  by  colour  of  the  authority  of  the  United  States,  or  for  acts 
done,  or  omitted  to  be  done,  in  pursuance  of  a  law  of  the  United  States,  or  of  a  judicial 
authority  of  any  court  or  judge  thereof."  {Kent,  Comm.  i.  300  ;  and  see  Story,  Comm. 
§  1341.) 

The  well-recognized  principle  is,  that  in  the  exercise  of  its  lawful  jurisdiction  the 
court  may  employ  all  appropriate  remedies  ;  and  that  principle  is  not  affected  by  the 
fact  that  in  a  certain  class  of  cases  the  nature  of  the  remedy  sought  is  made  the  ground 
of  jurisdiction. 

Another  objection  urged  was  that  the  sub-section  might  enable  the  judiciary  to 
interfere  in  political  matters,  and  control  the  executive  acts  of  the  government.  A 
sufficient  answer  to  this  is  that  this  sub-section,  like  all  the  others,  confers  a  jurisdiction 
only,  not  a  right  of  action.  It  provides  that  resort  may  be  had  to  the  High  Court  when 
a  mandamus,  &c.,  is  sought  against  an  officer  of  the  Commonwealth;  but,  as  was 
explained  by  Mr.  Symon,  "  it  does  not  give  any  right  to  get  mandamus  or  prohibition.  .  .  . 
It  merely  gives  a  jurisdiction  in  certain  applications."     (Conv.  Deb.,  Melb.,  p.  1877.) 

General  Jurisdiction  in  Mandamus,  &c. — Two  things  must  combine  in  order  to^ 
give  jurisdiction  under  this  sub-section  in  any  matter  : — (1)  That  a  mandamus,  prohi- 
bition, or  injunction  is  sought ;  and  (2)  that  such  remedy  is  sought  against  an  officer  of 
the  Commonwealth.  If  the  nature  of  the  remedy  sought,  and  the  character  of  the 
party  against  whom  it  is  sought,  answer  this  description,  the  High  Court  has  original 
jurisdiction,  irrespective  of  what  the  subject  of  the  suit  may  be. 

It  must  not  be  supposed,  however,  that  the  High  Court  has  no  power  to  issue 
mandamus,  prohibition,  or  injunction  except  under  this  sub-section.  Whenever  the 
Court  has  jurisdiction,  original  or  appellate,  in  any  matter,  it  has  power  to  grant  all 
remedies  necessary  or  appropriate  to  the  exercise  of  that  jurisdiction.  (See  United 
States  cases  cited,  s^vpra.)  That  is  to  say,  in  cases  where  the  person  against  whom  a 
mandamus,  prohibition,  or  injunction  is  sought  is  not  an  officer  of  the  Commonwealth, 
then  if  the  character  of  the  parties  or  the  subject-matter  of  the  suit  give  the  High  Court 
original  jurisdiction  in  the  matter,  the  High  Court  has  authority  to  grant  any  such 
writ  or  remedy  in  the  matter  as  may  be  necessary  to  the  exercise  of  that  jurisdiction. 

A  Writ  of  Mandamus  or  Prohibition. — A  writ  is  a  document  in  the  Queen's 
name,  and  under  the  seal  of  the  Crown,  or  of  a  court  or  officer  of  the  Crown,  command- 
ing the  person  to  whom  it  is  addressed  to  do  or  forbear  from  doing  some  act.  (Sweet's 
Law  Dictionary.) 

Writs  are  either  prerogative  or  of  right.  A  prerogative  writ  is  one  which  issues, 
not  of  strict  right,  but  in  the  discretion  of  the  Court.     (Shortt,  Mandamus,  p.  223.) 

Mandamus  and  prohibition  are  prerogative  writs.  There  are  other  prerogative 
writs  known  to  English  law,  such  as  habeas  corpus,  certiorari,  procedendo,  and  q\uy 
warranto.  The  mention  in  this  section  of  mandamus  and  prohibition  alone  is  not  meant 
to  exclude  or  limit  any  jurisdiction  which  the  High  Court  may  otherwise  have  with 
regard  to  other  writs  ;  the  object  was  to  make  it  perfectly  clear  that  the  courts  should 
have  original  jurisdiction  in  every  case  in  which  either  of  these  writs,  or  an  injunction, 
was  sought  against  an  officer  of  the  Commonwealth  :  these  three  proceedings  being 
selected  because  they  are  ' '  specially  in  their  nature  addressed  to  persons  who  may  be 
carrying  out  the  provisions  of  the  Statute  law."     (Conv.  Deb.,  Melb.,  pp.  1876-85.) 

Mandamus. — "  A  writ  of  mandamus  is,  in  general,  a  command  issuing  in  the 
King's  name  from  the  court  of  King's  Bench,  and  directed  to  any  person,  corponi- 
tion,  or  inferior  court  of  judicature  within  the  King's  dominions,  requiring  them  to  do 
some  particular  thing  therein  specified,  which  appertains  to  their  office  and  duty,  and 
which  the  court  of  King's  Bench  has  previously  determined,  or  at  least  supposes,  to  be 
consonant  to  right  and  justice.  It  is  a  high  prerogative  writ,  of  a  most  extensive 
remedial  nature  :  ...  it  issues  in  all  cases  where  the  party  hath  a  right  to  have 
anything  done,  and  hath  no  other  specific  means  of  compelling  its  performance. 
(Blackstone,  Comm.  iii,  110.     See  also  Steph.  Comm.  iii.  615  ;  Shortt,  Mandamus,  223.> 


^325.] 


THE  JUDICATURE.  781 


Besides  the  prerogative  writ  of  mandamus,  there  are  various  kinds  of  statutory 
mandamus  ;  especialh'  the  mandamus  in  a  civil  action,  first  introduced  by  the  (Imperial) 
Common  Law  Procediire  Act,  1854,  and  subsequently  adopted  in  the  colonial  Common 
Law  Procedure  Acts.  (See  Steph.  Comm.  iii.  619.)  This  sub-section  appears  chiefly  to 
contemplate  the  prerogative  writ ;  biit  it  is  submitted  that  it  is  wide  enough  to  include 
any  statutory  mandamus  which  may  be  authorized  by  federal  legislation. 

In  the  colonies,  the  courts  which  exercise  a  jurisdiction  corresponding  to  that  of  the 
<)ueen's  Bench  ha%'e  always  exercised  the  right  of  issuing  the  prerogative  writ  of 
mandamus.  It  appeai-s  that,  in  the  absence  of  prohibitive  Imperial  legislation,  the 
Court  of  Queen's  Bench  can  exercise  jurisdiction  in  every  part  of  the  Queens  Dominions, 
even  in  colonies  in  which  an  independent  legislature  has  been  established.  "  Writs  not 
ministerially  directed  (sometimes  called  prerogative  writs,  because  they  are  supposed  to 
issue  on  the  part  of  the  King),  such  as  writs  of  mandanuis,  prohibition,  habeas  corpus, 
certiorari,  are  restrained  by  no  clause  in  the  constitution  of  Berwick  ;  upon  a  proper 
case  they  may  issue  to  every  domiHion  of  the  Crotcn  of  England.  There  is  no  doubt  as  to 
the  power  of  this  court  (i.e.,  the  court  of  King's  Bench),  where  the  place  is  under  the 
subjection  of  the  Crown  of  England  ;  the  onlj-  question  is  as  to  th6  propriety."  (Per 
Mansfield,  C.J.,  Rex  v.  Cowle,  2  Burr.  855.)  In  1861,  a  writ  of  haiteas  corpus  ad 
-■iubjiciendum  was  issued  from  the  court  of  Queen's  Bench  to  certain  officers  in  Upper 
Canada.     (Re  John  Anderson,  30  L.J.Q.B.  129.) 

A  mandamus  only  lies  where  the  applicant  has  a  legal  right  to  the  performance  of 
some  public  duty,  and  where  there  is  no  other  adequate  remedy.  (See  Shortt, 
.Mandamus.) 

The  mandamus  provided  for  in  this  sub-section  is  only  "  against  officers  of  the 
Commonwealth."  Without  expi-ess  words,  the  High  Court  has  original  jurisdiction  to 
issue  a  mandamus  against  any  person,  corporation,  or  public  officer  in  any  matter  coming 
within  the  scope  of  its  original  jurisdiction  ;  and  the  power  to  issue  a  mandamus  to  any 
State  or  Federal  Court  is  incident  to  the  general  appellate  jurisdiction  of  the  High 
Court.     (Marbury  v.  Madison,  1  Cranch  137  ;  and  see  notes,  »upra.) 

This  sub-section  merely  gives  a  jurisdiction,  and  docs  not  confer  any  right  to  a 
mandamus  in  cases  where  it  did  not  exist  before.  (Conv.  Deb.,  Melb.,  pp.  1875-85.) 
Consequently  the  jurisdiction  where  a  mandamus  is  sought  against  an  officer  of  the 
Commonwealth  must  be  read  in  the  light  of  established  authority.  It  is  a  clear  principle 
of  English  law  that  a  mandamus  is  never  grantetl  against  the  Crown,  or  the  officers  or 
servants  of  the  Crown  as  such.  "  That  there  can  be  no  mandamus  to  the  Sovereign  there 
can  be  no  doubt,  both  because  there  would  be  an  incongruity  in  the  Queen  commanding 
herself  to  do  an  act,  and  also  because  the  disobedience  to  a  writ  of  mandamus  is  to  be 
enforced  by  attachment."  (Per  Denman,  C.J.,  Reg.  v.  Powell,  1  Q.B.  361.)  The 
principle,  which  is  laid  down  clearly  in  English,  Colonial,  and  American  cases,  is  this  : 
that  a  mandamus  will  lie  against  an  officer  of  the  Crown  to  compel  him  to  perform  an 
act  which  he  is  under  a  statutory  or  other  legal  duty  to  perform  ;  but  not  to  compel  him 
to  perform  an  act  in  which  he  has  any  discretion,  or  in  which  he  is  subject  to  the 
commands  of  the  Crown.  Thus,  in  Reg.  r.  Lords  Commissioners  of  the  Treasury,  L.R. 
7  Q.B.  387,  it  was  held  that  no  mandamus  lies  to  the  Lords  of  the  Treasury  to  compel 
them  to  issue  a  Treasury  minute  authorizing  certain  payments. 

"I  take  it,  with  reference  to  that  jurisdiction,  we  must  start  with  this  unquestionable 
principle,  that  when  a  duty  has  to  be  performed  (if  I  may  use  that  expression)  by  the 
Crown,  this  court  cannot  claim  even  in  appearance  to  have  any  power  to  command  the 
Crown  ;  the  thing  is  out  of  the  question.  Over  the  sovereign  we  can  have  no  power.  In 
like  manner  where  the  parties  are  acting  as  servants  of  the  Crown,  and  are  amenable  to 
the  Crown,  whose  servants  they  are,  they  are  not  amenable  to  us  in  the  exercise  of  our 
prerogative  jurisdiction.     (Per  Cockbum,  C.J.,  at  p.  394.) 

"The  question  remains  whether  there  is  any  statutable  obligation  cast  upon  the 
Lords  of  the  Treasury  to  do  what  we  are  asked  to  compel  them  to  do  by  mandamus, 
namely,  to  issue  a  minute  to  pay  that  money :  because  it  seems  to  me  clear  that  we 


782  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  75. 

ought  to  grant  a  mandamus  if  there  is  such  a  statutory'  obligation.  .  .  .  The  general 
principle,  applicable  not  merely  to  mandamus  but  running  all  through  the  law,  is  thai 
where  an  obligation  is  cast  upon  the  principal  and  not  upon  the  servant,  we  cannot 
enforce  it  against  the  servant  as  long  as  he  is  merely  acting  as  servant.  Where  tlu- 
intention  of  the  legislature  shows  that  Her  Majest}-  should  be  advised  to  do  a  thing,  and 
where  the  obligation,  if  I  may  use  the  word,  is  cast  upon  the  servants  of  Her  Majesty  so 
to  advise,  we  cannot  enforce  that  obligation  against  the  servants  by  mandamus  merelv 
because  the  sovereign  happens  to  be  the  principal."     (Per  Blackburn,  J.,  at  p.  397.) 

In  Exp.  Mackenzie,  6  SCR.  (N.S.W.)  306,  the  Supreme  Court  of  New  South 
Wales  refused  to  issue  a  mandamus  against  the  Colonial  Treasurer  to  compel  him  to 
issue  a  warrant  for  the  pa^'nient  of  certain  moneys  voted  by  Parliament.  In  Exp.  Cox, 
14  S.C.R.  (N.S.W.)  287,  a  mandamus  against  the  Secretary  for  Mines  commanding  him 
to  hand  over  to  the  applicant  a  mineral  lease  executed  by  the  Governor,  under  the 
Mining  Act,  was  refused  by  the  same  court  on  the  ground  that  the  Act  did  not  impose 
on  the  Secretary  for  Mines  any  such  duty.  (See  also  Exp.  Krefft,  14  S.C.R.  [N. S.W.J 
446.)  In  Exp.  Gibson,  2  N.S.W.  L.R.  202,  the  Supreme  Court  of  New  South  Wales 
hold  that  a  mandamus  would  lie  against  the  Colonial  Treasurer  for  the  issue  of  a  license 
under  the  Licensing  Act  of  1862,  on  the  ground  that  the  Act  left  the  Treasurer  no 
discretion  ;  but  the  court  in  its  own  discretion  refused  the  mandamus. 

The  American  cases  are  to  exactly  the  same  effect,  and  decide  that  a  mandamus  will 
lie  to  compel  the  performance  of  a  merely  ministerial  duty,  but  not  of  a  discretionary 
duty.  Thus  in  U.S.  ex  rel.  Boynton  v.  Blaine,  139  U.S.  306,  the  principle  was  stated 
by  the  Court  as  follows  : — 

"  The  writ  of  mandamus  cannot  issue  in  a  case  where  its  effect  is  to  direct  or  control 
the  head  of  an  Executive  department  in  the  discharge  of  an  executive  duty  involving  the 
exercise  of  judgment  or  discretion.  (U.S.  ex  rel.  Redfield  v.  Windom,  137  U.S.  636, 
644.)  When  by  special  statute,  or  otherwise,  a  mere  ministerial  duty  is  imposed  upon 
the  executive  officers  of  the  Government ;  that  is,  a  service  which  they  are  bound  to 
perform  without  further  question  ;  then,  if  they  refuse,  the  mandamus  may  be  issued  to 
compel  them.  (U.S  ex  rel.  Dunlap  v.  Black,  128  U.S.  40,  48.)  The  writ  goes  to  compel 
a  party  to  do  that  which  it  is  his  duty  to  do  without  it.  It  confers  no  new  authority, 
and  the  party  to  be  coerced  must  have  the  power  to  perform  the  act."  (Brownsville 
Commissioners  v.  Loague,  129  U.S.  49.3,  501.) 

So  in  Decatur  v.  Paulding,  14  Pet.  497,  it  was  held  that  a  mandamus  would  not  lie 
against  the  Secretary  of  the  Navy  to  compel  him  to  sign  a  warrant  for  payment.  (See 
Brashear  v.  Mason,  6  How.  92.)  No  power  can  be  asserted  by  the  Supreme  Court  of  the 
United  States  "  to  command  the  withdrawal  of  a  sum  or  sums  of  money  from  the  Treasury 
of  the  United  States  to  be  applied  in  satisfaction  of  disputed  or  controverted  claims 
against  the  United  States."  (U.S.  ex  rel.  Goodrich  v.  Guthrie,  17  How.  284.  See  Kent, 
Comm.  i.  322.)  Where  a  public  officer  refuses  to  perform  a  mere  ministerial  duty, 
mandamus  is  the  proper  remedy.     (Roberts  v.  United  States,  176  U.S.  221.) 

Prohibition. — "  The  writ  of  prohibition  issues  out  of  a  superior  court  of  law, 
and  is  directed  to  the  judge  of  an  inferior  court,  or  the  parties  to  a  suit  therein,  or  both 
conjointly,  requiring  that  the  proceedings  which  have  been  commenced  therein  l)e  either 
conditionally  stayed  or  peremptorily  stopped.  The  object  of  the  writ  is  the  keeping 
of  the  court  to  which  it  is  directed  within  its  proper  jurisdiction,  or  to  repress  the 
assumption  of  authority  by  any  pretended  court."  (Broom,  Com.  Law,  p.  216.  See 
also  Blackstone  Comm.  iii.  112  ;  Shortt,  Mandamus,  &c.,  p.  426.)  The  general  rule  is  that 
prohibition  only  lies  where  the  inferior  tribunal  acts  either  without  jurisdiction,  or  in 
excess  of  its  jurisdiction,  or  where  its  procedure  has  violated  the  rules  of  justice.  (See 
Shortt,  436) 

The  writ  of  prohibition  will  issue,  not  only  to  the  regular  Courts,  but  to  various 
public  bodies  exercising  powers  of  a  judicial  nature — such,  for  instance,  as  the  Tithe 
Commissioners  and  the  Railway  Commissioners  in  England.  (See  Shortt,  p.  43.3.)  In 
a  case  relating  to  the  Local  Government  Board,  tliough  the  power  to  prohibit  was  not 
decided,  Brett,  L.J.,  observed  :— "  I  think  I  am  entitled  to  say  this,  that  my  view  of 
the  power  of  prohibition  at  the  present  day  is  that  the  Court  should  not  be  chary  of 


§325.]  THE  JUDICATURE.  78a 

tixercising  it,  and  that  wherever  the  legislature  entrusts  to  any  body  of  persons,  other 
than  to  the  superior  courts,  the  power  of  imposing  an  obligation  upon  individuals,  the 
Court  ought  to  exercise,  as  widel}-  as  they  can,  the  power  of  controlling  those  bodies  of 
persons,  if  those  persons  admittedly  attempt  to  exercise  powers  beyond  the  powers  given 
to  them  by  Act  of  Parliament."'  (Reg.  v.  Local  Government  Board,  10  Q.B.D.  321.) 
But  a  prohibition  will  only  be  granted  where  the  proceedings  to  be  prohibited  are  of  a 
judicial  character.  (Shortt,  p.  439.)  Thus  it  may  be  argued  that  prohibition  will  lie 
against  the  Inter-State  Commission  when  acting  in  its  judicial  capacity. 

Seeing  that  a  writ  of  prohibition  lies  against  the  parties  to  a  suit,  as  well  as  against 
the  judge,  it  would  appear  that  where  an  "  officer  of  the  Commonwealth  "  is  partj"  to  a 
suit  in  a  State  court,  a  prohibition  may  issue  against  him  out  of  the  High  Court,  on  the 
suit  of  the  proper  party.  It  would  seem  that  a  prohibition  directed  to  the  judge  of  an 
inferior  court  is  rather  an  exercise  of  appellate  than  of  original  jurisdiction,  inasmuch  as 
it  involves  the  assumption  of  an  authority  to  control  and  revise,  in  certain  respects,  the 
proceedings  of  the  inferior  court.  So  it  has  been  held  in  the  United  States  that  a 
writ  of  prohibition  cannot  issue  from  the  Supreme  Court  where  there  is  no  appellate 
power  given  by  law,  nor  any  special  power  to  issue  the  writ.  {Exp.  Gordon,  1  Black, 
503.)  And  the  Judiciary  Act  of  1789  authorizes  the  Supreme  Court  to  issue  prohibitions 
to  the  federal  District  Courts  when  proceeding  as  courts  of  Admiralty.  (Exp.  Christ}', 
3  How.  292  ;  Exp.  Graham,  10  Wall.  541.)  This  jurisdiction  could  not  have  been 
conferred  if  a  prohibition  had  been  thought  to  involve  the  exercise  of  original  juris- 
diction, because  the  Supreme  Court  of  the  United  States  has  no  original  jurisdiction  in 
Admiralty  cases. 

But  whether  a  writ  of  prohibition  be  regarded  as  an  original  or  an  appellate 
proceeding  seems  immaterial  under  this  Constitution.  If  appellate,  the  jurisdiction  to 
issue  prohibitions  to  all  federal  courts,  or  courts  of  federal  jurisdiction,  is  given  by  s.  73  ; 
if  original,  it  would  seem  that  the  justices  of  such  courts  are  "officers  of  the  Common- 
wealth "  within  the  meaning  of  this  section. 

Ixjrscnoy. — An  injunction  is  a  remedy  of  an  equitable  nature.  It  used  to  be  "a 
writ  remedial,  issuing  out  of  a  court  of  Equity,  in  those  cases  in  which  a  plaintiflF  is 
entitled  to  eiiuitable  relief,  by  restraining  the  commission  or  continuance  of  some  act  of 
the  defendant."  (Joyce  on  Injunctions,  p.  1.)  Injunctions  are  also  issued  in  some  cases 
by  courts  of  common  law,  acting  on  equitable  principles.  The  writ  of  injunction  is  now 
generally  abolished,  injunctions  being  obtained  by  order  ;  though  the  writ  of  injunction 
survives  in  the  common  law  courts  of  those  colonies  where  the  old  Common  Law 
Procedure  Acts  are  still  in  force. 

The  necessity  for  the  mention  of  injunctions  here  is  not  quite  apparent.  An 
injunction  is  on  a  different  footing  altogether  from  mandamus  and  prohibition  ;  it  is  an 
ordinary  remedy  in  private  suits  between  party  and  party.  It  was  probably  added 
because  of  the  analog}-  which  exists,  in  effect,  between  a  mandamus  and  an  injunction. 

Is  Sought. — The  Constitution  gives  original  jurisdiction  to  the  High  Court  in  all 
matters  in  which  a  mandamus,  prohibition,  or  injunction  "is  sought"  against  the 
Commonwealth.  It  does  not  follow,  however,  that  the  plaintiff  in  any  suit  against  an 
officer  of  the  Commonwealth  in  which  the  substantial  relief  sought  does  not  come  within 
this  sub-section  can  bring  the  proceeding  within  the  jurisdiction  of  the  High  Court  by 
adding  an  untenable  claim  for  a  mandamus,  prohibition,  or  injunction.  It  is  submitted 
that  in  such  a  case  the  same  principle  would  apply  as  when  a  plaintiff  endeavours  to 
bring  a  common  law  dispute  into  a  Court  of  Equity  by  alleging  an  untenable  equity. 
(See  Want  r.  Moss,  12  N.S.  W.  L.R.  Eq.  at  p.  108.) 

Agaixst  an  Officer  of  the  Commox wealth.— The  ministers  of  State  are  officers 
appointed  to  administer  Departments  of  State  (sec.  64),  and  are  clearly  "  officers  of  the 
Commonwealth."  So  are  officers  of  the  transferred  departments  who  are  retained  in  the 
service  of  the  Commonwealth  (sec.  84).     So  are  the  "officers  of  the  Executive  Govern- 


784  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  75. 

ment  of  the  Commonwealth  "  mentioned  in  sec.  67.  And  so  also,  it  is  submitted,  arc  the 
members  of  the  Inter-State  Commission,  and  even  the  Justices  of  the  High  Court  and  of 
the  other  federal  courts.  It  is  not  clear  whether  the  Judges  of  a  State  Court  invested 
with  federal  jurisdiction  can  be  called,  in  relation  to  the  duties  so  imposed  upon  them, 
"  officers  of  the  Commonwealth."  The  Commonwealth  investiture  acts  upon  the  court ; 
the  Judges  of  that  Court  are  appointed,  removed,  controlled,  and  paid  by  the  States 
alone.  They  are  offioers  of  the  States  exercising  functions  conferred  on  them  by  the 
Commonwealth. 

For  the  term  "officer of  the  United  States"  see  Robb  v.  Connolly,  111  U.S.  624. 
"  An  office  is  a  public  station,  or  employment,  conferred  by  the  appointment  of  govern- 
ment. The  term  embraces  the  ideas  of  tenure,  duration,  emolument,  and  duties." 
{United  States  v.  Hartwell,  6  Wall,  at  p.  393. ) 

This  section  does  not  confer  any  right  of  action  against  officers  of  the  Common- 
wealth. The  High  Court  is  given  jurisdiction  only  ;  it  has  to  determine  in  each  case, 
according  to  the  "principles  of  law,  whether  an  action  lies.  (See  Notes,  above.)  The 
principles  that  no  action  lies  against  the  Crown  except  by  its  consent,  given  by  legislation 
or  otherwise,  and  that  no  action  lies  against  a  judge  for  anything  done  in  his  judicial 
capacity,  are  not  aiTected. 

§  326.    "The  High  Court  Shall  Have  Original 
Jurisdiction.*' 

What  is  given  by  this  section  is  jurisdiction  merely,  not  a  right  of  action.  If  a 
plaintiff  has  a  legal  claim  which  comes  within  any  of  the  classes  named,  the  section 
gives  him  the  right  to  prosecute  his  suit  in  the  High  Court,  and  gives  the  High  Court 
power  to  entertain  his  suit ;  but  it  does  not  affect  his  right  to  relief.  (See  notes,  §§ 
323-3-24:  supra.) 

The  section  confers  a  jurisdiction  on  the  High  Court,  but  it  does  not  take  away  any 
jurisdiction  from  the  State  Courts.  It  does  not  provide  that  the  jurisdiction  of  the 
High  Court,  or  of  the  federal  courts,  shall  be  exclusive ;  though  sec.  77  enables  the 
Parliament  to  make  the  jurisdiction  of  any  federal  court  exclusive  of  the  jurisdiction  of 
the  State  courts  to  any  extent  which  may  be  desired.  In  the  absence  of  such  federal 
legislation,  there  will  be  concurrent  jurisdiction  over  all  matters  within  this  section,  so 
far  as  they  also  come  within  the  jurisdiction  of  any  court  of  a  State.  There  may, 
however,  be  some  cases— such  as  criminal  offences  against  the  Constitution  or  federal 
laws — in  which  the  jurisdiction  is  necessarily  exclusive.  "It  is  only  in  those  cases 
where,  previous  to  the  Constitution,  State  tribunals  possessed  jurisdiction  independent 
of  national  authority  that  they  can  now  constitutionally  exercise  a  concurrent  jurisdic- 
tion." (Story,  Comm.  §  1754  ;  Kent,  Comm.  i.  319.  See  also  Federalist,  No.  82  ;  Story, 
§§  1748-54  ;  Kent,  i.  ,395-404.) 

The  gift  of  original  jurisdiction  does  not  exclude  the  appellate  jurisdiction  of  the 
High  Court  in  cases  mentioned  in  this  section.  The  words  of  the  Constitution  of  the 
United  States  have  been  construed  to  give  appellate  but  not  original  jurisdiction  in  some 
cases,  and  original  but  not  appellate  jurisdiction  in  others.  (See  Story,  Conmi.  §§  1706- 
21 ;  Kent,  Comm.  i.  318.)  The  reasoning  by  which  this  interpretation  was  arrived  at 
has  no  application  to  this  Constitution,  the  extent  of  the  appellate  jurisdiction  being 
clearly  defined.  In  the  Bill  of  1891,  and  also  in  the  Adelaide  draft  of  1897,  the  words 
were  "  shall  have  original  as  well  as  appellate  jurisdiction;"  but  at  Melbourne,  after 
the  fourth  Report,  the  words  in  italics  were  struck  out  at  the  instance  of  the  Drafting 
Committee,  as  being  unnecessary. 

It  has  been  held  in  the  United  States  that  the  jurisdiction  of  a  federal  court  will 
not  be  presumed,  as  in  the  case  of  a  common  law  English  Court,  or  American  State 
court ;  but  that  the  record  must  show  the  jurisdiction  affirmatively.  (Dred  Scott  cftBC, 
19  How.  393  ;  Exp.  Smith,  94  U.S.  455.)    The  consent  of  parties  cannot  give  jurisdiction 


^  326.] 


THE  JUDICATURE.  785 


"where  it  does  not  exist  (Mansfield,  &c.,  R.  Co.  v.  Swan,  111  U.S.  379  ;  and  see  Bae. 
Abr.,  Courts  (B) ;  Broom's  Comm.  43).  But  the  parties  may  admit  facts  showing 
jurisdiction.     (Railway  Co.  i?.  Ramsey,  22  Wall.  322.) 

"  Objections  to  the  jurisdiction  of  the  court  below,  when  they  go  to  the  subject- 
matter  of  the  controversy,  and  not  to  the  form  merely  of  its  presentation  or  to  the 
character  of  the  relief  prayed,  may  be  taken  at  any  time.  They  are  not  waived  because 
they  were  not  made  in  the  lower  court."     (Boom  Co.  v.  Patterson,  98  U.S.  at  p.  406.) 

Where  the  original  jurisdiction  of  the  Court  is  invoked,  it  must  appear  in  the 
declaration  or  bill  of  the  party  suing  that  the  case  is  one  of  federal  jurisdiction.  (Metcalf 
r.  Watertown,  128  U.S.  586  ;  Colorado  Central  Mining  Co.  v.  Turck,  1.50  U.S.  138.) 

Common  Law  .Titrisdiction.  —  The  great  question  whether  there  is  a  common  law 
of  the  Commonwealth  involves  three  distinct  enquiries  :  (1)  whether  the  common  law,  as 
existing  in  the  several  States,  is  a  "  law  of  the  Commonwealth  ; "  (2)  whether  there  is  a 
federal  jurisdiction  over  common  law  offences  ;  (3)  whether  there  is  a  common  law 
federal  jurisdiction  in  civil  cases. 

(1)  /.«  the  Common  Law  a  Law  of  the  Co;nnjOH»cea/M  .''—In  the  United  States  the 
federal  courts  follow  the  decisions  of  the  highest  court  of  a  State  in  questions  concerning 
merely  the  laws  of  that  State,  and  only  claim  a  right  of  "  independent  interpretation  " 
where  the  law  of  the  Union  is  involved.  Accordingly  the  question  whether  the  common 
law  is  United  States  law  has  arisen  in  connection  with  the  question  whether  the  United 
Stat€S  judiciary,  in  the  exercise  of  its  jurisdiction,  has  the  right  of  independent 
interpretation  of  the  law.  To  this  question  the  Supreme  Court  of  the  United  States — 
true  to  its  character  as  a  federal,  not  a  national  court — has  given  the  following  answer  : — 

"  It  has  asserted  this  right  in  all  cases  in  which  jurisdiction  is  established  by  the 
character  of  the  subject  matter  of  the  suit  ;  but  when  jurisdiction  is  based  solely  upon 
the  character  of  the  parties  to  the  suit,  it  has  enunciated  the  principle  that  the  United 
States  Courts,  in  interpreting  the  local  law  which  governs  the  case,  must  follow  the 
interpretation  placed  upon  the  law  by  the  State  court  of  highest  instance  This  doctrine 
rests  upon  the  assumption  that  all  purely  State  law  is  finally  interpreted  by  the  State 
courts,  and  that  the  common  law  is  purely  State  law  (Wheaton  v.  Peters,  8  Pet.  591), 
i.e.,  that  the  United  States  has  no  common  law.  The  court  has  not  itself  been  able  to 
hold  to  this  doctrine  in  its  practice.  In  man}'  cases  where  the  jurisdiction  of  the  United 
States  court.^  rests  wholly  upon  the  character  of  the  parties  to  the  suit,  it  has  rendered 
decisions  contradicting  the  (lecisions  of  the  liighest  courts  of  the  States  concerned.  Such 
action  can  be  rationally  explained  only  upon  the  theory  that  the  United  States  has  a 
common  law ;  that  the  ^United  States  courts  are  quite  as  independent  in  their 
interpretation  of  this  common  law  as  in  the  interpretation  of  the  Constitution,  statutes, 
and  treaties,  of  the  United  States  ;  and  that,  in  man}-  cases  where  the  jurisdiction  of 
the  United  States  court  rests  apparently  only  upon  the  character  of  the  parties  to  the 
suit,  the  question  involved  is  one  of  United  States  common  law."  (Burgess,  Pol.  Sci.  ii. 
328  ;  see  also  Kent,  Comm.  i.  342,  notes.) 

This  test  of  the  existence  of  a  federal  common  law  is  wholly  inapplicable  to  the 
Commonwealth,  because  the  High  Court,  as  a  national  and  not  a  federal  court  of  appeal, 
has  not  onl}- the  right,  but  the  duty  of  "  independent  interpretation  "  of  the  common 
law  in  all  cases  that  come  before  it  In  the  United  States,  the  decision  of  the  courts  of 
each  State  being  final  as  to  what  the  common  law  of  the  State  is,  the  common  law  in 
one  State  may  come  in  time  to  be  widely  different  from  the  common  law  in  another 
State.  Throughout  the  Commonwealth  of  Australia,  the  unlimited  appellate  jurisdiction 
of  the  High  Court  will  make  it -subject  to  reWew  by  the  Privy  Council — the 
final  arbiter  of  the  common  law  in  all  the  States.  The  decisions  of  the  High  Court 
will  be  binding  on  the  courts  of  the  States  ;  and  thus  the  rules  of  the  common  law  will 
Ije— as  they  always  have  been — the  same  in  all  the  States.  In  this  sense,  that  the 
common  law  in  all  the  States  is  the  same,  it  may  certainly  be  said  that  there  is  a  common 
law  of  the  Commonwealth. 

(2.)  Jurisdiction  over  Common  Law  Ofenees. —This  question  has  been  the  subject  of 
much  discussion  in  the  United  States,  chiefly  in  relation  to  criminal  cases.  In  the  case 
of  United  States  v.  Wori-all,  2  Dall.  3S4  (cited  Kent,  I.  331),  the  question  arose  whether 

50 


786  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  75. 

an  indictment  would  lie  in  a  Circuit  Court  for  an  attempt  to  bribe  the  Commissioner  of 
the  Revenue.  Congress  liad  provided  by  law  for  the  punishment  of  various  crimes,  and 
even  for  the  punishment  of  bribery  in  the  case  of  certain  public  officers  ;  but  in  the  case 
of  the  Commissioner  of  the  Revenue,  the  Act  of  Congress  did  not  create  or  declare  the 
offence.  Bribery  of  a  public  officer  was  a  common  law  offence,  but  the  Constitution 
contained  no  reference  to  a  common  law  authority  ;  and  though  Congress  had  power  to 
make  such  an  act  criminal,  it  had  not  done  so.  The  question  arose  whether  it  was  an 
offence  arising  under  the  Constitution  or  laws  of  the  United  States. 

"  The  Court  were  divided  in  opinion  on  this  question.  In  the  opinion  of  the  Circuit 
Judge,  an  indictment  at  common  law  could  not  be  sustained  in  the  Circuit  Court.  It 
was  admitted,  that  Congress  were  authorized  to  define  and  punish  the  crime  of  bi-iberj- ; 
but  as  the  act  charged  as  an  offence  in  the  indictment  had  not  been  declared  by  law  to 
be  criminal,  the  courts  of  the  United  States  could  not  sustain  a  criminal  prosecution  for 
it.  The  United  States,  in  their  national  capacity,  have  no  conmion  law,  and  their  courts 
have  not  anj'  common  law  jurisdiction  in  criminal  cases,  and  Congress  have  not  provided 
by  law  for  the  offence  contained  in  the  indictment  ;  and  until  they  defined  the  offence, 
and  prescribed  the  punishment,  he  thought  the  court  had  not  jurisdiction  of  it.  The 
District  Judge  was  of  a  different  opinion,  and  he  held  that  the  United  States  were 
constitutionally  possessed  of  a  common-law  power  to  punish  misdemeanours,  and  the 
power  might  have  been  exercised  by  Congress  in  the  form  of  a  law,  or  it  might  be 
enforced  in  the  course  of  a  judicial  proceeding.  The  offence  in  question  was  one  against 
the  well-being  of  the  United  States,  and  from  its  very  nature  cognizable  under  tlieir 
authority.  This  case  settled  nothing,  as  the  court  were  divided  ;  but  it  contained 
some  of  the  principal  arguments  on  each  side  of  this  nice  and  interesting  constitutional 
question."     (Kent,  Comm.  i.  332-3.) 

In  1807  the  question  came  before  the  Supreme  Court  of  the  United  States  in  the 
case  of  United  States  ?'.  Hudson  and  Goodwin,  7  Cranch  32.  The  defendants  had  been 
indicted  in  a  Circuit  Court  for  a  libel  on  the  President  of  the  United  States,  and  the 
question  was  whether  there  was  a  common  law  jurisdiction. 

"A  majority  of  the  Supreme  Court  decided,  that  the  circuit  courts  could  not 
exercise  a  common  law  jurisdiction  in  criminal  cases.  Of  all  the  courts  which  the  United 
States,  under  their  general  powers,  might  constitute,  the  Supreme  Court  was  the  only 
one  that  possessed  jurisdiction  derived  immediately  from  the  Constitution.  All  other 
courts  created  by  the  general  government  possessed  no  jurisdiction  but  what  was  given 
them  by  the  power  that  created  them,  and  could  be  invested  with  none  but  what  the 
power  ceded  to  the  general  government  would  authorize  them  to  confer  ;  and  the  juris- 
diction claimed  in  that  case  has  not  been  conferred  by  any  legislative  act.  When  a 
court  is  created,  and  its  operations  confined  to  certain  specific  objects,  it  could  not 
assume  a  more  extended  jurisdiction.  Certain  implied  powerg  must  necessarily  result  t& 
the  courts  of  justice  from  the  nature  of  their  institution,  but  jurisdiction  of  crimen 
against  the  State  was  not  one  of  them.  ...  To  exercise  criminal  jurisdiction  in 
common-law  cases  was  not  within  their  implied  powers,  and  it  was  necessary  for  Congress 
to  make  the  act  a  crime,  to  affix  a  punishment  for  it,  and  to  declare  the  court  which 
.should  have  jurisdiction."     (Kent,  Comm.  i.  334-5.) 

In  both  the  above  cases  it  was  held,  independently  of  whether  a  common-law  offence 
could  exist,  that  the  courts  had  no  jurisdiction  over  the  case  in  question.  *'  If  that 
were  so,  the  common  law  certainly  could  not  give  them  any.  The  cases  were,  therefore, 
very  correctly  decided  upon  the  principle  assumed  by  the  Court."  (Kent,  Comm.  i.  338.) 
But  the  case  of  United  States  v.  Coolidge  (1  Gallison,  488,  1  Wheat.  415)  went  further. 
That  was  an  indictment  for  an  offence  on  the  high  seas,  and  was  clearly  a  case  of 
admiralty  jurisdiction,  over  which  the  courts  of  the  United  States  have  general  and 
exclusive  jurisdiction.  The  Circuit  Court  judge  held  that  there  M-as  jurisdiction.  He 
did  not  think  it  necessary  to  consider  the  broad  question  whether  the  United  States  had 
entirely  adopted  the  common  law.  He  admitted  that  the  courts  of  the  United  States 
were  courts  of  limited  jurisdiction  and  could  not  exercise  any  authority  not  express!}' 
confided  to  them.  But  he  insisted  that  when  an  authority  was  once  given,  its  extent 
and  the  mode  of  its  exercise  must  be  regulated  by  the  common  law,  and  that  if  this 
distinction  were  kept  in  sight  it  would  dissipate  the  whole  obscurity  of  the  subject. 
Under  the  Judiciary  Act,  the  circuit  courts  had  exclusive  cognizance  of  •'crimes  and 
offences  cognizable  under  the  authority,  of  the  United  States." 


§  326  ] 


THE  JUDICATURE.  787 


"  This  means  all  crimes  and  offences  to  which,  bj*  the  Constitution  of  the  United 
States,  the  judicial  power  extends  ;  and  the  jurisdiction  could  not  be  given  in  more 
broad  and  comprehensive  terms.  To  ascertain  what  are  crimes  and  ofifences  against  the 
United  States,  recourse  must  be  had  to  the  principles  of  the  common  law,  taken  in 
connection  with  the  Constitution.  Thus,  Congress  had  provided  for  the  punishment  of 
murder,  manslaughter,  and  perjury,  under  certain  circumstances,  but  had  not  defined 
those  crimes.  The  explanation  of  them  must  Ije  sought  in  and  exclusively  governed  by 
the  common  law  ;  and  uixin  any  other  supposition,  the  judicial  power  of  the  United 
States  would  be  left  in  its  exercise  to  arbitrary  discretion  ...  It  was  accordinglj' 
concluded  that  the  circuit  courts  had  cognizance  of  all  offences  against  the  United 
States,  and  what  those  offences  were  depended  upon  the  common  law  applied  to  the 
powers  confided  to  the  United  States,  and  that  the  circuit  courts,  having  such  cognizance, 
might  punish  by  fine  and  imprisonment,  where  no  punishment  was  specially  provided  by 
statute."'     (Kent,  Comm.  i.  336-8.) 

This  case  was  brought  up  to  the  Supreme  Court,  but  was  not  argued.  There  being 
still  a  difference  of  opinion,  the  Court  merely  said  that  they  did  not  choose  to  review 
their  decision  in  U.  S.  r.  Hudson  and  Goodwin,  or  draw  it  into  doubt.  The  decision 
was  for  the  defendant,  and  against  the  claim  to  any  common  law  jurisdiction  in  criminal 
cases.  It  seems  to  be  now  regarded  as  settled  that  in  the  criminal  law  there  are  no 
common  law  offences  against  the  United  States.  (United  States  v.  Britton,  108  U.S. 
199;  United  States  v.  Eaton,  144  U.S.  677.  Kent  Comm.  i.  331,  Notes.)  "The 
jurisdiction  of  the  United  States  courts  depends  exclusivelj'  on  the  Constitution  and 
laws  of  the  United  States,  and  they  can,  neither  in  criminal  nor  in  civil  cases,  resort  to 
the  common  law  as  a  source  of  jurisdiction."     {He  Barry,  136  U.S.  at  p.  607.) 

Chancellor  Kent  does  not  regard  the  total  denial  of  a  common  law  jurisdiction  in 
criminal  cases  as  based  upon  satisfactory  principles  ;  and  he  cites  with  approval  Du 
Pouceau's  opinion  in  favour  of  the  distinction  drawn  by  the  Court  below  in  United 
States  V.  Coolidge  {9tipra).  Du  Ponceau  maintains  "that  we  have  not,  under  our 
Federal  Government,  any  common  law  considered  as  a  source  of  jurisdiction  ;  while  on 
the  other  hand,  the  common  law,  considered  mereU'  as  the  meatis  or  inMrument  of 
exercising  the  jurisdiction,  conferred  by  the  Constitution  and  laws  of  the  Union,  does 
exist,  and  forms  a  safe  and  beneficial  system  of  national  jurisprudence.  The  courts 
cannot  derive  their  right  to  act  from  the  common  law.  They  must  look  for  that  right  to 
the  Constitution  and  law  of  the  United  States.  But  when  the  general  jurisdiction  and 
authority  is  given,  as  in  cases  of  admiralty  and  maritime  jurisdiction,  the  rules  of  action 
under  that  jurisdiction,  if  not  prescribed  by  statute,  may  and  must  be  taken  from  the 
common  law,  when  they  are  applicable,  because  they  are  necessary  to  give  effect  to  the 
jurisdiction."'     (Kent,  Comm.  i.  339.) 

Kent  admits  that  it  would  be  dangerous  to  leave  it  altogether  to  the  courts  to  say 
what  is  an  offence  against  the  law  of  the  United  States,  when  the  law  has  not  specifically 
defined  it ;  but  he  suggests  that  the  sound  doctrine  is  that  jurisdiction  exists  in  criminal 
cases,  not  only  as  to  statute  offences  duly  defined,  but  as  to  cases  within  the  express 
jurisdiction  given  bj-  the  Constitution.  In  other  words,  he  contends  that  jurisdiction 
extends  to  all  cases  within  the  judicial  power  of  the  United  States. 

"  Though  the  judiciarj-  power  of  the  United  States  cannot  take  cognizance  of 
offences  at  common  law,  unless  they  have  jurisdiction  over  the  person  or  subject-matter 
given  them  by  the  Constitution  or  laws  made  in  pursuance  of  it ;  yet,  when  the 
jurisdiction  is  once  granted,  the  common  law,  under  the  correction  af  the  Constitution 
and  statute  law  of  the  United  States,  would  seem  to  be  a  necessary  and  a  safe  guide,  in 
all  cases,  civil  and  criminal,  arising  under  the  exercise  of  that  jurisdiction  and  not 
specially  provided  for  by  statute.  Without  such  a  guide,  the  courts  would  be  left  to  a 
dangerous  discretion,  and  to  roam  at  large  in  the  trackless  field  of  their  own  imagina- 
tions."    (Kent,  Comm.  i.  341.     See  also  Story,  Comm.  §  158,  Note.) 

It  seems  therefore  that  the  doctrine  that  there  are  no  common  law  offences  against 
the  United  States,  but  that  every  offence  must  be  declared  and  made  punishable  by 
statute,  has  been  hesitatingly  adopted  bj-  the  Courts,  and  does  not  meet  with  universal 
acceptance.  The  reasons  for  denying  the  existence  of  a  federal  common  law  do  not  satisfy 
such  writers  as  Chancellor  Kent  and  Dr.  Burgess  ;  and  it  is  submitted  to  be  the  sounder 


788  COMMENTARIES  ON  THE  CONSTITUTION^.        [Sec.  76. 

doctrine  that,  within  the  scope  of  the  judicial  power,  the  common  law  may  be  resorted 
to,  to  give  effect  to  the  jurisdiction  conferred  by  the  Constitution.  And  in  this  connection 
it  is  to  be  noticed  that  the  original  jurisdiction  of  the  High  Court  extends  to  "all  matters 
in  which  the  Commonwealth  or  a  person  suing  ...  on  behalf  of  the  Commonwealth, 
is  a  party."  The  corresponding  provision  in  the  United  States  Constitution  is  *'  contro- 
versies to  which  the  United  States  shall  be  a  party  ; "  and  it  is  held  (see  Notes,  §  320, 
sunra)  that  "controversies"  do  not  include  criminal  cases.  "  Matters,"  however,  is 
applicable  to  criminal  as  well  as  civil  cases,  and  therefore  it  seems  clear  that  the  High 
Court  has  jurisdiction  over  every  offence  against  the  Commonwealth  which  is  prosecuted 
by  or  on  behalf  of  the  Commonwealth.  For  examples  of  common  law  otteuces  against 
the  Commonwealth  see  Note,  §  341,  infra.  Acts  prohibited  by  a  statute,  though  not 
expressly  stated  to  be  misdemeanours  or  punishable,  are  indictable.  (See  Notes, 
§  341,  iajra.) 

(3)  Common  Law  Jurisdiction  in  Civil  Cases. — In  civil,  as  in  criminal  cases,  the 
common  law  cannot  be  relied  on  as  the  source  of  jurisdiction.  {Be  Barry,  136  U.S. 
at  p.  607.)  But  "though  the  common  law  cannot  be  the  foundation  of  a  jurisdiction 
not  given  by  the  Constitution  and  laws,  that  jurisdiction,  when  given,  attaches,  and  is  to 
be  exercised  according  to  the  rules  of  the  common  law.  Were  it  otherwise  there 
would  be  nothing  to  exempt  us  from  an  absolute  despotism  of  opinion  and  practice." 
(Kent,  Comm.  i.  .343,  Note  ;  and  see  Story,  §  1645.) 

' '  The  Supreme  Court  of  the  United  States,  in  Robinson  v.  Campbell  (3  Wheaton 
212,  10  Id.  159),  went  far  towards  the  admission  of  the  existence  and  application  of  the 
common  law  to  civil  cases  in  the  federal  courts."  (Kent,  Comm.  i.  341.)  Under  the 
Judiciary  Acts  of  1789  and  1792,  the  remedies  in  the  federal  courts,  at  common  law  and 
equity,  were  to  be,  not  according  to  the  practice  of  State  courts,  but  "  according  to  the 
principles  of  common  law  and  equity,  as  distinguished  and  defined  in  that  countrj'  from 
which  we  derived  our  knowledge  of  those  principles." 

"In  this  view  of  the  subject,  the  common  law  maybe  cultivated  as  part  of  the 
jurisprudence  of  the  United  States.  In  its  improved  condition  in  England,  and  especially 
in  its  improved  and  varied  condition  in  this  country,  under  the  benign  influence  of  an 
expanded  commerce,  of  enlightened  justice,  of  republican  principles,  and  of  sound 
philosophy,  the  common  law  has  become  a  code  of  matured  ethics  and  enlarged  civil 
wisdom,  admirably  adapted  to  promote  and  secure  the  freedom  and  happiness  of  social 
life.  It  has  proved  to  be  a  system  replete  with  vigorous  and  healthy-  principles, 
eminently  conducive  to  the  growth  of  civil  liberty  ;  and  it  is  in  no  instance  disgraced  by 
such  a  slavish  political  maxim  as  that  with  which  the  Institutes  of  .Tustinian  are 
introduced.  (Quod  principr  placuit  legis  hahet  vigorem.)  It  is  the  common  jurisprudence 
of  the  United  States,  and  was  brought  with  them  as  colonists  from  England,  and 
established  here,  so  far  as  it  was  adapted  to  our  institutions  and  circumstances.  It  was 
claimed  by  the  Congress  of  the  united  Colonies,  in  1774,  as  a  branch  of  those  'indubitable 
rights  and  liberties  to  which  the  respective  colonies  are  entitled.'  It  fills  up  every 
interstice,  and  occupies  every  wide  space  which  the  statute  law  cannot  occupy.  Its 
principles  may  be  compared  to  the  influence  of  the  liberal  arts  and  sciences  ;  adversin 
ptrfugium  ac  solatium  proebent  ;  delectant  dominon  impediuiU  foris  ;  pernoctant  nobiscum. 
peregrinantur,  rusticantur."     (Kent,  Comm  i.  342-3. ) 

"  We  live  in  the  midst  of  the  common  law,  we  inhale  it  at  every  breath,  imbibe  it  at 
every  pore  ;  we  meet  with  it  when  we  wake  and  when  wo  lay  dowTi  to  sleep,  when  we 
travel  and  when  we  stay  at  home  :  and  it  is  interwoven  with  the  very  idiom  that  we 
speak  ;  and  we  cannot  learn  another  system  of  laws  without  learning,  at  the  same  time, 
another  language."     (Du  Ponceau  on  Jurisdiction,  p.  91  ;  cited  Kent,  Comm.  i.  343.) 


§327.]  THE  JUDICATURE.  789 

Additional  original  jurisdiction. 

76.  The  Parliament  mav  make  laws  conferrinor  oricinal 
jurisdiction'^"  on  the  High  Court  in  any  matter^ — 

(i.)  Arising  under  this  Constitution'^,  or  involving 
its  interpretation^ : 

(ii.)  Arising  under  any  laws  made    by  the    Parlia- 
ment^^ : 

(iii.)  Of  Admiralty  and  maritime  jurisdiction^^  : 
(iv.)  Relating   to   the    same    subject-matter   claimed 
under  the  laws  of  different  States^. 

UXTTKD  States. — The  judicial  power  shall  extend  to  all  cases  in  law  and  equity  arising  under 
this  Constitution,  the  laws  of  the  United  States,  and  treaties  made,  or  which  shall  be 
made,  under  their  authority  ;  ...  to  all  cases  of  admiralty  or  maritime  jurisdiction ; 
to  controversies  .  .  .  between  citizens  of  the  same  State  claiming- lands  under  grants 
of  different  States.  (Const.,  Art.  III.,  sec.  ii.,  sub-sec.  L)  (The  jurisdiction  in  the  above 
cases  is  appellate  only  ;  see  Notes  to  sec.  75.) 

Historical  Note. — The  Bill  of  1891  contained  a  similar  provision,  but  in  a  different 
form.  Added  to  the  "  original  jurisdiction  "  clause  was  a  power  to  the  Pariiament  to 
confer  original  jurisdiction  in  "  such  other  of  the  cases  enumerated  in  the  last  preceding 
section  as  it  thinks  lit."  The  "  preceding  section  "  was  that  enumerating  all  the  cases 
in  which  jurisdiction  could  be  given  to  the  other  federal  courts,  and  including  those  in 
wJiich  the  Supreme  Court  already  had  federal  jurisdiction  ;  so  that  the  ascertainment  of 
the  cases  to  which  the  power  applied  involved  a  process  of  subtraction.  The  cases  to 
which  the  power  applied  were  practically  the  same  as  in  this  section,  except  that  they 
also  included  cases  arising  "  under  any  treaty  made  by  the  Commonwealth  with 
another  country" — a  class  of  cases,  which,  in  a  wider  form,  is  now  included  in  the 
original  jurisdiction  of  the  High  Court  (sec.  75). 

At  the  Adelaide  session,  1897,  a  somewhat  different  form  of  expression  was  adopted. 
This  pro\ision,  instead  of  referring  expressl}'  to  a  "preceding  section,"  empoweretl 
Parliament  to  confer  original  jurisdiction  "  in  other  matters  within  the  judicial  power  ;  " 
and  the  section  which  had  enumerated  the  cases  in  which  jurisdiction  might  be  given  to 
the  federal  courts  other  than  the  High  Court  was  now  transformed  into  a  section  which 
purported  to  enumerate  the  cases  to  which  "the  judicial  power  shall  extend."  This 
arrangement,  however,  was  unsatisfactory,  as  it  involved  the  use  of  the  phrase  "judicial 
power"  with  exclusive  reference  to  original  jurisdiction,  and  therefore  in  a  different 
sense  from  that  which  it  bears  in  section  71.  It  was  taken  from  the  United  States 
Constitution,  in  which  the  appellate  and  the  original  jurisdictions  are  lx)th  limited  to 
certain  classes  of  cases.     (See  Note,§  339,  infra.) 

At  the  Melbourne  session,  on  recommittal  after  the  fourth  Report,  this  proxision, 
and  the  "  judicial  power  ''  section  introduced  in  Adelaide,  were  recast  to  form  sections 
76  and  77  respectively. 

§  327.    "  Laws  Conferring  Original  Jurisdiction." 

In  the  absence  of  federal  legislation,  the  original  jurisdiction  of  the  High  Court  will 
be  limited  to  the  cases  mentioned  in  the  live  sub-sections  of  sec.  75  ;  but  this  section 
empowers  the  Federal  Parliament  to  extend  that  jurisdiction  to  anj'  or  all  of  the  cases 
mentioned  in  the  four  sub-sections.  The  Federal  Parliament  has  no  power  to  confer 
original  jurisdiction  upon  the  High  Court  except  what  is  given  to  it  b}-  this  section  ; 
the  affirmation  of  the  power  in  particular  cases  excluding  it  in  all  others.     (See  Story, 


790  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  76. 

Comm.  §  1703  ;  Kent,  Comm.  i.  316.  The  High  Court  is  therefore  prohibited  by  the 
Constitution  from  taking  original  cognizance  of  any  matter  not  within  the  scope  of  this 
and  the  preceding  section. 

The  cases  mentioned  in  this  section  are  cases  in  which  the  Convention  did  not  think 
it  absolutely  essential,  at  the  outset,  that  tlie  High  Court  should  have  original  jurisdic- 
tion ;  but  in  which,  on  the  other  hand,  such  jurisdiction  was  appropriate  and  might 
prove  to  be  highly  desirable.  While  confirming  within  narrow  limits  the  original 
jurisdiction  actually  given  by  the  Constitution,  they  entrusted  to  the  Parliament  the 
power  of  extending  that  jurisdiction  to  other  cases  of  a  specially  Federal  or  inter-state 
character. 

§  328.    "In  Any  Matter." 

These  words  mean,  evidently,  "in  any  class  of  matter."  It  is  not  intended  tiiat 
the  Parliament  should  have  power  to  legislate  in  respect  of  particular  matters  of 
litigation,  but  that  it  should  be  able  to  extend  the  original  jurisdiction  of  the  High 
Court  to  any  class  or  classes  of  matters  coming  within  the  scope  of  this  section.  The 
reason  for  using  the  singular  "  anj' matter  "  instead  of  the  plural  "all  matters"  is 
apparently  to  avoid  the  possibility  of  construing  the  section  to  mean  tliat  the  Parliament 
must  give  the  whole  of  this  jurisdiction  or  none. 

§  329.    "Arising  under  this  Constitution." 

The  words  "  arising  under  this  Constitution  "  are  taken  from  the  Constitution  of 
the  United  States ;  the  words  ' '  or  involving  its  interpretation  '  are  new,  and  seem  to 
liave  been  added,  in  the  Adelaide  draft  of  1897,  with  the  view  of  incorporating  the 
result  of  judicial  decisions  as  to  the  meaning  of  the  preceding  words. 

"  Cases  arising  under  the  Constitution,  as  contradistinguished  from  those  arising 
under  the  laws  of  the  United  States,  are  such  as  arise  from  the  powers  conferred,  or 
privileges  granted,  or  rights  claimed,  or  protection  secured,  or  prohibitions  contained  in 
the  Constitution  itself,  independent  of  any  particular  statute  enactment      Many   ca.ses 

of  this  sort  may  be  easily  enumerated.     Thus if  a  State  should  coin 

money,  or  make  paper  money  a  tender  ;  if  a  person  tried  for  a  crime  against  the  United 
States,   should  be   denied  a  trial   by  jur}%  or  a  trial  in  the  State  where  the  crime  is 

charged  to  be  committed  ; in  these,  and  many  other  cases  the  question 

to  be  judicially  decided  would  be  a  question  arising  under  the  Constitution."  (Story, 
Comm.  §  1647.) 

Substituting  "Commonwealth"  for  "United  States,"  the  above  illustrations  by 
Story  are  applicable  to  this  Constitution  ;  and  many  others  niaj^  be  given.  Thus,  if  a 
subject  of  the  Queen,  resident  in  one  State,  were  subjected  in  another  State  to  any 
<lisability  or  discrimination  in  contravention  of  sec.  117  ;  if  a  leligious  test  were  required 
as  a  qualification  for  any  office  or  public  trust  under  the  Commonwealth  ;  if  the 
Commonwealth  were  to  impose  any  tax  on  the  property  of  a  State,  or  vice  versa  ;  or  if  a 
question  arose  as  to  the  rights  of  an  officer  of  a  transferred  department  under  sec.  84 :  all 
these  would  he  matters  arising  under  the  Constitution. 

In  Cohens  v.  Virginia,  6  Wheat.  •26-1,  it  was  contended  that  a  case  onl}'  arose  under 
the  Constitution  where  the  plaintiff  relied  on  some  provision  in  the  Constitution  to 
support  his  case  ;  but  the  Court  refused  to  adopt  this  narrow  construction.  Marshall, 
C.J.,  in  delivering  the  judgment  of  the  court,  said  (at  p.  .S79) :  "  If  it  [the  intention]  Ihj 
to  maintain  that  a  case  arising  under  the  Constitution,  or  a  law,  must  be  one  in  which  a 
party  comes  into  court  to  demand  .something  conferred  on  him  by  the  Constitution  or  a 
law,  we  think  the  construction  too  narrow.  A  case  in  law  or  equity  consists  of  the  right 
of  the  one  party,  as  well  as  of  the  other,  and  may  truly  be  said  to  arise  unrler  the 
Constitution  or  a  law  of  the  United  States,  whenever  its  correct  decision  depends  on  the 
construction  of  either."  It  seems,  therefore,  that  the  words  "or  involving  its 
interpretation  "  add  little  or  nothing  to  the  meaning  of  the  preceding  words,  as  construed 
by  the  courts  of  the  United  States. 


-§  330.] 


THE  JUDICATURE.  791 


§  330.    "Its  Interpretation." 

IxTERPRETATios. — The  interpretation  of  a  written  document  is  the  process  of 
ascertaining  the  meaning  and  intention  expressed  in  it.  Sometimes  "  interpretation,"  as 
contraste<l  with  "construction,"  is  used  in  a  narrower  sense,  to  signif}-  the  process  of 
explaining  particular  provisions  in  which  there  is  some  ambiguity;  whilst  "construction" 
is  used  to  signify  the  process  of  comparing  different  parts  of  the  document,  and  gathering 
the  intent  from  a  survey  of  the  whole.  In  other  words,  "  interpretation"  is  thus  used 
in  an  anahtic,  and  "  construction"  in  a  synthetic  sense.  (See  Story,  Comm.  §  397,  et 
seqq.)  The  word  " interpretation  "  is  clearh'  used  here  in  the  most  general  sense,  as 
including  both  the  analytic  and  the  sjnthetic  processes. 

This  sub-section  empowers  the  Federal  Parliament  to  give  the  High  Court  original 
jurisdiction  in  any  matter  arising  under  tliis  Constitution,  or  involving  its  interpretation. 
But  apart  altogether  from  this  sub-section,  both  State  and  Federal  Courts  have  the  duty 
of  interpreting  the  Constitution,  which  is  the  supreme  law  of  the  Commonwealth,  in 
every  case  in  which  they  have  jurisdiction  and  in  which  rights  or  obligations  arising 
under  the  Constitution  are  involved  ;  and  the  High  Court,  as  the  general  appellate 
tribunal,  has  the  dutj'  of  re^'ie^ving  the  interpretations  of  State  Courts.  It  is  necessary 
to  discuss  the  questions  (1)  who  are  the  interpreters  of  the  Constitution?  [2)  what  are 
the  leading  principles  on  which  its  interpretation  should  be  based  ? 

The  Ln'tekpketers  of  the  Constitution. — The  Constitution,  like  everj-  other 
lasv,  is  dii-ectly  binding  on  ever}'  individual  and  every  governmental  agency  vrithin  the 
Commonwealth.  Every  person,  every  officer,  every  political  organ,  has  the  dutj'  of 
comph'ing  with  its  provisions,  and  must  in  the  exercise  of  that  duty  interpret  its 
provisions,  in  the  first  instance,  to  the  best  of  his  ability  and  on  his  own  responsibility. 
Ever}-  citizen  is  entitled  to  the  protection  of  the  Constitution  and  is  bound  not  to 
infringe  it ;  every  officer  and  department  of  every  Government— State  or  Federal  — has 
similar  rights  and  obligations  ;  and  the  Federal  Parliament  and  the  State  Parliaments 
alike  are  bound  not  to  exceed  the  authority  conferred  or  reserved  by  the  Constitution. 
But  the  provisions  of  the  Constitution  may,  wittingly  or  unwittingl}',  be  transgressed  ; 
rights  arising  under  it  may  be  denied  ;  obligations  may  be  evaded.  Ever}-  person  under 
these  circumstances  has  recourse  to  the  appropriate  courts  to  defend  his  own  rights  and 
to  enforce  the  obligations  of  others  ;  and  thus,  without  any  express  provision,  the  courts 
of  the  States,  and  the  Federal  Courts,  whenever  they  have  jurisdiction  over  a  case,  have 
the  duty  of  interpreting  the  Constitution  so  far  as  it  affects  the  rights  of  the  parties. 
From  the  Supreme  Courts  of  the  States,  as  well  as  from  inferior  federal  courts,  an 
appeal  lies  to  the  High  Court,  whose  decisions  are  "  final  and  conclusive,"  unless  special 
leave  to  appeal  to  the  Privy  Council  is  obtained  either  from  the  Privy  Council  or  from 
the  High  Court  itself,  as  the  case  may  be.  It  may  therefore  be  said  that  every  court  of 
competent  jurisdiction  is  .an  interpreter  of  the  Constitution  ;  and  that  the  High  Court  — 
subject  to  exceptional  review  by  the  Privy  Council — is  the  authoritative  and  final 
interpreter  of  the  Constitution. 

In  the  exercise  of  the  duty  of  interpretation  and  adjudication  not  only  the  High 
Court,  but  every  court  of  competent  jurisdiction,  has  the  right  to  declare  that  a  law  of 
the  Commonwealth  or  of  a  State  is  void  by  reason  of  transgressing  the  Constitution. 
This  is  a  duty  cast  upon  the  courts  h\  the  very  nature  of  the  judicial  function.  The 
Federal  Parliament  and  the  State  Parliaments  are  not  sovereign  bo<lies  ;  they  are 
legislatures  with  limited  powers,  and  anj-  law  which  the}'  attempt  to  pass  in  excess  of 
those  powers  is  no  law  at  all  it  is  simply  a  nullity,  entitled  to  no  obedience.  The 
question  whether  those  powers  have  in  any  instance  been  exceeded  is,  when  it  arises  in 
a  case  between  parties,  a  purely  judicial  question,  on  which  the  courts  must  pronounce 
This  doctrine  was  settled  in  the  United  States  in  1803  by  the  great  case  of  Marbury  v. 
Madison,  1  Cranch  137,  where  it  was  held  that  the  authority  given  by  the  Judiciary 
Act  to  the  Supreme  Court  of  the  United  States,  to  issue  writs  of  mandamus  to  public 
officers,  was  not  warranted  bv  the  Constitution. 


792  COMMENTARIES  ON  THE  CONSTITUTION.        LSec.  76. 

"  The  Supreme  Court  of  the  United  States  .  .  .  has  asserted  the  power  of  the 
United  States  judiciary  to  stand  between  the  constitution  and  the  legislature,  and  to 
pronounce  an  act  of  the  legislature  null  and  void  whenever  it  comes  into  conflict  with 
such  private  rights  or  private  property  as,  according  to  the  interpretation  placed  upon 
the  constitution  by  the  judiciary,  are  guaranteed  in  that  instrument.  The  Court,  on 
the  other  hand,  declines  to  claim  any  such  transcendent  power  where  the  legislative  act 
does  not  come  into  conflict  with  private  rights  or  private  property.  Of  course,  the 
Court  asserts  the  same  power  over  against  executive  interference  with  private  rights  or 
private  property.  A  fortiori,  it  claims  the  same  power  over  against  the  acts  of  the 
States.  The  Court  must  itself  determine  when  the  case  is  one  primarily  affecting 
private  rights  or  private  property,  and  when,  on  the  contrary,  it  is  primarily  a  political 
question.  The  Court  bases  this  position,  in  principle,  upon  the  provision  of  the  consti- 
tution which  vests  in  the  judiciary  jurisdiction  over  all  cases  arising  under  the 
constitution."  (Burgess,  Political  Sci.  ii.  326-7.  See  Civil  Rights  Cases,  109  U.S.  3; 
Luther  v.  Borden,  7  How.  I.) 

The  effect  of  a  judicial  decision  is  primarily  only  to  determine  the  rights  of  the 
parties ;  but  inasmuch  as  such  a  decision,  unless  challenged,  is  a  precedent  for  future 
decisions,  and  a  law  which  the  courts  refuse  to  enforce  has  no  sanction  and  therefore  is 
without  one  of  the  fundamental  attributes  of  a  law,  it  follows  that  a  rule  established  by 
the  highest  Court  of  Appeal  must  be  recognized  as  authoritative,  and  that  the  decisions 
of  that  Court  must  be  acquiesced  in  and  conformed  to  by  all  persons  as  the  final 
interpretation  of  the  law. 

"  The  judicial  interpretation  of  the  constitution  is  therefore  the  ultimate  interpre- 
tation ;  but  it  must  be  given  through  the  form  of  a  case,  and  can  therefore  be  given 
only  upon  such  questions  as  form  a  proper  subject  for  a  case.  Now,  a  case  is  a  suit, 
and  a  suit  can  be  brought  only  when  some  private  relation  is  directly  involved.  The 
conclusion  of  political  science  from  this  view,  held  by  the  Court  itself,  "must  be  that  tlie 
decision  of  the  Court  reallj'  affects  only  the  particular  case  and  that  the  executive  power 
may,  without  violating  the  Constitution,  go  on  enforcing  the  nullified  law  in  all 
instances  where  it  is  not  successfully  resisted  through  the  courts,  'i  he  general  respect 
for  judicial  decision  in  the  United  States  has,  however,  given  to  any  particular  judgment 
of  the  Supreme  Court  of  the  United  States  the  force  of  a  general  rule,  and  has  made  it 
a  part  of  our  constitutional  custom  that  the  executive  shall  cease  to  undertake  tlie 
further  enforcement  of  a  statute  pronounced  unconstitutional  in  any  case."  (Burgess, 
Political  Sci.  ii.  327.     See  also  Pomeroy,  Const.  Law,  §§  138-9.) 

Principles  of  Interpretation^. —The  rules  of  interpretation  and  construction  of 
documents  in  general  are  outside  the  scope  of  this  work.  But  the  character  of  this 
Constitution  involves  certain  special  principles  of  construction  which  may  be  briefly 
alluded  to.  It  has  to  be  interpreted  (1)  as  an  Act  of  the  Imperial  Parliament ;  (2)  as  a 
Constitution  ;  (3)  as  a  Federal  Constitution. 

(1.)  As  an  Imperial  Act. — The  Constitution  of  the  Commonwealth  is  enacted  as  an 
Act  of  the  Imperial  Parliament,  and  is  to  be  construed  in  accordance  with  the  rules 
which  regulate  the  construction  of  these  Acts.  (See  Maxwell,  Interpretation  of  Statutes ; 
Hardcastle,  Construction  of  Statutes.)  In  addition  to  the  numerous  rules  which  have 
been  laid  down  by  judicial  decision,  the  Imperial  Parliament  has  itself,  by  enactments 
which  are  now  consolidated  in  the  Interpretation  Act,  1889  (52  and  53  Vic.  c.  63),  laid 
down  certain  rules  by  which  the  provisions  of  every  Act  of  Parliament  are,  "unless  the 
contrary  intention  appears,"  to  be  interpreted  and  construed.  Only  a  few  of  the 
provisions  of  that  Act  are  applicable  to  the  Constitution  of  the  Commonwealth  ;  and  before 
enumerating  them  it  may  be  well  to  observe  that  the  history  of  the  Constitution,  and 
current  Australian  usage  with  respect  to  any  words  or  phrases  found  therein,  may  be 
important  elements  in  ascertaining  whether  such  "  contrary  intention  "  appears.  The 
provisions  of  the  Interpretation  Act,  1889,  which  are  likely  to  be  of  practical  application 
to  this  Constitution  are  as  follows  : — 

1.  (1)  In     .     .     .     every  Act  passed     .     .     .     after  the  commencement  of  this 
Act,  unless  the  contrary  intention  appears-— 

(o)  words  importing  the  masculine  gender   shall   include  females  ; 

and 
(6)  words  in  the  singular  shall  include  the  plural,  and  words  in  the 
plural  shall  include  the  singular. 


§330.]  THE  JUDICATURE.  793 

3.  In  every  Act  passed     .     .     .     after  the  commencement  of  this   Act,   the 
following  expressions  shall,  unless  the  contrary  intention  appears,  have 
the  meanings  hereby  respectiveh"  assigned  to  them,  namely, — 
The  expression  "month "  shall  mean  calendar  month. 
8.  Every  section  of  an  Act  shall  have  effect  as  a  substantive  enactment  without 

introductory  words. 
12.  In  every  Act   passed     .     .     .     after   the  commencement  of  this  Act,  the 
following  expressions  shall,  unless  the  contrary  intention  appears,  have 
the  meanings  hereby  respectively  assigned  to  them,  namely, — 

(5)  The  expression  "The  Privy  Council"  shall  .  .  .  mean 
the  Lords  and  others  for  the  time  being  of  Her  Majestj-'s 
Most  Honourable  Privy  Council. 

18.  In  every  Act     .     .     .     passed   after  the  commencement   of  this   Act.   the 

following  expressions  shall,  unless  the  contrary  intention  appears,  have 
the  meanings  hereby  respectively  assigned  to  them,  namely, — 

(2)  The  expression   "British  possession"  shall  mean  any  part  of 

Her  Majesty's  dominions  exclusive  of  the  United  Kingdom, 
and  where  parts  of  such  dominions  are  under  both  a  central 
and  a  local  legislature,  all  parts  under  the  central  legislature 
shall,  for  the  purposes  of  this  definition,  be  deemed  to  be  one 
British  possession. 

(3)  The  expression  "  colony  "  shall  mean  any  part  of  Her  Majesty's 

dominions  exclusive  of  the  British  Islands,  and  of  British 
India,  and  where  parts  of  such  dominions  are  under  both  a 
central  and  a  local  legislature,  all  parts  under  the  centi-al 
legislature  shall,  for  the  purposes  of  this  definition,  be  deemed 
to  be  one  colony. 

19.  In  this  Act  and  in  every  Act  passed  after  the  commencement  of  this  Act, 

the  expression  "person"  shall,  unless  the  contrary  intention  appears, 
include  an}'  body  of  persons  corporate  or  unincorporate. 

32.  (1)  Where  an  Act  passed  after  the  commencement  of  this  Act  confers  a 
power  or  imposes  a  duty,  then,  imless  the  contrary-  intention  appears,  the 
power  may  be  exercised  and  the  duty  shall  be  performed  from  time  to 
time  as  occasion  requires. 

34.  In  the  measurement  of  any  distance  for  the  purposes  of  any  Act  pa.ssed 
after  the  commencement  of  this  Act,  that  distance  shall,  unless  the 
contrary  intention  appears,  be  measured  in  a  straight  line  on  a  horizontal 
plane. 

(2.)  As  a  Constitution. — Though  an  Act  of  Parliament,  this  Constitution  is  an  Act  of 
a  very  special  character.  It  is  a  constitutional  charter  for  a  great  and  practically  self- 
governing  people  ;  framed  by  them,  accepted  by  them,  amendable  by  them,  and 
interpretable  by  them.  As  such  a  charter,  it  is  of  necessity  expressed  in  broad  and 
general  terms,  it  deals  with  abstract  political  conc-eptions,  it  affects  the  most  important 
individual  and  social  relations  ;  and  it  is  of  the  most  ^ital  importance  that  it  should 
receive,  not  a  narrow  and  technical,  but  a  broad  and  liberal  construction. 

"  The  Constitution  unavoidably  deals  in  general  language.  It  did  not  suit  the 
purpose  of  the  people,  in  framing  this  great  charter  of  our  liberties,  to  proWde  for 
minute  specifications  of  its  powers,  or  to  declare  the  means  Jjy  which  those  powers  should 
be  carried  into  execution.  It  was  foreseen  that  this  would  be  a  perilous  and  difficult,  if 
not  an  impracticable,  task.  The  instrument  was  not  intended  to  provide  merelj'  for  the 
exigencies  of  a  few  3'ears,  but  was  to  endure  through  a  long  lapse  of  ages,  the  events  of 
which  were  locked  up  in  the  inscrutable  purposes  of  Providence.  It  could  not  be  fore- 
seen Mhat  new  changes  and  modifications  of  power  might  be  indispensable  to  effectuate 
the  general  objects  of  the  charter  ;  and  restrictions  and  specifications  which  at  the 
present  might  seem  salutary,  might,  in  the  end,  prove  the  overthrow  of  the  sj-stem 
itself.  Hence  its  powers  are  expressed  in  general  terms,  leaving  to  the  legislature,  from 
time  to  time,  to  adopt  its  own  means  to  effectuate  legitimate  objects,  and  to  mould  and 
model  the  exercise  of  its  powers,  as  its  own  wisdom  and  the  public  interests  should 
require."     (Per  Story,  J.,  Martin  v.  Hunter's  Lessee,  1  Wheat,  at  p.  .326.) 

"  A  Constitution,  to  contain  an  accurate  detail  of  all  the  .sub-divisions  of  which  its 
great  powers  will  admit,  and  of  all  the  means  by  which  thej'  may  be  carried  into 
execution,  would  partake  of  the  prolixity  of  a  legal  code,  and  would  scarcely  be 
embraced  by  the  human  mind.     It  would  probably  never  be  understood  by  the  public. 


794  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec  76. 

Its  nature,  therefore,  requires  that  only  its  great  outlines  should  be  marked,  its 
important  objects  designated,  and  the  minor  ingredients  which  compose  those  objects  be 
deduced  from  the  nature  of  the  objects  themselves."  (Per  Marshall,  C.J.,  McCulloch  v. 
Maryland,  4  Wheat  at  p.  407. ) 

"  Nor  can  it  be  questioned  that,  when  investigating  the  nature  and  extent  of  the 
powers  conferred  l)y  the  Constitution  upon  Congress,  it  is  indispensable  to  keep  in  view 
the  objects  for  which  those  powers  were  granted.  This  is  a  universal  rule  of  construction 
applied  alike  to  statutes,  wills,  contracts,  and  constitutions.  If  the  general  purpose  of 
the  instrument  is  ascertained,  the  language  of  its  provisions  must  be  construed  with 
reference  to  that  purpose,  and  so  as  to  subserve  it.  In  no  other  way  can  the  intent  of 
the  framers  of  the  instrument  be  discovered.  And  there  are  more  urgent  reasons  for 
looking  to  the  ultimate  purpose  in  examining  the  powers  conferred  by  a  constitution 
than  there  are  in  construing  a  statute,  a  will,  or  a  contract.  We  do  not  expect  to  find 
in  a  Constitution  minute  details.  It  is  necessarily  brief  and  comprehensive.  Jt  prescribes 
outlines,  leaving  the  filling  up  to  be  deduced  from  the  outlines.  (Per  Strong,  J.,  Legal 
Tender  Cases,  12  Wall,  at  p.  531.) 

"  In  the  practical  application  of  legal  principles  in  the  common  affairs  of  life,  the 
written  agreement,  the  deed,  the  testament,  the  statute,  are  construed  by  the  aid  of  the 
same  rules,  simply  because  they  are  written.  The  written  Constitution,  merely  because 
it  is  written,  can  form  no  exception.  The  most  that  can  be  said  is,  that,  as  greater 
interests  are  involved  Avhich  affect  the  State  rather  than  the  individual,  all  narrow  and 
technical  construction  should,  as  far  as  possible,  be  avoided  ;  the  nature  of  the  writing 
as  an  organic  law  should  be  allowed  its  full  effect."     (Pomeroy,  Const.  Law,  §  18.) 

(3.)  As  a  Federal  Constitution. — The  Constitution  of  the  Commonwealth  is  a  Federal 
Constitution  ;  it  establishes  a  government  of  limited  and  enumerated  powers.  The 
Federal  Parliament  is  not,  like  the  British  Parliament,  sovereign  ;  it  is  not  even,  like 
the  Parliament  of  the  colonies  before  Federation,  invested  with  powers  which,  within  its 
territorial  jurisdiction,  are  practically  sovereign  ;  its  authority  is  limited  to  specified 
subjects.  The  Constitution  draws  a  line  between  the  enumerated  powers  assigned  to  the 
Federal  (Tovernment  and  the  residue  of  powers  reserved  to  the  State  Governments.  Both 
sets  of  Governments  are  limited  in  their  sphere  of  action  ;  but  within  their  several 
spheres  they  are  supreme.  (See  Note,  "Plenary  Nature  of  Powers,"  §  160,  supra.) 
The  canons  of  interpretation  applicable  to  such  a  Constitution  as  this,  in  order  to  deter- 
mine the  existence  and  extent  of  a  power,  have  been  clearly  and  logically  laid  down  by 
Chief  Justice  Marshall  and  other  American  Judges.  The  guiding  principle  may  be  thus 
stated  : — The  Federal  Government  can  have  no  power  which,  on  a  reasonable  construction 
of  the  whole  Constitution,  has  not  been  given  expressly  or  by  necessary  implication. 
But  when  once  it  has  been  determined  that  the  Federal  Government  has  power  over  the 
subject  matter,  the  scope  of  the  power,  and  mode  of  giving  effect  to  it,  will  receive 
^  broad  and  liberal  construction.  The  power  of  the  Federal  Parliament,  though  limited 
to  specified  objects,  is  plenary  as  to  those  objects.  (Per  Marshall,  C.J.,  Gibbons  v. 
Ogden,  9  Wheat.  I.) 

"  The  government,  then,  of  the  United  States,  can  claim  no  powers  which  are  not 
granted  to  it  by  the  constitution,  and  the  powers  actually  granted  must  be  such  as  are 
expressly  given,  or  given  by  necessary  implication.  On  the  other  hand,  this  instrument, 
like  every  other  grant,  is  to  have  a  reasonable  construction,  according  to  the  import  of  its 
terras  ;  and  where  a  power  is  expressly  given  in  general  terms,  it  is  not  to  be  restraine<l 
to  particular  cases,  unless  that  construction  grows  out  of  the  context  expressl}',  or  by 
necessary  implication.  The  words  are  to  be  taken  in  their  natural  and  obvious  sense, 
and  not  in  a  sense  unreasonably  restricted  or  enlarged."  (Per  Story,  J.,  Martin  i'. 
Hunter's  Lessee,  1  Wheat,  at  p.  326.) 

"  If  any  one  proposition  could  command  the  universal  assent  of  mankind,  we  might 
expect  that  it  would  be  this  :  that  the  government  of  the  Union,  though  limited  in  its 
powers,  is  supreme  within  its  sphere  of  action.  This  would  seem  to  result  necessarily 
from  its  nature.  It  is  the  government  of  all ;  its  powers  are  delegated  by  all ;  it 
represents  all,  and  acts  for  all."  (Per  Marshall,  C.J.,  McCulloch  v.  Maryland,  4  Wheat. 
at  p.  405. ) 

•'  We  admit,  as  we  must  all  admit,  that  the  powers  of  the  government  are  limited, 
and  that  its  limits  are  not  to  be  transcended.  But  we  think  the  sound  construction  of 
the  constitution  must  allow  to  the  national  legislature  that  discretion,  with  respect  to 
the  means  by  which  the  powers  it  confers  are  to  be  carried  into  execution,  which  will 


^  330.] 


THE  JUDICATURE.  795 


enable  that  body  to  perform  the  high  duties  assigned  to  it,  in  the  manner  most  beneficial 
to  the  people.  Let  the  end  be  legitimate,  let  it  be  within  the  scope  of  the  constitution, 
and  all  means  which  are  appropriate,  which  are  plainly  adapted  to  that  end, 
which  are  not  prohibited,  but  consist  with  the  letter  and  spirit  of  the  constitution, 
are  constitutional."     (Per  Marshall,  C.J.,  ib.  at  p.  421.) 

"This  instrument  contains  an  enumeration  of  powers  expressly  granted  by  the 
people  to  their  government.  It  has  been  said  that  these  powers  ought  to  be  construed 
strictly.  But  why  ought  they  to  be  so  construed  ?  is  there  one  sentence  in  the 
constitution  which  gives  counteuance  to  this  rule  t  In  the  last  of  the  enumerated 
powei-s,  that  which  grants,  expressly-,  the  means  for  carrying  all  others  into  execution, 
congress  is  authorized  '  to  make  all  laws  which  shall  be  necessary  and  proper '  for  the 
purpose.  But  this  limitation  on  the  means  which  may  be  used,  is  not  extended  to  the 
powers  which  are  conferred  ;  nor  is  there  one  sentence  in  the  constitution,  which  has 
been  pointed  out  by  the  gentlemen  of  the  bar,  or  which  we  have  been  able  to  discern, 
that  prescribes  this  rule.  We  do  not,  therefore,  think  ourselves  justified  in  adopting  it. 
What  do  gentlemen  mean  by  a  strict  construction  ?  If  they  contend  only  against  that 
enlarged  constriiclion,  which  would  extend  words  beyond  their  natural  and  obvious 
import,  we  might  question  the  application  of  the  term,  but  should  not  controvert  the 
principle.  If  the}'  contend  for  that  narrow  construction  which,  in  support  of  some 
theory  not  to  be  found  in  the  constitution,  would  deny  to  the  government  those  powers 
which  the  words  of  the  grant,  as  usually  understoofi,  import,  and  which  are  consistent 
with  the  general  views  and  objects  of  the  instrument  ;  for  that  narrow  construction, 
which  would  cripple  the  government,  and  render  it  unequal  to  the  objects  for  which  it 
is  declared  to  be  instituted,  and  to  which  the  powers  given,  as  fairly  understoo<i,  render 
it  competent  ;  then  we  cannot  perceive  the  propriety  of  this  strict  construction,  nor 
adopt  it  as  the  rule  by  which  the  constitution  is  to  be  expounded.  As  men  whose 
intentions  require  no  concealment,  generally  employ  the  words  which  most  directly  and 
aptly  express  the  ideas  they  intend  to  convey,  the  enlightened  patriots  who  framed  our 
constitution,  and  the  people  who  adopted  it,  must  be  understood  to  have  employetl 
words  in  their  natural  sense,  and  to  have  intended  what  they  have  said.  If,  from  the 
imperfection  of  hunian  language,  there  should  be  serious  doubts  respecting  the  extent  of 
any  given  power,  it  is  a  well  settled  rule  that  the  objects  for  which  it  was  given, 
especially  when  those  objects  are  expressed  in  the  instrument  itself,  should  have  great 
influence  in  the  construction.  We  know  of  no  reason  for  excluding  this  rule  from  the 
present  case.  The  grant  does  not  convey  power  which  might  be  beneficial  to  the  grantor, 
if  retained  by  himself,  or  which  can  enure  solely  to  the  benefit  of  the  grantee  ;  but  is  an 
investment  of  power  for  the  general  advantage,  in  the  hands  of  agents  selected  for  that 
purpose;  which  power  can  never  be  exercised  by  the  people  themselves,  but  must  be 
placed  in  the  hands  of  agents,  or  lie  dormant.  We  know  of  no  rule  for  construing  the 
extent  of  such  powers,  other  than  is  given  by  the  language  of  the  instrument  which 
confers  them,  taken  in  connection  with  the  purposes  for  which  they  were  conferred." 
(Per  Marshall,  C.J.,  Gibbons  v.  Ogden,  9  Wheat,  at  p.  187.) 

"  Now  the  doctrines  laid  down  by  Chief  Justice  Marshall,  and  on  which  the  courts 
have  constantly'  since  proceeded,  may  be  summed  up  in  two  propositions 

"  1.  Every  power  alleged  to  be  vested  in  the  National  government,  or  any  organ 
thereof,  must  be  affirmatively  shown  to  have  been  granted.  There  is  no  presumption  in 
favour  of  the  existence  of  a  power  ;  on  the  contrary  ;  the  burden  of  proof  lies  on  those 
who  assert  its  existence,  to  point  out  something  in  the  Constitution  which,  either  expressly 
or  by  necessary  implication,  confers  it.  Just  as  an  agent,  claiming  to  act  on  behalf  of 
his  principal,  must  make  out  by  positive  evidence  that  his  principal  gave  him  the 
authority  he  relies  on  ;  so  Congress,  or  those  who  relj-  on  one  of  its  statutes,  are  bound 
to  show  that  the  people  iiave  authorized  the  legislature  to  pass  the  statute.  The  search 
for  the  power  will  be  conducted  in  a  spirit  of  strict  exactitude,  and  if  there  be  found  in 
the  Constitution  nothing  which  directly  or  impliedly  conveys  it,  then  whatever  the 
executive  or  legislature  of  the  National  government,  or  both  of  them  together,  may 
have  done  in  the  persuasion  of  its  existence,  must  be  deemed  null  and  void,  like  the  act 
of  any  other  unauthorized  agent. 

"  2.  When  once  the  grant  of  a  power  by  the  people  to  the  National  government  has 
been  established,  that  power  will  be  construed  broadly.  The  strictness  applied  in 
determining  its  existence  gives  place  to  liberality  in  supporting  its  application.  The 
people— so  Marshall  and  his  successors  have  argued — when  they  confer  a  power,  must 
be  deemed  to  confer  a  wide  discretion  as  to  the  means  whereby 'it  is  to  be  used  in  their 
service.  For  their  main  object  is  that  it  should  be  used  vigorously  and  wisely,  which  it 
cannot  be  if  the  choice  of  methods  is  narrowly  restricted  ;  and  while  the  people  may 
well  be  chary  in  delegating  powers  to  their  agents,  they  must  be  presumed,  when  they 
do  grant  these  powers,  to  grant  them  with  confidence  in  the  agents'  judgment,  allowing 
all  that  freedom  in  using  one  means  or  another  to  attain  the  desired  end  which  is  neede<l 
to  ensure  success."     (Brjce,  Amer.  Comm.  I.  368-9.) 


796  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  76. 

American  Casks. — For  the  way  in  which  these  principles  have  been  ajjplied  to 
incidental  and  implied  powers,  see  Notes,  §  226,  supra.  A  few  other  principles  of 
construction  laid  down  in  leading  American  cases  may  be  briefly  noted. 

Validity  of  Law. — "  It  is  not  on  slight  implication  and  vain  conjecture  that  the 
legislature  is  to  be  pronounced  to  have  transcended  its  powers,  and  its  acts  to  bo  considered 
void.  The  opposition  between  the  Constitution  and  the  law  should  be  such  that  the 
judge  feels  a  clear  and  strong  conviction  of  their  incompatability  with  each  other." 
(Per  Marshall,  C.  J.,  Fletcher  v.  Peck,  6  Cranch  87  ;  and  see  Commonwealth  v.  Smith,  4 
Binney  [Penns.],  123.) 

"  It  is  incumbent,  therefore,  upon  those  who  affirm  the  unconstitutionality  of  an 
Act  of  Congress  to  show  clearly  that  it  is  in  violation  of  the  provisions  of  the  Constitution. 
It  is  not  sufficient  for  them  that  they  succeed  in  raising  a  doubt."  (Per  Strong,  J., 
Legal  Tender  Cases,  12  Wall,  at  p.  531.    See  also  United  States  v.  Harris,  106  U.S.  629.) 

It  is  a  settled  rule  that  statutes  which  are  unconstitutional  in  part  only  will  be 
upheld  so  far  as  they  do  not  conflict  with  the  Constitution,  if  the  parts  which  are 
unconstitutional  are  separable.  (Austin  v.  Aldermen  of  Boston,  7  Wall.  694  ;  State 
Freight  Tax  Case,  15  Wall.  232;  Packet  Co.  v.  Keokuk,  95  U.S  80;  Trade  Mark 
Cases,  100  U.S.  582;  Railroad  Companies  v.  Schutte,  103  U.S.  118  ;  Unity  v.  Burrage, 
103  U.S.  447;  Penniman's  Case,  103  U.S.  714;  Supervisors  v.  Stanley,  105  U.S.  305; 
Presser  v.  Illinois,  116  U.S.  252.)  But  this  will  not  be  done  unless  the  valid  and  invalid 
parts  are  capable  of  separation  so  that  each  can  be  read  by  itself.  (United  States  v. 
Reese,  92  U.S.  214;  United  States  r.  Harris,  106  U.S.  629  ;  Virginia  Coupon  Cases, 
114  U.S.  269;  Baldwin  v.  Franks,  120  U.S.  678.)  If  the  unconstitutional  part  cannot 
be  rejected  without  giving  to  the  rest  of  the  statute  a  meaning  which  was  not  contem- 
plated, the  whole  statute  is  void.  (Spraigue  v.  Thompson,  118  U.S.  90.  Baker, 
Annot.  Const,  p.  229.) 

Restriction  by  Implication. — It  is  well  established  that  when  a  power  comes  within 
the  reasonable  intendment  of  one  clause  in  the  Constitution,  an  express  gift  of  a  portion 
of  the  power,  in  another  clause,  will  not  be  taken  to  cut  the  power  down  by  implication. 
Thus  in  the  Legal  Tender  Cases,  12  Wall.  457,  it  was  held  that  the  clause  giving  Congress 
express  power  "  to  coin  money,  regulate  the  value  thereof,  and  of  foreign  coin,"  did  not 
contain  an  implication  that  Congress  had  no  other  powers  over  the  currency. 

"  If  by  this  is  meant  that  because  certain  powers  over  the  currency  are  expres.sly 
given  to  Congress,  all  other  powers  relating  to  the  same  subject  are  impliedly  forbidden, 
we  need  only  remark  that  such  is  not  the  manner  in  which  the  Constitution  has  always 
been  construed.  On  the  contrary  it  has  been  ruled  that  power  over  a  particular  subject 
may  be  exercised  as  auxiliary  to  an  express  power,  though  there  is  another  express 
power  relating  to  the  same  subject,  less  comprehensive."  (Per  Strong,  J.,  Legal  Tender 
Cases,  12  Wall,  at  p.  544.  See  also  United  States  v.  Marigold,  9  How.  560  ;  Rhode 
Island  V.  Massachusetts,  12  Pet.  657.) 

Exception  Marks  Extent  of  Potver. — "  It  is  a  rule  of  construction  acknowledged  by 
all,  that  the  exceptions  from  a  power  mark  its  extent ;  for  it  would  be  absurd,  as  well  a.-- 
useless,  to  except  from  a  granted  power  that  which  was  not  granted  -  that  which  the 
words  of  a  grant  coidd  not  comprehend."  (Per  Marshall,  C.J. ,  Gibbons  v.  Ogden,  & 
Wheat,  at  p.  191.     See  also  Rhode  Island  v.  Massachusetts,  12  Pet.  657. 

Nature  and  Objects  of  the  Power. — The  Court  should  look  to  the  nature  and  objects 
of  the  power,  in  the  light  of  contemporarj'  history,  and  give  to  the  words  of  the 
Constitution  such  operation,  consistent  with  their  legitimate  meaning,  as  to  fairly  attam 
the  ends  proposed.  (Prigg  v.  Pennsylvania,  16  Pet.  539  ;  Gibbons  v.  Ogden.  9  Wheat.  1  ) 
Consequently,  though  it  is  a  general  rule  in  the  construction  of  statutes  that  extrinsic 
evidence,  such  as  reference  to  the  proceedings  in  Parliament,  is  not  admissible  to  vary 
or  add  to  the  terms  of  a  statute  (Reg.  v.  Hertford  College,  3  Q.B.D.  693  ;  Richards  v. 
M'Bride,  8  Q.B.D.  119),  it  would  seem  that  the  Debates  of  the  Convention,  or  other 
contemporary  records,  may  be  referred  to  as  a  guide  to  the  construction  of  the  Constitu- 
tion. 


§§  331-332.] 


THE  JUDICATURE.  797 


§  331.    ''  Arising  Under  Any  Laws  made  by  the 
Parliament." 

In  this  sub-section  the  words  of  the  United  States  Constitution  have  been  accepted 
without  the  addition  (as  in  sub-s.  i.)  of  the  words  "  or  involving  their  interpretation  ; " 
but  the  difference  seems  not  to  affect  the  scope  of  the  provision. 

"  Cases  arising  under  the  laws  of  the  United  States  are  such  as  grow  out  of  the 
legislation  of  Congress,  within  the  scope  of  their  constitutional  authority,  whether  they 
constitute  the  right,  or  privilege,  or  claim,  or  protection,  or  defence  of  the  party,  in 
whole  or  in  part,  by  whom  they  are  asserted."  (Storj-,  Comm.  §  1647.)  A  case  may 
arise  irnder  the  laws  of  the  Commonwealth  in  a  criminal  as  well  as  in  a  civil  suit  ;  and  a 
case  arises  under  a  law  when  it  arises  under  the  implication  of  the  law.  (Tennessee  v. 
Davis,  100  U.S.  257.) 

§  332.    "  Of  Admiralty  and  Maritime  Jurisdiction." 

Sees.  2  and  3  of  the  (Imperial)  Colonial  Courts  of  Admiralty  Act,  1890  (53  and  54 
Vic.  c.  27)  contain  the  following  provisions  : — 

2.  (1)  Every  court  of  law  in  a  British  possession  which  is  for  the  time  being 
declared  in  pursuance  of  this  Act  to  be  a  court  of  Admiralty,  or  which,  if 
no  such  declaration  is  in  force  in  the  possession,  has  therein  original 
unlimited  civil  jurisdiction,  shall  be  a  court  of  Admiralty,  with  the 
jurisdiction  in  this  Act  mentioned,  and  may  for  the  purpose  of  that 
jurisdiction  exercise  all  the  powers  which  it  possesses  for  the  purpose  of 
its  other  ci\"il  juristliction,  and  such  court  in  reference  to  the  jurisdiction 
conferred  by  this  Act  is  in  this  Act  referred  to  as  a  Colonial  Court  of 
Admiralty.     .     .     . 

(2)  The  jurisdiction  of  a  Colonial  Court  of  Admiralty  shall,  subject  to  the  pro- 

visions of  this  Act,  be  over  the  like  places,  persons,  matters  and  things, 
as  the  Admiralty  jurisdiction  of  the  High  Court  in  England,  whether 
existing  by  virtue  of  any  statute  or  otherwise,  and  the  Colonial  Court  of 
Admiralty  may  exercise  such  jurisdiction  in  like  manner  and  to  as  full  an 
extent  as  the  High  Court  in  England,  and  shall  have  the  same  regard  as 
that  court  to  international  law  and  the  comity  of  nations. 

(3)  Subject   to   the  provisions  of  this  Act.  any  enactment  referring  to  a  Vice- 

Admiralty  Court,  which  is  contained  in  an  Act  of  the  Imperial  Parliament 
or  in  a  Colonial  law,  shall  apply  to  a  Colonial  Court  of  Admiralty,  and 
be  read  as  if  the  expression  "Colonial  Court  of  Admiralty"  were  therein 
substituted  for  "  Vice- Admiralty  Court."  or  for  other  expressions 
respectively  referring  to  such  Vice-Admiralty  Courts  or  the  judge 
thereof,  and  the  Colonial  Court  of  Admiralty  shall  have  jurisdiction 
accordingly  ;  provided  as  follows  : — 

(a)  Any  enactment  in  an  Act  of  the  Imperial  Parliament  referring 
to  the  Adniii-alty  jurisdiction  of  the  High  Court  in  England, 
when  applied  to  a  Colonial  Court  of  Admiralty  in  a  British 
possession,  shall  be  rea<l  as  if  the  name  of  that  possession  were 
therein  substituted  for  England  and  Wales  ;  and 

(6)  A  Colonial  Court  of  Admiralty  shall  have  under  the  Naval  Prize 
Act,  1864,  and  under  the  Slave  Trade  Act,  1873,  and  any  enact- 
ment relating  to  prize  or  the  slave  trade,  the  jurisdiction  thereby 
conferred  on  a  Vice- Admiralty  Court,  and  not  the  jurisdiction 
thereby  conferred  exclusively  on  the  High  Court  of  Admiralty' 
or  the  High  Court  of  Justice  ;  but,  unless  for  the  time  being 
duly  authorizerl.  shall  not  by  virtue  of  this  Act  exercise  any 
jurisdiction  under  the  Naval  Prize  Act,  1864,  or  otherwise  in 
relation  to  prize  ;  and 

(c)  A  Colonial  Court  of  Admiralty  shall  not  have  jurisdiction  under 
this  Act  to  try  or  punish  a  person  for  an  offence  which, 
according  to  the  law  of  England,  is  punishable  on  indictment ; 
and 


798  COMMENTARIES  ON  THE  CONSTITUTION.        [Seo.  76. 

(d)  A  Colonial  Court  of  Admiralty  shall  not  have  anj'  greater  juris- 
diction in  relation  to  the  laws  and  regulations  relating  to  Her 
Majesty's  Navy  at  sea,    or   under   any    Act   providing   for  the 
discipline  of   Her  Majesty's  Navy,  than  may  be  from  time  to 
time  conferred  on  such  court  by  Order-in-Council. 
(4)  Where   a  court   in   a   British    possession   exercises  in  respect  of    matters 
arising   outside   the   body  of  a  county  or  other  like  part  of  a  British 
possession  any  jurisdiction  exercisable  under  this  Act,  that  jurisdiction 
shall  be  deemed  to  be  exercised  under  this  Act  and  not  otherwise. 
3.   The  legislature  of  a  British  possession  maj'  bj'^  any  Colonial  law 

(a)  declare  any  court  of  unlimited  civil  jurisdiction,  whether  original 
or  appellate,  in  that  possession  to  be  a  Colonial  Court  of 
Admiralty,  and  provide  for  the  exercise  by  such  court  of  its 
jurisdiction  under  this  Act,  and  limit  territorial!}',  or  otherwise, 
the  extent  of  such  jurisdiction  ;  and 
{b)  confer  upon  any  inferior  or  subordinate  court  in  that  possession 
such  partial  or  limited  Admiralty  jurisdiction  under  such 
regiilations  and  with  such  appeal  (if  any)  as  may  seem  tit. 
I'rovided  that  any  such  Colonial  law  shall  not  confer  any 
jurisdiction  which  is  not  bj'  this  Act  conferred  upon  a  Colonial 
Court  of  Admiralty. 

By  s.  15  the  expression  "  unlimited  civil  jurisdiction  "  is  defined  as  meaning  "  civil 
jurisdiction  unlimited  as  to  the  value  of  the  subject  matter  at  issue,  or  as  to  the  amount 
that  may  be  claimed  or  recovered." 

By  s.  16  it  was  provided  that  the  Act  should  not  come  into  force  in  New  South 
Wales  and  Victoria  until  Her  Majesty  should  so  direct  by  Order-in-Council — which  has 
not  been  done  with  respect  to  either  colony.  With  these  exceptions  (and  others  whicli 
do  not  affect  Australia)  it  was  to  come  into  force  in  "every  British  possession"  on  Ist 
July,  1891. 

Accordingly,  in  New  South  Wales  and  Victoria  there  is  still  a  Vice-AdniiraltN 
jurisdiction  exercised  by  Imperial  Courts  under  the  Vice-Admiraltj'  Courts  Act,  186S 
(26  and  27  Vic.  c.  24),  and  the  Vice-Admiralty  Courts  Act  Amendment  Act,  1867  (2i> 
and  31  Vic.  c.  45).  For  the  history  and  extent  of  this  jurisdiction  see  Webb,  Imperial 
Law  in  Vic,  p.  68.  In  every  other  Australian  colonj'  the  Colonial  Courts  of  Admiralty 
Act,  1890,  has  superseded  and  repealed  the  Vice- Admiralty  Acts,  and  the  Supreme  Court 
of  the  colony  is  a  Colonial  Court  of  Admiralty  accordingly.  It  remains  to  discuss  the 
combined  effect  of  this  Constitution  and  of  the  Colonial  Courts  of  Admiralty  Act,  1890  - 
both  being  Imperial  statutes -on  the  jurisdiction  of  the  States  and  of  the  Commonwealth 
in  Admiraltj'  matters. 

Jurisdiction  or  Courts  in  States. — Until  the  Federal  Parliament  legislates  under 
this  section,  the  sole  original  jurisdiction  in  admiralty  matters  will  rest  with  the  Court* 
of  Admiralty  or  Vice- Admiralty,  as  the  case  may  be,  in  the  several  States.  It  seems 
clear  that  the  constitution  of  those  courts  is  not  in  any  way  affected  by  the  estabUsh- 
ment  of  the  Commonwealth.  Tlie  Constitution  of  each  State,  and  the  laws  in  force  in 
each  State,  continue,  subject  to  this  Constitution  (sees.  106,  108)  ;  and  the  identity  of 
each  State  as  a  "  British  possession"  remains  unchanged  notwithstanding  the  establish- 
ment of  the  Commonwealth. 

"  The  object  of  the  (British  North  America)  Act  was  neither  to  weld  the  Provinces 
into  one,  nor  to  subordinate  provincial  governments  to  a  central  authority,  but  to  create 
a  federal  government  in  which  they  should  all  be  represented,  entrusted  with  thtf 
exclusive  administration  of  affairs  in  which  they  had  a  common  interest,  each  Province 
retaining  its  independence  and  autonomy."  (Per  Lord  Watson,  delivering  judgment  of 
the  Privy  Council,  Liquidators  of  Maritime  Bank  of  Canada  v.  Receiver-General  of  New 
Brunswick  (1892),  App.  Ca.  at  p.  441.)  It  seems  clear  that  the  above-mentione<l 
Imperial  Acts  relating  to  Vice-Admiralty  and  Admiralty  Courts  continue  to  apply  to  the 
States  individuall}',  and  that  the  existing  Admiralty  and  Vice  Admiralty  Courts  may 
exercise  the  same  jurisdiction  as  before.     But  the  provisions  of  those  Acts,  so  far  a* 


^  332.]  THE  JUDICATURE.  799 

they    apply    to  colonies    which    become  States  of  the  Commonwealth,  are    in   some 
respects  overridden  by  the  words  of  the  Constitution, 

In  those  States  where,  under  the  Colonial  Courts  of  Admiralty  Act,  1S90,  the 
Supreme  Courts  have  an  Admiralty-  jurisdiction,  that  jiurisdietion  is  clearly  subject  to  the 
provisions  as  to  appeal  contained  in  this  Constitution,  and  the  provisions  as  to  appeal 
c-ontaiued  in  the  Colonial  Courts  of  Admiralty  Act  are  superseded  and  impliedly  repealed 
with  respect  to  such  States.  Moreover,  the  Admiralty  juris^liction  of  the  Supreme 
Courts  of  the  States  is  subject  to  sec.  77  of  the  Constitution ;  so  that  the  Federal 
Parliament  may,  after  investing  the  federal  courts  with  such  jurisdiction,  make  that 
jurisdiction  to  any  extent  exclusive,  and  thereby  to  a  corresponding  extent  deprive  the 
State  courts  of  jurisdiction. 

With  respect  to  the  Vice- Admiralty  Courts  at  present  established  in  Xew  South 
Wales  and  Victoria,  the  application  of  sections  73  and  77  is  more  difficult  Does  an 
appeal  lie  from  these  Vice- Admiralty  Courts  to  the  High  Courts,  and  can  the  Federal 
Parliament,  under  sec.  77,  deprive  these  Courts  of  any  part  of  their  jurisdiction  ?  The 
answer  to  these  questions  depends  on  the  question  whether  these  coiu-ts  are  included  in 
the  expressions  "any  other  court  of  any  State"  in  sec.  73,  and  "the  courts  of  the 
States  "  in  sec.  77.  Now  it  does  not  seem  that  either  of  these  Vice- Admiralty  Courts 
can,  without  an  undue  stretching  of  the  words,  be  called  a  Court  "of  a  State."  "The 
Vice- Admiralty  Court  is  an  Imperial  Court,  established  by  Commission  of  the  Admiralty. 
The  jurisdiction  exercisable  by  it  is  an  Imperial  one,  and  is  altogether  independent  of 
that  of  the  Supreme  Court  and  of  a  different  nature — and  it  is  not  competent  for  the 
local  legislature  to  deal  either  with  the  extent  thereof  or  the  practice  and  procedure 
observed  therein.''  (Webb,  Imperial  Law  in  Vic,  p.  68  ;  Vice- Admiralty  Courts  Amend- 
ment Act,  1867  [Imp.],  s.  16.)  In  short  it  would  seem  that  the  Vice-Admiralty  Court  is 
an  Imperial  Court  "  in  "  a  State,  and  not,  in  any  strict  sense  of  the  word,  a  court  "  of" 
a  State  ;  and  therefore  that  there  is  nothing  in  sec.  73  to  give  the  High  Court  an 
appellate  jurisdiction.  The  same  reasoning  would  apply  to  exclude  the  Vice-Admii-alty 
Courts  from  liability  to  have  their  jurisdiction  cut  down  under  sec.  77.  This  construction 
is  strengthened  by  the  general  presumption  against  ousting  existing  jurisdiction,  or 
creating  new  jurisdictions.  (See  Maxwell,  Interpr.  of  Statutes,  Chap.  V.)  The 
difficulty,  of  course,  may  be  removed  at  anj'  time  by  the  issue  of  Orders  in  Council, 
under  the  Imperial  Act  of  1890,  directing  the  Act  to  be  in  force  in  Xew  South  Wales 
and  Victoria,  and  thus  superseding  the  Vice-Admiralty  Courts  altogether.  On  this 
question  the  case  of  Attorney-General  of  Canada  r.  Flint,  3  S.C.  (Xova  Scotia)  453 ; 
16  S.C.R.  (Can.)  707,  and  cited  in  Wheeler,  Confed.  Law  of  Canada,  pp.  68-9,  is  instruc- 
tive. A  Dominion  law,  conferring  jurisdiction  on  the  Vice- Admiralty  Court  of  Xova 
Scotia  in  prosecutions  for  certain  penalties  incurred  under  the  Inland  Revenue  Act, 
was  held  to  be  constitutional.     Henry,  J.,  said  (16  S.C.R.  [Can.]  p.  713) : — 

"  Although  the  Vice- Admiralty  Court  is  established  by  the  authority  of  England, 
still  I  see  nothing  to  prevent  the  Parliament  of  Canada,  inasmuch  as  that  Court  sits 
within  the  jurisdiction  of  that  Parliament,  to  give  it  power  and  authority  to  try  Inland 
Revenue  cases  or  cases  connected  with  the  customs.  I  would  say,  however,  I  do  not 
think  that  Court  could  be  obliged  to  perform  such  duty,  and  that  it  is  a  Court  that 
could  very  well  w  rap  itself  up  in  its  authority  amd  say,  '  Our  other  duties  prevent  us 
from  assuming  the  functions  assigned  to  us  by  the  Parliament  of  Canada ;'  but  it  is 
read}-  to  adopt  the  duty,  and  I  see  no  reason  whj'  the  Parliament  of  Canada  should  not 
have  the  power  to  impose  it." 

Okigixal  JcRiSDiCTiox  OF  HiGH  CorRT. — The  question  next  arises  whether,  in 
conferring  original  jurisdiction  on  the  High  Court,  the  Parliament  is  limited  by  the 
provisions  of  the  Colonial  Courts  of  Admiralty  Act,  1890.  Sec.  3  of  that  Act  (cited 
above)  empowers  the  Legislature  of  a  British  possession  to  "  declare  any  court  of 
unlimited  civil  jurisdiction,  whether  original  or  appellate,  in  that  possession  to  be  a 
Colonial  Court  of  Admiralty."  Under  this  provision,  the  Dominion  Parliament  in 
Canada  has  passed  an  Act  (54  and  55  Vic.  c.  29)  declaring  the  Exchequer  Court  of 
Canada  to  be  a  "  Colonial  Court  of  Admiralty." 


800  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  76. 

Under  this  Constitution,  however,  the  Parliament  has  power,  independently  of  the 
Colonial  Courts  of  Admiralty  Act,  to  confer  Admiralty  and  maritime  jurisdiction  on  the 
High  Court  ;  and  it  seems  clear  that  the  limitations  imposed  by  that  Act  on  the  juris- 
diction of  "  Colonial  Courts  of  Admiralty  "  within  the  meaning  of  that  Act,  and  upon 
colonial  Parliaments  legislating  under  the  powers  conferred  by  that  Act,  cannot  be  read 
into  the  plenary  powers  conferred  by  this  section.  Nevertheless,  whatever  may  be  the 
legal  powers  of  the  Commonwealth,  it  would  probably  be  inexpedient,  in  conferring 
Admiralty  jurisdiction  on  the  High  Court  or  other  courts  of  federal  jurisdiction,  to  go 
outside  the  limits  defined  by  that  Act,  which  may  be  taken  as  a  guide  to  the  reasonable 
limits  of  the  jurisdiction. 

Extent  of  Jurisdiction. — For  the  extent  of  the  Admiralty  jurisdiction  in  England, 
see  Story,  Comm.  §§  1663-73 ;  Kent,  Comm.  i.  304,  354-80. 

"  The  jurisdiction  claimed  by  the  Courts  of  Admiraltj',  as  properly  belonging  to 
them,  extends  to  all  acts  and  torts  done  upon  the  high  seas,  and  within  the  ebb  and  flow 
of  the  sea,  and  to  all  maritime  contracts,  that  is,  to  all  contracts  touching  trade, 
navigation,  or  business  upon  the  sea,  or  the  waters  of  the  sea,  within  the  ebb  and  flow 
of  the  tide.  Some  part  of  this  jurisdiction  has  been  matter  of  heated  controversy  between 
the  courts  of  common  law  and  the  High  Court  of  Admiralty  in  England,  with  alternate 
success  and  defeat,  liut  much  of  it  has  been  gradually  yielded  to  the  latter,  in  considera- 
tion of  its  public  convenience,  if  not  its  paramount  necessity.  .  .  .  The  Admiralty 
and  maritime  jurisdiction  (and  the  word  '  maritime '  Avas,  doubtless,  added  to  guard 
against  the  narrow  interpretation  of  the  preceding  word  '  Admiralty')  conferred  by  the 
Constitution,  embraces  two  great  classes  of  cases — one  dependent  upon  locality,  and  the 
other  upon  the  nature  of  the  contract.  The  first  respects  acts  or  injuries  done  upon  the 
high  sea,  where  all  nations  claim  a  common  right  and  common  jurisdiction  ;  or  acts  and 
injuries  done  upon  the  coast  of  the  sea ;  or,  at  furthest,  acts  and  injuries  done  within 
the  ebb  and  flow  of  the  tide.  The  second  respects  contracts,  claims,  and  services  purely 
maritime,  and  touching  rights  and  duties  appertaining  to  commerce  and  navigation. 
The  former  is  again  divisible  into  two  great  branches  — one  embracing  captures,  and 
questions  of  prize  arising  _7?<re  belli ;  the  other  embracing  acts,  torts,  and  injuries  strictly 
of  civil  cognizance,  independent  of  belligerent  operations."     (Story,  Comm.  §§  1665-6.) 

In  the  United  States,  it  has  been  held  that  the  grant  in  the  Constitution  is  neither 
to  be  limited  to  or  interpreted  by  what  were  cases  of  Admiralty  jurisdiction  in  England 
when  the  Constitution  was  adopted,  but  extends  the  power  so  as  to  cover  every  expansioa 
of  such  jurisdiction.     (Waring  v.  Clarke,  5  How.  441.) 

All  the  navigable  waters  of  the  Atlantic  coast  which  empty  into  the  sea,  or  into 
bays  and  gulfs  that  form  a  part  of  the  sea,  are  as  much  within  the  admiralty  and  maritime 
jurisdiction  of  the  United  States  as  is  the  sea  itself.  (Transportation  Co.  v.  Fitzhugh, 
1  Black,  574. )  The  jurisdiction  is  not  confined  to  tide  waters,  but  extends  to  all  lakes 
and  rivers  where  commerce  is  carried  on  between  States  or  with  foreign  nations.  (The 
Geneasee  Chief  v.  Fitzhugh,  12  How.  443.)  All  previous  decisions  limiting  the  Admiralty 
jurisdiction  to  tide  waters  are  overruled,  and  the  broad  doctrine  is  announced  that 
jurisdiction  as  conferred  by  the  Constitution  exists  wherever  ships  float  and  navigation 
successfully  aids  commerce,  whether  internal  or  external.  (The  Hine  v.  Trevor, 
4  Wall.  555.) 

For  other  American  cases  on  the  Admiralty  and  maritime  jurisdiction,  see  Baker, 
Annot.  Const,  pp.  124-6  ;  also  Commentaries  of  Story  and  Kent,  passages  cited  above. 

§  333.    "  Relating  to  the  same  Subject-matter  claimed 
under  the  Laws  of  Different  States." 

The  corresponding  words  in  the  Constitution  of  the  United  States  are:— "Con- 
troversies between  citizens  of  the  same  State,  claiming  lands  under  grants  of  diflPerent 
States."  The  provision  in  this  Constitution  is  considerably  wider.  It  refers  not  to  land 
alone,  but  to  anything  which  may  be  the  subject-matter  of  a  suit  ;  and  the  claim  need 
not  be  made  under  grants  of  different  States,  but  under  "  the  laws  of  diff'erent  States 
generally.     The  absence  of  such  words  as  "  between  citizens  (or  residents)  of  tlie  same 


5  3:«.]  THE  JUDICAXrRE.  801 

State  "  not  only  simplifies  the  procedure,  by  requiring  no  allegation  or  proof  of  citizenship 
or  residence,  but  extends  the  jurisdiction  to  cases  where  either  party  is  not  a  citizen  or 
resident  of  any  State. 

"  The  Federalist  has  remarked  that  the  reasonableness  of  the  agency  of  the  national 
courts  in  cases  in  which  the  national  tribunals  cannot  be  supposed  to  be  impartial  speaks 
for  itself.  No  man  ought  certainly  to  be  a  judge  in  his  own  cause,  or  in  an\-  cause  in 
respect  to  which  he  has  the  least  interest  or  bias  This  principle  has  no  inconsiderable 
weight  in  designating  the  federal  courts  as  the  proper  tribunals  for  the  determination  of 
controversies  between  different  States  and  their  citizens.  And  it  ought  to  have  the 
same  operation  in  regard  to  some  cases  between  citizens  of  the  same  State.  Claims  to 
land  under  grants  of  different  States,  founded  upon  adverse  pretensions  of  boundary, 
are  of  this  description.  The  courts  of  neither  of  the  granting  States  could  be  expected 
to  be  unbiased.  The  laws  may  have  even  prejudged  the  question,  and  tied  the  courts 
dowTi  to  decisions  in  favour  of  the  grants  of  the  State  to  which  they  belonged.  And 
where  this  has  not  been  done,  it  would  be  natural  that  the  judges,  as  men,  should  feel  a 
strong  predilection  for  the  claims  of  their  own  Government.  And,  at  all  events,  the 
providing  of  a  tribunal  having  no  possible  interest  on  the  one  side  more  than  the  other, 
would  have  a  most  salutary  tendency  in  quieting  the  jealousies  and  disarming  the 
resentments  of  the  State  whose  grant  should  be  held  invalid."     (Story,  Comm.  §  1696.) 

It  has  been  held  in  the  United  States  that  "  this  jurisdiction  attaches  not  only  to 
grants  made  by  different  States  which  were  never  united,  but  also  to  grants  made  by 
different  States  which  were  originally  united  under  one  jurisdiction,  if  made  since  the 
separation,  although  the  origin  of  the  title  may  be  traced  back  to  an  antecedent  period." 
(Story,  Comm.  §  1696;  Town  of  Pawlet  v.  Clark,  9  Cranch  292;  Colson  v.  Lewis, 
2  Wheat.  377.)  Under  the  wider  terms  of  this  sub-section,  the  jurisdiction  would  seem 
to  attach,  in  such  a  case,  even  though  the  grant  had  been  made  before  the  separation,  if 
the  claim  at  the  time  of  action  depended  on  the  laws  of  different  States. 


Power  to  define  jurisdiction. 

77.   With  respect  to  any  of  the  matters  mentioned  in  the 
last  two  sections^  the  Parhament  may  make  laws — 

(i.)  Defining  the  jurisdiction  of  any   federal  court 

other  than  the  High  Court^  : 
(ii.)  Defining  the  extent  to  which  the  jurisdiction  of 
any  federal  court  shall  be  exclusive^  of  that 
which  belonofs  to  or  is  invested  in  the  courts 
of  the  States  : 
(iii )  Investing  any  court  ot  a  State  with  federal 
jurisdiction^. 

Historical  Note. — In  a  somewhat  different  form,  the  whole  of  this  section  (except 
sub-s.  iii.)  was  substantially  contained  in  the  Bill  of  1891  (Ch.  III.  sec.  7),  which 
enumerated  the  cases  in  which  jurisdiction  might  be  given. 

At  the  Adelaide  session,  1897,  the  clause  was  cast  practically  into  its  present  form, 
except  that  the  introductory  limitation  was  worded  ">vithin  the  limits  of  the  judicial 
power" — the  "  judicial  power "'  referred  to  being  defined  in  a  previous  clause.  (Conv. 
Deb. ,  Adel. ,  p.  1203.     See  Historical  Note,  sec.  76. ) 

At  the  Melbourne  session,  on  recommittal  after  the  fourth  Report,  the  section  was 
altered  by  the  Drafting  Committee  to  accord  with  the  two  preceding  sections.  (Conv. 
Deb.,  Melb.,  pp.  348-9.) 

The  word  "  invested,"  in  sub-s.  ii.,  seems  to  have  been  substituted  per  incuriam  in 
the  Imperial  Parliament,  for  "  vested,"  which  was  the  word  in  the  Draft  Bill. 


802 COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  77. 

^  334.    "With  Respect   to  any  of  the  Matters  Mentioned 
in  the  Last  Two  Sections." 

This  section  supplements  the  legislative  powers  given  to  the  Parliament  bj-  the 
last  section  with  respect  to  conferring  jurisdiction  on  federal  and  State  courts  and 
limiting  the  concurrent  jurisdiction  of  the  State  Courts.  By  these  preliminary  words 
the  whole  operation  of  the  section  is  limited  to  the  nine  classes  of  matters  enumerated  in 
sees.  75  and  76.  The  cases  in  which  jurisdiction  may  be  given  to  the  inferior  federal 
courts  and  to  the  courts  of  the  States  are  precisely  the  same  as  the  cases  in  which 
original  jurisdiction  has  been  given,  or  may  be  given,  to  the  High  Court.  It  is  to  be 
observed,  however,  that  the  jurisdiction  which  may  be  given  under  this  section  is  not 
restricted  to  "original  jurisdiction."  The  matters  in  which  jurisdiction  may  be  given 
are  those  enumerated  in  the  "  original  jurisdiction"  clauses  ;  but  the  jurisdiction  which 
may  be  given  in  these  matters,  under  this  section,  is  apparently  either  original  or 
appellate.  (See  Martin  v.  Hunter's  Lessee,  1  Wheat.  304  ;  Kent,  Comm.  i.  .319  ;  Story, 
Comm.  §  1732.)  It  is  thus  possible  that  the  inferior  courts  created  by  the  Parliament 
may  come  to  play  a  very  important  part  in  the  federal  judiciary.  There  may  be 
established,  not  only  courts  of  original  jurisdiction  corresponding  to  the  District  Courts 
of  the  United  States,  but  also  courts  of  appellate  as  well  as  original  jurisdiction,  corres- 
ponding to  the  Circuit  Courts  of  the  United  States. 

§  335.    "Defining  the  Jurisdiction  of  any  Federal  Court 
other  than  the  High  Court." 

This  sub-section  deals  with  the  jurisdiction  of  "  such  other  federal  courts  as  the 
Parliament  creates"  (s.  71).  The  High  Court  is  created,  and  a  great  part  of  its  juris- 
diction is  conferred,  by  the  Constitution  itself ;  but  the  inferior  courts  will  depend 
AviioUy,  for  their  existence  and  for  their  jurisdiction,  on  federal  legislation.  And  of 
course  the  jurisdiction  so  given  must  be  within  the  limits  allowed  by  the  Constitution. 
The  following  quotation  from  the  opinion  of  the  Supreme  Court  of  the  United  States  in 
Mayor  v.  Cooper,  6  Wall,  at  p.  252,  is  completely  applicable : — "  As  regards  all  courts 
of  the  United  States  inferior  to  this  tribunal,  two  things  are  necessary  to  create  federal 
jurisdiction,  whether  original  or  appellate.  The  Constitution  must  have  given  the  court 
the  capacity  to  take  it,  and  an  act  of  Congress  must  have  supplied  it." 

§  336.    "Defining  the  Extent  to  which  the  Jurisdiction  of 
any  Federal  Court  shall  be  Exclusive." 

The  Constitution,  whilst  it  confers  jurisdiction,  or  enables  jurisdiction  to  be 
conferred,  on  the  federal  courts  in  certain  cases,  does  not  take  away  the  pre-existing 
jurisdiction  of  the  State  courts  in  any  of  those  cases.  The  consequence  is  that  there 
remains  a  concurrent  jurisdiction  in  the  courts  of  the  States  in  all  those  cases  of  federal 
jurisdiction  which  would  have  been  within  the  competence  of  the  courts  of  the  Stat«s  if 
no  federal  courts  had  existed.  (See  Note,  §  326,  sitpra.)  It  is  obvious  that  some  federal 
control  over  this  concurrent  jurisdiction  is  necessary  ;  and  in  the  United  States  it  has 
been  definitely  settled  that  wherever  the  judicial  power  of  the  United  States  is  not  in 
its  nature  exclusive  of  State  authority,  it  may  at  the  election  of  Congress  be  made  so. 
(See  Kent,  Comm.  i.  397  ;  Cooley,  Const.  Lim.  18.)  This  provision  is,  therefore,  merely 
an  explicit  enactment  of  what  in  the  Constitution  of  the  United  States  is  held  to  be 
implied. 

The  power  to  make  the  federal  jurisdiction  exclusive  means  the  power  to  take  juris- 
diction away  from  the  courts  of  the  States,  in  all  cases  in  which  jurisdiction  is  given  to 
the  courts  of  the  Commonwealth.  But  this  power  of  taking  away  jurisdiction  is 
confined,  not  onl}'  within  the  limits  of  "  the  matters  mentioned  in  the  last  two  sections," 


§§  336-337.]  THE  JUDICATURE.  803 

but  within  the  narrower  limits  of  the  jurisdiction  actually  conferred  on  Federal  Courts 
under  those  sections.  'Phat  is  to  say,  the  Parliament  can  at  ouce  take  awaj*  the 
jurisdiction  of  the  State  courts  in  matters  enumerated  in  sec.  75  ;  but  it  cannot  take 
away  the  jurisdiction  of  the  State  courts  in  any  matter  enumerated  in  sec.  76  until  it 
has  6rst  conferred  that  jurisdiction  upon  a  federal  court.  The  exclusion  of  the  State 
jurisdiction  must  be  founded  on  the  establishment  of  the  federal  jurisdiction. 

CoNciRRENT  JcRiSDiCTiox. — If  a  case  be  within  the  ordinary  jurisdiction  of  a 
State  Court,  the  Court  may  take  cognizance  of  it  notwithstanding  that  it  arises  under 
rights  acquired  by  the  Constitution  or  a  law  of  the  Commonwealth,  pro\ided  of  course 
that  the  jurisdiction  of  the  State  Court  has  not  been  excluded  under  this  section. 
"State  Courts  may,  in  the  exercise  of  their  ordinary,  original,  and  rightful  jurisdiction, 
incidentally  take  cognizance  of  cases  arising  under  the  Constitution,  the  laws  and 
treaties  of  the  United  States. "  (Kent,  Comm.  i.  397.)  In  Claflin  r.  Houseman,  (93  U.S. 
130)  it  was  held  that  an  assignee  in  bankruptcy,  under  the  federal  bankrupt  law,  might 
sue  in  a  State  Court.  It  was  laid  doMm  that  the  laws  of  the  United  States  are,  within 
the  limits  of  a  State,  as  much  the  law  of  the  land  as  are  the  laws  of  the  State  itself  ; 
and  that  therefore  the  Courts  of  the  State  are  competent  to  adjudge  rights  under  them 
if  the  matter  is  othervtnse  within  their  jurisdiction  and  if  Congress  has  not  excluded 
that  jurisdiction.  The  jurisdiction  of  the  State  Court  in  such  cases  was  held  not  to  be 
a  new  jurisdiction  conferred  by  Congress,  but  a  jurisdiction  derived  from  the  Constitu- 
tion and  laws  of  the  State.     (See  Calhoun  v.  Lanaux,  127  U.S.  634.) 

This  doctrine  applies  to  criminal  as  well  as  civil  matters.  In  the  case  of  offences 
against  the  laws  of  the  Commonwealth,  it  appears  that  the  Courts  of  a  State  may 
exercise  jurisdiction  in  cases  authorized  by  the  laws  of  the  State,  and  not  prohibited  by 
the  exclusive  jurisdiction  of  the  Federal  Courts.     (Kent,  Comm.  i.  399.) 

Where  a  Federal  and  a  State  Court  have  concurrent  jurisdiction  of  a  criminal 
matter,  it  has  been  held  in  the  United  States  that  a  sentence  either  of  acquittal  or 
conviction  by  either  court  may  be  pleaded  in  bar  of  a  prosecution  before  the  other  ;  and 
the  same  principle  applies  in  ci^^l  cases.  (Houston  r.  Moore,  5  Wheat.  1  ;  Kent,  Comm. 
i.  399).  A  doubt  arose  in  the  same  case  whether,  in  ca.se  of  a  con\iction  by  a  State 
Court  for  a  crime  against  the  United  States,  the  Governor  of  the  State  would  have 
power  to  pardon,  and  so  conti-ol  the  law  and  policy  of  the  United  States.  It  is 
submitted  that  in  Australia  such  right  would  be  undoubted.  The  prerogative  of  mercy 
rests  with  the  Queen's  Representative  in  the  States  as  well  as  with  her  Representative 
in  the  Commonwealth  ;  and  in  the  case  of  a  sentence  of  a  State  Court  must  belong  to 
the  Governor  of  the  State.     (See  sec.  70.) 

§    337.     "  Investing    any   Court   of   a    State   with   Federal 

Jurisdiction." 

Under  the  Constitution  of  the  United  States,  the  Congress  cannot  vest  federal 
jurisdiction  in  any  courts  except  those  of  its  own  creation— or  at  least,  it  cannot  compel 
those  courts  to  entertain  such  jurisdiction  ;  and  acts  of  Congress  purporting  to  vest 
such  jurisdiction  have  been  held  unconstitutional.  (See  Kent,  Comm.  i.  400-4O4  ;  and 
compare  Attorney-General  of  Canada  r.  Flint  3  S.C.  [Nova  Scot.]  453  ;  16  S.C.R. 
[Can.]  707  ;  cited  Wheeler,  Conf.  Law  of  Canada,  pp.  68-9.)  This  Constitution 
supplies  tlie  omission  by  giving  the  Federal  Parliament  a  verj'  full  and  complete 
power  to  invest  the  State  Courts  with  jurisdiction  in  any  or  all  of  the  matters 
enumerated  in  sees.  75  and  76. 

It  will  be  practicable  under  this  section,  should  the  Parliament  so  desire,  to  dispense 
altogether,  at  the  outset,  with  the  creation  of  any  federal  courts  other  than  the  High 
Court,  and  to  assign  to  the  courts  of  the  States  such  federal  jurisdiction  as  may  be 
necessary  in  order  to  secure  the  proper  administration  of  the  judicial  business  of  the 
Commonwealth.     In  this  waj'  it  Avill  be  possible  to  dispense  with  unduly  cumbersome 


304  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  78. 

judicial  machinery  in  the  early  years  of  the  Commonwealth,  and  only  develop  and  extend 
the  national  judicial  system  to  meet  the  gradually  increasing  requirements  of  the  people. 
But  whilst  federal  functions  may  thus  be  exercised  under  federal  authority,  by  State 
tribunals,  the  Federal  Parliament  can  at  any  time  revoke  the  authority,  and  transfer  the 
whole  of  this  subsidiary  jurisdiction  to  courts  of  its  own  creation. 

It  is  noteworthy  that  in  this  section,  as  elsewhere  in  the  Constitution,  the  judicial 
department  of  the  Commonwealth  is  more  national,  and  less  distinctively  federal,  in 
character,  than  either  the  legislative  or  the  executive  departments.  The  High  Court,  as 
has  already  been  pointed  out  (§§  288,  299,  mpi-a),  is  not  only  a  federal,  but  a  national 
court  of  appeal ;  it  has  appellate  jurisdiction  in  matters  of  the  most  purely  provincial 
character  as  well  as  in  matters  of  federal  concern.  Confidence  in  the  integrity  and 
impartiality  of  the  Bench  prevents  any  jealousy  or  distrust  of  this  wide  federal 
jurisdiction  ;  and  the  same  confidence  makes  it  possible  to  contemplate  without  misgiving 
the  exercise  of  federal  jurisdiction  by  State  courts— subject,  of  course,  to  the  controlling 
power  of  the  Federal  Parliament. 


Proceedings  against  Commonwealth  or  State. 

78.  The  Parliament  may  make  laws  conferring  rights  to 
proceed  against  the  Commonwealth  or  a  State^^  in  respect  of 
matters  within  the  limits  of  the  judicial  power^^^. 

Umtkd  States. — The  judicial  power  of  the  United  States  shall  not  be  construed  to  extend  to 
any  suit  in  law  or  equity  commenced  or  prosecuted  against  one  of  the  United  States  by 
citizens  of  another  State,  or  by  citizens  or  subjects  of  any  foreign  State.     (Amendment  xi.) 

Historical  Note. — The  Commonwealth  Bill  of  1891  contained  the  following  clause 
(Ch.  iii.  sec.  7)  :  — 

"Nothing  in  this  Constitution  shall  be  construed  to  authorize  any  suit  in  law  or 
equity  against  the  Commonwealth,  or  any  person  sued  on  behalf  of  the  Commonwealth, 
or  against  a  State,  or  any  person  sued  on  behalf  of  a  State,  except  by  the  consent  of  the 
Commonwealth,  or  of  the  State,  as  the  case  may  be." 

At  the  Adelaide  session,  1897,  at  the  instance  of  the  Judiciary  Committee,  the  clause 
of  the  1891  Bill  was  adopted  verbatim  ;  but  in  committee,  Mr.  Barton  proposed  its 
omission.  Mr.  Glynn,  who  had  prepared  an  amendment  to  allow  Parliament  to  deal 
with  the  matter,  fell  in  with  this  suggestion.  No  one  defended  the  clause,  and  it  was 
struck  out.     (Conv.  Deb  ,  Adel.,  pp.  989-90.) 

At  the  Melbourne  session,  Mr.  Glynn  moved  the  insertion  of  a  new  clause  as 
follows  : — 

•*  Proceedings  may  be  taken  against  the  Commonwealth  or  a  State  in  all  cases, 
within  the  limits  of  the  judicial  power,  in  which  a  claim  against  a  subject  might  be 
maintained." 

Mr,  Symon  thought  the  clause  dangerously  wide,  and  that  the  proper  course  was  to 
give  Parliament  power  to  legislate  with  regard  to  proceedings  against  the  Crown.  He 
argued,  however  (dissenting  from  Mr.  Glynn  and  Mr.  Barton)  that  the  Parliament  would 
have  this  power  even  in  the  absence  of  express  provision,  as  it  was  a  mere  matter  of 
procedure.  Sir  John  Downer  supported  the  clause,  as  very  properly  abolisliing  the 
maxim  "  the  Queen  can  do  no  wrong"— just  as  had  been  done  in  New  South  Wales  by 
the  Claims  against  Government  Act,  1876.  Mr.  Dobson  preferred  the  clause  as  it  stoo«I 
to  Mr.  Symon's  suggestion.  Mr.  O'Connor  thought  it  a  matter  not  of  procedure  merely, 
Vmt  of  prerogative  right,  which  could  not  be  taken  away  witiiout  express  words  ;  and  ho 
proposed,  as  an  amendment  to  Mr.  Glynn's  proposition,  the  clause  which  now  stands  in 
the  Constitution.  After  further  debate,  Mr.  O'Connor's  amendment  was  carried. 
(Conv.  Deb.,  Melb.,  pp.  1653-79.) 


§338.] 


THE  JUDICATURE.  805 


^  338.     "  Rights  to  Proceed  against  the  Commonwealth 

or  a  State/' 

Remedies  against  the  Crowx. — "  It  is  an  ancient  and  fandamental  principle  of 
the  English  Constitution,  that  the  king  can  do  no  wrong."'  (Broom's  Maxims,  p.  53.) 
One  consequence  of  this  principle  is  that  no  soit  or  action,  even  in  respect  of  civil 
matters,  can— apart  from  statute — be  brought  against  the  sovereign.  "  Indeed,  his 
immunitj,  both  from  civil  suit  and  from  penal  proceeding,  rests  on  another  subordinate 
reason  also,  viz.,  that  no  court  can  have  jurisdiction  over  him.  For  all  jurisdiction 
implies  superiority  of  power,  and  proceeds  from  the  Crown  itself.  But  who,  says  Finch, 
shall  command  the  king?"  (Steph.  Comm.  ii.  48*).)  In  England  there  are  ancient 
remedies  by  petition  of  right  and  by  intnutraia  de  droit,  by  which  a  subject  who  has  a 
claim  against  the  Crown,  in  respect  of  prtqierty  or  arising^  out  of  contract,  may  obtain 
redress  as  a  matter  of  royal  grace.  In  1860.  by  the  (Imperial)  Act  23  and  24  Vic  c  34, 
the  remedy  by  petition  of  right  was  practically  assimilated  to  the  ordinary  procedure  by 
action  at  law  or  suit  in  equity,  and  was  made  triable  in  any  Superior  Court  of  appropriate 
jurisdiction  ;  so  that  in  cases  where  a  petition  of  right  Ues,  there  is  substantially  a  right 
of  suit  against  the  Crown,  in  the  guise  of  a  petition. 

In  some  of  the  Australasian  colonies  more  extended  rights  of  proceeding  against  the 
Crown  have  been  conferred.  Thus  in  New  South  Wales,  under  the  Claims  Against  the 
Colonial  Oktvemment  Act,  1876,  any  person  making  a  claim  against  the  Government  may 
petition  the  Governor  to  appoint  a  nominal  defendant,  and  in  default  of  such  appoint- 
ment the  Colonial  Treasurer  shall  be  the  nominal  defendant.  The  claimant  may  sue  the 
nfNminal  defendant  at  law  or  equity  in  any  competent  court,  may  obtain  judgment  or 
costs  as  in  an  ordinary  case  between  subject  and  subject,  and  in  default  of  payment  may 
levy  execution  upon  the  property  of  the  Ciovemment.  In  Queensland,  the  Claims 
Against  Oiovemment  Act,  1866,  is  to  the  same  effect.  For  the  history  of  these  Acts, 
see  Sydney  MomtHg  Herald,  10  August,  1867,  17  April,  1S75.  It  has  been  held  by  the 
Privy  Council  that  under  the  New  South  Wales  Act  an  action  will  lie  for  torts  committed 
bj  the  servants  of  the  Crown.  (Bowman  r.  Famell,  7  X.S.W.  L.R.  1  ;  Avb  nosinie 
Famell  r.  Bowman,  12  App.  Ca.  643.)  Sir  Barnes  Peacock,  delivering  the  judgment  of 
the  Judicial  Committee,  made  the  following  pertinent  remarks  on  the  policy  of  allowing 
suits  against  the  Crown  in  the  colonies  : — 

"  It  must  be  borne  in  mind  that  the  local  Governments  in  the  colonies,  as  pioneers  of 
improvements,  are  frequently  obliged  to  embark  in  undertakings  which  in  other  ooontries 
are  left  to  private  enterprise,  such,  for  instance,  as  the  construction  of  railways,  canals, 
and  other  works  for  the  construction  of  which  it  is  necessary  to  employ  many  inferior 
officers  and  workmen.  If,  therefore,  the  maxim  that  *  the  king  can  do  no  wrong '  were 
applied  to  colonial  governments  in  the  way  now  contended  for  by  the  appellants,  it 
would  work  much  greater  hardship  than  it  does  in  England.''     (12  App.  Ca.  at  p.  (>49.) 

In  New  Zealand,  under  the  Crown  Suits  Act,  1881,  actions  may  be  maintained 
against  the  Crown  for  breach  of  any  contract  entered  into  by  the  (iovemmeut,  and  also 
for  torts  committed  under  the  authority  of  the  Government  in  connection  with  any 
public  work.  (See  Reg.  r.  Williams,  9  App.  Oa.  at  p.  432.)  In  Western  Australia,  the 
Crown  Suits  Act,  1896,  is  to  a  similar  effect. 

In  Tasmania,  under  the  Crown  Redress  .-\.ct.  1891,  any  one  ha\~ing  a  daim  against 
the  Queen  in  respect  of  any  contract  entered  into  by  the  Government  of  Tasmania,  or  in 
respect  of  any  act  or  omission  of  any  officer,  agent,  or  servant  of  the  Government, 
which  would  between  subject  and  subject  be  the  ground  of  an  action  at  law  or  a  suit  in 
equity,  may  file  in  any  court  of  competent  jurisdiction  a  supplication  in  the  form  of  a 
declaration  at  law  or  bill  in  equity,  which  is  to  be  pleaded  to  by  the  Attomey-lieneral, 
and  tried  like  an  action  or  suit  between  subjects.  If  judgment  is  against  the  Crown,  no 
execution  is  to  issue,  but  the  suppliant  is  entitled  to  a  certificate  of  judgment,  which 
authorizes  payment  of  damages  and  costs  out  of  the  Consolidated  Revenue  Fund. 


806  COMMENTARIES  ON  THE  CONSTITUTION.        |Sec.  78. 

In  Victoria  and  South  Australia  there  is  no  remedy  against  the  Crown  for  torts,  and 
the  remedy  in  contract  is  by  petition.  (See  Crown  Remedies  and  Liability  Act,  1890 
Victoria],  and  Claims  Against  Government  Act,  1853  [South  Australia].) 

The  Governments  both  of  the  Commonwealth  and  the  States  represent  the  authority 
of  the  sovereign  in  the  Commonwealth  and  in  the  States  respectively  ;  and  a  suit  against 
the  Commonwealth  or  a  State  is  therefore  a  suit  against  the  Crown.  Without  the 
consent  of  the  Crown,  given  in  the  proper  way,  no  such  suit  would  lie. 

Suits  against  the  Commonwhalth. — That  the  Federal  Parliament  should  have  the 
power  to  make  laws  conferring  rights  to  proceed  against  the  Commonwealth  is  a 
proposition  which  will  hardly  be  disputed.  ProbabW  it  would  have  had  such  power, 
even  without  express  words  ;  inasmuch  as  the  prerogative  right  of  the  Crown  in  the 
Commonwealth  exempting  it  from  suit  is  a  right  which  can  be  waived  by  the  consent  of 
the  Crown,  and  legislation  by  the  Federal  Parliament,  of  which  the  Crown  is  a  part, 
would  be  an  appropriate  mode  of  giving  such  consent.  Thus  in  the  United  States  it  has 
never  been  disputed  that  Congress  has  power  to  consent  by  law  to  the  federal  govern- 
ment being  sued.  (Per  Marshall,  C.J.,  Cohens  v.  Virginia,  6  Wheat.  412;  Kendall  v. 
United  States,  12  Pet.  524  ;  Hill  v.  United  States,  9  How.  386  ;  Kent,  Comm.  i.  297.) 
But  it  is  unnecessary  to  consider  whether  this  would  have  been  among  the  implied 
legislative  powers  of  the  Parliament  ;  because  this  section  gives  the  power  in  express 
terms. 

Suits  against  a  State.— It  is  clear  that  each  State  retains  the  power  which  it  has 
always  possessed  to  make  laws  conferring  rights  of  procedure  against  itself.  That,  how- 
ever, is  not  sufficient.  Under  the  Constitution,  there  are  duties  cast  upon  the  States 
which  the  federal  judiciary  ought  to  have  power  to  enforce  at  the  suit  of  any  person 
injured  ;  such  for  instance  as  the  duty  of  not  subjecting  the  residents  of  other  States  to 
disabilities  or  discriminations  (sec.  117),  and  the  duty  of  giving  full  faith  and  credit  to 
the  laws,  &c.,  of  every  State  (sec.  118).  If  each  State  were  free  to  allow  or  not  to  allow 
itself  to  be  sued  in  matters  of  federal  jurisdiction,  the  federal  courts  might  find  them- 
selves powerless  in  such  matters  ;  and  therefore  the  Federal  Parliament  has  been 
empowered  to  confer  rights  of  proceeding  against  a  State  in  respect  of  matters  "  within 
the  limits  of  the  judicial  power." 

The  Constitution  of  the  United  States  was  formerly  silent  on  this  point,  and  in  the 
famous  case  of  Chisholm  v.  Georgia,  2  Dall.  419,  the  question  arose  whether  the  Consti- 
tution conferred  the  right  to  sue  a  State.  It  was  decided  that  it  did  ;  but  the  decision 
aroused  such  a  storm  of  indignation  in  Georgia  and  in  the  other  States  that  the  eleventh 
amendment  was  passed,  declaring  that  the  judicial  power  should  not  be  construed  to 
extend  to  suits  against  a  State  by  citizens  of  another  State,  or  b3'  citizens  or  subjects  of 
a  foreign  State.     (See  §  324,  supra  ;  Kent,  Comm.  i.  297  ;  Story,  Comm.  §  1683.) 

§  339.    "  Within  the  Limits  of  the  Judicial  Power." 

"The  judicial  power"  here  has  a  narrower  meaning  than  in  sec.  71,  where  it 
includes  the  whole  appellate  power  of  the  High  Court — a  power  not  limited  in  respect  of 
"matters."  It  must  in  fact  be  taken  as  equivalent  to  the  expression  in  sec.  77,  "in 
respect  of  matters  mentioned  in  the  last  two  sections  " — in  other  words,  as  referring  to 
matters  in  which  original  jurisdiction  may  be  given  to  the  federal  courts.  As  a  matter 
of  fact,  in  the  Adelaide  draft  the  words  "  within  the  limits  of  the  judicial  power  "  were 
used  in  both  this  and  the  preceding  section,  and  the  words  "judicial  power  "  were  used 
in  the  original  jurisdiction  clauses.  It  was  recognized,  however,  that  tlie  expression— 
though  apt  enougli  in  the  Constitution  of  the  United  States,  where  the  scope  of  the 
whole  judicial  power,  appellate  as  well  as  original,  is  strictly'  limited — was  inapt  in  this 
Constitution,  where  the  appellate  power  is  general  ;  and  therefore  in  sees.  75-77  the 
Drafting  Committee  substituted  words  which  made  it  clear  that  original  jurisdiction 
only  was  referred  to.     In  this  section,  however,  the  piirase  was  left,  apparently  by  an 


4  339.]  THE  JUDICATURE.  807 

oversight.  In  sec.  71  the  phrase  "judicial  power "  is  correctly  applied  as  meaning  the 
whole  of  the  power  vested  in  the  federal  judiciary  (see  §  286,  supra) ;  here  it  is  used 
somewhat  loosely.  There  can  be  no  doubt,  however,  as  to  the  meaning  of  the  section- 
The  power  of  the  Federal  Parliament  to  confer  rights  of  proceeding  against  a  State  is 
strictly  limited  to  those  cases  of  specially  federal  cognizance  enumerated  in  sees.  75  and  76. 


Number  of  judges. 

79.  The  federal  jurisdiction  of  any  court  may  be  exercised 
by  such  number  of  judges  as  the  Parliament  prescribes. 

Historical  Note.  —The  clause  was  originally  framed  by  the  1891  Convention,  and 
has  only  been  verbally  amended  since  then.  (Con v.  Deb.,  Adel.,  p.  787 ;  Melb.,  pp. 
.349-50.) 


Trial  by  jury. 

80.  The  trial  on  indictment^^  of  any  offence  against  any 
law  of  the  Commonwealth^*^  shall  be  by  jury^',  and  every 
such  trial  shall  be  held  in  the  State  where  the  off'ence  was 
committed,  and  if  the  offence  was  not  committed  within  any 
State  the  trial  shall  be  held  at  such  place  or  places  as  the 
Parliament  prescribes. 

United  Statbs. — The  trial  of  all  crimes,  except  in  cases  of  Impeachment,  shall  be  by  jury  ;  and 
such  trial  shall  be  held  in  the  State  wnere  the  said  crimes  shall  have  baen  committed  ; 
but  when  not  committed  within  any  State,  the  trial  shall  be  at  such  place  or  places  as  the 
Congress  may  by  law  have  directed— Const.,  Art  III.,  sec.  2,  sub-s.  3. 

No  person  shall  be  held  to  answer  for  a  capital  or  otherwise  infamous  crime  unless  on  a 
presentment  or  indictment  of  a  p-and  jury,  except  in  cases  arising  in  the  land  or  naval 
forces,  or  in  the  militia,  when  in  actual  service  in  time  of  war  or  public  danger  ;  nor  shall 
an^-person  be  subject,  for  the  same  offence,  to  be  twice  put  in  jeopardy  of  life  or  limb  ;  nor 
shall  be  compelled,  in  any  criminal  case,  to  be  a  witness  against  himself  ;  nor  be  deprived 
of  life,  liberty,  or  property,  without  due  process  of  law.    (Amendment  V.) 

Historical  Note. — The  first  part  of  the  clause,  as  framed  and  passed  in  1891,  ran 
"  The  trial  of  all  indictable  ofifences  cognizable  by  any  Court  established  under  the 
authority  of  this  Act  shall  be  by  jury." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  almost  verbatim  as  in  1891. 
Mr.  Higgins  opposed  the  clause,  on  the  ground  that  the  question  of  trial  by  jui-y  might 
safely  be  left  to  the  Federal  Parliament ;  but  it  was  agreed  to.  (Con v.  Deb.,  Adel.,  pp. 
990-1.) 

At  the  Melbourne  session  an  amendment  suggested  by  the  Legislative  Assembly  of 
South  Australia,  to  omit  the  requirement  that  trial  should  be  by  jury,  was  supported 
by  Mr.  Glynn  and  Mr.  Higgins.  Mr.  Wise  supported  the  clause,  as  a  necessary 
safeguard  of  individual  liberty.  Mr.  Isaacs  thought  the  clause  afforded  little  guarantee, 
as  it  might  be  evaded  by  a  technicality.  After  further  debate,  the  amendment  was 
negatived  on  division  by  17  votes  to  8.  An  amendment  by  Mr.  Higgins,  to  insert 
"  unless  Parliament  otherwise  provides  "  before  the  words  "  be  held  in  the  State  where," 
was  negatived.  Before  the  first  report,  the  clause  was  verbally  amended  by  the  Drafting 
Committee.  (Conv.  Deb.,  Melb..  pp.  .350-4.)  On  recommittal  after  the  first  report,  the 
words  "trial  of  all  indictable  offences"  were,  on  Mr.  Barton's  motion,  altered  to  "  trial 
on  indictment  of  any  offence."  The  object  was  to  allow  summary  punishment  of  minor 
offences  and  contempts,  even  though  they  might  be  indictable.  Mr.  Isaacs  thought  that 
the  clause,  in  either  form,  would  have  little  real  effect.     (Conv.  Deb.,  Melb.,  pp.  1894-5.) 


808  COMMENTARIES  ON  THE  CONSTITUTION.        [Soc.  79. 

§  340.    "  The  Trial  on  Indictment. " 

The  Trial. — It  has  been  held  in  the  United  States  that  the  word  "  trial"  means 
the  trying  of  the  cause  by  the  jury,  and  not  the  arraignment  and  pleading  preparatory 
to  such  trial.     (United  States  v.  Curtis,  4  Mason  232.), 

It  would  seem  that  this  provision  is  only  intended  to  apply  to  trials  in  federal 
courts,  and  courts  exercising  federal  jurisdiction  ;  and  not  to  extend  to  the  courts  of  the 
States  in  those  cases  in  which  they  may  have  a  concurrent  jurisdiction  to  try  ofi'ences 
against  the  laws  of  the  Commonwealth.  With  regard  to  the  corresponding  provision  of 
the  Constitution  of  the  United  States  (set  out  above),  Miller,  J.,  in  Eilenbecker  v. 
District  Court,  134  U.S.  at  p.  35,  said  : — 

"  This  article  is  intended  to  define  the  judicial  power  of  the  United  States,  and  it  is 
in  regard  to  that  power  that  the  declaration  is  made  that  all  crimes  .  .  .  shall  be  by 
jurj^  It  is  impossible  to  examine  the  accompanying  provisions  of  the  Constitution 
without  seeing  very  clearly  that  this  provision  was  not  intended  to  be  applied  to  trials 
in  the  State  Courts." 

"As  the  Constitution  of  the  United  States  was  ordained  and  established  by  the 
people  of  the  United  States,  for  their  own  government  as  a  nation,  and  not  for  the 
government  of  the  individual  States,  the  powers  conferred,  and  the  limitations  on 
power  contained  in  that  instrument,  are  applicable  to  the  (iovernment  of  the  United 
States,  and  the  limitations  do  not  apply  to  the  State  Governments  unless  expressed  in 
terms."     (Kent  Comm.  i.  407  ;  Barron  v.  Baltimore,  7  Peters,  243.) 

On  Indictment.— The  constitutional  requirement  of  trial  b}'  jury  only  applies  when 
the  trial  is  "  on  indictment;"  and  there  is  no  provision,  corresponding  to  the  Fifth 
Amendment  of  the  United  States  Constitution,  that  all  capital  or  infamous  crimes  must 
be  tried  on  indictment.  As  was  pointed  out  by  Mr.  Isaacs  (Conv.  Deb.,  Melb.,  p.  1894), 
"it  is  within  the  powers  of  the  Parliament  to  say  what  shall  be  an  indictable  offence 
and  what  shall  not.  The  Parliament  could,  if  it  chose,  say  that  mui'der  was  not  an 
indictable  offence,  and  therefore  the  right  to  try  a  person  accused  of  murder  would  not 
necessarily  be  by  jury." 

It  is  submitted  that,  according  to  general  usage  in  Australia,  "indictment" 
includes  an  information  filed  by  the  Attorney-General  or  other  proper  officer  for  the 
prosecution  of  an  indictable  offence.  In  England,  an  indictment  in  the  strict  sense  is 
"  a  written  accusation  of  one  or  more  persons  of  a  crime  presented  upon  oath  by  a  jury 
of  twelve  or  more  men,  termed  a  grand  jury."  (Chitty,  Crim,  Law,  i.  167.)  An 
indictment  by  a  grand  jury  is  in  England  ' '  the  most  usual  and  constitutional  course  for 
bringing  offenders  to  justice  on  criminal  charges  "  (Broom,  Com.  Law,  p.  1047) ;  whilst 
an  ex  officio  information  by  the  Attorney-General  is  only  employed  in  the  case  of  offences 
of  peculiar  public  danger.  Accordingly  it  has  been  held  that  the  word  "  indictment  " 
occurring  in  a  particular  statute  did  not  include  an  ex  officio  in.formation.  (Reg.  v  Slator, 
8  Q.B.D.  267.)  In  some  Acts,  however,  for  instance,  14  and  1.5  Vic.  c.  100,  s.  30, 
'* indictment"  is  defined  as  including  information.  And  "  indictment  "  includes  inquisi- 
tion.    (2  Hale,  loo  ;  Withipole's  Case,  Cro.  Car,  134 ;  Maxwell,  Interpr.  of  Stat.  p.  4.")6.) 

In  New  South  Wales  and  Van  Diemen's  Land,  by  the  Constitution  Act  of  1828 
(9  Geo.  IV.  c.  83,  s.  5)  it  was  provided  that  "  until  further  provision  be  made  as 
hereinafter  directed  for  proceeding  by  juries,"  all  offences  cognizable  in  the  Supreme 
Courts  of  those  colonies  should  be  "prosecuted  by  information  in  the  name  of  His 
Majestj^'s  Attorney-General,  or  other  officer  duly  appointed  for  such  purpose  by  the 
Governor  of  New  South  Wales  and  Van  Diemen's  Land  respectively,"  and  that  such 
information  should  be  tried  before  a  Judge  and  seven  naval  or  military  officers.  By 
sec.  10  the  Legislatures  of  the  two  colonies  respectively  were  authorized  to  "  extend 
and  apply  the  form  and  manner  of  proceeding  by  grand  and  petit  juries."  It  was 
doubtless  contemplated  that  when  the  colonies  became  ripe  for  the  jury  system,  the 
procedure  by  information  would  be  superseded  by  indictment  before  a  grand  jury  ;  but 
in  both  colonies  an  information  in  the  name  of  the  Attorney-General  continues  to  be 
the  usual  mode  of  prosecuting  indictable  offences,  and  the  information  is  called,  in  the 


§§  340-341.]  THE  JUDICATURE.  80^ 

Statute  book  and  in  common  parlance,  an  "indictment."  The  same  is  the  case  in 
Queensland.  (See  Crim.  Law  Amendment  Act  of  1883  [N.S.W.],  s.  3  ;  Crim.  Practice 
Act,  1865  [Queensland],  s,  76.)  In  South  Australia  and  Western  Australia  grand 
juries  were  instituted  for  a  time,  but  were  abolished  in  186.5  and  1883  in  those  colonies 
respectivel}',  an  information  by  the  Attorney-General,  in  lieu  of  a  grand  jury,  being 
substituted.  In  Victoria  there  is  provision  made  for  indictment  by  grand  juries  ;  but 
the  most  usual  form  of  prosecuting  indictable  offences  is  b\-  "presentment"'  by  the 
Attorney-General.     (See  Crimes  Act  1890  [Vic],  ss.  387-9.) 

In  all  the  Australian  colonies,  therefore,  indictable  offences  are  prosecuted  in  the 
name  of  the  Attorney -General  by  a  procedure  variously  known  as  information, 
presentment,  or  indictment,  and  chiefl3'  differing  from  an  indictment  in  being  found 
b}'  a  law  officer  instead  of  by  a  grand  jury.  It  seems  clear  that  the  words  "on 
indictment "  would  extend  to  any  such  form  of  prosecution  as  this.  The  distinction 
intended  by  the  section  is  betM'een  indictable  offences  and  offences  punishable  in  a 
summary  way  ;  and  its  operation  ought,  therefore,  to  extend  to  all  prosecutions  which 
are  substantially  in  the  nature  of  an  indictment. 

§  341.    "Any  Offence  Against  any  Law  of  the 
Commonwealth." 

Offexce. — The  word  "offence  "'has  no  special  technical  meaning  in  law.  It  is  a 
general  word  signifying  a  public  wrong,  and  includes  all  crimes  and  misdemeanours, 
whether  indictable  or  punishable  by  summary  conviction. 

Any  Law  of  the  Commoxwealth. — The  phrase  "any  law  of  the  Commonwealth'" 
includes,  in  the  first  place,  the  Constitution  itself ;  which  is  not  only  a  law  of  the 
Commonwealth,  but  in  a  sense,  and  with  the  reservation  of  the  supremacy  of  the  British 
Parliament,  may  be  called  the  supreme  law  of  the  Commonwealth.  It  includes,  in  the 
next  place,  the  laws  of  the  Federal  Parliament ;  which,  together  with  the  Constitution, 
are  "  binding  on  the  courts,  judges,  and  people  of  every  State,  and  of  every  part  of  the 
Commonwealth."     (Constitution  Act,  clause  v.) 

Common  Law  Offences. — It  is  submitted  that  the  words  "offence  against  any  law  of 
the  Commonwealth  "  would  cover  also  any  common  law  offence  against  the  Common- 
wealth which  the  Federal  Courts  may  have  jurisdiction  to  try.  (See  sec.  326,  supra.) 
So  far  as  the  common  law  can  be  relied  upon  by  the  Commonwealth  and  in  relation  to  the 
affairs  of  the  Commonwealth,  it  would  seem  to  be,  equally  with  federal  statutes,  the  law 
of  the  Commonwealth.  As  examples  of  common  law  offences  against  the  Commonwealth 
which  might  be  indictable,  even  in  the  absence  of  federal  legislation,  the  following  are 
suggested  :— Bribery  of  a  public  officer  is  a  common  law  offence,  and  indictable  as  a 
misdemeanour.  (Reg.  v.  Lancaster,  16  Cox,  737.)  Anj'  act  of  fraud  upon  a  public  officer, 
with  intent  to  deceive,  whereby  a  matter  required  b}'  law  for  the  accomplishment  of  an 
act  of  a  public  nature  is  illegally  obtained,  is  an  indictable  misdemeanour.  (Reg.  v. 
Chapman,  2  Car.  and  K.  846 ;  1  Den.  432  ;  18  L.J.  M.C.  152.)  Being  in  possession  of 
•coining  tools,  with  intent  to  use  them,  is  a  common  law  misdemeanour.  (Rex  v.  Sutton, 
1  East  P.C.  172.)  So  is  procuring  base  coin,  with  intent  to  utter  it.  (Rex  v.  Fuller, 
R.  and  R.  308.; 

Acta  Prohibited. — The  Constitution  is  an  Imperial  Statute,  and  both  it  and  the  laws 
of  the  Parliament  made  under  it  are  the  law  of  the  land.  Accordingly  the  wilful  doing 
of  any  act  expressly  prohibited  by  the  Constitution  or  laws,  even  though  not  declared 
punishable,  is  a  misdemeanour. 

"Where  an  offence  is  not  so  at  common  law,  but  made  an  offence  by  Act  of 
Parliament,  -an  indictment  will  lie  where  there  is  a  substantive  prohibitory  clause  in 
such  statute,  though  there  be  afterwards  a  particular  provision  and  a  particular  remedy 
given.  Thus,  an  unqualified  person  may  be  indicted  for  acting  as  an  attorney  contrary 
to  the  6  and  7  Vic.  c.  73,  sec.  2,  although  sec.  35  and  sec.  36  enact  that  in  case  any 
person  shall  so  act  he  shall  be  incapable  of  recovering  his  fees,  and  such  offence  shall  be 


810  OOMMEf^TARIES  ON  THE  CONSTITUTION.        [Sec.  80. 

<ieemed  a  contempt  of  court,  and  punishable  accordingly."     (Russell  on  Crimes,  5th  ed. 
i.  192.) 

"  Wherever  a  statute  forbids  the  doing  of  a  thing,  the  doing  of  it  wilfully,  although 
without  any  corrupt  motive,  is  indictable."  {Id;  Rex.  v.  Sainsbury,  4  T. R.  457. ) 
Accordingly  the  provision  that  ' '  each  elector  shall  vote  only  once "  (sees.  8,  30)  is  an 
■express  provision  against  plural  voting,  and  any  elector  voting  more  than  once  at  a 
federal  election  will  be  guilty  of  a  misdemeanour.     (Conv.  Deb.,  Adel. ,  p.  1183.) 

§  342.    "  By  Jury." 

This  provision  guarantees  not  merely  the  form  of  trial  by  jury,  but  all  the 
substantial  elements  of  trial  by  jury,  as  they  exist  at  common  law.  (Walker  v.  New 
Mexico  and  S.  P.  Railroad,  165  U.S.  593.)  "Unanimity  was  one  of  the  peculiar  and 
essential  conditions  of  trial  by  jury  at  the  common  law.  No  authorities  are  needed  to 
sustain  this  proposition.  Whatever  may  be  true  as  to  legislation  which  changes  any 
mere  details  of  a  jury  trial,  it  is  clear  that  a  statute  which  destroys  this  substantial  and 
•essential  feature  thereof  is  one  abridging  the  right."  (American  Publishing  Co.  v. 
Pisher,  166  U.S.  at  p.  467  ;  Springville  v.  Thomas,  166  U.S.  707.)  "  Trial  by  jury,  in 
the  primary  and  usual  sense  of  the  term  at  common  law  and  the  American  Constitution, 
is  a  trial  by  a  jury  of  12  men,  in  the  presence  and  under  the  superintendence  of  a  judge 
empowered  to  instruct  them  upon  the  law  and  to  advise  them  upon  the  facts,  and 
(except  upon  acquittal  of  a  criminal  charge)  to  set  aside  their  verdict  if  in  his  opinion  it 
is  against  the  evidence."  (Capital  Traction  Co.  v.  Hof,  174  U.S.  1.)  In  the  last- 
mentioned  case  it  was  also  decided  that  the  provisions  of  the  Constitution  as  to  trial  by 
jury  extend  to  the  federal  district  of  Columbia. 

A  jury  means  a  jury  composed,  as  at  common  law,  of  twelve  men.  (Thompson  v. 
Utah,  170  U.S.  343 ;  Maxwell  v.  Dow,  176  U.S.  at  p.  586.) 

"  The  very  idea  of  a  jury  is  a  body  of  men  composed  of  the  peers  or  equals  of  the 
person  whose  rights  it  is  selected  or  summoned  to  determine  ;  that  is,  of  his  neighbours, 
fellows,  associates,  persons  having  the  same  legal  status  in  society,  as  that  which 
he  holds.  Blackstone,  in  his  Commentaries,  says  : — '  The  right  of  trial  by  the  jury,  or 
the  country,  is  a  trial  by  the  peers  of  every  Englishmen,  and  is  the  grand  bulwark  of  his 
liberties,  and  is  secured  to  him  by  the  Great  Charter.'  "  (Strauder  v.  W^est  Virginia,  100 
U.S.  303.) 


4  343.]  FENANCE  AND  TRADE.  811 


CHAPTER  IV.— FINANCE  AND  TRADE. 

Consolidated  Revenue  Fund. 

81.  All  revenues  or  moneys^^  raised  or  received  by  the 
Executive  Government  of  the  Commonwealth  shall  form  one 
Consolidated  Revenue  Fund**^  to  be  appropriated  for  the 
purposes  of  the  Commonwealth^^  in  the  manner  and  subjest  to 
the  charges  and  liabilities  imposed  by  this  Constitution^^ 

Caxada. — All  duties  and  revenues  over  which  the  respective  Legislatures  of  Canada,  Xova 
Scotia,  and  New  Brunswick  before  and  at  the  Union  had  and  have  the  power  of  Appro- 
priation, except  such  portions  thereof  as  are  by  this  Act  reserved  to  the  respective  Le^s- 
latures  of  the  Provinces,  or  are  raised  by  them  in  accordance  with  the  special  powers 
conferred  on  them  by  this  Act,  shall  form  one  Consolidated  Revenue  Fund,  to  be 
appropriated  for  the  public  service  of  Canada  in  the  manner  and  subject  to  the  charges  in 
this  Act  provided. — B.N.  A.  Act,  sec.  102.     And  see  Constitutions  of  Aust.  Colonies. 

HiSTOEiCAii  Note. —As  originally  drafted  and  passed  in  1891,  the  clause  read  : — 

*'  All  duties,  revenues,  and  moneys  ...  to  be  appropriated  for  the  public  service 
of  the  Commonwealth     .     .     .     subject  to  the  charges  provided  by  this  Constitution." 

At  the  Adelaide  session,  1 897,  the  clause  was  introduced  in  the  same  form.  On  Sir 
John  Downer's  motion,  the  words  " duties  "  auid  "  monejs "  were  omitted,  to  make  it 
clear  that  loan  moneys  do  not  go  to  the  Consolidated  Revenue  Fund.  (Conv.  Deb., 
Adel. ,  pp.  83-1-5.)  At  the  Melbourne  session  there  was  a  general  debate  on  the  report  of 
the  Finance  Committee  (p.  197,  stipra).  A  suggestion  of  the  Legislative  Council  of 
Tasmania,  to  restore  "and  moneys,"  was  negatived.  (Conv.  Deb.,  Melb.,  pp.  774-900.) 
Drafting  amendments  were  made  before  the  first  Report :  The  words  "  or  moneys  "  were 
inserted,  the  word  "purposes"  was  substituted  for  "public  service,"  and  the  words 
"  and  liabilities  "  were  inserted,  to  make  it  clear  that  the  payments  to  the  States,  under 
sees.  89  and  93,  were  included. 

§  343.    "All  Revenues  or  Moneys." 

In  the  corresponding  clauses  of  the  Constitutions  of  the  Australian  colonies  — and, 
it  is  believed,  of  all  British  colonies  — the  word  "  moneys"  is  not  used  :  the  usual  words 
associated  with  "  revenues "  being  "duties,"  "taxes,"  &c.  In  this  Constitution  the 
word  "  moneys"  was  struck  out  in  Adelaide,  to  make  it  clear  that  loan  moneys  were 
not  included,  and  a  suggestion  to  restore  it  was  negatived  at  Melbourne  for  the  same 
reason  (see  Hist.  Note,  supra) ;  but  at  a  subsequent  drafting  stage  it  was  reinserted 
for  some  reason  that  is  not  apparent.  It  cannot,  however,  be  supposed  that  the  Con- 
vention meant  that  loan  moneys  should  be  paid  into  the  Consolidated  Revenue  Fund. 
(See  Conv.  Deb.,  Melb.,  p.  1114  )  The  generic  word  "moneys"  must  be  controlled  by 
the  preceding  specific  word  "  revenues,"  and  limited  to  moneys  in  the  nature  of  revenue. 
This  is  a  well-known  and  sound  principle  of  construction.  (See  Maxwell,  Interpr  of 
Statutes,  chap.  XI.,  sec.  v.) 

The  imiversal  constitutional  practice,  not  only  of  Great  Britain,  but  of  all  the 
British  colonies,  to  keep  loan  funds  distinct  from  revenue  funds,  is  the  strongest  possible 
corroboration  of  the  evidence  afforded  by  the  debates,  that  there  was  no  intention 
whatever  of  departing  from  established  usage  in  this  re.spect. 


812  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  82. 

"  Revenue  is  the  annual  yield  of  taxes,  excise,  customs  duties,  rents,  &c.,  which  a 
nation,  state,  or  municipality  collects  and  receives  into  the  treasury  for  public  use." 
(Webster,  Internat.  Diet. )  It  includes  not  only  revenue  from  taxation,  but  all  revenue 
received  by  the  Government  as  paj^ment  for  services  rendered — such  as  the  revenue  of 
the  post  and  telegraph  department.  It  also  includes  all  payments  in  the  nature  of 
penalties,  or  fees  for  licenses,  &c.,  and  in  fact  every  kind  of  public  income. 

§  344.    ''  Consolidated  Revenue  Fund." 

In  1787,  by  the  Imperial  Act  27  Geo.  III.  c.  13,  the  numerous  revenues  of  the 
Crown  in  the  United  Kangdom  were  brought  together  into  a  "Consolidated  Fund," 
into  which  flows  every  stream  of  the  public  revenue,  and  whence  issues  the  supply  for 
every  public  service.  (See  May,  Pari.  Practice,  p.  558.)  In  the  Australian  colonies  the 
land  revenues  were  for  many  years  kept  distinct  from  the  general  revenues  ;  but  on  the 
grant  of  responsible  government  a  Consolidated  Revenue  Fund  was  created  in  each 
colony.  This  feature  of  financial  administration,  universal  in  all  the  self-governing 
parts  of  the  Empire,  is  reproduced  in  this  Constitution. 

§  345.    "  To  be  Appropriated  for  the  Purposes  of  the 
CommoniArealth." 

For  notes  on  appropriation,  see  §  350,  infra.  "The  purposes  of  the  Common- 
wealth "  include  the  payments  to  the  States  made  by  virtue  of  the  Constitution.  The 
States  being  "parts  of  tlie  Commonwealth,"  expenditure  by  the  federal  government  in 
pursuance  of  its  constitutional  liability  to  the  States  is  as  much  a  "  purpose  of.  the 
Commonwealth  "  as  its  expenditure  upon  the  services  of  the  federal  government. 

§  346.    "  Subject  to  the  Charges  and  liiabilities  Imposed 
by  this  Constitution." 

This  is  a  stock  provision,  to  be  found  in  all  the  colonial  Constitutions  ;  except  that 
the  word  "liabilities"  is  new,  and  is  intended  to  meet  the  peculiar  conditions  of 
Commonwealth  finance.  The  Consolidated  Revenue  Fund  is,  for  purposes  of  collection 
and  receipt,  as  much  a  single  fund  as  the  Consolidated  Fund  of  the  United  Kingdom,  or 
of  any  of  the  British  colonies.  But  for  purposes  of  appropriation,  it  is  subject,  under 
the  distribution  clauses  of  the  Constitution,  to  somewhat  rigid  financial  provisions, 
which  constitute  "  liabilities"  imposed  upon  the  residue  of  the  fund,  after  the  charges 
upon  it  for  federal  expenditure  have  been  satisfied. 

The  charges  and  liabilities  imposed  by  the  Constitution  are: — (I)  The  costs, 
charges,  and  expenses  incident  to  collection,  management,  and  receipt  (sec.  82)  ;  (2)  the 
other  expenditure  of  the  Commonwealth  (sec.  82)  ;  (3)  any  financial  assistance  which, 
during  the  currency  of  sec.  96,  the  Parliament  may  think  fit  to  provide  out  of  revenue ; 
(4)  the  payments  of  surplus  revenue  to  the  States,  on  the  basis  prescribed  for  the  time 
being  (sees.  89,  93,  94). 

Expenditure  Charged  Thereon. 

82.  The  costs,  charges,  and  expenses  incident  to  the 
collection,  management,  and  receipt  of  the  Consolidated 
Revenue  Fund  shall  form  the  first  charge  thereon^*^ ;  and  the 
revenue  of  the  Commonwealth'^^**  shall  in  the  first  instance  be 
applied  to  the  payment  of  the  expenditure  of  the  Common- 
wealth^*^ 

Canada.— The  Consolidated  Revenue  Fund  of  Canada  shall  be  permanently  charged  with  the 
costs,  charges,  and  expenses  incident  to  the  collection,  management,  and  receipt  thereof, 
and  the  same  shall  form  the  first  chari?e  thereon.— B  N.  A.  Act,  sec.  103;  and  see  Con- 
stitutions of  the  Australian  Colonies. 


^§347-349.]  FINANCE  AND  TRADE.  813 

Historical  Xote. — The  clause  as  originally  adopted  in  the  Commonwealth  Bill, 
1S91,  followed  the  wording  of  the  Canadian  clause  ;  and  the  words  "  The  revenue  of  the 
Commonwealth  shall  be  applied  in  the  first  instance  in  the  payment  of  the  expenditure 
of  the  Commonwealth  "  were  prefixed  to  clause  9  (apportionment  of  surplus  revenue). 

At  the  Adelaide  Session,  1897,  the  clause  was  introduced  and  passed  as  in  1891,  but 
with  the  words  "  and  the  revenue Commonwealth"  transferred  from  clause  9. 

At  the  Melbourne  Session,  a  suggestion  of  the  Legislative  Assembly  of  New  South 
Wales,  to  omit  the  concluding  words,  was  considered.  Dr  Quick  pointed  out  that  the 
■clause  might  be  regarded  as  a  permanent  special  appropriation,  dispensing  with  the 
need  of  A-ppropriation  Acts — an  argument  which  had  been  raised  on  sec.  45  of  the 
Victorian  Constitution  Act.  Mr.  Barton  promised  consideration  by  the  Drafting 
Committee.     (Con v.  Deb.,  Melb.,  p.  901  ;  and  see  pp.  907-8.) 

Drafting  amendments :  — Before  the  1st  Report,  the  word  "permanently"  was 
omitted  to  meet  the  objection.     After  the  4th  Report,  the  clause  was  recast. 

§  347.    "  Shall  Form  the  First  Charge  Thereon." 

These  words  are  not  intended  to  create,  and,  it  seems,  do  not  create,  a  special 
appropriation  of  the  expenses  of  collection,  which  must  therefore  be  authorized  by 
Appropriation  Act  like  any  other  expenditure  of  the  Commonwealth.  (See  Conv.  Deb., 
Melb.,  pp.  900-1,  907-8  ;  and  Historical  Note,  suprxi.) 

§  348.    '*  The  Revenue  of  the  Commonwealth." 

"  The  revenue  of  the  Commonwealth  "  is  apparently  synonymous  with  the  expres- 
sion in  sec.  81,  "  all  revenues  or  moneys  raised  or  received  by  the  Executive  Government 
of  the  Commonwealth."     (See  Notes,  §  343,  supra.) 

§  349.    "The  Expenditure  of  the  Commonwealth." 

The  phrase  "expenditure  of  the  Commonwealth"  (which  occurs  again  in  sec.  89; 
and  see  sees.  87,  93)  means  all  moneys  expended  for  the  public  service  of  the  Common- 
wealth. It  includes  the  expenses  of  collection  ;  so  that  the  provision  that  "  the 
revenue  of  the  Commonwealth  shall  in  the  first  instance  be  applied  to  the  payment  of 
the  expenditure  of  the  Commonwealth  "  is  not  inconsistent  with  the  provision  that  the 
expenses  of  collection  shall  be  a  first  charge  on  the  Consolidated  Revenue  Fund. 


Money  to  be  Appropriated  by  Law. 

83.  No  money  shall  be  drawn  from  the  Treasury  of  the 
Commonwealth  except  under  appropriation  made  by  law^ 

But  until  the  expiration  of  one  month  after  the  first 
meetint^  of  the  Parliament  the  Governor-General  in  Council 
may  draw  from  the  Treasury  and  expend  such  moneys  as 
may  be  necessary  for  the  maintenance  of  any  department 
transferred  to  the  Commonwealth  and  for  the  holdinof  of  the 
first  elections  for  the  Parliament. 

UsiTED  States.— No  monej-  shall  be  drawn  from  the  Treasury,  but  in  consequence  of  appro- 
priations made  by  law. — Art.  I.,  sec.  9,  subs.  6. 

Canada. — Subject  to  the  several  pa>-raents  by  this  Act  charged  on  the  Consolidated  Revenue 
Fund  of  Canada,  the  same  shall  be  appropriated  by  the  Parliament  of  Canada  for  the 
public  service. — B.X.A.  Act,  sec.  106;  and  see  Colonial  Constitutions:  e.g..  Const,  of 
X.S.W.,  sec.  53. 

Historical  Note. — The  clause  as  passed  in  1891  consisted  of  the  first  paragraph 

only.     Mr.  ThjTine  proposed  to  add  "and  for  purposes  authorized  bj-  this  Constitution" 

in  order  to  limit  expenditure  to  those  purposes.     The  amendment  was  negatived,  as 

being  unnecessary.     (Conv.  Deb.,  Syd.  [1891],  pp.  788-9.) 


814  COMMENTARIES  ON  THE  CONSTITUTION.       [See.  83. 

At  the  Adelaide  Session,  1897,  the  draft  of  1891  was  followed,  with  the  addition  of 
the  words  "  and  by  warrant  countersigned  by  the  Chief  Officer  of  Audit  of  the  Common- 
wealth."    (Conv.  Deb.,  Adel.,  p.  835.) 

At  the  Melbourne  Session,  the  Finance  Committee  recommended  the  omission  of 
the  provision  for  warrant,  on  the  ground  that  there  would  be  no  Officer  of  Audit  at  first, 
and  that  it  was  a  matter  for  legislation.  On  Sir  Geo.  Turner's  motion  the  omission  was 
agreed  to.  Dr.  Quick  proposed  to  add  "but  section  82  [Consol.  Rev.  Fund]  shall  not 
be  deemed  to  constitute  such  an  appropriation."  The  amendment  was  withdrawn  for 
consideration  by  the  Drafting  Committee.  (See  Historical  Note  to  sec.  81.)  Mr. 
Glynn  suggested  that  there  should  be  provision  for  audit ;  which  Mr.  Barton  promised 
to  consider.     (See  sec.  97,  Conv.  Deb.,  Melb.,  pp.  774,  901-9.) 

§  350.    "  Appropriation  Made  by  Law.'* 

With  the  temporary  exception  prescribed  in  the  second  paragraph  of  the  section,, 
the  provision  that  no  money  shall  be  drawn  from  the  Treasury  "  except  under  appro- 
priation made  by  law  "  is  absolute  and  general.  Where  no  appropriation  is  effected  by 
the  Constitution  itself,  every  appropriation — whether  for  expenditure  for  federal 
services,  or  for  payments  to  the  States — must  be  made  by  a  law  of  the  Federal 
Parliament. 

Appropriations  are  of  two  kinds — special  (or  permanent)  and  annual.  Those 
payments  which  it  is  not  desirable  to  make  subject  to  the  annual  vote  of  Parliament 
are  specially  appropriated,  once  for  all,  by  a  permanent  Act.  Such  payments,  for 
instance,  are  the  salaries  and  pensions  of  Judges,  the  interest  on  the  public  debt,  and 
certain  endowments.  Such,  too,  are  the  paj^ments  provided  for  in  the  "  civil  lists  "  set 
out  in  the  Schedules  to  the  Constitutions  of  tlie  several  colonies.  But  by  far  the 
greater  bulk  of  the  public  expenditure  is  usually  appropriated  by  annual  votes  com- 
prised in  the  Appropriation  Bill. 

Special  Appropriations. — There  are  several  sections  of  the  Constitution  which 
clearly  constitute  special  appropriations.  Among  these  are  sec.  .3,  which  declares  that 
there  shall  be  payable  to  the  Queen  out  of  the  Consolidated  Revenue  Fund,  for  the 
salary  of  the  Governor-General,  an  annual  sum  which,  until  the  Parliament  otherwise 
provides,  shall  be  £10,000  ;  sec.  48,  which  declares  that,  until  the  Parliament  otherwise 
provides,  every  member  of  either  House  shall  receive  an  allowance  of  £400  a  year  ;  and 
sec.  66,  which  declares  that  there  shall  be  payable  to  the  Queen,  out  of  the  Consolidated 
Revenue  Fund,  for  the  salaries  of  Ministers  of  State,  an  annual  sum  which,  until  the 
Parliament  otherwise  provides,  shall  not  exceed  £12,000  a  year.  The  opinion  has 
already  been  expressed  (eee  Notes,  §  347,  supra)  that  sec.  82  does  not  constitute  a 
special  appropriation  of  the  costs  of  collecting  the  federal  revenue,  or  the  general 
expenditure  of  the  Commonwealth. 

The  view  also  appears  to  be  justified,  both  as  a  matter  of  construction  and  by 
considerations  of  expediency,  that  the  provisions  of  sees.  89  and  93,  requiring  the 
Commonwealth,  after  crediting  revenue  and  debiting  expenditure  to  the  several  States, 
to  pay  the  balances  monthly  to  the  several  States,  amount  to  a  special  appropriation. 
It  may  mdeed  be  argued  that  tliis  is  merely  a  direction  to  the  Federal  Parliament  to 
appropriate  the  balances  to  the  several  States,  and  is  not  in  itself  an  appropriation. 
This  view,  however,  seems  hardly  satisfactory.  The  period  of  these  payments  is 
determined,  and  the  amount  is  made  ascertainable,  by  the  Constitution  itself.  An 
appropriation  by  the  Federal  Parliament  could  do  no  more  than  confirm  the  provisions 
of  the  Constitution,  and  such  confirmation  seems  quite  unnecessary.  Moreover,  the 
payments  are  to  be  made  monthly  from  the  establishment  of  the  Commonwealth ;  and 
the  first  payments  will  be  due  before  the  Federal  Parliament  can  possibly  meet.  Sec.  83 
makes  provision  for  the  payments  necessary  for  maintaining  the  federal  dcpartmentij 
during  that  interval,  and  for  holding  the  first  federal  elections,  without  any  Parlia- 


§350.]  FINANCE  AND  TRADE.  815 

mentary  appropriation ;  but  no  such  provision  is  made  with  regard  to  payments  to  the 
States;  and  it  seems  that  the  necessity  for  Parliamentary  appropriation  of  these 
pajTnents  was  not  contemplated, 

PROCEnuKE. — The  procedure  in  connection  with  the  granting  of  supply  is  largely 
dependent  on  Standing  Orders.  The  details  of  procedure  differ  in  many  respects  in  the 
different  Legislatures  within  the  Empire  ;  but  the  general  features  are  much  the  same, 
and  it  may  be  assumed  that  they  will  be  followed  in  the  Parliament  of  the  Common- 
wealth. The  Treasurer  will  first  bring  down  into  the  House  of  Representatives  the 
estimates  of  expenditure,  with  a  message  from  the  Governor-General  (see  sec.  56).  In 
Committee  of  t^upply,  each  vote  or  resolution  in  the  Estimates,  and  each  item  therein, 
may  be  discussed,  and  may  be  reduced  or  omitted ;  but  the  Committee  of  Supply  cannot 
increase  any  grant  which  has  been  recommended  b}'  the  Governor-General.  When  the 
grants  have  been  voted  by  the  Committee  of  Supply,  resolutions  will  be  moved  in 
Committee  of  Ways  and  Means,  to  the  effect  that,  towards  making  good  the  supply 
granted,  a  certain  sum  be  granted  out  of  the  Consolidated  Revenue  Fund.  These 
resolutions  having  been  reported  and  agreed  to  by  the  House,  the  Appropriation  Bill 
will  be  introduced  and  passed,  and  forwarded  to  the  Senate.  (For  the  Senate's  powers 
in  regard  to  it,  see  see.  5.3.)  The  Appropriation  Act,  when  duly  assented  to,  will  give 
legal  effect  to  the  resolutions  of  the  Committees.  Upon  a  proper  warrant  from  the 
Governor-General,  which  will  give  final  validity  to  a  grant  of  supply,  the  Treasurer  will 
make  the  issues  to  meet  those  grants  out  of  the  Consolidated  Revenue  Fund.  (See  May, 
Pari.  Practice,  Ch.  XXII.  ;  Bourinot,  Pari.  Procedure,  Ch.  XVII. ) 

It  is  sometimes  impracticable,  owing  to  the  conditions  of  Parliamentary  business, 
to  deal  with  the  estimates  before  the  financial  year  begins  ;  and  in  order  to  meet  the 
immediate  demands  of  the  Public  Service,  "votes  on  account"  are  authorized  bj' 
Temporary  Supply  Bills  as  occasion  may  require.  In  the  British  Parliament,  votes  on 
account  for  the  first  months  of  the  financial  year  are  now  the  invariable  practice  ;  and 
they  have  also  been  frequently  employed  in  the  different  Australian  Parliaments.  In 
Canada,  on  the  other  hand — where  the  Dominion  Parliament  meets  in  January,  and  the 
financial  year  ends  on  30th  June — they  are  rarely  resorted  to.  (Bourinot,  Pari. 
Procedure,  p.  576.) 

Peelimisaby  Expenses. — From  the  day  of  the  establishment  of  the  Common- 
wealth, revenue  will  be  collected  by  the  Federal  Government,  and  expenditure  will  be 
ncurred ;  but  no  statutory  appropriation  can  be  made  until  the  Federal  Parliament  has 
met.  During  this  interval,  and  for  a  month  after  the  meeting  of  Parliament,  the 
necessity  for  such  appropriation  is  suspended  to  the  extent  of  any  payments  necessary 
for  the  maintenance  of  the  transferred  departments  and  for  the  conduct  of  the  federal 
elections.  As  to  the  question  whether  the  expenses  of  elections  for  the  Senate  are  to  be 
borne  by  the  Commonwealth,  see  note,  §  74,  supra. 


Transfer  of  Ofiicers^'s^. 

84.  When  any  department^^^  of  the  public  service  of  a 
State  becomes  transferred  to  the  Commonwealth,  all  officers 
of  the  department^^^  shall  become  subject  to  the  control  of  the 
Executive  Government  of  the  Commonwealth^. 

Any  such  officer  who  is  not  retained^"  in  the  service  of 
the  Commonwealth  shall,  unless  he  is  appointed  to  some  other 
office  of  equal  emolument  in  the  public  service  of  the  State, 
be  entitled  to  receive  from  the  State  any  pension,  gratuity, 
or  other  compensation  payable  under  the  law  of  the  State  on 
the  abolition  of  his  office. 


816  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  84. 

Any  such  officer  who  is  retained^^  in  the  service  of  the 
Commonwealth  shall  preserve  all  his  existing  and  accru- 
ing rights,  and  shall  be  entitled  to  retire  from  office  at  the 
time,  and  on  the 'pension  or  retiring  allowance,  which  would 
be  permitted  by  the  law  of  the  State  if  his  service  with  the 
Commonwealth  were  a  continuation  of  his  service  with  the 
State.  Such  pension  or  retiring  allowance  shall  be  paid  to 
him  by  the  Commonwealth  ;  but  the  State  shall  pay  to  the 
Commonwealth  a  part  thereof^  to  be  calculated  on  the  propor- 
tion which  his  term  of  service  with  the  State  bears  to  his 
whole  term  of  service,  and  for  the  purpose  of  the  calculation 
his  salary  shall  be  taken  to  be  that  paid  to  him  by  the  State 
at  the  time  of  the  transfer. 

Any  officer^"  who  is,  at  the  establishment  of  the  Common- 
wealth, in  the  public  service  of  a  State,  and  who  is,  by 
consent  of  the  Governor  of  the  State  with  the  advice  of  the 
Executive  Council  thereof,  transferred  to  the  public  service 
of  the  Commonwealth,  shall  have  the  same  rights  as  if  he 
had  been  an  officer  of  a  departuient  transferred  to  the 
Commonwealth  and  were  retained  in  the  service  of  the 
Commonwealth. 

Canada.— Until  the  Parliament  of  Canada  otherwise  provides,  all  officers  of  the  several 
provinces  having  duties  to  discharge  in  relation  to  matters  other  than  those  coming  within 
the  classes  of  subjects  by  this  Act  assigned  exclusively  to  the  Legislatures  of  the  Provinces, 
shall  be  officers  of  Canada,  and  shall  continue  to  discharge  the  duties  of  their  respective 
offices  under  the  same  liabilities,  responsibilities,  and  penalties,  as  if  the  Union  had  not 
been  made. — B.N.A.  Act,  sec.  130. 

Historical  Note. — The  clause  as  drafted  and  passed  at  the  Sydnej-  Convention, 
1891,  merely  provided  that  all  officers  of  the  transferred  departments  should  become 
subject  to  the  control  of  the  Federal  Executive,  and  that  their  existing  rights  should  be 
preserved.  Mr.  Gordon  moved  to  add  "  But  the  Commonwealth  shall  not  be  responsible 
for  any  pensions  agreed  to  be  paid  by  the  States."  This  was  negatived.  (Conv.  Deb  , 
Syd.,  1891,  pp.  801-2,) 

At  the  Adelaide  Session,  1897,  the  draft  of  1891  was  followed,  except  that  in  place 
of  the  provision  as  to  existing  rights  the  following  words  were  added  :  "and  thereupon 
every  such  officer  shall  be  entitled  to  receive  from  the  State  any  gratuitj',  pension,  or 
retiring  allowance  payable  under  the  law  of  the  State  on  abolition  of  his  office."  It 
was  pointed  out  in  Committee  that  different  provision  was  needed  for  those  who  w  ere 
retained  and  those  who  were  not :  also  that  accruing  as  well  as  existing  rights  ought  to 
be  preserved.  The  clause  was  postponed,  and  afterwards  an  amendment  moved  bj'  Mr. 
Barton  was  agreed  to,  providing  that  officers  not  retained  in  tlie  service  should  receive 
from  the  State  the  proper  compensation  on  abolition  of  office,  whilst  officers  retaine<l 
should  eventually  be  entitled  to  a  retiring  allowance  to  be  paid  by  the  Commonwealth 
and  the  State  jointly.  On  Mr.  Deakin's  motion,  words  preset  ving  the  existing  and 
accruing  rights  of  such  officers  were  added.     (Conv.  Deb.  Adel.,  pp.  866-70,  1444-51.) 

At  the  Melbourne  Session,  a  suggestion  by  the  Legislative  Assembly  of  Western 
Australia,  to  insert  the  words  "  unless  he  is  appointed  to  some  other  office  in  the  State," 
was  considered,  and  formally  negatived  on  the  understanding  that  it  would  be  con- 
sidered by  the  Drafting  Committee.  (Conv.  Deb.,  Melb.,  pp.  990-8.)  A  re -draft  was 
.subsequently  adopted,  the  last  paragraph  being  added  (Conv.  Deb.,  Melb.,  pp.  1899- 
1901) ;  and  the  clause  was  further  verbally  amended  after  the  fourth  Report. 


■§§351-353.]  FINANCE  AND  TRADE.  817 

§  351.    "Transfer  of  OfiBcers." 

Object  of  Sectiox. — The  object  of  this  section  is  to  prevent  any  hardship  to  the 
•officei-s  of  transferred  departments  by  reason  of  their  change  of  masters.  Many  of 
them  would,  under  the  public  service  laws  of  their  respective  States,  have  become 
entitled  to  pensions  or  retiring  allowances ;  many  more,  though  not  yet  so  entitled, 
would  have  inchoate  or  accruing  rights  on  which  they  had  based  legitimate  expectations. 
It  was  necessary  to  give  the  Federal  Government  an  entirely  free  hand  in  the  organiza- 
tion of  the  Public  Service  of  the  Commonwealth  and  in  the  appointment  and  dismissal 
of  officers  ;  but  it  weis  thought  fair  that  the  existing  and  accruing  rights  of  the  officers 
of  the  transferred  departments  should  be  expressh'  recognized  in  the  Constitution,  and 
that  the  respective  responsibilities  of  the  States  and  the  Commonwealth  in  this  respect 
should  be  clearly  defined. 

Two  events  had  to  be  provided  for  :  the  event  (which  would  probably  be  excep- 
tional) of  any  such  officer  not  being  retained  in  the  service  of  the  Commonwealth,  and 
the  event  of  his  being  so  retained. 

(1.)  With  regard  to  any  officer  whose  services  are  not  required  by  the  Common* 
wealth,  the  refusal  of  the  Commonwealth  to  employ  him  is  treated  as  being  equivalent 
to  the  abolition  of  his  office  by  the  State,  so  that  he  will  be  entitled  to  claim  from  the 
State  any  compensation  payable  under  the  law  of  the  State  on  such  abolition.  An 
exception,  however,  is  made  in  the  event  of  his  being  appointed  by  the  State  to  some 
other  office  of  equal  emolument. 

(2. )  Any  officer  retained  in  the  service  of  the  Commonwealth  is  allowed  to  carry 
with  him  the  benefit  of  the  public  service  laws  of  his  State,  so  as  to  preserve  "  all  his 
existing  and  accruing  rights."  His  rights  of  retirement,  and  of  pension  or  retiring 
allowance,  continue  to  be  governed  by  the  law  of  the  State,  as  though  he  were  con- 
tinuing in  the  service  of  the  State — except  that  such  rights  are  now  rights  against  the 
Commonwealth.  When  such  pension  or  retiring  allowance  becomes  payable,  the  officer 
himself  looks  only  to  the  Commonwealth ;  but  the  Commonwealth  has  recoui-se  against 
the  State  for  a  part  thereof,  based  on  the  calculation  prescribed. 

The  last  paragraph  provides  for  a  different  class  of  cases,  li,  by  arrangement 
between  the  Commonwealth  and  a  State,  any  public  officer,  not  belonging  to  one  of  the 
transferred  departments,  is  transferred  to  the  public  service  of  the  Commonwealth,  he  is 
to  have  the  same  rights  as  if  he  had  been  an  officer  of  a  transferred  department,  and 
were  retained  in  the  service  of  the  Commonwealth. 

§  352.    "Any  Department.** 

The  departments  of  customs  and  excise  become  transferred  on  the  establishment  of  the 
Commonwealth ;  the  departments  of  posts,  telegraphs,  and  telephones,  naval  and  military 
defence,  lighthouses,  lightships,  beacons  and  buoj's,  and  quarantine,  are  to  become 
transferred  on  a  date  or  dates  to  be  proclaimed  by  the  Governor-General.     (See  sec.  69.) 

By  virtue  of  the  legislative  powers  of  the  Parliament,  other  departments  which 
come  wholly  within  the  scope  of  those  powers  can  be  taken  over  from  time  to  time — 
such,  for  instance,  as  the  departments  of  copj-right,  patents,  and  trade  marks.  In  the 
exercise  of  its  legislative  power  over  matters  referred  to  it  by  the  States,  the  Federal 
Parliament  may  also  be  able  to  assume  control  over  other  departments.  (See  s.  51, 
subs,  xxxvii.) 

§  353.    "All  Officers  of  the  Department.*' 

Where  the  department  transferred  is  the  whole  of  one  of  the  great  political  depart- 
ments—as, for  instance,  the  department  of  posts,  telegraphs  and  telephones — the 
interpretation  of  the  term  "  all  officers  "  presents  no  difficulty  ;  it  evidently  includes 
every  officer,  whatever  his  tenure  or  the  nature  of  his  employment,  from  the  permanent 
head  of  the  department  downwards  ;  but  not,  of  course,  the  political  head.  When  the 
department  ceases  to  exist  as  a  "  State  Department,"  the  ministerial  portfolio 
established  by  the  State  in  connection  with  it  must  also  cease  to  exist. 


818  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  84. 

Where  the  department  transferred  is  a  sub-department— as,  for  instance,  tlie 
department  of  quarantine— it  seems  that  only  those  othcers  who  are  exclusively  officers 
of  the  sub-department  will  become  subject  to  the  control  of  the  Commonwealth. 

§  354.    «  Subject  to  the  Control  of  the  Executive 
GoYernment  of  the  Commonwealth." 

Every  department,  on  being  transferred  to  the  Commonwealth,  becomes  at  once  a 
department  of  the  public  service  of  the  Commonwealth,  and  subject  to  the  provisions  of 
Chap.  III.  of  the  Constitution.  The  appointment  and  removal  of  its  officers  is  thence- 
forth vested  in  the  Governor- General  in  Council,  until  other  provision  is  made  (sec.  67), 
and  its  administration  is  vested  in  the  Executive  Government  (sees.  61-64) 

§  355.    «  Any  Such  Officer  Who  is  not  Retained." 

The  rights  of  an  officer  of  a  transferred  department  ditfer  accordingly  as  he  is 
"retained"  or  "not  retained"  in  the  service  of  the  Commonwealth,  and  it  becomes 
important  to  define  exactly  what  is  meant  by  these  expressions.  Is  the  executive 
government  of  the  Commonwealth  required  to  make  any  express  declaration  of  retainer 
or  non-retainer  ?    And  if  so,  when  must  its  choice  be  made  ? 

It  is  clear,  in  the  first  place,  that  the  Federal  Government  has  an  option  to  retain, 
or  not  to  retain,  any  officer  ;  and  it  is  also  clear  that  such  option  cannot  easily  be  exer- 
cised at  the  actual  moment  of  transfer — at  least  with  regard  to  the  departments  trans- 
ferred at  the  establishment  of  the  Commonwealth.  It  would  seem,  also,  that  the  fact  of 
transfer  does  not  alter  the  obligation  upon  each  officer  to  continue,  as  a  servant  of  the 
Crown,  to  perform  the  duties  of  his  office  ;  though  he  is  subject  thenceforth  to  the 
control,  not  of  the  State,  but  of  the  Federal  Government.  Every  officer  of  the  depart- 
ment becomes  "  subject  to  the  control"  of  the  Federal  Government,  but  every  officer  is 
not  necessarily  "retained  in  the  service  of  the  Commonwealth."  Apparently,  there- 
fore, the  option  of  retaining  or  not  retaining  an  officer  is  one  which  the  Federal  Govern- 
ment may  exercise  within  a  reasonable  time  after  transfer,  and  the  mere  fact  that  the 
Government  assumes  the  control  and  accepts  the  services  of  an  officer  at  the  outset  need 
not  necessarily  imply  a  decision  to  retain  him.  On  the  other  hand,  acquiescence  by  the 
Federal  Government  for  any  time  longer  than  was  reasonably  necessary  might  fairly  be 
held,  in  the  absence  of  a  definite  notification  to  the  contrary,  to  imply  a  decision  to 
retain  an  officer  in  the  service. 

In  respect  of  a  State  officer  who  is  "  not  retained  in  the  service  of  the  Common- 
wealth," the  Commonwealth  has  no  liability  whatever.  His  only  claim  for  compensation 
is  against  the  State,  which  is  under  a  constitutional  obligation  to  treat  him  as  though 
his  office  had  been  abolished  by  the  Government  of  the  State. 

§  356.    «'Any  Such  Officer  Who  is  Retained." 

The  object  of  this  provision  is  to  give  to  those  State  officers  who  are  retained  by  the 
Commonwealth  the  same  rights  which  they  would  have  had  if  they  had  continued  in  the 
service  of  the  State.  These  rights  are  of  course  determined  by  the  laws  of  the  State  at 
the  moment  of  transfer.  The  words  of  the  Constitution  are  necessarily  general ;  and  it 
may  be  that  federal  legislation — and  perhaps  State  legislation  also — will  be  necessary  in 
order  to  give  full  effect  to  this  intention.  Questions,  for  instance,  as  to  past  and  future 
contributions  to  superannuation  funds  may  need  further  provision.  But  the  general 
intention  of  the  section  is  clear  ;  and  the  rest  may  safely  be  left  to  the  sense  of  justice 
of  the  Federal  and  State  Governments. 

§  357.    ''  Any  Officer    ...    in  the  Public  Service  of  a 

State." 

By  the  last  paragraph  of  the  above  section  the  Federal  Government,  with  the  con- 
sent of  the  Government  of  any  State  concerned,  is  authorized  to  take  over  State  officers 
not  belonging  to  transferred  departments,  but  who  may  be  required  in  the  service  of 
the  Commonwealth.     This  provision  contemplates  the  creation  of  new  departments  of 


§357.]  FINANCE  AND  TRADE.  819 

service  which  will  be  absolutely  necessary  on  the  establishment  of  the  Commonwealth  : 
such  as  those  which  will  be  in  immediate  attendance  on  the  Federal  Parliament  and  the 
Federal  Executive.  The  officers  so  taken  over  are  guaranteed  the  same  rights  as  if  they 
had  been  officers  of  departments  transferred,  and  as  if  they  had  been  retained  in  the 
service  of  the  Commonwealth  under  the  earlier  part  of  the  section. 


Transfer  of  Property  of  State^^s^ 

85.  When  any  department  of  the    pubHc    service  of  a 
State  is  transferred  to  the  Commonwealth — 

(i.)  All  property  of  the  State  of  any  kind^^^  used  exclusively 
in  connexion  with  the  department^,  shall  become 
vested  in  the  Comnionwealth^^^  ;  but,  in  the  case  of 
the  departments  controlling  customs  and  excise 
and  bounties,  for  such  time  only  as  the  Governor- 
General  in  Council  may  declare  to  be  necessary, 
(ii.)  The  Commonwealth  may  acquire  any  property  of  the 
State,  of  any  kind  used,  but  not  exclusively 
used^^  in  connexion  with  the  department ;  the 
value  thereof  shall,  if  no  agreement  can  be  made, 
be  ascertained  in,  as  nearly  as  may  be,  the  manner 
in  which  the  value  of  land,  or  of  an  interest  in 
land,  taken  by  the  State  for  public  purposes  is 
ascertained  under  the  law  of  the  State  in  force  at 
the  establishment  of  the  Commonwealth. 

(iii.)  The  Commonwealth  shall  compensate  the  State^  for  the 
value  of  any  property  passing  to  the  Common- 
wealth under  this  section  ;  if  no  agreement  can  be 
madeasto  the  mode  of  compensation^^,  it  shall  bede- 
termined  under  laws  to  be  made  by  the  Parliament. 

(iv.)  The  Commonwealth  shall,  at  the  date  of  the  transfer, 
assume  the  current  obligfations  of  the  State  in 
respect  of  the  department  transferred^®^ 

Casada. — The  public  works  and  property  of  each  Province,  enumerated  in  the  third  schedule 
to  this  Act,  shall  be  the  property  of  Canada. — B.X.A.  Act,  sec.  ItS. 

HiSTOKiCAL  Note. — The  clause  as  originally  framed  at  the  Sydney  Convention, 
1891,  did  not  distinguish  between  exclusive  and  partial  use  ;  and  the  value  was  to  be 
ascertained  under  the  resumption  laws  of  the  State.  The  provision  for  assuming  the 
obligations  of  the  State  was  contained  in  the  clause  providing  for  the  transfer  of  the 
departments. 

At  the  Adelaide  Session,  1897,  the  1891  draft  was  adopted  with  verbal  alterations. 
Air.  Wise  moved  to  £idd  "  railway's, "  in  order  to  put  his  views  on  record  ;  but  withdrew 
the  amendment  for  the  present.     (Conv.  Deb.,  Adel.,  pp.  870-7,  120.3-4.) 

At  the  Melbourne  Session,  an  amendment  of  the  Legislative  Assembly  of  Western 
Australia,  to  restrict  the  clause  to  property  "exclusively  used,"  was  negatived.  Mr. 
Kingston  suggested  that  the  vesting  should  be  at  the  option  of  the  Commonwealth.  An 
amendment  of  the  Legislative  Assembly  of  South  Australia,  that  payment  may  be  made 
by  taking  over  equivalent  part  of  public  debt,  was  negatived,  Mr.  Barton  promising  a 
redraft.  The  clause  was  redrafted,  and  verbally  amended  after  the  4th  Report.  (Conv. 
Deb.,  Melb.,  pp.  998-1007,  1901-6  ) 


«20 COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  85. 

§  358.    «  Transfer  of  Property  of  State." 

Object  of  Sectioit.  — The  general  principle  embodied  in  this  section  is  that  the 
lands,  buildings,  and  other  public  property  used  by  the  transferred  departments  shall  be 
taken  over  by  the  Commonwealth,  and  paid  for  at  their  fair  value  ;  but  the  necessary 
provision  for  this  is  complicated  by  two  circumstances. 

In  the  first  place,  property  used  by  a  transferred  department  is  not  always 
exclusively  so  used  ;  the  department  may  occupy  part  of  a  building  the  rest  of  which  is 
occupied  by  a  department  not  transferred,  or  it  may  make  use  of  property  which  belongs 
wholly  to  another  department.  For  example,  telegraph  lines  in  many  cases  run  along 
the  railway  lines,  and  many  post  and  telegraph  offices  are  situated  upon  railway  premises. 

In  the  second  place,  all  the  property  used  in  connection  with  the  collection  of 
customs  on  the  inland  borders  will  not  be  required  by  the  Commonwealth  after  inter- 
colonial frectrade  is  established,  and  therefore  only  needs  to  be  transferred  for  a  limited 
time. 

The  section  is  therefore  framed  so  that  property  used  exclusively  by  a  transferred 
department  shall  be  vested  at  once  in  the  Commonwealth,  either  permanently  or 
temporarily  as  the  case  may  be  ;  whilst  property  used,  but  not  exclusively,  by  a  trans- 
ferred department  may  be  acquired  by  the  Commonwealth  at  its  option. 

§  359.    « All  Property  of  the  State,  of  any  Kind." 

"  Property  of  the  State  "  means  the  public  property  of  the  State,  and  includes  real 
as  well  as  personal  property — lands,  buildings,  public  works,  vessels,  materials,  and  so 
forth.  In  earlier  drafts  these  particular  words  were  inserted ;  but  they  were  afterwards 
discarded  in  favour  of  the  general  word  "property."  A  similar  expression  is  used  in 
the  B.N. A.  Act,  sees.  108  and  117,  where  the  '-property"  of  a  province  is  referred  to. 
See  also  sec.  51 — xxxi.  ^the  acquisition  of  property  for  public  purposes),  and  sec.  54— i., 
giving  the  Federal  Parliament  exclusive  power  over  all  places  acquired  by  the  Common- 
wealth for  public  purposes. 

§  360.    "Used  Exclusively  in  Connection  with  the 
Department." 

The  chief  difficulty  under  this  sub-section  is  likely  to  arise  in  ascertaining  exactly 
what  property  comes  within  this  description.  No  mode  of  ascertaining  this  is  prescribed, 
and  it  is  therefore  a  question  of  interpretation  upon  the  facts.  In  most  cases  there  will 
probably  be  little  doubt ;  and,  in  those  cases  where  doubt  does  arise,  the  question 
(which  is  one  of  proprietary  rights  only — see  note  below)  will  bo  capable  of  settlement 
by  agreement  between  the  governments  of  the  Commonwealth  and  the  State,  under  the 
authority  of  the  respective  Parliaments. 

§  361.    "  Vested  in  the  Commonwealth." 

The  effect  of  this  expression  is  to  vest  the  property  in  the  Commonwealth  when  the 
department  is  transferred — i.e.,  from  the  time  of  transfer — without  the  need  of  any 
legal  assurance  (see  Conv.  Deb.,  Adel  ,  p.  871)  ;  and  the  result  of  the  vesting  would 
seem  to  be  that  the  Commonwealth  acquires  the  property  to  exactly  the  same  extent  a.s 
if  it  had  been  acquired  under  the  next  sub-section,  or  under  sec.  51,  subs.  xxxi.  The 
difference  is  in  the  mode  of  vesting,  not  in  the  nature  of  the  interest  acquired. 
Compare  the  phrase  used  in  sec.  125,  which  provides  that  the  seat  of  Government  shall 
be  within  territory  "  which  shall  have  been  granted  to  or  acquired  by  the  Common- 
wealth and  shall  be  vested  in  and  belong  to  the  Commonwealth."  The  substantial 
difference  between  the  two  expressions  is  that  under  this  section  the  property  is  vested, 
and  under  sec.  125  the  territory  only.  The  effect  of  this  section,  considered  by  itself, 
seems  to  be  to  transfer  only  the  proprietary  rights  of  the  State,  and  not  its  territorial 
rights;  but  sec.  52  supplements  this  by  giving  the  Federal  Parliament  "exclusive 
power  to  make  laws  "  with  respect  to  places  acquired  by  the  Commonwealth  for  public 
purposes. 


§§  362-363.] 


FINANCE  AND  TRADE. 


821 


§  362.    "The  Commonwealth  may  Acquire  any  Property 
.    .    .    not  Exclusively  Used." 

The  Commonwealth  has  a  general  power  (sec.  51 — xxxi.)  to  make  laws  for  the 
acquisition  of  property  on  just  terms  from  any  State  for  any  purpose  in  respect  of  which 
the  Parliament  has  power  to  make  laws.  Legislation  under  that  section  would — assum- 
ing legislation  to  be  necessary— apply  to  acquisitions  for  the  purpose  of  this  section  ; 
except  as  to  the  ascertainment  of  value  and  the  mode  of  compensation,  for  which  special 
provision  is  here  made.  If  the  Commonwealth  and  the  State  are  agreed  as  to  the 
property  to  be  transferred,  it  appears  that  this  section  of  itself  is  sufficient  authority 
for  the  transfer,  without  any  federal  legislation  ;  but  if  there  is  any  dispute,  legislation 
will  be  necessary  to  prescribe  the  mode  of  acquisition. 

§  363.    "  The  Commonwealth  shall  Compensate  the  State." 

The  following  returns  of  the  value  of  the  property  of  the  chief  departments 
proposed  to  be  transferred  are  taken  from  Papers  on  Federation  circulated  by  the 
Government  of  Victoria,  1897,  p.  296  : — 

Estimated  Present  Valites  of  Property  of   Chief  Departmexts  Proposed 

TO  BE  Transferred  to  a  Federal  Government. 

(a)  DUtinguisking  Departments. 


Departments. 

Victoria. 

Other  Colonies. 

Total. 

Customs — 

Buildings,  fittings,  furniture,  &c 

Land      ... 

£ 
120,000 
310,000 

£ 
391,000 
770,000 

£ 
511,000 

1,080,000 

Total         

430,000 

1,161,000 

1,591,000 

Posts  and  Telegraphs — 

Buildings,  apparatus,  &c 

Lfind 

875,000 
574,000 

3,260,000 
1,530,000 

4,135,000 
2,104,000 

Total        

1,449,000 

4,790,000 

6,239,000 

Defences — 

Works,  armament,  btiildings,  furniture,  &c. 
Land      

506,000 
67,000 

880,000 
87,000 

1,386,000 
154,000 

Total         

573,000 

967,000 

1,540,000 

Coast  and   harbour  light-houses,   buoys,   and 
beacons 

198,000 

656,000 

854,000 

Quarantine — 

Buildings,  &c  ... 

Land      

22,000 
3,000 

51.000 
5,000 

73,000 
8,000 

Total        

25,000 

56,000 

81,000 

Mint- 
Buildings,  &c. . .           

Land 

62,000 
8,000 

61,000 
9,000 

123,000 
17,000 

Total         

70,000 

70,000 

140,000 

Grand  Total — 

Buildings,  <fec 

Land 

1,783,000 
962,000 

5,299,000 
2,401,000 

7,082,000 
3,363,000 

Total         

2,745,000 

7,700,000 

10,445,000 

Note.— The  above  fiarures  must  be  regarded  only  as  a  rough  approximation,  in  the  absence  of  definite 
iulormation  on  the  subject,  which  has  been  applied  for  but  not  yet  received. 


822 


COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  86. 


(b)  Distinguishing  Colonies,  and  shoicing  also  Cost  of  Maintenance  and  Interest. 


Capital  Value  of— 

Estimated  Cost 
of  Maintenance 

of  Buildings, 
Furniture,  &c., 

at  li  per  cent, 
of  Capital  Cost. 

Interest 

Colony. 

Lands. 

Buildings, 

Works, 

Furniture, 

and  Fittings. 

Total 

on  Capital 
Cost  at  3 
per  cent. 

Victoria          

New  South  Wales     

South  Australia         

Tasmania        

Western  Australia 

Queensland     

£ 
962,000 
1,121,000 
582,000 
115,000 
132,000 
451,000 

£ 
1,783,000 
2,079,000 
1,083,000 
321,000 
677,000 
1,139,000 

£ 
2,745,000 
3,200,000 
1,665,000 
436,000 
809,000 
1,590,000 

£ 
27,000 
31,000 
16,000 
5,000 
10,000 
17,000 

£ 
82,000 
96,000 
50,000 
13,000 
24,000 
48,000 

Less  cost  of  maintenance  of 
defences  

3,363,000 

7,082,000 

10,445,000 

106,000 
21,000 

313,000 

Total         

85,000 

§  364.    "  The  Mode  of  Compensation." 

These  words  were  inserted  at  the  Melbourne  Convention  (see  Debates,  pp.  1001-7) 
To  carry  out,  with  a  somewhat  wider  scope,  a  suggestion  of  the  Legislative  Assembly  of 
South  Australia  that  payment  might  be  made  by  taking  over  an  equivalent  part  of  the 
public  debt  of  the  State.  Tlie  amount  of  compensation  is  arrived  at  under  subs,  ii., 
and  subs.  iii.  then  provides  that  the  mode  of  compensation  may  be  determined  by 
Parliament.  It  seems  that  it  will  be  open  to  the  Parliament  under  tbis  section  to  pro- 
vide that  compensation  may  be  made  in  cash,  or  in  instalments,  or  by  an  annual  rental, 
or  by  issuing  debentures,  or  by  taking  over  an  equivalent  part  of  the  public  debt,  or  in 
any  other  way  whicli  will  give  to  the  State  the  value  agreed  upon  or  ascertained. 


§  365.    "  The  Current  Obligations  of  the  State  in  Respect 
of  the  Department." 

The  transfer  of  the  property  used  in  connection  with  the  departments  having  been 
provided  for,  it  was  necessary  also  to  provide  for  the  transfer  of  claims  against  the 
departments.  This  provision  is  intended  to  meet  the  case  of  current  contracts  with  the 
department,  by  requiring  that  the  obligations  under  them  should  be  taken  over  by  the 
Commonwealth.  The  word  "current"  was  inserted  by  the  Drafting  Committee  to 
meet  a  criticism  that  the  words  might  be  construed  to  extend  to  loan  moneys  spent  in 
connection  with  the  department.  (See  Conv.  Deb.,  Adel.,  pp.  920-2  ;  Melb.,  p.  1902.) 
It  is  quite  clear  that  the  words  refer  only  to  the  "  current'"  obligations  incurred  in  the 
course  of  departmental  business,  and  have  no  reference  whatever  to  capital  invested  by 
the  State  in  departmental  works,  or  the  obligations  which  the  State  may  have  incurred 
in  raising  such  capital — obligations  which  cannot  be  said  to  be  incurred  "  in  connection 
with  "  tlie  department  on  which  the  money  is  afterwards  spent. 

It  was  also  suggested  (Conv.  Deb.,  Melb.,  pp.  1905-6)  that  contracts  of  service 
entered  into  by  the  department  with  its  officers  might  be  held  to  be  included ;  but 
seeing  that  these  are  expressly  dealt  with  in  the  preceding  section,  this  construction 
would  be  superfluous  as  well  as  forced. 


§§366-367]  FINANCE   AND  TRADE.  823 

86.  On  the  establishment  of  the  Commonwealth,  the 
collection  and  control  of  duties  of  customs  and  of  excise'^, 
and  the  control  of  the  payment  of  bounties^^',  shall  pass  to 
the  Executive  Government  of  the  Commonwealth. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  this  provision,  in  snb- 
stantially  the  same  wortls  (except  that  "  the  payment  of  bounties,"  not  "  the  control  of 
the  payment  of  bounties,"  passed  to  the  Commonwealth)  stood  as  a  paragraph  of 
Clause  4,  Chap.  IV.  (Exclusive  power  over  customs,  &c.)  There  were  also  pro%'isions 
(clauses  7,  9)  that  until  the  uniform  tariff,  bounties  payable  in  the  several  States  should 
lie  paid  by  the  oflBcers  of  the  Commonwealth,  and  charged  against  the  States. 

At  the  Adelaide  session,  1897,  the  pro^•^8ion,  following  the  draft  of  1891,  still  stood 
part  of  the  "  exclusive  power  "  clause.  The  debate,  which  turned  entirely  on  bounties,  is 
summarized  in  Historical  Note  to  sec.  90,  Conv.  Deb.,  Adel.,  pp.  835,  838-66. 

At  the  Melbourne  session  the  paragraph  was  struck  out,  and  re-inserted  as  a  new 
clause.  An  amendment  by  Sir  George  Turner,  excepting  State  Iwunties  consented  to 
by  the  Federal  Parliament,  is  noted  under  sec.  91,  Conv.  Deb.,  Melb.,  pp.  964-5,  990, 
2343-65. 

.:;  366.    "  The  Collection  and  Control  of  Duties  of  Customs 

and  of  Excise." 

Collection. — By  sec.  69  the  departments  of  customs  and  excise  become  transferred 
to  the  Commonwealth  on  its  establishment,  and  by  this  section  the  collection  of  the 
duties  also  passes  at  once  to  the  Executive  Government  of  the  Commonwealth.  That  is 
to  say,  the  duties  continue  to  be  collected  by  the  same  departments  as  before,  but  on 
behalf  of  the  Commonwealth  instead  of  the  several  States. 

Until  the  imposition  of  the  federal  tariff  (sec.  89)  customs  and  excise  duties  will 
continue  to  be  collected  iu  the  several  States,  according  to  their  respective  tariffs — 
which  do  not  "cease  to  have  effect"  until  then  (sec.  90).  During  this  period,  customs 
duties  will  of  course  lie  collected  on  intercolonial  trade  as  well  as  on  imports  from 
abroad.  As  long  as  the  medley  of  tariffs  remains,  it  Mould  obviously  be  impracticable 
to  allow  the  free  passage  of  gootls  across  the  fiorders,  and  therefore  intercolonial  free- 
trade  is  postponed  until  the  xmiform  tariff  is  in  force  (sec.  92). 

Meanwhile,  though  the  duties  themselves  are  collected  and  controlled  by  the  Com- 
mons ealth,  the  tariff  of  each  State  remains  alterable  by  the  Parliament  of  the  State. 
The  power  to  impose  duties  of  customs  and  excise  does  not  become  exclusive  with  the 
Commonwealth  until  the  first  federal  tariff  is  imposed  (sec.  90)  ;  and  until  it  becomes 
exclusive,  the  concurrent  power  of  the  State  Parliament  continues  (sec.  107). 

Coxtrol. — By  "  control"  of  the  duties  is  meant  the  disposal  of  them  after 
collection.  That  "control"  is  of  course  subject  to  the  pro^■isions  of  the  Constitution. 
The  duties  collected,  instead  of  being  paid  into  the  Treasuries  of  the  respective  States, 
are  paid  into  the  Consolidated  Revenue  Fund  of  the  Commonwealth  (sec.  81)  to  be  dealt 
with  as  the  Constitution  provides. 

^<  367.    "  The  Control  of  the  Payment  of  Bounties." 

The  Bill  of  1891  provided  (chap.  IV.,  sees.  4,  7,  9)  that  "  the  payment  of  bounties  " 
should  pass  to  the  Commonwealth ;  that  until  the  imposition  of  uniform  duties  the 
bovmties  payable  in  each  State  should  be  "  paid  by  the  officers  of  the  Commonwealth  ;  " 
and  that  the  amount  so  paid  on  behalf  of  any  State  should  be  deducted  from  its  share  of 
the  surplus.  In  the  Adelaide  draft  of  1897  these  provisions  were  all  omitted,  and 
nothing  but  "  the  control  of  the  payment  of  bounties  "  passed  to  the  Commonwealth. 


824  COMMENTARIES   ON  THE  CONSTITUTION.       [Sec.  86. 

What  passes  to  the  Executive  Government  of  the  Commonvi^ealth  by  these  words 
is  not  a  liability,  but  a  right  of  control.  "Control"  means  regulation,  government, 
direction  ;  it  is  a  matter  of  authority,  not  of  obligation.  To  interpret  the  somewhat 
vague  words  of  this  provision,  it  is  necessary  to  refer  to  the  other  sections  of  the 
Constitution  dealing  with  bounties. 

Sec.  51 — iii.  empowers  the  Federal  Parliament  to  make  laws  with  respect  to 
"  bounties  on  the  production  or  export  of  goods,  but  so  that  such  bounties  shall  be 
uniform  throughout  the  Commonwealth." 

Sec.  90  provides  that  on  the  imposition  of  uniform  duties,  the  power  of  the  Com- 
monwealth to  grant  bounties  shall  become  exclusive ;  that  thereupon  all  laws  of  the 
States  offering  bounties  shall  cease  to  have  effect ;  but  that  "  any  grant  of  or  agreement 
for  any  such  bounty  "  shall  be  good  if  made  before  30th  June,  189S.  It  follows  from 
that  section,  read  together  with  sec.  107,  that  imtil  the  imposition  of  uniform  duties 
the  States  may  make  laws  offering  bounties  ;  but  that  when  the  uniform  tariff  begins 
the  laws  so  made  must  cease  to  have  effect  and  the  bounties  so  offered  (unless  granted 
or  contracted  for  before  the  date  named)  must  cease  also. 

Sec.  90  declares  that  nothing  in  the  Constitution  prohibits  a  State  from  granting 
any  bounty  for  mining  for  metals,  or  from  granting,  with  the  consent  of  both  Houses  of 
the  Federal  Parliament,  any  bounty  whatever. 

The  Constitution  therefore  refers  to  two  kinds  of  bounties — Federal  bounties  and 
State  bounties.  With  regard  to  Federal  bounties,  the  words  of  this  section  raise  no 
difficulty  ;  whenever  such  bounties  have  been  authorized  by  the  Parliament  the  Federal 
Executive  will  control  their  payment  as  it  controls  every  other  part  of  the  federal 
administration. 

With  regard  to  State  bounties,  it  is  hard  to  see  what  control  the  Federal  Executive 
can  exercise  over  payments,  beyond  seeing  that  the  requirements  of  the  Constitution 
are  complied  with.  State  bounties  may  come  under  four  heads  :  (1)  Before  the  uniform 
tariff  each  State  may,  as  before,  grant  what  bounties  it  pleases.  (2)  After  the  uniform 
tariff,  there  may  be  (a)  State  bounties  to  the  extent  of  grants  made,  or  binding  agree- 
ments entered  into,  before  30th  June,  1898  ;  (b)  State  bounties  on  mining  for  metals  ; 
(c)  any  State  bounties  granted  with  the  consent  of  both  Houses  of  the  Federal  Parlia- 
ment. As  to  grants  and  agreements  made  before  30th  June,  1898,  see  Notes,  §  383, 
infra.  With  respect  to  State  bounties  on  mining  for  metals,  or  given  with  the  consent 
of  the  Federal  Parliament,  the  powers  reserved  to  the  States  leave  little  room  for 
federal  control.  Such  bounties  are  ari'angements  between  a  State  and  its  producers  ; 
they  are  granted  by  the  State,  and  payable  by  the  State,  and  involve  no  obligation  on 
the  part  of  the  Commonwealth. 


87.  During  a  period  of  ten  years  after  the  establishment 
of  the  Commonwealth  and  thereafter  until  the  Parliament 
otherwise  provides^^**,  of  the  net  revenue^^^  of  the  Common- 
wealth from  duties  of  customs  and  of  excise  not  more  than 
one-fourth  shall  be  applied  annually  by  the  Commonwealth 
towards  its  expenditure^^". 

The  balance  shall,  in  accordance  with  this  Constitution, 
be  paid  to  the  several  States^^\  or  applied  towards  the 
payment  of  interest''^^  on  debts  of  the  several  States  taken 
over  by  the  Commonwealth. 


FINANCE  AND  TRADE.  825 

Historical  Note. — The  Commonwealth  Bill  of  1891  contained  no  guarantee  to  the 
States,  though  the  desire  for  some  guarantee  was  prominent  throughout  the  financial 
debate.  It  was  specially  emphasized  by  Sir  John  Bray  in  his  proposal  to  make  the 
Commonwealth  liable  for  the  public  debts  of  the  States.  (Conv.  Deb.,  Syd.,  1891, 
pp.  836-49.) 

In  the  Finance  Committee  appointed  at  the  Adelaide  Session  of  the  Convention 
of  1897-8  to  frame  financial  resolutions  for  submission  to  the  Constitutional  Committee 
the  guarantee  question  was  raised  at  once,  and  various  forms  of  guarantee  were 
suggested.  Almost  the  first  of  them  was  the  following,  moved  by  ilr.  Holder: — 
"  That,  until  a  uniform  tariff  has  come  into  force,  each  State  ....  shall  receive  from, 
the  federal  authority,  in  monthly  instalments,  a  return  of  70  per  cent,  of  the  customs 
and  excise  duties  contributed  by  the  State."  (Minutes  of  Committee,  p.  5.)  Mr. 
Holder's  proposal,  which  was  almost  identical  with  this  section,  was  negatived,  and  the 
guarantees  resolved  on  by  the  Committee,  and  agreed  to  by  the  Convention,  were  a 
limitation  of  federal  expenditure,  and  a  provision  for  the  return  of  a  minimum  aggregate 
surplus  (see  p.  170,  supra).     (Conv.  Deb.,  Adel.,  pp.  889,  1053-67.) 

At  the  Sydney  session,  1897,  in  the  general  financial  debate  (p.  176,  supra)  the 
question  of  guarantees  was  prominent,  but  no  definite  proposition  was  made. 

At  the  Melbourne  session  (Debates,  pp.  2378-9,  2422-31,  2456-7),  on  the  discussion 
of  the  Finance  Committee's  report,  which  recommended  the  omission  of  the  Adelaide 
guarantees,  Mr.  Holder  again  (pp.  890-3)  suggested  a  return  of  a  fixed  proportion  of  the 
revenue,  stating  that  he  had  put  it  before  both  Finance  Committees,  and  now  wished 
to  put  it  before  the  Convention.  He  read  a  clause  which  he  had  drafted  to  carry  out 
his  \'iews,  and  discussed  the  objections  which  had  been  raised.  The  proposal  was 
referred  to  by  Mr.  Solomon  (pp.  1056-7),  by  Mr.  Reid  (p.  1070),  by  Sir  John  Downer 
(p.  1074),  and  by  Mr.  Lyne  (p.  1082).  The  Adelaide  guarantees  were  excised  ;  but 
various  substitutes  were  unsuccessfully  proposed.  First  came  Mr.  Henry's  "financial 
assistance  "  clause  (see  Historical  Xote  to  sec.  96).  Then,  on  the  discussion  of  the 
West  Australian  clause  (guaranteeing  to  Western  Australia  a  subsidy  which  would 
equalize  the  "  proportionate  net  loss  "  of  that  colony  with  the  "average  proportionate 
net  losses  "  of  the  other  colonies),  Sir  John  Forrest  moved  an  amendment  to  make  the 
clause  apply  to  all  the  States — which  he  afterwards  withdrew  in  favour  of  a  clause  of 
Sir  George  Turner's,  guaranteeing  to  each  State  a  return  equal  to  its  so-called  "net 
loss,"  calculated  on  the  customs  and  excise  revenue  collected  in  the  State  under  the 
federal  tariff  and  the  amount  which  would  have  been  collected  on  the  same  trade  under 
the  superseded  provincial  tariff.  This  also  was  withdrawn,  but  Mr.  Isaacs  aftei-wards 
brought  it  up  again  in  a  modified  form,  and  it  was  finally  negatived.  (Conv.  Deb., 
Melb.,  pp.  1122-90,  1244-9.)  At  last,  on  the  second  recommittal.  Sir  Edward  Braddon 
brought  forward  and  carried  the  first  draft  of  the  "  Braddon  clause,"  which,  after  being 
twice  recommitted,  was  ultimately  agreed  to  (p.  198,  supra).  (Conv.  Deb.,  Melb., 
pp.  2378-9,  2422-31,  2456-7.)     After  the  fourth  Report  iv  was  verbally  amended. 

After  the  failure  of  the  Convention  Bill  to  secure  the  statutory  majority  in  New 
South  Wales,  both  Houses  of  the  New  South  Wales  Parliament  asked  for  the  omission 
of  the  clause  (see  p.  216,  supra).  This  would  have  been  agreed  to  bj*  the  Premiers' 
Conference,  1899,  if  another  form  of  guarantee  could  have  been  suggested  which  would 
have  been  equally  satisfactory ;  but  all  alternative  suggestions  were  thought  by  Mr. 
Reid  to  be  more  objectionable  than  the  clause  itself.  By  way  of  compromise,  the  words 
"  During  a  period  of  ten  years,  and  thereafter  until  the  Parliament  otherwise  provides" 
were  inserted. 


826  COMMENTARIES  ON  THE  CONSTITUTION.        [See  87. 

§  368.  "During  a  Period  of  Ten  Years  after  the  Estab- 
lishment of  the  Commonw^ealth,  and  thereafter  until 
the  Parliament  otherwise  Provides." 

These  words  were  inserted  at  the  Premiers'  Conference  (p.  219,  supra).  Compare 
the  amendment  proposed  by  Mr.  Barton.  (Conv.  Deb.,  Melb.,  p.  2424.)  For  ten  years 
after  the  establishment  of  the  Commonwealth  this  section  is  a  constitutional  provision, 
alterable  only  by  the  process  of  constitutional  amendment.  At  the  expiration  of  that 
time,  it  will,  in  effect,  descend  to  the  level  of  an  Act  of  the  Federal  Parliament ;  that  is 
to  say,  it  will,  by  virtue  of  the  words  "  until  the  Parliament  otherwise  provides  "  (see 
sec.  51 — xxxvi.)  become  subject  to  alteration  or  repeal  by  simple  federal  legislation.  If 
the  Parliament  is  satisfied  with  its  operation,  it  will  remain  in  force,  but  always  on 
sufferance. 

This  limitation  removes  one  of  the  chief  objections  to  the  section,  namely,  its  want 
of  elasticity.  For  the  present,  and  in  the  near  future,  the  section  is  not  likely  to  cause 
much  inconvenience,  but  in  the  unknown  future,  when  conditions  have  changed — as 
they  must  change— it  may  seriously  hamper  federal  finance.  It  fixes  an  arbitrary  and 
unalterable  proportion,  on  one  side,  in  the  apportionment  of  customs  and  excise 
revenue  between  the  central  and  local  governments.  Should  it  be  desired  to  increase 
the  proportion  of  customs  and  excise  revenue  paid  to  the  States,  the  section  would  not 
stand  in  the  way  ;  but  should  it  be  desired  to  increase  the  proportion  which  may  be  spent 
by  the  Commonwealth,  it  would  offer  an  insurmountable  barrier.  There  is  no  "  eternal 
principle  "  in  the  three-to-one  proportion,  which  is  based  mereh'  on  present  financial 
conditions  ;  and  its  loss  of  constitutional  protection  after  ten  j'ears  obviates  the  danger 
of  undue  rigidity. 

§  369     "  Of  the  Net  Revenue." 

Net  Revenue. — The  "net  revenue"  from  duties  of  customs  and  excise  is  the  total 
receipts  from  those  sources  after  deducting  the  cost  of  collection.  No  attempt  is  made 
in  the  constitution  to  define  the  deductions  which  may  be  made  in  order  to  arrive  at 
the  net  revenue  ;  this  is  a  matter  of  book-keeping,  which  is  left  wholly  to  the  Executive 
Government.  The  Federal  Parliament,  under  its  incidental  legislative  power  (sec.  51 
— xxxix ;  sec.  52 — ii. )  will  presumably  have  power  to  regulate  the  matter  ;  but  it  is 
hard  to  see  how  the  iiigh  Court  could  be  invoked  by  any  person  or  State  that 
might  happen  to  be  dissatisfied.  It  seems  to  be  one  of  those  political  matters  with 
which  the  judiciary  have  no  power  to  interfere. 

Effect  of  the  Section.  —The  object  of  this  section  is  to  secure  a  constitutional 
guarantee  that,  during  the  period  named,  at  least  three-fourths  of  the  net  customs  and 
excise  revenue  raised  by  the  Commonwealth  shall  be  devoted  to  State  purposes ;  and 
its  explanation  is  found  in  the  fact  that  whilst  the  transfer  of  customs  and  excise  duties 
deprives  the  federating  colonies  of  a  large  revenue,  the  estimated  expenditure  of  which 
the  colonies  are  relieved,  or  with  which  the  Commonwealth  is  saddled,  are  not  more 
than  one-fourth  of  that  amount.     (See  Historical  Introduction  and  Historical  Note.) 

The  probable  efifect  of  the  clause  on  the  finances  of  the  Commonwealth  and  of  the 
States  has  several  aspects,  which  may  be  dealt  with  separately.  The  chief  questions 
are:— How  will  it  affect  (1)  the  amount  of  federal  revenue,  (2)  the  amount  of  federal 
expenditure,  (3)  the  mode  of  federal  taxation,  (4)  the  finances  of  the  States  ? 

(1)  The  Amount  of  Federal  Bevemie.— One  oi  the  most  effective  arguments  against 
the  Constitution  in  New  South  Wales,  in  the  campaigns  of  1898  and  1899,  was  that  the 
Braddon  clause  would  necessitate  an  immense  burden  of  taxation— the  stock  phrases 
being  that  it  required  "  four  times  as  much  taxation  as  was  necessary,"  or  that  the 
Federal  Treasurer  "  for  every  £1  he  wanted,  would  have  to  raise  £4."  The  fallacy 
of  this  ingenious  perversion  of  the  clause  was  that  it  utterly  ignored  the  requirements 


^  369.] 


FINANCE  AND  TRADE.  827 


of  the  States.  The  Convention  found,  from  the  figures  before  them,  that  the  Common- 
wealth, without  Queensland,  if  it  raised  the  very  moderate  revenue  of  £6,000,000,  would 
not  need,  Jor  federal  expenditure,  more  than  one-fourth  of  that  sum,  whilst  the  States 
would  need  the  rest.  The  representatives  of  all  the  colonies  except  New  South  Wales 
asked  for  some  guarantee  — first,  that  the  Commonwealth  would  not  raise  too  little; 
next,  that  the  Commonwealth  would  not  spend  too  much.  Looked  at  apart  from  the 
circumstances,  it  seems  that  this  section  operates  in  both  these  ways,  but  a  few  figures 
will  show  that  it  is  practicalh'  no  guarantee  at  all  of  the  amount  to  be  raised  through 
the  customs,  because  the  amount  which,  owing  to  other  circumstances,  will  inevitably 
be  raised  through  the  customs,  is  more  than  four  times  the  ordinary  expenditure  of  the 
Commonwealth. 

The  nel(  customs  and  excise  revenue  raised  in  the  six  federating  colonies  for  the  year 
1899  was  £7.402,333  (Coghlan  s  Statistics  of  the  Seven  Colonies,  1900,  p.  23).  It  may  be 
taken  for  granted — without  any  guarantee— that  the  federal  tariff  will  be  framed  to 
bring  in  not  less  than  this  amount.  Of  this  the  Commonwaalth  would  be  able  imder 
this  section  to  spend,  for  federal  purposes,  one-fourth,  or  £1,850,000  ;  an  amount 
which  exceeds  the  most  lavish  estimates  of  what  will  be  required. 

The  Braddon  clause,  therefore,  will  not,  under  ordinary  circumstances,  increase  the 
revenue  which  the  Commonwealth  will  require  to  raise  ;  even  assuming — what  will 
doubtless  be  the  case  for  many  jears— that  practically  the  whole  of  the  federal  taxation 
will  be  raised  through  customs  and  excise.  Any  great  emergency,  such  as  an  increase 
of  defence  expenditure  in  time  of  war,  might  greatly  increase  the  necessities  of  the 
Commonwealth  ;  but  these  necessities,  should  they  arise,  would  probably  be  met  by 
temporary  direct  taxation.  It  should  be  noticed  that  the  Constitution  does  not 
explicitly  require  that  a  single  penny  should  be  raised  hy  customs  and  excise,  but  only 
that  three-fourths  of  whatever  is  so  raised  should  be  devoted  to  State  purposes. 

(2)  The  Amoimt  of  Federal  Expenditure. — The  chief  influence  of  the  section  will 
undoubtedly  be  in  the  direction  of  ensuring  economj-  of  federal  expenditure.  The 
Federal  Parliament  will  be  subject  to  two  opposite  forces  :  the  national  impulse,  which 
will  tend  towards  enlarging  the  scope  of  federal  operations,  and  therefore  of  federal 
expenditure  ;  and  the  restraining  influence  of  the  States,  and  of  their  representatives  in 
the  Federal  Parliament,  which  will  make  for  limiting  federal  expenditure  so  as  to 
ensure  an  adequate  subsidy  to  the  States.  The  chief  merit  of  the  Braddon  clause  is 
that  it  fixes  the  maximum  ratio  of  federal  to  provincial  expenditure,  and  thus  checks, 
during  the  early  years  of  Federation,  any  attempt  at  an  undue  encroachment  of  the 
federal  power.  If  the  vast  revenues  of  the  Commonwealth  were  entirely  at  its  disposal, 
subject  only  to  such  political  pressure  as  the  States  could  bring  to  bear,  there  might  be 
a  serious  temptation  to  federal  extravagance,  and  a  serious  risk  of  the  diminution  of  the 
State  revenues.  But  when  extra  expenditure  by  the  Commonwealth  means  extra 
taxation  by  the  Commonwealth,  all  the  checks  of  representative  and  responsible 
government  will  be  strengthened,  and  the  temptations  of  the  Federal  Treasurer  will  be 
correspondingly  reduced. 

(3)  The  Mode  of  Federal  Taxation. — It  has  been  argued  (see  for  instance  Mr.  Rcid's 
speech,  Conv  Deb.,  Melb.,  p.  2424)  that  this  section  would  be  a  strong  temptation  to 
the  Federal  Treasurer  to  resort  to  direct  instead  of  indirect  taxation,  in  order  that  he 
might  spend  on  federal  purposes  the  whole  of  what  he  raised.  If  it  were  not  for  the 
fact  that  the  Federal  Treasurer  will  have  ample  revenue  under  the  section,  and  the 
further  fact  that  the  fiscal  circumstances  of  the  States  will  make  it  politically  necessary 
for  the  Treasurer  to  raise  through  the  customs  at  least  as  much  as  the  aggregate  raised 
in  all  the  colonies  Ijefore  Federation,  this  argument  would  have  much  weight.  If 
the  section  were  permanent,  a  time  might  come  when  it  would  have  even  gi-eater 
weight.  But  during  the  first  ten  years  of  Federation  it  is  most  unlikely  that  any  resort 
will  be  made  to  federal  direct  taxation.  The  real  problem  will  not  be  the  finances  of 
the  Commonwealth,  but  the  finances  of  the  States.     Taxation  difficulties  will  arise,  not 


828  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  87. 

in  respect  of  federal  expenditure,  but  in  respect  of  State  expenditure  ;  and  if  any 
increase  of  direct  taxation  is  required  to  meet  the  varying  needs  of  the  States,  local 
taxation  proportioned  to  the  needs  of  each  State  will  be  a  much  easier  policy  than 
uniform  federal  taxation  which  would  fall  equally  on  the  States  which  required  more 
revenue  and  on  those  which  did  not.  The  federal  tariflf  will  be  framed  to  meet  the 
wants  of  the  Australian  people  ;  and  if,  when  the  desirable  level  of  customs  and  excise 
taxation  has  been  reached,  any  States  require  more  revenue  for  provincial  purposes, 
which  it  is  thought  fit  to  raise  by  direct  taxation,  provincial  direct  taxation  and  not 
federal  direct  taxation  is  the  obvious  resource. 

(4)  The  Finances  of  the  States. — To  the  States,  the  section  will  doubtless  be  some 
guarantee  of  a  substantial  return  of  revenue,  but  it  is  by  no  means  a  guarantee  that 
each  State  will  be  fully  compensated,  through  its  share  of  customs  and  excise  duties, 
for  the  difference  between  the  revenue  which  it  has  surrendered  and  the  expenditure  of 
which  it  has  been  relieved.  In  framing  the  federal  tariff,  the  interests  of  each  State 
will  be  considered  ;  but  when  the  tariff  is  framed,  each  State  will  have  to  cut  its  coat 
according  to  the  cloth.  Some  States  may  have  to  resort  to  a  reduction  of  their  local 
expenditure,  or  an  increase  of  their  local  taxation,  or  both.  The  different  financial 
requirements  of  six  States  cannot  be  met  solely  by  uniform  taxation  ;  and  it  can 
hardly  be  doubted  that  one  result  of  Federation  will,  sooner  or  later,  be  that  provincial 
taxation  will  be  increasingly  resorted  to  for  provincial  purposes. 

§  370.    "  Not    More    than    One-fourth    shall    be    Applied 

Annually  by  the  Commonwealth  towards  its 

Expenditure." 

The  "expenditure"  here  referred  to  is  the  expenditure  other  than  the  cost  of 
collection,  which  has  already  been  deducted  in  order  to  arrive  at  the  net  revenue.  It 
follows  that  the  total  amount  which  the  Commonwealth  can  spend  is  made  up  of  ( 1 )  the 
cost  of  collecting  the  duties  ;  and  (2)  one-fourth  of  the  net  revenue. 

This  amount  can  only  be  expended  under  appropriation  made  by  law  ;  and  the 
question  arises  whether,  if  such  appropriation  should  exceed  the  specified  proportion  of 
the  revenue,  the  courts  could  pronounce  the  law  to  be  invalid.  It  is  submitted  that  the 
answer  must  clearly  be  in  the  negative.  As  a  matter  of  practical  politics  and  invariable 
constitutional  usage,  appropriations  are  made  in  advance  of  the  I'eceipt  of  revenue,  on 
the  basis  of  the  Treasurer's  estimates  of  what  the  revenue  will  be.  It  would  be  a  grave 
constitutional  impropriety  for  the  Governor-General  to  recommend,  for  Ministers  to 
submit,  or  for  the  Parliament  to  vote,  expenditure  in  excess  of  the  proper  proportion  of 
the  estimated  revenue.  It  would  also  be  a  grave  impropriety  for  the  Treasurer  to  wilfully 
over-estimate  the  prospects  of  revenue.  At  the  same  time,  the  most  capable  Treasurer, 
with  the  very  best  intentions,  maj'  be  over-sanguine  ;  and  it  would  be  absurd  to  hold 
that  the  validity  of  an  appropriation  might  depend  on  the  accuracy  of  a  Ministerial 
forecast.  The  validity  of  a  law  must  be  absolutely  determinable  at  the  moment  it  is 
passed  ;  a  law  which  appropriates  the  year's  revenue  before  the  revenue  is  received, 
and  whilst  its  amount  is  matter  for  conjecture,  cannot  depend  for  its  validity  upon 
subsequent  events. 

§  371.    "  The   Balance  Shall,    in   Accordance   with  this 
Constitution,  be  Paid  to  the  Several  States." 

"  The  balance  "  is  the  balance  of  the  net  revenue  from  customs  and  excise.'  This 
section  does  not  affect  any  revenue  of  the  Commonwealth  which  may  be  derived  from 
other  sources  ;  but  merely  requires  that  three-fourths  of  the  net  revenue  from  customs 
and  excise  shall  either  be  distributed  among  the  States,  on  the  basis  of  sees.  89  and  9.3^ 
or  expended  in  payment  of  the  interest  on  the  debts  of  the  States,  under  sec.  105. 


4§  372-373.]  FINANCE  AND  TRADE.  829 

§  372.    ''  Or  Applied  towards  the  Payment  of  Interest." 

These  words  were  added  at  the  suggestion  of  Mr.  Nicholas  Brown,  to  meet  Mr. 
Barton's  objection  that  the  clause  as  it  then  stood  would  make  it  impossible  for  the 
Commonwealth  to  take  over  tne  debts.  (Conv.  Deb. ,  Melb.,  pp.  2428-31.)  Thisaddition 
does  not  in  any  way  touch  the  principle  of  the  section,  that  the  customs  and  excise 
revenue  shall  be  shared  between  the  Commonwealth  and  the  States  in  certain  proportions  ; 
it  merely  provides  that  when  the  Commonwealth  has  taken  over  any  of  the  debts, 
payment  of  interest  on  accovmt  of  a  State  shall,  for  the  purposes  of  the  section,  be 
equivalent  to  payment  to  the  State. 

This  provision  suggests  that  the  ultimate  absorption  of  the  federal  surplus  will  be 
efifected  by  devoting  it  to  pajTuent  of  the  interest  bills  of  the  States.  Sir  Samuel 
Griffith,  in  a  paper  presented  to  the  Government  of  Queensland  in  1896  (entitled 
"  Notes  on  Australian  Federation  :  its  nature  and  probable  effects  ")  pointed  out  that 
the  interest  bills  of  the  several  colonies,  both  indi\-idually  and  in  the  aggregate, 
showed  a  striking  correspondence  in  amount  with  the  customs  and  excise  revenues  ; 
and  he  expressed  the  opinion  that,  though  the  correspondence  was  no  doubt  accidental, 
it  was  likely  to  have  some  element  of  permanence.  This  fact  at  once  makes  it  clear 
that  the  States  require  the  unexpended  balance  of  the  customs  and  excise  revenues  not 
so  much  for  the  purpose  of  current  expenditure  as  to  meet  the  interest  on  their  debts. 
That  explains  why  they  cannot,  as  did  the  American  States  in  1787,  surrender  the 
customs  and  excise  revenues  wholly  to  the  union  ;  and  it  points  to  the  probability  that 
when  the  debts  have  been  taken  over  by  the  Commonwealth,  and  a  few  years' 
experience  of  the  working  of  the  Constitution  have  been  gained,  the  difficulties  in  the 
way  oi  a  final  settlement  of  the  financial  problem  will  be  far  less  than  at  present. 


Uniform  duties  of  customs, 

88.  Uniform  duties  of  custoins^^  shall  be  imposed^'* 
within  two  years  after  the  establishment  of  the  Common- 
wealth. 

Historical  Note. — This  provision  was  first  suggested  by  the  Finance  Committee 
at  Adelaide,  and  was  first  drafted  as  part  of  the  "exclusive  power  over  customs' 
clause.  Sir  George  Turner  suggested  that  the  uniform  tariff,  instead  of  coming  into 
force  suddenly,  should  be  led  up  to  bj'  a  sliding  scale.  The  Drafting  Committee 
afterwards  placed  the  provision  as  a  separate  clause.     (Conv.  Deb.,  Adel.,  pp.  83-5,  8.38.) 

At  the  Sydney  session,  1897,  a  general  financial  debate  took  place  under  cover  of 
this  clause.     (Debates,  pp.  35-222. ) 

At  the  Melbourne  session  Mr.  McMillan,  while  sympathizing  -with  the  intention  of 
the  clause,  thought  it  a  mistake  to  fetter  the  discretion  of  the  Parliament.  Mr.  Keid 
replied  that  New  South  Wales  wanted  a  definite  assurance  of  intercolonial  free-trade, 
and  mthout  this  there  would  be  no  guarantee  that  the  tariff  would  not  be  deadlocked. 
(Conv.  Deb.,  Melb.,  pp.  1011-4.) 

§  373.    "  Uniform  Duties  of  Customs." 

UxiFORM. — The  word  "uniform"  here  is  merely  descriptive.  The  absolute 
constitutional  requirement  that  all  federal  taxation,  whether  through  the  customs 
or  otherwise,  shall  be  uniform,  is  contained  in  sec.  51 — ii.,  where  the  gift  of  federal 
powers  of  taxation  is  expressly  qualified  by  the  words  "  so  as  not  to  discriminate 
between  States  or  parts  of  States." 

Duties  of  Customs.  — Customs  are  here  mentioned  alone,  and  not  in  connection 
with  excise,  for  a  very  simple  reason.     It  was  necessary  to  define  the  time  at  which 


830  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  88. 

the  provincial  duties  of  customs  and  excise  should  cease  ;  and  the  time  so  fixed  (sec.  90) 
is  the  time  of  "  the  imposition  of  unifoim  duties  of  customs."  Under  sec.  55,  which 
requires  that  laws  imposing  taxation  shall  deal  with  one  kind  of  taxation  only,  customs 
duties  cannot  be  included  in  the  same  bill  with  excise  duties  ;  and  though  the 
Commonwealth  will  doubtless  resort  to  both  modes  of  taxation,  and  the  two  bills  will 
probably  be  passed  at  the  same  time,  it  was  obviously  necessary  to  make  the  termination 
of  provincial  customs  and  excise,  and  the  inauguration  of  intercolonial  free-trade, 
depend  on  a  single,  not  a  double,  event. 

§  374.    "Shall  be  Imposed." 

This  section  is  an  unequivocal  and  unqualified  direction  to  the  Government  and 
Parliament  of  the  Commonwealth  to  impose  customs  duties  within  the  time  fixed.  Such 
a  direction  in  a  constitutional  instrument  has  almost  the  weight  of  a  mandate,  and 
obedience  to  it  may  be  anticipated  with  perfect  confidence.  It  is  necessary,  however,  to 
observe  that  in  strict  legal  effect  the  words  must  be  interpreted  as  directory  only,  not 
mandatory.  The  section  does  not  contemplate  non-compliance,  and  does  not  attempt  to 
prescribe  any  consequences  of  non-compliance.  It  would  have  been  easy  to  enact  that 
at  the  expiration  of  the  two  years,  if  no  federal  tariff  had  been  imposed,  the  provincial 
duties  of  customs  and  excise  should  come  to  an  end.  That  would  have  had  the  effect  of 
leaving  the  Commonwealth  wholly  without  revenue  from  those  sources  in  the  event  of 
non-compliance ;  but  the  Convention  did  not  elect  to  frame  any  such  pro\'ision.  It 
cannot  be  doubted  that  under  the  Constitution,  if  a  tariff  bill  should  not  become  law  at 
the  expiration  of  the  two  years,  the  provincial  duties  would  continue  in  force  until  it 
did  become  law.  Nor  can  it  be  doubted  that  such  a  law,  though  passed  after  the  two 
years  had  elapsed,  would  be  as  valid  as  if  passed  before  ;  otherwise  it  would  have  to  be 
held  that  the  default  of  the  first  Parliament  should  cripple  the  taxing  powers  of  the 
Commonwealth  for  all  time.  The  true  interpretation  of  the  section  is  that  a  solemn 
constitutional  obligation  has  been  laid  upon  the  Parliament ;  but  that  no  attempt  has 
been  made  to  thi-eaten  pains  and  penalties  in  the  improbable  event  of  that  obligation  not 
being  fulfilled. 

The  framing  of  the  first  uniform  tariff  for  a  group  of  communities  whose  present 
tariffs  are  so  widely  divergent  is  certainly  as  difficult  and  responsible  a  task  as  could  be 
entrusted  to  any  legislative  body.  It  is  a  matter  which  intimately  concerns,  not  only 
the  people  of  the  Commonwealth  as  a  whole,  but  the  people  of  each  State  ;  seeing  that  it 
affects. the  le venue  necessities  of  each  State,  and  also  the  industries  and  vested  interests 
that  have  grown  up  in  each  State  in  reliance  upon  the  continuance  of  its  present  fiscal 
policy.  Unless  opposing  parties  and  interests  recognize  the  necessity  for  compromise,  it 
is  likely,  not  only  that  there  will  be  a  prolonged  contest  in  each  House,  but  that  there 
may  also  be  a  disagreement  between  the  two  Houses.  The  constitutional  provisions  for 
deciding  such  a  disagreement,  together  with  the  political  urgency  of  the  question,  may 
be  trusted  to  bring  about  a  settlement ;  and  to  that  end  this  provision  may  be  expected 
to  contribute.  The  command  of  the  people,  by  whom  and  for  whom  the  Commonwealth 
is  established,  that  within  two  years  all  differences  must  be  reconciled  and  a  tarifl 
agreed  to,  ought  to  be  a  powerful  moral  aid  to  the  forces  making  for  compromise  and 
settlement. 


FINANCE   AND  TRADE.  831 

Payment  to  States  before  unifonn  duties. 

89.   Until  the  imposition  of  uniform  duties  of  customs^^ — 

(i.)  The  Commonwealth  shall  credit  to  each  State^'* 

the    revenues     collected     therein     by     the 

Com  mon  wealth^^ 

(ii.)  The  Commonwealth  shall  debit  to  each  State — 

(a)  The  expenditure  therein  of  the  Common- 

wealth incurred  solely  for  the  maintenance 
or  continuance,  as  at  the  time  of  transfer^"^, 
of  any  department  transferred  from  the 
State  to  the  Commonwealth  ; 

(b)  The  proportion  of  the  State,  according  to 

the  number   of  its  people^^^,  in   the  other 
expenditure  of  the  Commonwealth, 
(iii.)  The    Commonwealth    shall    pay   to   each  State 
month  by   month^^  the  balance   (if  any)   in 
favour  of  the  State. 

Historical  Note. — For  the  history  of  this  clause  in  the  Commonwealth  Bill  of 
.1891,  see  pp.  1.33,  139,  supra.  (Conv.  Deb.,  Syd.,  1891,  pp.  802,  833.)  The  clause  as 
adopted  provided  for  the  apportionment  of  surplus  revenue  both  before  and  after  the 
imposition  of  uniform  duties,  and  was  as  follows  : — 

"  9.  The  Revenue  of  the  Commonwealth  shall  be  applied  in  the  first  instance  in  the 
payment  of  the  expenditure  of  the  Commonwealth,  which  shall  be  charged  to  the 
several  States  in  proportion  to  the  numbers  of  their  people,  and  the  surplus  shall,  until 
uniform  duties  of  Customs  have  been  imposed,  be  returned  to  the  several  States  or  parts 
of  the  Commonwealth  in  proportion  to  the  amount  of  Revenue  raised  therein  respectively, 
subject  to  the  following  provisions  : — 

(1.)  As  to  duties  of  Customs  or  Excise,  provision  shall  be  made  for  ascertaining, 

as  nearly  as  may  be,  the  amount  of  duties  collected  in  each  State  or  part 

of  the  Commonwealth  in  respect  of  dutiable  goods  which  are  afterwards 

exported  to  another  State  or  part  of  the  Commonwealth,  and  the  amount 

of  the  duties  so  ascertained  shall  be  taken  to  have  been  collected  in  the 

State  or  part  to  which  the  goods  have  been  so  exported,  and  shall  be 

added  to  the  duties  actually  collected  in  that  State  or  part,  and  deducted 

from  the  duties  collected  in  the  State  or  part  of  the  Commonwealth  from 

which  the  goods  were  exported : 

(2. )  As  to  the  proceeds  of  direct  taxes,  the  amount  contributed  or  raised  in 

respect  of  income  earned  in  any  State  or  part  of  the  Commonwealth,  or 

arising  from  property  situated  in  any  State  or  part  of  the  Commonwealth, 

and  the  amount  contributed  or  raised  iu  respect  of  property  situated  in 

any  State  or  part  of  the  Commonwealth,  shall  be  taken  to  have  been 

raised  in  that  State  or  part : 

(3.)  The  amount  of  any  bounties  paid  to  any  of  the  people  of  a  State  or  part  of 

the  Commonwealth  shall  be  deducted  from  the  amount  of  the  surplus  to 

be  returned  to  that  State  or  part. 

After  uniform  duties  of  Customs  have  been  imposed,  the  surplus  shall  be  returned 

to  the  several  States  or  parts  of  the  Commonwealth  in  the  same  manner  and  proportions 

until  the  Parliament  otherwise  prescribes. 

Such  returns  shall  be  made  monthly,  or  at  such  shorter  intervals  as  may  be  con- 
venient." 


832  COMMENTARIES  ON  THE  CONSTITUTION.        [See.  69. 

Adelaide  Session,  1S97  (Debates,  pp.  877-908  ;  1051-3).— For  the  history  of  the 
clause  in  Adelaide,  see  pp.  169,  176,  supra.     It  was  passed  in  the  following  form  :— 

"  90.  Until  uniform  duties  of  Customs  have  been  imposed,  there  shall  be  shown,  in 
the  books  of  the  Treasury  of  the  Commonwealth,  in  respect  of  each  State  :  — 

(i.)  The  revenues  collected  from  duties  of  customs  and  excise  and  from  the 
performance  of  the  service  and  the  exercise  of  the  powers  transferred 
from  the  States  to  the  Commonwealth  by  this  Constitution. 

(ii.)  The  expenditure  of  the  Commonwealth  in  the  collection  of  duties  of  customs 
and  excise,  and  in  the  performance  of  the  services  and  the  exercise  of 
the  powers  transferred  from  the  State  to  the  Commonwealth  by  this 
Constitution  : 

(iii. )  The  monthly  balance  (if  any)  in  favour  of  the  State. 

From  the  balance  so  found  in  favour  of  each  State  there  shall  be  deducted  its 
share  of  the  expenditure  of  the  Commonwealth  in  the  exercise  of  the  original  powers 
given  to  it  by  this  Constitution,  and  this  share  shall  be  in  the  numerical  proportion  of 
the  people  of  the  State  to  those  of  the  Commonwealth  as  shown  by  the  latest 
statistics  of  the  Commonwealth.  After  such  deduction  the  surplus  shown  to  be  due 
to  the  State  shall  be  paid  to  the  State  month  by  month." 

Melbourne  Session,  1898  (Debates,  pp.  775,  &c.  ;  1038-9,  1906-11,  2375-8).  In 
accordance  with  the  recommendations  of  the  Finance  Committee,  the  clause  was  recast, 
the  only  difference  in  substance  being  a  declaration  that  any  expenditure  "  originated 
by  the  requirements  of  the  Commonwealth,  in  respect  of  services  and  powers  transferred, 
and  not  incurred  solely  for  the  maintenance  or  continuance  in  anj^  State  of  the  services 
as  existing  at  the  time  of  the  transfer,  shall  be  taken  to  be  incurred  by  reason  of  the 
original  powers  given  to  the  Commonwealth  by  this  Constitution."  This  somewhat 
extended  the  scope  of  per  capita  division  of  the  expenditure ;  and  Mr.  O'Connor  (pp. 
1906-11)  to  meet  what  he  thought  was  the  wish  of  the  Finance  Committee,  proposed 
that  the  per  capita  basis  should  be  further  extended  to  the  expenditure  of  all  the 
non-revenue  producing  departments — i.e.,  defence,  light-houses,  light-ships,  beaoona» 
and  buoys,  and  quarantine.  The  amendment  was,  however,  opposed  by  Mr.  Holder, 
Sir  Geo.  Turner,  and  Mr.  Henry,  who  objected  to  expenditure  being  charged  per  capita 
unless  revenue  were  credited  in  the  same  way.  At  the  suggestion  of  the  Drafting 
Committee,  the  clause  was  simplified  by  defining  the  two  classes  of  expenditure  as 
they  now  stand  in  the  section.     It  was  further  verbally  amended  after  the  4th  Report. 

§  375.    "  Until  the  Imposition  of  Uniform  Duties  of 

Customs." 

The  Surplus  Revenue. — This  section  forms  one  of  a  series  of  three  (see  sees.  93, 
94)  which  provide  for  the  distribution  of  the  federal  surplus  among  the  States  during 
three  periods  ^  (1)  Before  the  uniform  tariff;  (2)  During  the  transition  period 
immediately  following   the   imposition  of   the   uniform  tariff ;   (3)  After  that  period. 

These  three  sections  are  widely  different  from  any  provision  to  be  found  in  other 
Federal  Constitutions.  In  the  United  States,  revenue  raised  by  Congress  from  customs 
and  excise,  or  from  any  other  source,  is  entirely  at  the  disposal  of  the  Federal 
Government,  and  the  States  are  obliged  to  rely  entirely  on  direct  taxation  to  meet 
their  own  expenditure.  In  Canada,  the  Dominion  must  pay  to  each  Province  a  certain 
fixed  subsidy  for  the  support  of  its  Government  and  Legislature,  and  also  an  annual 
grant  of  80  cents  per  head  of  its  population  as  ascertained  by  the  census  of  1861— or, 
in  the  case  of  Nova  Scotia  and  New  Brunswick,  by  each  subsequent  census  till  the 
population  of  each  amounts  to  400,000  (B.N.A.  Act,  1867,  sec.  118).  In  1869  Nova 
Scotia  obtained  "  better  terms  "  from  the  Dominion  Parliament.  The  new  Provinces  of 
Manitoba  and  New  Brunswick  were  afterwards  admitted  on  a  similar  basis,  and  in 
1873  the  "  better  terms  "  were  extended  to  all  the  Provinces.  (See  Garran,  Coming 
Commonwealth,  pp.  91-2.) 


|§  375-376.  FINANCE  AND  TRADE.  833 

First  Period. — This  section  providea  for  the  distribution  of  surplus  revenue  during 
the  first  of  the  three  periods  marked  out  by  the  Constitution.  The  characteristic  of 
this  periotl  is  that  free-trade  and  a  uniform  tariflf  have  not  yet  been  introduced  ;  customs 
duties  are  still  collected  on  intercolonial  imports,  as  well  as  on  imports  from  abroad, 
according  to  the  tariffs  of  the  several  States  ;  and  sees.  90  and  92  are  not  yet  in 
operation. 

The  one  difference  between  this  section  and  sec.  93,  which  provides  for  distribution 
during  the  first  five  j'ears  after  the  uniform  tariff,  arises  out  of  these  circumstances. 
The  ascertainment  of  the  revenue  contributed  by  each  State  does  not  involve  the  book- 
keeping adjustment  which  is  afterwards  necessary  :  because,  so  long  as  each  colony  is 
surrounded  by  a  circle  of  Custom-houses,  it  may  be  considered  for  all  practical  purposes 
that  the  dutiable  goo<ls  imported  into  each  State,  or  produced  in  each  State,  are  intended 
for  consumption  in  that  State,  and,  therefore,  that  the  revenue  actuallj'  collected  in  any 
State  by  the  Commonwealth  is  practically  the  revenue  contributed  by  the  people  of  that 
State.  During  this  period,  therefore,  the  crediting  of  revenue  on  the  basis  of  contribu- 
tions is  a  very  simple  matter. 

§  376.    ''  The  Commonwealth  shall  credit  to  each  State." 

These  words  impose  upon  the  Federal  Treasury  the  duty  of  keeping  an  account  of 
the  revenues  collected  in  each  State  by  the  Commonwealth.  The  clause,  as  framed  at 
Adelaide,  provided  that  the  necessary  particulars  should  be  "  sho^\^l,'  in  the  books  of 
the  Treasury  of  the  Commonwealth,  in  respect  of  each  State  ;"  and  in  the  simpler 
language  of  the  section  as  it  stands  the  same  direction  is  clearly  implied. 

The  actual  moneys  are  of  course  to  be  paid  into  the  Consolidated  Revenue  Fund  of 
the  Commonwealth  (sec.  81).  The  process  of  crediting  and  debiting  prescribed  by  this 
section  is  a  mere  matter  of  book-keeping  entries,  upon  which  the  appropriations  and 
payments  to  the  State  are  ultimately  to  be  based. 

To  EACH  State. — One  thing  to  be  noticed  about  this  section  is  that  it  does  not 
appear  to  contemplate  the  existence  of  anj'  federal  territory  not  forming  part  of  a  State, 
but  which  may  form  part  of  the  Commonwealth  ;  or,  at  least,  that  it  does  not  appear  to 
deal  with  any  revenue  or  expenditure  except  such  as  is  collected  or  incurred  in  a  State. 
In  subs.  i.  and  subs.  ii.  (a)  the  word  "therein"'  seems  clearly  to  exclude  any  revenue 
collected,  or  expenditure  incurred,  elsewhere  than  in  a  State.  In  sub-s.  ii.  (h),  where 
"  the  other  expenditure  of  the  Commonwealth"  is  mentioned  without  limitation,  it  is 
not  clear  whether  the  proportion  which  each  State  has  to  bear  is  the  proportion  of  the 
number  of  its  people  to  the  number  of  the  people  of  the  Commonicealth,  or  the  propor- 
tion of  the  number  of  its  people  to  the  number  of  the  people  of  ail  the  States,  exclusive 
of  any  federal  territories. 

It  therefore  becomes  a  question  how  far  the  section  applies  to  revenue  collected  and 
expenditure  incurred -(1)  in  the  federal  territor}'  selected  for  the  seat  of  Government  ; 
(2)  in  any  other  territory  which  may  be  acquired  by  the  Commonwealth.  As  regards 
the  latter  territories,  the  question  is  of  no  immediate  interest,  and  could  probably  be 
arranged  for  in  the  terms  and  conditions  of  admission  of  such  territories.  But  with 
regard  to  the  seat  of  government,  the  question  will  arise  as  soon  as  the  territory  is 
acquired  by  the  Commonwealth. 

It  is  submitted  that  revenue  collected,  or  expenditure  incurred,  in  the  federal 
territory  is  not  collected  or  incurred  in  a  State,  although  as  a  matter  of  location  it  is 
provided  in  sec.  125  that  the  seat  of  government,  or  the  territorj' — it  is  not  clear  which 
— shall  be  "  in"  the  State  of  New  South  Wales.  The  question  is  not  of  great  practical 
importance,  because  the  only  substantial  "revenue"  collected  in  the  federal  territory 
at  first  will  be  from  the  post  and  telegraph  department,  and  the  bulk,  if  not  the  whole, 
of  the  federal  expenditure  in  the  territory  will  be  included  in  the  "  other  expenditure  "  of 
the  Commonwealth  which  is  to  be  borne  in  proportion  to  population.  (See  g  379,  infra.) 
53 


834  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  89. 

§  377.    "  The   Revenues   Collected    Therein  by  the 
Commonwealth.'' 

Revenues. — These  words  extend  to  all  revenues  which  the  Commonwealth  collect* 
in  the  States  ;  not  only  those  arising  from  customs  and  excise,  but  also  the  receipts  from 
any  other  kind  of  taxation,  from  the  revenue-producing  services,  from  fees,  licences, 
penalties,  and  so  forth.  It  seems  clear  that  the  gross  revenues  are  meant — the  expenses 
of  collection  being  apportioned  under  sub-s.  ii. 

Collected  in.  —During  this  period,  the  place  of  actual  collection  determines  the 
State  to  which  the  revenue  is  to  be  credited.     (See  Note,  §  375,  supra.) 

§  378.    "  Incurred    Solely    for    the    Maintenance    or 
Continuance  as  at  the  Time  of  Transfer." 

To  explain  the  purport  of  these  words,  some  reference  to  the  history  of  the  section 
is  necessary.  The  Bill  of  1891  provided  that  all  expenditure  should  be  debited  in 
proportion  to  population.  The  Adelaide  Bill  of  1897  distinguished  between  (1)  expendi- 
ture incurred  "  in  the  performance  of  the  services  and  the  exercise  of  the  powers 
transferred"  from  each  State  to  the  Commonwealth — which  was  to  be  charged  against  the 
State  from  which  the  department  in  question  had  been  transferred— and  (2)  expenditure 
incurred  "  in  the  exercise  of  the  original  powers"  given  to  the  Commonwealth — which 
was  to  be  charged,  as  before,  according  to  population.     (See  Historical  Note.) 

The  Finance  Committee  at  Melbourne  thought  that  the  distinction  required  some 
definition  ;  and  to  make  it  clear  that  expenditure  in  exercise  of  "  original  powers  " 
included  (1)  expenditure  in  connection  with  the  new  central  administrative  staffs  of  the 
transferred  departments,  and  (2)  any  extension  of  the  transferred  services  which  might 
be  undertaken,  the  definition  (cited  in  the  Historical  Note)  was  added.  In  bringing  up 
the  report  of  the  Finance  Committee,  Mr.  Reid  explained  this  provision  in  the  following 
words  (Conv.  Deb.,  Melb.,  p.  775)  : — 

"  The  new  clause  does  not  differ  in  principle  from  the  clause,  which  we  propose 
should  be  omitted,  but  it  re-arranges  it  to  a  certain  extent,  and  clears  up  a  difficulty 
which  might  arise  in  administration  after  the  C  ommonwealth  was  established.  Whilst 
it  would  be  perfectly  clear  that  the  actual  expenditure  in  the  services  transferred,  on 
the  basis  existing  at  the  time  of  the  transfer,  would  be  charged  in  a  certain  way,  there 
would  be  some  doubt  left  as  to  how  new  works — for  instance,  buildings  or  new  develop- 
ments made  by  the  Commonwealth—  should  be  charged.  We  came  to  the  conclusion, 
and  we  did  not  think  it  a  matter  of  very  great  consequence  so  far  as  administration  is 
concerned,  that,  as  to  such  new  developments  under  the  Commonwealth,  thej'  should  be 
taken  to  follow  the  principle  under  which  the  expenditure  in  the  exercise  of  the  original 
powers  of  the  Commonwealth  is  dealt  with.  For  instance,  supposing  the  Commonwealth 
built  some  permanent  structure—  a  post  office,  a  telegraph  office,  or  perhaps  some 
important  fortification  of  a  permanent  character—  it  manifestly  would  not  be  fair  to 
charge  such  works  to  the  particular  locality,  especially  as  the  system  of  distributing 
expenditure  will,  at  the  end  of  five  years,  give  way  to  the  ordinary  per  capita  distribution. 
W^e  have  removed  that  difficulty,  which  would  have  arisen  if  the  matter  had  not  been 
dealt  with." 

The  words  used  seem  fairly  to  carry  out  this  intention,  and  whilst  it  is  difficult  to 
give  any  more  exact  definition  of  the  items  of  expenditure,  in  connection  with  the 
transferred  departments,  which  may  properly  under  this  provision  be  charged /jer  capita., 
it  is  probable  that  in  practical  administration  no  serious  difficulty  will  be  raised.  The 
Executive  Government,  in  the  preparation  of  its  accounts,  will  be  charged  with  the 
duty  of  interpreting  the  true  scope  of  the  provision,  and  it  would  seem  that  this— like 
other  matters  arising  in  connection  with  the  book-keeping  provisions — is  a  political 
matter,  in  which  the  political  departments  of  the  government  must  exercise  an  un- 
hampered discretion. 


§§379-380.]  FINANCE  AND  TRADE.  835 

§  379.     "  The  Proportion  of  the  State,  According  to  the 
Number  of  its  People." 

This  proportion  (see  Notes,  §  376,  mipra)  is  not  very  elearlj'  defined.  It  is 
submitted,  however  (1)  that  the  people  of  New  South  Wales  will  not  include  the 
residents  in  the  federal  territory  (sees.  52— i.  and  125) ;  (2)  that  the  second  term  of  the 
proportion  is  the  population  of  the  whole  Commonwealth,  inclusive  of  the  residents  in 
federal  territory.  This  means  that  the  debit  against  each  State  will  be  in  the  propor- 
tion which  its  people  bears  to  the  whole  population  of  the  Commonwealth,  and  that  no 
provision  is  made  by  the  section  for  the  debiting  of  the  small  share  of  the  expenditure 
corresponding  to  the  population  of  the  federal  territory — just  as  no  provision  is  made  for 
debiting  the  expenditure  under  sub-sec.  2  (a)  incurred  in  the  federal  territory,  or  for 
crediting  the  revenue  collected  in  the  federal  territory.  The  Federal  Parliament  will, 
however,  under  its  exclusive  power  of  legislation  for  the  government  of  the  territory 
(sec.  52— i.  and  sec.  122)  have  power  to  credit  and  debit  these  amounts  to  the  territory, 
just  as  the  Constitution  does  in  respect  of  the  States. 

In  reckoning  the  number  of  the  people  of  a  State  or  of  the  Commonwealth,  aboriginal 
natives  are  not  to  be  counted.     (Sec.  127.) 

§  380.    "The  Commonwealth  shall  Pay  to    Each  State 
Month  by  Month.' 

These  words  seem  to  amount  to  a  special  appropriation.  (See  Note,  §  350,  stipia.) 
There  does  not  seem  to  be  any  special  difficulty  about  the  adjustment  of  these 
monthly  balances,  so  far  as  compliance  with  the  provisions  of  this  section  is  concerned. 
There  may,  however,  be  a  difficulty  in  ascertaining,  before  the  several  accoimts  for  the 
financial  year  are  complete,  what  expenditure  for  federal  purposes  the  government  is 
authorized  in  incurriug  in  view  of  sec.  87.  From  the  balance  payable  to  any  State  vmder 
this  section  the  Commonwealth  may  deduct  and  retain  the  amount  of  any  interest 
payable  on  the  debts  of  the  State  taken  over  by  the  Commonwealth.     (See  sec.  105.) 


Exclusive  power  over  customs,  excise,  and  bounties. 

90.  On  the  imposition  of  uniform  duties  of  customs  the 
power  of  the  Parliament  to  impose  duties  of  customs  and  of 
excise,  and  to  grant  bounties  on  the  production  or  export  of 
goods,  shall  become  exclusive^^ 

On  the  imposition  of  uniform  duties  of  customs  all  laws 
of  the  several  States  imposing  duties  of  customs  or  ot  excise, 
or  offering  bounties  on  the  production  or  export  of  goods, 
shall  cease  to  have  effect^^^,  but  any  grant  of  or  agreement 
for  any  such  bounty^^  lawfully  njade  by  or  under  the  authority 
of  the  Government  of  any  State  shall  be  taken  to  be  good^ 
if  made  before  the  thirtieth  day  of  June,  one  thousand  eight 
hundred  and  ninetv-eiofht,  and  not  otherwise. 

Canada.  -The  customs  and  excise  laws  of  each  Province  shall,  subject  to  the  provisions  of 

this  Act,  continue  in  force  until  altered  by  the  Parliament  of  Canada. — B.N. A.  Act,  1867, 

sec.  122. 
U.NiTED  States. — No  State  shall,  without  the  consent  of  the  Congress,  lay  any  imposts  or  duties 

on  imports  or  exports,  except  what  may  be  absolutely  necessary  for  executing  its  inspection 

laws. — Const.,  Art.  I.,  sec.  10,  sub-sec.  2. 


836 


COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  90. 


Historical  Note — At  the  Sydney  Convention,  1891,  the  clause  as  framed  and 
passed  was  substantially  to  the  same  effect,  except  that  the  exclusive  power  over  excise 
was  limited  to  excise  "upon  goods  for  the  time  being  the  subject  of  customs  duties  ;" 
and  also  that  the  particular  provision  as  to  "  grants  of  or  agreements  for  bounties  "  was 
not  there.  An  amendment  by  Colonel  Smith,  to  postpone  intercolonial  free-trade  until 
"twelve  months  after"  the  imposition  of  uniform  duties  (with  a  view  to  prevent  "loading 
up"  (see  Note,  §  390,  infra)  was  negatived.  An  amendment  by  Mr.  Dibbs,  to  provide 
that  the  Victorian  tariff  should  be  the  tariff  of  the  Commonwealth  until  the  Parliament 
should  otherwise  provide,  was  negatived.     (Conv.  Deb.,  Syd.,  1891,  pp.  789-801.) 

Adelaide  Session,  1897.  — The  1891  draft  was  followed  almost  verbatim.  On  Sir 
George  Turner's  motion,  the  words  "  upon  goods  the  subject  of  customs  duties  "  were 
omitted. 

Upon  the  clause  dealing  with  the  control  of  customs,  &c.,  there  was  much  debate 
on  the  subject  of  bounties.  Sir  George  Turner  wished  to  protect  existing  arrangements 
and  existing  contracts— and  also  future  arrangements  which  might  be  made  before  the 
Bill  became  law.  He  also  questioned  the  necessity  of  prohibiting  State  bounties  on 
exports.  Other  members  objected  to /w^ttre  arrangements  being  protected,  at  least  unless 
a  definite  near  date  was  fixed.  Everyone  agreed  that  existing  contracts  ought  to  be 
protected;  but  Mr.  McMillan,  Mr.  8ymon,  Mr.  Reid,  Mr.  Barton,  and  others  protested 
against  any  further  exceptions  to  intercolonial  free-trade.  Mr.  Deakinand  Mr.  Cockburn 
argued  that  bounties  -  especially  on  exports— did  not  necessarily  interfere  with  internal 
free-trade,  and  ought  to  be  allowed  to  the  States  subject  to  the  constitutional  restriction 
that  trade  shall  be  "  absolutely  free."  Mr.  Trenwith  suggested  that  State  bounties 
should  be  allowed  with  the  consent  of  the  Federal  Parliament.  It  seemed  to  be  the 
general  opinion  that  aids  to  gold-mining  ought  not  to  be  prevented,  though  some  members 
suggested  that  the  clause  was  wide  enough  to  cover  them  ;  and  Mr.  Barton  suggested 
adding  the  words,  "wares  and  merchandise  "  after  "  goods,"  to  narrow  the  meaning. 
Amendments  were  proposed  to  protect  contracts  "for  the  discovery  of  gold  or  minerals," 
and  also  contracts  entered  into  before  31st  March,  1897  (the  date  of  this  debate  being 
19th  April,  1897).  The  legal  members  thought  that  the  clause  in  its  then  form  would 
not  invalidate  contracts  made  before  the  commencement  of  the  Act ;  and  Mr.  Isaacs 
proposed  an  amendment  to  place  this  beyond  doubt.  Mr.  Grant  and  Dr.  Cockburn 
submitted  amendments  to  preserve  bounties  which  did  not  interfere  with  freedom  of 
trade.  Finally  all  amendments  were  withdrawn  and  the  clause  passed  provisionally. 
(See  Hist.  Note  to  sec.  91.     Conv.  Deb.,  Adel.,  pp.  835-66.) 

Melbourne  Session,  1898. — An  amendment  of  the  Legislative  Assembly  of  Victoria 
was  discussed,  to  omit  mention  of  bounties.  Sir  Geo.  Turner  thought  that  the  States 
ought  to  have  power  to  grant  boimties  which  were  not  unfederal — which  he  afterwards 
defined  as  "bounties  for  the  promotion  of  agricultural,  horticultural,  viticultural,  or 
dairying  interests" — subject  to  such  bounties  being  annulled  at  any  time  by  the  Federal 
Parliament.  Mr.  O'Connor  objected  that  any  State  bounty  interfered  with  equality  of 
intercourse.  Dr.  Cockburn  would  limit  the  provision  to  bounties  on  exports,  which  lie 
thought  could  not  affect  any  other  State  ;  but  Mr.  McMillan  replied  that  a  bounty  on 
export  was  practically  an  import  duty.  Mr.  Deakin  suggested  a  veto  by  the  Federal 
Executive.  Mr.  Reid  objected  to  all  State  bounties,  saving  existing  obligations.  Mr. 
Isaacs  wanted  State  freedom  in  primary  production,  subject  to  the  paramount  rights  of 
the  Federal  I'arliament.  Mr.  Trenwith  argued  that  State  money  could  develop  industries 
in  many  ways  without  injuring  the  federal  principle.  Mr.  Higgins  suggested  the  assent 
of  the  Inter-State  Commission,  as  a  compromise — Parliamentary  assent  involving  too 
much  delay.  The  Victorian  amendment  was  negatived.  The  proposal  of  the  Fijiance 
Committee,  to  except  "  any  grant  of  or  agreement  for  any  such  bounty  made  by  or  under 
the  authority  of  the  Government  of  any  State  before  the  30th  day  of  June,  1898,"  was 
then  carried.     (Conv.  Deb.,  Melb.,  pp.  909-64.) 


§381.]  FINANCE  AND  TRADE.  837 

§  381.    "  Customs  and  Excise    .    .    .     shall   become 

Exclusive. 

The  first  paragraph  of  this  section  pro\ides  chat  on  the  imposition  of  uniform  duties 
of  customs,  the  power  of  the  Parliament  to  impose  duties  of  customs  and  of  excise,  and 
to  grant  bounties  on  the  production  or  export  of  goods,  shall  become  exclusive.  Three 
questions  have  to  be  considered  in  connection  with  this  grant  of  power — (1)  what  are 
duties  of  customs  ?  (2)  what  are  duties  of  excise  ?  (3)  what  is  the  meaning  of  exclusive  ? 

DxrriES  of  Customs. — Customs  duties  are  duties  or  tolls  imposed  by  law  on  the 
importation  or  exportation  of  commodities.  Such  duties  have  been  levied  by  commercial 
communities  from  the  earliest  periods  of  recorded  history.  The  Athenians  imposed  a 
tax  of  2(1  per  cent,  on  corn  and  other  merchandise  imported  from  abroad.  In  republican 
Rome,  duties  paid  on  exports  and  imports  constituted  an  important  part  of  the  public 
revenue.  Duties  of  customs  were  levied  in  England  long  before  the  conquest.  They 
derived  their  name  from  having  been  customarily  charged  on  certain  articles,  when 
carried  across  the  principal  bridges  and  ferries  within  the  kingdom,  and  on  other 
productions  when  exported  or  imported.  The  articles  which  were  first  and  principally 
the  subjects  of  these  customs  or  duties  were  wool,  skin,  and  leather.  Duties  of  tonnage 
were  duties  paid  on  wine  by  the  tun,  and  duties  of  poundage  were  the  ad  valorem  duties 
of  so  much  per  pound  on  other  commodities.  These  duties,  when  granted  to  the  Crown, 
were  called  subsidies. 

Duties  of  Excise. — The  definition  of  the  term  excise  is  not  so  clear  and  well 
established  as  that  of  customs.  Excise  duties  were  first  introduced  into  England  in  the 
year  1643,  as  part  of  a  new  scheme  of  revenue  and  taxation  devised  by  Pym  and 
approved  by  the  Long  Parliament.  These  duties  consisted  of  charges  on  beer,  ale,  cider, 
clierry  wine  and  tobacco,  to  which  list  were  afterwartls  £idded  paper,  soap,  candles, 
malt,  hops,  and  sweets.  The  only  excise  duties  now  surviving  in  England,  similar  to 
those  of  the  original  list,  are  duties  on  beer,  spirits,  chicorj',  imitations  and  substitutes 
of  chicory  and  coffee,  and  chicory  mixture.  The  basic  principle  of  excise  duties  was 
that  they  were  taxes  on  the  production  and  manufacture  of  articles  which  could  not  be 
taxed  through  the  customs  house,  and  revenue  derived  from  that  source  is  called  excise 
revenue  proper.  In  the  course  of  time  licenses  were  required  from  the  makers  of  and 
the  dealers  in  excisable  commodities,  and  these  license  fees  acquired  the  name  of  "  duties 
of  excise."  The  next  step  was  to  require  persons  to  take  out  licenses,  who  neither 
produced  nor  manufactured  nor  disposed  ot  excisable  commodities,  and  these  license  fees 
also  became  known  as  "  duties  of  excise."  Thus  the  list  of  excise  licenses,  which  at 
first  included  only  brewers,  beer-dealers,  beer-retailers,  distillers,  spirit-dealers,  spirit- 
retailers,  tobacco  and  snuff  manufacturers  and  dealers,  wine-dealers,  and  wine-retailers, 
was  expanded  by  English  usage  until  it  embraced  auctioneers,  OAvners  of  armorial 
bearings,  owners  of  dogs,  owners  of  game,  gun-dealers,  persons  entitled  to  carry  gtms, 
hawkers,  house  agents,  patent  medicine  sellers,  owners  of  carriages,  pawnbrokers,  plate- 
dealers,  refiners  of  gold  and  silver,  refreshment  house  keepers,  and  carriers. 

Such  was  the  primary  meaning  of  "  excise,"  and  such  the  secondary  and  enlarged 
use  of  the  term.  The  fundamental  conception  of  the  term  is  that  of  a  tax  on  articles 
protlueed  or  manufactured  in  a  country.  In  the  taxation  of  such  articles  of  luxury,  as 
spirits,  beer,  tobacco,  and  cigars,  it  has  been  the  practice  to  place  a  certain  duty  on  the 
importation  of  these  articles  and  a  corresponding  or  reduced  duty  on  similar  articles 
produced  or  manufactured  in  the  countrj- ;  and  this  is  the  sense  in  which  excise  duties 
have  been  understood  in  the  Australian  colonies,  and  in  which  the  expression  was 
intended  to  be  usefl  in  the  Constitution  of  the  Commonwealth.  It  was  never  intended 
to  take  from  the  States  those  miscellaneous  sources  of  revenue,  improperly  designated  as 
"excise  licenses"  in  British  legislation.  It  was  considered  essential  that  the  two 
correlative  powers  over  customs  and  excise,  properly  so  called,  should  run  together  and 
be  exclusively  vested  in  the  Federal  Parliament.     It  was  not  contemplated  that  the 


838  COMMENTARIES  ON  THE  CONSTITUTION.       [See.  90. 

Federal  Parliament,  in  acquiring  the  necessary  power  to  provide  uniformity  of  coni- 
-mercial  laws,  should  absorb  the  absolute  and  exclusive  control  of  so  wide  an  area  of 
inland  taxation  as  would  be  covered  by  licenses  similar  to  those  enumerated  in  the  above 
list,  such  as  auctioneers  and  pawnbrokers. 

Meaning  of  "  Exci^usive. " — The  term  "  exclusive  "  does  not  mean  unlimited  It 
means  that  the  power  to  impose  customs  and  excise  is,  subject  to  the  Constitution, 
wholl}^  vested  in  the  Federal  Parliament  as  against  the  States.  It  means  that  the  power, 
being  granted  to  the  Federal  Parliament,  is -from  the  moment  of  the  imposition  of 
uniform  duties — taken  once  and  for  all  from  the  States  ;  and  that  the  States  can 
thenceforth  not  legislate  for  that  purpose  in  any  way  whatever,  even  in  the  absence  of 
Federal  legislation.  If,  for  instance,  the  Federal  Parliament  imposed  uniform  customs 
duties  without  making  any  provision  for  excise,  the  States  would  still  be  powerless  to 
impose  excise  duties. 

This  gift  of  exclusive  power  is  supplemented  by  an  express  provision  that  all  laws 
of  the  States  imposing  duties  of  customs  or  excise,  or  offering  bounties,  shall,  from  the 
moment  when  the  exclusiveness  attaches,  "cease  to  have  effect  ;  "  so  that  the  existing 
laws  of  the  States,  as  well  as  their  power  to  make  future  laws,  will  be  absolutely 
superseded.     (For  further  notes  on  the  meaning  of  "exclusive  power,"  see  §  234,  supra.) 

§  382.    "  Shall  Cease  to  have  Effect." 

These  words  operate  as  a  repeal  of  all  the  customs  and  excise  duty  Acts  of  the 
States,  and  all  Acts  of  the  States  authorizing  bounties,  from  the  time  that  the  federal 
customs  duties  come  into  force.  The  imposition  of  the  federal  tariff  is  thus  made 
contemporaneous  with  the  sweeping  away  of  the  provincial  tariffs  ;  the  border  custom 
houses  cease  to  exist,  so  far  as  the  collection  of  duties  is  concerned  ;  so  that  the 
establishment  of  uniformity  for  the  whole  Commonwealth  is  accompanied  by  the 
abolition  of  fiscal  barriers  between  the  States.  This  is  the  stage  at  which  the 
Federation  of  Australia,  as  one  commercial  people,  becomes  complete.  The  Common- 
wealth is  indeed  established  on  the  date  fixed  by  the  Queen's  proclamation  ;  but  until 
the  federal  tariff  is  passed  by  the  Federal  Parliament,  the  Constitution  is  not  in  full 
working  order  ;  two  of  its  most  fundamental  provisions — sections  90  and  92 — being 
inoperative.  With  the  imposition  of  a  uniform  tariff,  the  principle  of  inter-state  trade 
and  full  commercial  unity  comes  into  play,  and  the  last  step  is  taken  in  the 
accomplishment  of  Federation 

It  is  clear  that  this  annulment  of  State  laws  is  only  co-extensive  with  the  exclusive 
power  of  the  Federal  Parliament,  and  therefore  that  it  does  not  affect  laws  granting 
bounties  on  mining  for  metals,  or  granting  any  bounties  with  the  consent  of  both 
Houses  of  the  Federal  Parliament. 

§  383.    "  Any  Grant  of  or  Agreement  for  any  such  Bounty." 

The  object  of  this  provision  is  to  protect  existing  obligations.  Though,  on  the 
imposition  of  uniform  duties,  State  bounties,  generally  speaking,  are  to  end  immediately, 
yet  existing  contracts,  and  grants  already  made,  are  to  liold  good.  This  question  was 
first  discussed  at  the  Adelaide  session  of  the  Convention,  when  Sir  Geo.  Turner 
expressed  some  anxiety  as  to  "contracts  already  in  existence,  or  wliich  may  be  in 
existence  before  this  Act  comes  into  force,  or  before  the  imiform  duties  of  customs  come 
into  operation."  (Conv.  Deb.,  Adel.,  p.  83S.)  The  provision  as  it  now  stands  was 
framed  by  the  Finance  Committee  of  the  Convention  at  Melbourne.  (See  Historical 
Note.) 

Although  the  general  aim  of  the  "bounty"  clauses  of  the  Constitution  is  clear 
enough,  their  exact  construction  is  a  matter  of  some  difficulty.  To  discuss  the  meanimj 
of  this  provision  as  to  "grants  of  and  agreements  for"  bounties,  it  will  be  necessary 
to  recapitulate  the  provisions  of  the  Constitution  which  refei-  to  bounties. 


§§  383-384.] 


FINANCE  AND  TRADE.  839 


(1.)  At  the  establishment  of  the  Commonwealth,  the  Federal  Parliament  has  power 
to  make  laws  with  respect  to  '*  bounties  on  the  production  or  export  of  goods,  but  so 
that  such  bounties  shall  be  uniform  throughout  the  Commonwealth."  (Sec.  51— iii.) 
At  the  same  moment,  however,  the  control  of  the  payment  of  bounties  passes  to  the 
Executive  (]k)vemment  of  the  Commonwealth.     (Sec.  86.) 

(2.)  On  the  imposition  of  uniform  duties,  the  power  of  the  Parliament  to  grant 
bounties  on  the  production  or  export  of  goods  becomes  exclusive.  Thereupon  all  laws 
of  the  States  offering  bounties  on  the  production  or  export  of  goods  shall  cease  to  have 
effect ;  but  any  grant  of  or  agreement  for  any  such  bounty  lawfully  made  by  or  under 
the  authority  of  the  Government  of  any  State  shall  be  taken  to  be  good  if  made  before 
30th  June,  1898,  and  not  otherwise.     (Sec.  90.) 

(3.)  Xothing  in  this  Constitution  prohibits  a  State  from  granting  bounties  on  mining 
for  metals,  or  from  granting  any  bounty  with  the  consent  of  both  Houses  of  the  Federal 
Parliament.     (Sec.  91.) 

Before  the  imposition  of  uniform  duties  of  customs  therefore,  the  power  of  the 
Federal  Parliament  to  grant  federal  bounties  is  accompanied  by  a  power  of  the  State 
Parliaments  to  grant  State  bounties  ;  but  though  there  is  thus,  in  a  sense,  a  concurrent 
legislative  power,  the  executive  control  of  the  payment  of  bounties  passes  to  the 
Federal  Government.  (See  Note,  §  367,  supra.)  On  the  imposition  of  uniform  duties, 
the  power  of  the  State  Parliaments  to  grant  bounties  is  excluded,  and  State  laws  offer- 
ing bounties  are  annulled  ;  but  certain  "grants  of  or  agreements  for"  bounties  are  to 
be  taken  to  be  good.  And,  lastly,  an  exception  is  made,  by  sec.  91,  to  both  the  exclu- 
siveness  of  the  federal  power  and  the  annulment  of  State  laws.  What,  then,  are  "  grants 
of  and  agreements  for  bounties,"  and  how  does  the  Constitution  affect  them  ? 

AoRBEMEXT. — The  phrase  "agreement  for  any  such  bounty  lawfully  made  by  or 
under  the  authority  of  the  Government  of  any  State  "  clearl}'  means  a  binding  contract 
actually  entered  into  between  the  Government  and  a  producer  or  exporter.  Xo  mere 
political  promise,  or  armouncement  of  policy  on  the  one  hand,  or  public  expectation  on 
the  other  hand,  can  constitute  an  agreement ;  the  word  can  only  mean  a  definite  and 
binding  legal  agreement.  The  word  "lawfully"  seems  only  inserted  to  prevent 
the  section  being  construed  to  validate  any  agreements  which,  apart  altogether  from 
this  section,  might  be  invalid. 

Grant. — The  words  "grant  of"  are  not  so  easy  to  construe.  They  must, 
apparently — according  to  strict  grammar  -be  read  as  "  any  gi-ant  of  any  such  bounty 
lawfully  made  by  or  under  the  authority  of  the  Government  of  any  State."  The  grant 
referred  to  cannot  be  the  actual  payment  by  the  Executive  Government  of  the  State  to 
the  producer  ;  because  that  would  mean  that  such  payments  already  made  between  30th 
June,  1898,  and  the  imposition  of  uniform  duties  of  customs  would,  upon  the  latter 
e%-ent,  become  unlawfully  made.  It  apparently  means  the  appropriation  of  money  to 
the  purpose  of  the  bounty— the  actual  setting  aside  of  money,  under  Parliamentary 
authority,  to  that  purpose. 

§  384.    "Shall  be  Taken  to  be  Good." 

Effect  of  the  Reservation". — What  then  is  the  effect  of  a  gi-ant  or  agreement  being 
"  taken  to  be  good  ?  "  A  survey  of  all  the  "  bounty  "  provisions  leads  to  two  possible 
interpretations. 

(1.)  One  view  is  that  these  words  must  be  read  subject  to  the  provision  that  all 
State  laws  offering  bounties  shall  "cease  to  have  effect."  In  that  view,  the  appro- 
priation by  the  Parliament  of  a  State  is  no  longer  an  authorization  for  the  expenditure 
of  any  balance  remaining  unexpended  at  the  imposition  of  uniform  duties.  The  grant  or 
agreement  is  good,  but  the  State  law  under  which  it  can  be  effectuated  has  ceased  to 
have  effect  This  difficulty  can  only  be  met  by  sec.  86,  which  gives  the  Federal 
Executive  "the  control  of  the  payment  of  bounties,"  and  it  is  argued  that  by  virtue  of 


840  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  91. 

this  control  the  Federal  Government  can  pay  the  amount  of  the  State  bounties  itself, 
and  debit  the  so  amount  so  paid  to  the  account  of  the  State,  under  sec.  89,  sub-sec. 
ii.  (a). 

(2.)  The  other  view  is  that  the  words  "  but  any  grant  or  agreement,"  &c. ,  are  an 
exception  to  the  words  immediately  preceding — "shall  cease  to  have  effect."  In  this 
view,  though  State  laws  offering  bounties  are  declared,  generally  speaking,  to  cease  to 
have  effect,  yet  the  subsequent  saving  of  certain  grants  and  agreements  means  that 
the  State  laws  by  which  those  grants  or  agreements  are  made  or  effectuated  are  excepted 
from  the  rule  of  annulment.  The  grants  or  agreements  which  are  "  taken  to  be 
good "  are  good  against  the  State  which  made  them,  and  must  be  fulfilled  by  that 
State.  The  "control"  of  the  Federal  Executive  is  in  that  case  merely  a  right  of 
supervision,  to  see  that  the  provisions  of  the  Constitution  are  complied  with. 

Restrictivk  Eftect. — This  section  not  only  saves  grants  or  agreements  made 
before  30th  June,  1898,  but  invalidates  (by  the  words  "not  otherwise")  every  grant  or 
agreement  made  on  or  after  that  date.  Technically  speaking,  therefore,  the  provision 
is  retrospective,  because  it  invalidates  not  only  contracts  made  after  the  commencement 
of  the  Act,  but  contracts  made  at  any  time  after  a  date  previous  to  the  passing  of  the 
Act.  Looking,  however,  at  the  time  at  which  the  clause  was  actually  framed,  and  the 
fact  that  it  was  publicly  framed  by  the  representatives  of  the  parties  interested,  all 
objection  to  it  on  the  ground  of  its  retrospective  character  vanishes. 

This  particular  provision  has  been  assailed  as  affording  a  loop-hole  for  permitting 
the  evasion  of  the  provision  for  the  termination  of  bounties.  Looked  at  closely,  how- 
ever, it  is  restrictive  rather  than  permissive.  In  the  absence  of  any  such  provision,  it 
is  clear  that  the  repeal  of  laws  offering  bounties  would  not  operate  retrospectively  to 
invalidate  agreements  made  under  such  laws.  (See  Maxwell,  Interpr.  of  Statutes, 
p.  192  ;  cited  Con  v.  Deb.,  Adel.,  p.  848.) 

As  regards  grants  made  after  30th  June,  1898,  they  are  only  invalidated  to  the 
extent  of  moneys  remaining  unexpended  at  the  imposition  of  the  uniform  tariff,  and 
similarlj^  agreements  are  only  invalidated  to  the  extent  of  bounties  promised  but  not 
paid  at  that  date.  "Laws  offering  bounties"  remain  in  force  until  the  imposition  of 
the  uniform  tariff;  and  there  is  nothing  in  the  Constitution  which  interferes  with 
payments  actually  made  before  that  date. 


Exceptions  as  to  bounties  3*^''. 

91.  Nothing  in  this  Constitution  prohibits  a  State  from 
granting^^^  any  aid  to  or  bounty  on  mining  for  gold,  silver,  or 
other  metals^^^  nor  from  granting,  with  the  consent  of  both 
Houses  of  the  Parliament  of  the  Commonwealth  expressed 
by  resolution^^,  any  aid  to  or  bounty  on  the  production  or 
export  of  goods. 

Historical  Note. — For  the  earlier  discussions  of  the  bounty  question,  see  Historical 
Note,  sec.  90.  At  the  Adelaide  Session,  1897,  on  recommittal,  Mr.  Higgins  added  (to 
what  is  now  sec.  90)  a  new  paragraph  :  — "  This  section  shall  not  apply  to  bounties  or 
aids  to  mining  for  gold,  silver,  or  other  metals."     (Con v.  Deb.,  Adel.,  p.  1203.) 

At  the  Melbourne  session  Sir  Geo.  Turner  moved  to  omit  (from  Mr.  Higgins' 
paragraph)  all  words  after  "  mining  " — so  as  to  include  coal  and  other  non-metallic 
minerals.  He  argued  that  aids  to  the  development  of  natural  resources  could  not 
interfere  with  free  trade,  though  bounties  to  manufacturers  might ;  but  Mr.  O'Connor, 
Mr.  Higgins,  and  Mr.  McMillan  differed  from  him,  on  the  ground  that  coal  is  as  much 


e§  385-386.]  FINANCE  AND  TRADE.  841 

an  article  of  inter-state  commerce  as  any  other  product.  The  amendment  was  negatived. 
Sir  Geo.  Turner  then  proposed  an  amendment  to  allow  "  any  bounty  or  aid  granted  by 
any  State  with  the  consent  of  the  Governor-General  in  Council  or  the  Parliament  of  the 
Commonwealth."  The  words  "Governor-General  in  Council"  were  strongl}-  objected 
to  on  the  ground  that  they  excluded  the  corporate  influence  of  the  States — the  Ministry 
being  responsible  only  to  the  House  of  Representatives.  Sir  Geo.  Turner  and  Mr. 
Isaacs,  however,  insisted  that  without  these  words  the  provision  would  be  useless,  a.s  the 
assent  of  Parliament  would  involve  too  much  delay.  Mr.  Dobson  moved  to  omit  the 
words  "  Governor-General  in  Council,"  but  this  was  negatived  on  di\-ision  by  26  to  21 — 
several  members  voting  to  retain  the  words  and  afterwards  voting  against  the  whole 
pro\-ision,  which  was  then  negatived  by  27  to  19.     {Con v.  Deb.,  Melb.,  pp  96-5-90.) 

In  the  second  recommittal,  Sir  Greo.  Turner  moved  his  amendment  again.  Sir  John 
Downer,  by  way  of  compromise,  proposed  to  omit  both  Governor- General  and  Parlia- 
ment, and  substitute  the  assent  of  "  both  Houses  of  Parliament  expressed  by  resolution." 
Sir  Geo.  Turner  and  Mr.  Isaacs  thought  this  no  better  than  Act  of  Parliament,  and 
secured  its  rejection  by  22  votes  to  19.  Thereupon  an  amendment  was  moved  to  add  a 
condition  that  the  bounty  should  not  derogate  from  inter-state  free-trade.  Sir  Geo. 
Turner  complained  that  this  made  the  whole  clause  useless,  as  any  bounty  might  be  set 
aside  by  the  High  Court,  and  therefore  no  one  would  venture  to  invest  capital ;  but  it 
was  canied  by  29  to  12.  Sir  Geo.  Turner  then  asked  the  Convention  to  assist  him  out 
of  his  difficulty  by  retracing  their  steps,  and  allowing  him  to  accept  Sir  John  Downer's 
amendment  ;  and  this  was  done.     (Conv.  Deb.,  Melb.,  pp.  2343-65.) 

After  the  fourth  report  the  clause  (which  up  to  then  had  formed  part  of  preceding 
clause)  was  redrafted  as  a  separate  clause. 


385.    '*  Exceptions  as  to  Bounties.' 


The  Bocn'ty  Question'. — The  question  of  State  bounties — as  clearly  appears  from 
the  discussions  in  the  Convention — bears  a  close  analogy  to  the  question  of  discriminating 
railway  rates.  Both  bounties  and  discriminating  rates  may  have  a  lawful  or  an  unlawful 
purpose.  They  may  be  used  purely  for  the  development  of  the  resources  of  a  State,  or 
they  may  be  used  te  create  unfair  and  unfederal  competition  with  the  trade  of  another 
State.  The  Convention  was  therefore  not  satisfied  with  the  absolute  prohibition  of 
bounties,  any  more  than  with  the  absolute  prohibition  of  preferences  ;  they  wished  to 
protect  purely  developmental  bounties,  while  forbidding  unfederal  bounties.  The 
difficulty  was,  however,  to  frame  a  definition.  Bounties  on  mining  for  metals  were, 
without  much  dispute,  accepted  as  developmental ;  but  as  regards  other  bounties,  no 
definition  was  possible,  and  the  matter  was  left  to  the  decision  of  the  Federal  Parlia- 
ment in  much  the  same  way  as  the  question  of  unfederal  rates  is  left  to  the  Inter-State 
Commission. 

.^  386.    "Nothing    in  this  Constitution    Prohibits   a    State 

from   Granting." 

These  words  qualify  the  provisions  of  sec.  90,  which  otherwise  would  prohibit  a  State 
from  granting  any  aid  or  bounty  which  came  within  the  description  "  bounty  on  the 
production  or  export  of  goods."  If  the  State  is  not  prohibited  from  granting  certain 
Ixjunties,  it  must  follow  that  it  is  not  prohibited  from  legislating  for  that  purpose,  and 
therefore  that  to  that  extent  an  exception  is  made  to  the  exclusive  nature  of  the  power 
of  the  Federal  Parliament. 

It  is  submitted  that  the  wide  words,  "  nothing  in  this  Constitution  prohibits,"  do 
not  exempt  such  grants  of  bounties  from  the  provisions  of  the  Constitution  generally, 
but  only  from  those  prohibitions  which  relate  specifically  to  bounties.  The  declaration 
that  the  Constitution  does  not  prohibit  a  State  from  granting  certain  bounties  does  not 
mean  that    such   bounties    may   not   be   unlawful   if   they   do   not    comply   with   the 


842  COiNtMENTARIES  ON  THE  CONSTITUTION.       [Sec.  91. 

requirements  of  the  Constitution,  or  of  federal  statutes,  in  other  respects.  These 
particular  bounties  are  excluded,  qua  bounties,  from  all  the  constitutional  prohibitions 
against  granting  bounties  ;  but  they  are  not  exempted  from  the  whole  ambit  of  the 
Constitution. 

Suggestions  were  made  throughout  the  debate  that  State  bounties  might  be 
unconstitutional,  without  express  provision  to  that  effect,  on  the  ground  that  thej^ 
derogated  from  freedom  of  trade  among  the  States.  (See,  for  instance,  Conv.  Ueb. , 
Adel..  pp.  840  seqq.  ;  Conv.  Deb.,  Melb.,  pp.  910  seqq. )  It  is  extremely  doubtful, 
however,  whether  a  local  encouragement  to  industry  could  ever  be  held  to  be  a  violation 
of  the  constitutional  provision  for  freedom  of  trade.  It  might,  indeed,  and  often  would, 
be  a  derogation  from  equality  of  trade,  and  therefore  be  unfederal ;  but  it  is  hard  to  say 
that  encouragement  by  a  State  of  its  own  industries,  by  means  of  bounties  on  production 
or  export,  can  interfere  with  the  freedom  of  inter-state  or  foreign  trade.  (See  notes  to 
sec.  92.) 

§  387.     "  Any    Aid     to    or    Bounty    on    Mining    for    .     .    . 

Metals." 

It  was  not  contended  at  the  Convention  that  aids  to  the  development  of  mineral 
resources — at  least  as  regards  metals — would  be  likely  to  interfere  with  equality  of 
trade.  The  sums  so  spent  at  present  are  chiefly  in  the  way  of  rewards  for  the  discovery 
of  gold-fields.  It  was  suggested  at  the  Adelaide  Convention  that  these  payments  might 
be  held  to  be  bounties  on  the  production  of  goods.  (Conv.  Deb.,  Adel.,  pp.  843,  850.) 
The  chief  reason  for  inserting  this  provision  seems  to  have  been  to  remove  doubts  on 
this  point ;  though  of  course  the  words  have,  and  were  intended  to  have,  a  wider  scope. 
(See  Conv.  Deb.,  Melb.,  p.  966.) 

As  regards  bonuses  for  mining  discoveries,  it  is  submitted  that  they  could  not,  in 
any  case,  be  held  to  be  "  bounties  on  tlie  production  of  goods."  The  bounty  contem- 
plated bj^  the  section  is  a  sum  paid  to  the  producer  in  respect  of  the  goods  produced  : 
and  even  admitting  that  mining  is  the  "  production  of  goods"  within  the  meaning  of 
the  Constitiation,  it  is  clear  that  a  reward  paid  for  discovery  is  essentially  different  from 
a  reward  paid  for  production.  It  is  submitted,  therefore,  that  rewards  for  discovery 
do  not  come  within  the  meaning  of  a  bounty,  and  do  not  need  the  protection  of  this 
section  ;  but  may  be  given  in  respect  of  any  industry. 

The  reasons  for  limiting  the  exemption  in  favour  of  mining  bounties  to  "  gold,  sih'er, 
and  other  metals  "  is  stated  by  Mr.  O'Connor  (Conv.  Deb.,  Melb.,  p.  965). 

"  The  clause  as  it  stands  was  the  result  of  a  long  discussion  in  Adelaide.  It  was 
held  that  bounties  granted  for  the  production  of  metals  stood  in  a  different  position 
altogether  from  bounties  granted  on  the  productio?)  of  goods  which  might  be  the  objects 
of  commerce  between  different  States.     It  is  because  a  bounty  on  the  production  of  metals 

would  have  no   effect   on  the  price  that  this  clause  was  agreed  to The 

reason  why  you  are  not  allowed  to  give  a  bountj'  on  butter,  or  any  other  article  of  that 
kind  produced  in  a  State,  is  because  the  bounty  would  interfere  with  the  price  and  the  sale 
in  commerce  between  the  States,  and  exactly  the  same  consideration  would  apply  to  a 
mineral  like  coal,  which  is  the  subject  of  sale." 

The  distinction  thus  made,  between  bounties  which  affect  and  which  do  not  affect 
the  price  of  a  commodity  the  subject  of  inter-state  commerce,  is  a  sound  one  ;  but  the 
line  drawn  in  the  section,  between  metals  and  non-metals,  is  hardly  so  satisfactory.  As 
regards  gold  and  silver  on  the  one  hand,  and  coal  on  the  other,  it  applies  well  enough  ; 
but  it  does  not  seem  clear  why  the  price  of  such  a  metal  as  iron — which,  if  produced  in 
any  State,  would  be  distinctly  an  article  of  inter-state  commerce — might  not  be  affected 
by  bounties  almost  as  much  as  the  price  of  coal. 


§388.] 


FINANCE   AND  TRADE.  843 


§  388.    "  With  the  Consent  of  Both  Houses    .    .    . 
Expressed  by  Resolution." 

This  provision  amounts  to  an  absolute  power  given  to  the  two  Houses  of  the  Federal 
Parliament  to  dispense,  to  any  extent  which  they  may  desire,  with  the  prohibition 
imposed  by  the  preceding  section.  The  intention  is  that  whilst  State  bounties  in  general 
are  prohibited,  there  should  be  full  opportunity  given  for  the  allowance  of  bounties 
which  are  purely  developmental  in  aim  and  not  unfederal  in  effect.  It  being  impossible 
to  frame  any  definition  which  would  secure  this  desirable  object,  the  matter  was 
entrusted  absolutely  to  the  discretion  of  the  Federal  Houses  of  Parliament. 

As  to  the  nature  of  the  consent,  it  is  conceived  that  it  may  be  absolute  or  conditional, 
particular  or  general,  for  a  fixed  or  an  indefinite  period  ;  and  that  the  resolution  may  be 
either  antecedent  or  subsequent  to  the  grant  by  the  State.  Perhaps  the  most  important 
questions  likely  to  arise  are  (1)  whether  the  consent  once  given  is  revocable,  and  (2)  if 
so,  what  will  constitute  revocation. 

(I.)  That  any  consent  given  under  this  section  is  revocable  there  can  hardly  be  any 
doubt.  The  consent  of  Parliament  in  such  a  case  is  not  the  consent  of  a  contracting 
party,  but  a  license  given  by  a  governing  body.  If  instead  of  the  consent  of  "  both 
Houses  of  the  Parliament  expressed  by  resolution,"  the  consent  of  the  Parliament  itself 
had  been  required,  the  consent  would  have  been  by  legislative  Act,  revocable  at  any 
moment  at  the  will  of  the  Parliament.  A  Parliament  cannot  bind  succeeding  Parlia- 
ments, and  cannot  even  bind  itself  ;  and  it  is  impossible  to  suppose  that  it  was  intended 
to  empower  the  two  Houses  by  joint  resolution  to  do  what  the  Queen  and  both  Houses 
together  would  be  unable  to  do.  It  is  submitttsd,  therefore,  that  the  consent  of  both 
Houses  must  be  a  continuing  consent,  revocable  at  any  moment.  Consideration  of  the 
object  of  the  general  prohibition  against  bounties,  and  of  this  exception,  le-ads  to  the 
same  conclusion ;  because  it  is  obvious  that  a  bounty  which  does  uot,  when  granted, 
interfere  with  equality  of  trade  may  afterwards,  under  altered  conditions  of  trade, 
involve  serious  inequality. 

(2.)  Then  comes  the  question — what  constitutes  revocation?  If  the  con.sent  is 
revocable,  it  can  clearly  be  revoked  in  the  way  in  which  it  was  made — by  resolution  of 
both  Houses.  But  would  the  rescission  of  the  resolution  by  either  House,  without 
the  other,  constitute  revocation  ?  The  answer  seems  to  depend  on  the  further  question 
whether  the  "consent  of  both  Houses"  is  to  be  regarded  as  a  joint  or  a  several  consent 
-as  one  consent  or  two.  If  the  consent  of  each  House  were  regarded  independently,  it 
would  seem  that  the  consent  of  both  Houses  could  not  be  said  to  continue  when  the 
consent  of  one  was  withdrawn  ;  whereas  if  the  consent  of  both  Houses  were  regarded  as 
one  common  consent,  the  concurrence  of  both  would  be  needed  to  w  ithdraw  that  consent. 
Looking  at  the  language  of  the  section  (which  speaks  of  '"  both  Houses,"  not  of  "  each 
House  ; "  compare  sec.  128),  and  also  at  the  character  of  the  Parliament  as  a  legislative 
body,  and  the  semi-legislative  character  of  the  consent  required,  it  seems  clear  that  a 
joint  revocation  would  be  necessary.  If  the  intention  of  the  Convention  be  considered, 
this  view  is  borne  out.  The  proposal  to  require  the  consent  of  "both  Houses"  was  a 
compromise  to  meet  the  Wews  of  those  who  feared  that  the  consent  "  of  the  Parliament" 
would  involve  undue  delay.  The  joint  resolutions  seem  to  have  been  regarded  as  a 
slightly  more  expeditious  substitute  for  an  Act  of  Parliament,  and  not  to  differ  in  effect. 
(Conv.  Deb.,  Melb.,  p.  2352.) 

It  was  indeed  suggested  {id.  pp.  2357-8)  that  a  consent  once  given  would  become 
"  part  and  parcel  of  the  Constitution,"  and  would  be  interminable  unless  so  expressed  by 
the  resolutions  themselves  ;  but  it  is  submitted  that  this  view — which  was  uot  based  on 
the  distinction  between  resolutions  and  Act  of  Parliament — cannot  be  supported. 


844  COMMENTARIES  ON  THE  CONSTITUTION.       [See.  92. 

Trade  within  the  Commonwealth  to  be  free. 

92.  On  the  imposition  of  uniform  duties  of  customs, 
trade,  commerce,  and  intercourse  among  the  States,  whether 
by  means  of  internal  carriage  or  ocean  navigation,  shall  be 
absolutely  free^^^. 

But  notwithstanding  anything  in  this  Constitution, 
goods  imported  before  the  imposition  of  uniform  duties  of 
customs^^  into  any  State,  or  into  any  Colony  which,  whilst 
the  goods  remain  therein,  becomes  a  State,  shall,  on  thence 
passing  into  another  State^**^  within  two  years  after  the 
imposition  of  such  duties,  be  liable  to  any  duty  chargeable 
on  the  importation  of  such  goods  into  the  Commonwealth, 
less  any  duty  paid  in  respect  of  the  goods  on  their  importa- 
tion. 

Canada — All  articles  of  the  growth,  produce,  or  manufacture  of  any  one  of  the  Provinces 
shall,  from  and  after  the  Union,  be  admitted  free  into  each  of  the  other  Provinces.-- 
B.N.A.  Act,  1867,  sec.  121. 

Where  customs  duties  are,  at  the  Union,  leviable  on  any  goods,  wares,  or  merchandises  in 
any  two  Provinces,  those  goods,  wares,  and  merchandises  may,  from  and  after  the  Union, 
be  imported  from  one  of  those  Provinces  into  the  other  of  them,  on  proof  of  payment  of 
the  customs  dutj'  leviable  thereon  in  the  Province  of  exportation,  and  on  payment  of  such 
further  amount  (if  any)  of  customs  duty  as  is  leviable  thereon  in  the  Province  of  importa- 
tion.—iri.  sec.  123. 

Historical  Note.— At  the  Sydney  Convention,  1891,  the  first  paragraph  of  the 
clause  was  drafted  and  passed  substantially  in  its  present  form— except  that  it  referred 
to  trade  "throughout  the  Commonwealth,"  not  merely  "among  the  States."  There 
was  also  a  clause  enabling  the  Parliament  to  annul  any  law  having  the  effect  of  derogating 
from  inter-state  free  trade. 

The  difficulty  as  to  the  possible  evasion  of  the  federal  tariff  by  "loading  up"  just 
before  its  imposition,  in  a  colony  where  goods  were  duty-free,  was  raised  by  Colonel 
Smith,  who  proposed  to  retain  the  intercolonial  duties  for  twelve  months  after  the 
imposition  of  the  Federal  Tariff.  The  amendment  was,  however,  withdrawn.  (Conv. 
Deb.,  1891,  pp.  790-802.) 

At  the  Adelaide  session,  1897,  the  1891  draft  was  followed  almost  verbatim.  In 
place  of  the  power  to  annul  laws  made  in  derogation  of  free-trade,  there  was  appended 
to  the  preference  clause  a  provision  that  such  laws  should  be  wholly  void.  Sir  (leorge 
Turner  feared  that  "absolutely  free"  might  have  a  wider  interpretation  than  was 
meant  ;  and  Mr.  Isaacs  suggested  that  the  clause  was  unnecessary,  and  dangerously  wide. 
All  that  was  needed  was  a  prohibition  of  inter-state  duties— which  was  elsewhere 
provided  for.  He  also  suggested  "  among  the  States  "  as  better  than  the  wide  phrase 
"  throughout  the  Commonwealth."     (Conv.  Deb.,  Adel.,  pp.  875-7.) 

For  an  amendment  by  Mr.  Deakin,  to  enable  a  State  to  prohibit  importation  of 
articles  the  sale  of  which  within  the  State  is  prohibited,  see  Hist.  Note  to  sec.  113. 

At  the  Melbourne  session,  a  suggestion  of  the  Legislative  Assembly  of  Western 
Australia  to  omit  "throughout  the  Commonwealth,"  and  substitute  "between  the 
States,"  was  agreed  to. 

The  second  paragraph  was  added  in  accordance  with  the  Report  of  the  Finance 
Committee.  Mr.  McMillan  feared  it  would  be  unworkable  ;  but  Mr.  Holder  replied 
that  it  would  probably  not  need  to  be  enforced,  as  the  mere  fact  of  its  existence  would 
prevent  the  mischief.     The  provision  was  amended  by  inserting  "colony  or"    before 


^389.] 


FINANCE  AND  TRADE.  845 


"State,"  so  as  lo  make  it  applicable  to  goods  imported  before  the  establishment  of  the 
Commonwealth.  Sir  Philip  Fysh  proposed  words  to  make  it  clear  that  these  duties  are 
to  be  credited  to  the  State  of  destination  ;  but  the  amendment  was  deemed  unnecessary, 
and  withdrawn.  Sir  George  Tiimer  suggested  that  where  the  duty  paid  in  the  colony 
was  higher  than  the  Commonwealth  duty,  the  State  should  give  a  drawback  ;  but  the 
matter  was  left  over  for  consideration.  An  amendment  by  Mr.  Henry,  to  limit  the 
clause  to  one  year,  was  negatived  by  32  to  9.  The  pro\'ision  that  laws  derogating  from 
free-trade  should  be  void  disappeared  from  the  Bill,  that  result  being  sufficiently  securetl 
by  this  clause.  (Conv.  Deb.,  Melb.,  pp.  1014-36.)  Drafting  amendments  were  made 
before  the  first  report  and  after  the  fourth  report. 

§  389.    "  Trade  Commerce  and  Intercourse    .    .    .    shall 
be  Absolutely  Free." 

Freedom  of  Intek-State  Tradk. — This  section  is  intended  to  provide  for  the 
perfect  freedom  of  trade  and  commerce  among  the  States,  from  the  moment  of  the 
imposition  of  uniform  duties  In  order  to  secure  that  object  the  strongest  possible 
words  have  been  used.  Nothing  has  been  left  to  implication.  In  this  respect  the 
Constitution  of  the  Commonwealth  is  more  explicit  than  the  Constitution  of  the  United 
States,  which  merely  forbids  the  States  to  lay  any  duties  on  imports  or  exports  without 
the  consent  of  Congress.  (Art  I.  sec.  x.  subs.  2.)  But  it  was  held  in  Brown  v. 
Houston,  114  U.S.  622,  and  WoodruflF  v.  Parham,  8  Wall.  123,  that  the  prohibition  did 
not  apply  to  goods  carried  from  one  State  of  the  Union  to  another  ;  such  goods  were  not 
imports  or  exports  ;  imports  were  commodities  coming  from  foreign  countries  into  the 
Union,  and  exports  were  those  proceeding  out  of  the  Union  into  foreign  countries.  In 
America,  therefore,  inter-state  free-trade  depends  solely  on  the  rule  of  construction  that 
the  regulation  of  trade  and  commerce,  in  matters  requiring  uniformity  of  legislation,  is 
ej^clusively  vested  in  Congress,  and  that  the  States  are,  ipso  facto,  deprived  of  the 
power  to  impose  duties  on  goods  proceeding  from  one  State  into  another.  Under  the 
Constitution  of  the  Commonwealth  there  are  two  express  guarantees  for  freedom  of  trade 
Ixjtween  the  States  ;  sec.  90,  which  provides  that  on  the  imposition  of  duties  of  customs 
the  power  of  the  Parliament  to  deal  with  that  subject  becomes  exclusive  ;  and  sec.  92, 
which  provides  that  thenceforth  trade,  commerce,  and  intercourse  among  the  States 
shall  be  absolutely  free. 

This  section,  and  all  the  cases  cited  in  illustration  of  its  meaning,  must  be  read 
subject  to  the  special  provisions  of  sec.  113,  which  enacts  that  "  All  fermented,  distilled, 
or  otlier  intoxicating  liquids  passing  into  any  State  or  remaining  therein  for  use,  consump- 
tion, sale,  or  storage,  shall  be  subject  to  the  laws  of  the  State  as  if  such  liquids  had  been 
produced  in  the  State." 

The  Elements  of  Ixter-State  Free-Trade. — Two  questions  have  to  be  considered 
in  connection  with  sec.  92  in  order  to  grasp  its  significance  ;  first,  what  is  absolute 
freedom  of  trade,  commerce,  and  intercourse  ?  and  secondly,  during  what  period  of  time 
or  within  what  limits  of  space  do  inter- state  trade  and  commerce  operate,  so  as  to  remain 
protected  by  the  shield  of  Federal  freedom  ?  In  reference  to  the  first  question,  absolute 
freedom  of  trade,  commerce,  and  intercourse  may  be  defined  as  the  right  to  introduce 
goods,  wares,  and  merchandise  from  one  State  into  another,  the  right  to  sell  the  same, 
and  the  right  to  travel  unburdenetl  by  State  restrictions,  regulations,  or  obstructions. 
Freedom  of  trade  necessarily  means  the  right  to  sell  as  well  as  the  right  to  introduce, 
and  the  right  to  travel  in  order  to  sell.  The  right  of  introduction  without  the  right  of 
disposition  would  reduce  freedom  of  trade  to  an  empty  name.  The  second  question  may 
be  conveniently  discussed  under  the  headings,  il)  When  does  exportation  begin?  and 
{2)  When  is  importation  complete  ? 

Whex  Exportatiox  Begins. — It  has  been  held  that  exportation  does  not  begin 
until  the  goods  are  committed  to  the  custody  of  a  carrier  for  transportation  out  of  a 


846  COMMENTARIES  ON  THE  CONSTITUTIOK       [Sec.  92, 

State.  Until  then  they  remain  subject  to  State  laws  and  are  taxable  as  a  part  of  the 
general  mass  of  property  in  the  State.  (Coe  v.  Errol,  116  U.S.  517.  See  other  cases 
cited  p.  519,  supra.) 

When  Importation  is  Complete. — Articles  of  foreign  or  inter-state  commerce 
become  subject  to  State  laws  and  State  taxation  from  the  moment  when  they  are  divested 
of  their  inter-state  or  foreign  quality.  This  happens  as  soon  as  they  pass  from  the 
original  importer  into  the  hands  of  the  purchasers  of  the  original  packages,  or  as  soon  as 
they  have  been  broken  up  for  retail  by  the  original  importer.  (Brown  v.  Maryland,  12 
Wheat.  419  ;  Turpin  v.  Burgess,  117  U.S.  504.     Burgess,  Political  Sci.  ii.  p.  135.) 

Doctrine  of  Original  Package. — An  original  package  has  been  defined  as  the 
unbroken  package,  in  the  condition  in  which  it  was  prepared  by  the  exporter,  received 
and  transported  by  the  carrier,  and  brought  into  the  importing  State.  (McGregor  v. 
Cone,  1898,  73  N.  W.  Rep.  1041.)  Thus  boxes  and  barrels  are  original  packages.  In 
some  cases  it  has  been  held  that  where  bottles  of  liquor  were  packed  in  barrels  and 
boxes,  and  transported  into  a  State,  the  bottles  were  the  original  packages  and  wer& 
within  the  protection  of  the  Federal  commercial  law,  after  they  had  been  removed  from 
the  barrels  and  boxes.  These  cases,  however,  have  been  overruled,  and  it  is  now  held 
that  the  barrels  or  boxes,  and  not  the  bottles,  are  the  original  packages.  (Prentice  and 
Egan,  Commerce  Clause,  p.  82.)  It  has  been  further  held  that  the  question,  what 
constitutes  an  original  package,  is  partly  one  of  good  faith,  and  that  the  importer  maj* 
determine  for  himself  the  form  and  size  of  the  package  which  he  buj's.  (Guckenheimer 
V.  Sellers,  81  Fed.  Rep.  997.)  The  importer  may  sell  his  goods  in  the  original  package, 
by  wholesale  or  by  retail.  (SchoUenberger  v.  Pennsylvania,  171  U.S.  1.)  An  original 
package  becomes  subject  to  State  jurisdiction  as  soon  as  it  is  broken.  (Brown  v.  Marj'land, 
12  Wheat.  419;  Leisy  v.  Hardin,  135  US.  100.)  The  original  package  is  not  broken 
merely  by  the  fact  of  lifting  the  lid  for  the  examination  of  its  contents.  {Be  McAllister, 
51  Fed.  Rep.  282.)  The  drawing  of  a  bung  from  a  barrel,  in  order  to  obtain  a  small 
quantity  of  its  contents  for  testing  purposes,  does  not  constitute  a  breaking  of  the- 
package.     (Wind  v.  Her,  93  Iowa,  316.) 

Methods  of  Fettering  Inter-State  Commerce.  —The  principal  methods  resorted 
to  by  some  of  the  States  of  America,  in  order  to  avoid  the  rule  of  freedom  of  trade, 
may  be  thus  classified — (1)  By  the  imposition  of  taxes  on  imported  goods,  after  their 
entry  into  the  State,  this  being  done  in  the  pretended  exercise  by  the  State  of  the  right 
to  tax  all  property  within  its  jurisdiction.  (2)  By  requiring  persons  engaged  in  selling 
goods  introduced  or  coming  from  another  State  to  pay  for  licenses  to  sell,  this  being 
also  done  in  the  pretended  exercise  of  State  taxing  power.  (3)  By  restricting  the 
actual  introduction  of  goods  from  another  State,  on  alleged  sanitaiy  or  moral  grounds, 
this  being  done  in  the  pretended  exercise  of  the  police  power  of  the  State. 

Taxes  on  Inter-State  Commerce. — The  following  are  instances  of  taxes  on 
inter-state  commerce,  violating  the  law  of  commercial  freedom  : — A  tax  on  goods 
coming  from  other  States  unaccompanied  by  equal  taxes  on  similar  local  goods,  held 
to  be  unconstitutional  and  void  (Brown  v.  Houston,  114  U.S.  622)  ;  a  tax  on  the 
earnings  of  carriers  conveying  freight  and  passengers,  from  one  State  into  another, 
held  unconstitutional  (Gloucester  Ferry  Co.  v.  Pennsylvania,  114  U.S.  196);  a  tax  on 
persons  selling  goods  manufactured  out  of  the  taxing  State,  and  no  similar  tax  exacted 
from  those  engaged  in  the  sale  of  like  goods  manufactured  in  that  State,  held 
unconstitutional  (W^alling  v.  Michigan,  116  U.S.  446);  a  tax  on  cars  belonging  to  a 
carrying  company  which  run  from  point  to  point  within  the  taxing  State  to  points 
without  the  State,  held  unconstitutional  (Pickard  v.  Pullman  Car  Co.,  117  U.S.  34)  ;  a 
tax  on  every  ton  of  freight,  carried  by  a  railway  in  and  through  a  State,  held 
unconstitutional  (The  State  Freight  Tax  Case,  15  Wall.  232)  ;  a  tax  on  all  messages 
sent  by  a  telegraph  company,  se  far  as  it  applied  to  messages  sent  to  or  received  from 
points  in  other  States,  held  unconstitutional  (Telegraph  Co.  v.  Texas,  105  U.S.  460) ;  a 
tax  on  all  persons  soliciting  orders  tor  goods,  so  far  as  it  applied  to  those  canvassing  for 


§389]  FINANCE  AND  TRADE.  847 

persons  outside  the  State,  held  unconstitutional  (Asher  v.  Texas,  1'28  U  S.  129)  ;  a  tax  on 
all  non-residents  who  sold  liquors,  held  unconstitutional  (Walling  v.  Michigan,  116  U.S. 
446) ;  a  tax  on  a  carrj'ing  companj-  for  every  alien  passenger  brought  by  it  to  the  ports 
of  a  State,  held  unconstitutional  (People  r.  Compagnie  Generale,  107  U.S.  59  ;  Henderson 
r.  Mayor  of  Xew  York,  92  U.S.  259)  ;  a  tax  on  the  gross  receipts  of  common  carriers,  so 
so  far  as  it  applied  to  receipts  from  inter-state  business,  held  unconstitutional  (Fargo  v. 
Michigan,  121  U.S.  230)  ;  a  tax  on  all  vessels  touching  the  wharves  of  a  State,  so  far  as  it 
applied  to  vessels  engaged  in  inter-state  business,  held  unconstitutional  (Inman  S.S.  Co. 
V.  Tinker,  94  U.S.  238) ;  a  tax  on  the  franchise  of  a  railroad  company  which  had  been 
granted  by  the  Federal  legislature,  held  unconstitutional  (California  v.  Central  Pacific 
R.  Co.,  127  U.S.  1) ;  a  tax  on  the  tonnage  of  vessels,  even  though  such  tax  was  exacted 
in  aid  of  quarantine  inspection,  held  unconstitutional ;  a  tax  collected  from  auctioneers 
on  their  sales  of  imported  goods  in  their  original  packages,  held  uuconstitutional  (Cook 
r.  Pennsylvania,  97  U.S.  566)  ;  a  tax  on  bills  of  lading  for  the  transportation  of  gold 
or  silver  from  one  State  to  another,  held  unconstitutional  (Almy  i:  California,  24  How. 
169)  ;  a  tax  of  5  dollars  on  each  vessel  entering  a  port  of  a  State,  such  tax  being 
supplied  to  support  the  Port  Wardens,  and  collected,  whether  the  vessel  required  their 
ser\ices  or  not,  held  unconstitutional  (Steamship  Co.  v.  Port  Wardens,  6  Wall.  31) ;  a 
tax  on  a  non-resident  railway  company  engaged  in  inter-state  traffic,  for  the  right  to 
maintain  an  office  in  the  taxing  State,  in  order  to  promote  its  business,  held  unconstitu- 
tional (Norfolk  and  Western  R.  Co.  v.  Pennsylvania,  136  U.S.  114). 

Licenses  to  En'gage  ix  Ixter-State  Commerck. — The  following  are  instances  in 
which  State  laws  taxing  persons  engagefl  in  inter-state  commerce  have  been  held 
to  violate  the  rule  of  commercial  freedom,  \'iz.,  laws  requiring  pedlars  selling  goods 
not  grown  or  manufactured  in  the  taxing  State  to  hold  licenses,  whilst  no  licenses  were 
required  of  persons  selling  similar  articles  grown  or  manufactured  in  the  State,  held 
unconstitutional  (Weltou  r.  Missouri,  91  U.S.  275)  ;  requiring  commercial  travellers 
canvassing  for  the  sale,  by  sample,  of  goods  at  the  time  outside  the  State  to  hold  licenses, 
held  unconstitutional  (Asher  v.  Texas,  128  U.S.  129  :  Robbins  v.  Shelby  Taxing  District, 
120  U.S.  489;  Stoutenburgh  v.  Hennick,  129  U.S.  141)  ;  requiring  persons  selling  malt 
liquor,  the  product  of  another  State,  to  hold  licenses,  held  unconstitutional  (Tiernan  i. 
R inker,  102  U.S.  123) ;  requiring  persons  selling  goods,  not  the  product  or  manufacture 
of  the  vendors,  to  hold  licenses,  held  unconstitutional  (Corson  r.  Maryland,  120  U.S. 
502) ;  requiring  the  officers  of  foreign  corporations  engaged  in  inter-state  commerce  to 
hold  licenses,  held  unconstitutional  (McCall  v.  California,  136  U.S.  104) ;  requiring 
persons  engaged  in  inter-state  occupations  to  hold  licenses,  held  unconstitutional  (Moran 
V.  New  Orleans,  112  U.S.  69)  ;  requiring  the  owners  of  inter-state  ferry  boats  touching 
the  wharves  of  a  State  to  hold  licenses,  held  unconstitutional  (St.  Louis  i\  Wiggins  Ferry 
Co.,  11  Wall.  423) ;  requiring  a  telegraph  company  established  by  the  federal  legislature 
to  hold  a  license,  held  unconstitutional  (Leloup  v.  Port  of  Mobile,  127  U.S.  640) ;  requiring 
a  license  to  be  held  by  an  agent  of  a  foreign  express  company,  held  unconstitutional 
(Crutcher  v.  Kentucky,  141  U  S.  47)  ;  requiring  an  agent  of  a  company  ha^^ng  a  railwaj' 
in  a  distant  State,  and  soliciting  business  for  that  i-ailway,  to  hold  a  license,  held 
unconstitutional  (McCall  r.  California,  136  U.S.  104) ;  requiring  a  license  fee  for  the  use 
of  a  stream  in  prosecuting  inter-state  commerce,  held  unconstitutional  (Harman  v. 
Chicago,  147  U.S.  396). 

Police  Powers  EIxercised  to  Restrict  Ixter- State  Commerce. — The  following 
are  examples  of  State  laws,  passed  in  the  exercise  of  police  powers,  which  obstruct  and 
restrict  inter-state  commerce,  and  which  consequently  violate  the  rule  of  commercial 
freedom,  viz.,  a  law  prohibiting  the  introduction  into  a  State  of  cattle  or  goods  during 
certain  periods  of  the  year,  ostensibly  for  sanitary  purposes,  but  in  reaUty  for  State 
protective  purposes,  held  unconstitutional  (Railroad  Co.  v.  Husen,  95  U.S.  465)  ; 
prohibiting  the  introduction  into  a  State  of  certain  kinds  of  human  food,  unless  inspected 
before  its  preparation,  ostensibly  for  sanitary  reasons,  but  in  reality  for  State  protective 


848  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  92. 

purposes,  held  unconstitutional  (Minnesota*'.  Barber,  1.36  U.S.  313);  prohibiting  the 
introduction  of  certain  goods,  such  as  intoxicating  liquors,  ostensibly  to  preserve  the 
morals  of  the  people,  held  unconstitutional  (Bowman  v.  Chicago,  &c.,  R.  Co.,  125  U.S. 
465  ;  Leisy  v.  Hardin,  135  U.S.  100  ;  see,  however,  the  Wilson  Act  (America),  and  sec. 
113  of  this  Constitution.) 

Taxes  by  States  in  Exercise  of  Their  Taxing  Powers. — In  the  cases  cited,  in 
which  taxes  imposed  by  States  were  held  to  be  unconstitutional  and  void,  the  taxes  were 
for  the  most  part  of  a  discriminating  character,  in  taxing  the  means  of  commerce  and  the 
subjects  of  commerce  coming  from  other  States,  or  they  were  so  thinly  veiled  as  to 
be  reasonably  suspected  of  an  intention  to  tax  inter-state  commerce  and  so  impair 
its  freedom.  Discrimination  is  one  of  the  principal  tests  applied  in  determining  the 
constitutionality  of  a  State  tax.  (Tiernan  «.  Rinker,  102  U.S.  123.)  A  discriminative 
tax  on  imported  goods  would  be  unconstitutional,  even  if  imposed  on  the  goods  after 
they  had  left  the  hands  of  their  original  importers,  and  even  after  their  original  packages 
had  been  broken.  But  discrimination  is  not  the  only  test.  A  tax  on  inter-state  trade 
and  traffic  may  be  blended  in  a  tax  on  domestic  trade  and  traffic.  In  such  a  case  the 
discrimination  intended  might  not  be  apparent,  and  yet  the  Courts  might  discern  the 
intention  to  tax  inter-state  trade  and  traffic,  so  lurking  in  the  plan  of  taxation  as  to 
bring  it  within  the  prohibition.  The  people  of  a  State  might  find  it  compatible  with 
their  views  and  interests  to  impose  a  tax  on  a  portion  of  their  own  trade  and  business, 
in  order  to  have  the  privilege  of  taxing  the  larger  volume  of  inter-state  trade  and 
business  of  the  same  kind.  Consequently  in  the  State  Freight  Tax  Case  (15  Wall.  232) 
a  tax  imposed  by  a  State  on  all  the  freight,  both  domestic  and  inter-state,  conveyed  by 
a  railway  company  in  and  through  a  State  was  held  unconstitutional.  A  similar  principle 
was  affirmed  in  Telegraph  Co.  v.  Texas,  105  U.S.  460. 

There  are  several  cases,  however,  in  which  it  has  been  distinctly  held  that  a  State 
may  adopt  a  general  system  of  taxation  which  may  indirectly  affect  every  branch  of 
commerce,  and  yet  be  within  its  constitutional  right.  The  first  was  that  of  Brown  v. 
Houston,  114  U.S.  622,  which  is  described  by  Dr.  Pomeroy  as  one  of  the  most  interesting 
and  delicate  cases  involving  the  power  of  a  State  to  tax  goods  of  an  inter-state  origin.  In 
this  case  coal  was  mined  in  the  State  of  Pennsylvania,  and  then  shipped  to  New  Orleans 
in  the  State  of  Louisiana  to  be  sold  in  the  open  market  for  the  Pennsylvanian  owners.  The 
coal  was  not  landed  at  New  Orleans,  but  remained  on  board  the  vessel  in  which  it  arrived 
in  port,  and  was  sold  whilst  on  board  that  vessel,  the  purchasers  intending  to  take  it  out 
of  the  country  in  a  foreign  bound  vessel.  The  city  corpoi'ation  of  New  Orleans  claimed 
a  tax  on  the  coal  under  the  terms  of  a  general  law  taxing  property  within  the  State.  It 
was  held  by  the  Court  that  the  coal  had  become  intermingled  with  the  general  property 
of  the  State  ;  that  it  was  properly  taxable  according  to  the  recognized  rule,  that  after 
goods  have  arrived  at  their  place  of  destination  in  a  State,  either  for  use  or  for  trade, 
they  become  subject  to  any  general  tax  laid  on  all  property  alike,  without  discrimination, 
in  the  State.  The  decision  in  Brown  v.  Houston  is  not  considered  to  be  in  conflict  with 
the  rule  of  the  immunity  of  original  packages,  because  the  bulk  had  been  broken  and  the 
first  sale  had  taken  place. 

In  the  ease  of  Emert  v.  Missouri,  156  U.S.  296,  it  was  held  that  a  State  can  le\^'  a 
tax  or  demand  a  license  fee  for  the  right  to  sell  goods  in  the  possession  of  the  seller, 
and  by  him  offered  for  sale,  even  if  they  are  the  products  of  another  State.  In  the  case 
ot  Pittsburg  Coal  Co.  v.  Bates,  156  U.S.  577,  coal  sent  by  river  from  Pennsylvania  to 
Louisiana,  while  kept  on  the  boats  by  which  it  had  been  transported,  was  offered  for 
sale  and  part  was  sold  ;  held  that  it  was  liable  to  State  taxation. 

In  Myers  v.  Commissioners  of  Baltimore  county,  35  Atl.  Rep.  144,  a  tax  was 
imposed  by  a  State  upon  an  average  number  of  cattle,  owned  by  a  dealer  within  a  State, 
which  had  been  received  by  him  during  the  year  from  the  Western  States,  held  usually 
for  one  day,  and  afterwards  sold  for  export.  It  was  held  that,  like  other  property 
.situated  within  the  State,  they  were  liable  to  State  taxation. 


§389.]  FINANCE   AND  TRADE.  849 

These  cases,  however,  will  require  very  careful  consideration  before  any  opinion  can 
be  expressed  as  to  how  far  they  would  be  applicable  in  the  interpretation  of  the  Consti- 
tution of  the  Commonwealth. 

A  State  has  a  right  to  tax  all  the  domestic  trades  and  occupations  of  its  citizens. 
In  Ficklen  v.  Shelby  Taxing  District,  145  U.S.  1,  where  a  resident  citizen,  engaged  in 
a  general  business,  was  subject  to  a  particular  tax,  it  was  held  that  the  fact  that,  for  the 
time  being,  the  business  happened  to  consist  in  whole  or  in  part  of  negotiating  sales 
between  residents  and  non-residents  of  goods  made  in  another  State,  did  not  make  such 
a  tax  an  imposition  on  inter-state  commerce. 

A  State  may  tax  personal  property  employed  in  interstate  commerce,  like  other 
personal  property  within  its  jurisdiction.  (Marye  v.  Baltimore  and  Ohio  R.  Co.,  127 
U.S.  117  ;  Western  Union  Tel.  Co.  ".  Massachusetts,  125  U.S.  530  ;  Western  Union 
Tel.  Co.  r.  Taggart,  163  U.S.  1.     Cooley's  Const.  Law,  p.  80.) 

In  the  case  of  Pullman's  Palace  Car  Co.  v.  Pennsylvania,  141  U.S.  18,  a  statute  of 
Pennsylvania  imposed  a  tax  on  the  capital  stock  of  every  railroad  and  car  company,  in 
the  proportion  which  the  number  of  miles  operated  by  it  within  the  State  bore  to  the 
whole  number  everywhere.  It  was  upheld  as  to  the  non-resident  Pullman  Car  Company, 
because  it  had  within  the  State  constantly  engaged  in  its  business,  though  mainly 
operated  in  inter-state  journeys,  a  certain  number  of  cars  which  thus  acquired  a  sitii-t 
there  for  taxation,  the  tax  being  in  reality  upon  the  cars  as  property.  The  majority  of 
the  judges  distinguished  the  tax  on  capital  stock  in  this  case  from  an  occupation  tax,  a 
license  tax,  or  a  tax  on  transit,  and  they  applied  the  doctrine  of  Western  Union  Tel. 
Co.  V.  Massachusetts,  125  U.S.  530,  in  which  a  tax  on  specified  property  was  upheld. 
(Cooley  Const.  Law,  80-1.)  In  the  State  Tax  on  Gross  Receipts  Case  (15  Wall.  284),  the 
Courts  upheld  a  State  tax  on  the  gross  receipts  of  a  carrying  company,  including  receipts 
from  inter-state  business.  This  doctrine  has  since  been  questioned  in  Philadelphia 
Steamship  Co.  v.  Penns3dvania,  122  U.  S.  326.  In  that  case  the  question  was  as  to  the 
validity  of  a  tax  levied  by  Pennsylvania  upon  the  gross  receipts  of  a  company,  derived 
from  the  carriage  of  persons  and  property  by  sea  between  different  States,  and  it  was 
held  that  the  tax  was  unconstitutional. 

In  Maine  i-.  Grand  Trunk  R.  Co.,  142  U.S.  217,  a  State  statute  provided  that  every 
person  working  a  railroad,  within  the  State,  should  pay  to  the  State  treasurer  an  annual 
excise  tax,  to  be  determined  by  reference  to  the  gross  receipts  of  the  company,  in 
proportion  to  its  mileage  within  and  without  the  State.  The  statute  was  sustained  on 
the  ground  that  it  was  a  tax  on  a  foreign  corporation  for  the  privilege  of  exercising  its 
franchises  within  the  State.  The  decision  in  this  case  seems  to  be  in  conflict  with  that 
in  the  Philadelphia  Steamship  Co.  v.  Pennsjdvania,  122  U.S.  326. 

Other  State  Fees  axu  Cuarges  Allowable. — In  the  following  cases  it  has  been 
decided  that  the  fees,  charges,  and  licenses  required  by  State  laws  do  not  violate  the 
rule  of  commercial  freedom,  viz.,  a  stamp  fee  on  snutf  intended  for  domestic  use,  such 
stamp  being  required  simply  to  distinguish  it  from  snuS  designed  for  export,  held 
constitutional  (Pace  v.  Burgess,  92  U.S.  372)  ;  a  stamp  fee  on  tobacco  before  its  removal 
from  the  manufactory,  held  constitutional  (Turpin  v.  Burgess,  117  U.S.  504)  ;  a  charge 
for  storage  and  outage  collected  on  tobacco  shipped  out  of  a  State  and  inspected  at  the 
State  warehouse,  held  constitutional  (Turner  v.  Maryland,  107  U.S.  38);  a  tax  on 
peddlers  of  sewing  machines,  applied  alike  to  those  manufactured  in  and  out  of  a  State 
held  constitutional  (Machine  Co.  v.  Gage,  100  U.S.  675,  but  this  case  was  afterwards 
■overruled) ;  a  license  fee  collected  from  a  foreign  corporation,  provided  such  corporation 
is  not  engaged  in  carrying  on  foreign  or  inter-state  commerce  within  the  State  ( Pembina 
Mining  Co.  v.  Pennsylvania,  125  U.S.  181);  a  license  fee  exacted  from  the  agent  of  a 
■corporation  organized  under  a  law  of  another  State  for  the  right  to  solicit  insurance 
business  on  buildings  within  the  State,  held  constitutional  (Paul  i;.  Virginia,  8  Wall.  168)  ; 
tolls  for  the  use  of  improvements  in  connection  with  navigable  streams  and  highways 
<Mobile  r.  Kimball,  102  U.S.  691  ;  Harman  i;.  Chicago,  147  U.S.  396,  but  the  Federal 
54 


850  COMMENTARIES  ON  THE  CONSTITUTION.        [Seo.  92. 

legislature  could  interpose  and  declare  such  tolls  illegal) ;  a  charge  for  a  license  for  all 
engineers  to  pay  the  expenses  of  examination  as  to  their  competency  to  undertake 
employment  on  inter-state  railroads  (Nashville  Railroad  Co.  v.  Alabama,  128  U.S.  96)  ; 
a  charge  on  all  vessels  touching  at  quarantine  stations,  such  charge  to  be  applied  to  pay 
the  expenses  of  inspection  (Morgan's  S.S.  Co.  v.  Louisiana  Board  of  Health,  118  U.S. 
455)  ;  a  charge  based  on  the  tonnage  of  a  vessel  for  the  use  of  a  wharf  owned  by  a  State, 
provided  such  charge  is  not  of  a  discriminating  character  (Packet  Co.  v.  Keokuk,  95 
U.S.  80;  Transportation  Co.  v.  Parkersburg,  107  U.S.  691)  ;  a  charge  for  the  use  of 
the  improved  internal  waterways  of  a  State,  provided  that  such  charge  is  not  of  a 
discriminating  character.  (Huse  v.  Glover,  119  U.S.  543;  Sands  v.  Manistee  R.  Im- 
provement Co.,  123  U.S.  288.) 

State  Police  L.\ws  Allowable. — In  the  License  Tax  Cases,  5  Wall.  462,  Chief 
Justice  Taney  said  that  the  police  powers  of  a  State  were  nothing  more  or  less  than  the 
powers  of  government  inherent  in  every  sovereignty  to  the  extent  of  its  dominions.  And 
whether  a  State  passes  a  quarantine  law,  or  a  law  to  punish  offences,  or  to  establish 
courts  of  justice,  or  requiring  certain  instruments  to  be  recorded,  or  to  regulate  com- 
merce within  its  own  limits,  in  every  case  it  exercises  the  same  power  ;  that  is  to  say, 
the  power  of  sovereignty,  the  power  to  govern  men  and  things  within  the  limits  of  its 
dominions.  Chancellor  Kent  has  given,  as  examples  of  the  legitimate  subjects  of  State 
legislation,  the  following  :  unwholesome  trades,  slaughter-houses,  operations  offensive  to 
the  senses,  the  deposit  of  powder,  the  application  of  steam-power  to  propel  cars,  the 
building  with  combustible  materials,  and  the  burial  of  the  dead.  (Comm.  ii.  340.)  In 
Patterson  v.  Kentucky,  97  U.S.  501,  Mr.  Justice  Harlan  stated  that  by  the  settled 
doctrines  of  the  court  the  police  powers  extend,  at  least,  to  the  protection  of  the  laws, 
the  health,  and  the  property  of  the  community,  against  the  injurious  exercise  by  a 
citizen  of  liis  own  rights.  It  was  said  by  Chief  Justice  Fuller,  in  Leisy  v.  Hardin,  135 
U-S.  108,  that  the  power  to  pass  laws  in  respect  to  internal  commerce,  inspection, 
quarantine  laws,  health  laws,  and  laws  in  relation  to  bridges,  ferries,  and  highwaj's, 
belongs  to  the  class  of  powers  pertaining  to  locality,  essential  to  local  inter-communica- 
tion, to  the  progress  and  development  of  local  prosperity,  and  to  the  protection,  safety, 
and  welfare  of  society — powers  originally  necessarily  belonging  to,  and  upon  the 
adoption  of  the  Constitution  reserved  b}%  the  States,  except  so  far  as  they  fell  within 
the  scope  of  a  power  confided  to  the  General  Government. 

The  primary  objects  of  the  police  power  of  a  State  are  the  protection  of  health,  the 
prevention  of  fraud,  and  the  preservation  of  morals.  This  rule  is  clear,  but  great 
difficulty  is  sometimes  experienced  in  its  application. 

The  legislature  of  Louisiana  incorporated  the  Slaughter-House  Company,  which 
was  empowered  to  construct  and  maintain  stock-landings  and  yards  and  a  grand 
abattoir  or  slaughter-house  at  a  specified  place  near  New  Orleans,  and  all  live  stock 
brought  to  that  city  for  food  were  required  to  be  landed  and  kept  at  these  j^ards,  and 
slaughtered  at  this  abattoir,  the  company  being  authorized  to  demand  compensation,  the 
maximum  rates  of  which  were  fixed  by  the  statute.  Landing  or  slaughtering  such 
animals  elsewhere  was  prohibited  by  heavy  penalties.  The  exclusive  privilege  thus 
conferred  was  to  continue  for  twenty-five  years.  Certain  persons,  engaged  in  the  trade 
of  butchering,  residents  of  New  Orleans  and  citizens  of  the  United  States,  brought 
appropriate  actions  in  the  State  courts  to  test  the  validity  of  the  statute.  These  suits 
were  finally  carried  to  the  Supreme  Court  of  the  United  States.  (Pomeroy's  Const 
Law,  p.  174.)  By  a  bare  majority  the  Supreme  Court  affirmed  the  validity  of  the 
Statute,  as  clearly  within  the  competence  of  the  State  legislature  in  the  exercise  of  its 
police  power.     (Slaughter-House  Cases,  16  Wall.  36.) 

In  Powell  V.  Pennsylvania,  127  U.S.  678,  a  State  law  prohibited  the  manufacture 
and  sale  of  oleomargarine.  Powell  was  indicted  for  selling  the  prohibited  article.  It 
was  strongl}'  suspected  that  the  law  was  passed  in  the  interests  of  the  dairymen  of  the 
State,  as  it  was  understood  that  oleomargarine,  properly  manufactured,  was  not  injurious 


§389.]  FINANCE  AND  TRADE.  851 

to  health.  Yet  the  court  sustained  the  law  as  a  projper  exercise  of  the  police  power.  In 
Plumley  v.  Massachusetts,  loo  U.S.  461,  a  State  law  prohibited  the  sale  of  oleomargarine 
artificially  coloured  to  resemble  butter.  The  law  was  sustained  in  its  application  to  an 
article  imported  from  another  State,  on  the  ground  that  the  resemblance  of  oleomargarine 
so  coloured  to  butter,  led  to  deception  and  was  in  the  nature  of  a  fi-aud.  The  importation 
of  an  article  coloured  to  resemble  butter  could,  in  the  opinion  of  the  court,  be  prohibited 
so  long  as  the  introduction  of  uncoloured  oleomargarine  was  not  interfered  with.  This 
doctrine  was  carried  a  step  further  in  the  Armour  Packing  Co.  v.  Snyder,  84  Fed.  Rep. 
136.  In  that  case  a  law  of  Minnesota  forbade  the  sale  of  oleomargarine  unless  coloured 
bright  pink.  An  attempt  was  made  to  apply  this  law  to  goods  which  had  been  shipped 
from  Kansas  into  Minnesota,  and  which  were  marked  as  required  by  federal  law,  and 
sold  only  in  original  packages.  It  was  contended  that  the  State  law  prevented  deception 
in  the  retail  sale,  and  on  this  ground  the  requirement  as  to  colour  was  sustained.  This 
reasoning  was.  however,  disapproved  of  in  the  case  of  Collins  v.  Xew  Hampshire,  171 
U.S.  30,  in  which  it  was  held  that  a  State  could  not  prohibit  the  sale  of  an  article  of 
inter-state  commerce,  nor  attach  to  it  a  condition  which  would  render  it  unsaleable.  In 
Brimmer  v.  Rebman,  138  U.S.  78,  the  court  clearly  expressed  the  opinion  that  a  Stat« 
could  not  pass  regulations  excluding  articles  of  commerce  which  are  actually  fit  for  and 
belong  to  the  domain  of  commerce.  In  the  late  case  of  SchoUenberger  v.  Pennsylvania, 
171  U.S.  1,  decided  by  the  Federal  Supreme  Court  in  1898,  a  statute  of  Pennsylv^ania 
was  challenged  which  forbade  the  introduction,  in  its  pure  and  unadulterated  condition, 
of  oleomargarine  from  another  State,  and  its  sale  in  original  packages.  It  was  held  that 
the  statute  was  invalid  so  far  as  it  applied  to  inter-state  commerce.  The  difiference  in 
principle  between  Plumley  v.  Massachusetts  and  SchoUenberger  i'.  Pennsylvania  is 
obvious  ;  in  the  former  case  the  article  prohibited  was  coloured  in  imitation  of  butter, 
and  consequently  was  liable  to  deceive  the  public  ;  in  the  latter  case  it  was  a  pure  and 
harmless  article  of  commerce  which  could  not  be  either  honestly  or  legally  excluded  by 
the  State.  In  The  People  v.  Hawkins,  31  N.Y.  Suppl.  115,  it  was  held  that  a  State  law 
re(£uiring  goods  made  by  convict  labour  in  other  States  to  be  so  labelled  when  exposed 
for  sale  was  unconstitutional. 

Police  Powers  AfTECrrNG  Commerce. — The  following  laws  passed  by  States  have 
been  held  to  be  a  proper  exercise  of  their  police  powers,  viz. ,  a  law  excluding  passengers, 
animals,  and  goods  infected  mth  disease,  passengers  known  to  be  con^^cted  criminals, 
paupers,  idiots,  lunatics,  and  persons  likely  to  become  burdens  on  the  State,  held 
constitutional  (Bowman  v.  Chicago  R.  Co.,  125  U.S.  465) ;  a  law  forbidding  the  entrance 
into  a  State  of  cattle  likely  to  communicate  fever,  unless  carried  in  cars  subject  to 
certain  precautions,  held  constitutional  (Grimes  i.  Eddy,  126  Missouri,  168) ;  a  law  for 
the  protection  of  persons  and  property,  regulating  the  introduction  and  transportation 
of  nitro-ghcerine  and  other  dangerous  explosives,  held  constitutional  (Patterson  f. 
Kentucky,  97  U.S.  501)  ;  a  law  imposing  a  license  tax  for  the  purpose  of  excluding  an 
obscene  paper,  held  constitutional  ( Preston  v.  Finley,  72  Fed.  Rep.  850) ;  a  law  forbidding 
the  transportation  or  exportation  of  diseased  sheep,  cattle,  and  meats  ;  a  law  forbidding 
the  importation  of  goods  tending  to  spread  disease,  held  constitutional  (Leisy  v.  Hardin, 
135  U.S.  100).  The  reasons  and  principles  of  these  decisions  are,  that  such  persons, 
animals,  and  commodities  are  not  legitimate  subjects  of  commerce. 

"  The  several  States  have  power  to  pass  laws  regulating  the  internal  police  of  their 
own  territories,  which  territories  include  na\*igable  rivers  and  harbours,  as  well  as 
unnavigable  streams,  and  the  land  itself.  These  police  measures  are  not,  in  any  true 
sense  of  the  term,  regulations  of  commerce,  although  they  may  sometimes  have  direct 
reference  to  shipping,  to  the  condition  of  harbours,  and  other  instruments  by  which 
commerce  is  carried  on,  or  to  the  commodities  themselves  which  are  the  objects  of  inter- 
change and  traffic.  They  are  simply  a  part  of  the  general  system  by  which  each  State 
endeavours  to  protect  the  good  morals,  lives,  health,  persons,  and  property  of  its 
inhabitants.  1  has,  if  a  State  legislature,  deeming  it  dangerous  to  permit  poisons  to  be 
sold  without  restriction,  should  pass  a  statute  requiring  a  license  from  the  druggist,  or 
placing  him  under  any  other  species  of  restraint,  such  law  would  be  unobjectionable. 


852  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  92. 

although  certain  poisonous  substances,  as  opium,  are  chiefly  or  wholly  the  products  of 
foreign  countries,  and  therefore  the  objects  of  commerce.  Again,  most  of  the  States 
have  enacted  statutes  prohibiting  the  sale  of  spirituous  liquors  in  certain  quantities  and 
at  certain  times  and  places,  except  by  those  persons  who  have  complied  with  the  provisions 
of  the  statute,  and  have  received  licenses  for  that  purpose.  Such  laws  are  within  the 
power  of  the  States  to  pass.  This  entire  class  of  statutes  establishing  police  regulations 
is  within  the  purview  of  State  legislation,  whether  Congress  has  legislated  for  the  same 
or  similar  purposes  or  not.  Among  them  may  be  mentioned  laws  establishing 
quarantine,  licensing  and  controlling  pilots,  declaring  the  order  in  which  ships  shall 
come  to  wharves  and  docks,  regulating  the  use  of  wharves  and  docks,  managing  the 
internal  order  of  harbours,  licensing  the  sale  of  spirituous  liquors,  poisons,  and  the  like." 
(Pomeroy's  Const.  Law,  10th  ed.  p.  275.) 

Other  Examples  of  Police  Power. — Muun  v.  Illinois,  94  U.S.  113,  decided  in 
1876,  is  a  leading  case  illustrative  of  the  police  supervisory  power  of  the  States  in  matters 
which  may  indirectly  aflfect  commerce,  but  which  do  not  amount  to  an  interference  or 
obstruction.  The  General  Assembly  of  Illinois  passed  a  law  fixing  the  maximum  charges 
for  the  storage  of  grain  in  warehouses  at  Chicago,  and  other  places  in  the  State,  in 
which  grain  was  stored  in  bulk  and  in  which  the  grain  of  different  owners  was  mixed 
together,  or  stored  in  such  a  manner  that  the  identity  of  different  lots  or  parcels  could 
not  be  accurately  preserved.  The  warehouses  of  the  plaintiff  were  used  as  instruments 
of  commerce  by  those  engaged  in  trade  solely  within  the  State,  as  well  as  by  those 
engaged  in  inter-state  trade.  It  was  held  that  this  was  a  regulation  of  domestic 
concerns,  quite  legal  until  displaced  by  Fedei-al  legislation. 

In  the  case  of  Escanaba  Co.  v.  Chicago,  107  U.  S,  678  (1882),  the  facts  were  as  follows  : 
The  municipal  authorities  of  Chicago  had  passed  regulations  declaring  it  to  be  unlawful 
to  open  any  bridge  within  the  city  of  Chicago  during  an  appointed  hour  of  the  morning 
and  evening,  Sundays  excepted,  or  to  keep  any  such  bridge  open  during  the  daytime  for 
more  than  ten  minutes  at  a  time.  The  plaintiff's  steam  vessels  were  enrolled  and  licensed 
to  carry  goods  from  the  port  of  Escanaba,  Michigan,  to  docks  on  a  branch  of  the  Chicago 
River  in  the  city  of  Chicago.  In  their  course  up  the  river  to  the  docks,  they  had  to 
pass  through  draws  of  several  bridges  constructed  over  the  stream  by  the  city  of  Chicago. 
Tliey  complained  of  the  regulations  as  being  an  obstruction  to  navigation.  The  Supreme 
Court  held  that  the  power  to  control  the  bridges  within  the  city  had  been  properly  and 
fairly  exercised  ;  that  if  the  power  had  been  used  unnecessarily  to  obstruct  navigation 
the  Federal  legislature  could  have  interfered  and  removed  the  obstruction  ;  that  if  the 
power  of  the  State  and  the  power  of  the  Federal  legislature  came  into  conflict  in  such  a 
case,  the  latter  must  control  and  the  former  yield.     (Per  Field,  J.,  107  U.S.  679.) 

The  control  of  bridges,  dams,  and  ferries  within  a  State  and  between  two  States  is 
generally  left  to  the  supervision  of  the  local  authorities,  so  long  as  they  do  not  use  those 
works  and  agencies  to  obstruct  the  free  flow  of  inter-stato  commerce.  Bridges  and 
ferries  may  be  improved  and  utilized  as  aids  to  commerce.  The  States  may  establish 
ferries  across  navigable  rivers,  within  or  adjacent  to  their  jurisdiction,  and  they  may 
require  the  owners  of  boats  to  takeout  licenses  and  pay  fees.  (Wiggins  Ferry  Co.  v. 
East  St.  Louis,  107  U.S.  365.)  But  this  is  justifiable  only  as  a  compensation  for  the 
right  of  wharfage  on  the  State  territory.  A  ferry  between  States  is  a  means  of  commerce 
and  cannot  be  taxed.  (Gloucester  Ferry  Co.  v.  I'enrisylvania,  114  U.S.  196.)  As  to 
dams  and  bridges,  see  Willson  v.  Blackbird  Creek  Marsh  Co.,  2  Pet.  245;  Wheeling 
Bridge  Case,  18  How.  421,  and  Gilman  v.  Philadelphia,  3  Wall.  713.) 

The  States  may  improve  navigable  streams  within  their  limits,  and  impose  tolls  on 
those  using  them  in  order  to  defray  expenses.  (Mobile  v.  Kimball,  102  U.S.  691.)  But 
a  license  fee  exacted  for  the  use  of  the  stream  and  not  as  a  toll  or  compensation  for 
specified  improvements  and  services  is  invalid.  (Harman  v.  Chicago,  147  U.S.  396.) 
The  Federal  legislature  can  interpose  and  supersede  the  authority  of  the  State  in  all 
these  cases,  whenever  it  deems  it  necessary  to  do  so,  in  order  to  remove  obstructions, 
abate  nuisances,  stop  exactions,  carry  out  improvements  or  establish  uniform  regulations. 
(Monongahela  Nav.  Co.  v.  United  States,  148  U.S.  312;  Wisconsin  v.  Duluth,  96 
U.S.  379.) 


§389.]  FINANCE  AND  TRADE.  853 

The  muuicipal  authorities  of  a  State  can  regulate  laundi-ies,  and  prohibit  washing 
and  ironing  within  defined  districts  during  certain  hours  of  the  night.  (Barbier  v. 
Connolly,  113  U.S.  27  ;  Soon  Hing  r.  Crowley,  113  U.S.  703.)  Such  authorities  can  also 
abolish  bone  factories  in  specified  districts  (Fertilizing  Co.  v.  Hyde  Park,  97  U.S. 
659)  ;  and  breweries  (Barteme\-er  v.  Iowa,  14  Wall.  26  ;  Foster  r.  Kansas,  112  U.S.  201). 
See,  however,  Leisy  r.  Hardin,  135  U.S.  100;  Wilson  Act  (America),  and  sec.  113  of 
this  Constitution. 

A  State  can  pass  a  law  providing  that  any  person  introducing  cattle  which  have  not 
wintered  north  of  a  certain  line  shall  be  liable  to  an  action  for  damage  done  by  the 
introduced  cattle,  in  spreading  and  communicating  disease  to  other  cattle.  (Kimmish  r. 
BaU,  129  U.S.  217.) 

Dr.  Von  Hoist,  referring  to  the  commerce  claose  of  the  American  Constitution,  says  : 
"  In  inter-state  or  international  commerce,  neither  the  goods  nor  the  transportation  of 
property  or  persons  can  be  taxed  by  the  States.  But  the  business  as  such  and  the 
capital  used  in  it  are  subject  to  the  State's  right  of  taxation.  The  correctness  of  this 
principle  certainly  cannot  be  attacked,  but  just  as  little  can  it  be  disputed  that  it  gives 
the  States  the  jx)wer  of  encroaching  very  seriously  upon  the  congressional  domain,  if 
they  are  onlj'  careful  about  the  way  in  which  they  do  so.  The  Courts,  indeed,  are  in  no 
wise  bound  to  permit  the  simple  question  of  the  sufficiency  of  the  form,  in  which  a  State 
carries  out  its  right  of  taxation,  to  determine  their  decisions  ;  and  they  do  not  do  so. 
As  soon  as  they  enter  upon  the  question,  whether  the  tax-laws  of  a  Stat«  materially 
encroach  upon  the  right  of  regulating  international  and  inter-state  commerce,  subjective 
views  are  given  more  or  less  away."  (Const.  Law  of  the  U.S.,  p.  143.)  In  support  of 
his  suggestion  as  to  the  power  of  the  States  to  encroach  on  the  Federal  domain  the 
learned  author  cites  the  decision  in  the  case  of  Liverpool  Insurance  Co.  v.  Massachusetts, 
10  Wall.  566,  according  to  which  a  State  can  tax  foreign  corporations  at  a  higher  rate 
than  similar  corporations  created  by  its  own  laws.  That  was  the  case  of  an  insurance 
company,  and  it  has  been  held  that  insurance  is  not  commerce,  and  is  consequently  not 
within  the  protection  of  the  commerce  clause.  No  such  discrimination  would  be 
permissible  in  the  case  of  a  commercial  corporation,  either  in  America  or  in  the  Austra- 
lian Commonwealth. 

Limits  of  the  Poucb  Powebs. — The  right  of  exclusion  is  founded  on  the  vital 
necessity  of  self-defence  and  self -protection.  A  State  could  not  exclude  persons,  animals, 
or  merchandise  unobjectionable  in  character,  health,  and  quality,  and  fit  subjects  of 
commerce.  (Brimmer  v.  Rebnian,  138  U.S.  78.)  In  Henderson  v.  Mayor  of  New  York, 
92  U.S.  259,  the  extent  to  which  a  State  could  exclude  paupers  and  criminals  was  not 
clearl}-  decided.  A  State  law  which  forbids  the  entrance  into  the  State  of  persons  who 
are  not  paupers,  vagabonds,  and  criminals,  and  who  are  not  unsound  in  body  or  mind,  is 
not  a  right  exercise  of  the  police  power.  (State  v.  Steamship  "  Constitution,"  42  Cab'f. 
579.) 

Ports,  HARBOtnts,  asd  Pilotage. — Until  the  Federal  Parliament  assumes  the  control 
and  management  of  ports,  harbours,  wharves,  beacons,  buoys,  lights,  and  pilotage,  the 
State  authorities,  boards,  and  trusts,  at  present  charged  with  the  administration  of 
these  works,  will  continue  to  exercise  their  functions  and  powers  within  the  limits 
assigned  to  them  by  State  laws.  Harbour  and  port  dues,  wharfage  rates,  light  dues, 
will  be  collected  by  the  local  authorities  according  to  local  laws  ;  they  are  not  taxes  on 
commerce  or  in  any  way  affecting  the  freedom  of  commerce,  but  merely  compensations 
for  services  rendered.  (Re  Rahrer,  140  U.S.  545  ;  Steamship  Co.  v.  JoUife,  2  Wall.  450  ; 
Cooley  V.  Port  Wardens,  12  How.  299.)  States  may  regulate  wharves  at  which  vessels 
receive  passengers  and  cargo,  and  disembark  and  discharge  same,  and  may  impose  dues 
and  rates  sufficient  to  pay  the  expenses  of  executing  the  wharfage  regulations. 
(Gloucester  Ferry  Co.  v.  Pennsylvania,  114  U.S.  196-214;  Transportation  Co,  v. 
Parkersburg,  107  U.S.  691.)  But  the  wharfage  charges  must  be  imposed  and  collected 
without  discrimination,  and  according  to  the  value  of  the  services  rendered,  or  they  wiU 


854  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  92. 

come  within  the  constitutional  prohibition.  (Inman  v.  Tinker,  95  U.S.  238.)  It  has 
been  held  that  a  tax  on  every  boat  is  a  tax  on  boats,  not  on  commerce  (St.  Louis  v. 
Wiggins  Ferry  Co. ,  1 1  Wall.  423) ;  but  a  tax  on  a  vessel  every  time  she  enters  a  certain 
harbour  is  not  a  tax  on  the  vessel,  but  a  tax  on  the  business  conducted  by  the  vessel  on 
entering  the  harbour.  (Steamship  Co.  ij.  Port  Wardens,  6  Wall.  31.)  The  reasonable- 
ness of  the  rates  charged  for  wharfage  may  be  enquired  into  by  the  Federal  Courts,  to 
ascertain  whether  in  effect  they  amount  to  a  duty  on  tonnage.  (St.  Louis  v.  Telegraph 
Co.,  139  U.S.  463.) 

Quarantine. — Until  the  control  over  the  various  departments  of  quarantine  is 
assumed  by  the  Federal  Government,  the  States  will  continue  to  manage  the  quarantine 
stations  and  to  enforce  the  quarantine  laws.  Such  laws  may  require  persons  engaged  in 
commerce  to  submit  to  medical  examinations,  and,  if  necessary,  to  remain  isolated  for 
statutory  periods.  They  may  impose  a  charge  on  each  vessel  to  defray  the  expenses  of 
inspection.  In  Train  v.  Boston  Disinfectant  Co.,  144  Mass.  523,  it  was  decided  that  a 
State  may,  by  its  officers,  disinfect  all  rags  arriving  at  a  port,  and  compel  the  owner  to 
pay  the  cost  of  disinfection.  An  ordinance  of  St.  Louis  provides  that  steamboats  coming 
from  below  Memphis,  having  had  on  board  more  than  a  specified  nmnber  of  passengers 
during  the  voyage,  should  remain  in  quarantine  for  not  less  than  48  hours  and  not  more 
than  20  days.  It  was  held  that  this  was  a  valid  sanitary  and  quarantine  law.  (St. 
Louis  V.  McCoy,  18  Missouri,  2.S8. ) 

The  question  whether  wharfage,  quarantine,  and  other  such  dues,  fees  and  charges, 
demanded  by  a  State,  are  hoiia  fide  compensations  for  services  rendered,  or  are  mere 
obstructions  to  commerce,  must  be  determined  according  to  the  facts  and  circumstances 
in  each  case.  Such  exactions  must  be  fair,  reasonable  and  uniform,  and  must  not  exceed 
the  requirements  of  the  occasion.  Charges  which  in  the  opinion  of  the  Federal  Courts 
are  excessive  or  discriminating  could  be  declared  unconstitutional,  as  involving  violations 
of  the  rule  of  inter-state  commercial  freedom. 

FiSHKKiES  AND  Game  Lavvs. — Control  over  game  and  fisheries  within  the  limits  of 
a  State  is  reserved  to  the  State.  In  the  enforcement  of  its  game  laws,  a  State  could 
prohibit  all  traffic  in  the  meat  of  game  within  its  limits,  without  reference  to  the  place 
where  the  animal  was  captured.  (Magner  v.  People,  97  111.  33.)  As  to  whether  a  State 
coiild  prohibit  the  exportation  of  animals  protected  by  its  game  laws,  there  is  a  conflict 
of  authority.  (Geer  v.  Connecticut,  Kil  U.S.  519.)  A  State  law  prohibiting  the  sale  of 
fish  and  game,  at  a  time  when  they  could  not,  under  the  law,  be  caught  within  the  limits 
of  the  State,  has  been  held  to  be  operative  upon  the  sale  of  goods  shipped  from  another 
State,  the  reason  given  being  that  the  statute  could  not  be  enforced  with  reference  alone 
to  fish  or  game  caught  in  the  State.     (Prentice  and  Kgan,  Commerce  Clause,  p.  152.) 

ExciSK  Duties. — It  has  been  already  stated  that,  in  the  Constitution  of  the  Com- 
monwealth, freedom  of  inter-state  trade  and  commerce  is  secured  by  two  constitutional 
provisions  :  (1)  by  the  express  declaration  of  sec.  92,  that  trade  and  commerce  between 
the  States  shall  be  absolutely  free  ;  and  ('!)  by  the  withdrawal  from  the  States  of  the 
power  to  impose  duties  of  customs  and  excise  (sec.  92).  In  discussing  the  foregoing 
cases  we  have  been  considering  merely  the  probable  effect  of  the  constitutional  affirma- 
tion of  absolute  commercial  freedom  between  the  States.  It  remains  to  consider  how 
far  the  immunity  of  inter-state  trade  and  commerce  from  State  taxation  is  secured 
through  the  exclusive  control  of  excise  being  vested  in  the  Federal  Parliament.  This 
depends  upon  the  meaning  to  be  assigned  to  "excise."  In  our  notes  to  sec.  90,  the 
various  meanings  of  "excise"  have  been  referred  to;  the  first  and  original  one  being 
that  in  which  it  is  restricted  to  duties  on  the  manufacture  and  production  of  commodi- 
ties in  a  State  ;  whilst  in  another  sense  it  has  been  extended  to  cover  a  host  of 
additional  imposts — such  as  licenses  to  auctioneers,  pawnbrokers,  peddlers,  dealers,  and 
persons  permitted  to  carry  guns  and  run  carriages.  The  bulk  of  authority  is  in  favour 
of  the  limited  connotation  of  the  term  ;  and  if  that  view  be  correct  the  States  of  the 
Commonwealth  will  retain  almost  the  same  powers  of  taxation  as  those  of  the  American 


4  389.] 


FINANCE  AND  TRADE.  855 


Union,  and  the  doctrine  established  by  the  leading  cases,  such  as  Brown  v.  Houston, 
114  U.S.  622,  will  be  of  some  assistance  in  determining  the  extent  to  which  State 
taxation  of  mixed  inter-state  and  domestic  commerce  could  go.  On  the  other  hand,  if 
"excise"  were  held  to  be  capable  of  the  wider  signification  alluded  to,  including  all 
kinds  of  inland  licenses,  then  the  States  of  the  Commonwealth  would  be  deprived  of 
vast  powers  and  sources  of  local  revenue,  not  contemplated  by  the  framers  of  the 
Constitution.  If  such  an  extended  meaning  were  annexed  to  the  term  "excise"  none 
of  the  American  cases  would,  in  the  interpretation  of  sec.  92,  apply,  except  those 
supporting  the  principle  of  State  taxation  of  incomes  derived  from  domestic  and  inter- 
state business  combined,  and  the  taxation  of  incomes  derived  from  properties  employed 
in  both  domestic  and  inter-state  business. 

IxsPECTiox  Laws. — Charges  covering  the  cost  of  inspecting  goods,  on  their  entrance 
into  a  State,  may  be  imposed  and  collected  under  the  authority  of  State  laws.  (See 
sac.  112.) 

.State  Business,  Internal  and  Local. — The  Federal  Legislature  has  nothing  to  do 
with  the  purely  internal  commerce  of  a  State,  carrietl  on  between  different  parts  of  the 
same  State,  and  confined  exclusively  to  the  jurisdiction  and  territory  of  the  State  with- 
out affecting  other  nations  or  States.  (Lord  v.  Steamship  Co.,  102  U.S.  541  ;  Telegraph 
Co.  V.  Texas,  10.5  U.  S.  460.     Baker,  Annot.  Const,  p.  .33. ) 

Commerce  upon  lakes  lying  within  a  State  is  not  within  federal  regulation.  The 
internal  c-ommerce  and  na\-igation  of  a  State  is  exclusively  subject  to  State  regulation. 
(Moore  v.  American  Transp.  Co.,  24  How.  I.     Id.  p.  38.) 

A  law  of  Iowa  authorizes  the  manufacture  of  alcohol  within  the  State  for  the 
purposes  of  sale  for  mechanical,  medicinal,  culinary,  and  sacramental  purposes  ;  and 
prohibits  its  manufacture  within  the  State  for  the  purpose  of  exportation  to,  and  sale 
within,  other  States  and  foreign  countries.  Held,  that  the  statute  is  not  repugnant  to 
the  commerce  clause.  (Kidd  v.  Pearson,  128  U.S.  1,  19.  Id.  p.  40.  See  Note,  "State 
Tax  on  a  State  Business  or  Profession,"  infra. ) 

Landing  Passengers  and  Freight. — Foreign  or  inter-state  commerce  cannot  be 
carried  on  with  a  State  without  a  wharf  or  other  place  within  its  limits  on  which 
passengers  and  freights  can  be  landed.  The  use  of  such  a  landing  place  in  a  State  does 
not  confer  upon  the  State  a  right  to  tax  the  capital  of  corporations  engaged  in  such  com- 
merce, unless  the  same  are  domiciled  within  the  jurisdiction  of  the  State.  The  only 
permissible  interference  by  a  State  with  such  commerce  is  confined  to  port  regulations, 
and  such  measures  as  \r\\\  ensure  safety  and  prevent  confusion  in  landing  and  receiving 
freight  and  passengers.  (Gloucester  Ferrv  Co.  v.  Pennsylvania,  114  U.S.  196.  Id. 
p.  37.) 

State  Tax  on  Passenger.s. — A  State  cannot  impose  a  tax  on  passengers  arriving 
in  its  ports  from  a  foreign  country  ;  such  tax  is  a  regulation  of  commerce  and  void. 
(Passenger  Cases.  7  How.  283 ;  Baker,  Annot.  Const,  p.  26  ) 

Where  the  object  of  a  State  law  is  to  force  the  owners  of  vessels  carrying  passengers 
from  foreign  countries  to  the  ports  of  the  State  to  pay  a  tax  on  such  passengers,  its 
effect  is  to  tax  commerce,  and  so  it  is  void  (Henderson  r.  Maj'or  of  New  York,  92 
U.S   259  ;  Chy  Lung  r.  Freeman,  92  U.S.  275.     Id.  p.  27.) 

The  constitutional  disability  is  not  removed  by  calling  the  law  an  inspection  law  to 
prevent  the  admission  of  criminals,  paupers,  lunatics,  &c.  (People  v.  Compagnie  Gen. 
Transatlantique,  107  U.S.  59.     Id.  p.  28.) 

Transportation  means  the  taking  up  of  persons  or  property  at  one  point  ana  putting 
them  down  at  another.  A  tax  upon  such  transportation  between  two  States  is  a  tax 
upon  inter-state  commerce.  The  character  of  this  commerce  between  two  States  is  not 
changed  by  the  character  of  the  means  of  transportation.  The  power  to  regulate  inter- 
state and  foreign  commerce  includes  the  power  to  determine  when  it  shall  be  free  and 
when  subject  to  duties  or  exactions.  (Gloucester  Ferry  Co.  v.  Pennsylvania,  :114  U.S. 
196.    Id.  p.  28.) 

State  Tax  ov  Freight. — A  tax  on  freight  transported  from  one  State  to  another 
State  is  a  regulation  of  inter  state  commerce  ;  when  levied  by  a  State,  it  is  void  so  far 
as  it  applies  to  articles  carried  through  the  State,  or  to  articles  carried  into  the  State,  or 
to  articles  taken  up  withm  the  State  and  carried  to  points  without.  (State  Freight  Tax 
Cases.  15  Wall.  2;J2  ;  Baker,  Annot.  Const,  p.  26.)  But  a  tax  levied  on  the  gross 
receipts  of  a  railroad  company  is  not  a  tax  on  inter-state  transportation,  and  is  not  in 
conflict  with  the  commerce  clause.  (State  Tax  on  Railway  Gross  Receipts  Case,  15 
Wall.  282,  284.     Id.  p.  2d.) 


856  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  92. 

A  tax  imposed  by  a  State  upon  a  carrying  company  incorporated  under  its  laws, 
and  levied  directly  upon  the  fares  and  freights  received  by  the  company  for  the  carriage 
of  persons  and  goods  between  different  States,  and  between  the  States  and  foreign 
countries,  is  a  tax  upon  inter-state  and  foreign  commerce,  and  is  unconstitutional. 
(Philadelphia  Steamship  Co.  v.  Pennsylvania,  122  U.S.  326;  Baker,  Annot.  Const, 
p.  29.) 

State  Tax  on  a  State  Business  or  Profession. — A  State  has  a  right  to  tax  its 
own  citizens  for  permission  to  prosecute  any  particular  business  or  profession  within  the 
State.     (Nathan  v.  Louisiana,  8  How.  73.     Id.  p.  26. ) 

A  license  tax  imposed  by  a  city  for  the  privilege  of  selling  beer  in  casks  manufactured 
in  the  same  State  is  not  obnoxious  to  the  Constitution.  (Downham  v.  Alexandria 
Council,  10  Wall.  173.     Id.  p.  26.) 

A  bj^-law  of  a  city  requiring  every  railroad  company  or  express  company  transacting 
business  in  such  city,  and  having  a  business  extending  beyond  the  limits  of  the  State,  to 
pay  an  annual  license  fee,  and  imposing  penalties  for  violation,  is  not  repugnant  to  the 
commerce  clause.     (Osborne  v.  Mobile,  16  Wall.  479.     Id.  p.  26.) 

A  law  of  Texas  levied  a  tax  on  persons  selling  wine  and  beer  manufactured  out  of 
the  State,  but  exacted  no  such  tax  from  those  engaged  in  the  sale  of  similar  liquors 
manufactured  within  the  State  :  Held  unconstitutional.  (Tiernan  v.  Rinker,  102  U.S. 
123.     Id.  p.  27.) 

When  a  State  grants  to  a  city  the  right  to  license,  tax  and  regulate  ferries,  the  city 
may  impose  a  license  tax  on  the  keeping  of  ferries,  although  their  boats  ply  between 
landings  lying  in  two  different  States.  This  is  one  of  the  undelegated  powers  reserved 
to  the  States.     (Wiggins  Ferry  Co.  v.  East  St.  Louis,  107  U.S.  365.     Id.  p.  29.) 

The  taxation  of  goods  coming  into  a  State  from  other  States  is  inconsistent  with 
freedom  of  trade.  But  if  after  their  arrival  in  the  State,  either  for  use  or  for  trade,  thej' 
are  subject  to  any  general  tax  laid  alike  on  all  property,  such  taxation  is  not  unconstitu- 
tional.    (Brown  v.  Houston,  114  U.S.  622.     Id.  p.  28.) 

A  State  tax  on  persons  engaged  in  selling  liquors  not  manufactured  in  the  State, 
when  no  such  tax  is  imposed  on  persons  selling  such  liquors  manufactured  in  the  State, 
is  a  discriminating  tax,  contrary  to  freedom  of  commerce  among  the  States,  and 
therefore  void.  (Affirming  Welton  v.  Missouri,  91  U.S.  275;  Walling  v.  Michigan, 
116  U.S.  446.     7rf.  p.  29.) 

A  law  of  Tennessee  imposed  a  tax  of  $50  upon  each  sleeping-car  used  by  any  railroad 
company  within  the  State  and  not  owned  by  the  company  ;  it  was  made  unlawful 
for  railroad  companies  to  use  such  cars  unless  such  tax  was  paid.  Held,  that  the  Act 
was  a  regulation  of  inter-state  commerce,  in  so  far  as  it  applied  to  sleeping-cars  used 
upon  trains  which  ran  between  points  within  the  State  and  points  without  the  State,  or 
which  ran  through  the  State.  (Pickard  v.  Pullman  Car  Co.,  117  U.S.  34.  Tennessee  v. 
Pullman  Southern  Car  Co.,  117  U.S.  51.     Id,  p.  29.) 

The  commerce  clause  is  not  violated  by  a  law  of  a  State  which  exacts  a  license  fee 
from  a  corporation  organized  under  the  laws  of  another  State,  to  enable  such  corporation 
to  have  an  office  within  the  limits  of  the  State  enacting  such  law,  provided  such  corpora- 
tion is  neither  engaged  in  carrying  on  foreign  or  inter-state  commerce,  nor  employed  by 
the  Government  of  the  United  States.  (Pembina  Mining  Company  v.  Pennsylvania,  125 
U.S.  181.     Id.  p.  30.) 

A  State  cannot,  for  the  purpose  of  protecting  its  people  against  intemperance,  enact 
laws  which  regulate  commerce  between  its  people  and  those  of  other  States  of  the  Union, 
unless  the  consent  of  Congress,  express  or  implied,  is  first  obtained.  (Bowman  v.  Chicago 
and  N.W.R.  Co.,  125  U.S.  465.     Id.  p.  ;^6.) 

Railways,  State  Control  of. — A  State  law  requiring  railway  compapies  operating 
within  its  territory  to  fix  their  rates,  annually,  and  to  keep  printed  copies  thereof  posted 
at  all  stations,  is  not  unconstitutional  ;  it  is  a  valid  exercise  of  the  police  powers  of  the 
State.     (Railroad  Co.  v.  Fuller,  17  Wall.  560.     Baker,  Annot.  Const,  p.  .38.) 

The  power  to  regulate  commerce  among  the  several  States  was  vested  in  the  Federal 
legislature  in  order  to  secure  equality,  and  freedom  in  commercial  intercourse  against 
discriminating  State  legislation  ;  it  was  never  intended  to  interfere  with  iprivate 
contracts  not  designed  at  the  time  they  were  made  to  impede  such  intercourse.  (Rail- 
road Co.  V.  Richmond,  19  Wall.  584.     Id.  p.  38.) 

A  law  which  fixes  the  minimum  rates  on  a  railroad  extending  from  one  State  to 
another  is  not  repugnant  to  the  commerce  clause,  although  incidentally  it  may  reach 
beyond  the  limits  of  the  State.  (Peik  v.  Chicago  and  N  WR.  Co.,  94  U.S.  164.  Over- 
ruled in  part  by  Wabash  Railway  Co.  v.  Illinois,  118  U.S.  ."57.     Id.  p.  39.) 


§389.] 


FINANCE  AND  TRADE.  857 


A  railroad  company  whose  charter  of  incorporation  does  not  exempt  it  from  State 
control  may  be  required  by  State  legislation  to  convey  when  called  upon,  and  to  charge 
no  more  than  a  reasonable  compensation,  which  may  be  limited  by  statute.  (Winona, 
Ac,  R.  Co.  V.  Blake,  94  U.S.  180.     Id.  p.  39.) 

A  statute  of  Illinois,  enacting  that  any  railroad  company  ^-ithin  that  State  which 
charges  for  transporting  passengei-s  or  freight  of  the  same  class,  the  same  or  a  greater 
sum  for  any  distance  than  for  a  longer  distance,  shall  be  liable  to  a  penalty  for  unjust  dis- 
crimination, is,  when  applied  to  contracts  for  shipment  be\'ond  the  State  limits,  a  regu- 
lation of  commerce  among  the  States,  and  is  so  far  void.  (Munn  v.  Illinois,  94  U.S.  Il3  ; 
Chicago  Burlington,  &c.,  R.  Co.  r.  Iowa,  id.  loo  ;  Peik  v.  Chicago  and  N.W.R.  Co.,  td. 
164,  examined  and  explained  and  partly  over- ruled  ;  Wabash,  &c.,  R.  Co.  v.  Illiuois,  118 
U.S.  587.     Baker  Annot.  Const,  p.  39.) 

Caxvassixg  Agencies. — An  agency  for  aline  of  railroad  between  Chicago  and  New 
York,  established  in  San  Francisco  for  the  purpose  of  inducing  passengers  going  from 
San  Francisco  to  New  York  to  take  that  line  from  Chicago,  but  not  engaged  in  selling 
tickets  for  the  route,  or  receiN^ing  or  paying  out  money  on  account  of  it,  is  an  agency 
engaged  in  inter-state  commerce  ;  and  a  municipal  license  tax  sought  to  be  imposed 
upon  such  agencj'  is  unconstitutional.  (McCall  v.  California,  136  U.S.  104  ;  Norfolk  and 
W.R.  V.  Pennsylvania,  136  U.S.  114.     Baker,  Annot.  Const,  p.  42.) 

Locomotive  Engineers. — A  State  statute  which  requires  locomotive  engineers, 
engaged  in  running  locomotive  engines  on  railroads  which  are  operated  in  and  through 
different  States,  to  be  examined  as  to  their  power  of  distinguishing  the  colours  of  signals, 
and  which  requires  the  coi-poration  whose  trains  are  so  operated  to  pa}'  a  fee  for  such 
examination,  is  not  repugnant  to  the  commerce  clause  Until  Congress  legislates  upon  the 
subject.    (Nashville,  &c.,  R.  Co.  v.  Alabama,  128  U.S.  96.     Baker,  Annot.  Const,  p.  36.) 

Quarantine  Regclations. — A  statute  of  Missouri  which  prohibited  Mexican, 
Texas,  or  Indian  cattle  from  being  driven  or  conveyed  through  the  State  between  March 
and  December  of  each  year  is  in  conflict  Avith  the  commerce  clause.  It  is  more  than  a 
quarantine  law,  which  a  State  in  the  exercise  of  its  police  powers  may  enact.  (Railroad 
Co.  V.  Husen,  95  U.S.  465.     Baker,  Annot.  Const,  p.  29.) 

A  law  of  Iowa,  which  provides  that  a  person  haWng  in  his  possession  within  the 
State  "  Texas  cattle  "  which  have  not  been  wintered  north  of  the  northern  boundary  of 
Missouri  and  Kansas  shall  be  liable  for  any  damage  which  may  accrue  from  spreading 
the  disease  known  as  "  Texas  cattle  fever,"  is  not  in  conflict  with  the  commerce  clause. 
(Kimmish  v.  Ball,  129  U.S.  217.     Baker,  Annot.  Const,  p.  40.) 

The  laws  of  the  States  on  the  subject  of  quarantine,  while  they  may  in  some  of  their 
rules  amount  to  a  regulation  of  commerce,  though  not  so  designed,  belong  to  that  class 
of  laws  which  a  State  ma}'  enact  until  Congress  interposes  b}'  legislation  over  the  subject, 
or  forbids  State  laws  in  relation  thereto.  Congress  has  not  done  this,  but  has  adopted 
the  State  laws  upon  that  subject.  (Morgan's  Steamship  Co.  v.  Louisiana  Board  of 
Health,  118  U.S   455.     Baker,  Annot.  Const,  p.  40.) 

The  statute  of  Minnesota  providing  for  inspection  within  the  State  of  animals 
designed  for  meat,  by  its  necessarj'  operation  practicallj-  excludes  from  the  markets  of 
that  State  all  fresh  meat  slaughtered  in  other  States,  and  directly  tends  to  restrict  the 
slaughtering  of  animals  whose  meat  is  to  be  sold  in  Minnesota  to  persons  engaged  in 
sucii  business  in  that  State.  This  discrimination  is  an  incumbrance  on  commerce  among 
the  States,  and  is  unconstitutional.  It  is  not  a  rightful  exercise  of  the  police  power  of 
the  State.     (Minnesota  r.    Barber,  136  U.S.  313.     Baker,  Annot.  Const,  p.  41.) 

State  Tax  on  Commercial  Agents. — A  State  law  imposing  a  license-tax  upon 
peddlers  selling  goods  not  grown  or  manufactured  in  the  State  is  in  conflict  with  the 
commerce  clause.  (Following  and  re-atfirming  Welton  r.  Missouri.  Morrill  c.  Wisconsin, 
Book  23,  p.  1009,  L.C.P.  Co.  Ed.  U.S.  Sup.  Ct.  Rep.     Baker,  Annot.  Const,  p.  28.) 

No  State  may  impose  upon  the  products  of  other  States  brought  therein  for  sale  or 
use,  or  upon  citizens  engaged  in  the  sale  therein  or  the  transportation  thereto  of  the 
products  of  other  States,  more  onerous  public  burdens  or  taxes  than  are  imposed  upon 
like  products  of  its  own  territorj-.     (Guy  v.  Baltimore,  100  U.S.  434.     Id.  p.  28.) 

A    law   of   a   State   requiring  a   person   engaged   in   peddling   goods,    wares,    and 
merchandise,  not  produced  in  the  State,   to  take  out  a  license  and  pay  a  tax  thereon, 
where  no  such  license  or  tax  is  required  of  persons  selling  similar  articles  which  are  the 
growth,  produce  or  manufacture  of  the  State,  is  in  conflict  \nth  the  commerce  clause 
(Welton  r.  Missouri,  91  U.S.  275.     Id.  p.  27.) 

A  tax  on  the  amount  of  sales  made  by  an  auctioneer  is  a  tax  on  the  goods  sold.  And 
if  the  tax  is  upon  sales  of  imported  goods  sold  in  the  original  packages,  and  for  the 
importer,  it  is  a  regulation  of  commerce  ;  and  such  tax,  if  laid  by  a  State  or  under  its 
authoritj',  is  invalid.     (Cook  v.  Pennsylvania,  97  U.S.  566.     Id.  p'.  27.) 


858  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  92. 

A  State  law  which  exacts  a  license  from  persons  to  enable  them  to  take  orders  for 
the  sale  of  goods  for  persons  residing  in  another  State  is  repugnant  to  the  commerce 
clause.     (Asher  v.  Texas,  128  U.S.  129.     Id.  p.  30.) 

State  Tax  on  Vessels. — A  vessel  is  subject  to  taxation  only  in  its  port  of  register. 
That  is  its  situs.  A  law  of  another  State,  therefore,  which  assumes  to  levy  a  tax  on 
such  vessel,  is  void  as  a  regulation  of  commerce.  (Haj-s  v.  Pacific  Mail  Steamship  Co., 
17  How.  596.     Baker,  Annot.  Const,  p.  26.) 

A  State  tax  on  a  vessel  by  a  State  other  than  that  in  which  it  has  its  home  port  and 
situs,  when  the  vessel  is  lawfully  engaged  in  inter-state  transportation  over  the 
navigable  waters  of  the  nation,  is  an  interference  with  commerce.  (Morgan  v.  Parhani, 
16  Wall.  471.     Id.p.'IQ.) 

Dams  and  Bridges  across  Navigable  Streams. — In  the  absence  of  Federal  legis- 
lation upon  the  subject  a  State  may  authorize  the  construction  of  a  dam  across  a 
navigable  stream  within  the  State.  (Pound  v.  Turck,  95  U.S.  459.  Baker,  Annot. 
Const,  p.  35.) 

A  State  Legislature  may,  in  the  absence  of  a  federal  law,  authorize  the  construction 
of  a  bridge  across  a  navigable  river  wholly  within  the  State  ;  such  law  being  local  in  its 
nature  and  a  mere  aid  to  commerce.  But  when  the  Federal  Legislature  intervenes,  its 
authority  is  supreme  and  its  regulations  are  exclusive.  (Cardwell  u.  Bridge  Co.,  113 
U.S.  205.     Id.  p.  35.) 

A  State  Legislature  may  determine  the  form,  character,  and  height  of  railroad 
bridges  crossing  its  navigable  waters.  Until  the  Federal  Legislature  intervenes,  the 
State's  powers  in  such  cases  is  plenary.  (Hamilton  v.  Vicksburg,  &c.,  R.  Co.,  119 
U.S.  280.     /c/.  p.  38.) 

'I'he  power  to  authorize  the  building  of  bridges  is  not  to  be  found  in  the  Federal 
Constitution  ;  it  has  not  been  taken  from  the  States.  (Oilman  v.  Philadelphia,  3  Wall. 
713.     Id.  p.  38.) 

Pending  a  suit  to  have  a  bridge  across  the  Mississippi  River  declared  a  nuisance,  it 
was  competent  for  the  Federal  Legislature,  under  the  power  conferred  by  the  commerce 
clause,  to  interfere  and  legalize  the  bridge.  (The  Clinton  Bridge,  10  Wall.  454.  Id. 
p.  38.) 

Other  State  Taxes. — A  State  cannot,  for  the  purpose  of  defraying  the  expenses 
of  quarantine  regulations,  levy  a  tax  on  a  vessel  entering  her  harbours  in  pursuit  of 
commerce,  and  owned  in  foreign  ports.     (Peete  n.  Morgan,  19  Wall.  581.     Id.  p.  106.) 

State  tonnage  duties  upon  all  ships  plying  in  the  navigable  waters  of  the  State  are  a 
breach  of  the  commerce  clause.  The  prohibition  applies  to  all  ships  engaged  in  the 
coasting  trade,  whether  trading  between  ports  in  different  States,  or  between  ports  in 
the  same  State.  Tonnage  duties  are  taxes,  and  are  within  the  prohibition  against  State 
duties  on  imports  and  exports.     (State  Tonnage  Tax  Cases,  12  Wall.  204.     Id. ) 

State  taxes  imposed  on  ships,  owned  by  its  citizens,  as  property,  and  upon  a 
property  valuation,  are  not  in  conflict  with  the  commerce  clause.  T'he  enrolment  of  a 
ship  does  not  exempt  the  owner  from  taxation  of  his  interest  as  property.  (Transportation 
Co.  V.  Wheeling,  99  U.S.  273.     Id.) 

A  duty,  or  tax,  or  burden  imposed  upon  vessels  under  the  authority  of  the  State, 
and  measured  by  the  capacity  of  the  vessel,  and  which  is  in  its  essence  a  contribution 
claimed  for  the  pri\alege  of  arriving  and  departing  from  a  port  of  the  United  States,  is 
within  the  prohibition  against  State  duties  on  imports  and  exports.  (Cannon  v.  New 
Orleans,  20  Wall.  577.     Id.) 

A  law  of  Pennsylvania  providing  that  vessels  neglecting  or  refusing  to  take  a  pilot 
shall  forfeit  a  certain  sum  for  the  use  of  the  society  for  relief  of  distressed  and  decayed 
pilots,  &c.,  is  not  within  that  prohibition.     (Cooley  v.  Port  Wardens,  12  How.  299.   Id.) 

§  390.    *'  Goods  Imported  before  the  Imposition  of 
Uniform  Duties  of  Customs." 

The  object  of  the  second  paragraph  of  this  section  is  to  prevent  merchants,  before 
the  imposition  of  the  uniform  tariff,  from  "  loading  up"  imported  goods  in  a  Colony  or 
State  where  there  are  no  duties,  or  where  the  duties  arc  light,  in  the  expectation  that 
as  soon  as  the  border  customs  are  abolished  such  goods  will  be  free  of  the  whole 
Commonwealth.  With  the  present  free-trade  tariff  of  New  South  Wales,  importers  in 
every  colony  would  have  been  able,  but  for  this  provi.sion,  to  evade  customs  duties  on 
general  merchandise  altogether,   for  the   first  year  or  so  of  the   uniform   tariff,    by 


§390]  FINANCE  AND  TRADE.  859 

warehousing  everything  at  Sydney  in  advance  of  the  tariff,  and  not  distributing  into  the 
State  of  destination  until  the  intercolonial  customs  barriei-s  were  down.  This  section 
checkmates  any  such  device  by  retaining  the  intercolonial  barriers  for  two  years  after 
the  uniform  tariff,  so  far  as  imported  goods  are  concerned,  to  the  extent  to  which  those 
goods  have  not  paid  the  Commonwealth  tariff. 

This  section  only  prevents  the  "  loading  up,"  in  one  State,  of  goods  for  distribution 
in  another  ;  it  does  not  prevent,  for  instance,  the  importation  into  Xew  South  Wales,  in 
the  expectation  of  an  increased  tariff,  of  goods  to  supply  the  Xew  South  Wales  market. 
That  is  an  operation  which  is  always  possible  when  there  is  a  prospect  of  increased 
customs  taxation  ;  and  it  can  only  be  met  by  the  recognized  constitutional  practice  of 
collecting  the  new  duties  from  the  date  on  which  the  House  of  Representatives  passes 
the  preliminary  resolution  to  impose  the  duties,  and  making  the  subsequent  Customs 
Act  take  effect  retrospectively  from  that  daj'.  As  to  this  practice,  see  Exp.  Wallace 
and  Co.,  13  X.S.W.  L.R.  1,  and  the  authorities  there  cited.  In  that  case  the  applicants, 
before  the  passing  ot  the  Customs  Act,  applied  for  a  writ  of  mandamus  to  compel  the 
Collector  of  Customs  to  sign  bills  of  entry  for  certain  goods  without  payment  of  the  new 
duties.  The  court,  in  the  exercise  of  its  discretion,  refused  the  writ  on  the  ground  of 
established  constitutional  practice  ;  though  it  was  admitted  that,  pending  the  passing  of 
the  Customs  Act,  an  action  would  lie  against  the  Government.  (See  Stevenson  r.  The 
Queen,  2  W.W.  and  a'B.,  L.  [Vic]  143.) 

Imported. — After  the  establishment  of  the  Commonwealth  the  Constitution  does 
not  speak  of  "imports"  or  "exports"  from  one  State  to  another,  but  only  of  imports 
into,  or  exports  from,  the  Commonwealth  ;  and  in  the  case  of  inter-state  trade  the 
phrases  used  are  "  goods  passing  into,"  or  "  goods  passing  out  of  "  a  State.  (See  p.  84o, 
xupra  ;  and  sees.  93,  95,  104,  112.)  In  other  words,  the  Constitution  is  careful  to  regard 
the  Commonwealth,  so  far  as  imports  and  exports  are  concemetl,  as  a  single  whole,  and 
to  regard  the  movement  of  trade  within  the  Commonwealth  as  internal  trade  merely. 

The  word  " imported"  in  this  section  is  not  confined  to  imports  after  the  establish- 
ment of  the  Commonwealth,  but  includes  all  goods  imported  before  the  imposition  of  the 
uniform  tariff.  That  it  is  intended  to  apply  to  goods  imported  before  as  well  as  after  the 
establishment  of  the  Commonwealth,  is  shown  by  the  words  "  or  into  any  colony  which, 
whilst  the  goods  remain  therein,  becomes  a  State."  This  application  of  the  section  to 
imports  made  before  the  commencement  of  the  Constitution  is  not  really  retrospective 
in  character ;  it  merely  means  that  certain  intercolonial  duties  preWously  chargeable 
continue  to  be  chargeable  on  certain  goods. 

Questions  may  arise  as  to  the  meaning  of  the  word  "imported,"  and  [as  to  the 
precise  time  when  the  importation  of  goods  is  to  be  deemed  completed.  On  this  point 
some  assistance  may  be  derived  from  the  decision  of  the  Privy  Coimcil  in  the  case  of 
the  Canada  Sugar  Refinery  Co.  v.  The  Queen  (1898),  App.  Ca.  73o.  By  the  Canadian 
Tariff  Act,  1895,  which  came  into  force  on  .3rd  May  of  that  year,  a  duty  of  one-half 
cent  per  pound  was  imposed  on  raw  sugar  "imported  into  Canada."  On  29th  April  the 
Cynthiana,  from  Antwerp,  carrying  a  cargo  of  sugar  consigned  to  Montreal,  put  into 
the  port  of  Xorth  Sydney,  Cape  Breton,  Canada,  in  order  to  coal,  and  the  master  made 
his  report  inwards  of  his  ship  and  cargo  in  compliance  with  the  25th  sec.  of  the  Customs 
Act.  On  the  same  day  he  made  his  report  outwards  and  obtained  the  Customs  certifi- 
cate of  clearance  for  Montreal.  On  2nd  May  the  importei-s  of  the  sugar  made  an  entry 
at  the  Montreal  Customs  House  of  the  sugar,  and  a  wari-ant  was  issued  for  its  landing 
duty  free.  On  3rd  May  the  new  duty  came  inta  force.  The  Cynthiana  reached  the 
wharf  in  the  port  of  Montreal  on  4th  May.  The  Collector  of  Customs  then  cancelled 
the  free  entry,  and  claimed  that  the  goods  were  liable  to  dutj'.  On  his  behalf  it  was 
contended  that  the  goods  were  not  imported  into  Canada  until  they  were  landed,  or  at 
any  rate  until  they  arrived  within  the  port  of  Montreal ;  that  the  gootls  were  not 
imported  into  Canada  by  the  mere  fact  of  the  vessel  entering  a  port  of  call  within  the 


860  COMMENTARIES  ON  THE  CONSTITUTION,        [Sec.  93. 

Dominion  on  her  way  to  her  ultimate  destination;  that  "imported"  meant  at  least 
arrival  in  the  port  of  discharge.  This  view  was  sustained  by  the  Privy  Council  on 
appeal. 

§  391.    "  On  Thence  Passing  into  Another  State." 

Duty  under  this  section  is  only  payable  on  the  passage  of  the  goods  "thence " — i.e., 
from  the  State  into  which  they  were  imported  before  the  uniform  tariff,  and  in  which 
they  were  at  the  imposition  of  the  uniform  tariff — into  another  State.  On  their  first 
passage  across  a  State  border  after  the  imposition  of  the  tariff,  if  they  have  originally 
paid  no  duty  at  all,  they  will  be  liable  to  pay  the  whole  amount  of  the  duty  chargeable 
on  importation ;  if  they  have  already  paid  a  smaller  duty,  they  will  be  liable  for  the 
difference  ;  whilst  if  they  have  paid  an  equal  or  larger  duty,  they  will  not  be  liable  at 
all.  Having  once  crossed  a  border,  and  paid  the  balance  of  duty,  they  are  then  free  of 
the  Commonwealth. 

It  will  doubtless  be  difficult  in  some  cases  to  identify  the  goods  which  are  charge- 
able under  this  section ;  but  all  that  is  required  is  that  rough  justice  should  be  done  to 
the  revenues  of  the  several  States,  and  a  possible  leakage  on  small  consignments  and 
broken  packages  will  be  a  trifling  matter.  Very  little  duty  is  likely  to  be  collected 
under  the  section,  for  the  simple  reason  that  its  existence  will  effectually  prevent  the 
transactions  which  it  is  designed  to  meet. 

On  the  expiration  of  two  years  from  the  imposition  of  uniform  customs,  the  provision 
will  lapse  altogether.  By  that  time  the  danger  will  be  past,  because  no  importer  is  likely 
to  lay  in  large  stocks  more  than  two  years  before  they  can  be  disposed  of. 


Payment  to  States  for  five  years  after  uniform  tariffs. 

93.  During  the  first  five  years  after  the  imposition  of 
uniform  duties  of  customs,  and  thereafter  until  the  ParUaraent 
otherwise  provides^^^  — 

(i.)  The  duties  of  customs  chargeable  on  goods 
imported  into  a  State  and  afterwards  passing 
into  another  State  for  consumption^^^,  and  the 
duties  of  excise  paid  on  goods  produced  or 
manufactured  in  a  State  and  afterwards  pass- 
ing into  another  State  for  consumption,  shall 
be  taken  to  have  been  collected^^  not  in  the 
former  but  in  the  latter  State  : 
(ii.)  Subject  to  the  last  sub-section^®^  the  Common- 
wealth shall  credit  revenue,  debit  expenditure, 
and  pay  balances  to  the  several  States  as 
prescribed  for  the  period  preceding  the 
imposition  of  uniform  duties  of  customs. 

HiSTOKiCAL  Note. — The  provisions  of  the  1891  Bill  with  respect  to  distribution 
before  the  uniform  tariff  (see  Hist.  Note,  sec.  89),  were  to  apply  after  the  uniform  tariff 
"  until  the  Parliament  otherwise  provides,"  except  that  there  was  a  book-keeping  adjust- 
ment with  regard  to  customs  and  excise,  and  a  provision  for  debiting  the  States  with  any 
bounties  taken  over.     (See  pp.  134,  139,  supra.) 


§  392.] 


FINANCE  AND  TRADE.  861 


Briefly,  all  revenue  was  to  be  credited  to  the  State  in  which  it  was  collected,  and  all 
expenditure  was  to  be  debited  per  capita  ;  but  only  until  the  Parliament  should  make 
different  pro\ision.  From  the  date  of  the  imposition  of  the  federal  tariff,  the  Parliament 
was  to  have  an  absolutely  free  hand.     (Conv.  Deb.,  1891,  pp.  802-833.) 

Adelaide  Session,  1897  (Debates,  pp,  877-908,  1067-70).— The  system  of  distribution 
recommended  by  the  Finance  Committee,  and  embodied  in  the  first  draft,  proArided  for 
three  periods  :  -(1)  Before  the  uniform  tariff,  the  provision  was  the  same  as  in  1891. 
(2)  For  five  years  after  the  uniform  tariff,  the  same  basis  was  to  be  retained,  subject  to 
the  book-keeping  adjustments  necessitated  by  intercolonial  free-trade.  (3)  After  five 
years,  revenue  was  to  be  credited  and  expenditure  debited  on  a  jyer  capita  basis.  (See 
pp.  169-170,  supra.) 

These  provisions  were  debated  (pp.  877-908)  on  the  consideration  of  the  clause 
dealing  with  distribution  before  the  uniform  tariff.  Mr.  McMillan  pointed  out  that  the 
difficulty  of  distribution  arose  from  the  fact  that  the  federal  tariff  and  its  ojjeration 
were  unknown  quantities.  The  problem  was  to  secure  fair  distribution  without 
unnecessary  taxation  in  any  colony,  and  yet  without  leaving  an  undue  shortage  of 
revenue  in  any  colony.  Tliere  were  two  aspects  of  the  problem  :  the  question  of 
guarantees  (see  Historical  Note,  sec.  87)  and  the  question  of  distribution.  As  to  the 
latter,  the  per  capita  system  woidd  be  unfair  to  New  South  Wales  for  some  years  Mr. 
Reid  had  wished  to  postpone  it  for  ten  years,  but  the  Finance  Ck)mmittee  had  compro- 
mised with  five.  The  "detestable  book-keeping  system"  on  the  borders  was  an 
unwelcome  necessity,  to  be  abolished  as  soon  as  possible.  Mr.  Holder,  Sir  George 
'I'urner,  and  Mr.  Reid  all  agreed  that  if  the  book-keeping  could  be  done  away  with  it 
would  be  a  great  blessing  ;  and  eventually  the  clause  was  postponed  to  enable  the 
Treasurers  to  consult  on  the  subject.  Subsequently  (, Debates,  pp.  1067-70)  the 
Treasurers  brought  up  the  sliding-scale  system,  which  only  involved  book-keeping  for 
one  year,  and  a  subsequent  scaling  down,  by  equal  gradations,  from  the  contribution 
basis  of  the  test  year  to  a  per  capita  basis  at  the  end  of  five  years.  The  sliding  scale, 
on  the  recommendation  of  the  Treasurers,  was  adopted  with  hardly  any  debate,  though 
Mr.  McMillan  feared  that,  owing  to  probable  "  loading  up  "  of  dutiable  goods,  the  test 
year  would  be  a  bad  one  for  New  South  Wales.     (See  pp.  176-8,  supra). 

Sydney  Convention,  1S98  (Debates,  pp.  3o-222>.— The  sliding  scale  was  unfavourably 
criticized  in  New  South  Wales,  as  well  as  in  all  the  other  colonies  except  South 
Australia,  where  it  was  lucidly  explained  and  strongly  championed  by  Mr.  Holder.  In 
the  general  debate  at  the  Sydne}'  Convention  it  did  not  receive  much  support,  and  a  new 
Finance  Committee  was  appointed,  to  which  the  whole  question  was  referred.  (See  p. 
188,  supra.) 

Melbourne  Convention,  1898  (Debates,  pp.  775  et  seqq.,  1041-84).— In  accordance 
with  the  report  of  the  Finance  Committee,  the  sliding  scale  and  the  ultimate  per  capita 
distribution  were  struck  out,  and  the  book-keeping  system  was  restored  for  five  years 
and  "  thereafter  until  the  Parliament  otherwise  provides"  (see  p.  197,  sujn-a.) 

The  basis  of  charging  expenditure  was  also  altered  (see  Historical  Note,  sec.  89). 
There  was  little  debate  upon  the  mode  of  distribution— the  discussion  turning  chiefly 
on  the  question  of  guarantees.  Drafting  amendments  were  made  before  the  first  Report 
and  after  the  fourth  Report. 

§  392.     "  During   the    First   Five    Years     ....     and 
Thereafter  until  the  Parliament  Otherwise  Provides." 

This  section  provides  for  the  distribution  of  the  surplus  revenue  during  the  second 
of  the  three  periods  marked  out  by  the  Constitution  (see  sees.  89,  94).  The  characteristic 
of  this  period  is  that  there  is  now  a  uniform  tariff  for  the  whole  Commonwealth, 
and  absolute  freedom  of  trade  between  the  States  (with  the  temporary  revenue- 
protecting  exception  in  the  second  paragraph  of  sec.  92).     Sees.  90  and  92,   whose 


862  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  93. 

operation  has  been  suspended  "until  the  imposition  of  uniform  duties  of  customs,"  aii> 
now  in  operation,  and  the  commercial  unit}'  of  Australia  is  an  accomplished  fact. 

This  is  the  period  during  which  the  financial  provisions  of  the  Constitution  will  be 
put  to  their  first  and  severest  test.  So  long  as  each  State  retained  its  own  tariff,  the 
disturbance  of  pre-existing  conditions  was  slight  ;  the  basis  of  revenue  and  expenditure 
in  each  State  was  very  much  as  it  had  been  during  the  old  provincial  regime,  except 
for  the  inconsiderable  item  of  new  federal  expenditure,  borne  in  proportion  to  population. 
But  now  the  provincial  tariffs  have  disappeared  ;  customs  taxation  throughout  the 
Commonwealth  is  on  a  uniform  basis ;  and  each  State  must  accordinglj'  regulate  its 
budget,  both  as  regards  local  expenditure  and  local  taxation,  to  the  new  circumstances. 
The  diflBculty  of  establishing  a  common  tariff  has  been  the  "  lion  in  the  path  "  for  man^"^ 
years,  and  its  final  establishment  must  inevitably  be  followed  by  extensive  financial 
rearrangements. 

This  period  has  a  minimum  duration  of  five  years  ;  and  at  the  expiration  of  those 
five  years  it  will  still  continue  until  the  Parliament,  under  sec.  94,  has  substituted  some 
other  basis  of  distribution.  The  expiration  of  the  five  j'ears  does  not  annul  this  section, 
but  merely  annuls'its  sanctity  as  a  constitutional  provision,  and  makes  it  alterable  by  the 
Parliament,  subject  of  course  to  the  provisions  of  sec.  94. 

Any  disagreement  between  the  Houses  on  the  question  of  the  new  basis  will  not 
leave  the  Conimonw^ealth  without  a  financial  system,  but  will  merely  prolong  the  operation 
of  this  section. 

§  393.     "For  Consumption." 

"  Consumption  "  is  a  term  of  Economics,  applied  to  denote  the  absorption,  by  use, 
of  all  kinds  of  wealth.  It  is  the  converse  of  production  ;  production  having  reference  to 
the  creation  of  wealth,  and  consumption  to  its  utilization.  "As  production  is  the  first 
stage  in  economics,  consumption  is  the  last.  Consumption  is  the  chief  end  of  industry, 
for  everything  that  is  produced  and  exchanged  is  intended  in  some  way  to  be 
consumed."     (Chambers' Encycl.  stt6  <iV.  "Consumption." 

The  process  of  consumption,  in  the  case  of  many  articles,  may  be  a  verj'  prolonged 
one.  The  consumption  of  food  or  fuel  is  immediate  ;  but  the  consumption  of  a  waggon, 
or  a  steam-engine,  or  a  work  of  art,  or  a  jewel,  many  extend  over  many  years,  or 
indefinitely.  The  expression  "passing  into  another  State  for  consumption"  is  not 
intended  to  imply  that  complete  consumption  within  the  State  should  be  contem- 
plated, but  merely  that  distribution  to  consumers  within  the  State  is  contemplated. 
Goods  are  "for  consumption"  in  a  State  if  it  is  intended  that  they  shall  be  retailed 
in  that  State. 

§  394.    "  Shall  be  Taken  to  have  been  Collected." 

Notwithstanding  the  great  difference  between  this  and  the  preceding  period  as 
regards  the  mode  of  raising  revenue,  the  alteration  in  the  mode  of  distributing  the 
surplus  is  very  slight.  The  object  is  still  the  same — to  give  to  each  State  credit  for  the 
revenue  which  it  has  contributed,  and  to  charge  each  State  with  its  fair  share  of  the 
federal  expenditure.  Accordingly  the  provisions  for  debiting  expenditure  remain  as 
before  (see  sec.  89,  sxipra)  ;  but  with  regard  to  crediting  revenue  one  further  adjustment 
is  needed.  With  free  trade  between  the  States,  the  State  in  which  imports  ])aj'  customs 
duty,  or  products  pay  excise  duty,  is  not  necessaril}-  the  State  in  M'hich  tlie  goods  are 
retailed  or  consumed ;  and,  on  the  assumption  that  these  duties  are  paid  by  the 
consumer — or  at  least  by  the  people  of  the  State  in  which  the  goods  are  retailed— it  is 
necessary  to  make  an  adjustment  in  respect  of  goods  which  have  paid  duty  in  one  State, 
but  which  afterwards  pass  into  another  State  for  consumption. 

To  obtain  the  necessary  facts  upon  which  to  base  this  adjustment,  it  will  be  neces- 
sary, during  the  whole  of  this  period,  to  keep  an  account  of  the  passing  from  one  State 


§§394-395]  FINANCE  AND  TRADE.  863 

to  another  of  all  goods  on  which  customs  or  excise  duty  has  been  paid.  That  this  can 
l>e  done  with  absolute  completeness  and  accuracy  is  not  to  be  expected  ;  but  small 
omissions  will  not  seriously  interfere  with  the  efficiency  of  the  provision — especially  as 
they  are  likely  to  occur  on  both  sides  of  the  ledger,  and  so  cancel  one  another.  There 
will  be  no  motive  on  the  part  of  traders  to  evade  observation,  because  no  duty  is 
chargeable  to  them  ;  it  is  merely  a  matter  of  book-keeping  entries  for  and  against  the 
several  States. 

§  395.    "  Subject  to  the  last  Sub-section,"  &c. 

The  adjustment  mentionetl  in  sub-s.  i.  is  the  only  ditference,  as  regards  the  mode  of 
♦listribution,  between  this  and  the  preceding  period.  It  is  ob\4ous,  however,  that  owing 
to  the  gieat  difference  in  the  incidence  of  customs  taxation— and,  in  a  less  degree,  of 
excise  taxation — the  amounts  and  proportions  actually  distributed  to  the  several  States 
will  probably  differ  very  considerably'  from  those  of  the  years  immediately  preceding. 
It  is  for  the  purpose  of  meeting  any  temporary  dislocation  of  State  finances  which  may 
thus  be  caused  that  sec.  96  has  been  added.     (See  Notes  to  that  section.) 


Distribution  of  surplus. 

94.  After  five  years  from  the  imposition  of  uniform  duties 
of  customs^  the  Parliament  may  provide*"^,  on  such  basis  as 
it  deems  fair^,  for  the  monthly  payment  to  the  several  States 
of  all  surplus  revenue  ot  the  Commonwealth^ 

Historical  Note. — Under  the  Bill  of  1891  a  similar  provision  took  effect 
immediately  after  the  imposition  of  uniform  duties  (see  Historical  Note,  sec.  93). 

Adelaide  Se^ion,  1897  (Debates,  p.  1070). — The  clause  as  drafted  in  Adelaide 
provided  that  after  the  five  years  "all  surplus  revenue  over  the  expenditure  of  the 
Commonwealth  shall  be  distributed  month  by  month  among  the  several  States  in 
proportion  to  the  numbers  of  their  people  as  shown  by  the  latest  statistics  of  the  Com- 
monwealth." In  Committee,  Mr.  Reid  secured  the  insertion  of  the  explanatory  words 
"  Elach  State  shall  be  deemed  to  contribute  to  the  revenue  an  equal  sum  per  head  of  the 
population." 

Melbourne  Session,  1898  (Debates,  pp.  775,  &c.,  108-5-99,  2380-1). — The  proWsion  for 
ultimate  distribution,  as  embodied  in  the  Finance  Committee's  Report,  was  "  on  such 
V)asis  as  shall  be  fair  to  the  several  States,  and  in  a  proportion  and  after  a  method  to  be 
determined  by  the  Parliament. "  To  make  it  clear  that  the  Parliament  alone  was  to  be 
the  judge  of  what  was  fair,  these  words  were  altered  to  "on  the  basis  which  the  Parlia- 
ment deems  fair."  Sir  George  Turner  still  wished  to  keep  to  the  per  capita  basis  ;  and 
Mr.  Glynn  wished  the  discretion  of  the  Parliament  to  be  limited  to  postponing  the  per 
capita  basis  for,  at  most,  another  five  years.  However,  the  Finance  Committee's 
pi"oposal  was  carried  by  25  to  17 — the  New  South  Wales  representatives  who  were 
present  voting  solid  for  it,  and  the  Victorians  solid  against  it.  Mr.  Glynn  then  moved 
to  add  a  further  provision  that  after  ten  years  the  distribution  should  be  per  capita. 
The  debate  showed  a  general  desire  for  ultimate  per  capita  distribution — with  the  single 
exception  of  Sir  John  Forrest,  who  saw  no  prospect  of  its  being  fair  to  Western  Australia. 
But  Mr.  Holder,  Mr.  Reid,  and  others  wished  it  left  open,  being  confident  that  the 
j>er  capita  system  would  be  adopted  as  early  as  possible,  but  unwilling  to  tie  the  hands 
of  the  Parliament.  The  amendment  was  lost  by  31  to  16— New  South  Wales  and 
Victoria  again  voting  solid  with  the  majority  and  the  minority  respectively. 

On  the  second  recommittal  Mr.  Glynn  again  moved  an  amendment  with  the  same 
object ;  but  it  was  defeated  by  23  to  14.  Drafting  amendments  were  made  before  the 
first  Report,  and  after  the  fouth  Report. 


«64  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  94. 

§  396.    "  After  Five  Years  from  the  Imposition  of  Uniform 
Duties  of  Customs." 

This  section  provides  for  the  termination  of  the  second  period  marked  out  by  the 
Constitution  for  the  distribution  of  revenue  according  to  principles  fixed  by  the  Consti- 
tution, and  inaugurates  the  third  and  last  period,  from  the  commencement  of  vchich  the 
monthly  distribution  will  be  left  to  the  Parliament  to  determine  on  such  basis  as  it 
deems  fair.  From  the  moment  when  this  section  comes  into  operation — that  is  to  say, 
at  the  expiration  of  the  five  years  mentioned — the  Parliament  will  have  a  new  power  of 
legislation — the  power  to  supersede  sec.  93  by  legislation  of  its  own  under  this  section. 

§  397.    "The  Parliament  may  Provide." 

The  Parliament,  being  a  body  with  purely  legislative  powers,  can  only  "provide  " 
by  means  of  a  law.  (See  sec.  51 — xxxvi. )  The  power  to  make  this  law  does  not  attach 
until  the  expiration  of  the  five  years  mentioned.  The  section  clearly  requires,  not  only 
that  the  provision  by  the  Parliament  shall  not  take  e£ect  until  after  that  time,  but  that 
it  shall  not  be  made  until  after  that  time.  It  seems  therefore  that  the  Parliament 
cannot,  before  the  expiration  of  the  five  years,  pass  a  law  under  this  section  to  take 
effect  on  or  after  such  expiration. 

This  disability  is  intentional.  The  object  of  postponing  the  legislative  power  of  the 
Parliament  until  the  expiration  of  five  years  is  that  the  Parliament  should  not  be 
empowered  to  take  any  action  until  it  has  sufficient  data  and  material  before  it  to  enable 
it  to  fix  the  basis  of  distribution.  (See  Conv.  Deb.,  Melb.,  pp.  108.5-9  )  The  object  of 
the  Convention  was  that  the  basis  prescribed  in  sec.  93  should  remain  in  force  until  tlie 
Federal  Parliament,  with  five  years'  experience  behind  it,  should  agree  upon  a  better 
basis.  The  Convention  recognized  themselves  unable,  owing  to  the  absence  of  data,  to 
determine  the  ultimate  basis,  and  were  careful  to  ensure  that  the  basis  which  was  to 
supersede  their  provisional  basis  should  not  be  determined  upon  until  the  data  of  five 
years'  experience  were  available. 

Any  provision  which  Parliament  may  make  under  this  section  will  not  be  unalterable, 
and  therefore  will  not  necessarily  be  final.  The  legislative  power  under  which  any  such 
law  is  made  will  continue  in  existence  after  the  law  is  made,  and  will  justify  different 
provision  being  made  from  time  to  time  as  circumstances  may  demand.  It  would 
undoubtedly  be  undesirable  for  the  financial  basis  of  the  Constitution  to  be  frequently 
altered  ;  but  it  might  be  still  more  undesirable  for  a  financial  basis  which  had  been 
ill-conceived,  or  had  outlived  its  usefulness,  to  be  made  unalterable,  except  by  an 
amendment  of  the  Constitution. 

§  398.  "On  such  Basis  as  it  Deems  Fair." 

The  words  as  originally  proposed  by  the  Finance  Committee  were  "  on  such  basis 
as  shall  be  fair ;"  but  these  words  were  altered  to  prevent  any  possibility  of  its  being 
contended  that  any  assumed  unfairness  might  be  made  the  subject  of  an  appeal  to  the 
High  Court,  thereby  making  that  tribunal  the  arbiter  of  a  purely  political  matter. 
(See  Conv.  Ueb.,  Melb.,  pp.  1085-9.)  The  Parliament  is  therefore  laid  under  a  solemn 
constitutional  obligation  to  provide  a  "  fair  "  basis,  but  it  is  made  the  sole  judge  of  what 
is  fair.  The  command  is  addressed  to  the  conscience  of  the  Parliament  and  of  the 
people  ;  and  such  a  command,  embodied  in  the  Constitution,  is  not  likely  to  be 
disregarded. 

But  leaving  intentional  unfairness  out  of  the  question,  the  question  what  is  fair  may 
lead  to  considerable  differences  of  opinion.  It  is  submitted  that  the  constitutional  com- 
mand that  the  basis  shall  be  "  fair"  will  strengthen  the  claims  of  a  basis  founded  on  a 
broad  principle.  The  only  basis  which  the  Convention— from  the  standpoint  of  existing 
provincial  condition.? — could  agree  upon  as  "fair"  was  the  basis  of  the  contributions 


4§  398-399.]  FINANCE  AND  TRADE.  865 

made  and  the  benefits  received  by  the  people  of  each  State.  But  the  basis  which  nearly 
every  member  of  the  Convention  regarded — from  the  federal  standpoint —as  being 
ultimately  fair,  was  the  basis  of  distribution  in  proportion  to  population.  The  contri- 
bution basis  was  regarded  as  fair  for  the  present  -  but  somewhat  unfederal.  The 
population  basis  was  regarded  as  being  unfair  for  the  present,  owing  to  the  conditions 
which  had  been  created  by  the  pro\"incial  system,  and  which  would  take  some  time  to 
remove  ;  but  as  being  the  ideal  which,  under  federal  conditions,  it  would  be  possible  to 
approach,  and  finally  to  reach.  The  first  Adelaide  draft,  and  afterwards  the  Adelaide 
sliding  scale,  proposed  to  reach  the  per  capita  basis,  by  different  roads,  at  the  end  of  five 
years  ;  and  the  final  decision  of  the  Convention  represents,  not  so  much  &  doubt  that  the 
per  capita  basis  will  be  ultimately  fair,  but  a  doubt  whether  the  circumstances  which 
made  it  unfair  for  the  present  will  not  take  more  than  five  years  to  eliminate.  The 
•Convention  certainlj'  expected  that  the  basis  chosen  b3'  the  Parliament  would  be,  if  not 
the  per  capita  basis,  at  least  an  approximation  to  it — a  compromise,  in  fact,  between  the 
per  capita  basis  and  the  contribution  basis.  Somewhere  between  these  two  principles  it 
is  likely  that  the  ultimate  solution  will  be  found. 

§  399.    "  For  the   Monthly  Payment  to  the  Several  States 
of  all  Surplus  Revenue  of  the  Commonwealth." 

Although  the  basis  of  fair  apportionment  is  left  to  the  Commonwealth,  two  things 
are  laid  down  by  the  Constitution:  (1)  that  all  surplus  revenue  must  be  paid  to  the 
States  ;  (2)  that  such  payments  must  be  made  monthly.  The  proportions  in  which 
payments  are  to  be  made  to  each  State  are  to  be  controlled  by  the  Parliament  ;  the 
provisions  for  crediting  revenue  and  debiting  expenditure  may  be  superseded  by  any 
other  means  of  ari-iving  at  the  respective  shares  of  the  surplus  ;  but  on  one  basis  or 
another,  the  whole  surplus  must  be  distributed  monthly  among  the  several  States. 


Customs  duties  of  Western  Australia. 

95.  Xotwith-standing  anything  in  this  Constitution^,  the 
Parliament  of  the  State  of  Western  AustraHa,  if  that  State 
be  an  Original  State,  may,  during  the  first  five  years^**^  after 
the  imposition  of  uniform  duties  of  customs,  impose  duties  of 
customs*""^  on  goods  passing  into  that  State  and  not  originally 
imported  from  beyond  the  limits  of  the  Commonwealth  ;  and 
such  duties  shall  be  collected  by  the  Commonwealth. 

But  any  duty  so  imposed  on  any  goods  shall  not  exceed^*^ 
during  the  first  of  such  years  the  duty  chargeable  on  the 
goods  under  the  law  of  Western  Australia  in  force  at  the 
imposition  of  uniform  duties,  and  shall  not  exceed  durino-  the 
second,  third,  fourth,  and  fifth  of  such  years  respectively, 
four-fifths,  three-fifths,  two-fifths,  and  one-fifth  of  such  latter 
dut}^  and  all  duties  imposed  under  this  section  shall  cease  at 
the  expiration  of  the  fifth  year  after  the  imposition  of  uniform 
duties. 


866  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  95. 

If  at  any  time  during  the  five  years  the  duty  on  any 
goods  under  this  section  is  higher  than  the  duty  imposed  by 
the  Commonwealth  on  the  importation  of  the  Hke  goods, 
then  such  higher  duty  shall  be  collected  on  the  goods  when 
imported  into  Western  Australia  from  beyond  the  limits  of 
the  Commonwealth. 

Historical  Note.— Throughout  the  sittings  of  the  Convention  of  1897-8,  it  was 
recognized  that  the  abnormal  position  of  Western  Australia  would  for  some  years 
necessitate  special  treatment.  With  her  large  unsettled  mining  population,  and  her 
resources  in  other  directions  comparatively  undeveloped,  she  was  compelled  to  rely  more 
largely  than  any  other  colony  on  her  customs  revenue,  and  direct  taxation  to  any  great 
extent  was  out  of  the  question.  Moreover,  a  large  part  of  her  customs  revenue  was 
levied  on  produce  from  the  other  colonies  ;  and  it  was  estimated  that  her  receipts  from 
the  federal  tariff,  on  imports  from  abroad  only,  would  be  inadequate  for  her  needs.  The 
expected  shortage,  though  large  per  head  of  the  population,  and  therefore  a  serious 
matter  for  Western  Australia,  was  not  a  very  large  matter  from  the  point  of  view  of  the 
Commonwealth. 

At  the  Melbourne  session,  the  Finance  Committee,  in  their  report,  brought  up  a 
somewhat  complicated  clause  to  provide  compensation  to  Western  Australia  for  five 
years  after  the  imposition  of  the  uniform  tariff.  It  provided  that  an  account  should  be 
kept  of  Western  Australia's  "  net  loss"  of  revenue  due  to  the  substitution  of  the  federal 
for  the  provincial  tariff.  This  "net  loss  "  was  to  be  calculated  on  the  difference  between 
the  amount  of  customs  and  excise  revenue  actually  collected  in  Western  Australia  during 
each  year  under  the  federal  tariff,  and  the  amount  which  would  have  been  collected  if  the 
old  provincial  tariff'  of  Western  Australia  had  been  applied  to  the  actual  imports,  produce, 
and  manufactures  of  that  year.  The  "proportionate  net  loss"  of  Western  Australia 
was  to  be  the  ratio  between  the  amount  of  the  "  net  loss  "  and  the  amount  of  revenue 
collected  in  Western  Australia.  The  "proportionate  net  loss"  (if  any)  of  each  of  the 
other  States  was  to  be  similarly  calculated,  and  if  the  "proportionate  net  loss"  ot 
Westeni  Australia  was  greater  than  the  average,  the  Commonwealth  was  to  pay  to  that 
State  a  sum  which  would  equalize  her  proportionate  net  loss  with  such  average.  That 
is  to  say,  an  arbitrary  method  was  fixed  for  determining  the  ratio  in  which  the  customs 
and  excise  revenue  of  Western  Australia  was  reduced  ;  and  if  that  ratio  exceeded  the 
average  of  similar  ratios  in  the  other  States,  Western  Australia  was  to  receive  such  a 
subsidy  as  would  equalize  her  with  the  average. 

Sir  John  Forrest  objected  to  this  because  it  made  a  special  case  of  his  colony,  and  he 
would  have  preferred  a  clause  of  general  application.  A  general  "  financial  assistance" 
clause  moved  by  Mr.  Henry  had  already  been  defeated  (see  Historical  Note,  sec.  96), 
and  Sir  John  Forrest  now  proposed  to  extend  the  benefit  of  the  Finance  Committee's 
provision  to  every  State  whose  "proportionate  net  loss"  was  above  the  average. 
Moreover,  he  proposed ,  in  striking  the  average,  to  take  account  of  ' '  net  gains  "  as  well 
as  "  net  losses "— which  would  greatly  decrease  the  average  "proportionate  net  loss." 
and  so  increase  the  amount  to  be  made  good.  After  some  discussion,  Sir  John  Forrest 
withdrew  his  amendment  in  favour  of  one  by  Sir  George  Turner,  providing  that  the 
Commonwealth  should  pay  to  each  State  the  whole  amount  of  its  absolute  net  loss.  The 
discussion  thus  drifted  from  the  question  of  a  provision  for  Western  Australia  to  the 
general  question  of  guarantees  to  the  States — and  guarantees  on  the  highlj'  artificial 
basis  of  applying  a  non-existing  tariff  to  actual  imports  and  manufactures.  Accordingly 
Sir  John  Forrest,  to  diminish  the  artificialit}',  proposed  to  add  to  Sir  Geo.  Turner's 
clause  a  proviso  that  no  payment  should  be  made,  under  the  clause,  to  any  State  in 
which  the  customs  and  excise  revenue  collected  was  greater  after  the  uniform  tariff  than 
before.     The  whole  proposition,  however,  was  strongly  opposed  by  the  New  South  WalcH 


§§400  401]  FINTANCE  AND  TRADE.  867 

representatives  on  the  ground  tliat  the  whole  series  of  payments  must  come  out  of  the 
pockets  of  that  colon}— a  contention  in  which  thej*  were  borne  out  by  Mr.  Holder  and 
others.  Sir  John  Forrest's  mitigating  amendment  was  rejected  by  25  to  19,  and  Sir 
George  Turner  then  withdrew  his  clause. 

Meanwhile  the  Finance  Committee's  West  Australian  clause  had  been  criticized  a-s 
being  based  on  a  false  principle.  The  loss  of  revenue  to  Western  Australia  would  be 
purely  a  Treasury  loss,  resulting  from  the  remission  of  customs  taxation  in  that  colony  ; 
and  it  was  contended  that  it  ought  in  fairness  to  be  borne,  not  by  the  Commonwealth, 
but  by  the  tax-payers  of  Western  Australia.  Direct  taxation  being  for  the  present 
impracticable,  it  had  been  suggested  in  the  Finance  Committee,  and  was  again  suggested 
in  debate,  that  Western  Australia  should  be  allowed  for  a  time  to  levy  customs  duties 
on  a  provincial  tariff,  in  addition  to  those  le\-ied  bj-  the  Commonwealth.  There  was  a 
difficulty  about  this,  however.  Taxation  on  imports  from  abroad  would  not,  Sir  John 
Forrest  averred,  produce  the  revenue  required  ;  whilst  the  proposal  to  allow  Western 
Australia  to  levy  duties  on  intercolonial  imports  might  give  rise  to  a  similar  demand  on 
the  part  of  other  colonies,  and  so  endanger  the  vital  principle  of  intercolonial  freetrade. 
Besides,  the  free  markets  of  Western  Australia  were  one  of  the  substantial  benefits  of 
Federation  to  which  her  next-door  neighbour.  South  Australia,  looked  forward. 

Sir  Geo.  Turner's  clause  being  disposed  of,  Mr.  Deakin  proposed  a  clause  allowing 
the  Commonwealth,  by  agreement  with  Western  Australia,  to  levy  additional  duties  on 
imports  from  abroad  into  that  colony  ;  and  also  allowing  the  intercolonial  duties  of  that 
colony  to  remain  in  force,  subject  to  the  reduction  of  one-fifth  every  year,  till  they 
disappeared  at  the  end  of  five  years.  Westei-n  Australia  did  not  like  the  first  part  of 
this  proposal,  and  South  Australia  did  not  like  the  second.  It  was  pointe<l  out  that  if 
the  intercolonial  dut}'  were  higher  than  the  Commonwealth  duty,  there  would  be  a 
preference  to  foreign  over  Australian  goods  ;  and  also  that  there  ought  to  be  some  more 
elastic  provision  which  would  enable  Western  Australia  to  deal  independently  with 
every  item  of  the  tariff,  in  the  waj'  of  making  further  reductions.  After  a  long  debate, 
and  the  defeat  of  several  amendments,  Mr.  Deakin's  clause  was  carried  by  30  to  10,  it 
being  imderstood  that  the  Drafting  Committee  would  modify  it  to  meet  some  of  the 
objections  raised.     (Conv.  Deb.,  Melb.,  pp.  779,  1122-r243.) 

On  the  first  recommittal  the  re<lraft  was  subraitte<l  and  carried,  practically  in  the 
form  of  the  first  two  paragraphs  of  the  section.  The  third  paragraph,  preventing  a 
preference  to  foreign  imports,  was  added  on  the  second  recommittal,  at  Mr.  Holder's 
suggestion  ;  and  after  the  fourth  Report  some  final  drafting  amendments  were  made. 

In  the  Bill  as  introduced  in  the  Imperial  Parliament,  the  words  "if  that  State  be 
an  Original  State  "  were  inserted. 

.^  400.    "  Notwithstanding  Anything  in  this  Constitution." 

This  section  is  an  exception  to  sections  90  and  92,  which  provide  that  the  Federal 

Parliament  shall  have  exclusive  power  to  impose  customs  duties,  and  that  trade, 
commerce  and  intercourse  among  the  States  shall  be  absolutely  free. 

For  an  account  of  the  reasons  which  led  the  Convention  to  make  this  exception  in 
favour  of  Western  Australia  see  Historical  Note.  The  concession  was  the  more  easilj' 
agreed  to  because  the  isolation  of  the  settled  districts  of  Western  Australia,  the  com- 
paratively small  population  of  the  colony,  and  the  absence  of  land  communication  with 
the  rest  of  Australia,  combined  to  make  it  a  matter  of  minor  importance  to  the 
Commonwealth  that  that  colony  should  be  temporarily  exempt  from  the  provision  for 
inter-state  freetrade. 

§  401.     "During  the  First  Five  Years." 

The  section  as  framed  by  the  Convention  was  not  limited  to  the  event  of  Western 
Australia  joining  the  Commonwealth  as  an  Original  State.  If  she  had  joined  at  anj' 
time  within  five  years  after  the  imposition  of  the  uniform  tariff,  it  would  have  operated 


868  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  96. 

for  the  balance  of  that  period.  When  the  Commonwealth  Bill  was  before  the  Imperial 
Parliament,  it  was  apparently  taken  for  granted  that  this  provision  was  framed  on  the 
assumption  that  Western  Australia  would  be  an  Original  State,  and  as  that  event  was 
then  doubtful,  the  words  "  if  that  State  be  an  Original  State  "  were  inserted.  Now  that 
Western  Australia  is  an  Original  State,  the  amendment  is  immaterial. 

§  402.     "Impose  Duties  of  Customs." 

The  power  so  given  to  the  Parliament  of  Western  Australia  is  a  power  to  supplement 
the  customs  revenue  collected  in  that  State  upon  imports  from  abroad  by  a  second  tariflF 
on  goods  "  passing  into  that  State  "  from  the  other  States.  Such  duties,  like  other 
customs  duties,  are  to  be  collected  by  the  Commonwealth,  and  will,  under  the  provisions 
of  sec.  93,  be  credited  to  the  State  of  Western  Australia,  and  so  go  to  increase,  by  the 
whole  amount  of  such  duties,  the  share  of  the  surplus  payable  to  Western  Australia. 

§  403.    "  But  Any  Duty  so  Imposed  on  Any  Goods  Shall 

Not  Exceed." 

Subject  to  the  conditions  here  laid  down,  the  Parliament  of  Western  Australia  will 
have  full  control,  during  the  five  year  period,  over  every  item  of  this  inter-colonial  tariff, 
and  may  at  any  time  amend  it  or  repeal  it  if  desired.  The  one  condition  is  that  no  duty 
on  any  article  shall  exceed  in  any  year  the  specified  proportion  of  the  duty  chargeable 
on  the  same  article  under  the  West  Australian  tariff  in  force  at  the  date  of  the  imposition 
of  uniform  duties. 

§  404.    "If the  Duty  on  Any  Goods  Under  this 

Section  is  Higher  than  the  Duty  Imposed  by 
the  Commonwealth." 

Without  this  provision,  it  might  have  happened  in  some  cases  that  a  preference 
would  be  given  to  goods  imported  from  abroad  over  similar  goods  produced  within  the 
Commonwealth.  To  prevent  this,  it  is  pi'ovided  that  in  such  a  case  the  duty  collected 
under  the  federal  tai'iff  shall  be  on  the  higher  scale.  The  result  is  that,  notwithstanding 
sec.  51— ii.,  a  federal  law  with  respect  to  taxation  may,  in  effect,  discriminate  between 
the  State  of  Western  Australia  and  the  rest  of  the  Commonwealth. 


Financial  assistance  to  States. 

96.  During  a  period  of  ten  years  after  the  establishment 
of  the  Commonwealth  and  thereafter  until  the  Parliament 
otherwise  provides*^^  the  Parliament  may  grant  financial 
assistance  to  any  State^"*^  on  such  terms  and  conditions**^"  as 
the  Parliament  thinks  fit. 

Historical  Note.— An  objection  raised  both  to  the  contribution  basis  and  to  the 
population  basis  of  distributing  revenue  was  that  they  altogether  ignored  the  needs  of 
the  States,  and  would  result  in  some  States  getting  back  more  than  they  wanted,  whilst 
others  would  get  back  less.  In  fact,  all  the  alarming  forecasts  of  the  need  of  an 
excessive  tariff  had  arisen  from  the  assumed  obligation  of  increasing  the  contributions  of 
the  *'  necessitous  "  States — an  unfortunate  epithet  which,  when  first  used,  meant  the 
States  to  whom  a  high  tariff  was  a  necessity,  but  which  was  twisted  by  critics  into  a 
supposed  confession  of  bankruptcy.     These  considerations  had  led  Air.  R.  M.  Johnston, 


5  405.] 


FINANCE  AND  TRADE.  869 


the  Government  Statistician  of  Tasmania,  to  propound  an  "  Inopimeter  Method,"  or  basis 
of  distribution  according  to  needs.  "  If  there  be  any  surplus  to  return  let  it  be  distri- 
buted on  the  basis  of  the  Inopimeter  Method — that  is,  to  distribute  such  surplus  on  the 
ascertained  proportion  of  the  percentage  which  each  State's  loss  of  income  caused  by 
abolition  of  the  local  tariff  and  excise  bears  to  the  corresponding  aggregate  loss  of  the 
six  colonies."  (Federal  Finance  :  Observations  on  the  Difficulties  of  the  Problem,  R.  M. 
Johnston,  1897.)  As  a  general  system  of  distribution,  this  scheme  had  no  chance  of 
adoption — the  fear  in  Xew  South  ^\'ales  being  that  it  would  be  worked  for  the  benefit 
not  of  the  neediest,  but  of  the  greediest  States.  However,  there  was  a  strong  feeling  that 
there  ought  to  be  some  scope  for  mitigating  the  strict  severitj*  of  the  mathematical  basis 
of  distribution  laid  down  in  the  Bill.  Accordingly,  at  the  Melbourne  session,  Mr. 
Henr}- proposed  the  following  clause: — "The  Parliament  may,  upon  such  terms  and 
conditions  and  in  such  manner  as  it  thinks  fit,  render  financial  aid  to  any  State."  This 
was  supported  by  a  few  members,  but  was  generally  objected  to  as  being  too  intiefinite, 
as  making  the  Commonwealth  a  "  rich  uncle  "  for  the  States  and  casting  a  slur  on  their 
solvency,  as  opening  the  door  to  continual  applications  for  "better  terms,"  and  as 
being  a  disastrous  commentary  on  the  efficiency  of  the  financial  clauses.  It  was 
contended  on  the  one  hand,  and  stoutly  denied  on  the  other,  that  bj-  necessary  impli- 
cation from  the  nature  of  the  union  the  Commonwealth  would  have  power  to  come  to  the 
assistance  of  the  States  whenever  necessary.  A  limitation  to  five  years  was  suggested, 
but  eventually  the  clause  was  negatived.  The  proposals  which  then  followed,  by  way  of 
amendments  to  the  West  Australian  clause  (see  Xotes  to  sec.  95),  were  all  based  on  the 
Tasmanian  idea  of  distribution  according  to  needs,  or  "net  losses,"  but  thej- were  all 
rejected.     (Conv.  Deb.,  Melb.,  pp.  1100-22.) 

Premiers'  Conference,  1899. — In  New  South  Wales  there  were  forebodings  of  the 
necessity,  under  the  draft  Bill  of  the  Convention,  for  a  high  tariff— deduced  sometimes 
from  the  basis  of  distribution,  sometimes  from  the  Braddon  clause.  At  the  Premiers* 
Conference  the  clause  as  it  stands  was  inserted  as  a  part  of  the  financial  adjustment ; 
partly  as  a  compensation  to  the  smaller  States  for  the  amendment  in  the  Braddon 
clause,  but  chiefly  to  meet  the  difficulties  that  might  be  caused,  in  the  first  few  years  of 
the  uniform  tariff,  by  the  nnj'ielding  requirements  of  the  distribution  clauses,  and  to 
remove  any  possible  necessity  for  an  excessive  tariff. 

§  405.     "  During  a  Period  of  Ten  Years     .    .    .     and  there- 
after until  the  Parliament  otherwise  Provides." 

These  words  are  identical  with  the  introductory  words  of  sec.  87  (the  "  Braddon 
clause  "),  where  they  were  inserted — as  this  section  was  inserted  — by  the  Premiers'  Con- 
ference of  1899.  In  this  section,  however,  it  is  very  hard  to  give  them  any  meaning. 
The  phrase  "  until  the  Parliament  otherwise  provides  "  is  used,  everywhere  except  in  this 
section,  in  connection  with  some  specific  provision  made  by  the  Constitution — not  in 
connection  with  a  power  given  to  the  Parliament.  Its  effect  is  to  lower  such  provision  to 
the  level  of  a  mere  law  of  the  Federal  Parliament,  and  to  give  the  Federal  Parliament  full 
jiower  to  deal  with  the  whole  question.  In  order  to  place  the  legislative  power  of  the 
Parliament  in  such  cases  beyond  question,  sec.  51 — xxx\n.  provides  that  the  legislative 
power  shall  extend  to  "  matters  in  respect  of  which  this  Constitution  makes  proWsion 
until  the  Parliament  otherwise  provides."  But  here,  the  Constitution  of  itself  makes  no 
specific  pro\ision.  It  merely'  empowers  the  Parliament  to  make  a  proWsion — and  adds 
that  the  power  may  be  exercised  for  ten  years,  and  thereafter  "until  the  Parliament 
otherwise  provides."  According  to  the  grammatical  implication,  it  would  appear  that 
if  the  Parliament  at  any  time  after  ten  years  "  otherwise  provides,"  it  cuts  away  its 
legislative  power  under  the  section  altogether  ;  so  that  the  Parliament,  bj*  passing  a  law, 
can  destroy  its  own  power  for  the  future.  On  the  other  hand,  the  close  connection 
which  this  clause  has,  historically,  with  the  Braddon  clause,  makes  it  seem  probable 


870  OOMMEJTTARIES  ON  THE  CONSTrTCJTCON.        [Sec.  98. 

that  the  Premiers  intended  that  it  should  survive  while  the  Braddon  clause  survived, 
but  no  longer.  'J  he  one  thing  clear  is  that  until  the  Parliament  does  otherwise  provide, 
the  power  will  remain  in  force  ;  and  therefore,  as  the  Parliament  is  not  likely  to  pass  a 
self-denying  ordinance  to  diminish  its  own  powers,  this  section  may  be  considered,  for 
all  practical  purposes,  as  a  permanent  part  of  the  Constitution. 

§  406.    "  Grant  Financial  Assistance  to  any  State." 

The  interpretation  of  these  very  wide  and  general  words  is  a  matter  of  great 
importance,  and  also  of  considerable  difficulty  ;  and  before  discussing  the  words  them- 
selves, and  their  relation  to  the  rest  of  the  Constitution,  it  will  be  well  to  examine  the 
intentions  of  the  framers.  Although  added  to  the  Constitution  at  the  Premiers'  Con- 
ference in  1899,  the  section  is  based  on  the  clause  proposed  by  Mr.  Henry  at  Melbourne 
(see  Historical  Note)  empowering  the  Parliament  to  •'  render  financial  aid  to  any  State." 
Probably  Mr.  Henry's  proposal  in  its  turn  may  be  traced  back  to  a  suggestion  by  both 
Houses  of  the  Tasmanian  Parliament,  providing  tliat  "The  Commonwealth  may  from 
time  to  time  lend  to  any  State,  on  such  terms  and  conditions  as  the  Parliament  may 
prescribe,  any  sum  or  sums  of  money  borrowed  on  the  public  credit  of  the  Common- 
wealth." 

From  the  debate  on  Mr.  Henry's  proposal  (Conv.  Deb.,  Melb.,  pp.  1100-22)  it  is 
clear  that  the  mover  and  most  of  the  speakers  understood  that  assistance  might  be  given 
by  an  absolute  vote  out  of  revenue  ;  though  Mr.  Holder  argued  (p.  1113)  that  no  such 
gift  would  be  possible  because  the  revenue  was  all  appropriated  under  the  clauses  dealing 
with  the  distribution  of  revenue.  Mr.  Lewis  claimed  (p.  1112)  that  the  clause  would  go 
much  further,  and  would  "include  the  power  of  the  Parliament  to  guarantee  a  loan  to 
a  State,  or  to  lend  the  money  to  a  State,  having  raised  it  on  its  own  security."  The 
only  official  explanation  of  the  views  of  the  Premiers  on  the  clause  as  it  stands  is  contained 
in  the  report  of  their  Conference,  where  they  state  that  it  is  intended  to  give  effect  to 
the  opinion  that ' '  power  should  be  granted  to  the  Parliament  to  deal  with  anj'  exceptional 
circumstances  which  may  from  time  to  time  arise  in  the  financial  position  of  any  of  the 
States."  It  seems  clear,  however,  from  Mr.  Reid's  subsequent  speeches  on  the  clause, 
that  he  contemplated  that  there  would  be  power,  in  an  emergencj',  to  apply  revenue  to 
this  purpose.  See,  for  instance,  his  speech  on  the  Address  in  Reply  in  the  Legislative 
Assembly  of  New  South  Wales  on  21st  February,  1899. 

"  There  is  a  new  clause  inserted  next  to  the  Braddon  clause  which  gives  the  Common- 
wealth Constitution  a  verj^  valuable  feature  of  elasticity  in  connection  with  the  finances. 
As  the  Constitution  stood,  this  might  happen  :  Take  Tasmania.  A  small  amount  of 
money  might  be  required  by  Tasmania  from  the  Commonwealth  for  a  limited  time  to 
place  her  in  the  same  position  financially  as  slie  was  in  before  Federation ;  but,  under 
the  Bill  as  it  stood,  there  M^as  no  power  to  come  to  the  assistance  of  that  or  an}'  other 
colon}'  in  a  necessity  of  that  sort ;  and  coming  to  the  assistance  of  such  colonies  during 
this  transitional  period  of  finance  would  in  itself  be  a  valuable  power  on  tlie  part  of  the 
Federal  Treasurer,  and  all  in  the  direction  of  making  the  taxes  more  reasonable — more 
elastic  That  provision  has  been  inserted,  and  I  think  it  is  a  distinct  improvement  in 
the  Bill."     (N.S.  W.  Pari.  Debates,  vol.  97,  p.  48.) 

That  the  section  empowers  the  Commonwealth  to  guarantee  loans  of  the  States, 
and  to  borrow  money  on  the  credit  of  the  Commonwealth  and  lend  it  to  the  States,  can 
hardly  be  doubted.  Any  such  operation  would,  or  at  least  might,  involve  charges  on 
the  revenue,  in  order  to  paj'  interest  and  redeem  principal,  or  make  good  the  guarantee  ; 
and  any  such  charges  would,  it  seems,  be  included  in  the  general  expenditure  of  the 
Commonwealth,  and  debited  jier  capita  against  the  credits  to  the  several  States. 

But  does  the  section  enable  the  Commonwealth  to  ease  the  inelasticity  of  the 
distribution  clauses  by  making  absolute  grants  directly  out  of  revenue  ?  It  is  hard  to 
see  on  what  grounds  this  power  can  be  denied  ;  though  undoubtedly  it  is  a  power  which 
is  not  intended  to  be  used,  and  ought  not  to  be  used,  except  in  cases  of  emergency. 
Such  a  grant  would  certainly  be  "financial  assistance"  of  the  moat  direct  and  substantial 
kind;  and  financial  assistance  of  precisely  the  kind  required  to  guard  against  the  burden 


§§406-407.]  FIXAXCE  AND  TRADE.  871 

of  unnecessary  taxation  which  has  been  prophesied  as  the  ine\itablc  result  of  the  inelastic 
pi-o\isions  of  the  distribution  clauses.  It  would  in  fact  be,  to  a  certain  extent,  a 
recognition  that,  in  cases  of  emergencj',  the  principle  of  distribution  according  to 
contributions  might  be  tempered  in  the  direction  of  distribution  according  to  needs. 
The  argument  that  there  is  no  fund  out  of  which  to  make  such  payments  is  fallacious. 
If  the  Constitution  authorizes  expenditure  for  this  purpose,  it  is  "  expenditure  of  the 
Commonwealth"  which  can  be  made  out  of  the  Consolidated  Revenue  Fund,  and  debited 
to  the  States  in  proportion  to  population  under  sec.  89. 

A  more  serious  difficulty  is  to  construe  the  bearing  of  sec.  87  (the  Braddon  clause) 
upon  this  provision.  If  a  payment  out  of  revenue,  in  aid  of  a  State,  is  "  expenditure 
of  the  Commonwealth  "  within  the  meaning  of  sec.  89,  is  it,  for  the  purposes  of  sec.  87, 
to  be  taken  out  of  revenues  which  may  be  applied  to  the  expenditure  of  the  Common- 
wealth, or  may  it  be  taken  out  of  the  three-fourths  of  the  net  customs  and  excise 
revenue  which  must  be  "  paid  to  the  several  States  ?  "  At  first  sight,  it  seems  to  come 
equally  well  within  either  category  ;  to  be  paid  to  a  State,  in  accordance  with  the 
Constitution,  and  to  be  expenditure  of  the  Commonwealth.  But  a  closer  consideration 
of  the  general  scope  of  sec.  87,  as  well  as  of  its  language,  seems  to  lead  to  the  conclusion 
that  payment  to  a  State  under  this  section  does  not  fall  within  the  balance  which,  under 
section  87,  "shall  in  accordance  with  this  Constitution"  be  paid  to  the  States.  That 
expression  seems  to  refer  to  the  "Ijalances"  payable  under  section  89,  and  not  to 
include  deductions  which  have  already  l>een  made  in  calculating  those  balances. 

If  this  construction  be  correct,  the  result  is  shortly  as  follows  : — (I)  Financial 
assistance  may  be  granted  to  a  State  out  of  revenue.  (2)  The  amount  so  grantefl  is 
"  expenditure  of  the  Commonwealth"  which  is  to  be  debited  per  capiYa  against  all  the 
States  including  the  State  to  which  the  grant  is  made.  (3)  The  Commonwealth 
cannot  make  such  grant  out  of  the  three-fourths  of  the  net  customs  and  excise  revenue 
which,  under  sec.  87,  is  to  be  paid  to  or  on  behalf  of  the  several  States. 

To  this  it  may  be  added  that  the  section  is  intended  as  "  the  medicine,  not  the 
daily  food,"  of  the  Constitution  ;  and  that  it  is  not  to  supersede  or  render  nugatory  the 
distribution  clauses  by  allowing  distribution  according  to  the  will  of  the  Parliament. 
The  Braddon  clause,  so  long  as  it  remains  in  force,  is  an  efficient  check  against  abuse  of 
the  financial  assistance  clause  ;  but  the  financial  assistance  clause  will  not  necessarily 
perish  with  the  Braddon  clause— though  it  may  be  that  the  Premiers'  Conference  meant 
that  it  should. 

§  407.  "On  such  Terms  and  Conditions." 

Even  without  the  express  mention  of  terms  and  conditions,  the  Parliament,  as  the 
party  in  whose  discretion  it  is  to  either  grant  or  refuse  assistance,  would  have  been  able 
to  make  its  own  terms.  But  though  apparently  superfluous,  the  words  are  not  really 
so.  They  help  to  place  be\ond  doubt  the  intention  of  the  section,  and  to  make  it  clear 
that  the  discretion  of  the  Parliament  is  absolute,  and  that  no  duty  is  imposed  upon  it 
of  giving  assistance  without  demur  and  without  enquiry,  whenever  assistance  may  be 
asked.  The  section  is  not  intended  to  diminish  the  responsibility  of  State  Treasurers, 
or  to  introduce  a  regular  system  of  grants  in  aid.  Its  object  is  to  strengthen  the  financial 
position  of  the  Commonwealth  in  view  of  possible  contingencies,  by  affording  an  escape 
from  any  excessive  rigidity  of  the  fiusmcial  clauses.  It  is  for  use  as  a  safety-valve,  not 
as  an  open  vent ;  and  it  does  not  contemplate  financial  difficulties,  any  more  than  a 
safety-valve  contemplates  explosions. 


872  COMMENTARIES  ON  THE  CONSTITUTION.        [Sec.  97. 

Audit. 

97.  Until  the  Parliament  otherwise  provides*"^,  the  laws 
in  force  in  any  Colony  which  has  become  or  becomes  a  State 
with  respect  to  the  receipt  of  revenue  and  the  expenditure  of 
money  on  account  of  the  Grovernment  of  the  Colony,  and  the 
review  and  audit  of  such  receipt  and  expenditure,  shall  apply 
to  the  receipt  of  revenue  and  the  expenditure  of  money  on 
account  of  the  Commonwealth  in  the  State  in  the  same 
manner  as  if  the  Commonwealth,  or  the  Government  or  an 
officer  of  the  Commonwealth,  were  mentioned  whenever  the 
Colony,  or  the  Government  or  an  officer  of  the  Colony,  is 
mentioned. 

Canada. —  .  .  .  subject  to  be  reviewed  and  audited  in  such  manner  as  shall  be  ordered  by 
the  Governor-General  in  Council  until  the  Parliament  otherwise  provides. — B.N. A.  Act, 
1867,  sec.  103. 

Historical  Note. — This  clause,  in  substantially  the  same  form,  was  in  the  Bill  of 
1891.  At  the  Adelaide  Session,  1897,  the  draft  of  1891  was  adopted  verbatim.  At 
Melbourne,  after  the  fourth  Report,  verbal  amendments  were  made. 

§  408.    "  Until  the  Parliament  Otherwise  Provides." 

This  section  merely  makes  temporary  provision  as  to  the  review  and  audit  of  the 
federal  accounts  until  such  time  as  the  Federal  Parliament  passes  an  Act  for  that 
purpose.  It  provides  that,  until  the  Parliament  deals  with  the  matter,  the  audit  laws 
of  each  State  shall  apply,  mutatis  mutandis,  to  the  receipt  of  revenue  and  the  expenditure 
of  money  in  that  State.  These  Acts  are  : — in  New  South  Wales,  the  Audit  Act,  1898  ; 
in  Victoria,  the  Audit  Act,  1890  ;  in  Queensland,  the  Audit  Act,  1874  ;  and  Amend- 
ment Acts,  1890  and  1895  ;  in  South  Australia,  the  Audit  Act,  1882,  and  Amendment 
Act,  1895;  in  Western  Australia,  the  Audit  Act,  1891  ;  in  Tasmania,  the  Audit  Act, 
1888,  and  Amendment  Acts,  1890  and  1894. 


Trade  and  commerce  includes  navigation  and  State  railways. 

98.  The  power  of  the  Parliament  to  make  laws  with 
respect  to  trade  and  commerce  extends*''^  to  navigation  and 
shipping^^",  and  to  railways  the  property  of  any  State*^^ 

Canada. — The  exclusive  legislative  authority  of  the  Parliament  of  Canada  extends  to     .     .     ■ 

(10)  Navig-ation  and  shipping. — B.N. A.  Act,  1867.  sec.  91. 
In  each  Province  the  Legislature  may  exclusively  make  laws  in  relation  to     .     .     .     (10)  local 
works  and  undertakings,  other  than  such  as  are  of  the  following  classes  :  — 

(a)  Lines  of  steam  or  other  ships,  railways,  canals,  telegrai)hs,  and  other  works  and 
undertakings  connecting  the  Province  with  any  other  or  others  of  the  Provinces, 
or  extending  beyond  the  limits  of  the  Province. 
(6)  Lines  of  steamships  between  the  Province  and  any  British  or  foreign  country.— 
Id.  sec.  92. 

Historical  Note. — In  the  Bill  of  1891  "Navigation  and  Shipping"  was  included 
among  the  subjects  to  which  the  legislative  power  of  the  Federal  Parliament  extended. 

At  the  Adelaide  Session,  1897,  the  Draft  of  1891  was  followed.  None  of  the 
Legislatures  made  any  suggestion,  and  at  the  Sydney  Session  the  sub-clause  was  passed 
without  discussion. 


§§409-410.]  FINANCE  AND  TRADE.  873 

At  the  Melbourne  Session,  upon  the  discussion  of  the  "  railway  rate"  clauses,  Sir 
George  Turner  proposed  a  new  clause,  of  which  the  first  part  ran  : — "  The  Parliament 
niaj'  make  laws  to  provide  for  the  execution  and  maintenance  upon  railways  within  the 
Commonwealth  of  the  provisions  of  this  Constitution  relating  to  trade  and  commerce  ;" 
and  the  second  part  empowered  the  Parliament  to  prohibit  unjust  preferences  (see  Hist. 
Note  to  sec.  101).  The  long  debate  which  followed  was  chiefly  on  the  question  of 
preferences ;  but  Mr.  Barton  pointed  out  that  the  Parliament  already  had  power  to 
execute  federal  laws.  The  clause  was  carried  by  25  to  16.  (Conv.  Deb.,  Melb.,  pp. 
1372-1408.) 

On  the  second  recommittal  Mr.  Barton  secured  the  recasting  of  Sir  Geo.  Turner's 
clause  in  a  declaratory  form,  to  pro\-ide  that  "  The  power  of  the  Parliament  to  make 
laws  with  respect  to  the  regulation  of  trade  and  commerce  shall  be  taken  to  extend  to 
railways  the  property  of  any  State."'  The  object  of  substituting  the  declaratory  for  the 
enabling  form  was  to  prevent  any  limitation  of  the  trade  and  commerce  power  being 
implied  ;  and  the  object  of  the  provision  itself  was  to  remove  doubts  as  to  whether  State- 
o^vned  railways  were  subject  to  the  trade  and  commerce  power.  (Conv.  Deb.,  Melb.,  pp. 
2386-90.) 

After  the  fourth  Report  the  Federal  control  of  "  navigation  and  shipping"  was  for 
similar  reasons  expressed  in  a  declaratory  form  by  being  omitted  from  the  "  legislative 
power "  clause  and  inserted  in  its  present  position.  Other  drafting  amendments  were 
also  made,  and  the  efifect  of  the  clause  was  finally  discussed.  (Conv.  Deb.,  Melb.,  pp. 
2449-50.) 

§  409.  "  The  Power  of  the  Parliament    .    .    .    Extends." 

This  section  is  purely  declaratory  ;  it  does  not  purport  to  give  any  new  power  to  the 
Parliament,  but  merely  to  authoritati%-ely  explain  and  interpret  the  extent  of  the  power 
already  given  by  sec.  51 — i.  It  is  in  effect  a  definition  clause,  declaring  that  trade  and 
commerce  includes  traffic  by  water  as  well  as  by  land,  and  also  includes  traffic  on  railways 
owned  by  the  Government  of  a  State. 

The  power  of  the  Parliament  to  make  laws  with  respect  to  trade  and  commerce  is 
expressly  limited,  by  sec.  51,  to  "trade  and  commerce  with  other  countries,  and  among 
the  States."  It  follows  that  the  application  of  that  power  to  navigation  and  shipping, 
and  to  State  railways,  is  limited  in  the  same  way,  and  does  not  extend  to  shipping  or 
railways  which  are  employed  in  the  purely  domestic  traffic  of  a  State.  In  this  respect 
the  powers  defined  in  this  section  resemble  the  powers  which  in  the  United  States  are 
held  to  flow,  without  any  such  definition,  from  the  trade  and  commerce  power  itself. 
(Cooley  1-.  Port  Wardens,  12  How.  299.)  Less  closely  they  resemble  the  powers  given 
in  Canada  ;  for  although  s.  91  of  the  British  North  America  Act  gives  the  Dominion 
exclusive  power  to  legislate  in  respect  of  "  navigation  and  shipping,"  with  no  limitation 
to  foreign  and  inter-provincial  trade,  yet  some  such  limitation  is  subsequently  imposed 
by  sec   92  of  that  Act. 

§  410.  "  Navigation  and   Shipping." 

In  the  United  States,  it  has  been  held  that  the  power  to  regulate  ti-ade  and  com- 
merce necessarily  implies  and  includes  the  power  to  regulate  navigation  and  shipping,  as 
a  part  of  the  means  by  which  trade  and  commerce  are  carried  on  ;  and  that  such  regula- 
tion comprehends  the  power  to  prescribe  rales  in  conformity  with  which  navigation 
must  be  carried  on.  (Cooley  v.  Port  Wardens,  12  How.  299.)  The  commerce  power  not 
onU-  extends  to  the  goods  transported,  but  "  also  embraces  within  its  control  all  instru- 
mentalities by  which  that  commerce  may  be  carried  on,  and  the  means  hy  which  it  may 
be  aided  and  encouraged."  (Gloucester  Ferry  Co.  v.  Pennsylvania,  114  U.S.  196.) 
Accordingly  vessels,  as  well  as  the  articles  which  they  bring,  are  subject  to  regulation. 
(The  Brig  Wilson  v.  United  States,  1  Brock,  423  ;  cited  Baker,  Annot.  Const,  p.  20.    See 


874  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  98. 

p.  540,  supra. )  The  express  declaration  in  this  Constitution  that  the  power  to  regulate 
trade  and  commerce  extends  to  navigation  and  shipping  incorporates  the  effect  of  the 
American  decisions,  and  puts  their  applicability  bej^ond  doubt. 

A  law  providing  for  the  recording  of  any  mortgage,  hypothecation,  or  conveyance  of 
a  ship  has  been  held  in  the  United  States  to  be  a  regulation  of  commerce,  and  therefore 
within  the  power  of  Congress.  ( White's  Bank  v.  Smith,  7  Wall.  646. )  But  "  the  right  of 
ferriage  which  a  State  grants  upon  a  boundary  stream,  it  is  said,  is  in  respect  of  the 
landing  and  not  of  the  water.  The  right  of  navigation  does  not  authorize  appropriation 
of  the  banks  of  the  river,  or  the  receipt  of  tolls  for  transporting  passengers  across  it." 
(Prentice  and  Egan,  Commerce  Clause,  p.  159.) 

The  power  to  regulate  navigation  covers  not  only  goods,  vessels,  and  carriers,  but 
also  the  liighway  upon  which  navigation  is  carried  on.  "The  power  to  regulate  commerce 
is  the  basis  of  the  power  to  regulate  navigation  and  navigable  waters  and  streams." 
(The  LoUawanna,  21  Wall.  558,  where  it  was  decided  that  Congress  has  power  to 
establish  a  lien  on  vessels  in  favour  of  material  men. )  For  the  federal  power  of  control 
over  navigable  rivers,  see  notes  to  sec.  100. 

It  does  not  follow  from  this  section  that  the  Commonwealth  can  have  no  authority 
over  navigation  and  shipping  except  what  flows  from  the  power  to  regulate  commerce ; 
shipping  may  be  affected  and  controlled,  in  some  cases,  by  laws  within  the  other  powers 
of  the  Parliament.  For  instance,  in  the  United  States  it  has  been  held  that  the  extension 
of  the  admiralty  jurisdiction  over  all  the  navigable  waters  of  the  United  States 
necessarily  involved  and  implied  an  extension  of  the  legislative  power  of  Congress.  "  It 
was  not  possible  that  the  body  of  (maritime)  law  should  remain  for  ever  unalterable,  nor 
that  such  changes  as  were  necessary  should  be  introduced  only  by  judicial  decisions. 
It  was  clear,  however,  that  no  legislative  power  would  be  adequate  unless  it 
was  as  extensive  as  the  admiralty  jurisdiction  given  to  the  courts.  The  necessities  of 
the  case,  therefore,  required  legislation  by  Congress,  and  this  legislation  the  courts  finally 
.supported.  The  federal  legislative  power,  the  court  said,  '  is  not  confined  to  the 
boundaries  or  class  of  subjects  which  limit  and  characterize  the  power  to  regulate 
commerce ;  but,  in  maritime  matters,  it  extends  to  all  matters  and  places  to  which  the 
maritime  law  extends.'  "  (Prentice  and  Egan,  Commerce  Clause,  p.  !i7.  He  Garnett,  141 
U.S.  1.) 

"The  jurisdiction  of  the  United  States  over  transportation  by  water  and  over  the 
waters  themselves  is  derived,  therefore,  not  only  from  the  commerce  clause,  but  also 
from  the  admiralty  powers  of  the  general  Government,  which  includes  the  control  of 
national  waterways  and  of  national  vessels.  Federal  jurisdiction  over  these  subjects  is, 
therefore,  far  more  extensive  than  its  jurisdiction  over  carriers  and  transportation  by 
land."     (Prentice  and  Egan,  Commerce  Clause,  p.  98.) 

The  corresponding  provision  in  the  British  North  America  Act  (s.  91)  is  a  gift  of 
exclusive  legislative  authority  to  the  Dominion  Parliament  in  respect  of  navigation  and 
shipping,  without  any  limitation  to  foreign  and  inter-provincial  commerce.  The  gift  is, 
however,  qualified  in  sec.  92,  which  gives  the  Provinces  exclusive  power  with  respect  to 
local  works  and  undertakings. 

"  This  conferred  on  the  Parliament  of  Canada  legislative  authority  over  all  matters 
occurring  in  Canadian  waters  within  the  subjects  Navigation  and  Shipping,  and  its 
co-operation  was  required  to  give  effect  to  the  same  rules  of  navigation  as  has  (■«c)  been 
used  in  England.  (See  Eliza' Keith,  6  April,  1877;  3  Quebec  L.R.  143.)  There,  the 
Canadian  Act  of  1868,  31  Vic.  c.  58,  which  provided  that  wheie  two  ships  were  each  to 
blame  for  a  collision  in  Canadian  waters,  both  were  precluded  from  recovering  its 
damages,  was  held  to  be  operative,  although  the  Admiralty  rule  which  divides  the  loss 
prevails  in  England,  and  has  been  applied  in  a  case  of  collision  on  Canadian  waters  in  an 
appeal  to  the  I'rivy  Council."     (Wheeler,  Confed.  Law  of  Canada,  pp.  70-71.) 

§  411.    "  Railways  the  Property  of  any  State." 

In  the  United  States  it  has  been  consistently  held  that  railways  arc  public  Ingh- 
ways,  and  subject  as  such  to  control  by  Congress  under  the  trade  and  commerce  power. 
(Cherokee  Nation  v.   Southern  Kansas  R.    Co.,   135  U.S.   M\  ;  Smyth   v.    Ames,    llj9 


^4lJ.]  FINANCE  AND  TRADE.  875 

U.S.  466.)  In  the  United  States,  however,  as  in  England,  the  railways  are  eonstructe«J 
and  owned  by  companies  or  individuals.  In  Australia  they  are,  with  few  exceptions, 
constructed  and  owned  by  the  States  ;  and  a  doubt  arose  in  the  Convention,  whether 
the  commerce  clause  by  itself  would  be  construed  to  extend  the  authority  of  the 
Commonwealth  to  the  Government  railways  of  the  States.  This  express  provision 
removes  all  doubts  on  that  head. 

That  ' '  railways  the  propertj'  of  any  State  "  are  the  only  railways  here  mentioned 
is  due  to  the  fact  that  those  are  the  only  railwa\s  as  to  which  there  could  be  any  doubt, 
■and  as  to  which  it  was  therefore  necessar}-  to  make  an  express  declaration.  That  the 
authority  of  the  Commonwealth  extends  to  private  railways— so  far  as  they  are  engaged 
in  inter-state  or  foreign  commerce— is  taken  for  granted. 

Uniler  the  federal  power  to  acquire  and  construct  railways,  it  is  probable  that  rail- 
ways owned  by  the  Commonwealth  will  come  into  existence.  That  such  railway's  will 
be  subject  to  control  bj-  the  Federal  Parliament  is  obvious  ;  but  the  Commonwealth  in 
working  such  railways  will  itself  be  subject  to  the  stringent  provisions  of  sec.  99,  for- 
bidding the  Commonwealth  to  give  preference  to  any  State  over  any  other  State.  \See 
Xotes  to  that  section.) 

The  extent  of  the  federal  power  over  State  railways  is  limited  by  other  provisions 
of  the  Constitution.  Thus  the  power  given  to  the  Commonwealth  by  sec.  51 — xxxiii., 
xxxiv. ,  to  acquire  the  railways  of  any  State  with  the  consent  of  the  State,  and  to 
constriict  railways  in  a  State  with  the  consent  of  the  State,  would  seem  by  implication 
to  exclude  the  exercise  of  any  such  power  without  the  consent  of  the  State.  Apart  from 
these  provisions,  it  is  by  no  means  clear  that  such  a  power  woidd  not  have  existed. 
Thus  in  the  United  States  it  is  contended  by  writers  of  repute — and  the  contention 
rests  upon  principles  settled  by  judicial  authority — that  Congress  under  the  wide  scope 
of  the  commerce  clause  has  power  both  to  acquire  and  to  construct  railways,  and  to 
create  a  great  national  corporation  with  a  monopoly  of  the  railroad  business.  (See 
Lewis,  National  Consolidation  of  the  Railways  of  the  U.S.,  pp.  282-304.)  That  writer 
maintains  that  the  cases  of  McCulloch  v.  Maryland,  4  Wheat.  316,  and  Osbom  r.  U.S. 
Bank,  9  Wheat.  738,  establish  the  principle  that  "Congress  has  authority' to  create  a 
great  national  corporation  to  carry  out  any  powei-s  given  hy  the  Constitution  to  the 
Federal  Government." 

A  further  limitation  of  the  federal  power  over  State  railways  is  contained  in  sees. 
101  and  103,  b}'  which  the  powers  of  the  Parliament  as  to  preferences  and  discrimina- 
tions are  defined.     (See  Xotes  to  those  sections.) 


Commonwealth  not  to  give  preference. 

99.  The  Commonwealth  shall  not"^,  by  any  law  or 
regulation  of  trade,  commerce,  or  revenue*^^,  give  preference*'* 
to  one  State  or  any  part  thereof"^  over  another  State  or  any 
part  thereof. 

UsiTED  States.— No  preference  shall  be  given,  by  anj-  regulation  of  commerce,  or  revenue,  to 
the  ports  of  one  State  over  those  of  another.— Const.  Art.  1,  sec.  9,  sub-sec.  5. 

Historical  Note. — The  Clause  in  the  Bill  of  1891  provided  that  "  Preference  shall 
not  be  given  by  any  law  or  regulation  of  commerce,  or  revenue,  to  the  ports  of  one  part 
of  the  Commonwealth  over  those  of  another  part  of  the  Commonwealth."  A  second 
paragraph  (also  from  the  United  States  Constitution)  that  vessels  bound  to  or  from  one 
port  of  the  Commonwealth  need  not  enter,  clear,  or  pay  duty  in  another  port,  v  as  sti-uck 
out  in  Committee.     (Conv.  Deb.,  Syd.,  1891,  pp.  833-p.) 

Adelaide  StJision,  1897.—  At  Adelaide,  the  preference  clause  was  adopted  almost  in 
the  words  of  1891,  but  having  appende<l  to  it  a  provision  (which  had  previously  formed 


876  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  99. 

a  separate  clause  ;  see  Hist.  Note  to  sec.  92)  that  federal  or  .State  laws  derogating  fronv 
freedom  of  inter-state  trade  should  be  void.  There  was  little  objection  raised  to  the- 
prohibition  of  preferences  by  the  Commonwealth,  the  debate  being  almost  wholly  oa 
preferences  by  States.     (Con v.  Deb.,  Adel.,  pp.  1070-85.) 

Melbourne  Session,  1S9S.— At  Melbourne,  Mr.  Barton  proposed  the  clause 
in  a  sweeping  form,  providing  that  all  Federal  or  State  laws  giving  a  preference 
to  one  State  over  another  should  be  void.  The  debate  again  turned  almost  wholly  on 
preferences  by  States.  (See  Hist.  Note  to  sec.  102.)  Finally  Mr.  Barton  (Debates^ 
pp.  1319,  1337)  proposed  the  clause  in  its  present  form,  forbidding  the  Commonwealth 
to  give  preferences.  After  various  amendments  dealing  with  State  preferences  had 
been  dealt  with,  the  clause  was  carried.  (Conv.  Deb.,  Melb.,  pp.  1250-1370,  1409-1506  ; 
supra,  p.  199.) 

§  412.    "The  Commonwealth  Shall  Not." 

This  prohibition  is  directed  not  only  against  the  Parliament  of  the  Commonwealth, 
but  against  the  Commonwealth  itself — in  which  word  is  included  every  department  of 
the  public  service  of  the  Commonwealth. 

A  law  which  infringes  this  prohibition  will  be  beyond  the  scope  of  the  Constitution,, 
and  therefore  unconstitutional  and  void.  It  may  be  assumed,  however,  that  the  courts, 
following  the  established  rules  of  construction,  will  not  hold  any  law  to  be  void  upon 
mere  suspicion  that  it  gives  a  preference,  or  where  there  is  any  doubt  upon  tlie  matter. 

§  413.    "By  any  Law  or  Regulation  of  Trade,  Commerce,. 

or  Revenue." 

The  corresponding  words  of  the  United  States  Constitution,  are  "  by  any  regulation 
of  commerce  or  revenue." 

Law  or  Regulation. — "Regulation "  is  a  word  which  may  be  used  in  a  general  or  a 
restricted  sense.  In  its  widest  meaning  it  denotes  any  prescribed  rule  or  order,  and 
therefore  includes  every  law  ;  as,  for  instance,  it  does  in  the  words  of  the  United  States 
Constitution  quoted  above.  More  particularly,  it  is  often  used  to  denote  rules  or 
regulations  prescribed  by  the  Executive  under  the  authority  of  an  Act  of  Parliament. 
Sucli  rules,  when  within  the  scope  of  the  authority  given,  have  the  force  of  law,  and  are 
in  fact  laws  in  every  sense  of  the  term.  But  the  word  "  regulation  "  also  includes 
purely  administrative  regulations,  not  made  under  the  direct  authority  of  an  Act  of 
Parliament,  and  not  being  laws  in  the  proper  sense  of  the  term.  The  words  '  law  or 
regulation, '  taken  together,  are  wide  enough  to  include  every  rule  or  order  prescribed 
by  the  Parliament  or  by  any  department  of  the  Covernment  of  the  Connnonwealth. 

"Regulation"  does  not  necessarily  involve  restriction;  a  regulation  may  be 
permissive. 

"  Regulation  is  not  necessarily  the  imposition  of  a  burden.  The  Federal  statutes, 
for  instance,  authorize  every  railroad  companj^  in  the  United  States,  whose  road  i(i 
operated  by  steam,  to  carry  passengers  and  property  from  State  to  State  ;  to  receive 
payment  therefor,  and  to  connect  with  roads  of  other  States.  This  statute  is  a  regulation 
of  commerce  made  by  Congress  under  the  authority  of  the  commerce  clause,  and  yet  is 
permissive  only  and  imposes  no  burden."  (Prentice  and  Egan,  Conmierce  Clause, 
pp.  188-9.) 

"  To  regulate  commerce  has  often  been  defined  as  '  to  prescribe  the  conditions  under 
which  commerce  shall  be  conducted.'  Such  a  definition  as  this  clearly  brings  within  its 
scope  all  regulation  of  instrumentalities  as  well  as  acts  of  commerce.  It  is  not  surprising, 
therefore,  that  this  definition  has  been  often  qualified  by  the  general  statement  that  '  it 
is  not  everything  that  affects  commerce  that  amounts  to  a  regulation  of  it  within  the 
meaning  of  the  Constitution.'"  (Prentice  and  Egan,  p.  189  ;  Henderson  v.  Mayor  of  New 
\'ork,  92  U.S.  at  p.  270;  Munn  v.  Illinois,  94  U.S.  135.) 


§§  413-414.] 


FINANCE   AND  TRADE.  877 


Taxation  of  commerce  is  regulation  of  commerce — and  indeed  such  taxation  is  often 
imposed  with  a  \-iew  to  regulation  rather  than  with  a  view  to  revenue.  (See  Prentice 
and  Egan,  p.  198.) 

Trade,  Commerce,  ok  Revenue. — This  section  is  a  limitation  upon  two  powers  of 
the  Commonwealth  :  the  trade  and  commerce  power,  conferred  by  sec.  51— i.,  and  the 
revenue  power,  contained  chiefly  in  sec.  51 — ii.,  but  also  incident  to  many  other  legislative 
powers  of  the  Commonwealth.  "Law  or  regulation  of  revenue "' includes  laws  which 
deal  with  the  raising  of  revenue  from  any  source  whatever — whether  by  taxation,  by 
tines  or  pecuniary  penalties,  or  by  fees  for  licenses,  fee  for  services,  &c.  The  fact  that, 
under  sec.  54,  bills  appropriating  such  penalties  or  fees  are  not  to  be  taken,  for  the 
purposes  of  that  section,  to  "appropriate  revenue  or  moneys,''  does  not  mean  that 
penalties  and  fees  are  not  revenue— and  indeed  rather  implies  the  contrary. 

As  regards  taxation,  the  prohibition  against  preferences  adds  little,  if  anything,  to 
the  provision  in  sec.  51 — i.,  that  taxation  laws  must  not  "discriminate  between  States 
or  parts  of  States."  But  the  use  of  the  wider  word  "  revenue"  extends  the  prohibition 
to  all  revenues  other  than  those  arising  out  of  taxation,  and  prevents  any  preference 
being  given  by  the  Commonwealth  in  respect  of  any  revenue  charges  whatsoever ;  such 
as  fees  for  postal,  telegraphic,  and  telephonic  services,  or  rates  on  railways  of  the 
Commonwealth. 

This  section,  therefore,  extends  to  all  laws  and  regulations  of  trade,  commerce,  and 
revenue,  the  condition  which  is  elsewhere  imposed  with  regard  to  laws  dealing  with 
taxation— viz.,  that  they  shall  not  discriminate  between  States  or  parts  of  States.  It  is 
a  limitation  upon  the  power  of  Parliament  to  regulate  trade,  commerce,  and  revenue, 
and  is  intended  to  prevent  discriminations  in  favour  of  one  State  against  others. 
(Passenger  Cases,  7  How.  28.3.) 

§  414.    "Give  Preference." 

The  object  of  this  prohibition  is  to  prevent  federal  favoritism  and  partiality  In 
commercial  and  other  kindred  regulations.  As  any  law  which  gives  a  preference  in 
contravention  of  this  section  >vill  be  unconstitutional,  and  therefore  void,  it  becomes 
highly  important  to  examine  the  meaning  of  the  word. 

A  preference  is  a  discrimination  considered  in  relation  to  the  person  or  State  in 
whose  favour  siich  discrimination  is.  (See  Note  on  "  Preference  or  discrimination," 
§  iSO,  infra.)  The  prohibition  here  is  absolute  and  without  qualification.  In  the  case 
of  preferences  by  the  States  there  is  merelj'  a  power  given  to  the  Parliament  to  forbid 
such  preferences  as  are  undue  and  unreasonable,  or  unjust  to  any  State  ;  in  the  case  of 
the  Commonwealth,  every  preference  whatever  is  forbidden  by  the  Constitution  itself, 
irrespective  of  injustice  or  unreasonableness. 

A  preference  involves  a  departure  from  the  standard  of  equality  ;  but  it  is  not 
always  easy  to  determine  what  that  standard  is.  Where,  in  anj'  two  cases  that  may  be 
compared,  there  is  exact  similarity  of  all  material  circumstances,  any  departure  from 
equality  of  treatment  is  easily  detected.  But  exact  similarity  of  circumstances  seldom 
occurs  ;  and  in  comparing  dissimilar  circumstances  it  must  often  1^  difficult  to  determine 
what  constitutes  inequality  of  treatment,  i.e.,  a  preference.  Where  the  circumstances 
are  dissimilar,  a  preference  may  arise  either  because  the  dissimilarity  of  treatment  is 
excessive,  or  because  the  similarity  of  treatment  is  excessive.  With  regard  to  taxation, 
perhaps  no  serious  ditficulty  is  likely  to  arise  ;  but  with  regard  to  charges  for  services, 
equal  charges  for  difl'erent  services  may  cause  as  great  inequality  as  unequal  charges  for 
similar  services.  For  instance  if  on  a  railway  line  there  are  three  points.  A,  B,  C,  in 
that  order,  a  rate  for  the  long  haul  A  C  may  be  preferential  by  being  lower  than,  or 
equal  to,  the  rate  for  the  short  haul  A  B  ;  or  the  rate  for  the  short  haul  A  B  may  be 
preferential  by  falling  disproportionately  short  of  the  rate  for  the  long  haul  A  C. 

The  Constitution  prescribes  no  definite  test  of  etjuality  under  dissimilar  circum- 
stances.    Cost  of  service  will  presumably  be  a  main  element ;    but  if  it  were  the  only 


878  COMMENTARIES  ON"  THE  CONSTITUTION.       [Sec.  99. 

element,  it  would  lead  to  the  illegality  of  "group  rates"  on  railways  of  the  Common- 
wealth— i.e.,  equal  rates  from  one  point  to  all  points  within  a  "  group"  or  "  zone."  It 
would  also  be  inapplicable  to  postage  rates,  where  equality  of  charges — even  where  tlie 
cost  of  service  varies  largely— is  almost  essential,  and  where  anj'  attempt  to  proportion 
the  charge  to  tlie  cost  of  service  is  both  impracticable  and  undesirable.  It  is  submitted 
that  in  deciding  what  is  and  what  is  not  a  preference  the  following  principles  should  l)c 
applied  :  — 

(1.)  The  section  should  be  construed  in  a  broad  and  liberal  manner,  with  especial 
reference  to  the  evil  which  it  is  intended  to  prevent,  viz.,  arbitrary  discriminations 
between  States  or  localities.  The  rule  that  no  law  of  the  Parliament  m  ill  be  held  invalid 
unless  it  appears  clearly  to  infringe  the  Constitution  requires  that  only  a  plain  and 
substantial  preference  should  justify  judicial  interference. 

(2.)  In  determining  what  constitutes  equality  of  treatment,  recognition  should  be 
given  to  the  practical  necessities  of  the  case,  and  to  all  the  sound  administrative  or 
business  principles  involved.  The  cost  of  service  should  be  a  main  element,  but  should 
not  exclude  other  considerations  ;  such  as  the  expediency  of  a  zone  sj'stem  on  railway's, 
or  the  expediency  of  a  uniform  charge  for  postal  and  telegraphic  services. 

It  seems,  in  short,  that  though  the  section  contains  no  such  words  as  "  undue  or 
unreasonable,"  but  prohibits  preferences  in  general,  yet  in  order  to  arrive  at  a  decision 
as  to  what  is  a  preference,  the  question  of  what  is  due  and  reasonable  is  to  a  certain 
extent  involved.  If  a  difference  of  treatment  is  arbitrary,  or  if  its  purpose  is  to 
advantage  or  prejudice  a  locality,  it  is  undue  and  unreasonable,  and  is  accordingl}'  a 
preference.  If  on  the  other  hand  the  difference  of  treatment  is  the  reasonable  result  of 
the  dissimilarity  of  circumstances  -  or  if  it  is  based  on  recognized  and  reasonable 
principles  of  administration  -  it  is  no  preference.  The  intention  and  the  effect  must 
both  be  looked  to  in  order  to  decide  whether  a  preference  exists  ;  and  in  neither  inquiry 
can  reasonableness  be  ignored. 

This  does  not  mean  that  the  words  "  undue  or  unreasonable  "  are  to  be  read  into  the 
section.  On  the  contrary,  their  absence  would  seem  to  materially  increase  its  stringencj'. 
Reasonableness  must  be  taken  into  consideration  in  ascertaining  whether  a  preference 
exists  ;  but  a  preference,  though  ascertained  by  that  test  to  exist,  need  not  necessarily 
be  an  unreasonable  preference. 

Preferences  within  the  meaning  of  this  section  are  not  confined  to  fiscal  regulations. 

"  We  can  easily  conceive  that,  if  the  spirit  of  sectionalism  ever  should  take  posses- 
sion of  Congress,  the  dominant  section  might  devise  many  little  petty  annoyances  for 
boats  entering  the  harbours  of  the  other  section  which  would  amount  to  an  unjust 
preference  of  the  ports  of  the  former.  Tlie  mere  improvement  of  a  particular  harbour, 
the  clearing  of  the  navigation  of  a  river  which  involves  the  altering  of  its  channel  (Soutli 
Carolina  v.  Georgia,  93  U.S.  4),  the  erection  of  a  bridge  which  obstructs  navigation 
(Pennsylvania  v.  Wheeling  Bridge  Co.,  18  How.  421) — all  these,  while  they  may 
incidentally  benefit  one  port  more  than  another,  are  not  preferences  within  the  mean- 
ing of  the  prohibition.  The  people,  in  adopting  the  Constitution,  intended  to  stop 
forever  one  State  requiring  exactions  from  the  people  of  another  for  its  own  peculiar 
benefit ;  but  they  never  intended  to  prevent  the  federal  Government  for  the  good  of  all 
the  States  from  luidertaking  public  works  in  a  particular  locality."  (Lewis,  Federal 
Power  over  Commerce,  pp.  20-21.) 

§  415.    "To  one  State,  or  any  Part  thereof." 

The  corresponding  words  of  the  United  States  Constitution  arc  "  to  the  ports  of 
one  State  over  those  of  another."  At  the  time  when  that  Constitution  was  framed, 
navigation  was  the  onlj'  means  of  carriage  on  a  large  scale,  and  the  prohibition  against 
preferences  to  ports  seemed,  to  the  Convention  of  1787,  to  cover  the  whole  field  of 
necessary  commercial  regulaticm.  Prentice  and  Egan  (Commerce  Clause,  p.  306> 
suggest  that — 

"It  is  probable  tiiat  the  construction  which  will  be  given  to  the  clause  will  be  in 
accordance  with   this   broad   purpose.      Freedom   of    transportation   fron)   conflicting. 


§415.]  FINANCE  AND  TRADE.  879 

discriminating,  and  burdensome  restrictions  was  the  purpose  of  the  Constitution  ;  and 
while  the  language  employed  was  almost  necessarily  such  as  referred  to  the  means  of 
transportation  then  in  existence  and  within  the  knowledge  of  the  Convention,  neverthe- 
less the  operation  of  the  Constitution  is  not  confined  to  the  instrumentalities  of 
commerce  then  known,  but  keeps  pace  with  the  progress  of  the  country,  and  is  adapted 
to  new  developments  of  time  and  circumstance.  Within  a  hundred  years  the  means  of 
transportation  has  so  changed  that  the  commerce  among  the  States  conducted  by  land  is 
more  important  than  that  conducted  by  water.  Provisions  of  the  Constitution  which  at 
first  were  applied  onlj'  to  navigation  may  therefore  now  be  applied  to  railways,  as  in 
the  case  of  the  clause  which  forbids  the  States  from  laying  any  duty  of  tonnage  ;  and 
the  same  view  maj'  also  be  taken  of  the  preference  clause." 

In  this  section  the  scope  thus  contended  for  has  been  definitelj-  expressed  ;  and  the 
wortls  cover  all  commerce,  whether  bj-  land  or  sea. 

The  preferences  prohibited  are  preferenc-es  to  localities.  The  other  two  kinds  of 
preferences — preferences  to  particular  persons,  or  to  particular  classes  of  traffic  (see 
Note,  §  430,  infra)  are  not  mentioned.  Of  course,  however,  a  preference  to  a  locality 
consists  of  a  preference  to  persons  or  goods  in  that  locality  ;  and  accordingly  it  would 
seem  that  a  preference  to  particular  persons  or  classes  of  traffic  — even  though  no  locality 
were  expressly  mentioned—  might,  if  it  specially  favoured  any  State  or  part  of  a  State 
against  another  State  or  part  of  a  State,  be  within  the  section. 

It  is  to  be  noticed  also  that  a  preference,  to  come  within  this  section,  must  not  onU' 
be  a  preference  to  one  locality  over  another,  but  must  be  a  preference  to  a  locality  in  one 
State  over  a  locality  in  another  State.  Discriminations  between  parts  of  the  same  State 
are  not  provided  against  by  this  section.  The  purpose  is  to  safeguai-d  the  interests  of 
the  States  as  against  one  another,  by  prohibiting  inter-state  preferences.  The  section  is 
"  e\'idence  of  the  intention  of  the  framers  of  the  Constitution  to  protect  the  freedom  of 
commerce  from  the  selfish  interference  of  a  State,  through  its  influence  in  the  National 
Government."     (Lewis,  Federal  Power  over  Commerce,  p.  20.) 


Nor  abridge  right  to  use  water. 

100.  The  Commonwealth  shall  not*^^,  by  any  law  or 
regulation  of  trade  or  commeree*^^,  abridge  the  right  of  a  State 
or  of  the  residents  therein"^  to  the  reasonable  use"^  of  the 
waters  of  rivers*-"  for  conservation  or  irrigation*"\ 

Historical  Note. — The  only  mention  of  rivers  in  the  Bill  of  1891  was  in  the  clause 
enumerating  the  legislative  powers  of  the  Federal  Parliament,  which  contained  a  sub- 
clause "  River  navigation  with  respect  to  the  common  purposes  of  two  or  moi^e  States  or 
parts  of  the  Commonwealth."     (Conv.  Deb.,  Syd.,  1891,  pp.  689-92  ;  see  p.  138,  supra.) 

Adelaide  Sennwi,  1897. — The  sub-clause  as  proposed  by  the  Constitutional  Committee, 
and  embodied  in  the  first  draft  at  Adelaide,  empowered  the  Federal  Parliament  to 
legislate  as  to  "  The  control  and  regulation  of  navigable  streams  and  their  tributaries 
within  the  Commonwealth  and  the  use  of  the  waters  thereof."  The  debate  is  summarized 
at  pp.  174-6,  mipra.  The  clause  was  ultimateh'  cut  down  to  "The  control  and  regula- 
tion of  the  navigation  of  the  River  Murray,  and  the  use  of  the  waters  thereof,  from 
where  it  first  forms  the  boundary  between  Victoria  and  New  South  Wales  to  the  sea." 
(Conv.  Deb.,  Adel.,  pp.  794-829.) 

Melbourne  Session,  1898. — Both  Houses  of  the  South  Australian  Parliament  had 
proposed  to  extend  the  clause — the  Assembly  to  all  the  tributaries  of  the  Murray,  and  the 
Council  to  the  rivers  Darling,  Murrumbidgee,  and  Lachlan.  The  result  of  the  first  debate 
(see  pp.  194-6,  sttpra)  was  that  after  a  number  of  amendments  had  been  proposed  and 
rejected,  the  sub-clause  was  struck  out  altogether  (Debates,  p.  480),  and  all  proposals 


880  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  100. 

made  in  substitution  for  it  were  defeated  ;  the  question  of  river  conti'ol  being  thus  left, 
as  in  the  United  States,  to  the  operation  of  the  "  trade  and  commerce  "  power.  (Conv. 
Deb.,  Melb.,  pp.  31-150,  376-642.) 

On  the  second  recommittal  (see  pp.  196-7,  supra)  Mr.  Glynn  moved  an  addition  to 
the  "  trade  and  commerce  "  sub-clause,  defining  "  navigable  rivers  "  on  the  broad  basis 
of  American  decisions  ;  but  the  question  was  eventiially  postponed  until  after  the  settle- 
ment of  the  navigation  poAver.  The  New  South  Wales  representatives  feared  that  the 
paramountcy  of  the  federal  navigation  power  might  injure  State  rights  of  water  conserva- 
tion and  irrigation;  and  Mr.  Carruthers  proposed  to  add  to  the  "  Is' avigation  and 
Shipping  "  sub-clause  a  proviso  that  the  use  of  the  river  waters  for  na\-igation  should  be 
subordinate  to  conservation  in  the  States.  This  was  eventually  withdrawn  in  favour  of 
Mr.  Reid's  amendment  to  the  effect  that  the  navigation  power  should  not  "abridge  the 
rights  of  a  State  or  its  citizens  to  the  use  of  the  waters  of  rivers  for  conservation  and 
irrigation."  Sir  John  Downer's  amendment  to  add  "reasonable"  before  "  use  "  was 
carried,  and  the  sub-clause  as  amended  was  agreed  to.  (Conv.  Deb.,  Melb.,  pp.  1947-90.) 
After  the  fourth  Report,  it  was  amended  to  stand  as  a  separate  clause. 

§  416.    "  The  Commonwealth  shall  Not." 

(See  Note  on  the  same  words  in  the  preceding  section,  §  412,  supra  )  This  section  is 
a  further  limitation  of  the  trade  and  commerce  power.  The  necessity  for  the  provision 
arose  out  of  the  twofold  importance  of  the  rivers — as  highwa3'S  of  inter-state  commerce, 
and  as  channels  and  reservoirs  for  the  water  which  is  essential  for  the  development  of 
the  land.  In  the  event  of  any  conflict  between  these  two  purposes,  the  power  of  the 
Federal  Parliament  to  regulate  navigation  would  have  prevailed  absolutely  against  any 
claims  by  the  States  to  the  use  of  the  water,  and  the  object  of  this  section  is  to  limit  the 
paramountcy  of  the  navigation  power  so  far  as  it  may  interfere  with  "  the  reasonable 
use  "  of  the  waters  for  State  purposes. 

The  river  systems  of  Australia  bear  a  very  close  analogy,  in  many  respects,  to  thoso 
of  the  arid  portion  of  the  United  States,  in  which  the  rainfall  is  not  sufficient  for  the 
production  of  the  crops,  and  which  covers  about  two-fifths  of  the  whole  area  of  the 
United  States. 

"  Here  the  paramount  interest  is  not  navigation  of  the  streams,  but  the  cultivation 
of  the  soil  by  means  of  irrigation.  Even  if,  by  the  expenditure  of  vast  sums  of  money  in 
straightening  and  deepening  the  channels,  the  uncertain  and  irregular  streams  of  this 
arid  region  could  be  rendered  to  a  limited  extent  navigable,  no  important  public  purpose 
would  be  subserved  by  it.  Ample  facilities  for  transportation,  adequate  to  all  the 
requirements  of  commerce,  are  furnished  by  the  railroads,  with  which  these  comparatively 
insignificant  streams  could  not  compete.  But,  on  the  other  hand,  the  use  of  the  waters 
of  all  these  streams  for  irrigation  is  a  matter  of  the  highest  necessity  to  the  people 
inhabiting  this  region,  and  if  such  use  were  denied  them,  it  would  injuriously  affect  tlieir 
business  and  prosperity  to  an  extent  that  would  be  an  immeasurable  public  calamity." 
(United  States  v.  Rio  Grande  Dam  and  Irrigation  Co.,  New  Mexico,  51  Pac.  Rep.  674  ; 
cited  Prentice  and  Egan,  pp.  116-7.) 

In  these  arid  regions  difficulties  arose  not  only  between  the  States,  but  between 
higher  and  lower  riparian  owners  in  the  same  State.  The  riparian  common  law  of 
England,  which  required  every  riparian  owner  to  permit  the  flow  of  the  water 
undiminished  in  quantity  and  unimpaired  in  quality,  had  grown  up  under  totally 
different  conditions,  and  was  found  inapplicable  to  the  circumstances  of  the  arid 
regions. 

"  Notwithstanding  the  unquestioned  rule  of  the  common  law  in  reference  to  the 
right  of  a  lower  riparian  proprietor  to  insist  upon  the  continuous  flow  of  the  stream  as 
it  was,  and  although  there  have  been  in  all  the  western  States  an  adoption  or  recognition 
of  the  common  law,  it  was  early  developed  in  their  history  that  the  mining  industry  in 
certain  States,  the  reclamation  of  arid  lands  in  others,  compelled  a  departure  from  the 
common  law  rule,  and  justified  an  appropriation  of  flowing  waters  Doth  for  mining 
purposes  an<l  for  the  reclamation  of  arid  lands,  and  there  has  come  to  be  recognized  in 
tliose  States,  by  custom  and  by  State  legislation,  a  different  rule — a  rule  which  permits. 


§§416-^17.]  FINANCE  AND  TRADE.  881 

under  certain  circumstances,  the  appropriation  of  the  waters  of  a  flowing  stream  for 
other  than  domestic  purposes."  (United  States  v.  Rio  Grande  Dam  and  Irrigation  Co., 
174  U.S.  at  p.  704.) 

But  though  each  State  of  the  American  Union  may,  as  between  its  own  citizens, 
regulate  the  right  to  use  the  waters  of  rivers,  the  rights  of  the  States  are  subject  to  the 
paramount  power  of  Congress  with  respect  to  navigation.  Thus  in  1890,  Congress 
passed  a  comprehensive  Act  prohibiting  the  creation  of  any  unauthorized  obstruction  to 
the  na^■^gable  capacity  of  waters  over  which  the  United  States  have  jurisdiction  ;  and 
under  this  Act  it  has  been  held  that  if  the  navigability  of  a  navigable  stream  is 
substantially  affected  by  impounding  the  waters  of  a  non-navigable  tributary — even 
though  such  tributary  be  wholly  within  one  State — the  Federal  Government  has  power 
to  interfere.     When  proceedings  are  taken  by  the  United  States  for  that  purpose, 

"It  becomes  a  question  of  fact  whether  the  act  sought  to  be  enjoined  is  one  which  fairly 
and  directly  tends  to  obstruct  (that  is,  to  interfere  with  or  diminish)  the  navigable  capacity 
of  a  stream.  It  does  not  follow  that  the  courts  would  be  justified  in  sustaining  any 
proceeding  by  the  Attornej'-General  to  restrain  any  appropriation  of  the  upper  waters  of 
a  navigable  stream.  The  question  always  is  one  of  fact,  whether  such  appropriation 
substantially  interferes  with  the  navigable  capacity  within  the  limits  where  navigation 
is  a  recognized  fact.  In  the  covu"se  of  the  argument  this  suggestion  was  made,  and  it 
seems  to  us  not  unworthy  of  note,  as  illustrating  this  thought.  The  Hudson  River  runs 
within  the  limits  of  the  State  of  New  York.  It  is  a  navigable  stream  and  a  part  of  the 
naWgable  waters  of  the  Unitefl  States,  so  far  at  least  as  from  AUiany  southward.  One 
of  the  streams  which  flows  into  it  and  contributes  to  the  volume  of  its  waters  is  the 
Croton  River,  a  non-navigable  stream.  Its  waters  are  taken  by  the  State  of  New  York 
for  domestic  purposes  in  the  city  of  New  York.  Unquestionably  the  State  of  New  York 
has  a  right  to  appropriate  its  waters,  and  the  United  States  may  not  question  su';h 
appropriation,  unless  thereby  the  navigability  of  the  Hudson  is  disturbed.  On  the  other 
hand,  if  the  State  of  New  York  should,  even  at  a  place  above  the  limits  of  navigabilitj', 
by  appropriation  for  any  domestic  purposes,  diminish  the  volume  of  waters  which,  flowing 
into  the  Hudson,  make  it  a  navigable  stream,  to  such  an  extent  as  to  destroy  its 
navigability,  undoubtedly  the  jurisfliction  of  the  National  Government  would  arise,  and 
its  power  to  restrain  such  appropriation  be  unquestioned  :  and  vvithin  the  purview  of 
this  section  it  would  become  the  right  of  the  Attorney-General  to  restrain  such 
proceedings."  (United  States  v.  Kio  Grande  Dam  and  Irrigation  Co.,  174  U.S.  at 
p.  709.) 

The  above  case  was  decided  in  October,  1898,  after  the  Convention  had  finished  its 
sittings  :  but  the  principles  on  which  the  decision  is  ba.sed  were  already  well  understood, 
and  it  was  with  the  view  of  modifying  to  some  extent  the  application  of  those  principles 
that  this  section  was  framed.  Under  this  Constitution  the  mere  fact  that  navigability 
is  substantially  affected,  or  even  destroyed,  does  not  enable  the  Commonwealth  to  re- 
strain the  use  of  the  water  by  a  State  or  its  residents  unless  such  use  is  unreasonable. 

§  417.    "  By  any  Law  or  Regulation  of  Trade  or 
Commerce." 

(See  Note  to  similar  words,  §  413  tsupra,  §  427  infra.)  The  power  of  the  Parliament 
to  make  laws  with  respect  to  trade  and  commerce  extends  to  navigation  and  shipping 
(sec.  98),  and  therefore  to  navigation  upon  rivers.  That  it  extends  not  only  to  shipping, 
but  to  the  highways  themselves  upon  which  the  shipping  is  carried  on,  is  expressly 
recognized  by  this  section,  which  imposes  a  limitation  on  the  Federal  control  of  such 
highways  ;  and  it  remains  to  discuss  the  extent  of  this  power. 

NA^^GABLE  Wateks  of  the  Commonwealth. — Incident  to  the  power  to  make  laws 
in  respect  of  navigation  with  other  countries  and  among  the  St.ates,  is  a  power  of  control 
over  all  waters  upon  which  such  navigation  may  be  carried  on —which  are,  in  fact, 
navigable  for  the  purposes  of  inter-state  and  foreign  commerce.  In  the  Convention, 
there  was  some  discussion,  in  connection  with  the  words  "  navigable  "  and  "  navigability." 
which  occurred  in  some  proposed  amendments  (see  Con  v.  Deb.,  Melb. ,  pp.  Ill,  112, 
409,  &.C.),  whether  navigability  would  be  intei-preted  according  to  the  English  decisions 
— which  make  the  ebb  and  flow  of  the  tide  the  test  of  navigability,  marking  the  line 
56 


882  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  100. 

where  prerogative  of  the  Crown  ends  and  private  ownership  of  the  river-bed  begins— or 
according  to  American  decisions,  which  make  actual  capacity  for  navigation  the  test. 
As  the  Constitution  stands,  however,  the  woi'd  "  navigable"  does  not  occur.  We  have 
only  to  deal  with  "navigation  ;"  and  in  discussing  the  extent  of  the  jurisdiction  with 
regard  to  navigation,  we  are  free  to  use  the  word  "  navigable,"  not  in  the  artificial  sense 
of  the  English  decisions,  but  in  the  natural  sense  which  has  received  statutory  and 
judicial  recognition  in  America — a  sense  which  it  is  convenient  to  adopt,  because  the 
area  of  federal  jurisdiction  over  rivers  in  the  United  States  has  for  the  most  part  been 
decided  in  connection  with  the  words  "navigable  waters  of  the  United  States"  in 
Federal  statutes.     It  will  be  viseful  to  trace  those  decisions. 

In  the  Daniel  Ball,  10  Wall.  557,  at  p.  563,  Mr.  Justice  Field,  delivering  the  opinion 
of  the  Court,  said  : — 

"  The  doctrine  of  the  common  law  as  to  the  navigability  of  waters  has  no  application 
in  this  country.  Here  the  ebb  and  flow  of  the  tide  do  not  constitute  the  usual  test,  as 
in  England,  or  any  test  at  all,  of  the  navigability  of  waters.  There  no  waters  are 
navigable  in  fact,  or  at  least  to  any  considerable  extent,  which  are  not  subject  to  the 
tide,  and  from  this  circumstance  tide  water  and  navigable  water  there  signify  substantially 
the  same  thing.  But  in  this  country  the  case  is  widely  different.  Some  of  our  rivers 
are  as  navigable  for  many  hundreds  of  miles  above  as  they  are  below  the  limits  of  tide 
water,  and  some  of  them  are  navigable  for  great  distances  by  large  vessels,  which  are 
not  even  afTected  by  the  tide  at  any  point  during  their  entire  length.  A  diftereiit  test 
must  therefore  be  applied  to  determine  the  navigability  of  our  rivers,  and  that  is  found 
in  their  navigable  capacity.  Those  rivers  must  be  regarded  as  public  navigable  rivers  in 
law  which  are  navigable  in  fact,  and  they  are  navigable  in  fact  when  they  are  used  or 
are  susceptible  of  being  used  in  their  ordinary  condition  as  highways  for  commerce,  over 
which  trade  and  travel  are  or  may  be  conducted  in  the  customary  modes  of  trade  and 
travel  on  water." 

In  The  Montello,  11  W^all.  411,  it  was  held  that  if  a  river  is  not  of  itself  a  highwa}'' 
for  commerce  with  other  countries,  or  does  not  form  such  highwaj'  by  its  connection 
with  other  waters,  and  is  only  navigable  between  different  places  within  the  same  State, 
then  it  is  not  a  navigable  water  of  the  United  States,  but  only  a  navigable  water  of  the 
State,  and  subject  to  the  exclusive  jurisdiction  of  the  State.  And  see  Lake  Shoi'e  and 
Michigan  R.  Co.  v.  Ohio,  165  U.S.  at  pp.  367-8,  where  a  doubt  was  expressed  whether 
all  navigable  waters,  even  though  wholly  within  a  State,  are  "  waterways  of  the  United 
States. "  These  decisions  are  upon  the  words  of  American  statutes.  It  is  clear,  however, 
that  inter-state  commerce,  wherever  found,  is  subject  to  federal  control,  and  that 
Parliament  could  legislate  in  respect  of  commerce  upon  the  navigable  waters  of  a  State, 
if  such  commerce  came  from,  or  was  destined  for,  other  States. 

In  The  Montello,  20  Wall.  430,  it  was  said  that  navigability  does  not  depend  on  the 
mode  of  navigation,  but  upon  whether  the  river  in  its  natural  state  is  such  that  it  affords 
a  channel  for  useful  commerce.  "  It  is  not,  however,  as  Chief  Justice  Shaw  said  (21 
Pickering,  344),  every  small  creek  in  which  a  fishing  skiff  or  gunning  canoe  can  be  made 
to  float  at  high  water  which  is  deemed  navigable,  but,  in  order  to  give  it  the  character 
of  a  navigable  stream,  it  must  be  generally  and  commonly  useful  to  some  purpose  of 
trade  or  agriculture." 

"  The  mere  fact  that  logs,  poles,  and  rafts  are  floated  down  a  stream  occasionally 
at  times  of  high  water  does  not  make  it  a  navigable  river."  (United  States  v.  Rio 
Grande  Dam  and  Irrigation  Co.,  174  U.S.  at  p.  698,  where  it  was  held  that  the  Rio 
Grande,  between  the  points  mentioned  in  the  case,  was  not  navigable.) 

It  seems  clear  from  the  principle  of  these  cases  that  a  river  may  be  deemed 
navigable  even  though  it  is  in  fact  only  intermittently  navigable,  provided  that  it  is 
really  useful  for  commerce. 

If,  however,  a  stream  be  in  fact  connected  with  the  waters  of  other  States,  it  is 
immaterial  that  in  its  natural  condition  it  was  not  an  inter-state  highwaj'.  Such  a  limited 
constriiction  "  cannot  be  adopted,  for  it  would  exclude  many  of  tha  great  rivers  of  this 
country,  which  were  so  interrupted  bj'  rapids  as  to  require  artificial  means  to  enable 
them  to  be  navigated  without  break.     Indeed,   there  are  but  few  of  our  fresh  water 


§417.]  FINANCE  AND  TRADE..  883 

rivers  which  did  not  originally  present  serious  obstructions  to  an  unintemipted 
navigation."  (The  Montello,  20  Wall,  at  p.  439.)  And  it  has  even  been  held  to  be 
immaterial  that  the  stream  is  entirely  of  artificial  construction.  {Ex parte  Boy er,  109 
U.S.  629.) 

"  The  control  vested  in  the  general  Government  to  regulate  inter-state  and  foreign 
commerce  involves  the  control  of  the  waters  of  the  United  States  which  are  navigable 
in  fact,  so  far  as  may  be  necessary  to  ensure  their  free  navigation,  when  by  themselves 
or  in  connection  with  other  waters  they  form  a  continuous  channel  for  commerce  among 
the  States  or  with  foreign  countries."  (Escanaba  Co.  v.  Chicago,  107  U.S.  at  p.  682.) 
Accordingly  the  Chicago  River  and  its  branches,  though  lying  within  the  limits  of  the 
State  of  Illinois,  were  held  to  be  navigable  waters  of  the  United  States,  which  Congress 
may  control  so  far  as  to  protect,  preserve,  and  improve,  free  navigation. 

Whether  a  river  is  or  is  not  navigable  at  any  point  is  ordinarily  a  matter  of 
proof  ;  though  the  fact  that  some  rivers  are  navigable,  and  others  not,  may  be  a  matter 
of  common  knowledge,  and  judicially  noticed.  (United  States  v.  Rio  Grande  Dam  and 
Irrigation  Co.,  174  U.S.  690.) 

Extent  of  Federal  ArxHOKiTY. — The  extent  of  the  federal  authority  over 
navigable  waters  has  in  the  United  States  been  the  subject  of  numerous  decisions,  and 
has  been  laid  down  in  very  wide  terms.  Thus  it  is  held  that  the  power  to  regulate 
na%-igation  includes  the  power  to  improve  the  navigable  channel  (Wisconsin  v.  Duluth> 
96  U.S.  :^79)  ;  to  close  one  of  several  channels  of  a  river  in  order  to  improve  the 
navigability  of  another  (South  Carolina  v.  Georgia,  93  U.S.  4)  ;  and  to  make  a  new 
channel  (Prentice  and  Egan,  Commerce  Clause,  p.  110).  In  short  the  federal  power 
includes  authority  to  do  ever3'thing  necessary  "  to  make  and  keep  the  highway  open  and 
safe  (Prentice  and  Egan,  Com.  Clause,  p.  109).  "  Congress  can  do  anything  which,  in 
its  reasonable  effect,  regulates  inter-state  or  foreign  commerce,  or  the  instruments  of 
commercial  intercourse  ;  and  the  word  '  regulate,'  as  employed  in  the  Constitution,  not 
only  covers  all  rules  prescribing  the  way  in  which  such  commerce  can  be  conducted,  but 
also  all  real  or  supposed  improvements  of  the  means  of  communication.  In  this  idea  of 
the  word  rejyw/aie  is  found  the  judicial  justification  of  all  our  internal  improvements." 
(Lewis,  Federal  Power  over  Commerce,  p.  19  )  The  power  of  Congress  to  pass  laws  for 
the  navigation  of  rivers,  and  to  prevent  all  obstructions  therein,  cannot  be  disputed. 
(United  States  v.  Bellingham  Bay  Boom  Co.,  176  U.S.  211.) 

The  words  of  this  Constitution  are  even  wider.  The  Parliament  has  power,  not 
merely  "  to  regulate  commerce,"  but  "  to  make  laws  with  respect  to  trade  and  com- 
merce," a  phrase  which  would  seem  to  be  as  wide  as  the  most  extended  construction 
which  the  American  courts  have  given  to  the  word  "  regulate." 

For  the  carrying  out  of  these  public  purposes  the  Federal  Parliament  has  all  the 
incidental  powers  which  are  necessary.  Thus  it  has  been  held  in  the  United  States  that 
Congress  has  the  power  of  eminent  domain  over  the  shores  and  the  submerged  soil. 
(Monongahela  Na\-igation  Co.  v.  United  States,  148  U.S.  312;  Stockton  v.  Baltimore, 
&c.,  R.  Co.,  32  Fed.  Rep.  9 ;  Prentice  and  Egan,  Com.  Clause,  p.  110.)  "  All  navigable 
waters  are  under  the  control  of  the  United  States  for  the  purpose  of  regulating  and 
improving  navigation  ;  and  although  the  title  to  the  shore  and  siibmerged  soil  is  in  the 
various  States,  and  individual  owners  under  them,  it  is  always  subject  to  the  servitude  in 
respect  of  navigation  created  in  favour  of  the  Federal  Government  by  the  Constitution." 
(Gibson  v.  United  States,  166  U.S.  269.)  In  that  case  it  was  held  that  riparian  owner- 
ship of  navigable  rivers  is  subject  to  the  obligation  to  suffer  the  consec|uences  of  an 
improvement  of  the  na\'igation  under  an  Act  passed  by  Congress  in  the  exercise  of  its 
dominant  right,  and  that  damages  resulting  from  such  improvement  cannot  be  recovered. 
(See  South  Carolina  v.  Georgia,  93  U.S.  4;  ShiveU-  v.  Bowlby,  152  U.S.  1  ;  Eldridge  r. 
Trezevant,  160  U.S.  452.)  In  this  Constitution,  the  power  of  acquiring  the  property  of 
States  or  individuals  for  "  any  purpose  in  respect  of  which  the  Parliament  has  power  to 
make  laws"  is  expressly  given  by  sec.  51  — xxxi. 


884  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  100. 

In  Green  Bay  and  Mississippi  Co.  v.  Patten  Paper  Co.,  172  U.S.  58,  it  was  held  that 
water  power  incidentallj'^  created  by  the  erection  and  maintenance  of  a  dam  and  canal  by 
the  United  States  was  (under  the  facts  in  that  case)  subject  to  control  and  appropriation 
by  the  United  States.  The  Court  afterwards  explained  that  this  decision  did  not  apply 
after  the  waters  had  flowed  over  the  dam  and  through  the  sluices,  and  found  their  way 
to  the  unimproved  bed  ;  and  held  further  that  though  State  courts  might  legitimately 
take  cognizance  of  controversies  between  riparian  owners  as  to  the  use  and  apportion- 
ment of  waters  flowing  in  non-navigable  parts  of  a  stream,  they  could  not  interfere,  by 
mandamus,  injunction,  or  otherwise,  with  the  control  of  the  surplus  power  incidentally 
created  by  the  Federal  dam  and  canal.  (Green  Bay,  &c  ,  Co.,  v.  Patten  Paper  Co.,  173 
U.S.  179.) 

The  Congress  of  the  United  States  has  power,  not  only  to  improve  the  navigability 
of  waters,  but  to  prevent  their  obstruction  by  any  State  or  person,  by  means  of  bridges, 
dams,  piers,  or  other  structures  which  interfere  with  navigation.  It  follows  as  a 
corollary  to  the  power  to  preserve  free  navigation  that  Congress  has  the  paramount  right 
to  conclusively  determine  what  shall  be  deemed,  so  far  as  commerce  is  concerned,  an 
obstruction.  (Miller  7;.  Mayor  of  New  York,  109  U.S.  385.)  "  Congress  has  the  right 
to  abate  all  bridges  which  obstruct  the  free  passage  of  inter-state  commerce  on  a  river. 
The  fact  that  a  greater  amount  of  inter-state  commerce  passes  over  than  under  the  bridge 
is  immaterial."  (Lewis,  Fed.  Pow.  over  Comm.  p.  18  ;  Bridge  Co.  v.  United  States,  105 
U.S.  470  ;  The  Clinton  Bridge,  10  Wall.  454.  For  Federal  legislation  on  this  subject  in 
the  United  States,  see  Prentice  and  Egan,  Commerce  Clause,  pp.  1 12, 126. )  It  has  even  been 
held  that  a  dam  on  a  non-navigable  tributary  may,  by  diminishing  the  supply  of  M'ater 
to  a  navigable  river,  become  an  obstruction.  (United  States  v.  Rio  Grande  Dam  and 
Irrigation  Co.,  174  U.S.  6S0. )  In  this  Constitution  the  Federal  power  of  interference  in 
such  cases  is  substantially  limited  by  the  prohiV)ition  contained  in  this  section. 

"An  unlawful  obstruction  in  public  navigable  waters  which  threatens  irreparable 
injury  to  an  individual  may  be  the  subject  of  relief  in  equity  (Texas  and  Pac.  R.  Co.  r. 
Inter-State  Transportation  Co.,  155  U.S.  585),  and,  when  constructed,  may  be  a  public 
nuisance  which  any  interested  person  may  abate."  (Prentice  and  F^gan,  Comm.  Clause, 
p.  112.) 

Not  only  can  Congress  prevent  obstructions  by  the  States  ;  it  can,  by  virtue  of  its 
paramount  power  over  trade  and  commerce,  create  or  authorize  the  creation  of  obstruc- 
tions such  as  bridges  and  dams.  (See  a  long  list  of  cases  cited  by  Prentice  and  Egan, 
Comm.  Clause,  p.  111.) 

Except  as  to  the  limitation  in  favour  of  user  of  the  water  by  States  and  by  residents 
therein,  these  decisions  seem  applicable  to  the  trade  and  commerce  power  as  conferred 
by  this  Constitution.  It  appears  clearly  from  the  debates  of  the  Convention,  and 
particularly  the  debates  referred  to  in  the  Historical  Note  to  this  section,  that  the 
Convention  was  fully  aware  of  the  wide  scope  of  the  American  decisions,  and  was 
content  that  they  should  be  applied — with  the  limitation  mentioned — to  this  Consti- 
tution. 

In  the  case  of  railroads,  indeed,  the  Constitution  does  seem  to  contemplate  a  more 
limited  power  of  control  than  exists  in  the  United  States.  The  express  powers  given 
(sec.  51 — xxxiii.,  xxxiv.)  to  acquire  State  railways  with  the  consent  of  a  State,  and  to 
control  railways  in  a  State  with  the  consent  of  the  State,  not  only  imply  that  those 
powers  may  not  be  exercised  without  such  consent,  but  perhaps  imply  also  that  tlie 
powers  would  not  have  existed,  or  that  their  existence  might  have  been  doubtful, 
without  express  words.  It  may  be  argued  that  the  facts  that  it  was  deemed  necessary 
to  give  such  express  powers  at  all,  and  that  the  powers  so  given  were  limited  by 
requiring  the  consent  of  the  States,  show  that  a  narrower  scope  was  contemplated  for 
the  whole  trade  and  commerce  power.  Such  arguments  from  implication,  however,  are 
never  very  strong.  If  the  Convention  had  meant  the  navigation  power  to  be  construed 
more  narrowly  than  in  the  United  States,  the  matter  would  hardly,  in  the  face  of  the 


?  417.] 


FINANCE  AND  TRADE.  885 


American  authorities,  have  been  left  to  implication.  Besides,  the  express  gitt  of  the 
power  of  eminent  domain  (sec.  51  — xxxi.)  which  enables  the  Commonwealth  to  acquire 
property  "for  any  purpose  in  respect  of  which  the  Parliament  has  power  to  make 
laws,"  evidences  a  broad  view  not  onlj-  of  the  trade  and  commerce  power,  but  of  all  the 
legislative  powers  vested  in  the  Commonwealth.  It  is  submitted,  therefore,  that  subject 
to  exceptions  expressed  or  arising  by  clear  implication  from  the  language  of  the  Consti- 
tution—such as  the  exception  expressed  in  this  section  in  favour  of  the  user  of  water, 
and  the  exception  implied  in  sec.  51 — xxxiii.  and  xxxiv.  against  the  acquisition  of  the 
railways  of  a  State,  or  the  construction  of  Federal  Railways  in  a  State,  without  the 
consent  of  the  State  —the  trade  and  commerce  power,  with  respect  to  navigable  waters, 
has  as  wide  a  scope  as  in  the  United  States.  In  this  view,  the  Commonwealth  may 
create  waterways  for  inter-state  commerce,  or  anj'  other  kind  of  highway'  except  rail- 
ways ;  and  for  that  purpose  it  may  not  only  improve  the  navigability  of  na\-igable 
streams,  but  may  create  navigabilitj'  in  naturally  non-navigable  streams,  and  may  cut 
eauals  where  no  streams  previously  existed. 

CoNCURREXT  Powers  of  the  States  — The  navigation  power,  being  part  of  the 
trade  and  commerce  power,  is  not  ' '  exclusively "  vested  in  the  Parliament  of  the 
Commonwealth,  and,  therefore,  the  concurrent  power  of  the  States  to  deal  with  inter- 
state navigation  and  with  navigable  waters  will  continue,  subject  to  be  ousted,  in  part 
or  in  whole,  by  Federal  legislation. 

In  the  United  States,  the  distinction  between  those  parts  of  the  commerce  power 
which  are  in  their  nature  exclusive,  as  requiring  uniform  legislation,  and  those  which 
are  concurrent,  as  admitting  of  auxiliary  local  legislation  in  the  absence  of  Federal 
legislation  (see  pp.  527,  530,  supra),  has  led  to  a  subordinate  distinction  being  drawn 
between  streams  which  are  whoU}-  within  the  limits  of  a  State,  and  streams  which  form 
the  boundary  between  two  States,  or  flow  through  two  or  more  States.  With  regard  to 
the  former  streams  much  wider  concurrent  powers  of  control  have  been  conceded  to  the 
States  than  with  regard  to  the  latter. 

"  It  has  alwajs  been  the  rule  that,  in  the  absence  of  Federal  legislation,  the  States 
may  prevent  obstruction  of  navigable  waters  within  their  limits  ;  may  regulate  the 
placing  of  buoys  and  beacons  ;  the  construction  of  wharves  ;  and  may  deepen  channels  ; 
change  outlets  of  lakes  and  rivers,  construct  dams  and  locks  to  increase  the  depths  of 
water  or  for  other  purposes,  care  being  taken  not  to  create  serious  impediments  to  the 
navigation  of  important  waters  ;  may  construct  canals  around  falls  and  improve  their 
harlxjurs  and  rivers  generally,  and  may  collect  a  charge  from  vessels  using  the  improved 
navigation,  as  a  compensation  for  the  facilities  thus  afforded."  (Prentice  and  Egan, 
Comm.  Clause,  p.  11.3;  Mobile  v.  Kendall,  102  U.S.  691  ;  State  v.  Illinois  Central  Rail- 
way, 146  U.S.  387  ;  Pound  v.  Turck,  95  U.S.  459  ;  Willson  v.  Blackbird  Creek  Marsh 
Co..  2  Pet.  245;  Sands  v.  Manistee  R.  Impi-ovement  Co.,  123  U.S.  288  ;  Monongahela 
Nav.  Co  V.  United  States,  14S  U.S.  312;  Huse  v.  Glover,  119  U.S.  543;  Gloucester 
Ferry  Co.  v.  Pennsylvania,  114  U.S.  196.) 

Thus  it  was  held  in  Huse  v.  Glover,  119  U.S.  543,  that  if,  in  the  opinion  of  a  State, 
its  commerce  will  be  more  benefited  b\'  improving  a  navigable  stream  within  its  borders 
than  by  leaving  it  in  its  natural  condition,  it  may  authorize  the  improvements  though 
individuals  may  be  inconvenienced  ;  and  that  a  river  does  not  change  its  legal  character 
as  a  highway  if  crossings  by  bridges  or  ferries  are  allowed  under  reasonable  conditions, 
or  if  dams  are  erected  under  like  conditions.  "The  erection  of  bridges  with  dams  and  the 
establishment  of  ferries  for  the  transit  of  persons  and  property,  are  consistent  with  the 
free  navigation  of  rivers."     (Huse  v.  Glover,  at  p.  547.) 

In  the  same  case  it  was  held  that  a  toll  for  the  use  of  the  improvements  was  not  a 
tax.  ' '  The  fact  that  if  any  surplus  remains  from  the  tolls,  over  what  is  used  to 
keep  the  locks  in  repair,  and  for  the  collection,  it  is  to  be  paid  into  the  State  Treasury 
as  a  part  of  the  revenue  of  the  State,  does  not  change  the  character  of  the  toll  or  im- 
post."    (Huse  V.  Glover,  at  p.  549.) 

And  a  State  may  not  only,  in  the  absence  of  Federal  legislation,  improve  the 
navigability  of  rivers,  but  may  even  obstruct  navigability.  Thus  in  Hamilton  v.  Vicks- 
burg  R.  Co.,  119  U.S.  280  (following  Cardwell  v.  Bridge  Co.,  113  U.S.  205)  it  was  held 


886  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  100. 

that  persons  acting  under  the  authority  of  a  State  may  construct  bridges  over  navigable 
streams.     The  opinion  of  the  Court  contains  the  following  passage  :  — 

"  What  the  form  and  character  of  the  bridges  should  be,  that  is  to  say,  of  what 
height  they  should  be  erected,  and  of  what  materials  constructed,  and  whether  with  or 
without  draws,  were  matters  for  the  regulation  of  the  State,  subject  only  to  the 
paramount  authority  of  Congress  to  prevent  any  unnecessary  obstruction  to  the  free 
navigation  of  the  streams.  Until  Congress  intervenes  in  such  cases,  and  exercises  its 
authority,  the  power  of  the  State  is  plenary.  When  the  State  provides  for  the  form  and 
character  of  the  structure,  its  directions  will  control,  except  as  against  the  action  of 
Congress,  whether  the  bridge  be  with  or  without  draws,  and  irrespective  of  its  effect 
upon  navigation.  As  has  often  been  said  by  this  Court,  bridges  are  mei'ely  connecting 
links  of  turnpikes,  streets,  and  railroads  ;  and  the  commerce  over  them  may  be  much 
greater  than  that  on  the  streams  which  they  cross.  A  break  in  the  line  of  railroad 
communication  from  the  want  of  a  bridge  may  produce  milch  greater  inconvenience  to 
the  public,  than  the  obstruction  to  navigation  caused  by  a  bridge  with  proper  draws.  In 
such  cases,  the  local  authority  can  best  determine  which  of  the  two  modes  of  transporta- 
tion should  be  faA-oured  and  how  far  either  should  be  made  subservient  to  the  other." 

When  a  bridge  is  lawfully  built  over  a  navigable  river,  its  owners  may  have  recourse 
to  the  courts  to  protect  it  ;  and  relief  granted  by  the  courts  is  not  a  regulation  of 
commerce.     (Texas  and  Pacific  R.  Co.  v.  Inter-state  Transp.  Co.,  155  U.S.  585.) 

The  general  principle,  as  finallj'  settled  by  the  courts  of  the  United  States,  is 
summed  up  by  Prentice  and  Egan  (Comm.  Clause,  p.  117)  as  follows: — "The  question 
whether  or  not  an  obstruction  should  be  permitted  in  navigable  waters  wholly  within  a 
State  is  essentially  legislative,  and  this,  it  is  now  held,  in  the  absence  of  federal 
legislation,  is  controlled  entirely  by  the  States." 

The  principles  which,  in  the  absence  of  federal  legislation,  would  govern  inter-state 
streams,  are  less  clearly  defined  in  the  United  States — chiefly  because  federal  legislation 
has,  as  a  matter  of  fact,  occupied  the  field,  and  made  the  question  one  of  little  practical 
importance.  Authority  seems  to  show,  however,  that  the  power  of  the  Federal 
Government  to  authorize  obstructions  is  in  such  cases  regarded  as  exclusive.  (Albany 
Bridge  Case,  2  Wall.  403 ;  Pennsylvania  v.  Wheeling  Bridge  Co.,  13  How.  518;  Prentice 
and  Egan,  Comm.  Clause,  pp.  118-120;  Lewis,  Federal  Power  over  Commerce,  p.  56.) 

It  is  contended,  however,  by  Dr.  Lewis  (Fed.  Pow.  over  Comm.  pp.  58-9)  that  the 
question  whether  a  stream  is  within  the  limits  of  a  State,  or  flows  through  or  between 
two  or  more  States,  is  not  the  conclusive  test  of  concurrent  control. 

"It  is  impossible  to  draw  the  boundary  line  between  rivers  which  are  under  the 
concurrent  control  of  the  State,  and  those  which  are  national  in  their  character.  Such  a 
rule  as  the  one  above  stated,  concerning  the  national  character  of  streams  flowing  on  the 
boundaries  of  States,  and  the  local  character  of  those  wholly  within  a  State,  is  purely 
empirical.  A  stream  is  not  national  in  character  because  of  its  geographical  position; 
the  national  character  depends  upon  the  importance  of  its  navigation  to  the  people  of 
the  Union  as  a  whole.  .  .  .  We  do  not  wish  to  minimize  the  value  of  general  rules 
indicating  the  class  of  rivers  under  the  concurrent  power  of  the  State.  Nevertheless, 
the  Supreme  Court  will  not  have  to  overrule  its  previous  decisions  in  order  to  change  or 
modify  empirical  distinctions.  They  are  invented  for  utility ;  whenever  a  strict  adherence 
would  result  in  a  palpable  absurdity  the}'  will  be  abandoned.  To  say  that  all  rivers  on 
the  boundaries  of  States  are  national  in  character  and  require  the  exclusive  control  of 
Congress,  or  that  a  State  can  place  physical  obstructions  in  all  navigable  streams 
entirely  within  her  boundaries,  means,  and  can  mean  nothing  more,  than  that  the 
majority  of  rivers  of  a  particular  class  are  national  or  are  local  in  character." 

It  thus  appears  that  in  the  United  States  three  classes  of  navigable  waters  are 
recognized  : — 

(1.)  Waters  which  are  wholly  within  a  State,  and  do  not  connect  with  the 
waters  of  other  States  (either  by  ocean,  lake,  river,  canal,  or  otherwise) 
to  form  a  continuous  inter-state  waterway.  These  waters  are  under  the 
exclusive  control  of  the  State. 
(2.)  Waters  which  are  wholly  within  the  limits  of  a  State,  but  which  connect 
with  the  waters  of  other  States  to  form  a  continuous  inter-state  waterway. 
These  may  be  controlled  by  the  Union,  but  in  the  absence  of  Federal 
legislation  are  subject  to  the  concurrent  control  of  the  States. 


§§417-418.]  FINANCE  AND  TRADE.  887 

(S. )  Waters  flowing  on  the  boundaries  of  States   or  through  two  or  more  States. 
These  are  under  the  exclusive  control  of  the  Union. 

Or  perhaps,  following  Dr.  Lewis'  principle  of  classification,  it  might  be  said  that 
streams  on  which  there  can  be  no  Federal  navigation  are  exclusively  controlled  by  the 
States  ;  that  streams  on  which  Federal  navigation  is  unimportant,  may  be  controlled  by 
the  States  until  the  Union  chooses  to  exercise  control  ;  and  that  streams  on  which 
Federal  navigation  is  important  are  exclusively  controlled  by  the  Union. 

Application  of  American  Decisions. — In  considering  the  applicability  of  the 
American  decisions,  it  must  be  borne  in  mind  that  the  Australian  Constitution  is  explicit 
on  two  points  on  which  the  Constitution  of  the  United  States  is  silent.  It  provides 
(sec.  92)  that  after  the  imposition  of  uniform  duties,  inter-state  commerce  shall  be 
absolutely  free ;  and  it  provides  (sec.  107)  that  every  power  of  the  State  Parliaments, 
unless  exclusively  vested  in  the  Federal  Parliament  or  withdrawn  from  the  State 
Parliaments,  shall  continue.  No  part  of  the  commerce  power  (except  customs,  excise 
and  Ixjunties),  or  of  the  navigation  power  which  it  includes,  is  "  exclusively"  vested  in 
the  Federal  Parliament  ;  and  therefore — in  the  absence  of  Federal  legislation — it  would 
.seem  that  the  States  may  exercise  concurrent  control  over  all  navigable  waters  within 
their  jurisdiction,  except  so  far  as  the  power  to  obstruct  may  be  "  withdrawn  "  from  the 
State  Parliaments  by  the  constitutional  provision  that  trade  among  the  States  shall  be 
"  absolutely  free  "  (sec.  92).  That  provision,  it  would  seem,  does  not  extend  to  prevent 
such  incidental  physical  obstructions  as  may  arise  from  the  bona  fide  exercise  by  the  States 
of  the  concurrent  power  to  regulate  inter-state  commerce  in  the  absence  of  Federal  legis- 
lation. It  is  to  be  noted  that  the  provision  for  freedom  of  trade  is  as  binding  on  the 
Commonwealth  as  on  the  States.  Any  obstruction  which  would  be  unlawful  under  sec. 
92,  if  created  by  a  State,  would  be  equally  unlawful  if  created  by  the  Commonwealth  ; 
so  that  no  argument  for  an  exclusive  power  can  be  founded  on  that  section.  It  would 
seem  therefore  that,  in  the  absence  of  Federal  legislation,  the  States  may  exercise  con- 
current control  over  all  navigable  waters  within  their  jurisdiction  ;  subject  of  course  to 
all  the  constitutional  conditions — such  as  the  prohibitions  against  interfering  with  free- 
dom of  trade  (see.  92)  and  against  discriminating  against  the  citizens  of  other  States 
<sec.   117) — by  which  the  exercise  of  State  power  is  controlled. 

.§  418.    "  Abridge  the  Right  of  a  State  or  of  the  Residents 

Therein." 

These  words  do  not  preserve  the  pre-existing  rights  of  the  States  in  their  entirety. 
They  forbid  the  Commonwealth  to  abridge  the  right  of  a  State  or  its  residents  to  the 
"  reasonable "  use  of  the  waters  for  certain  purposes;  but  they  do  not  forbid  the 
Commonwealth  to  abridge  the  right  of  a  State  or  its  citizens  to  the  unreasonable  use  of 
the  waters  for  those  pui-poses,  or  to  their  use  for  other  purposes.  (See  Notes  §§  419, 
421,  infra.) 

RioHTS  Before  Federation. — Before  Federation,  it  is  clear  that  the  legal  rights 
of  each  Colony— or  of  the  residents  of  that  colony,  as  against  residents  of  another 
colony — to  the  use  of  the  waters  of  rivers  flowing  through  the  colony,  were  absolute. 
There  is  no  such  thing  as  a  riparian  law  between  independent  States  ;  and  as  regards 
their  direct  relations  with  each  other  the  several  colonies  were  practically  independent. 
Each  colony  received,  as  a  part  of  its  heritage,  the  common  law  of  England  ;  and 
consequently  each  colony  had,  as  part  of  its  law,  the  riparian  common  law  of  England. 
But  that  law  became  the  law  of  each  colony  separately,  and  not  law  between  the  colonies, 
nor  the  general  law  of  all  the  colonies.  Each  colony  had  power,  by  legislation,  to  alter 
the  common  law  with  regard  to  the  rights  to  use  the  waters.  Accordinglv  the  Parliament 
of  Victoria,  by  the  Irrigation  Act,  1886,  No.  898,  amended  by  the  Act  No.  983,  and  now 
re-enacted  in  the  Water  Act,  1890,  sec.  293.  dealt  in  a  comprehensive  manner  with  the 
control  of  river  waters  and  watercourses,  and  riparian   rights  in  connection  therewith. 


888  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  100 

And  the  Parliament  of  New  South  Wales,  by  the  Water  Rights  Act,  1896,  defined  the 
rights  of  riparian  proprietors  in  that  colony,  and,  subject  to  those  rights,  vested  in  the 
Crown  the  right  to  the  use  and  flow  and  to  the  control  of  water  in  all  rivers  and  lakes. 
A  precisely  similar  course  of  events  happened  in  some  of  the  American  States.  In  each 
State  the  common  law  of  riparian  rights  at  first  prevailed  ;  but  in  the  "  arid  region," 
where  the  use  of  the  water  is  necessary  for  development,  the  common  law,  which  entitled 
every  riparian  proprietor  to  the  continued  natural  flow  of  the  water,  was  found 
unsuitable,  and  by  custom  and  State  legislation  a  different  rule  was  recognized,  which 
permits,  under  certain  circumstances,  the  appropriation  of  the  waters  of  a  flowing  stream 
for  mining,  agricultural,  and  other  purposes.  (United  States  v.  Rio  Grande  Dam  and 
Irrigation  Co.,  174  U.S.  690  ;  and  see  Con  v.  Deb.,  Melb.,  pp.  420-3  ;  Prentice  and  Egan, 
Comm.  Clause,  p.  116.) 

It  was  suggested  at  the  Convention,  by  Mr.  Gordon,  Mr.  Holder,  and  others,  that 
there  were  some  riparian  rights  between  the  colonies,  based  either  upon  common  law,  or 
upon  international  law,  or  upon  international  comity  ;  and  that  relief  might  be  had,  if 
not  in  the  colonial  courts,  at  least  by  application  to  the  Imperial  Government.  (See 
Conv.  Deb.,  Adel.,  pp.  794.  &c.  ;  Melb.,  pp.  31,  &c. ;  405,  &c. )  So  far,  howevei-,  as  these 
claims  rest  upon  any  suggestion  of  a  legal  right,  they  fail,  not  only,  as  was  suggested  in 
the  Convention  (for  instance,  Conv.  Deb.,  Melb.,  p.  493),  for  want  of  a  tribunal,  but  for 
want  of  a  law  which  such  tribunal  should  administer. 

Nor  does  international  law  carry  the  matter  any  further.  There  is  no  principle 
which  limits  the  rights  of  a  State  or  its  citizens  to  the  use  of  waters  flowing  through 
the  State.  Free  navigation  of  such  waters,  subject  to  certain  conditions,  is  indeed 
generally  a  subject  of  treaty  or  convention  between  States,  and  it  may  be  that  a  refusal 
to  enter  into  any  such  convention  might  be  a  breach  of  international  comity.  (Pitt 
Cobbett,  Cases  on  Internat.  Law,  p.  43  ;  VValker,  Pub.  Internat.  Law,  p.  37  ;  Hall, 
Internat.  Law,  §  39 ;  Conv.  Deb.,  Adel.,  p.  795  ;  Melb.,  p.  419.)  But  there  is  certainlj' 
no  principle  of  international  law,  and  no  conventional  usage,  which  purports  to  apportion 
the  rights  of  States  to  appropriate  the  waters  of  rivers.  The  rights  of  irrigation  do  not 
seem  to  have  even  formed  the  subject  of  international  questions  in  Europe. 

"  The  only  ii-rigating  rivers  in  Europe  are  those  of  France,  Italy,  and  Spain,  which 
flow  wholly  within  the  territory  of  the  States  concerned,  and  have  as  yet  afforded  no 
opportunity'  for  any  difference  of  opinion  on  this  point.  The  rivers  in  regard  to  which 
international  agreements  have  been  made,  and  of  which  the  River  Danube  is  an  excellent 
example,  are  not  rivers  used  for  the  purpose  of  irrigation,  even  to  an  infinitesimal 
extent.  As  a  matter  of  fact,  the  only  river,  so  far  as  we  know,  in  which  difierent 
States  are  interested,  and  in  which  this  question  has  assumed  any  importance,  is  the 
River  Rio  Grande,  dividing  Mexico  from  the  United  States  of  America,  and  there  the 
Mexican  Republic,  so  far  as  I  know,  has  never  been  able  to  obtain  any  official  recognition 
of  its  claims  from  the  United  States  Government,  although  that  river,  in  many  portions, 
has  been  almost  entirely  deprived  of  its  water  at  certain  seasons  of  the  year."  (Mr. 
Deakin,  Conv.  Deb.  Melb.,  pp.  1970-71. 

Besides  rivers  flowing  through  two  or  more  States,  the  question  of  boundary  rivera 
needs  to  be  discussed.  In  Australia  the  boundaries  between  States  are  mostly  parallels 
of  latitude  and  meridians  of  longitude  ;  but  there  are  two  river  boundaries  — namely, 
that  formed  by  the  Murraj'  River  between  New  South  Wales  and  Victoria,  and  that 
formed  by  the  Dumaresq  and  Maclntyre  Rivers  between  New  South  Wales  and 
Queensland.  The  rule  of  international  law  as  to  boundary  rivers  is  that  "  where  it  is 
not  proved  that  either  of  the  riparian  States  possesses  a  good  title  to  the  whole  bed, 
their  territories  are  separated  by  a  line  running  down  the  middle,  except  where  the 
stream  is  navigable,  in  which  case  the  centre  of  the  deepest  channel,  or,  as  it  is  usually 
called,  the  Thalweg,  is  taken  as  the  boundary."  (Hall,  Internat.  Law,  §  38  ;  and  see 
Rorer,  Inter-State  Law,  p.  438.) 

In  the  case  of  the  Dumaresq  and  Maclntyre  Rivers  (see  Letters  Patent  of  6th  June, 
1859,  p.  73,  Hupra)  this  riile  would  undoubtedly  apply  ;  but  in  the  case  of  the  Murray 
River,  special  provision  is  made  by  the  Australian  Colonies  Government  Act  (13  and  14 


§418.]  FINANCE  AND  TRADE.  88^ 

Vic.  c.  59)  and  by  the  New  South  Wales  Constitution  Statute  (18  and  19  Vic.  c.  54). 
Sec.  4  of  the  Australian  Colonies  Government  Act  defined  the  territory  of  Victoria  as 
"  bounded  on  the  North  and  North-East  by  a  straight  line  drawn  from  Cape  Howe  to 
the  nearest  source  of  the  River  Murray,  and  thence  by  the  course  of  that  river  to  the 
eastern  boundary  of  the  colony  of  South  Australia  "  Sec.  5  of  the  Constitution  Statute 
recited  that  doubts  had  arisen  as  to  the  true  meaning  of  this  description  of  the  boundary, 
and  declared  and  enacted  that — 

"  The  whole  water-course  of  the  said  River  Murraj'  from  its  source  therein 
described  to  the  eastern  boundary  of  the  colony  of  South  Australia  is  and  shall  be 
within  the  territory  of  New  South  Wales.  Provided  nevertheless  that  it  shall  be  lawful 
for  tlie  Legislatures  and  for  the  proper  officers  of  customs  of  both  the  said  colonies  of 
New  South  Wales  and  Victoria  to  make  regulations  for  the  levying  of  customs  duties 
on  articles  imported  into  the  said  two  colonies  respectiveh'  by  way  of  the  River  Murray, 
and  for  the  punishment  of  offenders  against  the  customs  laws  of  the  said  two  colonies 
respectively  committed  on  the  said  river,  and  for  the  regulation  of  the  navigation  of  the 
said  river  by  vessels  belonging  to  the  said  two  colonies  respectively.  Provided  also  that 
it  shall  be  competent  for  the  Legislatures  of  the  said  two  colonies  by  laws  passed  in 
concurrence  with  each  other  to  define  in  any  different  manner  the  boundary  line  of  the 
said  two  colonies  along  the  course  of  the  River  Murray  and  to  alter  the  other  provisions 
of  this  section.'' 

Under  this  section  the  whole  watercourse  of  the  Murray,  so  far  as  that  river  forms 
the  boundary,  is  within  the  territory  of  New  South  Whales  ;  and  it  has  been  contended 
on  behalf  of  New  South  Wales  that  this  grant  carries  with  it  the  entire  control  of  the 
river,  except  so  far  as  concurrent  jurisdiction  is  expressly  given  to  Victoria.  The 
jurisdiction  as  to  customs  duties  and  customs  offences  will  become  obsolete  on  the 
imposition  of  a  uniform  tariff,  and  need  not  be  considered.  The  only  remaining  juris- 
diction of  Victoria,  it  would  seem,  is  "  to  make  regulations  .  .  .  for  the  regulation 
of  the  navigation  of  the  said  river  bj'  vessels  belonging  to  Victoria."  This  power  to 
regulate  the  navigation  of  the  river  by  particular  vessels  is  clearlj'  a  much  more  limited 
right  than  the  power  to  regulate  navigation  generally  ;  it  appears  to  mean  the  licensing 
and  general  control  of  the  vessels  themselves,  and  not  to  extend  to  physical  control  of 
the  river  except  as  regards  wharves  or  landing  places  on  the  Victorian  side. 

"  Upon  whatever  ground  property  in  the  entirety  of  a  stream  or  lake  is  established, 
it  would  seem  in  all  cases  to  caiTj'  with  it  a  right  to  the  opposite  bank  as  accessor}'  to 
the  use  of  the  stream."  (Hall,  Intemat.  Law,  §  38.)  A  water-course  consists  of  the 
bed,  the  two  banks,  and  the  water;  the  bank  being  the  uttermost  part  of  the  bed  in 
which  the  river  naturally  flows.  (Angell  on  Water-courses  ;  Conv.  Deb.,  Melb.,  p.  440.) 
The  whole  water-course  being  within  the  territory  of  New  South  Wales,  it  would  seem 
that  that  colony  had— subject  to  the  Victorian  right  to  regulate  the  navigation  by 
Victorian  vessels — the  same  control  over  its  waters  as  over  the  waters  of  a  river  flowing 
through  the  colony. 

In  respect  of  boundary'  streams,  to  which  the  title  of  both  colonies  depends  on  an 
Imperial  grant,  it  maj-  be  that,  notwithstanding  the  absence  of  an  inter-colonial  riparian 
law,  there  may  be  mutual  rights  to  the  appropriation  of  the  water,  which  may  be  the 
subject  of  adjudication  in  a  court.  See  Stillman  v.  White  Rock  Manuf.  Co.,  3  Wood." 
and  M.  538  (cited  Rorer,  Inter-State  Law,  p.  446)  an  interesting  case  decided  in  a 
Circuit  Court  of  the  United  States.  The  parties  owned  mills  on  opposite  sides  of  the 
River  Pawcatuck,  the  centre  of  which  is  the  l^undarj-  line  between  Connecticut  and 
Rhode  Island.  Both  were  supplied  with  water-power  from  the  river,  and  one  of  them, 
by  a  canal,  divertetl  more  than  one  undivided  half  of  the  water.  Notwithstanding  that 
the  two  mills  were  situated  in  different  States,  and  in  different  circuits,  it  was  held  that 
an  injury  was  committed  for  which  an  injunction  could  be  had  in  the  Circuit  Court 
which  had  jurisdiction  on  the  side  on  which  the  canal  was  cut.  The  decision  was  based 
on  the  principle  that  each  party,  as  against  the  other,  had  a  corporeal  easement  or  right 
to  an  undivided  half  of  the  water  of  the  whole  stream,  or  a  tenancy  in  common  therein  j 
and  that  there  was  therefore  a  remedy  both  for  the  direct  injury  to  the  easement  and  to 
the  consequential  injury  to  the  lands  adjoining.      This,  of  course,  is  altogether  different 


890  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  100. 

to  the  proposition  that  the  common  hiw  right  to  an  undiminished  flow  has  any  inter- 
state application.  If  good  law,  the  case  might  possibly  be  applicable  to  a  boundary 
stream,  such  as  the  Maclntj're,  between  two  colonies. 

Rights  after  Federation. — The  establishment  of  the  Commonwealth,  though  it 
confers  on  the  Federal  Parliament  new,  and  to  some  extent  dominant,  legislative  powers, 
does  not,  in  the  absence  of  federal  legislation,  greatly  alter  pre-existing  rights.  There 
are  indeed  the  provisions  that  the  citizens  of  other  States  must  not  be  discriminated 
against  (sec.  117),  and  that  after  uniform  duties  trade  must  be  free  ;  but  it  seems  quite 
clear  that  each  State  retains  its  own  riparian  law,  and  that  no  inter-state  riparian  law 
arises,  nor — except  as  to  navigation — can  arise.  The  Federal  Parliament  has  power  to 
legislate  as  to  inter-state  navigation,  and  it  may  incidentally — subject  to  the  restriction 
as  to  reasonable  use— control  the  waters  for  that  purpose  ;  but  it  has  no  power  to 
dispose  of  the  water  for  any  other  purpose,  such  as  irrigation  or  conservation.  Nor  can 
there  be  any  Federal  common  law  regulating  such  appropriation  ;  for  that  would  lead 
to  the  absurdity  that  there  was  a  part  of  the  common  law  which  could  not  be  altered 
either  by  the  Federal  Parliament  or  by  the  State  Parliament.  There  can  be  no  federal 
common  law  on  matters  outside  the  legislative  power  of  the  Federal  Parliament ;  so  that 
after  federation — as  before — the  claim  to  an  undiminished  flow,  as  between  States  or 
citizens  of  different  States,  would  seem  still  to  fall  on  the  ground  that  there  is  no  law 
applicable  to  the  case. 

§  419.    ''The  Reasonable  Use." 

Reasonable  Use. — As  originally  proposed  by  Mr.  Reid,  without  the  word 
"reasonable,"  this  provision  would  have  prevented  any  interference  whatever  by  the 
Federal  Parliament,  under  the  trade  and  commerce  power,  with  the  absolute  right  of 
the  States  to  appropriate  the  waters  of  rivers  for  the  purposes  named.  On  the  other 
hand,  the  omission  of  the  whole  provision  would  have  left  the  navigation  power  supreme 
over  the  rights  of  the  States,  and  would  have  made  it  legally  possible  for  the  Federal 
Parliament  to  ignore  the  requirements  of  conservation  and  irrigation  altogether.  The 
words  as  they  stand  recognize  the  supremacy  of  the  navigation  power  only  so  far  as  it 
does  not  conflict  with  "reasonable  use"  for  conservation  and  irrigation — thus 
subordinating  navigation  to  the  reasonable  requirements  of  tlie  States  for  such  purposes. 

Before  discussing  the  interpretation  of  the  word  "  reasonable,"  it  will  be  well  to 
point  out  how,  in  the  United  States,  in  spite  of  the  legal  supremacy  of  the  navigation 
power,  the  actual  necessities  of  the  "  arid  region  "  have  secured  some  slight  recognition 
at  the  hands  of  the  courts. 

In  Broder  v.  Water  Co.,  101  U.S.  274,  276,  the  court  said  :  "It  is  the  establishe<l 
doctrine  of  this  court  that  rights  of  miners,  who  had  taken  possession  of  mines  and 
worked  and  developed  them,  and  the  rights  of  persons  who  had  constructed  canals  and 
ditches  to  be  used  in  mining  operations  and  for  purposes  of  agricultural  irrigation,  in  the 
region  where  such  artificial  use  of  the  water  was  an  absolute  necessity,  are  rights  which 
the  Government  had,  by  its  conduct,  recognized  and  encouraged  and  was  bound  to 
protect,  before  the  passage  of  the  Act  of  1866.  We  are  of  opinion  that  the  section  of 
the  Act  which  we  have  quoted  was  rather  a  voluntary  recognition  of  a  pre-existing  right 
of  possession,  constituting  a  valid  claim  to  its  continued  use,  than  the  establishment  of 
a  new  one. " 

This  was  a  recognition  of  a  right  of  "  reasonable  use,"  based  on  encouragement  on 
the  one  side  and  expectation  on  the  other,  apart  altogether  from  federal  legislation. 

In  United  States  v.  Rio  Grande  Dam  and  Irrigation  Co.,  New  Mex.,  51  Pac.  Rep. 
674,  it  was  held  in  the  Court  of  the  Territory  of  New  Mexico  that  where  a  stream  is  of 
small  value  for  navigation,  and  of  great  importance  for  irrigation,  a  State  may  destroy 
its  navigability  in  the  interests  of  irrigation.  In  the  Supreme  Court,  however,  this 
doctrine  was  not  upheld.     It  was  admitted  that  every  State  has  the  power,  within  its 


§419.]  FINANCE   AND  TRADE.  891 

-dominion,  to  alter  the  common  law  rule  as  to  the  appropriation  of  flowing  waters,  and 
to  permit  their  appropriation  for  such  purposes  as  the  State  deems  desirable.  It  was 
also  admitted  that  by  Acts  of  Congress  (cited  in  the  opinion)  Congress  had  recognized 
and  assented  to  such  appropriation  ;  but  it  was  not  to  be  inferred  that  Congress  thereby 
meant  to  confer  on  any  State  the  right  to  appropriate  all  the  waters  of  the  tributarj' 
streams  which  unite  into  a  navigable  watercourse,  and  so  destroy  the  na\'igability  of 
that  watercourse,  in  derogation  of  the  interests  of  the  people  of  the  United  States. 
(United  States  r.  Rio  Grande  Dam  and  Irrigation  Co  ,  17-4  U.S.  690.) 

This  Constitution,  however,  gives  explicitly  what  Congress  and  the  Courts  of  the 
United  States  have  only  partially  conceded— the  right  of  the  States  and  their  residents 
to  the  reasonable  use  of  the  water  for  certain  purposes,  notwithstanding  that  navigability 
may  be  interfered  T*-ith. 

What  is  Reasonable. — The  difficultj'  of  conceding  absolute  paramonntcy  to  either 
navigation  on  the  one  hand,  or  conservation  and  irrigation  on  the  other  hand,  has  been 
met  by  the  word  "  reasonable,"  which  gives  the  "  reasonable  use  "  for  conservation  or 
irrigation  a  priority'  over  navigation,  but  which  gives  navigation  a  priority  over  the 
unreasonable  use  for  conservation  or  irrigation.  That  is  to  say,  the  question  of  priority 
is  not  determined  absolutely  by  the  Constitution,  but  is  left  to  be  determined  in  each 
case  according  to  the  circumstances,  by  the  application  of  principles  laid  down  by  the 
Constitution. 

What  is  "  reasonable  "  must  depend  on  the  facts  of  each  case  ;  but  the  facts  in  each 
case  ought  to  be  considered  and  balanced  in  accordance  with  fixed  principles.  To  secure 
uniformitj-  and  certainty  in  the  law,  it  is  important  that  the  elements  of  reasonableness 
— the  principles  upon  which  any  use  is  declared  reasonable  or  unreasonable — should  be 
clearly  laid  down.  This  can  only  be  done  authoritatively  b}'  the  Courts  ;  but  a  short 
discussion  of  some  aspects  of  the  question  will  perhaps  be  useful. 

From  whose  point  of  view  is  "reasonableness"  to  be  decided?  Are  the  require- 
ments of  the  conserving  or  irrigating  State  or  citizen  to  be  taken  into  account  alone, 
irrespective  of  the  needs  of  navigation  ;  or  are  the  public  interests  as  a  whole  to  be 
considered,  bj*  balancing  the  requirements  for  both  purposes,  and  regulating  the  use  of 
the  water  according  to  the  relative  importance  of  the  two  purposes  ?  On  the  first 
assumption,  the  fair  requirements  of  cultivation  have  to  be  estimated  independently, 
whether  the  damage  to  navigation  be  great  or  small ;  on  the  second  assumption,  the 
amount  of  water  which  may  reasonably  be  used  for  cultivation  will  vary  according  to  its 
importance  for  navigation.  Neither  assumption  is  wholly  free  from  difficulty.  On  the 
one  hand,  if  the  amount  which  the  cultivator  may  appropriate  is  to  be  determined 
irrespective  of  navigation,  it  would  seem  "  reasonable  "  for  him  to  drain  the  river  dry, 
if  he  derived  the  least  profit  from  doing  so,  although  the  damage  to  navigation  might  be 
immensely  greater  than  his  gain.  From  his  point  of  view,  every  use  would  be  reasonable 
which  benefited  him,  no  matter  how  much  it  might  cost  others.  On  the  other  hand,  if 
navigation  and  cultivation  are  to  be  weighed  equally  in  the  balance,  according  to  their 
respective  value  to  the  community,  the  reasonable  priority  of  user  may  vanish  altogether, 
and  the  importance  of  navigation  may  make  it  unreasonable,  in  some  cases,  to  take  a 
single  drop  for  cultivation. 

Or  again  it  may  be  argued  that  the  spirit  and  intention  of  the  clause  require  an 
intermediate  basis — one  which  would  not  determine  "  reasonable  use  "  without  reference 
to  the  requirements  of  navigation,  but  which  would,  whilst  considering  both  require- 
ments, give  a  "  reasonable  "  degree  of  prioritj"  to  the  rights  of  cultivators.  It  may  be 
said  that  the  section  refers  to  existing  rights,  and  forbids  any  abridgment  of  those 
rights  so  far  as  they  involve  reasonable  use  ;  and  that  the  spirit  of  this  prohibition 
requires  a  liberal  construction  of  existing  rights,  and  a  strict  construction  of  the 
abridging  power.  The  reasonableness  of  use  may  involve  questions,  not  only  of  the 
amount  of  water  taken,  but  of  the  season  at  which  it  is  taken,  the  utility  of  the  purpose 
to  which  it  is  applied,  and  the   manner  of  its  application  to  that  pui-pose.     It  may 


892  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  lOOi 

be  unreasonable  to  conserve  or  divert  any  water  when  the  river  is  low,  but  reasonable- 
to  conserve  or  divert  large  quantities  when  the  river  is  high  ;  it  may  be  reasonable 
to  irrigate,  but  unreasonable  to  adopt  a  needlessly  wasteful  mode  of  irrigation  ;  and 
so  on. 

Analogy  with  the  Common  Law. — The  limitation  placed  by  this  section  oni 
federal  legislation  bears  an  interesting  analogy  with  the  rules  of  the  common  law  oa 
the  subject  of  riparian  rights.  The  common  law  recognizes,  and  is  obliged  to  some 
extent  to  compromise  between,  the  right  of  the  lower  riparian  proprietor  to  an 
undiminished  flow,  and  the  right  of  the  upper  riparian  pi-oprietor  to  use  the  water. 
The  compromise  it  makes  is  to  require,  on  the  one  hand,  that  the  flow  shall  not  be 
suhslantially  diminished,  and  on  the  other  that  the  consumption  of  water  must  be 
reasonable.     (Embrey  v.  Owen,  6  Exch.  358.) 

"  If  a  lower  proprietor  has  a  right  to  the  free  flow  of  the  water  without  diminution, 
or  alteration,  a  right  to  consume  the  water  before  it  reaches  him  is  apparently 
irreconcilable  with  it  ;  but  such  inconsistencies  are  to  be  met  with  in  all  natural  rights, 
and  the  law  reconciles  them  by  holding  that  each  is  only  to  be  enjoyed  reasonably,  that 
they  are  not  absolute  rights  without  limit,  but  that  they  are  rights  modified  by  all  the 
rights  of  others.  The  right  to  uninterrupted  flow  of  water  is  therefore  subject  to  limit 
bj'  the  right  to  reasonable  use  and  consumption  of  the  water  by  others,  and  the  right 
to  iise  and  consume  must  be  exercised  so  reasonablj'  and  moderately  that  others  may 
not  be  immoderately  deprived  of  the  quantity  of  water  they  are  entitled  to."  (Encycl. 
of  the  Laws  of  Eng.  sub  tit.  "  Watercourse.") 

"  On  the  one  hand,  it  could  not  be  permitted  that  the  owner  of  a  tract  of  many 
thousand  acres  of  porous  soil  abutting  on  one  part  of  the  stream  could  be  permitted 
to  irrigate  them  continually  by  canals  and  drains,  and  to  cause  a  serious  diminution  of 
the  quantity  of  water  ;  ....  on  the  other  hand,  one's  common  sense  would  be 
shocked  by  supposing  that  a  riparian  owner  could  not  dip  a  watering-pot  into  the  stream 
in  order  to  water  his  garden,  or  allow  his  family  or  his  cattle  to  drink  it.  It  is  entirely 
a  question  of  degree."     (Per  Parke,  B.,  Embrey  v.  Owen,  6  Exch.  at  p.  372.) 

The  distinction  has  been  drawn  in  another  way  by  saying  that  every  proprietor  has 
a  right  to  the  "ordinary"  use  of  the  waters  without  regard  to  the  effect  on  other 
proprietors,  but  he  is  not  entitled  to  the  "  extraordinary"  use  if  he  thereby  interferes 
with  the  rights  of  others.  (Miner  v.  Gilmour,  12  Moo.  P.C.  156  ;  Ormerod  v.  Todraorden 
Joint  Stock  Mill  Co.,  11  Q.B.D.  155.) 

The  principle  of  modifying  the  right  to  the  uninterrupted  flow  by  a  countervailing 
right  to  "reasonable  use"  is  therefore  a  part  of  the  common  law  of  England  ;  but  its 
application,  under  English  conditions,  has  been  to  restrict  the  "  reasonable  use"  within 
very  narrow  limits — to  allow  a  riparian  proprietor  to  "  dip  a  watering-pot,"  but  to  insist 
on  a  substantially  undiminished  flow.  (See  Medway  Navigation  Co.  i;.  Romney,  9- 
C.B.N.S.  575  ;  Wilts  and  Berks  Canal  Co.  v.  Swindon  Waterworks  Co.,  L.R.  9  Ch.  451. )■ 
In  Australia  the  use  of  the  water  for  cultivation  is  vastly  more  important  ;  and  though 
the  principle  of  '  reasonable  use  "  is  the  same,  its  application  must  be  widely  diSerent. 
Parke,  B.,  in  the  case  cited,  chose  irrigation  as  a  striking  example  of  an  unpermissible 
and  unreasonable  use  ;  but  in  Australia  the  wholesale  appropriation  of  the  water  may 
be  not  only  reasonable,  but  often  essential  to  pastoral^nd  agricultural  settlement. 

Analogy  with  Railways.  —The  section  also  presents  an  interesting  analogy  with 
the  sections  dealing  with  unreasonable  preferences  on  railways.  The  interests  of 
cultivation  and  navigation  in  the  one  case  may  be  compared  with  the  interests  of  the 
railways  and  the  ports  in  the  other  ;  and  the  State-right  of  user  of  water  with  the 
State-right  of  making  developmental  rates.  In  the  case  of  the  rivers,  however,  the 
protection  given  to  State-rights  is  not  so  complete  as  in  the  case  of  the  railways.  The 
right  to  make  developmental  rates — if  they  apply  equally  to  goods  from  other  States — is 
absolutely  preserved,  no  matter  what  may  be  their  effect  on  inter-state  commei"ce  ;  but 
the  right  to  the  user  of  water  may  be  abridged  so  far  as  it  is  unreasonable. 

In  the  case  of  rivers,  the  Constitution  does  not  provide,  as  in  the  case  of  railways, 
that  a  use  may  not  be  deemed  unreasonable  unless  the  Inter-State  Commission  decide 
that  it  is  so.     The  question  of  unreasonableness,  however,  would  seem  to  be  more  proper 


^§  420-421.] 


FINANCE  AND  TRADE.  893 


for  the  Conirafssion  than  for  the  courts  ;  and  under  see.  101  the  Parliament  may  give 
the  Inter-State  Commission  such  powers  of  adjudication  and  administration  as  it  deems 
necessary  for  the  execution  of  this,  as  every  other,  part  of  the  trade  and  commerce  law. 

§  420.    "  The  Waters  of  Rivers." 

A  river  is  a  stream  flowing  in  a  defined  channel  ;  and  the  waters  of  a  river  are  the 
waters  flowing  over  its  bed  and  between  its  banks.  Rainwater  flowing  over  or  perco- 
lating through  the  soil,  but  not  flowing  in  a  defined  channel,  is  not  the  water  of  a  river 
<see  McXab  v.  Robertson  [1897],  App.  Ca.  134).  Artesian  water  is  therefore  not  the 
water  of  a  river  ;  nor,  it  would  seem,  is  flood-water  which  has  escaped  from  the  banks 
of  a  river  and  overflowed  the  surrounding  country.  One  interesting  question  that 
arises  is  whether  the  great  lakes  and  billabongs  into  which  the  Darling  River  spreads  in 
flood-time  can  be  called  part  of  the  river,  or  whether  the  waters  which  they  then  contain 
can  be  called  the  waters  of  the  river.  As  defined  by  text-book  writers,  the  bed  of  a 
river  is,  generally  speaking,  all  the  soil  below  the  high-Mater  mark  of  the  ordinar}-  tides 
and  the  ordinary  floods.  How  far  the  bed  and  banks  of  such  a  river  as  the  Darling 
extend  is  a  question  of  fact ;  and  it  may  be  that  the  unique  conditions  of  that  river 
make  a  strict  adherence  to  the  definitions  of  English  judges  and  text-book  writers 
impracticable. 

In  connection  ^v^th  this  question,  the  further  question  may  arise  whether  the 
Federal  Parliament,  in  the  exercise  of  its  na\igation  power,  can  in  any  way  prevent  the 
appropriation  of  waters  which  are  not  the  waters  of  rivers.  In  the  gift  of  the  naviga- 
tion power  (sec.  51 — i.  98)  no  mention  is  made  of  rivers,  but  this  section  prohibits  the 
abridgment,  by  trade  and  commerce  laws,  of  the  State-rights  of  reasonable  use  of  the 
waters  of  rivers.  This  section  seems  to  show  that  the  Constitution  did  not  contemplate 
federal  control  of  other  inlanil  waters.  No  riparian  law  in  the  world,  it  is  believed, 
extends  to  waters  not  within  the  ripae,  or  banks,  of  a  stream.  The  American  cases 
extend  the  authority  of  the  Union,  in  respect  of  navigation,  to  all  the  tributary  streams 
of  a  navigable  river  ;  and  it  would  seem  that  this  is  the  utmost  limit  of  control.  This 
distinction  may  be  important  in  connection  with  the  conservation  of  waters  in  flooded 
areas. 

§  421.    '*  For  Conservation  or  Irrigation." 

The  scope  of  the  section  is  limited  to  reasonable  use  for  these  two  purposes.  Any 
nse  by  a  State  or  its  residents  which  does  not  come  within  one  of  these  heads  is  not 
protected  by  these  sections,  but  is  subject  to  the  dominant  power  of  the  Federal  Parlia- 
ment with  respect  to  navigation.  Conservation  and  irrigation  were  the  two  modes  of 
use  which  engaged  the  special  attention  of  the  Convention,  as  being  the  only  modes  of  use 
which  were  contemplated  on  a  large  scale,  and  which  seemed  to  threaten  the  navigability 
of  the  rivers.  It  is  clear,  however,  that  they  do  not  exhaust  the  ways  in  which,  or  the 
purposes  to  which,  water  may  be  appropriated.  Water  may  be  diverted  as  a  source  of 
power,  or  for  sluicing  purposes,  or  in  many  other  waj's. 

CoN'SERVATiox. — Conservation  means  the  retention  and  storage,  in  a  natural  or 
artificial  reservoir,  of  waters  which  would  naturally  flow  down  the  channel  of  a  river. 
Every  dam  which  backs  up  the  waters  of  a  river  conserves  water  in  a  reservoir  formed 
partly  by  the  bed  and  banks  of  the  river,  and  partly  by  the  dam.  But  conservation 
within  the  meaning  of  this  section  need  not,  it  is  conceived,  be  within  the  bed  of  the 
river,  but  would  include  the  diversion  of  the  waters  of  a  river  to  a  reservoir  wholly 
outside  the  bed. 

' '  The  use  of  waters  for  conservation  "  is  a  somewhat  indefinite  phrase.  Consen'a- 
tion,  unlike  irrigation,  is  rather  a  means  of  use  than  an  actual  use.  It  is  in  fact  the 
storage  of  water,  with  a  view  to  subsequent  use  in  any  way  whatever — for  irrigation,  or 
for  pastoral  purposes,    or  for  driving  machinery,  or  for  the  water-supply  of  a  town. 


894  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  100. 

"The  use  for  conservation"  would  seem  to  mean  rather  "the  conservation  for  use." 
The  right  to  conserve  must  imply  the  right  to  use  the  water  conserved,  otherwise  it 
would  be  useless  ;  and  as  no  particular  use  is  specified,  it  follows  that  conservation  for 
any  purpose — provided  the  iise  is  reasonable — is  authorized  by  the  section.  Thus  the 
conservation  of  waters  from  the  Nepean  in  the  Prospect  RcFervoir,  for  the  supply  of  the 
cit}'  of  Sydney — or  the  conservation  in  the  Yan  Yean  Reservoir  of  waters  from  the 
Watt  River,  a  tributary  of  the  Yarra,  for  the  supply  of  the  city  of  Melbourne — cannot 
be  interfered  with  by  the  Federal  Parliament  so  far  as  it  is  a  reasonable  use  ;  though  it 
seems  that  in  the  United  States,  in  such  a  case,  if  the  navigability  of  the  river  lower 
down  were  interfered  with,  not  only  might  Congress  interpose,  but  the  Attorney- 
General  under  laws  alreadj'  made  by  Congress  might  obtain  an  injunction.  (See  United 
States  V.  Rio  Grande  Dam  and  Irrigation  Co.,  174  U  S.  690,  cited  p.  890  supra  ;  and  also 
Wilts  and  Berks  Canal  Co.  v.  Swindon  Waterworks  Co.,  L.R.  9  Ch.  451.) 

From  the  above  analysis  the  curious  result  would  seem  to  follow  that  a  use  of  waters- 
■which  does  not  come  directly  under  the  protection  of  the  section  may  come  indirectly 
under  that  protection  by  the  storage  of  the  water  before  use.  The  great  conservation 
schemes  which  have  been  projected  in  regard  to  Australian  rivers,  as  well  as  the  actual 
conservation  schemes  already  carried  out,  are  almost  wholly  for  the  purposes  of  pastoral 
and  agricultural  settlement.  (See  speeches  by  Mr.  J.  H.  Carruthers,  Conv.  Deb.,  Adel.,. 
pp.  802-5;  Melb.,  pp.  52-6,  388-399,  468-472,  1955-8;  Report  of  Colonel  Frederick  J. 
Home,  R.E.,  on  the  Prospects  of  Irrigation  and  Water  Conservation,  N.S.W.  Pari. 
Papers,  1897,  Vol.  5,  p.  249.) 

Iriugation. — Irrigation  is  the  distribution  of  water  through  artificial  channels  over 
cultivated  land.  Unlike  conservation,  it  involves  the  use  of  water  for  a  single  definite 
purpose — that  of  supplying  moisture  for  plant  life.  Irrigation  is  extensively  practised 
in  many  European  countries,  and  also  in  India  and  America.  In  Australia  it  is  largely 
in  the  experimental  stage,  the  most  important  irrigation  works  at  present  being  in  the 
colony  of  Victoria.  (See  Australian  Handbook,  1900,  p.  236  ;  Mr.  A.  Deakin's  speeches, 
Conv'  Deb.,  Adel.,  pp.  805-9;  Melb.,  pp.  38-45,  452-60,  636-40,  1970-4  ;  Colonel  Home's 
Report,  N.S.W.  Pari.  Papers,  1897,  Vol.  5,  p.  249.) 

One  of  the  essential  requirements  of  a  profitable  system  of  irrigation  is  a  continual 
and  regular  supply  of  water  ;  and  therefore  on  the  intermittent  rivers  irrigation  works 
can  hardly  be  undertaken  except  in  combination  with  conservation  schemes  which  will 
secure  that  regular  supply.  Close  settlement  is  another  essential  condition  ;  and  it 
appears  from  the  report  of  Colonel  Home  (cited  above),  that  whilst  conservation  is  an 
immediately  practical  question,  irrigation  is  likely  to  be  confined  for  many  years  to  the 
more  closely-settled  districts. 

Probable  Effect  ox  Navigation'. — Irrigation  and  navigation  may,  owing  to  the 
insufficiency  of  water  for  both,  involve  a  conflict  between  the  two  uses  ;  but  the  present 
prospects  of  irrigation  do  not  point  to  any  immediate  danger  to  navigability.  Conserva- 
tion, on  the  other  hand,  is  not  necessarily  antagonistic  to  navigation.  The  conservation 
of  flood  waters  will  render  it  possible  to  maintain  a  more  regular  flow  and  to  increase 
the  continuity  of  navigability.  (See  Mr.  A.  Deakin's  speeches,  Conv.  Deb.,  Syd.,  1891, 
p.  691  ;  Melb.,  1898,  p.  40.)  Whether  there  will  ultimatel}'  be  any  serious  conflict 
between  the  rights  of  navigation  and  the  rights  of  conservation  and  irrigation  is  therefore 
problematical. 


§422.]  FINANCE  AND  TRADE.  895 

Inter-State  Commission. 

101.  There  shall  be*"  an  Inter-State  Commission*^\  with 
such  powers  of  adjudication  and  administration*'"*  as  the 
Parliament  deems  necessary*^"  for  the  execution  and  main- 
tenance, within  the  Commonwealth,  of  the  provisions  of  this 
Constitution  relating  to  trade  and  commerce,  and  ot  all  laws 
made  thereunder. 

United  States. — A  Commission  is  hereby  created  and  established  to  be  known  as  the  Inter- 
State  Commerce  Commission,  which  shall  be  composed  of  five  Commissioners. — Inter-State 
Commerce  Act,  1887,  sec.  11. 

Historical  Note. — The  pro^'isio^  for  an  Inter-State  Commission  was  first  suggested 
at  the  Adelaide  session,  1897,  when  the  Bill  as  first  drafted  contained  the  following 
clauses  :  — 

"  93.  The  Parliament  may  make  laws  constituting  an  Inter-State  Commission  to 
execute  and  maintain  the  provisions  of  this  Constitution  relating  to  trade  and  commerce 
upon  railways  within  the  Commonwealth,  and  upon  rivers  flowing  through,  in,  or 
lietween,  two  or  more  States." 

"  95.  The  Commission  shall  have  such  powers  of  adjudication  and  administration  as 
may  be  necessary  for  its  purposes,  and  as  the  Parliament  maj'  from  time  to  time 
determine."  (Then  followed  a  limitation  as  to  railway  rates  ;  see  Hist.  Note  to 
sec.  102.) 

As  to  the  expediency  of  constituting  a  commission,  there  was  hardly  anj-  debate  ;  and 
the  onl}'  amendment  made  was  th^  omission  of  the  limitation  alluded  to  in  brackets. 
(Conv.  Deb.,  Adel.,  pp.  1113-5,  1117-40.) 

At  the  Melbourne  session,  1898,  a  suggestion  by  the  Legislative  Assembly  of  South 
Australia,  to  provide  that  the  Parliament  "  shall  "  constitute  an  Inter-State  Commission, 
was  discussed.  In  view  of  the  decision  just  arrived  at  (see  Hist.  Notes  to  sees.  102,  104) 
to  make  the  Inter-State  Commission  the  arbiter  of  unfairly  preferential  rates,  this 
proposal  gained  strong  support  ;  though  some  of  the  Victorian  representatives  argued 
that  its  creation  should  be  optional  with  the  Parliament.  The  amendment  was  eventually 
withdrawn  in  favour  of  a  proposal  by  Mr.  Kingston,  to  substitute  "  There  shall  be  "  a 
Commission.  The  Convention  desired  to  secure  to  the  Commission  a  large  measure  of 
independence  from  Parliamentary  control,  and  this  amendment  was  agreed  to.  The 
words  limiting  the  scope  of  the  Commission  to  railway's  and  rivers  were  then  omitted,  in 
order  that  the  Parliament  might  be  free  to  give  the  Commission  the  widest  powers  of 
administering  the  trade  and  commerce  pro\isions.     (Conv.  Deb.,  Melb. ,  pp.  1512-39.) 

Before  the  first  report,  the  two  clauses  were  redrafted  into  one,  as  follows  : — "There 
shall  be  an  Inter-State  Commission  with  such  powers  of  adjudication  and  administration 
as  the  Parliament  from  time  to  time  deems  necessary,  6«/  ^o  thcU  the  CommissioH  shall  be 
charged  with  the  execution  and  maintenance,"  &c.  On  the  second  re-committal.  Sir 
Geo.  Turner  objected  to  the  independence  of  the  Commission,  as  regards  its  constitution 
and  powers,  and  proposed  to  substitute  "  Parliament  may  constitute  "  the  Commission. 
This  was  negatived  by  23  to  13,  but  Mr.  Barton  met  Sir  Geo.  Turner  half  way  by  giving 
Parliament  full  control  over  the  powers  of  the  Commission.  (Conv.  Deb.,  Melb.,  pp. 
2393-6.)     Two  verbal  amendments  were  made  after  the  fourth  report. 

§  422.    "There  shall  be." 

The  Constitution  stops  short  of  actually  organizing  an  Inter-State  Commission ;  it 
merely  gives  a  definite  direction  to  the  Parliament  that  there  "  shall  be "  such  a 
Commission.  Until  the  Parliament  provides  for  the  number  of  members  and  their 
salary,  the  Commission  cannot  exist  at  all  ;  and  until  the  Parliament  determines  what 
powers  of  adjudication  and  administration  are  necessary  to  it,  it  can  have  no  powers 
at  all. 


896  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  101. 

The  Parliament  cannot,  ot  course,  be  compelled — except  by  its  constituents— to 
constitute  a  Commission,  or  to  give  it  any  powers  when  constituted.  The  imperative 
words  of  this  section,  however,  receive  some  support  from  the  fact  that  sec.  102  will  be 
inoperative  until  such  a  Commission  is  constituted  and  given  certain  powers  of 
adjudicating  as  to  preferences  and  discriminations. 

§  423.    ''  An  Inter-State  Commission." 

The  establishment  of  an  Inter-State  Commission  for  the  Commonwealth  was  directly 
suggested  by  the  Inter-State  Commerce  Commission  created  in  the  United  States  by  an 
Act  of  Congress  in  1887  ;  but  in  some  respects  it  bears  a  closer  resemblance  to  the  Com- 
mission constituted  by  the  English  Railway  and  Canal  Traffic  Act,  1888  (51  and  52  Vic. 
c.  25).  The  functions  of  the  American  Inter-State  Commerce  Commission  were  in  turn 
based  to  some  extent  on  those  of  the  English  Railway  Commissioners  appointed  under 
the  Regulation  of  Railways  Act,  1873  (36  and  37  Vic.  c.  48)  ;  and  the  original  prototype 
of  all  these  commissions  is  the  Committee  of  the  Queen's  Privy  Council,  familiarly  known 
a,s  "  the  Board  of  Trade" — that  very  "  Committee  on  Trade  and  Plantations  "  which  in 
1849  devised  the  first  crude  scheme  of  Australian  Federation  (see  p.  83,  supra).  A  short 
account  of  the  English  and  American  Commissions  thus  formed  will  help  to  an  under- 
standing of  the  nature  of  the  Inter-State  Commission,  and  the  part  which  it  is  intended 
to  play  in  this  Constitution. 

English  Commissions. — The  idea  of  a  railway  commission  dates  back  as  far  as  1840. 
"  In  that  year  powers  were  given  to  the  Board  of  Trade  not  unlike  those  now  exercised 
by  the  Massachusetts  Railroad  Commission  [i.e.,  powers  to  report  and  secure  publicity]. 
These  powers  were  further  defined  in  1842.  The  Board  of  Trade  was  as  well  adapted  to 
the  work  as  any  body  then  existing.  It  had  for  years  past  performed  similar  functions 
in  connection  with  shipping.  It  failed  where  the  Massachusetts  Commission  succeeded, 
not  because  of  a  difference  in  the  law,  but  because  the  English  public  sentiment  with 
regard  to  railroads  was  not  sufficiently  active  to  give  such  a  body  the  necessary  moral 
support  to  make  up  for  lack  of  legal  authority."  (Hadley,  Railroad  Transportation,  p. 
171.)  A  railway  Commission  was  appointed  in  1844  with  more  specific  powers,  but  the 
following  year  it  "died  of  too  much  work  and  too  little  pay."  It  was  succeeded  in  1846 
by  another  abortive  Commission  with  no  powers  at  all,  which  "  died  of  too  much  pay  and 
too  little  work."     (Id.) 

The  Railway  and  Canal  Traffic  Act,  1854  (17  and  18  Vic.  c.  31),  which  first  made 
definite  provision  against  "undue  preferences,"  and  the  withholding  of  "reasonable 
facilities"  for  through  traffic  (see  Notes,  §  430,  infra),  had  been  framed  with  a  view  to 
submitting  questions  arising  under  it  to  the  Board  of  Trade.  By  the  influence  of  the 
railway  companies,  it  was  so  amended  in  the  House,  that  these  questions  came  under  the 
jurisdiction  of  the  Court  of  Common  Pleas.  Many  of  the  questions  raised,  however, 
were  of  a  technical  character  with  which  the  Court  declined  to  grapple,  and  in 
consequence  the  remedial  scope  of  the  Act  was  seriously  narrowed. 

At  last,  by  the  Regulation  of  Railways  Act,  1873  (36  and  37  Vic.  c.  48),  this  jurisdic- 
tion was  transferred  to  Railway  Commissioners,  with  judicial  powers  to  hear  and 
determine  complaints  arising  under  the  Act  of  1854  (sec.  6).  The  Commissioners  were 
empowered,  and  at  the  request  of  a  party  were  required,  to  state  a  case  for  the  Court  of 
Appeal  upon  any  question  of  law  ;  but  otherwise  their  decisions  were  final. 

"  The  Railway  Commission  was  a  Court.  Not  an  executive  body,  but  to  all  intents 
and  purposes  a  court  of  law.  And  in  establishing  this  new  Court,  in  addition  to  those 
already  existing.  Parliament  had  two  ends  in  view  :  (1)  To  have  a  tribunal  which  would 
and  could  act,  when  others  would  or  could  not.  (2)  To  avoid  the  expense,  delay,  and 
vexation  incident  to  litigation  under  the  old  system.  Neither  end  was  well 
fulfilled."  (Hadley,  Railroad  Transportation,  p.  173.)  The  chief  reasons  for  failure 
seem  to  have  been  that  the  jurisdiction  of  the  Commission  was  too  restricted,  and  that 
it  had  no  executive  power  to  enforce  its  decrees. 


§  423.] 


FINANCE  AND  TRADE.  897 


On  the  face  of  the  Act  of  1873,  the  decisions  of  the  Commission,  as  to  what  were 
questions  of  fact  or  questions  of  law,  appeared  to  be  final.  But  by  writ  of  mandamus 
from  a  court  of  appeal  the  decision  on  this  point  could  at  once  be  taken  out  of  the  hands 
of  the  Commission  by  compelling  them  to  state  a  case,  which  could  then  be  made  the 
subject  of  action  in  the  higher  court.     So  this  important  power  was  made  of  no  effect. 

By  the  Railwaj'  and  Canal  Traffic  Act,  1888  (51  and  52  Vic.  c.  25),  the  Railway 
Commissioners  were  replaced  by  the  Railway  and  Canal  Commission,  with  greatly 
enlarged  jurisdiction,  and  with  power  to  award  damages  to  complainant.s.  Sec.  17  gave 
an  appeal  from  the  decisions  of  the  Commission  to  the  Court  of  Appeal,  "but  not  on  any 
question  of  fact  or  locus  staridi ;"  and  provided  that  the  Commission  should  not  be 
restrained  by  prohibition,  injunction,  certiorari,  or  otherwise. 

The  American  Inter-State  Commerce  Commission.  —  "In  the  United  States, 
before  the  passing  of  the  Inter-State  Commerce  Act,  attempts  had  Ijeen  made  in  many 
of  the  States  to  deal  with  the  problem  of  railway  rates  by  means  of  Commissions.  Some 
of  these  Commissions  were  empowered  to  establish  rates  ;  others  (the  most  successful  of 
which  was  the  Massachusetts  Railroad  Commission)  had  little  or  no  power  to  act,  but 
were  simply  established  for  the  sake  of  securing  publicity."  (Hadley,  Railroad  Trans- 
portation, p.  136.) 

In  1887,  the  Inter-State  Commerce  Act  was  passed  by  Congress.  The  provisions  of 
that  Act  dealing  with  preferences  and  discriminations  are  dealt  with  in  the  Notes  to 
sec.  102  ;  here  we  are  only  concerned  with  the  constitution  and  general  powers  of  the 
Inter-State  Commerce  Commission  created  by  the  Act.  Sec.  11  establishes  the  Com- 
mission, and  provides  for  the  appointment  and  tenure  of  its  members.  Sec.  12  authorizes 
the  Commission  to  inquire  into  the  management  of  the  business  of  "all  common  carriers 
subject  to  the  provisions  of  this  Act  "  (i.e.,  all  common  carriers  engaged  in  inter-state  or 
foreign  commerce),  to  keep  itself  informed  as  to  the  manner  and  method  in  which  such 
business  is  conducted,  and  to  obtain  from  such  carriers  full  and  complete  information 
necessary  to  enable  the  Commission  to  perform  the  duties  and  carry  out  the  objects  for 
which  it  was  created.  The  Commission  is  further  authorized  to  require  the  attendance 
of  witnesses  and  production  of  documents,  and  to  invoke  the  aid  of  the  federal  courts  in 
case  of  disobedience  to  its  summons.  Sec.  13  provides  that  any  person  complaining  of 
an}'  act  done  by  a  carrier  in  contravention  of  the  Act  m-iy  apply  to  the  Commission  by 
petition.  The  Commission  is  then  to  call  upon  the  carrier  to  satisfy  the  complaint,  or 
-answer  it.  If  the  carrier  does  not  satisfy  the  complaint,  or  if  there  appears  to  be 
reasonable  ground  for  investigating  the  matters  complained  of,  it  is  the  duty  of  the 
Commission  to  investigate  them.  The  Commission  may  also  investigate  any  complaint 
forwarded  by  the  Railroad  Commission  of  any  State,  or  may  institute  any  inquiry  on  its 
own  motion. 

It  is  the  duty  of  the  Commission  to  make  reports  of  all  investigations,  including  the 
findings  of  fact  on  which  its  conclusions  are  based,  and  its  recommendations,  if  any,  as 
to  M'hat  reparation  should  be  made  by  the  carrier  to  any  persons  injured ;  and  such 
findings  are  in  all  judicial  proceedings  prima  facie  evidence  as  to  the  facts  found. 
^Sec.  15.)  If  the  Commission  is  satisfied  that  any  carrier  has  ^^olated  the  Act,  or  that 
any  party  has  sustained  injury  by  such  violation,  it  must  forward  to  the  carrier  a  copy 
of  its  report,  with  a  notice  to  desist  from  such  violation,  or  to  make  reparation,  or  both. 
(Sec.  15. )  If  a  common  carrier  violates  or  disobeys  any  order  of  the  Commission,  it  is  the 
■duty  of  the  Commission,  and  lawful  for  any  person  interested,  to  apply  in  a  summary 
way,  by  petition,  to  the  proper  Circuit  Court,  alleging  such  violation  or  disobedience  ; 
and  the  Court  must  hear  and  determine  the  matter  speedily,  as  a  court  of  equitj',  but 
without  formal  pleadings  or  proceedings,  and  in  such  manner  as  to  do  justice,  and  may 
restrain  the  carrier  by  injunction  or  other  process,  mandatory  or  otherMise,  and  may 
enforce  such  process  by  attachment  or  fine,  and  may  order  the  payment  of  costs.  When 
the  subject  in  dispute  is  of  the  value  of  .$2000  or  more,  either  party  may  appeal  to  the 
Supreme  Court.     (Sec.  16. ) 


898  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  101. 

The  constitutionality  of  the  gift  of  these  powers  to  the  Commission  rests  entirely 
upon  the  power  to  "regulate  commerce,"  and  has  been  the  subject  of  much  litigation. 
It  has  been  clearly  laid  down  that  the  Commission  is  a  purely  executive  body,  and 
neither  judicial  nor  legislative.  "  It  cannot  be  judicial,  for  its  members  are  not 
appointed  to  hold  office  during  good  behaviour."  (Prentice  and  Egan,  Commerce  Clause, 
p.  289;  citing  Kentucky  Bridge  Co.  v.  Louisville,  &c.,  Co.,  37  Fed.  R.  567.)  In 
Inter-State  C.C.  v.  Brimson,  154  U.S.  447,  it  was  argued  that  the  power  of  investigation 
to  determine  whether  an  offence  had  been  committed  was  essentiall}^  of  a  judicial  nature, 
and  could  not  be  constitutionally  exercised  b^'  the  Commission.  The  majority  of  the 
Court  held  that  the  power  to  investigate  and  to  summon  witnesses  was  an  executive 
power,  which  was  validly  vested  in  the  Commission.  It  seems,  however,  that  an 
enquiry  as  to  the  past — whether  rates  already  collected  are  reasonable  —  is  judicial 
(Inter-State  C.C.  v.  Cincinnati,  &c.  Co.,  167  U.S.  479)  ;  and  such  an  enquiry  is  perhaps 
bej'ond  the  powers  of  the  Commission  (Pi-entice  and  Egan,  Com.  CI.  p.  390). 

That  the  Commission  is  not  a  legislative  body  is  equally  clear.  "  Congress  has  not 
conferred  upon  the  Commission  the  legislative  power  of  prescribing  rates,  either 
maximum  or  minimum  or  absolute.  As  it  did  not  give  the  express  power  to  the 
Commission,  it  did  not  intend  to  secure  the  same  result  indirectly  by  empowering  the 
tribunal  to  determine  what  in  the  past  was  reasonable  and  just,  whether  as  maximum, 
minimum,  or  absolute,  and  then  enable  it  to  obtain  from  the  courts  a  peremptory  order 
that  in  future  the  railroad  companies  should  follow  the  rates  thus  determined  to  liave 
been  in  the  past  reasonable  and  just."  (Inter-State  C.C.  v.  Cincinnati,  &c.,  R.  Co.,  167 
U.S.  511  ;  following  Cincinnati,  &c.,  R.  Co.  i;.  Inter-State  C.C,  162  U.S.  184.  Followed 
in  Inter-State  C.C.  v.  Alabama  Midland  R.Co.,  168  U.S.  144.) 

The  American  Commission  is  a  corporate  bodj',  with  power  to  sue  and  be  sued  in 
the  federal  courts.     (Texas  and  Pacific  R.  Co.  v.  Inter-State  C.C,  162  U.S.  197.) 

The  Inter-State  Commission. — In  this  Constitution  it  was  deemed  advisable  not 
to  rely  upon  the  trade  and  commerce  power  for  the  right  to  establish  an  Inter-State 
Commission,  but  to  provide  for  its  establishment  in  the  Constitution  itself.  The  first 
clause  framed  for  this  purpose  was  merelj'  an  enabling  one,  to  remove  any  doubt  that 
might  exist  as  to  the  power  of  the  Parliament  to  constitute  such  a  Commission,  with 
powers  of  adjudication  and  administration.  But  at  Melbourne  the  case  assumed  a  some- 
what different  complexion.  The  contest  whether  the  Parliament  or  the  Court  was  the 
proper  judge  of  what  constituted  an  unreasonable  preference  was  compromised  b}' 
referring  the  question  of  reasonableness  absolutely  to  the  Inter  State  Commission.  The 
Commi-ssion  thus  assumed  the  form  of  an  arbiter  between  the  States,  exercising  its 
judgment  independently  of  Parliament ;  and  it  was  accordingly  determined  not  merelj-  to 
empower,  but  to  require  the  Parliament  to  execute  it,  and  the  independence  of  its 
members  was  adequately  secured. 

But  although  the  establishment  of  the  Inter-State  Commission  is  directed  by  the 
Constitution  itself,  no  powers  are  given  to  it  by  the  Constitution.  It  is  to  have  such 
powers  of  adjudication  and  administration  as  the  Parliament  deems  necessary  for  the 
execution  and  maintenance  of  the  law  relating  to  inter-state  and  foreign  trade  and  com- 
merce. In  one  respect,  however— namelj',  as  regards  the  control  of  railway  rates— the 
legislative  power  given  to  the  Parliament  cannot  be  carried  into  effect  except  through 
the  agency  of  the  Commission  ;  so  that  whenever  legislation  under  sec.  102  is  resorted 
to,  the  power  to  adjudge  a  preference  or  discrimination  be  to  undue  or  unreasonable,  or 
unjust  to  a  State,  cannot  be  assigned  to  any  other  tribunal. 

The  Inter-State  Commission  thus  provided  for  has  points  of  resemblance  to  and 
difference  from  the  Inter-State  Commerce  Commission  in  America  and  the  Railway  and 
Canal  Commission  in  England.  As  an  administrative  body,  to  supervise  the  execution 
and  prevent  the  violation  of  laws  relating  to  inter-state  and  foreign  commerce,  it  diiefly 
resembles  the  American  Commission  ;  as  a  body  which  is  to  have  power  to  adjudicate, 
and  whose  decisions  are  to  be  final  on  questions  of  fact,  it  resembles  the  English, 
Commission. 


§1 423-424.]  FINANCE  AND  TRADE.  899 

The  powei-s  of  adjudication  which  may  be  given  to  the  Inter-State  Commission,  and 
which  cannot  be  given  to  any  other  body,  mark  a  wide  distinction  between  it  and  its 
American  prototype.  The  American  Commission  can  investigate  and  prosecute,  but  it 
cannot  adjudicate ;  it  is  wholly  dependent  on  the  courts  to  confirm  and  enforce  its 
decrees.  Even  its  findings  on  fact  are  only  prima  facie  evidenbe,  which  may  be  rebutted 
before  the  court.  But  though  the  powers  which  may  be  given  to  the  Australian 
Commission  are  far  wider  than  those  which  have  been  given  to  the  American  Commission, 
they  are  not  so  wide  as  those  which  may  be  given  to  the  American  Commission,  if 
Congress  chooses.  The  powers  of  the  Australian  Commission  cannot  exceed  the  limits 
prescribed  by  the  Constitution  itself.  The  Parliament  cannot  give  it  any  powers  except 
those  of  adjudication  or  administration,  or  authorize  it  to  disregard  the  financial 
responsibilities  incurred  by  a  State,  or  make  its  decisions  final  on  matters  of  law.  The 
provisions  of  the  Australian  Constitution,  by  defining  the  scope  of  the  Commission, 
limit  the  extension  of  that  scope.  On  the  other  hand  Congress,  which  passed  the 
Inter-State  Commerce  Act,  could  if  it  wished  pass  an  Act  giving  it  widely-extended 
powers  ;  could  constitute  the  Commission  in  such  a  way  that  it  might  exercise  judicial 
powers  ;  and  could  even  (so  far  as  this  did  not  involve  a  delegation  of  legislative  power 
— see  Prentice  and  Egan,  pp.  309-313^  empower  the  Commission  to  fix  rates. 

State  Railways. — There  is  one  important  respect  in  which,  owing  to  the  difiFerence 
in  Australian  conditions,  the  duties  of  the  Inter-State  Commission  will  differ  widely 
from  those  of  the  English  and  American  Commissions.  In  Australia,  nearly  the  whole 
of  the  railways  are  owned  by  the  Governments  of  the  States  ;  in  England  and  America 
they  are  OMTied  almost  wholly  by  private  corporations.  The  American  Inter-State 
Commerce  Commission  is  an  arbiter  between  innumerable  competing  or  monopolizing 
i-ailway  companies  on  the  one  hand,  and  the  pu))lic  on  the  other  hand.  It  is  only 
intlirectly  and  occasionally  that  it  becomes  an  arbiter  between  the  States.  But  in 
Australia  the  railway  companies  are  the  States  ;  and  the  Inter-State  Commission — so  far 
as  railways  are  conc-emed — will  be  chiefly  an  arbiter  between  the  States.  In  one  aspect 
this  circumstance  will  immensely  simplify'  the  work  of  the  Commission.  It  will  not 
have  to  cope  with  all  the  secret  rebates  and  drawbacks,  all  the  personal  discriminations 
to  favoured  shippers,  all  the  ingenious  devices,  born  of  the  strain  of  commercial 
competition,  for  the  purpose  of  evading  the  law.  The  competing  interests  will  be  fewer 
and  less  complex,  and  governments  may  be  expected  to  obey  at  least  the  letter  of  the 
law.  But  if  simplified  iu  one  waj',  the  work  of  the  Commission  will  be  more  responsible, 
and  perhaps  more  diflBcult,  in  another.  If  the  competing  interests  are  fewer,  they  will 
be  correspondingly  gi-eater,  and  will  perhaps  be  involved  with  large  political  issues. 
The  chief  object  of  establishing  the  Commission  was  to  secure  an  impartial  and  non- 
political  tribunal  to  interpret  and  administer  the  laws  of  the  Federal  Parliament  relating 
to  rates  on  State  railways.     (See  Notes  to  sec.  102.) 

§  424.    "  Such  Powers  of  Adjudication  and  Adminis- 
tration.'* 

Adjudicatiox. — The  power  of  adjudication  is  a  judicial  power.  To  adjudicate  is 
"  to  adjudge;  to  try  and  determine,  as  a  court ;  to  settle  by  judicial  decree."  (Webster's 
Internat.  Die.)  Sec.  102  shows  that  the  Inter-State  Commission  is  intended  to 
exercise  powers  of  an  essentially  judicial  nature,  and  indeed,  in  one  class  of  subjects,  is 
given  exclusive  jurisdiction,  and  a  final  decision  on  questions  of  fact.  Unlike  the 
American  Commission,  which  can  only  investigate  and  prosecute,  the  Inter-State  Com- 
mission may  be  given — and  no  other  tribunal  can  be  given — power  to  decide  as  to  the 
reasonableness  of  rates  on  State  railwajs.  A  further  index  of  the  judicial  nature  of 
these  duties  is  given  by  the  provision  for  an  appeal  from  the  Inter-State  Commission  to 
the  High  Court  on  questions  of  law  (sec.  73).  An  appeal  is  the  removal  of  a  matter 
from  a  lower  judicial  tribunal  to  a  higher  (see  Xote,  §  301,  supra)  ;  and  the  appellate 
jurisdiction  of  the  High  Court  implies  a  judicial  determination  by  the  lower  tribunaL 


900  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  101. 

The  Inter-State  Commission,  therefore,  in  respect  of  its  powers  of  adjudication,  is, 
like  the  English  Railway  and  Canal  Commission,  a  court.  It  is  doubtful,  however, 
whether  it  is  one  of  the  courts  in  which  the  judicial  power  of  the  Commonwealth  is 
vested  by  sec.  71.  It  is  apparently  not  a  court  "created  by  the  Parliament;"  for 
though  the  Parliament  is  left  to  organize  and  endow  it  with  powers,  it  is  virtually 
created  by  the  Constitution  itself.  Moreover,  to  rank  it  as  a  court  created  by  the 
Federal  Parliament  would  be  to  introduce  an  inconsistency  between  sec.  10.3,  which 
defines  the  tenure  of  the  members  of  the  Commission,  and  sec.  72,  which  defines  the 
tenure  of  Justices  of  "Courts  created  by  the  Parliament."  It  may  be  contended, 
however,  that  the  Inter-State  Commission  comes  within  the  definition  of  courts  which 
the  Parliament  invests  with  federal  jurisdiction,  though  the  courts  especially  contem- 
plated by  that  phrase  are  the  courts  of  the  States  ;  see  sec.  77 — iii.  The  Commission 
will  have  no  jurisdiction  until  the  Parliament  invests  it  with  jurisdiction  ;  for,  though  the 
Constitution  forbids  the  Parliament  to  vest  elsewhere  the  jurisdiction  as  to  the  unreason- 
ableness of  preferences  and  discriminations,  it  does  not  vest  that  jurisdiction  in  the 
Commission — and  in  fact  the  jurisdiction  will  not  exist  until  the  Parliament  has 
legislated  under  sec.  102. 

The  question  whether  the  Inter- State  Commission  is  one  of  the  courts  in  which  by 
sec.  71  the  judicial  power  of  the  Commonwealth  is  vested  may  perhaps  seem  to  be  of 
theoretical  interest  rather  than  of  practical  importance ;  since  this  section  clearly 
enables  part  of  the  actual  judicial  power  of  the  Commonwealth  to  be  vested  in  the 
Inter-State  Commission.  It  might,  however,  arise  in  a  very  practical  way  ;  if,  for 
example,  the  Parliament  were  to  attempt  to  make  the  jurisdiction  of  the  Inter-State 
Commission  exclusive  of  that  of  the  State  Courts  (see  sec.  77),  or  if  the  Parliament  were 
to  make  laws  conferring  rights  to  bring  a  State  before  the  Commission,  in  some 
controversy  relating  to  commerce  but  not  connected  with  State  railways.  (See  sees. 
78,  98.) 

Administration. — The  functions  of  the  Commission,  however,  are  not  to  be  solely 
judicial.  It  may  also  be  invested  with  all  administrative  powers  which  are  necessary 
for  the  execution  of  the  federal  trade  and  commerce  law.  In  this  capacity'  it  can  be 
entrusted  with  all  the  powers  and  duties  of  investigation,  inquiry,  and  prosecution 
which  belong  to  the  American  Commission.  A  solely  judicial  tribunal  can  take  no  steps 
until  a  complaint  in  the  nature  of  a  judicial  proceeding  is  brought  before  it ;  but  an 
administrative  department,  armed  with  the  proper  powers,  can  make  inquiries  and  take 
action  upon  its  own  initiative.  The  Commission  is  intended  to  be  policeman  as  well  a8 
judge. 

Not  a  Legislative  Body. — The  Commission  may  have  judicial  powers,  and  execu- 
tive powers,  but  no  mention  is  made  of  legislative  powers.  The  Constitution  does  not 
contemplate  the  existence  of  any  legislative  organ  of  the  Federal  Government  other 
than  the  Federal  Parliament  itself.  Apart  altogether  from  the  question  whether  the 
Federal  Parliament  can  delegate  any  part  of  its  legislative  power  to  other  bodies,  it 
would  seem  that  any  such  powers  are  by  direct  implication  denied  to  the  Inter-State 
Commis-sion.  The  Parliament  could  no  more  confer  legislative  power  upon  the  Inter- 
State  Commission  than  upon  the  High  Court.  (See  Cincinnati,  &c.,  R.  Co.  v.  Inter- 
State  C.C,  162  U.S.  184;  Texas  and  Pac.  R.  Co.  v.  Inter-State  C.C,  162  U.S.  197; 
Inter-State  C.C.  v.  Cincinnati,  &c.,  R.  Co.,  167  U.S.  479. 

This  does  not  prevent  power  being  given  to  the  Commission  to  frame  purely 
administrative  regulations.  If  the  Commission  has  power,  of  its  own  motion,  to  promul- 
gate general  orders,  these  must  be  confined  to  the  obvious  purposes  and  directions  of  the 
statute  law,  since  it  has  no  legislative  powers.  (Inter-State  C.C.  r.  Cincinnati,  ifec, 
R.Co.,  167  U.S.  479.) 


§425.]  FINANCE  AND  TRADE.  901 

§  425.     "  As  the  Parliament  Deems  Necessary." 

The  Constitution,  though  it  requires  an  Inter-State  Commission  to  be  established, 
does  not  itself  endow  the  Commission  with  any  poM'ers — though  some  of  the  powers  of 
the  Parliament  (see  sec.  102)  cannot  be  carried  into  effect  except  with  the  help  of  the 
Commission.  The  Commission  can  only  have  "  such  powers  of  adjudication  and 
administration  as  the  Parliament  deems  necessary  "  for  the  execution  and  maintenance  of 
the  trade  and  commerce  provisions  of  the  Constitution  and  of  federal  laws  made  there- 
under. The  power  thus  given  to  the  Parliament  is  a  very  wide  one.  The  extent  of  the 
power  of  the  Parliament  to  make  laws  ^\ith  respect  to  trade  and  commerce  has  already 
been  discussed  (sec.  51— i.) ;  and  the  Parliament  itself  is  the  sole  judge  of  the  extent  to 
which  it  is  necessary  to  vest  in  the  Inter-State  Commission  the  power  of  adjudicating 
upon  and  atlministering  such  laws.  Practically  the  whole  administration  of  the  law 
upon  this  vast  subject,  and  a  great  part  of  the  judicial  work  in  connection  therewith, 
could  be  entrusted  to  the  Commission.  The  only  express  limitation  upon  the  power  of 
the  Parliament  in  this  respect  is  in  the  proAision  (sec.  73)  that  there  is  an  appeal  from 
the  Inter-State  Commission  to  the  High  Court  on  questions  of  law  ;  and  even  this  right 
of  appeal  is  subject  to  exceptions  and  regulations  prescribed  by  the  Parliament.  (See 
Xotes,  §  307,  mipra.) 

The  general  functions  which  may  be  assigned  to  the  Inter-State  Commission  are 
defined  in  this  section  ;  whilst  certain  special  judicial  functions  with  regard  to  prefer- 
ences and  discriminations  on  State  railwaj-s  are  referred  to  in  sees.  102,  104.  It  is 
perhaps  unnecessarj'  to  repeat  that  the  latter  functions,  though  the  Convention  Debates 
concerning  the  Commission  are  almost  wholly  occupied  with  them,  are  only  a  part  of  the 
wide  powers  which  can  be  conferred  under  this  section. 


Parliament  may  forbid  preferences  by  States. 

102.  The  Parliament  may*-^  by  any  law  with  respect  to 
trade  or  commerce*'-"  forbid*-^,  as  to  railways*^,  any  preference 
or  discrimination*^  by  any  State,  or  by  any  authority 
constituted  under  a  State,  if  such  preference  or  discrimination 
is  undue  and  unreasonable,  or  unjust  to  any  State*^^;  due 
regard  being  had*^"-  to  the  financial  responsibilities  incurred  by 
any  State  in  connexion  with  the  construction  and  main- 
tenance of  its  railways.  But  no  preference  or  discrimination 
shall,  within  the  meaning  of  this  section,  be  taken  to  be 
undue  and  unreasonable,  or  unjust  to  any  State,  unless  so 
adjudged  by  the  Inter-State  Commission*^. 

Historical  Note. — ^The  only  provision  in  the  Bill  of  1891  against  preferences  bj- 
States  was  a  clause  empowering  the  Parliament  to  annul  any  State  law  or  regulation 
"having  the  effect  of  derogating  from  freedom  of  trade  or  commerce  between  the 
different  parts  of  the  Commonwealth."  Upon  the  "trade  and  commerce"  sub-clause 
the  question  arose  in  the  Sydney  Convention  of  1891  whether  there  was  power  to 
regulate  railway  rates  on  intercolonial  lines  ;  and  upon  the  sub-clause  dealing  with 
•'  control  of  railway's  with  respect  to  transport  for  the  purposes  of  the  Commonwealth," 
Mr.  Gordon  moved  to  add  "  and  the  regulation  of  traffic  and  traffic  charges  upon 
railways  in  any  State  in  all  cases  in  which  such  regulations  are  required  for  freedom  of 
trade  and  commerce,  and  to  prevent  any  undue  preference  to  any  particular  locality 


902  COMMENTARIES  OX  THE  CONSTITUTION.      [See.  102. 

within  the  Commonwealth  or  to  any  description  of  traflBc."  The  proposal  was  criticized 
as  being  too  wide,  and  was  negatived  by  21  votes  to  11.  An  amendment  by  Mr.  Inglis 
Clark,  for  the  prevention  of  discriminating  rates  giving  any  preference  or  advantage, 
was  also  negatived.     (Conv.  Deb.,  Syd.,  1891,  pp.  662-70,  692-8.) 

Adelaide  Se-saion,  1897. — In  the  Bill  as  drafted  at  Adelaide  there  was  added  to  the 
•*  preference"  clause  (see  Hist.  Note  to  sec.  99)  a  prohibition  of  State  laws  or  regulations 
having  the  effect  of  derogating  from  freedom  of  inter-state  trade.  Mr.  Gordon  moved 
to  add  to  this  "  or  having  the  effect  of  inducing  trade  or  commerce  in  any  particular 
direction  within  the  Commonwealth  unfairly,  and  in  particular  by  one  part  of  the 
Commonwealth  offering  greater  inducements  than  other  parts  wherever  the  inducement 
offered  returns  no  direct  profit  as  regards  the  particular  trade  or  commerce  induced  to 
that  part  of  the  Commonwealth  offering  the  inducement."  This  he  afterwards  withdrew. 
(See  pp.  178-180,  supra;  Conv.  Deb.,  Adel.,  pp.  1070-85,  1103-1.3,  1117-40.) 

The  clause  dealing  with  the  powers  of  the  Inter-State  Commission  (see  Hist.  Note 
to  sec.  101)  provided,  as  originally  drafted,  that  the  Commission  should  have  "no 
powers  in  reference  to  the  rates  or  regulations  of  any  railway  in  any  State,  except  in 
cases  of  rates  or  regulations  preferential  in  effect  and  made  and  used  for  the  purpose  of 
drawing  traffic  to  that  railway  from  the  railway  of  a  neighbouring  State."  Sir  Geo. 
Turner  feared  that  these  words  would  check  Victoria's  "  short  haul"  competition,  but 
leave  New  South  Wales  absolutely  untouched,  and  they  were  struck  out.  (See  pp. 
178-180,  supra.) 

Melbourne  Session,  1898  (Debates,  pp.  1250-1506,  1510-12,  2390-1).— Mr.  Barton 
moved  a  comprehensive  clause  forbidding  all  preferences  by  the  Commonwealth  or  a 
State  (see  notes  to  sec.  99).  A  long  debate  followed  (see  pp.  199-200,  supra),  in  which 
distinctions  were  drawn  between  obstructive  rates,  which  derogated  from  freedom  of 
trade  ;  unfairly  attractive  rates,  which  derogated  from  equality  of  trade  ;  and  fair 
development  rates,  which  might  be  differential,  but  whose  object  was  to  promote  trade, 
not  to  divert  it.  The  problem  was  to  pi-event  preferential  or  differential  rates  of  an 
unfederal  character,  whilst  allowing  such  differential  rates  as  were  necessary  to  an 
effective  railway  policy.  Mr.  Higgins  (Debates,  p.  1270)  moved  an  amendment  to 
prohibit  rates  made  "  with  the  view  of  attracting  trade  to  ports  of  one  State  against 
ports  of  another  State  ;"  but  this  was  negatived.  A  suggestion  by  the  Legislative  Council 
of  South  Australia  (identical  with  Mr.  Gordon's  Adelaide  amendment)  was  also 
negatived. 

Finally  the  clause  was  struck  out  (Debates,  p.  13.35),  and  Mr.  Barton  proposed  to 
substitute  a  simple  prohibition  of  Commonwealth  preferences  (see  Hist.  Note  to  sec.  99). 
An  amendment  by  Sir  John  Downer,  to  extend  the  clause  to  preferences  by  States, 
was  negatived.  An  amendment  by  Mr.  Higgins,  to  prohibit  rates  made  with  a  view  of 
attracting  trade,  was  carried  by  18  votes  to  15.  Mr.  Higgins'  object  was  to  prevent 
rates  which,  though  not  "  preferential,"  were  unfairly  differential  ;  but  the  New  South 
Wales  representatives  complained  that  the  words  were  far  too  wide,  and  Mr.  Reid 
moved  an  amendment  to  prevent  interference  with  rates  arranged  "so  as  to  secure 
payment  of  working  expenses  and  interest  upon  the  cost  of  construction."  The  debate 
became  heated,  and  the  Convention  found  itself  in  a  difficulty.  Mr.  Reid's  amendment 
was  negatived  ;  but  the  proposition  carried  by  Mr.  Higgins  caused  so  much  dissatisfaction 
that  it  was  decided  to  reconsider  the  whole  question. 

The  clause  was  postponed,  and  Sir  Geo.  Turner  (Debates,  p.  1372)  came  to  the  rescue 
with  a  new  clause  empowering  the  Parliament  to  execute,  the  trade  and  commerce 
provisions  upon  State  railways,  "and  particularly  to  forbid  such  preferences  and 
discriminations  as  it  may  deem  to  be  undue  and  unreasonable,  ov  imjust  to  any  State. " 
A  long  debate  ensued,  chiefly  on  the  question  whether  Parliament  was  a  suitable  tribunal 
to  decide  this  matter  (see  p.  200,  supra)  ;  but  eventually  the  clause— with  the  omission 
of  the  word  "particularly" — was  carried,  by  25  votes  to  16.     Mr.  Barton's  clause  was 


§§425-427.  FINANCE  AND  TRADE.  903 

then  reconsidered,  and  the  amendment  carried  by  Mr.  Higgins — being  now  superseded 
by  Sir  Geo.  Turner's  clause — was  struck  out.  A  aeries  of  amendments  were  then  moved 
(see  pp.  200-202,  supra)  which,  after  long  discussion,  were  withdrawn  to  be  proposed  as 
separate  clauses.  Mr.  Grant's  "  Development"  clause  ^see  Hist.  Note  to  sec.  104)  was 
carried;  and  then  (Debates,  pp.  1510-2)  the  following  clause  by  Mr.  Reid  was  agreed 
to:— 

"  Due  consideration  shall  be  given  to  the  financial  responsibility  incurred  in 
connection  with  the  construction  and  working  expenses  of  State  railways." 

On  the  second  recommittal,  Mr.  Barton  brought  up  a  redraft  of  the  clauses, 
practically  in  their  present  form.  Mr.  Glynn  (for  Mr.  Higgins)  moved  to  add  "or 
differential  rate  "  after  "  preference  or  discrimination,"  contending  that  "  discrimination" 
applied  onl}'  to  persons  and  things  ;  but  Mr.  O'Connor  argued  that  it  covered  localities 
also,  and  the  amendment  was  negatived.  Sir  Geo.  Turner  proposed  to  substitute  "  the 
Parliament "  for  "  the  Inter-State  Commission,"  but  this  also  was  negatived  by  22  votes 
to  15,  and  the  clause  was  agreed  to. 

§  426.     "The  Parliament  May." 

This  section,  though  enabling  in  form,  is  really  restrictive  in  eflfect.  It  was  held  in 
Inter-State  C.C.  v.  Brimson,  154  U.S.  447,  that  the  Congress  of  the  United  States  has 
plenary  power,  subject  to  the  limitations  imposed  by  the  Constitution,  to  prescribe  the 
rule  by  which  commerce  among  the  several  States  was  to  be  governed  ;  and  it  was  said  to 
be  indisputable  that  the  prohibition  of  unjust  charges,  discriminations,  or  preferences 
by  carriers  engaged  in  inter-state  commerce  was  a  proper  regulation.  In  this  Constitu- 
tion, State  railways  are  expressly  made  subject  to  the  trade  and  commerce  power  ;  so  it 
would  appear  that  the  power  to.  prohibit  unjust  charges  would  exist  independently  of 
this  section. 

The  object  of  the  section  is  partly  to  ensure  the  existence  of  such  powers  ;  but 
chiefly  to  ensure  their  limitation.  At  Adelaide  (see  Historical  Xote)  the  clause  was 
originally  drawn  in  a  restrictive  form  ;  and  when  it  was  afterwards  altered  at  Melbourne 
to  an  enabling  form,  it  was  hedged  round  with  the  restrictions,  express  and  implied, 
contained  in  this  section  and  sec.  104. 
The  express  limitations  are  : — 

(1.)  That  due  regard  must  be  had  to  the  financial  responsibilities  incurred  by 
any  State  in  connection  with  the  construction  and  maintenance  of  its 
railways. 
(2.)  That  no  preference  or  discrimination   shaU   be  taken  to  be  undue  and 
unreasonable,  or  unjust  to  any  State,  unless  so  adjudged  by  the  Inter- 
State  Commission. 
(3. )  That  a  rate  upon  a  State  railway  cannot  be  declared  unlaAvful  if  it  is  deemed 
by  the  Inter-State  Commission  to  be  necessary  for  the  development  of 
the  territory  of  a  State,  and  if  the  rate  applies  equally  to  goods  within 
the  State  and  to  goods  passing  into  the  State  from  other  States. 
The  implied  limitations  seem  to  be  : — 

(1.)  That  the  Parliament  cannot,  upon  State  railways,  forbid  any  charge  which 

is  not  either  a  preference  or  a  discrimination. 
(2.)  That  the  Parliament  cannot  forbid  a  preference  or  discrimination  except  on 
the  ground  that  it  is  undue  and  unreasonable,  or  unjust  to  a  State. 

.§  427.    "  By  Any  Law  with  Respect  to  Trade  and 
Commerce." 

The  power  defined  by  this  section  is  a  part  of  the  general  power  to  make  laws  with 
respect  to  trade  and  commerce,  and  is  therefore  restricted  to  "  trade  and  commerce  with 
other  countries,  and  among  the  States."  With  rates  or  the  purely  internal  traffic  of  a 
State  the  Federal  Parliament  has  nothing  to  do. 


904  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  102. 

A  number  of  American  authorities  defining  inter-state  commerce  have  already  been 
cited  (Note,  §  163,  supra);  but  in  none  of  the  American  cases  did  the  distinction  between 
inter-state  and  internal  commerce  arise  in  precisely  the  same  way  as  it  is  likely  to  arise 
under  this  section  ;  and  it  would  seem  that  some  of  the  definitions  may  have  to  be 
modified  to  carry  out  the  true  principle  of  the  distinction.  It  will  be  convenient  to 
repeat  here  a  few  of  the  leading  definitions. 

"  Comprehensive  as  the  word  '  among  '  is,  it  may  very  properly  be  restricted  to  that 
commerce  which  concerns  more  States  than  one."  (Per  Marshall,  C.  J.,  Gibbons  v.  Ogden, 
9  Wheat.  1.) 

'*  When  goods,  the  product  of  a  State,  have  begun  to  be  transported  from  that  State 
to  another  State,  and  not  till  then,  they  have  become  the  subjects  of  inter-state  commerce, 
and,  as  such,  are  subject  to  national  regulation,  and  cease  to  be  taxable  by  the  State  of 
their  origin."     (Coe  v.  Errol,  116  U.S.  517.) 

"  Transportation  of  goods  under  one  control  and  by  one  voyage  from  a  point  in  one 
State  to  a  point  in  another  is  inter-state  commerce,  and  subject  to  the  exclusive  regulation 
of  Congress.  A  statute  of  a  State,  intended  to  regulate  or  to  tax  or  to  restrict  such 
traffic,  cannot  be  enacted  by  a  State,  even  in  the  absence  of  legislation  by  Congress ;  and 
such  statutes  are  void  even  as  to  that  part  of  the  transmission  which  may  be  within  the 
State."     (Wabash,  &c.,  R.  Co.,  v.  Illinois,  118  U.S.  557.) 

One  of  the  mischiefs  which  this  section  is  intended  to  meet  is  undue  competition,  bj^ 
means  of  discriminating  rates  on  State  railways,  for  the  traffic  of  particular  localities. 
Now,  when  the  effect  of  such  a  rate,  made  upon  railways  of  any  State,  is  to  secure  the 
traffic  for  the  ports  of  that  State,  and  thus  prevent  its  flowing  to  the  ports  of  another 
State,  it  maj'  be  argued,  from  such  dicta  as  those  above  quoted  from  Coe  v.  Errol,  and 
W^abash  R.  Co.  v.  Illinois,  that  the  trade  thus  retained  within  the  limits  of  a  State  is  not 
inter-state  trade  at  all,  because  it  has  not  "begun  to  be  transported  from  that  State  to- 
another  State."  It  was  clearly,  however,  the  intention  of  the  Convention  that  trade 
which  by  a  discriminating  rate  was  prevented  from  flowing  to  the  ports  of  another  State 
should  be  considered  as  inter-state  trade ;  and  it  is  equally  clear  that  it  comes  within  Chief 
Justice  Marshall's  broad  definition,  "  commerce  which  concerns  more  States  than  one."' 
The  State  which  is  discriminated  against  is  concerned  because  the  discriminating  rate 
prevents  transportation  to  that  State  from  the  other  ;  and  the  State  which  prevents  that 
transportation  cannot  be  heard  to  say  that  the  discrimination  does  not  affect  inter-state 
trade.  Traffic  which  would,  but  for  an  undue  discrimination,  flow  from  one  State  to 
another,  is  clearly  inter-state  trade  within  the  contemplation  of  this  section.  It  is  to  be 
noticed  that  in  none  of  the  American  decisions  does  the  question  arise  whether  the 
discriminating  rate  prevents  the  traffic  from  crossing  a  State  boundary  ;  the  question  in 
every  case  was  whether  the  particular  commerce  in  question  was  or  was  not  subject  to 
State  taxation  or  State  regulation. 

§  428.    "Forbid." 

The  widest  and  simplest  way  in  which  the  Parliament  could  exercise  its  power  of 
prohibition  would  be  by  a  law  following  the  words  of  this  section,  and  so  occupying  the 
whole  field.  It  is  clear,  however,  that  the  Parliament  is  not  restricted  to  the  alternatives 
of  exercising  all  the  power  or  none.  It  may  legislate  to  prevent  personal  preference* 
and  discriminations  only,  or  preferences  and  discriminations  only  which  are  unjust  to 
any  State.  It  need  not  forbid  all  preferences  and  discriminations  which  are  undue,  &c.  ; 
it  may  forbid  aiiy  preference  or  discrimination  which  is  undue,  &c. 

It  is  equally  clear,  however,  that  the  Parliament  has  no  power  to  define  or  interpret 
what  constitutes  a  preference.  If  the  Parliament  departs  from  the  words  of  the  section, 
and  attempts  to  forbid,  in  general  terms,  particular  kinds  of  rates,  such  as  low  long-haul 
rates,  or  group  rates  or  terminal  charges,  it  will  be  powerless  to  make  such  rates 
preferential  unless  they  are,  in  fact  and  in  law,  preferential.  And  if  the  Parliament 
prohibits  a  general  class  of  rates  which,  Qua  that  class,  are  not  necessarily  preferential, 
it  will  run  the  risk  of  the  whole  law  being  declared  void  by  the  High  Court.  It  does 
not  seem,  however,  that  any  exception  could  be  taken  to  a  law  which  prohibited  a  special 


§§429  430.]  FINANCE  AND  TRADE.  905 

kind  of  rate— for  instance,  a  less  charge  for  a  long-haul  than  for  a  short-haul  —  "  so  far 
as  the  same  may  be  a  preference  or  discrimination  which  is  undue  and  unreasonable,  or 
unjust  to  any  State." 

§  429.    ''  As  to  Railways." 

Private  Railways. — That  this  section  applies  to  the  Government  railways  of  the 
States,  whether  controlled  directly  by  the  Executive  Ciovernment  of  the  State,  or  vested 
in  a  corporate  bod\-  of  Railway  Commissioners,  is  clear.  It  seems  that  the  subsequent 
words,  referring  to  preferences  made  "  by  any  authority  constituted  under  a  State,"  are 
wide  enough  to  include  not  onl}-  Railway-  Commissioners,  but  also  railway  companies 
incorporated  by  an  Act  of  the  Parliament  of  a  State.  The  only  importance  of  the 
•  question  seems  to  be  that  if  privately-owned  railways  are  not  included  in  this  section, 
they  will  be  subject  to  the  fiill  operation  of  the  trswle  and  commerce  power,  without 
limitations  which  are  placed  by  this  section  upon  the  power  of  the  Parliament. 

Railways  of  the  Commoxwealth.  — This  section  does  not  apply  to  railways  of  the 
Commonwealth.  In  the  event  of  railways  being  owned  by  the  Federal  Government,  the 
Parliament  could  of  course  impose  what  prohibitions  it  pleased  ;  but  the  Constitution 
itself  imposes  an  absolute  prohibition  against  any  preference  whatever  being  given  by 
the  Commonwealth  to  any  State.     (See  sec.  99,  and  Notes,  §  414,  supra. ) 

§  430.    "  Preference  or  Discrimination.'" 

History  of  the  Words. — The  phrases  •'  undue  preference,*"  "  unjust  discrimina- 
tion,'* and  so  forth,  have  a  history  in  English  and  American  legislation,  and  in  the 
judicial  decisions  of  those  countries,  from  which  it  is  impossible  to  disassociate  them, 
and  which  forms  a  valuable  aid  to  the  interpretation  of  the  words  in  this  Constitution. 
It  has  been  held  in  the  Supreme  Court  of  the  United  States,  with  respect  to  these  same 
words,  that  so  far  as  Congress,  in  the  Inter-State  Commerce  Act,  adopted  the  language 
of  the  English  Railwaj'  and  Canal  Traffic  Act,  it  is  to  be  presumed  that  it  had  in  mind  the 
construction  given  by  the  English  courts  to  the  adopted  language,  and  intended  to  incor- 
porate it  into  the  Act.  (Inter-State  C.C.  r.  Baltimore,  &c.,  R.  Co.,  145  U.S.  263. 
See  Texas  and  Pacific  R.  Co.  v.  Inter-State  C.C,  162  U.S.  197.) 

English  Legislation. — When  railways  were  first  authorized  in  England,  it  was 
expected  that  the  railways  would  be  public  highways  like  turnpikes  or  canals  ;  that  the 
companies  would  merely  provide  the  highway,  and  take  toll  for  its  use  ;  and  that  the 
public,  or  carriers,  would  employ  their  own  locomotives,  carriages,  and  waggons — ^just 
as  on  roads  and  canals  they  employed  their  own  horses,  coaches,  carts,  and  (sometimes) 
barges.  (Grierson,  Railway  Rates,  pp.  71,  94 ;  Hadley,  Railroad  Transportation, 
p.  165.)  It  has  been  said  by  Wills,  J.,  that  "no  proper  understanding  of  a  good  deal 
of  our  railway  legislation,  and  pre-eminently  of  clauses  relating  to  tolls  or  charges,  can 
be  arrived  at,  imless  it  (this  notion)  is  firmly  grasped  and  kept  steadily  in  view."  (HaU 
V.  London  Brighton,  &c.,  R.  Co.,  15  Q.B.D.  at  p.  536.)  Accordingly  the  early  railway 
Acts  required  equal  mileage  rates — the  same  charge  per  ton  per  mile,  on  all  parts  of  the 
line,  for  the  same  class  of  goods. 

It  soon  became  clear,  however,  that  this  anticipation  was  a  mistake,  and  that  three 
cases  had  to  be  provided  for,  on  railways,  as  on  canals  : — (1)  where  the  railway  com- 
panies simply  provided  the  highway  and  took  tolls  for  its  use ;  (2)  where  the  railway 
companies,  without  being  carriers,  pro\-ided  tracks  and  locomotives  ;  (3)  where  the 
companies  were  common  carriers  upon  their  o'vn  highway.  (Grierson,  Railway  Rates, 
p.  94. )  Accordingly  by  the  Railway  Clauses  Consolidation  Act,  1845  (8  and  9  Vic.  c, 
20,  sec.  90)  the  prohibition  against  differential  rates  Mas  repealed.  It  was  recited  to  be 
expedient  that  companies  should  have  power  to  vary  the  tolls  upon  their  lines  "so  as 
to  accommodate  them  to  the  circumstances  of  the  traffic,"  but  that  this  power  "  should 
not  be  used  for  the  pui-pose  of  prejudicing  or  favouring  particular  parties,  or  for  the 


906  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  102. 

purpose  of  coUusively  and  unfairly  creating  a  monopoly,  either  in  the  hands  of  the 
company  or  of  particular  parties."  It  was  therefore  enacted  that  companies  might  alter 
or  vary  the  tolls  authorized  by  their  special  Acts,  either  upon  the  whole  or  any  part  of 
the  railway  ;  "  Provided  that  all  such  tolls  be  at  all  times  charged  equally  to  all  persons 
and  after  the  same  rate,  whether  per  ton,  per  mile,  or  otherwise,  in  respect  of  all  pas- 
sengers and  of  all  goods  or  carriages  of  the  same  description,  and  conveyed  or  propelled 
by  a  like  carriage  or  engine,  passing  only  over  the  same  portion  of  the  line  of  railway 
under  the  same  circumstances  ;  and  no  reduction  or  advance  in  any  sucli  tolls  shall  be 
made  either  directly  or  indirectly  in  favour  of  or  against  any  particular  companj'  or 
person  travelling  upon  or  using  the  railwa}\" 

This  section — the  "equality  clause,"  as  it  is  called— only  applies  where  circum- 
stances are  absolutely  the  same  ;  and  then  it  requires  an  absolutely  rigid  equality.  It  is 
immaterial  that  the  allowance  is  made  to  meet  competition.  (London  and  N.W.R.  Co. 
V.  Evershed,  3  Q.B.D.  134  ;  3  App.  Ca.  1029  ;  and  see  Phipps  v.  London  and  N.W.R.  Co. 
[1S92]  2  Q.B  at  p.  249.)  A  carrier  cannot  be  charged  higher  rates  than  other  members 
of  the  public.  (Great  Western  R.  Co.  v.  Sutton,  L.R.  4  H  L.  226  ;  see  Ford  v.  London 
and  S.W.R.  Co.,  60  L.J.  Q.B.  130.)  But  the  proviso  only  applies  to  goods  carried 
between  the  same  points  of  arrival  and  departure,  and  does  not  forbid  a  uniform  charge 
from  different  points,  or  disproportionate  rates  for  unequal  distances.  (Denaby  Main 
Colliery  Co.  v.  Manchester,  &c.  R.  Co.,  II  App.  Ca.  97.) 

The  Railway  and  Canal  Traffic  Act,  1854  (17  and  18  Vic.  c.  31,  sec.  2),  provides  that 
no  railway  or  canal  company  "  shall  make  or  give  any  undue  or  unreasonable  preference 
or  advantage  to  or  in  favour  of  any  particular  person  or  company,  or  any  particular 
description  of  traffic,  in  any  respect  whatever,  nor  shall  any  such  company  subject  any 
particular  person  or  company,  or  any  particular  description  of  traffic,  to  any  undue  or 
unreasonable  prejudice  or  disadvantage  in  any  respect  whatever." 

This  section  has  been  supplemented  by  the  Railway  and  Canal  Traffic  Act,  1888  (51 
and  52  Vic.  c.  25).  Sec.  27,  sub-s.  i.  of  that  Act,  provides  that  whenever  it  is  shown 
that  a  railway  company  makes  any  difference  in  treatment  to  any  trader  or  class  of 
traders,  or  to  the  traders  in  any  district  in  respect  of  the  same  or  similar  merchandise, 
or  the  same  or  similar  services,  the  burden  of  proving  that  the  difference  in  treatment  is 
not  an  undue  preference  is  on  the  company.  Sub-sec.  ii.  enacts  that  in  deciding  whether 
a  lower  charge  or  difference  in  treatment  is  an  undue  prefei'ence,  the  Court  or  the 
Commissioners  may,  if  they  think  it  reasonable,  take  into  consideration  whether  the 
lower  charge,  or  difference  in  treatment,  is  necessary  for  securing,  in  the  interests  of  the 
public,  the  traffic  in  respect  of  which  it  is  made,  and  whether  the  inequality  is  not 
removable  without  unduly  reducing  the  rates  charged  to  the  complainant ;  with  the 
proviso  that  no  railway  shall  make,  nor  shall  the  Court  or  the  Commissioners  sanction,  any 
difference  in  the  rates  for,  or  any  difference  in  the  treatment  of,  home  and  foi-eign 
merchandise,  in  respect  of  the  same  or  similar  services.  (For  comparison  with  the 
"development"  clause  of  this  Constitution,  see  Note,  §  437,  in/rq,).  Sub-sec.  iii.  deals 
with  the  question  of  long  and  short  hauls.  It  provides  that  "  the  Court  or  the 
Commissioners  shall  have  power  to  direct  that  no  higher  charge  shall  be  made  to  any 
person  for  services  in  respect  of  merchandise  carried  over  a  less  distance  than  is  made 
to  any  other  person  for  similar  services  in  respect  of  the  like  description  and  quality  of 
merchandise  carried  over  a  greater  distance  on  the  same  line  of  railway."  Sec.  29  deals 
with  "group  rates."  It  provides  that  any  railway  company  may  group  together  any 
places  in  the  same  district,  situated  at  various  distances  from  any  point  of  destination  or 
departure,  and  charge  a  uniform  rate  to  and  from  any  place  in  the  group,  provided  that 
the  distance  shall  not  bo  unreasonable  and  that  the  group  rates  and  the  places  grouped 
together  shall  not  be  such  as  to  create  an  undue  preference. 

Sec.  55  defines  an  "  undue  preference  "  for  the  purpose  of  the  Act,  as  including  "  an 
undue  preference,  or  an  undue  or  unreasonable  prejudice  or  di.sad vantage,  in  any  respect, 
in  favour  of  or  against  any  person  or  particular  class  of  persons  or  any  particular 
description  of  traffic." 


^430.]  FINANCE  AND  TRADE.  907 

The  decisions  on  the  Act  of  18o4,  first  by  the  Court  of  Common  Pleas,  and  then  by 
the  Railway  Commissioners  and  the  Court  of  Appeal,  show  a  considerable  difficulty  in 
fixing  the  principles  upon  which  the  reasonableness  of  a  rate  is  to  be  determined.  It  has 
been  clearly  settled,  however,  that  the  fact  that  a  trader  has  access  to  a  competing  route 
for  his  goods  may  be  taken  into  consideration  in  deciding  whether  lower  rates  constitute 
an  undue  preference  ;  and  that  the  question  whether  a  preference  is  undue  or  unreason- 
able is  a  question  of  fact  in  each  particular  case.  (Phipps  v.  London  and  X.W.R.  Co. 
(1892],  2  Q  B  229.)  For  the  decisions  of  the  Railway  Commissioners,  see  Annual 
Reports  of  the  Railway  Commissioners  (Pari.  Papers)  ;  and  for  comments  on  some  of 
them,  see  Griersou,  Railway  Rates,  pp.  173-8  ;  Hadle\',  Railroad  Transportation,  pp. 
182-5.  It  will  be  convenient  here  to  cite  the  decisions  which  bear  on  the  interpre- 
tation of  the  Act  of  1834,  and  to  quote  extracts  from  some  of  the  judgments. 

The  Court  may  take  into  consideration  the  fair  interests  of  the  railway  itself,  and 
entertain  such  questions  as  whether  the  Company  might  not  carry  larger  quantities,  or 
for  longer  distances,  at  lower  rates  per  ton  per  mile  than  smaller  quantities,  or  for 
shorter  distances,  so  as  to  derive  equal  profits  to  itself.  A  rate  for  one  company's  coal, 
to  compete  with  coals  of  another  merchant  partly  sea-borne,  held  an  undue  preference. 
Ransonie  v.  Eastern  Counties  R.  Co.  [1857],  2d  L.J.  C.P.  91.) 

A  railway  company  made  a  special  rate  with  certain  merchants  "in  order  to  intro- 
<luce  the  northern  coke  into  Staffordshire."  Held  that  this  was  no  legitimate  ground  for 
a  preference,  and  that  lowering  rates  for  that  purpose,  there  being  nothing  to  show  that 
the  pecuniary  interests  of  the  company  were  atfected,  was  an  undue  preference.  (Oxlade 
r.  Eastern  Counties  R.  Co.  [1857],  26  L.J.  C  P.  129.) 

A  railway  company  is  justified  in  carrying  goods  for  one  person  at  a  less  rate  than 
for  another  if  there  be  circumstances  which  render  the  cost  of  carrying  for  the  former 
less  than  for  the  latter.     (Id. ) 

Excluding  the  omnibus  of  one  omnibus  proprietor  from  within  the  station  gates,  and 
admitting  another,  no  justifying  circumstances  being  shown,  held  an  undue  and 
unreasonable  preference.  Inconvenience  to  pas-^sengers  was  relied  on  as  one  element. 
{Marriott  v.  London  and  X.W.R.  Co,  [1857],  26  L.J.  C.P.  154.) 

Where  a  companj'  gave  a  cab  proprietor,  for  a  consideration,  an  exclusive  right  to 
stand  at  the  station,  no  public  inconvenience  being  shown,  no  injunction  was  granted. 
(Beadell  r.  Eastern  Counties  R.  Co.  [1857],  26  L.J.  C.P.  250  ;  and  see  cases  cited  Dig. 
Eng.  Case  Law,  iii.  138.) 

Carrying  coals  from  one  colliery  at  a  lower  rate  than  from  another  in  the  same 
locality,  in  consequence  of  a  threat  from  the  owner  of  the  first  colliery  to  construct 
another  railway,  is  an  undue  preference.  (Harris  v.  Cockermouth,  &c.,  R.  Co.  [1858], 
27  L.J.  C.P.  162.) 

A  scale  of  charges  for  carriage  of  coal  from  two  points,  the  efiect  of  which  was  to 
diminish  the  natural  advantages  of  dealers  at  one  point,  by  aiuiihilating,  in  point  of 
expense  of  carriage,  a  portion  of  the  distance,  held  an  unreasonable  preference. 
(Ransome  v.  Eastern  Counties  R.  Co.  [1858],  27  L.J.  C.P.  166.) 

"  The  effect  of  such  a  scale  of  charges  is  to  diminish  the  natural  advantages  which 
the  position  of  the  dealers  at  Ipswich,  by  rea.«son  of  its  greater  proximity,  gives  them 
over  the  dealers  at  Peterborough,  in  respect  of  the  traffic  at  Thurston,  &c.,  ...  by 
annihilating,  in  point  of  expense  of  carriage,  a  certain  portion  of  the  distance  between 
Peterborough  and  those  places  ;  and  just  in  proportion  bj-  which  that  natural  advantage 
is  diminished,  an  undue  preference  is  given  to  the  Peterborough  dealers,  and  an  undue 
disadvantage  is  brought  upon  the  complainants  and  the  other  Ipswich  dealers."  (Per 
Williams,  J  ,  id.  at  p.  169.) 

The  words  "undue"  and  "unreasonable"  imply  that  there  may  be  advantage  to 
one  person  or  one  class  of  traffic,  and  prejudice  to  another,  which  would  not  be  within 
the  .Act.  It  is  not  undue  or  unreasonable  for  a  railway  company  to  carry  goods  for  A  at 
a  lower  rate  than  for  B,  in  consideration  of  A's  guarantee  of  large  quantities  and  full 
loads  at  regular  periods  (provided  that  the  object  of  the  company  te  to  obtain  thereby  a 
greater  profit  by  the  diminished  cost  of  carriage)  although  the  effect  may  be  to  exclude  B 
from  the  lower  rate.     (Nicholson  i-.  Great  Western  R.  Co.,  1859,  28  L..t.  C.P.  89.) 

A  railway  company'  may  make  special  agreements  securing  advantages  to  individuals, 
where  it  clearly  appears  that  the  company  has  in  view  only  the  interests  of  the  pro- 
prietors and  the  legitimate  increase  of  the  profits  of  the  railway,  and  the  consideration 
given  to  the  company  in  return  for  the  advantages  is  adecjua'te,  and  the  company  is 
willing  to  afford  the  same  facilities  to  all  others  upon  equal  terms.     (Id.) 


908  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  102. 

A  preference  to  a  customer  who  engaged  to  employ  other  lines  of  the  companj',  for 
traffic  distinct  from  and  unconnected  with  the  goods  in  question,  was  held  unreasonable. 
(Baxendale  v.  Great  Western  R.  Co.,  1859,  28  L.J.  C.P.  69.) 

A  company  charged  rates  inclusive  of  delivery  charges,  in  order  to  compel 
customers  to  employ  them  as  carriers,  apart  from  their  line  of  railway.  Held  an  uncfue- 
preference  to  themselves.  (Baxendale  v.  Great  W.R.  Co.,  1859,  28  L.J.  C.P.  81  ; 
Garton  v.  Great  W.R.  Co.,  id.,  158.) 

A  facility  given  to  one  carrier  by  receiving  goods  at  a  later  hour  is  an  undue 
prejudice  to  others.     (Garton  v.  Bristol,  &c. ,  R.  Co.,  1859,  28  L.J.  C.P.  306.) 

A  deduction  to  certain  persons,  in  consideration  of  their  contracting  to  consign  all 
goods  by  the  railway,  and  not  by  water  or  other  means,  is  an  undue  preference,  unless 
it  be  clearly  shown  that  it  is  done  to  prevent  a  competition  with  the  railway,  or  that 
there  is  secured  thereby  to  the  company  such  an  amount  of  traffic  as  to  compensate  for 
the  reduction.  Bona  fide  competition,  held  out  to  the  public  generally,  mifjht  be  good. 
(Id.) 

A  reduced  rate  for  a  full  trainload  is  good,  though  the  company,  for  its  own  con- 
venience, divides  the  trainload  If  the  rate  is  valid,  the  mode  of  carriage  is  immaterial. 
(Ransome  v.  Eastern  Counties  R.  Co.,  1860,  29  L.J.  C.P.  329.) 


The  gratuitous  cartage  of  the  goods  of  one  firm,  though  done  bona  fide  to  meet 
competition  and  at  a  profit  on  the  whole  carriage,  is  an  undue  preference.  (London  and 
N.W.R.  Co.  V.  Evershed,  1877,  2  Q.B.D.  254  ;  3  Q.B.D.  134  ;  3  App.  Ca.  1029.) 

"  We  are  of  opinion  that  the  gratuitous  cartage  and  the  allowance  of  rebate  granted 
by  the  defendants  to  the  three  brewing  firms  mentioned  in  the  case,  but  not  granted  to 
the  plaintiffs,  although  made  bona  fide  for  the  simple  purpose  of  attracting  their  traffic 
to  the  defendants'  line  of  railway,  in  lieu  of  its  being  sent  by  competing  lines,  and 
although  such  traffic  realized  a  profit  to  the  defendants  notwithstanding  such  an  allowance 
or  rebate,  did  under  the  circumstances  amount  to  an  undue  preference  or  advantage 
given  to  them  by  the  defendants'  company,  and  is  contrary  to  the  language  and  meaning 
of  the  equality  clause,  8  and  9  Vic.  c.  20,  s.  90,  and  also  of  17  and  18  Vic.  c.  31,  s.  2." 
(Per  Mellor,  J.,  2  Q.B.D.  at  p.  265.) 

"  We  think  that  a  railway  company  cannot,  merelj'^  for  the  sake  of  increasing  their 
traffic,  reduce  their  rates  in  favour  of  individual  customers,  unless,  at  all  events,  there 
is  a  sufficient  reason  for  such  reduction,  which  shall  lessen  the  cost  to  the  company  of 
the  conveyance  of  their  traffic,  or  some  other  equivalent  or  other  services  are  rendered 
to  them  by  such  individuals  in  relation  to  such  traffic."     (Id.  at  p.  267.) 

Group  Bates.  — A  railway  company  carried  coals  to  a  point,  from  a  group  of  collieries 
at  diflferent  distances  along  the  same  line,  at  the  same  rate.  In  an  action  for  overcharge, 
it  was  held  by  the  Court  of  Appeal  and  by  the  House  of  Lords,  overruling  the  Queen's 
Bench  Division,  that  this  was  not  a  breach  of  the  equality  clause,  and  that  no  action  for 
an  overcharge  lay  for  an  undue  preference.  (Denaby  Main  Colliery  v.  Manchester,  &c., 
R.  Co.,  1883,  13  Q.B.D.  674,  14  Q.B.D.  209,  11  App.  Ca.  97.) 

By  sec.  29  of  the  Railway  and  Canal  Traffic  Act,  1888  (see  p.  906,  supra),  it  i& 
pi'ovided  that  a  railway  company  may  group  together  places  in  the  same  district, 
situated  at  various  distances  from  any  point  of  destination  or  departure,  and  charge 
uniform  rates  to  and  from  all  places  within  the  group,  provided  that  the  distance  is  not 
unreasonable,  and  the  group  rates  charged  are  not  such  as  to  create  an  undue  preference. 

The  works  of  the  applicant  were  on  the  line  of  the  Furness  R.  Co.,  18  miles  from  a 
junction.  Other  similar  works  were  situated  on  the  same  line,  38  miles  from  the 
junction.  The  company  grouped  these  works  together  and  charged  them  a  imiforni 
rate,  except  that  the  applicants  were  charged  sixpence  a  ton  less  for  coke.  Held,  that 
so,  far  as  the  rate  for  coke  was  concerned,  the  company  had  made  sufficient  allowance  ; 
but  as  regards  the  other  rates,  the  places  grouped  were  so  far  apart  that  there  was  an 
undue  prefel-ence.  (North  Lonsdale  Iron  Co.  v.  Furness  R.  Co.,  1891,  60  L.J.  Q.B.  419. 
See  also  Newry  v.  Great  Northern  R.  Co. ,  7  Ry.  and  Can.  Traffic  Cas.  184  ;  cited  Dig. 
Eng.  Case  Law,  iii.  146.) 

Competition. — The  fact  that  a  trader  has  access  to  a  competing  route  for  the 
carriage  of  his  goods  may  be  taken  into  consideration  in  deciding  whether  lower  rates 
charged  to  such  trader  are  an  undue  preference.  (Phipps  v.  London  and  N.W.R.  Co, 
1892,  2  Q.B.  229.) 

"  The  second  section  of  the  Act  of  1854  does  not  afford  to  the  tribunal  any  kind  of 
guide  as  to  what  is  undue  or  unreasonable.  It  is  left  entirely  to  the  judgment  of  the 
court  on  a  review  of  the  circumstances.  Can  we  say  that  the  local  situation  of  one 
trader,  as  compared  with  another,  which  enables  him,  by  having  two  competing  routes  to 
enforce  upon  the  carrier  by  either  of  those  routes  a  certain  amount  of  compliance  with 


^430.]  FINANCE  AND  TRADE.  909 

his  demands,  which  would  be  impossible  if  he  did  not  enjoy  that  advantage,  is  not 
among  the  circumstances  which  may  be  taken  into  consideration?  I  am  looking  at  the 
<luestion  now  as  between  trader  and  trader.  It  is  said  that  it  is  unfair  to  the  trader 
who  is  nearer  the  market  that  he  should  not  enjoy  the  fidl  benefit  of  the  advantage  to 
be  derived  from  his  geographical  situation  at  a  point  on  the  railway  nearer  the  market 
than  his  fellow  trader  who  trades  at  a  point  more  distant  ;  but  I  cannot  see,  looking  at 
the  matter  as  between  the  two  traders,  why  the  advantageous  position  of  the  one  trader 
in  having  his  works  so  placed  that  he  has  two  competing  routes  is  not  as  much  a 
circumstance  to  be  taken  into  consideration  as  the  geographical  position  of  the  other 
trader,  who,  though  he  has  not  the  advantage  of  competition,  is  situated  at  a  point  on 
the  line  geographically  nearer  the  market.  Why  the  local  situation  in  regard  to  its 
proximity  to  the  market  is  to  be  the  only  consideration  to  be  taken  into  account  in 
dealing  with  the  question  as  a  matter  of  what  is  reasonable  and  right  as  between  the  two 
traders,  I  cannot  understand.  Of  course,  if  you  are  to  exclude  this  from  consideration 
altogether,  the  result  must  inevitably  be  to  deprive  the  trader  who  has  the  two 
competing  routes  of  a  certain  amount  of  the  advantage  which  he  derives  from  that 
favourable  position  of  his  works.  All  that  I  have  to  say  is  that  I  cannot  find  anything 
in  the  Act  which  indicates  that  when  you  are  left  at  large,  for  you  are  left  at  large,  as 
to  whether  as  between  two  traders  the  company  is  showing  an  undue  and  unreasonable 
preference  to  the  one  as  compared  with  the  other,  you  are  to  leave  that  circumstance 
out  of  consideration  any  more  than  any  other  circumstance  which  would  affect  men's 
minds."     (Per  Lord  Herschell,  id.  p.  242.) 

"  It  seems  to  me  that,  whether  you  look  at  the  Act  of  1854  by  itself,  or  whether 
you  look  at  it  in  connection  \*ith  the  provisions  of  sub-sec.  2  of  sec.  27  of  the  Act  of 
1888,  to  which  I  have  been  referring,  it  is  impossible  to  say  that  there  is  anything  in 
point  of  law,  which  compels  the  tribunal  to  exclude  from  consideration  this  question  of 
competing  routes.  1  do  not  go  further  than  that.  It  is  not  necessary  to  go  further  than 
that.  I  am  not  for  a  moment  suggesting  to  what  extent  it  is  to  weigh.  I  am  not 
suggesting  that  ihere  may  not  be  such  an  excessive  difference  in  charge  made  in  cases  of 
competition,  as  that  it  would  be  unreasonable  and  unfair  when  you  are  looking  at  the 
position  of  the  one  trader  as  compared  with  the  other.  That  may  be  so,  but  all  that  is 
matter  for  the  tribunal  to  take  into  account,  and  certainly  I  think  that  they  are  entitled 
to  take  it  into  account,  and  to  give  weight  to  it  as  far  as  is  reasonable.  If  that  be  so^  it 
is  of  course  sufficient  to  dispose  of  the  present  case."   (Per  Lord  Herschell,  id.  pp.  24o-6. ) 

"  Now,  the  appeal  here  is  put,  as  it  must  be  put,  upon  a  question  of  law — viz., 
whether  there  is  any  rule  which  compels  us  to  say  that  the  Commissioners  had  no  right 
to  take  into  their  consideration  the  fact  that  Butlins  and  Islip  had  two  routes  of  commu- 
nication westward  instead  of  one.  It  appears  to  me  that  there  is  no  such  rule,  and 
I  cannot  help  thinking  it  would  be  extremely  unreasonable  if  there  were.  tipon 
what  principle  of  good  sense  can  any  business  man  or  anybody  else  exclude  from  his 
consideration  the  locality  of  either  place  ?  If  there  is  a  physical  difference  in  favour  of 
one  or  the  other,  or  an  artificial  difference  by  reason  of  the  facilities  of  traflSc,  whether 
by  sea  or  bj-  land,  why  is  not  everything  which  is  material  to  be  taken  into  account,  and 
upon  what  principle  can  it  be  said  that  you  are  to  exclude  from  consideration  one  of 
the  main  elements  in  the  case?"     (Per  Lindley,  L.J.  id.  pp.  2.50-1.) 

"  I  think  it  is  clear  that  the  section  implies  that  there  may  be  a  preference,  and 
that  it  does  not  make  every  inequality  of  charge  an  undue  preference  Of  course,  if  the 
circumstances  so  differ  that  the  difference  of  charge  is  in  exact  conformity  with  the 
difference  of  circumstances,  there  would  be  no  preference  at  all.  But,  as  has  been 
pointed  out  before,  what  the'  section  provides  is  that  there  shall  not  be  an  undue  or 
unreasonable  preference  or  prejudice.  And  it  cannot  be  doubted  that  whether  in 
particular  instances  there  has  been  an  undue  or  unreasonable  prejudice  is  a  question  of 
fact.  In  Palmer  v.  London  and  South  Western  Ry.  Co.,  Erie,  C.J.,  said  :  '  1  beg  to  say 
that  the  argument  from  authority  seems  to  me  to  be  without  conclusive  force  in  guiding 
the  exercise  of  this  jurisdiction  ;  the  question  whether  undue  prejudice  has  been  caused, 
being  a  question  of  fact  depending  on  the  matters  proved  in  each  case.'  In  Denaby 
Main  Colliery  Co.  v.  Manchester.  &c.,  R.  Co.,  when  it  was  before  the  Court  of  Appeal, 
not  in  the  action  brought  by  the  Denaby  company  against  the  railway  company,  but  on 
an  appeal  arising  out  of  the  proceetlings  before  the  Railway  Commissioners,  Lord  Selborne, 
then  Lord  Chancellor,  said  at  p.  441  :  '  They  gave  a  decided,  distinct,  and  great 
advantage,  as  it  appears  to  me.  to  the  distant  collieries.  That  may  be  due  or  undue, 
reasonable  or  unreasonable,  but  under  the  circumstances  is  not  the  reasonableness  a 

auestion  of  fact  ?  Is  not  it  a  question  of  fact  and  not  of  law  whether  such  preference  is 
ue  or  undue  ?  Unless  you  could  point  to  some  other  law  which  defines  what  shall  be 
held  to  be  reasonable  or  unreasonable,  it  must  be  and  is  a  mere  question,  not  of  law, 
but  of  fact.'  The  Lord  Chancellor  there  points  out  that  the  mere  circumstance  that 
there  is  an  advantage  does  not  of  itself  show  that  it  is  an  undue  preference  within  the 


910  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  102. 

meaning  of  the  Act,  and  further  that  whether  there  be  such  an  undue  preference  or 
advantage  is  a  question  of  fact,  and  of  fact  alone.  No  rule  is  given  to  guide  the  Court 
or  the  tribunal  in  the  determination  of  cases  or  applications  made  under  the  2nd  section 
of  the  Act  of  1854.  I'he  conclusion  is  one  of  fact,  to  be  arrived  at  looking  at  the  matter 
broadly  and  applying  common  sense  to  the  facts  that  are  proved  I  quite  agree  with 
Wills,  J.,  that  it  is  impossible  to  exercise  a  jurisdiction,  such  as  is  conferred  by  this 
section,  by  any  process  of  mere  mathematical  or  arithmetical  calculation.  When  you 
have  a  variety  of  cii'cumstances  differing  in  the  two  cases,  you  cannot  say  that  such  a 
difference  of  circumstances  represents  or  is  equivalent  to  such  a  fraction  of  a  penny 
difference  of  charge  in  the  one  case  as  compared  with  the  other.  A  much  broader  view 
must  be  taken,  and  it  would  be  hopeless  to  seek  to  decide  a  case  by  any  attempted 
calculation.  I  should  say  that  the  decision  must  be  arrived  at  broadly  and  fairly, 
looking  at  all  the  circumstances  of  the  case,  that  is,  looking  at  all  the  circumstances 
which  are  proper  to  be  looked  at."     (Per  Lord  Herschell,  id.  pp.  236-8.) 

"  What  is  an  undue  preference  ?  Now,  if  you  look  at  the  sections  which  relate  to  this 
matter,  beginning  with  the  equality  claiise,  s.  90  of  the  Act  of  1845,  s.  2  of  the  Act  of 
1854,  and  this  s.  27  of  the  Act  of  1888,  you  find  these  expressions  used,  all  of  which 
appear  to  me  to  point  to  the  same  sort  of  mischief.  You  have  '  undue  '  or  '  unreason- 
able,' or  'unfair'  'preference,'  or  'prejudice,'  or  'disadvantage,'  or  '  favour.'  What  is 
undue,  &c.,  is  a  question  of  degree,  and  being  a  question  of  degree,  it  is  obviously  a 
question  of  fact,  and  if  it  is  a  question  of  fact,  there  is  no  appeal."  (Per  Lindle^',  L.J., 
ia.  pp   251-2  ) 

Home  and  Foreign  Merchandise. — The  Railway  and  Canal  Traffic  Act,  1888  (51  and 
52  Vic.  c.  25)  s.  27  sub-s.  3,  which  empowers  the  Commissioners  to  take  into  consideration 
whether  a  rate  is  necessary  "for  securing,  in  the  interests  of  the  public,  the  traffic," 
contains  a  proviso  "that  no  railwaj'  company  shall  make,  nor  shall  .  .  .  the 
Commissioners  sanction,  any  difference  in  the  tolls,  rates,  or  charges  made  for,  or  any 
difference  in  the  treatment  of,  home  and  foreign  merchandise,  in  respect  of  the  same  or 
similar  services."  Held  that  the  effect  of  this  proviso  is  not  to  prohibit  all  inequalities 
in  rates  as  between  home  and  foreign  merchandise,  but  that,  if  the  railway  company  has 
proved  facts  which  would  justify  the  admitted  differences,  had  the  goods  in  question 
been  home  goods,  the  company  is  not  debarred  from  relying  on  those  facts  as  an  answer, 
merely  because  the  goods  which  receive  the  benefit  of  the  provision  are  of  foreign  origin. 
(Mansion  House  Association  t'.  London  and  S.  W.R.  Co.  [1895]  1  Q.B.  927.) 

American  Inter-State  Commerce  Act. — In  1887  the  Congress  of  the  United  States 
passed  the  Inter-State  Commerce  Act,  which  was  adapted  from,  and  to  a  large  extent 
followed  the  language  of,  the  English  Acts  of  1854  and  1873. 

The  Act  applies  to  any  common  carrier  engaged  in  the  transportation  of  passengers 
or  property  wholly  by  railroad,  or  partly  by  railroad  and  partly  by  ^vater,  when  both 
are  used  under  a  common  control,  management,  or  arrangement,  for  a  continuous 
carriage,  or  shipment,  from  one  State  or  Territory  of  the  United  States  to  another,  or 
between  any  place  in  the  United  States  and  a  foreign  country.  It  does  not  apply  to 
transportation  wholly  within  one  State.  "  Transportation"  includes  all  instrumentalities 
of  shipping  or  carriage.  The  Act  first  provides  generally,  that  all  charges  made  for  an}* 
service  rendered  in  connection  with  transportation,  or  with  the  handling  of  property, 
shall  be  reasonable  and  just  ;  and  every  unjust  and  unreasonable  charge  for  such  service 
is  prohibited  and  declared  unlawful  (sec.  1). 

Sec.  2  provides  that  if  any  common  carrier  directly  or  indirectly,  by  any  special 
rate,  rebate,  drawback,  or  other  device,  charges  any  person  a  greater  or  less  compensa- 
tion for  any  such  service  than  it  charges  any  other  person  for  a  like  and  contemporaneous 
service  in  the  transportation  of  a  like  kind  of  traffic  under  substantially  similar  circum- 
stances and  conditions,  the  carrier  is  guilty  of  unjust  discrimination,  which  is  prohibited 
and  declared  unlawful.  (Cf.  English  "  equality  clause,"  Railwaj*  Clauses  Cons.  Act, 
1845,  .s.  90.) 

Sec.  3  makes  it  unlawful  for  a  common  carrier  to  make  or  give  any  undtie  or 
•unreasonable  preference  or  advantage  to  any  particular  person,  company,  firm,  corporation, 
or  any  particular  description  of  traffic,  in  any  respect  whatsoever,  or  to  subject  anj" 
particular  person,  company,  firm,  corporation,  or  localitj',  or  any  particular  description 
of  traffic,  to  any  undue  or  unreasonable  prejudice  or  disadvantage  in  any  respect  what- 
soever.    It  further  provides  that  common  carriei's  shall  afford  proper  and  reasonable 


I 


§430.]  FINANCE  AND  TRADE.  911 

facilities  for  through  traffic  with  connecting  lines,  and  shall  not  discriminate  in  their 
charges  between  such  connecting  lines.     (Cf .  Railway  and  Can.  Traffic  Act,  1 854,  s.  2. ) 

Sec.  4  makes  it  unlawful  for  any  common  carrier  to  charge  any  greater  compensation 
in  the  aggregate  lor  the  transportation  of  passengers  or  of  the  like  kind  of  property, 
under  substantially  similar  ciicurastances  and  conditions,  for  a  shorter  than  for  a  longer 
distance  over  the  same  line  in  the  same  direction,  the  shorter  being  inchxded  in  the 
longer  distance  ;  but  this  is  not  to  be  construed  as  authorizing  as  great  a  compensation 
for  a  shorter  as  for  a  longer  distance.  It  is  provided,  however,  that  on  application  to 
the  Inter-State  Commerce  Commission,  a  carrier  may  in  special  cases,  after  investigation 
by  the  Commission,  be  authorized  to  charge  less  for  the  long-haul  than  for  the  short- 
haul,  and  the  Commission  may  prescribe,  from  time  to  time,  how  far  such  caiTier  may 
be  exempt  from  this  section.     (Cf.  Railwaj-  and  Can.  Traffic  Act,  1888,  s.  27 — iii.) 

Sec.  5  prohibits  combinations  for  the  pooling  of  freights.  Sec.  6  provides  that 
carriers  shall  print  and  publish  schedules  of  their  rates,  stating  separately  the  terminal 
charges,  &c.  Sec.  8  provides  that  for  any  contravention  of  the  Act  a  carrier  shall  be 
liable  to  the  person  injured  for  the  full  amount  of  damages  sustained.  Sec.  9  enables 
any  person  injured  either  to  make  complaint  to  the  Commission  or  to  sue  for  damages, 
at  his  election,  but  not  to  pursue  both  remedies.  Sec.  10  provides  that  any  carrier,  or 
any  director,  officer,  agent,  or  employee  of  a  carrying  company,  who  is  privy  to  any 
violation  of  the  Act,  is  guilty  of  a  misdemeanour,  and  liable  to  a  Sne  not  exceeding 
§5000  for  each  offence.  The  rest  of  the  Act  deals  with  the  establishment  and  duties  of 
the  Inter-State  Commerce  Commission.     (See  Note,  §  423,  tupra. ) 

"  The  principal  objects  of  the  Inter-State  Commerce  Act  were  to  secure  just  and 
reasonable  charges  for  transportation ;  to  prohibit  unjust  discriminations  in  the 
I'endition  of  like  services  under  similar  circumstances  and  conditions  ;  to  prevent  undue 
or  unreasonable  preferences  to  persons,  corporations,  or  localities  ;  to  inhibit  greater 
compensation  for  a  shorter  than  for  a  longer  distance  over  the  same  line  ;  and  to  abolish 
combinations  for  the  pooling  of  freights.  It  was  not  designed,  however,  tQ  prevent 
competition  between  different  roads,  or  to  interfere  with  the  customary  arrangements 
made  by  railway  companies  for  reduced  fares  in  consideration  of  increased  mileage, 
where  !>uch  reduction  did  not  operate  as  an  unjust  discrimination  against  other  persons 
travelling  over  the  road.  In  other  words,  it  was  not  intended  to  ignore  the  principle 
that  one  can  sell  at  wholesale  cheaper  than  at  retail.  It  is  not  all  discriminations  or  pre- 
ferences that  fall  within  the  inhibition  of  the  statute  ;  onl}'  such  as  are  unjust  or 
unreasonable."     (Inter-State  C.C.  v.  Baltimore,  &c.,  R.  Co.,  145  U.S.  at  p.  276.) 

Consequently  a  part3'-rate  ticket  for  passengers  is  not  a  discrimination  or  preference  ; 
and  see  Texas  and  Pacific  R.  Co.  y.  Inter-State  C.C,  162  U.S.  197. 

"  Subject  to  the  two  leading  prohibitions  that  their  charges  shall  not  be  unjust  or 
unreasonable,  and  that  they  shall  not  unjustly  discriminate,  so  as  to  give  undue  prefer- 
ence or  advantage  to  ■  persons  or  traffic  similarly  circumstanced,  the  Act  to  Regulate 
Commerce  leaves  common  carriers  as  they  were  at  the  common  law,  free  to  make  special 
contracts  looking  to  tlie  increase  of  their  business,  to  classify  their  traffic,  to  adjust  and 
apportion  their  rates  so  as  to  meet  the  necessities  of  commerce,  and  general!}-  to  manage 
their  important  interests  upon  the  same  principles  which  are  regarded  as  sound,  and 
adopted  in  other  trades  and  pursuits."  (Cincinnati,  &c.,  R.  Co.  v.  Inter-State  C.C,  162 
U.S.  184,  at  p.  197.) 

"  The  conclusions  of  the  court,  drawn  from  the  history  and  language  of  the  Acts 
under  consideration,  and  from  the  decisions  of  the  American  and  English  courts,  are  :  — 
(1)  That  the  purpose  of  the  Act  is  to  promote  and  facilitate  commerce  by  the  adoption 
of  regulations,  to  make  charges  for  transportation  just  and  reasonable,  and  to  forbid 
undue  and  unreasonable  preferences.  (2)  That  in  passing  upon  questions  arising  under 
this  Act,  the  tribunal  appointed  to  enforce  its  provisions,  whether  the  Commission  or 
the  courts,  is  empowered  to  fully  consider  all  the  circumstances  and  conditions  that 
reasonably  applj'  to  the  situation,  and  that,  in  the  exercise  of  its  jurisdiction,  the 
tribunal  may  and  should  consider  the  legitimate  interests  as  well  of  the  carrying  com- 
panies as  of  the  traders  and  shippers,  and  in  considering  whether  any  particular  locality 
is  subjected  to  an  undue  preference  or  disadvantage,  the  welfare  of  the  communities 
occupying  the  localities  where  the  goods  are  delivered  is  to  be  considered  as  well  as  that 
of  the  communities  which  are  in  the  localitj-  of  the  place  of  shipment.  (3)  That  among 
the  circumstances  and  conditions  to  be  considered,  as  well  in  the  ease  of  traffic  originat- 
ing in  foreign  ports,  as  in  the  case  of  traffic  originating  within  the  limits  of  the  United 


912  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  102. 

States,  competition  that  affects  rates  should  be  considered,  and  in  deciding  whether  rates 
and  charges  made  at  a  low  rate  to  secure  foreign  freights  which  would  otherwise  go  by 
other  competitive  routes  are  or  are  not  undue  and  unjust,  the  fair  interests  of  the  carrier 
company  and  the  welfare  of  the  community  which  is  to  receive  and  consume  the  com 
modities  are  to  be  considered.  (4)  That  if  the  Commission  instead  of  confining  its 
action  to  redressing,  on  complaint  made  by  some  particular  person,  firm,  or  corporation, 
or  locality,  some  specific  disregard  by  common  carriers  of  provisions  of  the  Act,  pro- 
poses to  promulgate  general  orders,  which  thereby  become  rules  of  action  to  the  carrying 
companies,  the  spirit  and  letter  of  the  Act  require  that  such  orders  should  have  in  view 
the  purpose  of  promoting  and  facilitating  commerce,  and  the  welfare  of  all  to  be 
■affected,  as  well  the  carriers  as  the  traders  and  consumers  of  the  country."  (Texas  and 
Pac.  R.  Co.  V.  Inter-State  C.C,  162  U.S.  197.) 

The  mere  fact  that  the  disparity  between  through  and  local  rates  is  considerable 
does  not  necessarily  constitute  undue  discrimination — especially  if  not  complained  of  by 
any  one  affected.     (Texas  v.  Inter-State  C.C,  162  U.S.  197.) 

"  A  rate  may  be  unreasonable  because  it  is  too  low,  as  well  as  because  it  is  too  high. 
In  the  former  case  it  is  unreasonable  and  unjust  to  the  stockholder,  and  in  the  latter  to 
the  shipper."     (Inter-State  C.C.  v.  Cincinnati  R.  Co.,  167  U.S.  at  p.  511.) 

The  portion  of  a  through  rate  received  by  one  of  several  railway  companies  trans- 
porting the  goods  as  inter-state  commerce  may  be  less  than  its  local  rate.  (Parsons  v. 
Chicago  and  N.W.R.  Co.,  167  U.S.  447.) 

Competition  is  one  of  the  most  obvious  and  effective  circumstances  that  make  the 
conditions  imder  which  a  long  and  a  short  haul  is  performed  substantially  dissimilar. 
The  following  conclusions  were  affirmed  : — 

(I.)  That  competition  between  rival  roul^es  is  one  of  the  matters  which  may 
lawfully  be  considered  in  making  rates  for  inter-state  commerce. 

(2.)  That  essential  dissimilarity  of  circumstances  and  conditions  may  justify 
common  carriers  in  charging  greater  compensation  for  the  transportation 
of  like  kinds  of  property  for  a  shorter  than  for  a  longer  distance  over  the 
same  line  in  such  commerce.  (Inter-State  C.C.  v.  Alabama  Midland  R. 
Co.,  168  U.S.  144.) 

The  meaning  of  the  previous  decisions  is  that,  under  sec.  4,  substantial  competition 
which  materially  affects  transportation  and  rates  may  produce  dissimilarity  of  circum- 
stances and  conditions  which  may  justify  a  carrier,  even  without  authority  from  the 
Commission,  in  charging  less  for  a  longer  than  for  a  shorter  haul.  (Louisville  and  Nash- 
ville R.  Co.  V.  Behlmer  [1900],  175  U.S.  648.) 

Sec.  4  of  the  Act  has  in  view  only  transportation  by  rail.  Free  cartage  after 
arrival  does  not  concern  the  Commission.  (Inter-State  C.C.  v.  Detroit  Grand  Haven, 
&c.,  R.,  167  U.S.  633.) 

Pbefekence  or  Discrimination. — Guided  by  the  English  and  American  authorities, 
we  may  now  proceed  to  discuss  the  meaning  of  the  words  "  preference  "  and  "  discrimi- 
nation "  in  this  Constitution.  Before  any  clear  idea  can  be  formed  of  what  constitutes 
a  preference  or  discrimination  which  is  undue  and  unreasonable,  or  unjust  to  any  State, 
it  is  necessary  to  obtain  some  definition  of  the  words  "preference"  and  "discrimi- 
nation "  themselves. 

A  preference  is  a  setting  of  one  person  or  thing  before  another ;  here  it  means  a 
dissimilarity  of  treatment,  involving  advantage  to  one  person,  locality,  or  class  of  goods, 
or  prejudice  to  another.  Discrimination  is  a  difference  of  treatment ;  as  applied  to 
railways  it  is  defined  by  Webster's  Internat.  Diet,  as  "the  arbitrary  imposition  of 
unequal  tariffs  for  substantially  the  same  service."  In  the  English  Railway  and  Canal 
Traffic  Act  (see  p.  906,  supra)  "  preference  "  is  applied  to  persons,  and  to  descriptions  of 
traffic  ;  in  the  American  Inter-State  Commerce  Act  (see  p.  910,  supra)  it  is  applied  to 
persons,  descriptions  of  traffic,  and  localities.  "Discriminations,"  in  the  Inter-State 
Commerce  Act,  sec.  4,  is  applied  to  persons  only,  and  means  a  departure  from  equal 
treatment  of  persons  in  respect  of  substantially  the  same  service.  In  sec.  5,  discrimi- 
nation between  connecting  lines  is  referred  to.  There  seems,  however,  no  reason  why 
the  word  "discrimination,"  used  generally,  should  not  apply  as  between  localities  and 
descriptions  of  traffic,  as  well  as  between  persons.  Thus  Hadley  (Railroad  Transpor- 
tation,  p.    Ill)   speaks   of    "the   three   forms  of  discrimination — between    classes    of 


^W30.]  FINANCE  AND  TRADE.  913 

business,  localities,  or  individuals."  At  least  it  is  clear  that  the  words  "preference  ' 
and  "discrimination"  together  cover  differences  of  treatment  (1)  as  between  different 
persons  ;  (2)  as  between  different  descriptions  of  traffic  ;  and  (3)  as  between  different 
localities.  That  is  to  say,  the  words  include  the  unequal  treatment  of  persons,  the 
arbitrary  classification  of  goods,  and  the  unequal  treatment  of  localities. 

The  difficulty,  however,  is  to  get  a  satisfactory  test  of  what  constitutes  a  difference 
of  treatment.  Where  the  circumstances  are  exactl}',  or  even  substantially  similar,  the 
difliculty  disappears  ;  but  where  circumstances  are  dissimilar — as  tliey  must  be  between 
different  localities  and  different  goods,  and  may  be  between  different  persons— a 
difference  due  to  the  dissimilarity'  of  circumstances  is  not  a  discrimination  at  all ;  and 
the  problem  is  to  find  out  how  far  the  difference  of  treatment  is  due  to  the  dissimilarity 
of  circumstances.  Before  discussing  the  three  kinds  of  discriminations,  it  ^nll  be 
necessary  to  allude  briefly'  to  the  chief  principles  of  equality  which  have  been  laid  down. 
They  may  be  shortly  descril)ed  as  mileage,  cost  of  service,  and  value  of  service. 

(1.)  Mileage. — The  principle  of  equal  mileage  rates  is  now  universally  discarded.  It 
was  never  strictly  applied  except  in  connection  with  a  classification  of  goods,  which 
gave  some  recognition  to  both  cost  and  value  of  service.  Even  if  the  terminal  charges 
are  assessed  separately,  equal  mileage  charges  are  quite  unsuited  to  the  requirements  of 
railway  traffic.  Mileage  is  in  fact  only  one  element  arbitrarily  selected  as  a  test  of  the 
cost  of  service  ;  it  ignores  other  elements  which  may  be  equally  important.  (See 
Grierson,  Railwaj'  Rates,  pp.  13-20  ;  Acworth,  The  Railways  and  the  Traders,  Chap.  II.) 

(2  )  Cost  of  Service. — The  cost  of  the  service  is  sometimes  laid  down  as  the  true 
principle  on  which  rates  should  be  based.  That  it  is  one  important  element  cannot  be 
doubted.  In  the  first  place,  however,  it  is  practically  impossible  to  estimate  the 
proportion  of  the  total  expenses  of  the  railway  which  each  article  ought  to  bear. 
"  Broadly  speaking,  the  cost  of  carriage,  whether  of  passengers,  or  goods,  is  made  up  of 
four  different  items  :  locomotive  or  movement  expenses,  terminals  or  station  expenses, 
maintenance  of  way  and  works,  interest  bn  capital."  (Acworth,  The  Railways  and  the 
Traders,  p.  24.)  The  permanent-way  expenses  are  practically  constant;  manj'  of  the 
Morking  expenses  var\-  with  the  traffic.  The  apportionment  of  these  among  the 
different  classes  of  traffic  must  always  be  to  a  certain  extent  arbitrary. 

But  even  if  the  cost  of  service  were  always  ascertainable,  it  is  not  alwaj's  a 
practicable  basis.  In  many  cases  "  the  traffic  will  not  bear"  rates  based  on  the  cost  of 
service,  for  the  simple  reason  that  the  cost  of  the  service — if  a  share  of  the  interest  on 
the  fixed  capital  is  included— is  greater  than  the  value  of  the  service.  Yet  if  the  traffic 
cannot  be  had  on  other  terms,  it  ma}'  be  profitable  to  carry  it  at  a  margin  above  working 
expenses,  and  the  public  benefit  resulting  from  the  development  of  trade  may  be 
enormous.  (See  Grierson,  Railway  Rates,  pp.  8-12  ;  Acworth,  The  Railways  and  the 
Traders,  Chap.  I.  ;  Lewis,  National  Consolid.  of  Railways,  Chap.  V.) 

(3.)  Value  of  Service. — This  basis,  usually  known  as  "  charging  what  the  traffic  will 
bear,"  is  one  which,  with  careful  qualifications,  is  most  favoured  by  scientific  writers  as 
the  true  basis,  but  is  sometimes  used  by  railway  companies  as  a  pretext  for  "  charging 
what  the  traffic  will  not  bear,"  or  "  bleeding  the  traffic  to  death."  Charging  what  the 
traffic  will  bear  is  the  basis — or  chief  basis — of  every  system  of  classification  of  goods. 
"  Railroads  divide  their  freight  into  four  or  more  classes,  the  division  being  mainly 
based  on  the  value  of  the  goods.  Thus,  dry  goods  are  placed  in  the  first  class,  and 
lumber  in  the  fourth  ;  and  the  charges  on  the  former  are  made  two  or  three  times  as 
high  as  on  the  latter.  There  is  a  difference  of  cost  of  handling,  and  of  risk  ;  but  nothing 
like  so  great  as  the  difference  in  charge.  The  railroad  does  not  base  its  classification 
upon  cost  of  service,  but  upon  what  the  traffic  will  bear.  A  ton  of  lumber  has  so  little 
value  that,  if  they  attempted  to  charge  the  same  rates  for  it  as  for  the  dry  goods,  they 
would  get  none  of  it  to  carrj* ;  the  traffic  would  not  bear  the  higher  rate."  (Hadley, 
Railroad  Transportation,  p.  112.)  The  value  of  the  service  is  of  course  affected  by  the 
laws  of  supply  and  demand  ;  it  varies  with  the  value  of  the  articles,  and  with  the 
58 


914  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  102. 

facilities  offered  by  competing  modes  of  transit.  (See  Grierson,  Railway  Rates,  pp. 
68-77  ;  Acworth,  The  Railways  and  the  Traders,  Chaps.  III.,  IV.  ;  Lewis,  National 
Consolid.  of  Railways,  Chap.  V.) 

In  the  case  of  Government  Railways,  the  further  element  is  introduced  that  the 
proprietors  of  the  railway  represent  also  the  public  interests  of  the  State,  and  that  rates 
may  be  fixed  with  a  view  to  other  things  besides  a  direct  profit  on  the  railways,  as  a 
business  concern.  "A  Government  enterprise  may  be  managed  on  any  one  of  four 
principles  :  (1)  as  a  tax;  (2)  for  business  profits;  (3)  to  pay  expenses;  (4)  for  public 
service,  without  much  regard  to  the  question  of  expense."  (Hadley,  Railroad 
Transportation,  p.  240.) 

Having  touched  upon  the  chief  principles  of  rate-making,  we  may  recur  to  the 
definition  of  a  preference  or  discrimination  as  an  arbitrary  difference  of  treatment.  An 
arbitrary  difference  is  one  which  is  not  based  upon  any  satisfactory  principle.  So  far  as 
any  of  the  above  principles  are  thought  satisfactory,  differences  of  rates  based  upon 
their  application  will  not  be  preferential  or  discriminating. 

It  should  be  noticed  that  whilst  questions  of  reasonableness  and  unreasonableness 
are  questions  of  fact,  the  question  whether  the  facts  proved  constitute  a  preference  or 
discrimination  at  all  is  a  question  of  law.  The  interpretation  of  the  words  "preference" 
and  "  discrimination  "  is,  in  the  last  resort,  for  the  High  Court ;  and  that  court  alone 
can  authoritatively  decide  the  principles  upon  which  the  question  of  preference  or  no 
preference  is  to  be  determined.  If  there  is  no  preference,  there  can  be  no  unreasonable 
preference  ;  if  there  is  a  preference,  whether  it  is  reasonable  or  unreasonable  is  a 
question  of  fact  which  the  Inter-State  Commission  alone  can  decide. 

(1.)  Personal  Discriminations. — Personal  discriminations,  when  the  facts  are  known, 
are  the  easiest  of  all  to  decide.  Between  persons,  as  individuals,  there  is  not  likely  to 
be  any  serious  discrimination  by  the  States.  Between  classes  of  persons  there  might 
conceivably  arise  cases  of  discrimination  affecting  inter-state  traffic. 

A  law  prohibiting  discriminations  does  not  ignore  the  principle  that  one  can  sell 
wholesale  cheaper  than  retail,  so  long  as  reductions  are  made  impartially  to  all,  under 
the  same  circumstances.  Consequently  a  party-rate  ticket  for  passengers  is  not  a 
discrimination  or  preference.  (Inter-State  C.C.  V.Baltimore,  &c.,  R.,  145  U.S.  263. 
See  Texas  and  Pac.  R.  Co.  v.  Inter-State  C.C,  162  U.S.  197;  Nicholson  v.  Great 
Western  R.  Co.,  28  L.J.  C.P.  89  ;  Hadley,  Railroad  Transportation,  p.  119.) 

(2. )  Discriminations  between  Classes  of  Traffic.  —The  classification  of  goods  is  the  most 
generally  recognized  form  of  departure  from  the  principle  of  cost  of  ser\ice.  Such 
classification,  if  it  is  challenged  by  any  person  who  is  prejudiced,  must,  it  is  conceived, 
be  based  upon  some  definite  principle  ;  and  that  principle  might,  in  the  case  of  a  State 
railway,  either  be  the  value  of  the  service  to  the  producer  or  the  importance  of  the 
service  to  the  public.  It  does  not  necessarily  follow,  because  a  class  of  business  is  done 
at  less  than  average  rates,  or  even  at  less  than  the  average  cost,  that  such  business  is  an 
actual  loss  to  the  road,  or  that  other  business  is  taxed  to  make  up  for  it.  And  still  less 
does  it  follow  that  there  is  a  loss  to  the  country.     (Hadley,  Railroad  Transp.  p.  112.) 

(3. )  Local  Discriminations.  — The  preferences  and  discriminations  which  will  probably 
assume  the  greatest  importance  are  local  discriminations  between  States — rates  made  by 
the  competing  railways  of  different  States  in  order  to  secure  or  retain  the  traffic  of 
particular  localities.  It  is  only  between  States  that  competition  between  railway  and 
railway  exists.  Experience  suggests  that  this  competition  needs  regulating  ;  and  at  the 
same  time  the  power  of  the  Commonwealth  in  this  regard  is  hedged  about  with  special 
restrictions  in  order  that  this  competition  may  only  be  interfered  with  so  far  as  it  is 
unfederal  in  character,  and  not  so  far  as  it  is  necessary  to  secure  the  profitable  working 
of  the  railways  of  a  State,  or  the  development  of  the  territory  of  a  State. 

But  the  competition  is  not  only  between  railway  and  railway;  it  is  also  between 
railway  and  river.     Questions  are  likely  to  arise  as  to  how  far  it  is  justifiable  to  reduce 


§431.]  FINANCE  AND  TRADE.  915 

the  rates  at  competitive  points  as  compared  with  the  rates  at  non-com petitive  points  ; 
how  far  it  is  justifiable  to  reduce  the  rate  for  the  long-haul  as  compared  with  the  rate 
for  the  short-haul,  and  so  forth.  (See  Notes  on  "Undue  and  Unreasonable,"  §  431, 
infra.) 

§  431.    ''  Undue  and  Unreasonable,  or  Unjust  to  Any 

State." 

The  only  preferences  or  discriminations  which  can  be  forbidden  under  this  section, 
are  preferences  or  discriminations  which  afe  either  ( 1 )  undue  and  unreasonable,  or  (2) 
unjust  to  any  State.  The  preferences  prohibited  by  the  Railway  and  Canal  Traffic  Act, 
1854,  and  by  the  American  Inter-state  Commerce  Act,  are  preferences  which  are  "  uudue 
or  unreasonable."  As  no  distinction  seems  ever  to  have  been  judicially  drawn  between 
the  words  "  undue  "  and  "unreasonable,"  but  on  the  contrary  they  have  been  declared 
to  "point  to  the  same  sort  of  mischief"  (per  Lindley,  L.J.,  Phipps  v.  London  and 
N.  W.R.  Co.  [1892]  2  Q.B.  at  p.  '251),  it  would  seem  that  their  use  conjunctively  instead 
of  disjunctive!}'  makes  no  material  difference. 

The  words  "  unjust  to  any  State"  may  be  compared  with  the  words  "  unjust  dis- 
crimination "  in  sec.  2  of  the  American  Inter-state  Commerce  Act.  The  American  Act, 
designed  to  control  persons  and  corporations,  was  chieflj-  concerned  with  injustice  to 
persons  ;  but  this  constitutional  provision  is  designed  to  control  the  States  themselves  in 
their  capacity  as  carriers,  and  is  therefore  concerned  with  injustice  by  one  State  to 
another.  The  insertion  of  these  words,  "unjust  to  any  State,"  perhaps  does  not 
definitely  include  any  preference  which  was  not  already  included  in  undue  and 
unreasonable  preferences  ;  but  it  indicates  that  the  section  expressly  contemplates  the 
prevention  of  injustice  between  States,  and  it  also  indicates  that  States,  as  well  as 
indiNnduals,  will  be  entitlerl  to  complain  of  any  breach  of  federal  legislation  as  to  prefer- 
ences. It  maj'  be  compared  with  sec.  13  of  the  Anierican  Inter-State  Commerce  Act, 
which  provides  that  "  any  person,  firm,  corporation  ....  or  any  body  politic  or 
municipal  organization  complaining "  of  anj'  violation  of  the  Act  may  apply  to  the 
Commission. 

Question  of  Fact. — What  constitutes  undueness,  unreasonableness,  or  injustice  to  a 
State,  is  a  question  of  fact  to  be  determined  broadly  on  a  consideration  of  the  circum- 
stances of  each  case  ;  and  on  these  questions  the  decision  of  the  Inter-State  Commission 
is  absolutely  final.  (See  Phipps  r.  London  and  N.W.R.  Co.  [1892]  2  Q.B.  229  ;  Palmer 
V.  London  and  S.W.R.  Co.,  L.R.  1  C.P.  593  ;  Texas  and  Pac.  R.  Co.  v.  Inter-State  C.C., 
162  U.S.  145.) 

Since  the  question  whether  a  rate  is  reasonable  or  not  is  a  question  of  fact,  to  be 
determined  on  consideration  of  the  circumstances  of  each  case,  it  would  seem  to  be 
beyond  the  power  of  the  Parliament  to  empower  the  Commission  to  prescribe  rates. 
The  power  to  forbid  a  preference  or  discrimination  is  not  the  power  to  make  a  rate 
unlawful,  but  the  power  to  forbid  a  difference  between  two  rates.  The  Parliament  under 
this  section  cannot  empower  the  Commission  to  forbid  a  rate,  but  onh'  to  forbid  a 
preference  or  discrimination  caused  by  an  inequality  of  rates.  Moreover,  to  prescribe  a 
general  rate  would  be  practically  to  decide  that  the  rate  is  reasonable,  and  so  to 
prejudge  the  cas^  without  reference  to  the  circumstances. 

"  It  is  arguefl  on  behalf  of  the  Commission  that  the  power  to  pass  upon  the  reason- 
ableness of  existing  rates  implies  a  right  to  prescribe  rates.  This  is  not  necessarily  so. 
The  reasonableness  of  a  rate,  in  a  given  case,  depends  on  the  facts,  add  the  function  of 
the  Commission  is  to  consider  these  facts  and  give  them  their  proper  weight.  If  the 
Commission,  instead  of  withholding  judgment  in  such  a  matter  until  an  issue  shall  be 
made  and  the  facts  found,  itself  fixes  a  rate,  that  rate  is  prejudged  by  the  Commission  to 
be  reasonable."     (Cincinnati,  &c.,  R.  Co.  v   Inter-State  C.C.,  162  U.S.  at  pp.  196-7.) 

Though  what  is  undue,  unreasonable,  or  unjust,  is  a  question  for  the  Commission 
alone,  it  will  be  useful  to  point  to  some  of  the  principles  which  seem  to  be  indicated  by 


916  COMMENTARIES  ON  THE  CONSTITUT[0?^.      [Sec.  102. 

the  Constitution,  read  in  the  light  of  the  authorities  already  cited.  The  three  kinds  of 
rates  to  which  special  reference  may  be  made  are  (1)  prohibitive  rates,  intended  to 
prevent  the  flow  of  trade  in  one  direction,  with  a  view  to  inducing  it  in  another  ;  (2) 
competitive  rates  ;  (3)  long-haul  and  short-haul  rates. 

(1.)  Prohibitive  Rates. — Any  rate  made  unreasonably  high  for  the  purpose  of 
preventing  inter-state  traffic  in  any  direction  could  undoubtedly  be  forbidden  by  the 
Federal  Parliament  if  any  person  or  State  were  thereby  prejudiced.  And  it  seems  clear 
that,  even  without  federal  legislation,  any  such  rate  would  be  unlawful  under  sec.  92  as 
an  interference  with  freedom  of  trade,  irrespective  of  any  question  of  discrimination. 
If  this  were  not  so,  any  State  could  practically  levy  export  or  import  duties  upon  State 
railways. 

The  common  law,  though  it  does  not  oblige  a  carrier  to  charge  all  customs  equallj', 
limits  him  to  a  reasonable  charge.  (Baxendale  v.  Eastern  Counties  R.  Co.,  27  L.J.  C.P. 
137.)  It  is  unnecessary  to  argue  that  this  rule  of  the  common  law  becomes  applicable  as 
inter-state  law,  under  the  Constitution  ;  but  it  seems  that  some  such  test  is  involved  in 
the  requirement  of  freedom  of  trade  between  the  States.  That  is  to  say,  whilst  federal 
legislation  is  needed  in  order  to  forbid  the  relative  inequality  of  rates,  a  rate  which  is  in 
itself  unreasonably  obstructive  is  forbidden  by  the  Constitution  itself.  (See  Notes  to 
sec.  92.) 

(2.)  Competitive  Rates. — "  A  rate  may  be  unreasonable  because  it  is  too  low,  as  well 
as  because  it  is  too  high.  In  the  former  case  it  is  unreasonably  to  the  stockholder,  and 
in  the  latter  to  the  shipper."  (Inter-State  C.C.  v.  Cincinnati,  &c. ,  R.  Co.,  167  U.S.  at  p. 
511.)  In  this  constitution  it  is  undoubtedly  contemplated  that  a  rate  may  be  unreason- 
able, or  unjust,  by  being,  in  comparison  with  other  rates  on  the  same  railway,  too  low — 
not  indeed  from  the  point  of  view  of  the  stockholder,  but  of  the  locality  which  suSers  by 
the  discrimination.  Every  discrimination  is  in  fact  a  matter  of  comparison  between  two 
or  more  rates,  one  of  which  is  relatively  too  low,  and  one  relatively  too  high. 

As  regards  competitive  rates,  the  Constitution  expressly  recognizes,  in  the  provision 
that  due  regard  shall  be  had  to  the  financial  responsibilities  of  the  States,  the  business 
principle  of  competition  within  reasonable  limits,  for  the  purpose  of  preventing  a 
financial  loss  in  connection  with  the  construction  and  maintenance  of  railways.  And  the 
Constitution  also  safeguards  rates  which  are  made  low — even  though  from  the  point  of 
view  of  another  State  they  may  be  unreasonably  and  unjustly  low,  and  even  though  they 
may  be  competitive  in  effect — if  they  are  necessary  for  the  development  of  the  territory 
of  a  State  (sec.  104). 

These  provisions  seem  to  indicate  that  the  Constitution  contemplates  reasonable 
competition  between  State  railways,  but  at  the  same  time  recognizes  that  competition 
may  become  unreasonably  and  unjustly  preferential.  This  is  substantially  in  accordance 
with  the  English  and  American  decisions  already  cited.  (Phipps  v.  London  andN.W.R. 
Co.  [1892]  2  Q.B.  229.) 

"  It  seems  to  me  that  .  .  .  it  is  impossible  to  say  that  there  is  anything  in 
point  of  law  which  compels  the  tribunal  to  exclude  from  consideration  this  question 
of  competing  routes.  I  do  not  go  further  than  that.  It  is  unnecessary  to  go  further 
than  that.  I  am  not  for  a  moment  suggesting  to  what  extent  it  is  to  weigh.  I  am  not 
suggesting  that  there  may  not  be  such  an  excessive  difference  in  charge  made  in  cases  of 
competition,  as  that  it  would  })e  unreasonable  and  unfair  when  j'ou  ace  looking  at  the 

Eosition  of  one  trader  as  compared  with  the   other."      (Per  Lindley,  L.J.,  Phipps  r. 
ondon  and  N.W.R.  Co.  [1892],  2  Q.B.  at  p.  245.) 

(3.)  Long-hanl  and  Short-haul.  — Two  questions  arise  in  connection  with  rates  for 
short  and  long  hauls  ;  whether  a  greater  aggregate  charge  for  the  short-haul  than  for  the 
long-haul  is  an  undue  preference  ;  and  M'hether  an  equal  charge  for  the  short-haul  and 
for  the  long-haul  is  an  undue  preference.  Neither  the  American  nor  the  English  Acts 
answer  these  questions  absolutely,  but  they  afford  indications  which  may  be  a  valuable 
guide. 


§§  431-432]  FINANCE  AND  TRADE.  917 

The  American  Act  does  not  declare  a  greater  aggregate  charge  for  a  shorter  than 
for  a  longer  haul  to  be  an  undue  preference,  but  it  prohibits  it.  The  prohibition, 
however,  is  not  absolute  ;  the  Commission  being  authorized  to  exempt  any  carrier,  after 
investigation,  from  the  operation  of  the  section  (sec.  4).  The  English  Act  of  1888 
merely  empowers  the  Commission  to  forbid  a  greater  charge  for  a  shorter  than  for  a 
longer  haul.  (Sec.  27  ;  see  p.  906,  stipra.)  Both  provisions  seem  to  imply  that  such  a 
charge  is  not  necessarily,  though  it  may  be  usually,  an  undue  preference.  (See  Hadley, 
Railroad  Transportation,  pp.  114-9.) 

With  the  question  of  an  equal  charge  for  a  shorter  and  for  a  longer  haul,  the 
American  Act  only  deals  negatively.  Following  the  prohibition  of  a  greater  charge  for 
a  shorter  haul,  it  declares  that  "  this  shall  not  be  construed  as  authorizing  any  common 
carrier  within  the  terms  of  this  Act  to  charge  and  receive  as  great  compensation  for  a 
shorter  as  for  a  longer  distance."  In  other  words,  it  leaves  the  question,  whether  an 
equal  charge  is  permissible,  to  the  operation  of  the  preference  and  discrimination  clauses  ; 
merely  rebutting  the  inference  that  might  arise,  from  a  greater  charge  being  forbidden, 
that  an  equal  charge  was  permitted.  The  English  Act  of  1888,  in  the  provision  for 
group  rates,  arrives  at  a  somewhat  similar  result  in  a  more  explicit  way.  It  provides 
(sec.  29,  see  p.  9<)6,  supra)  that  uniform  charges  may  be  made  to  and  from  a  group  of 
places  at  reasonable  distances  from  each  other  ;  but  subject  to  the  proviso  that  the  rates 
must  not  be  such  as  to  create  an  undue  preference.  This  is  a  distinct  recognition  of  the 
principle  that  an  equal  charge  for  a  shorter  and  a  longer  haul  is  not  necessaril}'  an  undue 
preference. 

The  resulting  inferences  would  seem  to  be  :  (1)  that  generally  speaking  there  should 
be  a  greater  aggregate  charge  for  a  longer  than  for  a  shorter  haul ;  (2)  that  a  system  of 
"  group-rates"  may  justify  an  equal  charge  for  a  longer  and  for  a  shorter  haul ;  (3)  that 
Iji  exceptional  cases  a  greater  charge  for  a  shorter  than  for  a  longer  haul  may  be  justi- 
fiable ;  (4)  that  the  question  whether  a  long  or  short  haul  rate  creates  an  undue  prefer- 
ence must  be  decided  accordingly  to  the  circumstances  of  each  case. 

It  should  be  noticed,  however,  that  both  the  English  and  American  provisions  are 
chiefly  for  the  protection  of  the  short-haul  customer  who  is  discriminated  against ;  in 
this  Constitution  the  chief  concern  is  for  competing  railways  and  traders  who  are 
prejudiced  by  the  diversion  of  traffic  due  to  the  long-haul  rate.  In  the  one  case  the 
complaint  is  that  short-haul  rates  are  unfairly  high  as  compared  with  long-haul  rates  ; 
in  the  other,  that  long-haul  rates  are  unfairly  low  as  compared  with  short-haul  rates. 

§  432.    "  Due  Regard  Being  Had." 

The  object  of  this  provision,  which  was  first  introduced  by  Mr.  Reid  (Con v.  Deb., 
Melb.,  pp.  1510-2)  was  to  safeguard  New  South  Wales  against  any  possibility  of  such 
federal  interference  with  the  long-distance  rates  of  that  colony  as  would  make  it 
impossible  to  work  the  lines  at  a  profit.  In  each  colony  the  railways  had  been 
constructed  with  the  provincial  object  of  drawing  all  trade  to  the  ports  of  that  colony. 
New  South  Wales  had  sunk  a  large  amount  of  capital  on  long-distance  lines  reaching  out 
into  the  competitive  areas  which  are  geographically  nearer  to  Melbourne  than  to 
Sydney,  or  which  are  within  reach  of  the  river  route  to  Victoria  and  South  Australia. 
The  fear  that  the  powers  of  the  Constitution  might  possibly  be  exercised  in  such  a  way 
as  to  make  some  of  these  railways  "  waste  iron  "  led  to  the  insertion  of  this  provision. 

It  is  here  declared  explicitly  that  one  of  the  things  to  be  taken  into  consideration, 
in  deciding  whether  a  prrference  or  discrimination  is  undue  or  unreasonable,  or  unjust  to 
any  State,  is  the  financial  responsibility  incurred  by  a  State  in  connection  with  the 
construction  and  maintenance  of  its  railways.  It  does  not  say  that  any  rate  which 
helps  the  railways  is  reasonable  and  just,  but  requires  "due  regard"  to  be  had  to  the 
financial  interests  of  the  States. 

Who  is  to  pay  this  due  regard  is  not  stated.  The  provision  was  accepted  by  Sir 
George  Turner  on  the  distinct  understanding  that  it  was  to  be  appended  to  the  words 


918  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  103. 

empowering  the  Parliament  to  forbid  preferences  ;  lie  wished  the  words  to  mean  "  due 
consideration  by  the  Parliament,"  but  he  did  not  insist  on  the  insertion  of  the  words 
"  by  the  Parliament,"  as  that  "might  appear  to  be  invidious."  (Conv.  Deb.,  Melb., 
p.  1510.)  His  desire  was  to  prevent  the  High  Court  being  appealed  to  on  this  question. 
It  would  seem-  that  the  words  may  involve  a  direction  to  the  Parliament,  in  legislating 
upon  the  subject,  to  have  due  regard  to  the  financial  responsibilities  of  the  States  ;  but 
it  would  be  clearly  impossible  for  the  High  Court  to  declare  a  law  invalid  on  the  ground 
that  the  Parliament  had  not  had  this  due  regard. 

It  seems  clear  that  the  real  importance  of  the  M'ords  is  in  connection  with  the  duty 
of  the  Inter-State  Commission  to  adjudge  whether  a  discrimination  is  undue  or 
unreasonable,  or  unjust  to  any  State.  The  question  of  "due  regard"  is  an  element  in 
the  decision  whether  a  preference  or  discrimination  is  undue,  &c.,  and  must  be  considered 
by  the  tribunal  which  decides  that  question.  What  regard  is  "due"  is  obviously  a 
question  of  fact  on  which  the  decision  of  the  Commission  is  final  ;  but  if  the  Commission 
declined  to  take  the  question  into  consideration  at  all,  it  seems  that  there  would  be  an 
appeal  on  the  giound  of  an  error  in  law.  If  the  Commission  takes  into  consideration 
something  which  the  law  excludes  it  from  taking  into  consideration,  or  declines  to  take 
into  consideration  something  Avhich  the  law  requires  it  to  take  into  consideration,  that 
is  clearly  a  mistake  in  law.     (See  Phipps  v.  London  and  IN.W.R.  Co.  [1892]  2  Q.B.  229.) 

§  433.     "  Unless  so  Adjudged  by  the  Inter- State 
Commission." 

The  Parliament  may  forbid  preferences  or  discriminations  which  are  undue  and 
unreasonable,  or  unjust  to  any  State  ;  but  it  cannot  prejudge  the  question  of  fact  as  to 
whether  any  particular  preference,  under  all  the  circumstances  of  the  case,  is  of  that 
character.  That  is  a  judicial  question,  which  belongs  to  the  Inter-State  Commission 
solely  and  finally.  That  is  to  say,  the  preferences  and  discriminations  which  the 
Parliament  is  empowered  to  forbid  by  law  are  those  which  are  undue,  &c. ;  the  application 
of  the  law  to  the  facts  of  each  case  is  a  matter  with  which  the  Parliament,  as  a  solely 
legislative  body,  can  have  no  concern. 


Commissioners'  appointment,  tenure,  and  remuneration. 

103.  The  members  of  the  Inter-State  Commission*^ — 
(i.)  Shall  be  appointed  by  the  Governor-General  in 
Council  : 

(ii.)  Shall  hold  office  for  seven  years*^^,  but  may  be 
removed  within  that  time  by  the  Governor- 
General  in  Council,  on  an  address  from  both 
Houses  of  the  Parliament  in  the  same  session 
praying  for  such  removal  on  the  ground  of 
proved  misbehaviour  or  incapacity  : 

(iii.)  Shall  receive  such  remuneration  as  the  Parlia- 
ment may  fix  ;  but  such  remuneration  shall 
not  be  diuiinished  during  their  continuance 
in  office. 


^434-435.]  FINANCE   AND  TRADE.  919 

Historical  Note. — The  first  draft  of  the  Bill  at  the  Adelaide  session  provided  for 
the  members  of  the  Commission  holding  office  during  gooil  behaviour,  on  exactly  the 
same  terms  as  the  federal  justices.  Some  members,  however,  who  were  not  convinced 
that  an  Inter-State  Commission  was  really  necessary,  or  would  have  verN'  serious  duties, 
thought  that  this  provision  tietl  the  hands  of  the  Parliament  too  much  ;  and  the  clause 
was  struck  out.     (Conv.  Deb.,  Adel.,  pp.  1114-7.) 

Melbourne  Session,  1S9S. — The  important  duties  cast  upon  the  Commission  in 
connection  with  railway  rates  led  to  the  question  of  independent  tenure  being 
reconsidered.  On  the  third  recommittal  Mr.  Barton  (in  pursuance  of  a  promise  made 
during  the  debate  on  the  powers  of  the  Commission)  introduced  the  clause  in  its  present 
form.  Objections  were  made  on  the  score  of  economy,  and  it  was  suggested  that  it 
might  be  found  desirable  that  the  Railway  Commissioners  for  the  time  being  should  act ; 
but  the  arguments  for  the  independence  of  the  Commission  prevailed,  and  the  clause 
was  passed.     (Conv.  Deb.,  Melb.,  pp.  2457-62  ;  and  see  Hist.  Note  to  sec.  101.) 

§  434.    "  The  Members  of  the  Inter-State  Comniission." 

Xo  provision  is  made  by  the  Constitution  as  to  the  number  of  the  members  of  the 
Inter-State  Commission,  or  as  to  their  qualification.  The  (Imperial)  Interpretation  Act, 
1SS9  (52  and  53  Vic.  c.  63,  sec.  1)  pro\ndes  that  in  all  Acts  of  the  Imperial  Parliament, 
unless  the  contrary  intention  appears,  words  in  the  plural  shall  include  the  singular. 
The  words  "  the  members  of  the  Inter-State  Commission "'  would  seem  clearly  to  express 
a  very  definite  intention  that  there  must  be  more  Commissioners  than  one  ;  a  single 
Commissioner  would  not  be  a  "  member  '  of  a  Commission  ;  nor — according  to  Webster's 
definition — could  he  be  a  "Commission."  A  Commission  is  "a  company  of  persons 
joined  in  the  performance  of  some  duty  or  the  execution  of  some  trust  ;  as,  the  Inter- 
State  Commerce  Commission."  (Webster's  Internat.  Diet.)  The  Parliament,  in  the 
exercise  of  its  general  powers  and  its  duty  of  establishing  the  Commission,  will  be 
able  to  fix  the  number  of  members,  and,  if  thought  fit,  to  prescribe  a  qualification. 

§  435.    "  Shall  Hold  Office  for  Seven  Years." 

Except  that  the  appointment  need  not  be  for  a  longer  term  than  seven  years,  the 
tenure  of  a  Commissioner  is  the  same  as  that  of  a  Justice  of  the  High  Court.  (See  sec. 
72,  s^ipra.)  The  provision  for  removal  is  indeed  framed  in  an  enabling  instead  of  a 
prohibitive  form,  but  that  is  because  it  is  in  derogation  of  the  preceding  words  "shall 
hold  office  for  seven  years,"  which  exclude  all  modes  of  removal  except  that  specified. 

The  fixity  of  tenure  is  for  the  purpose  of  securing  to  the  Commission  independence 
from  political  influence  in  the  exercise  of  its  important  judicial  and  administrative 
functions.  On  the  other  hand,  the  variation  from  the  judicial  tenure  is  a  i-ecognition  of 
the  fact  that  the  work  of  the  Commission  is  administrative  as  well  as  judicial,  and  that 
the  reasons  which  make  the  life  tenure  of  administrative  offices  undesirable  and  incon- 
venient may  be  applicable  in  this  case. 

The  requirement  that  the  members  "shall  hold  office  for  seven  years"  does  not 
prevent  the  Parliament,  if  it  should  think  fit,  from  conferring  a  longer  tenure  of  office. 


920  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  104. 

Saving  of  certain  rates. 

104.  Nothinoj  in  this  Constitution  shall  render  unlawful 
any  rate*^**  for  the  carriage  of  goods  upon  a  railway,  the 
propertj"  of  a  State,  if  the  rate  is  deemed  by  the  Inter-State 
Commission  to  be  necessary  for  the  development  of  the  terri- 
tory of  the  State^^",  and  if  the  rate  applies  equally''^^  to  goods 
within  the  State  and  to  goods  passing  into  the  State  from 
other  States. 

Historical  Note. — At  the  Melbourne  session,  1898,  after  the  adoption  of  Sir 
George  Turner's  "undue  preference"  clause  (see  Hist.  Note  to  sec.  102)  the  New  South 
Wales  representatives  feared  that  the  tapering  "  long-haul  "  rates  necessary  for  the 
working  of  their  railway  system  might  be  interfered  with  by  the  Federal  Parliament — 
which  was  the  tribunal  provided  for  at  that  stage.  It  was  argued  that  Sir  George 
Turner's  clause,  as  it  stood,  affected  the  internal  traffic  of  a  State  as  well  as  inter-state 
traffic.  Accordingly  Mr.  O'Connor  proposed  (Debates,  p.  1410)  to  insert  a  provision 
that  nothing  in  the  Constitution  should  be  taken  to  render  a  rate  on  any  State  railway 
unlawful  "  on  the  ground  that  it  is  unduly  low."  The  intention  was  to  allow  unlimited 
competition,  so  far  as  "cutting  rates  "was  concerned,  subject  only  to  the  prohibition 
against  preferential  treatment.  Sir  George  Turner  complained  that  this  neutralized  his. 
clause,  because  nine  times  out  of  ten  the  injustice  would  be  that  a  rate  was  unduly  low. 
He  wished  to  prevent  unfair  competition.  The  position  became  critical,  and  Mr. 
O'Connor,  to  relieve  the  strain,  modified  his  proposal  to  read  that  a  rate  on  a  State 
railway  should  not  be  prohibited  on  the  ground  that  it  was  unduly  low  "  if  such  rate  is 
imposed  for  the  development  of  traffic  between  places  within  the  limits  of  the  State." 
He  insisted  strongly  that  the  clause  as  it  stood  meant  that  the  internal  trade  of  New 
South  Wales  was  to  be  "  fixed  to  suit  somebody  else."  Sir  George  Turner  still  objected 
to  the  amendment ;  low  rates  would  be  wanted,  not  for  development,  nor  for  the  benefit 
of  producers,  but  for  the  conserving  of  "  traffic."  At  last  (p.  1448)  Mr.  Grant  appeared 
as  mediator.  He  admitted  that  Sir  George  Turner's  amendment  was  meant  fairh',  but 
thought  it  might  hinder  development ;  and  he  moved  an  amendment  providing  that 
notwithstanding  anything  in  the  Constitution,  "  such  laws  {i.e.,  federal  trade  and  com- 
merce laws]  shall  not  have  the  effect  of  preventing  the  development  of  the  internal 
resources  of  any  State."  This,  after  discussion,  he  modified  to  provide  that  "Notliing 
in  this  Constitution  shall  prevent  the  imposition  of  such  railway  rates  by  any  State  as 
may  be  necessary  for  the  development  of  its  territory,  if  such  rates  applj'  equally  to 
goods  from  other  States."  Sir  George  Turner  and  Mr.  Isaacs  were  willing  to  accept 
this  if  it  were  worded  as  an  instruction  to  the  Federal  Parliament,  instead  of  being  left 
to  the  High  Court.  They  did  not  wish  to  prevent  rates  which  were  honestly  develop- 
mental, but  insisted  that  this  was  a  political  question,  and  tliat  Parliament  was  the 
proper  tribunal.  The  question  now  was  practically  which  of  the  three  tribunals  should 
be  adopted  :  the  High  Court,  the  Parliament,  or — as  a  compromise  between  the  two — 
the  Inter-State  Commission.  At  last  the  amendments  were  withdrawn,  and  Mr.  Grant 
(p.  1506)  moved  his  proposal  in  the  form  of  a  new  clause.  Sir  George  Turner  moved  to 
insert  "  in  the  opinion  of  the  Parliament."  Mr.  Holder,  however,  proposed  to  substi- 
tute "Inter-State  Commission"  for  "Parliament,"  and  this  was  agreed  to  on  the 
voices.  The  clause  in  this  form  was  carried  by  22  votes  to  21.  (Conv.  Deb.,  Melb., 
pp    1410-1510.) 

On  the  second  recommittal  a  redraft  of  the  clause  was  carried.  (Conv.  Deb.,  Melb., 
pp.  2392-3. )     After  the  fourth  report  further  drafting  amendments  were  made. 


§§436-437.]  FINANCE  AND  TRADE.  921 

§  436.    "  Shall  Render  Unlawful  Any  Rate." 

Strictly  speaking,  it  would  seem  that  there  is  nothing  in  the  Constitution— except 
the  provision  of  sec.  92  that  inter-state  trade  shall  be  "  absolutely  free  " — to  render  a 
rate,  considered  bj'  itself,  unlawful.  Sec.  102  renders  unlawful  any  preference  or 
discrimination  which  is  forbidden  by  the  Parliament  and  which  is  adjudged  by  the 
Commission  to  be  undue  and  unreasonable,  or  unjust  to  any  State ;  but  what  may  be 
forbidden  by  that  section  is  not  a  rate,  but  a  difference  between  rates.  On  this  ground 
it  has  been  held  under  the  English  preference  clauses  that  there  is  no  right  of  action  for 
an  overcharge,  because  the  court  cannot  decide  what  the  rate  ought  to  be,  but  only  that 
there  is  an  undue  difference  between  two  rates.  (Denaby  Main  Colliery  Co.  v.  Man- 
chester, &c.,  R.  Co.,  11  App.  Ca.  97  ;  Rhymney  R.  Co.  v.  Rhymney  Iron  Co.,  25 
Q.B.D.  146.)  "  Where  there  is  a  breach  of  the  equality  clause,  no  doubt  you  may  sue 
to  recover  the  difference  on  the  basis  that  you  can  compel  the  railway  company  to  pay 
you  back  anything  which  you  have  paid  over  what,  for  precisely  the  same  service,  they 
have  charged  to  another.  But  under  the  Railway  and  Canal  Traffic  Act,  as  was  pointed 
out  in  the  House  of  Lords,  the  companj'  have  their  option.  Thej-  may  put  up  one  charge, 
they  may  put  down  the  other."  (Per  Lord  Herschell,  Phipps  v.  London  and  N.W.R. 
Co.,  1892,  2  Q.B.  at  p.  248.) 

When  therefore  a  rate  is  complained  of,  and  it  is  adjudged  that  in  connection  with 
another  rate  it  constitutes  an  undue  preference,  the  rate  complained  of  is  adjudged 
to  be,  not  absolutely,  but  relatively,  unlawful  ;  to  be  unlawful  on  the  assumption  that 
the  preference  is  not  removed  by  the  alteration  of  other  rates.  That  is  clearly  the  sense 
in  which  the  prohibition  containetl  in  this  section  is  intended.  The  debates,  and  the 
words  of  the  section  itself,  show  that  this  provision  is  meant  as  a  qualification  of  the 
power  to  prevent  preferences  by  a  State,  so  far  as  they  may  be  "necessary  for  the 
development  of  the  territory  of  the  State." 

§  437.     "  Necessary  for  the  Development  of  the  Territory 

of  the  State." 

Mr.  O'Connor's  first  suggestion,  that  a  rate  should  not  be  unlawful  if  imposed  "  for 
the  development  of  traffic  between  places  within  the  limits  of  a  State"  (see  Historical 
Note)  was  objected  to  bj'  Sir  George  Turner  as  referring  not  to  the  development  of  the 
countr}',  but  to  conserving  the  traffic  in  the  competitive  area.  Accordingly  Mr.  Grant's 
amendment,  from  which  the  section  is  adapted,  spoke  of  the  development  of  territory. 

The  section  is  a  recognition  of  the  fact  that  the  railways,  being  owned  by  the  State, 
are  in  a  different  position  to  private  companies.  They  are  public  institutions  as  well  as 
business  concerns,  and  may  be  worked,  not  merely  for  the  purpose  of  making  a  profit  on 
the  railway  business,  but  for  the  purpose  of  developing  the  resources  of  the  State  by 
which  they  are  owned.  Rates  which,  in  the  case  of  a  company,  would  be  preferential, 
might  conceivably,  from  the  point  of  view  of  a  State,  be  necessary  for  the  development 
of  its  territory ;  and  the  object  of  this  section  is  to  protect  rates  imposed  with  that 
object,  whilst  leaving  unprotected  any  rate  the  purpose  of  which  is  to  interfere  with  the 
equality  of  inter-state  trade. 

That  public  interests  should  be  considered  is  the  basis  of  all  railroad  legislation.  It 
has  been  laid  down  in  numerous  American  cases  that  railways  are  public  highways,  and 
subject  to  government  control  (see  Smyth  r.  Ames,  169  U.S.  466;  Cherokee  Nation  v. 
Kansas  R.  Co.,  135  U.S.  641).  What  this  section  recognizes  is  a  particular  exemption 
from  control  by  the  Federal  Government,  so  far  as  is  necessary  for  development  of  the 
resources  of  the  States. 

A  curious  analog}'  to  this  provision  may  be  foimd  in  the  (Imperial)  Railway-  and 
Canal  Traffic  Act,  1888,  sec.  27,  sub-sec.  ii.,  which  empowers  the  court  or  the  Com- 
missioners, in  deciding  whether  a  lower  charge  or  difference  of  treatment  is  an  undue 


922  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  105. 

preference,  to  take  into  consideration  whether  the  lower  charge  or  diflference  is 
•'  necessary  for  the  purpose  of  securing  in  the  interests  of  the  public  the  traffic  in 
respect  of  which  it  is  made."     (See  p.  906  nupra.) 

The  question,  whether  a  rate  is  necessary  for  the  development  of  the  territory  of  a 
State,  is  one  of  fact,  to  be  decided  in  each  case  as  it  arises  by  the  constitutional 
tribunal.  The  test  of  the  legality  of  such  a  rate  is  its  necessity.  Not  every  rate  which 
does  as  a  fact  develop  or  tend  to  develop  a  territory  will  be  valid.  It  must  have  some- 
thing more  than  a  mere  developing  effect  to  place  it  beyond  attack.  It  must  not  be 
merely  "for  the  development,"  but  "necessary  for  the  development;"  and  the 
Commission,  not  the  State  authority,  is  the  sole  judge  of  that  necessity.  Consequently 
a  State  could  not  under  the  name  and  guise  of  a  development  rate  make  a  charge  for  the 
carriage  of  goods  on  a  railway  which  is  not  fairly  and  reasonably  essential  for  develop- 
mental purposes,  but  which  is  in  reality  intended  to  act  as  a  preference  or  to  draw  trade 
and  traffic  from  its  natural  flow  and  destination. 

The  "territory"  contemplated  by  this  section  is  no  doubt  that  region  of  the  State 
within  the  sphere  of  influence  of  the  railway  on  which  the  rate  is  operative.  The 
development  of  localities  beyond  that  sphere  could  not  be  taken  into  consideration, 

§  438.    "  If  the  Rate  Applies  Equally." 

The  section  of  the  Railway  and  Canal  Traffic  Act,  1888,  just  mentioned,  contains 
the  following  proviso,  which  makes  the  analogy  even  more  marked  :—"  Provided  that 
no  railway  company  shall  make,  nor  shall  the  court  or  the  Commissioners  sanction,  any 
<liff'erence  in  the  tolls,  rates,  and  charges  made  for,  or  any  difference  in  the  treatment  of, 
home  and  foreign  merchandise,  in  respect  of  the  same  or  similar  services."  Just  as,  in  New 
South  Wales,  complaint  has  been  made  of  the  "special  rates"  by  which  the  Riverina 
trade  is  drawn  to  Melbourne,  so  in  England  complaints  were  made  of  "  special  import 
rates  "  for  foreign  merchandise.  The  diS'erence  was  that  in  England  the  complaint  was 
made  by  the  rival  home  producers,  who  objected  to  the  encouragement  of  the  impoi'ted 
article  ;  here  it  is  a  complaint,  by  the  merchants  of  one  State,  against  unfair  competi- 
tion bj'  another  State  for  the  export  trade. 

Under  the  English  section,  it  has  been  held  that  the  effect  of  the  proviso  is  not  to 
prohibit  all  inequalities  in  rates  as  between  home  and  foreign  merchandise,  but  that,  if 
the  railway  company  has  proved  facts  which  would  justify  the  admitted  differences,  had 
the  goods  in  both  cases  been  home  goods,  the  companj'  is  not  debarred  from  relying  on 
these  facts  as  an  answer,  merely  because  the  goods  which  receive  the  benefit  of  the 
difference  of  are  foreign  origin.  (Mansion  House  Association  ik  London  and  S.W.R.  Co. 
[1895],  1  Q.B.  927.) 

The  effect  of  the  provision  is  that,  if  a  rate  infringes  the  provision  of  equality  as 
between  States,  it  loses  the  protection  of  this  section,  and  becomes  subject  to  the 
operation  of  federal  laws  as  to  preference  and  discrimination. 


Taking  over  public  debts  of  States. 

105.  The  Parliament  may  take  over*=^^  from  the  States 
then-  public  debts  as  existing  at  the  establishment  of  the 
Commonwealth''*",  or  a  proportion  thereof  according  to  the 
respective  numbers  of  their  people  as  shown  by  the  latest 
statistics  of  the  Commonwealth,  and  may  convert,  renew,  or 
consolidate  such  debts**\  or  any  part  thereof;  and  the  States 
shall  indemnify  the  Commonwealth"^  in  respect  of  the  debts 
taken  over,  and  thereafter  the  interest  payable  in  respect  of 


FINANCE   AND  TRADE.  923 

the  debts  shall  be  deducted  and  retained  from  the  portions  of 
the  surplus  revenue  of  the  Commonwealth  payable  to  the 
several  States,  or  if  such  surplus  is  insufficient,  or  if  there  is 
no  surplus,  then  the  deficiency  or  the  whole  amount  shall  be 
paid  by  the  several  States**^ 

UxiTED  States.  —All  debts  contracted  and  engagements  entered  into,  before  the  adoption  of 
this  Constitution,  shall  be  as  valid  against  the  United  States  under  this  Constitution  as 
under  the  Confederation  — Const-,  Art.  VI ,  sec.  1.  (This  refers  to  the  war  debt  of  the 
Confederation— not  to  the  debts  of  the  States.) 

Cax ADA.  — Canada  shall  be  liable  for  the  debts  and  liabilities  of  each  Province  existing  at  the 
Union.— B  N.A  Act,  1867,  sec.  HI.  (The  Provinces  were  made  liable  to  Canada  for  the 
amounts  by  which  their  indebtedness  exceeded  certain  specified  amounts.— Sees.  112-116.) 

Historical  Note.— The  original  clause  in  the  Bill  of  1891  was  as  follows  : — 

"  The  Parliament  of  the  Commonwealth  may,  icith  the  consent  of  the  Parliaments  of 
all  the  States,  make  laws  for  taking  over  and  consolidating  the  whole  or  any  part  of  the 
public  debt  of  any  State  of  States,  but  so  that  a  State  shall  be  liable  to  indemnify  the 
Commonwealth  in  respect  of  the  amount  of  a  debt  taken  over,  and  that  the  amount  of 
interest  payable  in  respect  of  a  debt  shall  be  deducted  and  retained  from  time  to  time 
from  the  share  of  the  surplus  revenue  of  the  Commonwealth  which  wotdd  otherwise  be 
payable  to  the  State." 

In  the  Sydney  Convention  of  1891,  Sir  John  Bray  moved  an  amendment,  somewhat 
on  Canadian  lines,  to  make  the  Commonwealth  liable  at  once  for  the  debts  of  each 
State  existing  at  the  time  of  union,  and  to  make  the  States  liable  to  the  Commonwealth 
for  any  excess  of  such  debts  over  a  fixed  amount  per  head  of  the  population.  Most  of 
the  members  favoured  ultimate  consolidation,  but  this  was  thought  to  go  too  far.  The 
points  in  its  favour  were  that  it  would  get  rid  of  the  dangerous  surplus,  and  result  in  a 
large  saving  of  interest  ;  the  chief  point  made  against  it  was  that  it  involved  the  ti-ansfer 
of  a  liability  without  corresponding  assets.  The  last  argument  was  answered  by  pointing 
out  that  the  revenue  powers  of  the  Commonwealth  were  the  equivalent  asset ;  but  the 
real  objection,  from  the  point  of  \-iew  of  New  South  Wales,  was  that  the  proposal  might 
dictate  a  high  revenue  tariff.  The  amendment  was  negatived.  A  protest  was  made 
against  requiring  the  consent  of  "  all  the  States,"  but  the  clause  was  passed  without 
alteration.     (Conv.  Deb.,  Syd.,  1891,  pp.  835-49.) 

Adelaide  Session,  1S97. — The  clause  as  introducetl  at  Adelaide  provided  that  the 
Parliament  might,  with  the  consent  of  the  Parliament  of  any  State,  take  over  the  whole 
or  any  part  of  the  debt  of  that  State.  The  rest  of  the  clause  was  as  before,  with  an 
addendum  that  "  upon  any  conversion  or  renewal  of  the  loan  representing  the  debt,  any 
benefit  or  advantage  in  interest  or  otherwise  arising  therefrom  shall  be  applied  to  the 
reduction  of  the  debt."  There  was  much  diversity  of  opinion  upon  the  whole  subject. 
Mr.  Reid  had  nothing  to  say,  so  long  as  no  compulsory  proposition  was  made.  Sir 
George  Turner  would  have  liked  a  compulsory  taking  over  of  all  tlie  debts,  but  in  view 
of  Mr.  Reid's  strong  objection  he  did  not  press  this.  Still,  he  thought  that  the  power 
should  be  to  take  all  the  debts  of  all  the  States,  and  he  objected  to  the  consent  of  the 
States  being  required.  Mr.  Holder  and  Mr.  McMillan  pointed  out  that  compulsory 
consolidation  meant  making  a  present  of  the  federal  security  to  the  bondholders  ;  but 
they  approved  of  giving  the  Parliament  power  to  act  without  the  consent  of  the  States. 
Some  thought  that  the  power  should  be  limited  to  existing  debts  ;  others  that  it  ought 
to  extend  to  future  debts ;  some  thought  that  future  State  borrowing  should  be  restricted; 
others  that  this  was  impossible. 

Eventuall}^  on  Sir  George  Turner's  motion,  the  requirement  of  the  consent  of  the 
State  Parliaments  was  omitted,  on  division,  by  20  to  15,  and  the  power  was  limited  to 
"the  whole,  or  a  rateable  proportion  of  the  public  debts  of  the  States  as  existing  at  the 
establishment  of  the  Commonwealth."  The  provision  requiring  anj'  savings  made  to  be 
spent  in  reduction  of  interest  was  negatived,  and  Mr.  Uiggins  added  a  declaration  that 


924  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  105, 

the  "rateable  proportion"  should  be  calculated  on  a  population  basis.     (Con v.  Deb., 
Adel.,  pp.  1085-1103.) 

Melbourne  Session,  1898. — At  Melbourne,  Mr.  Glynn  moved  an  amendment  provid- 
ing for  compulsory  consolidation  of  debts,  each  State  indemnifying  the  Commonwealth 
for  any  excess  of  its  debts  over  the  average  indebtedness.  This,  after  a  long  debate, 
was  negatived. 

Mr.  Holder  (for  Mr.  McMillan)  then  moved  (Debates,  p.  1577)  to  insert,  after 
"Parliament,"  the  words  "may  take  over  the  whole  or  any  part  of  the  debt  of  the 
State,  subject  to  the  consent  of  the  State."  On  this  Sir  Geo.  Turner  moved  the  substi- 
cution  of  "shall"  for  "may,"  which  was  carried  by  25  votes  to  8;  a  division  which, 
coming  as  it  did  after  the  rejection  of  the  guarantees,  signified  a  desire  on  the  part  of 
the  Convention  to  make  some  definite  provision  with  regard  to  the  threefold  problem  of 
the  debts,  the  railways  and  the  guarantees,  Mr.  Holder  lamented  this  "  unfortunate 
vote  "  on  the  ground  that  it  would  at  least  put  our  worst  securities  on  a  level  with  our 
best,  and  would  make  a  present  of  millions  to  the  bondholders  ;  Avhilst  M  r.  Reid  (who  . 
had  been  absent  when  the  vote  was  taken)  objected  on  the  ground  that  it  dictated  a^ 
high  tariff.  The  Convention,  after  some  debate,  showed  a  disposition  to  reverse  the 
effect  of  its  vote.  The  amendment  was  consequentially  amended  by  the  omission  of  all 
words  after  "  shall  take  over  ;"  but  the  proposal  to  insert  those  words  in  the  clause  wa» 
negatived,  on  di\ision,  by  19  to  18,  and  the  clause  was  agreed  to  without  any  amend- 
ment. (Conv.  Deb.,  Melb.,  pp.  1540-1653.)  Drafting  amendments  were  made  before 
the  1st  Report,  and  after  the  4th  Report. 

§  439.    "The  Parliament  May  Take  Over." 

The  power  given  to  the  Parliament  by  this  section  is  absolute,  and  may  be  exercised 
without  the  consent  of  the  States.  The  power  can  of  course  only  be  exercised  under  an 
Act  passed  by  the  Parliament  for  that  purpose.  Such  an  Act  will  presumably  not  be 
passed  so  as  to  effect  the  transfer  itself,  or  even  so  as  to  direct  absolutely  that  the 
transfer  shall  be  made  ;  as  either  of  these  courses  would  be  open  to  the  objection  raised 
by  Mr.  Holder  to  a  peremptory  provision  in  the  Constitution — namely,  that  it  would 
make  a  present  of  the  federal  security  to  the  bondholders,  and  so  prevent  any  possibility 
of  an  advantageous  conversion  before  maturity.  It  will  probably  be  in  an  enabling 
form,  authorizing  the  Federal  Treasurer  to  negotiate  with  the  bondholders,  and  so  offer 
them  the  federal  security  in  exchange  for  some  concession  which  will  share  the  benefits 
of  the  transfer  between  the  Commonwealth  and  the  bondholders. 

The  effect  of  the  transfer  will  be  to  substitute  the  credit  of  the  Commonwealth  for 
the  credit  of  the  States — to  make  the  Commonwealth  the  debtor  to  whom  the  bond- 
holders will  have  to  look,  and  to  release  the  States  from  any  obligation  to  the 
bondholders,  imposing  on  them  instead  an  obligation  to  indemnify  the  Commonwealth 
for  the  amount  of  principal  and  interest. 

§  440.    "Their  Public  Debts  as  Existing  at  the  Establish- 
ment of  the  Commonwealth." 

The  Parliament,  when  it  takes  action  under  this  section,  will  have  two  alternatives 
open  to  it ;  either  to  take  over  the  whole  of  the  debts  of  all  the  States,  as  existing  at  the 
time  of  the  establishment  of  the  Commonwealth,  or  to  take  over  from  each  State  a 
certain  definite  sum  per  head  of  its  population.  If  it  chooses  to  adopt  the  latter  course, 
it  may  fix  the  per  capita  indebtedness  to  be  taken  over  at  any  amount  up  to,  but  not 
exceeding,  the  per  capita  indebtedness  of  the  State  whose  per  capita  indebtedness 
is  lowest.  In  other  words,  all  the  possible  alternatives  may  be  expressed  thus  : — 
If  the  public  debt  of  each  State  is  divided  by  the  number  of  its  people,  we  get  the  per 
^capita  indebtedness  of  each.  The  result,  taking  the  figures  for  19(X)(Coghlan's  Statistics 
of  th?  Seven  Colonies,  19U0,  p.  25)  is  as  follows : — 


4§4-«'-442.] 


FINANCE  AND  TRADE. 


925 


Colony. 

Public  Debt. 

Indebtedness 
per  capita. 

New  South  Wales 

Victoria            

Queensland      

South  Australia 
Western  Australia     ... 
Tasmania          

Total 

65,332,993 
49,324,885 
34,349,414 
26,156,180 
11,804,178 
8,413,694 

£      s.     d. 
48     0    0 
42     4     6 
70    7     9 
70  16    5 
66    4  11 
46    3     1 

£195,381,344 

£52    2  10 

The  minimum  indebtedness  per  head  of  population  is  that  of  Victoria.  £42  4s.  M. 
Adopting  the  "  proportional  "  alternative,  the  Commonwealth  may  take  over  from  each 
State  any  amount  per  head  that  maj'  be  decided  upon,  up  to  £42  4s.  6d.  Beyond  that 
sum  the  proportional  plan  cannot  go,  because  no  greater  amount  can  be  taken  over  from 
Victoria  ;  and  if  it  is  desired  to  take  over  a  larger  amount,  the  only  way  is  to  take  over 
the  whole  of  all  the  debts. 

It  should  be  observed  that  in  calculating  the  indebtedness  per  head,  though  the 
amount  of  the  debts  is  taken  as  at  the  establishment  of  the  Commonwealth,  the  popula- 
tion is  taken  from  "the  latest  statistics  of  the  Commonwealth"  at  the  time  when  the 
ti-ansfer  is  proposed.  The  powers  given  to  the  Commonwealth,  if  the  whole  debts  are 
not  taken  over  at  first,  may  be  exercised  from  time  to  time  ;  that  is  to  say,  if  a  propor- 
tion less  than  the  maximum  has  been  taken  over  at  one  time,  a  further  pi-oportiou  may 
be  taken  over  at  another ;  or  the  whole  balance  may  be  taken  over. 

This  section  gives  no  power  except  with  regard  to  debts  "  as  existing  at  the  estab- 
lishing of  the  Commonwealth."  After  the  establishment  of  the  Commonwealth  there  is 
nothing  to  prevent  the  States  continuing  to  bori-ow  on  their  own  credit ;  but  there  is  no 
provision  in  the  Constitution  to  allow  the  Commonwealth  to  assume  liability  in  respect 
of  such  subsequently  incurred  debts. 

The  question  arises  whether,  in  the  event  of  an}*  debt  of  a  State  falling  due  and 
being  renewed  before  the  debts  are  taken  over,  such  renewed  debt  can  be  taken  over  by 
the  Commonwealth  under  this  section.  It  is  submitted  that  it  can  ;  and  that  the  effect 
of  the  words  "as  existing  at  the  establishment  of  the  Commonwealth"  is  to  fix  the 
amount  of  the  debts  which  can  be  taken  over,  and  not  to  identify  the  particular 
contracts  of  debt  existing  at  that  time. 

§  441.     "  And  may  Convert,  Renew,   or  Consolidate  such 
Debts,  or  any  Part  thereof." 

These  words  were  inserted  on  Sir  George  Turner's  motion  at  the  Adelaide 
Convention  (Debates,  p.  1097  ;  Proceedings,  p.  99)  ;  but  they  hardly  seem  to  be 
necessary.  The  powers  of  convei-sion,  renewal,  and  consolidation  would  seem  to  be 
necessarily  incidental  to  the  power  to  take  over  the  debts  — or  at  least  to  be  included  in 
the  power  to  borrow  money  on  the  public  credit  of  the  Commonwealth  (sec.  51  — iv). 


^  442.    "  The  States  shall  Indemnify  the  Commonwealth." 

The  indemnity  here  given  seems,  by  the  subsequent  words,  to  be  limited  to  the 
principal  and  interest  payable  by  the  Commonwealth,  and  not  to  include  charges  other 
than  interest,  or  the  expenses  of  administration,  which  are  apparently  to  be  treated  as 
expenditure  of  the  Commonwealth,  and  charged  against  the  States  (so  long  as  sec.  89  or 
sec.  93  is  in  operation)  in  proportion  to  population.  • 


926  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  106. 

§  443.    "Shall  be  Paid  by   the  Several  States." 

It  would  seem  that  the  indemnity,  coupled  with  the  direction  that  the  amount  shall 
be  paid,  is  sufficient  to  create  a  debt  owing  by  the  State  to  the  Commonwealth.  The 
Constitution  contains  no  provision  for  the  recovery  of  this  debt,  and  the  States,  apart 
from  legislation,  are  not  suable  except  by  their  own  consent  (§  338,  siipra)  ;  but  it  is 
submitted  that  a  suit  by  the  Commonwealth  for  paj'ment,  being  a  matter  "  in  which  the 
Commonwealth  is  a  party,"  is  within  the  judicial  power,  and  therefore  that  the  Federal 
Parliament  may,  under  sec.  78,  make  laws  conferring  rights  to  proceed  against  the 
States  in  such  matters. 


§  444.]  THE  STATES.  927 


CHAPTER  v.— THE  STATES^^\ 
§  444.    "  The  States." 

The  States  are  parts  of  the  Commonwealth  ;  this  is  one  of  the  basic  principles  in 
the  structure  and  organization  of  the  federated  community.  In  order  to  present  a  true 
conception  of  the  position  of  the  States  in  the  Commonwealth  some  of  the  gi-ound 
pre\iously  travei-sed  must  be  here  re\-iewed,  and  attention  drawn  to  the  fundamental 
conceptions  and  relations  expressed  by  the  words  "Empire,"  "Commonwealth," 
"States,"    " Constitution,"  and  "Government." 

In  accordance  with  the  agreement  of  the  people  of  the  Australian  Colonies  to  unite 
in  one  Federal  Commonwealth  under  the  Crown,  the  British  Parliament,  in  which  resides 
the  supreme  and  absolute  sovereignty  of  the  Empire,  has  established  the  Commonwealth 
and  ratified  and  legalized  the  Constitution  previously  approved  by  the  people.  The 
Commonwealth  is  the  united  political  society  thus  established  ;  it  consists  of  the  people 
and  of  the  pre-existing  colonies,  converted  into  States.  Attention  is  particularly  drawn 
to  this  definition  of  Commonwealth,  which  is  clear  and  unchallengeable,  according  to  the 
express  wording  of  the  Preamble  and  the  first  six  clauses  of  the  Imperial  Act.  In 
certain  sections  of  the  Constitution,  however,  the  word  Commonwealth  is  used  to  denote 
the  central  Government  established  by  the  Constitution,  and  not  the  political  s<5ciety 
itself  which  is  organized  under  the  Constitution,  and  governed  by  Federal  and  State 
governments  alike.  In  the  American  Constitution  it  has  been  noticed  that  a  similar 
confusion  of  meaning  exists.  In  the  Preamble  and  other  sections,  the  term  "  United 
States "  means  the  united  political  society  composed  of  the  people  of  the  States. 
Occasionally,  however,  as  in  Art.  IV.  Sec.  4,  and  the  Tenth  Amendment,  the  term 
"  United  States  "  is  used  to  signify  the  Federal  Government.  (Luther  r.  Borden,  7  How. 
1  ;  Pomeroy's  Const.  Law,  10th  ed.  p.  68.  Note,  §  466,  infra.)  These  are  illustrations 
of  the  manner  in  which  a  political  community  capable  of  exercising  sovereign  or  quan- 
sovereign  powers  may  be  confused  with  its  governing  organs.  Care  must,  therefore,  be 
taken  to  note  and  understand  the  meaning  of  the  word  Commonwealth,  as  conveyed  by 
its  context ;  by  so  doing  misapprehension  and  confusion  of  thought  will  be  avoided. 

The  primary  and  fundamental  meaning  of  "The  Commonwealth"  is  the  united 
political  community  composed  of  the  people  and  the  antecedent  colonies,  now  converted 
into  States.  That  political  community  has  been  established  by  the  Imperial  Parliament, 
and  endowed  with  the  powers  of  self-government,  by  virtue  of  which  the  community 
maj'  )je  described,  for  the  purpose  of  this  analysis,  as  possessing  a  kind  of  political 
sovereignty  ;  not  absolute  and  independent  sovereignty,  for  that  belongs  to  the  British 
Parliament,  but  a  derivative,  delegated,  or  giKwi-sovereignt}'.  This  ^wcwt-sovereignty 
is  conveyed  to  the  new  society  b}'  the  Imperial  Act,  and  through  the  Constitution  in 
that  Act.  The  Constitution  partitions  or  distributes  the  powers  pertaining  to  this  qtiasi- 
sovereignty  in  the  following  manner  :  One  bundle  or  set  of  the  totality  of  gita-*i'-sovereign 
powers  is  expressly  and  definitely  assigned  to  certain  governing  organs  called  the  Federal 
Parliament,  the  Federal  Executive,  and  the  Federal  Judiciary,  accompanied  bj'  limita- 
tions and  prohibitions,  determining  the  methods  or  principles  according  to  which  those 
powers  are  to  be  used.  The  balance  of  the  quasi-so\ere\ga  powers  are  reserved  to 
certain  autonomous  and  governing  groups,  formerly  called  colonies,  now  called  States  ; 
those  powers  being  such  as  are  defined  in  the  Constitutions  of  the  States,  granted  to  them 
by  the  Imperial  Parliament  before  the  union.  By  the  Federal  Constitution  the  State 
Constitutions  were  confirmed  and  continued  in  existence,  subject  to  the  grants  of  power 
made  by  the  Constitution  to  the  Federal  organs  of  government.     In  addition  to  these 


928  COMMENTARIES  ON  THE  CONSTITQTION.      [Sec.  106. 

assignments  of  power  among  the  two  sets  of  governing  agencies,  the  Constitution  contains 
a  section  enabling  the  people  of  the  united  community,  in  the  exercise  of  their  quasi- 
sovereign  power,  to  amend  the  supreme  instrument  of  government  itself.  This  power  of 
amendment  enables  the  people,  if  necessary,  to  redistribute  the  powers  granted  and 
apportioned  by  the  Constitution,  either  by  taking  from  the  State  Governments  and 
giving  to  the  Federal  Government,  or  by  taking  from  the  Federal  Government  and 
giving  to  the  State  Governments.  The  subjoined  conspectus  may  be  used  to  illustrate 
the  relation  of  the  State  Governments  to  the  Federal  Government,  and  the  joint  relation 
of  both  to  the  amending  power,  to  the  Constitution,  and  to  the  Commonwealth  : — 

Commonwealth — (^ita,st-Sovereignty 


Federal  Constitution 


Federal  Government  State  Governments        Mode  of 

I  I  Amendment 


Federal         Federal       Federal  State  State  State 

Parliament    Executive    Judiciary  Parliaments  Executives   Judiciaries 

From  these  observations  it  appears  that  the  Imperial  Parliament  has  vested,  in  the 
united  and  indivisible  people  of  the  Commonwealth,  some  of  the  highest  attributes  of 
sovereignty,  limited  only  by  its  own  paramount  supremacy  ;  that  in  the  Constitution 
there  is  a  division  of  that  delegated  sovereignty  into  two  spheres  or  areas,  one  being 
assigned  to  the  Fedeial  Government,  and  the  other  to  the  State  Governments  ;  that  each 
Government  is  separate  and  distinct  from  the  rest ;  that  the  Federal  Government  cannot 
encroach  on  the  sphere  or  area  of  the  State  Governments,  and  that  the  State  Governments 
cannot  encroach  on  the  sphere  or  area  of  the  Federal  Government  ;  that  the  sphere  or 
area  of  the  Federal  jurisdiction  can  only  be  modified,  enlarged  or  diminished  by  an 
alteration  of  the  Constitution  ;  that  the  sphere  or  area  of  the  State  jurisdictions  can 
only  be  modified,  enlarged,  and  diminished  by  a  similar  alteration.  This  dual  system  of 
government  is  said  to  be  one  of  the  essential  features  of  a  Federation. 

It  may  be  added  that  the  governing  powers  reserved  to  the  States  are  not  inferior  ih 
origin  to  the  governing  powers  vested  in  the  Federal  Government.  The  States  do  not 
derive  their  governing  powers  and  institutions  from  the  Federal  Government,  in  the  way 
that  municipalities  derive  their  powers  from  the  Parliament  of  their  country.  The 
State  Governments  were  not  established  by  the  Federal  Government,  nor  are  they  in 
any  way  dependent  upon  the  Federal  Government,  except  by  the  special  provisions  of 
sec.  119.  The  States  existed  as  colonies  prior  to  the  passing  of  the  Federal  Constitution, 
and  possessed  their  own  charters  of  government,  in  the  shape  of  the  Constitutions 
granted  to  them  by  the  Imperial  Parliament.  Those  charters  have  been  confirmed  and 
continued  by  the  Federal  Constitution,  not  created  thereby.  Hence,  though  the  powers 
reserved  to  the  States  are  not  wide,  general,  and  national,  no  badge  of  inferiority  or 
subordination  can  be  associated  with  those  powers,  or  with  the  State  institutions  through 
which  they  are  exercised.  State  powers  and  State  institutions.  Federal  powers  and 
Federal  institutions,  all  spring  directly  from  the  same  supreme  source— British 
sovereignty.  The  Federal  Government  and  the  State  Governments  are  in  fact  merely 
different  grantees  and  trustees  of  power,  acting  for  and  on  behalf  of  the  people  of  the 
Commonwealth.  Each  of  them  has  to  exercise  its  powers  within  the  limits  and  in  the 
manner  prescribed  by  the  Constitution  ;  each  of  them  has  difl'erent  powers  to  be  used  in 
different  domains  for  different  purposes.  The  Constitution  is  the  title,  the  master,  and 
the  guardian  of  all  these  various  governing  agencies.  At  the  back  of  the  Federal  and 
State  Governments  are   the   guowi-sovereign   people  of  the  Commonwealth,  organize<l 


§§444-445.]  THE  STATES.  929 

\»-ithin  the  Constitution  as  a  ^wcwi-national  State ;  they  can  alter  the  instrument  of 
government,  abolishing  existing  institutions  of  government,  and  substituting  new  ones, 
subject  onlj-  to  its  special  provisions  and  the  Imperial  supremacy.  The  States,  therefore, 
as  governing  organizations,  are  not  inferior  in  origin  or  status  to  the  Federal  governing 
i  organizations.  Both  are  equally  subject  to  the  law  of  the  Constitution,  and  equally 
t  entitled  to  its  protection.  "  The  perpetuity  and  indissolubility  of  the  Union  by  no 
means  imply  the  loss  of  distinct  and  indi^-idual  existence,  or  of  the  right  of  self-government 
by  the  States.  Not  only,  therefore,  can  there  be  no  loss  of  separate  and  independent 
autonomy  to  the  States,  through  their  union  under  the  Constitution,  but  it  may  not  be 
unreasonably  said  that  the  preservation  of  the  States  and  the  maintenance  of  their 
governments  are  as  much  within  the  design  and  care  of  the  Constitution  as  the  pre- 
servation of  the  Union  and  the  maintenance  of  the  national  government.  The 
Constitution  in  all  its  provisions  looks  to  an  indestructible  Union  composed  of  indes- 
tructible States."  (Per  Chief  Justice  Chase  in  Texas  r.  White,  1868,  7  Wall.  724-5.) 
"  In  these  opinions  the  Supreme  Court,  for  the  first  time  in  its  entire  history,  struck  the 
solid  ground  of  historic  fact,  and  announced  a  theorj'  which  defines  and  preserves  both 
the  inherent  nationality  of  the  United  States,  and  the  separate  existence,  necessity,  and 
local  rights  of  the  sev^eral  States."    (The  Nation,  29th  June,  1871.) 


Saving  of  Constitutions. 

106.  The  Constitution  of  each  State^^  of  the  Common- 
wealth shall,  subject  to  this  Constitution***,  continue  as  at  the 
establishment  of  the  Commonwealth,  or  as  at  the  admission 
or  establishment  of  the  State,  as  the  case  may  be,  until 
altered  in  accordance  with  the  Constitution  of  the  State. 

Historical  Xote.  — Clause  6,  Chap.  V.  of  the  Commonwealth  Bill  of  1891  was  to 
the  same  effect.  In  Committee,  in  the  Convention  of  1891,  Mr.  Gordon  mov€tl  to  add  : 
— "  But  it  shall  not  be  necessary  to  reserve  any  proposed  alteration  of  the  Constitution 
of  any  State  for  the  Queen's  pleasure  to  be  made  known."  This  was  negatived  by  27 
votes  to  II.  Sir  Geo.  Grey  moved  to  add  : — "  But  it  shall  not  be  necessary  to  reserve 
for  the  Queen's  pleasure  any  law  made  by  a  State."  This  was  negatived  by  30  votes  to 
9.  (Conv.  Deb.,  Syd.  [1891]  pp.  864-5.)  At  the  Adelaide  session,  1897,  the  clause 
was  frauicd  in  almost  exactly  the  same  words.  In  Committee,  Mr.  Gordon  moved  to 
omit  the  words  "  in  accordance  with  "  &c.  This  was  negatived.  (Conv.  Deb.,  Adel , 
pp.  991-2.)  At  the  Melbourne  session,  a  redraft  was  agreed  to.  (Conv.  Deb.,  Melb., 
pp.  664-5. )     A  drafting  amendment  was  made  after  the  fourth  report. 

§  445.     '*The   Constitution   of   each   State." 

In  the  preparation  of  the  new  Constitution  the  design  kept  in  view  was  to  distribute 
the  delegated  sovereignty  of  the  Commonwealth  among  two  groups  of  governing  organs. 
That  delegated  sovereignty  consisted  partly  of  old  powers  and  partly  of  new  powers. 
The  old  powers  were  those  previously  granted  by  the  Imperial  Parliament  to  the 
separate  colonies.  The  new  powers  were  those  freshly  granted  by  the  Ipiperial  Parlia- 
ment. The  whole  of  those  powers,  new  and  old,  constituted  the  lywo-^i-sovereignty  of 
the  Commonwealth.  In  the  process  of  distribution  nearly  all  the  new  powers  and  a 
proportion  of  the  old  powers  were  vested  in  the  Federal  Government,  the  guiding 
principle  being  that  those  powers,  and  those  powers  only,  which  could  be  best  exercised 
by  a  Parliament  representing  the  united  people,  should  be  transferred  from  the  States  to 
the  Federal  Government.  This  distribution  left  the  States  in  the  full  possession  and 
«njoyment  of  their  original  institutions  and  their  previously  acquired  powers,  minus 
59 


930  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  106. 

only  this  deduction  and  transfer.  Thus  the  States  retain  their  Constitutions,  their 
Parliaments,  their  Executive  and  Judicial  organizations,  subject  only  to  the  loss  of 
those  powers  which  by  the  Federal  Constitution  are  withdrawn  from  the  scope  and  oper- 
ation of  the  State  Constitutions  and  brought  within  the  sphere  of  the  Federal  Consti- 
tution. 

These  principles  of  delimitation  and  partition  were  plainly'  outlined  in  the  prelimi- 
nary resolutions  moved  by  Sir  Henry  Parkes,  and  adopted  bj'  the  Federal  Convention 
of  1891. 

"  I,  therefore,  lay  down  certain  conditions  which  seem  to  me  imperative  as  aground- 
work  of  anything  we  have  to  do,  and  I  prefer  stating  that  these  first  four  resolu- 
tions simply  lay  down  what  appear  to  me  the  four  most  important  conditions  on 
which  we  must  proceed.  First  :  '  That  the  poAvers  and  privileges  and  territorial  rights 
of  the  several  existing  colonies  shall  remain  intact,  except  in  respect  'to  such  surrenders 
as  may  be  agreed  upon  as  necessary  and  incidental  to  the  power  and  authority  of  the 
National  Federal  Government.'  I  think  it  is  in  the  highest  degree  desirable  that  we 
should  satisfy  the  mind  of  each  of  the  colonies  that  we  have  no  intention  to  cripple  their 
powers,  to  invade  their  rights,  to  diminish  their  authority,  except  so  far  as  it  is  absolutely 
necessary  in  view  of  the  great  end  to  be  accomplished,  which,  in  point  of  fact,  will  not 
be  material  as  diminishing  the  powers  and  privileges  and  rights  of  the  existing  colonies. 
It  is  therefore  proposed  bj'  this  first  condition  of  mine  to  satisfy  them  that  neither 
their  territorial  rights  nor  their  powers  of  legislation  for  the  well-being  of  their  own 
country  will  be  interfered  with  in  any  way  that  can  impair  the  security  of  those  rights, 
and  the  efficiency  of  their  legislative  powers."  (Sir  Henry  Parkes.  Conv.  l)eb.,  Sj'd., 
1891,  p.  24.) 

In  the  Adelaide  Convention  of  1897,  a  similar  resolution  was  made  the  basis  of  the 
Constitution  which  was  then  drawn.  It  was  resolved  that  the  several  colonies  were  not 
to  be  touched  in  any  of  their  powers,  privileges,  and  territories,  except  where  a  surrender 
was  necessary  to  secure  uniformitj'  of  law  and  administration  in  matters  of  general 
concern  ;  that,  after  the  establishment  of  Federation,  the  inviolability  of  the  territory 
of  each  colony  should  be  still  preserved,  subject  to  the  determination  of  the  people  of  such 
colony  themselves.     (Conv.  Deb.,  Adel. ,  p.  20.) 

B}'  the  force  of  the  legislative  mandate  that  "  the  Constitution  of  each  State  of  the 
Commonwealth  shall,  subject  to  this  Constitution,  continue  as  at  the  establishment  of 
the  Commonwealth  "  it  may  be  argued  that  the  Constitutions  of  the  States  are  incor- 
porated into  the  new  Constitution,  and  should  be  read  as  if  they  formed  parts  or 
cliapters  of  the  new  Constitution.  The  whole  of  the  details  of  State  Government  and 
Federal  Government  may  be  considered  as  constituting  one  grand  scheme  provided  by 
and  elaborated  in  the  Federal  Constitution  ;  a  scheme  in  which  the  new  national 
elements  are  blended  harmoniously  with  the  old  provincial  elements,  thus  producing  a 
national  plan  of  government  having  a  Federal  structure. 

In  the  pardoning  power  case  of  the  Attorney-General  of  Canada  v.  Attorney-General 
of  Ontario  (1892),  19  Ont.  Rep.  31,  it  was  argued  that  the  use  of  the  phrase  "consti- 
tution," in  referring  to  the  federal  and  provincial  instruments  of  government,  indicated 
the  existence  in  the  case  of  the  Provinces  of  the  same  quality  of  legislative  power,  to  be 
exercised  in  the  same  way,  and  with  the  .same  degree  of  latitude,  as  to  methods,  means, 
and  facilities  for  carrying  out  such  legislative  power,  as  in  the  case  of  the  Dominion. 
The  same  word  was  used  to  denote  the  British  Constitution,  the  Constitution  of  the 
Dominion,  and  the  Constitutions  of  the  Provinces.  In  its  application  to  the  Provinces  it 
was  contended  that  it  could  not  be  ixsed  in  the  sense  of  an  Act  for  the  incorporation  of  a 
company,  or  in  the  sense  of  a  charter  of  a  municipalitj' ;  the  title  showed  that  it 
referred  to  the  Constitution  of  a  State,  embracing  the  idea  of  sovereignty  and  political 
organization.     (Wheeler,  C  C,  p.  27.) 

It  was  accordingly  held  in  that  case  that  the  legislature  of  a  Province  could  vest  in 
the  Xiieutenant-Govemor  thereof  the  power  to  commute  and  remit  sentences  for  offences 
against  the  law  of  the  Province,  or  offences  over  which  the  legislative  authority  of  the 
Province  extends,  as  fully  and  effectuall}'  as  the  Dominion  Parliament  coidd  vest  a 
similar  authority  in  the  Governor-General  in  relation  to  offences  against  the  law  of  the 
Dominion.     (Lefroy,  Leg.  Power,  p.  39.) 


§§445-446.]  THE  STATES.  931 

The  Federal  Government  and  the  State  Governments  are,  within  their  respective 
spheres  and  areas,  subject  equally  to  the  Constitution,  and,  in  the  last  resort,  to  the 
Imperial  Parliament.  In  the  case  of  Maritime  Bank  of  Canada  r.  New  Brunswick 
Receiver-General  (1892),  App.  Cas.  437,  the  question  raised  was  whether  the  Provincial 
Government  were  entitled  to  payment  in  full  over  the  other  depositors  and  simple 
contract  creditors  of  the  bank.  When  the  bank  stopped  payment,  the  Provincial 
Government  was  a  simple  conti-act  creditor  for  §35,030,  being  public  money  of  the 
Province  deposited  in  the  name  of  the  Receiver-GeneraL  The  Receiver-General  claimed 
pajTnent  in  full  as  representing  Her  Majesty.  The  Judicial  Committee  (per  Lord 
Watson)  held  that  the  effect  of  the  Dominion  Act  was  not  to  sever  all  connection 
between  the  Crown  and  the  Pro\"inces.  The  Act  of  1867  nowhere  professes  "  to  curtail 
in  any  respect  the  rights  and  pri\ileges  of  the  Crown,  or  to  disturb  the  relations  then 
subsisting  between  the  Sovereign  and  the  Provinces.  The  object  of  the  Act  was  neither 
to  ^v1eld  the  Provinces  into  one,  nor  to  subordinate  provincial  governments  to  a  central 
authority,  but  to  create  a  Federal  Government  in  which  they  should  all  be  represented, 
entrusted  with  the  exclusive  administration  of  affairs  in  which  they  had  a  common 
interest,  each  Province  retaining  its  independence  and  autonomy"  (1892,  App.  Cas.  441). 
"The  prerogative  of  the  Queen,  when  it  has  not  been  expressly  limited  by  local  law  or 
statute,  is  as  extensive  in  Her  Majestj's  Colonial  possessions  as  in  Great  Britain.  And 
the  Crown,  as  a  simple  contract  creditor  for  public  moneys  of  the  Province  deposited 
with  the  bank,  was  entitled  to  priority  over  other  creditors  of  equal  degree."  (Wheeler, 
C.C.p.  31.) 

§  446.    "  Subject  to  this  Constitution." 

The  Federal  Constitution  withdraws  powers  and  functions,  but  it  does  not  abolish  or 
interfere  with  any  of  the  political  institutions  established  in  the  States  under  their 
respective  Constitutions.  The  States  retain  their  executive,  legislative,  and  judicial 
department*  as  before,  but  shorn  of  some  of  their  powers  and  functions.  The  Governor 
and  Executive  of  a  State  will  not  be  required  to  discharge  all  the  duties  which  belonged 
to  the  Grovernor  and  Executive  of  a  separate  colony.  The  Parliament  of  a  State  will  not 
have  the  same  quantity  of  work  to  get  through  as  the  Parliament  of  a  separate  colony. 
The  Courts  of  the  States,  however,  will  not,  to  anj'  appreciable  extent,  Jose  any  of  their 
old  duties,  w  hilst  new  Federal  work  may  be  imposed  upon  them. 

Unimpaired  ExEcrxivE  Power. — The  Executive  Government  of  each  State  retains 
the  right  to  hold  direct  and  immediate  communication  with  the  Imperial  Government  in 
all  matters  relating  to  State  business.  In  the  Draft  Bill  of  1891,  ch.  V.  clause  5,  it  was 
provided  that  "all  references  or  communications  required  by  the  Constitution  of  any 
State  or  otherwise  to  be  made  by  the  Governor  of  the  State  to  the  Queen  shall  be  made 
through  the  Governor-General,  as  Her  Majesty's  Representative  in  the  Commonwealth, 
and  the  Queen's  pleasure  shall  be  made  known  through  him."  In  support  of  this  section 
strong  arguments  were  advanced  by  members  of  the  Convention  of  1891,  of  known 
sympathy  with  State  rights  : 

"I  have  always  maintained  that  one  of  the  principal  reasons  for  establishing  a 
federation  in  Australia  was  because  the  Governments  were  always  pulling  in  different 
directions.  Australia  speaks  with  seven  voices  instead  of  with  one  voice.  Now,  the 
hon.  gentleman  wishes  that  Australia  should  continue  to  speak  with  seven  voices  instead 
of  with  one  voice  (Mr.  Gillies :  Only  on  matters  appertaining  to  themselves  I  Dr. 
Cockburn  :  On  matters  appertaining  to  themselves  they  should  not  want  to  communicate 
with  the  Imperial  (Jovernment  at  all  I)  I  maintain  that  ministers  in  Australia  are 
to  be  the  Queens  ministers  for  the  Commonwealth,  and  any  communication  affecting  any 
part  of  the  Commonwealth  which  has  to  be  made  to  or  by  the  Queen,  should  be  made 
with  their  knowledge.  Without  that  Me  shall  not  have  the  voice  of  one  Commonwealth 
in  Australia.  I  maintain  that  this  argument  is  quite  indisputable.  The  hon.  member's 
argument  amounts  to  this  :  somebody  will  not  like  it ;  some  people  object  to  it,  and  it 
is  not  absolutely  necessary.  I  admit  that  it  is  not  absolutely  necessary  ;  but  I  say  it  is 
necessary  if  we  are  going  to  establish  a  real  Commonwealth  in  Australia.  I  think  the 
idea  is  that  there  is  to  be  but  one  Government  for  Australia,   and  that  we  shall  have 


932  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  108. 

nothing  more  to  do  with  the  Imperial  Government  except  the  link  of  the  Crown.  We 
recognize  the  Crown,  but  do  not  desire  to  have  the  Governments  of  Australia  all  trying 
to  attract  the  attention  of  the  Secretary  of  State  in  Downing-street.  (Mr.  Gillies  :  We 
cannot  prevent  them  from  having  agents-general  !)  Certainly  not ;  but  the  agents- 
general  will  be  limited  to  their  functions  as  commercial  agents.  (Mr.  Gillies  :  Will 
they  ?)  They  will  no  longer  be  diplomatic  agents.  I  maintain  that  Australia  is  to  have 
only  one  diplomatic  existence,  and,  therefore,  only  one  diplomatic  mouth-piece  in  any 
other  part  of  the  world."     (Sir  Samuel  Griffith,  Conv.  Deb.,  1891,  p.  850.) 

"  I  do  not  think  there  is  in  this  Convention  a  stronger  advocate  of  State  rights  and 
State  interests  than  I  am  ;  but,  still,  I  stronglj'  support  the  clause  as  it  stands,  for  it 
seems  to  me  that  one  of  the  very  fundamental  ideas  of  a  federation  is  that,  so  far  as  all 
outside  nations  are  concerned,  we  shall  be  Australia  to  the  outside  world,  in  which 
expression  I  include  Great  Britain  ;  that  we  shall  speak,  if  not  with  one  voice,  at  all 
events,  through  one  channel  of  communication  to  the  Imperial  Government."  (Mr.  R. 
C.  Baker,  id.  p.  852. ) 

"  It  really  does  one  good  to  hear  so  sound  a  sentiment  .from  my  hon.  friend,  Mr. 
Baker,  to  which  I  entirely  respond.  I  cannot  understand  for  the  very  life  of  me,  how 
we  can  aspire  to  be  one  Australian  people  under  the  Crown,  and  have  several  channels 
of  comnmnication  with  the  Crown.  We  must  either  be  a  nation  or  we  must  be  a  chain 
of  unfederated  States."     (Sir  Henry  Parkes,  id.  853.) 

The  clause  was  carried  by  16  votes  to  6.  The  draft  of  the  Constitution,  as  submitted 
by  the  Constitutional  Committee  to  the  Federal  Convention  at  Adelaide,  contained  no 
such  clause.  In  the  Convention  Mr.  Deakin  proposed  to  insert  a  clause  similar  to  that 
of  the  old  Bill.  Such  a  provision,  he  argued,  was  absolutely  essential  to  secure  a  proper 
national  administration  of  Australasian  affairs.  There  should  be  only  one  channel  of 
communication  with  the  Imperial  Government.  If  there  were  separate  and  independent 
communications  sent  to  the  Imperial  Government  through  the  various  State  Governors, 
there  would  be  the  possibilitj'  of  dissension  and  discord.  There  should  be  only  one 
Australian  voice  heard  in  London,  and  to  secure  that,  every  official  communication 
relating  to  public  matters  within  the  Commonwealth  should  go  through  the  Governor- 
General.     (Mr.  A.  Deakin,  Conv.  Deb.,  Adel.,  p.  1177.) 

The  proposed  new  clause  was  strongly  objected  to  by  Sir  Edward  Braddon  and  Mr. 
Kingston.  It  was  agreed  that  the  federation  should  speak  with  only  one  voice  on  behalf 
of  Australia  generally,  but  subject  to  the  qualification  that  it  should  only  speak  on 
national  aflfairs,  and  that  it  should  leave  State  affairs  to  the  management  of  the  States 
without  the  slightest  interference.  If  every  communication  relating  to  State  affairs  had 
to  pass  through  the  Governor-General,  it  would  mean  the  subordination  and  degradation 
of  the  office  of  State  Governor  to  the  position  occupied  by  a  Lieutenant-Governor  in 
Cana^ia.  The  States  would  regard  it  as  objectionable  to  have  to  send  their  reserved 
Bills  to  the  Imperial  Government  through  the  Governor-General.  It  would  be  a  serious 
blow  to  the  autonomy  of  the  States,  and  likely  to  lead  to  friction  between  the 
Governments  of  the  States  and  the  Fedei-al  Government ;  it  might  result  in  the  loss  of 
.  power  and  prestige,  which  it  was  not  intended  that  the  States  should  suffer.  The 
proposed  clause  was  negatived. 

Loss  OF  Executive  Power. —  Among  the  prominent  executive  powers  to  be 
transferred  from  the  States  to  the  Federal  Government  are  the  administration  of  the 
customs  and  excise  departments,  and  the  control  of  the  payment  of  bounties,  from  the 
establishment  of  the  Commonwealth  ;  the  administration  of  the  post,  telegraph,  and 
telephone  departments,  the  command-in-chief  of  the  naval  and  military  forces,  the 
management  of  light-houses,  light-ships,  beacons,  buoys,  and  quarantine,  on  dates  to  be 
proclaimed  by  the  Governor-General  after  the  establishment  of  the  Commonwealth. 

Gain  of  Executive  Powkr. — The  Governments  of  the  States  have,  under  the  new 
Constitution,  assigned  to  them  some  new  executive  powers,  among  which  may  bo 
mentioned  the  issue  of  writs  for  election  of  senators  (sec.  12)  ;  the  certification  to  the 
Governor- General  of  tlie  names  of  senators  chosen  for  each  State  (sec.  7) ;  on  the  place 
of  a  senator  becoming  vacant,  before  the  expiration  of  his  term  of  office  whilst  the 
Houses  of  Parliament  of  the  State  are  not  in  session,  the  appointment  of  a  person  to  hold 
the  place  temporarily  (sec.  15). 


§  447.] 


THE  STATES.  938 


Sa^"ing  of  ponrer  of  State  Parliaments. 

1 07.  Every  power  of  the  Parliament  of  a  Colony"'  which 
has  become  or  becomes  a  State,  shall,  unless  it  is  by  this 
Constitution  exclusively  vested  in  the  Parliament  of  the 
Commonwealth  or  withdrawn  from  the  Parliament  of  the 
State,  continue  as  at  the  establishment  of  the  Commonwealth, 
or  as  at  the  admission  or  establishment  of  the  State,  as  the 
case  may  be. 

UsiTKD  Statks  — The  powers  not  granted  to  the  United  States  by  the  Constitution,  nor 
prohibited  by  it  to  the  States,  are  reserved  to  the  States  respectively  or  to  the  people.  - 
Amendment  X. 

SwiTZERLA.vD.  The  Cantons  are  sovereign,  so  far  as  their  sovereignty  is  not  limited  by  the 
Federal  Constitution  ;  and,  as  such,  they  exercise  all  the  rights  which  are  not  delegated  to 
the  Federal  Government. — Art.  3. 

Historical  Note. — Clause  I,  Chap.  V.  of  the  Commonwealth  Bill  of  1891,  was  as 
follows  : — 

"  All  powers  which  at  the  date  of  the  establishment  of  the  Commonwealth  are  vested 
in  the  Parliaments  of  the  several  Colonies,  and  which  are  not  by  this  Constitution 
exclusively  vested  in  the  I'arliament  of  the  Commonwealth,  or  withdrawn  from  the 
Pai'liaments  of  the  several  States,  are  reserved  to,  and  shall  remain  vested  in,  the 
Parliaments  of  the  States  respectively."     (Con v.  Deb.,  Sj'd.  [1891],  pp.  849-50.) 

At  the  Adelaide  session,  1897,  the  clause  was  passed  almost  verbatim.  At  the 
Melbourne  session,  before  the  first  report,  it  was  re-drafted  as  follows  : — 

"  All  powers  of  the  Parliament  of  a  colony  or  province  which  at  the  establishment 
of  the  Commonwealth  or  afterwards  liecomes  a  State,  except  such  powers  as  are  by  this 
Constitution  exclusively  veste<l  in  the  Parliament  of  the  Commonwealth  or  withdrawn 
from  the  Parliament  of  the  State,  shall  continue  as  at  the  establishment  of  the  Common- 
wealth, or  as  at  the  admission  or  establishment  of  the  State,  as  the  case  may  be." 

After  the  fourth  report  the  clause  was  altered  to  its  present  form. 

§  447.    "  Power  of  the  Parliament  of  a  Colony." 

The  Parliament  of  each  State  is  a  creation  of  the  Constitution  of  the  State.  The 
Constitution  of  each  State  is  preserved,  and  the  parliamentary  institutions  of  each  State 
are  maintained  without  any  structural  alteration,  but  deprived  of  power  to  the  extent  to 
which  their  original  legislative  authority  and  jurisdiction  has  been  transferred  to  the 
Federal  Parliament.  In  the  early  history  of  the  Commonwealth  the  States  will  not 
seriously  feel  the  deprivation  of  legislative  power  intended  by  the  Constitution,  but  as 
Federal  legislation  becomes  more  active  and  extensive  the  powers  contemplated  bj'  the 
Constitution  will  be  gradually  withdrawn  from  the  States  Parliaments  and  absorbed  by 
the  Federal  Parliament.  The  powers  to  be  so  withdrawn  may  be  divided  into  two 
classes-^" exclusive"  and '•  concurrent."  Exclusive  powers  are  those  absolutely  with- 
drawn from  the  State  Parliaments  and  placed  solely  \vithin  the  jurisdiction  of  the  Federal 
Parliament.  Concurrent  powers  are  those  which  may  be  exercised  by  the  State 
Parliaments  simultaneously  with  the  Federal  Parliament,  subject  to  the  condition  that, 
if  there  is  any  conflict  or  repugnancy  between  the  Federal  law  and  the  State  law 
relating  to  the  subject,  the  Federal  law  prevails,  and  the  State  law  to  the  extent  of  its 
inconsistency  is  invalid. 

Exclusive  Powers. — The  following  are  the  powers  which  in  the  course  of  time  will 
be  absolutely  withdrawn  from  the  States  : — 

(1.)  Power  to  make  laws  vtith  respect  to  the  seat  of  (Government  (sec.  52  — i.). 
This  power  will  become  exclusive  on  the  acquisition  ot  the  territory 
within  which  the  seat  of  Government  is  situated  (sec.  1 25). 


934  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  107. 

(2.)  Power  to  make  laws  with  respect  to  places  acquired  by  the  Commonwealth 
for  public  purposes  {sees.  52 — i.  and  122). 

(3. )  Power  to  make  laws  with  respect  to  any  part  of  a  State  surrendered  by  the 
State  to  and  accepted  by  the  Commonwealth  (sec.  Ill),  or  to  territory 
placed  by  the  Queen  under  the  authority  of  and  accepted  by  the  Common- 
wealth (sec.  122). 

(4. )  Power  to  make  laws  with  respect  to  departments  of  the  public  service 
transferred  to  the  Commonwealth  (sec  52 — ii.).  This  power  will  become 
exclusive  immediately  upon  the  transfer  of  the  departments. 

(5.)  Power  to  make  laws  imposing  duties  of  customs  and  of  excise  (sec.  90). 
This  power  will  become  exclusive  on  the  imposition  of  uniform  duties  of 
customs. 

(6.)  Power  to  make  laws  granting  bounties  on  the  production  or  export  of 
goods  (sec.  90).  According  to  the  literal  words  of  the  Constitution  this 
power  does  not  become  exclusive  until  the  imposition  of  uniform  duties 
of  customs. 

(7.)  Power  to  make  laws  with  respect  to  the  naval  and  military  defence  of  the 
Commonwealth  and  of  the  States  (sec.  51 — vi.).  This  power  becomes 
exclusive  on  the  establishment  of  the  Commonwealth  (sec.  114). 

(8.)  Power  to  make  laws  with  respect  to  the  coinage  of  money  (sec.  51 — xii., 
and  sec.  115). 

(9.)  Power  to  make  laws  with  respect  to  legal  tender  in  anything  but  gold  and 
silver  coin  (sec.  115). 

CoNCURKENT  PowEKS. — Of  the  39  classes  of  subjects  enumerated  in  sec.  51,  with 
respect  to  which  the  Federal  Parliament  has  power  to  make  laws,  13  are  quite  new,  and 
are  applicable  only  to  the  Commonwealth,  having  been  created  by  the  Constitution,  aud 
are  of  such  a  character  that  they  could  only  be  vested  in  and  effectually  exercised  by  the 
Federal  Parliament ;  such  as  :  The  power  to  borrow  money  on  the  credit  of  the  Common- 
wealth, fisheries  in  Australian  waters  beyond  territorial  limits,  and  sub-sections  xxiv., 
XXV.,  xxix.,  XXX.,  xxxi.,  xxxiii.,  xxxv.,  xxxvi.,  xxxvii.,  xxxviii.,  and  xxxix.  Three  of 
those  39  classes  of  subjects,  viz.  :  — 

(1.)  Bounties  (except  aids  on  mining  for  gold,  silver,  or  metal) — after  the 
imposition  of  uniform  duties  of  customs  (sec.  90). 

(2.)  Naval  and  military  defence  (sees.  51 — vi.  and  114). 

(3.)  Coinage  and  legal  tender  (sees.  51— xii.  and  115). 
formerly  vested  in  the  States -are  exclusively  within  the  competence  of  the  Federal 
I'arliament.  Trade  and  Commerce  is  a  concurrent  power,  but  a  branch  of  it,  viz.,  the 
power  to  impose  duties  of  customs  and  excise,  becomes  exclusively  vested  in  the  Federal 
Parliament  on  the  imposition  of  uniform  duties  of  customs  (sec.  90).  This  leaves,  in  the 
list  of  39  subjects,  23  old  powers  which  formerly  belonged  to  the  States,  but  are  now 
concurrently  vested  in  the  State  Parliaments  and  the  Federal  Parliament,  subject  to  the 
condition  imposed  by  sec.  109.     These  concurrent  powers  are  as  follows:  — 

(1.)  Astronomical  and  meteorological  observations  (viii. ). 

(2.)  Banking,  other  than  State  banking  ;  also  State  banking  extending  beyond 
the  limit  of  the  State  concerned,   the  incorporation  of  banks,  and  tlie 
issue  of  paper  money  (xiii, ). 
3.)  Bankruptcy  aud  insolvency  (xvii.). 

(4.)  Bills  of  exchange  and  promissory  notes  (xvi.). 

(5.)  Census  and  statistics  (xi.). 

(6.)  Copyrights,  patents  of  inventions  and  designs,  and  trade-marks  (xviii.). 


§  447.]  THE  STATES.  935 

(7.)  Divorce  and  matrimonial  causes ;  and  in  relation  thereto,  parental  rights, 
and  the  custody  and  guardianship  of  infants  (xxii.). 

(8. )  Foreign  corporations,  and  trading  or  financial  corporations  formed  within 
the  Commonwealth  (xx.). 

(9.)  Immigration  and  emigration  (xxvii.). 

(10.)  Influx  of  criminals  (xxviii.). 

(11.)  Insurance,    other  than  State  insurance  ;    also  State  insurance   extending 

beyond  the  limits  of  tho  State  concerned  (xiv.). 
(12.)  Invalid  and  old-age  pensions  (xxrii. ). 
(13.)  Light-houses,  light-ships,  beacons  and  buoys  (vii.). 
(14.)  Marriage  (xxi.). 
(15.)  Naturalization  and  aliens  (xix.). 
(16.)  People  of  any  race,  other  than  the  aboriginal  race  in  any  State,  for  whom 

it  is  deemed  necessary  to  make  special  laws  (xxvi. ). 
(17.)  Postal,  telegraphic,  telephonic,  and  other  like  services  (v.). 
(18.)  Quarantine  (ix. ). 
( 19. )  Railways,  control  with  respect  to  transport  for  naval  and  military  purposes 

of  the  Commonwealth  (xxxii.). 
(20.)  Railway  coustruction  and  extension  in  any  State  with  the  consent  of  that 

State  (xxxiv.). 
(21.)  Taxation;     but   sa  as    not  to  discriminate   between   States   or  parts    of 

States  (ii.). 
(22.)  Trade  and  commerce  with  other  countries,  and  among   the   States   (i.)  ; 

except  that  on  the  imposition  of  uniform  duties  of  customs  the  power  to 

impose  duties  of  customs  and  excise  becomes  exclusively  vested  in  the 

Federal  Parliament  (sec.  90). 
(23.)  Weights  and  measures  (xv.). 
Residcary  Legislative  Powers.  —The  residuary  authority  left  to  the  Parliament 
of  each  State,  after  the  exclusive  and   concurrent  grants  to  the  Federal  Parliament, 
embraces   a   large   mass   of  constitutional,    territorial,  municipal,    and    social  powers, 
including  control  over  : 

Agriculture  and  the  cultivation  of  the  soil : 

Banking  —  ^t&tB  banking  within  the  limits  of  the  State  : 

Borrotcing  money  on  the  sole  credit  of  the  State  : 

BountitH  and  aids  on  mining  for  gold,  silver,  or  metals  : 

Charities — establishment  and  management  of  asylums  : 

Constitution  of  State  :  amendment,  maintenance  and  execution  of 

CorporatioTix—otheT  than  foreign  corporations  and  trading  or  financial  cor- 
porations : 

Court)! — civil  and  criminal,  maintenance  and  organization  for  the  execution  of 
the  laws  of  a  State  : 

Departments  of  State  Oovernment4  —  regulation  of 

Education 

Factories 

Fisheries  within  the  State  : 

Foresti 

Friendly  Societies 

Game 

Health 

Inspection  of  goods  imported  or  proposed  to  be  exported  in  order  to  detect 
fraud  or  prevent  the  spread  of  disease  : 


936  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  107. 

Insurance  -  State  Insurance  within  the  limits  of  the  State  : 

Intoxicants — the  regulation  and  prohibition  of  the  manufacture  within  the  State 

of  fermented,  distilled,  or  intoxicating  liquids  : 
Justice — Courts  : 

Land — management  and  sale  of  public  lands  within  the  State  : 
Licenses — the  regulation  of  the  issue  of  licenses  to  conduct  trade  and  industrial 
operations,  within  the   State,  such  as   liquor   licenses  and  auctioneers' 
licenses.     Subject  however  to  sec.  92  : 
Manufactxires — see  factories  : 
Mines  and  Mining  : 

Municipal  institutions  and  local  government  : 

Officers — appointment  and  payment  of  public  officers  of  the  State  : 
Police  -  regulations,  social  and  sanitary  : 
PrJsoJis— State  prisons  and  reformatories  : 
Raihoays — control  and  construction  of  railways  within   the  State,  subject  to^ 

constitutional  limitations  (see  Restricted  Powers)  : 
Rivers — subject  to  constitutional  limitations  (see  Restricted  Powers)  : 
Shops — subject  to  constitutional  limitations  (see  Restricted  Powers) : 
Taxation  on  order  to  the  raising  of  revenue  for  State  purposes  (see  Restricted 

Powers)  : 
Trade  and  Commerce  within  the  State  (see  Restricted  Powers)  : 
Works — construction   and  promotion   of   public  works  and  internal  improve- 
ments, subject  to  the  constitutional  limitations  (see  Restricted  Powers)  : 

Restricted  Powers.  —  Some  powers  reserved  to  the  States  can  only  be  exercised 
8vb  modo — subject  to  conditions  and  limitations  speciiied  by  the  Constitution  : 

Bounties — A  State  may,  with  the  consent  of  both  Houses  of  the  Federal  Par- 
liament, expressed  by  resolution,  grant  any  aid  or  bounty  on  the  produc- 
tion or  export  of  goods  (sec.  91)  : 
Naval  and  Military  Forces — A   State   va&y   with   the  consent   of   the  Federal 

Parliament  raise  and  maintain  naval  and  military  forces  (sec.  114) : 
Railways— A  State  may  construct,  use,  and  control  its  railways,  but  subject  to 
Federal  control  with  respect  to  transport  for  naval  and  military  purposes 
of  the  Commonwealth  (sec.  51 — xxxii.)  and  subject  to  the  rule  that  in 
the  use  and  control  of  its  railways  the  State  may  be  forbidden  to  make 
any  preferences  or  discriminations,  which  in  the  judgment  of  the  Inter- 
State  Commission  are  undue  and  unreasonable,  or  unjust  to  any  State 
(sec.  102)  : 
Rivers  —  A  State  and  its  residents  have  the  right  to  the  reasonable  use  of  the 
waters  of  rivers  within  the  State  for  conservation  or  irrigation  (sees. 
98,  100) : 
Taxation  of  Federal  property  —A  State  may,   with  the  consent  of  the  Federal 
Parliament,  impose  any  tax  on  property  of  any  kind  belonging  to  the 
Commonwealth  (sec.  114)  : 
Taxation — A  State  may  impose  taxation  so  long  as  it  does  not  conflict  with 
federal  taxation,  and  so  long  as  it  does  not  violate  the  rule  of  inter-state 
freedom  of  trade  and  commerce.     It  is  forbidden  to  impose  duties  of 
customs  and  excise  after  the  imposition  of  uniform  duties  of  customs  by 
the  Federal  Parliament  (sees.  90,  92) : 
New  Legislative  Powers.— By  the  Federal  Constitution  certain  new  legislative 
powers  are  conferred  on  the  Parliament  of  each  State,  the  exercise  of  which  is  necessary 
for   the  constitution  of  the   Federal    Parliament.     The   Parliament  of  each   State   i» 
permanently  endowed  with  power  to  make  laws  for  determining  the  times  and  places  of 
elections  of  senators  for  the  State  (sec.   9).     Until  the  Federal  Parliament  otherwise 
provides,   the  Parliament  of  each  State  may  make  laws  prescribing    the  method    of 


§§447-448.]  THE  STATES.  937 

choosing  the  senators  for  that  State  (sec.  9).  Until  the  Federal  Parliament  othenvise 
provides,  the  Parliament  of  any  State  may  make  laws  for  determining  the  divisions  in 
each  State,  for  which  members  of  the  House  of  Representatives  may  be  chosen,  and  the 
number  of  members  to  be  chosen  for  each  division  (sec.  29).  Until  other  provision  is 
made  by  the  Federal  Parliament,  the  qualification  of  electors  of  members  of  both  Federal 
Houses  is,  in  each  State,  that  which  is  prescribed  bj-  the  law  of  the  State  as  the 
qualification  of  electors  of  the  more  numerous  House  of  the  Parliament  of  the  State  (sec. 
30).  The  laws  in  force  in  each  State,  for  the  time  being,  relating  to  elections  for  the 
more  numerous  House  of  the  Parliament  of  the  State,  apply  to  the  election  of  members 
of  the  Federal  Parliament,  as  far  as  practicable,  and  until  the  Federal  Parliament  makes 
other  provision  (sees.  10  and  31).  If  the  place  of  a  senator  becomes  vacant  before  the 
expiration  of  his  term  of  sernce,  the  Houses  of  Parliament  of  the  State  for  which  he 
w  as  chosen,  sitting  and  voting  together,  are  authorized  to  choose  a  person  to  hold  the 
place  until  the  expiration  of  the  term,  or  until  the  election  of  a  successor  (sec.  15). 


Saving  of  State  laws. 

108.  Every  law  in  force  in  a  Colony  which  has  become 
or  becomes  a  State,  and  relating  to  any  matter  within  the 
powers  of  the  Parliament"®  of  the  Commonwealth,  shall, 
subject  to  this  Constitution,  continue  in  force  in  the  State  ; 
and,  until  provision  is  made  in  that  behalf  by  the  Parliament 
of  the  Commonwealth,  the  Parliament  of  the  State  shall 
have  such  powers  of  alteration  and  of  repeal"^  in  respect  ot 
any  such  law  as  the  Parliament  of  the  Colony  had  until  the 
Colony  became  a  State. 

Historical  Xote. — Clause  2,  Chap.  V.  of  the  Commonwealth  Bill  of  1891  was  as 
follows  : — 

"  All  laws  in  force  in  any  of  the  colonies  relating  to  any  of  the  matters  declared  by 
this  Constitution  to  be  within  the  legislative  powers  of  the  Parliament  of  the  Common- 
wealth shall,  except  as  otherwise  provided  by  this  Constitution,  continue  in  force  in  the 
States  respectively,  and  may  be  repealed  or  altered  by  the  Parliaments  of  the  States, 
until  other  proWsion  is  made  in  that  behalf  by  the  Parliament  of  the  Commonwealth." 

At  the  Adelaide  session,  1897,  this  clause  was  adopted  verbatim.  At  the  Melbourne 
session  it  was  verbally  amended.  (Conv.  Deb.,  Melb.,  pp.  642-3.)  It  was  redrafted 
after  the  fourth  report. 

§  448.    "  Any  Matter  Within  the  Powers  of  the 
Parliament." 

The  preceding  section  declares  how  the  Federal  Constitution  ^vill  affect  the  powers 
of  the  Parliament  of  a  State  ;  it  pro^^des  that  those  powers  not  exclusively  vested  in 
the  Federal  Parliament,  or  withdrawn  from  the  States,  continue  as  at  the  establishment 
of  the  Commonwealth.  This  section  declares  how  the  Federal  Constitution  \*nll  affect 
the  laws  in  force  in  a  colony  which  has  become  a  State.  The  powers  of  a  Parliament  are 
those  conferred  on  it  by  its  Constitution.  The  laws  of  a  Parliament  are  its  acts  passed 
in  the  exercise  of  its  powers.  The  possession  of  power  is  different  .from  the  exercise  of 
jjower  ;  powers  may  not  conflict,  but  their  exercise  may  ;  in  the  event  of  a  conflict  the 
laws  of  the  Union  are  supreme.     (Lewis,  Fed.  Power  Over  Commerce,  p.  39. ) 


938  COMMENTARIES  ON  THE  CONSTITUTION.      [Seo.  109. 

Every  law  in  force  in  a  colony,  relating  to  any  matter  witiiin  the  power  of  the 
Federal  Parliament,  continues  in  force,  subject  to  the  Federal  Constitution.  In  con- 
sidering what  laws  remain  in  force  and  how  long,  regard  must  be  had  to  the  distinctions 
between  different  classes  of  powers. 

As  regards  laws  of  the  States  relating  to  matters  in  which  the  Federal  Parliament 
is  given  concurrent  powers,  no  difficulty  arises.  Such  laws  clearly  remain  in  force 
except  so  far  as  they  may  be  inconsistent  with  laws  passed  by  the  Federal  Parliament  in 
the  exercise  of  its  concurrent  power.  When  a  conflict  arises,  the  federal  law  prevails  ; 
but  unless  there  is  a  conflict,  the  State  law  holds  good. 

As  regards  laws  passed  by  a  colony,  or  a  State,  in  respect  of  any  matter  which  has 
subsequently  come  within  the  exclusive  jurisdiction  of  the  Federal  Parliament,  we  have 
already  distinguished  between  (1)  matters  as  to  which  the  Federal  Parliament  is  given 
"  exclusive  power  to  make  laws,"  and  (2)  matters  as  to  which  the  Federal  Parliament  is 
given  "power  to  make  laws"— not  expressed  to  be  exclusive — and  as  to  which  the 
States  are  expressly  or  by  necessary  implication  prohibited  from  acting.  In  the  first 
case,  what  is  prohibited  to  the  States  is  merely  the  making  of  laws,  and  laws  already 
made  are  not  affected,  unless  inconsistent  with  federal  laws  ;  in  the  second  case,  the 
States  are  prohibited  from  either  legislative  or  executive  action,  and  existing  laws 
purporting  to  authorize  them  to  deal  with  these  matters  cease  to  have  effect.  (See 
Note,  "Exclusive  Power,"  §  234,  supra.) 

Thus  the  power  to  raise  or  maintain  a  naval  or  military  force  ;  the  power  to  coin 
money  ;  the  power  to  make  anything  but  gold  and  silver  coin  a  legal  tender  in  payment 
of  debts,  are  all  denied  to  the  States  and  granted  to  the  Federal  Parliament ;  therefore, 
they  become  exclusively  Federal  powers  from  the  establishment  of  the  Commonwealth, 
and  all  State  laws  relating  thereto  are  dislodged  and  displaced  once  and  for  all. 

There  may  thus  be  a  distinction  between  two  different  degrees  of  exclusiveness,  as 
regards  the  operation  of  the  exclusive  power  upon  State  laws  passed  before  the  character 
of  exclusiveness  attached.  But  the  exclusive  powers  of  the  Federal  Parliament  all  have 
one  common  quality  ;  that  with  respect  to  any  matter  within  such  exclusive  power  the 
State  Parliaments,  after  the  exclusiveness  of  the  power  attaches,  are  absolutely  deprived 
of  power.  The  laws  which  they  have  previously  made  may  hold  good  ;  but  they  cannot 
extend,  modify,  alter,  or  repeal  those  laws  in  any  way  whatever,  because  their  legis- 
lative power  is  gone. 

§  449.    "Powers  of  Alteration  and   of  Repeal." 

In  matters  within  the  power  of  the  Federal  Parliament  concurrently  with  the  State 
Parliaments,  the  laws  in  force  in  a  State  continue  until  inconsistent  provision  is  made  in 
that  behalf  by  the  Federal  Parliament ;  then  they  cease  to  have  force  to  the  extent  of 
their  inconsistency.  Subject  to  that  contingency,  the  Parliament  of  a  State  may  alter 
or  repeal  laws  bearing  on  concurrent  matters,  in  the  same  way  as  it  could  before  the 
colony  became  a  State.  The  words  quoted  must  refer  to  concurrent  powers.  It  would 
be  illogical  to  contend  that  they  refer  to  powers  which  have  become  exclusively  vested 
in  the  Federal  Parliament.  The  ability  to  alter  or  repeal  must  be  based  on  concurrent 
power. 

Inconsistency  of  laws. 

109.  When  a  law  of  a  State  is  inconsistent*^"  with  a  law 
of  the  Commonwealth,  the  latter  shall  prevail,  and  the 
former  shall,  to  the  extent  of  the  inconsistency,  be  invalid. 

Historical  Note.— Clause  3,  Chap.  V.  of  the  Commonwealth  Bill  of  1891  was  in 
the  same  words,  and  was  adopted  verbatim  at  the  Adelaide  session  in  1897.  At  the 
Melbourne  session,  Mr.  Reid  suggested  the  insertion,  after  "  law  of  theCommonwealtli," 
of  the  words  "upon  a  subject  within  the  legislative  powers  of  the  Commonwealth." 


^S450.]  THE  STATES.  939 

Mr.  Symon  and  Mr.  Isaacs  explained  that  this  was  unnecessary,  as  a  law  of  the  Federal 
Parliament  outside  the  legislative  powers  of  the  Commonwealth  would  be  no  law. 
(Conv.  Deb.,  Melb.,  pp.  64Ci-4.)  After  the  first  report,  Mr.  Barton,  at  Mr.  Reid's 
suggestion,  moved  the  same  amendment,  to  remove  doubts.  On  Mr.  Reid's  request  for 
a  postponement,  the  amendment  was  withdrawn.     {Id.  pp.  1911-3.) 

§  450.     "  When  a  Law  of  a  State  is  Inconsistent." 

Our  anahsis  and  explanations  of  sees.  106,  107,  and  108  render  it  unnecessary  to 
■elaborate  on  sec.  109,  which  is  practically  a  corollary  to  the  three  preceding  sections. 
Sec.  106  provides  that  the  Constitution  of  each  State  is  to  continue,  subject  to  the 
Constitution  of  the  Commonwealth.  Sec.  107  provides  that  the  power  of  each  State 
Parliament  is  to  continue,  subject  to  the  Constitution  of  the  Commonwealth.  Sec.  108 
provides  that  every  law  in  force  in  a  colony  is  to  continue,  subject  to  the  Constitution 
of  the  Commonwealth.  The  consequence  of  this  subjection  of  State  Constitution,  State 
Parliamentary  power,  and  State  law,  to  the  Federal  Constitution,  would  have  been 
obvious  without  the  insertion  of  sec.  109.  That  section,  however,  places  beyond  doubt 
the  principle  that  the  Federal  Constitution  and  the  laws  passed  by  the  Federal 
Parliament,  in  pursuance  of  that  Constitution,  prevail  over  the  State  Constitutions 
and  the  State  laws  passed  by  the  State  Parliaments,  in  pursuance  of  the  State 
Constitutions.  The  later  laws,  however,  are  declared  to  be  invalid  only  to  the  extent 
■of  their  inconsistency  with  the  former. 

"  A  law  of  the  Commonwealth  "  means  a  valid  law.  A  law  passed  by  the  Federal 
Parliament  outside  the  scope  of  its  authority  would  be  no  law  at  all.  (Norton  r.  Shelby 
County,  118  U.S.  425.) 

It  has  been  held  in  the  United  States  that  the  cases  in  which  federal  legislation  will 
supersede  the  legislation  of  a  State  are  those  in  which  the  same  matter  is  the  subject  of 
legislation  by  both.  (Da^ns  t^  Beason,  133  U.S.  333.)  When  a  State  statute  and  a 
Federal  statute  operate  upon  the  same  subject  matter,  and  prescribe  different  rules  con- 
cerning it,  and  the  Federal  statute  is  one  within  the  power  of  the  Federal  Parliament, 
the  State  statute  must  give  way.  (Gulf,  Colorado,  and  Santa  Fe  R.  Co.  v.  Hefley,  158 
U.S.  98.) 


Provisions  referring  to  Governor. 

110.  Tlie  provisions  of  this  Constitution  relating  to  the 
Governor  of  a  State*^^  extend  and  apply  to  the  Governor  for 
the  time  being  of  the  State,  or  other  chief  executive  officer 
or  administrator  of  the  grovernment  of  the  State. 

Historical  Note. — Clause  9,  Chap.  V.,  of  the  Commonwealth  Bill  of  1891  was  in 

identical  terms,  with  the  addition  of  the  words  "by  whatever  title  he  is  designated." 
At  the  Adelaide  session,  1897,  this  was  adopted  without  modification.  At  the  Melbourne 
session,  drafting  amendments  were  made  before  the  first  report  and  after  the  fourth 
report.     (Conv.  Deb.,  Melb.,  p.  64o.) 

Chap.   V.   of  the  Commonwealth  Bill  of   1891  also  contained   the   two  following 
clauses : — 

7.  "In  each  State  of  the  Commonwealth  there  shall  be  a  Governor. 

8.  The  Parliament  of  a  State  may  make  such  pro\isions  as  it  thinks  fit  as  to 

the  manner  of  appointment  of  the  Governor  of  a  State,  and    for  the 
tenure  of  his  oifice,  and  for  his  removal  from  office." 

In  Committee,  Sir  John  Bray  objected  to  clause  7  as  unnecessary  and  inadvisable, 
and  as  an  interference  with  the  States.     Sir  Samuel  Griffith  did  not  remember  why  it 


940  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  110. 

was  inserted,  but  suggested  that  it  was  to  "  indicate  that  the  States  are  sovereign,"  and 
are  not  merely  to  have  Lieutenant-Governors.  The  clause  was  agreed  to.  Clause  8  was- 
objected  to  as  limiting  the  powers  of  the  Crown,  as  an  interference  with  the  Stat© 
Constitutions  which  was  beyond  the  functions  of  the  Convention,  and  as  encouraging  an 
undesirable  system  of  elected  Governors.  On  the  other  hand  it  was  urged  that  the 
clause  was  merely  enabling,  that  there  should  be  some  such  power,  and  that  the 
objections  were  imaginary.  The  clause  was  carried  by  20  votes  to  19.  (Conv.  Deb., 
Syd.,  1891,  pp.  865-77.) 

At  the  Adelaide  session  the  clause  providing  that  there  should  be  State  Governors 
was  introduced  verbatim,  but  the  clause  dealing  with  their  mode  of  appointment  was 
omitted.  In  Committee,  Dr.  Cockburn  moved  to  insert  it,  as  otherwise  the  appointment 
of  the  Governors  would  practically  be  with  the  Federal  Executive,  as  in  Canada.  Thi& 
amendment  would  have  enabled  the  Parliament  of  a  State  to  provide  for  the  electjon  of 
the  Governor,  either  by  the  Parliament  of  the  State,  or  by  a  mass  vote  of  the  people- 
Mr.  Grant  suggested  the  substitution  of  "Lieutenant-Governor,"  and  Sir  John  Downer 
supported  Dr.  Cockburn,  to  make  it  clear  that  the  State  Governors  are  not  Lieutenant- 
Governors.  The  clause  was  objected  to  partly  on  the  ground  that  the  Convention  had 
no  authority  to  interfere  with  the  Constitutions  of  the  States,  even  to  make  them  more 
easy  of  amendment  than  at  present  ;  and  partly  on  the  ground  that  the  clause  was  not 
only  a  power  but  an  invitation  to  the  States  to  elect  their  own  Governors.  On  the  other 
hand  it  was  urged  that  the  Constitution  practically  abolished  the  necessity  for  State 
Governors,  or  at  least  altered  the  character  of  their  office  ;  and  that  it  was  the  duty  of 
the  Convention  to  empower  the  States  to  meet  the  altered  circumstances.  Eventually 
Dr.  Cockbiirn  withdrew  his  amendment  on  the  understanding  that  the  clause  requiring 
that  "  in  each  State  of  the  Commonwealth  there  shall  be  a  Governor  "  should  also  be 
omitted.     This  was  done.     (Conv.  Deb.,  Adel.,  pp.  992-1001.) 

§  451.    "  Governor  of  a  State." 

The  provisions  of  this  Constitution  relating  to  the  Governoi's  of  States  are  : — 

Sec.  7,  which  provides  that  the  names  of  the  senators  chosen  for  each  State 

shall  be  certified  by  the  Governor  to  the  Governor-General. 
Sec.  12,  which  empowers  the  Governor  of  any  State  to  cause  writs  to  be  issued 

for  elections  of  senators  for  the  State. 
Sec.    15,  which  empowers  the  Governor  of  a  State,    with  the  advice  of  his 

Executive  Council,  to  temporarily  fill  a  vacancy  in  the  representation  of 

the  State  in  the  Senate,  if  the  Parliament  of  the  State  is  not  in  session. 
Sec.  21,  which  requires  the  President  of  the  Senate,  or  the  Governor-General, 

to  notify  to  the  Governor  of  a  State  any  vacancy  in  the  representation  of 

the  State  in  the  Senate. 
Sec.  84,  which  defines  the  rights  of  any  officer  in  the  public  service  of  a  State 

who  is,  by  consent  of  the  Governor  of  the  State  with  the  advice  of  the 

Executive  Council   thereof,   transferred   to  the  public    service    of    the 

Commonwealth. 


^  452.]  THE  STATES.  941 

States  may  surrender  territory. 

111.  The  Parliament  of  a  State  may  surrender*^^  any 
part  of  the  State  to  the  Commonwealth  ;  and  upon  such 
surrender,  and  the  acceptance  thereof  by  the  Commonwealth, 
such  part  of  the  State  shall  become  subject  to  the  exclusive 
jurisdiction  of  the  Commonwealth. 

Historical  Note. — Clause  12,  Chap.  V.  of  the  Commonwealth  Bill  of  1891  was  in 
almost  identical  terms,  and  was  adopted  at  the  Adelaide  session  in  1897.  At  the 
Melbourne  session,  a  suggestion  by  the  Parliament  of  Tasmania  to  substitute  "  its 
territory"  for  "the  State"  was  negatived.  (Con v.  Deb.,  Melb.,  p.  646.)  Drafting 
amendments  were  made  after  the  fourth  report. 

§  452.    '*  The  Parliament  of  a  State  may  Surrender." 

A  State,  through  the  legislative  action  of  its  Parliament,  may  surrender  any  part  of 
its  territory  to  the  Commonwealth.  The  Commonwealth,  through  the  Federal  Parliament, 
may  accept  the  surrendered  territory,  which  thereupon  becomes  subject  to  its  exclusive 
jurisdiction. 

This  provision  was  contained  in  the  Bill  of  1891,  and  seems  to  have  had  reference  to 
two  other  provisions  of  that  Bill : — namely,  Clause  53-ii.,  Chap.  I.,  which,  following  the 
words  of  the  Americal  Constitution,  gave  the  Federal  Parliament  exclusive  power  with 
respect  to  the  government  of  anj'  territory  ' '  which  may  by  surrender  of  any  State  or 
States  and  the  acceptance  of  the  Parliament  become  the  seat  of  Government  of  the 
Commonwealth,"  and  the  exercise  of  like  authority  over  all  places  acquired  by  the 
Commonwealth  with  the  consent  of  a  State  for  public  purposes ;  and  Clause  3,  Chap.  VL, 
which  empowered  the  Parliament  to  make  laws  for  the  provisional  government  of  any 
territory  surrendered  by  the  State  to  or  accepted  by  the  Commonwealth. 

The  Bill  of  1891  thus  contemplated  two  kinds  of  territory  which  the  Commonwealth 
might  acquire  from  a  State  by  surrender  and  acceptance :  namely,  { I )  territory  surrendered 
to  the  Federal  Government  for  the  special  purpose  of  the  seat  of  Government,  or  other 
public  purposes  ;  and  (2)  territory  surrendered,  to  be  provisionally  administered  by  the 
Federal  Government  until  the  time  should  be  ripe  for  its  establishment  as  a  new  Stale 
or  States.  Between  these  two  kinds  of  federal  territory  the  American  authorities  show 
that  there  is  a  fundamental  difference.  Territory  ceded  to  the  "  exclusive  jurisdiction" 
of  the  Federal  Government  for  special  purposes  cannot  be  erecteil  by  the  Federal 
Government  into  new  States,  or  given  anything  but  purely  municipal  powers  of  self- 
government.  Exclusive  jurisdiction  does  not  necessarily  mean  unlimited  jurisdiction  ; 
the  Federal  Government  cannot  delegate  this  exclusive  power  to  a  local  legislature — 
though  it  can,  by  ceding  the  territory  back  to  the  State  from  which  it  was  obtained,  or 
to  some  other  State,  extinguish  the  exclusive  power  altogether.  (Stoutenburgh  v. 
Hennick.  129  U.S.  141  ;  Burgess,  Pol.  Sci.  II.  p,  160  ;  Von  Hoist,  Const.  Law,  p.  173.) 
On  the  other  hand,  territory  ceded  to  the  Federal  Government  to  be  organized  under  a 
territorial  Government  may  be  so  organized,  and  may,  in  the  discretion  of  the  Federal 
Legislature,  be  erected  into  a  State.     (Burgess,  Pol.  Sci.  II.  p.  161.) 

The  two  kinds  of  territories  were  clearly  contrasted  by  Marshall,  C.J.,  in  Lough- 
borough V.  Blake,  5  Wheat,  at  p.  324,  when  he  distinguished  between  "  a  part  of  the 
society  which  is  either  in  a  state  of  infancy,  advancing  to  manhood,  looking  forward  to 
complete  equality  so  soon  as  that  state  of  manhood  shall  be  attained,  as  is  the  case  with 
the  Territories  ;  or  which  has  voluntarily  relinquished  the  right  of  representation,  and 
has  adopted  the  whole  bodj'  of  Congress  for  its  legitimate  government,  as  is  the  case 
with  the  District." 


942  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  112, 

Wl  ethei"  this  clause  was  primarily  designed  to  meet  the  ease  of  the  seat  of  Govern- 
ment, and  other  places  surrendered  for  public  purposes,  or  whether  it  was  intended  to 
apply  to  territories  generally,  there  is  nothing  in  the  debates  to  show.  Even  without 
this  clause,  the  two  other  provisions,  quoted  above,  would  have  clearly  implied  a  power 
to  acquire  both  kinds  of  territory  ;  and  this  clause  was  probably  added  to  remove  any 
doubt  that  might  exist  as  to  whether  the  States  -  not  having  had,  before  Federation,  the 
sovereign  power  of  ceding  territory — could  do  .so  without  an  express  grant  of  power. 

Under  the  Constitution  as  it  now  stands  the  acquisition  of  territory  for  the  seat  of 
Government  seems  to  be  provided  for  by  sec.  124,  and  the  power  to  acquire  territorial 
jjossessions  by  surrender  and  acceptance  spems  sufficiently  implied  by  sec.  122.  This 
section,  however,  will  enable  the  Commonwealth  to  acquire  territory  for  special  .purposes 
by  negotiating  with  the  States,  and  without  the  necessity  for  the  exei'cise  of  its  power 
of  eminent  domain  under  sec.  51 — xxxi.  Territory  thus  acquired  for  special  public 
purposes  cannot  be  erected  into  a  State  or  granted  any  but  purely  municipal  powers  of 
self-government ;  nor  can  its  inhabitants  be  given  any  rights  which,  under  the  Constitu- 
tion, belong  only  to  the  people  of  the  States.     (See  authorities  cited  aupra.) 


States  may  levy  charges  for  inspection  laws. 

112.  After  uniform  duties  of  customs  have  been  imposed, 
a  State  may  levy^^^  on  imports  or  exports^^*,  or  on  goods 
passing  into  or  out  of  the  State,  such  charges  as  may  be 
necessary  for  executing  the  inspection  laws*^^  of  the  State  ; 
but  the  net  produce  of  all  charges  so  levied  shall  be  for  the 
use  of  the  Commonwealth  ;  and  any  such  inspection  laws  may 
be  annulled  by  the  Parliament  of  the  Commonwealth. 

United  States.— No  State  shall,  without  the  consent  of  Congress,  lay  any  imposts  ordiities^ 
on  imports  or  exports,  except  what  may  be  absolutelj'  necessary  for  executing  its 
inspection  laws ;  and  the  net  produce  cf  all  duties  and  imposts  laid  by  any  State  on 
imports  or  exports  shall  be  for  the  use  of  the  Treasury  of  the  United  States,  and  all  such 
laws  shall  be  subject  to  the  revision  and  control  of  the  Congress.  (Const.  Art.  I.,  sec.  X. 
sub-8.  2. 

Historical  Note. — Clause  1.3  of  Chap.  V.  of  the  Commonwealth  Bill  of  1891  wa» 
as  follows  : — 

"  A  State  shall  not  impose  anj'  taxes  or  duties  on  imports  or  exports,  except  .such 
as  are  neces.sary  for  executing  the  inspection  laws  of  the  State  ;  and  the  net  produce  of 
all  taxes  and  duties  imposed  by  a  State  on  imports  and  exports  shall  be  for  the  use  of 
the  Commonwealth  ;  and  any  such  inspection  laws  may  be  annulled  by  the  Parliament 
of  the  Commonwealth." 

At  the  Adelaide  session,  the  same  provision  was  adopted,  but  with  the  introductory 
words  "After  uniform  duties  of  customs  have  been  imposed,"  and  with  the  sub- 
stitution of  "  imposts  or  charges  "  for  "  taxes  or  duties."  At  the  Melbourne  session,  a 
suggestion  by  the  Legislative  Council  of  New  South  Wales  to  omit  the  second  part  of 
the  clause  was  negatived.  Mr.  Isaacs  pointed  out  that,  according  to  American  decisions, 
the  prohibition  did  not  apph'  to  inter-state  trade,  and  would  not  affect  the  police  powers 
of  the  States.  A  question  was  raised  by  Mr.  Henry  whether  the  clause  applied  tO' 
wharfage  rates,  and  whether  marine  boards  and  harbour  ti-usts  would  be  affected.  Mr. 
Barton  replied  that  charges  for  services  were  not  imposts.  Mr.  Glynn  proposed  to  add, 
after  "inspection  laws  of  the  State,"  the  words  (suggested  by  the  Parliament  of 
Tasmania) ; — "Or  by  way  of  payment  for  services  actually  rendered  in  improvement  or 
maintenance  of  ports  or  harbours  or  in  aid  of  navigation."  Mr.  Barton  thought  the 
amendment  dangerous,  and  it  was  withdrawn  for  further  consideration.     (Con v.  Deb., 


§§453^55.]  THE  STATES.  943 

Melb.,  pp.  646-52.)  Before  the  first  report,  the  clause  was  thrown  into  the  enabling, 
instead  of  the  prohibitive  form — the  prohibition  being  already  containe<l  in  sees.  90  and 
92.  After  the  fourth  report  the  clause  was  further  amended  by  the  addition,  after 
*'  imports  or  exports,"  of  the  woi-da  "  or  on  goods  passing  into  or  out  of  the  State.'' 

§  453.    "  A  State  may  Levy." 

Sec.  90  provides  that  after  uniform  duties  have  been  imposed,  the  power  of  the 
Parliament  to  impose  duties  of  customs  shall  be  exclusive.  That  section  accordingly 
prohibits  the  States  from  thereafter  imposing  duties  of  customs  —  a  term  which  includes 
both  import  and  export  duties  on  goods  entering  or  leaving  the  Commonwealth. 
(Webster's  Internat.  Diet.)  Sec.  92  further  provides  that  from  the  same  time  "trade, 
commerce,  and  intercourse  among  the  States  .  ,  .  shall  be  absolutely  free."  That 
section  prohibits  the  States  and  the  Commonwealth  from  imposing  duties  on  goods 
passing  from  one  State  to  another. 

This  section  reserves  to  the  States,  notwithstanding  the  above  pro\'isions,  the  police 
power  of  making  charges  which  may  be  necessary  for  executing  their  inspection  laws. 
Such  charges  would  seem  to  be  both  taxes  and  duties,  and  might,  in  the  absence  of 
special  provision,  have  been  held  to  be  within  either  or  both  of  the  above  prohibitions. 

The  section,  however,  though  it  expressly  reserves  this  police  power  to  the  States, 
also  makes  the  exercise  of  the  power  subject  to  control  by  the  Federal  Parliament. 
State  laws  imposing  such  charges,  even  though  they  may  be  necessary  for  executing  the 
inspection  laws  of  the  State,  may  be  annulled  by  the  Federal  Parliament  ;  and  if  they  are 
not  necessarj'  for  that  purpose,  they  are  not  protected  from  the  prohibitions  of  sees.  90 
and  92. 

§  454.    "  Imports  or  Exports." 

It  was  suggested  at  the  Convention  (Deb.,  Melb  ,  p.  647),  on  the  authority  of  Brown 
V.  Houston,  114  U.S.  622,  and  Woodruff  i-.  Parham,  8  Wall.  1-23,  that  these  words  did 
not  apply  to  goods  carried  from  one  State  to  another,  but  only  to  goods  imported  from 
or  exported  to  foreign  countries.  On  the  other  hand  in  BrowTi  v.  Maryland,  12  WTieat. 
419,  Marshall,  C.J.,  in  deciding  that  a  charge  imposed  by  the  State  of  Maryland  on 
foreign  imports  was  unconstitutional  both  as  a  duty  on  imports  and  as  a  regulation  of 
commerce,  said : — "  It  may  be  proper  to  add  that  we  suppose  the  principles  laid  dowTiin 
this  case  to  apply  equally  to  importations  from  a  sister  State."  And  in  Leisy  r. 
Hardin,  135  U.S.  100,  Fuller,  C.J.,  quoting  these  words,  said  :  "Manifestly  this  must 
be  so,  for  the  same  public  policy  applied  to  commerce  among  the  States  as  to  foreign 
commerce,  and  not  a  reason  could  be  assigned  for  confiding  the  power  over  the  one  which 
did  not  conduce  to  establish  the  propriety  of  confiding  the  power  over  the  other." 

In  this  Constitution  the  words  imports  and  exports  are  uniformly  used  of  foreign 
imports  and  exports  only,  and  the  words  "  goods  passing  into  or  out  of  the  State"  are 
used  with  reference  to  inter-state  trade.     (See  sees.  92,  93,  95.) 

§  455.    "  Inspection  Laws." 

Definitiox. — The  inspection  laws  of  a  State  are  those  laws  which  a  State  may 
enact  in  the  exercise  of  its  police  powers,  pro\nding  for  the  official  view,  survey,  and 
examination  of  personal  propert}',  the  subjects  of  commerce,  in  order  to  determine 
whether  they  are  in  a  fit  condition  for  sale  according  to  the  commercial  usages  of  the 
world.  (Foster  v.  Port  Wardens,  94  U.S.  246.)  The  examination  extends  to  the 
quality,  form,  size,  weight,  and  measurement  of  articles  imported.  An  inspection,  it  is 
held,  is  something  which  can  be  accomplished  by  looking  at,  or  weighing,  or  measuring 
the  thing  to  be  inspected,  or  by  applying  to  it  at  ouce  some  crucial  test.  When 
testimony  or  evidence  is  to  be  taken  and  examined,  it  is  not  inspection  in  any  sense 


944  COMMENTARIES  ON  THE  CONSTITUTIONT.     [Seo.  113. 

whatever.  (The  People  v.  Compagnie  Transatlantique,  107  U.S.  62.)  In  some  cases 
chemical  analysis  hiay  be  demanded,  and  in  these  cases  State  requirements  that  the 
vendor  shall  furnish  samples  of  his  goods  to  the  State  chemist,  and  label  the  product 
with  the  correct  statement  of  its  chemical  ingredients,  are  valid.  (Patapsco  Guano  Co. 
V.  Board  of  Agriculture,  171  U.S.  345.)  The  object  of  examination  is  to  ascertain 
whether  the  articles  examined  are  fit  for  commerce,  and  to  protect  the  citizens  and  the 
market  from  fraud.  (The  People  v.  Edye,  11  Daley  [U.S.]  132.)  Inspection  laws  must 
not  be  of  a  discriminating  character.  (Brimmer  v.  Rebman,  138  U.S.  78;  Voight  v. 
Wright,  141  U.S.  62.) 

Limits  of  Inspection  Laws. — The  power  to  inspect  is  not  applicable  to  vessels  and 
other  means  of  transportation.  (Railroad  Co.  [Morgan  L.  and  T.]  v.  Board  of  Health, 
36  Louisiana  Ann.  666.)  Under  the  gaise  of  inspection  laws  a  State  is  not  permitted  to 
impose  a  heavy  charge  amounting  to  a  tax  or  an  obstruction  of  trade  and  commerce. 
The  courts  will  scrutinize  the  pui'pose  and  the  amount  of  such  a  tax,  and  will  decide 
whether  it  is  intended  to  violate  the  constitutional  prohibition.  (Goodwin  v.  Caraleigh 
Phosphate  Works,  119  N.  Carolina,  120.)  The  Federal  Parliament  may  also  at  any 
time  annul  State  inspection  laws  which  are  objectionable  or  suspected  of  being  intended 
to  obstruct  the  freedom  of  inter-state  trade  and  commerce. 

Examples  of  Inspection  Laws. — A  law  of  Maryland  requiring  tobacco  to  be 
brought  to  a  State  warehouse  for  inspection  and  branding,  &c.,  and  to  pay  charges  for 
outage  and  storage,  held  to  be  valid  as  inspection  laws.  (Turner  v.  Maryland,  107 
U.S.  38.     Baker,  Annot.  Const.  104.) 

Taxes  in  aid  of  the  inspection  laws  of  a  State,  vinder  special  circumstances,  have 
been  upheld  as  necessary  to  promote  the  interests  of  con)merce  and  the  security  «f 
navigation.  They  are  so  upheld  as  contemplating  benefits  to  commerce  and  navigation, 
and  as  altogether  distinct  from  imposts  and  excise  duties,  and  duties  on  tonnage.  (State 
Tonnage  Tax  Cases,  12  Wall.  204-219.     Id. ) 

When  the  right  of  inspection  exists  and  is  properly  exercised,  it  applies  alike  to 
imports  and  exports.     (Neilson  v.  (iarza,  2  Woods,  287.     Id.) 

Inspection  laws,  so  far  as  they  act  upon  articles  of  exportation,  are  generally 
executed  on  land,  before  the  article  is  shipped  ;  so  far  as  they  act  on  importation  they 
are  generally  executed  on  articles  which  are  landed.  The  tax  or  duty  of  inspection, 
then,  is  a  tax  paid  for  the  performance  of  the  services  and  while  the  article  inspected  is 
in  the  bosom  of  the  country.  This  is  an  exception  to  the  prohibition  on  the  States  to 
lay  duties  on  imports  or  exports,  and  was  made  because  the  tax  would  otherwise  have 
been  within  the  prohibition.     (Brown  v.  Maryland,  12  Wheat.  419-438.     Id.) 

This  clause  has  reference  to  the  inspection  of  property,  and  cannot  be  made  to  apply 
to  free  human  beings.  The  methods  of  determining  whether  such  persons  are  criminals, 
paupers,  lunatics,  &c.,  ai-e  not  to  be  determined  by  inspection  laws  alone.  (The  People 
V.  Compagnie  Gen.  Transatlantique,  107  U.S.  59.      Id.) 

The  statute  of  Minnesota  held  unconstitutional  and  void  in  so  far  as  it  requires,  as 
a  condition  of  sales  in  Minnesota  of  fresh  meat  for  human  food,  that  the  animals  from 
which  such  meat  is  taken  shall  have  been  inspected  in  that  State  before  being 
slaughtered.  The  inspection  thus  provided  for  is  of  such  character,  or  is  burdened  with 
such  conditions,  as  will  prevent  the  introduction  into  the  State  of  sound  meats,  the 
product  of  animals  slaughtered  in  other  States.    (Minnesota  v.  Barber,  136  U.S.  314.    Id.) 


Intoxicating  liquids. 

113.  All  fermented,  distilled,  or  other  intoxicating 
liquids*^®  passing  into  any  State  or  remaining  therein  for  use, 
consumption,  sale,  or  storage,  shall  be  subject  to  the  laws  of 
the  State  as  if  such  liquids  had  been  produced  in  the  State. 

Historical  Note. — At  the  Adelaide  session,  Mr.  Deakin  moved,  as  an  addition  to 
the  free-trade  clause  (sec,  92)  the  words  "  But  nothing  in  this  Constitution  shall  prevent 
any  State  from  prohibiting  the  importation  of  any  article  or  thing,  the  sale  of  which 


§  456.]  THE  STATES.  945 

within  the  State  has  first  been  prohibited  by  the  State."  The  object  was  to  enable  the 
States  to  prevent  the  importation  of  articles — such  as  alcohol  or  opium — which  it 
deemed  hurtfiil.  This  was  then  postponed  in  order  to  proceed  with  the  financial 
clauses.  (Conv.  Deb.,  Adel.,  pp.  875-7.)  At  a  later  stage,  it  having  been  suggested 
that  the  clause  might  affect  the  fiscal  issue,  and  also  that  power  ought  to  be  given  to 
regulate  as  well  as  to  prohibit  the  sale,  Mr.  Deakin  moved  his  amendment  in  this 
form  : 

' '  Nothing  in  this  Constitution  shall  be  construed  to  prevent  any  State  from 
regulating  the  importation  of  opium  or  alcohol  under  conditions  which  are  applicable 
as  nearly  as  possible  to  the  laws  relating  to  opium  and  alcohol  >vithin  the  State." 

Mr.  O'Connor  opposed  the  amendment  ;  partly  because  it  was  unnecessary, 
American  decisions  showing  that  retail  sale  within  the  State  might  be  prohibited  ;  and 
partly  because  the  mention  of  these  two  articles  might  dangerously  limit  the  police 
powers  of  the  States  with  regard  to  other  articles.  After  debate  the  amendment  was 
negatived  by  15  votes  to  14.     {Id.  pp.  1140-8.) 

During  the  statutory  adjournment,  the  Legislative  Assemblies  of  Xew  South  Wales 
and  Victoria,  and  both  Houses  in  South  Australia,  made  suggestions  substantially 
identical  with  Mr.  Deakin's  ^' opium  and  alcohol"'  proposal;  and  the  Legislative 
Assembly  of  Victoria  made  a  suggestion  (practically  identical  with  the  Wilson  Act — 
Note,  §  456,  ivjra)  to  add  to  the  trade  and  commerce  subclause  these  words  : — 

"  Pro\ided  that  all  fermented,  distilled,  or  other  intoxicating  liquors  or  liquids 
transported  into  aii^^  State  or  territory  or  remaining  therein  for  use,  consumption,  sale, 
or  storage  therein,  shall  upon  arrival  in  such  State  or  territory  be  subject  to  the 
operation  and  etfect  of  the  laws  of  such  State  or  territory  to  the  same  extent  and  in  the 
same  manner  as  though  such  liquors  or  liquids  had  been  produced  in  such  State  or 
territory." 

At  the  Sydney  session.  Mi.  Deakin  moved  ihe  Victorian  amendment,  which  after 
considerable  debate  was  carried.  (Conv.  Deb.,  Syd.,  1897,  pp.  1037-59.)  At  the 
Melbourne  session,  before  the  first  report,  the  provision  was  transferred,  vrith  verbal 
amendments,  to  a  separate  clause.  A  further  drafting  amendment  was  made  after  the 
fourth  report. 

§  456.    **  Intoxicating  Liquids." 

As  an  introduction  to  a  study  of  this  section,  reference  may  be  made  to  the  leading 
provisions  of  the  Constitution  with  reference  to  trade  and  commerce.  The  first 
fundamental  rule  is  that  the  Federal  Parliament  may  make  laws  with  respect  to  tra<le 
and  commerce  with  other  countries  and  among  the  States  (sec.  51 — i.).  The  next  rule 
is  that  after  the  imposition  of  uniform  duties  of  customs  the  Federal  Parliament  acquires 
exclusive  power  to  impose  duties  of  customs  and  excise,  and  to  grant  bounties  on  the 
production  or  export  of  gootls  (sec.  90).  The  result  of  these  two  rules  is  to  leave  to  the 
States  a  concurrent  power  to  deal  with  inter-state  and  foreign  commerce,  but  to  take 
from  them  the  power  to  deal  with  customs,  excise,  and  bounties.  The  concurrent  power, 
however,  may  not  be  exercised  in  a  manner  inconsistent  with  Federal  legislation.  The 
third  rule  is  that  each  State  retains  the  sole  and  exclusive  power  to  deal  with  the 
manufacture,  production,  use,  and  consumption  of  articles  of  commerce,  and  the  sole 
and  exclusive  power  to  regulate  the  internal  trade  and  commerce  of  the  State  -  that  is, 
trade  and  commerce  which  begins  and  ends  in  the  State— ^subject  to  the  limitation  that  it 
may  not  grant  bounties  on  the  production  of  goods  (sec  51 — iii.).  The  next  important 
rule  is,  that  on  and  after  a  certain  event  trade  and  commerce  and  intercourse  among  the 
States,  whether  by  internal  carriage  or  ocean  navigation,  shall  be  absolutely  free  (sec.  92). 
This  mandate,  in  favour  of  the  freedom  of  inter-state  trade  and  commerce,  is  as  binding 
on  the  Federal  Parliament  as  on  the  States.  Neither  the  Federal  Parliament  nor  the 
States  are  permitted  to  make  any  rule  or  regulation  of  commerce  obstructing  the  free 
transportation  of  goods,  wares,  and  merchandise  from  one  State  into  another.  To  this 
rule  of  freedom  sec.  113  is  intended  to  enable  the  States  to  make  an  exception  or  quali£- 
60 


946  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  113. 

cation  in  the  case  of  fermented,  distilled,  or  other  intoxicating  liquids.  As  to  the  manner 
in  which  the  section  will  operate  several  cases  decided  in  the  United  States  under  a 
corresponding  law  will  afford  a  valuable  guide. 

Prior  to  the  j'ear  1888,  the  law  of  the  State  of  Iowa  permitted  the  sale  of  foreign 
liquors  imported  under  the  laws  of  the  United  States,  subject  to  the  condition  that  the 
sale  was  effected  by  the  importer  in  the  original  casks  and  packages.  In  1888  the  law 
was  amended  so  as  to  provide  that,  whether  imported  or  not,  wine  could  not  be  sold  in 
Iowa  except  for  sacramental  purposes,  nor  alcohol  except  for  specified  chemical  purposes, 
nor  intoxicating  liquors,  including  ale  and  beer,  except  for  pharmaceutical  and  medicinal 
purposes,  and  not  even  for  those  limited  purposes  except  by  registered  pharmaceutists 
having  proper  permits.  Certain  brewers  doing  business  in  the  State  of  Illinois  shipped 
beer  in  sealed  packages  to  Keokuk  in  the  State  of  Iowa,  where  it  was  offered  for  sale  in 
the  original  packages.  A  certain  quantity  of  the  beer  was  seized  bj^  Hardin,  the  City 
Marshall  of  Keokuk,  under  colour  of  authority  of  the  law  of  Iowa.  The  brewers  then 
brought  an  action  against  Hardin  to  recover  the  beer  seized.  The  local  court  gave 
judgment  for  the  plaintiffs  on  the  ground  that  the  State  law  was  invalid.  This  judgment 
was  reversed  by  the  Supreme  Court  of  Iowa.  The  brewers  appealed  to  the  Supreme 
Court  of  the  United  States,  which  allowed  the  appeal  and  restored  the  judgment  of  the 
local  court.  The  ground  of  the  decision  was  that  the  State  could  not  pass  a  law 
obstructing  free  trade  and  intercourse  between  the  States.  At  the  same  time  the  court 
suggested  no  doubt  as  to  the  power  of  the  State  to  control  the  sale  of  imported  articles, 
once  they  had  become  mixed  with  the  general  mass  of  property  in  the  State.  (Leisy  i\ 
Hardin  [1890],  135  U.S.  100.) 

It  was  in  consequence  of  the  decision  in  Leisy  v.  Hardin  that  on  8th  August,  1890, 
a  statute  was  passed  by  Congress  now  known  as  the  Wilson  Act,  which  provided  :  — 

"That  all  fermented,  distilled,  or  other  intoxicating  liquors  or  liquids  transported 
into  any  State  or  Territory  or  remaining  therein  for  use,  consumption,  sale  or  storage 
therein,  shall  upon  arrival  in  such  State  or  Territory  be  subject  to  the  operation  and 
effect  of  the  laws  of  such  State  or  Territory  enacted  in  the  exercise  of  its  police  powers, 
to  the  same  extent  and  in  the  same  manner  as  though  such  liquids  or  liquors  had  been 
produced  in  such  State  or  Territory,  and  shall  not  be  exempt  therefrom  by  reason  of 
being  introduced  therein  in  original  packages  or  otherwise. " 

As  soon  as  this  Act  was  passed  it  was  challenged  as  involving  an  imconstitutional 
delegation  of  power  by  Congress.  The  power  conferred  by  the  Act  was  used  bj'  several 
•states,  and  its  meaning  and  constitutionality  became  the  subject  of  judicial  decision. 
No  doubt  as  to  its  constitutionality  was  suggested  by  any  of  the  courts.  An  Act  passed 
by  Congress  in  1886,  providing  that  the  transportation  of  and  traffic  in  nitroglycerine 
and  other  high  explosives  might  be  regulated  or  prohibited  by  the  States,  had  never  been 
questioned.  It  had  been  the  settled  practice  of  Congress  to  grant  to  the  States  on  the 
sea-board  permission  to  collect  duties  at  their  ports  for  the  improvement  of  harbours,  the 
erection  of  piers  and  light-houses,  and  the  appointment  of  health  officers.  Such  laws  did 
not  amount  to  a  delegation  of  power  by  Congress  to  the  States.  So  with  reference  to 
such  a  law  as  the  Wilson  Act.  It  delegated  no  power  to  the  States  ;  it  conferred  no 
additional  authority  on  the  States  ;  it  merely  removed  an  impediinent  to  the  operation  of 
State  law.  State  statutes  passed  before  the  Wilson  Act  were  not  void  but  only  inopera- 
tive ;  they  became  effective  at  once  upon  the  passage  of  the  Federal  statute  without 
being  re-enacted.  (Bo  Rahrer,  140  U.S.  545  ;  Prentice  and  Egan,  Commerce  Clause, 
p.  81.) 

The  construction  of  the  Wilson  Act  was  a  more  difficult  question.  The  most 
important  point  was  whether  under  its  provisions  a  State  could  forbid  the  introduction 
of  intoxicating  liquors  within  its  limits.  In  the  case  of  State  v.  Rhodes,  90  Iowa,  490. 
it  was  held  that  liquor  becomes  subject  to  the  police  laws  of  the  State  immediatel}-  upon 
its  arrival  within  tlie  State,  and  that  under  the  law  of  Iowa  its  transportation  was 
unlawftil.  This  construction  of  the  statute  was  not  adopted  by  the  Supreme  Court  of 
the  United  States,  which  held  that  the  Federal  statute  did  not  authorize  a  State  to 


§456.]  THE  STATES.  947 

forbid  the  introduction  of  intoxicating  liquor,  but  recognizee!  the  right  of  transportation 
and  permitted  the  State  law  to  operate  upon  the  liquor  only  w:hen  its  carriage  was  com- 
pleted, and  when  it  had  reached  its  destination  and  been  delivered  to  the  consignee. 
(Rhodes  v.  Iowa,  170  U  S.  412.) 

The  \^'ilson  Act  has  been  further  considered  by  the  courts  in  litigation  arising  out  of 
the  South  Carolina  Dispensary  Act.  This  law  forbade  the  sale  of  intoxicating  liquor, 
within  the  State,  by  any  private  individuals.  It  prohibited  the  importation  of  liquor 
for  use  by  the  importer,  but  permitted  the  use  of  domestic  liquor.  It  vested  in  the  State 
the  sole  right  to  sell  liquor.  Officers  were  appointed  throughout  the  State  to  dispense 
liquor  at  convenient  places,  and  the  profits  arising  from  the  business  were  appropriated 
to  the  State,  county,  and  municipal  treasuries.  This  law  was  declared  void  by  the 
Supreme  Court  of  South  Carolina.  (McCuUough  v.  Brown,  41  S.  Carol.  220  ;  Prentice 
and  Egan,  Commerce  Clause,  p.  80.)  The  decision  in  that  case  has  since  been  overruled, 
but  some  of  its  doctrines  have  been  approved  of  in  Federal  courts.  This  Dispensarj' 
Act,  it  is  said,  is  not  a  proper  exercise  of  the  police  power  so  far  as  it  discriminates 
between  inter-state  and  domestic  commerce,  in  articles  the  manufacture  and  use  of 
which  are  lawful.  A  State  could  not  forbid  the  importation  of  liquor  for  use  by  the 
importer  while  it  permitted  the  use  of  domestic  liquors.  (Donald  v.  Scott,  67  Fed- 
Rep.  854  and  165  U.S.  558.)  In  the  case  of  Vance  v.  Vandercook  Co.,  170  U.S.  438,  it 
was  held  that  the  fact  of  the  State  law-  permitting  the  sale  of  liquor,  subject  to  certain 
restrictions,  did  not  prevent  the  law  from  being  an  exercise  of  police  power.  The 
Federal  Act,  it  was  said,  was  passed  to  allow  State  regulations  to  operate  on  the  sale  of 
original  packages  of  intoxicants  brought  from  other  States  ;  it  was  not  intended  that  a 
State  should  be  unable  to  control  the  liquor  traffic  except  by  prohibition.  The  effect  of 
the  decision  in  this  case  is  that  the  importation  of  intoxicating  liquors,  for  use  by  the 
importer,  cannot  be  prohibited  under  the  VA'ilson  Act,  but  that  upon  their  importation 
for  sale  they  come  within  the  operation  of  the  Act  and  State  laws  founded  thereon. 
(Prentice  and  Egan,  Commerce  Clause,  p.  81.) 

Section  113  may  now  be  compared  with  the  Wilson  Act,  on  which  it  is  founded.  It 
will  be  at  once  seen  that  it  is  not  intended  to  authorize  the  States  to  prohibit  the 
introduction  of  intoxicating  liquids  ;  once  introduced  they  cannot  be  prevented  from 
reaching  their  destination—  the  consignee.  What  the  section  provides  is  that  intoxicating 
liquids,  upon  passing  into  any  State  for  use,  consumption,  sale,  or  storage,  shall  become 
subject  to  the  laws  of  the  State  as  if  they  had  been  produced  in  the  State.  They  are 
liable  to  the  same  licensing  laws  as  locally  produced  intoxicants  ;  they  are  liable  to  the 
same  restrictive  and  regulating  laws  ;  thej-  are  liable  to  the  same  prohibitive  laws. 
Their  sale  may  be  restricted  to  certain  limited  purposes  ;  or  to  certain  defined  localities ; 
it  may  be  allowed  to  be  conducted  by  certain  qualified  persons  only;  or  it  maybe 
forbidden  altogether.  The  only  condition  to  the  legality  of  the  liquor  laws  of  a  State  is 
that  thej-  must  apply  without  discrimination  to  intoxicants  locally  produced  as  well  as 
to  those  imported. 

The  liquor  laws  of  a  State  would  only  be  allowed  to  apply  to  intoxicants  passing 
into  a  State  for  use,  consumption,  sale,  or  storage.  They  m  ould  not  imply  to  intoxicants 
passing  into  a  State  for  the  purpose  of  being,  transpoited  directly  and  without  the 
intervention  of  a  sale  into  another  State.     (See  notes,  §  163,  pp.  528,  548,  supra.) 

Prohibitiox  and  Local  Optiox.  — The  Federal  Parliament  has  not  control  over 
the  liquor  traffic  as  extensive  as  that  exercised  by  the  Parliament  of  Canada,  which  has 
power  to  regulate  "  trade  and  commerce"  generally.  The  Federal  Parliament  can  deal 
only  with  trade  and  commerce  with  other  countries  and  among  the  States.  This  excludes 
the  trade  and  commerce  which  begins  and  ends  in  a  State.  A  federal  law  authorizing 
the  establishment  of  a  system  of  local  option  under  which  the  sale  of  liquor  could  be 
prohibited  in  defined  areas,  or  restricted  to  defined  areas,  would  not  be  a  law  relating 
to  trade  and  commerce  "among  the  States,"  but  a  law  relating  to  trade  and  commerce 
in  those  defined  localities  "  within  the  States." 


948  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  114. 

The  Federal  Parliament  has  no  power  to  directly  prohibit  the  manufacture  of 
intoxicants  or  to  establish  a  local  option  system  in  any  State.  It  has,  however,  the 
exclusive  power  to  impose  duties  of  customs  and  excise.  This  will  enable  it  to  tax 
heavily,  or  lightly,  all  intoxicating  liquids  imported  into  the  Commonwealth,  or  produced 
in,any  State — a  power  which  may  be  exercised  in  a  manner  calculated  to  influence  the 
liquor  traffic  in  a  material  degree  (sec.  90).  The  Federal  Parliament  has  also  the  exclusive 
authority  to  grant  bounties  on  the  production  or  export  of  goods  (sec.  90).  This  will 
enable  it,  if  thought  necessary,  to  directly  encourage  the  manufacture  of  intoxicants  by 
a  pecuniary  subsidy.  The  Parliament  of  a  State  would  probably  be  able,  under  sec.  1 13, 
to  prohibit  the  production,  or  sale,  of  intoxicants  within  the  State  limits,  but  should  the 
Federal  Parliament  pass  a  law  offering  bounties  for  the  production  or  export  of  those 
intoxicants,  an  inconsistency  would  arise,  and  the  State  law  in  that  case  would  be  invalid 
to  the  extent  of  the  inconsistency  (sec.  110).    (See  this  question  discussed,  p.  548,  supra.) 


States  may  not  raise  forces.     Taxation  of  property  of  Commonwealth  or  State. 

114.  A  (State  shall  not,  without  the  consent  of  the 
Parliament  of  the  Commonwealth,  raise  or  maintain*^'^  any 
naval  or  military  force,  or  impose  any  tax  on  property  of  any 
kind  belonging  to  the  Commonwealth*"'^^,  nor  shall  the  Com- 
monwealth*^^ impose  any  tax  on  property  of  any  kind 
belonging  to  a  State. 

Unitkd  States.— No  State  shall,  without  the  consent  of  Conprress,  lay  any  duty  of  tonnage, 
keep  troops  or  ships  of  war  in  time  of  peace  ....  or  engage  in  war  unless  actually 
invaded,  or  in  such  imminent  danger  as  will  not  admit  of  delays.  -  Const.  Art.  I.,  sec.  X., 
sub-s.  3. 

Canada. — No  lands  or  propertj'  belonging  to  Canada  or  any  Province  shall  be  liable  to 
taxation.— B.N.A.  Act,  1867,  sec.  125. 

Historical  Note. — As  introduced  in  the  Sydney  Convention  of  1891,  the  clause 
ran  :  — 

"A  State  shall  not,  without  the  consent  of  the  Parliament  of  the  Commonwealth, 
impose  any  duty  of  tonnage,  or  raise  or  maintain  any  naval  or  military  force,  or 
impose  any  tax  on  any  land  or  other  property  belonging  to  the  Commonwealth." 

In  Committee,  on  Sir  Samuel  Griffith's  motion,  the  words  '  •  nor  shall  the  Common- 
wealth impose  any  tax  on  any  land  or  property  belonging  to  a  State"  were  added. 
(Conv.  Deb.,  Syd.  [1891],  883.)  At  the  Adelaide  session,  1897,  the  clause  was  introduced 
in  substantially  the  same  form.  In  Committee,  Mr.  Henry  asked  how  the  words 
"  tonnage  dues  "  would  affect  Marine  Boards  and  Harbour  Trusts,  which  were  dependent 
for  revenue  on  tonnage  dues.  Mr.  Barton  thought  the  words  unnecessary,  since  if  they 
were  payments  for  services  they  ought  not  to  be  interfered  with,  and  if  taxes  they 
would  be  unconstitutional  as  interfering  with  free  trade.  The  words  were  omitted.  At 
the  Melbourne  session,  the  clause  was  shortly  discussed.  (Conv.  Deb.,  Melb.,  p.  653.) 
A  verbal  transposition  was  made  after  the  fourth  report. 

§  457.    "  Raise  or  Maintain." 

A  State  is  forbidden  without  the  consent  of  the  Federal  Parliament  to  raise  or 
maintain  any  naval  or  military  force.  This  inhibition,  coupled  with  sec.  51 — vi.,  has 
the  effect  of  conferring  on  the  Federal  Parliament  exclusive  power  with  respect  to  naval 
and  military  forces.  The  negation  in  this  section  is  so  strong,  "  no  State  shall 
raise  or  maintain,"  that  it  begins  to  operate  immediately  on  a  colony  becoming  a  State  ; 
thereafter  it  will  render  the  raising  maintenance  of  naval  and  military  forces  by  a  State 
absolutely  illegal.  The  inhibition,  however,  is  accompanied  by  the  condition  that 
it  may  be  removed  with  the  consent  of  the  Federal  Parliament. 


§§457-458.]  THE  STATES.  949 

Sec.  69  provides  that  the  departments  of  naval  and  military  defence  in  each  State 
shall  be  transferred  to  the  Commonwealth  on  a  date  to  be  proclaimed  by  the  Governor- 
General.  A  question  arises  as  to  the  position  of  the  existing  naval  and  military  forces 
in  the  different  colonies  during  the  period  after  the  establishment  of  the  Commonwealth 
and  before  the  actual  transfer.  No  permissive  law  can  be  passed  until  the  Parliament 
meets  ;  and  it  can  hardly  be  intended  that  during  that  interval  the  maintenance  of  the 
existing  forces  is  illegal.  It  has  been  suggested,  in  order  to  meet  this  diflBculty,  that 
"  maintain"  should  be  read  as  subsidiary  to  "  raise,"  so  that  the  words  should  mean 
"no  State  shall  raise  or  (having  raised)  maintain."  The  difficulty  could,  of  course,  be 
evaded  by  the  transfer  of  the  defence  departments  simultaneously  with- the  establishment 
of  the  Commonwealth. 

§  458.    "  Impose  any  Tax  on  Property    .    .    Belonging  to 
the  Commonivealth." 

The  immunity  of  Commonwealth  property  from  taxation  by  the  States  is  secured 
by  this  section.  A  State  may  not  impose  any  tax  on  property  of  any  kind  belonging  to 
the  Commonwealth  without  its  consent  given  through  the  agency .  of  the  Federal 
Parliament.  The  property  of  the  Commonwealth  will  include  all  revenues  derived  from 
taxation  (sec.  51 — ii.)  ;  money  borrowed  on  the  credit  of  the  Commonwealth  (sec.  51 — 
Iv.);  land,  places,  buildings,  and  chattels  acquired  by  the  Commonwealth  from  the 
States,  or  from  private  individuals  (sec.  51 — xxxi.) ;  such  railway's  as  may  be  taken  over  by 
the  Commonwealth  from  the  States  (sec.  51 — xxxii. ) ;  such  railways  as  may  be  constructed 
or  extended  by  the  Commonwealth  for  the  States  (sec.  51 — xxxiii.)  ;  revenue  derived 
from  fines,  penalties,  fees,  and  forfeitures  imposed  by  Federal  laws  (sec.  53) ;  depart- 
mental buildings  and  property  w  hich  will  be  transferred  to  the  Commonwealth  by  the 
States,  such  as  post  and  telegraph  buildings  and  materials,  military  and  naval  works, 
fortifications,  equipments,  war  materials,  war  vessels,  &c.,  light-house  and  lightships, 
beacons  and  buoys,  and  quarantine  stations  (sec.  69) ;  and  property  of  any  kind  used 
in  connection  with  departments  taken  over  (sec.  85 — i.). 

Under  the  Constitution  of  the  United  States,  which  contains  no  express  inhibition 
like  this,  it  has  been  held  that  the  States  cannot  tax  the  property  and  lawful  agencies 
and  instrumentalities  of  the  Federal  Government,  no  matter  in  whose  hands  they  may 
be  found.  McCulloch  v.  Maryland,  4  Wheat.  316  ;  Dobbins  v.  Commissioners  of  Erie 
County,  16  Pet.  435  ;  Bank  Tax  Cases,  3  Wall.  573 ;  Compare  Leprohon  v.  City  of 
Ottawa,  2  Ont.  App.  522.) 

A  stock  of  the  United  States  which  constitutes  the  whole  or  a  part  of  the  capital 
stock  of  a  State  bank  is  not  subject  to  State  taxation.  Such  taxation  would  be  a  tax 
upon  the  exercise  of  the  powers  conferred  upon  Congress.  If  such  power  were  recognized 
in  the  States  it  might  be  carried  to  such  ext«nt  as  to,  in  efiFect,  destroy  this  power  in 
Congress.  (The  People  of  New  York  v.  Commissioners  of  Taxes,  2  Wall.  200.  Baker, 
Annot.  Const.  17.) 

Securities  of  the  United  States  are  exempt  from  State  taxation,  and  this  immunity 
extends  to  the  capital  stock  of  a  corporation  if  made  up  of  such  public  funds.  (Pro- 
vndent  Inst.  u.  Massachusetts,  6  Wall.  611  ;  National  Bank  f.  Kentucky,  9  Wall.  353. 
Id.  18.) 

United  States  certificates  of  indebtedness  issued  by  the  general  Government  directly 
to  creditors  are  subject  to  taxation  by  the  States.    (The  Banks  v.  Mayor,  7  Wall.  16.    Id.) 

Where  the  capital  of  a  bank  is  invested  in  Government  bonds  it  cannot  be  taxed  by 
the  States.  But  the  shares  of  stock  may  be  taxed  as  such  in  hands  of  stockholders. 
And  held  that  the  revenue  law  of  Kentucky  which  imposes  a  tax  on  bank  stock,  and 
requires  the  officers  of  the  bank  to  pay  the  tax  so  levied  on  the  shares  of  stock,  is  a 
tax  on  the  stockholders  and  not  on  the  capital  of  the  bank,  and  is  valid.  (National 
Bank  v.  Kentucky,  9  Wall.  353  ;  Lionberger  v.  Rouse,  9  Wall.  468.  Id.     19.) 

United  States  securities  are  not  subject  to  taxation  bv  States.  (Society  for  Savings 
r.  Coite,  6  Wall.  594  ;  Weston  v.  Charleston,  2  Pet.  449  ;  McCulloch  v.  Maryland,  4 
Wheat.  316 ;  Osborn  v.  United  States  Bank,  9  Wheat.  738.    Id.) 


950  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  115. 

§  459.    "Nor  Shall  the  Commonwealth." 

The  exemption  of  State  property  from  Federal  taxation  is  also  secured.  The 
Supreme  Court  of  the  United  States  has  decided  that  the  general  principles  of  the 
Constitution  forbid  the  Congress  to  tax  the  necessary  governmental  instrumentalities  of 
the  States,  such  as  the  salaries  of  officers  and  the  revenues  of  municipal  corporations,  on 
the  ground  that  such  a  power  would  enable  the  Congress  to  destroy  the  States,  which 
nothing  short  of  the  amending  power,  the  sovereignty,  should  be  able  to  do  in  a  federal 
system  of  government.  (Collector  v.  Day,  11  Wall.  113.)  The  United  States  courts 
determine,  of  course,  in  what  these  necessary  instrumentalities,  in  any  particular  case, 
consist.     (Burgess,  Political  Sc,  ii.  p.  151.) 


States  not  to  coin  money. 

115.  A  State  shall  not  coin  money*^",  nor  make  anything 
but  gold  and  silver  coin  a  legal  tender*^^  in  payment  of  debts. 

United  States.— No  State  shall    .     .     .    coin  money ;    .    .    .    make  anything  but  gold  and 
silver  coin  a  tender  in  payment  of  debts. — Art.  I.,  sec.  x.,  sub-s.  1. 

Historical  Note. — The  clause  in  the  Commonwealth  Bill  of  1891  was  in  identical 
words — with  the  exception  of  "or"  for  "  nor."  At  the  Adelaide  session,  1897,  it  was 
introduced  and  passed  as  it  now  stands.  (Conv.  Deb.,  Adel.,  p.  1204.)  At  the 
Melbourne  session,  a  suggestion  by  the  Legislative  Council  of  Tasmania,  to  insert  after 
"money"  the  words  "unless  the  Parliament  otherwise  provides"  was  negatived.  A 
suggestion  by  the  Legislative  Assembly  of  New  South  Wales,  to  omit  the  provision  as  to 
legal  tender,  and  insert  "unless  the  Parliament  otherwise  determines,"  was  also 
negatived.     (Conv.  Deb.,  Melb.,  pp.  653-4.) 

§  460.    ''  A  State  shall  not  Coin  Money." 

Coinage  is  a  prerogative  of  the  Crown  (see  Note,  §  177,  sufra).  A  State  is 
forbidden  to  coin  money  ;  it  cannot  create  a  metal  currency  ;  it  cannot  give  to  metal 
any  more  than  to  paper  the  quality  of  money.  The  combined  effect  of  this  negation, 
coupled  with  the  operation  of  sec.  51  — xii.,  is  that  the  coinage  and  legitimation  of  metal 
money,  and  in  fact  the  regulation  of  the  whole  of  the  monetary  system  of  the  Common- 
wealth, is  exclusively  vested  in  the  Federal  Parliament,  as  against  the  States.  That 
Parliament  alone  will  be  able  to  create  monej'  and  regulate  its  value,  as  well  as  create 
paper  money,  and  regulate  its  value.  Its  laws  of  course  will  only  be  operative  within  the 
Commonwealth,  and  may,  in  accordance  with  the  usual  pi-actice,  be  reserved  for 
Imperial  consideration,  in  order  to  maintain  the  uniformity  of  coinage  laws  throughout 
the  Empire. 

§  461.     "  Nor  Make  anything   but  Gold  and  Silver  Coin 
a  Legal  Tender." 

The  provision  of  this  section,  that  the  States  may  not  make  anything  but  gold  and 
silver  coin  a  legal  tender  in  payment  of  debts,  would  appear,  at  first  view,  to  authorize 
a  State  to  make  gold  and  silver  a  legal  tender,  in  the  absence  of  Federal  legislation,  and 
consequently  to  give  the  States  a  concurrent  power  within  those  limits.  It  must  be 
noted,  however,  that  gold  and  silver  coin  can  only  be  impressed  with  the  quality  of 
money  by  Federal  legislation,  and  Federal  legislation  may  withdraw  that  quality  at  any 
time.  Then  the  power  of  the  States  to  make  gold  and  silver  a  legal  tender  would  cease  ; 
gold  and  silver  metal  can  not  be  made  legal  tender  until  it  is  converted  into  coin  ;  it  can 
only  be  converted  into  coin  by  the  Federal  autliority.     (Burgess,  Political  Sc.  ii.  142.) 


3  462.]  THE  STATES.  951 

Commonwealth  not  to  legislate  in  respect  to  religion. 

116.  The  Commonwealth  shall  not  make  any  law  for 
establishing  any  religion,  or  for  imposing  any  religious  obser- 
vance^®-, or  for  prohibiting  the  free  exercise  of  any  religion, 
and  no  religious  test  shall  be  required  as  a  qualification  for 
any  office  or  public  trust  under  the  Commonwealth. 

Ukitrd  States  — No  religious  test  sball  ever  be  required  as  a  qualification  to  any  office  or  public 
trust  under  the  United  States  —Art.  VI.  sec.  3. 

Congress  shall  make  no  law  respecting  an  establishment  of  religion,  or  prohibiting  the 
free  exercise  thereof. — .Amendment  I. 

Historical  Note. — Clause  16,  Chap.  V.  of  the  Commonwealth  Bill  of  1891  was  : — 
"  A  State  shall  not  make  any  law  prohibiting  the  free  exercise  of  any  religion.  '  This 
was  adopted  verbatim  at  the  Adelaide  session,  1897.  At  the  Melbourne  session,  Mr. 
Higgins  moved  an  amendment  to  make  the  clause  read  :  "  A  State  shall  not,  nor  shall  the 
Commonwealth,  make  any  law  prohibiting  the  free  exercise  of  any  religion,  or  imposing 
any  religious  test  or  observance  "  Mr.  Higgins  argued  that  these  words  might  be 
necessary  to  prevent  an  implication,  arising  out  of  the  recognition  of  Almighty  Ood  in 
the  preamble,  that  the  Commonwealth  had  power  to  legislate  upon  religious  matters. 
The  objections  raised  to  the  amendment  were  that  the  "free  exercise  of  religion"  was 
too  wide  an  expression,  and  might  sanction  objectionable  rites  ;  and  that  the  pro\nsion 
was  unnecessary,  as  the  Federal  Parliament  had  no  power  to  legislate  as  to  religion. 
Mr.  Higgins'  amendment  was  negatived,  as  was  also  a  suggestion  by  the  House  of 
Assembly  in  Tasmania,  to  add  the  words  "  nor  appropriate  any  portion  of  its  revenues 
-or  property  for  the  propagation  or  support  of  any  religion."  The  clause  itself  was  then 
negatived.  (Conv.  Deb.,  Melb. ,  pp.  654-64.)  At  a  later  stage  Mr.  Higgins  proposed  a 
new  clause,  in  substantialh'  the  form  of  the  above  section.  Mr.  SjTnon  moved,  as  an 
amendment,  to  substitute  the  following  pro\"ision  : — 

"Nothing  in  this  Constitution  shall  be  held  to  empower  the  Commonwealth  to 
require  any  religious  test  as  a  qualidcation  for  any  public  office  or  public  trust  under  the 
Commonwealth."' 

After  debate,  Mr.  SjTnon's  amendment  was  negatived  by  22  votes  to  19,  and  Mr, 
Higgins'  clause  was  carried  by  25  votes  to  1 6.  (Conv.  Deb. ,  Melb. ,  pp.  J  769-79. )  Drafting 
amendments  were  made  after  the  fourth  report. 

§  462.    "  Any  Religion  or    .    .    .    any  Religious  Observance." 

The  Commonwealth  is  forbidden  to  make  any  law  for  establishing  any  religion  or 
for  imposing  any  religious  observance.  A  preliminary  observation  which  should  be  made 
is  that  the  term  Commonwealth  as  used  in  this  section  does  not  mean  the  Federal 
community,  but  the  Government  of  the  Commonwealth  acting  through  any  of  its  agencies 
or  instrumentalities.  The  people  and  States  constituting  the  Federal  community  could 
at  anj-  time  interpose  and  amend  the  Constitution  in  order  to  authorize  the  enactment, 
by  the  Federal  Parliament,  of  the  laws  now  prohibited.  The  prohibition  itself  and  the 
circumstances  under  which  it  has  found  a  place  in  the  Constitution  next  demand  attention. 

By  the  establishment  of  religion  is  meant  the  erection  and  recognition  of  a  State 
Church,  or  the  concession  of  special  favoure,  titles,  and  advantages  to  one  church  which 
are  denied  to  others.  It  is  not  intended  to  prohibit  the  Federal  Government  from 
recognizing  religion  or  religious  worship.  The  Christian  religion  is,  in  most  English 
speaking  countries,  recognized  as  a  part  of  the  common  law.  "There  is  abundant 
authority  for  saying  that  Christianity  is  a  part  and  parcel  of  the  law  of  the  land."  (Per 
Kelly,  C.B.,  in  Cowan  v.  Milboum  [1867],  L.K.  2  Ex.  234.)  In  America  the  courts  of  the 
Union  and  of  the  States  find  it  necessary,  in  administering  the  conmion  law,  to  take 
notice  that  the  prevailing  religion  is  Christian.     (Vidal  v.  Girard's  Executors,  2  How. 


952  COMMENTARIES  ON  THE  CONSTITUTION.      [See.  116. 

127.)  Consequently  the  fundamental  principles  of  the  Christian  religion  will  continue 
to  be  respected,  although  not  enforced  by  Federal  legislation.  For  example,  the  Federal 
Parliament  will  have  to  provide  for  the  administration  of  oaths  in  legal  proceedings,  and 
there  is  nothing  to  prevent  it  from  enabling  an  oath  to  be  taken,  as  at  common  law,  on 
the  sanctity  of  the  Holy  Gospel.     (Cooley's  Principles  of  Const.  Law,  224  ) 

In  considering  the  question  of  religion,  the  Federal  Convention  was  called  on  to 
decide  (1)  whether  it  was  advisable  to  grant  substantive  power  of  this  kind  to  the  Federal 
Parliament  ;  and  if  not,  (2)  whether  it  was  necessary  to  deny  this  power  to  the  Federal 
Parliament.  As  regards  the  first  question,  it  was  not  seriously  suggested  that  any  such 
power  should  be  granted.  The  only  arguable  point  was  whether  it  ought  to  be  denied, 
and  if  so,  to  what  extent  ?  The  Federal  Parliament  is  a  legislative  body  capable  only 
of  exercising  enumerated  powers.  Its  powers  are  determined  and  limited  by  actual 
grants  to  be  found  within  the  Constitution.  Anj'thing  not  granted  to  it  is  denied  to  it. 
If  it  is  not  granted  the  power  to  deal  with  religion,  it  cannot  legislate  concerning 
religion.  It  is  superfluous  to  deny  to  it  what  is  not  granted— what  it  does  not  possess. 
The  force  of  this  reasoning,  based  on  recognized  canons  of  federal  construction,  was 
generally  conceded.  At  the  same  time  it  was  found  that  the  American  Constitution 
contained  two  important  negative  sections  relating  to  religion.  As  originally  drawn,  that 
Constitution,  in  Art.  VI.,  s.  3,  declared  that  no  religious  test  should  ever  be  required  as  a 
qualification  for  an  office  or  public  trust  under  the  United  States  Government.  By  the 
first  amendment  it  was  provided  that  Congress  should  make  no  laM's  respecting  an 
establishment  of  religion  or  prohibiting  the  free  exorcise  thereof.  The  prohibition  of 
religious  tests  was  a  denial  of  power — a  denial  which  was  necessary,  because  otherwise 
there  would  have  been  nothing  to  prevent  the  Federal  legislature,  in  defining  the 
qualifications  for  federal  office,  to  impose  such  tests.  It  was  therefore  a  provision  of 
practical  use  and  value.  The  prohibition  contained  in  the  first  amendment  was  one  of 
the  ten  articles  in  the  so-called  "  American  Bill  of  Rights  "  adopted  after  the  establishment 
of  the  Union,  in  order  to  satisfy  popular  demands  and  sentiments.  No  logical  or 
constitutional  reasons  have  been  stated  whj'  such  a  negation  of  power  which  had  never 
been  granted  and  which,  therefore,  could  never  be  legally  exercised,  was  introduced  into 
the  instrument  of  Government.  It  does  not  appear  that  its  necessity  has  ever  been 
demonstrated.  Still,  that  was  one  of  the  grounds  on  which  Mr.  H.  B.  Higgins  asked 
the  Convention  of  1898  to  adopt  the  section  now  under  consideration. 

The  strongest  argument,  however,  for  the  adoption  of  the  earlier  portion  of  sec.  116, 
was  found  in  the  special  form  of  the  preamble  of  the  Constitution  Act,  which  recites 
that  the  people  of  the  colonies,  "  humbly  relying  on  the  blessing  of  Almighty  God,  have 
agreed  to  unite  in  one  indissoluble  Commonwealth."  Referring  to  this  recital,  it  was 
stated  by  Mr.  Higgins  that,  although  the  preamble  to  the  Constitution  of  the  United 
States  contained  no  such  words  as  these,  it  had  been  decided  by  the  courts  in  the  year 
1892  that  the  people  of  the  United  States  were  a  Christian  people  ;  and  although  the 
Constitution  gave  no  power  to  Congress  to  make  laws  relating  to  Sunday  observance, 
that  decision  was  shortly  afterwards  followed  by  a  Federal  enactment  declaring  that  the 
Chicago  Exhibition  should  be  closed  on  Sundays.  This  law,  he  said,  was  passed  simply 
on  the  ground  that  among  Christian  nations  Christian  observances  should  be  enforced. 
(Conv.  Deb.,  Melb.,  p.  1734.)  If,  then,  such  Federal  legislation  could  be  founded  on  a 
Constitution  which  contained  no  reference  whatever  to  the  Almighty,  how  much  more 
likely  was  it  that  the  Federal  Parliament  might,  owing  to  the  recital  in  the  preamble, 
be  held  to  possess  power  with  respect  to  religion  of  which  we  have  no  conception. 
Consequently,  argued  Mr.  Higgins,  the  power  to  deal  with  religion  in  every  shape  and 
form  should  be  clearly  denied  to  the  Federal  Parliament.  These  arguments  were  allowed 
to  prevail,  and  the  provisions  of  sec.  116  became  part  of  the  Constitution.  (See,  however, 
note,  §  4,  supra,  "  Humbly  relying  on  the  blessing  of  Almighty  God,"  and  Church  of 
the  Holj'  Trinity  v.  United  States,  143  U.S.  457,  there  cited.) 

The  appearance  of  this  section  in  a  chapter  purporting  to  deal  with  the  States  i» 


I 


^5  462]  THE  STATES.  953 

somewhat  anomalous  ;  it  can  only  be  accounted  for  by  the  fact  that  it  took  the  place  of 
clause  15  of  Ch.  V.  in  the  Draft  Bill  of  1891,  which  declared  that  a  State  should  not 
prohibit  the  free  exercise  of  any  religion.  How  such  a  clause  crept  into  the  Bill  of  1891 
it  is  diflBcult  to  conjecture.  It  was  rejected  without  hesitation  by  the  Ck)nvention  of 
1898,  which  saw  no  reason  or  necessity  for  interfering  with  the  States  in  the  free  and 
unfettered  exercise  of  their  power  over  religion. 

Whilst  the  Constitution  forbids  the  Federal  Parliament  to  interfere  with  the  free 
exercise  of  religion,  it  does  not  make  any  provision  for  protecting  the  citizens  of  the 
States  in  their  religious  worship  or  religious  liberties  ;  this  is  left  entirely  to  the  State 
Constitutions  and  laws,  and  there  is  no  inhibition  in  regard  to  the  subject  imposed  upon 
the  States.  (Permoli  v.  First  Municipality,  3  How.  589  ;  Ex  parte  Garland,  4  Wall.  .398. 
Baker,  Annot.  Const,  p.  179.) 

Bigamy  and  polygamj'  are  crimes  by  the  laws  of  all  civilized  and  Christian  countries, 
and  this  section  cannot  be  invoked  as  a  protection  against  legislation  for  their  punishment. 
(Rej-nolds  r.  United  States,  98  U.S.  145  ;  Davis  r.  Beason,  133  U.S.  333.     Id.) 

"  In  the  great  case  of  Rejiiolds  v.  United  States,  the  constitutional  immmiity  of  the 
individual  in  respect  to  the  freedom  of  religion  and  worship  was  fixed  and  defined.  The 
court  declared  that  by  this  constitutional  restriction  Congress  is  deprived  of  legislative 
power  over  opinion  merely,  but  is  left  free  to  reach  actions  which  it  may  regartl  as 
violations  of  social  duties  or  as  subversive  of  good  order.  The  free  exercise  of  religion 
secured  by  the  Constitution  to  the  individual  against  the  power  of  the  government  is, 
therefore,  confined  to  the  realm  of  purely  spiritual  worship;  i.e.,  to  relations  between 
the  indi^^dual  and  an  extra-mundane  being.  So  soon  as  religion  seeks  to  regulate 
relations  between  two  or  more  individuals,  it  becomes  subject  to  the  powers  of  the 
government  and  to  the  supremacy  of  the  law;  i.e.,  the  individual  has  in  this  case  no 
constitutional  immunity  against  goveramental  interference."  (Burgess,  Political  Sc.  I. 
p.  194.) 

An  appropriation  of  money  to  a  hospital  conducted  bj'  a  Roman  Catholic  sister- 
hood is  not  a  law  respecting  an  establishment  of  religion.  (Bradfield  v.  Roberts,  175 
U.S.  291.) 


Rights  of  residents  in  Stat«s. 

117.  A  subject  of  the  Queen*^,  resident  in  any  State*^*, 
shall  not  be  subject  in  any  other  State  to  any  disability  or 
discrimination*^  which  would  not  be  equally  applicable  to  him 
if  he  were  a  subject  of  the  Queen  resident  in  such  other 
State. 

United  States. — The  citizens  of  each  State  shall  be  entitled  to  all  privileges  and  immunities 
of  citizens  in  the  several  States.— Const.,  Art.  IV.,  sec.  2. 

No  State  shall  make  or  enforce  any  law  which  shall  abridge  the  privileges  or  immunities  of 
citizens  of  the  United  States  ;  nor  shall  any  State  ....  deny  to  any  persons  within 
its  jurisdiction  the  equal  protection  of  its  laws. — Fourteenth  Amendment,  sec.  1. 

Historical  Note. — Clause  17,  Chap.  V.,  of  the  Commonwealth  Bill  of  1891 
Mas : — 

"  A  State  shall  not  make  or  enforce  any  law  abridging  any  privilege  or  immunity  of 
citizens  of  other  States  of  the  Commonwealth,  nor  shall  a  State  deny  to  any  person, 
within  its  jurisdiction,  the  equal  protection  of  the  laws." 

At  the  Adelaide  session,  1897,  this  was  adopted  verbatim.  At  the  Melbourne 
session,  it  was  proposed,  on  the  suggestion  of  the  Legislative  Assembly  of  New  South 
Wales  and  the  Legislative  Coujicil  of  Tasmania,  to  omit  the  first  portion.  No  one  wa? 
able  to  suggest  a  privilege  or  immunity  of  a  citizen  of  one  State  which  could  be  abridged 
by  a  law  of  another  State,  and  it  was  pointed  out  that  there  was  no  definition  of  citizen- 
ship. Mr.  Barton  and  Mr.  Wise  wished  to  give  the  citizens  of  each  State  the  privileges 
and  immunities  of  citizens  of  the  other  State  ;  Mr.  Reid  and  Mr.  Symon  said  that  this 
would  be  an  interference  with  the  independence  of  States,  and  that  the  Convention  was 
only  concerned  with  protecting  the  federal  citizenship.     Mr.  Wise,  as  a  teat  question. 


954  COMxMENTARIES  ON  THE  CONSTITUTION.      [Sec.  117. 

moved  the  first  few  words  of  an  amendment  suggested  by  the  House  of  Assembly  in 
Tasmania,  based  on  the  fourteentii  amendment  of  the  American  Constitution,  and 
declaring  that  the  citizens  of  each  State  should  be  citizens  of  the  Commonwearth,  and 
entitled  to  all  the  privileges  and  immunities  of  citizens  of  the  Commonwealth  in  the 
several  States.  After  debate,  this  was  negatived  by  24  votes  to  17  ;  and  the  words 
dealing  with  privileges  and  immunities  were  then  struck  out.  An  amendment  V)y  Mr. 
O'Connor,  to  add  "deprive  any  person  of  life,  liberty,  or  property  without  due  process 
of  law,"  was  negatived  by  23  votes  to  19.  An  amendment  by  Mr.  Glynn,  to  add  "deny 
to  the  citizens  of  other  States  the  privileges  and  immunities  of  its  own  citizens,"  was 
also  negatived,  and  the  whole  clause  was  struck  out.  (Conv.  Deb.,  Melb.,  pp.  664-91.) 
At  a  later  stage  Dr.  Quick  moved  to  insert  in  the  "  powers  of  Parliament"  clause  a  new 
sub-clause— "  Commonwealth  citizenship."  The  importance  of  the  question  was 
recognized;  but  there  were  three  different  opinions  expressed: — (1)  That  the  Parlia- 
ment should  have  power  to  deal  with  the  question  ;  (2)  that  citizenship  ought  to  be 
defined  in  the  Constitution  itself  ;  (3)  that  the  rights  of  citizenship  were  already  secured 
in  the  Constitution,  and  that  citizenship  itself  had  never  been  defined  in  Great  Britain, 
and  was  better  not  defined.  The  sub-clause  was  negatived  by  21  votes  to  15.  (Conv. 
Deb  ,  Melb.,  pp.  1750-68.)  On  the  reconsideration  of  clauses,  Mr.  Symon  moved,  in 
place  of  the  clause  struck  out,  to  insert :  —  "  The  citizens  of  each  State  shall  be  entitled 
to  all  privileges  and  immunities  of  citizens  in  the  several  States."  Dr.  Quick  moved  as 
an  amendment  to  insert  a  definition  of  Commonwealth  citizenship: — "  All  persons 
resident  within  the  Commonwealth,  being  natural-born  or  naturalized  subjects  of  the 
Queen,  and  not  under  any  disability  imposed  by  the  Parliament,  shall  be  citizens  of  the 
Commonwealth."  This  was  thought  too  wide,  and  opinions  were  expressed  that  the 
better  plan  would  be  to  empower  the  Parliament  to  deal  with  the  question.  Mr. 
O'Connor  then  moved  to  insert  : — "  Every  subject  of  the  Queen,  resident  in  any  State 
or  part  of  the  Commonwealth,  shall  be  entitled  in  any  other  State  or  part  of  the  Com- 
monwealth to  all  the  privileges  and  immunities  to  which  he  would  be  entitled  if  a 
subject  of  the  Queen  resident  in  that  latter  State  or  part  of  the  Commonwealth."  This 
was  objected  to  as  being  too  wide,  and  making  residence  in  one  State  equivalent  to 
another,  for  all  purp6ses.  It  was  suggested  that  the  clause  should  be  put  negatively, 
instead  of  affirmatively,  and  Mr.  O'Connor  then  proposed  it  as  follows  :— "No  subject 
of  the  Queen,  resident  in  any  State,  shall  be  subject  in  any  other  State  to  any  disability 
or  discrimination  not  equally  applicable  to  the  subjects  of  the  Queen  in  such  other 
State."  This  was  agreed  to.  [Id.  pp.  1780-1802.)  After  the  second  report  Mr. 
Deakin  moved  to  substitute  "such"  for  "the"  before  "  subjects,"  in  order  to  indicate 
to  the  Drafting  Committee  that  State  rights  of  defining  citizenship  were  not  interfered 
with.     This  was  agreed  to.     Drafting  amendments  were  made  after  the  fourth  report. 

§  463.    "A  Subject  of  the  Queen." 

The  clause  of  the  Bill  of  1891,  cited  above,  provided  that  a  State  should  not  make 
or  enforce  any  law  abridging  any  privilege  or  immunity  of  citizens  of  other  States,  nor 
deny  to  any  person,  within  its  jurisdiction,  the  equal  protection  of  the  laws.  The 
framers  of  that  clause  did  not  define  State  citizenship,  as  distinguished  from  municipal 
citizenship.  The  term  citizen  was  a  novel  one  in  the  connection  in  which  it  was  used. 
The  clause  was  constructed  out  of  pre-existing  materials  to  be  foimd  in  two  clauses  in  the 
Constitution  of  the  United  States,  viz.,  (I)  "The  citizens  of  each  State  shall  be 
entitled  to  all  privileges  and  immunities  of  citizens  in  the  several  States."  (Art.  IV. 
sec.  2.)  (2)  "Nor  shall  any  State  .  .  deny  to  any  person  within  its  jurisdiction  the 
equal  protection  of  the  laws."     (Fourteenth  Amendment,  sec.  1.) 

Referring  to  the  importance  of  the  first  of  these  provisions.  Von  Hoist  says  : — "  To 
it  is  chiefly  due  the  fact  that,  step  by  step  with  the  progressive  development  of  the 
United  States,  the  practical  nationalization  of  the  people  proceeds."  (Const.  Law,  p. 
:247.)     The  marginal  note  to   the  clause  of  the  Draft  Bill  referred  to  reads:— "And 


^^463.]  THE  STATES.  955 

protection  of  citizens  of  the  Commonwealth  ;  *'  that  note  is  not  •.varranted  by  the  clause 
itself,  which  did  not  mention  a  citizenship  of  the  Commonwealth,  but  only  protected  the 
privileges  and  immunities  of  citizens  of  States. 

Sec.  117  of  the  present  Constitution  represents  the  modest  outcome  of  an  attempt  on 
the  part  of  the  Convention  of  1898  to  improve  the  work  of  1891,  and  to  establish  a 
status  capable  of  being  designated  "Federal  citizenship."  It  was  suggested  that  in  a 
federal  Commonwealth,  such  as  was  being  called  into  existence,  there  should  be  a  full- 
bloomed  national  citizenship  above  and  bej'ond  and  immeasurably  superior  to  State 
citizenship.  A  person  might  be  a  domiciled  resident  of  a  State  and  an  elector  for  a 
Statfe,  but  at  the  same  time  he  would  occupy  a  broader  and  more  dignified  relation- 
ship in  his  membership  of  the  great  federated  community,  of  which  the  States  \vere 
separate  parts  and  entities  ;  and  that  relationship  ought  to  be  expres-sly  defined.  These 
contentions,  apparently  logical,  were  not  sustained.  Meml>ership  of  the  federal 
Commonwealth  may,  as  a  legal  relation,  be  deduced  from  the  Constitution,  but  it  is  not 
expressed  there  in  the  concrete  form  which  the  advocates  of  the  foregoing  views 
proposed. 

According  to  the  root  meaning  of  the  word,  as  well  as  its  original  use,  a  citizen  was 
a  member  of  a  city.  The  political  life  of  ancient  Greece  knew  nothing  higher  or  more 
developed  than  a  city  commonwealth,  which  occasionally  combined  with  other  city 
commonwealths  in  a  kind  of  Federal  Union.  The  independent  self-ruling  city  was  the 
political  unit  and  the  political  ideal.  A  citizen  was  a  member  of  a  city  state.  The  city 
was,  to  the  Greek,  his  all  in  all ;  he  was  above  all  things  a  citizen.  His  political  career 
and  horizon  were  restricted  to  a  city  community.  (Freeman's  Greater  Greece  and 
Greater  Britain,  p.  18.)  The  Greek  felt  the  tie  of  membership  of  such  a  community", 
with  all  the  duties  which  sprang  from  membership.  He  owed  faith  and  loyalty  to  his 
city — loyalty  in  its  true  and  ancient  sense  of  obedience  to  the  law.  The  tie  was  local  ;  the 
duty  was  local ;  of  a  tie  of  personal  allegiance,  binding  and  subjecting  him  to  a  personal 
superior — of  lojaltj-  in  that  sense  the  old  Greek,  the  Phcenician  never  had  any  thought  or 
experience  (»d.  pp.  19-20.) 

In  the  Roman  Republic  the  term  "  civitas^'  expressed  the  bundle  of  rights  and 
obligations  connoted  by  citizenship  ;  the  conceptions  involved  in  the  Roman  civitas 
implied  citizenship  in  an  enlarged  sense,  as  denotmg  not  the  membership  of  a  city  state,  as 
known  to  the  Greeks,  but  the  membership  of  a  complex  and  highly  organized  political 
community  which,  beginning  in  the  city  of  the  Seven  Hills,  expanded  into  a  national 
republic,  which  united  all  Italy  and  then  all  the  known  world  into  oue  Empire. 
According  to  Roman  law  men  were  originally  divided  into  citizens  (cifes)  and  aliens 
(pengrini).  The  rights  of  citizens  fell  into  two  branches,  political  and  civil.  Political 
rights  were  those  relating  to  the  electoral  and  legislative  powers  {jus  suffragii)  and 
capacity  for  office  (jiui  honorum) ;  civil  rights  related  to  property  {commercium)  or  to 
marriage  (c(ynnubmm).  Aliens  were  deprived  of  political  rights.  They  were  also  refused 
proprietary  and  family  rights,  except  to  a  limited  extent.     (Poste's  Gains,  p.  176.) 

In  the  middle  ages,  during  which  the  monarchies  of  modem  times  grew  and  became 
organized,  personal  allegiance  or  subjection  became  the  tie  which  bound  the  people 
together,  causing  them  to  rally  round  and  acknowledge  a  leader,  Mho  in  return  for 
allegiance  and  service  afforded  them  his  protection.  Allegiance  and  subjection  were 
then  the  test  of  membei-ship  of  a  political  community.  The  membere  of  such  a 
community  owing  personal  duty  to  a  single  sovereign  were  called  "subjects."  That 
relationship  was  one  that  could  not  be  acquired  or  lost  without  the  permission  of  the 
personal  sovereign. 

"  By  the  English  common  law,  founded  on  the  principle  of  feudal  ligeance  and 
homage,  none  were  admissible  as  natural-born  subjects,  if  they  were  not  born  in  a  place 
actually  possessed  at  the  time  of  their  birth,  either  by  the  king  himself  or  by  some 
prince  doing  homage  to  him  for  it ;  except,  first,  the  children  of  any  subjects  born 
beyond  sea  who  at  the  birth  of  those  children  should  be  in  the  service  of  the  Crown  ; 
secondly,  the  sovereign's  children  born  during  the  royalty  of  their  parents  ;  and,  thirdly. 


956  COMMENTARIES  ON  THE  CONSTITUTION       [Seo.  117. 

the   heir  of  the   Crown  wherever  born."     (Report   of  the  Natm-alization  Committee, 
Parti.  1869.) 

There  is  thus  a  fundamental  distinction  between  a  "citizen"  as  understood  in 
ancient  Greece,  in  ancient  Rome,  and  in  modern  republics,  and  a  "subject"  as  under- 
stood at  common  law.     (See  Note,  "  A  Subject  or  a  Citizen,"  §  144,  .nipra.) 

The  framers  of  the  Constitution  of  the  United  States  had  no  difficulty  in  the 
selection  of  a  word  to  denote  membership  of  the  nation  which  they  helped  to  organize. 
The  people  of  the  United  States,  having  successfully  rebelled  against  George  III.,  ceased 
to  be  subjects  of  a  monarch  ;  they  only  recognized  the  obligation  of  loyalty  to  their 
country,  to  their  Constitution,  and  to  their  political  institutions.  Hence  thej'  naturally 
reverted  to  the  wider  conception  of  citizen,  as  known  to  the  Roman  law,  in  order  to 
express  the  idea  of  membership  of  the  new  federal  community  ;  they  also  used  the  same 
term  to  express  the  idea  of  membership  of  the  minor  groups,  the  States,  within  the 
federal  community. 

The  original  Constitution,  in  its  sections  relating  to  the  organs  of  government, 
provided  that  no  person  should  be  qualified  to  be  elected  President  or  member  of 
Congress  unless  he  was  "a  citizen  of  the  United  States"  of  so  many  years  standing; 
these  clauses  clearly  contemplated  and  recognized,  but  did  not  define,  a  federal  citizen- 
ship. Then  Art.  IV.  s.  2  provided  that  the  citizens  of  each  State  should  be  entitled  to 
the  privileges  and  immunities  of  citizens  of  the  several  States  This  clause  recognized 
a  State  citizenship  distinct  from  and  independent  of  a  Federal  citizenship,  and  from  this 
State  citizenship  certain  important  results  of  advantage  to  citizens  were  intended  to  flow. 
From  these  provisions  there  was  deduced  the  idea,  so  commonly  met  with  in  federal 
literature,  that  in  a  federation  there  is  a  dual  citizenship  as  well  as  a  dual  system  of 
government.  The  Constitutional  development  and  formulation  of  a  Federal  citizenship 
was  completed  by  the  famous  Fourteenth  Amendment,  passed  after  the  Civil  War  to 
establish  the  equality  and  freedom  of  the  negro  race  : — 

"  All  persons  born  or  naturalized  in  the  United  States,  and  subject  to  the  jurisdiction 
thereof,  are  citizens  of  the  United  States  and  of  the  State  wherein  they  reside.  No 
State  shall  make  or  enforce  any  law  which  shall  abridge  the  privileges  or  immunities  of 
citizens  of  the  United  States  ;  nor  shall  any  State  deprive  any  person  of  life,  liberty,  or 
property,  without  due  process  of  law  ;  nor  deny  to  any  person  within  its  jurisdiction 
the  equal  protection  of  the  laws." 

Dr.  Burgess  has  pointed  out  that  before  the  adoption  of  that  amendment  the 
Constitution  contained  no  definition  of  citizenship,  either  of  the  United  States  or  of  a 
State.  It  referred  to  a  citizenship  of  the  United  States  as  a  qualification  for  member- 
ship of  Congress  and  for  the  Presidential  ofiice,  but  it  did  not  declare  what  should 
constitute  such  citizenship.  The  leaders  of  the  State-rights  party  held  that  citizenship 
of  the  United  States  was  but  the  consequence  of  citizenship  in  some  State.  The 
Supreme  Court  itself  indicated  that  it  was  inclining  to  the  same  view  in  the 
decision  that  a  man  of  African  descent  could  not  be  a  citizen  of  a  State  or  of  the 
United  States  ;  i.e.,  that  the  United  States  Government  had  not  the  power  to  make  him 
so.     (Dred  Scott  );.  Sandford,  19  How.  393;  Burgess,  Political  Sc.  I.  p.  21fl.) 

"  This  amendment,  therefore,  reverses  the  previously-established  principle. 
According  to  it.  citizenship  is  primarily  of  the  United  States  ;  and  secondarily  and 
consequently,  of  the  locality  in  which  the  citizen  of  the  United  States  may  reside. 
Citizenship,  both  of  the  United  States  and  of  the  States,  is  thus  conferred  by  the 
Constitution  of  the  United  States  and  the  laws  of  Congress  made  in  accordance  there- 
with. The  States  can  neither  confer  nor  withhold  citizenship  of  the  United  States.  A 
citizen  of  the  United  States  is  now,  ip-tojure,  a  citizen  of  the  State  in  which  he  may  fix 
his  residence  ;  and  if  any  State  should  undertake  to  defeat  the  spirit  of  this  provision 
by  the  enactment  of  hostile  laws  in  regard  to  the  gaining  of  residence  within  its  limits, 
any  individual  suffering  injury  from  the  same  may  invoke  the  interpretation  of  the  term 
'  residence '  by  the  United  States  judiciary,  and  the  aid  of  the  general  government  in 
the  protection  of  his  liberty  under  that  interpretation.  There  is  nothing  in  this 
provision,  indeed,  which  would  prevent  a  State  from  permitting  an  alien  to  exercise  the 
privileges  of  a  citizen  within  the  State  so  far  as  that  particular  State  is  concerned.  The 
provision  was  meant  to  enlarge  the  enjoyment  of  these  privileges,  not  to  contract  them. 


§46:?.]  THE  STATES.  957 

It  is  easy  to  see,  however,  that  a  State  may  abuse  this  power  to  the  detriment  of  the 
whole  people  of  the  United  States.  For  example,  a  State  might  permit  aliens  to  hold 
real  estate  in  such  quantities  and  under  such  tenures  as  to  introduce  a  very  disturbing 
element  into  our  general  system  of  ownership  of  land.  I  will  say  nothing  at  this  point 
concerning  the  possible,  nay,  actual,  abuse  of  this  power  by  the  States  in  permitting 
aliens  to  exercise  the  suflFrage,  since  the  suffrage  cannot  be  classed  among  the  civil  or 
private  rights."     (Burgess,  Political  Sc.  I.  p.  219.) 

In  framing  the  Constitution  of  a  Federal  Commonwealth  under  the  Crown,  and  in 
determining  the  status,  conditions,  and  incidents  of  membership  thereof,  several 
technical  difficulties  were  encountered,  such  as,  what  designation  should  be  assigned  and 
what  privileges  and  immunities  could  be  annexed  to  that  membership  ? 

In  ^^ew  of  the  historical  associations  and  the  peculiar  significance  of  the  terms 
"  citizens  "  and  "  subjects,''  one  being  used  to  express  the  membership  of  a  republican 
community,  and  the  other  that  of  a  community  acknowledging  an  allegiance  to  a  personal 
sovereign,  it  was  obvious  that  there  might  have  been  an  impropriety  in  discarding  the 
time-honoured  word  "subject "  and  in  adopting  a  nomenclature  unobjectionable  in  itself 
but  associated  with  a  diflferent  system  of  political  government. 

Whatever  be  the  reason,  rightly  or  wrongly,  the  term  "  citizen  "  has  been  rejected 
and  does  not  appear  in  the  Constitution.  In  several  notable  passages  in  the  instrument, 
the  phrase,  *'  the  people  of  the  Commonwealth,'  is  used  to  denote  the  personal  units 
composing  the  national  elements  of  the  Commonwealth.  The  members  of  the  House  of 
Representatives  are  chosen  by  "the  people  of  the  Commonwealth"  ^sec  24).  In 
reckoning  the  number  of  "  the  people  of  the  Commonwealth,"  persons  belonging  to 
disqualified  races  are  not  to  be  counted  (sec.  25).  In  reckoning  the  numbers  of  "the 
people  of  the  Commonwealth  or  of  a  State,"  aboriginal  natives  are  not  to  be  counted 
(sec.  127- )  This  is  the  nearest  approach  in  the  Constitution  to  a  designation  equivalent 
to  citizenship,  and  intended  to  indicate  membership  of  the  Federal  community.  When 
it  is  sought  to  express  a  narrower  political  relationship  than  that  of  the  Commonwealth, 
the  phrase  "  the  people  of  the  States  "  is  used.  The  senators  for  each  State  are  chosen 
by  "the  people  of  the  State"  (sec.  7).  The  number  of  members  of  the  House  of 
Representatives  in  each  State  is  determined  by  dividing  "  the  people  of  each  State  "  by 
the  quota  (sec.  24— ii.).  Where  it  is  sought  to  express  a  political  relationship  more 
comprehensive  than  either  that  of  the  State  or  that  of-  the  Conmionwealth,  the  term 
used  is  one  denoting  British  nationality  —  "  a  subject  of  the  Queen."  Thus  the  different 
gradations  of  political  status  recognized  by  the  Constitution  are  : — 

Stibjects  of  the  Queen  : 

People  of  the  Commonwealth  : 

People  of  a  State. 

In  their  political  relations,  as  subjects  of  the  Queen,  the  people  are  considered  as 
inhabitants  and  individual  units  of  the  Empire  over  which  Her  Majesty  presides.  That 
is  the  widest  political  relationship  known  to  British  law.  "I  am  a  British  subject,"  is  equal 
in  practical  and  Imperial  significance  to  the  proud  boast  of  the  Roman  "crii's  Romanus 
sum.''  Subjects  of  the  Queen,  or  British  subjects,  have  rights,  privileges,  and  immunities 
secured  to  them  by  Imperial  law,  which  they  may  assert  and  enjoy  without  hindrance  in 
any  part  of  the  Queen's  dominions,  and  in  British  ships  on  the  high  seas.  In  a  modified 
degree  some  of  those  rights,  privileges,  and  immunities,  founded  on  treaty,  may  be 
enforced  in  foreign  countries.  The  whole  naval  and  military  strength  of  the  Empire, 
and  the  assistance  of  its  highest  courts  of  justice,  may  be  invoked  for  the  vindication  of 
those  rights,  privileges,  and  immunities. 

The  people  of  the  Commonwealth  constitute  only  one  group  of  the  subjects  of  the 
Queen.  The  people  of  the  Commonwealth  are  those  people  who  are  permanently 
domiciled  within  the  territorial  limits  of  the  Commonwealth.  Territorially  such  people 
may  be  called  Australians,  but  constitutionally  they  are  described  as  British  subjects  or 
subjects  of  the  Queen.  They  do  not  lose  their  character  as  people  of  the  Commonwealth 
by  migrating  from  one  State  to  another,  any  more  than  they  lose  their  national  character 


958  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  117. 

by  migrating  from  one  part  of  the  Empire  to  another,  or  sojourning  in  foreign  countries. 
Their  privileges  and  immunities  as  people  of  the  Commonwealth  are  secured  and 
guaranteed  to  them,  without  regard  to  their  residence  in  a  particular  State. 

The  people  of  a  State  compose  a  group  of  the  people  of  the  Commonwealth.  Their 
privileges  and  immunities,  as  members  of  a  State  community,  depend  on  their  residence 
within  the  limits  of  the  State,  and  their  compliance  with  the  requirements  of  State  laws. 
Within  each  State  there  are  minor  municipal  groups  designated  citizens. 

In  this  connection  it  is  interesting  to  notice  how  the  need  of  some  word  to  express 
colonial  citizenship  has  evolved  the  phrase  "subject  of  a  colony,"  first  made  use  of  by 
Sir  G.  J.  Turner,  L.J.,  in  Low  v.  Routledge,  L.R.  1  Ch.  42,  1865.  Referring  to  this 
expression,  a  writer  in  31  Canad.  L.J.  37,  says  :  "  There  is  no  such  thing  as  a  Canadian, 
Australian,  or  Indian  subject."  Mr.  Lefroy,  commenting  on  this  observation,  admits 
that  in  an  international  sense  no  doubt  this  is  so  ;  but  argues  that  the  authorities  on  the 
extra-territorial  application  of  colonial  laws  show  that  "  there  is  a  sense  in  which  it  is 
proper  to  speak  of  a  man  as  a  subject  of  a  particular  colony,  and  that  legal  distinctions 
hinge  upon  his  position  as  such."     (Lefroy,  Legisl.  Power  in  Canada,  p.  329,  n. ) 

Assuming  that  the  establishment  of  a  distinct  membership  of  the  Federal  community 
may  be  inferred  from  those  passages  in  the  Constitution  which  allude  to  "  the  people  of 
the  Commonwealth,"  we  now  proceed  to  consider  what  incidents  are  annexed  to  such  a 
status,  and  how  they  can  be  enforced  and  how  differentiated  from  incidents  annexed  to 
the  other  condition.  State  membership,  which  may  be  inferred  from  the  use  of  the 
expression,  "  the  people  of  the  State." 

Federal  Pkivileges  and  Immunities. — In  the  Constitution  of  the  Commonwealth 
there  is  no  special  section  corresponding  to  the  Fourteenth  Amendment  of  the  American 
Constitution,  declaring  who  are  "the  people  of  the  Commonwealth,"  affirming  their 
privileges  and  immunities,  and  placing  them  bej'ond  the  power  of  the  States  to  abridge. 
Since  the  decision  of  the  Supreme  Court  of  the  United  States  in  the  celebrated  Slaughter- 
house Cases  (16  Wall.  36),  it  has  been  doubted,  by  competent  American  jurists,  wiiether 
the  Fourteenth  Amendment  was  really  necessarj'  in  order  to  place  Federal  privileges  and 
imnmnities  beyond  State  control.  The  mere  fact  that  the  Constitution  has  created 
privileges  and  immunities  is,  it  is  argued,  of  itself  sufficient  to  place  them  beyond  the 
reach  of  unfriendl3^  State  legislation.  The  State  laws  can  only  operate  within  the  sphere 
of  power  assigned  to  the  States.  The  same  reasoning  applies  to  the  Constitution  of  the 
Commonwealth,  and  accounts  for  the  absence  of  any  affirmation  similar  to  that  of  the 
Fourteenth  Amendment.  The  privileges  and  immunities  of  the  people  of  the  Common- 
wealth exist  within  the  sphere  of  Federal  power,  and  by  the  Constitution  itself  the 
Federal  laws  are  paramount  and  supreme  ;  they  cannot  be  impaired  or  abridged  by 
State  legislation.     (Cooley's  Principles  of  Const.  Law,  274.) 

Although  there  is  no  special  section  affirming  the  existence  of  Federal  privileges  and 
immunities,  such  privileges  and  immunities  may  be  gathered  from  the  express  provisions 
or  necessary  implications  of  the  Constitution.  Among  the  most  prominent  Federal 
privileges  may  be  mentioned  those  relating  to  the  suffrage — the  right  to  vote  at  elections 
for  both  houses  of  the  Federal  Parliament  (sec.  41) ;  the  right  to  participate,  on  terms  of 
erpiality,  in  trade  and  commerce  between  the  States  and  with  other  countries  (sees.  51 — i. 
and  99)  ;  the  right  to  have  the  benefit  of  the  postal,  telegraphic,  and  telephonic  services 
(sec.  51 — v.);  the  right  to  share  the  protection  of  the  naval  and  military  forces  of  the 
Commonwealth  (sec.  51 — vi.) ;  the  right  to  use  the  navigable  waters  of  the  Commonwealth 
for  the  purposes  of  trade  and  commerce  (sec.  98) ;  the  right  to  pass  from  one  State  into 
another  and  to  hold  intercourse  with  foreign  countries  (sees.  51 — i.  and  92).  To  be 
allowed  to  visit  the  seat  of  Government,  to  gain  access  to  Federal  territories,  to  petition 
the  Federal  authorities,  to  examine  the  public  records  of  the  Federal  courts  and  insti- 
tutions, are  rights  which,  if  not  expressly  granted,  may  be  inferred  from  the  Constitution, 
and  which  could  not  be  taken  away  or  abridged  by  tiie  States  any  more  than  those 
directly  and  clearly  conveyed.      (Story,  Coram.  §  1937;  Crandall  v.  Nevada,  6  Wall.  36. > 


§§463-463a.]  THE  STATES.  959 

Immunities  are  generally  the  corollaries  of  privileges.  Where  a  priWlege  is  grante<l 
there  must  be  an  exemption  from  interference  or  obstruction  iu  the  enjoyment  of  the 
privilege.  Consequenth',  a  State  could  not  pass  laws  which  would  operate  as  burdens 
and  impositions  and  prevent  the  free  exercise  of  Federal  privileges.  Thus  a  State  could 
not  require  an  importer  of  foreign  merchandise  to  pay  a  tax  for  a  license  to  sell  such 
goods.  (Brown  v.  Maryland,  12  Wheat.  419.)  Free  intercourse  between  the  States 
being  established  bj-  the  Constitution,  a  State  could  not  impose  a  tax  on  travellers 
entering  or  leaving  the  State.  (Crandall  v.  Nevada,  6  Wall.  3.5. )  The  people  of  the 
Commonwealth  having  a  right  to  sue  in  the  Federal  courts  in  the  prosecution  of  causes 
specified  by  the  Constitution,  a  State  could  not  obstruct  the  citizens  of  other  States  in 
suing  its  own  citizens  in  the  Federal  courts.  (Insurance  Co.  r.  Morse,  20  Wall.  445.)  A 
Sta.te  could  not  interfere  with  the  freedom  of  inter-state  trade  by  demanding  license  fees 
•from  the  vendors  of  goods  imported  from  other  States  (sec.  92). 

ExFORCEMEXT  OF  Fedekal  PRI^^LE^;ES  AND  IMMUNITIES. —  As  there  is  no  necessity 
for  specially  declaring  that  the  prixnleges  and  immunities  of  the  people  of  the  Common- 
wealth may  not  be  abridged  by  the  States,  so  there  is  no  necessity  for  specifying  any 
procedure  by  which  they  may  be  enforced.  They  may  be  described  as  self-executing. 
Every  privilege  or  immunity  conferred  by  the  Constitution  implies  a  prohibition  against 
anything  inconsistent  with  the  free  exercise  or  enjoyment  thereof.  Any  law  passed  by  a 
State,  in  violation  of  any  constitutional  privilege  or  immunitj-,  would  be  null  and  void  ; 
the  courts  would  not  enforce  it. 

§  463a.    '*  Resident  in  Any  State." 

We  have  explained  generally  the  privileges  and  immunities  of  the  people  belonging 
to  the  Commonwealth,  and  accounted  for  the  absence  from  the  Constitution  of  any 
express  declaration  or  reference  to  such  privileges  or  immunities  ;  we  now  come  to  the 
consideration  of  those  pri\ileges  and  immunities  created  by  and  dependent  upon  State 
laws  which  are  the  only  ones  coming  within  the  purview  of  sec.  117-  This  section  as 
drawn  prohibits  the  imposition  of  disabilities  and  discriminations  by  a  State  against  the 
people  of  another  State.  It  would  be  impossible,  however,  to  grasp  the  significance  of 
this  prohibition  without  some  consideration  of  the  privileges  and  immunities  with  respect 
to  which  such  disabilities  and  discriminations  may  be  enacted. 

State  Privileges  .and  Immtnities. — In  the  exercise  of  its  reserved  powers  each 
State  will  have  exclusive  authority  to  legislate  concerning  the  rights,  priWleges,  im- 
munities, and  obligations  of  the  people.  In  fact  the  whole  domain  of  ci%nl  liberty, 
except  that  assigned  to  the  Federal  authority,  is  subject  to  the  jurisdiction  of  the  State. 
A  complete  enumeration  of  the  matters  belonging  to  that  domain,  and  dependent  upon 
State  law,  would  be  too  complicated  and  too  length}-  to  present,  but  a  fair  summary  has 
been  given  by  an  eminent  American  Judge  : — 

"  The  privileges  and  immunities  of  State  citizenship  are  all  comprehended  under  the 
following  general  heads  :  protection  by  the  Government,  the  enjoyment  of  life  and 
liberty,  with  the  right  to  acquire  and  possess  property  of  every  kind,  and  to  pursue  and 
obtain  happiness  and  safety,  subject  nevertheless  to  such  restraints  as  the  Government 
may  justly  prescribe  for  the  general  good  of  the  whole.  The  right  of  a  citizen  of  one 
State  to  pass  through  or  to  reside  in  any  other  State,  for  purposes  of  trade,  agriculture, 
professional  pursuits,  or  otherwise,  to  claim  the  benefit  ot  the  writ  of  habeas  corpus,  to 
institute  and  maintain  actions  of  every  kind  in  the  courts  of  the  State  :  to  take,  hold, 
and  dispose  of  property,  either  real  or  personal,  and  an  exemption  from  higher  taxes  or 
impositions  than  are  paid  by  the  citizens  of  other  States,  may  be  mentioned  as  some  of 
the  principal  privileges  and  immunities  of  citizens  which  are  clearly  embraced  by  the 
general  description  of  privileges  deemed  to  be  fundamental.  (Per  Washington,  J.,  in 
Corfield  v.  Coryell,  4  Wash.  C.C.  380.) 

"  Other  Judges,  while  appro^•ing  of  this  general  enumeration,  have  been  careful  to 
say  that  they  deem  it  safer  and  more  in  accordance  with  the  duty  of  a  judicial  tribunal 
to  leave  the  meaning  to  be  determined  in  each  case  upon  a  view  of  the  particular  rights 
asserted  therein.  And  especially  is  this  true  when  we  are  dealing  with  so  broad  a 
provision,  involving  matters  not  only  of  great  delicacj'  and  importance,  but  which  are 


960  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  117. 

of  such  a  character  that  any  merely  abstract  definition  could  scarcely  be  correct ;  and  a 
failure  to  make  it  so  would  certainly  produce  mischief."     (Cooley's  Const.  Law,  p.  207.) 

Such  being  some  of  the  fundamental  privileges  and  immunities  within  the  power  of 
a  State  to  confer,  we  are  now  in  a  position  to  consider  the  nature  of  the  limitations 
imposed  by  sec.  117.  This  section  provides  that  a  subject  of  the  Queen  resident  in  one 
State  shall  not  be  subject  in  any  other  State  to  any  disability  or  discrimination  which 
would  not  be  equally  applicable  to  him  if  he  were  a  subject  of  the  Queen  resident  in 
such  other  State.  Its  object  is  to  establish  a  sort  of  inter-state  reciprocity  in  the  enjoy- 
ment of  privileges  and  immunities  created  by  and  dependent  upon  State  laws.  This 
reciprocity  is  secured  by  the  inhibition  that  a  qualified  resident  in  one  State  shall  not, 
in  his  dealing  or  connection  with  another  State,  be  liable  to  any  disability  or  discrimina- 
tion which  would  not  be  applicable  to  him  if  he  were  a  qualified  resident  in  that  other 
State. 

Residence  is  an  elastic  word  which  may  be  modified  by  the  context.  {Exp.  BreuU, 
re  Bowie  [1888],  16  Ch.  D.  484  ;  Lewis  v.  Graham  [1888],  20  Q.B.  D.  780.)  Its  ordinary 
meaning  is  the  place  where  a  person  lives ;  that  is,  where  he  usually  eats,  drinks,  and 
sleeps,  or  where  his  family  or  servants  eat,  drink,  and  sleep.  (Per  Bayley,  J.,  in  Rex. 
V.  North  Curry  [1825],  4  Barn,  and  Cress.  959  ;  and  see  Notes,  pp.  477,  776,  supra.)  In 
this  section,  "a  resident  in  any  State"  means  a  person  who  permanently  lives  in  a  State  ; 
one  who  is  not  a  mere  visitor  or  sojourner  ;  one  who  by  his  continued  residence  in  a 
State  has  become  identified  with  it  and  is  regarded  as  one  of  its  people. 

The  privileges  and  immunities  contemplated  by  this  section  are  those  which  belong 
to  resident  subjects  of  the  Queen  in  a  State.  The  States  are  not  forbidden  to  impose 
disabilities  and  make  discriminations  in  laws  relating  to  aliens.  It  is  assumed  that  tlie 
resident  subjects  of  the  Queen  will  be  the  most  favoured  people  and  the  special  object 
of  State  consideration  and  solicitude.  Hence  the  Constitution  interposes  and  as  a  matter 
of  national  policy  seeks  to  secure  equality  of  treatment,  in  all  the  States,  for  subjects  of 
the  Queen  resident  in  any  State  of  the  Commonwealth. 

§  464.     "  Disability  or  Discrimination." 

No  privileges  or  immimities  are  secured  against  disability  and  discrimination  except 
those  annexed  by  the  laws  of  a  State  to  the  combined  conditions  of  State  residence  and 
British  subjectship.  A  State  is  not  forbidden  to  enact  that  certain  privileges  and 
immunities  may  flow  from  a  contractual  relation.  Thus  a  State  law  prohibiting,  in 
certain  districts,  the  sale  of  goods  other  than  the  agricultural  products  and  articles 
manufactured  in  the  State,  by  persons  not  residents  of  the  State,  until  license  therefor 
has  been  obtained,  is  unconstitutional.  (Ward  v.  Maryland,  12  Wall.  418.)  On  the 
other  hand,  in  contrast  to  this  case,  privileges  and  immimities  attached  by  law  to 
contracts  by  reason  of  the  place  where  such  contracts  are  made  or  executed  are  not 
within  the  mischief  intended  to  be  rectified  by  this  section.  It  would  not  be  a  disability 
or  discrimination  prohibited  by  this  section,  for  a  State  to  deny  to  a  widow,  whose 
marriage  was  not  contracted  within  the  State  or  executed  there  by  a  matrimonial 
domicile,  the  same  rights  of  property  in  the  estate  of  a  deceased  husband  as  is  given  to 
a  widow  whose  marriage  was  there  contracted,  or  where  the  spouses  live  in  the  State. 
(Conner  v.  Elliott,  18  How.  591.)  Other  American  ca.ses  may  be  cited  in  illustration  of 
the  operation  of  this  section. 

A  State  statute  which,  in  effect,  provides  that  where  a  defendant  is  out  of  the  State 
the  statute  of  limitations  shall  not  run  against  the  plaintiff  if  the  latter  resides  in  the 
State,  but  shall  if  he  resides  out  of  the  state,  is  not  repugnant  to  the  "  privilege  and 
immunity"  clause  (supra).     (Ryan  v.  Carter,  9.3  U.S.  78  ;  Baker,  Annot.  Const,  p.  158.) 

A  law  of  Iowa,  which  provides  that  a  person  having  in  his  possession  "  Texas  cattle  " 
which  have  not  been  wintered  north  of  a  certain  line  shall  be  liable  for  all  damages 
caused  by  allowing  such  cattle  to  run  at  large  and  thereby  spread  the  Texas  cattle  fever, 
is  not  a  denial  to  the  citizens  of  other  States  of  the  rights,  privileges  and  immunities 
accorded  to  citizens  of  Iowa.     ^Kimmish  v.  Ball,  129  U.S.  217.     Id.) 


^§464-465.]  THE  STATES.  961 

The  "privilege  and  immunity"  clause  does  not  control  the  power  of  the  State 
Governments  over  the  rights  of  their  own  citizens.  Its  sole  purpose  is  to  declare  to  the 
several  States  that  whatever  those  rights  are,  as  yon  grant  or  establish  them  to  your  own 
citizens,  or  as  j'ou  limit  or  qualify,  or  impose  restrictions  on  their  exercise,  the  same, 
neither  more  nor  less,  shall  be  the  measure  of  the  rights  of  citizens  of  other  States  within 
your  jurisdiction.     (Slaughter-House  Cases,  16  Wall.  36.     Id.) 

This  section,  like  the  Fourteenth  Amendment,  is  directed  against  State  action.  Its 
object  is  to  place  the  citizens  of  each  State  on  the  same  footing  with  citizens  of  other 
States,  and  inhibit  discriminating  legislation  against  them  by  other  States.  (United 
States  r.  Harris,  106  U.S.  629.     Id.) 

Each  State  owns  the  tide-waters  and  beds  of  all  tide  waters  within  its  jurisdiction  ;  a 
right  of  fishery  is  a  property  right,  and  not  a  mere  privilege  or  immunity  of  citizenship. 
Therefore  a  State  may  grant  to  its  own  citizens  the  exclusive  privilege  of  using  the  lands 
covered  by  water  on  its  borders  for  the  purpose  of  maintaining  oyster-beds,  and  may 
with  penalties  prohibit  such  use  by  citizens  of  other  States.  (McCready  v.  Virginia,  94 
U.S.  391.     Id.  157.) 

It  seems  doubtful  whether  the  rule  affirmed  in  McCready  v.  Virginia  (sxtjn-a)  would 
be  followed  in  a  legal  construction  of  sec.  117.  To  grant  subjects  of  the  Queen,  in  a 
State,  the  exclusive  right  to  plant  oysters  in  soil  covered  by  tidal  waters  within  a  State 
and  to  forbid  the  subjects  of  the  Queen  resident  in  another  State  to  do  so,  would  look 
uncommonly  like  a  discrimination  in  favour  of  the  people  of  one  State,  and  a  disability  on 
the  people,  subjects  of  the  Queen,  of  another  State ;  as  such  it  would  be  within  the 
mischief  intended  to  be  suppressed  by  the  Constitution. 

CoRPORATioxs. — It  has  been  held  in  the  United  States  that  a  corporation  created  by 
a  State  is  not  a  "  citizen  "  of  the  State,  so  as  to  be  entitled  to  the  privileges  and 
immunities  of  citizens  in  the  several  States.  (Paul  t:  Virginia,  8  Wall.  168  ;  Blake  v. 
M'Clung,  172  U.S.  239.)  It  would  seem  ec^ually  clear  that  a  corporation  cannot  be 
a  "  subject  of  the  Queen  "  within  the  meaning  of  this  section.  Accordingly  a  State  may 
discriminate  between  its  own  corporations  and  those  of  another  State  —subject  of  course 
to  the  limitations  imposed  by  other  sections  of  the  Constitution.  (Ducat  v.  Chicago,  10 
Wall.  410.) 


Recognition  of  laws,  &c. ,  of  States. 

118.  Full  faith  and  credit**^  shall  be  given,  throucrhout 
the  Commonwealth,  to  the  laws,  the  public  Acts  and  records, 
and  the  judicial  proceedings  of  every  State. 

United  Statis. — Full  faith  and  credit  shall  be  given  in  each  State  to  the  public  acts,  records, 
and  judicial  proceeding's  of  every  other  State.  And  the  Congress  may,  by  general  la^^-s, 
prescribe  the  manner  in  which  such  act*,  records,  and  proceedings  shall  i)€  proved,  and 
the  effect  thereof. — Const.,  Art.  iv.,  sec.  1. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891  were  provisions  identical 
with  this  section  and  with  sub-sec.  xxv.  of  sec.  51 — provisions  which  together  make  up 
the  American  section  quoted  above.  (Conv.  Deb.,  Syd  ,  1891,  p.  883.)  At  the  Adelaide 
session  in  1897,  these  provisions  were  adopted  verbatim.  At  the  Melbourne  session  a 
suggestion  by  the  Legislative  Council  of  New  South  Wales  to  omit  (in  sec.  51) 
*'  throughout  the  Commonwealth  "  was  negatived. 

§  465.    "Full  Faith  and  Credit." 

Section  118  contains  a  constitutional  declaration  in  favour  of  inter-state  official 
and  judicial  reciprocity,  which  the  Federal  Parliament  and  the  States  may 
assist  to  effectuate,  but  which  they  cannot  prejudice  or  render  nugatory ;  the  Federal 
Parliament  being  enabled  to  carry  it  into  execution  by  sec.  51 — xxiv.  and  xxv.,  and  the 
States  in  the  exercise  of  their  reserved  powers.  Subjects  of  the  Queen,  residents  in  one 
State,  may  have  rights  of  property  and  personal  privileges  which  they  wish  to  assert  in 
61 


962  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  118. 

other  States  where  they  do  not  reside.  They  may  desire  to  take  proceedings  in  the 
courts  of  another  State,  in  order  to  assert  their  rights  and  privileges  and  to  protect  their 
interests.  In  such  proceedings  it  may  be  necessary  to  prove  the  statutes,  records,  and 
judicial  proceedings  of  their  own  State,  or  to  give  evidence  of  muniments  of  title  existing 
in  their  own  State.  By  the  rules  of  international  and  inter-state  comity,  as  well  as  at 
common  law,  there  are  certain  recognized  methods  of  proof  and  modes  of  enforcing  such 
rights  and  privileges.  These  rules,  however,  may  be  altered  or  abolished  bj-  State 
legislation.  It  is  conceivable  that  in  times  of  antagonism  and  contention  between  States, 
laws  might  be  passed  in  one  State  intended  to  defeat  or  delay  the  residents  of  another 
State  in  the  prosecution  of  legal  rights  and  remedies  against  residents  in  that  State. 
This  policy,  once  resorted  to,  would  lead  to  reprisals  and  retaliations,  resulting  in 
infinite  mischief  and  unwarrantable  denial  of  right.  The  Constitution  has  interposed 
and  converted  the  rule  of  comity  into  a  rule  of  law,  in  order  to  promote  uniformity  of 
regulation  in  such  inter-state  proceedings  as  well  as  to  prevent  the  possibility  of  resort 
to  a  narrow-minded  unfraternal  policy. 

American  Legislation. — In  pursuance  of  power  conferred  on  it  by  a  similar  section 
in  the  Constitution,  the  Congress  of  the  United  States,  in  1790,  passed  a  law  which 
declared  that  the  Acts  of  the  legislatures  of  the  several  States  should  be  authenticated 
by  the  seals  of  their  respective  States,  and  that  the  records  and  judicial  proceedings  of 
the  courts  of  any  State  should  be  proved  or  admitted  in  any  other  court  within  the 
United  States  by  the  attestation  of  the  clerk  and  the  seal  of  the  court  annexed,  together 
with  a  certificate  of  the  judge  that  the  said  attestation  was  in  due  form  ;  and  that  records 
so  authenticated  should  have  the  same  faith  and  credit  given  to  them  in  every  court 
within  the  United  States  as  they  had  in  the  courts  of  that  State.  (U.S.  Stat,  at  Large  i.. 
122  ;  Rev.  Stat.  2nd  ed.  §§  905-6  ;  Hanley  v.  Donoghue,  116  U.S.  1  ;  Cole  v. 
Cunningham,  133  U.S.  107  ;  cited  Rorer,  Inter-State  Law,  p.  154.) 

By  a  subsequent  Act  of  Congress,  passed  in  1804,  similar  provisions  as  to  faith  and 
credit  were  applied  to  all  records  and  exemplications  of  office  books  kept  in  any  public 
oflBce  of  any  State,  not  belonging  to  a  court.  (U.S.  Stat,  at  Large  ii.  298;  Rev.  Stat. 
2nd  ed.  §  906  ;  Rorer,  Inter-State  Law,  p.  155.) 

Application  to  State  Courts. — "The  foregoing  constitutional  and  statutory 
provisions  of  the  United  States  apply  only  to  the  courts  of  the  States  and  Territories 
of  the  United  States.  They  have  no  reference  whatever  to  the  coiirts,  records, 
documents,  or  acts  of  the  United  States  as  evidence  in  the  State  courts,  or  to  those  of 
the  State  courts  as  evidence  in  the  National  courts  ;  in  these  cases  the  ordinary 
certificate  of  the  clerk  and  seal  of  the  court,  in  such  manner  or  form  as  renders  them 
admissible  in  the  courts  of  the  same  State,  or  in  the  Federal  courts,  as  the  case  may  be, 
renders  these  documents,  records,  and  acts  mutually  admissible  as  between  the  State 
and  Federal  courts,  when  otherwise  proper  evidence.  But  notwithstanding  those 
National  provisions  are  not  intended  to  apply  to  the  United  States  courts,  yet  the 
records  of  those  courts  are  admissible  in  other  courts,  though  certified  in  accordance 
with  said  act  of  Congress.  The  fact  that  such  authentication  more  than  fulfils  the 
requirement  of  the  law  as  to  admissibility  will  not  be  ground  of  exclusion. "  (Rorer  on 
Inter-State  Law,  p.  156.) 

Federal  Courts  and  State  Courts. — "The  State  and  National  courts,  though 
emanations  of  difi'erent  sovereignties,  are  in  no  wise  foreign  tribiuials  to  each  other,  nor 
are  the  National  courts  of  one  circuit  or  district  such  in  reference  to  those  of  other 
circuits  or  districts,  but  are  domestic  tribunals,  whose  seals  are  recognized  as  matter  of 
course.  But  such  courts,  both  National  and  State,  are  courts  of  different  sovereignties; 
and  the  National  Courts  are  only  required  to  give  judgments  of  State  courts  such 
authority  as  they  are  entitled  to  in  the  courts  of  the  State  wherein  they  are  rendered." 
(Rorer  on  Inter-State  Law,  p.  156.) 

Proof  of  Statutes. — "The  certificate  and  seal  of  State  of  the  genuineness  of  statute 
laws  need  no  other  proof  of  their  authenticity,  or  of  the  official  character  of  the  person 
certifying  as  Secretary  of  State,  and  if  there  be  any  interlineations  they  are  presumed  to 
have  been  made  rightfullj'  ;  and  so  it  is  settled  that  State  laws  need  not  be  proved  in 
the  courts  of  the  United  States."     (Rorer  on  Inter-State  Law,  p.  159.) 

General  Principles. — "  The  full  faith  and  credit  to  which  the  public  acts,  records, 
and  proceedings  are  entitled  in  other  States  is  the  same  faith  and  credit  to  M'hich  they 


§465.]  THE  STATES.  963 

are  entitled  in  the  State  whose  acts,  records,  and  judicial  proceedings  they  are. 
(Armstrong  v.  Carson,  2  Dall.  302.)  When,  therefore,  suit  is  brought  in  one  State  upon 
a  judgment  rendered  by  a  court  of  another  State,  and  it  appears  that  by  the  law  of  the 
lasi-mentioned  State  it  is  conclusive  upon  the  defendant,  it  must  be  held  equally  con- 
clusive in  the  court  in  which  suit  upon  it  is  brought.  (Mills  v.  Duryee,  7  Cranch 
481.)  Whatever  pleas  would  be  good  to  it  in  the  State  where  it  was  pronounced,  and 
none  others,  might  be  pleaded  to  it  in  any  other  court  within  the  United  States. 
(Hampton  v.  McConnell,  3  Wheat.  234;  Green  v.  Van  Buskirk,  7  Wall.  139.) 
Judgments  in  one  State  when  proved  in  another  diifer  from  judgments  of  another 
country  in  this  alone,  that  they  are  not  impeachable  for  fraud  nor  open  to  question  upon 
the  merits.  (Hanley  r.  Donoghue,  116  U.S.  1.)  But  the  judgment  can  have  no  greater 
or  other  force  abroad  than  at  home,  and  therefore  it  is  always  compet«nt  to  show  that 
it  is  invalid  for  want  of  jurisdiction  in  the  court  rendering  it.  (Harris  i\  Hardeman,  14 
How.  334. )  To  preclude  inquiry  into  it  in  another  State,  the  judgment  must  not  only  be 
rendered  by  a  court  having  jurisdiction  of  the  subject-matter  and  the  parties,  but,  if 
the  defendant  does  not  appear  at  the  trial,  it  must  be  responsive  to  the  pleadings. 
(Re^-nolds  r.  Stockton,  140  U.S.  254.)  So  anj'thing  that  goes  in  release  or  discharge  of 
the  judgment  may  be  shown.  (McElmoyle  v.  Cohen,  13  Pet.  312  ;  D'Arcy  r.  Ketchum, 
11  How.  165.)  And  the  Statute  of  Limitations  of  the  State  where  the  suit  is  brought 
will  be  available,  if  the  case  comes  within  it.  But  it  is  not  competent  for  any  State  to 
pass  an  act  of  limitations  which  would,  in  eflfect,  nullify  judgments  rendered  in  other 
States,  and  allow  no  remedy  upon  them  whatever.  Reasonable  opportunity  to  enforce  a 
demand  must  always  be  afforded."     (Cooley's  Principles  of  Const.  Law,  p.  203.) 

"  Constiiictive  sersnce  of  process  bj'  publication  or  attachment  of  property  is 
sufficient  to  enable  the  courts  of  a  State  to  subject  property  within  it  to  their  jurisdiction 
in  such  cases  as  the  statutes  of  the  States  may  provide  therefor ;  but  such  a  service 
cannot  be  the  foundation  of  a  personal  judgment.  Process  from  the  tribunals  of  one 
State  cannot  run  into  another  State  and  summon  parties  there  domiciled  to  leave  its 
territory  and  respond  to  proceedings  against  them.  Publication  of  process  or  notice 
within  the  State  where  the  tribunal  sits  cannot  create  any  greater  obligation  upon  the 
non-resident  to  appear.  Process  sent  to  him  out  of  the  State,  and  process  published 
within  it,  are  equally  miavailable  in  proceedings  to  establish  his  personal  liability.  But 
in  respect  to  the  res,  a  judgment  in  rem,  rendered  with  competent  jurisdiction,  is  con- 
clusive everywhere."     (Id.  pp.  204-5.) 

"The  Act  of  Congress  declaring  the  effect  to  be  given  in  any  court  within  the 
United  States  to  the  records  and  judicial  proceedings  of  the  several  States  does  not 
require  that  they  shall  have  any  greater  force  and  efficacy  in  other  courts  than  in  the 
courts  of  the  States  from  which  they  are  taken,  but  onlj'  such  faith  and  credit  as  by  law 
or  usage  they  have  there.  (Robertson  v.  Pickrell,  1U9  U.S.  608.)"  (Rorer  on  Inter-State 
Law,  p.  155.) 

"  This  section  of  the  Constitution  does  not  prevent  an  inquiry  into  the  jurisdiction 
of  the  court  in  which  a  judgment  is  rendered,  to  pronounce  the  judgment,  nor  into  the 
right  of  the  State  to  exercise  authority  over  the  parties  or  the  subject-matter,  nor 
whether  the  judgment  is  founded  in  and  impeachable  for  a  manifest  fraud.  The 
Constitution  did  not  mean  to  confer  any  new  power  on  the  States,  but  simply  to  regulate 
the  effect  of  their  acknowledged  jurisdiction  over  persons  and  things  within  their 
territory.  It  did  not  make  the  judgments  of  the  States  domestic  judgments  to  all  intents 
and  purposes,  but  only  gave  a  general  validity,  faith  and  credit  to  them  as  evidence. 
No  execution  can  be  issued  upon  such  judgments  without  a  new  suit  in  the  tribunals  of 
other  States,  and  they  enjoy  not  the  right  of  priority  or  pri\nlege  or  lien  which  they 
have  in  the  State  where  they  are  pronounced,  but  that  only  which  the  '  lex  fori'  gives  to 
them  by  its  own  laws,  in  their  character  of  foreign  judgments.  (McElmoyle  r.  Cohen, 
13  Pet.'312  ;  D'Arcy  v.  Ketchum,  11  How.  165  ;  Thompson  v.  Whitman,  18  Wall.  457  ; 
Pennoyer  v.  Neff,  95  U.S.  714  ;  Wisconsin  v.  Pelican  Ins.  Co.,  127  U.S.  265  ;  Christmas 
V.  Russell,  5  Wall.  290  ;  Story,  Constitution,  §  1303  et  seq.,  and  Story,  Conflict  of  Law, 
§  609.)  And  other  judicial  proceedings  can  rest  on  no  higher  ground.  (Cole  v. 
Cunningham,  133  U.S.  107,  112.)"     (Id.  p.  152.) 

The  constitutional  provision  does  not  prevent  enquiry  into  the  jurisdiction  of  the 
court  in  which  the  judgment  was  rendered  over  subject  matter  and  parties,  or  into  the 
facts  necessary  to  give  such  jurisdiction.     (Thormann  v.  Frame,  176  U.S.  350.) 

Federal  Power.  —  The  cases  cited  merely  illustrate  the  law  of  the  United  States, 
as  determined  by  the  Constitution  and  by  Federal  legislation  thereunder.  It  must  be 
remembered  that  the  Parliament  of  the  Commonwealth  has  large  powers  of  legislation 
under  sec.  51 — xxiv.  and  xxv.  It  can  pass  laws  providing  for  the  service  and  execution 
throughout  the  Commonwealth  of  the  civil  and  criminal  process  and  the  judgments  of 


964  COMMENTARIES  ON  THE  CONSTITUTION.      [See.  119. 

the  courts  of  the  States.  By  the  exercise  of  that  power  the  Federal  Parliament  may 
revolutionize  the  principles  of  service  of  process,  referred  to  in  the  extract  from  Cooley 
{siipra).  The  Federal  Parliament  can  likewise  pass  laws  providing  for  the  recognition, 
throughout  the  Commonwealth,  of  the  laws,  the  public  acts  and  records,  and  the  judicial 
proceedings  of  the  States.  (As  to  legislation  which  may  be  passed  in  the  exercise  ol 
these  powers,  see  Notes  on  sec.  51 — xxiv.  and  xxv.) 


Protection  of  States  from  invasion  and  violence. 

119.  The  Commonwealth  shall  protect  every  State 
against  invasion*^^  and,  on  the  application  of  the  Executive 
Government  of  the  State,  against  domestic  violence*^". 

United  States. — The  United  States  .  .  .  shall  protect  [every  State]  against  invasion  ;  and, 
on  application  of  the  Lesislature,  or  of  the  Executive  (when  the  Legislature  cannot  be 
convened)  against  domestic  violence. — Art.  IV.,  sec.  4. 

Historical  Note.  — In  the  Commonwealth  Bill  of  1891,  and  in  the  Adelaide  draft  of 
1897,  this  clause  appeared  verbatim.  At  the  Melbourne  session,  Mr.  Gordon  moved  to 
substitute  "  attack  "  for  "  invasion,"  to  make  it  clear  that  a  naval  attack  was  included. 
This  was  negatived.     (Conv.  Deb.,  Melb.,  pp.  691-2.) 

§  466.    "Protect  every  State  against  Invasion." 

The  Commonwealth  is  required  to  protect  every  State  against  invasion.  The  courts 
have  iiiterpreted  the  phrase,  "United  States"  in  a  similar  section  in  the  American 
Constitution,  to  mean  the  Federal  Government.  (Luther  v.  Borden,  7  How.  1.  See 
Pomeroy,  Const.  Law,  §  101.)  Hence  the  injunction  that  "  the  Commonwealth  "  shall 
protect  a  State  refers  to  the  Federal  Government  and  not  the  political  community  of 
which  that  Government  is  an  organ.  The  power  and  duty  to  protect  against  invasion 
may  be  exercised  by  the  Federal  authority  on  its  own  motion  and  according  to  its  own 
judgment  and  discretion,  without  the  necessity  of  an  application  from  any  State 
organization  within  the  State. 

§  467.    "  Domestic  Violence." 

The  Federal  Authority  is  not  required  or  empowered  to  interfere  to  protect  a  State 
against  domestic  violence,  except  on  the  application  of  the  Executive  Government  of  the 
State.  The  maintenance  of  order  in  a  State  is  primarily  the  concern  of  the  State,  for 
which  the  police  powers  of  the  State  are  ordinarily  adequate.  But  even  if  the  State  is 
unable  to  cope  with  domestic  violence,  the  Federal  Government  has  no  right  to  intervene, 
for  the  protection  of  the  State  or  its  citizens,  unless  called  upon  by  the  State  Executive. 
If,  however,  domestic  violence  within  a  State  is  of  such  a  character  as  to  interfere  with 
the  operations  of  the  Federal  Government,  or  with  the  rights  and  privileges  of  federal 
citizenship,  the  Federal  Government  may  clearly,  without  a  summons  from  tlie  State, 
interfere  to  restore  order.  Thus  if  a  riot  in  a  State  interfered  with  the  carriage  of  the 
federal  mails,  or  with  inter-state  commerce,  or  with  the  right  of  an  elector  to  record  his 
vote  at  federal  elections,  the  Federal  Government  could  use  all  the  force  at  its  disposal, 
not  to  protect  the  State,  but  to  protect  itself.  Were  it  otherwise,  the  Federal  Government 
would  be  dependent  on  the  Governments  of  the  States  for  the  effective  exercise  of  its 
powers.  And  not  only  may  the  Executive  Government  interfere  to  suppress  by  force  a 
rebellion  which  cripples  its  powers,  but  the  federal  courts  may  interfere  in  a  peaceful 
way  by  issuing  an  injunction  against  the  offenders,  and  executing  the  judgment  of  the 


§§467-468.]  THE  STATES.  965 

Court  in  the  ordinary  way.  These  principles  were  conclusively  settled  in  the  United 
States,  in  1895,  by  the  case  of  Re  Debs  (158  U.S.  564).  Debs  and  others  were  oflScers  of 
a  trade  imion  in  Illinois,  who  combined  to  boycott  the  cars  of  the  Pullman  Palace  Car 
Company,  and  proceeded  by  threats,  intimidation,  force  and  violence,  to  obstruct  and 
Mreck  trains  engaged  in  inter-state  commerce,  and  in  carrying  the  United  States  Mails. 
A  Federal  Circuit  Court  in  Illinois,  on  a  bill  filed  by  the  Pullman  Company,  granted  an 
injunction  against  Debs  and  his  associates.  Debs,  ha^^ng  been  attached  for  disobedience 
to  the  injunction,  applied  to  the  Supreme  Court  of  the  United  States  for  a  writ  of  habeas 
corpus,  which  was  refused  on  the  ground  that  the  Circvut  Court  had  authority  to  issue 
and  enforce  the  injunction. 

' '  There  is  no  such  impoteucy  in  the  National  Government.  The  entire  strength  of 
the  nation  may  be  used  to  enforce  in  any  part  of  the  land  the  full  and  free  exercise  of  all 
national  powers,  and  the  security  of  all  rights  entrusted  by  the  Constitution  to  its  care. 
The  strong  arm  of  the  National  Goverximent  may  be  put  forth  to  brush  away  all  obstruc- 
tions to  the  freedom  of  inter-state  commerce,  or  the  transportation  of  the  mails.  If  the 
emergency'  arises,  the  army  of  the  nation,  and  all  its  militia,  are  at  the  service  of  the 
Nation  to  compel  obedience  to  its  laws.  But  passing  to  the  second  question,  is  there  no 
other  alternative  than  the  use  of  force  on  the  part  of  the  executive  authorities  whenever 
obstructions  arise  to  the  freedom  of  inter-stat«  commerce  or  the  transportation  of  the 
mails?  Is  the  army  the  only  instrument  by  which  rights  of  the  public  can  be  enforced 
and  the  peace  of  the  nation  preserved  ?  Grant  that  any  public  nuisance  may  be  forcibly 
abated  either  at  the  instance  of  the  authorities,  or  by  any  individual  suffering  private 
damage  therefrom,  the  existence  of  this  right  of  forcible  abatement  is  not  inconsistent 
with  nor  does  it  destroj-  the  right  of  appeal  in  an  orderly  way  to  the  courts  for  a 
judicial  determination,  and  an  exercise  of  their  powers  by  writ  of  injunction  and 
otherwise  to  accomplish  the  same  result."     (Per  Brewer,  J.,  ^e  Debs,  158  U.S.  582.) 

'•  We  hold  it  to  be  an  incontrovertible  principle,  that  the  government  of  the  United 
States  may,  by  means  of  physical  force,  exercised  through  its  official  agents,  execute  oh 
every  foot  of  American  soil  the  powers  and  functions  that  belong  to  it.  This  necessarily 
involves  the  power  to  command  obedience  to  its  laws,  and  hence  the  power  to  keep  the 
peace  to  that  extent."     (Per  Bradley,  J.,  Exp.  Siebold,  100  U.S.  395.) 


Custody  of  offenders  against  laws  of  the  Commonwealth. 

120.  Every  State  shall  make  provision  for  the  detention 
in  its  prisons  of  persons  accused  or  convicted  of  offences 
against  the  laws  of  the  Commonwealth**®,  and  for  the  punish- 
ment of  persons  convicted  of  such  offences,  and  the  Parliament 
of  the  Commonwealth  mav  make  laws  to  jjive  effect  to  this 
provision. 

Historical  Note.  —A  clause  in  substantially  the  same  words  was  in  the  Common- 
wealth Bill  of  1891,  and  was  adopted  at  the  Adelaide  session,  1897.  At  the  Melbourne 
session  the  clause  was  verbally  amended.  (Conv.  Deb.,  Melb.,  pp.  692-3. )  A  verbal 
alteration  was  also  made  after  the  fourth  report. 

§  468.     "  Offences  Against  the  Laws  of  the  Commonwealth." 

In  the  exercise  of  its  constitutional  powers  the  Federal  Parliament  may  create 
privileges  and  immunities  and  impose  obligations,  and  it  may  declare  that  any  breach 
thereof  is  an  offence,  punishable  by  fine  or  imprisonment.  Every  violation  of  public  law 
may  be  made  an  offence.  For  a  definition  of  offences  again>t  laws  of  the  Commonwealth, 
and  a  discussion  of  the  question  whether  there  is  a  common  law  of  the  Commonwealth, 
see  Notes,  §§  326,  341,  »upra. 


966  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  120. 

§  469.    "Prisons." 

The  Federal  Government  will  be  able  to  establish  its  own  prisons  and  reformatories 
for  the  detention  and  punishment  of  prisoners  convicted  of  offences  against  the  law  of 
the  Commonwealth.  Until  such  prisons  are  established  it  is  the  duty  of  every  State  to 
make  provision  for  the  detention  and  punishment  of  persons  so  convicted  within  its 
limits.  Warrants  of  commitment  and  imprisonment  signed  by  the  proper  officers  of 
Federal  courts  will  be  as  binding  on  the  keepers  of  State  gaols  as  those  issued  by  the 
judges  and  magistrates  of  the  States.  The  Federal  Authority  will  presumably  compen- 
sate the  State  Authorities  for  the  expense  which  they  may  incur  in  providing  the 
necessary  gaol  accommodation  and  supervision. 


NEW  STATES.  967 


CHAPTER  VI.— NEW  STATES. 

New  States  may  be  admitted  or  established. 

121.  The  Parliament  may  admit  to  the  Commonwealth 
or  establish  new  States*^",  and  may  upon  such  admission  or 
establishment  make  or  impose  such  terms  and  conditions*^\ 
including  the  extent  of  representation  in  either  House  of  the 
Parliament,  as  it  thinks  fit. 

United  States. — New  States  may  be  admitted  by  the  Congress  into  this  Union. — Const.  Art. 
IV.  sec.  3,  sub-sec.  1. 

Canada. — It  shall  be  lawfnl  for  the  Queen,  bj^  and  with  the  advice  of  Her  Majesty's  Most 
Honourable  Privy  Council,  on  addresses  from  the  Houses  of  the  Parliament  of  Canada,  and 
from  the  Houses  of  the  respective  Lejfislatures  of  the  Colonies  or  Provinces  of  Newfound- 
land, Prince  Edward  Island,  and  British  Columbia,  to  admit  those  Colonies  or  Provinces,  or 
any  of  them,  into  the  Union,  and  on  address  from  the  Houses  of  the  Parliament  of  Canada 
to'admit  Rupert's  Land  and  the  North  Western  Territory,  or  either  of  them,  into  the 
Union,  on  such  terms  and  conditions  in  each  case  as  are  in  the  addresses  expressed  and  as 
the  Queen  thinks  fit  to  approve,  subject  to  the  provisions  of  this  Act  ;  and  the  provisions 
of  any  Order  in  Council  in  that  behalf  shall  have  effect  as  if  they  had  been  enacted  bj-  the 
Parliament  of  the  United  Kingdom  of  Great  Britain  and  Iieland. — B.N.A.  Act,  1867,  sec. 
146. 

Historical  Note. — Chap.  VI.  of  the  Commonwealth  Bill  of  1891  contained  the 
following  clauses  : — 

(1.)  "  Any  of  the  existing  Colonies  of  [here  name  the  existing  colonies  which  have  not 
adopted  the  Constitution]  may  upon  adopting  this  Constitution  be  admitted  to  the 
Commonwealth,  and  shall  thereupon  become  and  be  a  State  of  the  Commonwealth." 

(2.)  "  The  Parliament  of  the  Commonwealth  may  from  time  to  time  establish  and 
admit  to  the  Commonwealth  new  States,  and  may  upon  such  establishment  and  admission 
make  and  impose  such  conditions,  as  to  the  extent  of  representation  in  either  House  of 
the  Parliament  or  otherwise,  as  it  thinks  fit." 

This  would  have  entitled  any  of  the  existing  Australian  colonies  to  be  admitted  to 
the  Commonwealth  at  any  time,  upon  equal  terms  with  the  Original  States,  whereas 
other  new  States  could  onlj'  be  admitted  by  the  Parliament  of  the  Commonwealth,  on 
such  terms  as  it  thought  fit  to  impose.  In  Committee,  Colonel  W.  CoUard  Smith 
suggested  that  exi.sting  colonies  which  did  not  come  in  at  first  should  only  be  permitted 
to  come  in  afterwards  on  such  terms  as  the  Parliament  might  determine.  Sir  Samuel 
Griffith  thought  it  better  to  leave  the  clause  as  it  was,  and  no  amendment  was  moved. 
(Conv.  Deb.,  Syd.  [1891],  p.  883.) 

At  the  Adelaide  session  both  these  clauses  were  included  in  the  first  draft.  In 
Committee,  however,  it  was  pointed  out  that  the  pro\'ision  as  to  existing  colonies  was 
altogether  one-sided  ;  it  bound  the  outstanding  colonies  to  nothing,  whilst  it  bound  the 
Commonwealth  to  admit  them  unconditionally  at  any  time  ;  and  this  offered  an  induce- 
ment to  ' '  languid  "  colonies  to  ' '  lounge  into  the  Federation  "  at  their  own  convenience. 
It  was  suggested  that  either  the  Commonwealth  should  be  empowered  to  impose  terms, 
or  that  at  least  the  consent  of  the  Commonwealth  should  be  required  to  the  admission  of 
a  new  State.  On  the  other  hand,  it  was  argued  that  the  clause  as  it  stood  would  smooth 
the  way  for  existing  colonies,  which  might  not  be  ready  to  join  at  present ;  and  that  to 
impose  terms  and  conditions  might  discourage  them.  Eventually  the  first  clause  was 
struck  out,  and  the  second  clause  was  amended  to  read  as  follows  : — 

"  The  Parliament  may  from  time  to  time  admit  to  the  Commonwealth  any  of  the 
existing  colonies  of  [here  name  thtt  colonies  which  have  not  adopted  the  Constitution]  and 


968  COMMENTARIES  ON  THE  CONSTITUTION.       [Sec.  121. 

may  from  time  to  time  establish  new  States,  and  may  upon  such  admission  or  establish- 
ment impose  such  terms  and  conditions,  including  the  extent  of  representation  in  either 
House  of  the  Parliament,  as  it  thinks  fit."     (Conv.  Deb.,  Adel.,  pp.  1007-12.) 

During  the  statxitory  adjournment,  various  suggestions  were  made  by  the 
Legislatures.  Both  Houses  in  Western  Australia  and  Tasmania  suggested  the  restoration 
of  the  right  of  the  existing  colonies  to  claim  admission  at  any  time  unconditionally.  The 
Legislative  Assembly  of  South  Australia  wished  the  representation  of  all  new  States  to 
be  unconditional ;  and  both  Houses  in  New  South  Wales  suggested  the  omission  of  the 
power  to  impose  terms  and  conditions — a  suggestion  which  must  be  read  with  their 
request  for  proportional  representation  in  the  Senate.  At  the  Melbourne  session  these 
various  amendments  were  negatived.  There  was  some  debate  on  the  words  "admit" 
and  "establish."  (Conv.  Deb.,  Melb.,  pp.  694-8.)  Before  the  first  report  the  clause 
was  recast,  and  after  the  fourth  report  the  words  "  from  time  to  time  "  were  omitted. 

§  470.    "New   States." 

Two  classes  of  States  are  distinctly  recognized  by  the  Constitution,  (1)  Original 
States  and  (2)  new  States.  Original  States  mean  such  States  as  are  parts  of  the 
Commonwealth  at  its  establishment.  New  States  are  those  which  are  subsequently 
admitted  or  established. 

The  colonies  which  were  qualified  to  join  the  Commonwealth  as  original  States  (see 
clause  6)  were  seven  in  number  :  New  South  Wales,  New  Zealand,  Queensland,  Tasmania, 
Victoria,  Western  Australia  and  South  Australia.  When  the  Constitution  was  framed 
by  the  Convention  it  was  of  course  uncertain  how  many  of  these  colonies  would  embrace 
the  opportunity  of  becoming  Original  States,  and  how  many  might  afterwards  seek 
admission  as  New  States.  In  the  actual  event,  every  one  of  them  except  New  Zealand 
has  become  an  Original  State  ;  so  that  New  Zealand  is  the  only  one  of  the  seven  colonies 
to  which  this  section  can  now  apply  ;  though  other  new  States  may  be  admitted  or 
established  in  ways  which  we  now  proceed  to  discuss. 

Modes  of  Creating  New  States. — This  section  contemplates  two  methods  by 
which  new  States  may  be  created  and  organized  as  autonomous  parts  of  the  Common- 
wealth— (1)  by  admission,  (2)  by  establishment.  The  section  does  not  specify  the  mode 
or  conditions  according  to  which  new  States  may  be  admitted  or  established,  or  out  of 
what  country,  or  territory,  or  groups  of  population,  new  States  are  to  be  either  admitted 
or  established.  This  information  may,  however,  be  gathered  partly  by  implication  and 
partly  from  the  express  provisions  of  other  sections  of  the  Constitution. 

( I. )  The  admission  of  new  States  can  only  refer  to  the  entry  into  the  Commonwealth 
of  political  communities  which,  prior  to  their  entry,  were  duly  constituted  colonies, 
such  as  : — 

(a)  Colonies  commonly  knoviTi  as  Australasian  colonies  existing  at  the  establish- 

ment of  the  Commonwealth,  but  not  then  joining  it  ;  of  which,  in  the 
actual  event,  New  Zealand  is  the  only  example. 

(b)  Colonies  erected  or  to  be  erected  in   other  dominions  of   the  Crown  ;  for 

example,  New  Guinea  and  Fiji. 

(c)  Colonies   erected  after  the  establishment  of  the   Commonwealth   by  the 

division  of  other  colonies. 

This  view  is  supported  by  clause  6  (Definition),  which  declares  that  "  States " 
shall  mean  such  of  the  colonies  of  New  South  Wales,  New  Zealand,  Queensland, 
Tasmania,  Victoria,  Western  Australia,  and  South  Australia,  including  the  Northern 
Territory  of  South  Aiistralia,  as  for  the  time  being  are  parts  of  the  Commonwealth,  and 
such  colonies  or  territories  as  may  be  admitted  or  established.  These  colonies,  when 
admitted,  will  be  transformed  into  States,  and,  like  original  States,  become  parts  of  the 
Commonwealth. 


§470.]  NEW  STATES.  969 

(2.)  The  establishment  of  new  States  evidently  includes  the  formation  of  States 
either  out  of  Federal  territory,  or  out  of  States  already  in  existence,  Hy  sub-division  or 
otherwise.  Beyond  the  definition  in  clause  6,  just  cited,  there  is  no  actual  affirmation 
that  new  States  may  be  formed  out  of  federal  territory.  It  may  be  assumed,  however, 
as  unquestionable  that,  whilst  some  of  the  territories  may  permanently  remain  in  a 
dependent  condition  subject  to  the  dominion  and  exclusive  jurisdiction  of  the  Common- 
wealth, others,  when  sufficiently  developed,  and  not  required  or  appropriated  for  federal 
purposes,  will  be  organized  into  new  States  having  the  special  privileges  of  State 
Government  with  State  representation  in  the  Federal  Parliament.  In  addition  to  the 
establishment  of  new  States  out  of  federal  territory,  they  may  also  be  formed  out  of 
pre-existing  States  by  the  three  different  methods  ;  namely,  division,  combination,  and 
accretion  : 

(a)  By  the  partition  of  a  State  and  the  erection  of  its  several  parts  into  new 

States  : 
(6)  By  the  union  of  the  whole  of  two  or  more  States,  so  that  such  wholes  may 

constitute  one  State  : 
(c)   By  the  junction  of  contiguous  parts  of  two  or  more  States,  so  that  such 
parts  may  constitute  one  State  : 

Little  need  be  said  as  to  the  admission  of  States  origiualU'  qualified  to  become 
j>arts  of  the  Commonwealth,  except  that  New  Zealand — the  only  outstanding  colony 
which  was  so  qualified — cannot  demand  admission  as  a  right ;  her  admission  depends 
upon  the  discretion  of  the  Federal  Parliament,  which  may  subject  her  to  terms  and 
conditions.  At  the  same  time  it  is  not  likely  that  she  would  be  accorded  any  differential 
treatment ;  she  would  probably  be  admitted  on  terms  of  equality  with  the  original 
States,  proWded  that  her  territory  remained  undiminished.  With  reference  to  the 
admission  of  colonies  formed  by  the  sub-division  of  existing  colonies,  or  any  other 
colonies  erected  after  the  establishment  of  the  Commonwealth,  the  Federal  Parliament 
will  have  to  determine  when  the  moral,  political,  and  material  conditions  of  the  popula- 
tion  of  am'  such  newly  organized  colony  are  sufficient  to  justify  the  belief  that  its 
people  are  able  to  exercise  the  power  of  State  Government  and  fit  to  participate  in 
Federal  Government.  The  considerations  which  should  influence  the  Federal  authority 
in  deciding  when  to  establish  a  new  State  are  thus  weightily  put  by  Dr.  Burgess  : — 

"  Congress  ought  not  to  pass  its  enabling  act  imtil  it  is  clear  that  such  a  population 
is  fully  prepared  to  exercise  the  powers  of  local  self-government  and  to  participate  in 
the  general  government.  When  this  moment  has  arrived.  Congress  ought  not  to  with- 
hold its  enabling  act.  This  is  a  matter,  however,  of  political  ethics,  not  of  constitu- 
tional law  ;  and  the  Congress  alone  must  judge  when  the  proper  requirements  shall 
have  been  fulfilled  to  warrant  the  change  from  centralized  to  federal  government  in  any 
part  of  the  territory  of  the  United  States.  I  think,  however,  we  may  say  that  the 
Congress  is  constitutionally  bound  not  to  clothe  with  commercial  powers  any  population 
which  is  un  republican  in  its  character — nor  perhaps  any  population  which  is  unnational 
in  character.  But  of  this  character  again  the  Congress  alone  must  be  the  judge.  The 
conclusion  is  that  the  Constitution  recognizes  no  natural  right  to  State  powers  in  any 
population,  but  views  these  powers  as  a  grant  from  the  sovereign  ....  which 
latter  employs  the  Congress  to  determine  the  moment  from  which  the  grant  shall  take 
effect."     (Burgess,  Political  Sci.  ii.  163.) 

"  When  the  Congress  discharges  this  function,  however,  the  State  powers,  both  as 
to  local  government  and  participation  in  general  government,  are  vested  in  the  given 
population  by  the  Constitution,  not  by  the  Congress.  I  cannot  convince  myself  that  the 
Congress  has  the  right  to  determine  what  powers  the  new  State  shall  or  shall  not  exercise, 
although  I  know  that  the  Congress  has  assumed  to  do  so  in  manv*  cases.  I  think 
the  Constitution  determines  these  questions  for  all  the  States  alike.  Certainly  a  sound 
political  science  of  the  federal  system  could  never  countenance  the  possession  of  such  a 
power  by  the  Congress.  Its  exercise  might  lead  to  interminable  confusion.  In  fact,  its 
possession  is  inimical  to  the  theory  of  the  federal  system.  As  we  have  seeu,  that  system 
can  only  really  obtain,  where  the  power-distributing  organ  exists  back  of  both  the 
general  government  and  the  States."     (Id.  p.  163.) 


970  COMMENTARIES  ON  THE  CONSTITUTION.     [Seo.  121. 

§  471.    "Terms  and  Conditions." 

Under  the  Constitution  of  the  Commonwealth  the  Federal  Parliament  has  a  free 
hand  in  deciding  the  terms  and  conditions  under  which  a  new  member  may  be  admitted 
into  the  Federal  family  system.  It  will  be  at  liberty  to  impose  such  stipulations  as  it 
thinks  fit,  unhampered  by  considerations  of  equality  of  Original  States.  Among  the 
terms  and  conditions  which  may  V)e  imposed  on  such  new  States,  the  following  may  be 
suggested,  viz.,  that  such  new  States  shall,  before  their  admission,  contain  a  population 
duly  organized  and  of  a  certain  numerical  strength  ;  that  they  shall  have  a  Constitu- 
tion suitable  for  State  Government  ;  that  such  Constitution  shall  coutain  a  reasonable 
rule  of  suflFrage  ;  that  such  Constitution  should  contain  no  provision  contrary  to  the 
recognized  usages  and  policy  of  the  other  States.  When  Missouri  applied  for  admission 
as  a  State  in  the  American  Union,  she  was  received  on  condition  that  the  Constitution 
should  never  be  construed  to  authorize  the  passage  of  an  act  by  which  any  of  the  citizens 
of  other  States  should  be  excluded  from  the  enjoyment  of  any  of  the  privileges  and 
immunities  to  which  they  were  entitled  under  the  Constitution  of  the  United  States. 
(Benton's  Thirty  Year's  View,  ch.  2.)  The  State  of  Michigan  was  admitted  to  the  Union 
on  the  condition  that  she  should  surrender  to  the  State  of  Ohio  certain  territory  which 
had  been  the  subject  of  dispute  between  them,  and  her  assent  was  required  to  be  given  by 
a  Convention  of  delegates  chosen  by  the  people  for  the  purpose.  (Campbell's  Hist. 
Mich.  ch.  14.)  The  State  of  Arkansas  was  admitted  on  the  condition  that  its  Constitu- 
tion should  never  deprive  any  citizen  or  class  of  citizens  of  the  right  to  vote  who  were 
entitled  to  vote  by  the  Constitution  at  the  time  that  instrument  was  presented  for  the 
approval  of  Congress.     (Cooley's  Const.  Law,  p.  192-4. ) 

The  Constitution  of  the  Commonwealth  expressly  authorizes  the  Federal  Parliament 
to  determine  the  extent  of  representation  in  either  House  to  which  new  States  shall  be 
entitled.  It  is  to  be  noted  that  tlie  rule  of  equal  representation  in  the  Senate  is  only 
mandatory  in  the  case  of  Original  States ;  new  States  cannot  demand  parity  of  senatorial 
representation  as  a  right ;  the  Federal  Parliament  may  assign  to  such  States  the  number 
of  senators  which  it  thinks  fit.  In  the  House  of  Representatives  the  constitutional  rule 
is,  that  the  number  of  members  chosen  in  the  several  States  must  be  in  proportion  to  the 
respective  numbers  of  their  people  as  determined  by  the  quota  (sec.  24).  Notwithstand- 
ing that  section  each  Original  State  is  entitled  to  a  minimum  number  of  five  representa- 
tives. No  minimum  number  of  representatives  is  prescribed  in  the  Constitution  for 
new  States ;  and  it  would  seem  that  even  the  principle  of  proportional  representation  in 
the  House  of  Representatives,  though  expressed  without  qualification  in  sec.  24,  might 
under  this  section  be  varied  in  the  case  of  new  States.  The  Federal  Parliament  would, 
clearly,  under  the  power  conferred  by  sec.  121,  be  able  to  fix  the  minimum  number  of 
senators,  as  well  as  the  minimum  number  of  representatives,  to  be  assigned  to  the  new 
States.     The  mode  of  establishing  new  States  is  prescribed  by  sees.  123  and  124. 

That  part  of  the  compact  admitting  Alabama  as  a  State  respecting  the  public 
lands  is  nothing  more  than  the  exercise  of  a  constitutional  power  vested  in  Congress,  and 
would  have  been  binding  on  the  people  of  the  new  State  whether  they  consented  to  be 
bound  or  not.     (Pollard  v.  Hagan,  3  How.  212 ;  Baker,  Annot.  Const,  p.  164.) 

The  shores  of  navigable  waters,  and  the  soils  under  them,  were  not  granted  by  the 
Constitution  to  the  United  States,  but  were  reserved  to  the  States  respectively  ;  and  the 
new  States  have  the  same  rights,  sovereignty,  and  jurisdiction  over  this  subject  as  the 
original  States.  (Pollard  v.  Hagan,  3  How.  212;  Withers  v.  Buckley,  20  How.  92; 
McCready  v.  Virginia,  94  U.S.  391  ;  Bridge  Co.  v.  United  States,  105  U.S.  491.     Jd.) 

Prior  laws  of  Congress  in  relation  to  the  Territories  and  their  government  have  no 
force  in  the  new  State  after  its  admission  and  adoption  of  a  Constitution,  unless  they 
are  adopted  by  the  State  Constitution.  (Permoli  v.  First  Municipality,  3  How.  589. 
Id.) 


,W72.]  NEW  STATES.  971 

Government  of  territories. 

122.  The  Parliament  may  make  laws  for  the  government 
of  any  territory*^"^  surrendered  by  any  State  to  and  accepted 
by  the  Commonwealth,  or  of  any  territory  placed  by  the 
Queen  under  the  authority  of  and  accepted  by  the  Common- 
wealth, or  otherwise  acquired  by  the  Commonwealth,  and 
may  allow  the  representation  of  such  territory*"^  in  either 
House  of  the  Parliament  to  the  extent  and  on  the  terms 
which  it  thinks  lit. 

United  Statbb.— The  Congress  shall  have  power  to  dispose  of  and  make  all  needful  rules  and 
regulations  respecting  the  territorr  or  other  property  belonging  to  the  United  States,  and 
nothing  in  this  Constitution  shall  be  construed  to  prejudice  any  claims  of  the  United 
States,  or  of  any  particular  State.— Const  ,  Art.  IV.,  sec.  3,  sub-s.  2. 

Historical  Note. — Clause  3,  Chap.  VI.  of  the  Commonwealth  Bill  of  1891  was  as 

follows : — 

"  The  Parliament  may  make  such  laws  as  it  thinks  fit  for  the  provisional  adminis- 
tration and  government  of  any  territory  surrendered  by  any  State  to  and  accepted  by  the 
Commonwealth,  or  any  territory  in  the  Pacific  placed  by  the  Queen  under  the  authority 
of  and  accepted  by  the  Commonwealth,  or  otherwise  acquired  b\'  the  Commonwealth, 
and  may  in  any  such  case  allow  the  representation  of  such  territory  in  either  House  of 
the  Parliament  to  such  extent  and  on  such  terms  as  it  thinks  fit." 

At  the  Adelaide  session,  1897,  the  clause  was  introduced  in  substantially  the  same 
form,  with  the  omission  of  the  words  "in  the  Pacific."  In  Committee,  Sir  Edwauxi 
Braddon  moved  an  amendment  that  the  representation  allowed  by  the  Parliament  should 
be  "in  accordance  with  the  ratio  of  representation  provided  in  the  Constitution."  This 
was  negatived.  Mr.  Wise  moved  an  addition  to  the  effect  that  no  federal  territory 
should  be  leased  for  a  longer  term  than  fifty  years,  or  alienated  in  fee  simple,  except  on 
payment  of  a  perpetual  rent,  subject  to  periodic  appraisement  on  the  unimproved  value. 
This  was  negatived  by  21  votes  to  13.  (Con v.  Deb.,  Adel.,  pp.  1012-9.)  At  the 
Melbourne  session,  the  word  "provisional"  was  omitted  at  Mr.  Barton's  suggestion,  as 
being  an  undue  limitation.  An  amendment  suggested  by  the  Legislative  Assembly  of 
South  Australia,  and  another  moved  by  Mr.  GljTin,  similar  to  that  moved  by  Mr.  Wise 
at  Adelaide,  were  negatived.  (Conv.  Deb.,  Melb.,  pp.  698-9.)  Drafting  amendments 
were  made  after  the  fourth  report. 

§  472.    "  The  Government  of  Any  Territory." 

The  Parliament  may  make  laws  for  the  government  of  Federal  territory.  Federal 
territory  is  coimtry  within  the  jurisdiction  of  the  Commonwealth  and  not  forming  part 
of  a  State.  Such  territory  may  be  acquired  by  the  Commonwealth  in  the  following 
ways  : — 

(1.)  It  may  be  surrendered  by  a  State  and  accepted  by  the  Commonwealth. 

(2. )  It  may  be  placed  by  the  Queen  under  the  authority  of  and  accepted  by  the 
Commonwealth. 

(3. )  It  may  be  otherwise  acquired  by  the  Commonwealth. 

Territory  Surre>"dered. — By  sec.  111,  a  State  is  authorized  to  surrender  any 
part  of  the  countrj*  within  its  constitutional  limits  to  the  Commonwealth,  and  the 
Commonwealth  is  authorized  to  accept  the  same. 

It  seems  that  territory  may  be  thus  surrendered  and  accepted,  either  for  the  general 
purpose  of  being  administered  as  a  territory  by  the  Federal  Government,  or  for  some 
special  purpose  for  which  it  is  required  by  the  public  service  of  the  Federal  Government. 
(See  Notes  to  sec.  111,  supra.) " 


972  COMMENTARIES  ON  THE  CONSTITUTION.     [See.  122. 

Terbitory  Placed  by  the  Queen.— Any  country  not  within  the  chartered  limits 
of  a  State  may  be  placed  by  the  Queen  under  the  control  and  authority  of  the  Common- 
wealth. This  grant  of  power  will  enable  the  Queen,  with  the  concurrence  of  the  Federal 
Parliament,  to  give  efiFect  to  any  approved  plan  for  transferring  the  Northern  Territory 
of  South  Australia,  or  British  New  Guinea,  to  the  Commonwealth,  and  will  enable  those 
countries  to  be  placed  under  the  authority  of  the  Commonwealth. 

Territories  Otherwise  Acquired.— The  only  other  way  of  acquiring  territory 
expressly  mentioned  in  the  Constitution  is  under  sec.  125,  which  provides  that  the  seat 
of  Government  shall  be  within  territory  which  shall  have  been  "  granted  to  or  acquired 
by  the  Commonwealth."  It  seems,  however,  that  territory  may  also  be  acquired  by  the 
joint  operation  of  sec.  51 — xxxi.  and  52— ii.  ;  under  which  the  Federal  Parliament  is 
empowered  to  acquire  property  from  any  State  for  public  purposes,  and  is  given  exclusive 
jurisdiction  over  "places"  so  acquired.  (See  Notes  to  sec.  52,  supra.)  The  phrase 
"  otherwise  acquired  "  is  wide  enough  to  cover  the  acquisition  of  federal  territory  by 
every  mode  within  the  power  of  the  Commonwealth,  either  under  the  express  words  of 
the  Constitution,  or  by  implication  from  its  general  g?(ast-sovereign  powers — as  for 
instance,  the  acquisition  of  territory  by  purchase  or  by  cession  from  other  colonies  or 
countries  not  forming  parts  of  the  Commonwealth. 

Government  of  Territory. — The  Parliament  is  authorized  to  make  laws  for  the 
government  of  territory  however  acquired.  Such  territory  may  be  ruled  by  the  Federal 
Authority,  acting  not  merely  as  a  local  government  but  as  a  5?ta«i- sovereign  government. 
It  may  rule  the  territory  as  a  dependency,  providing  for  its  local  municipal  government 
as  well  as  for  its  national  government,  in  such  a  manner  as  may  seem  politic,  wise,  and 
just,  having  regard  to  its  own  interests  as  well  as  those  of  the  people  of  the  territory. 
(American  Ins.  Co.  v.  Canter,  1  Pet.  511  ;  National  Bank  v.  Yankton  Co.,  101  U.S.  129.) 

Territories  may  either  be  ruled  by  a  Federal  department  charged  to  administer 
Federal  laws  therein,  or  they  may  be  granted  municipal  institutions  and  territorial 
legislatures,  empowered  to  make  ordinances  not  inconsistent  with  the  laws  and 
Constitution  of  the  Commonwealth.  Should  such  territorial  Ordinances  be  contrary  to 
Federal  law,  they  may  be  annulled  by  the  Federal  Parliament.  (Mormon  Church  v. 
United  States,  136  U.S.  p.  1.)  In  legislating  for  territories,  the  Federal  Parliament 
will  possess  the  combined  powers  of  the  National  and  of  the  State  Governments. 
(American  Ins.  Co.  v.  Canter,  1  Pet.  511  ;  Forsyth  v.  United  States,  9  How.  571.)  The 
territories  bear  much  the  same  relation  to  the  general  government  that  counties  do  to 
the  State,  and  the  Federal  Parliament  may  legislate  for  them  as  States  do  for  their 
respective  municipal  subdivisions.  (National  Bank  v.  Yankton  County,  101  U.S.  129. 
Baker,  Annot.  Const,  p.  162.) 

Territorial  Legislation, — A  clause  in  the  organic  act  of  the  territory  of  Oregon 
provided  that  the  legislative  power  of  the  territory  should  "extend  to  all  rightful 
subjects  of  legislation  not  inconsistent  with  the  Constitution  of  the  United  States." 
Held  that,  under  the  power  so  conferred,  the  territorial  legislature  had  power  to  enact  a 
law  annulling  the  marriage  of  one  of  its  citizens,  even  though  the  wife  from  whom  he 
was  so  divoi'ced  had  never  resided  within  the  territory.  (Maynard  v.  Hill,  125  U.S. 
190.     Baker,  Annot.  Const,  p.  167.) 

Under  the  powers  of  the  Federal  legislature  reserved  in  the  organic  acts  of  the 
territories  to  annul  the  acts  of  their  legislatures,  the  absence  of  Federal  action  annulling 
a  law  that  is  in  conflict  with  the  organic  act  cannot  be  construed  as  recognition  that  such 
law  is  valid.     (Clayton  v.  Utah,  132  U.S.  632.     Id.) 

The  Federal  legislature  can  grant  to  a  corporation  existing  under  the  laws  of  a  State, 
the  right  to  construct  a  railroaxl  within  any  of  the  territories  of  the  Union,  and  the  State 
afterwards  created  out  of  the  territorj^  could  not  put  any  impediment  on  the  enjoyment 
of  the  right  thus  conferred  except  upon  the  same  terms  that  it  could  do  when  applied  to 
its  own  previously  granted  right.  In  such  matters  the  State  only  succeeds  to  the 
Federal  authority  over  the  territory.  (Van  Wyck  v.  Knevals,  106  U.S.  360  ;  Railroad 
Co.  V.  Baldwin,  103  U.S.  426.     Id.  166.) 

The  Federal  legislature  may  not  only  abrogate  laws  of  the  territorial  legislatures, 
but  may  itself  legislate  directly  for  the  local  goverimient.     In  other  words,   it  has  full 


4§4T2--i73.]  NEW  STATES.  973 

and  complete  legislative  authority  over  the  people  of  the  territories  and  all  departments 
of  the  territorial  governments.  It  may  do  for  territories  what  the  people  under  the 
Constitution  of  the  Union  may  do  for  the  Stat«s.  (National  Bank  r  Yankton  County, 
101  U.S.  129  ;  cited  and  approved  in  Mormon  Church  v.  United  States,  136  U.S.  1-43. 
Id.  165.) 

The  people  of  the  United  States,  as  sovereign  o>pV-uers  of  the  national  territories, 
liave  supreme  power  over  them  and  their  inhabitants.  The  Federal  legislature  may 
prescribe  the  qualification  of  voters  within  a  territory,  and  may  exclude  from  such 
privilege  persons  guilty  of  bigamy.     (Murphy  v.  Ramsey,  114  U.S.  15.     Id.) 

Prerogative  ik  Territories. — In  the  case  of  Reg.  v.  Amer  (42  Upp.  Can.  Q.B. 
391),  where  numerous  cases  are  cited  on  the  prerogative  of  the  Crown,  Harrison,  C.J., 
said  :  "  The  prerogative  as  to  the  issue  of  special  commissions  of  Oyer  and  Terminer  and 
General  Gaol  Delivery  exists  in  all  its  integrity  in  the  case  of  what  are  now  kno^^'n  as 
the  unorganized  tracts  or  provisional  judicial  districts.  The  exercise  of  the  power  by 
the  Governor-General  of  the  Dominion,  or  by  the  Lieutenant  Governor  of  the  ProWnces* 
is  not  inconsistent  either  with  sub-sec.  27,  sec.  91,  or  sub-sec.  14  of  sec.  92  of  the  B.N.A. 
Act."     (Wheeler,  C.C,  p.  33.) 

Judicial  Authority  ix  Territories. — The  legislative  and  judicial  authority  of 
the  Federal  Government  in  the  territories  is  illustrated  bj-  the  Canadian  case  of  Riel  v. 
The  Queen,  10  App.  Cas.  675.  By  the  British  North  America  Act,  1871,  the  North-west 
Territories  became  part  of  the  Dominion,  which  was  given  power  to  pass  any  law  for  the 
peace,  order,  and  good  government  thereof.  The  Dominion  Parliament  passed  the 
North-west  Territory  Act,  1880,  which  gave  power  to  try  all  criminal  cases  to  a  tribimal 
consisting  of  two  magistrates  and  a  jury  of  six,  instead  of  a  Judge  and  a  jury  of  twelve 
men,  as  in  England.  Louis  Riel  was  tried  by  a  territorial  court  on  a  charge  of  high 
treason  ;  he  was  convicted  and  sentenced  to  death.  Riel  applied  to  the  Privy  Council 
for  special  leave  to  appeal  against  the  conviction,  on  the  ground  that  the  court  had  no 
jurisdiction  to  try  the  case.  His  counsel  contended  that  it  was  not  competent  for  the 
Dominion  Parliament,  under  the  Act  of  1871,  to  take  away  from  a  person  charged  with 
treason  the  right  to  be  tried  by  a  jur}'  of  twelve,  whose  verdict  must  be  unanimous. 
The  Privy  Council  refused  leave  to  appeal.  (See  extract  from  the  judgment,  per  Halsbury, 
L.C.,  quoted  supra,  p.  514.) 

§  473.    *'  Representation  of  such  Territory." 

A  territory  which  has  been  surrendered  to  the  Commonwealth  by  a  State,  or  placed 
under  the  authority  of  the  Commonwealth  by  the  Queen,  or  been  other\vise  acquired  by 
the  Commonwealth,  may  be  allowed  representation  in  either  house  of  the  Federal 
Parliament,  to  the  extent  and  on  such  terms  as  the  Parliament  thinks  fit.  The  repre- 
sentation thus  accorded  is  not  representation  as  a  State,  but  territorial  representation. 
It  may  be  allowed  not  only — as  in  the  case  of  new  States—"  to  the  extent  "  which  the 
Parliament  thinks  fit,  but  also  "on  the  terms  which  it  thinks  fit."  Apparentlj-,  therefore, 
the  Parliament  may  not  only  fix  the  number  of  representatives  for  a  territory,  but 
determine — at  least  in  some  degree — the  mode  of  representation.  In  the  United  States, 
there  being  no  power  to  allow  the  territories  to  send  members  to  Congress,  the  organized 
territories  are  nevertheless  allowed  to  be  represented  in  Congress  by  delegates  who  may 
speak  but  not  vote.  It  would  seem  clear  that  under  this  Constitution  the  Parliament 
may,  if  it  thinks  fit,  allow  the  representation  of  territories  by  delegates  of  the  same  kind, 
who,  although  allowed  to  sit  and  speak  in  the  Senate  or  the  House  of  Representatives, 
would  not  be  members  of  either  House,  or  entitled  to  vote  therein.  The  Parliament 
may,  however,  under  this  section,  allow  a  territory  to  be  represented  by  actual  members 
in  either  house  ;  and  in  that  case  no  terms  would  be  imposed  inconsistent  with  the 
provisions  of  the  Constitution  as  to  mode  of  election,  tenure,  and  right  to  vote.  The 
number  of  representatives  which  a  territory  may  be  allowed  is  of  coarse  absolutely  in  the 
discretion  of  the  Parliament. 


974 COMMENTARIES  ON  THE  CONSTITUTION.     [See.  128. 

Skat  of  Government.— In  the  United  States,  the  District  of  Columbia  is  not  allowed 
even  territorial  representation.  Under  this  Constitution,  however,  the  power  to  allow 
the  representation  of  territories  clearly  includes  the  territory  within  which  the  seat  of 
Government  is  situated.  Whether  it  would  also  include  any  "place"  acquired  by  the 
Commonwealth  for  public  purposes  is  a  more  doubtful  matter.  It  is  of  course  most 
unlikely  that  any  territory— other  than  the  seat  of  Government— acquired  for  public 
purposes  would  be  extensive  enough  to  be  entitled  to  a  member  of  its  own  ;  and  the 
practical  question  is  whether  the  residents  in  such  territory  would  have  to  be  diirfranchised 
altogether,  or  whether  they  might  be  thrown  into  one  of  the  electoral  divisions  of  the 
State  out  of  which  the  territory  was  carved.  As  regards  Senate  elections  the  answer 
must  clearly  be  in  the  negative  ;  the  Senators  for  each  State  must  be  chosen  by  "  the 
people  of  the  State."  As  regards  elections  for  the  House  of  Representatives  the  matter  is 
not  so  clear.  Members  of  that  House  are  chosen  by  "  the  people  of  the  Commonwealth," 
which  includes  the  people  of  the  territories  ;  and  although  the  mode  of  apportionment 
provisionally  prescribed  by  sec.  24  does  not  provide  for  the  people  of  a  territory  being 
counted  in  with  the  people  of  the  State  out  of  which  the  territory  may  have  been  carved, 
yet  that  mode  of  apportionment  is  alterable.  Sec.  29  provides  that  "  a  division  shall  not 
be  formed  out  of  parts  of  different  States  ; "  but  there  is  no  direct  prohibition  against 
including  an  area  of  federal  territory  in  an  adjoining  electoral  division.  On  the  whole, 
it  would  seem  that  the  residents  of  a  federal  territory  which  is  too  small  to  be  allowed  a 
member  of  its  own  in  the  House  of  Representatives,  need  not  necessarily  be  disfranchised, 
but  may,  if  the  Parliament  thinks  fit,  be  included  in  one  of  the  electoral  divisions  of 
"  the  people  of  the  Commonwealth." 


Alteration  of  limits  of  States. 

123.  The  Parliament  of  the  Commonwealth  may,  with 
the  consent  of  the  Parliament  of  a  State,  and  the  approval  of 
the  majority  of  the  electors  of  the  State  voting  upon  the 
question,  increase,  diminish,  or  otherwise  alter*^*  the  limits  of 
the  State,  upon  such  terms  and  conditions  as  may  be  agreed 
on,  and  may,  with  the  like  consent,  make  provision  respecting 
the  effect  and  operation  of  any  increase  or  diminution  or 
alteration  of  territory  in  relation  to  any  State  affected. 

Historical  Note.— Clause  4,  Chap.  VI.  of  the  Commonwealth  Bill  of  1891  was  a? 

follows : — 

"  The  Parliament  of  the  Commonwealth  may,  from  time  to  time,  with  the  consent 
of  the  Parliament  of  a  State,  increase,  diminish,  or  otherwise  alter  the  limits  of  a  State, 
upon  such  terms  and  conditions  as  may  be  agreed  to,  and  maj',  with  the  like  consent, 
make  provision  respecting  the  effect  and  operation  of  any  such  increase  or  diminution  or 
alteration  of  territory  in  relation  to  any  State  affected  by  it." 

At  the  Adelaide  session,  1897,  the  clause  was  adopted  in  substantially  the  same 
words.     At  the  Melbourne  session,  it  was  verbally  altered  after  the  fourth  report. 

After  the  failure  of  the  Convention  Bill  to  poll  the  statutory  number  of  votes  in  New 
South  Wales,  both  Houses  of  the  Parliament  of  that  colony  recommended  iiiUer  alia) 
"  that  better  provision  should  be  made  against  the  alteration  of  the  boundaries  of  a  State 
without  its  own  consent— namely,  by  the  protection  afforded  by  clause  127  [sec.  128]  as 
to  the  representation  of  States."  Accordingly  at  the  Premiers'  Conference,  1899,  it  was 
agreed  to  amend  the  clause  by  inserting  "  and  the  approval  of  the  majority  of  the 
electors  of  the  State  voting  upon  the  question." 


§474.]  NEW  STATES.  975 

§  474.    "  Increase,  Diminish,  or  otherwise  Alter.'' 

The  Federal  Parliament  is  empowered  to  alter  the  limits  of  a  State,  snbject  to  two 
conditions  : — (1)  The  consent  of  the  Parliament  of  the  State,  and  (2)  the  approval  of  the 
majority  of.  the  electors  of  the  State  voting  \ipon  the  question.  The  second  comlition 
was  not  in  the  section  as  framed  by  the  Convention.  It  was  inserted  on  the  recommen- 
dation of  the  Conference  of  Premiers  pursuant  to  one  of  the  joint  resolutions  passed  by 
both  Houses  of  the  Parliament  of  New  South  Wales  ;  and  it  is  not  quite  clear  whether 
it  in  any  way  affects  other  sections  by  which  the  limits  of  States  maj-  be  altered.  For 
instance,  sec.  1 1 1  empowers  the  Parliament  of  a  State  to  surrender  any  part  of  the  State 
to  the  Commonwealth  ;  sees.  121  and  124  empower  the  Federal  Parliament  to  form  a 
new  State  by  the  separation  of  territory  from  a  State,  or  by  the  union  of  States  or  parts 
of  States,  with  the  consent  of  the  States  aflFected.  Is  the  consent  of  the  electors 
required  in  any  of  these  cases  ? 

It  is  to  be  noticed  that  the  section  is  worded,  not  as  a  limitation  of  powers  else- 
where conferred,  but  as  an  additional  and  substantive  power.  "  The  Parliament  of  the 
Commonwealth  ma}*,"  subject  to  certain  consent  and  approval,  alter  the  limits  of  a  State. 
It  seems,  therefore,  to  refer  to  a  class  of  cases  not  included  in  any  other  powers  of 
altering  limits. 

A  limit  is,  strictly  speaking,  a  boundary  line  ;  and  a  line  cannot  be  "increased  or 
diminished"  except  in  length.  But  the  word  is  also  used  in  a  secondary  sense,  to 
denote  "  the  space  or  thing  defined  by  limits."  (Webster,  lutemat.  Dictionary.)  In 
this  sense,  increasing  or  diminishing  the  limits  of  a  State  means  altering  the  boundaries 
of  a  State  so  as  to  increase  or  diminish  its  territory. 

The  limits  of  a  State  could  be  increased  by  the  addition  of  a  part  of  another  State 
or  by  the  annexation  of  a  Federal  territory.  The  limits  of  a  State  could  be  diminished 
by  taking  from  it  country  along  its  border,  and  giWng  it  to  another  State  or  transferring 
it  to  the  Commonwealth.  The  limits  of  a  State  could  be  altered  without  increasing  or 
diminishing  them,  as  for  instance  bj-  a  mutual  rectification  of  boundaries,  or  by  an  etiual 
exchange  of  strips  of  country  by  two  adjoining  States.  Sec.  123  could  receive  a  reason- 
able construction  by'confining  its  operation  to  the  modification  of  boundaries  of  States  by 
cession  and  acquisition,  giving  and  taking,  which  are  within  the  possible  mischief 
intended  to  be  guarded  against.  What  was  in  the  minds  of  those  who  advised  and 
framed  the  amendment  was  to  make  more  adequate  provision  to  guard  against  the 
possible  taking  of  country  from  one  State  and  transferring  it  to  another  ;  such  as  for 
example  the  annexation  of  Riverina  to  Victoria. 

The  limits  of  a  State  are  clearly  diminished  when  its  Parliament  consents  to  a  new 
State  being  formed  by  a  separation  of  territory  from  the  State  (sees.  121  and  124)  ;  and 
also  when  its  Parliament  surrenders  to  the  Commonwealth  a  part  of  the  State  along  its 
boundary  (sec.  111).  On  the  other  hand,  the  surrender  of  an  internal  area  might  be 
made  without  diminishing  or  altering  its  limits.  But  it  can  hardly  be  contended  that 
section  123  operates  as  a  restriction  of,  or  condition  on,  the  exercise  of  the  independent 
powers  conferred  by  sec.  Ill,  or  by  sees.  121  and  124.  It  contains  not  the  slightest 
allusion  to  the  surrender  of  territory'  to  the  Commonwealth,  or  the  establishment  of 
new  States  ;  and  it  purports,  not  to  restrict  those  powers,  but  to  confer  an  additional 
power. 

Even  as  confined  to  the  adjustment  of  boundaries  between  States,  the  section 
embodies  an  extraordinary  limitation  on  the  power  of  the  State  Parliaments.  Hitherto, 
under  the  Colonial  Boundaries  Act,  1895,  the  Queen  has  had  power  to  alter  the 
boundaries  of  any  of  the  Australian  colonies  with  the  consent  of  the  colony — i.e.,  with 
the  consent  of  the  Parliament  of  the  colony.  Accordingly,  adjustments  of  boundaries 
between  colonies  could  be  arranged  between  the  Parliaments  of  the  colonies,  and  then 
effected  by  Order  in  Council.  Under  this  section,  however,  the  consent  of  the  Parlia- 
ments of  the  two  States  concerned  must  be  supported  by  a  Referendum  in  each  of  those 
States.     This  provision  is  an  invasion  of  the  principle,  recognized  by  the  Convention. 


976  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  124. 

that  the  Constitutions  of  the  States  are  not  interfered  with  except  so  far  as  is  absolutely 
necessary.  In  the  case  of  an  amendment  of  the  Federal  Constitution  involving  an 
alteration  of  the  limits  of  a  State,  the  requirement  that  a  majority  of  the  electors  of  the 
State  should  consent  is  appropriate  enough,  as  the  electors  are  the  ratifying  bod}^ ;  but 
this  section  deprives  the  State  Parliaments,  without  apparent  justification,  of  an  existing 
legislative  power. 


Formation  of  new  States. 

124.  A  new  State  may  be  formed*^^  by  separation  of 
territory  from  a  State,  but  only  with  the  consent  of  the 
Parliament  thereof,  and  a  new  State  may  be  formed  by  the 
union  of  two  or  more  States  or  parts  of  States,  but  only  with 
the  consent  of  the  Parliaments  of  the  States  affected. 

Umted  States. — But  no  new  State  shall  be  formed  or  erected  within  the  jurisdiction  of  any 
other  State,  nor  any  State  be  formed  by  the  junction  of  two  or  more  States,  or  parts  of 
States,  without  the  consent  of  the  Legislatures  of  the  States  concerned,  as  well  as  of  the 
Congress. — Const.,  Art.  IV.,  sec.  3,  sub-s.  1. 

Historical  Notk. — Clauses,  Chap.  VI.,  of  the  Commonwealth  Bill  of  1891  was 
as  follows  : — 

"A  new  State  shall  not  be  formed  by  separation  of  territory  from  a  State  without 
the  consent  of  the  Parliament  thereof,  nor  shall  a  State  be  formed  by  the  union  of  two 
or  more  States  or  parts  of  States,  or  the  limits  of  a  State  be  altered,  without  tlie 
consent  of  the  Parliament  or  Parliaments  of  the  State  or  States  affected." 

At  the  Adelaide  session,  this  clause  was  adopted  verbatim. 

At  the  Melbourne  session,  Mr.  Walker  suggested  that  to  meet  the  case  of  Northern 
and  Central  Queensland,  the  power  which  the  Queen  then  had  to  subdivide  that  colony 
should  be  reserved  (see  Imperial  Acts  5  and  6  Vic.  c.  76,  sec.  51  ;  13  and  14  Vic  c. 
59,  sec.  32  ;  18  and  19  Vic.  c.  54,  sec.  7  ;  24  and  25  Vic.  c.  44,  sec.  2).  (Melb.  Con  v. 
Deb.,  pp.  669-70.)  At  a  later  stage,  Mr.  Walker  moved  the  insertion  of  the  following 
new  clause : — 

"  If  the  colony  of  Queensland  adopts  this  Constitution,  or  is  admitted  as  a  State  of 
the  Commonwealth,  nothing  in  this  Constitution  shall  be  taken  to  impair  any  right 
which  the  Queen  may  be  graciously  pleased  to  exercise  by  virtue  of  Her  Majesty's  royal 
Prerogative,  or  under  any  statute,  in  respect  of  the  division  of  Queensland  into  two  or 
more  colonies  ;  but  so  that  the  Commonwealth  shall  retain  the  powers  conferred  on  it 
by  this  Constitution  to  impose  terms  and  conditions  in  respect  of  the  establishment  of 
any  such  colony  as  a  State." 

It  was  feared,  however,  that  in  the  eyes  of  a  large  section  of  the  inhabitants  of 
Queensland  this  clause  would  be  unwelcome,  and  at  Mr.  Barton's  suggestion  Mr.  Walker 
withdrew  the  clause  in  order  that  the  Queensland  Government  might  be  consulted. 
This  was  done,  with  the  result  that  the  I'remier  of  Queensland  telegraphed  to  the  effect 
that  the  proposed  clause  would  be  likely  to  injure  the  prospects  of  Federation  in 
Queensland  ;  though  the  Presidents  of  the  Northern  and  Central  Separation  Leagues 
telegraphed  their  support.  The  proposed  new  clause  was  negatived.  (Con v.  Deb., 
Melb.,  pp.  1690-1702,2398-2400.)  The  clause  was  recast  before  the  first  report,  and  a 
verbal  alteratiofi  was  made  after  the  fourth  report. 

§  475.    "A  New  State  May  be  Formed." 

Section  121  empowers  the  Federal  Parliament  to  establish  new  States  without 
indicating  the  country  out  of  which  they  are  to  be  formed  or  the  people  whom  they  are 
to  include.  In  the  Notes  to  sec.  122,  we  have  indicated  the  probable  intention  of  the 
Constitution  to  authorize  the  establishment  of  new  States  out  of  certain  claa3es  of 
Federal  territories.     We  now  come  to  sec.  124,  which  does  not  contain  a  fresh  grant  of 


^475.]  NEW  STATES.  977 

power,  but  merely  indicates  several  methods  according  to  which  the  power  granted  b3' 
sec.  121  may  be  exercised.  The  several  methods  defined  comprehend  the  creation  of  new 
States  out  of  pre-existing  States,  but  of  course  the  specification  of  methods  does  not 
«xhaust  or  limit  the  generality  of  sec.  121. 

The  first  method  defined  is  by  the  separation  of  territory  from  a  State  ;  the  second 
is  by  the  junction  of  two  or  more  States  ;  the  third  is  by  the  union  of  two  or  more  parts 
of  States.  The  most  important  question,  in  connection  with  the  interpretation  of  this 
section,  is,  what  are  the  conditions  precedent  to  the  exercise  of  the  power  ?  The  section 
itself  says  it  can  be  done  "only  by  the  c-onsent  of  the  Parliament  of  the  States  affected." 
If  sec.  123  is  applicable  to  the  creation  of  new  States  out  of  old  ones,  then  an  additional 
condition  precedent  must  be  added  to  sec.  124,  which  does  not  appear  on  its  face,  making 
it  read  thus  :  "  only  with  the  consent  of  the  Parliament  of  the  States  affected  and  of 
the  majority  of  the  electors  of  the  States  voting  upon  the  question."  The  arguments 
against  such  a  \iew  have  been  already  presented  in  the  Notes  to  sec.  123. 


«2 


978  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  126. 


CHAPTER  VII.— MISCELLANEOUS. 

Seat  of  Government. 

>  125.  The  seat  of  Government*"^  of  the  Commonwealth 
shall  be  determined  by  the  Parliament,  and  shall  be  within 
territory  which  shall  have  been  granted  to  or  acquired  by  the 
Commonwealth"*"',  and  shall  be  vested  in  and  belong  to  the 
Commonwealth'*^^,  and  shall  be  in  the  State  of  New  South 
Wales,  and  be  distant  not  less  than  one  hundred  miles  from 
Sydney. 

Such,  territory  shall  contain  an  area  of  not  less  than  one 
hundred  square  miles,  and  such  portion  thereof  as  shall 
consist  of  Crown  lands  shall  be  granted  to  the  Commonwealth 
without  any  payment  therefor. 

The  Parliament  shall  sit  at  Melbourne  until  it  meet  at 
the  seat  of  Government. 

United  Statks.  -[The  Congress  shall  have  power]  to  exercise  exclusive  legislation  in  all  cases 
whatsoever  over  such  District  (not  exceeding  ten  miles  square)  as  may,  by  cession  of 
particular  States,  and  the  acceptance  of  Congress,  become  the  seat  of  Government  of  the 
United  States.— Const.  Art.  I.,  sec.  8,  sub-s.  17. 

Canada. — Until  the  Queen  otherwise  directs,  the  seat  of  Government  of  Canada  shall  be 
Ottawa.— B.N.A.  Act,  1867,  sec.  16. 

Historical  Note. — Clause  1  Chap.  VII.  of  the  Commonwealth  Bill  of  1891  was  as 
follows  : — 

"  The  seat  of  Government  of  the  Commonwealth  shall  be  determined  by  the  Par- 
liament. Until  such  determination  is  made,  the  Parliament  shall  be  summoned  to  meet 
at  such  place  within  the  Commonwealth  as  a  majority  of  the  Covei-nors  of  the  States,  or, 
in  the  event  of  an  equal  division  of  opinion  amongst  the  Governors,  as  the  Governor- 
General  shall  direct." 

In  Committee,  Mr.  G.  R.  Dibbs  moved  an  amendment  to  make  the  clause  read  : — 
"  The  seat  of  Government  of  the  Commonwealth  shall  be  Sydney,  New  South  Wales." 
This  was  negatived  by  26  votes  to  4— all  the  New  South  Wales  representatives,  except 
Mr.  Dibbs,  voting  against  it.     (Conv.  Deb.,  Syd.,  1891,  pp.  899-900.) 

At  the  Adelaide  session,  1897,  the  same  clause  was  adopted  almost  verbatim.  In 
Committee,  Mr.  Walker  proposed  to  insert  "and  shall  be  within  an  area  which  shall  be 
federal  territory."  It  was  thought  better  however  to  leave  the  Parliament  unfettered — 
giving  them  the  power,  under  section  52,  to  exercise  exclusive  jurisdiction  over  the 
seat  of  Government,  but  not  expressly  making  it'federal  territory.  The  amendment  waa 
negatived.  (Conv.  Deb.,  Adel.,  pp.  1019-20.)  At  the  Melbourne  session,  a  suggestion  by 
the  Legislative  Council  of  New  South  Wales,  that  the  seat  of  Government  should  be  "in 
Sydney  in  the  colony  of  New  South  Wales,"  was  submitted.  This  evoked  from  Sir 
Edward  Braddon  an  amendment  in  favour  of  "  some  suitable  place  in  Tasmania  ; "  from 
Sir  George  Turner  the  suggestion  of  "  St.  Kilda,"  and  from  Mr.  Symon  the  suggestion 
of  "Mount  Gambler."     The  amendments  were  negatived,  and  Mr.  Lyne  then  moved 


§  476  ]  MISCELLANEOUS.  979 

that  the  seat  of  Government  should  be  "  in  the  colony  of  New  South  Wales,"  but  he  was 
induced  by  his  colleagues  to  withdraw  it.  (Conv.  Deb  ,  Melb. ,  pp.  700-12.)  Later  on, 
Sir  George  Turner  proposed  to  insert  the  words  "and  shall  be  within  federal  territory," 
w^hereupon  Mr.  Lyne  moved  to  add  to  this  amendment  the  words  "  and  within  the  colony 
of  New  South  Wales."  This  time  he  pressed  the  matter  to  a  division,  but  was  defeated 
by  33  votes  to  5.  Mr.  Peacock,  to  show  that  this  vote  was  not  a  claim  to  the  capital 
by  Victoria,  moved  to  insert  the  woitIs  "  and  within  the  colony  of  Victoria,"  which  was 
negatived  by  36  votes  to  3.  Sir  George  Turner's  proposal,  that  the  capital  should  be 
within  federal  territory,  was  then  carried  by  32  votes  to  12.  (Conv.  Deb.,  Melb.,  pp. 
1802-16.)  After  the  fourth  report,  the  words  "  territory  vested  in  the  Commonwealth" 
were  substituted  for  '*  federal  territory,"  and  the  clause  was  adopted  by  the  Convention, 
in  the  following  form  : — 

"  The  seat  of  Government  of  the  Commonwealth  shall  be  determined  by  the 
Parliament  and  shall  be  within  territory  vested  in  the  Commonwealth.  Until  such 
determination  the  Parliament  shall  be  summoned  to  meet  at  such  place  within  the 
Commonwealth  as  a  majority  of  the  Governors  of  the  States,  or,  in  the  event  of  an 
equal  division  of  opinion  among  the  Governors,  as  the  Governor-General  shall  direct." 

After  the  Convention  Bill  had  failed  to  secure  the  statutory  majority  in  New  South 
Wales,  the  Legislative  Assemblj-  of  that  colony  recommended  that  provision  should  be 
made  for  the  establishment  of  the  federal  capital  "at  such  place  within  the  boundaries 
of  New  South  Wales  as  the  Federal  Parliament  should  determine."  The  Legislative 
Council  of  New  South  Wales  asked  that  the  capital  should  be  in  Sydne}-.  At  the 
Premiers'  Conference,  1899,  it  was  agreed  to  amend  the  clause  to  its  present  form.  In 
the  Imperial  Parliament,  the  words  "  if  New  South  Wales  be  an  Original  State,"  and 
"  if  Victoria  be  an  Original  State  "  were  omitted  as  no  longer  necessary. 

§  476.    "  Seat  of  GoYernment." 

The  phraseology  of  this  section,  and  its  involved  grammatical  construction,  raise 
several  difficult  questions  of  interpretation.  How  is  the  seat  of  Government  to  be 
acquired  by  the  Commoawealth  ?  What  is  the  effect  of  its  acquisition  ?  And  what  is  to 
happen  pending  the  determination  of  the  seat  of  Government  ?  These  and  other 
questions  must  be  answered  ;  though  the  obscurity  of  the  section  makes  it  impossible,  in 
the  absence  of  judicial  interpretation,  to  answer  them  with  absolute  confidence. 

QcESTios  AS  TO  A  Tkmporary  Seat  of  Goverxment. — The  question  has  been  raised 
as  to  whether,  before  the  determination  of  the  seat  of  government  by  the  Federal 
Parliament,  some  place  raaj'  be  appointed  as  a  provisional  seat  of  government  ?  Can 
there  be  a  temporary  capital  prior  to  the  selection  of  the  permanent  capital  ?  Can  such 
temporary  capital  be  situated  outside  the  State  of  New  South  Wales?  At  what  place 
are  the  bulk  of  executive  acts  to  be  performed  prior  to  the  Federal  Administration 
being  provided  with  its  statutory  domicile  ?  These  questions  were  abh'  discussed,  first 
in  an  opinion  b}'  Mr.  R.  E.  O'Connor,  Q.C.,  presented  to  the  Legislative  Assembly  of  New 
South  Wales  on  20th  July,  1900,  and  in  an  answering  opinion  by  Mr.  Irvine,  Attorney- 
General  of  Victoria,  subsequently  read  in  the  Legislative  Assembly  of  that  colony. 

In  considering  this  section,  and  its  possible  meaning,  it  must  be  noticed  that  it  is 
composed  of  several  mandatory  proWsions  succeeding  one  another,  each  being  introduced 
by  the  verb  "  shall."  The  problem  of  interpretation  is — are  these  mandates  blended 
or  connected  one  with  the  other,  and  intended  to  operate  as  parts  ot  one  scheme 
beginning  with  and  inseparably  associated  with  the  determination  of  the  Parliament  ? 
Or  can  any  of  these  mandates,  from  this  collocation,  be  severed  from  the  others  so  as  to 
operate  independently  of  and  antecedently  to  the  others  ?  On  the  one  hand  it  may  be 
argued  that  the  parts  of  the  section  relating  to  the  grant,  or  acquisition,  of  a  particular 
area  of  teri'itory,  and  the  situation  of  the  territory  in  New  South  Wales,  not  less  than  100 
miles  from  Sydney,  do  not  come  legally  into  force  until  the  Federal  Parliament  proceeds 
to  determine  the  site  ;  that  prior  to  such  determination  the  words  "  shall  be  in  the  State 


980  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  126. 

of  New  South  Wales "  have  no  legal  operation,  or  effect,  there  being  no  determination 
upon  which  they  can  possibly  bear  ;  that,  in  fact,  the  Constitution  is  silent  as  to  any 
seat  of  government  before  the  statutory  determination  ;  that  before  such  determination 
there  is  consequently  no  fixed  seat  of  government,  and  the  whole  question  is  at  large, 
with  the  exception  of  the  last  paragraph  containing  the  mandate  that  the  Parliament 
shall  sit  at  Melbourne  until  it  meets  at  "the  Seat  of  Government."  What  seat? 
Obviously  the  seat  fixed  by  the  determination,  showing  that  until  such  determination 
there  is  no  seat  of  government  witliin  the  meaning  of  this  section. 

If  this  view  be  correct  then  the  Executive  Government  of  the  Commonwealth  could, 
before  the  determination  of  the  seat  by  federal  law,  be  conducted  in  any  part  of  the 
Commonwealth,  whilst  considerations  of  convenience  might  suggest  that  it  should  -  at 
least  while  the  Parliament  was  sitting — be  conducted  in  that  part  of  the  Commonwealth 
appointed  for  the  temporary  meeting  of  the  Parliament,  so  that  the  Executive  department 
might  be  in  proximity  to  and  in  touch  with  the  Legislative  department. 

On  the  other  hand  the  view  has  been  pressed  with  some  force  that  the  mandate 
"  The  seat  of  Government  of  the  Commonwealth  ....  shall  be  in  the  State  of 
New  South  Wales"  is  one  which  can  be  so  severed  from  the  other  mandates  as  to 
Parliamentary  determination,  vesting,  acquisition,  &c.,  that  it  comes  into  force  and 
action  as  a  constitutional  declaration  from  the  moment  that  the  Commonwealth  is 
established,  on  the  1st  January,  1901  ;  that  it  operates  continuously  from  that  moment ; 
that  until  the  statutory  determination  of  a  site,  within  the  qualified  territory  of  New 
South  Wales,  the  seat  of  government  must  be  somewhere  within  that  qualified  territory 
and  not  outside  of  it,  that  all  the  Federal  Parliament  can  ao  is  to  select  a  site  within  the 
part  of  New  South  Wales  so  qualified. 

If  this  latter  contention  be  the  correct  one,  the  federal  capital  will,  from  the 
establishment  of  the  Commonwealth,  and  until  the  statutory  determination  of  the  site, 
be  somewhere  within  the  favoured  region  of  New  South  Wales,  100  miles  from  Sydney, 
and  the  particular  spot -within  the  favoured  region  at  which  the  mass  of  Executive  Acts 
should  be  performed  could  be  selected  by  the  Federal  Government,  save  and  except  the 
performance  of  such  administrative  business  as  must  necessarily  be  performed  in 
Melbourne  in  connection  with  the  sittings  of  the  Parliament. 

Whichever  view  may  be  adopted,  no  serious  constitutional  difficulties,  or  compli- 
cations, need  arise  in  actual  practice.  The  Constitution  does  not  direct  that  the 
Governor- General  must  reside  at  the  seat  of  Government,  nor  does  it  require  Executive 
acts  to  be  perfoimed  there.  The  implication,  or  rather  the  assumption,  no  doubt  is  that 
the  Governor-General  will  reside  there,  so  far  as  may  be  necessary  to  perform  the  duties 
of  his  office,  and  that  all  high  administrative  acts  shall,  in  like  manner,  be  performed 
there,  and  recorded  there,  so  far  as  is  practicable.  But,  whatever  the  implication  or 
assumption,  no  penalty  of  invalidity  or  nullity  could  possibl}'  result  from  non- 
observance  thereof.  No  legal  sanction  whatever  is  annexed  to  any  breach  of  any 
understanding  connected  with  the  seat  of  Government.  The  question  involved  will, 
therefore,  be  decided,  not  only  from  the  strictly  constitutional  aspect,  but  also  from 
the  point  of  view  of  convenience,  mutuality  of  interest,  and  good  faith. 

Representation  of  Territoky. — As  to  the  representation  in  the  Federal  Parlia- 
ment of  the  seat  of  Government  and  the  surrounding  territory,  see  Note,  §  473,  Hupra. 

§  477.    "  Granted  to  or  Acquired  by  the  Commonwealth.'* 

Acquisition  of  the  Site. — The  chief  question  which  has  arisen  in  connection  with 
these  words  is  whether  the  determination  of  the  seat  of  Government  rests,  in  the  last 
resort,  solely  with  the  Federal  Parliament,  or  whether  the  Federal  Parliament  is  limited 
in  its  choice  to  sites  offered  by  the  Parliament  of  New  South  Wales.  The  ojMjning 
words  of  the  section  strongly  favour  the  former  view  ;  but  it  has  been  argued  tliat  the 
words  "  shall  be  within  territory  which  shall  have  been  granted  to  or  acquired  by  the 


§477]  MISCELLANEOUS.  981 

Commonwealth"  point  to  a  prior  act  of  cession  by  the  Parliament  of  Nevr  South  Wales, 
and  that -no  express  power  to  " acquire "  being  given  by  this  section — the  acquisition 
must  lie  by  surrender  and  acceptance  under  sec.  111. 

The  word  "granted"  does  not  occur  elsewhere  in  the  Constitution,  exc-ept  in  the 
second  paragraph  of  this  section,  where  it  is  provided  that  so  much  of  the  territory  as  is 
Crown  lands  "  shall  be  granted  to  the  Commonwealth  "  without  payment.  What  then 
is  the  meaning  of  the  alternatives  of  grant  or  acquisition  ?  One  explanation  that  has 
been  suggested  is  that  Crown  lands  are  to  be  "granted"  and  other  lands  are  to  be 
"  acquired  ; "  but  this  is  not  satisfactory,  because  the  section  deals  with  territory,  not 
with  property  ;  and  the  distinction  between  Cro^vn  lands  and  privately  owned  lands  is 
one  of  property,  not  of  territory. 

It  is  submitted  that  the  word  "  granted  "  contemplates,  as  one  mode  of  ac({uisition, 
the  surrender  of  territory  by  the  Parliament  of  New  South  Wales,  and  its  acceptance  bj- 
the  Federal  Parliament,  under  sec.  111.  It  is  undoubtedly  to  be  desired  that  the  site 
should  be  mutixally  agreed  upon  between  the  Commonwealth  and  New  South  W'ales  ;  and 
we  may  anticipate  that  if  any  such  agreement  is  possible  no  other  mode  of  acquisition 
will  be  resorted  to. 

But  what  is  the  alternative  mode  of  acquisition  contemplated  by  the  words  "or 
acquired  ?"'  It  can  hardly  refer  to  acquisition  in  the  exercise  of  the  power  of  "eminent 
domain"  under  sec.  51 — xxxi.,  because  that  applies  to  "property,"  not  to  territory. 
Nor  can  it  refer  to  acquisition  by  surrender  and  acceptance  under  sec.  Ill,  because  that 
is  already  provided  for  by  the  word  "  granted."  The  onlj'  conclusion  is  that  the  words 
"  or  acquired  "  refer  to  a  difleient  mode  of  acquisition  ;  and  the  true  interpretation 
seems  to  be  that,  failing  an  agreement  between  New  South  Wales  and  the  Common- 
wealth, this  section  confei-s  upon  the  Federal  Parliament  a  reserve  power  to  acfjuire  a 
site  without  the  concurrence  of  the  Parliament  of  New  South  Wales.  In  other  words, 
the  power  to  determine  the  seat  of  Government,  coupled  with  the  direction  that  the  seat 
of  Government  shall  be  within  territory  granted  to  or  acquired  by  the  Commonwealth, 
implies  that  the  Commonwealth,  in  the  absence  of  a  grant,  has  power  to  acquire  the 
necessary  territory  without  grant. 

That  this  was  the  intention  of  the  framers  seems  clear  from  the  history  of  the 
section.  In  the  Adelaide  Bill  (see  Hist.  Note)  it  was  pro\ided  simply  that  the  seat  of 
Government  "  shall  be  determined  by  the  Parliament."  At  the  Melbourne  session,  the 
words  "and  shall  be  %vithin  federal  territory"  were  added.  This  was  expanded  by  the 
Premiers"  Conference  to  read  "and  shall  be  within  territory  which  shall  have  been 
granted  to  or  acquired  by  the  Commonwealth,  and  shall  be  vested  in  and  belong  to  the 
Commonwealth."  The  object  appears  to  have  been  to  supplement  the  power  of  surrender 
and  acceptance  by  a  special  power  of  federal  acquisition,  to  make  it  clear  that  the  duty 
of  the  Federal  Parliament  to  determine  the  site  could  not  be  blocked  by  a  refusal  of 
New  South  Wales  to  surrender  the  territory  needed. 

This  view  seems  to  be  supported  by  a  general  perusal  of  the  section.  There  is  a 
clear  declaration  tliat  the  seat  of  Government  is  to  be  determined  by  the  Parliament, 
but  there  is  no  declaration  that  the  concurrence  of  New  South  Wales  is  essential.  Had 
that  been  the  intention,  it  would  surely  have  been  expressly  mentioned,  and  not  left  to 
be  gathered  by  implication— and  especially  by  implication  from  such  wide  words  as 
"granted  or  acquired." 

Against  this  construction,  it  may  be  urged  that  whilst  the  federal  territory  is  to 
contain  an  area  of  "  not  less  than  100  stpare  miles,"  no  maximum  limit  is  fixe«l.  It 
can  hardly  be  supposed  that  the  Federal  I'arliament  has  power  to  federalize  an  unlimited 
area  of  New  South  Whales  as  a  scat  of  Government.  But  the  answer  seems  to  be  that 
the  power  only  extends  to  the -acquisition  of  an  area  reasonably  necessary  for  the 
purpose  ;  and  perhaps  in  the  case  of  acquisition  without  surrender,  the  reasonable 
maximum  would  be  held  not  to  exceed,  or  greatly  exceed,  the  minimum  of  100  square 
miles. 


982  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  125. 

Mr.  Oliver's  Report.— In  November,  1899,  in  view  of  the  fact  that  the  Parliament 
of  New  South  Wales  might  be  called  upon  to  offer  or  recommend  a  site  for  the  seat  of 
Government,  the  Government  of  New  South  Wales  appointed  Mr.  Alexander  Oliver,  the 
President  of  the  Land  Court  of  that  colony,  as  a  Commissioner  to  enquire  into  and 
report  upon  the  suitability  of  sites.  He  inspected  a  number  of  sites  and  took  a  quantity 
of  evidence  ;  and  in  his  report,  which  was  laid  on  the  table  of  the  Legislative  Assembly 
on  30th  October,  1900,  he  reported  favourably  upon  three  sites,  in  tlie  neighbourhood  of 
Orange,  Yass,  and  Bombala  respectively. 

Measurement  of  Distance. — It  would  seem  that  the  distance  of  100  miles  from 
Sydney  is  to  be  measured  in  a  straight  line,  in  accordance  with  the  provisions  of  sec.  34 
of  the  Imperial  Interpretation  Act,  1889  (p.  793,  nupra).  Distances  mentioned  in  Acts 
of  New  South  Wales  are  measured  by  the  nearest  road  (Interpretation  Act  [N.S.W.], 
1897,  sec.  35);  but  that  can  hardly  be  relied  upon  to  show  a  "contrary  intention"  within 
the  meaning  of  the  Imperial  Act. 

§  478.    ''And  shall  be  Vested  in  and  Belong  to  the 
Commonwealth." 

The  grammar  of  this  section  is  by  no  means  clear.  Is  it  the  "  seat  of  Government  " 
or  the  "territory"  within  which  the  seat  of  (4overnment  is  situated  that  is  to  be  vested 
in  and  belong  to  the  Commonwealth  ?  In  the  clause  as  framed  by  the  Convention  it  was 
clear  that  the  "  territory"  was  to  be  vested  in  the  Commonwealth,  and  it  is  submitted 
that  this  is  the  true  reading  of  the  section.  That  is  to  say,  the  words  "  and  shall  be 
vested,"  &c.,  are  part  of  the  relative  sentence  "  which  shall  have  been  granted,"  &c., 
referring  to  the  antecedent  "territory." 

It  is  clear  from  this  construction  that  the  Commonwealth  acquires  under  this  section 
territorial  rights  only,  and  not  proprietary  rights.  What  the  Commonwealth  may  acquire 
under  section  51  — xxxi.  is  "  property;"  what  itacquires  under  this  section  is  "territory." 
Landowners  or  Crown  Lessees  within  the  territory  chosen  for  the  seat  of  Government 
will  not  be  dispossessed  unless  the  Federal  Parliament  chooses  to  dispossess  them.  The 
result  of  the  transfer  of  territory  will  be  that  instead  of  holding  from  the  Crown,  as 
represented  by  the  Government  of  New  Soutii  Wales,  they  will  hold  from  the  Crown  as 
represented  by  the  Government  of  the  Commonwealth  ;  and  the  Commonwealth,  in  the 
exercise  of  its  exclusive  jurisdiction  over  the  territory,  will  be  free  to  resume  so  much  of 
the  privately  opened  land  as  it  requires,  in  accordance  with  laws  passed  under  the  power 
of  "eminent  domain  "  (sec.  51 -xxxi.),  and  subject,  of  course,  to  the  constitutional 
requirement  of  just  compensation. 

Crown  Lands  — The  meaning  of  the  provision  that  Crown  lands  shall  be  granted 
without  payment  therefor  is  not  clear,  and  seems  to  involve  some  confusion  between 
territorial  and  proprietary  rights.  It  maj'  be  construed  to  apply  to  lands  which  are 
Crown  lands  within  the  meaning  of  the  Crown  Lands  Acts  of  New  South  Wales  ;  or  it 
may — as  Mr.  Oliver  suggests  in  his  report— apply  only  to  vacant  Crowra  lands.  It  does 
not  appear  to  mean  that  the  occupation  of  Crown  tenants  is  necessarily  to  be  disturbed 
by  the  acquisition  of  the  territory.  It  is  perhaps  intended  to  mean  that  the  rights  of 
the  Crown,  in  any  lands  whatever,  shall  not  be  the  subject  of  compensation,  although 
the  proprietary  rights  of  individuals,  if  their  land  is  resumed,  must  be  dealt  with  on  just 
terms  (sec.  51 — xxxi.).  Mr.  Oliver,  however,  suggests  that  in  the  case  of  lands  which  arc 
not  "Crown  lands"  in  the  ordinary  acceptation  of  the  term,  the  State  may  be  entitled 
to  compensation  for  the  loss  of  its  rights  of  taxation. 

Exclusive  Power. — The  seat  of  Government,  when  determined  by  the  Parliament 
and  duly  acquired,  becomes  subject  to  the  jurisdiction  of  the  Federal  Parliament,  which 
has  exclusive  power  to  make  laws  for  its  peace,  order,  and  good  government.  (See  notes 
to  sec.  52 — i.) 


§  479.]  MISCELLANEOUS.  983 

Power  to  Her  Majesty  to  authorise  Goverhor-General  to  appoint  Deputies. 

126.  The  Queen  may  authorise  the  Governor-General  to 
appoint  any  person,  or  any  persona  jointly  or  severally,  to  be 
his  deputy  or  deputies*"^  within  any  part  of  the  Common- 
wealth, and  in  that  capacity  to  exercise  during  the  pleasure 
of  the  Governor-General  such  powers  and  functions  of  the 
Governor-General  as  he  thinks  fit  to  assign  to  such  deputy  or 
deputies,  subject  to  any  limitations  expressed  or  directions 
given  by  the  Queen  ;  but  the  appointment  of  such  deputy  or 
deputies  shall  not  affect  the  exercise  by  the  Governor- 
General  himself  of  any  power  or  function. 

Canada. — It  shall  be  law-f  ul  for  the  Queen,  if  Her  Majesty  thinks  fit,  to  authorize  the  Governor- 
General  from  time  to  time  to  appoint  any  person  or  any  persons  jointly  or  severally  to  be 
his  Deputy  or  Deputies  within  any  part  or  parts  of  Canada,  and  in  that  capacity  to 
exercise  during  the  pleasure  of  the  Governor-General  such  of  the  powers,  authorities, 
and  functions  of  the  Governor-General  as  the  Got-emor-General  deems  it  necessary  or 
expedient  to  assign  to  him  or  them,  subject  to  any  limitations  or  directions  expressed  or 
given  by  the  Queen  ;  but  the  appointment  of  such  a  Deputy  or  Deputies  shall  not  affect  the 
exercise  by  the  Governor-General  himself  of  anv  power,  authority,  or  function. — B.N. A. 
Act,  1867,  sec.  14. 

Historical  Xote. — Clause  2,  Chap.  VII.,  of  the  Commonwealth  Bill  of  1891,  was 
in  almost  identical  words,  and  was  adopted  verbatim  at  the  Adelaide  session,  1897.  At 
the  Melbourne  session,  suggestions  by  the  Legislative  Assembly  of  South  Australia,  to 
limit  the  provision  to  a  single  deputy  for  the  whole  Commonwealth,  and  to  omit  the 
concluding  sentence,  were  negatived.  (Conv.  Deb.,  Melb.,  pp.  712-3.)  Verbal  amend- 
ments were  made  after  the  fourth  report. 

§  479.    "  Deputy  or  Deputies." 

The  Deputies  provided  for  in  this  section  are  quite  distinct  from  the  Acting- 
Govemor-Greneral,  or  Administrator  of  the  Government  of  the  Commonwealth,  referred 
to  in  sec.  4,  supra.  An  Acting-Govemor-General  is  appointed  by  the  Queen,  and  acts 
only  in  the  absence  or  incapacity  of  the  Governor-General,  or  during  a  vacancy  in  the 
office ;  and  while  he  so  acts,  he  has  all  the  powers  of  the  Governor-General.  (See 
Notes,  sec.  4,  mip^-a.)  A  Deputy,  on  the  other  hand,  is  merely  a  person  to  whom  the 
Queen  may  enable  the  Governor-General  himself — subject  to  the  Royal  instructions  —  to 
delegate  particular  duties  in  particidar  localities.  The  immense  area  of  the  Common- 
wealth may  make  it  convenient  that  some  of  the  powers  of  the  Governor-General,  in 
some  parts  of  the  Commonwealth,  should  be  thus  exercisable  by  deputy. 

This  provision  has  been  adopted  from  a  similar  section  in  the  Canadian  Constitu- 
tion, respecting  which  Mr.  Wheeler  has  the  following  note  : 

"  Does  this  mean  that  there  may  be  two  persons  with  power  to  exercise  one 
function  ?  The  clause  proWdes  that  the  Governor-General  may  appoint  a  deputy  and 
may  at  the  same  time  reserve  the  power  of  himself  exercising  the  functions.  (Att.-Gen. 
Canada  ».  Att.-Gen.  Ontario,  1892,  3  Out.  App.  6  ;  19  Out.  Rep.  47.  See  where  a 
Deputy-Governor  acted,  Reg.  v.  Amer,  Feb.  23,  1878,  42  Upp.  Can.  Q.B.  at  p.  408).'* 
<  Wheeler,  C.C,  10.) 


984  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  127. 

Aborigines  not  to  be  counted  in  reckoning  population. 

127.  In  reckoning  the  numbers  of  the  people  of  the 
Commonwealth,  or  of  a  State'  or  other  part  of  the  Common- 
wealth, aboriginal  natives^^°  shall  not  be  counted. 

Historical  Note. — In  the  Commonwealth  Bill  of  1891,  Sir  Samuel  GriflBth,  in 
Committee,  added  a  new  clause  as  follows  : — "  In  reckoning  the  numbers  of  the  people 
of  a  State  or  other  part  of  the  Commonwealth,  aboriginal  natives  of  Australia  shall  not 
be  counted."     (Conv.  Ueb.,  Syd.,  1891,  pp.  898-9.) 

At  the  Adelaide  session,  1897,  the  same  clause  was  adopted,  with  the  omission 
of  the  words  '*  of  Australia."  In  Committee,  Dr.  Cockburn  urged  that  natives 
who  were  on  the  rolls  ought  not  to  be  debarred  from  voting  ;  but  it  was  pointed  out 
that  the  clause  did  not  affect  their  rights.  (Conv.  Deb.,  Adel. ,  p.  1020.)  At  the 
Melbourne  session,  a  suggestion  by  the  Legislative  Councils  of  New  South  Wales  and 
Tasmania,  to  insert  "  and  aliens  not  naturalized,"  was  negatived.  (Conv.  Deb.,  Melb., 
pp.  713-4.)  After  the  fourth  report,  the  Avords  "of  the  Commonwealth  or"  were 
inserted. 


480.    "Aboriginal  Natives." 


The  following  figures  show  the  number  of  aborigines  enumerated  or  believed  to- 
exist  in  each  Australasian  Colony  in  1891  :— 


Colony. 

Males. 

Females. 

Total. 

Victoria    ... 

New  South  Wales         

Queensland  (1881)          

South  Australia 

Western  Australia 
Tasmania 

Commonwealth 

New  Zealand      

Total 

325 

4,559 

10,719 

14,510 

3,516 

73 

240 
3,721 
9,866 
9,279 
2,729 
66 

565 

8,280 
20,585 
23,789 

6,245 
139 

33,702 
22,861 

25,901 
19,1.32 

59,603 

41,993 

101,596 

56,563 

45,033 

In  most,  if  not  in  all,  of  the  colonies,  this  enumeration  was  incomplete.  In  Victoria, 
whilst  onlj'  565  (including  half-castes)  were  enumerated,  731  are  believed  to  be  in 
existence.  In  Queensland  no  attempt  wrs  made  to  enumerate  or  estimate  the  number  of 
aborigines,  therefore  the  number  returned  in  1881 — which  is  believed  to  understate  the 
truth — has  been  repeated.  In  South  Australia  the  aborigines  were  not  regularly 
enumerated,  the  figures  given  being  derived  from  estimates.  In  Western  Australia  only 
civilized  aborigines  were  enumerated.  In  the  numbers  given  for  that  colony  575  are 
half-castes.  In  Tasmania  there  are  no  longer  any  aborigines  of  unmixed  race,  the  last 
male  having  died  in  1869  and  the  last  female  in  1876.  There  are,  however,  a  few  half- 
castes.  With  the  Maoris  of  New  Zealand,  40  Morioris  are  included.  These  are  the  last 
surviving  aboriginal  inhabitants  of  the  Chatham  Islands,  which  are  a  group  lying  about 
360  miles  to  the  east  of  New  Zealand,  and  form  a  dependency  of  that  colonj-.  (Mr. 
J.  J.  Fenton,  Assistant  Government  Statist  of  Victoria,  1899.) 


ALTERATION  OF  THE  CONSTITUTION.  985 


CHAPTER  VIIL— ALTER  A.TIOX  OF   THE 
CONSTITUTION. 

Mode  of  alterinfr  the  Constitution. 

128.  This  Constitution  shall  not  be  altered  except  in  the 
folio winof  manner  : — 

The  proposed  law  for  the  alteration**^  thereof  must  be 
passed  by  an  absolute  majority  of  each  House  of  the  Parlia- 
ment, and  not  less  than  two  nor  more  than  six  months  after 
its  passage  through  both  Houses  the  proposed  law  shall  be 
submitted  in  each  State  to  the  electors  qualified  to  vote  for 
the  election  of  members  of  the  House  of  Representatives. 

But  if  either  House  passes  any  such  proposed  law  by  an 
absolute  majority,  and  the  other  House  rejects  or  fails  to 
pass  it  or  passes  it  with  any  amendment  to  which  the  first- 
mentioned  House  will  not  agree,  and  if  after  an  interval  of 
three  months  the  first-mentioned  House  in  the  same  or  the 
next  session  again  passes  the  proposed  law  by  an  absolute 
majority  with  or  without  any  amendment  which  has  been 
made  or  agreed  to  by  the  other  House,  and  such  other  House 
rejects  or  fails  to  pass  it  or  passes  it  with  anj^  amendment  to 
which  the  first-mentioned  House  will  not  agree,  the  Governor- 
General  may  submit  the  proposed  law  as  last  proposed  by 
the  first-mentioned  House,  and  either  with  or  without  any 
amendments  subsequently  agreed  to  by  both  Houses,  to  the 
electors  in  each  State  qualified  to  vote  for  the  election  of  the 
House  of  Representatives. 

When  a  proposed  law  is  submitted  to  the  electors  the 
vote  shall  be  taken  in  such  manner  as  the  Parliament  pre- 
scribes. But  until  the  qualification  of  electors  of  members  of 
the  House  of  Representatives  becomes  uniform  throughout 
the  Commonwealth,  only  one-half  the  electors  voting  for  and 
against  the  proposed  law  shall  be  counted  in  any  State  in 
which  adult  sufl:rage  prevails. 


986  COMMENTARIES  ON  THE  CONSTITUTION.      [Sec.  128. 

And  if  in  a  majority  of  the  States  a  majority  of  the 
electors  voting  approve  the  proposed  law,  and  if  a  majority  of 
all  the  electors  voting  also  approve  the  proposed  law,  it  shall 
be  presented  to  the  Governor-General  for  the  Queen's  assent. 

No  alteration  diminishing  the  proportionate  representa- 
tion of  any  State  in  either  House  of  the  Parliament,  or  the 
minimum  number  of  representatives  of  a  State  in  the  House 
of  Representatives,  or  increasing,  diminishing,  or  otherwise- 
altering  the  linaits  of  the  State,  or  in  any  manner  affecting  the 
provisions  of  the  Constitution  in  relation  thereto,  shall  become 
law  unless  the  majority  of  the  electors  voting  in  that  State 
approve  the  proposed  law. 

United  Statrs. — The  Congress,  whenever  two-thh-ds  of  both  Houses  shall  deem  it  necessary, 
shall  propose  amendments  to  this  Constitution,  or  on  the  application  of  the  legislatures  of 
two-thirds  of  the  several  States,  shall  call  a  Convention  for  proposing  amendments,  which, 
in  either  case,  shall  be  valid  to  all  intents  and  purposes,  as  part  of  this  Constitution,  when 
ratified  by  the  legislatures  ot  three-fourths  of  the  several  States  or  by  Conventions  of 
three-fourths  thereof,  as  the  one  or  the  other  mode  of  ratification  may  be  proposed  by  the 
Congress  :  Provided  that  no  amendment,  which  may  be  made  prior  to  the  year  one 
thousand  eight  hundred  and  eight,  shall  in  any  manner  affect  the  first  and  fourth  clauses 
in  the  ninth  section  of  the  first  article  ;  and  that  no  State,  without  its  consent,  shall  be 
deprived  of  its  equal  suffrage  in  the  Senate.— Const.  Art.  V. 
Switzerland.— The  Federal  Constitution  may  at  any  time  be  [wholly  or  partialhj]  amended.— 
Art.  118. 

A  [total]  revision  is  secured  through  the  forms  required  for  passing  federal  laws. — 
Art.  119. 

When  either  House  of  the  Federal  Assembly  passes  a  resolution  for  the  [total] 
revision  of  the  Federal  Constitution  and  the  other  House  does  not  agree  ;  or  when  50,000 
Swiss  voters  demand  a  [total]  revision,  the  question  whether  the  Constitution  ought  to 
be  amended  is,  in  either  case,  submitted  to  the  Swiss  people,  who  vote  yes  or  no.  If  in 
either  case  a  majority  of  the  Swiss  citizens  who  vote  pronounce  in  tlie  affirmative  there 
shall  be  a  new  election  of  both  Houses  for  the  purpose  of  undertaking  the  revision. — 
Art.  120. 

[A  partial  revision  may  take  place  ly  means  of  the  popular  initiative,  or  throiigh  the 
forms  prescribed  for  ordinary  federal  legislation.  The  popular  initiative  consists  in  a 
demand  by  50,000  Swiss  voters  for  the  addition'  of  a  new  article  to  the  Constitution,  or  the 
repeal  or  modification  of  certain  constitutional  articles  already  in  force.]    .    .     .    Art.  121. 

The  revised  Federal  Constitution  [or  the  revised  part  thereof]  shall  take  effect  when  it 
has  been  adopted  by  the  majority  of  Swiss  citizens  who  take  part  in  the  vote  thereon 
and  by  a  majority  of  the  States.— Art.  123. 

[The  words  in  brackets  were  introduced  by  the  amendment  of  1891.    See  Deploige, 
Referendum  in  Switzerland,  p.  125.] 
Germany.— Amendments  in  the  Constitution  shall  be  made  by  legislative  enactment.    They 
shall  be  considered  as  rejected  when  fourteen  votes  are  cast  against  them  in  the  Federal 
Council.— Art.  78,  sec.  1. 

The  provisions  of  the  Constitution  of  the  Empire  by  which  certain  rights  are 
secured  to  particular  States  of  the  Union  in  their  relation  to  the  whole,  shall  only  be 
modified  with  the  consent  of  the  States  affected.— Art.  78,  sec.  2. 

Historical  Note. — The  clause  as  first  proposed  at  the  Sydney  Convention  of  1891 
was  as  follows  : — 

"  The  provisions  of  this  Constitution  shall  not  he  altered  except  in  the  following 
manner : — 

Any  law  for  the  alteration  thereof  must  be  passed  by  an  absolute  majority  of  the 
Senate  and  House  of  Representatives,  and  shall  thereupon  be  submitted  to  Conventions 
to  be  elected  by  the  electors  of  the  several  States  qualified  to  vote  for  the  election  of 
members  of  the  House  of  Representatives. 

The  Convention  shall  be  summoned,  elected,  and  held  in  such  manner  as  the 
Parliament  of  the  Commonwealth  prescribes  by  law,  and  shall,  when  elected,  proceed  to 
vote  upon  the  proposed  amendment. 

And  if  the  proposed  amendment  is  approved  by  the  Conventions  of  a  majority  of 
the  States,  it  shall  become  law,  subject  nevertheless  to  the  Queen's  power  of  disallow- 
ance. 


ALTERATION  OF  THE  CONSTITUTION.  987 


IJiit  an  amendment  by  which  the  proportionate  representation  of  any  State  in  either 
House  of  the  Parliament  of  the  Commonwealth  is  diminished,  shall  not  become  law 
without  the  consent  of  the  Convention  of  that  State. " 

In  Committee,  it  was  pointed  out  that  the  ratifying  process  by  "  Cunventions  of  a 
majority  of  the  States,"  gave  a  second  appeal  to  the  States,  but  none  to  the  people.  To 
obviate  this,  Sir  Samuel  Griffith  suggested  to  add  the  words,  "  and  if  the  people  of  the 
States  whose  Conventions  approve  of  the  amendment  are  also  a  majority  of  the  people  of 
the  Commonwealth."  Mr.  Playford  pointed  out  that  this  was  a  clumsy  device,  because 
instead  of  ascertaining  the  total  vote  for  and  against,  it  added  the  minority  in  each  State 
to  the  majority.  He  contended  that  a  better  principle  would  be  to  take  the  vote  of  the 
electors  directly.  Dr.  Cockburn  moved  the  omission  of  the  words  "  Conventions  to  be 
elected  by,"  in  order  that  the  question  should  be  submitted  to  the  electors.  Sir  Samuel 
Griffith  favoured  the  Conventions,  as  being  better  able  to  deal  with  the  complicated 
questions  submitted,  but  Mr.  Deakin  pointed  out  that  the  Conventions  could  only  say 
yes  or  no,  and  that  the  electors  ought  to  be  allowed  to  say  yes  or  no  themselves,  instead 
of  electing  men  pledged  to  say  it  for  them.  However,  the  amendment  was  defeated  by 
19  votes  to  9.  Sir  Samuel  Griffith's  amendment,  requiring  that  the  people  of  the  States 
whose  Conventions  approved  should  be  a  majority  of  the  people  of  the  Commonwealth, 
was  then  carried  ;  and  the  words  declaring  that  the  amendment,  when  ratified,  should 
"  become  law,  subject,  nevertheless,  to  the  Queen's  power  of  disallowance,"  were  replaced 
by  the  words  "  be  presented  to  the  Governor-General  for  the  Queen's  assent."  In  the 
concluding  paragraph  words  were  inserted  to  prevent  an  amendment  diminishing  the 
•'  minimum  number  of  representatives  "  of  a  State  without  the  consent  of  the  Convention 
of  that  State.     (Conv.  Deb.,  Syd.,  1891,  pp.  884-98.) 

At  the  Adelaide  session,  the  clause  was  drafted  as  follows  : — 

"  The  provisions  of  this  Constitution  shall  not  be  altercil  except  in  the  following 
manner  :  — 

Any  proposed  law  for  the  alteration  thereof  must  be  passed  by  an  absolute  majority 
of  the  Senate  and  of  the  House  of  Representatives,  and  shall  thereupon  be  submitted  to 
the  electors  of  the  sevei-al  States  qualified  to  vote  for  the  election  of  memljers  of  the 
House  of  Representatives,  not  less  than  two  nor  more  than  three  calen<lar  months  after 
the  passage  through  both  Houses  of  the  proijosetl  law.  The  vote  shall  be  taken  in  such 
manner  as  the  Parliament  prescribes. 

And  if  the  proposed  alteration  is  approved  by  the  electors  of  a  majority  of  the  States, 
and  if  the  people  of  the  States  whose  electors  approve  of  the   alteration  are   also  a 
majority  of  the  people  of  the  Commonwealth,  the  proposed  alteration  shall  be  pi-esented  ' 
to  the  Governor-General  for  the  Queen's  assent. 

But  an  alteration  by  which  the  proportionate  representation  of  any  State  in  either 
House  of  the  Parliament,  or  the  minimum  number  of  representatives  of  a  State  in  the 
House  of  Representatives,  is  diminished,  shall  not  become  law  without  the  consent  of  the 
electors  of  the  State." 

In  Committee,  Mr.  Deakin  moved  the  omission  of  the  word  "  absolute,"  but  this 

was  negatived.  The  time  within  which  the  vote  might  be  taken  was  extended  to  six 
months  after  the  passing.  Mr.  Lewis  pointed  out  that  the  population  of  the  approving 
Slate  might  be  a  majority  of  the  Commonwealth,  and  yet  the  votes  of  a  large  majority 
of  electors  might  be  against  the  proposal,  and  he  suggested  that  the  test  should  be,  not 
that  the  people  of  the  approving  States  are  a  majority  of  the  Commonwealth,  but  that 
the  electors  approving  are  a  majority  of  those  voting.  The  difficulty,  however,  was  that 
w  hilst  one  State  had  women's  suSrage,  and  the  others  had  not,  the  electors  of  that  State 
would  count  for  twice  as  many  as  the  electors  in  the  other  States.  No  solution  being 
suggested,  Mr.  Lewis' amendment  was  negatived.  (Conv.  Deb.,  Adel.,  pp.  1020-30.)  At 
a  later  stage,  the  difficulty  as  to  women's  suflFrage  was  met  by  the  provision  which  now 
forms  part  of  the  Constitution.  Verbal  amendments  were  also  made.  (Conv.  Deb., 
Adel.,  pp.  1204-9.) 

At  the  Melbourne  session,  a  number  of  amendments  suggested  by  the  Legislatures 
and   by   members  of  the  Convention   were  negatived — including  a  suggestion  by  the 


988  COMMENTARIES  ON  THE  OONaTITUTION.     [Set  128. 

IcgiriatiTe  AnenUr  of  Vi«tona  tliat  in  case  of  a  dtaagreanoit  betvera  the  Hooaes,  the- 
ptopoaed  ahcntian  alioiiUI  be  lefencd  to  the  peoples.  (Coot.  Dkeh.,  lldbi,  pp^  715-72.) 
Vestad  aacodnentB  were  made  beiiare  the  fint  fcpori  and  after  the  fourth  report. 

After  the  iaflnre  ct  the  CoarcBtian  KIl  to  recetre  the  «tat«totj  Hialantj-  in  Kevr 
Simth  Wales,  the  tvo  Houses  <tf  Fuiiament  in  that  colony  aiked  for  rrrnmiiilfratinm  of 
this  danse,  amon^  otibers,  and  made  eertain  wmaunwiidstions  vUcfa  have  afacndj  haca 
set  oat  IfrngR  317,  tmf€m.\.  At  the  Preaiers'  Oonfercnee,  1899,  it  was  agreed  to  asKad 
the  danse  to  the  form  in  which  it  now  stands ;  the  ahcratiom  being  (1)  the  insertioB  of 
the  third  paiagrqih,  proiidiii^  for  a  reference  to  the  electors  notwithstanding  the  dis- 
agreement of  one  Hoose,  and  (2)  the  prorison  against  an  amendment  altering  the  fimita 
of  a  State  without  its  consent. 

$  481.    *«Alteratu»L.'* 

The  Kitish  Cottstitntion  can  be  altctvd  bj  an  Act  of  the  British  Fuiiament.  In 
fact  it  is  sometimes  hsrd  to  distii^aish  between  Acts  paiiard  bj  the  British  FuiiameBi 
(dating  to  amttcis  of  ordinary  Irgidstion.  and  Acts  passed  by  it  rrrlsting  to  the  Consti- 
tntion.  The  Federal  Piuliament^  howerer,  is  not  anthorized  to  smmd  the  C«mstilmi<ai 
of  the  Commonwealth.  That  Constitntian  can  only  be  Tsried  in  a  special  way  and  after 
ewnpliance  with  eertain  formalitaes  and  prereqvoaites.  In  like  masmrr  the  Congress 
of  the  United  States  is  deprired  of  power  to  sawwd  the  American  instramont  of  Gorem- 
ment.  The  dunhility  of  a  Federal  I^egidatnre  to  alter  the  Federal  Cunatitntion  is  one 
of  the  organie  featnics  and  a  prominent  characteristie  of  evcty  federal  syrtcm.  If  the 
Federal  Le^slstnre  eoold  chax^  the  Gonstitiition  it  migbt  trsusluim  itaelf  ftvm  a 
sabordinate  law-making  body  into  an  o«)gsn  of  sorcxcign^  ;  it  mi^it  destroy  the  fednal 
system  altogether,  and  sabstitnte  a  consolidated  form  of  gorcmaaent.  A  Federal 
legislatnre  is  a  wmtre  creatnre  of  the  Federal  Coostitntion  ;  it  is  a  mri«  inrtrament  or 
'  serrant  of  a  federal  cwnmunity ;  it  is  an  agent,  not  a  masto-.  The  Constitiitian  is  the 
master  of  the  Iq^idatBDre,  and  the  commonitjfr  itsdf  is  the  anther  of  the  CSonstitntian. 
In  this  respect  a  federal  legidatare  diffiera  fron  a  anpteme  Irgwlainie  like  that  of  G^cat 
Britain,  whidi  is  the  embodiment  and  tm^im-*  of  the  mnmigfttj  of  the  BHtirik  natioCL 
Sorere^ty  resides  in  that  person,  or  body,  or  da&B  of  peiauMS  in  whom  is  nhimatriy 
rested  the  power  to  amoid  a  Coostitatian  of  Goremment. 

"  The  test  of  the  federal  S|;stem  lies  in  the  principle  lAat  the  central  Goremment 
cannot  destroy  nor  modify  the  local,  nor  the  local  GormuBent  the  oentraL  Now,  this 
relation  betwieen  central  and  local  Goremment  is  inmoasible  anleas  both  test  npona 
coaomon  baas,  ue.,  the  co-ordination  of  these  independent  GovenoKnts  as  parts  of  » 
haxmonioas  political  system  leqniies  an  ofganiiation  of  the  soivragn,  the  State, 
distinct  ftom  and  supreme  over  both."     (Borgeas,  Politica]  Sc  i.  141.) 

In  the  Oonstitation  of  the  Coanmonwealth  of  comae  there  is  noabaolate  auiieieig)Bty, 
bat  a  Qmni'-sorereignty  ahich  re^dea  in  the  people  of  the  Commonwealth,  who  amy 
eatress  their  will  on  eonstitatioaal  questions  throogh  a  majority  <tf  the  electors  TOting 
and  a  majority  ci  the  StiAesL  No  amendmoit  of  the  Constitotion  on  be  matiewjAamt 
tije^gnanrgiGe-af  4fent  dooUe  iikajority—  a  majority  within  a  sMJority.  These  aie 
sslegnards  nf-ctasary  not  only  for  the  protectioD  of  the  federal  system,  bat  in  order  to 
secure  nwtvity  of  thoo^t  in  the  consideratian  and  settksnoit  of  pn^Hnals  leading  to 
•Organic  diai^es.  Theae  safegnards  hare  been  prorided,  not  in  order  to  prercnt  or 
ind^nitdy  resist  change  in  any  direction,  bat  in  order  to  pieieut  chaa^  bei^  made  in 
haste  or  by  stealth,  to  encoarage  pablic  discossioa  and  to  delay  ehai^e  nntfl  there  is 
strong  eridence  that  it  is  desirable,  irresistible,  and  ineritableL 

A  Constitntian  is  a  diarter  of  goremment ;  it  is  a  deed  of  trast^  containing  eorenants 
between  the  sovereign  cwnmunity  and  its  individnal  units.  Those  eorensnta  should  not 
be  li^tly  ur  inconsiderately  altered.  At  the  same  time  a  Constitntian  which  did  not 
contain  prorision  for  its  amendment  with  the  derdopment,  growth,  and  expanaiaa  of 
the  commonity  iriiich  it  is  intended  togorem,  would  be  a  moat  inadequate  and  ioperfeet 
deed  of  partnership.     It  wooM  be  doomed  to  collapae  ignominioasly,  and  withowt  hsf  e 


§  4»L]  ALTERATIOX  OF  THE  CONSTITFTION.  9» 


«i  leeBtrtiimBkiai.  It  woald  be  boond  to  break  beneath  the  preasate  of 
■  kiih  it  cooU  not  control  or  resist.  A  Constitatioa  may  be  esH^ncd  to  •  fi*iBS 
«i^pai9B.  &  is  Bot  in  the  amtxmtt  «tf  a  trrtDg  orguoaiB.  to  teBaiM  fiiiiiiiwHlj  Ike  ■•■• 
lin^  jvmr  to  j«ar  ami  from  agp  to  ige.  ^  vitk  iafiTidBal  aaifeay  ao  witik  wa^aamm, 
r  «i  tbe  Ikvsof  Eift.  Tha  CitoiiilBiiiin  of  a  natma  jg  Ag  ontward  and  TJBtMa 
1  of  its  natwiMil  fife^  to  tke  pKbslioas  of  which  tt  DeeesBsrily  re^KXuis..  Tk» 
qaagj  within  any  healthy  organic  stmctxire  mui^t  find  vrent  in  change.  Change  •■■■■■• 
external  forms.  The  jxjwer  in  a  progressive  comm unity  is  never  quxeseest  or 
iry. 
These  prino^pieB  ive  iBcontrovertible  ;  but:  ac  ctie  same  time  ciie  tendesej  so  cbaags 
lie  sendBmami  to  iwitiin  whether  it  is  proceeding  in  a  aafe  Ancftni.  aaii  if 
t  to  goit  ^m  tondaa^  m  tkft&  Areetion.  Where  a  commnnity  is  foonded  oa  a 
:fc  it  a  omShf  fnr  and  xoMniBble  that  that  compact  should  be  protfected, 
■ok  tmtf  ifiirifTt  tihb  dniBiB  «f  tkon-  vhav jab  to  ilptmV  it  hf  totatadBOBg  lewahitinMij 
ftujeito,  tt  iitiii  Hjiiwr  thr  ririk  of  tbaof^itllBa*  tnfcHag  and  AMKctinl  csfazncBtoL 
Tke  CoaiiifcalaaM  «f  the  Comnaonwealth  has  proriiied  a  aaiiAy-maHe  m  the  sAs^e  ot  a 
gmiHwiw  d^Mig  tiw  fthnf!  by  which  its  am^plilicatim  aad  iwotliftfatMMe  aHijhe  ^ecteti, 
hit  iCa  oae  is  aiadded  with  precaations,  the  wisdom  and  propriety  of  which  claim 
feiawiiTili  eonaideration  fro^  eveej  rejecting  mind.  The  provisions  for  the  aiawidmaat 
of  Idbe  Cmuatitution  may  he  coamdoed  mider  the  following  separate  headii^B :  (I)  altora- 
taoBB  wfaieh  may  be  made,  (?<  initatiaa  ei  aiteiatiaBi^  (3>  s^ecence  of  alterations  to  the 
4dM&Bes»  (4)  presentation  of  proposed  akaatHaa  to  theCcaeiaM-Ceaeral  for  the  Qneen's 
assent. 

Aktekatkkss  wbkb  Mat  bx  Kjlbk. — The  Cuiititiitifiwi  ean  be  altered  in  a  certam 
■anner.  Wbat  is  the  Coastitation  7  What  »  an  alteration  ?  The  ConstitaftnK  is  that 
fast  of  the  Imperial  Aet  comprehended  ia  Claaae  9  and  divided  into  chaptepsy  parts^  and 
•ectiaasy  the  ■^"<t««^r^  hecag  aHaelietcd  freaii  I  to  13A  ladbHSTe.  The  Schedule  also  is  a 
pact  o€  the  Constita^ua.  ChiHii  ii  I  to  8  of  the  Iraperal  ^et  are  not  parts  of  the  Consti- 
tatioB,  and  cannot  he  eTliiiid  eaeept  h^  the  Imperial  P^irliament  Every  chapter,  part, 
■ectiaa,  paragmfh,  aad  -mud  m  Claaae  T\.,  exe^t  Che  nargiBal  aetes,,  is  within  the 
ih iailJM  rf " rlii  Ci—ititaliiiwi"  ■■d^gahjiwt  toeotaia  nmmSti  eliiwiM,  Ite  whole  of  the 
Cswrtftiil  iiiii  comes  within  reach  of  the  aaHndfaiig  poarar  fiminlated  in  the  lu>t  aedtaon  of 
the  iastrament.  Now,  an  alteration  meaae  aay  chaagt  at  the  shape  ef  amySfcaftiana* 
addEkioBBr  omissions,  or  ■«iiiifiietiiiiw  of  oM  matter  tn  the  CaaetikatMA.  IWoaUe 
altnatiaaa  auy  be  thus  grooqped : — 
(1.)  'BTSirnr  of  old  matter  : 
(2.)  AlditieB  to  oM  matter  : 
(X)  letradaetiQQ  of  new  matter: 
(4.)  Sokftttation  of  new  matter  for  old  matter. 
Hence  it  may  be  condnded  that  there  is  no  limit  to  the  power  to  amend  the 
Constitation,  bnt  that  it  can  only  be  brought  into  aefci^  aeeording  to  certain  modes 
prescribed.  We  will  eoarader  the  modes  and  csHfitiaaB  of  eonstitntional  T^oxwa 
farther  ;  aMaanthde  it  is  essential  to  grasp  the  ajg^itfeeaea  aad  eomprehensiveaaB  ef 
the  power  itaelL  For  example,  the  Constitntioa  caaid  he  aiBBMiad  other  b  the 
direction  of  ■Anagkheaaig  or  weakening  the  Federal  Gimi  iiiiaiiit  ;  itnia^lifcwiifim  ft,  hf 
coafariageB  il  ana  and  additional  powers  ;  weakening  it,  by  ***""g.  awaj  poiaeia. 
The  Coastiintiai  eoald  be  amendeii  by  reforming  the  stmctore  of  t&a  FedenI  Paifia- 
ment  and  modi^rii^  the  relation  of  the  two  Houses  ;  by  increasing  or  diminishing  the 
power  of  the  Semte  in  reference  to  Money  Bills;  by  nna».lrhig  the  Senate  sabjecfi  to 
^BBofetion  at  the  same  time  as  the  Hoaee  of  BqeesestatiTes..  It  is  even  eoafeeaded  hy 
some  daring  interpreters  that  the  Constftntion  couM  be  aaaided  by  aboGshing  the 
Senate.  It  could  certainly  be  amended  by  remodelSag  the  Esaestive  Department* 
abolishing  what  is  known  as  Responsible  Government,  and  introiiacing  a  new  system. 


990  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  128 

such  as  that  which  prevails  in  Switzerland,  according  to  which  the  administration  of  the 
public  departments  is  placed  in  the  hands  of  officers  elected  by  the  Federal  Legislature. 
The  Constitution  could  be  amended  by  altering  the  teniire  of  the  judges,  by 
removing  their  appointment  from  the  F^xecutive,  and  authorizing  the  election  of  judges 
by  the  Parliament  or  bj'  the  people.  The  Constitution  could  be  amended  in  its  most 
vital  part,  the  amending  power  itself,  bj^  providing  that  alterations  may  be  initiated  by 
the  people,  according  to  the  plan  of  the  Swiss  Popular  Initiative  ;  that  proposed 
alterations  may  be  formulated  by  the  Executive  and  submitted  to  the  people ;  that 
proposed  alterations  may,  w  ith  certain  constitutional  exceptions,  become  law  on  being 
approved  of  by  a  majority  of  the  electors  voting,  dispensing  with  the  necessity  of  a 
majority  of  the  States. 

Amendments  of  the  Constitution  would  not  necessarily  be  confined  to  the  machinery, 
organization,  and  operation  of  the  Federal  Government ;  they  might  include  changes  of 
functions  as  well  as  changes  of  structure.  New  powers  and  functions  could  be  added, 
or  existing  powers  and  functions  could  be  withdrawn. 

Nor  is  the  scope  of  the  amending  power  restricted  to  the  structure  and  functions  of 
the  Federal  Government ;  it  extends  to  the  structure  and  functions  of  the  Governments 
of  the  States.  Indeed,  nearly  every  extension  of  powers  and  functions  granted  to  the 
Federal  Government  would  involve  a  consequential  contraction  of  powers  and  functions 
in  the  Governments  of  the  States  ;  and  if  a  constitutional  amendment  could  so  alter 
the  powers  and  functions  of  the  Governments  of  the  States,  why  should  it  not  be  capable 
of  dealing,  if  necessary,  with  the  Constitutions  and  political  organization  of  the  States  ? 
We  say  "  if  necessarj^ ;"  for  the  necessity  may  never  arise  ;  but  the  dormant  power  is 
there,  and  may  be  used  in  an  extraordinary  emergency,  if  the  States  neglect  or  refuse  to 
adjust  their  constitutional  arrangements  to  harmonize  with  Federal  developments  and 
requirements. 

Amendments  of  the  Constitution  need  not  be  limited  even  to  the  functions  and 
organization  of  Federal  Government  and  of  State  Government.  They  might  go  further, 
and  embrace  fundamental  laws  relating  to  the  rights,  privileges,  immunities,  and  duties 
of  the  people  of  the  Commonwealth,  placing  them  beyond  the  domain  of  Federal 
legislation  and  equally  outside  the  sphere  of  State  legislation.  The  American  Constitu- 
tion contains  a  Bill  of  Rights.  Neither  Congress  nor  the  Legislatures  of  the  States 
could  interfere  with  or  alter  one  jot  or  tittle  of  those  fundamental  rights.  A  resort  to 
such  constitutional  settlements  is  only  justifiable  when  the  ordinary  organs  of  legislation 
cannot  be  trusted  to  protect  private  rights  and  individual  liberty.  In  America,  of  late 
3'ears  especially,  there  has  been  a  strong  disposition  to  load  the  State  Con.stitutions  with 
laws  which  belong  properly  to  the  field  of  ordinary  legislation.  The  reason  assigned  for 
this  procedure  is,  that  private  rights  and  individual  liberty  cannot  always  be  safely 
trusted  to  the  legislatures  of  the  States  ;  that  some  of  those  legislatures  have  at  times 
been  so  influenced  by  passion,  prejudice,  and  corruption,  or  so  controlled  by  combina- 
tions of  vicious  men,  that  they  have  disregarded  truth  and  justice.  (Per  Miller,  J.,  in 
the  Savings  and  Loan  Association  v.  Topeka,  20  Wall.  (J63.  See  authorities  on  this 
subject  collected  in  Lefroy's  Leg.  Power,  p.  xlvi. )  But  under  iioi'mal  conditions  of 
society  a  charter  of  government  should  not  be  encujnbered  with  matters  of  ordinary 
legislation.  It  should  deal  only  with  subjects  of  vital  consequence  involving  the 
organization,  continuity,  and  government  of  the  nation.  The  legislative  machine 
should  be  left  free  and  unfettered  to  grapple  with  problems  as  they  arise  in  the  changing 
circumstances  of  the  country. 

Attention  has  been  drawn  to  the  alterations  which  may  be  made  in  the  Constitu- 
tion. These  have  been  suggested,  not  as  probabilities,  but  as  possibilities,  in  order  to 
illustrate  the  potentialities  of  expansion  and  modification  inherent  in  the  Constitution. 
Dr.  Pomeroy's  observations  on  the  amending  power  in  the  Constitution  of  the  United 
States  will  bear  application  to  the  similar  power  in  the  Constitution  of  the  Common- 
wealth. 


5  481.]  ALTERATION  OF  THE  CONSTITUTION.  991 

"The  result  of  this  discussion  is,  that  the  People  of  the  United  States,  by  virtue 
of  their  inherent  absolute  attributes  as  a  nation,  may,  by  following  the  order  prescribed 
in  the  Constitution,  adopt  any  amendments  thereto,  whether  such  changes  would  enlarge 
or  diminish  the  functions  of  the  general  government,  whether  they  would  widen  or 
contract  the  scope  of  State  legislation.  Nay,  it  is  possible  that  the  idea  of  local  self-govern- 
ment, which  underlies  our  present  civil  polity,  might  be  entirely  abandoned,  and  the 
plan  of  complete  consolidation  substituted  in  its  stead  ;  even  a  monarchy  might  be 
reared  in  the  place  of  the  present  republic.  It  is  true  that  the  people  have  placed  an 
almost  insurmountable  obstacle  to  such  action  on  their  part,  for  they  have  required  a 
species  of  unanimity  as  a  prerequisite  to  a  reconstruction  which  should  destroy  the 
Stat€s  as  distinctive  elements  in  our  political  organization."  (Pomeroy's  Constitutional 
Law,  p.  75.) 

Restrictions  ok  the  Amending  Power. — It  is  now  necessary  to  draw  attention 
to  several  restrictions  on  the  amending  power,  a  reference  to  one  of  which  appears  in 
the  above  quotation  from  Dr.  Poraeroy.  They  may  be  summarized  thus  :  No  amend- 
ment : 

(1)  Diminishing  the  proportionate  representation  of  any  State  in  either  House 

of  the  Parliament  (sees.  7,  24)  ; 

(2)  Diminishing   the   minimum   number  of  representatives  of  a  State  in  the 

House  of  Representatives  (sec.  24)  ; 

(3)  Increasing,    diminishing,    or    otherwise    altering   the    limits    of     a    State 

(sec.  123)  ; 

(4)  AflFecting  the  provisions   of  the  Constitution  in  relation  to  the  foregoing 

matters ; 
may  be  carried,  unless  a  majority  of  the  electors  voting  in  the  State  interested  approve 
of  the  proposed  law.  Hence  an  Original  State  cannot,  without  its  consent,  be  deprived 
of  equal  representation  in  the  Senate,  or  of  the  minimum  number  of  five  Representa- 
tives in  the  National  Chamber.  No  State,  without  its  consent,  can  suffer  an  increase, 
diminution,  or  alteration  of  its  limits. 

The  alteration  of  the  Constitution  in  these  respects  is  not  prohibited  altogether,  but 
is  made  subject  to  a  three-fold  assent  :  not  only  the  assent  of  (1)  the  people  of  the  nation, 
and  (2)  the  peoples  of  more  than  half  the  States,  but  also  the  assent  of  (3)  the  peoples  of 
States  affected.  Thus,  for  instance,  an  alteration  abolishing  the  principle  of  equal 
representation  in  the  Senate,  and  substituting  some  other  basis  of  representation,  would 
require  the  assent  of  the  peoples  of  all  the  States  whose  power  in  the  Senate  might  be 
thereby  reduced.  This  is  what  Dr.  Pomeroy  refers  to  when  he  says  that  in  the  United 
States  the  people  have  placed  an  "  almost  insurmountable  obstacle"  to  the  abolition  of 
equal  representation,  by  requiring  "  a  species  of  unanimity  as  a  prerequisite  to  a 
reconstruction  which  would  destroy  the  States  as  distinctive  elements  in  our  political 
organization."  (Pomeroy,  Const.  Law,  p.  75.)  This  prerequisite  is  an  obstacle,  but  not 
an  insurmountable  obstacle,  in  the  way  of  national  consolidation.  When  the  time 
arrives  for  constitutional  reconstruction,  the  people  of  the  Commonwealth,  the  successors 
of  the  original  creators  and  authors  of  the  Constitution,  may  be  able  to  solve  the  problem 
of  securing  acquiescence  in  any  urgently  required  reform.  If  .unanimity  cannot  be 
secured,  there  yet  remains  the  possibility  of  resort  to  the  Imperial  Parliament  for  an 
amendment  of  the  Constitution,  dispensing  with  the  necessity  for  obtaining  the  consent 
of  all  the  States.  Such  a  radical  and  drastic  method  of  settling  a  deadlock,  unsolvable 
bj'  the  Constitution  itself,  could  only  be  justified  by  the  gravest  considerations  of  a 
most  serious  emergency.  Dr.  Burgess,  referring  to  a  similar  provision  in  the  American 
Constitution,  which  secures  the  principle  of  efjual  representation  in  the  Senate  against 
amendment  by  "the  sovereignty  as  organized  within  the  Constitution,"  argues  that  this 
restriction  is  confused  and  unnatural,  and  could  not  possibly  stand  against  a  determined 
effort  on  the  part  of  the  sovereign  body  to  overthrow  it.  "  It  is  a  relic  of  confederation, 
and  ought  to  be  disregarded."  It  may  be  good  political  science  now  and  in  the  future 
that  equal  representation  should  prevail,  but  the  amending  power — the  sovereignty 
organized  in  the  Constitution— must  be  the  final  judge  of  this.     A  Constitution  which 


992  C0MME:NTARIES  on  the  constitution.     [Sec.  128 


undertakes  to  except  anything  from  the  sovereign  power  as  organized  in  the  Constitution 
"invites  the  reappearance  of  a  sovereignty  back  of  the  Constitution;  i.e.,  invites 
revolution."     (Burgess,  Pol.  Sci.  ii.  49.) 

It  must  be  remembered  that  these  are  but  bare  possibilities  and  remote  con- 
tingencies. At  the  present  time  and  for  an  apparently  indefinite  period  to  come  the 
people  of  the  Gommonvv'ealth,  in  the  majority  of  States,  will  not  feel  inclined  to  interfere 
with  the  principles  of  local  liberty,  local  self-government,  State  autonomy,  and  State 
individualitj',  which  pervade  the  Constitution.  They  will  recoil  from  an  Imperial  policy 
of  consolidation  and  centralization,  which  would  swallow  up,  absorb,  and  obliterate  the 
States.  At  the  same  time  many  profound  political  thinkers  are  of  opinion  that 
federalism,  in  which  there  is  one  political  State,  one  central  government,  and  several 
provincial  governments,  is  but  a  transitory  form  of  government,  midway  between  the 
condition  of  confederacy  and  that  of  a  single  sovereignty  over  a  combined  population 
and  territory. 

"  Its  natural  place  is,  in  States  having  great  territorial  extent,  inhabited  by  a 
population  of  tolerably  high  political  development,  either  in  class  or  in  mass,  but  not  of 
entirely  homogeneous  nationality  in  different  sections.  When  these  ethnical  differences 
shall  have  been  entirely  overcome,  something  like  the  federal  system  may,  indeed, 
conceivably  remain,  but  the  local  governments  will  become  more  and  mote  administrative 
bodies,  and  less  and  less  law-making  bodies.  In  fact,  it  looks  now  as  if  the  whole 
political  world,  that  part  of  it  in  which  the  centralized  form  of  government  obtains  as 
well  as  that  part  still  subject  to  the  federal  form,  were  tending  towards  this  system  of 
centralized  government  in  legislation  and  federal  government  in  administration.  I  do 
not  feel  sure  that  this  is  not  the  form  of  the  future,  the  ultimate,  the  ideal  form,  at 
least  for  all  great  States."     (Burgess,  Political  Sci.  ii.  p.  6.) 

Initiation  of  Amendments. —The  Constitution  specifies  two  methods  by  which  a 
proposed  alteration  may  be  launched.  In  the  first  place  it  may  be  formulated,  and 
passed  on  to  the  electors,  by  absolute  majorities  in  both  Houses  of  the  Federal  Parliament. 
In  the  second  place,  if  one  House  twice  passes,  by  an  absolute  majority,  a  proposed 
alteration,  to  which  the  other  House  on  each  occasion  fails  to  agree,  the  proposed 
alteration,  with  or  without  any  amendments  agreed  to  by  both  Houses,  may  be  submitted 
to  the  electors.  This  alternative  method  of  originating  an  amendment  was  not  in  the 
Constitutionasdrafted  by  the  Federal  Convention.  Itwas  recommended  by  the  Conference 
of  Premiers,  and  was  afterwards  ratified  by  the  people  on  the  occasion  of  the  second 
referendum.  It  was  designed  to  facilitate  the  amending  procedure,  and  to  deprive  one 
Federal  Chamber  of  the  power  to  unduly  obstruct  or  delay  the  submission  of  a  proposed 
amendment  to  the  people.  The  various  successive  stages  in  the  second  method  are 
substantially  the  same  as  those  prescribed  by  sec.  57  as  the  earlier  stages  of  a  deadlock  in 
ordinary  legislation,  excej)t  that  they  apply  equally  to  both  Houses.  They  may  be 
outlined,  in  their  order  of  sequence,  thus  : — 

(i.)  Amendment  proposed  by  an  absolute  majority  of  one  House  and  not  agreed 

to  by  the  other  House  : 
(ii.)  Interval  of  three  months  : 
(iii.)  Amendment  again  proposed  by  the  first-mentioned  House  and  again  not 

agreed  to  by  the  other  House  : 
(iv.)  Governor-General  may  submit  proposed  amendment  to  the  electors  in  each 

State. 
Reference  to  the  Electors. —When  a  proposed  amendment  has  been  passed  by 
the  two  Federal  Houses,  or  when  it  has  been  passed  twice  by  one  Federal  House,  with 
the  interval  and  in  the  manner  prescribed,  the  procedure  then  assumes  a  form  unknown 
in  matters  of  ordinary  legislation.  It  becomes  the  duty  of  the  Executive  Government 
to  submit  the  proposed  amendment  to  the  popular  vote  throughout  tlie  Commonwealth, 
and  it  cannot  l)ecome  law  unless  it  is  approved  by  a  majority  of  the  electors  voting  and 
by  a  majority  of  the  States.  This  means  a  double  majority.  In  the  first  place  more 
than  half  the  electors  voting  must  vote  "yes  ;"  in  the  second  place,  separate  majorities 


§  481.]  ALTERATION  OF  THE  CONSTITUTION.  993 

in  more  than  half  the  States  must  vote  "  yes."     If  the  proposed  law  does  not  secure  this 
double  majority  it  fails. 

The  preparation  of  a  proposed  amendment,  and  its  approval  by  an  absolute  majority 
of  members  in  each  of  the  Houses,  or  by  an  absolute  majority  of  members  twice  in  one 
House,  is  merely  a  preliminary  act  in  the  amending  procedure.  The  principal  element 
in  the  process  is  the  submission  of  the  proposal  to  the  electors.  This  process  is  a 
concrete  exemplification  of  the  political  expedient,  formerly  kno^vn  as  the  Plebiscite, 
now  better  known  as  the  Referendum.  It  is  an  undoubted  recognition  of  the  qualified  t^ 
electors  as  the  custodians  of  the  delegated  sovereignty  of  the  Commonwealth.  The 
qualified  electors  represent  the  people  of  the  Commonwealth,  as  a  giiaM-soveteign  State, 
in  gwcwt-sovereign  organization  The  requirement  of  the  approval  of  a  majority  of  the 
electors  and  a  majority  of  the  States  is  the  method  imposed  by  the  Constitution  for 
ascertaining  the  will  of  the  people  of  the  Federal  Commonwealth.  If  a  majority  of  the 
States  had  been  ignored,  the  federal  element  in  the  structure  of  the  Commonwealth 
would  have  been  impaired  and  whittled  away.  In  a  unified  community  it  would  be 
sufficient  if  a  majority  of  the  people  sanctioned  a  re\ision  of  the  Constitution  In  a 
federal  community,  in  which  the  National  and  State  elements  co-exist,  a  modification  of 
tlie  fuudamental  law,  without  the  approval  of  both  the  people  and  the  States,  would  be 
unjust  and  repugnant  to  the  whole  scheme  of  government.  (Deploige,  Referendum  in 
Switzerland,  1898,  136.) 

"The  law  of  the  Constitution  must  be  either  legally  immutable,  or  else  capable  of 
being  changed  only  by  some  authority  above  and  beyond  the  ordinary  legislative  bodies, 
whether  federal  or  state  legislatures,  existing  under  the  Constitution."  (Dicey,  Law  of 
the  Const,  p.  134.) 

"  The  principle  of  that  science  is  that  the  undoubted  majority  of  the  political  people 
of  any  natural  political  unit3'  possess  the  sovereign  constituting  power,  and  may  as  truly 
act  for  the  whole  people  in  building  up  as  tearing  down  ;  more  truly,  in  fact,  for  in 
political  science  the  only  purpose  of  tearing  down  is  to  secure  a  better  building  up 
of  the  whole  structure."     (Burgess,  Political  Sci.  i.  107.) 

The  time  may  come  when  the  national  element,  the  people,  may  become  so  strong  as 
to  disregard  and  overshadow  the  federal  element,  the  States.  An  amendment  of  the 
Constitution  may  then  be  projected  and  carried,  abolishing  the  necessity  of  the  second 
majority.  When  that  is  done  the  Commonwealth  will  probably  cease  to  be  a  Federation 
and  will  be  converted  into  a  State,  national  in  form  and  structure  and  national  in 
organization.  It  is  remarkable  that  whilst  the  abolition  of  equal  representation  of 
original  States  in  the  Senate,  without  the  consent  of  those  States,  is  prohibited,  there  is 
no  prohibition  of  an  amendment  sweeping  away  the  requirement  that  the  assent  of  a 
majority  of  States  is  necessary  to  the  adoption  of  amendments. 

Presestatiok  to  the  GovERyoK-GEyERAi.. — If,   in  a  majority  of    the   States,  a 
majority  of  the  electors  voting  approve  the  proposed  law,  and  if  a  majority  of  all  the 
electors  voting  also  approve  the  proposed  law,  it  must  be  presented  to  the  Governor- 
General  for  the  Queen's  assent.  When  this  section  was  drawn  by  the  Federal  Convention, 
it  was  based  on  the  assumption  that  both  Houses  would  concur  in  passing  the  proposed 
amendment ;   that  if  the  proposed  law  were  approved  by  the  statutory  majority  of 
electors  and  of  States,  it  would  be  presented  to  the  Governor-General  for  the  Queen's 
assent ;  and  that  it  would  then  be  assented  to  b\'  the  Queen  as  a  branch  of  the  Federal 
Parliament.     The  insertion  of  the  provision  enabling  one  House  to  draft  an  alteration,"'^ 
and  submit  it  to  the  people,  emphasizes  the  fact  that  the  Houses  of  Parliament,  inV 
respect  of  alterations  of  the  Constitution,  are  originating  and  drafting  bodies  merely,  / 
and  not  the  principal  legislative  organ.  ' 

An  alteration  thus  launched  by  one  House  and  then  carried  through  the  subsequent 
stages  would  assume  the  special  form  of  a  law  passed,  say,  by  the  House  of 
Representatives,  approved  by  a  majority  of  the  people  and  a  majority  of  the  States,  and 
assented  to  by  the  Queen.  Tlie  other  branch  of  the  Federal  Parliament  would  be  no 
party  to  the  Legislative  Act.  No  doubt  the  law  would  have  to  be  officially  authenticated 
63 


994  COMMENTARIES  ON  THE  CONSTITUTION.     [Sec.  128 

in  a  special  manner,  certifying  compliance  with  the  constitutional  requisites,  similar  to 
that  in  which  amendments  of  the  American  Constitution  are  verified  and  promulgated. 
In  that  country  the  practice  is  that  whenever  official  notice  is  received  at  the 
Department  of  State  that  any  amendment  proposed  to  the  Constitution  of  the  United 
States  has  been  adopted  according  to  the  provisions  of  the  Constitution,  the  Secretary 
of  State  forthwith  causes  the  amendment  to  be  published  in  the  official  newspapers,  with 
his  certificate  that  it  has  become  valid,  to  all  intents  and  purposes,  as  a  part  of  the 
Constitution  of  the  United  States. 
I  The  necessity  of  the  Queen's  assent  is  a  sufficient  guarantee  that  amendments  will  not 

'  be  made  inconsistent  with  the  supremacy  of  the  Imperial  Parliament.  It  is  not  likely 
that  the  Crown  would  interpose  its  veto  to  prevent  the  adoption  of  amendments  I'espect- 
ing  which  there  was  no  question  of  Imperial  or  international  policy  involved.  Questions 
of  local  expediency  would  no  doubt  be  left  to  the  decision  of  the  people  and  the  States 
of  the  Commonwealth  ;  whilst  questions  of  constitutionality  could,  with  equal  safety, 
I  be  allowed  to  be  settled  by  the  Federal  courts. 

Limits  of  the  Amending  Power. — There^reno^sge^ficjimitations  upon  the  scope 
of  the  amending  power.  No  part  of  the  Constitution  is  excluded  from  the  possibility  of 
amendment ;  though  amendments  of  a  certain  kind  require  a  "  species  of  unanimity  " 
which  makes  such  amendments  very  difficult.  The  power  of  amendment,  therefore, 
extends  to  every  part  of  the  Constitution — even  to  sec.  128  itself,  which  defines  the  mode 
of  amendment. 

\  If  therefore  the  Commonwealth  were  a  sovereign  and  independent  State,  no  amend- 
(  ment,  duly  passed  in  the  prescribed  form,  would  be  beyond  its  powers  ;  the  amending 
power  would  have  no  limits.  But  the  Commonwealth  is  only  gwa-sj-sovereign,  and  the 
amending  power,  though  above  the  State  Governments  and  above  the  Federal  Govern- 
ment, is  below  the  Imperial  Parliament.  The  Commonwealth  is  a  dependency  of  the 
Empire  ;  and  the  amending  power — the  highest  legislature  of  the  Commonwealth — is  a 
colonial  legislature.  It  can  therefore  pass  no  law  which  is  repugnant  to  any  Act  of  the 
British  Parliament  extending  to  the  Commonwealth,  or  repugnant  to  any  order  or 
regulation  founded  upon  such  Act  ;  and  on  the  other  hand  no  law  passed  by  the  amend- 
ing power  will  be  void  on  the  ground  of  repugnancy  to  the  law  of  England  unless  it  is 
repugnant  to  the  provisions  of  some  such  Act,  order,  or  regulation.  (Colonial  Laws 
Validity  Act,  1865  [28  and  29  Vic.  c.  63,  sees.  2-3].) 

I  In  particular,  no  law  can  be  passed  by  the  amending  power  which  is  repugnant  to 
the  Commonwealth  of  Australia  Constitution  Act— consisting  of  the  preamble  and  the 
covering  clauses  to  which  the  Constitution  itself  is  annexed.  The  amending  power  can 
^mend  the  Constitution,  but  the  Constitution  Act  is  above  its  reach.  How  far  the  scope 
of  the  amending  power  may  be  limited  by  the  scope  and  intention  of  the  Constitution 
Act,  as  gathered  from  the  preamble,  it  is  impossible  to  say  ;  but  it  is  certain  that,  if 
amendments  ,vere  passed  which  were  inconsistent  with  such  words  as  "indissoluble," 
'.  "Federal  Commonwealth,"  or  "  under  the  Crown,"  strong  arguments  would  be  available 
'  against  their  constitutionality.     (See  Notes  on  "  Preamble,"  supra.) 

The  American  Method  of  Amendment. — It  may  be  useful  to  compare  the 
amending  procedure  provided  by  this  Constitution  with  that  of  other  federal  systems. 
In  the  Constitution  of  the  United  States,  two  methods  of  originating  amendments  are 
provided,  and  there  are  also  two  methods  of  enacting  amendments,  wlien  so  originated. 
In  the  first  place.  Congress  itself  may,  by  a  two-thirds  majority  in  each  House,  draft 
and  propose  amendments;  in  the  second  place  the  legislatures  of  two  thirds  of  the  several 
States  may  apply  to  Congress  to  call  a  convention  for  the  purpose  of  proposing  amend- 
ments On  all  occasions,  up  to  the  present,  on  which  the  amending  power  has  been 
brought  into  action,  the  first  method  only  has  been  emploj'ed  for  the  purpose  of  proposing 
amendments  When  amendments  are  proposed  by  Congress,  or  by  a  constitutional 
convention,  they  have  to  l)e  submitted  to  the  States,  and  ratified  in  three-fourths  of  tlie 
States,  either  by  the  State  legislatures  or  by  State  conventions  specially  elected  in  each 


§  481.]  ALTERATION  OF  THE  CONSTITUTION.  995 

State  for  the  purpose.  The  first  method  of  ratification  is  the  only  one  which  up  to  the 
present  has  been  resorted  to.  From  this  summary  of  the  American  amending  procedure 
it  will  be  observed  that  the  facilities  for  altering  the  Constitution  of  the  Commonwealth 
are  much  greater  than  those  for  altering  the  American  Constitution.  In  regard  to 
origination,  an  amendment  ma\'  be  proposed  by  an  absolute  majority  of  one  House  of 
the  Federal  Parliament,  whilst  a  two-thirds  majority  in  each  branch  of  the  American 
Congress  is  required.  In  regard  to  ratification,  whilst  in  the  Commonwealth  a  majority 
of  the  people  voting  and  a  majority  of  States  is  sufficient  to  carry  an  amendment,  in 
America  it  must  be  passed  by  the  legislatures  or  by  the  conventions  in  three-fourths  of 
the  several  States. 

The  Swiss  Method  of  Amesdmest. — In  the  Federal  Republic  of  Switzerland 
there  are  several  methods  by  which  revisions  of  the  Constitution  may  be  originated  and 
ratified.  A  total  revision  of  the  Constitution  may  be  brought  about  in  three  ways  : 
(1)  The  National  Council  and  the  Council  of  States  may  agree  to  an  amendment,  as  in 
the  ease  of  an  ordinary  federal  law.  The  Constitution,  as  drawn  up  by  the  two  Councils, 
must  then  be  submitted  to  the  popular  vote,  and  if  it  is  approved  by  a  majority  of  the 
people  and  by  a  majority  of  the  Cantons,  it  becomes  law.  (2)  If  one  Chamber  votes  for 
a  total  revision  and  the  other  refuses  its  assent,  the  question  is  then  submitted  to  the 
electors  in  each  Canton,  "Do  you  wish  the  Constitution  to  be  revised — Yes  or  No?' 
If  the  majority  of  electors  vote  "  Yes "  in  support  of  a  revision,  the  two  Chambers 
are  then  dissolved,  and  a  new  Federal  Parliament  is  elected  charged  with  the  work  of 
revising  and  drafting  a  new  Constitution.  When  this  has  been  prepared,  it  is  submitted 
to  the  popular  vote,  and  if  it  is  approved  by  a  majority  of  the  people  and  by  a  majority 
of  the  Cantons  it  becomes  law.  (3)  If  50,000  citizens  sign  a  petition  in  favour  of  a  total 
revision  of  the  Constitution,  it  is  the  duty  of  the  Executive  to  submit  the  question  to 
the  electors,  "  Do  you  wish  the  Constitution  to  be  revised — Yes  or  No  ?"  If  a  majority 
of  the  electors  decide  in  favour  of  revision,  the  Federal  legislature  has  to  carry  out  the 
popular  wish,  and  rcNise  the  Constitution  for  submission  to  the  people.  If  on  such 
submission  it  is  approved  by  the  required  double  majority  it  becomes  law. 

There  are  two  methods  by  which  a  partial  revision  or  a  partial  amendment  of  the 
Swiss  Constitution  may  be  brought  about.  An  amendment  may  be  proposed  bj'  the  two 
Federal  Chambers,  as  in  the  ordinary  process  of  legislation.  It  must  then  be  submitted 
to  and  accepted  by  a  majority  of  the  people  and  by  a  majority  of  the  Cantons.  A 
demand  for  the  adoption  of  a  new  article,  or  the  alteration  of  an  old  one,  may  be  made 
in  writing  bj'  50,000  S^viss  citizens  in  the  same  way  as  a  demand  for  a  total  revision. 
If  the  Federal  legislature  agrees  with  the  demand  of  the  petitioners  it  proceeds  to 
formulate  the  required  amendment  and  prepare  it  for  submission  to  the  people.  If  on 
the  other  band  it  disagrees  with  the  demand  the  question  is  submitted  to  the  people, 
"  Are  you  in  favour  of  a  revision  of  the  Con^itution — Yes  or  No  ?"'  If  a  majoritj'  of 
the  people  decide  in  favour  of  a  revision  it  becomes  the  duty  of  the  Federal  I.«gislature, 
acting  as  a  Drafting  Committee,  to  prepare  the  required  amendment  for  submission  to 
the  people.  It  is  then  submitted  to  the  popular  vote,  and  if  it  receives  the  support  of 
the  required  statutory  majority  of  people  and  of  Cantons,  it  becomes  law.  The  final 
referendum  is  obligatory  in  every  proposal  to  amend  the  Constitution.  (Deploige,  Ref. 
Switz.  pp.  128-131.) 


INDEX. 


[Note. — The  references  are  to  the  pages.] 


Aborigrinal  natives,  983.  Not  to  be 
counted  in  reckoning  population,  982. 

Absence  vacates  seat  in  Senate,  442  ; 
in  House  of  Representatives,  481. 
Of  President  of  Senate,  441.  Of 
Speaker,  480. 

Acquisition  of  property  by  Common- 
wealth, 640  ;  compensation  for,  641 ; 
purpose  of,  642.  Of  State  railways, 
643.  Of  territory  for  seat  of  Govern- 
ment, 979.     See  Eminent  Domain. 

Admiralty  and  maritime  jurisdiction, 
matters  of,  797.  Jurisdiction  of 
State  Courts,  798.  Original  Juris- 
diction of  High  Court,  799. 
Jurisdiction  in  England  and 
America,  800. 

Affirmation  of  allegiance,  488, 

Agent-General,  office  of,  632. 

Agreement  with  public  service,  dis- 
qualifies for  Parliament,  491,  493. 

Aliens,  federal  poAver  as  to,  599.  Im- 
perial legislation  as  to,  600.  See 
Naturalization,  Immigration. 

Allegiance,  oath  or  affirmation  of,  487. 
Foreign,  490,  491. 

Allowance  to  members  of  Federal 
Parliament,  499. 

Amendment  of  the  Constitution,  subject 
discussed  at   1891   Convention,    135, 
141  ;  at  Adelaide  session,   171,  180 
demands      of     N.S.W.,    217,     220, 
Power  of,  984  ;  what  it  includes,  988 
restrictions  on,   990 ;  limits  of,  993 
Initiation     of      amendments,     991 
reference  to  electors,  ih.  ;  presenta- 
tion for  assent,  992.     Of  a  Federal 
Constitution,    316-9,    987-      Of    the 
American  Constitution,  993  ;  of  the 
Swiss  Constitution,  994. 

America,  colonization  in,  6-23.  Dis- 
coveries, 8.  First  English  colonies 
in,  9.     See  United  Staten. 

Appeals,  740.  Of  right  and  of  grace, 
746.  Alternative,  from  State  Courts 
to  High  Court  or  Privy  Council,  738, 
742,  752,  760-1.  To  Privy  Council, 
by  special  leave,  750 ;  when  granted, 
752.  Upon  constitutional  questions, 
753-60.  See  Hiijh  Court,  Queen  in 
Council. 


Appropriation,  for  ordinary  annual 
expenses,  669,  814  ;  for  extraordinary 
expenses,  670  ;  permanent  or  special, 
670,  814.  Votes,  &c.,  for,  must  be 
recommended  by  Crown,  679.  For 
the  purposes  of  the  Commonwealth, 
812.  Must  be  by  law,  814.  Pro- 
cedure for,  815. 

Appropriation  Bills,  662,  673,   679. 

Must  not  originate  in  Senate,  667  ; 
exception  as  to  bills  incidentally 
appropriating,  ib.  ;  whether  such 
bills  need  message.  682.  Recom- 
mendation by  Crown,  679. 

Ordinary  Annual,  Senate  may  not 
amend,  669  ;  but  may  suggest  amend- 
ments, 671.  Shall  deal  only  with 
appropriation,  673. 

Arbitration.     See  Conciliation. 

Astronomical  and  meteorological 
observations,  federal  power  as  to,  566. 

Audit,  application  of  State  laws  as  to, 

872. 

Australasia,  early  discoveries  in,  23. 
Cook's  discoveries,  26.  Origin  of 
name,  33.     See  Ati-stralia. 

Australia,  discovery  of,  23.  Projects 
for  settlement  of,  29.  Exploration 
of,  30.  Origin  of  the  name,  33. 
Sub-division  of,  79. 

Australian    Colonies    Government 

Act,  86.  Despatch  accompanying, 
87.  See  Table  of  Statutes  (13  and 
14  Vic.  c.  59). 

Australian    Natives'    Association, 

150,  153.  List  of  members  oi  Inter- 
colonial Conference  of  1890,  253. 
Presidents  of,  254. 

Banking,  federal  power  as  to,  576 ; 
State  banking   577. 

Bankruptcy  and  Insolvency',  disquali- 
Hcation  by,  490.  Federal  jwwer  as 
to,  586  ;  is  concurrent,  587.  Ameri- 
can cases,  587  ;  Canadian  cases,  588. 
Imperial  laws  in  the  colonies,  592. 
Colonial  laws,  ib. 

Banks,  incorporation  of,  federal  power 
as  to,  578.     See  Banking. 

Barton,  Mr.  Edmund,  forms  Federation 
Leagues,  151.  Leader  of  Conven- 
tion, 166.  Leads  '*  National  Federal 
996 


INDEX. 


997 


Party"  in  N.S.W.,  215.  Spokes- 
man of  delegation  to  England,  228. 

BathUPSt,  People's  Federal  Convention, 
IBS,  168.     List  of  members  of,  257. 

Beacons  and  buoys,  historj'  of  provnsion 
as  to,  85,  91,  94,  565.  Federal  power 
as  to,  565.  Transfer  of  department 
of,  714.     Powers  of  States  as  to,  853. 

Berry,  Sir  Graham,  107,  109,  110. 

Bicameral  system,  386-7. 

Bill.     See  Proposed  law. 

Bills  of  exchange  are  instruments  of 
commerce,  517.  Federal  power  as 
to,  585. 

Book-keeping  sj-stem  of  distributing 
revenue,  176,  197  ;  before  uniform 
duties,  833 ;  for  five  years  after- 
wards, 860. 

Borrowing  on  the  credit  of  the  Com- 
monwealth, federal  power  of,  .588 ; 
exclusive,  656. 

Boundaries.     See  Limits. 

Bounties,  Victorian  objections  to  clauses 
dealing  with,  211  ;  Federal  legislative 
power  as  to,  556  ;  becomes  exclusive, 
557,  824,  837.  Control  of  the  pay- 
ment of,  823.  Grants  of  and  agree- 
ments for,  by  States,  557,  838  ;  when 
deemed  to  be  good,  839.  State  laws 
offering,  557,  824.  Powers  reserved 
to  States,  558,  841  ;  to  grant  bounties 
on  mining  for  metals,  824,  842 ;  or 
with  the  consent  of  the  Federal  Par- 
liament, 824,  843. 

"  Braddon  clause,"  The  (sec.  87), 
historv  of,  177,  198.  207,  214,  215, 
221.  Notes  on,  824-9.  Bearing  of 
financial  assistance  clause  on,  871. 

Bridges,  federal  power  as  to,  517,  530-2, 
884.  State  power  as  to,  534,  542, 
858,  885.     See  Rivers. 

Buoys.     See  Beacons. 

Cabinet,  The,  382,  703,  71 1.  See 
Responsible   Government. 

Canada,  settlement  of,  17.  Conquest 
of,  20.  Upper  and  Lower,  22. 
Dominion  of,  23.  Commerce  power 
in,  542,  544.  See  Table  of  Statutes 
(30  and  31    V^ic.  c.  3). 

Canals  within  State,  542. 

Capital,  Federal.  See  Seat  of  Govern- 
ment. 

Census,  federal  power  as  to,  572. 

Citizen,  defined,  491,  776.  History  of 
word,  955.  Of  foreign  power,  dis- 
qualified for  Parliament,  491.  Of  a 
State,  776.  Corporation  is  not,  777. 
Of  the  Commonwealth,  449 ;  not 
defined,  956.  Of  the  United  States, 
ih.     See  Subject,  Resident. 

Civil  Servants.     See  Officers. 
Coinage,    federal    power    as    to,    573. 
Prohibited  to  States,  575,  950. 


Colonial  Boundaries  Act,  378-9.  See 
Table  of  Statutes  (58  and  59  Vic.  c. 
34). 

Colonial  Laws  Validity  Act,  discus- 
sion with  Imperial  Government  as 
to,  229-245.  Notes  on,  347-352 
See  Table  oj  Statutes  (28  and  29 
Vic.  c.  63). 

Colonies,  ancient,  1-5.  Modem,  6-34. 
Spanish  and  Portuguese,  6.  Foun- 
dation of  English-American,  9  ;  their 
classification,  15.  West  Indian,  17. 
Canadian,  ib.  South  African,  19. 
Britain's  second  colonial  Empire,  22. 
Greater  Britain,  33.  Government  of 
British,  308.  Are  not  "  States,"  369. 
Australian,  description  of,  373 ; 
certain  powers  of  authorities  in,  to 
vest  in  similar  authorities  in  Common- 
wealth, 716.     See  States. 

Colonization.     See  Colonies. 

Command  -  in  -  chief   of  naval   and 

military  forces,  713. 

Commerce.     See  Trade  and  Commerce. 

Common  law,  federal  jurisdiction  as 
to,  785,  809  ;  in  criminal  cases,  785  ; 
in  civil  cases,  788. 

Commons,  House  of,  305-8. 

Commonwealth,  adoption  of  the  word 
by  the  1891  Convention,  131,  136, 
184.  Inauguration  of.  252.  Mean- 
ing of  the  word,  311-4.  Secondary 
meaning,  368.  Parts  of,  354,  372. 
Nature  of,  366-8,  371.  Quasi- 
sovereignty  of ,  368,  927.  Alteration 
of  limits  of,  378.  Organization  of, 
380.  Suits  by  or  against,  federal 
jurisdiction  in,  772.  Power  of 
Parliament  to  grant  rights  of 
proceeding  against,  806.  States 
may  not  tax  property  of,  948. 
People  of,  449,  957. 

Commonwealth  Bill,  of  1891,  115-43; 
fate  of,  14:3-150.  Of  1898,  165-206 
(see  TaMe  oj  Contents).  Of  1899, 
218-228 ;  adoption  of,  221  ;  enact- 
ment of,  228-49.     See  Constitution. 

Companies.     See  Corporatiom. 

Compensation  for  acquisition  of  pro- 
perty, 641.  For  property  of  trans- 
ferred departments,  821.  For 
resumption  of  property  for  seat 
of  Government,   981. 

Conciliation  and  arbitration,  extending 
beyond  limits  of  a  State,  federal 
power  as  to,  645. 

Concurrent  powers  of  States,  509,  656, 
934. 

Confederacy,  meaning  of,  334,  371. 

Conferences,  Intercolonial,  103  ;  Con- 
ference of  1880-1,  107  ;  of  1890,  119  ; 
atCorowa,  152  ;  Premiers' Conference 
of  1895,  159  ;  of  1899,  218  ;  of  1900, 
236.  Conference  between  Colonial 
Office  and  Delegates,  234. 


998 


TNDEX. 


Conservation  of  waters  of  rivers,  893. 
See  Watera. 

Consolidated  Revenue  Fund,  665,  812. 

Constitution,  defined,  314-20.  Of  the 
Commonwealth,  materials  for,  131, 
135.  Mode  of  submission  to  the 
people,  proposed  in  1891,  142;  under 
Enabling  process,  153-4,158.  Refer- 
endums  upon,  206,  222.  Enactment 
of,  228-249.  "  Under  the  Constitu- 
tion," 300.  Commencement  of,  344. 
Organization  of  the  Commonwealth 
within,  380.  Jurisdiction  in  matters 
arising  under,  790.  Interpretation 
of,  791. 

Constitutions  of  States,  continue  sub- 
ject to  the  Federal  Constitution,  929. 
See  States. 

Consuls,  federal  jurisdiction  in  cases 
affecting,  771. 

Consumption,  goods  passing  into  a 
State  for,  862. 

Contempt,  power  of  colonial  legislature 
to  commit  for,  506. 

Contracts,  in  restraint  of  trade,  may  be 
regulated  under  commerce  clause, 
538.  Commercial,  whether  included 
in  commerce,  543,  585. 

Convention,  of  1883,  llO.  National 
Australasian,  of  1891,  123;  members 
of,  254.  National  Australasian,  of 
1897-8,  election  of,  163  ;  members  of, 
260  ;  Adelaide  session,  165  ;  Sydney 
session,  187  ;  Melbourne  session,  194. 

Copyright,  federal  power  as  to,  593. 
In  Canada,  594.  In  the  United 
States,  596.  Rights  of  aliens  in 
respect  to,  600. 

Corowa  Conference,  152.  List  of  mem- 
bers of,  255. 

Corporations  defined,  578.  Residence 
of,  777.  Foreign,  trading,  or  finan- 
cial, formed  within  territorial  limits, 
federal  power  as  to,  604. 

Courts,  Federal.  See  High  Court,  In- 
ferior Courts,  Justices. 

Of  the  States,  Parliament  may  in- 
vest with  federal  jurisdiction,  727, 
803  ;  appeals  from,  to  High  Court, 
742 ;  conditions  and  restrictions, 
747 ;  appeals  from,  to  the  Privy 
Council,  738,  742.  See  Queen  in 
Council. 

Covering  clauses,  131.  Dealt  with  by 
Imperial  Parliament,  229-232,  235, 
239.     Notes  on,  311-383. 

Criminals,  laws  preventing  influx  ^  of, 
629.     See  Fugitive  Offenders. 

Crown,  provision  that  the  Common- 
wealth Act  should  bind,  229,  320-2. 
"  Under  the  Crown,"  294-6,  367.  In 
Parliament,  308.  Remedies  against, 
805.  See  Queen,  Prerogative,  De- 
mise of  Croion. 


Currency,  federal  power  as  to,  572. 
Imperial  control,  575.     See  Coinage. 

Customs  and  Excise,  collection  and 

control  by  Commonwealth,  133,  823. 
Return  to  States  of  three-fourths  of 
net  revenue  from,  824  (see  Braddon 
clause).     Exclusive  power  to  impose, 

837.  State  laws  imposing,  to  cease, 

838.  See  Customs  duties,  Excise  duties 
Customs  duties,  laws  imposing,   shall 

deal  with  customs  only,  (i74.  Legality 
of  collection  after  resolution  propos- 
ing, 506.  Uniform,  550,  829.  Must 
be  imposed  within  two  years,  830. 
Defined,  837.  On  goods  • '  loaded  up  " 
before  uniform  tariff,  859.  Wes- 
tern Australia  may  impose  inter- 
colonial, for  five  years,  865.  See 
Customs  and  Excise. 

Dams.     See  Rivers. 

Deadlocks,  debates  at  Adelaide  session 
as  to,  167,  180.  Suggestions  of  Par- 
liaments, 183,  186.  At  Melbourne 
session,  202.  Demands  of  N  S.VV., 
216.  Amendment  by  Premiers,  218. 
See  Disagreement. 

Deas-Thomson,  Sir  Edward,  80,  82,  93. 
His  Select  Committee  on  Federation, 
96,  97,  106.     His  tariff,  100. 

Debts  of  the  States,  debates  as  to  taking 
over,  133,  140,  171,  178,  183.  Power 
to  take  over,  922.  Existing  at  estab- 
lishment of  Commonwealth,  924. 

Decision  of  High  Court  upon  a  constitu- 
sional  question,  754.  See  Appeals, 
Queen  in  Council. 

Defence,  Australian,  49,  111.  Assumes 
prominence,  115.  Reports  of  Sir  W. 
D.  Jervois  and  Sir  P.  Scratchley,  1 15, 
562.  Australian  Naval  Force  Acts, 
116,  562.  Report  of  Major-General 
Edwards,  117,  562. 

Federal  power  as  to.  561.  Duty  to 
protect  States,  565.  Control  of  rail- 
ways for,  642.  Command-in-chief  of 
forces,  713.  Transfer  of  department 
of,  714. 

Definitions,  364-6. 

Demise  of  Crown,  461.  Does  not  dis- 
solve Federal  Parliament,  464. 

Departments  transferred,  legislative 
power  as  to  matters  incidental  to 
powers  of,  655  ;  exclusive  powers  as 
to  matters  relating  to,  660.  Transfer 
of,  to  Commonwealth,  714,  718,  787. 
Revenue  and  expenditure  of,  715. 
Officers  of,  817.  Transfer  of  property, 
820. 

Federal,  Governor  -  General  mav 
establish,  709.  Ministers  shall  ad- 
minister, ib. 

Designs,  patents  of,  federal  power  as  to, 
598. 

Development,  rates  necessary  for,  920. 
See  Railiuay  rates. 


INDEX. 


999 


Disagreement  between  the  Houses, 
684,  687.  Double  dissolution,  6^5. 
Joint  sitting,  686  ;  does  not  enable 
Senate  to  amend  money  bills,  687  ; 
absolute  majority,  687.  See  Dtad- 
locki*. 

Disallowance  of  laws  by  the  Queen, 
(59-2.  764. 

Discretion,  judicial,  759.  Of  High 
Court,  to  certify  that  appeal  to  Privy 
Council  is  proper,  759. 

Discrimination  in  taxation  550  ;  in 
commerce,  912.  What  is,  a  question 
of  law,  745.  Definetl,  912.  By  a 
State  against  residents  of  other 
States,  953,  960.     See  Prtfertnce. 

Disqualifications  of  members  of  Par- 
liament, 489.  Penalty  for  sitting 
when  disqualified,  495. 

Dissolution.  See  House  of  Representa- 
tives,  Disagreemtnt,  I^rerogative. 

Distance,  measurement  of,  793  ;  of  seat 
of  Government,  981, 

Divorce,  federal  power  as  to,  609. 

Due  regard,  a  question  of  fact,  745,  918. 
To  tinancial  responsibility  of  States, 
917. 

Duffy,  Sir  Charles  Gavan.  First  Select 
Committee  on  Federation,  95,  97 ; 
second  and  third,  98  ;  fourth,  101. 
Royal  Commission,  106. 

Elections  of  Senators,  laws  prescribing 
method  of,  425.  Times  and  places 
of,  427.  Application  of  State  laws 
to,  427.  Writs  for,  429.  Triennial, 
430.     For  casual  vacancies,  434. 

Of  members  of  the  House  of 
Representatives,  application  of  State 
laws  to,  471.     Writs  for,  472. 

General,  time  for  summoning 
Parliament  after,  409.  Trial  of 
disputed,  495. 

Electorates,  for  Senate,  419 ;  in 
Queensland,  421.  For  House  of 
Representatives,  465. 

Electors  of  Senators,  qualification  of, 
423  ;  shall  vote  only  once,  424.  Of 
members  of  the  House  of  Representa- 
tives, qualification  of,  467  ;  shall 
vote  only  once,  470.     See  Franchise. 

Emigration,  federal  power  as  to,  629. 

Eminent  Domain,  federal  power  of, 

640.  Over  shores  and  submerged 
soil,  883.     See  Acquisntion. 

Established,  meaning  of,  301,  343-4. 

Exceptions  to  appellate  jurisdiction  of 
High  Court,  Parliament  may  pre- 
scribe, 738.  From  a  power,  mark 
its  extent,  796. 

Excise  duties,  laws  imposing,  shall 
deal  with  excise  only,  674.  Defini- 
tion of,  837,  854.  Must  be  uniform, 
550,    829.       Effect     on    commercial 


freedom   of  exclusive  power  as  to, 

8;54.     See  CxiMonia  and  excise. 

Exclusive  power,  how  far  commerce 
power  is,  527,  530,  657.  How  far 
taxing  power  is,  551.  Nature 
of,  656,  838.  Commencement.'  of, 
656.  Effect  on  State* laws,  657. 
Over  seat  of  Government,  658,  981. 
Over  places  acquired  by  the  Com- 
monwealth, 659.  Over  matters 
relating  to  federal  departments,  660. 
Matters  declared  to  be  within  the, 
661,  933.  To  impose  customs  and 
excise  duties  and  grant  bounties,  837. 

Execution  of  process  of  State  courts, 
federal  power  as  to,  616. 

Executive   Government,  resolutions 

at  1891  Convention,  125.  Notes  on, 
699-718.  Defined,  699.  Nationalism 
of,  700. 

Executive  power  of  Commonwealth, 
655,  701.  Vested  in  Queen,  702. 
Exercisable  by  Governor-General,  ib. 
Extent  of,  699.  Distinguished  from 
judicial,  720.    Of  the  States,  931 '2. 

Expenditure  of  Commonwealth,  ap- 
portionment of,  134,  139,  169  ;  before 
uniform  duties,  834  ;  for  five  years 
after,  861  ;  ultimately,  864.  Charged 
on  revenue,  813.  Preliminary,  mth- 
out  appropriation,  ib.  Of  Senate 
elections,  422,  815. 

Exportation,  when  it  begins,  845. 
Meaning  of,  943. 

External  affairs,  federal  power  as  to, 
631.  Representation  by  Agents- 
General,  632.  Commercial  treaties, 
633.     See  Extradition. 

Extradition,  inter-state,  619.  Inter- 
national, 635.  Imperial  Acts  relat- 
ing to,  6:i5.     Treaties,  770. 

Extra-judicial  opinions,  765.  In  Eng- 
land, United  States,  and  Canada, 
766.     In  the  Commonwealth,  ib. 

Extra-territorial  operation  of  laws, 

354-5  ;  of  fishery  laws,  539  ;  relations 
with  islands  do  not  involve,  637. 
Service  and  execution  of  process, 
federal  powers  as  to,  614,  616. 

Fact,  questions  of,  743  ;  reasonableness, 
due  regard,  &c.,  are,  745,  915,  918. 

Faith  and  credit  to  laws  of  States, 

federal  power  to  enforce,  620  ;  must 
be  given  throughout  the  Common- 
wealth, 961. 

Fares.     See  Freights,  RaUxcay  rates. 

Federal,  meaning  of  word,  332-42. 
Federal  and  national  elements  in  the 
Constitution,  334.  Form  of  the  Com- 
monwealth, .367.  "Federal  State" 
and  "  Federal  Government,"  333, 
369.  Movement,  the,  79-252.  See 
Table  of  Contents. 


1000 


INDEX. 


Federal  Council,  Bill  of  1867,    104. 

Pai'kes'  resolutions  in  favour  of,  107. 
His  memorandum  and  Bill,  108. 
Federal  Council  Bill,  111.  Addresses 
adopting,  112.  Passed  by  Imperial 
Parliament,  114.  Laws  passed  by, 
115,  377  Inadequate  for  defence, 
118.  Repeal  of  Act,  376.  Powers 
exercisable  by,  federal  power  in 
respect  of,  65 1 . 

Federal  Executive  Council,  constitu- 
tion of,  703.  Distinguished  from 
Cabinet,  704,  711.  Ministers  of 
ytate  must  be  members  of,  708.  See 
Ministers  of  State,  liesponsible 
Government. 

Federation  Enabling-  Acts,  history  of, 

153,  160.     Amending  Act  of  1897  in 
N.S.W,  194.     Acts  of  1899,  221-3. 
Queensland  Act,   223.      West  Aus- 
tralian Act,  249. 
Federation  Leagues,  151, 153, 154,207. 

Fees  for  licenses  or  services,  imposition 
or  appropriation  of,  668.  Taken  by 
member  of  Parliament  for  services, 
vacates  his  seat,  494. 

Fiji,  represented  at  "Convention"  of 
1883,  110.  Adopts  Federal  Coimcil 
Bill,  112.  Joins  Federal  Council, 
114,  115.  Description  of,  376. 
Proposal  for  federation  with  New 
Zealand,  639-40. 

Final  and  conclusive,  judgments  of 

High  Court  are,  746.  Prerogative 
right  of  appeal  not  affected,  ib.  See 
High  Court,  Queen  in  Council. 
Finance,  federal,  debates  in  1891  Con- 
vention, 133,  139 ;  in  Adelaide 
session,  169,  176.  Suggestions  of 
Legislatures,  182,  186.  Debates  at 
Sydney  session,  188;  at  Melbourne 
session,  197.  Objections  to  Bill,  206. 
Investigated  by  a  Commission  in 
N.S.W.,  209.  Demands  of  N.S.  W., 
217,  219.  See  Expenditure,  Revenue^ 
Braddon  clause,  Debts,  Ouarantees, 
Book-keeping. 

Financial  assistance  to  states,  219, 

868.  Federal  power  to  grant,  870  ; 
effect  of  Braddon  clause  on,  871  ; 
conditions  of,  ib. 

Fines.     See  Penalties. 

Fisheries,  extra-territorial,  power  of 
Federal  Coimcil  as  to,  111  ;  laws 
passed  by  Federal  Council,  115,  377, 
570 ;  federal  power  as  to,  568. 
Within  State  limits,  State  power  as 
to,  854. 

Fitzroy,  Governor  Sir  Charles.  Sug- 
gests a  central  functionary  for 
Australia,  80,  81.  Appointed  Gov- 
ernor-General of  Australia,  89. 

Forces,  States  may  not  raise  or  maintain 
without  consent  of  Federal  Parlia- 
ment, 948. 


Franellise,  federal,  discussed  at  1891 
Convention,  137  ;  at  Adelaide  session, 
1 73.  Is  a  matter  of  national  concern, 
468.  Otherwise  in  the  United 
States,  ib. 

In  the  several  States,  469.  Adult 
electors  of  States  entitled  to  vote  at 
federal  elections,  483 

Freetrade,  intercolonial,  early  attempts 
at,  79,  100.  Inter-state,  laws  dero- 
gating from,  135, 171,  199.  To  begin 
on  imposition  of  uniform  duties,  845. 
Exception  as  to  goods  previously 
imported,  858.  Exception  as  to 
Western  Australia,  198,  865.  See 
Tarifs. 

Freig-htS  and  fares.  State  regulation  of 
domestic,  520.  Federal  regulation 
of  inter-state,  520.  State  tax  on, 
532,  855  See  Railway  rates,  Inter - 
State  Commission. 

Fugitive  Offenders,  colonial  legisla- 
tion as  to,  617  Imperial  legislation, 
618  Inter-state  extradition  of,  in 
America,  619. 

Game  laws,  State  power  as  to,  854. 

Gillies,  Mr.  Duncan,  110,  117,  118,  119, 
120. 

God,  recognition  of  in  Preamble,  204, 
283,  287-90,  952. 

Government  defined,  315.  317-9.  Con- 
trasted with  State,  367.  Tripartite 
division  of,  381,  699,  719. 

Governor  of  State,  appointment  of, 
141,171  ;  communication  with  Queen, 
141,  171  ;  provisions  referring  to, 
939. 

Of  colony,  office  of,  388 ;  tenure, 
389.  Powers  and  appointment,  ih. 
Commission,  ib.  Responsibility,  393. 
Canadian  Letters  Patent  and  Com- 
mission, 395.  Higinbotham's  criti- 
cisms of  old  Instructions,  396.  New 
Instructions,  398.  Special  Instruc- 
tions, 400.  Certain  powers  of,  to 
vest  in  Governor-General,  716. 

Governor-General,  of  Australia,  ap- 
pointment of  Sir  Charles  Fitzroy  aa, 
41,  89. 

Of  the  Commonwealth,  first  ap- 
pointment of,  251,  342-3.  Office  of, 
387-8.  Term  of  office,  389.  Sala,ry 
of,  400.  Provisions  relating  to,  in- 
clude Administrator,  402.  Salary 
of  Administrator,  403.  Statutory 
powers  of  Govornor-Genercal,  404, 
717  ;  of  Governor-General  in  Council, 
405,  707,  717.  Presentation  of  Bills 
to,  for  assent,  688.  May  recommend 
amendments,  691.  Executive  power 
exercised  by,  702.  In  Council,  re- 
ferences to,  706.  To  be  Com- 
mander-in-Chief, 713.  Certain  powers 
of  State  Governors  to  vest  in,  716. 
May  be  authorised  by  Queen  to 
appoint  deputies,  982. 


INDEX. 


1001 


Grey,  Earl,  his  project  for  federal 
union,  81  ;  failure  of,  88.  Creates 
office  of  Governor-General,  41 ,  89. 

Griffith,  Sir  Samuel,  devises  Federal 
Council  Bill,  111.  Chief  draftaniau 
of  1891  Bill,  130.  Criticizes  pro- 
posed appeal  clause,  246. 

Guarantee  of  State  finances,  debates  as 
to,  140,  170,  177,  18;j,  197.  Effect 
of  Braddon  clause,  825-8.  Effect  of 
"  financial  assistance  "  clause,  870. 

Haldane,  Mr.  R.  B.,  proposal  as  to 
Imperial  Court  of  Appeal,  231. 

Harbours.     See  Ports.  ' 

High  Court,  its  establishment  man- 
dator}', 723.  Both  a  federal  and  a 
national  court,  724,  737.  Guardian 
of  Federal  and  State  Constitutions, 
725.  Original  jurisdiction  of,  724, 
764,  784 ;  additional  may  be  con- 
ferred, 789.  Appellate  jurisdiction 
of.  724,  7.34,  784  ;  from  State  Courts, 
not  exclusive,  738.  Its  decisions 
"final  and  conclusive,"  746  ;  subject 
to  appeal  by  special  leave  of  Privj- 
Council,  746 ;  or  of  High  Court  in 
certain  cases,  748. 

House   of  Representatives,  445-83. 

Adoption  of  word,  131.  A  national 
chamber,  4-t8.  Compared  with 
House  of  Commons,  ib. 

Duration  of,  168,  461.  Minimum 
representation  in,  133,  168,  455. 
Dissolution  of,  404,  407,  464. 
Electors  of,  449.  Number  of 
members,  450  ;  at  first  election,  456  ; 
alteration  of,  460 ;  apportionment 
of.  453  ;  ascertainment  of  quota,  ib  ; 
pro\nsion  as  to  disqualified  races, 
4.55.  Electoral  divisions  for,  465. 
Qualification  of  electors  of,  467. 
Qualification  of  members,  474 ; 
whether  women  qualified,  475. 

Quorum  of,  482.  Voting  in,  483. 
Resignation  from,  481.  Vacancy 
by  absence,  ih.     See  Klections. 

Immigfratlon,  federal  power  as  to,  623. 
International,  political,  and  legal 
aspects,  623-4.  Restrictive  laws, 
624 ;  as  to  Chinese,  t6.  ;  as  to 
Asiatics,  626.  Natal  Act,  627. 
Legislation  in  Canada,  ib.  ;  in 
United  States,  628.  Assisted 
immigration,  629.     See    Aliens. 

Immunities,  Parliamentary,  502.  507. 
Of  people  of  Commonwealth  and 
States,  958.     See  Privileges. 

Implied  powers,  development  of,  in 
United  States,  582,  651.  Of  Federal 
Parliament,  6.52.  Implied  restric- 
tions, 796. 

Importation,  when  complete,  846,  859. 
Meaning  of,  859,  943. 

Incapacity,  judicial,  731. 


Incidental   matters,   legislative  power 

as  to,  6.')1.     See  Implifd  Powers. 
Incorporation.        See       Corporation, 

Banks. 
India,    British  possessions   in,  18.     See 

ColonieJi. 
Indictment,  808  ;  trial  on,  most  be  by 

jury,  ib. 

Indissoluble.  Commonwealth  declared 
to  be,  292-4. 

Infants,  custody  and  guardianship  of, 
federal  power  as  to,  612. 

Inferior  courts.  Parliament  may 
create,  725 :  and  define  their  juris- 
diction, 726.  Appeals  from,  726, 
742.     See  Judges. 

Injunction,  783.  Against  an  officer  of 
the  Commonwealth,  ib. 

Insolvency.     See  Bankruptcy. 

Inspection  laws,  943.  States  may 
levy,  on  imports  and  exports.  8.55, 
942.     Limits  of,  944.     Examples  of, 

ib. 

Insurance,  contracts  for,  not  commerce, 
543.  Federal  power  as  to,  582. 
State  insurance,  583. 

Interpretation     of     statute,    365-6. 

Right  of  independent,  755.  Of 
Constitution,  matters  involving, 
790 ;  duty  of,  791  ;  principles  of, 
792 ;  American  cases  on,  796. 
Imperial  Interpretation  Act,  792 
(and  see  Table  of  Statutes,  52  and 
53  Vic.  c.  63). 

Inter  State  Commission,  debates  as 
to,  171,  183,  201.  There  shall  be, 
521,  895.  Suggested  by  English 
Railway  Commissions,  896  :  and  bj' 
American  Inter -state  Commerce 
Commission.  521,  897,  910.  Its 
general  powers  of  adjudication, 
899  ;  and  administration,  900  ;  not 
a  legislative  body,  ib.  Its  special 
powers  as  to  State  railways,  899, 
918.  Tenure,  appointment,  and 
remuneration  of  members,  918.  See 
Preference. 

Intoxicating  liquids      See  Liquor. 

Irrigation,  right  of  States  to  reasonable 
use  of  waters  for,  880.  894.  Pro- 
bable effect  of,  on  na^igation,  894. 
t^ee  Waters. 

Joint  sitting,  suggested  at  Adelaide 
session,  167,  180.  Adopted  at 
Sydney  session,  190 ;  and  Mel- 
bourne session,  203.  See  Disagrte- 
ment. 

Judges,  Parliament  may  prescribe  num- 
ber of,  to  exercise  federal  jurisdiction, 
S07.     See  Justices. 

Judgments,  741.  Distinguished  from 
decisions,  755. 

Judicial  Committee.    See  Qute^i  in 

Council. 


1002 


INDEX. 


Judicial  power,  655,  719,  806.  Separa- 
tion of,  719.  Executive  encroach- 
ments on,  720.  Legislative  encroach- 
ments on,  721.  Does  not  include 
political  questions,  722.  Legislation 
incidental  to,  655,  723.  Vested  in 
federal  courts.  723.  Whether  it  in- 
cludes extra-judicial  opinions,  765. 
Matters  within  the  limits  of,  federal 
power  to  confer  rights  to  sue 
Commonwealth  or  States,  804.  In 
territories,  973. 

JudieiaPy,  Federal,  resolutions  as  to, 
in  1891  Convention,  129,  133;  at 
Adelaide  session,  169.  Is  a  co- 
ordinate department,  723. 

Jupisdietion,  736.  Mode  of  proof  of 
facts  conferring,  is  matter  of  pro- 
cedure, 772,  Federal,  not  presumed, 
784.  Common  law,  785.  Of  inferior 
federal  courts,  power  of  Parliament 
to  define  and  make  exclusive,  802. 
Federal,  Parliament  may  invest 
State  courts  with,  803  ;  and  prescribe 
number  of  judges  to  exercise,  807. 
Concurrent,  80.3. 

Jupy,  in  civil  cases,  727.  Trial  by,  on 
indictment,  808,  810. 

Justices  of  federal  courts,  727.  Their 
nvmiber  and  precedence.  727.  Ap- 
pointment of,  727,  729.  Tenure  and 
removal,  730  Responsibility  of 
Ministers  for  removal,  732.  Power 
to  suspend,  733.  Reasons  for 
security  of  tenure,  ib.  Remunera- 
tion of,  734. 

Of  High   Court,  appeals  from   to 
High  Court  in  appellate  jurisdiction, 
742. 
Labouehere,    Henry,    93.     Reply    to 
Wentworth's  memorial,  94. 

Labour  Party,  criticism  of  1891  Bill  by, 
144,  145.  At  Convention  elections, 
163.  Objections  to  Convention  Bill, 
206. 

Lang,  Dr.  John  Dunmore,  91,  92,  99. 

Law,  questions  of,  743,  914.  Constitu- 
tionality of,  see   Uncon'ititutionaL 

Laws  of  the  Commonwealth,  346,  .357, 
809.  Are  binding  on  courts,  &c., 
353-6.  Disallowance  of,  692.  Cases 
arising  under,  797.  Offences  against, 
809. 

Of  the  States,  356.  Saving  of,  937. 
Inconsistency  of,  with  federal  law, 
938. 

Legal  Tender,  federal  power  as  to,  575. 
In  United  States,  ib.  Imperial  con- 
trol of,  ih.  States  may  not  make 
anything  but  gold  and  silver  coin, 
950. 

Legislative  power  of  the  Common- 
wealth, 384-5,  508,  653  ;  classified, 
509  ;  plenary  nature  of,  ib.  ;  limita- 
tions of,  510 ;  nature  and  distribution 


of,  511.  Distinguished  from  judicial, 
721.  Declaratory  and  retrospective 
legislation,  ib. 

License,  for  sale  of  liquor,  527.  For 
business,  532.  Imposition  or  appro- 
priation of  fees  for,  668. 

Lighthouses  and  lightships,  85,  91,  94. 
Federal  power  as  to,  565.  Transfer 
of  departments  of,  714.  State  power 
as  to,  853. 

Limits,  territorial  (see  Territorial  limits). 
Of  constitutional  powers,  appeals  in 
questions  as  to,  756.  Of  States, 
alteration  of,  973. 

Liquor,  importation  and  sale  of,  537, 
548,  944.  Prohibition  of  sale  of, 
544-7,947.  Wilson  Act  (U.S.),  538, 
946. 

Lord  Howe  Island,  376. 

Lords  spiritual,  303-4  ;  Temporal,  304-5. 

Mandamus,  780.  Against  officer  of  the 
Commonwealth,  778,  781.  American 
cases,  778.     General  jurisdiction  in, 

780. 

Manufacture  is  not  commerce,  518. 

Marginal  Notes  of  statute,  281. 

Maritime  jvuisdiction.     See  Admiralty. 

Marriage,  federal  power  as  to,  608. 

Matrimonial  causes,  federal  power  as 
to,  611. 

Matters  referred  by  State  Parliaments, 
legislative  power  in  respect  of,  648. 
Incidental  to  execution  of  power, 
651.  In  which  High  Court  has 
original  jurisdiction,  765  ;  or  may 
be  invested  with  additional  jurisdic- 
tion, 789. 

Melbourne,  foundation  of,  52.  Federal 
Parliament  to  meet  at,  till  it  meets 
at  the  seat  of  Government,  978. 

Members  of  one  House  ineligible  for  the 
other,  488.  Of  Parliament,  dis- 
qualifications of,  489  ;  allowance  to, 
499  ;  privileges  of,  500,  507. 

Meteorological  observations,  federal 
power  as  to,  566. 

Ministers  of  State  for  the  Common- 
wealth, 709.  Appointment  of,  to 
administer  departments,  708.  To 
sit  in  Parliament,  128,  711.  Not 
disqiialified,  493.  Must  be  members 
of  Federal  Executive  Council,  705. 
Without  portfolios,  705,  711. 
Number  and  salaries  of,  712. 
For  a  State,  not  disqualified,  493. 

Misbehaviour,  judicial,  731. 

Money  bills,  "compromise  of  1891," 
128,  129,  131,  138.  Discussed  at 
Adelaide  session,  166,  169,  172. 
Suggestions  of  Parliaments,  182,  186. 
Sydney  session,  1 89. 


INDEX. 


1003 


Origination  of,  667.  Amendment 
of  6&,  671.  Suggestion  of  amend- 
ments, 671. 

Monopolies,  federal  regulation  of,  538. 

Murray  River,  customs  treaties,  100, 
lOl.     Railway  across,  109. 

Nation  denned,  371.  National  and 
federal,  334-42. 

Naturalization,  federal  power  as  to, 
601  ;  in  the  United  f^tates,  ib. 
Canadian  cases  as  to,  602.  Under 
colonial  laws,  603.     See  Aliens. 

Navigation  and  shipping,  included  in 
commerce,  517,  540,  542,  873-4.  See 
Waters. 

New  Guinea,  attempted  annexation  of, 
by  Queensland,  110,  113.  Descrip- 
tion of,  376. 

New  South  Wales,  Foundation  of,  29. 
First  statutor}'  authority,  .35.  Con- 
stitutions of  1823  and  1828,  36. 
First  representative  legislature,  38. 
Australian  Colonies  Government  Act, 
1850,  40.  Demand  for  responsible 
government,  41.  Constitution  Sta- 
tute and  Act,  42.  Responsible 
government,  44.  Amendment  of  the 
Constitution,  47.  Enlarged  legisla- 
tive powers,  48.  Original  extent  of, 
79.  Description  and  administration 
of,  373.  Seat  of  Government  to  be 
in,  978.     See  Table  of  Cmitents. 

New  States,  admission  or  establishment 
of,  966.  Modes  of  creating,  967  ; 
terms  and  conditions,  969.  Forma- 
tion of,  by  separation  or  union,  975. 

New  Zealand,  discovered,  26.  Circum- 
navigated, 27.  First  settlement  of, 
75.  Queen's  sovereigntj'  proclaimed, 
ih.  Separation  from  N.  S.  W. ,  75,  79. 
The  new  Constitution,  76  Respon- 
sible government,  77.  Provinces 
abolished,  78.     Reforms,  ih. 

Federal  resolutions  of  1890,  123. 
Attitude  towards  Federation,  228. 
Suggests  amendments  in  the  Con- 
stitution of  the  Commonwealth, 
2.33,  234,  237.  Description  of,  373. 
Propose<l  island  Federation,  251,  639. 

Norfolk  Island,  376. 

Oath  of  allegiance,  488. 

Offence  defined,  492.  Conviction  for, 
disqualifies  for  Parliament,  490,  492. 
Common  law,  jurisdiction  over,  785, 
809.  Against  law  of  the  Common- 
wealth, 809.  Breach  of  statutory 
prohibition  is,  809. 

Office  of  profit,  490,  492. 

Officers  of  army  or  navy,  not  disquali- 
fied, 494.  Federal,  incidental  legis- 
lative power  as  to,  655  ;  appointment 
and  removal  of,  712 ;  mandamus, 
prohibition,  or  injunction  against, 
778.  Of  the  Commonwealth,  who 
are,  783.  Of  the  transfen-ed  depart- 
ments, 817. 


Orders.     See  Riih»  and  Orders. 
Original  Package,  doctrine  of,  524, 

527,  536,  537,  846. 

Pacifle  islands,  federal  power  as  to  rela- 
tions of  Commonwealth  with,  637. 
British  control  in,  ih.  British  pos- 
sessions in,  6.39.  Projects  of  New 
Zealand  as  to,  j6. 

Paper  money,  federal  power  as  to,  579. 

Parental  rights,  federal  power  as  to, 
611. 

Parkes,  Sir  Henry,  advocates  Federa- 
tion, 10.3.  Federal  Council  Bill  of 
1867,  104.  Proposed  tariff  agree- 
ment in  1880,  107.  Federal  (-'ouncil 
resolutions,  ih.  ;  Bill,  108.  Changes 
his  views  as  to  Federal  Council,  113. 
Suggests  Federal  Parliament  and 
Executive,  117.  Suggests  National 
Convention,  118.  Consents  to  pre- 
liminary conference,  119.  Resolu- 
tions in  Conference.  120;  in  N.S.  W. 
Parliament,  12.3.  President  of  1891 
Convention,  124.  Resolutions  in 
Convention,  124-6.  Eulogy  of  1891 
Bill,  141.  Proposed  resolutions  in 
N.S.W.  Parliament,  144. 

Parliament,  Federal,  debates  in  1891 
Convention  as  to,  128,  133  ;  at 
Adelaide  session,  168,  173.  Deriva- 
tion and  prototj'pes  of,  383.  Queen 
is  part  of.  385.  Sessions  of,  404, 
406.  Prorogation  of,  404,  407.  Sum- 
moning of  first,  409.  Return  of 
writs,  410.  Yearly  session,  ib.  See 
Elections,  Members,  Legislative 
power. 

Parliament,  Imperial,  the  Common- 
wealth Bill  before,  242-9.  Powers 
exercisable  by,  federal  power  as  to, 
650. 

Parliaments,  State,  928.  Continuance 
of  powers  of,  unless  exclusively 
vested  in  Federal  Parliament  or 
withdrawn,  933.  Concurrent  powers 
of,  934.  Restricted  powers  of,  936. 
New  legislative  powers  of,  ih. 
Powers  of  alteration  and  repeal, 
937.     May  surrender  territory,  941. 

Parties,  federal  jurisdiction  depending 
on,  7.37,  772,  773,  775. 

Passengers,  State  registration  of,  526  ; 
State  tax  on,  528,  555 ;  federal  tax 
on  foreign,  valid,  542. 

Passing  of  Commonwealth  Constitution 
Act,  331. 

Patents  of  inventions,  federal  power  as 
to,  596.  English,  American,  and 
Canadian  cases,  597. 

Payment  to  members  of  Parliament, 
499.  To  States,  of  three-fourths  of 
net  customs  and  excise,  see  Braddon 
clatise.  Of  surplus  revenue,  see 
Bevenue. 


1004 


INDEX. 


Peace,  order,  and  good  government, 
511.     Effect  of  the  words,  512,  658. 

Penalty  for  sitting  when  disqualified, 
495.  Imposition  or  appropriation  of, 
667. 

Pensions,  from  Crown,  disqualify  for 
Parliament,  493 ;  exceptions,  494. 
Invalid  and  old-age,  federal  power  as 
to,  204,  612. 

People  of  the  Colonies,  their  agreement 
to  federate,  290-2 ;.  union  of,  332, 
366.  Of  Commonwealth  and  States, 
418,  447,  449,  957 ;  privileges  and 
immunities  of,  958. 

Person,  includes  corporation,  777,  793. 

Pilots,  validity  of  State  laws  as  to,  529, 
541,  853. 

Plantations,  use  of  the  term,  1.  Com- 
mittee on  Trade  and,  83. 

Police  powers  of  States,  525,  526. 
Defined,  5.33.  Restriction  of  inter- 
state commerce  by,  847, 850-3.  Limits 
of,  853. 

Ports,  State  powers  as  to,  853.  Prefer- 
ence to,  875. 

Posts,  telegraphs,  and  telephones,  federal 
power  as  to,  559.  Transfer  of  depart- 
ments of,  714. 

Powers  of  the  Houses,  501,  507,  654;  in 
respect  of  laws,  662,  673  ;  to  address 
Crown  for  removal  of  Judges,  731  ; 
to  allow  State  bounties,  843.  Federal 
and  State,  overlapping,  583.  Of 
federal  officers  and  departments,  655. 
Constitutional,  questions  as  to  the 
limits  of,  757.  See  Executive,  Judicial, 
Ler/idatire,  Exchmive,  Concurrent, 
Incidental,  and  Implied  powers. 

Preamble,  284-5.  Of  the  Common- 
wealth Act,  204,  230,  238,  240-9, 
282-34.  Recognition  of  God  in,  287, 
952. 

Preference,   551,  877,  912-5.     What 

constitutes,  is  a  question  of  law,  743, 
745,  914.  By  Commonwealth,  for- 
bidden, 875,  905. 

Undue  or  unreasonable,  905-15 ; 
Parliament  may  forbid  States  to 
give,  901,  904.  English  legislation 
and  cases,  905  ;  American,  910. 
Croup  rates,  908  ;  competitive,  908, 
912,  914,  916  ;  long  and  short  haul, 
911,  916.  Due  regard  must  be  had 
to  financial  responsibilities  of  States, 
917.  Inter-State  Commission  is 
judge  of  unreasonableness,  744-6, 
915,  918.     See  Discrimination. 

Prerogative.  322-3,  406,  707.  Of  grant- 
ing or  refusing  dissolution,  407,  464. 
Of  Queen  in  Council  to  grant  special 
leave  to  appeal,  750 ;  not  impaired 
without  express  words,  760 ;  power 
of  colonial  legislatures  to  limit,  761  ; 
Parliament  may  make  laws  limiting, 
ib.     In  territories,  973. 


President  of  Senate,  election  of,  440  ; 
absence  of,  441  ;  vote  of,  444. 

Privileges  of  the  Parliament.  501,  507. 
Of  colonial  legislatures,  503.  Privi- 
leges and  immunities  of  people  of 
Commonwealth  and  States,  958  ; 
enforcement  of,  959. 

Privy  Council,  Committee  of,  on  Trade 
and  Plantations,  83.  History  of, 
329-30.  Judicial  Committee  of,  751. 
See  Queen  in  Council. 

Process,  service  and  execution  of,  614-7' 
Recognition  of,  620. 

Proclamation  of  Commonwealth,  250, 
331-2,  344.  Of  date  of  transfer  of 
departments,  714. 

Production  distinguished  from  com- 
merce, 518.  Bounties  on,  see 
Bounties. 

Prohibition,  State  laws  as  to,  537. 
Whether  included  in  "regulation," 
547.  Writ  of,  780,  782  ;  against  an 
officer  of  the  Commonwealth,  783. 
Statutory,  breach  of,  is  an  offence, 
809. 

Promissory  notes.  See  Bills  oj  Ex- 
change. 

Property,  acquisition  of.  for  public 
purposes,  204.  Used  in  connection 
with  transferred  departments,  820. 

Proposed  laws,  meaning  of,  663,  674- 
Royal  assent  to,  688.  Reserved, 
signification  of  Queen's  pleasure  on, 
693. 

Punctuation  of  statute,  282. 

Qualification,  of  electors  of  senators, 
423.  Of  senators,  439.  Of  electors  of 
House  of  Representatives,  467  (see 
Franchise,  Electors).  Of  members  of 
the  House  of  Representatives,  474. 
Trial  of  question  of,  495. 

Quarantine,  112.  Federal  power  as  to, 
566.  In  United  States,  567.  Cana- 
dian cases,  567.  Transfer  of  depart- 
ments of,  714.  State  power  as  to, 
854,  857. 

Queen,  The,  legislative  authority  of, 
301-3.  References  to,  321-4.  In  the 
Federal  Parliament,  385.  Bills  pre- 
sented to  Governor-General  for  her 
assent,  692.  Signification  of  her 
pleasure  on  bills  reserved,  693. 
ICxecutive  power  vested  in,  701. 
See  Croimi. 

Queen  in  Council,  no  appeal  as  of  right 

to,  from  High  Court,  746,  750.  Pre- 
rogative right  to  grant  special  leave 
of  appeal,  746,  748,  750,  761.  When 
special  leave  will  be  granted,  752. 
Parliament  may  limit  matters  in 
which  leave  may  be  asked,  761  ;  but 
laws  limiting  must  be  reserved,  763. 
Limitation  of  prerogative  as  regards 
constitutional    questions,    753,   755, 


INDEX, 


1005 


758-9.  No  appeal  upon  constitutional 
questions  unless  the  High  Court 
certifies,  759. 

Queensland.  Moreton  Bay  settlement, 
72.  Separation  of,  72,  99.  Constitu- 
tion of,  73.  Relations  of  the  two 
Houses  in,  74.     Reforms,  74. 

Reply  of  to  federal  proposals  in 
1860,  99.  Annexation  of  New  Guinea 
by,  110.  Executive  Government  of, 
passes  federal  resolutions  in  1883,  ib. 
Joins  Federal  Council.  114,  377. 
Federal  resolutions  in  1890,  123. 

A  Fails  to  join  Convention  of  1897-8, 

162,  187,  193.  Secures  amendment 
as  to  Senate  electorates.  220.  Adopts 
Constitution  223.  Description  of, 
374.     Senate  electorates  in,  421. 

Question,  constitutional,  754.  Of  fact 
or  law,  see  Fact,  Law. 

Quorum  of  Senate,  443.  Of  House  of 
Representatives,  482. 

Quota  for  House  of  Representatives, 
445,  454. 

Race,  people  of  disfranchised,  special 
laws  as  to,  622. 

Railway  rates,  debates  at  1891  Con- 
vention, 137  ;  at  Adelaide  session, 
171,  178;  at  Melbourne  session,  199; 
criticism  of  clauses,  207,  211. 

Principles  of  making,  913.  Prohibi- 
tive, are  unlawful,  916.  Competitive, 
ib.  Long  and  short  haul,  ib.  Develop- 
mental, 920.     See  Preference. 

Railways  of  the  States,  federal  control 
of,  169,  176,  199;  for  naval  and 
military  purposes,  642.  Financial 
responsibilities  in  connection  with, 
202,  917.  Are  instriiments  of  com- 
merce, 517,  541.  Federal  power  to 
acquire,  643.  State  control  of,  856. 
Commerce  power  extends  to,  874. 
Powers  of  Inter-state  Commission 
with  respect  to,  899,  905.  See 
Inter-state   Commission. 

Of  the  Commonwealth,  power  to 
construct  and  extend,  645.  Prefer- 
ences upon,  905. 

Reasonable,  what  is,  usually  a  question 
of  fact,  744,  914-5.  Use  of  waters 
of  rivers,  890  ;  analogy  with  common 
law,  892 ;  with  preference  clauses, 
ib.     See  Prejerence. 

Recognition  of  State  Acts,  &c.,  federal 
power  as  to,  620.  See  Faith  and 
Credit. 

Reference  by  states,  legislative  power 
in  respect  of  648. 

Referendum  on  the  Commonwealth 
Bill  of  1898,  206-13  ;  of  1899,  221-6, 
249.  Suggested,  in  case  of  dead- 
locks 167,  180,  183,  190-1,  203.  On 
amendments  of  the  Constitution, 
987,  992. 


Regulations  for  appellate  jurisdiction 
of  High  Court,  738.  Of  trade,  com- 
merce, and  revenue,  876,  881. 

Reid,  Mr.  G.  H.,  criticizes  the  Bill  of 
1891,  122,  145.  Takes  up  Enabling 
process,  159  Attitude  at  Refer- 
endum of  1898,  208.  Negotiates 
for  amendments,  214-8.  Obtains 
Conference  of  Premiers,  218.  Sup- 
ports Amended  Bill,  221. 

Religion,  laws  as  to,  205,  288-90; 
Commonwealth  may  not  make  laws 
for  establishing,  950.  Christian,  is 
the  law  of  the  land,  288,  951. 

Representatives  of  other  countries, 
cases  affecting,  772.  Of  federal 
territories,  972.  See  House  of 
Representatives. 

Reserved,  bill  may  be,  by  Governor- 
General,  68^.  Signification  of 
Queen's  pleasure  on  bills,  693.  Bills 
limiting  prerogative  of  appeal  must 
be,  763.  List  of  bills  reserved  iu 
colonies,  694. 

Residence  of  members  of  Parliament, 
477.  Of  corporation,  777.  Change 
of,  777. 

Resident,  of  Commonwealth,  477.  Of 
a  State,  775,  959  ;  discrimination 
against,  by  another  State,  960. 

Responsible  Government,  demand  for 
in  N.S.W.,  41;  grant  of,  44;  in 
Victoria,  55  ;  in  Tasmania,  61  ;  in 
South  Australia,  65  ;  in  Western 
Australia,  69,  70 ;  in  Queensland, 
73  ;  in  New  Zealand,  77. 

Debates  in  1891  Convention,  128, 
132,  136,  139;  at  Adelaide  session, 
166.  169.  Application  of  Referendum 
to,  203. 

In  the  Commonwealth,  703,  709. 
In  a  Federation,  706.     See  Cabinet. 

Revenue,  apportionment  of  surplus, 
debates  at  1891  Convention,  133-4, 
137,  139  ;  at  Adelaide  session,  169, 
183  ;  at  Sydney  session,  188 ;  at 
Melbourne  session,  197. 

Appropriationof,  812.  Net,  826(see 
Braddon  clause).  Surplus,  payment 
to  States  before  uniform  duties,  375  ; 
for  five  years  afterwai-ds,  861  ;  after 
five  years,  863  ;  to  be  made  monthly, 
865.     Collected  in  territories,  833. 

Riparian  rights,  888.  Between  States, 
whether  there  are,  175,  198,  888. 
Common  law  as  to,  892.     See  Rivers. 

Rivers,  debates  in  1891  Convention,  1.38  ; 
at  Adelaide  session,  168,  174  ;  diffi- 
culties of  problem,  174;  at  Mel- 
bourne session,  194. 

Within  a  State,  540,  886;  con- 
necting with  waters  of  other  States, 
882,  886 ;  along  boundary,  888. 
Improvement  and  obstruction  of 
navigation  of,  540.  883.  Bridges  and 
dams  across,  State  powers  to  con- 


1006 


INDEX 


struct,  540,  858,  885.  Reasonable 
use  of  waters  of,  879.  Riparian 
rights  ])efore  Federation,  887  ;  after 
Federation,  890.     See  Waters. 

Roads  witliin  State,  State  power  as  to, 
542. 

Rules  and  orders  powers  of  Houses  as 
to,  407.  Of  Colonial  Legislatures, 
503. 

Russell,  Lord  John,  his  administration, 
81.  His  reply  to  Wentworth's 
Committee,  92. 

Seat  of  Government,  debates  at  1891 

Convention,  135,  141  ;  at  Melbourne 
session,  204.  Demands  of  N.S.W., 
216,  218;  amendment  at  Premiers' 
Conference,  219.  Historical  note, 
978. 

Exclusive  power  to  make  laws  for, 
658,  982.  Representation  of,  973. 
Temporary,  question  of,  979.  Ac- 
quisition of  site  for,  980 ;  Mr. 
Oliver's  Report,  982.  Measurement 
of  distance,  982.  Shall  be  vested  in 
the  Commonwealth,  ib.  Crown  lands 
to  be  granted  free,  982. 

Secession,  American  doctrine  of,  292-4. 

Senate,  412-44.  Adoption  of  word,  131, 
168,  173.  Equal  representation  in, 
131,  173,  182,  183,  189,  206,  412,  414, 
421.  Powers  of,  129,  131,  138,  14-5, 
662-73  ;  debates  at  Adelaide  session 
as  to,  166,  173;  at  Sydney  session, 
189  ;  see  Money  bills,  Appropriation 
bills.  Taxation  bills.  Function  as 
Council  of  States,  414. 

Dissolution  of,  167,  180,  191,  203, 
430.  Electorates  for,  413,  419. 
Quorum  of,  443.  Voting  in,  444. 
See  Senators. 

Senators,  mode  of  election  of,  137,  413, 
418.  Number  of,  218.  Term  of 
office,  413,  422,  4.33.  Certifying 
names  of,  413,  422,  4.35,  438. 
Qualifications  of,  439.  Qualifications 
of  electors  of,  4.23-4.  Method  of 
choosing,  425.  Times  and  places  of 
elections,  427  ;  application  of  State 
laws,  ib.  Failure  to  choose,  428. 
Issue  of  writs,  429.  Rotation  of, 
4.30,  434.  Casual  vacancies,  434. 
Vacancy  by  absence,  442.  Vacancy 
to  be  notified,  443.     See  Senate. 

Separation,  beginnings  of  in  Australia, 
79.  Of  territory,  formation  of  new 
State  by,  976. 

Service,  Mr.  James,  110,  HI,  119. 

Service  of  process  of  State  courts, 
federal  power  as  to,  614. 

Services,  imposition  or  appropriation 
of  fees  for,  668.  State  charges  for, 
are  not  taxes  on  commerce,  853. 

State,  contrasted  with  Government,  367. 
Diiierent  meanings  of  word,  368-72. 


States,  adoption  of  word,  131.  Are 
parts  of  the  Commonwealth,  .370-1. 
Original,  376-421.  New,  967-77. 
Boundaries  of,  216,  219 ;  suits  as 
to,  775.  Alteration  of  limits  of,  216, 
219,  378,  974.  Division  or  amalga- 
mation of,  129,  976. 

Suits  against,  774,  806.  Suits  be- 
tween, 775.  Suits  between  residents 
of  different,  776.  Suits  between  a 
State  and  resident  of  another,  778. 
Laws  conferring  rights  to  proceed 
against,  775,  805. 

Continuance  of  the  Constitutions 
of,  929  ;  subject  to  the  Federal  Con- 
stitution, 931.  Powers  of  the  Par- 
liaments of,  continued,  933  ;  resi- 
duary, 935  ;  new,  936  ;  to  surrender 
territory,  941.  Laws  of,  continued, 
937  ;  unless  inconsistent  with  federal 
laws,  938. 

May  levy  charges  for  inspection 
laws,  942.  Maj'  control  liquor  traffic, 
944.  May  not,  without  consent  of 
Commonwealth,  raise  forces  or  tax 
property  of  Commonwealth,  948. 
May  not  coin  money,  950.  Rights  of 
residents  in,  953.  People  of,  418, 
957.  Recognition  of  laws,  &c.,  of, 
620,  961.     See  New  States. 

Statistics,  federal  power  as  to,  572. 
' '  The  latest  statistics  of  the  Common- 
wealth," 445,  454,  ,922,  925. 

Subject,  British,  natural  born  and 
naturalized,  478  ;  defined,  491,  955  ; 
resident  in  one  State,  discrimination 
against  by  another,  954.  Of  foreign 
power,  disqualified  for  Parliament, 
491. 

Subject-matter,  federal  jurisdiction 
arising  from,  737,  773,  800,  764-804. 
The  same,  claimed  under  laws  of 
different  States,  800. 

Suffrage,  see  Franchise,   Wome7i. 

Surplus  revenue,  distribution  of.  See 
Bevenne. 

Sydney,  foundation  of,  30,  79.  Proposed 
as  the  federal  capital,  141,  184,  204, 
218,  219.  Seat  of  Government  must 
not  be  within  100  miles  of,  219,  978. 

Tackingr<  to  annual  appropriation  bill 
forbidden,  674.  To  taxation  bills, 
675. 

Tariffs,  intercolonial,  first  imposition 
of,  79,  100.  Border  customs  treaties, 
101.  Uniform  tariff  proposals,  ib. 
Conference  of  1863,  ib.  Other  Confer- 
ences, 102-7.  Propo.sals  for  customs 
union,  104.  See  Customs  and  excise. 
Customs  duties. 

Tasmania,  Discovery  of,  25.  Explora- 
tion, 31.  Foundation,  58,  79.  Sepa- 
ration from  N.S.W.,  59,  79.  First 
representative  legislature,  60.  New 
Constitution,  61.  Responsible  govern- 
ment and  enlarged  legislative  powers. 


INDEX. 


1007 


ib.  Change  of  name,  61.  Reforms, 
62.  Reciprocity  with  N.S.W.,  79. 
Early  tariffs,  iOO.  Joins  Federal 
Council,  144.  377.  Federal  resolu- 
tions of  1890,  123.  Consideration  of 
1891  Bill,  147.  Suggests  amend- 
ments of  Adelaide  Bill,  18.5.  Refer- 
endum of  1898,  212  ;  of  1899,  223. 
Description  of,  374. 
Taxation,  federal  powers  of,  132,  549. 
Nature  of  power,  550.  Limits  of  power, 
ih.  Preferences  and  discriminations, 
550-1,  829,  876-9.  Of  State  property 
and  officers,  651,  553.  Area  and 
extent  of  power,  551.  How  far 
exclusive,  ib.  Of  property  of  State 
or  Commonwealth,  948.  Of  federal 
corporations  by  States,  552.  Ex- 
amples of  power,  555.  Apportion- 
ment of,  556  ;  effect  of  violation, 
678. 

Laws  imposing,  675  ;  shall  deal 
only  with  imposition,  677  ;  only  with 
one  .subject  of  taxation,  678.  Bills 
for  imposing,  Senate  may  not  origi- 
nate, 677  ;  nor  amend,  678  ;  what 
bills  are  deemed  not  to  be,  667. 

Telegraphs  and  telephones  are  instru- 
ments of  commerce,  517,  534,  541. 
See  Posits. 

Territorial  limits,  354 ;  Australian 
waters  bej'ond,  569 ;  corporations 
formed  within,  607.  Territorial 
waters,  356.  Territorial  basis  of 
Commonwealth,  366,  372. 

TePPitories,  Australasian,  376.  Federal, 
laws  for  the  government  of,  970-1  ; 
prerogative  in,  972 ;  judicial 
authority  in,  ib.;  representation  of, 
ih.  See  Territory,  Heat  oj  Oovtm- 
nient. 

TePPitOPy,  States  may  surrender,  941, 
970.  Placed  by  Queen  under  control 
of  Commonwealth,  or  otherwise 
acquired,  970-1.  See  Seat  of  Govern- 
ment. 

Title  of  Statute,  281.  Short  title  of  Com- 
monwealth Act,  311-20. 

Tonnagre  duty,  536,  850,  948. 

ToPtS  in  connection  with  commerce, 
States  may  deal  with  liability  for, 
542. 

TPade  and  commerce,  debates  in  1891 
Convention,  135.  Definition  of, 
515-17.  Includes  transportation,  517, 
533,  535  ;  travel,  518 ;  traffic  and 
intercourse,  522,  539 ;  navigation 
and  shipping,  520,  522,  540,  873  ; 
improvement  of  navigation  and  re- 
moval of  obstructions,  540,  874 ; 
State  railways,  520,  874.  Does  not 
include  production  and  manufacture, 
518  ;  or  certain  occupations,  519. 
Subjects  of,  518. 


Inter-state,  federal  power  as  to, 
515-49.  Definition  of,  517,  903-4. 
Extent  of  the  power,  539.  Aids  to 
power,  516.  Limits  of  power,  516, 
903.  Exclusive  or  concurrent,  5.30. 
Beginning  and  end  of  federal  con- 
trol, 519,  539  ;  duration,  519  ;  inter- 
ruption of  transit,  519.  Leading 
American  cases,  521-39.  American 
and  Canadian  powers,  .543. 

Equality  of,  171,  199,  903  (see 
Preference)..  Freedom  of,  845.  Re- 
gulation of,  516,  522,  547  ;  and  pro- 
hibition, 547.  State  legislation 
affecting,  542.  State  tax  upon,  5M, 
846  ;  when  constitutional,  848  ;  upon 
persons  engaged  in,  857.  State 
licenses  for,  847  ;  other  allowable 
charges,  849.  Restriction  by  police 
powers  of  States,  847,  850-3.  Do- 
mestic commerce  of  States,  517,  540, 
542,  855,  856,  903-4. 

TPade  Mapks,  federal  power  as  to,  598. 
Rights  of  aliens  as  to,  600. 

Tpading  corporations.  See  Corpora- 
tions. 

TpansfeP.     See  Departments,  Officers. 

Tpeason,  attainder  or  conviction  for, 
disqualifies  for  Parliament,  490,  492. 

TPeaties,  346,  631,  678.  Commercial, 
633,  769  ;  negotiation  of,  by  colonies, 
635.  Matters  arising  under,  High 
Court   has   original  jurisdiction    in, 

768,  770.     Municipal   rights  under, 

769.  In  United  States,  have  the 
effect  of  laws,  769.  Judicial  cogni- 
zance of,  770. 

TPipaPtite  division  of  government. 
See  Government, 

Unconstitutional,  when  courts  will 
pronounce  a  law,  767,  792,  796. 
Statutes  unconstitutional  in  part,  796. 

Undue  and  unreasonable,  what  is,  is  a 
question  of  fact,  744.  Test  of  a  pre- 
ference, whether  it  is  undue,  &c., 
878.     See  Preference. 

Unification,  Sir  George  Dibbs'  scheme 
for,  155.  Distinguished  from 
Federation,  333. 

UnifOPm  federal  franchise,  483-7,  985. 
Method  of  choosing  senators,  426. 
Taxation  must  be,  550,  829,  876. 
Bounties  must  be,  556.  Duties  of 
customs,  829. 

United  Kingdom,  The,  296  300.  Out- 
lines and  conspectus  of  Constitution 
of,  317,  319. 

United  States  of  America,  outlines  and 
conspectus  of  Constitution  of,  318, 
320.  Leading  commerce  cases,  521- 
39.     Commerce  power  in,  542. 

"Until  the  Papliament  otherwise 
pPOVides,"  legislative  power  con- 
ferred by  these  words,  647. 


1008 


INDEX. 


Vacancies  in  Senate,  triennial,  430, 
434  ;  casual,  434  ;  by  resignation  or 
absence,  442 ;  notification  of,  437, 
443.  In  House  of  Representatives, 
473  ;  by  resignation  or  absence,  481. 
In  both  Houses,  on  disqualification, 
494.     Trial  of  disputed,  496. 

Validity  of  law.     See   Unconstitutional. 

Van  Diemen'S  Land.     See  Tasmania. 

Vice- Admiralty  courts  in  N.S.W.  and 
Victoria,  797-8.     See  Admiralty. 

Victoria,  Foundation  of  Port  Phillip 
settlement,  51,  79.  Separation  from 
N.S.W.,  52,  81,  100.  Political 
progress,  54.  Constitution  Statute 
and  Act,  55.  Responsible  Govern- 
ment, 57.  Enlarged  legislative 
powers,  ib.  Reforms,  ib.  Consti- 
tutional struggles,  ib. 

Constitutional  Committee  of  1853, 
91.  !*elect  Committees  on  Federa- 
tion, 95,  97.  First  tariff,  100.  Joins 
Federal  Council,  114,  377.  Federal 
resolutions  of  1890,  122.  Resolu- 
tions on  1891  Bill,  146.  Referendum 
of  1898,  210.  Suggested  amend- 
ments of  Adelaide  Bill,  184.  Des- 
cription of,  374. 

Wakefield,  Edward  Gibbon,  62. 

Waters,  territorial,  356.  Beyond  terri- 
torial limits,  569.  Navigable,  881  ; 
American  decisions  as  to,  882,  887  ; 
extent  of  federal  authority  over, 
883 ;  concurrent  powers  of  States 
as  to.  884.  Of  rivers,  893  ;  Common- 
wealth may  not  abridge  reasonable 


use    of,    879 ;    for    conservation    or 
irrigation,  893.     See  Rivers. 

Weights  and  measures,  federal  power 
as  to,  584. 

WentWOrth,  William  Charles,  protests 
against  Earl  Grey's  despatch,  82 
Secures  appointment  of  Constitu- 
tional Committee,  90.  His  federal 
scheme,  ih.  His  Memorial  and 
Enabling  Bill,  93,  96. 

Western  Australia,  Foundation  of,  33. 
First  statutory  authority,  67.  First 
representative  legislature,  68.  Re- 
sponsible Government  sought,  69. 
New  Constitution  and  Responsible 
Government,  70.  Reforms,  71. 
Joins  Federal  Council,  114,  377. 
Federal  resolutions  of  1891,    123. 

Suggested  amendments  of  Adelaide 
Bill,  185.  Tariff  clause,  198.  Com- 
monwealth Bill  referred  to  Select 
Committee,  226.  Suggested  amend- 
ments, 226,  234,  237.  Adopts  Con- 
stitution, 249.  Description  of,  375. 
Retains  intercolonial  customs  for 
five  years,  865. 

Wharfage  dues,  not  a  tax,  535,  536, 
853.     Must  be  reasonable,  854. 

Wharves,  State  powers  as  to,  853. 

Wilson     Act     (United     States).  See 

Liquor. 
Women,    qualification    of,    as   members 

of    the     Federal     Parliament,  475. 

Extension  of   suffrage    to,    in  New 

Zealand,      South      Australia,  and 

Western  Australia,  483-7. 


Webadale,  Shoosmith  &Co.,  Printers,  Sydney. 


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